2015 Do Not Enter Social Security Numbers on This Form As It May Be Made Public

Home , Butler Capital Partners, Castle Harlan, MatlinPatterson, Riverside Partners, Zalando

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 OMB No 1545-0052 Form 990-PF Return of Private Foundation or Section 4947( a)(1) Trust Treated as Private Foundation 2015 Do not enter social security numbers on this form as it may be made public. Department of the Treasury ► ► Information about Form 990 - PF and its instructions is at www .irs.gov/form99OPf . • • ' Internal Revenue Service

For calendar year 2015 , or tax year beginning 01-01-2015 , and ending 12-31-2015

Name of foundation A Employer identification number EWING MARION KAUFFMAN FOUNDATION 43-6064859 KRISTIN BECHARD Number and street (or P 0 box number if mail is not delivered to street address) BTelephone number (see instructions) 4801 Rockhill Road (816) 932-1000

City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending, check here ► Kansas City, MO 641102046 P

G Check all that apply [Initial return [Initial return former public charity of a D 1. Foreign organizations , check here ► F-Final return F-A mended return P F-Address change F-Name change 2. Foreign organizations meeting the 85% test, check here and attach computation ► E If private foundation status was terminated H Check type of organization [Section 501( c)(3) exempt private foundation under section 507(b)(1)(A), check here ► F Section 4947( a)(1) nonexempt charitable trust Other taxable private foundation

IFair market value of all assets at end ] Accounting method [Cash F-Accrual F If the foundation is in a 60-month termination of year (from Pa,t II, col (c), [Other( specify) under section 507(b)(1)(B), check here ► F Ime 2 , 079,051 ,771 (Part I, column (d) must be on cash basis

Analysis of Revenue and Expenses (d) Revenue and Disbursements (The total of amounts in columns (b), (c), and (d) may not Net investment Adjusted net expenses per for charitable necessarily equal the amounts n column (a) (see (b) income (c) income instructions)) (a) books purposes (cash basis only) 1 Contributions, gifts, grants, etc , received (attach schedule) ...... 0

2 Check 10, F_/ if the foundation is not required to attach Sch B ...... 3 Interest on savings and temporary cash investments

4 Dividends and interest from securities . . . . 18,204,360 24,949,654 5a Gross rents ...... b Net rental income or (loss) 6a Net gain or (loss) from sale of assets not on line 10 61,084,956

b Gross sales price for all assets on line 6a 1, 703, 088, 939 7 Capital gain net income (from Part IV, line 2) . . . 176,974,299 8 Net short-term capital gain ...... 9 Income modifications ......

10a Gross sales less returns and allowances b Less Cost of goods sold . c Gross profit or (loss) (attach schedule) . . . . .

11 Other income (attach schedule) ...... •^ 9,780,428 -3,409,406 1,476,234

12 Total .Add lines 1 through 11 ...... 89,069,744 198,514,547 1,476,234

13 Compensation of officers, directors, trustees, etc 1,614,308 1,614,308

14 Other employee salaries and wages ...... 10,140,908 1,055,332 9,085,576

VI. 15 Pension plans, employee benefits ...... 3,194,429 178,882 3,015,547 CJ 16a Legal fees (attach schedule)...... 309,412 60,891 0 248,521

b Accounting fees (attach schedule)...... •^ 118,554 19,025 0 99,529 X w c Other professional fees (attach schedule) . . . . •^ 19,309,911 11,107,448 153,180 8,049,283 V 17 Interest ......

18 Taxes (attach schedule) (see instructions) of 1,001,292 258,447 19 Depreciation (attach schedule) and depletion . . .

20 Occupancy ...... 2,845,237 48,860 2,796,376

21 Travel, conferences, and meetings...... 3,658,726 29,061 1,462 3,628,203 22 Printing and publications ...... 81,898 73 81,825

C 23 Other expenses (attach schedule)...... •^ 2,061,928 9,946,092 14,468 1,826,708

24 Total operating and administrative expenses. Add lines 13 through 23 ...... 44,336,603 22,704,111 169,110 30,445,876

25 Contributions, gifts, grants paid ...... 73,201,397 73,201,397

26 Total expenses and disbursements .Add lines 24 and 25 117,538,000 22,704,111 169,110 103,647,273 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements -28,468,256 b Net investment income (if negative, enter -0-) 175,810,436 c Adjusted net income (if negative, enter -0-) . . . 1,307,124 For Paperwork Reduction Act Notice, see instructions. Cat No 11289X Form 990-PF (2015) Form 990-PF (2015) Pace 2 Attached schedules and amounts in the description column Beginning of year End of year Balance Sheets should be for end-of-year amounts only (See instructions (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash-non-interest-bearing ......

2 Savings and temporary cash investments ...... 152,398,840 95,038,028 94,740,856

3 Accounts receivable 10, 153,334 10,740 153,334 153,334 Less allowance for doubtful accounts ► 4 Pledges receivable ► Less allowance for doubtful accounts ► 5 Grants receivable ...... 6 Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions). . 7 Other notes and loans receivable (attach

Less allowance for doubtful accounts ► N 8 Inventories for sale or use ...... C) 9 Prepaid expenses and deferred charges ......

10a Investments-U S and state government obligations (attach 25,869,177 j 33,775,797 33,444,395 schedule) b Investments-corporate stock (attach schedule) . . . . 863,329,446 ' J 822,575,000 873,774,943

c Investments-corporate bonds (attach schedule) . . . . 1,652,171 ' J 582,619

11 Investments-land, buildings, and equipment basis ► Less accumulated depreciation (attach schedule) ► 12 Investments-mortgage loans ......

13 Investments-other (attach schedule) ...... 847,583,709 910,432,558 1,067,236,143

14 Land, buildings, and equipment basis ► Less accumulated depreciation (attach schedule) ► ) 'mil 9,872,355 9,702,100 9,702,100 15 Other assets (describe ► 16 Total assets (to be completed by all filers-see the instructions Also, see page 1, item I) 1,900,716,438 1,872,259,436 2,079,051,771 17 Accounts payable and accrued expenses ...... 18 Grants payable ...... C 19 Deferred revenue ...... 20 Loans from officers, directors, trustees, and other disqualified persons 21 Mortgages and other notes payable (attach schedule) . . . 22 Other liabilities (describe 10, ) 35,084 46,339 23 Total liabilities (add lines 17 through 22) ...... 35,084 46,339

Foundations that follow SFAS 117, check here ► F a> and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted ...... Temporarily restricted C 25 26 Permanently restricted ......

LL_ Foundations that do not follow SFAS 117, check here ► 0 and complete lines 27 through 31. 27 Capital stock, trust principal, or current funds . . . . . s 28 Paid-in or capital surplus, or land, bldg , and equipment fund

a 29 Retained earnings, accumulated income, endowment, or other funds 1,900,681,353 1,872,213,097

C' 30 Total net assets or fund balances (see instructions) . . . 1,900,681,353 1,872,213,097 Z 31 Total liabilities and net assets / fund balances (see instructions) 1,900,716,437 1,872,259,436 Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year-Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) ...... 1 1,900,681,353 2 Enter amount from Part I, line 27a ...... 2 -28,468,256 3 3 Other increases not included in line 2 (itemize) ► 4 Add lines 1, 2, and 3 ...... 4 1,872,213,097 5 5 Decreases not included in line 2 (itemize) ► 6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 1,872,213,097 Form 990-PF (2015) Form 990-PF (2015) Pa g e 3 Capital Gains and Losses for Tax on Investment Income How acquired List and describe the kind(s) of property sold (e g , real estate, Date acquired Date sold P-Purchase (a) 2-story brick warehouse, or common stock, 200 shs M LC Co (c) (mo , day, yr (d) (mo , day, yr (b) D-Donation la See Additional Data Table b C d e Depreciation allowed Cost or other basis Gain or (loss) (e) Gross sales price (f) (or allowable) (g) plus expense of sale (h) (e) plus (f) minus (g) a See Additional Data Table b C d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus Adjusted basis Excess ofcol (i) col (k), but not less than -0-) or (i) F M V as of 12/31/69 (j) as of 12/31/69 (k) over col (j), if any (I) Losses (from col (h)) a See Additional Data Table b C d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 I 2 176,974,299 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- in Part I, line 8 I 3 JU^ Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? F_ Yes No If "Yes," the foundation does not qualify under section 4940 ( e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see instructions before making any entries

Base period years Calendar Distributtiion ratio Adjusted qualifying distributions Net value of noncha)ritable-use assets year (or tax year beginning in) (col (b) divided by col (c)) 2014 102,363,241 2,072,908,255 0 049381 2013 57,987,619 1,986,946,436 0 029184 2012 71,235,705 1,781,452,300 0 039987 2011 84,060,931 1,827,368,068 0 046001 2010 85,001,413 1,720,333,632 0 04941 2 Totalof line 1, column (d) ...... 2 0 213963 3 Average distribution ratio for the 5-year base period-divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 0 042793 4 Enter the net value of noncharitable-use assets for 2015 from Part X, line 5. . . . . 4 2,096,802,849 5 Multiply line 4 by line 3 ...... 5 89,728,484 6 Enter 1% of net investment income (1% of Part I, line 27b)...... 6 1,758,104 7 Add lines 5 and 6 ...... 7 91,486,588 8 Enter qualifying distributions from Part XII, line 4 ...... 8 103,647,273 If line 8 is equal to or greater than line 7, check the box in Part VI, line lb, and complete that part using a 1% tax rate See the Part VI instructions Form 990-PF (2015) Form 990-PF (2015) Pa g e 4 Excise Tax Based on Investment Income ( Section 4940 ( a), 4940(b), 4940 ( e), or 4948- see page 18 of the instructions)

la Exempt operating foundations described in section 4940(d)(2), check here ► F and enter"N/A" on line 1 Date of ruling or determination letter (attach copy of letter if necessary -see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,758,104

here ► [and enter 1% of Part I, line 27b ...... c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2 3 Add lines 1 and 2 ...... 3 1,758,104 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4 5 Tax based on investment income .Subtract line 4 from line 3 If zero or less, enter -0- . . . . . 5 1,758,104 6 Credits/Payments a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 1,601,555 b Exempt foreign organizations-tax withheld at source ...... 6b c Tax paid with application for extension of time to file (Form 8868). . . 6c 350,000 d Backup withholding erroneously withheld ...... 6d 7 Total credits and payments Add lines 6a through 6d ...... 7 1,951,555 8 Enter any penalty for underpayment of estimated tax Check here F if Form 2220 is attached 8

9 Tax due .If the total of lines 5 and 8 is more than line 7, enter amount owed ...... ► 9 10 Overpayment .If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . . ► 10 193,451

11 Enter the amount of line 10 to be Credited to 2015 estimated tax ► 193,451 Refunded ► 11 Statements Regarding Activities la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did Yes No it participate or intervene in any political campaign? °^j ...... la No b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions for definition) ? ...... lb No If the answer is "Yes " to la or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities c Did the foundation file Form 1120-POL for this year? ...... Sc No d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year

(1) On the foundation ► $ (2) On foundation managers ► $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers ► $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? . . . . 2 No If "Yes,"attach a detailed description of the activities 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes,"attach a conformed copy of the changes J . . 3 Yes 4a Did the foundation have unrelated business gross income of $1,000 or more during the year?...... 4a Yes b If "Yes," has it filed a tax return on Form 990-T for this year? ...... 4b Yes 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ...... 5 No If "Yes,"attach the statement required by General Instruction T 1i 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ...... 6 Yes 7 Did the foundation have at least $5,000 in assets at any time during the year?If "Yes," complete Part II, col (c), and Part XV ...... 7 Yes 8a Enter the states to which the foundation reports or with which it is registered (see instructions)

► AL, CA, CO, CT, FL, GA, ID, IN, KS, MD, MA, MS, MO, NY, NC, ND, OK, RI, SC, VT, VA, WV b Ifthe answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No," attach explanation . 8b Yes 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV )? If "Yes," complete Part XIV ...... r 9 No 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses ...... 10 No Form 990 -PF ( 2015) Form 990-PF (2015) Pa g e Statements Regarding Activities (continued) 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions ) ...... 11 No 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement (see instructions ) ...... 12 Yes 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 Yes www kauffman org Website address ►

14 The books are in care of' KRISTIN BECHARD Telephone no ' (816) 932-1000

Located at ' 4801 ROCKHILL ROAD KANSAS CITY MO ZIP+4 ' 641102046

15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 -Check here ...... ► F

and enter the amount of tax-exempt interest received or accrued during the year ...... ► I 15 16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over Yes No a bank, securities, or other financial account in a foreign country? 16 Yes See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBA R) If "Yes", enter the name of the foreign country'

Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column , unless an exception applies. Yes No la During the year did the foundation (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? r- Yes No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ...... [ Yes No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? r- Yes No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? [ Yes [ No (5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ...... [ Yes No (6) Agree to pay money or property to a government official? (Exception . Check "No" if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days )...... [ Yes No b Ifany answer is "Yes" to la(1)-(6), did anyofthe acts fail to qualify under the exceptions described in Regulations section 53 4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ...... lb No

Organizations relying on a current notice regarding disaster assistance check here...... ► P c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2015? ...... Sc No 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or4942(j)(5)) a At the end of tax year 2015, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2015' ...... [ Yes No

If "Yes," list the years ► 20 , 20 , 20 , 20_ b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to allyears listed, answer "No" and attach statement-see instructions ) ...... 2b c Ifthe provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here

► 20 , 20_ , 20 , 20 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ...... Yes F_ No b If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7 )) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period''(Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2015 ) ...... 3b No 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a No b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015? 4b No For m 990-PF (2015) Form 990-PF (2015) Pa g e 6 Statements Regarding Activities for Which Form 4720 May Be Required ( Continued) 5a During the year did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? [7 Yes [ No (2) Influence the outcome of any specific public election (see section 4955), or to carry

on, directly or indirectly, any voter registration drive? ...... F- Yes No

(3) Provide a grant to an individual for travel, study, or other similar purposes? [7 Yes [ No (4) Provide a grant to an organization other than a charitable, etc , organization described in section 4945(d)(4)(A)? (see instructions) ...... • Fq- Yes F No (5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?...... [ Yes No b Ifany answer is "Yes" to 5a(1)-(5), did anyofthe transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions )? . . . . . 5b No

Organizations relying on a current notice regarding disaster assistance check here...... ► P c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?...... [ Yes [ No If "Yes," attach the statement required by Regulations section 53 4945-5(d) .J 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? ...... [ Yes No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . 6b No If "Yes " to 6b, file Form 8870 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? [ Yes No b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? . . . . 7b Information About Officers , Directors , Trustees , Foundation Managers , Highly Paid Employees, LEMM and Contractors 1 List all officers. directors . trustees. foundation managers and their compensation ( see instructions).

Title, and average (c) Compensation(If Contribuut)ions to Expense account, (a) Name and address hours per week not paid, enter employee benefit plans (e) other allowances (b) devoted to position -0-) and deferred compensation See Additional Data Table

2 Compensation of five highest-paid employees (other than those included on line 1-see instructions). If none. enter"NONE." Contributions to (a) Title, and average employee benefit Expense account, Name and address of each employee paid hours per week (c) Compensation plans and deferred (e) other allowances more than $50,000 (b) devoted to position (d) compensation MCLEAN MARY E°J CHIEF INVESTMENT 632,989 49,125 0 OFF 4801 ROCKHILL ROAD 40 0 KANSAS CITY,MO 64110 ANZALONE JENNIFER LtJ DIRECTOR 173,932 184,504 0 40 0 4801 ROCKHILL ROAD KANSAS CITY,MO 64110 NORTH AARON MtJ VICE PRESIDENT 270,529 51,763 0 40 0 4801 ROCKHILL ROAD KANSAS CITY,MO 64110 STANGLER DANIEL JjJ VICE PRESIDENT 261,799 52,121 0 40 0 4801 ROCKHILL ROAD KANSAS CITY,MO 64110 MURRAY LISA R.J INVESTMENT 217,769 50,295 0 DIRECTOR 4801 ROCKHILL ROAD 40 0 KANSAS CITY,MO 64110

Total number of other employees paid over $ 50,000 ...... ► 94 Form 990-PF (2015) Form 990-PF (2015) Page 7 Information About Officers, Directors, Trustees , Foundation Managers , Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE". (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation General Atlantic Partners Investment Mgmt Serv 1,400,259 55 East 52nd St 32 Floor NEWYORK,NY 10055 First Eagle Investment Management LLC Investment Mgmt Serv 1,313,358 1345 Avenue of the Americas NEWYORK,NY 10105 Turner Agassi Charter School Facilities Investment Mgmt Serv 1,300,905 3000 Olympic Blvd Bldg 1 Ste 212 SANTA MONICA,CA 90404 Driehaus Capital Management LLC Investment Mgmt Serv 1,099,731 25 E Erie Street CHICAGO,IL 60611 Harris Associates LP Investment Mgmt Serv 865,951 111 South Wacker Drive Suite 4600 CHICAGO,IL 60606

Total number of others receiving over $50,000 for professional services. 61

Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of Expenses organizations and other beneficiaries served, conferences convened, research papers produced, etc 1SEE ATTACHMENT C

Summary of Program - Related Investments (see instructions) Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount 1NONE 2

All other program - related investments See instructions 3

Total . Add lines 1 through 3 ...... ► Form 990-PF (2015) Form 990-PF (2015) Page 8 Minimum investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc purposes a Average monthly fair market value of securities ...... la 953,758,559 b Average of monthly cash balances ...... lb 135,105,173 c Fair market value of all other assets (see instructions) ...... 1c 1,039,870,125 d Total (add lines la, b, and c) ...... ld 2,128,733,857 e Reduction claimed for blockage or other factors reported on lines la and lc (attach detailed explanation) ...... le 2 Acquisition indebtedness applicable to line 1 assets ...... 2 0 3 Subtract line 2 from line Id ...... 3 2,128,733,857 4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see instructions ) ...... 4 31,931,008 5 Net value of noncharitable-use assets .Subtract line 4 from line 3 Enter here and on Part V, line 4 5 2,096,802,849 6 Minimum investment return .Enter 5% of line 5 ...... 6 104,840,142 Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here ► and do not com p lete this p art. ) 1 Minimum investment return from Part X, line 6 ...... 1 104,840,142 2a Tax on investment income for 2015 from Part VI, line 5...... 2a 1,758,104 b Income tax for 2015 (This does not include the tax from Part VI ). . 2b c Add lines 2a and 2b ...... 2c 1,758,104 3 Distributable amount before adjustments Subtract line 2c from line 1...... 3 103,082,038 4 Recoveries of amounts treated as qualifying distributions ...... 4 1,081,807 5 Add lines 3 and 4 ...... 5 104,163,845 6 Deduction from distributable amount (see instructions) ...... 6 7 Distributable amountas adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1. . . 7 104,163,845

Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes a Expenses, contributions, gifts, etc -total from Part I, column (d), line 26...... la 103,647,273 b Program-related investments-total from Part IX-B ...... lb 0 2 A mounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes ...... 2 0 3 A mounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required) ...... 3a 0 b Cash distribution test (attach the required schedule ) ...... 3b 0 4 Qualifying distributions .Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 103,647,273 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see instructions) ...... 5 1,758,104 6 Adjusted qualifying distributions .Subtract line 5 from line 4 ...... 6 101,889,169 Note :The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating wheth er the foundation qualifies for the section 4940(e) reduction of tax in those years Form 990-PF (2015) Form 990-PF (2015) Pa g e 9 Undistributed Income (see instructions) (a) (b) (c) (d) Corpus Years prior to 2014 2014 2015 1 Distributable amount for 2015 from Part XI, line 7 104,163,845 2 Undistributed income, if any, as of the end of2015 a Enter amount for 2014 only...... 0 b Total for prior years 2013 , 2012 , 2011 0 3 Excess distributions carryover , if any, to 2015 a From 2010. . . . . 1,030,438 b From 2011...... c From 2012...... d From 2013...... e From 2014...... 1,188,365 f Total of lines 3a through e...... 2,218,803 4 Qualifying distributions for 2015 from Part XII, line 4 10, $ 103,647,273 a Applied to 2014, but not more than line 2a 0 b Applied to undistributed income of prior years (Election required-see instructions). . . . . c Treated as distributions out of corpus (Election required-see instructions) . . . . . d Applied to 2015 distributable amount. . . . . 103,647,273 e Remaining amount distributed out of corpus 0 5 Excess distributions carryover applied to 2015 516,572 516,572 (If an amount appears m column (d), the same amount must be shown in column (a) ) 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5 1,702,231 b Prior years' undistributed income Subtract line 4b from line 2b ...... 0 c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed...... d Subtract line 6c from line 6b Taxable amount -see instructions ...... 0 e Undistributed income for 2014 Subtract line 4a from line 2a Taxable amount-see instructions ...... 0 f Undistributed income for 2016 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2015...... 0 7 A mounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) ...... 8 Excess distributions carryover from 2010 not 513,866 applied on line 5 or line 7 (see instructions) . . 9 Excess distributions carryover to 2016. Subtract lines 7 and 8 from line 6a ...... 1,188,365 10 Analysis of line 9 a Excess from 2011. . . . b Excess from 2012. . . . c Excess from 2013. . . . d Excess from 2014. . . . 1,188,365 e Excess from 2015. Form 990-PF (2015) Form 990-PF (2015) Pa g e 10 EMSTM Private Operating Foundations (see instructions and Part VII-A, question 9) la If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2015, enter the date of the ruling. . . . . ► b Check box to indicate whether the organization is a private operating foundation described in section [ 4942(j)(3) or [ 4942(j)(5) 2a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum ( e) Total (a) 2015 (b) 2014 (c) 2013 (d) 2012 investment return from Part X for each year listed ...... b 85% of line 2a ...... c Qualifying distributions from Part XII, line 4 for each year listed . . . . . d Amounts included in line 2c not used directly for active conduct of exempt activities ...... e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c . . . . 3 Complete 3a, b, or c for the alternative test relied upon a "Assets" alternative test-enter (1) Value of all assets ...... (2) Value of assets qualifying under section 4942(j)(3)(B)(i) b "Endowment" alternative test- enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed. . . c "Support" alternative test-enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) . . . . (2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii). . . . (3) Largest amount of support from an exempt organization (4) Gross investment income Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year-see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )

NON b List any managers of the foundation who own 10% or more of the stock of a corporation ( or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

NON

2 Information Regarding Contribution , Grant , Gift, Loan, Scholarship, etc., Programs:

Check here ► F_ if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts , grants, etc (see instructions ) to individuals or organizations under other conditions, complete items 2a, b, c, and d

a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed SEE ATTACHMENT D 4801 ROCKHILL ROAD KANSAS CITY, MO 64110 (816)932-1000 b The form in which applications should be submitted and information and materials they should include SEE ATTACHMENT D c Any submission deadlines SEE ATTACHMENT D d Any restrictions or limitations on awards , such as by geographical areas , charitable fields , kinds of institutions , or other factors SEE ATTACHMENT D Form 990-PF (2015) Form 990-PF (2015) Pa g e 11 Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Recipient Foundation show any relationship to Purpose of grant or status o f A mount any foundation manager contribution Name and address (home or business) recipient or substantial contributor a Paid during the year See Additional Data Table

Total . . ► 3a 73,201,397 b Approved for future payment See Additional Data Table

Total . . ► 3b 64,110,443 Form 990-PF (2015) Form 990-PF (2015) Pa g e 12 Analysis of Income - Producing Activities

E me gross amounts unless otherwise indicated Unrelated b usiness income Excluded by section 512, 513, or 514 (e) Related or exempt function income (a) (b) (c) (d ) (See 1 P1 ogram service revenue Business code Amount Exclusion code Amount instructions a RETURN OF UNUSED GRANT FUNDS 01 1,081,807 b ISTART INCOME 01 48,500 C ROYALTIES & HONORARIUMS RECEIVED 15 4,360 d e f 9 Fees and contracts from government agencies 2r embership dues and assessments. . . . 3 1 nterest on savings and temporary cash nvestments ......

4 D ividends and interest from securities. . . 14 18,204,360 5 N et rental income or (loss) from real estate a Debt-financed property...... b Not debt-financed property. . . . . 6 N et rental income or (loss) from personal p roperty ......

7 0 ther investment income. . . . . 19 7,983,409 8 G ain or (loss) from sales of assets other than nventory ...... 18 61,084,956 9 N et income or (loss) from special events 10 G ross profit or (loss) from sales of inventory

11 0 ther revenue a FED & STATE TAX REFUNDS 01 11,358 b REFUND OF MANAGEMENT FEES 01 309,428 C PROGRAM RELATED INVESTMENT INCOME 01 148,170 d PROMISSORY NOTE INTEREST INCOME 01 193,396 e 12 S ubtotal Add columns (b), (d), and (e ). 87,939,437 1,130,307 13 Total .Add line 12, columns (b), (d), and (e) ...... 13 89,069,744 (See worksheet in line 13 instructions to verify calculations ) JjWj=jj Relationship of Activities to the Accomplishment of Exempt Purposes Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to Line No . the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (See instructions ) 1A Return of unused grant funds 1B Income received to support entrepreneurship program 1C Income received to suooort entreoreneurshiD oroaram

Form 990-PF (2015) Form 990-PF (2015) Pa g e 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exem p t Or g anizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political Yes No organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of (1) Cash ...... la(1) Yes (2) O they assets ...... la(2) No b Other transactions (1) Sales of assets to a noncharitable exempt organization ...... lb(1) No (2) Purchases of assets from a noncharitable exempt organization ...... lb(2) No (3) Rental of facilities, equipment, or other assets ...... lb(3) No (4) Reimbursement arrangements ...... lb(4) No (5) Loans or loan guarantees ...... lb(5) No

(6)Performance of services or membership or fundraising solicitations l b ( 6 ) 1 No c Sharing of facilities, equipment, mailing lists, other assets, or paid employees...... 1c No- d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received

(a) Line No (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangemen ts la(1) 368,694 ATTACHMENT B ATTACHMENT B

2a Is the foundation directly or indirectly affiliated with, or related to , one or more tax - exempt organizations described in section 501(c ) of the Code ( other than section 501 ( c)(3)) or in section 527?...... EYes F.-/ N o b If "Yes ," complete the following schedule (a) Name of organization (b) Type of organization (c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge Sign ****** 2016-11- Here

Signature of officer or trustee Date

Print/Type preparer's name Preparer's Signature Anne Walker

Paid Firm 's name ► Preparer ]MW &ASSOCIATES LLC Use Only Firm 's address ► 6400 Glenwood Suite 100 Overland Park, KS 66202 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate, (b) Date acquired (d) (a) 2-story brick warehouse, or common stock, 200 shs MLC Co How acquired (c) (mo , day, yr Date sold P-Purchase (mo , day, yr D-Donation

CUSTODIED ACCOUNTS

CASH ACCOUNT

HARRIS ASSOCIATES

FIRST EAGLE

VANGUARD

SSGA TRANSITION

FDE AGRESSOR

FDE AGENOR

DRIEHAUS

FIRST WILSHIRE Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable ) ( g) plus expense of sale ( h) (e) plus (f) minus (g)

18,492,075 18,933,662 -441,587

105,463,831 100,914,897 4,548,934

254,175,869 252,961,594 1,214,275

289,424,070 281,258,779 8,165,291

76,939,699 79,120,043 -2,180,344

18,627 19,626 -999

98,750 101,762 -3,012

608,012,003 593,548,855 14,463,148

15,547,682 8,782,542 6,765,140 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns 1 - Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate, ( b) (c) (d) (a) 2-story brick warehouse, or common stock, 200 shs M LC Co How acquired Date acquired Date sold P-Purchase (mo , day, yr (mo , day, yr D-Donation

SSGA GLOBAL ALPHA MAX

NUANCE

CONESTOGA CAPITAL ADVISORS

RUANE, CUNIFF, & GO LDFARB

JP MORGAN INTEREST RATE SWAPS

SANDS CAPITAL MANAGEMENT

BROKER ACCOUNTS

JP MORGAN DISTRIBUTION

PARTNERSHIPS

ABINGWORTH III B LP Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable ) ( g) plus expense of sale (h) (e) plus ( f) minus (g)

5,940 7,170 -1,230

88,627,953 82,609,191 6,018,762

15,467,988 13,871,968 1,596,020

34,021,196 27,930,705 6,090,491

0 2,502,907 -2,502,907

14,507,521 15,190,071 - 682,550

8,070,601 8,496,436 -425,835

86,688 0 86,688 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns 1 - Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

ACCENT EQUITY 2003

ACCENT EQUITY 2012

(ADVENT) GLOBAL PRIVATE EQUITY III LP

(ADVENT) GLOBAL PRIVATE EQUITY IV-A LP

ARCH VENTURE FUND VI, LP

AVENUE ASIA SPECIAL SITUATIONS FUND IV, LP

AVENUE SPECIAL SITUATIONS FUND V, LP

BENCHMARK CAPITAL PARTNERS IV, LP

BENCHMARK CAPITAL PARTNERS V, LP

BENCHMARK CAPITAL PARTNERS VI, LP Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable ) (g) plus expense of sale ( h) (e) plus (f) minus (g)

0 2,210 -2,210

13,937 0 13,937

0 296 -296

21,906 0 21,906

1,699,396 0 1,699,396

0 775,945 -775,945

0 58,585 -58,585

0 165,321 -165,321

276,971 0 276,971

5,460,455 0 5,460,455 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns 1 - Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

BENCHMARK CAPITAL PARTNERS VII, LP

BESSEMER VENTURE PARTNERS VII INSTITUTIONAL, LP

BESSEMER VENTURE PARTNERS VIII INSTITUTIONAL, LP

BRENNER WEST CAPITAL QUALIFIED PARTNERS, LP

CIPEF IV (CAPITAL INTERNATIONAL PRIVATE EQUITY FUND IV) 6/30 YE

COURT SQUARE VENTURES II

CROSSLINK PARTNERS, LP

CS CAPITAL PARTNERS II, LP (K-1 EQUIVALENT, NOT FILED WITH IRS- FOREIG

CS CAPITAL PARTNERS III, LP (K-1 EQUIVALENT, NOT FILED WITH IRS- FOREI

EEIF X-B, LP (AKA ENERVEST FUND X-B, LP) Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable ) ( g) plus expense of sale (h) (e) plus (f) minus (g)

0 84,979 -84,979

7,039,323 0 7,039,323

1,295,811 0 1,295,811

3,378,371 0 3,378,371

898,941 0 898,941

268,851 0 268,851

3,744,807 0 3,744,807

606,979 0 606,979

4,831,820 0 4,831,820

0 4,325,707 -4,325,707 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus col (k), but not less than -0-) or (i) F M V as of 12/31/69 Adjusted basis Excess of col (1) (I) Losses (from col (h)) (j) as of 12/31/69 (k) over col (j), if any

-84,979

7,039,323

1,295,811

3,378,371

898,941

268,851

3,744,807

606,979

4,831,820

-4,325,707 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

ENCAP ENERGY CAPITAL FUND V-B, LP

EUROCHOICE II (JERSEY) LP, AKA LODH - LOMBARD OLDIER (FOREIGN PARTNERS

EUROPEAN SECONDARY DEVELOPMENT FUND III, LP (FOREIGN PARTNERSHIP)

EUROPEAN SECONDARY DEVELOPMENT FUND IV, LP (FOREIGN PARTNERSHIP)

FIR TREE VALUE FUND, LP

FLYWHEEL I LP

FORUM ASIAN REALITY INCOME II, L P

FRANCE PRIVATE EQUITY III, AKA BUTLER CAPITAL PARTNERS (FOREIGN PARTNE

GENERAL ATLANTIC BRAZIL FUNDO DE INVESTIMENTO EN PARTICIPACOES (KFB 20

GENERAL ATLANTIC PARTNERS 85, L P Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable ) ( g) plus expense of sale (h) (e) plus (f) minus (g)

0 76,788 -76,788

163,520 0 163,520

0 1,449,980 -1,449,980

364,705 0 364,705

6,069,642 0 6,069,642

0 99,042 -99,042

209,236 0 209,236

1,067,495 0 1,067,495

0 1,315 -1,315

2,235,093 0 2,235,093 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns 1 - Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

GENERAL ATLANTIC PARTNERS 88, L P

GENERAL ATLANTIC PARTNERS 90, L P

GENERAL ATLANTIC PARTNERS 93, L P

GENERAL ATLANTIC PARTNERS 94F, L P

GENERAL ATLANTIC PARTNERS (BERMUDA) L P

GENERAL ATLANTIC PARTNERS (BERMUDA) II L P

GENERAL ATLANTIC PARTNERS (BERMUDA) III L P

GREAT POINT DEVELOPERS

HARBERT PRIVATE EQUITY FUND II, LLC

HAWKEYE CAPITAL INSTITUTIONAL LP Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable ) ( g) plus expense of sale (h) (e) plus (f) minus (g)

2,739,006 0 2,739,006

0 64,506 -64,506

1,003,942 0 1,003,942

1,168,136 0 1,168,136

0 782,820 -782,820

9,260,244 0 9,260,244

173,955 0 173,955

19,679 0 19,679

431,081 0 431,081

0 1,027,763 -1,027,763 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns 1 - Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

HERRING CREEK FUND, LP

HIGHFIELDS CAPITAL IV LP

INTERSOUTH PARTNERS VII

J H WHITNEY IV, LP

J H WHITNEY VI, LP

JP MORGAN INCUBATOR FUND (NO K-1 - OFFSHORE MUTUAL FUND)

LINDEN CAPITAL PARTNERS LP

LINDEN CAPITAL PARTNERS II LP

MADRONA VENTURE FUND III

MADRONA VENTURE FUND IV, LP Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable) (g) plus expense of sale ( h) (e) plus ( f) minus (g)

1,791,297 0 1,791,297

0 142,784 -142,784

23,171 0 23,171

1,579 0 1,579

227,205 0 227,205

18,738 0 18,738

20,920 0 20,920

0 1,002,467 -1,002,467

2,122,030 0 2,122,030

0 58,853 - 58,853 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

MADRONA VENTURE FUND V, LP

MATLINPATTERSON GLOBAL OPPORTUNITIES III

MATRIX PARTNERS VII, L P

MAYFIELD XI

MERIT ENERGY PARTNERS E-II, LP

MERIT ENERGY PARTNERS F-II, LP

MPM BIOVENTURES III QP, LP

MPM BIOVENTURES IV QP, LP

OAK INVESTMENT PARTNERS VII, LP

OCM /GFI POWER OPPORTUNITIES FUND II Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable) (g) plus expense of sale (h) (e) plus (f) minus (g)

0 376,578 -376,578

0 217,983 -217,983

67 0 67

1,886 0 1,886

28,566 0 28,566

1,922 0 1,922

282,179 0 282,179

828,795 0 828,795

18,342,178 0 18,342,178

157,735 0 157,735 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns 1 - Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate, (b) (c) (d) (a) 2-story brick warehouse, or common stock, 200 shs M LC Co How acquired Date acquired Date sold P-Purchase (mo , day, yr (mo , day, yr D-Donation

PRO LOG CAPITAL II, LP

PROTEGE PARTNERS QP FUND (NO K-1 - OFFSHORE MUTUAL FUND)

RIVERSIDE FUND III

RIVERSIDE FUND IV

RIVERSIDE FUND V

SQUARE MILE PARTNERS III TE LP

SQUARE MILE LODGING OPPORTUNITY PARTNERS, LP

TECH INVESTMENTS II LLC

TURNER-AGASSI CHARTER SCHOOL FACILITIES FUND, LP

US VENTURE PARTNERS IV, LP Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable) (g) plus expense of sale (h) (e) plus (f) minus (g)

83 0 83

18,807,728 0 18,807,728

0 44,562 -44,562

1,014,921 0 1,014,921

0 7,846 -7,846

798,418 0 798,418

5,620,701 0 5,620,701

0 128,360 -128,360

60,883 0 60,883

19,678,340 0 19,678,340 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

18,807,728

-44,562

1,014,921

-7,846

798,418

5,620,701

-128,360

60,883

19,678,340 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

US VENTURE PARTNERS VI, LP

USPF FEEDER II LEVERAGED FEEDER

USPF FEEDER III LEVERAGED FEEDER

USPF IV LEVERAGED FEEDER LP

VENROCK ASSOCIATES II, LP

VENROCK ASSOCIATES III, LP

WINDERS LAKE HOLDINGS, LLC

WINGATE PARTNERS III, LP Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed Cost or other basis Gain or (loss) (f) (or allowable ) ( g) plus expense of sale ( h) (e) plus (f) minus (g)

2,468,928 0 2,468,928

0 149,711 -149,711

0 32,746 -32,746

1,849,271 0 1,849,271

45,537,603 0 45,537,603

0 73,851 -73,851

0 28,447,304 -28,447,304

0 266,130 -266,130 Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/3 1/69 Gains (Col (h) gain minus col (k), but not less than -0-) or (i) F M V as of 12/31/69 Adjusted basis Excess of col (1) (I) Losses (from col (h)) (j) as of 12/31/69 (k) over col (j), if any

2,468,928

-149,711

-32,746

1,849,271

45,537,603

-73,851

-28,447,304

-266,130 Form 990PF Part VIII Line 1 - List all officers, directors, trustees, foundation managers and their compensation

(a) Name and address Title, and average (c) Compensation(If (d) Expense account, hours per week not paid, enter Contributions to (e) other allowances (b) devoted to position -0-) employee benefit plans and deferred compensation

Kristin Bechard °) Treasurer 249,271 56,325 0 40 0 4801 Rockhill Road Kansas City,MO 641102046

Wendy Guillies °) President & CEO 468,537 58,031 0 40 0 4801 Rockhill Road Kansas City, MO 641102046

Julia Kauffman tJ Trustee 60,000 0 0 8 0 4801 Rockhill Road Kansas City,MO 641102046

Janice Kreamer tJ Trustee, Chair 125,000 0 0 12 0 4801 Rockhill Road Kansas City, MO 641102046

Barbara Mowry tJ Trustee 60,000 0 0 8 0 4801 Rockhill Road Kansas City,MO 641102046

Benno Schmidt ti) Trustee 60,000 0 0 8 0 4801 Rockhill Road Kansas City, MO 641102046

Michael Schultz tJ Trustee 0 0 0 8 0 4801 Rockhill Road Kansas City,MO 641102046

John Sherman ti) Trustee 60,000 0 0 8 0 4801 Rockhill Road Kansas City, MO 641102046

Michael Stolper tJ Trustee 60,000 0 0 8 0 4801 Rockhill Road Kansas City,MO 641102046

Jeannine Strandlord tJ Trustee 60,000 0 0 8 0 4801 Rockhill Road Kansas City, MO 641102046

JOHN ETYLER III GENERAL COUNSEL 411,500 38,829 0 & SECRETARY 4801 Rockhill Road 40 0 Kansas City,MO 641102046 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Boston University NONE NC Support Boston University's 100,000 765 Commonwealth Ave School of Law research project Boston, MA 02215 on law, innovation and economic growth 20085481

Duke University 1 Towerview Drive NONE PC Fellowships to support 25,000 Durham, NC 27708 Research in Entrepreneurship by junior faculty members 20090041

KIPP Foundation NONE PC Support KIPP with matching 100,000 135 Main Street Suite 1700 funds for the Department of San Francisco, CA 94105 Education's 13 grant to the KIPP Foundation, the consortium of KIPP schools and regional organizations in support of KIPP's leadership development programs and network growth efforts 20100924

Columbia University NONE NC Support completion of 31,029 435 West 116 Street Columbia Law School's project Jerome Greene Hall Rm 724 on law, innovation, and New York, NY 10027 economic growth, focusing on business partnerships and contracting 20110494

Curators of the University of Missouri NONE NC Support the KC STEM Alliance 550,000 5100 Rockhill Road as the Kansas City region's K- Kansas City, MO 641102499 12 STEM education and workforce expansion organization 20110512

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

American Philosophical Society NONE PC Support the pilot program for 120,000 104 South 5th Street pre-dissertation doctoral Philadelphia, PA 191063387 students in the area of physical and biological sciences, mathematics, and technology in the pursuit of innovation and entrepreneurial outcomes 20110665

Abraham Mabel B 51 Orient Avenue NONE NC Fellowships for Ph D 3,000 Arlington,MA 02474 candidates writing dissertations in entrepreneurship 20111004

Lanahan Lauren E NONE NC Fellowships for Ph D 3,000 205 D West Poplar Avenue candidates writing Carrboro,NC 27510 dissertations in entrepreneurship 20111038

The University of Kansas Center for NONE PC Support for the continuation of 128,415 Research Inc the Kansas City Area 2385 Irving Hill Road Educational Research Lawrence, KS 660457568 Consortium to improve preschool through higher education for all students in the Kansas City metropolitan area by providing tools for data- driven educational policy research, evaluation, and implementation 20120846

Cowgill Jr Bradford Lee NONE NC Fellowships for Ph D 3,000 1931 Diamond Street candidates writing San Francisco, CA 94131 dissertations in entrepreneurship 20120981

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Demetry Daphne NONE NC Fellowships for Ph D 3,000 1700 State Street Apt 253 candidates writing Nashville,TN 37203 dissertations in entrepreneurship 20120983

McCasland Jamie NONE NC Fellowships for Ph D 3,000 1985 Penman Springs Road candidates writing Paso Robles,CA 93446 dissertations in entrepreneurship 20120988

Nelson Russel 6386 Adobe Circle NONE NC Fellowships for Ph D 3,000 Irvine, CA 92617 candidates writing dissertations in entrepreneurship 20120990

Osman Adam 342 Greene Street NONE NC Fellowships for Ph D 3,000 New Haven, CT 06511 candidates writing dissertations in entrepreneurship 20120992

Georgia Tech Research Corporation NONE SO III FI Support the Roundtable for 10,000 Office ofSponsered programs Engineering Entrepreneurship 505 10th Street Suite 300 Research (RE ER) annual Atlanta,GA 303320420 conference on technology entrepreneurship for the years 2013-2015 20130168

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Kansas University Endowment NONE PC Support a research project to 16,607 Association understand how the Affordable 3901 Rainbow Blvd Care Act might impact new and Mail Stop 3012 growing businesses Kansas City,KS 66160 20130211

Trustees of William Jewell College NONE PC Support an initiative to develop 97,812 500 College Hill a sustainable entrepreneurial Liberty, MO 64068 environment and culture across campus with a primary focus on developing an experiential, competency- based entrepreneurship model for faculty, staff and students 20130289

Thomas B Fordham Institute NONE PC Support the Emerging 12,500 1016 - 16th Street NW 8th Floor Education Policy Scholars Washington, DC 20036 Program that brings up-and- coming scholars together with education policy experts to determine the best methods to translate education research into policy 20130510

University of Pennsylvania NONE NC Fellowships to support 14,000 3620 Locust Walk research in entrepreneurship Philadelphia, PA 191046370 by junior faculty members 20130551

Greater Kansas City Community NONE PC Support to provide staff, 2,500,000 Foundation programming, and equipment Affiliated Trusts for the planned Free Enterprise 1055 Broadway Suite 130 Center in Kansas City, Kansas City,MO 641051595 Missouri 20130708

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Global Entrepreneurship Week NONE SO I Support to organize and 1,492,500 2400 N Street NW Suite 603 implement Global Washington, DC 20037 Entrepreneurship Week, a series of activities for the years 2014 through 2016, designed to inspire young people to explore their potential as self-starters and innovators 20130795

Pinchot University NONE PC Support to work with two 10,000 220 Second Avenue South Suite 400 regional partnerships, each led Seattle, WA 98104 by a local Workforce Development Council and the Washington Workforce Training and Education Coordinating Board, to develop and implement a three-tiered entrepreneurship educational program and assess its viability as an ongoing program offering within the federal Workforce Investment Act (WIA) funded system 20130987

Academie Lafayette NONE PC Support implementation of an 75,000 6903 Oak Street International Baccalaureate Kansas City, MO 64113 Middle Years Program at Academie Lafayette, a framework of learning which encourages students to become creative, critical and reflective thinkers 20131027

University of Kansas Center for NONE PC support to provide a study of 4,750 Research Inc immigration in the kansas city Youngberg Hall metropolitan area and the 2385 Irving Hall Road states of missouri and kansas Lawrence, KS 66045 20131106

University of Maryland NONE NC Support for emerging scholars 18,540 Robert H Smith School of Business doctoral consortia at the 2014 4562 Van Munching Hall and 2015 Smith College Park, MD 20742 Entrepreneurship Research Conferences 20131226

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

United Way of Greater Kansas City NONE PC Kauffman Foundation match of 5,321 Inc associate contributions 801 West 47th Street Suite 500 20140001 Kansas City,MO 64112

Innovations for Poverty Action a New NONE PC Support for building a network 40,000 Jersey of researchers who will engage nonprofit corporation in programmatic research, 1731 Connecticut Ave 4th Floor especially randomized control Washington, DC 20009 trials 20140048

Teach for America Inc NONE PC Support the Social 77,500 25 Broadway 12th Floor Entrepreneurship & Innovation New York, NY 10004 Initiative to encourage and support alumni in launching innovative social ventures that address the root causes of educational inequity 20140072

Leading Educators Inc NONE PC Support to expand the impact 100,000 1824 Oretha Caslel Haley Blvd of Leading Educators to New O rleans, LA 70113 additional leaders, teachers, and students in high-need schools in the Kansas City region 20140077

Sweat Equity Enterprises Inc dba NONE PC Support to study the effects of 40,000 Enstitute entrepreneurial apprenticeship 32 Havemeyer Street and mentoring programs on 2B successful skill development Brooklyn, NY 11211 and job market entry 20140140

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Curators of the University of NONE NC Support for KCUR to increase 50,000 Missouri KCUR its coverage of education and 4825 Troost Suite 202 entrepreneurship reporting Kansas City,MO 64110 20140141

Innovate St Louis NONE PC Support data collection and 100,000 911 Washington Avenue 722 research through the St Louis, MO 63101 Information Technology Entrepreneur Network (ITEN) and the development of a comprehensive Playbook to record ITEN's history and process, and translate that experience into a "how to" manual for establishing similar programs in other markets 20140150

Washington Monthly Corporation NONE PC Support for the production of 120,000 1200 18th Street NW Suite 330 in-depth, long-form, and web- Washington, DC 20036 based journalism on the nexus between innovation and government policy, support for a book-length report entitled, "The St Louis Project Why Heartland Cities are Doing Everything Right Yet Losing the Race for Growth and support for one or more events each year of the grant, based on Kauffman-promoted print and web pieces 20140152

President and Fellows of Harvard NONE PC Support research to explore the 60,000 College aka concept of salience theory, as Harvard University Department of E it applies to entrepreneurship Littauer Center 315A 1805 (motivation, management, and Cambridg market-changing innovations) Cambridge,MA 02138 20140189

Pipeline Inc 1919 W 45th Avenue NONE PC Support for acquiring, 470,500 Kansas City, KS 66103 developing, delivering and studying entrepreneurial experiences and activities, particularly through fellowship and alumni programs that further Pipeline's charitable purposes in the Midwest 20140192

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Johns Hopkins University NONE PC Support research to analyze 29,771 280 Megenthaler the political economy of 3400 North Charles Street entrepreneurship, including Baltimore, MD 21218 barriers to new business creation across a variety of economic sectors and how those barriers contribute to negative economic trends 20140216

The Third Way Foundation NONE PC Support a research paper and 75,000 1200 New Hampshire Avenue NW educational conference to Suite 575 educate policymakers and the Washington, DC 20036 public as to the effects of regulatory accumulation on entrepreneurs and innovators 20140241

Central Exchange Education Center NONE PC Support for the Central 40,000 1020 Central Suite 100 Exchange to create the Kansas City, MO 64105 Midwest Women's Business Enterprise Council, a regional certification agency for women- owned businesses to add credentials to their business and gain access to greater business opportunities 20140314

Curators of the University of NONE NC Support forUMKCoutreachto 100,000 Missouri the entrepreneurship 5100 Rockhill Road community through the digital Kansas City, MO 64110 sandbox initiative 20140320

Curators of the University of NONE NC Support two additional staff 120,000 Missouri positions to meet expansion 4747 Troost demands to additional Kansas City, MO 641102499 entrepreneurial ecosystems 20140321

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Kansas City Public Library NONE PC General operating support 500,000 14 West 10th Street 20140323 Kansas City,MO 64105

Gruter Institute for Law and NONE PF Support for a series of three 110,000 Behavioral Research working meetings to identify 158 Goya Road key elements of an Portola Valley,CA 94028 entrepreneurial ecosystem that is receptive to innovation and growth 20140360

Massachusetts Institute of NONE PC Support for a randomized 25,000 Technology control trial to assess the 50 Memorial Drive E52-325 knowledge and skills growth of Cambridge, MA 02142 students participating in MIT's summer startup accelerator program, the MIT Global Founders' Skills Accelerator (MIT GFSA) 20140362

Long Beach Community College NONE NC Support the establishment of 50,000 District an Entrepreneur- in-Residence 4901 East Carson Street program at Long Beach City Long Beach,CA 90808 College to provide increased access to highest-caliber startup coaching and technical advisory services fortech- based, high-growth startups in the greater Long Beach area, and to support the development of entrepreneurship education curricula and programming 20140364

Johnson County Library Foundation NONE PC Support for the expansion and 8,000 PO Box 183 outreach of the MakerSpace Shawnee Mission, KS 66201 program, located at the Johnson County Library's Central Resource Library 20140392

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Rector & Visitors of the University of NONE PC Support for randomized control 75,616 Virginia trials on the principles of Office of Sponsored Programs effectuation and PO Box 400195 entrepreneurial decision- Charlottesville,VA 229044195 making 20140395

Curators of the University of Missouri NONE NC Support for a Program Services 12,500 KC SourceLink - UMKC Coordinator to improve Kansas 4747 Troost City's entrepreneurial Kansas City,MO 641102499 ecosystem related to UMKC's grant from the United States Economic Development Administration 20140405

Ewing Marion Kauffman School Inc NONE PC Support for the School's 363,971 6401 Paseo Ave continued operations in Kansas City, MO 64131 FY2015 to develop, manage, and operate a charter school of excellence 20140430

Johns Hopkins University NONE PC Support the production of a 37,772 338 Mergenthaler Hall short book that will analyze the 3400 N Charles Street role of rent-seeking in the Baltimore, MD 21218 health care industry 20140449

New America Foundation NONE PC Support for a case study 55,500 1899 L Street NW analysis and publication of Suite 400 research related to rent- Washington, DC 20036 seeking behavior in the political process by incumbent market players 20140450

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

George Washington University NONE PC Support to extend a research 8,915 2121 I Street N W project evaluating U S Washington, DC 20052 economic development programs (including Kansas City metropolitan firms) to include an evaluation of the Missouri Quality Jobs program and additional data on the Kansas Peak program 20140453

Brandeis University NONE PC Support the 5th and 6th annual 18,721 415 South Street Entrepreneurial Finance and Waltham, MA 024542728 Innovation Conference in Boston, Massachusetts, November 2014 and November 2015, respectively 20140454

Teach and Learn Experientially NONE PC Support for the Exchange City 25,000 8300 NE Underground Drive Pillar 1 and Earthworks Afterschool Kansas City, MO 64161 Enrichment Program 20140457

United Inner City Services NONE PC General operating support 50,000 2008 E 12th Street 20140493 Kansas City,MO 64127

Trustees of Princeton University NONE PC Fellowships to support 14,252 106 Fisher Hall research in entrepreneurship Princeton, NJ 08544 by junior faculty members 20140500

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Trustees of the University of NONE PC Fellowships to support 7,500 Pennsylvania research in entrepreneurship 3718 Locust Walk by junior faculty members 445 McNeil Building 20140501 Philadelphia, PA 19104

Massachusetts Institute of NONE PC Fellowships to support 17,500 Technology research in entrepreneurship 77 Massachusetts Avenue by junior faculty members Building E17 Room 210 20140502 Cambridge,MA 02139

The Board ofTrustees of the Leland NONE PC Fellowships to support 10,000 Stanford research in entrepreneurship Junior University by junior faculty members 655 Knight Way 20140503 Stanford,CA 94305

Brigham Young University NONE PC Fellowships to support 15,000 660 Tanner Building research in entrepreneurship Provo, UT 84602 by junior faculty members 20140504

Georgia Institute of Technology NONE PC Fellowships to support 17,500 800 W Peachtree Street NW research in entrepreneurship Atlanta, GA 30308 by junior faculty members 20140505

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

President and Fellows of Harvard NONE PC Fellowships to support 17,500 College research in entrepreneurship Office for Sponsored Programs by junior faculty members 1033 Massachusetts Avenue 5th 20140506 Floo Cambridge,MA 02138

University of Maryland NONE NC Support for the annual 25,000 7621 Mowatt Lane Consortium on Competition and 4562 Van Munching Hall Cooperation, a doctoral College Park, MD 20740 consortium on innovation, entrepreneurship, and technological change for the next three years 2015 through 2017 20140522

Washington University NONE PC Support for the second phase of 13,500 One Brookings Drive a research project on how Campus Box 1133 network patterns of female St Louis, MO 63130 entrepreneurs differ from male entrepreneurs, and the effect on the St Louis regional ecosystem 20140555

Catawba Valley Community College NONE PC Support for the establishment 50,000 Foundation Inc of an Entrepreneur- in- 2550 Highway 70 SE Residence program at Catawba Hickory, NC 286029699 Valley Community College to provide increased access to highest-caliber startup coaching and technical advisory services for tech- based, high-growth startups in the greater Hickory area, and to support the development of entrepreneurship education curricula and programming 20140592

Research Foundation of the City NONE PC Support the establishment of 50,000 University of an Entrepreneur- in-Residence New York program at LaGuardia 31-10 Thompson Avenue Community College to provide Long Island City, NY 11101 increased access to highest- caliber startup coaching and technical advisory services for tech-based, high-growth startups through the community college, and to support the development of entrepreneurship education curricula and programming 20140593

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Indian River State College NONE PC Support for the establishment 50,000 3209 Virginia Avenue ofan Entrepreneur- in- Fort Pierce, FL 349815596 Residence program at Indian River State College to provide increased access to highest- caliber startup coaching and technical advisory services for tech-based, high-growth startups in the greater Fort Pierce area, and to support the development of entrepreneurship education curricula and programming 20140594

As heville- Buncombe Technical NONE PC Support the establishment of 50,000 Community College an Entrepreneur- in-Residence Education and Entrepreneurial Found program at Asheville- 340 Victoria Road Buncombe Technical Asheville, NC 28801 Community College Education and Entrepreneurial Foundation to provide increased access to highest-caliber startup coaching and technical advisory services for tech- based, high-growth startups through the community college, and to support the development of entrepreneurship education curricula and programming 20140595

Pacific Research Institute for Public NONE PC Support for research on the 25,000 Policy effects of the Patient 101 Montgomery Street Suite 1300 Protection and Affordable Care San Francisco,CA 94104 Act on entrepreneurial activity and hiring practices 20140602

Iowa Policy Project NONE PC Support to study how different 14,000 20 E Market Street state economic development Iowa City,IA 52245 policies and incentive programs affect firms of different compositions 20140621

City of Fountains Foundation NONE PC Support for the restoration of 50,000 PO Box 9193 the William Volker Memorial Shawnee Mission,KS 662011793 Fountain 20140622

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

The Regents of the University of NONE PC Support for the creation and 321,529 Michigan build-out of a new data 426 Thompson Street platform, the Institute for Ann Arbor, MI 481041248 Research on Innovation and Science (IRIS) 20140651

Regents of the University of NONE PC Support for the second phase 25,000 California of research on elite university Office of Contract and Grant Admini students' career trajectories, 9500 Gilman Drive and especially the influence of La Jolla,CA 92093 particular industries (with a focus on consulting and finance) on those trajectories 20140652

National Bureau of Economic NONE PC Support for a research platform 262,446 Research Inc for entrepreneurship and 1050 Massachusetts Avenue innovation through multiple Cambridge, MA 021385398 projects such as working group meetings, conferences, working papers, Boot Camp, and other emerging scholars initiatives 20140669

Fund for Teachers A Foundation to NONE PC Support fellowships for 52,791 Recognize professional growth of pre K-12 stimulate and enhance teachers in the Kansas City 2000 Post Oak Blvd Suite 100 area 20140680 Houston,TX 77056

American Education Finance NONE PC Support for the 40th and 41st 8,500 Association Inc Anniversary Conference in dba Association for Education Finan Washington, D C for the years 6703 Madison Creek Drive 2015 and 2016, and to Columbia, MO 65203 establish a Kauffman Prize for the best paper on the effects of education on labor market outcomes 20140687

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

United States Census Bureau NONE NC Support for the Foundation's 1,800,000 4700 Silver Springs Road collaboration with the Census Washington, DC 20233 Bureau to create a new annual Survey of Business Owners 20140701

Friends of the Bruce R Watkins NONE PC Support to fund programming 5,000 Cultural Heritage for the celebration of25 Years Center Museum of African-American History 3700 Blue Parkway and Culture 20140723 Kansas City,MO 64130

Georgia State University Research NONE PC Support to examine the recent 29,000 Foundation Inc history of immigrant migration 14 Marietta Street NW in the United States and how Suite 392 this migration was affected by Atlanta,GA 30303 labor market conditions, geography, and demography 20140729

Cleveland State University NONE PC Support for research on high- 37,125 Foundation growth firms in the state of Center for Economic Development Ohio, including analysis of 1717 Euclid Ave academic definitions for high- C leveland, O H 44115 growth throughout different business cycles (expansion, recession, recovery), and detailed analysis ofOhio's different regional entrepreneurial ecosystems 20140730

Public Forum Institute NONE PC Support for the domestic, 150,000 2400 N Street NW administrative infrastructure of Suite 603 the Kauffman-led Global Washington, DC 20037 Entrepreneurship Research Network (GERN), and Startup Nation, as well as a Policy Survey a part of Global Entrepreneurship Week 20140731

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Cornell U niversity 111 8th Avenue NONE PC Support for a qualitative 39,000 Suite 302 longitudinal study of three New York, NY 10011 startup incubators which service graduate students at Cornell Tech Engineering School, Harvard Business School, and Technion Engineering School in Israel 20140742

Portland State University Foundation NONE PC Support for development of 25,000 Urban Center research around the maker Suite 370C506 SW Mill StreetPO Bo movement and evaluation of Portland,OR 97207 policies and conditions that support the movement 20140778

Colorado State University NONE NC Support for the Sustainability, 20,000 Department of Management Ethics and Entrepreneurship 213 Rockwell Hall Conference in Denver, Fort Collins,CO 805231201 Colorado, April 28 - May, 1, 2015 and the 2016 conference in Denver, Colorado 20140786

Northeastern University NONE PC Support to evaluate the role of 19,000 212 Hayden Hall universities as hubs of 360 Huntington Avenue entrepreneurial learning and Boston, MA 021155000 essential components in startup ecosystems 20140805

Virginia Commonwealth University NONE NC Support to analyze the local 28,224 Scherer Hall Room 513 entrepreneurship ecosystem in 923 West Franklin Street P 0 Box three case sites - Detroit, Richmond,VA 23284 Pittsburg and Richmond 20140806

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

University of Iowa 347 Jessup Hall NONE NC Support for research to study 40,000 Iowa City,IA 522421316 the roles of universities in regional entrepreneurship ecosystems of United States college towns 20140807

Public Forum Institute NONE PC Support the Policy Dialogue on 24,167 2400 N Street NW Entrepreneurship's work of Suite 603 disseminating research on Washington, DC 20037 entrepreneurship to policymakers 20140808

The Lean Lab 210 W 19th Terrace NONE NC Support to expand the network 5,000 Kansas City, MO 64108 of entrepreneurs, mentors, corporate partners, and grassroots leaders through a series of community innovation events scheduled for 2014- 2015 20140810

The Brookings Institution NONE PC Support for the Tax Policy 35,000 1775 Massachusetts Ave NW Center's work to address Washington, DC 20036 differences in state tax policy and how these policies affect entrepreneurial activity and overall economic performance 20140811

Kauffman Scholars Inc NONE POF Support Kauffman Scholars 12,200,000 4801 Rockhill Road 2015 operations to enable Kansas City, MO 641102046 urban students to pursue the educational opportunities that will best prepare them for a successful future, and scholarship support for Kauffman Scholars, Inc students 20140823

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Harry S Truman Library Institute for NONE PC General operating support for 333,333 National and the years 2015, 2016, and International Affairs 2017 20140827 500 W US Highway 24 Independence,MO 64050

Citizens of the World Charter Schools NONE PC Support the development and 500,000 5371 Wils hire Blvd Suite 210 initial implementation phase for Los Angeles,CA 90036 a network of high performing public charter schools in the Kansas City area 20140834

The University of North Carolina - NONE PC Support to understand the 55,000 Chapel Hill processes and structures that 104 Airport Drive Campus Box 122 promote entrepreneurship Chapel Hill, NC 275991220 within regional economies and discover the entrepreneurial pathways that describe the formation and development of the entrepreneurial firm 20140835

The Research Foundation for the NONE PC Support to develop a web- 50,000 State University based entrepreneurial of New York Arts Science 218 landscape analysis tool 1400 Washington Avenue 20140839 Albany,NY 12222

American Enterprise Institute for NONE PC Support for continued 30,000 Public Policy examination of the educational Research entrepreneurship landscape 1150 Seventeenth Street NW through commissioned Washington, DC 20036 research, public convening, and publication ofan edited volume 20140874

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Good Jobs First 1616 P Street NW NONE PC Support fora survey ofsmall 75,000 Suite 210 business associations about Washington, DC 20036 their knowledge of public subsidies and evaluation of the distribution and effectiveness of subsidies in selected states 20140877

The Board ofTrustees of the Leland NONE PC Support for collection of 46,775 Stanford management and uncertainty Junior University information from a large sample 579 Serra Mall of young manufacturing Stanford,CA 94305 companies 20140901

Connecting for Good NONE PC General operating support 50,000 3101 Troost Ave 20140914 Kansas City,MO 64109

A merican A ntitrust I nstitute I nc NONE PC Support for a national 75,000 1730 Rhode Island Avenue NW symposium titled "Antitrust Suite and Entrepreneurship" in Washington, DC 20036 Washington, D C , June 17, 2015 The program will generate papers that will be edited and compiled into a book on antitrust law and its impact on entrepreneurship in various parts of the economy 20140926

New York University NONE PC Support to identify antra- 29,068 139 MacDougal Street 2nd Floor metropolitan concentration of New York, NY 10012 startups and successful high- growth firms and to assess factors related to such concentration in New York City 20140935

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Urban Institute 2100 M Street NW NONE PC Support for the Tax Policy 35,000 Washington, DC 20037 Center is work to address differences in state tax policy and how these policies affect entrepreneurial activity and overall economic performance 20140942

William Marsh Rice University NONE PC Support to investigate the 10,000 Office of Sponsored Research regional effects of accelerators PO Box 1892 - MS 16 in the local economy and Houston,TX 770051892 entrepreneurial ecosystem 20140980

Wu Yufei 70 Pacific Street Apt 591C NONE NC Fellowships for Ph D 12,000 Cambridge, MA 02139 candidates writing dissertations in entrepreneurship 20140991

Sell Briana 800 West Peachtree NW NONE NC Fellowships for Ph D 12,000 Atlanta, GA 30308 candidates writing dissertations in entrepreneurship 20140992

Nagaraj Abhishek NONE NC Fellowships for Ph D 12,000 60 Wadsworth Street Apt 22F candidates writing Cambridge, MA 02142 dissertations in entrepreneurship 20140993

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Patnaik Megha NONE NC Fellowships for Ph D 12,000 214 Pine Hill Court Apt 101 candidates writing Stanford, CA 94305 dissertations in entrepreneurship 20140994

Moser Christian NONE NC Fellowships for PhD 12,000 Princeton University candidates writing Department of Economics 111 Fisher dissertations in Princeton, NJ 08544 entrepreneurship 20140995

Kim Yujin NONE NC Fellowships for Ph D 12,000 1737 Virginia Street Apt 25 candidates writing Berkeley, CA 94703 dissertations in entrepreneurship 20140996

Hu Lucy 86 Linda Avenue Apt 400 NONE NC Fellowships for Ph D 12,000 Piedmont,CA 94611 candidates writing dissertations in entrepreneurship 20140997

Giorcelli Michela NONE NC Fellowships for Ph D 12,000 51 Dudley Lane Apt 223 candidates writing Stanford, CA 94305 dissertations in entrepreneurship 20140998

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Garlick Julia 155 Mansfield Street NONE NC Fellowships for Ph D 12,000 New Haven, CT 06511 candidates writing dissertations in entrepreneurship 20140999

Fehder Daniel 97 Algonquin Road NONE NC Fellowships for Ph D 12,000 Chestnut Hill, MA 02467 candidates writing dissertations in entrepreneurship 20141000

Garcia-Macia Daniel NONE NC Fellowships for PhD 12,000 44 Olmsted Road Apt 444 candidates writing Stanford, CA 94305 dissertations in entrepreneurship 20141001

Moreira Sara Patricia Ferreira NONE NC Fellowships for Ph D 12,000 1606 East Hyde Park Boulevard Apt candidates writing Chicago,IL 60615 dissertations in entrepreneurship 20141002

Yu Sandy New York University NONE NC Fellowships for PhD 12,000 Stern School of Business 44 West 4t candidates writing New York, NY 10012 dissertations in entrepreneurship 20141003

Total ...... 3a 73,201,397 . . . ► Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Ziv Oren 10 Caldwell Avenue 2 NONE NC Fellowships for PhD 12,000 Somerville, MA 02143 candidates writing dissertations in entrepreneurship 20141004

Dyrda Sebastian NONE NC Fellowships for Ph D 15,000 301 5th Street SE Apt 6 candidates writing Minneapolis, MN 55414 dissertations in entrepreneurship 20141005

Carnegie Mellon University NONE PC Support the development ofa 17,000 1219 Hamburg Hall data tool that will allow 5000 Forbes Avenue assessment of the impact of Pittsburgh, PA 15213 new entrepreneurial innovations in health care 20141021

Greater Kansas City Community NONE PC Kauffman Foundation match of 1,220,000 Foundation & associate and trustee Affiliated Trusts contributions 20150001 1055 Broadway Suite 130 Kansas City,MO 641051595

Greater Kansas City Community NONE PC Funding for distributions to be 200,000 Foundation & made to public charities within Affiliated Trusts the year as appreciation for a 1055 Broadway Suite 130 trustee's service to the Kansas City, MO 641051595 foundation 20150002

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Greater Kansas City Community NONE PC Support for the Kauffman 112,920 Foundation & Foundation's 2015 Holiday Affiliated Trusts Matching Gifts program 1055 Broadway Suite 130 20150003 Kansas City,MO 641051595

Greater Kansas City Community NONE PC 2015 Giving Card program 7,975 Foundation & 20150004 Affiliated Trusts 1055 Broadway Suite 130 Kansas City, MO 641051595

United Way of Greater Kansas City NONE PC Kauffman Foundation match of 20,000 Inc associate contributions 801 West 47th Street Suite 500 20150005 Kansas City,MO 64112

Georgia Tech Research Corporation NONE SO III FI Support for revision ofa book 24,950 Office of Sponsored Programs titled "Advances in the Study 505 10th Street Suite 300 of Entrepreneurship, Atlanta,GA 30332 Innovation, and Economic Growth" which focuses on the legal, strategic, and financial issues involved in technology commercialization 20150012

Endeavor Global Inc NONE PC General operating support 2,500 900 Broadway Suite 301 20150016 NewYork,NY 10003

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

University of Maryland NONE NC Support for research to explore 235,000 3114 Tydings Hall the causes and consequences College Park, MD 20742 of the broad decline in entrepreneurship and economic dynamism in the United States 20150074

The Brookings Institution NONE PC Support research at the Tax 75,000 1775 Massachusetts Ave NW Policy Center for issues Washington, DC 20036 relating to the effect of different types of federal taxes on entrepreneurial activity (a joint project of the Urban Institute and the Brookings Institution) 20150075

Urban Institute 2100 M Street NW NONE PC Support for research at the Tax 310,000 Washington, DC 20037 Policy Center on several issues relating to the effect of different types of federal taxes on entrepreneurial activity (a joint project of the Urban Institute and the Brookings Institution) 20150076

The Franklin and Eleanor Roosevelt NONE PC Support for research to 155,140 Institute examine whether and how 570 Lexington Avenue 5th Floor increased financialization in the New York, NY 10022 United States has affected innovation, new business formation, the growth of small and medium-sized businesses, and entrepreneurship 20150078

Metropolitan Arts Council of Greater NONE PC Support for theArtsKC 12th 5,000 Kansas City Annual Awards Luncheon in dba ArtsKC - Regional Arts Council Kansas City, Missouri, January 106 Southwest Boulevard 30, 2015 20150084 Kansas City,MO 64108

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Foundation for Human Development NONE PC Support for the Youth 10,000 and Black Leadership Development Achievement Workshop as part of the 1101 Euclid Southern Christian Leadership Kansas City, MO 64127 Conference's Martin Luther King, Jr Holiday Celebration in Kansas City, Missouri, January 13,2015 20150085

New America Foundation NONE PC Support for research on how 120,000 1899 L Street NW changes in antitrust laws affect Suite 400 the rate of entrepreneurship, Washington, DC 20036 with one case study focusing on St Louis, Missouri 20150086

Boys Club ofGreater Kansas City NONE PC Support of the Kids Night Out 9,500 4001 Blue Parkway Suite 102 2015 event in Overland Park, Kansas City, MO 64130 Kansas, March 28, 2015 20150091

Greater Kansas City Sports NONE PC Support the Women's 4,640 Foundation Inters port Network for Kansas 114 W 11th Street Suite 300 City's Annual Women's Sports Kansas City, MO 64105 Award Celebration in Kansas City, Missouri, February 12, 2015 20150092

Greater Kansas City Community NONE PC Support the Kansas City Digital 150,000 Foundation & Inclusion Fund which provides Affiliated Trusts funding to local programs 1055 Broadway Suite 130 providing computer access and Kansas City, MO 641051595 training to disconnected individuals in underserved communities 20150114

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

City Year Inc 287 Columbus Ave NONE PC Support the launch of City Year 300,000 Boston,MA 02116 Kansas City in 2015-2016 and full program implementation through the 2018-2019 academic yearto help the Kansas City Public Schools and the Kauffman School students reach their full potential and graduate from high school The program will also provide a critical pathway for its corps members to enter careers in education in Kansas City 20150126

Teach for America Inc NONE PC Support the Teach for 500,000 2000 Baltimore 3rd Floor America's model of developing Kansas City, MO 64108 new groups of highly-effective teachers and leaders to improve student proficiency in district schools, charter schools, and community-based organizations in the Kansas City region 20150140

Support Kansas City Inc NONE PC General operating support 100,000 5960 Dearborn Suite 200 20150141 Mission,KS 662023316

Trustees of the University of NONE PC Support for research into how 170,000 Pennsylvania the participation of established Office of Research Services companies in the regulatory 3451 Walnut P-221 process affects the Philadelphia, PA 191046205 environment for entrepreneurs 20150149

Kauffman Center for the Performing NONE PC Support for the premiere of 15,000 Arts Kingdom Come The Making of 1601 Broadway Casavant Opus 3875 in Kansas City, MO 64108 Kansas City, Missouri, March 1,2015 20150153

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Rose Brooks Center Inc NONE PC Support for Cabaret 2015 in 8,500 PO Box 320599 Kansas City, Missouri, March Kansas City, MO 641320599 1, 2015 20150170

American Institutes for Research in NONE PC Support to examine the extent 103,725 the Behavioral to which teacher preparation Sciences programs in colleges and 1000 Thomas Jefferson Street NW universities are responsive to Washington, DC 200073835 the ratings provided by the National Council on Teacher Quality (NCTQ) and demonstrate improvements in areas noted by the NCTQ 20150185

International Institute of Innovation NONE PC Support for the Innovation for 10,000 Journalism Jobs Summit in Mountain View, c/o SRI International California, February 26-27, 333 Ravenswood Ave 2015 20150197 Menlo Park,CA 94025

Georgetown University NONE PC Fellowships to support 10,000 37th and 0 Streets NW research in entrepreneurship Washington, DC 20057 by junior faculty members 20150198

Negro Leagues Baseball Museum Inc NONE PC General operating support 100,000 1616E 18th Street 20150206 Kansas City,MO 641081610

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Relay Graduate School of Education NONE PC Support the participation of 135,000 40 West 20th Street 7th Floor nine individuals in positions of New York, NY 10011 academic leadership from the Kauffman School in the 2015- 2016 National Principals Academy Fellowship, a national instructional school leadership program operated by Relay Graduate School of Education 20150208

New Schools for New Orleans NONE PC General operating support 20,000 1555 Poydras Street Suite 781 20150211 New O rleans, LA 70112

National Center for Teacher NONE PC Support a teacher residency 25,000 Residencies Inc program in Kansas City that 1332 N Halsted Street Suite 304 will produce effective teachers Chicago,IL 60642 for the Kansas City Public School District and area charterschools 20150213

Kansas University Endowment NONE PC Support for the 9th Annual 4,790 Association Green Eggs and Ham Breakfast 3901 Rainbow Blvd Mail Stop 1051 in Kansas City, Missouri, Kansas City,KS 66160 March 6, 2015 20150221

Liberty Memorial Association NONE PC General operating support 200,000 100 W 26th Street 20150222 Kansas City,MO 64108

Total ...... 1111- 3a 73,201,397 . . . Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Mount Pleasant Education and NONE PC Support for the Saving Kansas 750 Development City's Sixth Child - The Work Corporation Continues in Kansas City, 2200 Olive Street Missouri, September 18, 2014 Kansas City, MO 64127 20150225

Nanda Ramana NONE NC The Kauffman Prize Medal for 50,000 Harvard Business School Research in Entrepreneurship, Rock Center 317 an annual award recognizing Boston, MA 02163 outstanding scholarly contributions in the field of entrepreneurship by early careerscholars 20150226

National Governors Association NONE PC Support for the 2015 50,000 Center for Best Governors' Economic Policy Practices Advisors Institute in Hall of the States 444 North capito Pittsburgh, Pennsylvania, May Washington,DC 200011512 7-8,2015 20150237

EdFuel NONE PC Support to provide non- 34,500 1200 18th Street NW Suite 708 instructional professional Washington, DC 20036 development opportunities to help schools in Kansas City recruit, develop, and retain talent from within the education sector to meet the growing demand for high-quality, results-driven leaders 20150238

The Board ofTrustees of the NONE PC Support to create an open 200,000 University of access dataset/ inventory of Illinois Office of Sponsored Progra entrepreneurship education Administration 1901 S First Street programs, curricula, audiences, Champaign,IL 618207406 professors, and outcomes in universities across the United States 20150243

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

National Foundation for American NONE PC Support to produce two reports 40,000 Policy on high-skilled immigrant 2111 Wilson Blvd Suite 700 entrepreneurs in the context of Arlington,VA 22201 a changing economy and Presidential directives 20150244

Curators of the University of NONE NC Support for the 14th Annual 10,000 Missouri Transactional Clinical 5100 Rockhill Conference in Kansas City, Kansas City, MO 641102499 Missouri, April 23- 24, 2015 20150245

Local Initiatives Support Corporation NONE PC Support for neighborhood 15,000 600 Broadway Ste 280 revitalization recommendations Kansas City, MO 64105 for the Catalytic Urban Redevelopment Initiative service area 20150246

Kansas City Friends ofAlvin Ailey NONE PC General operating support 100,000 Inc 20150262 1714 East 18th Street Kansas City,MO 64108

SFMade Inc 2617 19th Street NONE PC Support for the completion of 100,000 San Francisco,CA 94110 governance and capacity- building initiatives 20150267

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Full Employment Council Inc NONE PC Support to provide a matching 100,000 1740 Paseo fund grant for Project Rise, a Kansas City, MO 64108 Kansas City continuing education and workforce development program for urban core youth as part of the federal multi-city Social Innovation Fund 20150269

Philanthropy Roundtable NONE PC General operating support 100,000 1120 20th Street NW Suite 550 Sout 20150270 Washington, DC 20036

Urban Ranger Corps NONE PC General operating support 62,600 5908 Swope Parkway 20150271 Kansas City,MO 64130

Public Television 19 Inc dba Kansas NONE PC General operating support 100,000 City Public 20150272 125 East 31st Street Kansas City,MO 64108

Union Station Kansas City Inc NONE PC General operating support 333,333 30 West Pershing Suite 400 20150273 Kansas City,MO 64108

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Nonprofit Connect Network Learn NONE PC General operating support 100,000 Grow 20150277 125 E 31st Street Suite 100 Kansas City,MO 64108

Association of Black Foundation NONE PC Support for the Responsive 3,000 Executives Inc Philanthropy in Black 333 7th Avenue Communities Professional New York, NY 07043 Development Workshop in Kansas City, Missouri, April 6- 7,2015 20150285

Curators of the University of NONE NC Support for the Law, 52,800 Missouri Technology and Access to 5100 Rockhill Justice 2 conference in Kansas Kansas City, MO 641102499 City, Missouri, April 26-28, 2015 20150293

Public Forum Institute NONE PC Support for the writing, 98,500 2400 N Street NW publication, and administration Suite 603 of the Policy Dialogue on Washington, DC 20037 Entrepreneurship blog as its execution transitions from the Public Forum Institute to the Kauffman Foundation's staff 20150301

Operation Breakthrough Inc NONE PC Support for the 17th Annual All 4,450 3039 Troost Stars Fundraiser in Kansas Kansas City, MO 64109 City, Missouri, April 24, 2015 20150302

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Women's Employment Network NONE PC Support the 2015 WEN annual 4,680 920 Main Street Suite 100 luncheon in Kansas City, Kansas City, MO 64105 Missouri, April 8, 2015 20150303

Ohio State University NONE N C Support for research that looks 250,000 2100 Neil Avenue at entrepreneurial mobility in Columbus,OH 432100114 high-tech industries, its relationship to innovation diffusion in these industries, and the effect of industry characteristics on the personnel and performance of new ventures 20150318

Nelson Gallery Foundation NONE PC General operating support 47,895 4525 Oak Street 20150327 Kansas City,MO 64111

Kansas City Kansas Community NONE SO III FI Support for the Mid-America 2,170 College Endowment Education Hall of Fame Association Induction Ceremony in Kansas 7520 State Ave City, Kansas, April 23, 2015 Kansas City, KS 64112 20150336

American Heart Association Inc NONE PC Support the Go Red for Women 4,224 6800 W 93rd Street event in Overland Park, Overland Park, KS 66212 Kansas, April 17, 2015 20150337

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

America Succeeds NONE PC Support the EDventure 25,000 1390 Lawrence Street 200 conference in Boise, Idaho, Denver,CO 80204 September 9-11,2015 20150342

Association ofMissouri Charter NONE PC Support financial analysis of 4,421 Schools dba state and local funding sources Missouri Charter Public School Asso for district and charter schools 1300 Papin Street located within the boundaries St Louis, MO 63103 of Kansas City Missouri public schools 20150343

Bishop Ward High School NONE NC Support the enhancement of 170,000 708 N 18th Street academic programs that are Kansas City,KS 66102 part of the Project Forward initiative 20150344

University Academy NONE PC Support to increase internal 200,000 6801 Holmes Road capacity and strengthen the Kansas City, MO 64131 school's curriculum, teacher development, college counseling, and alumni support 20150345

Crossroads Academy of Kansas City NONE PC Support efforts to improve 250,000 1015 Central Street academic outcomes, moving Kansas City, MO 64105 closer to performance marks equivalent to or greater than the average statewide outcomes in missouri and to put human resources in place necessary to expand enrollment 20150346

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

KIPP Kansas City NONE PC Support to create a strategic 100,000 2700 East 18th Street growth plan to expand KIPP's Kansas City, MO 64127 impact in Kansas City, and to build operational capacity and improve community engagement efforts 20150347

Association ofMissouri Charter NONE PC General operating support 67,000 Schools dba 20150348 Missouri Charter Public School Asso 1300 Papin Street St Louis, MO 63103

Greater Kansas City Community NONE PC Support for the Kansas City 200,000 Foundation & Education Funders Affiliated Trusts Collaborative to leverage the 1055 Broadway Suite 130 collective knowledge and Kansas City, MO 641051595 capacity offunders in an effort to improve student academic outcomes in Kansas City area schools 20150349

New Leaders NONE PC Support the New Leaders 45,000 30 West 26th Street 9th Floor Leadership Practice New York, NY 10010 Improvement program for up to twenty-five Kansas City instructional leaders to develop and retain highly effective leaders in Kansas City 20150352

Mid-America Regional Council NONE PC Support for expansion of the 100,000 Community Services Classroom Assessment Corporation Scoring System quality 600 Broadway Suite 200 improvement initiative to Kansas City, MO 64105 provide professional development and support for 80 early childhood classroom teachers working in center- based programs in high poverty areas of metropolitan Kansas City 20150358

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Brigham Young University 432 JRCB NONE PC Support for the Law and 28,000 Provo, UT 84602 Entrepreneurial Action Conference in Provo, Utah, February 26-27, 2016 20150367

Ad Hoc Group Against Crime NONE PC Support for the Sixth Annual 4,370 3116 Prospect Avenue Community Guardian Awards in Kansas City, MO 64128 Kansas City, Missouri, May 6, 2015 20150386

Yale University NONE NC Support for Mayors as 49,310 101 Constitution Avenue NW Suite 9 Entrepreneurs Transforming Washington,DC 20001 City Hall in New York, New York, June 2, 2015 and The Future Ain't What It Used to Be Delight and Despair over Disruption in New York, New York, June 7, 2016 20150390

Urban Land Institute NONE PC Support for the Minneapolis-St 2,000 81 S 9th Street Suite 310 Paul Mayors Summit on Minneapolis, MN 55402 Entrepreneurship in Minneapolis, Minnesota, June 8,2015 20150397

Kansas City Regional Destination NONE SO I Support for the Visit KC annual 4,000 Development meeting, Ignite KC in Kansas Foundation City, Missouri, March 25, 1321 Baltimore Avenue 2015 20150400 Kansas City,MO 64105

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Nonprofit Connect Network Learn NONE PC Support for the 31st Annual 4,700 Grow Philanthropy Awards Luncheon 125 E 31st Street Suite 100 in Kansas City, Missouri, May Kansas City, MO 64108 15, 2015 20150401

Friends of University Academy NONE SOI Support for the College 4,250 4049 Pennsylvania Ave Suite 400 Graduation Gala in Kansas Kansas City,MO 64111 City, Missouri, April 25, 2015 20150402

Harry S Truman Library Institute for NONE PC Support for the 16th annual 4,175 National and "Wild About Harry" event in International Affairs Kansas City, Missouri, April 500 W US Highway 24 23, 2015 20150403 Independence, MO 640501798

Wellesley College NONE PC Support for two related 60,000 106 Central Street projects to better understand Wellesley, MA 02481 the characteristics of entrepreneurs in the United States and how trends in characteristic are changing over time using (1) the existing historical data related to business owners and (2) the new Survey of the Business Owners data 20150405

VilCap Inc NONE PC Support the operations of an 90,000 419 7th Street NW Suite 200 educational accelerator for new Washington, DC 20004 and young firms addressing water conservation issues 20150413

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Greater Kansas City Community NONE PC Support for the Dr Jane Chu 10,000 Foundation & Endowment Fund for Youth in Affiliated Trusts the Performing Arts, a fund to 1055 Broadway Suite 130 recognize, nurture, and develop Kansas City, MO 641051595 talented youth in the performing arts and to celebrate Dr Chu's professional contributions to Kansas City 20150420

Central Exchange Education Center NONE PC Support for the 13th Annual 8,000 1020 Central Suite 100 Leadership Lyceum in Overland Kansas City, MO 64105 Park, Kansas, April 29, 2015 20150423

Regents of the University of NONE PC Support to explore two 184,244 California at entrepreneurial fields of Berkeley research crowdfunding and 2150 Shattuck Avenue 1129 accelerators 20150424 Berkeley,CA 947205580

Johns Hopkins University NONE PC Support fora series of books, 100,000 3400 N Charles Street seminars, and papers on the Baltimore, M D 21218 history of entrepreneurship, the so -called "entrepreneurial multiplier effect,the political economy of entrepreneurship in American economic history 20150442

Camps For Kids NONE PC General operating support 60,000 8014 State Line Road Suite 103 20150448 Leawood,KS 66208

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Donnelly College 608 N 18th Street NONE PC Support for the SHINE annual 4,650 Kansas City, KS 66102 scholarship celebration in Kansas City, Missouri, October 10,2015 20150457

Independent Sector NONE PC General operating support 12,500 1602 L Street NW Suite 900 20150462 Washington, DC 20036

Duke University 100 Fuqua Drive NONE PC Fellowships to support 20,000 Durham, NC 27708 research in entrepreneurship by junior faculty members 20150463

Massachusetts Institute of NONE PC Fellowships to support 20,000 Technology research in entrepreneurship 100 Main Street E62-627 by junior faculty members Cambridge,MA 021421347 20150464

New York University NONE PC Fellowships to support 20,000 44 West 4th Street Suite 706 research in entrepreneurship New York, NY 10012 by junior faculty members 20150466

Total ...... 3a 73,201,397 . . . ► Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

University of Southern California NONE PC Fellowships to support 15,000 3670 Trousdale Parkway BRI 306 research in entrepreneurship Los Angeles, CA 900890808 by junior faculty members 20150479

Center for Economic and Policy NONE PC Support for research on 60,000 Research barriers to entry in the U S 1611 Connecticut Ave NW Suite economy, the impact on 400 entrepreneurs, and their Washington, DC 20009 contribution to inequality 20150483

University ofCalifornia - Santa NONE PC Fellowships to support 20,000 Barbara research in entrepreneurship 3005 Social Sciences Media Studie by junior faculty members Santa Barbara,CA 931069430 20150494

George Washington University NONE PC Support for research and policy 95,000 805 21st Street NW Suite 613 outreach on the impact of Washington, DC 20036 federal competitiveness policy on entrepreneurship 20150497

Regents of the University of Michigan NONE PC Fellowships to support 25,000 Office of Sponsored Research Prog research in entrepreneurship 3003 S State Street by junior faculty members Ann Arbor,MI 481091274 20150498

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Duke University NONE PC Fellowships to support 33,000 213 Social Sciences Building research in entrepreneurship 419 Chapel Drive Box 90097 by junior faculty members Durham,NC 277080097 20150499

Curators ofthe University of NONE NC Support for a Law& 40,000 Missouri Entrepreneurship Faculty 5100 Rockhill Fellow to assist with innovative Kansas City, MO 641102499 programs and the creation ofa proposal for a network of law school programs, clinics, and policy (Oriented Research Advancing Entrepreneurship) 20150500

Angel Resource Institute NONE PC Support to conduct research on 125,000 10977 Granada Lane Suite 103 the magnitude of angel Overland Park, KS 66211 investing, how it has changed over the past decade, and its impact on entrepreneurs and regional economies 20150501

Academy of Management Inc NONE PC Support for the annual doctoral 70,000 PO Box 3020 consortia in 2015 and 2016 in Briarcliff Manor, NY 105108020 three divisions Business and Policy Strategy (PBS), Entrepreneurship (ENT), and Technology and Innovation Management (TIM) 20150502

National Center for Research in NONE PC Support for the Education 60,500 Advanced Innovation Cluster event in Information and Digital Technologie Chicago, Illinois, August 11- 1001 Connecticut Avenue NW Suite 12, 2015 20150508 Washington, DC 20036

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Johns Hopkins University NONE PC Support for writing an e-book 30,000 338 Mergenthaler Hall that will synthesize research on 3400 N Charles Street economic rent-seeking and its Baltimore, MD 21218 effects on entrepreneurship, innovation, and inequality 20150509

The Franklin and Eleanor Roosevelt NONE PC Support for the Next American 207,710 Institute Economy initiative, including 570 Lexington Avenue 5th Floor two events, an e-book, and a NewYork,NY 10022 policy report 20150510

Economic Strategy Institute NONE PC Support for research on the set 63,750 3050 K Street NW Suite 200 of technological changes that Washington, DC 20007 constitute the New Internet Protocol and what it means for entrepreneurship, economic growth, and job creation 20150512

Whatsoever Community Center NONE PC General operating support 25,720 1201 Ewing Street 20150518 Kansas City, MO 64126

WestEd 730 Harrison Street NONE NC Support for a series of in-depth 150,000 San Francisco,CA 94107 focus groups of parents working to collect information about parental access to and usage of education data in different formats 20150519

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Junior Ac hievement of Middle NONE PC General operating support 25,000 America Inc 20150520 4049 Pennsylvania Ave Suite 150 Kansas City,MO 641113006

Bluford Healthcare Leadership NONE PC Support for Phase I and Phase 50,000 Institute II of the Institute's 2015 7900 Lees Summit Road leadership program to build Kansas City, MO 64139 talent and competencies among university minority students through experiential learning activities and mentored internships in notable healthcare environments 20150524

LaunchCode Foundation NONE PC Support the expansion of 25,000 4240 Duncan Ave LaunchCode in the Kansas City St Louis, MO 63110 area to provide individuals with education, apprenticeships and job placement in technology positions at no cost to the participant 20150525

Gray Area Foundation for the Arts Inc NONE PC Support to publish the "Maker 45,000 2665 Mission Street Cities Playbook" which will San Francisco,CA 94110 document maker activity in at least 22 United States cities 20150526

University of Massachusetts NONE PC Support for a research 22,500 Foundation initiative focused on explaining 100 Morrissey Blvd why entrepreneurship among Boston, MA 02125 older households has increased as a percentage of the older population, while entrepreneurship among younger households has diminished 20150527

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

University of Baltimore NONE NC Support for a research 36,000 1420 N Charles initiative that is focused Baltimore, MD 21201 identifying the factors that affect entrepreneurship among older adults 20150528

School District of Kansas City NONE NC Support to pilot a new reading 52,500 Missouri program, the Missouri Reading Headquarters 1211 McGee Street Corps, to improve the reading Suite 1000 proficiency of pre-kindergarten Kansas City, MO 64106 through third grade students 20150566

Alliance for Childhood Education NONE PC General operating support 125,000 22052 W 66th Street 20150568 Suite 200 Shawnee,KS 66226

Blue Valley Educational Foundation NONE PC Support for the 25th Annual 4,835 15020 MetcalfAvenue Community Breakfast in Overland Park, KS 66223 Overland Park, Kansas, August 27,2015 20150636

Research Foundation of the City NONE PC Support for qualitative 30,000 University of research on how part-time, New York contingent work in the on- 230 West 41st Street 7th Floor demand mobile services sector New York, NY 10036 affects household balance sheets 20150642

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Curators of the University of NONE NC Support for continued 227,601 Missouri operations of the Regnier 5108 Cherry 418F Institute for Entrepreneurship Kansas City, MO 64108 and Innovation at the Henry W Bloch School of Management through the summer and fall of 2015 20150649

George Washington University NONE PC Support for research on the 10,800 2121 I Street N W effects of state and local tax Washington, DC 20052 incentives on income inequality 20150675

Enterprise Center of Johnson County NONE PC Support for educational 150,600 4220 Shawnee Mission Parkway development and first-year Suite 350B operations of the Power of Two Fairway, KS 66205 mentoring program 20150683

Park University Inc NONE NC Support for the collection and 25,000 8700 NW River Park Drive analysis of Missouri tax Parkville, MO 64152 abatement data for 2013 and 2015 to determine the impact on school funding levels 20150696

Gordon Parks Elementary School NONE PC Support the school's efforts to 33,000 3715 Wyoming enhance instructional practice Kansas City, MO 64111 and literacy programming to improve outcomes for its students 20150698

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Curators of the University of Missouri NONE NC Support for KCUR's coverage of 100,000 KCUR Kansas City education and 4825 Troost Ste 202 entrepreneurship news and Kansas City,MO 64110 events 20150700

American Marketing Association Inc NONE PC Sponsorship ofa best doctoral 5,000 311 S Wacker Drive award in entrepreneurship at Suite 5800 the American Marketing Chicgao,IL 60606 Association annual meeting 20150705

National Public Radio Inc NONE PC Support for the creation and 150,000 1111 North Capitol St NE distribution of education and Washington, DC 20002 entrepreneurship stories via broadcast and digital channels 20150712

Massachusetts Institute of NONE PC Support to consolidate existing 99,100 Technology insights on (1) the role and 55 Hayward Street impact that entrepreneurship Cambridge,MA 02142 has on cities' entrepreneurship and (2) the role and impact that evidence-based policy has had on the design of policies, programs, and funding models that support entrepreneurship, as well as develop a new platform for sharing the stories behind innovation via weekly, long-form releases 20150738

IFF One North LaSalle NONE PC General operating support 100,000 Suite 700 20150770 Chicago,IL 60602

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

IFF One North LaSalle NONE PC Support to create an Education 5,000,000 Suite 700 Facilities Access Program for Chicago,IL 60602 the creation and expansion of high quality school models in Kansas City 20150783

National Association of Collegiate NONE PC Support forthe AthLeadership 8,100 Women Athletic Executive Summit in Kansas Administrators City, Missouri, July 29-31, 2000 Baltimore Suite 100 2015 20150792 Kansas City,MO 64108

International Institute of Innovation NONE PC Support for the 14 Leadership 50,000 Journalism Forum in Washington, D C c/o SRI International September 1, 2015, and a 333 Ravenswood Ave resulting book on the changing Menlo Park,CA 94025 labor market in the next decade 20150795

Institute for Justice NONE PC Support for funding ofat least 122,040 901 N Glebe Road Suite 900 one national and three to four Arlington,VA 22203 state forums on the barriers of occupational licensing, and understanding the various strategies to change policies that will ease the burden of licensing for entrepreneurs 20150798

University of Maryland NONE NC Support for the Julian Simon 50,000 Robert H Smith School of Business Forum, a scholarly debate 4528 Van Munching Hall forum to identify knowledge College Park, MD 20742 gaps and research questions related to economic dynamism and entrepreneurship 20150812

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

National Council on Teacher Quality NONE PC Support to conduct data 134,658 1120 G Street NW Suite 800 collection and analysis from Washington, DC 20005 Missouri and Kansas colleges and universities fora 2016 Teacher Prep Review which will provide a picture of the characteristics of teacher preparation programs in these states and throughout the United States 20150813

City of Kansas City Missouri NONE NC Support for an education 50,000 City Hall 414 East 12th Street 29 advisor to inform the Mayor of Kansas City, MO 641062795 key education issues and opportunities to support better academic outcomes for students in Kansas City 20150814

Local Initiatives Support Corporation NONE PC Support to create a fund that 2,000,000 600 Broadway Ste 280 provides predevelopment Kansas City, MO 64105 planning loans for projects designed to spur economic renewal and growth in some of Kansas City's most blighted neighborhoods (i e , new businesses, mixed-use properties, and affordable housing) 20150815

Manhattan Institute for Policy NONE PC Support for research studying 60,000 Research Inc the dominant role of experience 52 Vanderbilt Avenue in teacher compensation NewYork,NY 10017 policies of the 10 largest school districts in the United States and exploration of alternative compensation structures 20150818

Grace United Community Ministries NONE PC Support for afterschool and 99,000 Inc summer programs for students 801 Benton Boulevard in grades K-12 residing in the Kansas City, MO 64124 neighborhoods of Northeast Kansas City, Missouri 20150824

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Hochberg Yael NONE NC The Kauffman Prize Medal for 50,000 2410 Waugh Drive Apt 3B Research in Entrepreneurship, Houston,TX 77006 an annual award recognizing outstanding scholarly contributions in the field of entrepreneurship by early career scholars 20150828

Kansas City Ballet Association NONE PC General operating support 50,000 500 W Pershing Road 20150832 Kansas City, MO 64108

Duke University 210 Science Drive NONE PC Support the formation of the 25,000 Durham, NC 27708 Task Force on Entrepreneurship Education Research and for a two-day conference on entrepreneurship education in Research Triangle Park, North Carolina, October 2015 20150839

The Lean Lab 210 W 19th Terrace NONE PC Support for events that 20,000 Kansas City, MO 64108 cultivate a community of education innovators focused on increasing student achievement in Kansas City's public schools 20150858

Girl Scouts of Northeast Kansas and NONE PC Support for the STEM 60,000 Northwest Afterschool Program Missouri Inc 20150865 8383 Blue Parkway Kansas City,MO 64133

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

National Council of La Raza NONE PC Support for the 2015 Annual 24,000 Raul Yzaguirre Building Conference in Kansas City, 1126 16th Street NW Suite 1000 Missouri, July 11-14, 2015 Washington,DC 200364845 20150868

George Mason University Foundation NONE PC Support for new data 52,326 Inc construction on regional labor 4400 University Drive MS 1A3 flows of highly skilled workers Fairfax,VA 220304444 and the resulting connections between innovative industries 20150869

University of Wisconsin - Madison NONE NC Fellowships to support 34,624 Pyle Center research in entrepreneurship 702 Langdon Street by junior faculty members Madison,WI 537061487 20150870

School District of Kansas City NONE NC Support for the expansion of 150,000 Missouri the New Americans Academy Headquarters 1211 McGee Street pilot program at Gladstone Suite 1000 Elementary School to improve Kansas City, MO 64106 academic outcomes for a growing number of newly- arriving, English language learners in kindergarten through sixth grade 20150875

The Plaza Academy NONE PC Support for after school and 50,000 4050 Pennsylvania Avenue Suite summer programs for students 143 grades 7-12 from communities Kansas City, MO 64111 in Kansas City, Missouri and Kansas City, Kansas 20150877

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Regents of the University of NONE NC Support for research at the 132,301 Minnesota University of Minnesota Twin University of Minnesota - Twin Citi Cities, Humphrey School of 301 19th Avenue South 307 Public Affairs to develop a Minneapolis, MN 55455 comprehensive database of all occupations that require an occupational license to practice in at least one state, and what is required for each license 20150880

Ewing Marion Kauffman School Inc NONE PC Support for the School's 1,811,969 6401 Paseo Ave continued operations in Kansas City, MO 64131 FY2016 to develop, manage, and operate a charter school of excellence 20150881

Starlight Theatre Association of NONE PC General operating support 50,000 Kansas City Inc 20150833 4600 Starlight Road Kansas City,MO 64132

National Academy of Education NONE POF Support for a two-day 95,453 500 Fifth Street NW 1049 workshop to address a Washington, DC 20001 fundamental dilemma faced by the education research community how to balance the benefits of access to comprehensive ("big") data with the potential risks to individual privacy and confidentiality 20150888

JumpStart Inc 6701 Carnegie Ave NONE PC Support for a qualitative and 72,834 Ste 100 quantitative measurement of Cleveland, OH 44103 the Cleveland-Akron-Canton MSA entrepreneurial ecosystem 20150890

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Welcoming America Inc NONE PC General operating support 100,000 315 W Ponce de Leon Ave Ste 500 20150891 Decatur,GA 30030

Camp Fire National Headquarters NONE PC Support for after school 30,000 1801 Main Street Suite 200 programs for children and Kansas City, MO 64108 youth in the urban core of Wyandotte County, Kansas 20150894

Carnegie Foundation for the NONE POF Support for the Carnegie 10,000 Advancement of Foundation Summit on Teaching Improvement in Education in 51 Vista Lane San Francisco, California, Stanford,CA 94305 March 22-24, 2016 20150896

Kansas City Area Life Sciences NONE SO I Support for the Exponential KC 58,800 Institute Inc Executive Conference in 30 West Pershing Road Suite 210 Kansas City, Missouri, October Kansas City, MO 64105 1,2015 20150897

University System of New Hampshire NONE PC Support research of the craft 50,020 Keene State College brewery industry, its generally 229 Main Street hostile economic environment, Keene, NH 034353510 and its effect on the entrepreneurial ecosystem 20150904

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Duke University 615 Chapel Drive NONE PC Support fora conference on the 125,000 P 0 Box 90581 Kauffman Firm Survey (KFS) Durham, NC 277080581 and the creation of 15 papers using data from the KFS to be published in a special edition of Small Business Economics 20150905

Lyric Opera of Kansas City NONE PC General operating support 50,000 1725 Holmes Street 20150932 Kansas City, MO 64108

International Council for Small NONE PC Support for the 6th annual 20,000 Business October Entrepreneurship 2201 G Street NW Conference in Washington, Funger Hall Suite 315 D C , October 15-16, 2015 Washington,DC 20052 20150935

Drexel University NONE PC Support for research that will 70,300 LeBow College of Business link firm-level mic data with Academic Building 308 detailed trade data to analyze Philadelphia, PA 19104 the relationship between import competition and entrepreneurship 20150936

Regents of the University of NONE PC Support for research that will 65,000 California at examine the dynamics and Berkeley - Headquarters Sponsored consequences of the transition 2150 Shattuck Avenue Suite 300 to a Platform Economy Berkeley,CA 94704 20150937

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Michigan State University NONE PC Support to conduct a 50,000 Hannah Administration Building comparative analysis of firm 426 Auditorium Road Room 2 dynamics in Rustbelt and East Lansing, MI 488242600 Sunbelt entrepreneurial ecosystems 20150940

William Marsh Rice University NONE PC Support for research to 78,788 Office of Sponsored Research determine if there is a spatial PO Box 1892 - MS 16 pattern of entrepreneurial Houston,TX 770051892 growth, specifically how the collection of different elements - both physical space and the presence of firms - affect enterprises of varying types 20150941

Kansas City Kansas Community NONE NC Support for the 2015-2016 100,000 College Saturday Academy, to provide Education Center Suite 38 middle and high school 4601 State Avenue students with opportunities Kansas City, KS 66102 that increase awareness of science, technology, engineering, and math careers 20150944

NewAmerica Foundation NONE PC Support for continuance of work 100,000 1899 L Street NW on political dynamism and Suite 400 advancement of the policy Washington, DC 20036 making process in order to bolster innovation and entrepreneurship 20150951

Kansas City Symphony NONE PC General operating support 50,000 1703 Wyandotte Street Suite 200 20150961 Kansas City,MO 64108

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Virginia Polytechnic Institute and NONE NC Support research that 21,175 State distinguishes between different University Metropolitan Institute types of entrepreneurial 1021 Prince Street 100 ventures, and measures the Alexandria,VA 22314 impact of relevant policies on these ventures 20150967

Endeavor Global Inc NONE PC Support for research that will 80,667 900 Broadway Suite 301 map the network of connections New York, NY 10003 between entrepreneurial firms and others within specific American cities 20150968

Carnegie Mellon University NONE PC Support for research examining 79,879 5000 Forbes Avenue the role of state and local Pittsburgh, PA 152133890 government activities in supporting entrepreneurs 20150969

Kansas City Center for the NONE PC Support for the launch of the 100,000 Children's Book Kansas City Center for the 110 Southwest Blvd Children's Book (aka Rabbit Kansas City, MO 64108 Hole) 20150986

WestEd 730 Harrison Street NONE NC Support for the identification of 108,694 San Francisco,CA 94107 education entrepreneurs and innovators who have received federal funding for education product commercialization This knowledge contributes to understanding the innovation and entrepreneurial landscape in education 20150991

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Westminster College NONE PC Support for research to 67,596 1840 South 1300 East understand the effect of dual Salt Lake City, UT 84105 credit courses on postsecondary progress of students and their eventual employment 20150996

Regents of the University of NONE PC Support for research on ethnic 19,500 California at minority-owned businesses and Riverside Sponsored Programs their interactions with the local Admini community 20151035 200 University Office Building Riverside,CA 92521

Greater Kansas City LINC Inc NONE PC Support for 2015-2016 Math 50,000 Penntower Building and Science Center afterschool 3100 Broadway Suite 1100 programs for students at Burke Kansas City, MO 64111 and Inglewood Elementary Schools and the Hickman Mills Freshman Center in the Hickman Mills School District in Kansas City, Missouri 20151040

Curators ofthe University of NONE NC Conference sponsorship for an 35,000 Missouri event looking at Office of Sponsored Programs Admini entrepreneurship and 115 Business Loop 70 West philanthropy and their role in Columbia, MO 65203 economic development to be held in Gwangju, South Korea, May28-29,2016 20151045

Kansas City Museum Foundation Inc NONE PC Support for the 75th 9,630 3218 Gladstone Avenue Anniversary celebration in Kansas City,MO 64123 Kansas City, Missouri, October 9,2015 20151050

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Grantmakers for Education NONE PC General operating support 7,500 720 SW Washington Street 20151058 Suite 605 Portland,OR 97205

City of Knoxville Tennessee NONE NC Support for a planning grant 25,000 400 Main Street awarded to the winner ofthe Suite 685 "Recipes for Growth City Knoxville,TN 37902 Challenge" to increase entrepreneurial connectivity in the City of Knoxville, Tennessee 20151065

DonorsC hooseorg NONE PC Support match funding for 200,000 134 W 37th Street 11th Floor classroom projects posted on New York, NY 10018 DonorsChoose org by public school teachers in the Greater Kansas City area Match funding will be available to teachers in school districts within Jackson, Clay, and Cass counties in Missouri, and Johnson and Wyandotte counties in Kansas that serve populations with at least 40% of students qualified for free or reduced lunch 20151077

Young Men's Christian Association of NONE PC Support for expansion of 94,583 Greater afterschool programming Kansas City intended to prevent summer 3100 Broadway Suite 1020 learning loss in students Kansas City, MO 641112413 grades 1-5 from school districts in the Kansas City metropolitan area 20151082

Youth Ambassadors Inc NONE PC Support for afterschool and 60,000 7309 High Drive summer programming for Prairie Village, KS 66208 underserved teenagers from urban core communities in the Kansas City metropolitan area 20151083

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Connecting for Good NONE PC Support to build staffing 75,000 3101 Troost Ave capacity, professional Kansas City, MO 64109 development, and fundraising strategies 20151095

Guadalupe Center Inc NONE PC Support for the Stakeholders 9,000 1015 Avenida Cesar E Chavez Appreciation Luncheon in Kansas City, MO 64108 Kansas City, Missouri, April 22, 2015 and the Blanco y Negro Awards Gala in Kansas City, Missouri, September 18, 2015 20151101

Greater Washington Educational NONE PC Support for the creation and 150,000 Telecommunication distribution of Association Inc entrepreneurship stories via 3939 Campbell Ave broadcast and digital channels Arlington,VA 22206 20151103

Boys Club of Greater Kansas City NONE PC Support for the Project Learn 100,000 4001 Blue Parkway Suite 102 Education Enhancement Kansas City, MO 64130 program serving middle and high school students in urban core communities of Kansas City, Missouri 20151112

Young Invincibles NONE PC Support to analyze the 50,000 1411 K St NW Ste 400 connection between student Washington, DC 20005 debt and entrepreneurship among millennials by using the Baccalaureate and Beyond (B&B) survey data from the National Center for Education Statistics (NCES) 20151114

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Enterprise Center of Johnson C ounty NONE PC Support to increase the 150,000 4220 Shawnee Mission Parkway Women's Business Center's Suite 350B capacity for technical Fairway,KS 66205 assistance and business coaching for clients served in the Kansas City metro area 20151115

Board of Regents of the University of NONE PC Support for research to 50,000 Nebraska understand the factors that led 2200 Vine St to the success or failure of 151 Whittier Research Center firms that went public in 1996 Lincoln, NE 685830861 (the largest initial public offering class ever) 20151121

Loyola University New Orleans NONE PC Support for a review of 10,000 6363 St Charles Avenue licensing and permitting laws New O rleans, LA 70118 affecting new entrepreneurs 20151130

Bellwether Education Partners Inc NONE PC Support for the development of 87,951 517 Boston Post Road 171 a coordinated set of indicators Sudbury, MA 01776 for education sector innovation and test the index in three cities to establish the utility and feasibility of the process and instrument 20151167

Ronald McDonald House Charities of NONE PC Support for the Red Shoe 4,135 Kansas City Inc Shindig in Kansas City, 2502 Cherry Street Missouri, September 12, Kansas City,MO 64108 2015 20151172

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

National Foundation for American NONE PC Support for research on the 40,000 Policy economic contributions of 2111 Wilson Blvd Suite 700 immigrant entrepreneurs, Arlington,VA 22201 including analysis of startup visa proposals that would allow more immigrant entrepreneurs to start and operate companies in the United States 20151174

Jazz District Renaissance NONE PC Sponsorship of the American 4,676 Corporation Jazz Hall of Fame induction in 1516 E 18th Street Kansas City, Missouri, June Kansas City, MO 64108 13,2015 20151182

Albuquerque Community Foundation NONE PC Support the creation ofThe 150,000 PO Box 25266 Mayor's Prize for Albuquerque, NM 87125 Entrepreneurship, a donor- advised fund designed to improve conditions for entrepreneurial success in the Albuquerque metro area 20151190

Curators of the University of NONE NC Support for the 30th Annual 13,240 Missouri Entrepreneur of the Year 5108 Cherry 418F Awards Dinner in Kansas City, Kansas City, MO 64108 Missouri, November 16, 2015 20151195

Manhattan Institute for Policy NONE PC Support for one offive Richard 25,000 Research Inc Cornuelle Awards for Social 52 Vanderbilt Avenue Entrepreneurship presented in NewYork,NY 10017 New York, November 9, 2015 20151215

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

University of Washington Foundation NONE PC Support for the Foster School of 93,750 Box 353200 Business's two- stage Seattle, WA 98195 conference (January 2016 and August 2016) on minority entrepreneurship, and the subsequent special publication of research on this topic 20151250

Grantmakers for Education NONE PC Support for the 2015 annual 23,300 720 SW Washington Street conference in San Francisco, Suite 605 California, October 21-23, Portland,OR 97205 2015 20151252

Big Brothers Big Sisters of Greater NONE PC Support for a pilot program to 86,738 Kansas City provide mentoring and 1709 Walnut Street resources for high school and Kansas City, MO 64108 postsecondary students with the goal of increasing the number of students completing a postsecondary degree 20151255

University of Tampa NONE PC Support for research to 74,959 401 W Kennedy Blvd understand different elements Tampa, FL 33606 of the Tampa, Florida entrepreneurial ecosystem through the use of both quantitative and qualitative methodologies 20151268

C urators of the University of NONE NC Support for the creation of a 20,650 Missouri database of new employer firms Office of Sponsored Programs Admini in Kansas and Missouri - with a 115 Business Loop 70 West particular focus in the Kansas Columbia, MO 65203 City metropolitan area 20151271

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

William Marsh Rice University NONE PC Support research on the 154,318 Office of Sponsored Research effectiveness of accelerators, PO Box 1892 - MS 16 incubators and otherseed- Houston,TX 770051892 stage entrepreneurship support organizations 20151274

School District of Kansas City NONE NC Support for Lincoln College 25,235 Missouri Preparatory Academy's Headquarters 1211 McGee Street exploration of the integration of Suite 1000 Science, Technology, Kansas City, MO 64106 Engineering, and Mathematics (STEM) into the International Baccalaureate Diploma Program (IBDP) 20151280

Public Forum Institute NONE PC Support for two initiatives (1) 85,000 2400 N Street NW Global Entrepreneurship Suite 603 Research Network and (2) Washington, DC 20037 Startup Nations which will further the Foundation's research to understand how policies and programs contribute to the progress of entrepreneurs 20151284

Data Quality Campaign NONE SO I Support for a working group to 47,184 1341 G St NW Suite 700 articulate the idea conditions Washington, DC 20005 for parent access to education information, and outline a road map for achieving this vision 20151286

University of Richmond NONE PC Support for research on how 35,813 28 Westhampton Way accelerators can be designed Richmond, VA 231730001 to best achieve their goals 20151290

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Northwestern University NONE PC Support for research to address 90,995 1801 Maple Ave 2nd Floor Suite 241 how economic developments in Evanston,IL 602013149 the Sharing Economy and related developments in Information and Communications Technology are profoundly affecting opportunities and prospects for entrepreneurship 20151297

Women's Foundation of Greater NONE PC Support for research and public 110,000 Kansas City policy work focused on 6950 Squibb Road Suite 220 licensing and gender related Mission, KS 66202 issues in the Kansas City area 20151298

Boy Scouts ofAmerica NONE PC Support for afterschool 50,000 10210 Holmes Road programs for boys ages 11-17, Kansas City, MO 641314212 from low-income communites in Kansas City's urban core 20151301

University of Texas System NONE NC Support the expansion of the 162,301 601 Colorado Street ATI-SEAL program to 10 Austin,TX 787012982 universities 20151327

San Francisco Film Society NONE PC General operating support 2,000 39 Mesa Street Suite 110 20151332 The Presidio San Francisco,CA 941291025

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Dana-Farber Cancer Institute NONE PC General operating support 2,000 450 Brookline Avenue 20151342 Boston,MA 022155450

The Idea Village 515 Girod Street NONE PC Supportthe expansion of Idea 175,000 New O rleans, LA 70130 Village by adding industry specific accelerators and increasing the capacity of New Orleans Entrepreneur Week 20151344

Intense Inc 197 Portland Street NONE PC Support the expansion of the 172,410 2nd Floor Intense StreetWise MBA Boston, MA 02114 program to new cities and increase the capacity of the program by a minimum of 10 cohorts per year 20151345

SEED SPOT NONE PC Support the expansion of SEED 115,500 2828 N Central Ave Ste 700 SPOT to an additional five Phoenix,AZ 85004 cities 20151353

MassChallenge NONE PC Support the deployment of 175,000 21 Drydock Ave 6th Floor MassChallenge bootcamps to Boston, MA 02210 underrepresented demographics and communities 20151354

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

National Collegiate Inventors and NONE PC Support the expansion of the 189,447 Innovators VentureWell ASPIRE program Alliance to a minimum of three 100 Venture Way accelerators 20151355 Hadley,MA 01035

VilCap Inc NONE PC Support the expansion of 175,000 419 7th Street NW Suite 200 Village Capital's city- based Washington, DC 20004 cohort locations on a national scale 20151356

Syracuse University NONE PC Support the expansion ofV- 166,901 900 S Crouse Avenue WISE locations and alumni Syracuse, NY 13244 support program 20151357

Data Quality Campaign NONE SO I Support to build technical 465,895 1341 G St NW Suite 700 infrastructure and human Washington, DC 20005 capital around the collection and use of education data to inform decisions in education policy and practice 20151368

New York University NONE PC Support to design and 84,059 665 Broadway Suite 801 implement a national urban Office of Sponsored Programs data network that provides New York, NY 10012 research access to administrative, transaction, and survey data on cities 20151369

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Big Brothers Big Sisters of Greater NONE PC General operating support 100,000 Kansas City 20151395 1709 Walnut Street Kansas City,MO 64108

University of Texas System NONE NC Support for a study that seeks 85,000 601 Colorado Street to use both quantitative and Austin,TX 787012982 qualitative data to develop the industrial genesis ofAustin's Entrepreneurial Economy, specifically how did successful firms, along with local institutions, spin off and influence entrepreneurship in Austin 20151403

Turn the Page KC Inc NONE PC Support for the Network 8,125 414 E 12th Street Floor 29 Improvement Community Kansas City, MO 64106 process that will enhance coordination among multiple groups working to improve early literacy in Kansas City 20151404

University of Massachusetts NONE NC Support to study inter-firm 24,042 System Office and Collaborative Ser connectivity by tracking the 333 South Street movement of workers across Shrewsbury, MA 015454169 different employers, which serves as a conduit for the transmission of knowledge and organizational learning 20151408

Curators of the University of Missouri NONE NC General operating support for 150,000 the Midwest Center for UMKC Midwest Center for Nonprofit L Nonprofit Leadership 5100 Rockhill Road 20151417 Kansas City,MO 64110

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Literacy Kansas City NONE PC Support for the 6th Annual 4,700 211 West A rmour Blvd Floor 3 Literacy For A ll Luncheon in Kansas City, MO 641112023 Kansas City, Missouri, September 25, 2015 20151418

Linda Hall Library Foundation NONE PC Support for the Science of 9,500 5109 Cherry Street Longevity A Linda Hall Library Kansas City, MO 64110 Foundation Colloquium in Kansas City, Missouri, October 2-3,2015 20151422

George Washington University NONE PC Support for research to analyze 52,000 2121 I Street NW entrepreneurship patterns Washington, DC 20052 among Baby Boomers using data from the Health and Retirement Study on a variety of measures, including family situation and history, living arrangements, physical and mental health status, occupational situation, incomes, assets and debts, and expectations about future events 20151427

University of Maryland NONE NC Support for research to answer 70,695 Office of Research Administration outstanding questions 3112 Lee Building 7809 Regents Dri regarding the use and effects of College Park, MD 207425141 non- compete agreements 20151449

Thomas B Fordham Institute NONE PC Support for development of a 35,000 1016 - 16th Street NW 8th Floor book and related Washington, DC 20036 communications to review the history of charter schools in America and identify lessons applicable to current day charter schools 20151474

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

School District of Kansas City NONE NC Support to provide partial 25,000 Missouri funding for the district's Headquarters 1211 McGee Street charter school sponsor office Suite 1000 startup, including support for Kansas City, MO 64106 the new Charter School Sponsor Liaison position, professional development, technical assistance, and travel 20151478

Youth Volunteer Corps of America NONE PC Support for afterschool and 43,012 1025 Jefferson Street out-of-school service -learning Kansas City, MO 64105 and volunteer activities for youth, ages 11-18, from communities across the Kansas City metropolitan area 20151480

Kent State University Foundation NONE PC Support for research on how 60,000 Office of local taxation affects Institutional Advancement Center entrepreneurship by using data Philanthropy 350 S Lincoln Street on school property tax votes Kent,OH 442420001 and property tax rate changes 20151485

Technology Ventures Corporation NONE POF Support for the Deal Stream 12,180 1155 University Blvd SE Summit in Albuquerque, New Albuquerque,NM 87106 Mexico, October 6, 2015 20151490

The Foundation Center NONE PC General operating support 5,000 79 Fifth Avenue 20151500 New York, NY 100033076

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Crossroads Academy of Kansas City NONE PC Support for the 4th Annual 4,600 1015 Central Street "Dreaming Big in Downtown Kansas City, MO 64105 Kansas City" in Kansas City, Missouri, November 12, 2015 20151504

Nonprofit Connect Network Learn NONE PC General operating support 1,000 Grow 20151525 125 E 31st Street Suite 100 Kansas City, MO 64108

Wildwood Outdoor Educational NONE PC Support for afterschool 47,650 Center programming for underserved 7095 W 399th Street youth from the Kansas City La Cygne, KS 66040 metropolitan area attending schools with a free and reduced-price lunch rate of70 percent or higher 20151532

Teach Learn Experientially NONE PC Support for afterschool and 25,000 8300 NE Underground Drive Pillar 1 summer programming for Kansas City, MO 64161 underserved youth, grades Pre-K through 8th, from urban communities in the Kansas City metropolitan area 20151533

Kansas City Area Development NONE SO II Support for the 2015 Annual 7,200 Foundation Meeting in Kansas City, 30 W Pershing Road Suite 200 Missouri, November 6, 2015 Kansas City,MO 64108 20151535

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

International Institute of Innovation NONE PC Support for operations, 75,000 Journalism conference preparation, c/o SRI International ecosystem mapping, 14J 333 Ravenswood Ave analytics and interactive Menlo Park,CA 94025 commemity group 20151552

Economic Club of Kansas City NONE PC Support for the Truman Medal 4,493 1 Memorial Drive for Economic Policy luncheon Kansas City, MO 64198 in Kansas City, Missouri, October 14, 2015 20151567

Purpose Built Communities NONE POF Support for the pre-startup 50,000 Foundation Inc phase of Kansas City 3445 Peachtree Road NE Neighborhood Academy, a new Suite 175 charter school expected to Atlanta,GA 30326 open in the 2016-17 school year to serve students in the Wendell Phillips neighborhood in Kansas City, Missouri 20151593

Curators of the University of NONE NC Support to create an online 50,000 Missouri news forum to report Missouri Missouri School ofJournalism business news, including news 310H Reynold Journalism Institute on the state's entrepreneurial Columbia,MO 65211 ventures 20151599

Andrews Michael 322 Camden Road NONE NC Fellowships for Ph D 17,000 Iowa City,IA 52245 candidates writing dissertations in entrepreneurship 20151607

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Bapna Sofia 4600 Washburn Ave S NONE NC Fellowships for Ph D 17,000 Minneapolis, MN 55410 candidates writing dissertations in entrepreneurship 20151615

Choi Joonkyu 460 L St NW Apt 406 NONE NC Fellowships for Ph D 17,000 Washington, DC 20001 candidates writing dissertations in entrepreneurship 20151618

Colonnelli Emanuele Via Napoli 75 NONE NC Fellowships for Ph D 17,000 Ascoli Piceno 63100 candidates writing IT dissertations in entrepreneurship 20151621

Cho Jae Beum 18A Lisa Ln NONE NC Fellowships for Ph D 17,000 Ithaca, NY 14850 candidates writing dissertations in entrepreneurship 20151633

Crosina Eliana 60 Jarvis Circle NONE NC Fellowships for Ph D 17,000 Needham, MA 02492 candidates writing dissertations in entrepreneurship 20151636

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Manhattan Institute for Policy NONE PC Support for five think-big 40,000 Research Inc symposiums to develop and 52 Vanderbilt Avenue discuss ideas that can help New York, NY 10017 cities thrive in the 21st century 20151638

Davis Daniel B 1311 La Palma St 2 NONE NC Fellowships for Ph D 17,000 San Diego,CA 92109 candidates writing dissertations in entrepreneurship 20151640

Grandy Jake B 246 Alpine Street 3 NONE NC Fellowships for Ph D 17,000 Pasadena, CA 91106 candidates writing dissertations in entrepreneurship 20151642

Guzman Jorge NONE NC Fellowships for Ph D 17,000 231 Prospect Street 2 candidates writing Cambridge,MA 02139 dissertations in entrepreneurship 20151643

Hovenkamp Erik N NONE NC Fellowships for Ph D 17,000 320 W Evergreen Avenue Unit 2N candidates writing Chicago, IL 60610 dissertations in entrepreneurship 20151645

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Jaravel Xavier NONE NC Fellowships for Ph D 17,000 35 Dimick Street Apartment 3 candidates writing Somerville, MA 02143 dissertations in entrepreneurship 20151646

Kirtley Jacqueline 44 Lewis Street NONE NC Fellowships for Ph D 17,000 Newton, PA 02458 candidates writing dissertations in entrepreneurship 20151647

Koning Rembrand 1221 York Street NONE NC Fellowships for Ph D 17,000 San Francisco,CA 94110 candidates writing dissertations in entrepreneurship 20151648

Myers Kyle R 2018 Saint Albans St NONE NC Fellowships for Ph D 17,000 Philadelphia, PA 19146 candidates writing dissertations in entrepreneurship 20151649

Olson Daniel M 7602 Wells Blvd NONE NC Fellowships for Ph D 17,000 Hyattsville, MD 20783 candidates writing dissertations in entrepreneurship 20151650

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Startz Meredith Lundberg NONE NC Fellowships for Ph D 17,000 358 Humphrey St 3rd Floor candidates writing New Haven, CT 06511 dissertations in entrepreneurship 20151651

Wu Andy 5 Appletree Lane NONE NC Fellowships for Ph D 17,000 Lexington, MA 02420 candidates writing dissertations in entrepreneurship 20151653

Xue Xin NONE NC Fellowships for Ph D 17,000 2112 Jefferson Park Avenue Apt 1 candidates writing Charlottesville,VA 22903 dissertations in entrepreneurship 20151654

Yu Qianqian NONE NC Fellowships for Ph D 17,000 1820 Commonwealth Avenue candidates writing Apartment 35 dissertations in Brighton,MA 02135 entrepreneurship 20151657

Greater Kansas City Community NONE PC Support to establish the 3,000,000 Foundation & collaboratively-funded Early Affiliated Trusts Childhood Education Access 1055 Broadway Suite 130 Fund to support early childhood Kansas City, MO 641051595 education opportunities that prepare children in the Kansas City region for success in kindergarten and beyond 20151667

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Negro Leagues Baseball Museum Inc NONE PC General operating support, 500,000 1616 E 18th Street including the opening of the Kansas City, MO 641081610 Buck O'Neil Education and Research Center 20151675

Nonprofit Connect Network Learn NONE PC Support for the 2015 Philly 2,250 Grow Awards in Kansas City, 125 E 31st Street Suite 100 Missouri, November 5, 2015 Kansas City, MO 64108 20151685

Bike Share KC NONE PC Support for Bike Share KC to 125,000 3269 Gillham Rd Ste C expand its network of bicycles Kansas City, MO 64109 in the Kansas City metropolitan area 20151689

The Greater Louisville Workforce NONE SO I Support for a planning grant 25,000 Investment Board Inc awarded to the winner of the 410 West Chestnut Street Suite 200 "Recipes for Growth City Louisville, KY 40202 Challenge" to increase economic opportunities for minorities in the City of Louisville, Kentucky through entrepreneurship 20151694

Kansas City Repertory Theatre Inc NONE PC General operating support 50,000 4949 Cherry 20151695 Kansas City,MO 64110

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Regents of the University of Michigan NONE PC Support for development of an 100,000 Office of Sponsored Research Prog experimental module focusing 3003 S State Street on developing a better Ann Arbor, MI 481091274 understanding of entrepreneurship factors for the Baby Boomers demographic group 20151697

Greater Kansas City Community NONE PC Support for the KC Great 5,000,000 Foundation & Schools Fund to launch new Affiliated Trusts schools, scale proven models, 1055 Broadway Suite 130 and turn around existing Kansas City, MO 641051595 schools 20151723

Curators of the University of Missouri NONE NC Support to increase the 150,000 KC SourceLink - U M KC capacity of KCSourceLink to 4747 Troost educate, support and measure Kansas City, MO 641102499 the impact of entrepreneurs in Kansas City 20151724

Helzberg Entrepreneurial Mentoring NONE PC Support for Annual HEMP 6,200 Program Retreat in Kansas City, Shirley and Barnett Helzberg Founda Missouri, November 19, 2015 4520 Main Suite 1050 20151726 Kansas City,MO 641111181

SRI International NONE PC Support for a feasibility study 93,670 333 Ravenswood Ave to determine how the Blue Menlo Park,CA 94025 Valley and Kansas City Northland Center for Advanced Professional Studies (CAPS) programs and the Design Tech High School (d Tech) might be studied as exemplary models of how innovative secondary schools support college and career readiness through connections of students with real-world science, technology, engineering and mathematics (STEM) industry practices 20151727

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

The Lean Lab 210 W 19th Terrace NONE PC Support for development of an 50,000 Kansas City, MO 64108 education entrepreneurial ecosystem in Kansas City and establishment of a partnership with 4 0 School's national expansion effort 20151733

Curators of the University of Missouri NONE NC Support for additional capacity 150,000 UM KC Innovation Center Artist Inc for Artist INC to educate more 4747 Troost Room 121 artists as entrepreneurs at the Kansas City, MO 64110 University of Missouri Kansas City's Innovation Center 20151741

University of Massachusetts NONE NC Support research in women's 47,000 Office of Research Sponsored Prog entrepreneurship by comparing 100 Morrissey Blvd the entrepreneurial ecosystem Boston, MA 021253393 of St Louis and Boston 20151920

New York University NONE PC Support for research to analyze 24,500 665 Broadway Suite 801 the effects of business plan Office of Sponsored Programs competitions and accelerators New York, NY 10012 on new venture outcomes 20151927

Regents of the University of NONE PC Support research in women's 40,000 California entrepreneurship by providing 327 Cheadle Hall a longitudinal study of the Santa Barbara,CA 931062050 Rising Tide Program, studying the short and long-term roles for women in angel investing 20151944

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or A mount show any relationship to status of contribution Name and address (home or any foundation manager recipient business) or substantial contributor

a Paid during the year

Bentley University NONE PC Support research in women's 31,000 The Conscious Capitalism Institute entrepreneurship by focusing 175 Forest Street on business financing and Waltham, MA 02452 measuring bias against women 20151948

Duke University 210 Science Drive NONE PC Support fora conference and 50,000 Durham, NC 27708 policy briefing on the forces driving changes in the innovation system of the United States and other advanced countries, and whether those changes call for government policy intervention 20151951

Emory University NONE PC Support research in women's 25,000 1599 Clifton Road NE 4th Floor entrepreneurship by Atlanta,GA 30322 researching the effects of business accelerators on women entrepreneurs 20151953

President and Fellows of Harvard NONE PC Support research in women's 23,760 College entrepreneurship by focusing Office for Sponsored Programs on women's engagement in the 1033 Massachusetts Avenue 5th entrepreneurial process Floo 20151955 Cambridge,MA 021383846

University of Montana NONE NC Support research in women's 20,000 32 Campus Di-4104 entrepreneurship by Office of Sponsored Research Progra researching women's Missoula, MT 598124104 participation in pre- entrepreneurship programs 20151958

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

President & Board of Trustees of NONE PC Support research in women's 12,000 Santa Clara entrepreneurship by focusing College Office of Sponsored Projec on women founders of STEM 500 El Camino Real St Josephs Ha firms and success dynamics Santa Clara,CA 950533001 20151960

University ofArizona NONE NC Support research in women's 10,000 Sponsored Projects Office entrepreneurship by 888 N Euclid Room 510 researching the uses on Tucson,AZ 85719 demand and supply of capital in equity crowdfunding 20151961

New York University NONE PC Support for three teams of 80,000 665 Broadway Suite 801 researchers to create and Office of Sponsored Programs document new ways of New York, NY 10012 understanding the links between investments in research & development and innovation as a part of the Innovation Measurement Initiative 20151971

Trustees of the University of NONE PC Support research in women's 7,000 Pennsylvania entrepreneurship by Wharton School of Business researching the signals and 3209 Steinberg-Dietrich Hall cues women portray in Philadelphia,PA 191046218 entrepreneurship 20151987

University of Hartford NONE PC Support for research in 7,100 Barney School of Business women's entrepreneurship by 200 Bloomfield Avenue pre- and post-testing 90 Next West Hartford, CT 061171599 Wave Initiative training participants to determine their motivations for investing, attitudes, and expectations 20152032

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Trustees of Princeton University NONE PC Support research in women's 4,616 Department of Economics entrepreneurship by conducting 316 Wallace Hall a study of women's Princeton, NJ 08540 entrepreneurship, closing the gender income gap, and rent sharing in Brazil 20152043

Regents of the University ofMichigan NONE PC Support research in women's 4,000 Womens Studies Program entrepreneurship by studying 234 W Engineering Bldg how androgynous names Ann Arbor, MI 48104 impact entrepreneurial outcomes for women 20152056

University ofChicago NONE NC Support to explore 70,000 Booth School of Busniess Room 376 entrepreneurial and small 5807 South Woodlawn Avenue business consequences of Chicago,IL 60637 changes in taxes and investment incentives, as well as household-level concerns such as student debt 20152069

Real Estate Charitable Foundation NONE SO I Support for the Ewing Marion 10,088,492 1055 Broadway Kauffman School's tenant Kansas City, MA 64105 obligations allowing for partial redemption of bonds issued to fund school construction 20152079

The Urban League of Kansas City NONE PC Support for the 58th Annual 9,680 1710 Paseo Blvd Difference Maker Awards Kansas City, MO 64108 Luncheon in Kansas City, Missouri, December 3, 2015 20152081

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Global Center For Cultural NONE PC Support to develop evaluation 100,000 Entrepreneurship criteria to improve the 341 E Alameda St methodology for planned Santa Fe, NM 87501 expansion into additional communities 20152094

Ewing Marion Kauffman School Inc NONE PC Restricted grant to support 263,500 6401 Paseo Ave retention of the Ewing Marion Kansas City, MO 64131 Kauffman School staff and acknowledge their collective contributions to student achievements 20152105

United Inner City Services NONE PC General operating support 50,000 2008 E 12th Street 20152109 Kansas City,MO 64127

Regents of the University ofMichigan NONE PC Support for research of 33,810 Office of Sponsored Research Prog mentoring programs across 3003 S State Street universities, conducted in Ann Arbor, MI 481091274 conjunction with their program partner- the Enterprise Futures Network (EFN) 20152124

Score Foundation NONE SO IIIFI Support for SCO RE to expand 190,000 1175 Herndon Parkway its mentoring services by Herndon, VA 20170 developing a pilot for a video conferencing program (the SCORE Vibrant Communities Virtual Mentoring program) 20152132

Total ...... ► 3a 73,201,397 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

a Paid during the year

Cserpes Tunde NONE NC Fellowships for Ph D 17,000 1518 W 17th Street Apt 1 candidates writing Chicago,IL 60608 dissertations in entrepreneurship 20151639

Total ...... ► 3a 73,201,397 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286

TY 2015 Accounting Fees Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

BSR & CO 2,175 2,175

CBIZ MHM LLC - AUDIT 72,879 72,879 SERVICES

JMW & ASSOC, LLC - TAX 43,500 16,850 26,650 PREP l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 All Other Program Related Investments Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Category I Amount NONE l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 Compensation Explanation

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Person Name Explanation

Kristin Bechard KRISTIN BECHARD'S TERM AS TREASURER BEGAN 4/23/2014

Wendy Guillies WENDY GUILLIES WAS ELECTED ACTING PRESIDENT & CEO ON 7/1/2014 lefile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing. TY 2015 Depreciation Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 Employee Compensation Explanation

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Employee I Explanation ANZALONE Compensation includes transition payments received of $28,600 and future transition JENNIFER L payments of $143,000. lefile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2015 Expenditure Responsibility Statement

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Grantee ' s Name Grantee ' s Grant Date Grant Grant Amount Expended By Any Diversion By Dates of Reports By Date of Results of Address Amount Purpose Grantee Grantee? Grantee Verification Verification

SEE ATTACHMENT NO B l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 General Explanation Attachment

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Identifier Return Reference Explanation

CONTINUATION OF PART VII-A, LINE 16 AUSTRALIA austria BELGIUM BRAZIL CANADA CAYMAN ISLANDS DENMARK EGYPT Finland LIST OF FOREIGN - LIST OF FOREJGN FRANCE GERMANY GREECE HONG KONG INDONESIA ISRAEL ITALY JAPAN LUXEMBOURG COUNTRIES COUNTRIES MEXICO NETHERLANDS Norway PHILIPPINES REPUBLIC OF KOREA SINGAPORE SOUTH AFRICA SPAIN Sweden SWITZERLAND TAIWAN THAILAND TURKEY UNITED KINGDOM l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 Investments Corporate Bonds Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Name of Bond End of Year Book End of Year Fair Value Market Value ANGLOGOLD HOLDINGS PLC FREDDIE MAC GOLDEN AGRI RESOURCES LT WATERFORD WEDGWOOD PLC 582,619 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 Investments Corporate Stock Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Name of Stock End of Year Book End of Year Fair Value Market Value AALBERTS INDUSTRIES NV 1,378,077 1,483,311 AAON INC 705,965 1,223,230 ABAXIS INC 553,148 690,488 ACACIA RESEARCH CORP ACI WORLDWIDE INC 723,177 1,153,460 ACME UNITED CORP 612,599 1,174,105 ADASTRIA CO LTD 758,359 822,082 ADECCO SA REG ADO PROPERTIES SA 616,262 808,251 ADVENT SOFTWARE INC ADVISORY BOARD CO/THE 923,880 974,936 AEGION CORP 1,291,232 1,353,148 AGL RESOURCES INC 2,756,736 2,975,524 AGNICO EAGLE MINES LTD 1,164,732 908,818 AIRPORTS OF THAILAND PCL FOR 1,256,875 1,392,269 AKZO NOBEL ALIBABA GROUP HOLDING SP ADR 4,716,987 4,022,865 ALIGN TECHNOLOGY INC 467,657 953,179 ALLIANZ SE REG 5,045,825 5,226,886 ALMIRALL SA ALPHABET INC CL A 1,453,700 2,236,779 ALPHABET INC CL C 5,489,222 8,057,788 ALPS ELECTRIC CO LTD ALSEA SAB DE CV 1,150,592 1,289,756 AMAZON.COM INC 2,010,819 2,196,643 AMER SPORTS OYJ 1,427,045 1,459,485 AMERICA S CAR MART INC 88,440 78,736 AMERICAN SCIENCE + ENGINEERI 4,589,506 3,718,448 AMERICAN WATER WORKS CO INC 1,002,627, 2,987,500 ANGLO AMERICAN PLC 665,865 73,058 Name of Stock End of Year Book End of Year Fair Value Market Value ANGLOGOLD ASHANTI SPON ADR APERAM 699,133 696,740 APPLIED MATERIALS INC 379,670 440,089 APTARGROUP INC ARIAKE JAPAN CO LTD 1,178,271 1,629,822 ARM HOLDINGS PLC 2,421,721 2,467,977 AS ONE CORP 364,740 659,579 ASHTEAD GROUP PLC ASML HOLDING NV NY REG SHS 3,318,092 2,876,148 ASOS PLC 1,754,692 2,350,807 ASTA FUNDING INC 112,811 112,890 ASTELLAS PHARMA INC 1,178,567 2,186,415 ATOS SE 1,047,844 1,027,444 AURELIUS AG 2,154,254 2,781,277 AUTO TRADER GROUP PLC 734,180 1,082,318 AUTONEUM HOLDING AG AVERY DENNISON CORP AXFOOD AB 1,038,969 993,084 BAIDU INC SPON ADR 5,921,199 5,843,226 BALCHEM CORP 424,493 872,480 BANCA POPOLARE DI MILANO 981,218 1,062,579 BANGKOK BANK PUBLIC CO NVDR 1,213,628 1,120,707 BANK OF AMERICA CORP 5,315,341 6,104,241 BANK OF HAWAII CORP BARRICK GOLD CORP 543,083 353,915 BB+T CORP 425,456 423,964 BEAZLEY PLC BECTON DICKINSON AND CO BELLWAY PLC BERKELEY GROUP HOLDINGS 574,640 2,141,248 Name of Stock End of Year Book End of Year Fair Value Market Value BETSSON AB BILLERUDKORSNAS AB 754,290 842,722 BIO TECHNE CORP 315,807 416,250 BIOGEN INC 2,958,613 2,634,610 BIOMARIN PHARMACEUTICAL INC 2,541,949 2,765,664 BIOMERIEUX 139,678 215,011 BLACKBAUD INC 677,129 1,478,557 BNP PARIBAS 5,638,290 5,129,065 BOK FINANCIAL CORPORATION 4,522,638 4,279,111 BOOKER GROUP PLC 1,428,803 1,412,548 BOTTOMLINE TECHNOLOGIES (DE) 1,126,414 1,406,229 BOUYGUES SA 2,214,364 2,529,967 BOYD GROUP INCOME FUND 955,232 881,222 BREMBO SPA 907,864 1,158,406 BRITISH AMERICAN TOBACCO PLC 1,313,031 1,357,838 BTG PLC CABELA'S INC CABOT MICROELECTRONICS CORP 1,270,699 1,248,649 CALBEE INC CAMERON INTERNATIONAL CORP 2,781,572 3,832,448 CANADIAN NATURAL RESOURCES 1,295,997 979,197 CANTEL MEDICAL CORP 817,337 1,478,932 CAR INC CARREFOUR SA 1,613,861 1,719,016 CASH AMERICA INTL INC 426,200 1,176,736 CCL INDUSTRIES INC CL B 1,214,831 1,813,729 CEMPRA INC 1,012,582 726,138 CENOVUS ENERGY INC 2,193,800 969,935 CENTURYLINK INC CERNER CORP 1,592,680 1,486,199 Name of Stock End of Year Book End of Year Fair Value Market Value CHESAPEAKE ENERGY CORP 1,881,479 400,950 CHINA FUND INC/THE 347,934 347,058 CHINA PHARMA HOLDINGS INC 402,456 29,454 CHOFU SEISAKUSHO CO LTD 553,703 674,381 CHUBB CORP 926,333 1,312,605 CIA CERVECERIAS UNI SPON ADR 967,371 979,768 CIA SANEAMENTO BASICO DE ADR 1,140,568 1,037,760 CIE FINANCIERE RICHEMON REG 4,116,647 3,594,196 CIELO SA 1,218,677 845,640 CISCO SYSTEMS INC CITIGROUP INC 4,780,635 5,102,550 CLEAN HARBORS INC CLICKS GROUP LTD CNA FINANCIAL CORP 433,287 431,326 CNH INDUSTRIAL NV 7,558,801 5,145,384 COLLIERS INTERNATIONAL GROUP 1,753,378 1,724,627 COMFORTDELGRO CORP LTD 425,893 805,751 COMMERCE BANCSHARES INC 2,853,356 3,016,139 COMPAGNIE DE SAINT GOBAIN 1,505,810 1,505,853 COMPASS MINERALS INTL 415,883 381,017 CONTANGO OIL + GAS CORRECTIONS CORP OF AMERICA 4,228,224 3,635,514 COSMAX INC COSTAR GROUP INC 367,900 1,058,046 COVESTRO AG 1,242,861 1,460,229 CP ALL PCL FOREIGN 2,748,189 2,305,590 CRAW FORD + COMPANY CL A 346,598 473,462 CREATE RESTAURANTS HOLDINGS 158,649 175,632 CREDIT SUISSE GROUP AG REG 9,955,119 8,359,556 CRH PLC 945,887 1,150,840 Name of Stock End of Year Book End of Year Fair Value Market Value CRODA INTERNATIONAL PLC 1,420,251 1,414,846 CT ENVIRONMENTAL GROUP LTD CTS EVENTIM AG + CO KGAA 552,140 565,454 CULLEN/FROST BANKERS INC 396,324 340,320 CUSTOMERS BANCORP INC 1,032,207 1,584,095 DAIFUKU CO LTD 1,411,521 1,486,886 DAIICHIKOSHO CO LTD 505,880 1,200,301 DAIMLER AG REGISTERED SHARES 4,532,929 5,498,954 DAIWA SECURITIES GROUP INC 4,868,899 4,025,678 DANONE 2,788,369 2,775,604 DAVIDE CAMPARI MILANO SPA 965,837 964,513 DCC PLC 1,593,086 1,735,694 DE LONGHI SPA 718,688 822,535 DEERE + CO 2,249,258 2,232,957 DESCARTES SYSTEMS GRP/THE 425,527 444,225 DESTINATION XL GROUP INC 161,750 226,651 DEUTSCHE ANNINGTON IMMOBILIE DEUTSCHE WOHNEN AG BR 2,023,832 3,002,964 DEVRY EDUCATION GROUP INC 1,596,744 880,155 DIAGEO PLC 4,132,018 3,951,786 DIALOG SEMICONDUCTOR PLC DISCO CORP DOMINO'S PIZZA ENTERPRISES 645,264 1,097,626 DOMINO'S PIZZA GROUP PLC 971,672 1,424,732 DON QUIJOTE HOLDINGS CO LTD DORMAN PRODUCTS INC 1,074,932 1,007,551 DOVER CORP 918,305 815,668 DRILLISCH AG 700,089 629,733 DUOYUAN PRINTING INC 11,900 EAST WEST BANCORP INC 806,344 1,662,400 Name of Stock End of Year Book End of Year Fair Value Market Value EDWARDS LIFESCIENCES CORP 1,970,815 2,164,052 ELECTROLUX AB SER B ELEMENT FINANCIAL CORP 765,482 667,086 EMERSON ELECTRIC CO 3,593,828 3,109,907 ENCANA CORP 451,223 93,203 ENOVA INTERNATIONAL INC 531,119 237,630 EQT CORP 985,783 763,340 EURONEXT NV 1,903,963 2,220,847 EXA CORP 544,590 489,071 EXCEED CO LTD EXELON CORP 435,256 443,181 EXPONENT INC 789,407 834,165 EZCORP INC CL A 1,505,779 733,081 FACEBOOK INC A 3,965,959 5,452,786 FAMILYMART CO LTD FANUC CORP 2,242,226 2,961,486 FARO TECHNOLOGIES INC FAST RETAILING CO LTD 1,426,649 1,276,275 FASTENAL CO FEDERAL AGRIC MTG CORP CL C 1,645,282 2,758,871 FEDEX CORP FFP 596,332 446,387 FIRSTSERVICE CORP 657,374 794,496 FLEETMATICS GROUP PLC 1,537,266 1,789,078 FLOWSERVE CORP 1,469,696 1,180,975 FLUOR CORP FMC TECHNOLOGIES INC 431,074 379,625 FORBO HOLDING AG REG FRANCO NEVADA CORP 520,913 556,262 FRANK'S INTERNATIONAL NV 6,413,315 5,528,880 Name of Stock End of Year Book End of Year Fair Value Market Value FRANKLIN RESOURCES INC FRAPORT AG FRANKFURT AIRPORT 92,943 136,889 FRESNILLO PLC 868,009 651,199 FUGRO NV CVA FURSYS INC 113,954 635,465 GAGFAH SA GAUMONT SA 37,513 47,498 GAZPROM OAO SPON ADR 676,933 370,690 GENERAL MOTORS CO 5,461,878 5,883,730 GENMAB A/S GENTERA SAB DE CV GENUINE PARTS CO 414,016 439,671 GENWORTH FINANCIAL INC CL A 1,571,484 682,777 GERRESHEIMER AG 1,722,653 1,865,141 GFT TECHNOLOGIES SE 1,094,346 1,269,156 GLAXOSMITHKLINE PLC 1,231,151 1,243,603 GOLD FIELDS LTD SPONS ADR GOLDCORP INC 1,939,174 802,819 GOOGLE INC CL C GRAND CANYON EDUCATION INC 305,999 706,112 GRAND CITY PROPERTIES 1,334,956 1,587,295 GRANDVISION NV 1,695,503 1,976,736 GREAT EAGLE HOLDINGS LTD 860,102 833,307 GREAT PLAINS ENERGY INC GREENCORE GROUP PLC 1,007,652 1,119,483 GREGGS PLC 1,355,784 1,536,640 GROUPE BRUXELLES LAMBERT SA 1,025,345 1,140,033 GRUBHUB INC GRUMA S.A.B. B 1,230,399, 1,292,290 GRUPO TELEVISA SA SPON ADR 3,075,078 3,822,189 Name of Stock End of Year Book End of Year Fair Value Market Value GT CAPITAL HOLDINGS INC GUOCO GROUP LTD 937,298 1,010,796 H LUNDBECK A/S 1,302,281 1,455,548 H.B. FULLER CO. 5,910,771 5,429,179 HAL TRUST 915,352 1,349,022 HALLIBURTON CO 421,102 393,094 HALMA PLC 1,172,381 1,542,505 HAMBURGER HAFEN UND LOGISTIK 1,039,360 531,300 HANG LUNG PROPERTIES LTD 1,226,416 956,411 HARDINGE INC 657,028 540,560 HASEKO CORP HAW PAR CORP LTD 1 1,100,295 1,933,116 HCC INSURANCE HOLDINGS INC HEALTH NET INC 1,764,789 4,285,596 HEALTHCARE SERVICES GROUP 779,759 875,237 HEALTHSTREAM INC 898,333 754,600 HEARTLAND EXPRESS INC 435,237 416,326 HEIDELBERGCEMENT AG 2,134,795 3,193,755 HELMERICH + PAYNE 1,025,119 917,901 HELVETIA HOLDING AG REG HIBBETT SPORTS INC HIROSE ELECTRIC CO LTD 3,843,444 4,355,792 HISCOX LTD 844,405 1,095,786 HITACHI HIGH TECHNOLOGIES CO HOLCIM LTD REG HOPEWELL HIGHWAY INFRASTRUCT 6,788 7,332 HOPEWELL HOLDINGS LTD 1,312,812 1,426,629 HOPFED BANCORP INC 540,000 748,464 HORSEHEAD HOLDING CORP 1,440,833 248,050 HOSHIZAKI ELECTRIC CO LTD 1,141,042 1,278,026 Name of Stock End of Year Book End of Year Fair Value Market Value HOW DEN JOINERY GROUP PLC HOYA CORP 1,342,501 2,598,261 HUB GROUP INC CL A 1,852,795 1,715,509 HUBBELL INC 402,590 418,912 HUHTAMAKI OYJ 1,231,466 1,246,248 HUMANA INC HYSAN DEVELOPMENT CO 817,066 732,899 I SENS INC IDEXX LABORATORIES INC IG GROUP HOLDINGS PLC 1,043,412 1,051,821 ILLUMINA INC 2,336,822 2,437,702 IMPERIAL OIL LTD 157,077 168,851 INCHCAPE PLC 730,481 675,070 INCITEC PIVOT LTD 5,700,151 5,164,924 INDUSTRIAS PENOLES SAB DE CV 593,484 273,180 INFORMA PLC 1,307,873 1,272,789 INGENICO GROUP INNOPHOS HOLDINGS INC INNOSPEC INC 479,257 2,425,648 INTEL CORP 1,813,314 3,072,940 INTERFOR CORP INTERMEDIATE CAPITAL GROUP 1,506,195 1,360,845 INTERPUBLIC GROUP OF COS INC 4,351,348 5,375,352 INTERTAPE POLYMER GROUP INC INTEST CORP 100,467 123,326 INTL BUSINESS MACHINES CORP INVENTURE FOODS INC 432,948 983,442 INVESTOR AB A SHS 958,656 1,832,377 INVESTOR AB B SHS 110,401 167,932 IRADIMED CORP 121,129 140,010 Name of Stock End of Year Book End of Year Fair Value Market Value ISHARES MSCI INDIA ETF 11,555,068 10,355,040 ISRAEL CHEMICALS LTD 829,630 337,320 ISS A/S 715,969 768,205 ITALCEMENTI SPA 556,050 782,460 ITALMOBILIARE SPA 495,562 504,483 ITALMOBILIARE SPA RSP 224,316 352,737 ITC HOLDINGS CORP 441,516 494,825 ITRON INC 1,962,868 1,809,000 ITT CORP 406,293 369,265 JACOBS ENGINEERING GROUP INC 2,149,018 2,022,619 JAPAN WOOL TEXTILE CO LTD JARDINE MATHESON HLDGS LTD 1,524,704 1,628,069 JARDINE STRATEGIC HLDGS LTD 37,725 38,262 JINPAN INTERNATIONAL LTD 1,542,051 543,182 JM SMUCKER CO/THE JOLLIBEE FOODS CORP JULIUS BAER GROUP LTD 4,198,335 5,978,180 JUMBO SA 435,439 775,047 KAJIMA CORP 1,360,111 1,426,393 KANSAI PAINT CO LTD 442,290 772,233 KANSAS CITY LIFE INS CO KANSAS CITY SOUTHERN 2,423,280 1,672,608 KDDI CORP 1,720,162 3,893,503 KELLOGG CO KEYENCE CORP 1,135,698 2,855,061 KIA MOTORS CORP 1,687,949 1,593,723 KINGSPAN GROUP PLC 1,178,377 1,561,265 KINROSS GOLD CORP KION GROUP AG 703,051 684,084 KOBAYASHI PHARMACEUTICAL CO Name of Stock End of Year Book End of Year Fair Value Market Value KONINKLIJKE PHILIPS NV 3,478,409 2,984,401 KRONES AG KT+G CORP 1,555,875 2,273,680 KUEHNE + NAGEL INTL AG REG 166,238 196,857 KUKA AG KYORITSU MAINTENANCE CO LTD 1,308,393 1,515,857 LAFARGEHOLCIM LTD REG 5,613,452 4,802,369 LAS VEGAS SANDS CORP 2,403,936 1,928,960 LAURENT PERRIER GROUP 536,344 560,633 LEG IMMOBILIEN AG 1,444,383 1,535,169 LEGRAND SA 255,465 433,565 LEONTEQ AG LIBERTY GLOBAL PLC A 122,858 126,699 LIBERTY GLOBAL PLC LILAC A 5,133 6,164 LIBERTY GLOBAL PLC LILAC C 51,496 55,513 LIBERTY GLOBAL PLC SERIES C 1,363,881 1,394,905 LIGAND PHARMACEUTICALS 589,219 1,040,832 LINAMAR CORP LINDSAY CORP 3,255,566 3,320,192 LINKEDIN CORP A 2,499,625 2,633,436 LIVE NATION ENTERTAINMENT 1,110,468 1,936,116 LIVHOME INC 64,142 64,142 LOTTE CONFECTIONERY CO LTD 326,943 579,201 LPL FINANCIAL HOLDINGS INC LSB INDUSTRIES INC 1,154,088 435,000 LUXOFT HOLDING INC 1,194,837 1,426,905 M + T BANK CORP 867,613 894,308 M3 INC MABUCHI MOTOR CO LTD MAEZAWA KASEI INDUSTRIES CO 70,304 73,099 Name of Stock End of Year Book End of Year Fair Value Market Value MAN WAH HOLDINGS LTD 711,222 736,180 MANITEX INTERNATIONAL INC 344,066 1,003,706 MARINE HARVEST MASTERCARD INC CLASS A 1,714,940 5,160,080 MATADOR RESOURCES CO 634,137 694,164 MATRIX SERVICE CO 985,899 1,926,693 MATSUMOTOKIYOSHI HOLDINGS CO 1,472,651 1,427,657 MCG CAPITAL CORP MEDIDATA SOLUTIONS INC 2,236,712 2,818,156 MEGAWORLD CORP MERCADOLIBRE INC 1,067,409 1,006,192 MERLIN PROPERTIES SOCIMI SA 1,373,067 1,470,133 MESA LABORATORIES INC 793,626 1,092,013 METRO INC 1,412,485 1,371,587 MILLICOM INTL CELLULAR SDR 586,107 753,069 MINEBEA CO LTD MINERVA NETWORKS, INC. AD 51 54,353 54,353 MISUMI GROUP INC MITSUBISHI ESTATE CO LTD 1,194,422 1,408,226 MKS INSTRUMENTS INC 2,660,326 3,073,752 MOBILE MINI INC 1,343,752 1,456,884 MONEYSUPERMARKET.COM 1,431,189 1,484,012 MONSANTO CO 3,464,786 2,896,488 MONTUPET MORINAGA + CO LTD 1,243,400 1,401,727 MORNINGSTAR INC 272,812 381,948 MORPHOSYS AG MS+AD INSURANCE GROUP HOLDIN 1,520,125 1,736,107 MSA SAFETY INC 897,792 869,443 MTU AERO ENGINES AG 1,871,341 2,035,813 Name of Stock End of Year Book End of Year Fair Value Market Value NAGAILEBEN CO LTD 191,384 327,262 NASPERS LTD N SHS 2,617,075 2,603,160 NATIONAL FUEL GAS CO 8,430,683 6,021,209 NATIONAL OILWELL VARCO INC 4,655,114 2,834,024 NATIONAL RESEARCH CORP A 395,616 459,145 NATIONAL RESEARCH CORP CL B 387,913 475,940 NATIONAL WESTERN LIFE GROU A 3,311,485 3,983,927 NATL WESTERN LIFE INS CL A NATURALENDO TECH CO LTD NATURES SUNSHINE PRODS INC 1,194,978 1,594,851 NEOGEN CORP 676,961 1,388,244 NEOPOST SA 792,560 242,725 NESTLE SA REG 1,689,432 2,557,713 NEW RELIC INC 198,702 197,305 NEWCREST MINING LTD 2,811,231 1,226,769 NEW MONT MINING CORP NH HOTEL GROUP SA 752,428 684,878 NIC INC 654,147 945,821 NICHIREI CORP 1,718,249 1,886,147 NIFCO INC NIHON M+A CENTER INC 1,068,937 1,391,747 NIKE INC CL B 2,151,178 2,862,500 NIPPON SHINYAKU CO LTD NISSIN FOODS HOLDINGS CO LTD 661,071 973,894 NITORI HOLDINGS CO LTD NITTO KOHKI CO LTD NOK CORP NOMURA RESEARCH INSTITUTE LT NONGSHIM CO LTD 667,700 938,560 NORDSTROM INC 436,641 415,465 Name of Stock End of Year Book End of Year Fair Value Market Value NORFOLK SOUTHERN CORP 465,875 456,025 NORMA GROUP SE 1,204,744 1,245,750 NORTHERN TRUST CORP 826,474 838,911 NORTHWEST NATURAL GAS CO 381,714 424,264 NS SOLUTIONS CORP 748,739 723,269 NUMERICABLE SFR 852,848 932,448 NUTRACEUTICAL INTL CORP 153,304 284,097 NV5 HOLDINGS INC 672,000 2,461,760 NVE CORP 488,501 516,856 OBIC CO LTD 1,443,883 1,440,093 OMNICELL INC 935,519 1,337,994 OMRON CORP 3,659,750 3,487,327 OMV AG ONO PHARMACEUTICAL CO LTD 1,689,374 3,173,926 ONTEX GROUP NV 1,961,181 2,145,552 OPEN HOUSE CO LTD 1,298,752 1,386,635 OPEN TEXT CORP OPERA SOFTWARE ASA ORACLE CORP 2,887,171 4,164,420 ORKLA ASA 895,188 992,536 OSISKO GOLD ROYALTIES LTD 372,355 292,137 OWENS ILLINOIS INC 2,134,188 1,696,011 PAREX RESOURCES INC 830,253 741,612 PARGESA HOLDING SA BR 2,012,244 1,545,759 PATRIZIA IMMOBILIEN AG PATTERSON COS INC 2,562,099 2,647,543 PAX GLOBAL TECHNOLOGY LTD PENN WEST PETROLEUM LTD PIONEER POWER SOLUTIONS INC 233,133 231,000 POTASH CORP OF SASKATCHEWAN 2,647,140 1,311,341 Name of Stock End of Year Book End of Year Fair Value Market Value PRAXAIR INC 1,897,993 1,627,341 PRECISION CASTPARTS CORP PRGX GLOBAL INC 301,020 190,650 PRICELINE GROUP INC/THE 1,533,564 1,880,551 PROASSURANCE CORP PROFIRE ENERGY INC PROGRESSIVE WASTE SOLUTIONS PROS HOLDINGS INC 1,041,756 1,124,352 PROTO LABS INC 632,460 1,060,439 PROVIDENT FINANCIAL PLC 599,930 706,131 RAGING RIVER EXPLORATION INC 830,061 746,178 RANDGOLD RESOURCES LTD ADR 86,379 89,737 RAVEN INDUSTRIES INC 703,248 341,640 RAYONIER INC 483,769 403,330 RECORDATI SPA 119,513 471,041 REGENERON PHARMACEUTICALS 3,189,846 4,234,386 RELO HOLDINGS INC 602,133 619,619 RENT A CENTER INC 1,225,565 920,101 REPLIGEN CORP 571,608 855,773 REXEL SA 1,026,492 897,726 RHEINMETALL AG RIETER HOLDING AG REG 214,210 273,267 RIGHTMOVE PLC 1,226,034 1,546,893 ROBE RTET SA 189,519 636,620 ROCKWELL COLLINS INC ROGERS CORP 964,091 680,724 ROLLINS INC 432,728 780,885 ROLLS ROYCE HOLDINGS PLC 2,427,687 1,615,076 ROYAL GOLD INC 389,240 231,329 ROYAL UNIBREW 933,185 1,030,651 Name of Stock End of Year Book End of Year Fair Value Market Value RPC GROUP PLC 708,151 707,238 RUBIS 1,738,102 1,711,870 SAMSUNG ELECTRONICS CO LTD 4,263,930 4,018,933 SANDERSON FARMS INC 857,952 965,977 SAN KEN ELECTRIC CO LTD SANOFI 1,535,092 1,661,301 SATS LTD SCHIBSTED ASA CL A SCHWAB (CHARLES) CORP 2,989,341 3,553,147 SCIQUEST INC SCSK CORP 1,405,331 1,459,754 SEB SA 1,647,729 1,767,027 SECOM CO LTD 2,054,999 3,226,269 SECOM JOSHINETSU CO LTD 382,074 536,022 SERCO GROUP PLC SHIMANO INC 589,891 2,002,582 SHIN ETSU CHEMICAL CO LTD SHINER INTERNATIONAL INC SHOPIFY INC CLASS A 2,730,893 2,479,561 SIERRA WIRELESS INC SIMPSON MANUFACTURING CO INC 861,073 954,493 SK KAKEN CO LTD 260,772 808,363 SMA SOLAR TECHNOLOGY AG 1,534,589 1,841,862 SMC CORP 1,285,146 2,345,215 SMITH + NEPHEW PLC SPON ADR 436,670 464,295 SMITHS GROUP PLC 2,139,457 1,541,204 SMS CO LTD 1,177,969 1,293,369 SODEXO 536,972 1,077,012 SOFINA 164,623 190,837 SOMPO JAPAN NIPPONKOA HOLDIN 2,000,110 2,740,797 Name of Stock End of Year Book End of Year Fair Value Market Value SOUTHWESTERN ENERGY CO SPDR GOLD SHARES 10,151,292 8,634,550 SPIRAX SARCO ENGINEERING PLC 1,427,364 1,469,354 SPS COMMERCE INC 1,151,865 1,374,361 SSP GROUP PLC 1,075,598 1,115,273 STAMPS.COM INC 496,215 1,846,929 START TODAY CO LTD 693,204 730,560 STEALTHGAS INC 916,449 482,944 STRATASYS LTD STROEER MEDIA SE 1,922,507 2,540,338 SUN HYDRAULICS CORP 758,221 929,689 SUNCOR ENERGY INC 431,782 423,621 SUNNY OPTICAL TECH SUPERGROUP PLC 1,361,699 1,333,109 SUTRON CORP SWEDISH ORPHAN BIOVITRUM AB 1,217,009 1,255,906 SWIFT ENERGY CO SYSCO CORP 1,408,630 1,667,470 T HASEGAWA CO LTD 305,630 273,553 TAISEI CORP 1,422,950 1,396,567 TAIWAN SECOM 14,211 23,361 TAIWAN SEMICONDUCTOR SP ADR 99,599 113,750 TCP INTERNATIONAL HOLDINGS 1,278,438 215,872 TE CONNECTIVITY LTD 3,550,802 6,512,688 TECAN GROUP AG REG 1,381,067 1,640,066 TECHNOPRO HOLDINGS INC 1,640,820 1,813,746 TECHTRONIC INDUSTRIES CO LTD 1,429,286 1,520,848 TED BAKER PLC 580,748 698,785 TELEPERFORMANCE 1,284,855 1,638,472 TELEVISION FRANCAISE (T.F.1) Name of Stock End of Year Book End of Year Fair Value Market Value TEMENOS GROUP AG REG 1,880,121 2,328,720 TEMP HOLDINGS CO LTD 709,005 728,646 TENET HEALTHCARE CORP 3,257,558 3,114,840 TETRA TECH INC 1,385,560 1,463,625 THAI BEVERAGE PCL 238,232 577,375 TITAN MACHINERY INC TJX COMPANIES INC TNT EXPRESS NV TOKYO TATEMONO CO LTD TOMTOM 1,336,607 1,811,442 TOPCON CORP TOTAL SA 1,408,418 1,291,352 TOWNE BANK TOYOTA MOTOR CORP 5,183,027 5,409,262 TRAVIS PERKINS PLC TRELLEBORG AB B SHS 1,329,812 1,358,027 TREND MICRO INC 1,393,660 1,456,275 TREX COMPANY INC 747,688 621,003 TSURUHA HOLDINGS INC TUPPERWARE BRANDS CORP 260,405 703,973 TWITTER INC TYLER TECHNOLOGIES INC 367,630 1,603,744 U BLOX AG 1,187,767 1,428,214 UCB SA 1,567,713 1,816,542 UNDER ARMOUR INC CLASS A 924,008 733,551 UNI SELECT INC 727,782 744,728 UNION PACIFIC CORP 1,813,752 3,041,980 UNITE GROUP PLC 1,080,035 1,399,605 UNITIL CORP UNIVERSAL POWER GROUP INC 15,670 6,941 Name of Stock End of Year Book End of Year Fair Value Market Value USG CORP 2,839,193 2,531,018 VALEANT PHARMACEUTICALS INTE VANGUARD DEVELOPED MARKETS IND 16,066,405 14,944,005 VANGUARD INSTITUTIONAL INDEX 180,027,520 178,035,206 VASCULAR SOLUTIONS INC 784,597 962,920 VISA INC CLASS A SHARES 4,356,588 5,257,890 VIVENDI VOCERA COMMUNICATIONS INC VOLT INFO SCIENCES INC 537,864 453,398 VOXX INTERNATIONAL CORP 893,761 499,295 WAGEWORKS INC 159,493 159,929 WATERS CORP 421,722 487,045 WENDEL 315,236 583,387 WESTWOOD HOLDINGS GROUP INC 566,865 806,093 WHOLE FOODS MARKET INC 1,922,317 2,033,450 WIENERBERGER AG 1,404,898 1,619,952 WILLIS GROUP HOLDINGS PLC 776,536 937,692 WILSHIRE BANCORP INC 667,236 1,094,339 W IRECARD AG 1,321,912 1,431,032 WIX.COM LTD 346,417 318,978 W M MORRISON SUPERMARKETS 917,473 446,667 WOODWARD INC 843,834 899,442 WORKDAY INC CLASS A 3,496,846 3,450,144 WORKSPACE GROUP PLC WORLD FUEL SERVICES CORP WORLDPAY GROUP PLC 1,393,390 1,522,695 XXL ASA 721,257 729,978 XYLEM INC 681,381 844,245 YAZICILAR HOLDING AS A 437,495, 303,028 YONKYU CO LTD 69,876 140,471 Name of Stock End of Year Book End of Year Fair Value Market Value YOOX NET A PORTER GROUP 1,368,717 1,459,269 ATTACHMENT E 366,250 960,648 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 Investments Government Obligations Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859 US Government Securities - End of Year Book Value : 33,775,797 US Government Securities - End of Year Fair Market Value : 33,444,395 State & Local Government Securities - End of Year Book Value: State & Local Government Securities - End of Year Fair Market Value: l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 Investments - Other Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Category / Item Listed at Cost or Book Value End of Year Fair FMV Market Value ABINGWORTH BIOVENTURES II AT COST 8,462 59,560 ABINGWORTH BIOVENTURES III AT COST 1,672,337 475,648 ABINGWORTH IIA AT COST ACCENT EQUITY 2012 L.P. AT COST 2,325,295 3,367,881 ACCENT EQUITY PARTNERS AT COST 1,142,498 1,565,932 ADM MACULUS AT COST 2,778,336 3,126,409 ADM MACULUS FUND III LP AT COST 3,490,427 949,593 ADM MACULUS FUND V LP AT COST 5,938,672 3,585,404 ADVENT GLOBAL PE IV AT COST 1 606,672 ADVENT GLOBAL PRIVATE EQUITY AT COST 1 226,512 ARCH VENTURE FUND VI, LP AT COST 4,700,698 2,330,894 AVENUE ASIA SPECIAL SITUATIONS AT COST 2,860,816 4,154,119 AVENUE SPECIAL SITUATIONS FUND AT COST 1 55,876 BENCHMARK CAP PARTNERS VIII AT COST 1,425,000 1,382,427 BENCHMARK CAPITAL PARTNERS IV AT COST 2,650,897 538,475 BENCHMARK CAPITAL PARTNERS V AT COST 4,024,350 5,461,052 BENCHMARK CAPITAL PARTNERS VI AT COST 3,706,838 7,975,753 BENCHMARK CAPITAL PARTNERS VII AT COST 4,930,723 49,612,294 BESSEMER VENTURE PARTNERS VII AT COST 25,991,742 38,874,545 BESSEMER VENTURE PTR VIII INST AT COST 43,437,022 67,467,442 BLACKTHORN PARTNERS, LP AT COST BRENNER WEST CAP QUAL PART LP AT COST 35,000,000 44,193,740 BRILLIANT LIGHT POWER, INC. AT COST 730,080 730,080 CAPITAL INTERNATIONAL AT COST 1 476,945 CASTLE HARLAN PARTNERS IV AT COST 1,601,228 997,934 COURT SQUARE VENTURES II LP AT COST 12,868,416 9,310,299 CROSSLINK PARTNERS LP AT COST 40,000,000 51,342,532 CS CAPITAL PARTNERS II LP AT COST 270,092 49,202 CS CAPITAL PARTNERS III AT COST 8,131,146 7,555,642 DBAG EXPANSION CAPITAL INTER AT COST 2,809,988 4,394,271 Category / Item Listed at Cost or Book Value End of Year Fair FMV Market Value DBAG FUND VI (GUERNSEY) AT COST 16,841,995 18,214,673 DBAGIV AT COST 381,260 1,197,811 DBAG V AT COST 18,838,982 26,051,922 ENCAP ENERGY CAP FUND VI AT COST 9,842,234 2,720,971 ENCAP ENERGY FUND V AT COST 3,023,557 18,537 ENERVEST ENERGY AT COST 10,472,957 239,213 EUROPEAN SEC DEV FUND III AT COST 1,458,230 EUROPEAN SEC DIV IV AT COST 2,933,414 5,433,724 FIR TREE INTL VALUE FUND AT COST FLYWHEEL I LP AT COST 4,232,265 1,981,350 FORUM ASIAN REALTY INCOME II AT COST 4,416,568 1,871,126 FRANCE PRIVATE EQUITY III AT COST 7,475,878 1,537,145 GENERAL ATLANTIC PARTNERS AT COST 112,856,764 135,159,822 GOLDMAN SACHS VINTAGE FD III AT COST 195,567 958,251 GOLDMAN SACHS VINTAGE FUND IV AT COST 4,083,497 3,868,559 GREAT POINT DEVELOPERS AT COST 45,487 HARBERT PRIVATE EQUITY FD II AT COST 4,155,841 987,538 HAW KEYE CAPITAL INSTITUTIONAL AT COST 54,000,000 74,349,512 HERRING CREEK FUND LP AT COST 35,000,000 35,774,393 HIGHFIELDS CAPITAL LTD AT COST 22,938,001 86,615,321 INTERSOUTH PARTNERS VI AT COST 4,534,837 4,022,530 INTERSOUTH PARTNERS VII AT COST 5,203,636 3,859,587 JH WHITNEY IV AT COST 4,981,738 208,146 JH WHITNEY VI AT COST 6,473,917 2,975,689 JP MORGAN INCUBATOR(CAYMAN) FD AT COST LINDEN CAPITAL PARTNERS AT COST 1,448,797 6,683,773 LINDEN CAPITAL PARTNERS II AT COST 9,066,979 12,567,485 LOMBARD ODIER EURO CHOICE II AT COST 1,564,363 1,657,363 MADRONA VENTURE 4 AT COST 18,240,000 13,553,313 MADRONA VENTURE FUND V AT COST 17,043,276 19,411,860 Category / Item Listed at Cost or Book Value End of Year Fair FMV Market Value MADRONA VENTURE FUND VI LP AT COST 1,600,000 1,426,197 MADRONA VENTURE III AT COST 10,688,925 26,717,717 MATLIN PATTERSON GLOBAL AT COST 1 5,360 MATLIN PATTERSON GLOBAL III AT COST 17,223,347 12,780,599 MATRIX PARTNERS VII LP AT COST 1,996,230 746,026 MAYFIELD XI AT COST 194,270 96,759 MERIT ENERGY FUND E II AT COST 1,716,966 1,709,005 MERIT ENERGY PARTNERS F II AT COST 11,214,155 5,450,942 MPM BIOVENTURES III LP AT COST 3,066,739 1,764,372 MPM BIOVENTURES IV QP AT COST 9,865,560 10,017,693 OAK INVESTMENT PARTNERS VII AT COST OAK VIII (PROJECT 2626) AT COST 4,784,530 35,521 OAKTREE EM EQUITY FUND AT COST 30,000,000 24,167,845 OCEANWOOD GLOBAL OPP FUND AT COST 63,000,000 83,627,256 OCEANWOOD PERIPHERAL EUR OPP AT COST 20,000,000 20,754,388 OCM/GFI OPPORTNITIES FUND II AT COST 1,345,956 71,285 PAUL ROYALTY FUND II, LP AT COST 2,076,201 4,440 PROLOG CAPITAL II LP AT COST 4,160,810 1,704,245 PROTEGE QP FUND LTD AT COST 48,428 RIVERSIDE FUND V AT COST 8,370,387 6,232,193 RIVERSIDE PARTNERS AT COST 7,448,027 3,106,243 RIVERSIDE PARTNERS IV AT COST 1,084,350 2,437,369 SEED STAGE DIRECT INVESTMENT AT COST 2,241,720 1,997,570 SQUARE MILE LODGING OPP PART AT COST 643,959 SQUARE MILE PARTNERS III AT COST 7,195,426 7,070,865 TECH INDUSTRIES LLP AT COST 8,853,593 8,853,593 TECH INVESTMENTS II LLC AT COST 2,785,360 800,118 TURNER AGASSI CH SCH FAC FD LP AT COST 12,869,337 16,207,748 USPF FEEDER AT COST 15,658,228 17,356,066 USPF III AT COST 14,778,480 19,327,146 1 Category/ Item Listed at Cost or Book Value End of Year Fair FMV Market Value SEE ATTACHMENT F AT COST 51,370,381 19,886,920 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286

TY 2015 Legal Fees Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

CT CORPORATION SYSTEM 2,681 2,681

GUNDERSON DETTMER 5,817 5,817 STOUGH LLP

HUGHES HUBBARD & REED LLP 40,807 40,807

HUSCH BLACKWELL LLP 117,793 117,793

JAMES W TIPPIN & 250 250 ASSOCIATES

LIFE SCIENCE LEGAL LLC 31,516 31,516

PATTERSON BELKNAP WEBB & 54,156 42,373 11,783 TYLER

PERKINS COfE LLP 4,701 4,701

SEYFERTH BLUMENTHAL& 13,174 13,174 HARRIS

STINSON LEONARD STREET 36,845 12,701 24,144 LLP

WEIGEL LAW OFFICE, LLC 1,672 1,672 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 Other Assets Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Description Beginning of Year - End of Year - Book End of Year - Fair Book Value Value Market Value

PROGRAM-RELATED INV TO COMMUN

BUILDERS OF KANSAS CITY 2,565,500 2,565,500 2,565,500

CHARTER SCH DEVELOPMENT CORP 5,000,000 5,000,000 5,000,000

UNION STATION KANSAS CITY, INC 2,306,855 2,136,600 2,136,600 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286

TY 2015 Other Expenses Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Description Revenue and Expenses Net Investment Adjusted Net Income Disbursements for per Books Income Charitable Purposes

TEMPORARY LABOR SERVICES 57,572 57,572

DUES, SUBSCRIPTIONS & RESOURCE 381,970 220,659 161,312

SUPPLIES 71,307 71,307

POSTAGE AND DELIVERIES 44,923 44,923

COMMUNICATIONS-RELATED 206,215 206,215 EXPENSE

HARDWARE, SOFTWARE AND 765,240 40 14,468 750,731 WEBSITE

RISK MANAGEMENT 190,289 190,289

OTHER MISCELLANEOUS EXPENSES 64,577 2,900 61,677

EQUIP/FURN REPAIRS AND MAINT 279,835 279,835

PORTFOLIO & OTHER DEDUCT - K1 9,722,493

CHARITABLE CONTRIB - K1 2,847 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286

TY 2015 Other Income Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Description Revenue And Net Investment Adjusted Net Income Expenses Per Books Income

Return of funds granted in prior years

Clemson University - #20085043 6,079 6,079

Emory University - #20120558 2,367 2,367

Kansas State University - #20130562 2,188 2,188

Lehigh University - #20120282 5,033 5,033

Liberty Memorial Assoc - #20120863 200,000 200,000

Newyork University - #20060133 1,523 1,523

Northwestern University - #20100691 776 776

Ohio State University - #20140049 2,050 2,050

Harvard University - #20120568 164 164

Harvard University - #20140129 45,000 45,000

RAND Corporation - #20090039 4,135 4,135

Standford University - #20100584 81 81

The Common Good Institute - #20140878 3,598 3,598

The Council of State Govts - #20140338 22,302 22,302

KU Center for Research - #20140384 1,997 1,997

University of Minnesota - #20120559 14,624 14,624

University ofNC Chapel Hill - #20131026 2,393 2,393

University of NC Greensboro - #20140270 2,484 2,484

University of0regon - #20110144 11,383 11,383 Description Revenue And Net Investment Adjusted Net Income Expenses Per Books Income

Yale University - #20140393 6,514 6,514

Sale of KLP Homes 747,117 747,117

Miscellaneous Program Revenue iStart Program 48,500 48,500

Royalty/Honorarium Income 4,360 4,360

Currency Gain 1,736,838 1,736,838

Int Inc - Union Station Kansas City 89,175 89,175

Int Inc - Community Builders of KC 58,995 58,995

RECF Promissory Note Interest Pymts 193,396 193,396

Refund of Investment Mgmt Fees 309,428 309,428

State Tax Refunds 11,358 11,358

Other income /( loss) from partnerships 6,246,570 -5,975,073

PFIC Income 508,043 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 Other Liabilities Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Description Beginning of Year - End of Year - Book Book Value Value PAYROLL, MISC PAYABLES 35,084 46,339 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286 TY 2015 Other Professional Fees Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

GENERAL ATLANTIC 1,400,259 1,400,259 PARTNERS

FIRST EAGLE INVESTMENT 1,313,358 1,313,358 MNGT

TURNER AGASSI CHARTER 1,300,905 1,300,905 SCHOOL

DRIEHAUS CAPITAL 1,099,731 1,099,731 MANAGEMENT

HARRIS ASSOCIATES, LP 865,951 865,951

FIRST WILSHIRE SECURITIES 716,012 716,012 MNGT

MATHEMATICA POLICY 612,227 612,227 RESEARCH

SANDS CAPITAL 558,237 558,237 MANAGEMENT, LLC

DBAG FUND VI 545,573 545,573

STATE STREET BANK &TRUST 522,334 522,334

NUANCE INVESTMENTS, LLC 505,773 505,773

BRETTON WOODS GROUP, INC 468,722 66,438 402,283

CUSHMAN & WAKEFIELD 423,962 423,962

DBAG FUND V 396,614 396,614

RIVERSIDE FUND V 361,790 361,790 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

CONESTOGA CAPITAL 352,591 352,591 ADVISORS

CREMALAB, LLC 303,962 303,962

EFL ASSOCIATES, INC 293,632 293,632

VELIR STUDIOS, INC 259,720 259,720

CENTER FOR CREATIVE 236,990 236,990 LEADERS

RO BB, A LICIA 235,187 235,187

WIDE AWAKE FILMS, LLC 217,344 217,344

AMERICAN FOOD & VENDING 195,367 195,367 CORP

FSG, INC 195,000 195,000

J P MORGAN ASSET 192,723 192,723 MANAGEMENT

GOLDIN SOLUTIONS, INC 182,000 182,000

PROSYS, INC 162,293 153,180 9,113

CURRICULET, INC 160,169 160,169

TRUST TECHNICAL 148,820 148,820 SOLUTIONS

C3 SOLUTIONS GROUP, INC 139,545 139,545 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

URBAN TEACHER RESIDENCY 130,000 130,000 UNITED

ENCAP ENERGY CAPITAL FUND 120,883 120,883 VI

MATLIN PATTERSON GLOBAL 120,040 120,040 OPPORT

BROUGHTON, PHILIP DELVES 120,000 120,000

MULCAHY, DIANE 117,300 117,300

ACCENT EQUITY 2012, LP 115,032 115,032

IT ARCHITECTS, INC 110,880 110,880

ADM MACULUS FUND II 104,632 104,632

ADAMS-GABBERT & 104,094 104,094 ASSOCIATES

NATIONAL OPINION 94,085 94,085 RESEARCH CTR

FLUXX LABS, LLC 91,800 91,800

ADM MACULUS FUND V 91,489 91,489

DYNAMATRIX, LLC 90,000 90,000

NATIONAL COLLEGE ACCESS 85,760 85,760 NET

TROZZOLO CREATIVE 85,173 85,173 RESOURCES Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

LINDEN CAPITAL PARTNERS II 84,174 84,174

FULFILLMENT PLUS, INC 81,521 81,521

ALICIA HERALD 76,200 76,200

GLOBAL PRAIRIE MARKETING, 75,102 75,102 LLC

KEELING & ASSOCIATES, LLC 75,000 75,000

PAUL CORSON 75,000 75,000

SSI US, INC 75,000 75,000

JASON GRILL 74,435 74,435

ZOLLER,TED D 73,333 73,333

J NOWAK &ASSOCIATES, LLC 71,114 71,114

SCHOOLWORKS, LLC 71,025 71,025

GETTING SMART, LLC 68,312 68,312

DREAMBOX LEARNING, INC 66,850 66,850

WAYMAN SERVICES, LLC 66,850 66,850

FAIRLIE, ROBERT W 65,000 65,000 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

MAAN SO FT WARES 65,000 65,000

MINDEE FORMAN 60,740 60,740

BOARD ON TRACK,INC 59,985 59,985

THE ADCOM GROUP, INC 59,754 59,754

KANDER, DIANA 56,250 56,250

CANDID SOURCE LLC 55,000 55,000

AUERSWALD, PHILIP 50,000 50,000

ROBERT JAY STROM 50,000 50,000

UNIVERSITY OF KANSAS 49,021 49,021 CENTER

ANGELA S DEWILDE 47,345 47,345

321 FAST DRAW, INC 45,000 45,000

ADM MACULUS FUND III 44,271 44,271

FELICHISM W KABO 42,000 42,000

NOAH BROOKS DEVINE 42,000 42,000

GOLDMAN SACHS VINTAGE 41,283 41,283 FUND IV Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

DEVELOPMENT GUILD/DDI, 39,375 39,375 INC

SOCIAL SCIENCE ELECTRONIC 39,000 39,000 PUB

JON HAVEMAN 35,000 35,000

1150 PUBLIC AFFAIRS, INC 34,416 34,416

ACCOUNTING PRINCIPALS, 34,120 34,120 INC

KIM MIS, DAVID G 32,882 32,882

CITIES FOR EDUCATION 30,375 30,375 ESHIP

ANGEL CAPITAL 30,000 30,000 ASSOCIATION

CRAIG ZAMARY 30,000 30,000

SUSAN AMAT 30,000 30,000

VIRANTE, INC 29,500 29,500

MARY M BINKLEY 28,524 28,524

THE ULTIMATE SOFTWARE 28,312 28,312 GROUP

GEORGE POPLE 28,125 28,125

HALOGEN SOFTWARE, INC 27,814 27,814 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

ENERVEST ENERGY 27,211 27,211

MIRIANI,ANDREW B 26,660 26,660

PROTIVITI, INC 26,100 26,100

RIDGWAYS, LLC 26,015 26,015

STETTNER, MORRIS A 25,500 25,500

ENGAGENCY, LLC 25,463 25,463

BENJAMIN MARCOVITZ 23,158 23,158

CBIZ BENEFITS & INSURANCE 21,875 21,875 SERV

MC KELV EY, JA M ES 20,981 20,981

BLOOMBERG, LP 20,000 20,000

VALID EVALUATION, INC 20,000 20,000

LANDAJO B, INC 19,750 19,750

IN ETU, INC 19,678 19,678

EBSCO INDUSTRIES, INC 19,500 19,500

WELLNESSIQ, INC 19,406 19,406 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

FREILICH,ALYSE L 18,816 18,816

MARZANO RESEARCH, LLC 18,783 18,783

ATTERRO, INC 18,750 18,750

PARKER, SUSAN E 17,529 17,529

THOMAS P MILLER 17,000 17,000

DBAG EXPANSION CAPITAL 16,363 16,363 INTL

BRASUNAS, JAMES 16,275 16,275

KANSAS CITY COMMUNITY 16,250 16,250 GARDENS

CURATORS OF THE UNIV OF 15,203 15,203 MO

ROSE GAYNOR 15,194 15,194

EVRY, LLC 15,000 15,000

JANICE LYNN CHAPPUIS 15,000 15,000

XCONOMY, INC 15,000 15,000

BOX, INC 14,700 14,700

GOLD, NATHAN 14,500 14,500 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

HARNESS, JANET S 14,116 14,116

JONATHAN ORTMANS, LLC 13,695 13,695

ALEXANDER &JULIAN, INC 13,500 13,500

ALL WRITE LITERACY 12,500 12,500 CONSULTANTS

EARLY LEARNING 12,500 12,500 COMMISSION

CENTER FOR EFFECTIVE 11,350 11,350 PHILAN

CREWS CONTROL 10,473 10,473

ANGELA STRADER 10,363 10,363

PROLOG CAPITAL II, LP 10,340 10,340

BAND OF ANGELS, LLC 10,000 10,000

ERIN HEIDE 9,120 9,120

GOLDMAN SACHS VINTAGE 8,852 8,852 FUND III

TEACH FOR AMERICA,INC 8,625 8,625

ROBINSON,JESSE COOKE 8,594 8,594

FEWELL, LINDA 8,573 8,573 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

RIGHT MANAGEMENT, INC 8,500 8,500

HILL, ROBERT 8,275 8,275

PAUL L CARTTAR 8,125 8,125

DELOITTE CONSULTING LLP 7,672 7,672

KILLER TRACKS 7,580 7,580

PAUL ANDREW CHIN 7,500 7,500

CAPITAL INTERNATIONAL 7,278 7,278

NEITA F GEILKER 7,000 7,000

KIRK BUSTER 6,331 6,331

PAUL MCCLELLAND 6,240 6,240

INTERWORKS INC 6,125 6,125

PERCEPTIVE SOFTWARE USA, 6,080 6,080 INC

EMIL MALIZIA 6,000 6,000

SHOW-ME PUBLISHING, INC 6,000 6,000

JOSEPH ADAM BLUESTEIN 5,750 5,750 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

MCDONALD, MARK 5,733 5,733

NEW DIRECTIONS 5,588 5,588 BEHAVIORAL HEAL

LASNIK-BROIDA 5,500 5,500 CONSULTANTS, INC

DELL SOFTWARE, INC 5,500 5,500

INGRAM'S 5,426 5,426

TREVOR MCCOY 5,219 5,219

CBIZ MHM, LLC 5,200 5,200

SIDDARTH VEDULA 5,192 5,192

KAZOO MARKETING 5,157 5,157

UNITED INNER CITY SERVICES 5,150 5,150

MERCER (US), INC 5,000 5,000

ALL OTHERS UNDER $5,000 106,562 11 106,552 l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491319000286

TY 2015 Taxes Schedule

Name : EWING MARION KAUFFMAN FOUNDATION EIN: 43-6064859

Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes

FED ESTIMATED EXCISE TAX PMTS 850,000

FOREIGN TAX PAID 107,155

OTHER TAXES PAID 619 619

STATE FILING FEES 523 523

STATE TAXES ON UBIT 150,150 150,150 Ewing Marion Kauffman Foundation ATTACHMENT TO PART II - BALANCE SHEET, LINE 13 - INVESTMENTS OTHER For the Year Ended December 31, 2015

Security Name PY Base Total Cost Base Total Cost Base Market Value USPF IV 14,005,135 21,082,087 24,313,373 USVP IV 963,139 - - USVP VI 3,873,925 3,818,342 - VENROCK ASSOC II L P 16,903,158 16,470,151 - VENROCK ASSOCIATES III LP 3,060,270 2,953,377 1,817,339 WESTON PRESIDIO CAPITAL III LP 603,529 603,529 28,293 WINDERS LAKE HOLDINGS, LLC 37,747,812 - - WINGATE II 1 1 72 WINGATE III 140,860 129,818 - WINGATE PARTNERS IV LP 6,313,076 6,313,076 12,688,991 $ 83,610,906 $ 51,370,381 $ 38,848,068

000549 IRS USD P F 3 83100 $ - $ - $ (13,000,000) 000549 IRS USD R V 01 MLIBOR - - 7,924,190 001541 IRS USD P F 3 58000 - - (20,000,000) 001541 IRS USD R V 01 MLIBOR - - 15,512,223 508147 IRS USD P F 4 18000 - - (32,810,000) 508147 IRS USD R V 01 MLIBOR - - 23,412,438 $ - $ - $ (18,961,148)

$ 83,610,906 $ 51,370,381 $ 19,886,920

ATTACHMENT F Ewing Marion Kauffman Foundation ATTACHMENT TO PART XV - SUPPLEMENTARY INFORMATION For the Year Ended December 3 1, 2015

Name : Ewing Marion Kauffman Foundation

Type of Organization : Private foundation

Submit Applications to: Submit requests through the Foundation's Grant Application and Information Portal at https //kauffman fluxx io

Web address : www kauffman org

Founder: Ewing Marion Kauffman (1916-1993)

Year Founded: 1966

Focus areas: The Foundation focuses its operations and grantmaking on solving the underlying social problems in the two areas that were central to Ewing Kauffman's life entrepreneurship and education

History: The late entrepreneur and philanthropist Ewing Marion Kauffman established the Kauffman Foundation in the mid-1960s Ewing Kauffman's early philanthropic efforts involved the development of innovative programs to help at-risk children and youth stay in school, avoid using drugs, and become productive members of society As the Foundation evolved, he listened to advisors and critics of rich and influential philanthropic foundations and began to shape a philanthropy that would drive impact His impulses to philanthropy came out of the deepest roots of his own life and experience As an entrepreneur, Ewing Kauffman felt strongly about the value of entrepreneurship as a means to help individuals gain economic independence and as the best way to create jobs and wealth in society Mr Kauffman expected his Foundation to make the biggest impact possible by being innovative and never settling for the status quo

Ewing Kauffman: Ewing Kauffman was the prototypical entrepreneur, who started with few resources He grew his firm, Marion Laboratories, into a billion-dollar company over four decades, and did so in an ethical and compassionate manner He brought professional baseball back to Kansas City by establishing the Kansas City Royals He experienced first-hand the rewards of education and entrepreneurship for himself, his family, his work associates, and his community He wanted his philanthropy to promote entrepreneurship and education as a means to improve lives

Foundation Overview: The Ewing Marion Kauffman Foundation works with others to encourage entrepreneurship across America and improve the education of children and youth Often taking the unconventional path, the Kauffman Foundation seeks to lead with ideas, content, and relationships that harness the power of entrepreneurship and innovation to grow the economy and improve human welfare Through its research and other initiatives, the Kauffman Foundation aims to open young people's eyes to the possibility of entrepreneurship, promote entrepreneurship education, raise awareness of entrepreneurship-friendly policies, and find alternative pathways for the useful application and possible commercialization of new knowledge and technologies The

ATTACHMENT D - FOUNDATION AT A GLANCE Ewing Marion Kauffman Foundation ATTACHMENT TO PART XV - SUPPLEMENTARY INFORMATION For the Year Ended December 3 1, 2015

Foundation also works to prepare students to be innovators, entrepreneurs and skilled workers in the 21st century economy

The Role of Philanthropy: Philanthropy can bring a fresh perspective in the absence of traditional competitive pressures and bureaucratic constraints that limit or inhibit creativity, innovation, and responsible programmatic risk taking This freedom comes with the responsibility to bring new ideas, energy, and people to the mix and, ultimately, to devote leadership and resources in ways that others cannot

Our Philosophy: The Kauffman Foundation operates as an entrepreneurial foundation taking calculated reasonable programmatic risks and looking for opportunities where our resources (applied in a thoughtful way) can make a meaningful difference in the lives of people in the areas in which we work

Guided by research and original thinking, we focus on ideas that have the power to reshape the knowledge and information available to entrepreneurs and those interested in entrepreneurship, and the ways academic achievement can encourage children to think for themselves and realize their dreams

Our Vision: A society of economically independent individuals who are engaged citizens, contributing to the improvement of their communities

Our Mission: To help individuals attain economic independence by advancing educational achievement and entrepreneurial success, consistent with the aspirations of our founder, Ewing Marion Kauffman

Our Approach: In pursuit of our mission, we will abide by key principles espoused by our founder • Identify opportunities where application of the Foundation's people, ideas, and capital can benefit society in significant and measurable ways • Develop innovative, research-based programs leading to practical, sustainable solutions that are widely accepted and implemented • Treat the Kansas City region as a program incubator, where feasible, in which new approaches can be tried and tested before being disseminated nationally • Partner with others to leverage our resources and capabilities while avoiding the creation of dependency

Our Credo: Our founder, Ewing Kauffman, aspired to advance human welfare by creating future generations of entrepreneurs Consistent with this aim, Mr Kauffman also realized the importance of young people obtaining a quality education In seeking to make real his vision, we the associates of the Ewing Marion Kauffman Foundation, embrace the following beliefs

I am privileged to be a steward of Mr Kauffman's legacy I will pursue excellence, guided by respect, humility and openness, leavened with humor, to advance an uncommon Foundation

ATTACHMENT D - FOUNDATION AT A GLANCE Ewing Marion Kauffman Foundation ATTACHMENT TO PART XV - SUPPLEMENTARY INFORMATION For the Year Ended December 3 1, 2015

Each associate of the Kauffman Foundation is responsible for bringing the words of our credo to life

Kauffman Foundation in Kansas City : Kansas City was Ewing Kauffman's home and it will always be the home of the Kauffman Foundation Mr Kauffman directed the Foundation to have a national focus, a global reach, and an enduring interest in Kansas City He felt Kansas City should be a wellspring for a continuous stream of new ideas and programs that could be replicated across the nation to transform society, and likewise that ideas proven elsewhere in entrepreneurship and education could be imported to transform Kansas City

Grants and Initiatives : The Kauffman Foundation makes grants and supports initiatives in entrepreneurship and education at points where we can step into an issue and affect the lives of a great many people in a significant way for the long term

Grants fund particular projects or programs related to our focus areas The Foundation's grant-making framework includes idea grants to get innovation moving, seed grants to pilot and test good ideas, and scale grants to refine and grow good programs We make sustaining grants to programs only as needed, and we watch for programs that can be spun out on their own

While an individual grant may focus on a narrow piece of our work, initiatives are larger enterprises that support a broader idea or a wider field of interest As a result, a single grant, or a group of several grants, may support a single major initiative

Ewing Kauffman advised his associates to invest in people and be willing to take risks as we look for opportunities to promote positive education and accelerate entrepreneurship in America Through our activities we look for ways to advance promising programs by leveraging our grants to bring additional funding and resources to worthy endeavors

The Kauffman Foundation does not use a grant application form or formal application process We generally do not have proposal deadlines or established funding limits, however, the Foundation periodically conducts requests for funding proposals that require consistent information and have deadlines We have not established maximum or minimum dollar amounts Grant sizes range from a few thousand to several million dollars, depending on the size of the organization and the scope of the project

Geographic Areas for Funding : The Kauffman Foundation only funds programs within the United States The bulk of our education grants go to organizations within the Kansas City metropolitan area The Kauffman Foundation's entrepreneurship efforts fund programs and activities nationally, including within the Kansas City area

Our Grant Review Process : The route a grant proposal takes through the Foundation depends on the size of the grant, how closely it aligns with the Foundation's goals, and whether funding is available

Unsolicited Proposals : Organizations that work in the Kauffman Foundation's two areas of interest are welcome to apply for funding However, we are only able to fund a

ATTACHMENT D - FOUNDATION AT A GLANCE Ewing Marion Kauffman Foundation ATTACHMENT TO PART XV - SUPPLEMENTARY INFORMATION For the Year Ended December 3 1, 2015 small number of the proposals received each year We strive to respond to all letters of inquiry and applications for funding

The Kauffman Foundation generally does not fund: • Requests from individuals, political, social, or fraternal organizations • Endowments, arts, or international programs • Loans, start-up expenses, or seed or other capital funding for private businesses or scholarships requested by individuals • Institutions that discriminate on the basis of race, creed, gender, national origin, age, disability, or sexual orientation in policy or in practice • Programs in furtherance of sectarian religious activities, impermissible lobbying or legislative activities, or political activity • Programs targeted for people with specific physical, medical, or psychological conditions, • Medical research or profit-oriented enterprises

ATTACHMENT D - FOUNDATION AT A GLANCE AMENDED BYLAWS OF EWING MARION KAUFFMAN FOUNDATION A Missouri Nonprofit Corporation (the "Corporation")

(Adopted on September 3, 2003) (Amended through September 29, 2015)

PREAMBLE

As an entrepreneur, Ewing Marion Kauffman felt strongly about the value of entrepreneurship as a means to help individuals gain economic independence and as the best way to create jobs and wealth in society As a philanthropist, Mr Kauffman believed that people, not money, solve problems and that the resources of the Ewing Marion Kauffman Foundation should be dedicated primarily to helping individuals and organizations seeking to address the underlying causes of those problems

Mr Kauffman stated his intent that the Foundation have a national focus coupled with an enduring interest in his beloved Kansas City He wanted the Foundation to study, support, and advance entrepreneurship in America, particularly those entrepreneurs creating high-growth companies He also expressed his desire for the Foundation to analyze the challenges children face in becoming productive citizens and to invest in innovative ideas to meet those challenges, particularly with regard to youth education The Board of Trustees reaffirms its commitment to honoring and implementing these desires of our founder and dedicating the Foundation's resources to these purposes, including substantial financial expenditures in and for the benefit of the Kansas City area consistent with the Foundation's history

Finally, Mr Kauffman wished that the values he held so dear, and that he firmly believed accounted for his success, might be observed and disseminated as part of his Foundation's philanthropy Those principles are (1) all people are to be treated with respect, (2) those contributing to success should share in the rewards, and (3) everyone should find a way to give back to society

Those were the intentions and goals of Mr Kauffman for his Foundation and to which the members of the Board of Trustees are dedicated In honoring his memory, the Trustees are committed further to the following principles

• That the Foundation be governed and operated as an entrepreneurial organization, taking informed risks while seeking the maximum return on ideas and financial commitments

• That the Foundation be governed and operated in accordance with high standards of achievement, integrity, openness, objectivity, courtesy, and respect

• That the members of the Board of Trustees at all times keep uppermost in their minds the welfare of the Foundation, the excellence and efficacy of its programs, and the preservation and growth of its assets

• In recognition of his inability to foresee the future and the changing needs of society, Mr Kauffman gave specific instructions to future board members that they are to stay abreast of these changing needs and adjust the work of the foundation to them This is a solemn responsibility which does not suggest that future trustees move away from the areas initially designated as priorities easily or without serious study and reflection

ATTACHMENT G ARTICLE I BOARD OF TRUSTEES

Section 1 1 Board of Trustees The business and affairs of the Corporation shall be managed by its Board of Trustees

Section 1 2 Number of Trustees The Board hereby establishes nine (9) as the number of Trustees that comprise the Board The phrase "Trustees in office" as used in these Bylaws shall refer to the members of the Board of Trustees who are serving on the Board at the time a decision or action is made

Section 1 3 Classes of Trustees The Trustees shall be divided into three (3) classes for the purpose of staggering their terms of office Each class shall be, as nearly as possible, equal in number to every other class, and newly created Trusteeships or any change in the number of Trusteeships shall be apportioned so as to preserve, as nearly as possibly, an equal number of Trustees in each class

Section 1 4 Nomination and Election Trustees may be nominated for election by the Governance Committee or from the floor at a meeting of the Board and may be elected to the Board only by the affirmative vote of a majority of the Trustees in office The resolution of the Board by which Trustees are elected or by which vacancies are filled shall state the class that the Trustee is joining, the date on which the Trustee's term begins and expires, and, if filling a vacancy, the name of the person whose term the new Trustee is completing

Section 1 5 Term Each Trustee shall hold office from the time of election until the third annual meeting following his or her election and until the election of his or her successor, except that the term of a Trustee elected to fill a vacancy shall end on the same date as the other Trustees in the class to which he or she is elected The term of a Trustee shall end automatically upon his or her death, adjudicated incapacity, or removal

Section 1 6 Term Limit Trustees may succeed themselves in office, except that a Trustee who has served three (3) consecutive full terms shall not be eligible for re-election to the Board until the annual meeting in the year after the year of expiration of his or her third consecutive term

Section 1 7 Resignation A Trustee may resign at any time by giving written notice to the Chair, President, or Secretary, provided that such notice may not be given to oneself The resignation shall be effective immediately upon delivery of the notice specified above or at such later time during the Trustee's remaining term as he or she shall specify in the notice Acceptance of the resignation shall not be necessary to make it effective

Section 1 8 Removal Any Trustee may be removed, with or without cause, by action of at least two-thirds of the Trustees in office

Section 1 9 Vacancies In the event of a Trustee's death, adjudicated incapacity, resignation, or removal, a majority of the remaining Trustees may fill the resulting vacancy, whether or not the remaining Trustees constitute a quorum The Board shall fill such vacancies within six (6) months

Section 1 10 Annual Meeting The annual meeting of the Board shall be held during the first three months of the Corporation's fiscal year at such time and in such place as shall be designated by the Chair, the President, or a majority of the Trustees in office The annual meeting shall be held for the purpose of (a) electing Trustees to the class of Trustees with a term that expires at the meeting, (b) electing the chairs and members of standing committees, and (c) transacting such other business as may properly come before the meeting

ATTACHMENT G Section 1 11 Regular Meetings Regular meetings of the Board shall be held at such times and in such places as shall be designated at the annual meeting by the Chair, the President, or a majority of the Trustees in office There shall be no fewer than three (3) regular meetings during the period between annual meetings Regular meetings shall be held for the purpose of transacting such business as may properly come before the meeting

Section 1 12 Special Meetings Special meetings of the Board shall be held at such times and in such places as shall be designated by the Chair, the President, or a majority of the Trustees in office

Section 1 13 Notice Written notice of each meeting of the Board shall be made by facsimile transmission, electronic mail, U S Postal Service, overnight courier service, or hand delivery not less than three (3) business days before the meeting to the last known facsimile number, electronic mail address, or mailing address for each Trustee Notice of each meeting shall state the time, date, and place thereof Except as provided in Section 6 1, neither the business to be transacted at, nor the purpose of, any meeting need be specified in the notice thereof or any waiver of notice

Section 1 14 Effective Date of Notice Written notice in proper form shall be effective on the earliest of the following when received, when receipt is documented by a successful facsimile or electronic mail transcript, the fifth (5th) day after deposit with the U S Postal Service with postage prepaid if sent by first class mail, on the date of the signed receipt if sent by registered or certified mail, or on the first business day following the date of dispatch if sent by overnight courier service

Section 1 15 Waiver Whenever notice is required by law or under any provision of the Articles of Incorporation or these Bylaws, a waiver thereof must be in writing, signed by the Trustee or Trustees entitled to the notice, and filed with the minutes or other records of the Corporation A Trustee's attendance at or participation in a meeting waives any required notice of the meeting, unless the Trustee upon arriving at the meeting or prior to the vote on a matter not noticed in conformity with applicable law, the Articles of Incorporation, or these Bylaws objects to the lack of notice and does not vote for or assent to the action to which he or she objects by reason of such lack of notice

Section 1 16 Quorum and Telephonic Participation A majority of the Trustees in office immediately before a meeting begins shall constitute a quorum for the transaction of business at any meeting of the Board, unless a greater portion is required by law Participation by one or more Trustees by means of technology such that all persons participating in any meeting of the Board are able to hear each other at the same time and be heard shall constitute presence at such meeting Such participation is not preferred and should not be relied on regularly

Section 1 17 Action of the Board at a Meeting Except as otherwise required by law or under any provision of the Articles of Incorporation or these Bylaws, the vote of a majority of the Trustees present at the time of the vote, if a quorum is present, shall be the act of the Board Each Trustee shall have one vote Voting by proxy shall not be permitted

Section 1 18 Action by Written Consent Any action required or permitted to be taken at any meeting of the Board may be taken without a meeting if all of the Trustees without a conflict of interest consent in writing to the adoption of a resolution authorizing such action The consents shall have the same force and effect as a unanimous vote of the Trustees at a meeting duly held and may be stated as such in any certificate or document Such action and written consents thereto shall be filed with the minutes of the meetings of the Board

ATTACHMENT G Section 1 19 Compensation of the Board The Trustees may receive reasonable compensation for their Board and committee service , as determined by the Board from time to time

Section 1 20 Appointment of the Chair The Board shall elect a Chairperson who shall hold office until the third annual meeting following his or her election and until the election of his or her successor, except that the term of a Chair elected to fill a vacancy shall end consistent with the term being filled, unless the Board votes to extend the Chair's term to coincide with the Chair's term as a trustee No chair shall serve more than two (2) consecutive full terms as Chair, unless the Board in its discretion decides that a Trustee elected or re-elected as Chair during his or her second term should have his or her term as Chair coincide with his or her final term as a Trustee

Section 1 21 Role of the Chair The Chair shall preside at all meetings of the Board and, subject to the control of the Board, shall provide leadership to the Board and coordinate the Board in its annual evaluation of the President At the commencement of each term of the Chair (unless it is a partial term), the Chair shall nominate a Trustee member of each committee to serve as chair of that committee until the next annual meeting of the Board, and if during the Chair's term there are Trustee vacancies on any committee, the Chair shall nominate Trustees to fill such vacancies Such nominations shall be made upon consultation with the President In the absence of the Chair, the chair of the Governance Committee shall preside at meetings of the Board, and in the absence of the chair of the Governance Committee or if the Board Chair and the chair of the Governance Committee are the same person and he or she is absent, the chair of the Compensation Committee shall preside at the Board meeting

Section 1 22 Place of Meetings Meetings of the Board or any committee may occur within or without the State of Missouri

Section 1 23 Headquarters The headquarters of the Corporation shall be located in greater Kansas City, Missouri Notwithstanding the provisions of Section 6 1, relating to amendments to Bylaws generally, this Section 1 23 may be amended only (a) by the affirmative vote of at least seventy-five percent (75%) of the Trustees in office, provided the motion to amend the Bylaws is so approved at two consecutive, regular, quarterly meetings of the Board, or (b) by the unanimous vote of the Trustees in office The provisions of Section 6 1 relating to notice of the meeting at which a proposed amendment to the Bylaws is to be considered shall apply to meetings at which any change to this Section 1 23 is to be considered as well

Section 1 24 Powers Reserved to the Board Notwithstanding any other provision of the Bylaws, prior approval of the Board or a Committee with authority expressly delegated from the Board is required before the Foundation may engage in the following merging with another entity, selling, pledging or transferring all or a significant portion of the Foundation's assets, acquiring another entity, authorizing the annual budget, establishing the Foundation's strategic direction or material variances from it, filing for bankruptcy, terminating the Foundation's existence, allocating investments among investment classes, making specific investment decisions or delegations, acquiring real estate, substantially reducing or increasing staff, and hiring, setting compensation for, firing, and evaluating the performance of the President/Chief Executive Officer The President is authorized to file lawsuits and pursue other claims on behalf of the Foundation, but the President should notify the Board of such suits and claims

ARTICLE II COMMITTEES

Section 2 1 Designation There shall be an Audit and Financial Controls Committee, an Investment Committee, a Compensation Committee, and a Governance

ATTACHMENT G Committee, each of which shall be a standing committee By vote of a majority of the Trustees in office, the Board may designate such other committees as it from time to time deems appropriate Committees may be designated for such purpose or purposes as the Board deems appropriate and may be designated as standing or ad hoc committees No committee may exercise the authority of the Board in the management of the Corporation, except that the Investment Committee may exercise the authority of the Board insofar as specifically set forth in these Bylaws, the Charter of the Investment Committee, or the Investment Policy An ad hoc committee may be designated as an "ad hoc committee" or as a "task force," as the Board shall determine

Section 2 2 Membership of Standing Committees Each standing committee shall consist of at least three members Every member of a standing committee shall be a Trustee, except that up to twenty-five percent (25%) of the members of the Audit and Financial Controls Committee may be non-Trustees The membership of each standing committee shall be elected by the Board

Section 2 3 Membership of Ad Hoc Committees Each ad hoc committee shall consist of at least three members A majority of the members of each ad hoc committee shall be Trustees The membership of each ad hoc committee shall be elected by a majority of the Trustees in office

Section 2 4 Committee Memberships of the Chair and the President Each of the Chair and the President shall be a member ex officio of each committee and shall be eligible for election to each committee, subject in all events to the following exceptions and limitations

(a) The President shall not be eligible for election to, nor permitted to serve ex officio as a member of, the Audit and Financial Controls Committee or the Governance Committee

(b) Neither the Chair nor the President shall be entitled to vote on the Compensation Committee's recommendation concerning his or her own compensation as Chair or President, as the case may be

(c) Unless the Chair is ineligible for re-election as Chair, he or she shall not be entitled to vote on the nomination for Chair made by the Governance Committee

Section 2 5 Committee Chairs Each committee shall be chaired by a Trustee, and each committee chair shall be eligible to serve multiple consecutive terms as chair The chair of each committee shall be elected by a majority of the Trustees in office The Chair of the Investment Committee shall be elected for a term to expire at the third annual meeting following his or her election and until the election of his or her successor, such term may be renewed for an additional term and may be renewed again if desirable

Section 2 6 Term Unless a shorter term is specified at the time of election, the term of each committee member who is a Trustee shall end on the same date as his or her term as Trustee, and the term of each non-Trustee committee member shall continue for one year from the date of election

Section 2 7 Term Limit A committee member who is a Trustee shall be subject to no term limit other than the limit on his or her term as Trustee A non-Trustee committee member may serve no more than nine (9) consecutive one-year terms on a committee Notwithstanding the foregoing, no committee member shall serve more than nine (9) consecutive years on the same committee

Section 2 8 Powers and Responsibilities Each committee shall report to the full Board and shall have only such powers and responsibilities as the Board shall assign, whether by

ATTACHMENT G express provision of these Bylaws, committee charter, or resolution adopted by the Board No committee may appoint or engage consultants or advisors without the advance approval of the Board, provided, however, that the Audit and Financial Controls Committee need not obtain such advance approval if its membership includes at least three Trustees and they agree by majority vote to engage a consultant or advisor No such consultant or advisor shall be treated as a committee member for any purpose A policy developed by a committee shall be a proposal until such time as it is adopted by the Board, unless the Board has expressly authorized the committee to develop, adopt, and implement the policy Each committee shall exercise its powers in accordance with the policies from time to time adopted by the Board and in accordance with those policies of the committee which the committee has adopted pursuant to express authority granted by the Board

Section 2 9 Procedures Sections 1 7 through 1 19 of these Bylaws shall also apply to committees, with the word "committee" being substituted in each instance for the word "Board" and the phrase "committee member" or "committee members" being substituted in each instance for the word "Trustee" or "Trustees," as the case may be, subject to the following exceptions

(a) Notice of a committee member's resignation may be delivered to the Chair, President, Secretary, or committee chair, provided that such notice may not be given to oneself,

(b) A committee member may be removed, with or without cause, by action of at least two-thirds of the Trustees in office,

(c) In the event of a committee member's death, adjudicated incapacity, resignation, or removal, the vacancy shall be filled, if at all, by a majority of the Trustees in office,

(d) There shall be no requirement for an annual meeting of a committee,

(e) The time, date, and place of a committee's meetings shall be determined by the committee chair or a majority of the committee members in office, and

(f) subject to the provisions of Section 2 4, an ex officio member of a committee shall be entitled to notice of its meetings and to attend and vote at its meetings but shall not be obligated to attend its meetings nor be counted to determine the number of members necessary to make a quorum or to determine whether a quorum is present

Section 2 10 Audit and Financial Controls Committee The Audit and Financial Controls Committee shall recommend annually to the Board a budget for the Corporation, shall oversee the quality and integrity of the Corporation's budgeting, accounting, internal auditing, and reporting practices, shall have and exercise insofar as it is a committee of the Board all powers of the Board with respect to the custody of the Corporation's funds and securities, and shall advise the Board on the selection and retention of the Corporation's independent auditors In furtherance of the foregoing, the Audit and Financial Controls Committee shall make recommendations to the Board from time to time for appropriate policies concerning audit and financial control matters, including without limitation a policy concerning levels of expenditure authority

Section 2 11 Investment Committee The Investment Committee shall oversee the investments of the Corporation and, except as prohibited by law, shall have and exercise, insofar as it is a committee of the Board, all powers of the Board with respect to the investment of the Corporation's funds and securities In furtherance of the foregoing, the Investment

ATTACHMENT G Committee shall make recommendations to the Board from time to time on appropriate philosophies and policies concerning investments

Section 2 12 Compensation Committee Periodically but no less than every five years, the Compensation Committee shall recommend to the Board appropriate levels of compensation for Trustees, the Chair, committee chairs, and non-Trustee committee members and for such executive officers as the Board shall designate In furtherance of the foregoing, the Compensation Committee shall make recommendations to the Board from time to time on appropriate philosophies and policies concerning compensation and benefits

Section 2 13 Governance Committee Periodically but no less than every five years, the Governance Committee shall evaluate and report to the Board concerning the governance of the Corporation, shall conduct a review and compliance audit with respect to these Bylaws and the policies of the Board, and shall ensure that the Secretary maintains a written record of the policies of the Board In furtherance of the foregoing, the Governance Committee shall develop plans for Board succession, training and evaluation, evaluate the performance of the Chair, and recommend to the Board appropriate philosophies or policies concerning governance or any other matter pertaining to the work of the Board In furtherance of the Foundation's presence in and commitment to the Kansas City area, the Committee is charged with responsibility for the Board's goal that at least one-third of the Trustees have and maintain connections with the Kansas City area

ARTICLE III OFFICERS

Section 3 1 Officers The officers of the Corporation shall be a President, a Treasurer, a Secretary, and such other officers as the Board may elect Any two or more offices may be held by the same person, except the offices of President and Secretary The President shall report to the Board, and all other officers shall report to the President

Section 3 2 Appointment and Term of Office Officers shall be elected by the Board, and each officer shall serve until his or her successor shall be elected or until his or her earlier death, adjudicated incapacity, resignation, or removal Appointment as an officer shall not in itself create contract rights

Section 3 3 Resignation An officer may resign at any time by giving written notice to the Chair, President, or Secretary, provided that such notice may not be given to oneself The resignation shall be effective immediately upon delivery of the notice specified above or at such later time during the officer's remaining term as he or she shall specify in the notice Acceptance of the resignation shall not be necessary to make it effective

Section 3 4 Removal Any officer maybe removed, with or without cause, by the Board The removal shall be effective immediately but shall not affect such officer's contract rights, if any, with respect to the Corporation

Section 3 5 President The President shall be the chief executive officer of the Corporation and shall have general charge of the business and affairs of the Corporation, subject to the authority of the Board Except as otherwise prohibited by law, any provision of these Bylaws, or any resolution or policy adopted by the Board, the President may execute all bonds, notes, debentures, mortgages, and other contracts requiring a seal under the seal of the Corporation, may cause the seal to be affixed to such documents, may execute all other contracts and instruments for and in the name of the Corporation, may vote the shares or other securities of any other domestic or foreign corporation of any type or kind which may at any time be owned by the Corporation, may execute any shareholders' or other consents in respect thereof, and may delegate such powers by executing proxies, or otherwise, on behalf of the Corporation In the absence of the President, or in the event of his or her inability or refusal to act, the Board may

ATTACHMENT G designate another officer of the Corporation to act as President on an interim basis The President shall reside in the Kansas City area or commit to so residing within a reasonable time of becoming President

Section 3 6 Intentionally omitted

Section 3 7 Treasurer The Treasurer shall have charge and custody of and be responsible for all funds and securities of the Corporation, receive and give receipts (or delegate a custodian to give receipts) for moneys due and payable to the Corporation from any source whatsoever, deposit all such moneys in the name of the Corporation in such banks, trust companies or other depositories as the Board shall authorize in accordance with Article IV, maintain a permanent record of all disbursements made by the Corporation, and in general, perform all the duties incident to the office of Treasurer and such other duties as from time to time may be assigned to him or her by the President

Section 3 8 Secretary The Secretary shall keep the minutes of the meetings of the Board in one or more books provided for that purpose, see that all notices are duly given in accordance with the provisions of these Bylaws or as required by law, be custodian of the records and seal of the Corporation and see that the seal of the Corporation is affixed to all documents the execution of which on behalf of the Corporation under its seal is duly authorized in accordance with the provisions of these Bylaws, and in general, perform all the duties incident to the office of Secretary and such other duties as from time to time may be assigned to him or her by the President

Section 3 9 Assistant Treasurers and Assistant Secretaries The Assistant Treasurers and Assistant Secretaries shall perform such duties as shall be assigned to them by the Treasurer or the Secretary, as the case may be, or the President

Section 3 10 Bond If required by the Board, the Treasurer and the Assistant Treasurers shall give a bond for the faithful discharge of their duties, in such sum and with such surety or sureties as the Board shall determine

Section 3 11 Compensation of Officers Officers shall receive reasonable compensation for their service as officers, as determined by the Board from time to time

ARTICLE IV Contracts . Loans . Checks . Deposits . Custodians. Seal

Section 4 1 Contracts The Board may authorize any officer or officers, agent or agents, to enter into any contract or execute and deliver any instrument in the name of and on behalf of the Corporation, and such authority may be general or confined to specific instances

Section 4 2 Loans No loans shall be contracted on behalf of the Corporation and no evidences of indebtedness shall be issued in its name unless authorized by a resolution of the Board Such authority may be general or confined to specific instances

Section 4 3 Checks, Drafts, Etc All checks, drafts or other orders for the payment of money, notes or other evidences of indebtedness issued in the name of the Corporation shall be signed by such officer or officers, agent or agents of the Corporation and in such manner as shall from time to time be determined by resolution of the Board

Section 4 4 Deposits All funds of the Corporation shall be deposited from time to time to the credit of the Corporation in such banks, trust companies or other depositories as the Board may select

ATTACHMENT G Section 4 5 Custodians The Board may from time to time designate, on such terms as it shall determine, one or more banks, trust companies, or other depositories as custodian(s) of all funds and properties of the Corporation

Section 4 6 Seal The Board shall provide a corporate seal, which shall be in the form of a circle and shall have inscribed thereon the name of the Corporation and the words, "Corporate Seal, Missouri"

ARTICLE V INDEMNIFICATION AND INSURANCE

Section 5 1 Limitation of Liability Except as provided in Section 5 13, no person shall be liable to the Corporation for any loss, damage, liability, or expense suffered by the Corporation on account of any action taken or omitted to be taken by such person in a "Covered Capacity" (as hereinafter defined) if such person (a) exercised the same degree of care and skill as a prudent person would have exercised under the circumstances in the conduct of his or her own affairs or (b) took or omitted to take such action in reliance upon information, opinions, reports, or statements, including, without limitation, financial statements and other financial data, prepared or presented by

one or more officers or employees of the Corporation whom the person reasonably believed to be reliable and competent in the matters presented,

one or more officers or employees of a partnership, limited liability company, joint venture, trust or employee benefit plan, or other corporation of which the person was serving, at the Corporation's request, as a director, trustee, partner, member, officer, employee, or agent, provided the person reasonably believed such officers or employees to be reliable and competent in the matters presented,

legal counsel, certified public accountants, or other advisors as to matters the person reasonably believed to be within such advisors' professional or expert competence, or

(iii) a committee of the Board upon which the person was not serving, duly designated in accordance with a provision of the Articles of Incorporation or the Bylaws, as to matters within the designated authority of the committee, if the person reasonably believed the committee merited confidence, provided that the person did not, at the time of such reliance, have knowledge concerning the matter in question that made such reliance unwarranted

Section 5 2 Indemnification Generally Except as provided in Section 5 13, the Corporation

(a) shall indemnify any past or present Trustee who was successful, on the merits or otherwise, in the defense of any proceeding to which he or she was a party because he or she is or was a Trustee of the Corporation against reasonable expenses actually incurred by him or her in connection with the proceeding,

(b) shall indemnify any person who has served in a Covered Capacity to the full extent required by laws of the State of Missouri as in effect from time to time, and

ATTACHMENT G (c) shall indemnify any person who was or is a party or is threatened to be made a party to any threatened, pending, or completed action, suit, or proceeding, whether civil, criminal, administrative, investigative, or appellate (regardless of whether such action, suit or proceeding is by or in the right of the Corporation or third parties), by reason of the fact that such person is or was serving in a Covered Capacity against all liabilities and expenses, including, without limitation, judgments, amounts paid in settlement, attorneys' fees, excise taxes or penalties, fines, and other expenses actually and reasonably incurred by such person in connection with such action, suit, or proceeding (including, without limitation, the investigation, defense, settlement, or appeal of such action, suit, or proceeding)

, provided, however , in all events that

(1) the Corporation shall not be required to indemnify any person from or on account of such person's conduct that was finally adjudged to have been knowingly fraudulent, deliberately dishonest or willful misconduct, and

(ii) the Corporation shall not be required to indemnify any person in connection with an action, suit, or proceeding initiated by such person in their individual capacity, unless the initiation of such action, suit or proceeding was authorized in advance by the Board

Section 5 3 Advancement of Expenses Except as provided in Section 5 13, expenses (including, without limitation, attorneys' fees) actually and reasonably incurred by a person who may be entitled to indemnification hereunder in defending an action, suit, or proceeding, whether civil, criminal, administrative, investigative, or appellate, shall be paid by the Corporation in advance of the final disposition of such action, suit, or proceeding upon receipt of an undertaking by or on behalf of such person to repay such amount if it shall ultimately be determined that such person is not entitled to indemnification by the Corporation No such advance shall be made in any instance in which the Board or legal counsel to the Corporation reasonably determines that a person would not be entitled to indemnification hereunder

Section 5 4 Heirs, Executors, Administrators and Estates Rights of indemnification and the advancement of expenses under this Article shall survive the time during which a person served in a Covered Capacity and shall inure to the benefit of the heirs, executors, administrators, and estate of a person who served in a Covered Capacity

Section 5 5 Determination of Indemnification Any indemnification or advancement of expenses under this Article, unless ordered by a court, shall be made by the Corporation only as authorized in the specific case upon a determination that such indemnification or advancement is consistent with applicable law and these Bylaws The determination shall be made by the Board by a majority vote of a quorum consisting of Trustees who were not parties to the action, suit, or proceeding, or if such a quorum is not obtainable, or even if obtainable a quorum of disinterested directors so directs, by independent legal counsel in a written opinion

Section 5 6 Enforcement of Indemnification In the event the Corporation refuses to indemnify any person who may be entitled to be indemnified or to an advancement of expenses under this Article V, such person shall have the right to maintain an action in any court of competent jurisdiction against the Corporation to determine whether or not such person is entitled to such indemnification or advancement of expenses hereunder If such court action is

10 ATTACHMENT G successful and the person is determined to be entitled to such indemnification or advancement of expenses, such person shall be reimbursed by the Corporation for all fees and expenses (including, without limitation, attorneys' fees) actually and reasonably incurred in connection with any such action (including, without limitation, the investigation, defense, settlement, or appeal of such action)

Section 5 7 Non-Exclusivity Except as provided in Section 5 13, the indemnification and the advancement of expenses provided by this Article V shall not be exclusive of any other rights to which a person seeking indemnification or advancement of expenses may be entitled under any statute, the Articles of Incorporation, these Bylaws, any agreement, any vote of disinterested Trustees, any policy of insurance, or otherwise, as to any action in a Covered Capacity or otherwise and shall not limit in any way any right that the Corporation may have to make additional indemnifications with respect to the same or different persons or classes of persons

Section 5 8 Insurance The Corporation may purchase and maintain insurance on behalf of any person on account of any action taken or omitted to be taken by such person in a Covered Capacity, against any liability asserted against such person and incurred by such person in a Covered Capacity, or arising out of such person's status in a Covered Capacity, whether or not the Corporation would have the power to indemnify such person against such liability under the provisions of this Article V or otherwise

Section 5 9 Vesting of Rights The rights granted or created under this Article V shall be vested in each person entitled to indemnification hereunder as a bargained-for, contractual condition of such person's serving or having served in a Covered Capacity Although this Article V may be amended or repealed, no such amendment or repeal shall release, terminate, or adversely affect the rights of such person under this Article V with respect to any act taken or the failure to take any act by such person prior to such amendment or repeal or with respect to any action, suit, or proceeding with respect to such act or failure to act filed before or after such amendment or repeal

Section 5 10 Definition of "Covered Capacity" A person shall serve in a "Covered Capacity" insofar as he or she serves as a Trustee, officer, agent, or employee of the Corporation or, at the Corporation's request, as a director, trustee, partner, member, officer, employee, or agent of any partnership, limited liability company, joint venture, trust or employee benefit plan, or other corporation Unless the Board shall determine otherwise, any Trustee or officer of the Corporation who shall serve as a director, Trustee, partner, member, officer, employee, or agent of any partnership, limited liability company, joint venture, trust or employee benefit plan, or other corporation of which the Corporation, directly or indirectly, is a member, shareholder, or creditor, or in which the Corporation is in any way interested, shall be presumed to be serving as such at the request of the Corporation In the absence of this presumption, the Board shall determine whether a person is or was serving at the request of the Corporation, and it shall not be necessary to show any actual or prior request for such service The Board's determination shall be final and binding on the Corporation and the person seeking indemnification or advancement of expenses Employees of the Corporation shall include those individuals employed by the Corporation and commonly designated as "Associates "

Section 5 11 Definition of "Corporation" For purposes of this Article V only, the term Corporation shall refer (a) to the Ewing Marion Kauffman Foundation and (b) if and only if the Board shall determine, any constituent corporation (including any constituent of a constituent) absorbed in a consolidation or merger which, if the separate existence of such corporation had continued, would have had power and authority to indemnify its directors, officers, employees, or agents, or persons serving at the request of such constituent corporation as a director, Trustee, partner, member, officer, employee, or agent of any partnership, limited liability company, joint venture, trust or employee benefit plan, or other corporation, such that each such person shall stand in the same position under this Article V with respect to the Ewing Marion Kauffman

11 ATTACHMENT G Foundation as he or she would have stood with respect to such constituent corporation if its separate existence had continued

Section 5 12 Definition of "Defense" References to "defense " in this Article V shall include investigations of any threatened, pending, or completed action , suit, or proceeding as well as appeals thereof and shall include any defensive assertion of a cross-claim or counterclaim

Section 5 13 Tax Law Limitations No provision of this Article V shall permit or require indemnification or advancement of expenses insofar as such indemnification or advancement would constitute an "act of self-dealing" within the meaning of Section 4941 (d) of the Internal Revenue Code of 1986, as amended, (the "Code") or a "taxable expenditure" within the meaning of Section 4945(d) of the Code

Section 5 14 Severability If any provision of this Article V or the application of any such provision to any person or circumstance is held invalid, illegal, or unenforceable for any reason whatsoever, the remaining provisions of this Article V and the application of such provision to other persons or circumstances shall not be affected thereby, and to the fullest extent possible the court finding such provision invalid, illegal, or unenforceable shall modify and construe the provision so as to render it valid and enforceable as against all persons or entities and to give the maximum possible protection to persons entitled to indemnification and advancement of expenses under this Article V, within the bounds of validity, legality, and enforceability Without limiting the generality of the foregoing, if any person who is or was serving in a Covered Capacity is entitled under the provisions of this Article V to indemnification for a portion but less than all of the liabilities and expenses, including, without limitation, judgments, amounts paid in settlement, attorneys' fees, excise taxes or penalties, fines, and other expenses actually and reasonably incurred by him or her in connection with a threatened, pending, or completed action, suit, or proceeding (including, without limitation, the investigation, defense, settlement, or appeal of such action, suit, or proceeding), whether civil, criminal, administrative, investigative, or appellate, the Corporation shall nevertheless indemnify such person for the portion thereof to which he or she is entitled

ARTICLE VI BYLAWS

Section 6 1 Amendment and Notice of Amendment These Bylaws may be amended only (a) by the affirmative vote of a majority of the Trustees in office, provided the motion to amend the Bylaws is so approved at two consecutive meetings of the Board, or (b) by the unanimous vote of the Trustees in office If an amendment is to be approved at a meeting of the Board, the notice of such meeting must state that a purpose of the meeting is to consider a proposed amendment of the Bylaws and must contain or be accompanied by a copy or summary of the proposed amendment

Section 6 2 Copy of the Bylaws The Corporation shall keep at its principal office a copy of the Bylaws, as amended, which shall be open to inspection by any Trustee at all reasonable times during office hours

Section 6 3 Headings Headings within these Bylaws are provided for purposes of convenience only and shall not be taken into account for purposes of construing or interpreting these Bylaws

Restated September 3, 2003 Amended through September 29, 2015

12 ATTACHMENT G EWING MARION KAUFFMAN FOUNDATION

TAX ID #43-6064859 TAX YEAR ENDING : 12/31/15

PART VII-B, QUESTION 5C. TAXES ON TAXABLE EXPENDITURES FORM 990PF INFORMATION RELATING TO GRANTS SUBJECT TO EXPENDITURE RESPONSIBILITY

GRANT #: 20140360

GRANTEE : Gruter Institute for Law and Behavioral Research 158 Goya Road Portola Valley, CA 94028

GRANT APPROVAL DATE: GRANT AMOUNT: July 18, 2014 $160,00000

DATE OF PAYMENT AMOUNT OF PAYMENT TOTAL OF PAYMENTS August 19, 2014 $80,000 00 September 15, 2015 $50,000 00 November 24, 2015 $60,000 00 $190,000 00

TOTAL SPENT AS OF December 31, 2015: $136,05400

DATE OF REPORT FOR February 23, 2016 GRANTEE:

PURPOSE : Support for a series of three working meetings to identify key elements of an entrepreneurial ecosystem that is receptive to innovation and growth

DIVERSION : To the knowledge of the Foundation, no funds have been directed to any activity other than the activity for which the grant was originally made

VERIFICATION: The grantor has no reason to doubt the accuracy or reliability of the report from the grantee, therefore, no independent verification of the report was made

ATTACHMENT B EWING MARION KAUFFMAN FOUNDATION

TAX ID #43-6064859 TAX YEAR ENDING : 12/31/15

PART VII-B, QUESTION 5C. TAXES ON TAXABLE EXPENDITURES FORM 990PF INFORMATION RELATING TO GRANTS SUBJECT TO EXPENDITURE RESPONSIBILITY

GRANT #: 20150519

GRANTEE : WestEd 730 Harrison Street San Francisco , CA 94107

GRANT APPROVAL DATE: GRANT AMOUNT: October 19, 2015 $237,102 00

DATE OF PAYMENT AMOUNT OF PAYMENT TOTAL OF PAYMENTS October 21, 2015 $150,000 00 $150,000 00

TOTAL SPENT AS OF December 31, 2015: $4,31300

DATE OF REPORT FOR March 23, 2016 GRANTEE:

PURPOSE : Support for a series of in-depth focus groups of parents working to collect information about parental access to and usage of education data in different formats

DIVERSION : To the knowledge of the Foundation, no funds have been directed to any activity other than the activity for which the grant was originally made

VERIFICATION: The grantor has no reason to doubt the accuracy or reliability of the report from the grantee, therefore, no independent verification of the report was made

ATTACHMENT B EWING MARION KAUFFMAN FOUNDATION

TAX ID #43-6064859 TAX YEAR ENDING : 12/31/15

PART VII-B, QUESTION 5C. TAXES ON TAXABLE EXPENDITURES FORM 990PF INFORMATION RELATING TO GRANTS SUBJECT TO EXPENDITURE RESPONSIBILITY

GRANT #: 20150991

GRANTEE: WestEd 730 Harrison Street San Francisco , CA 94107

GRANT APPROVAL DATE: GRANT AMOUNT: November 30, 2015 $226,98000

DATE OF PAYMENT AMOUNT OF PAYMENT TOTAL OF PAYMENTS December 2, 2015 $108,694 00 $108,694 00

TOTAL SPENT AS OF December 31, 2015: $1,07900

DATE OF REPORT FOR March 23, 2016 GRANTEE:

PURPOSE : Support for the identification of education entrepreneurs and innovators who have received federal funding for education product commercialization This knowledge contributes to understanding the innovation and entrepreneurial landscape in education

DIVERSION : To the knowledge of the Foundation, no funds have been directed to any activity other than the activity for which the grant was originally made

VERIFICATION: The grantor has no reason to doubt the accuracy or reliability of the report from the grantee, therefore, no independent verification of the report was made

ATTACHMENT B Ewing Marion Kauffman Foundation ATTACHMENT TO PART IX-A - SUMMARY OF DIRECT CHARITABLE ACTIVITIES For the Year Ended December 31, 2015

PROGRAM DESCRIPTIONS

Communications The Kauffman Foundation's communications efforts seek to share our work and that of our grantees with the widest possible audience, to leverage our work, and in the process to protect and extend our national reputation and credibility as a reliable source of information The area produces a wide range of written materials, reports and journals, and creates online content and video pieces supporting Kauffman Foundation programs and those of our grantees to foster positive education, facilitate learning about entrepreneurship, and contribute to a vibrant civic life for residents in Kansas City The Kauffman Foundation seeks to reach a broad and influential audience to raise awareness of the importance of education and entrepreneurship by providing media outlets with relevant research and thoughtful analysis

Entrepreneurship Education Resources The Kauffman Foundation offers numerous substantive educational materials and programs for and about the entrepreneurship experience The primary portal for accessing these is Entrepreneurship org Through this free online resource, anyone can learn more about being an entrepreneur and our related programming, including the following • Kauffman Founders School provides in-depth learning modules and lessons using video- based presentations from leading experts, • Kauffman FastTrac® programs provide aspiring and established entrepreneurs with information, frameworks, resources, and peer learning about how to successfully start and grow a company, • 1 Million Cups gives very early-stage entrepreneurs in communities throughout the nation the chance to learn how to succinctly and persuasively present their company, and respond thoughtfully to unanticipated inquiries, and • a resource center with articles for entrepreneurs in all stages covering topics such as accounting and finance, marketing, building teams, capital raising, and intellectual property

Convening The Foundation's 40,000-square-foot Conference Center serves as a community resource, providing meeting facilities, state-of the-art technology, and amenities for a wide range of local, regional, and national gatherings We provide the space at no charge for nonprofits to use for their charitable programs and activities In addition, the Foundation uses the space to host its own convening purposes as well

Research & Policy Through an intense research strategy, the Kauffman Foundation aims to push the field of entrepreneurship into the academic mainstream, elevating the importance that both academic researchers and policy makers give to the subject To accomplish this, the Foundation is working with our grantee partners to pursue new knowledge in key subject areas we believe are critical to understanding and legitimizing entrepreneurship In the area of youth education, we are using research to help uncover the most effective programs and approaches for helping Kansas City area children succeed in school and in life

ATTACHMENT C Ewing Marion Kauffman Foundation ATTACHMENT TO PART IX-A, 990PF - SUMMARY OF DIRECT CHARITABLE ACTIVITIES For the Year Ended December 31, 2015

Entrepreneurship Research PROGRAM Communications Education Resources Convening and Policy

Programmatic Operating Expenses

Direct Expenses

Professional Fees $1,243,927 $410,199 $110 $1,271,134

Travel, Conferences , Meetings 127,253 242,469 1,424 976,880

Wages & Benefits 1,435,968 562,322 101,993 2,320,808

Subtotal Direct Expenses 2,807 , 148 1 , 214,990 103 , 527 4,568,822

Indirect Expenses

Occupancy 263,672 16,865 1,414,207 278,517

Technology 765,406 591,948 1,620 320,145

Subtotal Indirect Expenses 1,029 , 078 608 , 814 1,415,827 598,663

Total Programmatic Operating Expenses 3,836 , 226 1,823,804 1,519,354 5,167,484

Grant Payments 1,992,500 6,500 - 11,020,491

TOTAL 5, 828,726 $1 , 830,304 $1,519,354 $16,187,975

ATTACHMENT C Ewing Marion Kauffman Foundation ATTACHMENT TO PART 1, LINE 26(d) - TOTAL OPERATING AND ADMINISTRATIVE EXPENSES For the Year Ended December 31, 2015

PROGRAM AREA DESCRIPTIONS

RESEARCH (Supports All Program Areas):

Through an intense research strategy, the Kauffman Foundation aims to move the field of entrepreneurship into the academic mainstream, elevating the importance that both academic researchers and policy makers give to the subject To accomplish this, the Foundation is working with grantees to pursue new knowledge in key subject areas we believe are critical to understanding and legitimizing entrepreneurship Kauffman also seeks to improve the quantity and quality of scholarly entrepreneurship research, especially related to policy, and expanding access to multidisciplinary entrepreneurship training In the area of youth education, we are using research to help uncover the most effective programs and approaches for helping children succeed in school and in life

EDUCATION:

The Kauffman Foundation has ambitious goals for improving the academic achievement of disadvantaged children, particularly in Kansas City's urban core We believe, as did Ewing Kauffman, that dedicating resources to education most substantially effects the ability of children and youth to be self-sufficient, find jobs, raise their families and be more productive citizens

Our goal is to increase the percentage of students in Kansas City reaching academic and life outcomes that prepare them for postsecondary success We achieve this goal by • Promoting access to quality public school options in Kansas City by supporting new and expanding schools, as well as school turnaround initiatives , with proven or promising approaches for improving student academic outcomes This includes our investment in the Ewing Marion Kauffman School • Supporting existing individual schools that demonstrate strong academic outcomes for students qualifying for free/reduced priced lunch in Kansas City • Providing postsecondary completion incentives for more students in the Kansas City area through KC Scholars, building on experiences from Project Choice and Kauffman Scholars • Supporting the recruitment , development and retention of high-quality teachers and leaders in Kansas City's urban schools

ATTACHMENT A Ewing Marion Kauffman Foundation ATTACHMENT TO PART 1, LINE 26(d) - TOTAL OPERATING AND ADMINISTRATIVE EXPENSES For the Year Ended December 31, 2015

ENTREPRENEURSHIP:

The Kauffman Foundation seeks to connect with current and future entrepreneurs by teaching the principles fundamental to entrepreneurship Innovative educational programs teach entrepreneurship concepts through the Kauffman Founders School free online curriculum, classroom style through the Kauffman FastTrac® programs, and educational resources available through its website, www entrepreneurship org provide nuts-and-bolts lessons essential for taking a business at any stage to the next level

EVALUATION:

The Kauffman Foundation is committed to identifying and supporting opportunities to create significant and measureable social benefits in Kansas City and beyond As part of this commitment, the Foundation engages in evaluation activities that are driven by three goals 1) to track and understand the progress of the Foundation and its grantees in achieving strategic objectives, 2) to create and share lessons learned along the way, 3) and to use evaluation results to increase the impact of our investments

COMMUNICATIONS:

The Kauffman Foundation's communications efforts seek to protect and extend the organization's national reputation, leverage its work, and share its story with the widest possible audience The area produces a wide range of written materials, reports and journals, and creates online content, video and multimedia pieces supporting Kauffman Foundation programs that put best practices in place and provide entrepreneurs with the tools they need to succeed The Kauffman Foundation seeks to reach a broad and influential audience to raise awareness of the importance of the field of entrepreneurship and education by providing national media outlets and social media platforms with relevant research and thoughtful analysis

KANSAS CITY CIVIC ENGAGEMENT:

As a philanthropic leader and strong corporate citizen in Kansas City, the Kauffman Foundation supports select projects that significantly improve the quality of life for citizens of Kansas City and contribute to the civic welfare of our community The Foundation's 40,000-square-foot Conference Center serves as a community resource, providing meeting facilities, state-of the-art technology, and amenities for a wide range of local, regional and national gatherings

2 ATTACHMENT A Ewing Manon Kauffman Foundation ATTACHMENT TO PART 1, LINE 26 - TOTAL OPERATING AND ADMINISTRATIVE EXPENDITURES For the Year Ended December 31, 2015

KAUFFMAN FOUNDATION SUMMARY OF ACTUAL EXPENDITURES

Total % ADMINISTRATIVE OVERHEAD 10,097,011 10% (Includes costs related to Legal , Finance , HR, and Office of the CEO) PROGRAM MANAGEMENT 10,090,000 10% ( Includes all program management staffing costs and related facilities , technology, and travel/business expenditures) KANSAS CITY CIVIC ENGAGEMENT 10,668 ,426 10% (Includes tables and sponsorships , conference center costs, and other primarily Kansas City-focused spending) PROGRAMS (Represents all costs associated with programs from idea generation through transition/spin-off)

Program Areas E'ship Communications - Research & Policy Education Education Evaluation General

TOTAL PROGRAMS 13,236,657 45,843,396 8,893,283 800,000 4,018,500 72.791 .836 70%

TOTAL 2015 EXPENDITURES PER PART 1 , LINE 26(d) 103,647,273 100%

ATTACHMENT A Ewing Marion Kauffman Foundation ATTACHMENT TO PART II - BALANCE SHEET. LINE 10b - INVESTMENTS - CORPORATE STOCK For the Year Ended December 31. 2015

Security Name PY Base Total Cost Base Total Cost Base Market Value ZALANDO SE 1,746,616 1,396,888 1,736,259 ZENDESK INC 363,270 358,685 ZENKOKU HOSHO CO LTD 1,701,002 ZIMMER BIOMET HOLDINGS INC 430,160 415,695 ZOETIS INC 1,013,271 Open Trade Purchases (5,890,786) (3,489,542) (3,491,997) Open Trade Sales 4,704,136 1,665,474 1,665,468 Other Open Trades 2,658,896 - 276,537 $ 5,933 , 135 $ 366,250 $ 960,648

ATTACHMENT E