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Universidade Federal De Santa Catarina Class UNIVERSIDADE FEDERAL DE SANTA CATARINA CLASS CONFLICT IN WILLIAM DEAN HOWELLS’S THE RISE OF SILAS LAPHAM AND A HAZARD OF NEW FORTUNES: ARISTOCRATIC NOSTALGIA KARINA AMORIM KNABBEN JUNHO 1999 UNIVERSIDADE FEDERAL DE SANTA CATARINA PÓS-GRADUAÇÃO EM LETRAS/INGLÊS E LITERATURA CORRESPONDENTE CLASS CONFLICT IN WILLIAM DEAN HOWELLS’S THE RISE OF SILAS LAPHAM AND A HAZARD OF NEW FORTUNES: ARISTOCRATIC NOSTALGIA por KARINA AMORIM KNABBEN Dissertação submetida à Universidade Federal de Santa Catarina em cumprimento parcial dos requisitos para obtenção do grau de MESTRE EM LETRAS FLORIANÓPOLIS Junho 1999 Esta Dissertação de Karina Amorim Knabben, intitulada Class Conflict in William Dean Howells’s The Rise of Silas Lapham and A Hazard of New Fortunes: Aristocratic Nostalgia, foi julgada adequada e aprovada em sua fòrma final, pelo Programa de Pós-Graduação em Letras/Inglês e Literatura Correspondente, da Universidade Federal de Santa Catarina, para fins de obtenção do grau de MESTRE EM LETRAS Área de concentração: Inglês eLileratura Correspondente Opção: Literaturas d^Lingua-Inglesa j t u c Á <K ' /. /-n 0^6-tt / Anelise CorseuiL Coordenadora BANCA EXAMINADORA: Maria Lúcia Milléo Martins Examinadorar } \ Florianópolis, 29 de Junho de 1999. ABSTRACT CLASS CONFLICT IN WILLIAM DEAN HOWELLS’S THE RISE OF SILAS LAPHAM AND A HAZARD OF NEW FORTUNES: ARISTOCRATIC NOSTALGIA KARINA AMORIM KNABBEN UNIVERSIDADE FEDERAL DE SANTA CATARINA 1999 Supervising Professor: Dilvo Ilvo Ristoff In the second half of the nineteenth-century, the United States shared the world view that they were a democratic and egalitarian society, liberated from aristocratic exclusiveness, snobbery and separation of people in castes or social classes. Likewise, in his criticism, William Dean Howells identified Realism with democracy and defended that literature should promote national unity and the egalitarian aims of American people. In The Rise of Silas Lapham and A Hazard of New Fortunes, however, there is an aristocratic pull that seems to undermine those egalitarian principles. Howells’s ideological preferences in relation to the conflict between America’s democratic and aristocratic classes is perceived in these novels’ treatment of the anxiety about social mobility involving the families of nouveaux-riches businessmen and “aristocratic” Bostonians and New Yorkers. Class markers such as attitude towards money, social manners, linguistic refinement, and conversational ease, knowledge of painting, architecture, literature, housing and dressing function as class barriers and determine the possibility or impossibility of climbing socially, emphasizing the gulf between social classes. Hazard is greatly concerned with the distribution of political power, with the economic disparity between classes, and with the political ideologies defended by its characters, pointing to democratic and aristocratic responses. I propose an investigation of the class markers found in The Rise of Silas Lapham and A Hazard of New Fortunes and of the political ideologies discussed in Hazard with the purpose of (1) showing that the class structure portrayed in them is based both on a tradition of aristocracy and democracy and (2) seeking the novels’ ideology by verifying the narrative voice position with relation to those markers and the two classes in question. n.o de páginas: 116 n.o de palavras: 33.141 RESUMO CLASS CONFLICT IN WILLIAM DEAN HOWELLS’S THE RISE OF SILAS LAPHAM AND A HAZARD OF NEW FORTUNES: ARISTOCRATIC NOSTALGIA KARINA AMORIM KNABBEN UNIVERSIDADE FEDERAL DE SANTA CATARINA 1999 Professor Orientador: Dilvo Ilvo Ristoff Na segunda metade do século dezenove, os Estados Unidos compartilhavam da visão de mundo de serem uma sociedade democrática e igualitária, livre da exclusividade e esnobismo aristocráticos e da separação das pessoas em castas ou classes sociais. Do mesmo modo, em sua crítica literária, William Dean Howells identificava Realismo com democracia e defendia que a literatura deveria promover a unidade nacional e os princípios de igualdade do povo americano. Entretanto, em The Rise of Silas Lapham e A Hazard of New Fortunes. verifica-se uma tendência aristocrática que parece enfraquecer esses princípios. As preferências ideológicas de Howells em relação ao conflito entre as classes democráticas e aristocráticas americanas é percebida no tratamento da ansiedade vivida por famílias de novos-ricos comerciantes e por membros da aristocracia de Boston e Nova Iorque no que se refere à mobilidade social. Marcadores de classe como as atitudes perante o dinheiro, as formas de comportamento, o refinamento lingüístico, o domínio da conversação, o conhecimento sobre questões como moradia, vestimenta, pintura, arquitetura e literatura, funcionam como barreiras entre classes, enfatizam a distância entre elas, e determinam a possibilidade ou impossibilidade de subir socialmente. Em Hazard há também uma preocupação significativa com a distribuição de poder político, com a disparidade econômica entre classes e com as ideologias políticas defendidas por seus personagens, o que aponta para respostas democráticas e aristocráticas. Investigando os marcadores de classe encontrados nos referidos romances bem como as ideologias políticas discutidas em Hazard. proponho (1) mostrar que a estrutura de classe neles apresentada baseia-se tanto em uma tradição aristocrática como democrática, e (2) identificar a ideologia dos romances através da verificação do posicionamento da voz narrativa em relação aos marcadores e às duas classes em questão. n.o de páginas: 116 n.o de palavras: 33.141 Table of Contents Chapter I- Introduction -- William Dean Howells: An Ideological Paradox....................... 7 Chapter II- Laughing at the Nouveaux-riches: Class Markers in The Rise of Silas Lapham.............................................................................................................. 22 Attitudes Toward Money and Money-Making............................................................... 22 Painting.......................................................................................................................... 26 Architecture....................................................................................................................28 Literature........................................................................................................................ 28 Manners.........................................................................................................................32 Conversation............................ ..................................................................................... 43 Housing.......................................................................................................................... 55 Dressing................................................................................... .....................................57 Final Remarks................................................................................................................58 Chapter HI- New Social Antagonisms: Class Conflict In A Hazard of New Fortunes..... 61 Final Remarks.......... ....................................................................................................74 Analysis of the Class Markers........................................... ................................................76 Attitudes towards Money and Money-Making............................................................ 82 Painting.........................................................................................................................86 Literature.......................................................................................................................87 Manners........................................................................................................................ 90 Conversation.................................................................................................................91 Dressing.........................................................................................................................97 Housing.........................................................................................................................97 Final Remarks...............................................................................................................99 Chapter Four- Conclusion — Democratic Sympathies and Aristocratic Nostalgia........... 101 Works Cited.......................................................................................................................110 CHAPTER I Introduction William Dean Howells: An Ideological Paradox Statement of the Problem In the second half of the nineteenth century, American people shared the widespread view that the United States were a democratic and egalitarian society, and took for granted Alexis de Tocqueville’s assertion that equality of conditions was responsible for the social development and for the economic drive of American emergent capitalism. In 1871, Walt Whitman saw the words “America” and “democracy” as exchangeable and defined America as an egalitarian society “presently given over to material progress and well being, and a polity fastened on electoral politics alone” (qtd. in Trachtenberg 176). Likewise, Leo Marx and Gerald Graff (1986) discuss the progressive world view of nineteenth-century America as embodying the idea that upward social mobility was available for any industrious white man as well as the idea of liberation
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