J. Mack Robinson College of Business Tel: (404) 413-7339 Georgia State University Fax: (404) 413-7312 35 Broad Street, Suite 1230 [email protected] Atlanta, GA 30303
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MARK A. CHEN J. Mack Robinson College of Business Tel: (404) 413-7339 Georgia State University Fax: (404) 413-7312 35 Broad Street, Suite 1230 [email protected] Atlanta, GA 30303 Professional Appointments Georgia State University, J. Mack Robinson College of Business Associate Professor of Finance (with tenure), June 2011 – present Associate Professor of Finance, June 2007 – June 2011 University of Maryland, Robert H. Smith School of Business Assistant Professor of Finance, Aug. 2000 – June 2007 (on leave Oct. 2005 – Jan. 2006) U.S. Securities and Exchange Commission, Office of Economic Analysis Visiting Financial Economist, Oct. 2005 – Aug. 2007 Harvard University, Department of Economics Teaching Fellow, Sept. 1998 – Dec. 1998 National Bureau of Economic Research, Cambridge, MA Research Assistant, 1996-1997 Education Ph.D. and M.A. (Economics), Harvard University, June 2000 B.A. (Mathematics and Economics, magna cum laude), Rice University, May 1994 Research Interests Corporate Governance, Innovation, FinTech, Executive Compensation, Machine Learning Refereed Academic Publications “Identifying FinTech Innovations Using BERT” (with Doina Caragea, Theodor Cojoianu, Mihai Dobri, Kyle Glant, and George Mihaila), 2020 IEEE Big Data Conference Proceedings, forthcoming. “How Valuable is FinTech Innovation?” (with Qinxi Wu and Baozhong Yang), Review of Financial Studies, Vol. 32, 2062-2106, May 2019. Featured in the Duke Law School FinReg Blog, October 22, 2018. “Board Structure Mandates: Consequences for Director Location and Financial Reporting” (with Zinat S. Alam, Conrad S. Ciccotello, and Harley E. Ryan, Jr.), Management Science, Vol. 64, 4735-4754, October 2018. “Boardroom Brawls: An Empirical Analysis of Disputes Involving Directors” (with Anup Agrawal), Quarterly Journal of Finance, Vol. 7, No. 03, 1750006, September 2017. Featured in Financial Times Agenda, May 18, 2009. “The Costs and Benefits of Clawback Provisions in CEO Compensation” (with Daniel T. Greene and James E. Owers), Review of Corporate Finance Studies, Vol. 4, 108-154, March 2015. “Does the Location of Directors Matter? Information Acquisition and Board Decisions” (with Zinat Alam, Conrad Ciccotello, and Harley Ryan, Jr.), Journal of Financial and Quantitative Analysis, Vol. 49, 131-164, February 2014. Featured in the Harvard Law School Forum on Corporate Governance and Financial Regulation, July 30, 2013. Winner of the Best Paper Award in Corporate Governance, 2010 FMA Annual Meeting. “Analyst Conflicts and Research Quality” (with Anup Agrawal), Quarterly Journal of Finance, Vol. 2, No. 2, 1250010, September 2012. “Interim News and the Role of Proxy Voting Advice” (with Cindy R. Alexander, Duane J. Seppi, and Chester S. Spatt), The Review of Financial Studies, Vol. 23, 4419-4454, December 2010. “Regulating Securities Analysts” (with Robert Marquez), Journal of Financial Intermediation, Vol. 18, 259-283, April 2009. “Do Analyst Conflicts Matter? Evidence from Stock Recommendations” (with Anup Agrawal), Journal of Law and Economics, Vol. 51, 503-537, August 2008. Winner of the Best Paper Award in Financial Institutions, 2005 FMA Annual Meeting. “Who is Afraid of Reg FD? The Behavior and Performance of Sell-Side Analysts Following the SEC’s Fair Disclosure Rules” (with Anup Agrawal and Sahiba Chadha), Journal of Business, Vol. 79, 2811-2834, November 2006. Profiled in BusinessWeek, August 15, 2005, p. 94. “Executive Option Repricing, Incentives, and Retention,” Journal of Finance, Vol. 59, No. 3, 1167-1199, June 2004. “Individual Monotonicity and the Leximin Solution,” Economic Theory, Vol. 15, 353-365, February 2000. “Bargaining, Production, and Monotonicity in Economic Environments” (with Eric S. Maskin), Journal of Economic Theory, Vol. 89, 140-147, November 1999. 2 Other Publications “Gender, Geography, and the Boardroom” (with Zinat S. Alam, Conrad S. Ciccotello, and Harley E. Ryan, Jr.), The Corporate Board, Vol. 38, 22-26, September/October 2017. Working Papers and Research-in-Progress “Are Directors Rewarded for Excellence? Evidence from Reputation Shocks and Career Outcomes” (with Hai Tran, Qinxi Wu, and Evgenia Zhivotova), second-round resubmission, Review of Corporate Finance Studies. 2016 Greater China Finance Conference, 2017 CICF, 2017 FMA Annual Meeting, 2017 UC San Diego Finance Workshop “The Effects of Technological Disruption on Suppliers and Customers: Evidence from Blockchain Laws” (with Sophia Hu, Joanna Wang, and Qinxi Wu), working paper. “How Do Firms Respond to Disruptive Innovation? The Case of Blockchain” (with Sophia Hu and Qinxi Wu) 2019 GSU Brown Bag “How Does Digital Innovation Affect Labor Markets? Evidence from the Financial Sector,” 2018 GSU Brown Bag, 2019 Toronto FinTech Conference, 2019 Western Economic Association International “Lead Directors and the Efficacy of Board Monitoring: Evidence from Machine Learning” (with Han Ma), 2017 European Finance Association (EFA) Annual Meeting, 2017 CICF, 2017 FMA Annual Meeting, 2017 Paris Financial Management Conference. Semifinalist for Best Paper Award in Corporate Governance, 2017 FMA Annual Meeting “Gender and Geography in the Boardroom: What Really Matters for Board Decisions?” (with Zinat S. Alam, Conrad S. Ciccotello, and Harley E. Ryan, Jr.), 2015 International Conference on Corporate Governance and Corruption (Helsinki, Finland), 2015 FMA Annual Meeting, 2018 Conference on Board Diversity Quotas: Yes, No, Maybe? Finalist, Best Paper Award in Corporate Governance, 2015 FMA Annual Meeting “Board Connections, Knowledge Spillovers, and Corporate Innovation” (with Sophia Hu, Joanna Wang, and Qinxi Wu) “Institutional Investors and Corporate Innovation” (w/ Paul Borochin, Yuan Gao, Suiheng Guo) “Director Ability and Firm Performance” (with Qinxi Wu and Evgenia Zhivotova), 9th Annual Drexel University Corporate Governance Conference (Early Ideas Session), April 2016. “On Misalignment in Proxy Voting” (with Cindy R. Alexander, Ron Goettler, Duane J. Seppi, and Chester S. Spatt) Editorial Boards and Scientific Committees 3 Associate Editor, International Journal of Financial Engineering, April 2019 − present Editorial Review Board Member, China Accounting and Finance Review, October 2019 – present Editorial Review Board Member, Journal of International Business Studies, October 2016 – present Academic Committee Member, Xinyuan FinTech Research Center, Tsinghua PBC School of Finance, September 2018 – present Invited Seminar Presentations (* denotes presentation by co-author) Georgia State University, brown bag, Atlanta, GA, November 2019 Baylor University, brown bag, Waco, TX, November 2018* Georgia State University, brown bag, Atlanta, GA, May 2018 Tsinghua University, Beijing, China, November 2017 Peking University, Beijing, China, November 2017 Georgia State University, brown bag, Atlanta, GA, November 2017 University of Paris Dauphine, Paris, France, March 2017 California State University Fullerton, 2016* Loyola Marymount University, 2016* University of California Riverside, 2016* Georgia State University, brown bag, Atlanta, GA, November 2016 Clemson University, Clemson, SC, April 2016 Georgia State University, brown bag, Atlanta, GA, February 2016 Louisiana State University, Baton Rouge, LA, March 2015 Auburn University, Auburn, AL, February 2015 Florida Finance Conference, September 19, 2014* Louisiana State University, Baton Rouge, LA, February 2014* University of Miami, Miami, FL, brown bag, 2013* Georgia State University, Atlanta, GA, 2012* Louisiana State University, Baton Rouge, LA, 2011* Tulane University, New Orleans, LA, 2010* University of Georgia, Athens, GA, 2009* Georgia State University, Atlanta, GA, 2009* University of South Carolina, Columbia, SC, 2009* North Carolina State University, Raleigh, NC, 2008* Florida State University, Tallahassee, FL, 2008* Kansas State University, Manhattan, KS, 2008* University of Florida, Department of Finance, Gainesville, FL, 2008 Vanderbilt University, Nashville, TN, 2009* University of Washington, Seattle, WA, 2009* Cornell University, Ithaca, NY, 2009* Yale University, School of Management, New Haven, CT, 2008 Singapore Management University, Singapore, 2008* Yale Law School, New Haven, CT, 2008* University of South Florida, Tampa, FL, 2007 4 University of Arizona, College of Management, Tucson, AZ, 2007 Virginia Tech, College of Business, Blacksburg, VA 2007 Pennsylvania State University, College of Business, State College, PA 2007 Georgia State University, Department of Finance, Atlanta, GA, 2007 Institutional Shareholder Services, Corporate Headquarters, Rockville, MD, 2007* University of Texas at Austin, Austin, TX, 2006* University of Southern California, Los Angeles, CA, 2006* University of Michigan, Ann Arbor, MI, 2006* University of Calgary, Calgary, Canada, 2006* American University, School of Business, Washington, DC, 2006 University of Texas at Dallas, School of Management, Dallas, TX, 2006 U.S. Securities and Exchange Commission, Brown Bag, Washington, DC, September 2006 Georgia State University RMI, 2007 University of Delaware, Dover, DE, 2006* Southern Methodist University, Dallas, TX, 2006* Texas Christian University, Fort Worth, TX, 2005* Georgia State University, Atlanta, GA, 2005* University of Alabama, Culverhouse College, Tuscaloosa, AL, 2004 University of Maryland, College Park, MD, 2005* Cornell University, Ithaca, NY, 2005* U.S. Securities and Exchange Commission, Washington, DC, 2002* University of Oklahoma, Norman, OK, 2002* Melbourne Business School, Melbourne, Australia, 2002* Georgia State University,