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Form990 PF Return of Private Foundation

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Form990 PF Return of Private Foundation Form990_PF Return of Private Foundation OMB No 1545-0052 or Section 4947(a)(1) Trust Treated as Private Foundation Do not enter Social Security numbers on this form as it may be made public. 2013 Department of the Treasury and Its separate Instructions Is at www.irs.gov/fonr Internal Revenue Service ► Information about Form 990-PF For calendar y ear 2013 or tax y ear be g inning 2013 , and endin g , 20 Name of foundation A Employer identification number HAROLD SIMMONS FOUNDATION, INC. 75-2222091 Number and street (or P O box number if mad is not delivered to street address) Room/suite B Telephone number (see instructions) (972) 233-2134 5430 LBJ FREEWAY, SUITE 1700 1700 City or town, state or province , country, and ZIP or foreign postal code C If exemption application is ► pending . check here . DALLAS, TX 75240-2697 G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations , check here . Final return Amended return 2. Foreign organizations meeting the 85% test , check here and attach Address Chan a Name change computation . H Check type of organization X Section 501(c 3 exempt private foundation E If private foundation status was terminated Section 4947(a)( 1 ) nonexem pt charitable trust Other taxable p rivate foundation under section 507(b)(1)(A), check here . O El I Fair market value of all assets at J Accounting method L_J Cash X Accrual F If the foundation is in a 60-month lamination ----------------- - - - -- under section 507(b)(1)(B),check here . lio. end of year (from Part/I, col. (c), line E] Other (specify) El 16) Po. $ 81,435,144. (Part 1, column (d) must be on cash basis) (d) Disbursements Analysis of Revenue and Expenses (The (a) Revenue and (b) Net investment (c) Adjusted net for charitable total of amounts in columns (b), (C), and (d) per expenses income income purposes may not necessanly equal the amounts in books column (a) (see instructions (cash basis only) 30,956,075 . 1 Contnbueons dts, grants, etc , received (attach schedule) , If the foundaUOn is not required to 2 Check attach Sch B . 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities . 496, 380 496, 380. ATCH 1 5 a Gross rents . .. b Net rental income or (loss) w 6 a Net gain or (loss ) from sale of assets not on line 10 b Gross sales puce for all e, assets on line 6a w 7 Capital gain net income (from Part IV, line 2) . 8 Net short-term capital gain . 9 Income modifications . • . .. 10 a Gross sales less returns . an d a ll owances . • . b Less Cost of goods sold c Gross profit or (loss) (attach schedule) . (5111 Other income (attach schedule) , , , , , , , 12 Total. Add lines 1 throw h 11 . 31, 452, 455. 496, 380. 13 Compensation of officers, directors, trustees, etc :j 14 Other employee salaries and wages . 0 15 Pension plans, employee benefits . 16a Legal fees (attach schedule) , ! LU . b Accounting fees (attach schedule) , , , , , c Other professional fees (attach schedule). 17 Interest (^ 18 Taxes (attach sKedul@ r^wgnsri^u)ATGH 2 4,964. 19 Depreclatlon-(attach schedule) anddepletion . 20 Occu'Ial . Cf . .^ . i 11 f ^l' c^ `Cl7 U 21 Travel 1l c^o9flerehceand meetings , , ^, an CC 22 Printing ldpubheatro 7 23 Other e ens S edu ATE 16,209. 24 Total opEraitng acrdda'ministrative expenses. 21,173. Add lines 13 through 23 31,398,545 25 Contributions , gifts, grants paid . QTCkI, $ . 28,050,202. 31,398,545 26 Totalsexp enses and disbursements . Add lines 24 an 28071,375. 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements 3, 381,080. b Net Investment Income (if negative, enter -0-) 496,380. c Adj usted net Income ( if negative , enter -0-) . SSA For Paperwork Reduction Act Notice , see instructions . Form 990-PF(2013) 3E14101 000 (,./ V Form 990-PF (2013) HAROLD SIMMONS FOUNDATION, INC. 75-2222091 Page 2 ® Attached schedules and amounts in the Beginning of year End of year Balance Sheets description column should be for end-of-year amounts only (See instructions ) (a) Book Value ( b) Book Value (c) Fair Market Value I Cash - non-interest-bearing . ... .............. 169, 775. 207, 476. 207,476 2 Savings and temporary cash investments . 3 Accounts receivable ► ----------------------- Less : allowance for doubtful accounts ► ------------- 4 Pledges receivable ► ------------------------ Less . allowance for doubtful accounts ► 5 Grants receivable . 6 Receivables due from officers , directors , trustees , and other disqualified persons (attach schedule) (see instructions) . , , , 7 Other notes and loans receivable (attach schedule) ► _ _ _ _ Less- allowance for doubtful accounts ► _ _ _ _ _ _ _ _ _ _ , 8 Inventones for sale or use 9 Prepaid expenses and deferred chargess ,....... 19 , 030. 14 , 066. 14 , 066 10 a Investments - U S and state government obligations (attach schedule), b Investments - corporate stock (attach schedule) .. c Investments - corporate bonds (attach schedule) , , , , , . 11 Investments - land, buildings, and equipment basis ► __ ________________ Less accumulated depreciation (attach sched ule) ►------------------- 12 Investments - mortgage loans . 13 Investments - other (attach schedule) , , , . _ ATCH 4 31, 023, 750. 43, 631, 802. 43, 631, 802 14 Land , buildings, and equipment basis ► _ _________________ Less accumulated depreciation ► (attach sch ed u le) ------------------- ATCH- 5 ..... ) 22, 581, 800. 37, 581, 800. 37, 581, 800 15 Other assets (describe ► _________ 16 Total assets (to be completed by all filers - see the instructions Also, see page 1, item I) .. 53, 794, 355. 81, 435, 144. 81, 435, 144 17 Accounts payable and accrued expenses , , , , , , , , , , , 18 Grants payable , , , , , , , , , , , , ,,,,,,,,, 13, 932, 960. 25,584,617. y 19 Deferred revenue . 20 Loans from officers , directors , trustees , and other disqualified persons 21 Mortgages and other notes payable (attach schedule) 22 Other liabilities (describe ► ___________________ 23 Total liabilities (add lines 17 through 22) . ......... 13, 932, 960. 25,584,617. Foundations that follow SFAS 117, check here. ► X and complete lines 24 through 26 and lines 30 and 31. 55,850,527. 24 Unrestricted . 39,861,395. ,-s 25 Temporarily restricted . 26 Permanently restricted . Foundations that do not follow SFAS 117, . ► check here and complete lines 27 through 31. y 27 Capital stock , trust principal , or current funds , , , , , , , , , 28 Paid -in or capital surplus , or land , bldg , and equipment fund , , , , , 29 Retained earnings , accumulated income , endowment , or other funds m 30 Total net assets or fund balances (see instructions ), 39, 861, 395. 55,850,527. ;31 Total liabilities and net assets/fund balances (see Instructions) . ........................ 53, 794, 355. 81, 435, 144 . Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 ( must agree with end-of-year figure reported on prior year's return) , , , , , , , , , , , , , , , , , , , , , , , , , , 1 39, 861, 395 2 Enter amount from Part I, line 27a 2 3,381,080 3 Other increases not included in line 2 ( demlze ) ATCH 6 3 12,608,052 ►------------------------------------ 4 Add lines 1, 2, and 3 4 55, 850, 527 5 Decreases not included in line 2 ( itemize) ► 5 6 Total net assets or fund balances at end of ear line 4 minus line 5 Part II, column b , line 30 . 6 55,850,527 Form 990-PF (2013) JSA 3E1420 1 000 HAROLD SIMMONS FOUNDATION, INC. 75-2222091 Form 990-PF (2013) Page 3 Capital Gains and Losses for Tax on Investment Income of property sold (e g , real estate, acqu(b) ow (C) Date (d) (a) List and describe the kind(s) pac acquired Date sold Purchase (mo , day, 2-story brick warehouse ; or common stock, 200 shs. MLC Co) o . ation (mo, day, yr.) yr ) 1a b c d e Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (f) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e Com plete only for assets showing g ain in column ( h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus Q) Adjusted basis (k) Excess of col. (I) col (k), but not less than -0-) or M.V. of 12/31/69 (I) F as as of 12/31/69 over col (I), if any Losses (from col (h)) a b c d IS If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) { If (loss), enter -0- in Part I, line 7 } 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- In Part I, line 8 .......................................... 1 3 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income ) If section 4940(d)(2) applies, leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes Q No If "Yes ," the foundation does not qualify under section 4940 ( e) Do not complete this part I Enter the appro p riate amount in each column for eacn year see the instructions oerore maKln any entries (a) (b) (c) (d) Distdbubon ratio Base peri od years distributions Net value of nonchantable-use assets Calendar year (or taxx year beginning in) Adj usted qualifying (col (b ) divided by col (c)) 2012 18,504,715. 36,309,354. 0.509640 2011 17,366,971. 38,280,951. 0.453671 2010 11,000,578.
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