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QANU Research Review Physics QANU Research Review Physics QANU, March 2012 Quality Assurance Netherlands Universities (QANU) Catharijnesingel 56 PO Box 8035 3503 RA Utrecht The Netherlands Phone: 030 230 3100 Telefax: 030 230 3129 E-mail: [email protected] Internet: www.qanu.nl © 2012 QANU Q250b Text and numerical material from this publication may be reproduced in print, by photocopying, or by any other means with the permission of QANU and if the source is mentioned. 2 QANU / Research Review Physics 2011 Contents: Foreword 5 Preface 7 1. The Review Committee and Review Procedures 9 2. General Remarks 11 3. University of Groningen 13 4. University of Twente 29 5. Radboud University Nijmegen 45 6. Eindhoven University of Technology 61 7. University of Amsterdam 77 8. VU University Amsterdam 95 9. Utrecht University 113 10. Delft University of Technology 131 11. Leiden University 145 Appendices Appendix 1: Explanation of the SEP criteria and scores 157 Appendix 2: Short profile of the committee members 159 QANU / Research Review Physics 2011 3 4 QANU / Research Review Physics 2011 FOREWORD This report follows the Standard Evaluation Protocol 2009-2015 (SEP) for Research Assessment in the Netherlands that was developed by VSNU, KNAW and NWO. The purpose of this report is to present a reliable picture of the research activities submitted for this review and to give feedback on the research management and quality assurance. The review Committee was supported by QANU (Quality Assurance Netherlands Universities). QANU aims to ensure compliance with the SEP in all aspects and to produce independent assessment reports with peer review committees of international experts in the academic fields involved. QANU wishes to thank the chairpersons and members of the review Committee for their participation in this assessment and for the dedication with which they carried out this task. We also thank the staff of the units under review for their carefully prepared documentation and for their co-operation during the assessment. Quality Assurance Netherlands Universities Mr. Chris J. Peels Dr. Jan G.F. Veldhuis Director Chairman of the Board QANU / Research Review Physics 2011 5 6 QANU / Research Review Physics 2011 PREFACE The present evaluation report is the result of a constructive interaction between the staff at the universities and the committee members. The evaluation documents and the site visits enabled the committee to perform its task efficiently. The committee thanks the institutes and programme leaders for their self-evaluations and for very interesting site visits. I thank all involved for their professional attitude and perseverance during the review process. The chairs of the three subcommittees (Hilbert von Löhneysen, Friedrich Wagner and Sanjoy Banerjee) and the committee members all showed great dedication and flexibility. Their expertise is at the core of this review. Three subcommittees covered all institutes and programmes with parallel site visits within just one week. Clearly this was a compromise and an experiment. It worked out well, thanks to the concentrated efforts during that week, and thanks to the careful preparations and the time that was spent after the visits for writing the drafts and answering the faculty comments. The essential support by QANU (Roel Bennink c.s.) throughout the evaluation is greatly appreciated. I trust that the efforts of all involved in this review will contribute to a clear and convincing image of the quality of physics research in the Netherlands and to its further successes in the interest of society. J. Friso van der Veen Chairman of the Review Committee QANU / Research Review Physics 2011 7 8 QANU / Research Review Physics 2011 1. THE REVIEW COMMITTEE AND REVIEW PROCEDURES Scope of the assessment The Committee was asked to perform an assessment of the research in Physics at the University of Groningen (RUG), University of Twente (UT), Radboud University Nijmegen (RU), Eindhoven University of Technology (TUE), University of Amsterdam (UvA), VU University Amsterdam (VU), Utrecht University (UU), Delft University of Technology (TUD), and Leiden University (LEI). This assessment covers the research in the period 2001 - 2009. In accordance with the Standard Evaluation Protocol 2009-2015 for Research Assessment in the Netherlands (SEP), the Committee’s tasks were to assess the quality of the institutes and the research programmes on the basis of the information provided by the institutes and through interviews with the management and the research leaders, and to advise how this quality might be improved. Composition of the Committee The composition of the Committee was as follows: 1. Subcommittee for Groningen, Twente, Nijmegen (RUG, UT, RU) • Hilbert von Löhneysen, Universität Karlsruhe (TH), subcommittee chair • Masao Doi, The University of Tokyo • Monika Ritsch-Marte, Medical University of Innsbruck • Friso van der Veen, ETH Zurich • Albrecht Wagner, University of Hamburg 2. Subcommittee for Eindhoven, Amsterdam (TUE, UvA, VU) • Friedrich Wagner, Max-Planck-Institute of Plasma Physics, subcommittee chair • Siegfried Bethke, Max Planck Institut für Physik • Phil Bucksbaum, Stanford University • Paul Chaikin, New York University • Jean-Louis Martin, École Polytechnique • Martin Stutzmann, TU München 3. Subcommittee for Utrecht, Delft, Leiden (UU, TUD, LEI) • Sanjoy Banerjee, City University of New York (CUNY), subcommittee chair • John Brady, California Institute of Technology • Jonathan Richard Ellis, King's College London • Rob Hartman, ASML, Eindhoven. • Jürgen Kurths, Humboldt University of Berlin • Gerhard Rempe, Technical University of Munich • Erio Tosatti, International School for Advanced Studies (SISSA), Trieste. Prof. Friso van der Veen acted as chairman of the Committee. A short profile of the members of the Committee is provided in Appendix 2. QANU / Research Review Physics 2011 9 Roel Bennink of the Bureau of QANU (Quality Assurance Netherlands Universities) was appointed secretary to the Committee, with Barbara van Balen and Trees Graas as co-secretaries. Independence All members of the Committee signed a statement of independence to safeguard that they would assess the quality of the Institutes and research programmes in an unbiased and independent way. Any existing personal or professional relationships between Committee members and programmes under review were reported and discussed in the committee meeting. The Committee concluded that there were no unacceptable relations or dependencies and that there was no specific risk in terms of bias or undue influence. Data provided to the Committee The Committee has received detailed documentation consisting of the following parts: 1. Self-evaluation reports of the units under review, including all the information required by the Standard Evaluation Protocol (SEP), with appendices; 2. Copies of three key publications per research programme; 3. Results of the bibliometric study carried out by the Centre for Science and Technology Studies (CWTS). Procedures followed by the Committee The Committee proceeded according to the Standard Evaluation Protocol (SEP). Prior to the Committee meeting, each programme was assigned to two reviewers, who independently formulated a preliminary assessment. The final assessments are based on the documentation provided by the Institutes, the key publications and the interviews with the management and with the leaders of the programmes. The interviews took place on 28-30 June 2011 on location at the Institutes, in parallel with three subcommittees. On Monday 27 June, the Committee was briefed by QANU about research assessment according to SEP, and the Committee discussed the preliminary assessments. The Committee also agreed upon procedural matters and aspects of the assessment. Also on Monday 27 June, the Institutes presented themselves in a series of presentations, followed by questions from the Committee. On Friday 1 July, after the site visits, the Committee convened in Utrecht to calibrate the scores of the subcommittees and to agree on the main recommendations. In the afternoon a special meeting with the rector magnificus of Utrecht University was organised, to discuss the background of the very recently announced plans for refocusing. The texts for the committee report were finalised through email exchanges. The final version was presented to the faculties for factual corrections and comments. The final report was presented to the boards of the participating universities and was printed after their formal acceptance of the report. The Committee used the rating system of the Standard Evaluation Protocol (SEP). The meaning of the scores is described in Appendix 1. 10 QANU / Research Review Physics 2011 2. GENERAL REMARKS Introduction Physics in the Netherlands is in excellent shape. Bibliometric studies by CWTS show that Physics at Dutch universities is a factor 1.8 above world average as regards both the number of citations per paper and the number of highly cited papers. Physics shares these high scores with Chemistry, and the Netherlands ranks in both disciplines number two among nations worldwide. The Committee saw the international visibility and high quality of Physics fully confirmed in their evaluation. Physics in the Netherlands builds on a long and rich tradition. Physics groups continue to attract young talented scientists and profit from an excellent technical infrastructure. The evaluation encompassed all Physics programmes in the Netherlands, thus enabling comparison between institutes and programmes at different
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