MPC1_20150831_012_0001_F
6 W-123334.001.00 USD B
Documents edites
Procedure SV.14.1082-LL
Ordonnance/lettre MPC du: 04.09.2014
Reponse de: Banque Rietet & Cie SA
du: 24.09.2014
Notes: MPC1 20150831 012 0002 F
02 JUNE 2011
W-123334.001
Account W-123334.001
Credit advice
Amount received USD 250'000.00
Instructing party CHELFORDPROMOTIONSSA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA
Remitter's bank BANK JULIUS BAER AND CO.LTO., ZÜRICH ZÜRICH SWITZERLANO
Credit Valuedate 03.06.2011 USD 250'000.00 Current account W-123334.001.00.USO/USD/Ordinaire Under usual reserve S.E. & 0.
Yours faithfully
Advice without signature
Transaction ref. 153515107 MPC1 20150831 012 0003 F
28 JUNE 2011
W-l23334.00 l
Account W-123334.001
Debit advice
Order date 28.06.2011
Amount USD lO'OOO.OO
Beneficiary SWISS BANKERS PREPAIO SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE
With BERNER KANTONALBANK
Communication Carte no 8032 000 648 059 Chargement carte SBTC No comptabilisation 30081586J54 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00
Debit Value date 28.06.2011 USD ID'100.00 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0.
Yours faithfully
Advice without Signatare
Transaction ref. 155559174 MPC1_20150831_012_0004_F To:U* Unr PrlnUr frtm: 6E*GC prlntout Jun 27 11 iQ:S6a p. t
t. ' •'
K.P. INVESTMENT ADVISORS LTD Telephone: <242) 394-4182. Fax : (242) 394-4183
TO : Fielet & Cie, ßanquiers, Geneve FAX NO:-w» 158 323 18 20
ATTENTION: Patricia Teijido DATE : 27.Jun.20l 1
REF.- 02-11 PAGES: l
Dear Sirs.
A/C123334
Kindly Charge Ihc ncw Swiss Travel Cash of this clicnt with thc amounl of USD 10,000-
Many thanks and best regards.
'.'.a.
Dcstlnatalre(«) Interne Visa 1. OPV-COTAT10N 2615 A U v, l 11 JUIN 2011
ATG2440 F85 11-06-27-15:4« last page MPC1 20150831 012 0005 F
l C S Limited International Corporate Services
POBOXT30 The Compan/s registered hr. 24631 Natwest House, Telephone 01481172 35 SO Le Truehbt. Telefax 014B1-/T18566 St. Peter. Port. Email [email protected] Guemsey, OLASSEMCNT Channelislands-GY.T3HH HAVAWOOD CORP.
Panama RP INVOICENR: 2113643 / AL RE: 17. 02.-2.011 - 17.02.2012 10/06/2011
GENERAL FEES ftS PER OUR AGREEMENTS FOR
Q Incorporatton
(xj Domlcillation
P»Wslon fo'r'director/s
Rre^arlng annual accounts
Q Preparing andfilln gtax-netu m
Q Sekretariat Services
Q Assistanoe-Coordlnation with regards to your
actlvitles and (Iscal mattere for 9ie finandal year
Q Other Services:
Q Liquidation
EXPENSES OF1.QCAL CORRESPÖNDENT IN CONNEGT10N WITH
Taxes
Othei.dütles.
Telephone Q Telex/Telefax V Q Mail Y. 1 0 AVR. 2012 Q Oüier
TOTAL, ALL TAXES INCLUDED FOR PAYMENT: IBAH: LIS9 0880 0000 0343 4140 l e/o Liechtensteinische LandeebärOc 'AO, Vaduz BIG: LILALI2X with refetence: 21136.43 PLBASB KOTE: Whän you effact päymant please indicate a» reference the Lnv<>ice nussber. Our Company raseryas tha right not to consider tba payment valid if you omlt to indieate it. _MPC1_20150831_012_0006_F
l C S Limited International Corporate Services
PO Box. 130 The Companys refllstered nr. ,24631 Natwest House. Telephone 01481 / 72 35 50 Le Tructwt. Telefax 01481/71 65 £6 St Peter Port. Email i.c^.limited(fl>CQ(.oa Ggemsey. Orannel Islands GY1 3HH HAVAWOOD CORP. Cpte Panama RP INVOICENR 2113642 / AL R£: Incorporation
GENERAL FEES AS PER OUR AGREEMENTS FOR 1 gg Incorporalion 1,500.00
Q Darnldllatlon
Q Provision for diractnr/s
Q Preparing annual accounts
Q Prepartriffand filing tax^ratum
Q Secretärial Services Destinataire(s) Inferne Visa 2 GT Q AssIstancerCoordirtation wiöi reganls to ypur y/*i
activiUes and fiscat matters for tha finandal year I VRiui... Z01 aal'Z) Q Other swvices; .1. A Q Liquidation 5. ARCHIVES II
f?!JB-TOTAI US S 1.5&0.00
EXPENSES OF LOCAL CORRESPONDEm IN CONNECTION WTTH
Taxes
OtherduUes
Telephone
Telex/Telefax
Mail 1 o AVR.
Qther
SÜB-TOTAL US$ 0.00 TOTAL. ALL TAXES INCLUDE~D US S 1,500.00 FOR PAYMENT: IBANr LIS9 aeao 0000 0343 4140 l c/o Liechtensteinische Landeabank AG, Vaduz BIC: LILALI2X wlth reCerence: 213.3642 PbBASB NOTE: Wien you effect payoent please tndlcate aa reference the Invoica number. Our oompany reaer.veo the right not to oonalder tha jiaymeot vaiid i£ you oait Cö indlcate it. MPC1 20150831 012 0007 F
22IULY2011
W-123334.001
Account W-123334.001
Debit advice
Order date 20.07.2011
Amount USD SO'000.00
Beneficiary WAYCROFT INVESTMENTS SA
With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 24.44
Debit Value date 22.07.2011 USD SO'024.44 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0.
Yours faithfully
Advice without signature Transactron rel. 158059274 MPC1 20150831 012 0008 F
K.P. INVESTMENT ADV1SORS LTD Telephone : (242) 394-4182, Fax: (242) 3944183
TO : Pictet & Cie, Geneva FAX NO: 00 41 58 323 1820
ATTENTION : Mr. Alberto Gonzalez DATE: 20.07.2011
FROM: KarlHoerkens PAGES: 2
PREFIX: 247-11
DearSirs,
Please execute the followlng instructions for the under mentioned dient: ISgl^lGD
- Complete the SBTC card with USD 10*000.- •. - Transfer USD SffQQO.—as per attached dient's instructions (Reason of the transfer .-.dient wants to diverstfied his assets wfth 2 banks)
If any problem, please feel free to contact us.
Many thanks and klnd regards
DestlnBtaire(s) MPC1 20150831 012 0009 F
22JULY2011
W-123334.001
Account W-123334.001
Debit advice
Order date 19.07.2011
Amount USD SO'000.00
Beneficiary WAYCROFT INVESTMENTS SA
With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 24.44
Debit Value date 22.07.2011 USD SO'024.44 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0.
Yours faithfully
Advice without signature Transaction ref. 158069701 MPC1 20150831 012 0010 F «( Rio de Janeiro, 19/07/2011
- DONNEUR D'ORDRE : t Please transfer
Amount: Usd SO'OOO"
To:
HSBG PRIVATE BANK :(SÜISSE) SA Quai General-Guisan 2 P.O. Box 3580 1211 Geneva SWIFT: BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBANUSD CH7108689050917916637
Cover with eash c/c Usd
Best regards n/ /,/ /»A,
SIGN. V^RIFl^E / O. DELESSERT
Destlnatatre(s) Interne 1951 2, M l \ JUIL 2011 3.V1REMENTS . 4.ARCHMS \y MPC1_20150831_012_0011
A/C 123334 HAVAWOOD ^|T Jörge MOREIRA BARROW to: Alberto GONZALEZ 21.07.201114:40
1 attachment
Havawood order 20.07.2011 .pdf
Dear Mr. Gonzalez,
As per our tel call, please find herewith enclosed the instructions concerning HAVAWOOD.
Manz thanks in advance. Best regards.
Philip Bonnet KP Investment Advisors Ltd MPC1 20150831 012 0012 F
K.P. INVESTMENT ADVISORS LTD Telephone : (242) 3944182, Fax: (242) 394-4183
TO: Fielet & de, Geneva FAX NO :004158 323 1820
ATTENTION : Mr. Alberto Gonzalez DATE: 20.07.2011
FROM: Karl Hoerkens PAGES: 2
PREF1X: 247-11
Dear Sirs, DONNEUR D'ORDRE: Please execute the fodowing (nstructions for the under mentioned dient:
A/C1Z3334 - HAVflyVOOD C o O.P. - Complete the SBTC card with USO lO'OOO.- • Transfer USO 50TJOO.—äs per attached dient's Instructions (Reason of the transfer: dient wants to diversified his assets with 2 banks)
Ifany problern, please feel free to contact us.
Many thanks and kind regards
Vdriftoatten tdlöphenique effectuöe avec
Interlocuteur: jx>>__ __ Fax envoy6 par le Gl sur demande du titulaire du compte. OeftlnaUlre(s) Interne \ Visa Date: Signature: l.OPV-COtATION 2606 l 2t JUIL MPC1_20150831_012_0013_F
Rio de Janeiro, 19/07/2011
Ref: W-123334
Please transfer
Amount: Usd SO'OOO-
To:
HSBC PRIVATE BANK (SUISSE) SA Quai General-Guisan 2 P.O. Box 3580 1211Genevä SWIFT: BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBAN USD CH7108689050917916637
Cover with cash c/c Usd Best regards
SIGN.VERIFIEE/D.AMATO
Vörificatton tölöphonique effectuöe avec Gl: Interlocuteur: Fax envoyö par le Gl sur demande du tiiulaire du compte. Date: ;?J./ 25JULV2011 W-123334.001 Account W-123334.001 Debit advice Order date 25.07.2011 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carle no 8032 000 648 059 ChargementcarteSBTC No comptabilisation 50014105 SBTC fees USD 50.00 SBTC Pictet fees USD 50.00 Debit Value date 25.07.2011 USD IÜ'100.00 Current account W-123334.001.00.USD/USD/Ordinaire S.E.&0. Yoursfaithfully Advice without signature Transaction ref. 158115160 MPC1 20150831 012 0015 F 27 MV 2011 W-123334.001 Account W-123334.001 Credit advice Deposit USD SO'OOO.OO Reference REFUND FROM HSBC PRIVATE BANK (SUISSE) SA, GENEVA REASON: TRANSFER DONE TWICE IN ERROR SORRY FOR INCONVENIENCES CAUSED Credit Valuedate 26.07.2011 USD SO'OOO.OO Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 158420808 MPC1 20150831 012 0016 F Task 1. Reversal (In Progress) Reversal Transfer! Fees - suite ä l'execution ä double d'un transfert (I 2011.0727.154035) Incldent Information Validators GONZALEZ Alberto Description of Visa Reversal Transfert Fees - suite ?f^ „J'execution a double d'un transfert de USD ^—T^ SO'OOO nous remboursons les frais de Tun de transferts pour un total de USO 24.44 Avaloq number Modulo: W BP: 0123334 VIRTS 27 JUIL 2011 Container: 001 Urgency Yes Action already Yes Description of action taken Fonds recus en retour Task Information i Group GE virements: Virements_lnvestigations | Responsible CORO Nathalle (2691) Has been taken in Charge 27.07.2011 16:04 ', End l Comment compensation dient äff 158443303 1. Reversal r, Reference of Incorrect Operation 158059274 Amount of incorrect Operation USD 24.44 Approximate amount of loss/profit 0 Approximate amount of loss/profit in CHF 0 i Loss or profit Neutral • New client number New account number New foreign exchange rate Letter to be writter» to client(s) / third partv(ies) Second part: to be fullfilled by the task actor 1 11. ;Dateof booking^_ _ 27.07.2011 Amount Source currency local currency P&L Impact* Internat account attrlbution number* Org. Unit Code Amount Code Amount 12. 25111013 ( USD 24.44 CHF /Q £ {_ loss ! - ! Perte 3000010.002 000018BM) 1 GERANTS INDEPENDANTS Gerants lndependants\Gerants Indöpendants - Geneve\Gerants /j\/c\ Independants - GeneveVA- Gonzalez Vi/W ' 13. 0 0.00 0.00 MPC1 20150831 012 0017 F (X) i! 14. 0 0.00 0.00 (x) ; 15. 0 0.00 0.00 i ' l 16. 0 0.00 0.00 17. Total 0.00 0.00 L i. History MPC1 20150831 012 0018 F flPCI_2SiSOS3L-012-OOi2JF Röferertce: 9594-22JUL2011 Suspens Esoeces: OOUBLON Creö par: Nathalie CORO (2691) Status: En treitement Depl/SerYtoe: PAS- Traitement TUres 4 Especes/ Creete: 22.07.2011 PAS - Traiiemem Titres & Especes - Destinatalrefo) Especes & Pgflljflnjs Visa Tftre* : DOUBLON Descrtptfon du suspena VIRTS 27 JülL. 20M Resurrte Type de suspens*: • Esptees de Placement O Tiires Q Produite sttucturte Moduto: w Oatevateur: 22.07.2011 N'decompte': Business 0123334 Benque Intertocutrtce*: BLICCHGG Partner Container 001 Dato de Fop&atton : 22.07.2011 Rutetque: 00 N- Montant*: SO'000.00 Descrtptlon Bonjour, Merci de bien vou.oir demander le retour de fonds d'un des deux virements de USD 50'OQO du compte 123334. Les ordres sont 158069701 el 158059274. SVP veuillez nous faxer une copie des deux ordres par fax (1820). Merci d'avance et bonne aprfcs-midi. Sarah CHIAVERI Middle Office Collaborator Gerants mdependants - Genfeve tel. +41 58 323 2838 Traitement du suspens Ctasslflcathm Aretencerla*: 29.07.2011 Reaponsable: CORO Nathalie (2691) Dopt JSetvtce: PAS - Traitement Titres & Especes / PAS - Traitement Titres & Especes - Especes & Paiements Type rfetreur: Humaine Souroa rferreur: MPC1 20150831 012 0019 F O Source interne • Source externe Client CofliQeneio Sutvl Data Heitre Nom Commentalres 22.07.2011 16:01 ncoro FM192ABLICCHGG 25.07.2011 09:03 ncoro FM195 DE BLICCHGG TRN MPS/IF-1663880 (CQNSIDERE NOTRE MT103 COMME NUL ET NON AVENU.) 26.07.2011 11:23 ncoro M.SANTOS CHEZ BUCCHGG ME PROMET DE FAIRE LE RETOUR CEJOUR 27.07.2011 12:24 ncoro RECU LES FDS CHEZ CHASUS33 VAL. 26.07.2011 LES CREDITONS AU CLIENT ÄFF 158420808 AVISE MME HOYOS PAR TELEPHONE © Rietet & Cie 2011. Tous droits reserves. Revlskxis Noms Gates Auteur: Nathalle CORO 22.07.2011 15:59 Htetoriqua: Nathalie CORO 27.07.2011 12:26 Nsthalie CORO 25.07.201109:09 Nathalie CORO 25.07.201109:06 22.07.2011 16:05 22.07.2011 16:00 MPC1 20150831 012 0020 F Order number:|l 58069701 Sttl . fööne Instrted ... OJKAMMER Isabelle *^ BU'i>^*r.?^PtCtW a et« Oidci M«nMNon A Order type: *>[Casntran«ftr(accori ft tonn: J | Externai teferenc« no.: Paymerit method v>|payment i^j Paym«ntcod«:'T'| Mwspaymtnt ffi(~" Tradedate: •|22-JUL-20 PaymentScneme: •)• C'| BlocMngcods: -t>( |%| Seiismcni ^|lSS07SiS3 Valuedaiedeblt ||22-JUL-20V^||ij Medium: •*• Settemenl plan: o|iwiFT-MT103*[ft] Value date credll |f22-JUL- 201 '^ Currancy: O [USD |cj Amount [sräöÖ kitttucVng pvty . — .jl Business Partner ($|l 23334 Ofdertng par*. tfHAVAWOODCORP. M 1PC00033MT g ^ Container ©|l 23334.001 /W-1 23334.001 ZWKCOP1 Monevaecounr ^)[l 23334 001 .OO.USOnjSD/Ordlnalre •' Customer unlgue 10- 123334.001 ^|| ' OrtfererReference: i CodeUne ._._... ., Code llne: Bwwfkltty i DMtkuUonbmk .. - . - .'. . IB*N: |CH71 08689050917916637 Destination Bank BP: (JfTCHSBC PRIVATE BANK (9UISSE) SA OENEVE J%j j AccounVPasspol: i Dest country: 0;|suissa ^ Name: WMCROFTIhrVESTME l-TS SA ! Destination bank l Ta«i (Information): ; i Bank Clearing no : j. • Ow corrmpondenl - .._..- . . — ...... , P J Oui corresportdenl. \J|CCC CmBANK MA NEW YORK A Paymemrer.no.: ' Coirespondenl account Q ^24 9201 6.001 .OO.USDflJSCVCompte Nostro (%] [ l ' - ""•'- - • ' - - , Marktorlearnlng: r J • Bemrf k in y BP Standing «dar • Business Partner: (i| ! Contjaet ij| |%j Position: (I>| i Container (Intemal): (Jl | PartoditrV ..f g Oroup: P , MACC (internaQ. & f |%) First payment date: 2 fik) Deactrvate: r M i CateuMion Hollf. Detail» _ _ . , , , iJBl Feas: J74.44 [S] Exchange rate. ] i**M3l Nolitlcation t [ M Charglng Option. ^ [SHA • Sharing of cr[V. Nel In atc. ctr [sÖT124.44 f'h|| . 8IC contlrmatlon: .J. Payment Prlortv -t1" -Oehfllott -- — -- ' - rOedHU« - Template: >>|paiementti8ncaireoupostai( O MPC1_20150831_012_0021_F frwted'On: 22.072011 15:59:24 From: GVA-VIR To: \\GVA-PRINT\PSAD6E01032_IN RFK: 158075153/M103 TRN: 158075153/M103 Copy Only * Outgoing * ****** Live *' MT: MT103 - Single Customer Credit Transfer Sender: PICTCHGGXXX PICTET ET CIE, GENEVE GENEVA Receiver: BLICCHGGXXX HSBC PRIVATE BANK (SUISSE) S.A. (FO GENEVA FIN /GVAFIN-L /BLICCHGGXXX/11-07-22 10:07:00 Owner: GVA-VIR Internal Priority: Urgent Stage: Post-Xmt Next Activity: Archive Input: MQSERIES /MT-GVA-I /069l X728374 /22.07.201l 10:09:00 (108): 158075153/M103 essage Text :20:Sender's Reference: 158075153/M103 :23B:Bank Operation Code: CRED :32A-.Value Date. Currency Code, Amount: 22-Jul-2011 USD >50,000.' :33B:Currency / Instructed Amount: USD *50,000.* :50F:Ordering Customer (A, K or F): /123334.00l l /HAVAWOOD CORP. 6 /CH /PICTET ET CIE/01PC00033MT ;53A:Sender's Correspondent (A, B or D): CITIUS33 CITIBANK N.A. NEW YORK :54A:Receiver's Correspondent (A, B or D): MRMDUS33 HSBC BANK USA, N.A. NEW YORK :59:Beneficiary Customer (A or no letter): /CH7108689050917916637 WAYCROFT INVESTMENTS SA :71A:Details of Charges: SHA Message History Action User Stage Next Act Date Time Xmt Rslt Net Prio Recipient DelServ ComServ Com SeqS 11-07-22 10:09:00 IOK N MQSERIES WaitSttn Vldtn 11-07-22 10:09:00 VAL FIRCOSOFT GO 11-07-22 10:09:00 Vldtn In-Xmt Xmt 11-07-22 10:09:06 GVAFIN-L 016429 ACK={1:F21PICTCHGGBXXX2689016429)(4:(177:1107221007}{45 11-07-22 10:09:06 GVAFIN-L 016429 ACK=1:0){108:158075153/M103}} 11-07-22 10:09:06 ENV READ TABLE: No distribution after ACK was found in the 11-07-22 10:09:06 ENV ile. 11-07-22 10:09:06 OK N BLICCHGGXXX FIN GVAFIN-L 016429 Message= Post-Xmt Micro-F 11-07-22 10:09:06 OK SW-OK-KO-GVA MQSERIES OKKO-GVA 995620 11-07-22 10:09:06 OK PEM-MICF MQSERIES PEM-MICF 439739 11-07-22 10:30:24 OK GVA-MICF MICFICHE GVA-MICF 001275 End Message Page: l MPC1_20150831_012_0022_F PrintedOn: 22.07.2011 15:59:00 From: GVA-VIR To: \\GVA-PRINT\PSAD6E01032_IN RFK: 158063070/M103 TRN: 158063070/M103 Copy Only * Outgoing * ****** Live ****** MT: MT103 - Single Customer Credit Transfer Sender: PICTCHGGXXX PICTET ET CIE, GENEVE GENEVA Receiver: BLICCHGGXXX HSBC PRIVATE BANK (SUISSE) S.A. (108): 158063070/M103 'ssag! e Text :20:Sender's Reference: 158063070/M103 :23B:Bank Operation Code: CRED :32A-.Value Date, currency Code, Amount: 22-Jul-2011 USD *50,000.* :33B:Currency / InStructed Amount: USD *50,000.* :50F:Ordering Customer (A, K or F) : /123334.00l l /HAVAWOOD CORP. 6 /CH /PICTET ET CIE/01PC00033MT :53A:Sender's Correspondent (A, B or D): CITIUS33 CITIBANK N.A. NEW YORK :54A:Receiver's Cofrespondent (A, B or D) MRMDUS33 HSBC BANK USA, N.A. NEW YORK :59:Beneficiary CuStomer (A or no letter) /CH7108689050917916637 WAYCROFT INVESTMENTS SA :71A:Details of Charges: SHA Message History Action User Stage Next Act Date Time Xmt Rslt Net Prio Recipient DelServ ComServ Com Seq# 11-07-22 09 :08: 30 JOK N MQSERIES WaitSttn Vldtn 11-07-22 09 :08:30 VAL FIRCOSOFT GO 11-07-22 09 :08: 30 Vldtn In-Xmt Xmt 11-07-22 09 :08:36 GVAFIN-L 015852 ACK={1:F21PICTCHGGBXXX2689015852) {4: {177: 1107220907} {45 11-07-22 09 -.08:36 GVAFIN-L 015852 ACK=1:0}{108:158063070/M103}} 11-07-22 09 :08:36 £NV READ TABLE : No distribution after ACK was found in the 11-07-22 09 :08: 36 ENV ile. 11-07-22 09 :08:36 OK N BLICCHGGXXX FIN GVAFIN-L 015852 Message= Post-Xmt Micro-F 11-07-22 09 :08: 36 OK SW-OK-KO-GVA MQSERIES OKKO-GVA 994653 11-07-22 09 :08:37 OK PEM-MICF MQSERIES PEM-MICF 436477 11-07-22 09 :31: 40 OK GVA-MICF MICFICHE GVA-MICF 004618 End Message Page: l MPC1 20150831 012 0023 F From: GVA GVA-VIR1/038775 To: GVA-VIR1 RFK: VINC9594-22JUL11 Printed On: 2011-07-22 16:14:49 Page No: TRN: VINC9594-22JULH * Outgoing * MT: 192 Request for Cancellation Sender: GVA PICTET ET CIE, GENEVE GENEVA Receiver: BLICCHGGXXX HSBC PRIVATE BANK (SUISSE) S.A. (FO GENEVA FIN /GVAFIN-L/BLICCHGGXXX/2689/018924/11-07-22 16:13:00 Owner: GVA-VIR Internal Priority: Normal Stage: Post-Xmt Next Activity: Micro-F Input: TERMINAL/ /OOOO /069754/2011-07-22 16:06:54 :20: Transaction Reference Number: VINC9594-22JUL11 :21: Related Reference: 158075153/M103 :11S:MT and Date of Original Message:103 11-07-22 2689016429 :79: Narrative: KINDLY COULD YOU CONSIDER THIS PAYMENT ORDER AS NULL AND VOID BECAUSE IT'S IN DUPLICATE WITH MT103 TRN 158063070/M103 AND RETURN THE FUNDS BACK UNDER SWIFT ADVICE QUOTING REF VINC9594-22JUL11 REGARDS NCORO :20: Sender's Reference: 158075153/M103 :23B:Bank Operation Code: CRED :32A:InCerbank Settled Amount: 11-07-22 USD *50,000.* :33B:Currency/Instructed Amnt: USD *50,000.* :50F:Ordering Customer: /123334.00l 1/HAVAWOOD CORP. 6/CH/PICTET ET CIE/01PC00033MT :53A:Sender's Correspondent: CITIUS33 CITIBANK N.A. NEW YORK :54A:Receiver's Correspondent: MRMDUS33 HSBC BANK USA, N.A. NEW YORK :59: Beneficiary Customer: /CH7108689050917916637 WAYCROFT INVESTMENTS SA :7lA:Details of Charges: SHA Message 1listory = Action User Stage Next Act Date Time Xmt Rslt Net Prio -Recipient DelServ ComServ Com Seqfl 11-07-22 16:06 :54 New ncoro Pre-Xmt Verify 11-07-22 16:14 :44 Verify chfrey In-Xmt Xmt MPC1 20150831 012 0024 F r .- From: BLICCHGGXXX GVA-VIR2/081665 To: GVA-VIR RFK: 5090127928195IF Printed On: 2011-07-22 17:37:35 Page No: TRN: MPS/IF-1663880 * Incoming * v» ' '. 3 r • • MT: 195 Queries " ' .* Sender: BLICCHGGXXX HSBC PRIVATE BANK (SUISSE) S.A. (FO GENEVA - -• « J Send Ref: 009173/643388/11-07-22 17:34:00 Receiver : PICTCHGGXXX v v a> PICTET ET CIE, GENEVE ,' » ' GENEVA j • ^ . Owner: GVA-VIR t Internal Priority: N ; Stage: Inb-Cmpl Next Activity: Micro-F Input : FIN /GVAFIN-L/2689 /882924./2011-07-22 17 :35:33 MUR (108): 5090127928195IF :20: Transaction Reference Number: MPS/IF-1663880 •' ' :21: Related Reference: •158075153/M103 .. :75: Queries: ÄTTN.: WIRB TRANSFER YR REF:VIN9594-22JUL11 WE HEREBY CONFIRM YOU WE HAVE * CONSIDER YOUR MT103 AS NULL AND VOID. MEANWHILE, IF WE'LL RECEIVE - THE COVER REGARDING THIS AMOUNT :77A:Narrative: WE WILL- RETURN AUTOMATIC THE FUNDS THANKS AND BEST REGARDS OUR REF.PT1/TR-6322130 CASH SUPPORT UNIT,MPS MRS C.TARDY/MR MALELIELSANTOS " ' HSBC PRIVATE BANK SUISSE SA GENEVA :20: 158075153/M103 :32A: 110722USD50000, j u :59: /CH7108689050917916637 WAYCROFT INVESTMENTS SA Message History: Action User '•• Stage Next Act Date Time Xmt Rslt Net Prio Recipient DelServ ComServ Com Seq# 11-07-22 17:35:33 MSG Message was put to manual handling 11-07-22 17:35:33 IOK N ' FIN Inb-Proc' Accept 11-07-22 17:37:34 OW- Previoüs Owner=ADM-MINT; |ll-07-22 17:37:35 Accept fbesanco . ' . Inb-Cmpl Mi'cro-F ' E N D^ M E S S A G 'E - MPC1 20150831 012 0025 F Reconcfflatfon occourtf message datafl 130,311,891 • Basic Info. Refecence nunbec 158371891 D Aging 11372 Tineatamp 27-JUI-2011 05:01:52 \^ Business type Reconcillatlon account nessage detall t\ vj> Ocdec type Reconciliation nessage account statenent -^ Insected by Hessage In Dispatcher ^> Status Check x> Action • Ho Hatcb O Business unlt Pictet 4 Cie 3 Refecence ordec 158371884 Post-It Ho Is calculated ? No Is Backdated ? No Is nlgcation ? Ho Is Revecaed ? No Printed No (& Business Partner CCC JP HORGAU CHASE BAHK HA HEU YORK © Containec -JPHCAHYC.C003 JP HORGAH CHASE BAHK HA "CASH" HEU YORK Position -2492296.003.00.USD/USD/Compte Hostco date 27-3UL-2011 date 26-JUL-2011 Aaount 50,000.00 Tcansactlon type HTR7 Account ounec reC. HH4/TR-6326583 Account Secvlcing Institution's ReCerence 3183000207FC Suppleaentary detalls HSBC PRIVATE BAHK SDISSE SA CH-121 3 Refecence ocdec 1S8371884 t> Post-It MPC1 20150831 012 0026 F Incident Reversal Transfert Fees - suite ä l'execution ä double d'un transfert I 2011.0727.154035 Terminated ••• Workflow Information Initiator Documentor Validator(s) Task Actor(s) HOYOS CARCEDO Maria del Mär (3155) HOYOS CARCEDO GONZALEZ Alberto -> GE Virements: Maria del Mär (3477) Virements_Investigations (3155) (CORO Nathalie) •»• Information Notify by memo (Send for Information) Users already informed T Incident Information and description Date of incident* 22.07.2011 Date of report* 27.07.2011 Booking Date* 27.07.2011 Description of incident* Reversal Transfert Fees - suite ä l'execution ä double d'un transfert de USD SO'OOO nous remboursons les frais de Tun de transferts pour un total de USD 24.44 Incident ref.* I 2011.0727.154035 Geographical locatlon* Geneve MPC1 20150831 012 0027 F Legal entity* Rietet & Cle Person(s) responsible for incident Incident identified by* Internal Information System for client number* AVALOQ Avaloq number W-0123334.001 Incident visible to client Yes Counterparty (brokeretc.) N/A Security number N/A Code / type of incident* (De_Pro) (F = French, E = English) Product / Operation concerned* Fund transfers | Transferts especes Urgency* Yes Action already taken* Yes Description of taken action* Fonds rec,us en retour Corrective action type 1. Reversal Reference of incorrect Operation 158059274 Amount of incorrect Operation USD 24.44 Approximate amount of loss/profit 0.00 Approximate amount of loss/profit in 0.00 local currency New client number New account number MPC1 20150831 012 0028 F New foreign exchange rate External payment requlred External payment expected Letter to be written to client(s) / third party(ies) Letter Status Letter responsible Comment compensatlon Client äff 158443303 Pate of booking* 27.07.2011 Amount attribution Source currency Local currency P&L Impact* Internal account number* Org. Unit Code Amount Code Amount 1. 25111013 (000018BM) USD 24.44 CHF 19.62 Loss ! - ! Perte 3000010.002 GERANTS INDEPENDANTS Gerants Independants\Ge>ants Independants - Geneve\Ge>ants Independants - Geneve\A. Gonzalez 2. () 0.00 0.00 3. 0 0.00 0.00 • 0 0.00 0.00 5. 0 0.00 0.00 Total 0.00 0.00 MPC1 20150831 012 0029 F ^ Corrective actions for specific incident with task attribution Status Responsible (Group and actor) 1. Reversal Completed GE VIREMENTS: VIREMENTS_INVESTIGATIONS Coro Nathalie Report to authorities No Client performance to be rectified No Financial Statement / tax declaration to No be corrected Periodical fees to be corrected No Action (to be taken) to prevent No reoccurence of this type of incident (section F) •* Action (to be) taken to prevent reoccurence of this type of incident •»• Appendix and files Appendix MPC1_20150831_012_0030_F Attached nies •»• General comment on this incident (for role SuperUser only) .story L.Actic>n_ ^ Flow h i story Date • Actor Action 27.07.2011 HOYOSCARCEDO Sent to validator GONZALEZ Alberto 15:59:35 Maria del Mär Sent to all task responsibles 27.07.2011 GONZALEZ Alberto 16:01:53 ~ Task l History _Actiqn.; , : ' . ' . ; ~ -. / . .. _ '.'-;..> • .' ,. '/'- '-. i 27.07.2011 | CORO Nathalie | Responsible —> CORO Nathalie ^27.07.2011 l CORO Nathalie | Has taken Charge —> 27.07.2011 16:04:04 f27.07.2011 l CORO Nathalie | Comment —> compensatlon Client äff 158443303 27.07.2011 | CORO Nathalie | P&L Impact —> Loss i - | Perte MPC1 20150831 012 0031 F $1>C1-201SOS31_012L£031_F •»• © Rietet & Cie 2011. All rights reserved. jthor : Marimar HOYOS 27.07.2011 15:40 History : Alberto GONZALEZ 27.07.2011 16:01 Marimar HOYOS 27.07.2011 15:59 MPC1 20150831 012 0032 F 15 AUGUST 2011 W-123334.001 Account W-123334.001 Credit advice Amount received USD SOO'OOO.OO Instructing party CHELFORDPROMOTIONSSA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTO., ZÜRICH ZÜRICH SWITZERLAND Credit Valuedate 16.08.2011 USD SOO'OOO.OO Gurren! account W-123334.001.00.USO/USD/Ordinaire Under usual resen/e S.E. & 0. Yoursfaithfully Advice without Signatare Transaction ref. 160709361 MPC1 20150831 012 0033 F 29 AUGUST 2011 W-l23334.00 l Account W-123334.001 Debit advice Order date 24.08.2011 Amount USD lOO'OOO.OO Beneficiary WAYCROFT INVESTMENTS SA With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 24.67 Debit Value date 29.08.2011 USD IOQ'024.67 CurrentaccountW-123334.001.00.USO/USD/Otdinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 162079923 MPC1 20150831 012 0034 F Rio de Janeiro, 24/08/2011 Ref: W-123334.ooJ Please transfer Amount: Usd lOO'OOO- To: HSBC PRIVATE BANK (SUISSE) SA Quai General-Guisan 2 P.O. Box 3580 1211 Geneva SWIFT: BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBAN USD CH7108689050917916637 Cover with cash c/c Usd Best regards InterneVls8_ Destlnataj 1.0PV-COTATION MC MPC1_20150831_012_0035_F To:L«M LMT Printer Pro*: GEMC Tut:\lur Prlntait Rüg 26 11 12:03p Rio de Janeiro, 24/08/2011 Ref: W-123334 Please transfer Amount: Usd lOO'OOO- Destlnataire(s) To: HSBC PRIVATE BANK (SUISSE) SA Quai General-Guisan 2 2 9 AOÜT 2U11 P.O. Box 3580 1211 Geneva SWIFT: BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBANUSD CH7108689050917916637 Cover with cash c/c Usd Best regards DONNEUR D'ORDRE tffectuee avec ^- Gl: Interlocuteur: Fax envoye pa demande du Signature: ATG7218 F83 11-08-26-16:« last poge 2 MPC1_20150831_012_0036_F . lo.\JH UMT PrinUr frtm: GEtBC ftf.Oatr Prtntout •>flu'6''26 11 12:03p K.P. INVESTMENT ADVISORS LTD Telephone : (242) 39*4182. Fax : (242) 394-4183 TO : fielet & Cie Banquiers, Genevc FAX NO: +41583231820 ATTKNTION : Patricia Teijido DATE: 26.08.2011 FROM: PAGES: 2 PREFIX : B03-11 Dear Sirs. A/C123334 Please execute the following transactions: l)Usd 100'000-bond Brasken coupon 5.75% malurity 4/15/2021 limitedat 100.50% (Please confirm via cmail execulion pricc) 2) Usd lOO'OOO- bond Gerdau coupon 5,75% maturiry 1/30/2021 limii confirm via email execulion price) . 3) Please, make the following transfer (order signed by client is attached): /-UJQI] Montanl: Usd lOO'OOO- To: HSBC Private Bank (Suisse) SA Quai General-Guisan 2 P.O Box 3580 1211 Geneva Swift: BLICCHGG Beneficiary: Waycroft Investments SA Iban: Cl 17108689050917916637 Raison Iransfcr: The Client wants to have a diversification - Share bis portfolio in 2 banks. Many thanks and kind regards, dfiwß»# '^ Destinatalro(s) Interne Visa fjf 1 . G$ranls independonls o *U \ 2. V 2 9 AQUT 2011 3. Classement \ \ AIG7318 F83 11-08-26-16:44 MPC1_20150831_012_0037_F RE: Jörge Moreira to:'Patricia TEIJIDO' 26.08.201118:11 "Jörge Moreira" Estlmada Patricia Please change the Instruction: - Usd 200'OQO- bond Brasken coupon 5,75% maturity 4/15/2021 limited at 100,50% (USG1315RAD38) - Please let me know about execution or the market price.... Minimum amount for this bond is Usd 200'000- Thanks in advance for all your assistance, Jörge From: Patricia TELJIDO [mailto:[email protected]] Sent: Friday, August 26, 201111:09 AM To: Jörge Moreira Subject: IS!N Hola Jörge, Te paso los nümeros ISIN que he encontrado, gracias de confirmarme que son los correctos. USG1315RAD38 USG3925DAA84 Buen fin de semana. Saludos. Patricia TEIJIDO Relationship manager G6rants Independants - Geneve tel.-H41 58323377t Pictet & Cie, Banquiers Tel. +41 (0)58 323 2323 60, route des Acacias Fax +41 (0)58 323 2324 CH-1211 GENEVE 73 http://www.pictet.com/ This document should only be read by those persons to whom it is addressed and is not intended to be relied upon by any person without subsequent written confirmation of its contents. If you MPC1_20150831_012_0038_F RE: ISIN Jörge Moreira to:'Patricia TEIJIDO' 29.08.201116:24 Attention:Ce message provfent de l'exterteur du Graupe PicteL Faire /•\ S'll oossede un caractere bancalre. veuillez le traiter de la mfime maniere qu'un Fax ou sulvre une letlre entrante, conformement a la directive interne D-36 Internet - Messagerle - Telefax. Hola Patricia Luego del huracän, estamos teniendo problemas de comunicaciön vfa telefönica en la isla. Favor no mantener la compra de Gerdau. Gracias y cordiales saludos, Jörge From: Patricia TEIJIDO [mailto:[email protected]] Sent: Monday, August 29, 2011 9:05 AM To: Jörge Moreira Subject: RE: ISIN Hola Jörge, He intentado llamarte pero siempre caigo en un mensaje grabado. Lo que queria pedirte es si tengo que mantener la compra de USD 100'000 de Gerdau y si el ISIN USG3925DAA84 es el correcto. Te informo tambien que la compra de USD 200'000 de Brasken se hizo a 99.89. Espero tu respuesta. Muchas gracias. Saludos. Patricia TEIJIDO Relationship manager Gerants Independants - Geneve tel. -»-41 58 323 3771 From: 'Jörge Moreira' To: "Patricia TEIJIDO" K.P. INVESTMENT ADVISORS LTD Telephone : (242) 394-4182, Fax : (242) 394-4183 TO : Pictei & Cie Banquiers, Geneve FAX NO: +41583231820 ATTENTION: Patricia Tcijido DATE : 26.08.2011 FROM. PAGES: 1 PREFIX: 804-11 Oear Sirs, Plcasc pujchasc l1100- Adrs Petrolco Brasiteiro (US7I654V4086) limited at Usd 26.90 - unlil 30.09.2011 Many thanks and kind regards, ,1 nestinataire(s) Interne _———^ I.G&anlsindöpendants 2. •i ii •• 2 6 AOUT 2011 ATC7254 F83 11-08-26-17:04 last page 1 MPC1 20150831 012 0040 F 15 SEPTEMBER 2011 W-123334.001 Account W-123334.001 Debit advice Order date 15.09.2011 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carteno 8032 000 648 059 Chargement carte SBTC No comptabilisation 50055100 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00 Debit Value date 16.09.2011 USD 10'100.00 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 163908288 MPC1_20150831_012_0041_F To:U* LM>r Printer frtm: 6EHCC Fu:Uur Pr l n taut Sep 13 l l 12: 12p w - \: K.P. INVESTMENT ADV1SORS LTD Telephone : (242) 394-4182, Fax : (242) 394-4183 TO : Fielet & Cie Banquiers, Gcneve FAX NO: +41583231820 ATTENT1ON : Pairicia Tcijido DATE : 13.09.2011 FROM: PAGES: l PREFIX: B05-11 Dcar Sirs. UJ - A/C123334 Kindly incrcase Ihe Swiss Travel Cash of the client up to USD lO'OOO.— Dest(nataire(s| Interne Visa Many thanks and kind regards, l- OPV-COTAT10N 2606 ,1 ATG8947 F83 11-09-13-16:51 last page t MPC1 20150831 012 0042 F 23 SEPTEMBER 2011 W-123334.001 Account W-123334.001 Credit advice Amount received USD SOO'000.00 Instructing party CHELFORDPROMOTIONSSA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTD., ZÜRICH ZÜRICH SWITZERLANO Credit Valuedate 26.09.2011 USD 500'ÜOO.OO Current account W-123334.001.00.USO/USD/Ordinaire Under usual reserve S.E. & 0. Yours faithfully Advice without signature Transaction ref. 165259109 MPC1 20150831 012 0043 F 28 SEPTEMBER 2011 W-123334.001 Account W-123334.001 Debit advice Order date 27.09.2011 Amount USD lOO'OOO.OO Beneficiary WAYCROFT INVESTMENTS SA With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 22.38 Debit Value date 28.09.2011 USD 100'022.38 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaclion rel. 165833453 MPC1_20150831_012_0044_F IO:UM LAUT prinur Fro»; GEMX Fu:UMT Prlntout j Sep _C7 11 ll:40a Rio de Janeiro, 27/09/11 Please transfer Destlnatalre(s) Interne r vls» Amount: Usd lOO'OOO- To: HSBC PRIVATE BANK (SUISSE) SA Quai Gen6ral-Guisan 2 P.O. Box 3580 1211 Geneva SWIFT: BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBANUSD CH7108689050917916637 IK/2683 Cover with cash c/c Usd Best regards ., '11 SEP 2815:41:05 Fax envoye pae Gsur demande du Signatare: ATG9124 F83 11-09-27-17:40 last page 2 MPC1 20150831 012 0045 F ORIGINAL CONFIRMATION Rio de Janeiro, 27/09/11 Ref: W-123334-CXi) LOPV-COTATION 12952 l MC l 3T 1 2 -Od. 2011 Please transfer Amount: Usd lOO'OOO- To: HSBC PRIVATE BANK (SUISSE) SA Quai General-Guisan 2 P.O. Box 3580 1211 Geneva SWIFT: BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBAN USD CH7108689050917916637 Cover with cash c/c Usd Best regards . u MPC1 20150831 012 0046 F 060CTOBER2011 W-l23334.00 l Account W-123334.001 Debit advice Order date 19.07.2011 Amount CHF 632.00 Beneficiary KP INVESTMENT ADVISORS LTD CHFACCOUNT With PICTET BANK AND TRUST LIMITED NASSAU BAHAMAS Communication MANAGEMENT FEES 2ND SEMESTER 2011 Exchange rate (USD/CHF): 0.911969 Debit Value date 06.10.2011 USD 693.01 Current account W-123334.001.00.USD/USO/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 166852137 MPC1 20150831 012 0047 F K.P. INVESTMENT AOVISORS LTD Telephone : (242) 394-4182. Fox: (242) 394-4183 PAYMENT INSTRUCTIONS TO : Rietet & Cie, Geneva FAX NO. : 00 41 68 323 2324 ATTENTION : Alberto.Gönzales FROM . : PREFIX : 241-11 DATE : 7/19/2011 Please debft tfie followtng.accounts Accounts • Aeet Nbr Management Fees 2011 2nd Semester 423135 -€HF- 123334 HAVAWOOO 123334 CHF 632.00 ToteJ: CHF O - and credü our accoum, Nbr 189909 KP Investment Advlsors Ltd (CHF) with Pictet Bank & Trust Nassau. Bahamas under reference Management fee 2nd Semester BÖPdre re?u par e-mail" Many tnanks and best reganJs ddünf]fniQtlon tö!6phonique obligatoi ee:OQ:OT 9100 SICH. V£RIFI£E / p. CHANOT V MPC1_20150831_012_0048_F • w:i*w« L4MT trinur FroB: 6EAOC F«:UMr Pr Intaut •t: 11-09-77-17:40 Ooc:630 • Siep «7111 l:40a K.P. INVESTMENT ADVISORS LTD Telephone : (242) 394-4182, Fax : (242) 394-4183 TO : Pictct & Cic Banquiers, Geneve FAX NO: +41 58 323 18 20 ATTENTION: Patricia Teijido DATE: 23.09.2011 FROM : PAGE5: V PREFIX: B10-11 Dcar Sirs. A/C123334 Plcasc, make thc following transfer (order attached): Amount: Vsd JOO'OOO- To: HSBC Private Bank (Suisse) SA Quai General-Guisan 2 P.O Box 3580 1211 Geneva Swift: BLICCHGG Bcncfkiary: Waycroft Investments SA Iban: CH71086890509I79I6637 Raison transfer: The client wants to have a diversifcalion - Share bis portfolio in 2 banks. Many thanks and kind regarjj n S1GN. /P. CHANOT ATG9124 F83 11-09-27-17:40 page 1 MPC1_20150831_012_0049_F To:LM4 UMT frintmr frt»: GEMZ Fu-.Otw IVIntaut «t:11-09-27-16:41 DoC:46l Ptgm.OOl Sep 27 l l 12:OSp K.P. INVESTMENT ADVISORS LTD Telephone: (242) 394-4182. Fax: (242) 394-4183 TO : Pictet & Cie Banquiers. Geneve FAX NO: +41 58 323 18 20 ATTENTTON: Patricia Teijido DATE: 23.09.2011 PROM : PAGES: l PREFIX: B09-1I Dcar Sirs, A/C123334 Plcasc purchase: J,Usd 200'000- bond Itau coupon 5,75% maturity 1/22/2021 (l 1772681) at limited priceof .50%until04Oct20ll. - Usd 200'OCO- bond Banco do Brasil coupon 5,875% maturity 01/26/2022 (l 3077386) at limiled price of 96% uniil 04Oct2011. / Your kind confirmotion ofihe market and execulion prices will be appreciaied. Many thanks and kind regards. ofdrox . 161. ftJOfQicO. Destinataire(s) Interne 1. Ggrants indäpendanls 2. 2 7 SEP. 2011 I808E es!A ATG8987 F83 11-09-27-16:41 last page 1 MPC1_20150831_012_0050_F To:U* LIMT Printer from: GEMJC Ftx-.Uitr Prlntout •t: 11-07-28-16:44 Ooc.809 P«g«:001 Sep 28 11 10:46a K.P. INVESTMENT AOVISORS LTD Telephone : (242) 39*4182, Fax : (242) 394-4183 TO: Pictet & Cie Banquiers, Gencvc FAX NO: +41583231820 ATTENTION: Patricia Teijido DATE: 28.09.2011 FROM: PAGES: l PREF1X: BIM l PtEASE P1SREGARP PREVIOUSIKTRUCTIO N WTTH REf B09-11 New Instniction: DcarSirs, (O.IO.H A/C 123334 Plcase purchase: ^> - Usd 200'000- bond Ilau coupon 5.75% maturity 1/22/2021 et 97% (l 1772681) - Validl Your kind conflrmalion of execution will bc apprccialcd. 5i7S J l r\ OQ C\ JLXItl LJt, A- l- |- i, ^ Many thanks and kind regards, D PSjte. Destinatarre(s) Interne Vfea ATG0007 F83 11-09-28-16:46 last pagc 1 MPC1_20150831_012_0051_F 10:L»« L4ur prinur trat: GEtCC F«x:UMT Pr Int out •1:11-10-07-13:31 Doc:763 Oct 07 l l 09:33« K.P. INVESTMENT ADVISORS LTD Telephone : (242) 394-4182, Fax : (242) 394-41» TO : Fielet & Cie Banquicrs, Gcneve FAX NO: +41583231820 ATTENTION: Patricia Teijido DATE: 07.10.2011 FROM: PAGES: l PREFIX: BI2-II Dear Sirs, A/C 123334 Please purchasc: - Usd 200'000- bond llau coupon 5,75% maturity 1/22/2021 at 97% (l 1772681) - Valid monlh. Your kind confirmation of execution will be apprcciated. Many thanks and kind regards, Destinataire(s) Interne 1. G6ranis indäpenrfants Sfii 2. DJOf(Ur(X / 0 7 OCT. 2011 3. Classement - ATG6795 F83 11-10-07-15:31 last page 1 MPC1 20150831 012 0052 F 190CTOBER2011 W-123334.001 Account W-123334.001 Debit advice Order date 19.10.2011 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carte no 8032 000 648 059 Chargement carte SBTC No comptabilisation 50080805 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00 Debit Value date 19.10.2011 USD 10MOO.OO Current account W-123334.001.00.USO/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction lel. 167979285 MPC1_20150831_012_0053_F TO:UW L*nr Pl-lnt«r from: 6EAOC Fu-.Ufev Pr l n taut Oct 10 11 01:04p 00/1 K.P. INVESTMENT ADVISORS LTD Telephone : (242) 394-4182, Fax : (242) 394-4183 TO : Pictet & Cie Banquiers, Gcneve FAX NO : +41 58 323 18 20 ATTENTION: Palricia Teijido DATE: 10.10.2011 FROM : PAGES: 1 PKEFIX: 813-11 DearSirs. A/C123334 Kindly increasc the Swiss Travel Cash of the dient up to USD 10.000.- Many lhanks and kind rega / O. DELtSSFJCr DestJnataire(s) *A 11 OCT. 2011 l / «.'O.W - luu Ö?> AfGSOIÖ f83 11-10-10-19:02 (äst page 1 MPC1_201 50831_01 2_0054_F Rio de Janeiro, 17/10/2011 Par la presente je demande que PICTET SA complet le montant de Usd lO'OOO- sur ma Swiss Travel Cash en faisant la recharge de ma carte. En vous remerciant de votre comprehension Mes salutations distinguees SIGN. VERlHäE / M. SILVERIO MPC1 20150831 012 0055 F Rio de Janeiro, 17/10/2011 Ref: W-123334 r QQ \ Par la presente je demande que PICTET SA complet le montant de Usd lO'OOO- sur ma Swiss Travel Cash en faisant la recharge de ma carte. En vous remerciänt de votre comprehension Mes salutatiöns distlnguees Destinatairets) Interne Visa l.OPV-COT/mON 1955 "4 7 OCT, 2011 3.ARCHIVES ,r> Ov MPC1 20150831 012 0056 F o QQJ~ omoul Rio de Janeiro, 17/10/2011 rr;-; Ref; \AM23334 - Par la pr-esehtö je äütorise que la söciete KP Investment Adyisörs LTD püisse fBife la demande de rechärge de rtia carte Swfes Trave! En vous remercjant de votre comprehensign Mes sälutatiönis distingtieejs SIGN. VERJPlEt / M. StLVbKtO jtesttnatetrei :C(, MPC1 20150831 012 0057 F 200CTOBER2011 W-123334.001 Account W-123334.001 Debit advice Order date 19.10.2011 Amount USD 50'QOO.OO Beneficiary WAYCROFT INVESTMENTS SA With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 22.24 Debit Value date 20.10.2011 USD SO'022.24 Current account W-123334.001.00.USD/USO/Ordinaire S.E. & 0. Yours faithfully Advice withoirt signature Ttansaclion ref. 168215335 MPC1 20150831 012 0058 F 123334 Jörge MOREIRA BARROW to: 19.10.2011 16:13 From: "Jörge MOREIRA BARROW* scan0004.pdf Dear Sarah, Patricia: Please, make the following transfer (order attached): Amount: Usd 50*000- To: HSBC Private Bank (.Suisse) SA Quai General-Guisan 2 P..O Box 3580 12.11 Geneva Swift: BLICCHGG Beneficiary-: Waycroft Investments SA Iban.: CHT1Ö86890509179.16637 Raison transfer: The dient wants to have a diversification - Share his portfolio in 2 banks. Original letter; is being mailed today. Thanks in advance, Jörge MPC1 20150831 012 0059 F Rio d.e Janeiro, 1J/1Ö/2011 Ref-i \AM.23334. ^ Pestlnatalrefs); Interne Visa 1955 Plea.se tränsfer ...... Amöu.nt:: Us-d SD'ÖOO- •'•" T-p: ". . . ' 3.ÄRCHIÖES-' HSBC PRIVATE BANK (SUISSE)'SA Quai General-Guisän 2 '" .' - 1211 Gehpva . . .. : SWIFT: BÜCCHGGl: ,: ; •.-... Benetery:: WY^ROFT INVESTMENTS;.SA IBANUSD . CH71086890.509179166:37 Cover witfi cash G/C Usd Best r0.g.a:rds : A- MPC1 20150831 012 0060 F Rio de Janeiro, 19/10/2011 "Ordre regu par e-mail" ^ r--. "Confirmation tölöphonique obligatoire Destlnatalre(s) Interne , Visa Ref: W-123 3 34 Please trarvsfer Affiourit: Usd 50'000- Tp; HSBC PRIVATE BANK (SUISSE) SA Qual Gen^ral-Guisan 2 P.CX Box 3580 1211 Geneva SWIFT:. BLICCHQG Beneficiary: WAYCRÖFT INVESTMENTS SA IBAN USD CH710:86890509t7916637 Gover with cash c/c Usd Bestregards SlGN.VfcRIFieE/MC.SOTO MPC1 20150831 012 0061 F Instruction 812-11 Jörge Moreira to: 'Patricia TEIJIDO' 13.10.201120:16 Cc: "Sarah CHIAVERI". "Nicky Knowles' From: 'Jörge Moreira* Dear Patricia, Re. A/C 123334 Please proceed to cancel the instruction referenced above (re. purchase of USD200.000.- Itau coupon 5,75% at 97%). Thanksand regards, Jörge Odra aaoa Destinataire(s) mterne 1.G6rantsind6pendanls 2. 14 OCT. 2011 MPC1 20150831 012 0062 F 2l NOVEMBER 2011 W-123334.001 Account W-123334.001 Debit advice Order date 2l.11.2011 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carte no 8032 000 648 059 ChargementcarteSBTC No comptabilisation 50105035 SBTC fees USD 50.1 SBTC Rietet fees USD 50.1 Debit Valuedate21.11.2011 USD lO'IOO.OO Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 171116244 MPC1 20150831 012 0063 F fiFSI-201SOS31. 0 vl K.P. INVESTMENT ADVISORS LTD Telephone : (242) 3944182, Fax: (242) 394-4183 TO: Fielet & Cie Banqxüers, Goieve FAX NO : + 4158 323 18 20 ÄTTENTION: Patricia Tdjido DATE: 18.11.2011 FROM: PAGES: l PREFIX: B15-11 Dear Patricia, oo- ooo CS9 A/C 123334 . Kindly increase the Swiss Travel Cash of the clientup to ÜSDl'0,000.- Many thanks and kind regards. "Ordre regu par e-mail" "Conflrmation telephonique obligatoire" Destinataira(s Visa 1. OPV-COTA710I SOTO 18 NOV. 2011 MPC1 20150831 012 0064 F 123334 Jörge MOREIRA BARROW to: Patricia TEIJIDO 18.11.2011 16:13 Cc: "Sarah CHIAVERI' From: "Jörge MOREIRA BARROW 123334.pdf Dear Patricia Please see attached instruction regarding the above referenced account. Many thanks, Jörge MPC1 20150831 012 0065 F 180CTOBER2011 W-123334.001 Account W-123334.001 Credit advice Amount received USD 250'000.00 Instructing party CHELFORDPROMOTIONSSA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTO., ZÜRICH ZÜRICH SWITZERLAND Credit Valuedate 19.10.2011 USD 250'000.00 Current account W-123334.001.00.USO/USO/Ordinaire Undet usual reserve S.E. & 0. Yours faithfully Advice without signature Iransaclion rel 167951410 MPC1 20150831 012 0066 F 13F-T1 ?01EQ83I^012-OOSS-F r * Destinatafre(s) Interne Visa 1. Gferants Inttependants 2. 2 0 OCT, 2011 Ordre de bourse Instruction telephonique 3. Classement Business Partner : .JJÜ " Heure : Personne de contact : ....i A/V Quantite Devise Titre Limite Nod'ordre A 200CDO uso 8^CD TK)U S?G"l / (£8230258 ^QÄV oooc 'Jd^rox)^ • ' ^ .^ f. 1 Q 98 , S0 l MPC1 20150831 012 0067 F To:UM Laser Printer F K.P. INVESTMENT ADVISÖRiS DtT " Telephone : (242) 394-4182, Fax: (242) 394-4183 TO : Pictei & Cie Banquiers, Geneve FAX NO: -1-41 58 323 18 20 ATTENT1ON: Sarah Chiaveri DATE: 20.10.2011 FROM: PAGES: l PREFIX: B14-11 Dear Sarah, A/C123334 Confirmadon Please purchase: - Usd ZOO'OOO- bond Itau coupon 5,75% maturity 1/22/2021 at 98,5% (l 1772681) Many thanks and kind regards, .•1 ATG5242 F83 11-10-20-16:51 last pnge 1 MPC1 20150831 012 0068 F 29 NOVEMBER 2011 W- l 23334.00 l Account W-123334.001 Credit advice Amount received USD SOO'OOO.OO Instructing party CHELFORD PROMOTIONS SA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTD., ZÜRICH ZÜRICH SWITZERLAND Credit Valuedate 30.11.2011 USD SOO'OOO.OO Current account W-123334.001.00.USO/USO/Ordinaire Under usual reserve S.E. & 0. Yours faithfully Advice without signature Transaction ref. 172039604 MPC1 20150831 012 0069 F Rio de Janeiro, 01.12.2011 ' .Interne. Visa Ref:W-123334-OpV .t. OPV-COTAÜON 0 2 DEC. 2011 Please transfer 3. VIREMENTS Ampiint: Usd 100'OQO- 4. ARCHIVES To: IK /2683 U HSBC PRIVATE BANK (SUISSE) SA Quai General-Guisan 2 P.O. Bpx 3580 'II DEC 515:22:58 1211 Genevä SWIFT: BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBAN USD CH7108689050917916637 V6rificati honique eftectu6e avec Cover with cash G/C Usd Interlocuteur: v Best, regards Fax envoy6 parleSTsür demande du trtulaire du cpmpte. Date: . Heurej. Signaturen »N SlGN. VERIFIEE / MC. SOTO MPC1 20150831 012 0070 F '" BPd_281SOg31_J}12_0070_F 123334 Jörge MOREIRA BARROW to: Patricia TEIJIDO 02.12.201116:39 Cc 'Sarah CHIAVERI' From: "Jörge MOREIRA BARROW Dear Patricia, Please make the following transfer (order attached): Amount: Usd 100'000- To: HSBC Private Bank (Suisse) SA Quai General-Guisan 2 P.O Box 3580 1211 Geneva Swift: BLICCHGG Beneficiary: Waycroft Investments SA Iban: CH7108689050917916637 Raison transfer: The client wants to have a diversification - Share bis portfolio in 2 banks. Original letter by is being sent today. Best regards, Jörge MPC1 20150831 012 0071 F 05DECEMBER2011 W- l 23334.00 l Account W-123334.001 Debit advice Order date 01.12.2011 Amount USD lOO'OOO.OO Beneficiary WAYCROFT INVESTMENTS SA With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 21.77 Debit Value date 05.12.2011 USD IOÜ'021.77 Current account W-123334.00hOO.USD/USO/0(dinaire S.E. & 0. Yoursfaithfully Advice without Signatare Transaction ref. 172670094 MPC1 20150831 012 0072 F Ajout/Suppression de compte pour apporteur d'affaires Date de la demande : 07.12.2011 par : COURY SUAREZ Yolanda (3644) <• Ajout de container(s) C Suppression de container(s) Nom de l'apporteur jStetson Business SA Compte de fonctionnement apporteur | 0012284 | (BP) Modification valable des le 01.11.2011 No(s) de Container ä ajouter Date d'ouverture Döcision Date d'ouverture Decision duCONT duCONT |w|| 0123334 || 001 15.04.2011 | |o 012313S 001 08.04.2011 0 | L || 0123834 || 001 22.07.2011 | |o DE 1 II II || DE 1 II II II DE 1 1 II 1 II DE 1 II II 1 II DI ir~l No(s) de Container ä supprimer , II II 1 II 1 1 II 1 1 II II 1 II 1 1 II II 1 II 1 MPC1 20150831 012 0073 F Ajout/Suppression de compte pour apporteur d'affaires Date de la demande : 07.12.2011 par : COURY SUAREZ Yolanda (3644) Historique des commentaires Veronique 12.12.2011 11:00 Les Containers sont rattacnes COURY SUAREZ Yolanda 07.12.2011 16:27 Selon accord entre M. Pestalozzi et M. Lambiel MPC1_20150831_012_0074_F Audit Trail Task Name Assigned To Completed By Action Name Action Date Ajout, suppr comptes apporteurs tfaffaires COURY SUAREZ Yolanda COURY SUAREZ Yolanda Faire survre / Submit 2011/12/07 1627:28 Valvation de lademande/Requestvalidation gva_Apporteur GP KOPPJerime Accepter/Aceept 2011/12/0716:50:21 ModificalionfidiiefdienVMcxlifyajstomerfile RelafexisGP EGGER Yannidi Faire suiwe / Submil 2011/12/0810:17:50 Validaüon 4 yeux RelaDons GP 4 yeux PUGUESE-OUBACH Chantal Faire sulvre / Submit 2011/12/1209:54:41 ntröe du code societö / Ctiecfc sooety code gva_Tartls Retrocessions HINNI Veronique Faire suivre / Submit 2011/12/1211:00:58 MPC1 20150831 012 0075 F 21DECEMBER20I1 W-123334.001 Account W-123334.001 Debit advice Order date 21.12.2011 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carle no 8032 000 648 059 ChargementcarteSBTC No comptabilisation 50130037 SBTC fees USD 50.00 SBTC Pictet fees USD 50.00 Debit Value date 22.12.2011 USD 10'100.00 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 174875114 MPC1 20150831 012 0076 F 123334 Bemardo Freiburghaus to: Yolanda COURY SUAREZ 21.12.2011 13:53 CLASSEMENT Cpte Cc: Andre PESTALOZZI, Valeria Show Details Attention: Ce message provient de l'exterieur du Groupe Pictet. S'il possede un caractere bancaire, veuillez le traiter de la meme maniere qu'un Fax ou une lettre entrante, conformement ä la directive interne D-36 Internet - Messagerie - Telefax. Faire suivre Bom dia Yolanda, Por favor completer a soma de Usd lO'OOO- na Swiss Travel Cash desse diente. Agradecendo pela ajuda 8032 CCO Abra?os Avaloq fait Bernardo y^ ' v f^~,.r,,/^ Pestlnatalre l ] DEC. 2011 file://C:\Documents and Settings\ycx)ury\Local Settings\Temp\notesFEA9FA\~web76... 21.12.2011 _MPC1_20150831_012_0077_F ,. CLASSEMENT CLASSEMENT CLASSEMENT ° Cpte Cpte ^ rBradesco Valeriä- to: •Yolanda COURY SUAREZ1, Bernardo Freiburghaus 06.01.2012 14:48 CLASSEMENT Show Details r Attention: Ce message provient de I'exterieur du Groupe Pictet. S'il possede un caractere bancaire, veuillez le traiter de la meme maniere qu'un Fax ou une lettre entrante, conformement ä la directive interne D-36 Internet - Messagerie - Telefax. Faire suivre Yolanda, Segue abaixo a alocagäo por diente dos $ 1.3 M: PM 0021: 200k 123135/Magnum: 500k V 123834/Dropjack: 400k v/ AI*'» 123334/Havawood: 200k t/ AvalOO T3lt Obrigada, Valeiia Y.Coun//3644 From: Yolanda COURY SUAREZ [rMlto:[email protected]] 0 6 JAN. 7017 Senfc Friday, January 06,2012 8:16 AM To: Bemardo Freiburghaus; Valerfa Pestinatairef«) Subject: Bradesco Jntefne Visa Bom dia, Nos deram $ 1.3 M ä 100%. Aguardo instruijöes para distribuifäo. Obrigada, Yolanda Pictet & cie, Banquiers Tel. +41 {0)58 323 2323 60, route des Acacias Fax +41 (0)58 323 2324 CH-1211 GENEVE 73 http: / /www.. pictet. com/ This document should only be read by those persons to whom i t i s addressed and is not intended to be relied upon by any person without subseguent written confinnation of its Contents. If you hav.e received this e-mail message in error, please destroy it and delete it from your Computer. Any form of reproduction, dissemination, copying, disclosure, modification, distribution and/or publication of this E-mail message is strictly prohibited. file://C:\Documents and Settings\ycoury\Local Settings\Temp\notesFEA9FA\~webl2... 06.01.2012 MPC1 20150831 012 0078 F 23JANUARY2012 W-123334.001 Account W-123334.001 Debit advice Order date 23.01.2012 Amount CHF 250.00 Beneficiary Fidinam (Geneve) SA With UBSAG Communication Ref.: 449024/1115125 Exchange rate (USD/CHF): 0.918470 Debit Value date 23.01.2012 USD 272.19 Current account W-123334.001.00.USD/USO/Oidinaire S.E. & 0. Yours faithfully Advice without signature Transaction ret. 178775638 MPC1 20150831 012 0079 F Fidinam CLASSEMENT HAVAWOOD CORP. FIDINAM. (GENE VE): S.A. MMG Tower, 2nd Floor 53, avenue Blanc East 53rd Street, Urb. Marbella Case postale 27 P.O. Box 6 1211 Geneye'21. 1014 El Dorado-Pänama City T61'. 022 705 11 30 PANAMA Telefax 022 329 51 6l E-mail: [email protected] TVA N« 251069 .Reference: OA/sm -449024 Gen6ye, le 30 D6cembre 2011 CT' Facture:N°1115125 Signature; de docurnents d'ouverture de cpmpte (y compris frais d'expedition) 250/OOCHF Avaloqfait Interne Visa 1. OPV-COTATIOM 2971 GT t l k JAN. 2012 Montaninet 250.00 CHF 3. 8.0% TVA O.OOGHF 4. 5. ARCH1VES 1 iiü lilll* s $i"PP MontantTTG 250.00 CHF Y Cy Möntant ä payer sur riotire compte bancaire suiyant: ' v f>ii irv/ UBS S.A.. Case pgsta.le 2.770. 1211 Geneye 2 ' Swift UBSWCHZH8ÖA 2 3 JAN 701? Compte N": 279-C0599947.0 - IBAN: CH02 0027 9279 C059 9947 0 äu .norri de: Fidinam (Geneve) SA R6f: 449024/11 15125 Membre de l'Ühion Suisse des Fidudaires STVjUSF Lugano, Geneve, Locamo, Bellinzona, Basel, Zug, Zürich, Vaduz, Rome; Ronerdam, Guernsey, London; Luxembpurg, .Milano, Monte-Carlo, Toronto, Houstonj Sydney; HongKong, Panama. MPC1 20150831 012 0080 F 25JANUARY2012 W-l 23334.00 l Account W-123334.001 Debit advice Order date 25.01.2012 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carte no 8032 000 648 059 Chargement carte SBTC No comptabilisation 50152727 SBTC fees USD 50.1 SBTC Rietet fees USD 50.1 Debit Value date 25.01.2012 USD IQ'100.00 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction rel. 178951300 MPC1 20150831 012 0081 F of 123334 CLASSEMENT Bernardo Freiburghaus to: Cpte^ Yolanda COURY SUAREZ 24.01.2012 12:21 Cc: Andre PESTALOZZI, Valeria Show Details Attention: Ce message provient de l'exteneur du Graupe Pictet. S'il possede un caractere bancaire, veuillez le traiter de la meme maniere qu'un Fax ou une lettre entrante, conformement ä la directive interne D-36 Internet - Messagerie - Telefax. Faire suivre Born dia Yolanda, Poderia completar o valor de Üsd 10'OQO- na Swiss Travel Cash desse diente 123334. Agradecendo pela ajuda Atenciosamente AvaloqJait Bernardo . Couc . Courv 2 k JAN. 701? file://C:\Documents and Settings\ycoury\Local Settings\Temp\notesFEA9FAV-web84... 24.01.2012 MPC1 20150831 012 0082 F 26JANUARY2012 W-123334.001 Account W-123334.001 Credit advice Amount received USD 250'000.00 Instructing party CHELFOROPROMOTIONSSA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTD., ZÜRICH ZÜRICH SWITZERLAND Credit Valuedate 27.01.2012 USD 250'000.00 Current account W-123334.001.00.USD/USD/Ordinaire Linder usual reserve S.E.&0. Yours faithfully Advice without signature Transaction ref. 179231934 -MPC1 20150831 012 0083 F !CS Limited International Corporate Services PO Box 130 The Compan/s registared nr. 24631 Naiwest House, Telephone 01481 / 72 35 50 Telefax 01481 / 71 65 66 SL Peter Port, CLARRFJMiW' Email [email protected] Guemsey. Channel Islands GY1 3HH HAVAWOOD CORP. Panama RP INVOICENR 2120418 / AL RE: 17.2.2012 - 17.2.2013 26/01/2012 GENERAL FEES AS PER OUR AGREEMENTS FOR incorporation OomldliaUon Provision for dlrector/3 1,400.00 Q Preparing annual accounts Q Preparfng:andflllng-tax-retum jtestinatairefs) Interne Visa SecretariaJ Services 1. OPV-CüTATIÜ! 2971 GT Q Asslstance-Coordlnation wittl regards lo your acövities and flscal matters for the finandaJ yaar AVR. 201Z Q Other Services: 3. 4. Q Liquidattoh SUB-TOTAL US$ 1,400.00 EXPENSES OF LÖCAL GORRESPONDENT IN CONNECTION WfTH Taxes 300.00 Q Olherduties Q Telephone TöJex/Teleifax y- / Mail ^ Avaloq fai Q Otfier SUB-TOTAL US$ 300.00 TOTAL, AU TAXES. INCLUDED |US$ 1,700.00 FOR PAYWENT: ' IBM»: -LI59 0880 0000 0343 4140 i. c/o Liechtensteinische Landesbank AG, Vaduz BIG: LILALI2X wich ceference- 2120418 PLEASE KOTS: Hhan you effect paymant pleasa indleate äs referenee the invotce number. Our Company reservea the right not to consider the payment valid i£ you omlt to Indiaato it. MPC1 20150831 012 0084 F CLASSEMENT Rio de Janeiro, 30.01.2012 cpte..!:..^. Ref: W-123334 •v Pleäse trahsfer Amount: Usd SO'OOO- Tö: HSBG PRIVATE BANK (SUISSE) SA Quai Göneral-Guisan 2 P.O. Box 3580 Avalo(lfait 1211 Genevä SWIFT; BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBAN USD CH7108689050917916637 Cover with cash c/c Usd Best regards Y. Courv/3R44 31JAN.7Q1Z Destinataire(s) LkÖP^CÖWiÖN 2. MPC1 20150831 012 0085 F ra , 1Pd_20I5083i_0!2_OOSS_F 31IANUARY2012 W-123334.001 Account W-123334.001 Debit advice Order date 31.01.2012 Amount USD SO'000.00 Beneficiary Waycroft Investments SA With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 21.78 Debit Value date 31.01.2012 USD SO'021.78 CurrentaccountW-123334.001.00.USO/USO/Ordinaire S.E. & 0. Yours faithfully Advice without signature Tiansaction ref. 179703148 MPC1 20150831 012 0086 F 29 FEBRUARV 2012 W-l23334.00 l Account W-123334.001 Debit advice Order date 29.02.2012 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carteno 8032 000 648 059 Chargement carte SBTC No comptabilisation 50176761 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00 Debit Value date 01.03.2012 USD ID'100.00 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ret. 182843721 MPC1 20150831 012 0087 F CUSSEMENT Fw: 123334 Andrö PESTALOZZI to: Sonia DA COSTA 29.02.2012 13:49 1805 te!3343 From: Andr6 PESTALOZZI/GVA/PCO To: Sonia DA COSTA/GVA/PCO@PICTET & de Sonia, Voce pode creditar, please? Avaleo-fait Tks, ^ri _ S&/2338 A+ / S/QAQ ^^—~~*&^ 1 ' Andrö 29Fn m — Forwarded by Andrö PESTALOZZI/GVA/PCO on 29.02.2012 13:48 — From: "Bemardo Freiburghaus" To: Andre PESTALOZZI Born dia Andre, Poderia completar o valor de Usd IffOOO- na STC desse diente. Agradecendo pelo suporte Abragos Bernardo Visa MPC1 20150831 012 0088 F 09 MARCH 2012 W-l23334.00 l Account W-123334.001 Credit advice Amount received USD ISO'000.00 Instructing party CHELFORD PROMOTIONS SA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTD., ZÜRICH ZÜRICH SWITZERLAND Credit Valuedate 12.03.2012 USD 150'QOO.OO Current account W-123334.001.00.USD/USD/Ordinaire Under usual reserve S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 133919075 MPC1 20150831 012 0089 F 30MARCH2012 W-123334.001 Account W-123334.001 Credit advice Amount received USD 250'000.00 Instructing party CHELFORDPROMOTIONSSA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER ANO CO.LTD., ZÜRICH ZÜRICH SWITZERLAND Credit Value date 02.04.2012 USD 250'OOO.OQ Curtent account W-123334.001.00.USO/USD/0(dinaire linder usual reserve S.E. & 0. Yours faithfully Advice withoul Signatare Transaction ref. 186372155 MPC1 20150831 012 0090 F 03 APRIL 2012 W- l 23334.00 l Account W-123334.001 Debit advice Order date 03.04.2012 Amount USD SO'000.00 Beneficiary Waycroft Investments SA With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 22.10 Debit Value date 03.04.2012 USD 50'022.10 Current account W-123334.001.00.USO/USO/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 186882661 MPC1 20150831 012 0091 F Rio de Janeiro, 03/04/2012 CLASSEMENT Ref: W-123334 ,v Please transfer Amoünt: Usd 50*000- To: HSBC PRIVATE BANK (SUISSE) SA Quai G^n^r P.O, Box 3580 1211 Genev/ä SWIFT: BLICCHGG Beneficiary: WAYCRQFf INVESTMENTS SA IBAN USD CH71Q8689Q5Q9i79t6637 Cover With oasn e/cUscy Dcstinataire(s) Interne Visa Y. Courv / 3644 1. OPV-COTATiON 12971 Gl 0 3 AVR. ?01? 2. - 5 AVR. 2012 3. 4. 5. ÄRCHP/E5 MPC1 20150831 012 0092 F 10 APRIL 2012 W- l 23334.001 Account W-123334.001 Debit advice Order date 10.04.2012 Amount USD T500.00 Beneficiary ICS Limited With LIECHTENSTEINISCHE LANDESBANK AG Communication ref.: 2113642 Payment fees USO 21.76 Oebit Value date 10.04.2012 USD 1'521.76 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 187352447 MPC1 20150831 012 0093 F 10 APRIL 2012 W-123334.001 Account W-123334.001 Debit advice Order date 10.04.2012 Amount USD 1-600.00 Beneficiary ICS Limited With LIECHTENSTEINISCHE LANDESBANK AKTIENGESELLSCHAFT VADUZ LIECHTENSTEIN Communication Ref.: 2113643 Payment fees USD 21.76 Debit Value date 10.04.2012 USD 1'621.76 CurrentaccountW-123334.001.00.USO/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 187352722 MPC1 20150831 012 0094 F 10 APRIL 2012 W- l 23334.001 Account W-123334.001 Debit advice Order date 10.04.2012 Amount USD 1700.00 Beneficiary ICS Limited With LIECHTENSTEINISCHE LANDESBANK AG Communication Ref.: 2120418 Payment fees USD 21.76 Debit Value date 10.04.2012 USD 1'721.76 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 187353859 MPC1 20150831 012 0095 F 10 APRIL 2012 W- l 23334.00 l Account W-123334.001 Debit advice Order date 10.04.2012 Withdrawal USD 2720.00 Debit Value date 05.04.2012 USD 2'720.00 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 187350646 MPC1 20150831 012 0096 F 12 APRIL 2012 W-123334.001 Account W-123334.001 Debit advice Order date 12.04.2012 Amount USD lO'OOO.OO ßeneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carteno 8032 000 648 059 Chargement carte SBTC No comptabilisation 50207222 SBTC fees USD 50.1 SBTC Rietet fees USD 50.1 Debit Value date 13.04.2012 USD 10'100.00 Current account W-123334.001.00.USO/USD/Oidinaire S.E. 8 0. Yoursfaithfully Advice without signature Transaction rel. 187653585 MPC1 20150831 012 0097 F 10 MAY 2012 W- l 23334.001 Account W-123334.001 Credit advice Amount received USD 250'000.00 Instructing party CHELFORDPROMOTIONSSA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTD., ZÜRICH ZÜRICH SWITZERLAND Credit Valuedate 11.05.2012 USO 250'OOO.OQ Current account W-123334.001.00.USD/USD/Ordinaire Under usual reserve S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 190528332 MPC1 20150831 012 0098 F Page l of2 123334 Bemardo Freiburghaus to: Andre PESTALOZZI CLASSEMENT 15.05.201217:21 Cc: "Yolanda COURY SUAREZ", Valeria Hide Details From: "Bemardo Freiburghaus" To: Andre PESTALOZZI Attention-CemessageprovientderexterieurduGroupePictet. ^1 possede unsere bancaire, veuülez le traiter de la meme mamere qu-un Fax ou & directive interne D-36 Internet - Messagerie - Telefax. Faire suivre l Attachment digitalizar0001.pdf Salut Andrö, STP, D Pourrais-tu completer le montant de Usd 10*000- sur la STC de ce client. HS ttin s\vcourv\LocalSettJngs\Temp\notesFEA9FA\~web21... 15.05.2012 _ s an e e MPC1_20150831_012_0099_F Pburrais-tu faire le transfert suivant: Montant : Usd 50'COO- To: HSBC Private Bank (Suisse) SA Swift : BLICCHGG AvalOQ fa'lt In name of: Waycroft Investments SA Iban Usd: CH7108689050917916637 Raison du transfert: Drversification bancaire. Le dient ne veut pas avoir ces avoirs un seulemeht une banque.. En te remerciant pour le support ^ —. * Salutations de Rio f~ ' V^Y Bernardo /O -™ /^644 \ 6 MAI file://C:\Documents and Settings\ycoury\Lx)cal Settings\Temp\notesFEA9FAV-web21... 15.05.2012 MPC1 20150831 012 0100 F 16 MAY 2012 W-123334.001 Account W-123334.001 Debit advice Order date 16.05.2012 Amount USD SO'000.00 Beneficiary Waycroft Investments SA With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 21.27 Debit Value date 16.05.2012 USD SO'021.27 Current account W-123334.001.00.USO/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 1911035« MPC1 20150831 012 0101 F 16MAY2012 W-123334.001 Account W-123334.001 Debit advice Order date 16.05.2012 Amount CHF 20.00 Reference Correspondent's fees on USD SO'000.00 Exchange rate (USD/CHF): 0.92923485 Debit Value date 18.05.2012 USD 21.52 Cunent account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yoursfaithfully Advice without signature Transaction rel. 191076277 MPC1 20150831 012 0102 F HPCL-2Q1SOS31_OI2_QI02-F 17 M« 2012 W-l23334.00 l Account W-123334.001 Debit advice Order date 17.05.2012 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAIO SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carteno 8032 000 648 059 Chargement carte SBTC No comptabilisation 50233320 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00 Debit Value date 17.05.2012 USD 10'100.00 CurrentaccountW-123334.001.00.USO/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 191104129 MPC1 20150831 012 0103 F 05 JUNE 2012 W-l23334.00 l Account W-123334.001 Credit advice Amount received USD 250'000.00 Instructing party CHELFORD PROMOTIONS SA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTD., ZÜRICH ZÜRICH SWITZERLAND Credit Value date 06.06.2012 USD 250'OOO.OQ Current account W-123334.001.00.USD/USO/Ordinaire Under usual reserve S.E. & 0. Yours faithfully Advice without signature Transaction ref. 193000159 MPC1 20150831 012 0104 F CLASSEMENT Rio de Janeiro, 05/06/2012 Ref: W-12i3334 T. Please transfer Ämount: Usd SÖ'OÖÖ- To: HSBC PRIVATE BANK (SUjSSE) SA Quai G6neral-Guisan 2 P.O. Box 3580 Avaloq fait 1;211 Geneva SWIFT: BLIGCHGG BenefiGiary: WÄYCROFT INVESTMENTS, SA JBAN USD eH7108689050917916637 interne V'», 2606_lDA_ Cover with cash e/c Usd .QPV-COTATlOJi ^M Best regards 0 6 JUIN 2012 0 6 JUIN 2012 MPC1 20150831 012 0105 F 06 JUNE 2012 W-123334.001 Account W-123334.001 Debit advice Order date 06.06.2012 Amount USD 50'000.00 Beneficiary WAYCROFT INVESTMENTS SA With HSBC PRIVATE BANK (SUISSE) S.A. (FORMERLY HSBC REPUBLIC BANK SUISSE S.A.) GENEVA Payment fees USD 20.75 Debit Value date 06.06.2012 USD 50'020.75 Current account W-123334.001.00.USO/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 193102556 MPC1 20150831 012 0106 F 13 JUNE 2012 W-123334.001 Account W-123334.001 Debit advice Order date 13.06.2012 Amount CHF 20.00 Reference Correspondent's fees on USD SO'000.00 Exchange rate (USD/CHF): 0.94107110 Debit Value date 14.06.2012 USD 21.25 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 193854541 MPC1 20150831 012 0107 F :?lFCl_20XE083i-Q12jQ107-F CLASSEMENT Rio de Janeiro, 18/06/2012 Cpte Ref: 123334.< Please transfer: 1,9 JUIN 2012 Amount: Usd BO'OOO- HSBG PRIVATE BANK (SÜISSE) Quai G£n6ral-Guisan 2 P.O, Box 3580 1211 Geneve SVVIFT: BÜCCMGC3 In näme öf: lsabel t&**£**^> ***! JBAN USD: CH0608669Qa09it5277!56i Avaloq fait Destlnataire(s) Intern? Visa Thank you lOPy-GOTAiTION ..1955... PC 2. 2 0 JUIN 2012 3.ARCHIVES «W 1 MPC1 20150831 012 0108 F CLASSEMENT Cpte^ 123334 Bemardo Freiburghaus to: Andr6 PESTALOZZI 18.06.201221:01 Cc: -Paola SOMMADOSSr From: "Bemardo Freiburghaus" Salut Andre, Pourrais-tu completer le montant de Usd lO'OOO- sur la STC numero 8032 000 648 059 2) / Pourrais-tu activer et charger avec Usd lO'OOO- la nouvelle carte STC de ce dient - numero 8032 000 813 893 3) Pourrais-tu faire le transfert suivant (voir annexe): Montant: Usd 50*000- ' To: HSBC Private Bank 1 9 JUIN 2012 Swift: BLICCH6G In name of: lsabel Espassandin Iban Usd: CH0608689050915277661 4) Pour ta visite ä Rio le 04.07, j'ai fix£ avec ce client ä 10:30 dans mon bureau.... En te remerciant pour le Support Destinataire(3) Interne Visa Salutations de Rio 1. OPV-COTATION 2962 MC Bernardo 2. 2 6 JUliJ 2012 1 r 3.ARCHIVES j dißitalizarOOOl .pdf MPC1 20150831 012 0109 F 19 JUNE 2012 W- l 23334.00 l Account W-123334.001 Debit advice Order date 19.06.2012 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carteno 8032 000 813 893 Chargement carte SBTC No comptabilisation 50258430 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00 Detail Value date 20.06.2012 USD IQ'100.00 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signalure Transaclion ref. 194473358 MPC1 20150831 012 0110 F T!PC!-2QlSGS31_Q12-jQX10_F 19 JUNE 2012 W-l23334.00 l Account W-123334.001 Debit advice Order date 19.06.2012 Amount USD SO'000.00 Beneficiary ISABELESPASSANDIN With HSBC PRIVATE BANK (SUISSE) SA Payment fees USO 20.95 Debit Value date 19.06.2012 USD SO'020.95 Current account W-123334.001.00.USO/USD/Ordinaire S.E. 8 0. Yours faithfully Advice without Signatare Transaction ref. 194473590 MPC1 20150831 012 0111 F CLASSEMENT U,- >»2133M -00l Rio de Janeiro, 04/07/2012 Cpte...::. Ref: W-123334 Ptease transfer Amöunt: Usd SÖ'OOO- To: Avaloqfaj HSBC PRIVATE BANK (SÜISSE) SA Quai Gen^ral-Guisan 2 P.O. Box 3580 1211 Geneva P. So""*- -•""-- SWIFT: BLICCHGG 09.JUIL2012 Beneficiary: WAYCROFT INVESTMENTS SA IBAN USD GH7108689050917916637 Göver with cash c/c Usd Best regards MPC1 20150831 012 0112 F 05JULY20I2 W-l23334.00 l Account W-123334.001 Credit advice Amount received USD 250'OOO.OQ Instructing party CHELFORDPROMOTIONSSA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTD., ZÜRICH ZÜRICH SWITZERLAND Credit Value date 06.07.2012 USD 250'OOO.OU Current account W-123334.001.00.USD/USD/Ordinaire Under usual reserve S.E. & 0. Yours faithfully Advice without signature Transaction ref. 196451359 MPC1 20150831 012 0113 F 09 JULY 2012 W- l 23334.00 l Account W-123334.001 Debit advice Order date 09.07.2012 Amount USD SO'000.00 Beneficiary WAYCROFT INVESTMENTS SA. With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 20.49 Oebit Value date 09.07.2012 USD 50'020.49 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction rel. 196315785 MPC1 20150831 012 0114 F I71ULY2012 W-l23334.001 Account W-123334.001 Debit advice Order date 17.07.2012 Amount CHF 20.00 Reference Correspondent's fees on USD 50'000.00 Exchange rate (USD/CHF): 0.96999525 Debit Value date 18.07.2012 USD 20.62 Current account W-123334.001.00.USO/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transactionref. 197661176 MPC1 20150831 012 0115 F ePCl-20ISOE21_012_011S-F 17JUU20I2 W-123334.001 Account W-123334.001 Debit advice Order date 17.07.2012 Amount CHF 20.00 Reference Correspondent's fees on USD SO'000.00 Exchange rate (USD/CHF): 0.97039012 Debit Value date 18.07.2012 USD 20.61 Current account W-123334.001.00.USO/USD/Oidinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 197661201 MPC1 20150831 012 0116 F HPd_201EQS31_OI2_ölISJF 31JULY20I2 W-l23334.00 l Account W-123334.001 Debit advice Order date 31.07.2012 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50301156 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00 Debit Value date 31.07.2012 USD 10'IOO.uO CurrentaccountW-123334.001.00.USO/USO/Ordinaire S.E. & 0. Yours faithfully Advice without signature Ttansaction ref. 198977301 MPC1 20150831 012 0117 F 3IJULY2012 W-123334.001 Account W-123334.001 Debit advice Order date 31.07.2012 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50301156 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00 Debit Value date 31.07.2012 USD 10'100.00 CurrentaccountW-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 19897734S MPC1_20150831_012_0118_F Ajout/Suppression de compte pour apporteur d'affaires Date de la demande : 08.08.2012 par : SOMMADOSSI Paola (3644) C Ajout de container(s) (? Suppression de container(s) Nom de l'apporteur jstetson Business S. A Compte de fonctionnement apporteur 0012284 (BP) Modification valable des le 01.07.2012 No(s) de Container ä ajouter Date d'ouverture D^cision Date d'ouverture Däctsion duCONT duCOf^T 1 II II 1 II 1r~ 1 II II 1 II 1 II II 1 II 1i 1 II II II 1 II 1 II II II 1 II 1i 1 1 II II 1 II 1L_ No(s) de Container ä supprimer J S || 0123135 || 001 | W 1 1 0123334 1 1 001 | J 1 1 0125477 1 1 001 |N || 0125487 001 | Z 1 1 0078037 1 1 002 | P 1 1 0078463 002 | Z || 0078476 002 | W || 0099603 002 | M || 0099619 002 [¥] 0099623 || 002 1 II 1 II II MPC1_20150831_012_0119_F Ajout/Suppression de compte pour apporteur d'affaires Date de la demande : 08.08.2012 par : SOMMADOSSI Paola (3644) Historique des commentaires Veronique 10.08.2012 15:48 Comptes supprimes MPC1_20150831_012_0120_F Audit Trail Task Name Assigned To Completed By Action Name Action Oate Ajoul suppi comptes apponeunä tfaffaires SOMMADOSSI PaOa SOMMAOOSSI Paola Faire suivre / Submit 2012/08/0817:04:22 Valvation de la demande / Request validaton gva_Apporteur GP LAMBIEL Alexandre Accepter/Accept 2012/08/0317:10:31 Meditation fichier OienV Modity ojstomer die RäattonsGP SORACE Isabelle Faire suiwe / Submit 2012/08/0911:57:02 VaüdatiorMyeux Relatfons GP 4 yeux DUCKEST Stephane Faire suivre / Submit 2012/08/0917:39:17 ^^ntrfllesd du code societe / Check Society Code gva_Tatits Retrocesstons HINNI Veronique Faire suivre / Submit 2012/08/1015:48:22 MPC1 20150831 012 0121 F HPCI_2015Q331_JQ12-Q121JF 10 AUGUST 2012 W-123334.001 Account W-123334.001 Credit advice Amount received USD 250'000.00 Instructing party CHELFORD PROMOTIONS SA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTD., ZÜRICH ZÜRICH SWITZERLAND Credit Valuedate 13.08.2012 USD 250'QOO.OO Current account W-123334.001.00.USD/USD/Ordinaire Under usual resen/e S.E. & 0. Yours faithfully Advice without Signatare Transactionref. 199941681 MPC1 20150831 012 0122 F I?PC1_2QISOS22_J012-0122_F CLASSEMENT Rio de Janeiro, 14.08.2012 VA- Cpte Ref: W-123334 Please transfer Amount: Usd SO'OOO- To: HSBC PRIVATE BANK (SUISSE) SA Quai General-Guisan 2 P.O. Box 3580 1211 Geneva SWIFT: BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBAN USD CH7108689050917916637 Cover with cash c/c Usd Best regards MPC1 20150831 012 0123 F J1?Ci_2QiSQS2i_01ZJ}123_F 15 AUGUST 2012 W-123334.001 Account W-123334.001 Debit advice Order date 15.08.2012 Amount USD 50'OQO.OO Beneficiary WAYCROFT INVESTMENTS SA With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 20.52 Debit Value date 15.08.2012 USO SO'020.52 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ret. 200294662 MPC1 20150831 012 0124 F 15 AUGUST 2012 W- l 23334.00 l Account W-123334.001 Debit advice Order date 15.08.2012 Amount CHF 20.00 Reference Correspondent's fees on USD SO'000.00 Exchange rate (USD/CHF): 0.96457089 Debit Value date 15.08.2012 USD 20.73 Current account W-123334.001.00.USO/USD/Oidinaire S.E. & 0. Yoursfaithfully Advice without signalure Tfansattion tef. 200310533 _MPC1_20150831_012_0125_F CLASSEMENT Cpte 123334 Bemardo Freiburghaus to: Andrö PESTALOZZI rl 21.08.201223:28 Cc "Paola SOMMADOSSI" From: 'Bemardo Freiburghaus" Salut Andr6, Pourrais-tu payer la facture Fidinam num^ro 1123537 (en annexe) concernant le compte Havawood Corp. En te remerciant pour le Support SalutationsdeRio Bernardo fait 1123537.pdf P. Interne Visa 1 1 AÖUT 1. OPV-COTATION 1951 ÖD 2. 2 2 AOüT 2012 3.ARCHIVES 11 ÜHliill _MPC1 20150831 012 0126 F fSPCl_2QIEOS3I_G12_OI2S-F j -MPC1 20150831 012 0127 F FidiDam ATTENTIQN Nöuvell'o adissse-postale r ...<%le 04.06.201? •..... Cäse postale 14t j . HAVAWOOD CORP. FIDINAM (GENEVE) S.A. MMG Tower. 2nd fioor 53, avenue Blanc East 53rd Street, Urb. Marbella Gase postale 27 Panama City 1211Geneve21 PANAMA Tdl. 022 705 11 30 T616fax0223295161 E-mail: [email protected] TVA N" 251 069 R6ference: oa - 449024 Geneve, Ie13 Juillet2012 Facture: N° 1123537 Services rendus au 30 Juin 2012: Signatare de documents bancaires (y compris (es frais d'expedition) 120.00 CHF Montant net 120.00 CHF 8.0% WA 0.00 CHF Montant ITC 120.00 CHF Montant a payer sur notre compte bancaire suivant UBS SA, Case postale 2770, 1211 Geneve 2 Swift UBSWCHZH80A Compte N°: 279-C0599947.0 - IBAN: CH02 0027 9279 C059 9947 0 au nom de: Fidinam (Geneve) S.A. Ref: 449024/1123537 3 3 3 Membre de IKnion Suisse des Fidudaires STVIUSF Lugano. Genfeve, Locamo. Bellinzona, Basel, Zug, Zürich, Vaduz, Rom«, Rotterdam. Guetnsey, London, Luxembourg, Milano, Montc-Carlo, Toronto, Houston, Sydney, Hong Koog, Panama. MPC1 20150831 012 0128 F 27 AUGUST 2012 W-123334.001 Account W-123334.001 Debit advice Order date 27.08.2012 Withdrawal USD T250.00 Reference Administration fees 2nd Semester 2012 Debit Value date 27.08.2012 USD 4'250.00 Current account W-123334.001.00.USD/USO/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 201231633 MPC1 20150831 012 0129 F Ajout/Suppression de compte pour apporteur d'affaires Date de la demande : 13.09.2012 par : SOMMADOSSI Paola (3644) (• Ajout de container(s) C Suppression de container(s) Nom de l'apporteur pernardo Freiburghaus Compte de fonctionnement apporteur 0012284 (BP) Modification valable des le 01.07.2012 No(s) de Container ä ajouter Date d'ouverture Decision Date d'ouverture Decision duCOWT duCONT | S || 0123135 || 001 08042011 | |o | W || 0123334 001 15.04.2011 | |o | L || 0123834 || 001 | 22.07.2011 | |o |G || 0656429 001 23.12.2011 0 | J || 0125477 || 001 04.06.2012 | |o | N || 0125487 || 001 11.06.2012 |o 1 II II 1 II II 1 II II || 1 II II 1 II II II 1 II II No(s) de Container ä supprimer , II II 1 II II 1 II II 1 II II 1 II 1 nhHr D[ MPC1_20150831_012_0130_F Ajout/Suppression de compte pour apporteur d'affaires Date de la demande : 13.09.2012 par : SOMMADOSSI Paola (3644) Historique des commentaires THERAULAZ Marie-Christine 13.09.2012 17:34 ok/cptes rattaches MPC1_20150831_012_0131_F Audit Trail Task Name Assigned To • Completed By • Action Name Action Date Ajout. supprcomptesapporteuretfaflaires SOMMADOSSI Paola SOMMADOSSI Paola Faire suivre / Submit 2012/09/1316:38:10 Valvation de la demande / Request vaOdatnn gvaJVpcorteur GP KOPPJerOme Accepter/Accepl 2012/09/1316:42:21 Modfflcation fichieidient/Modily customerfite RelatonsGP FERRIERO Jessica Faire suiwe /Submil 2012/09/1316:58:49 ValidaUon 4 yeux Relations GP 4 yeux GEIGER Nicolas Faire suivre / Submit 2012/09/1317:27:18 ^toiuöleec du code societS / Check Society code gva_Tarils Retrccesaons THERAULAZ Mane-ChrisSne Faire suivre / Submit 2012/09/13 17:34:51 MPC1 20150831 012 0132 F 18 SEPTEMBER 2012 W-l23334.00 l Account W-123334.001 Debit advice Order date 18.09.2012 Amount CHF 20.00 Reference Correspondent's fees on USD SO'000.00 Exchange rate (USD/CHF): 0.91619438 Debit Value date 19.09.2012 USD 21.83 Current account W- 123334.001.00.USO/USD/Oidinaire S.E. & 0. Yours faithfully Advice without signature Transaction rcf. 203430721 MPC1 20150831 012 0133 F 27 SEPTEMBER 2012 W-123334.001 Account W-123334.001 Credit advice Amount received USD 250'000.00 Instructing party CHELFORD PROMOTIONS SA URBANIZACION MARBELLA, MMG TOWER, PA-PANAMA Remitter's bank BANK JULIUS BAER AND CO.LTO., ZÜRICH ZÜRICH SWITZERLAND Credit Value date 28.09.2012 USD 250'QOO.OO Current account W-123334.001.00.USO/USD/Ordinaire Under usual reserve S.E. 8 0. Yours faithfully Advice without signature Transaction tef. 204646299 MPC1 20150831 012 0134 F 28 SEPTEMBER 2012 W- l 23334.00 l Account W-123334.001 Debit advice Order date 28.09.2012 Amount USD SO'OOO.OO Beneficiary WAYCROFT INVESTMENTS SA With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD 21.28 Debit Value date 01.10.2012 USD SO'021.28 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yoursfaithfully Advice without signature Transattion ref. 204879279 MPC1 20150831 012 0135 F CLASSEMENT u Cpte...., Rio de Janeiro, 28/09/12 Ref: W-123334 Please transfer Amount: Usd SO'OOO- To: HSBC PRIVATE BANK (SUISSE) SA Quai General-Guisan 2 P.O. Box 3580 1211 Geneva SWIFT: BLICCHGG Beneficiary: WAYCROFT INVESTMENTS SA IBAN USD CH7108689050917916637 Cover with cash c/c Usd Visa Best regards Interne 2 8 SEP. _MPC1 20150831 012 0136 F CLASSEMENT •^ 123*34.001 Cpte .- :• 123334 Bemardo Freiburghaus to: Andre PESTALOZZI 28.09.2012 14:34 Cc: "Paola SOMMADOSSI" From: "Bemardo Freiburghaus" Salut Andre, D , Pourrais-tu completer le montant de Usd lO'OOO- sur la STC numero 8032 000 648 059 2) Pourrais-tu completer le montant de Usd lO'OOO- sur la STC numero 8032 000 813 893 3) Pourrais-tu faire le transfert suivant (voir annexe): Montant: Usd SO'OOO- To: To: HSBC Private Bank (Suisse) SA Swift: BLICCHGG In name of: Waycroft Investments SA Mlsa Iban Usd: CH7108689050917916637 En te remerciant pour le support Salutations de Rio Bernardo Ol38_000i.pdf Avaloa-fait 2 8 SEP. 2012 MPC1 20150831 012 0137 F 01 OCTOBER 2012 W-123334.001 Account W-123334.001 Transfer Order date 01.10.2012 Transfer from current account common Dollar USA Credit Value date 01.10.2012 CHF 120.00 Current account W-123334.001.00.CHF Exchange rate (USD/CHF): 0.92765046 Transfer to current account common Swiss francs Debit Value date 01.10.2012 USD 129.36 Curtent account W-123334.OOi.00.USD S.E. & 0. Yours faithfully Advice wilhout signature Transaction ref. 205145395 MPC1 20150831 012 0138 F 01OCTOBER 2012 W- l 23334.00 l Account W-123334.001 Debit advice Order date 01.10.2012 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50349596 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00 Debit Value date 02.10.2012 USD lO'IOO.OO Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 204879730 MPC1 20150831 012 0139 F f!PCi_201SOS3I_J512_:013a_F 01OCT08ER 2012 W-123334.001 Account W-123334.001 Debit advice Order date 01.10.2012 Amount USD lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50349596 SBTC fees USD 50.00 SBTC Rietet fees USD 50.00 Debit Value date 02.10.2012 USO 10'IQO.OO Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transactian rel. 204879852 .MPC1 20150831 012 0140 F CLASSEMENT RE: Urgent: New USD Banco do Brasil SA (Brazil) (Baa1/-/-) 10Y 4.375% Bemardo Freiburghaus to: Paola SOMMADOSSI 03.10.2012.15:19 Cc: Andre PESTALOZZI From: "Bemardo Freiburghaus" Born dia Paola, EU fiz uma confusäo nessa alocacäo - Poderia fazer uma mudanca (me enganei nos nümeros de conta): Segue reparti?äo da alocacäo (essa sendo a reparti(äo correta): 123135-Usd 200*000- 123334-Usd 200*000- 123834 - Usd SOO'OOO- interne Visa, Destinatairejs Peco desculpa pela confusäo. . OPV-CÖTATION Agradecendo pela ajuda Abragos Bernardo From: Bernardo Freiburghaus Sent: Wednesday, October 03, 2012 9:45 AM To: 'Paola SOMMADOSSI1 Cc: Andre PESTALOZZI Subject: RE: Urgent: New USD Banco do Brasil SA (Brazil) (Baal/-/-) 10Y 4.375% Born dia Paola, Segue reparticao da allocacao: 123135-Usd 300*000- 123334-Usd 200*000- 123834-Usd 200*000- 0 3 OCI. 2012 Agradecendo pela ajuda Abragos Avalnn falt Bernardo .MPC1 20150831 012 0141 F Front: Paola SOMMADOSSI rmaHto:[email protected] Sent: Wednesday, October 03,2012 5:07 AM To: Bemardo Freiburghaus Cc: Andre PESTALOZZI Subject: Urgent: New USD Banco do Brasil SA (Brazil) (Baal/-/-) 10Y 4.375% Born dia Bernardo, A alocapäo e de USD 700.000. Aguardo suas instruföes. Atenciosamente, Paola From: 'Bemardo Freiburghaus* To: "Paola SQMMADOSSI' Born dia Paola, Para essa nova emissao bond Banco do Brasil 10 years botar uma ordern global de Usd 8'000'000-. Por favor me passar a allocacao.... Agradecendo Bernardo De: [email protected] [[email protected]] em Nome de PBIG.Emerging.MktsQhsbcpb.com [[email protected]] Enviado: terca-feira, 2 de outubro de 2012 15:43 Assunto: News: New USD Banco do Brasil SA (Brazil) (Baal/-/-) 10Y 4.375% [cid:_2_OB4D08DOOB4CDD98004B5FEDC1257A8B] [cid:_2_OB4DODl40B4DOAD4004B5FEDC1257A8B] Warning: This message contains announcements of new issues irrespective of the credit quality of the issuer or pricing. This message is for Information purposes only and is not intended to be a recommendation on new debt issues nor a recommendation to subscribe. Details of the issue are for information purpose only based on market news, must be confirmed at pricing time by Lead managers. .MPC1 20150831 012 0142 F CLASSEMBT RE: Urgent: New USD Banco do Brasil SA (Brazil) (Baa1/-/-) 10Y 4.375% Bemardo Freiburghaus to: Paola SOMMADOSSI 03.10.201215:19 Cc: Andre PESTALOZZI From: "Bemardo Freiburghaus* Histpry: This message has been replied to. Born dia Paola, EU fiz uma confusäo nessa alocacäo - Poderia fazer uma mudanca (me enganei nos nümeros de conta): Segue reparticäo da alocacäo (essa sende a reparticäo correta): 123135-Usd 200*000- 123334 - Usd 200'000- 123834 - Usd 300-000- interne yjj, MS Peco desculpa pela confusäo. Agradecendo pela ajuda t s ocr. 2012 Abra^os Bemardo From: Bemardo Freiburghaus Senfe Wednesday, October 03,2012 9:45 AM To: 'Paola SOMMADOSSI1 Cc: Andr6 PESTALOZZI Subject: RE: Urgent: New USD Banco do Brasil SA (Brazil) (Baal/-/-) 10Y 4.375% Born dia Paola, Segue reparticäo da allocacao: 123135 - Usd 300'000- 123334 - Usd 200'OOD- 123834-Usd 200/000- Agradecendo pela ajuda Abracos Bernardo MPC1 20150831 012 0143 F From: Paola SOMMADOSSI [mailto:osopimadossigiDictet.com] Senfe Wednesday, October 03,2012 5:07 AM To: Bemardo Freiburghaus Cc: Andre PE5TALOZZ1 Subject: Urgent: New USD Banco do Brasil SA (Brazil) (Baal/-/-) 10Y 4.375% Born dia Bemardo, A alocagäo e de USD 700.000. Aguardo suas instrucöes. Atenciosamente, Paola From: 'Bemardo Freiburghaus* To: 'Paola SOMMAOOSSI* Bom dia Paola, Para essa nova emissao bond Banco do Brasil 10 years botar uma ordern global de Usd S'000'000-. Por favor me passar a allocacao.... Agradecendo Bernardo De: [email protected] [[email protected]] em Nome de [email protected] [[email protected]] Enviado: terca-feira, 2 de outubro de 2012 15:43 Assunto: News: New USD Banco do Brasil SA (Brazil) (Baal/-/-) 10Y 4.375% tcid:_2_OB4D08DOOB4CDP98004B5FEDC1257A8Bl [cid:_2_OB4DQD140B4DOAD4004B5FEDC1257A8Bl Warning: This message contains announcements of new issues irrespective of the credit quality of the issuer or pricing. This message is for information purposes only and is not intended to be a _MPC1_20150831_012_0144_F recommendation on new debt issues nor a recommendation to subscribe. Details of the issue are for Information purpose only based on market news, must be confirmed at pricing time by Lead managers. EM New issue - (02 October 2012) * Price Guidance: 4.375% area * Timing: Today's Business Indicative Terms ISSUER: Banco do Brasil S.A. (acting through its Grand Cayman Branch) GUARANTOR: Banco do Brasil, S.A. {acting through its New York Branch) EXPECTED RATING: Baal RANKING: Senior, Unsecured Notes FORMAT: 3(a)(2) DEAL SIZE: US$ Benchmark GREENSHOE: Option to exercise greenshoe for up to 10% during Asia hours TENOR: 10-Year Bullet USE OF PROCEEDS: General corporate purposes MIN. DENOM.: US$200,000 x US$1.000 EXP LISTING: Euro MTF / Luxembourg COVERNING LAW: New York BOOKRUNNERS: BB Securities/BNP Paribas/Bradesco BBI/BTG Pactual/Citi/JPM CONF CALL: Global Investor Conference Call 9:30 am (NY) Source: Bloomberg Comparables [cid:_l_OBlD8F840BlD8B54004B5FEDC1257A8BISource: Bloomberg Credit Highlights * Ownership Structure: 59.1% National Treasury, 17.5% Foreign Investors, 13.0% Others, 10.4% Previ * Largest Financial Franchise in Brazil and one of the largest in LatAm by Assets (According Bloomberg 31 Dec 2011) * Controlled by the Brazilian Government * Market Cap of BRL69bn äs of 28 Äug 2012 * Present in 24 Countries * 24.6% of Market Share * Financial Highlights FY 2011 (BRL bn): 1,051.4 Total Assets, 5.7% Net Interest Margin, 41.3 Net Interest Income, 12.1 Net Income, 11.8% Adj Net Income Source •. Netroadshow For further Information please refer to the following resources: www.netroadshow.com If you do not wish to receive this newsletter anymore we kindly ask you to send a request to your usual HSBC contact. PRIVATE BANK INVESTMENT GROUP HSBC Private Bank (Suisse) SA, Rue de Lausanne 18-20, PO Box 3580, CH-1211 Geneva 3 T +41 (0)58 705 55 55 _MPC1_20150831_012_0145_F i .V CLASSEMENT RE: New USD VTB Capital Suborinated Tier 2 (Russia) (Baa1/BBB-/BBB-) 10Y7.25% Bemardo Freiburghaus to: 'Paola SOM MADOSSI' 05.10.2012 15:32 Cc: Andre PESTALOZZI From: "Bemardo Freiburghaus* History: This message has been replied to. Born dia Paola, Pestlnatatre{i Interne Vlia Segue reparticao: l PPV-COTAHON 1615 2. 123135-Usd65(yOOO- 123334 - Usd 200'000- 123834 - Usd 6SVOOO- Atenciosamente Bernardo From: Paola SOMMADOSS1 [rnaitto:[email protected]] Sent: Friday, October 05, 2012 10:07 AM To: Bemardo Freiburghaus Cc: Andre PESTALOZZI Subject: New USD VTB Capital Suborinated Tier 2 (Russia) (Baal/BBB-/BBB-) 10Y 7.25% Born dia Bemardo, A alocacäo 6 USD 1.5 MM. Aguardo instrucöes. Att.. A Paola SOMMADOSSJ P. 0 8 OCT. 2012 From: 'Bemardo Freiburghaus" To: "Paola SOMMADOSSI' Oats: 04.10.201213:43 Subject: Urgent: Kew USD VTB Capital Subormated Tief 2 {Russia) (Baa 1 /BB8-/BBB-) 10Y 7.25% Born dia Paola, Para essa nova emissao bond VTB Bank 10 years botar uma ordern global de Usd 5'000'OCO- Por favor me passar a allocacao.... Agradecendo Bemardo From: [email protected] [mailto:[email protected]] On Behalf Of [email protected] Sent: Thursday, October 04, 2012 7:00 AM Subject: News: New USD VTB Capital Suborinated Tier 2 (Russia) (Baal/BBB-/BBB-) 10Y 7.25% HSBC HSBC Private Bank PBIG Markets News Wamlng: Thls massage contatns announcementa of new issuas Irrespectlve of the credlt quallty öl t he Inuer or pricing. Thto massage Is for Information purposes only and !s not intanded to be a recommendatlon on new debt issues nor a racommendatlon lo sjbscrlbe. Details of the Issue are for Information purpose only based on market news, must be conflrmed at pricing tlme by Lead managers. EM New Issue-(04Oct 2012) Price Cu/da,ica: 7.25% area BookSIze: Booksover USDIbn Indicative Terms ISSUEfl : VTB Capital S .A BORROWER : JSC VTB Bank FORMAT : 144a / Reg S, Loan Parlicipation Notes RANKING : Subordinated Tier 2 Notes ISSUEB RATING : Baal/BBB/BBB(ne^stabie/stable). Senior Ratings EXP ISSUE RATING : Baa2/BBB-/BBB- SIZE : S Benchmark MPC1 20150831 012 0147 F MATURITY : 10-year, bullet IPT 7.25% Area GOV LAW / LIST : Engtish Law / Irish Stock Exchange MINIMUM DENOMS : $200k x$1 k JOINT BOOKS : BARC/BofAML/SG CIB/VTBC TIMING : This week's business Soufce: Bloomberg Comparables Sector CCY Issuer Coupon Maturity MaturityType C Financial USD VTB BANK (VTB CAPITAL SA 6.88 29.05.2018 PUTABLE SR öt Financial USD VTB BANK «VTB CAPITAL SA 6.55 13.10.2020 AT MATURITY BANK G Financial USD VTB BANK (VTB CAPITAL SA 6.25 30.06.2035 PUTABLE SR Uf Financial USD RUSSIAN STAND BK iRSF) 10.750 10.0<1.2018 AT MATURITY SUBO Financial USD OJSC RUSS AGRIC BK(RSHB) 6.00 03.08-2021 CALLABLE SUBO Financial USD ALFA BANK (ALFA BOND) 7.50 2609.2019 AT MATURITY SUBO Source: Bloomberg Credit Highlights • Second largest bank in Russia in terms of total assets with 15.3% öl total banking system's assets äs öl 31 March 2012 • Russian govemment riolds 75.5% o( VTB's shares heW by tfte Russian Föderation • Domestic Market leader by Assets (#2). Corporate loans (#2). Corporate deposits (01). Retail loans (#2), & Retail deposits(«2) • Diverse busin ass franchise in corporate, Investment and retail banking. 69% Corporate and Investment Banking, 25% Retail. 6% Other • Financial Highlights FY2011 (USObn): Total Assets 210. Total Equrty 19.4. Net loans 133.6. Net Profit 2.8. BIS CAR 13.0%. NIM 5 0%. Loan to Deposit 119.6%. Leverage Ratio 9.9x Source: The Company For further Information please refer to the followlng resources: falt If you do not wish to recerve this newsletter anymore we kindly ask you to send a request to your usuat HSBC contact. PRIVATE BANK INVESTMENT GROUP HSBC Private Bank (Suisse) SA. Rue de Lausanne 18-20. PO Box 3580. CH-1211 Gerteva 3 T +41 (0)58 705 55 55 vyww.hsbcorivalebank.com HSBC Private Bank (Suisse) SA has issued this document for Information purposes on>y. This document may not be dislftouted to the United States. Canada, Austral'a ar any olher country In which fls distribution is untawfut. The Information contained Mithin this material has not been reviewed in the light of your personal circumstances. Ifyou require Investment advica or wish to discuss the suitabilty of any Investment dedsion. you shoutd contact your Relationship Manager or you shoutd seek such financial. legal or fax advice from your Professional zdvisers äs appropriate. This document is not and srtoulö not te construed äs an öfter to seil or solidtation ot an offer to purchase or subscribe for any Investment or Service. HSBC Private Bank (Suisse) SA has based this document on Information obtained from sources or MPC1 20150831 012 0148 F l of 2 123334/Havawood Bernardo Freiburghaus to: CLASSEMENT Andre PESTALOZZl 14.10.2012 13:32 Cc: "Paola SOMMADOSSI" Hide Details From: "Bemardo Freiburghaus" To: Andre PESTALOZZl Cc: "Paola SOMMADOSSI" Dei»natalfe(t Interne Vls» l.OPKOTATION 2615 2. Attention: Ce message provient de l'exterieur du Groupe Pictet. S'il possede un caractere bancaire, veuillez le traiter de la meme maniere qu'un Fax ou une lettre entrante, conformement ä la directive interne D-36 Internet - Messagerie - Telefax. Faire suivre l Attachment Avaloq fait OI5l_0001.pdf >15 OCT. 2012 Born dia Andre, Poderia me fazer a seguinte transferencia conforme instru?äo em anexo: Amount: Usd lOO'OOO- To: HSBC Private Bank (Suisse) SA Geneva Branch Quai Wilson 37 file://C:\Documents and Settings\psommadossi\Local Settings\Temp\notesC778D8V-... 15.10.2012 _MPC1_20150831_012_0149_F W CH -1211 Geneve 3 Swift code: BLICCHGG Beneficiary: SURWAY OVERSEAS S.A. IBAN USD CH7308689050913842892 Razäo da transfergncia: O diente vai fazer uma reforma (nova casa) no sitio da familia...Prefere utilizar os recursos offshore para financiar esses trabalhos... Ficando a disposigäo para qualquer complemento de informafäo Atenciosamente Bernardo file://C:\Documents and Settings\psommadossi\Local Settings\Temp\notesC778D8\~... 15.10.2012 MPC1 20150831 012 0150 F £|Q Q£ .„• f l &*»•&£ JA r* fy_j 7 g-i/y. fni t W..-.J s J s.jx. ______6- S^ - J wJ J (j-^-^z ^ r r :_ 13, L x c c H MPC1 20150831 012 0151 F 150CTOBER2012 W-l23334.00 l Account W-123334.001 Debit advice Order date 15.10.2012 Amount USD -lOO'OOO.OO Beneficiary SURWAYOVERSEASS.A. With HSBC PRIVATE BANK (SUISSE) SA Payment fees USD -21.45 Net amount Value date 16.10.2012 USD -100'021.45 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 205493396 .MPC1 20150831 012 0152 F Cpte 123334 Bernardo Freiburghaus to: Andr6 PESTALOZZI 30.10.2012 14:59 Cc "Paola SOMMADOSSr From: "Bernardo Freiburghaus" Born dia Andr^, Por favor completar o valor de Usd lO'OOO- no cartäo STC numero 8032 000 813 893 desse diente. Atenciosamente Bernardo Avaloa 300CT.2012 D««tlMtalre(,j interne 1. OPV-COTATION [?Qfi:T 2. MPC1 20150831 012 0153 F 3IOCTOBER2012 W-123334.001 Account W-123334.001 Debit advice Order date 31.10.2012 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carteno 8032 000 813 893 ChargementcarteSBTC No comptabilisation 50376628 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Netamount Value date 31.10.2012 USD -IQ'IOO.OO Current account W-123334.001.00.USD/USO/Ordinaire S.E. & 0. Yours faithfully Advice wiihout Signatare Tfansaction ref. 207992442 MPC1 20150831 012 0154 F 14 NOVEMBER 20)2 W-123334.001 Account W-123334.001 Debit advice Order date 14.11.2012 Amount CHF -20.1 Reference Correspondent's fees on USD lOO'OOO.I Exchange rate (USD/CHF): 0.933272 Netamount Value date 15.11.2012 USD -21.43 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Iiansaction r et. 209243956 MPC1 20150831 012 0155 F 1IOECEMBER2012 W- l 23334.00 l Account W-123334.001 .Debit advice Order date 11.12.2012 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carteno 8032 000 648 059 Chargement carte SBTC No comptabilisation 50412870 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 12.12.2012 USD -lO'IOO.OO Current account W-123334.001.00.USD/USD/Oidinaire S.E. & 0. Yours faithfully Advice without Signatare Transactkm ref. 211813741 -MPC1 20150831 012 0156 F ClASSEMEMT Cpte .0pu-* 123334 Bemardo Freiburghaus to: Paola SOMMADOSSI 26.12.201221:58 Cc Andre PESTALOZa From: "Bemardo Freiburghaus" Born dia Paola, Por favor completar o valor de Usd 10*000- na carta STC USO numero 8032 000 813 893 desse diente. Agradecendo pela ajuda e desejando Excelentes Festas de Final de Ano. Atenciosamente Bemardo Intern e Visa DesUnatairejs OPV-COTAT10« 2 6 DEC. 2012 MPC1 20150831 012 0157 F 27 DECEMBER 2012 W- l 23334.00 l Account W-123334.001 Debit advice Order date 27.12.2012 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carteno 8032 000 813 893 Chargement carte SBTC No comptabilisation 50426735 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amourrt Value date 27.12.2012 USD -10'100.00 Current account W-123334.001.00.USO/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction ref. 213563983 MPC1 20150831 012 0158 F 21JANUARY20I3 W- l 23334.00 l Account W-123334.001 Debit advice Order date 21.01.2013 Withdrawal USD -5'328.00 Reference Hon. de gestion ler sem. 2013 Net amourrt Value date 16.01.2013 USD -5'328.00 Current account W-123334.00t.OO.USO/USO/Ordinaire S.E. & 0. Yours faithfully Advice wilhout Signatare Transactioiuef. 215853473 .MPC1 20150831 012 0159 F !lPCl_201S083I_012-01S2LF CLASSHMENT Cpte FW: •" NEW ISSUE: JBS SA (BB/BB-) 10NC5 Bernardo Freiburghaus to: Andr6 PESTALOZZI 30,01.201314:40 Cc: "Paola SOMMADOSSr From: "Bemardo Freiburghaus" 1 Born dia Andre , Destinataire(s) Interne Visa 1. OPV-COTATION 1951 ÖD ME ENGANEI l. SEGUE ORDEM CORRETA PARA ESSA ALOCACAO: - 1 FEV. 2013 -123334 / Usd 200*000-' / -125487/Usd 200*000-^ 3.ARCHIVES \ III ! -125477 / Usd 200*000- (mudanga de valor) 'l - 123135 /Usd 300*000- (mudan^a de valor) v Agradecendo Bernardo From: Bemardo Frdburghaus Sent: Wednesday, January 30,2013 10:56 AM To: 'Andre PESTALOZZI1 Cc Paola SOMMADOSSI Subject: RE: *** NEW ISSUE: JBS SA (BB/BB-) 10NC5 *** Born dia Andr6, Segue repartifäo desse compra bond JBS -10 years: -123334/Usd 200'000- -125487/Usd 20(yOOO- -125477 / Usd 300*000- -123135/Usd200'000- Agradecendo Bernardo From: Andr6 PESTALOZZI fmailto:[email protected] Sent: Wednesday, January 30,2013 8:10 AM To: Bemardo Freiburghaus MPC1 20150831 012 0160 F Iof2 123334 CLASSEMENT Bernardo Freiburghaus to: Paola SOMMADOSS1 28.02.2013 12:59 Cc: Andre PESTALOZZI Hide Details From: "Bemardo Freiburghaus" To: "Paola SOMMADOSS1" Cc: Andre PESTALOZZI Oestinatairefc) Interne Visa l.OPV-COTATION 1951 ÖD 2. - k MARS 2013 ili''ni"ii'iii Iniiminjli 3.ARCHWES IjniiMMj'JjJf Attention: Ce message provient de l'exterieur du Groupe Pictet. S'il possede un caractere bancaire, veuillez le traiter de la meme maniere qu'un Fax ou une lettre entrante, conformement ä la directive interne D-36 Internet - Messagerie - Telefax. Faire suivre l Attachment P. Sommactos?iW44 ^ £?• 01 MÄR. 2013 "•' 0645_0001.pdf Born dia Paola, Poderia por favor: 1) J Carregar a carta STC USD - 8032 000 648 059 - com o valor de Usd ttyoOO- Hoje estou Ihe enviando pelo correio formulärio carta de credito TopCard Visa assinada pelo diente. Como näo sabia si a copia de passaporte que voce tem ai no banco esta atualizada, fiz uma nova (ver anexo). / file://C:\Documents and Settings\psommadossi\Local Settings\Temp\notesC778D8\~... 28.02.2013 -MPC1 20150831 012 0161 F 2 of 2 3) Aproveito para Ihe informar que o diente se aposentou no mes de Janeiro 2013, näo trabalha mais na Petrobras S.A.. Por favor atuallzar o KYC diente quer descansar durante 6 meses e depois vai ver si vai abrir uma consultoria ou näo... Ja recebeu 3 novas propostas de trabalho em outras companhias mas pelo momento näo tem nenhum Interesse....quer descansar.... Agradecendo Atenciosamente Bemardo file://C:\Documents and Settings\psonunadossi\Local Settings\Temp\notesC778D8\~... 28.02.2013 MPC1 20150831 012 0162 F 01MARCH2013 W- l 23334.00 l Account W-123334.001 Debit advice Order date 01.03.2013 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50479742 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amourrt Value date 04.03.2013 USD -iinoo.oo Current account W-123334.001.00.USD/USO/Ordinaire S.E. & 0. Yours faithfully Advice without signature Tiansaction ref. 220018650 MPC1 20150831 012 0163 F I.C.S. Inter Cgmpany Services Ltd 759 Square Victoria, Suite 200 Tel +1 (514) 289 1811 Montreal, QC H2Y 2J7 Fax +1(514)2891171 Canada ' > Email [email protected] \ ics(ö)ics-iirniteä.net HAVAWOOD CORP. Panama RP INVÖICENR 2131089 / AL RE: 17:2.2013 - 17.2.2014 6/03/2013 GENERAL FEES AS PER ÖUR AGREEMENTS FOR Incorporation Domiciliation Provision for.director/s 1,700.00 Preparing annual accounts Q Preparing .and filing tax-retum Q Secretarial Services Destl iatalre(s) Interne Assistance^Coordlnation with regards to your LOP/-COTATION 1951' l. actiyilies and fiscal matters for (tie financial year >. Other Services: . 2013 3. Vif EMENTS Liquidation • SUB-TOTAL US$ 1,700.00 EXPENSES OF LOCAL.CORRESPONDENT IN CONNECTION..WITH Annual duty 300.00 Q Other duties Telephone Telex/Telefax Mail Q Other SUB-TOTAL US$ 300. .00 TOTAL us$; 2;000.00 FORPAYMENT: •IBAN: LI59 0880 0000 0343 4140 l c/o Liechcensteinische LandeabanJc AG. Vaduz BIC.: ,.LILALI2X^ ,,-i,rk-i~-'7 with reference: 2131089 ' ' ' ' 'Ici bt^ 3 = GST & PST BXEKPT -MPC1 20150831 012 0164 F CLASSEMENT 123334 Bernardo Freiburghaus to: Andre" PESTALOZZI 13.03.2013 14:40 Cc: "Sortia DA COSTA" From: 'Bernardo Freiburghaus" Born dia Paola, Por favor completar o valor de Usd 10*000- na carta STC USD numero 8032 000 813 893 desse diente. Agradecendo pela ajuda. Cordialmente Bernardo Destlnataire(s) Interne Visa 1.0PV-COTATIOM 2606 DA 2. 0 8 MAI 2013 MPC1 20150831 012 0165 F 14 MARCH 2013 W- l 23334.00 l Account W-123334.001 Debit advice Order date 14.03.2013 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50489788 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amourrt Value date 14.03.2013 USD -10'IOQ.OO Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 221051038 MPC1 20150831 012 0166 F VISA TopCard TopCard Service Ltd Flughofstrasse 35 P.O. Box CH-8152Glattbrugg Tel. 044-828 37 37 Fax 044-828 33 76 PP UCC CH 8098 Zürich 1 592 / 4 /F 4408/UE112 www.topcard.ch 40 /RR /N1 98.42.138880.00491166 CLASSEMENT Rietet & Cie Operations Voyages Route des Acacias 60 1211 Geneve73 Destlnatalra(t) Interne Visa i. OPV-COTATION 2606 DA ! j i- i 22March2013 0 8 MAI 2013 Your new TopCard VISA Business Card 3.ARCH1VES HIHI l II N 1 Dear Mr Sobral Calile We are pleased to enclose your new TopCard VISA Business Card. Secure, convenient and practical - no cash required. Pay for your business expenses with your TopCard VISA Business Card. • Your new TopCard Credit Card has a PIN function. When making payments at most points of sale, you will be required to provide your PIN code. • Your personal PIN code has been sent to you under separate cover. Please do not hesitate to contact us should you have any questions. Our advisors will be happy to help you. Sincerely, TopCard Service Ltd Rene Gerig Sonja Brasser Executive Director Director Important Please sign your TopCard Credit Card immediately on the reverse. Your current card lifnft If your card is lost or stolen. block your card immediately by calling our 24-hour customer Service Card number 4672999004512531 line at +41-44-828 37 37. Tip: Save the number on your cell phone. Card limit 15 000 USD '3-0 Secure* for secure online payments: Register your card now for the free Service at •H www.topcard.ch/secure. u For further Information, visit www.topcard.ch. -MPC1 20150831 012 0167 F TopCard Service AG Rughofstrasse 35 VISA TopCard Postfach 8152 Qlattbrugg Call Center Tel. 044-8283737 Postfach TC Fax: 044-828 33 76 P.P. CH8098ZQrich1 VISA Business PICTET&CIE Account number 0000169604864283 OPERATIONS VOYAGES ROUTE DES ACACIAS 60 Account limit USD 20'000.00 1211GENEVE73 HAVAWOOD CORP. 8755 W123334.001 Tumover of all cards for this main account in the current calendar year: Spending on all cards USD 75.00 USD Billing Statement Data 27.03.2013 Page 1 of 1 Previous balance Total debrts Total credits Billing balance USD 0.00 USD 75.00 USD 0.00 USD 75.00 3 Statement check | Please check the present Statement. Any objections must be reported to us in writing within 30 days of the $ Statement date. Purchase Text Debits Credits Trans- USD USD action 19.03.13 PREVIOUS BALANCE 0.00 0.00 27.03.13 ANNUAL FEE MAIN ACCOUNT 75.00 27.03.1 3 Open balance 75.00 l Your Involce will be debited to your bank account automatically (Debil authorisation) on 23.04.2013. Foreign currency conversion In transactions involving currency conversion, the exchange rate on the day preceding the booking date is used, and increased by a processing surcharge of 1%. Such transactions are based on the UBS seil exchange rate up to an äquivalent value of CHF 25,000. TCW1 1/1 50004591. 20130327 / 203751 / 0032S3 l l l l l MPC1 20150831 012 0168 F 12 APRIL 2013 W- l 23334.00 l Account W-123334.001 Debit advice Order date 12.04.2013 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAIO SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50517497 SBTC fees USD -50.00 SBTC Pictet fees USD -50.00 Netamount Value date 12.04.2013 USD -10100.00 Currenl account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without signature Transaction rel. 224256203 MPC1 20150831 012 0169 F 19 APRIL 2013 W- l 23334.00 l Account W-123334.001 Debit advice Equivalent to USD 75.00 Order date 19.04.2013 Amount USD -75.00 Beneficiary TOPCARD SERVICE AG FLUGHOFSTRASSE 35 8152 GLATTBRUGG With UBSAG ZÜRICH SWITZERLAND Remitter's bank UBS CARD CENTER AG TOPCARD Communication CREDIT CARD STATEMENT OF 27.03.2013 CREDIT CARD ACCOUNT NR ES16960486428301 Reference TOPCARD SERVICE AG Payment fees USD -10.76 Ttansaction ref. 225107232 1/2 MPC1 20150831 012 0170 F 19 APRIL 2013 W-l23334.001 Account W-123334.001 Debit advice Order date 19.04.2013 Netamount Value date 23.04.2013 USD -85.76 Current account W-123334.001.00.USD/USO/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ret. 225107232 2/2 -MPC1 20150831 012 0171 F «PCL-231SSS3LJ012-Q171-F TopCard Service AG Flughofetrasse 35 VISA Postfach TopCard SISZGIattbrugg Call Center Tel. 044-628 37 37 Fax: 044-828 33 76 VISA Business PICTET&CIE Account number 0000169604664283 OPERATIONS VOYAGES ROUTE DES ACACIAS 60 Account limit USD20'000.00 1211GENEVE73 HAVAWOOD CORP. "6356 W123334.001 Tumover of all cards for this main account in the current calendar year: Spending on all cards USD 75.00 USD Account Statement SAL3348 10 Date 28.04.2013 Page 1 of 1 Previous balance Total debits Total credits Billing balance USD 75.00 USD 0.00 USD 75.00 USD 0.00 8 Statement check i Please check the present Statement. Any objections must be reported to us in writing within 30 days of the § Statement date. Purchase Text Debits Credits Trans- USD USD action 27.03.13 PREVIOUS BALANCE 75.00 0.00 24.04.13 DIRECTDEBIT (SWIFT) 75.00 24.04.13 Balance 0.00 Forelgn currency conversion In transactions involving currency conversion, the exchange rate on the day preceding the booking date is used, and increased by a processing surcharge of 1%. Such transactions are based on the UBS seil exchange rate up to an equivalent value of CHF 25,000. TCN1 1/1 . 5000455). 20130428/ 193329 / 000271 MPC1 20150831 012 0172 F 30 APRIL 2013 W-l23334.00 l Account W-123334.001 Debit advice Order date 30.04.2013 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carte no 8032 000 813 893 Chargement carte SBTC Nocomptabilisation 50534282 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 30.04.2013 USO -IQ'100.00 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 226065762 MPC1 20150831 012 0173 F -.-.LASSEMENT Cpie.. Rio de Janeiro, 14.05.2013 Ref: 123334/Havawood Please transfer Amount: Usd SO'ISO- To: INDUSTRIAL AND COMERCJAL BANK OF CHINA (ASIA) LIMITED ADRESS: ICBCTOWER FLOOR, 33- 3 GARDEN ROAD CENTRAL SWIFT: UBHKHKHH ACCOUNT: 8765 3000 2061 BENEF: SPLENDID CORE LIMITED ADRESS: 10 A SEAPOWER INDUSTRIAL CENTRE 177-HOI BUN ROAD HONG KONG Thank you p Somnra*>ssW3644 1.6 MAI 2013 Destlnataire(s) Interne Visa 1. OPV-COTATION ;>962 MC 2, 1 7 MAI 2013 3.ARCHWES | | MPC1 20150831 012 0174 F 16 MAY 2013 W- l 23334.001 Account W-123334.001 Debit advice Order date 16.05.2013 Amount USD -50'150.00 Beneficiary SPLENDID CORE LIMITED With INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LTD Paymentfees USD -10.33 Cash transfer fees from correspondent USD -15.00 Net amount Value date 16.05.2013 USD -50'175.33 Current account W-123334.001.00.USD/USD/Ordinaire S.E. & 0. Yours faithfully Advice without Signatare Transaction ret. 227914356 MPC1 20150831 012 0175 F TopCard Service AG Flugtiolstrasse 35 VISA TopCard Postfach 8152 Glattbrugg Call Center Tel. 044-828 37 37 Fax: 044-828 33 76 VISA Business PICTET&CIE Account number 0000 169604864283 OPERATIONS VCYAGES ROUTE DES ACACIAS 60 Account limit USD 20'000.00 1211GENEVE73 HAVAWOOD CORP. 855&W123334.001 Turnover of all cards for this main account in the current calendar year: Spending on all cards USD 4'800.61 USD Billing Statement SAL3348 10 Dale 27.06.2013 Page 1 of 1 Previous balance Total debits Total credits Billing balance USD 0.00 USD 4725.61 USD 0.00 USD 4725.61 Statement check Please check the present Statement. Any objections must be reported to us in writing within 30 days of the Statement date. Purchase Text Debits Credits Trans- USD USD action 28.04.13 PREVIOUS BALANCE 0.00 0.00 27.06.13 4672 9990 0451 2531 SOBRAL CALILE ULISSES 4725.61 27.06.13 Open balance 4725.61 Your invoice will be debited to your bank account automatically (Debit authorisation) an 22.07.2013. Foreign currency conversion In transadions involving currency conversion, the exchange rate on the day preceding the booking date is used, and increased by a processing surcharge of 1%. Such transactions are based on the UBS seil exchange rate up to an equivalent value of CHF 25,000. TCN 1 1/5 MPC1 20150831 012 0176 F TopCard Service AG Flugholstrasse 35 VISA TopCard Postfach 8i52Glanbrugg Call Center Tel. 044-828 37 37 Fax: 044-828 33 76 VISA Business PICTET&CIE Account number 0000162333976924 OPERATIONS VOYAGES ROUTE DES ACACIAS 60 Account limit USD15'000.00 1211GENEVE73 ULISSES SOBRAL CALILE USD Account Statement SAL3348 10 Oate 27.06.2C 13 Page 1 of4 Previous balance Total debits Total credits Billing balance USD 0.00 USD4'825.61 USD4'825.61 USD 0.00 Statement check Please check the present Statement. Any objections must be reported to us in writing within 30 days of the Statement date. Purchase Text Debits Credits Trans- USD USD action 19.03 13 PREVIOUS BALANCE 0.00 0.00 ULISSES SOBRAL CALILE / 4672 9990 0451 2531 14.06 13 WYNDHAM@ CELEBRATION STES407-397-241 7 USA 1 00.00 17.06.13 Timeshares 14.06 13 MICHAEL KORS RETAIL INC ORLANDO USA 604.93 17.06.13 Ciothing and accessories Stores 14.06 13 DRESS YOUR HANDS INC ORLANDO USA 37.28 17.06.13 Card or gitt or novelty or Souvenir shop 14.06.13 KMA TRADING USA KISSIMMEE USA 16.95 17.06.13 Ciothing and accessories Stores 14.06 13 A a W 94868 ORLANDO USA 1 3.40 17.06.13 Restaurants, Bars 14.06 13 SIZZLIN GRILL KISSIMMEE USA 22.98 17.06.13 Restaurants, Bars 14.06.13 COLUMBIA SPORTSWEAR 452 ORLANDO USA 53.14 17.06.13 Ciothing - sports, riding apparel 14.06 13 TIMBERLAND #178 ORLANDO USA 113.10 17.06.13 Shoe Stores CONTINUED ON THE NEXT PAGE 961 .78 0.00 TCN1 2/5 50004720. MPC1 20150831 012 0177 F TopCard Service AG Flughofstrasse 35 VISA TopCard Postfach 8i52Glattbrugg Call Center Tel. 044-828 37 37 ULISSES SOBRAL CALILE VISA Business Account number 0000 162333976924 Account Statement of 27.06.2013 Page 2 of 4 Purchase Text Oebits Credits Trans- USD USD action CONTINUED FROM PREVIOUS PAGE 961 .78 0.00 14.06 13 TH US OUTLETS ORLANDO USA 1 3.83 17.06.13 Ciothing and accessories Stores 14.06 13 AEROSOLES 804 ORLANDO USA 53.24 17.06.13 Shoe Stores 15.06 13 TOYS R US #8726 ORLANDO USA 408.38 17.06.13 Games and hobby Stores 15.06 13 SILVER S 01302025 ORLANDO USA 35.10 17.06.13 Card or gift or novelty or souvenir shop 15.06 13 Lombards Landi01200195 ORLANDO USA 54.08 17.06.13 Restaurants, Bars 16.06 13 PIZZA HUT 26534 KISSIMMEE USA 27.07 17.06.13 Restaurants, Bars 16.06 13 WYNDHAM GS @ BONNET CREEKLK BUENA VISTUSA 202.36 1 7.06.1 3 Timeshares 16.06 13 MARCO STORE ORLANDO USA V008.50 17.06.13 Ciothing and accessories Stores 16.06 13 OUTBACK 1052 ORLANDO USA 50.68 17.06.13 Restaurants, Bars 16.06.13 WYNDHAM GS @ BONNET CREEKLK BUENA VISTUSA 100.00 17.06.13 Timeshares 16.06 13 7-ELEVEN 321 74 KISSIMMEE USA 13.45 18.06.13 Gasoline Service stations 16.06 13 COLUMBIA HARBOR HOU LAKE BUENA VIUSA 24.67 1 8.06. 1 3 Restaurants. Bars 16.06 13 EMPORIUM COMPLEX LAKE BUENA VIUSA 23.38 18.06.13 Card or gift or novelty or souvenir shop 16.06 13 INFLIGHT US AIRWAYS PHOENIX USA 14.00 18.06.13 Restaurants, Bars 17.06 13 MACY'S EAST #81 1 ORLANDO USA 62.31 18.06.13 Department stores 17.06 13 CVSPHARMACY #3696 O03 ORLANDO USA 34.47 19.06.13 Pharmacies, Drug stores 17.06 13 RED LOBSTER US00004358 KISSIMMEE USA 37.63 19.06.13 Restaurants, Bars 17.06.13 BANANA REPUBLIC #8266 ORLANDO USA 1 87.75 19.06.13 Misc speciality retail 17.06.13 GAP #4404/THE ORLANDO USA 230.85 19.06.13 Misc speciality retail CONTINUED ON THE NEXT PAGE 3'443.53 100.00 TCNl 3/5 50004720. MPC1 20150831 012 0178 F ?!FCI_2QIEOS3!_;Q!2-j8!7SLJF TopCard Service AG Rughofstrasse 35 VISA TopCard Postfach 8152 Glattbrugg Call Center Tel. 044-828 37 37 ULISSES SOBRAL CALtLE VISA Business Account number 0000 1623 3397 6924 Account Statement öl 27.06.2013 Page 3 öl 4 g Purchase Text Debits Credits Trans- g^j USD USD aclion p CONTINUED FROM PREVIOUS PAGE 3'443.53 100.00 17 06.13 SPERRY #5001 ORLANDO USA 193.83 19.06.13 Shoe Stores 17 06.13 CITYWALK 021 04552 ORLANDO USA 24.34 19.06.13 Card or gilt or novelty or souvenir shop 17 06.13 DEEP SEA CART ORLANDO USA 149.09 19.06.13 Cosmelic Stores 17.06.13 Burger Digs 00901439 ORLANDO USA 22.32 19.06.13 Restaurants, Bars 18 06.13 OHD DOWNTOWN DISNEY LAKE BUENA VIUSA 13.79 19.06.13 Ciothing and accessories Stores 18.06.13 PONDEROSA 3TEAKHOUSE KISSIMMEE USA 41 .69 19.06.13 Restaurants, Bars 18.06.13 MCDONALD'S M71 06 KISSIMMEE USA 9.61 20.06.13 Restaurants, Bars 18 06.13 SEAWORLD-MRCHDSE ORLANDO USA 26.57 20.06.13 Amüsement parks, carnivals, circuses 18.06.13 HOUSE OF BLUES ORLANDO LK BUENA VISTUSA 29.82 21.06.13 Restaurants, Bars 18 06.13 HOUSE OF BLUES ORLANDO LK BUENA VISTUSA 9.00 21.06.13 Restaurants, Bars 19 06.13 NORDSTROM »0767 ORLANDO USA 165.02 21.06.13 Department Stores 19 06.13 APPLE STORE «R143 ORLANDO USA 520.79 21.06.13 Electronic Stores 19 06.13 CALIFORNIA PIZZA 187 ORLANDO USA 34.62 21.06.13 Restaurants, Bars 19 06.13 RUBY TUESDAY ORLANDO USA 14.91 21.06.13 Restaurants, Bars 19 06.13 D RUM BAR & GR1 2200606 CHARLOTTE USA 57.12 21.06.13 Restaurants, Bars 19 06.13 7-ELEVEN 25030 ORLANDO USA 49.02 21.06.13 Gasoline Service stalions 19 06.13 GODIVA CHOCOLATES #1 50 ORLANDO USA 1 4. 1 6 21.06.13 Candy and nut stores 20 06.13 OTG MCO VENTURE II, LLC JAMAICA USA 6.38 21.06.13 Restaurants, Bars Card total USD 4725.61 CONTINUED CN THE NEXT PAGE 4'825.61 100.00 TCNI 4/5 50004720. ; «mmi onm»» MPC1 20150831 012 0179 F TopCard Service AG Flughofslrasse 35 VISA TopCard Postfach 8l52Glattbrugg Call Center Tel. 044-828 37 37 ULISSES SOBRAL CALILE VISA Business Account number 0000162333976924 Account Statement of 27.06.2013 Page 4 of 4 Purchase Text Oebits Credits Trans- USD USD action CONTINUED FROM PREVIOUS PAGE 4'825.61 100.00 27.06.13 BALANCE TRANSFERRED TO MAIN ACCOUNT 169604864283 4725.61 27.06.13 Balance 0.00 Foreign currency conversion In transactions involving currency conversion. Ihe exchange rate on the day preceding the booking date is used, and increased by a processing surcharge of 1%. Such transactions are based on the UBS seil exchange rate up to an equivalent value of CHF 25,000. TCN 1 5/5 50004720. 20130627 / 193200 / MPC1 20150831 012 0180 F 02 JULY 2013 W-123334.001 Account W-123334.001 Debit advice Order date 02.07.2013 Amount USD -SO'OOO.OO Beneficiary SCOOPITASSETS CORPORATION With ROYAL BANK OF CANADA SUISSE S.A Payment fees USD -21.12 Net amount Value date 02.07.2013 USD -SO'021.12 Current accoimt W-123334.001.00.USO/Ordinary S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 233039942 MPC1 20150831 012 0181 F ü . o J CLASSEMENT U,. Cpte.. Tu-' FI w SL : J Z- S - 3 r >- iv uO ™^~ pl. t- fa > 01 22 ."M o: O o [— ,cj s.iv. s S 5 0 r-J 5 CH i S a'T *;>it j S^^Sf t/%e:*"'''»C4 0 2 JUIL. 2013 MPC1 20150831 012 0182 F 10 MY 2013 W- l 23334.00 l Account W-123334.001 Debit advice Order date 10.07.2013 Withdrawal USD -4'915.00 Reference Hon. de gestion 2nd sem. 2013 Net amount Value date 10.07.2013 USD -4'915.00 Current account W-123334.001.00.USO/Ordinaiv S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 233935H9 MPC1 20150831 012 0183 F 18JULY20I3 W- l 23334.00 l Account W-123334.001 Debit advice Order date 18.07.2013 Amount USD -4725.61 Beneficiary TOPCARD SERVICE AG FLUGHOFSTRASSE 35 8152GLATTBRUGG With UBSAG ZÜRICH SWITZERLAND Remitter's bank UBS CARD CENTER AG TOPCARD Communication CREDIT CARD STATEMENT OF 27.06.2013 CREDIT CARD ACCOUNT NR ES16960486428301 Reference TOPCARD SERVICE AG Payment fees USD -10.59 Net amount Value date 22.07.2013 USD -4736.20 Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yours faithfully Advice withoul Signatare Transaction ref. 234641478 MPC1 20150831 012 0184 F _ opCard Service AG Flughofstrasse 35 VISA TopCard Postfach 8152 Glattbrugg Call Center Tel. 044-828 37 37 Fax: 044-828 33 76 VISA Business PICTET&CIE Account number 0000 169604864283 OPERATIPNS VOYAGES ROUTE DES ACACIAS 60 Account limit USD 20'000.00 1211 GENEVE73 H A VA WOOD CORP. 82S5 W123334.001 Turnover of all cards for this main account in the current calendar year: Spending on all cards USD 4'800.61 USD Account Statement SAL3348 10 Date 28.07.2013 Page 1 of 1 Previous balance Total debits Total credits Billing balance USD 4725.61 USD 0.00 USD 4725.61 USD 0.00 § Statement check 2 Please check the present Statement. Any objections must be reported to us in writing within 30 days of the K Statement date. Purchase Text Debits Credrts Trans- USD USD action 27.06.13 PREVIOUS BALANCE 4725.61 0.00 23.07.13 DIRECT DEBIT (SWIFT) 4725.61 23.07.13 Balance 0.00 l Foreign currency conversion In transactions involving currency conversion, the exchange rate on the day preceding the booking date is used, and increased by a processing surcharge of 1%. Such transactions are based on the UBS seil exchange rate up to an equivalent value of CHF 25,000. TCNl 1/1 50004725. 20130728/214315' 000333 MPC1 20150831 012 0185 F 23 AUGUST 2013 W-123334.001 Account W-123334.001 Debit advice Order date 23.08.2013 Amount USD -9'900.00 Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50682242 SBTC fees USD -49.50 SBTC Rietet fees USD -49.50 Net amount Value date 23.08.2013 USD -9'999.00 Current account W-123331.001.00.USD/Otdinary S.E. & 0. Yours faithfully Advice wilhout Signatare Transactionref. 237696556 MPC1 20150831 012 0186 F 23 AUGUST 2013 W-l23334.001 Account W-123334.001 Debit advice Order date 23.08.2013 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50682242 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 23.08.2013 USD -10'irjO.OO Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yoursfaithfully Advice wilhout Signatare Transaction ref. 237696911 MPC1 20150831 012 0187 F 05 SEPTEMBER 2013 W-123334.001 Account W-123334.001 Debit advice Order date 03.06.2013 Amount USD -2'000.00 Beneficiary I.C.S. INTER COMPANY SERVICES LTD With LIECHTENSTEINISCHE LANDESBANK AG Communication REF. 2131089 Payment fees USD -21.36 Net amount Value date 05.09.2013 USD -2-021.36 Current account W-123334.001.00.USD/Ordin3iy S.E. & 0. Yours faithfully Advice without signature Transaction ret. 238916889 MPC1 20150831 012 0188 F Incident Booking Error I 2013.1002.075605 Terminated ' Workflow Information I Initiator Documentor ' Validator(s) Task Actor(s) SOMMADOSSI Paola (3644) SOMMADOSSI STEIGER Pierre -> GP : Operations(DOS Paola (3644) (1345) SANTOS DA SILVA Andrea- Sabine) GE Cotation DELESSERT Olivier (1951) •* Information Notify by memo (Send for information) Users already informed w Incident information and description Date of incident* 27.09.2013 Date of report* 02.10.2013 JBooking Date* 27.09.2013 [Description of incident* Booking Error MPC1 20150831 012 0189 F llncident ref.* I 2013.1002.075605 Geographical location* Geneve Legal entity* Pictet & Cle Person(s) responsible for incident l ncident Identified by* External account managen jlnformation System for client number* AVALOQ t Avaloq number W-0123334.001 Incident visible to client No iCounterparty (broker etc.) N/A Security number N/A Code / type of incident* Inattention: Faux client debite ou credite, faux beneficiaire (In_Cli) (F = French, E = English) Lack of attention: Wrong client debited or credited, wrong beneficiary Product / Operation concerned* Securitles operations ! Operations de bourse Urgency* No Action already taken* No Description of taken action* Corrective action type 1. Reversal \ jReference of incorrect Operation 241153991 Amount of incorrect Operation 0 MPC1 20150831 012 0190 F Approximate amount of loss/profit 0.00 "Approximate amount of loss/profit in local 0.00 Icurrency New Client number 123384 'ew account number 123384 "New foreign exchange rate External payment required External payment expected Letter to be written to client(s) / third No party(ies) Letter Status Letter responsible Comment The order was taken over the phone. Instead of 123834 I understood 123334, both accounts are managed by the same dient advisor (Stetson). Please revert the booking back value on account 123334 and place it on 123834 accordingly. Merci! TP Invoicing : extourner et repasser surcompte 123384.001 . 02.10.2013 Johan HUGENTOBLER IDate of booking* 27.09.2013 Amount attribution Source currency Local currency P&L Impact* Internal account number* i I MPC1 20150831 012 0191 F Org. Unit Code Amount Code Amount 1. 10203112 (0000113B) USD 0.00 CHF 0.00 Neutral | - | N/A N/A Neutre Pictet Wealth Management\DeVeloppement Commercial\Marche - Amerique latine\Bresil - 0 0.00 CHF 0.00 0.00 CHF l|3. () 0.00 |4. () 0.00 CHF 0.00 5. 0 0.00 CHF 0.00 Total 0.00 0.00 " Corrective actions for specific incident with task attribution Status Responsible (Group and actor) i l 1. Reversal Completed GP : OPERATIONS Dos Santos Da ", Silva Andrea-Sabine Deport to authorities No Client performance to be rectified No MPC1_20150831_012_0192_F Financial Statement / tax declaration to be No corrected Periodical fees to be corrected No .ction (to be taken) to prevent reoccurence No of this type of incident (section F) * Action (to be) taken to prevent reoccurence of this type of incident IThe order was taken over the phone. The external Client advisor manages several accounts and on top of that the two accounts that were mixed up are islmilar (123334 & 123834). From now on we will try to confjrm Orders by email äs well. •» Appendix and files Appendix Attached files neral comment on this incident (for role SuperUser only) •»• History MPC1 20150831 012 0193 F 'Action 02.10,2013 SOMMADOSSI Paola | Validl GE ACTE (Admin. Correspondants Titres & Especes) —> 02.10.2013 SOMMADOSSI Paola | Validl —> STEIGER Pierre 02.10.2013 SOMMADOSSI Paola | Valid2 GE Cotation —> 02.10.2013 SOMMADOSSI Paola | Valid2 —> STEIGER Pierre ^2.10.2013 REYMOND Arlane | Valid2 —> GE Cotation .2.10.2013 REYMOND Arlane | Valid2 STEIGER Pierre ---> 02.10.2013 REYMOND Arlane | ResponsibleOlGrp ---> GE Administration: Contröle bourse 02.10.2013 DELESSERT Olivier | Valid2 —> DELESSERT Olivier ^ Flow history IDate Actor Action 02.10.2013 SOMMADOSSI Paola Sent to validator 08:26:27 SOMMADOSSI Paola Reassigned to validator STEIGER Pierre 02.10.2013 STEIGER Pierre Sent to validator STEIGER Pierre 09:48:12 REYMOND Ariane Reassigned to validator GE Cotation 02.10.2013 DELESSERT Olivier Validation taken in Charge DELESSERT Olivier 10:47:21 DELESSERT Olivier Sent to all task responsibles 02.10.2013 13:38:05 02.10.2013 13:56:44 02.10.2013 14:01 34 •»• Task l History Action 02.10.2013 | HUGENTOBLER Johan | Responsible group GE Administration: Contröle bourse —-> GP :Operations 02.10.2013 l HUGENTOBLER Johan | Comment The Order was taken over the phone. Instead of 123834 I understood 123334 both accounts are managed by the same client advisor (Stetson). MPC1_20150831_012_0194_F Please revert the booking back value on account 123334 and place it on 123834 accordingly. Merci! ---> The order was taken over the phone. Instead of 123834 I understood 123334 both accounts are managed by the same client advisor (Stetson). Please revert the booking back value on account 123334 and place it on 123834 accordingly. Mercl! P Invoicing : extourner et repasser sur compte 123384.001 . 2.10.2013 Johan HUGENTOBLER 02.10.2013 | HUGENTOBLER Johan | P&L Impact —> Neutral j - | Neutre •^ © Pictet & Cie 2013. All rights reserved. Author : Paola SOMMADOSSI 02.10.201307:56 History : 5 Olivier DELESSERT 02.10.2013 14:01 4 Olivier DELESSERT 02.10.2013 13:56 3 Arlane REYMOND 02.10.2013 13:38 2 Pierre STEIGER 02.10.2013 10:47 1 Paola SOMMADOSSI 02.10.2013 09:48 MPC1 20150831 012 0195 F CUASSEMEMT M- 123334 Havawood SELL ORDER Cpte * Enguerrand to: Paola SOMMADOSSI. 'Ajidrö PESTALOZZI' 01.10.201316:41 Cc: "Berrrardo Freiburghaus" From: Enguerrand History: This message has been repjied to. Oear Paola, Please could you do the following: -Seil quantity: 200k of Sub VTB BK/CAP Coupon 6,95%, 12.2022, XS0842078S36 with a limit of 99,75% Many thanks in advance for execution confirmation or market price, Best regards, Enguerrand Avaloq fait p. SommatJossiOM1 0 2 OCT. 2013 MPC1 20150831 012 0196 F CLASSEMENT 123334 Havawood Enguerrand to: Paola SOMMADOSSI 01.10.201315:56 Cc: "Bemardo Freiburghaus* From: Enguerrand Histoiy: This message has been replied to. Dear Paola, l nope you're doing fine in far far away Geneva, l think there is something wrong on this account: -on the Statement of assets we can see a purchase of Bco Nordeste Brasil 12/19 on the 27 of September, but this order was supposed to be for Oropjack which account number looks quite similar: 123834, l think those Orders were given through a phone call, and there might have been a misunderstanding. © Please would you be kind enough to Transfer the assets back value from 123334 to 123834 (so äs to reduce accordingly the debrt on current account)? Please let me know whether it could be done or not, Many thanks for your help, Kind Regards, MPC1_20150831_012_0197_F Greetings from Rio Enguerrand MPC1 20150831 012 0198 F 080CTOBER2013 W-123334.001 Account W-123334.001 Debit advice Order date 08.10.2013 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50738836 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 09.10.2013 USD -10'10 0.00 Current account W-123334.00 l.OO.USD/Ordinary S.E. & 0. Yours faithfully Advice without Signatare Transartion ref. 242503173 MPC1 20150831 012 0199 F nPCL_20IS0S3I_JQlZJ312a-F 030CT08ER2013 W-123334.001 Account W-123334.001 Debit advice Order date 08.10.2013 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAIO SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50738836 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 09.10.2013 USD -10'100.00 Current account W-123334.001.00.USD/Ordinaiy S.E. & 0. Yours faithfully Advice without Signatare Transaction ref. 242508522 MPC1 20150831 012 0200 F 26 NOVEMBER 2013 W-123334.001 Account W-123334.001 Debit advice Order date 26.11.2013 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50791005 SBTC fees USD -50.1 SBTC Rietet fees USD -50.1 Netamount Value date 27.11.2013 USD -lO'IOOOO Current account W-123334.001. OO.USD/Ordinary S.E. & 0. Yoursfaithfully Advice without signature Transaction rel. 248200225 MPC1 20150831 012 0201 F 26 NOVEMBER 2013 W-123334.001 Account W-123334.001 Debit advice Order date 26.11.2013 Amount USD -lO'OOO.OO ßeneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50791005 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 27.11.2013 USD -10'IQO.OO Gurren) account W-123334.001.00.USD/Ordinaiv S.E. & 0. Yours faithfully Advice without signature Tranwction ref. 248200343 MPC1 20150831 012 0202 F 07 JANUAR* 2014 W-123334.001 Account W-123334.001 Debit advice Order date 07.01.2014 Amount USO -lO'OOO.OO Beneficiary SWISS BANKERS PREPAIO SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50841080 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 08.01.2014 USD -10'100.00 Current account W-123334.001.00.USO/Ordinaiy S.E. & 0. Yours faithfully Advice without Signatare Transaction rel. 252239533 MPC1 20150831 012 0203 F JIPClJ2Gi5083lJGl£ZJ)2Q3~F 07IANUARY2014 W-123334.001 Account W-123334.001 Debit advice Order date 07.01.2014 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50841080 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 08.01.2014 USD -10'100.00 Current account W-123334.001.00.USO/Otdinary S.E. & 0. Yours faithfully Advice without signature Transaction ref. 252239966 MPC1 20150831 012 0204 F IOJANUARY2014 W-123334.001 Account W-123334.001 Debit advice Order date 10.01.2014 Withdrawal USD -4'841.75 Reference Hon. de gestion ler sem. 2014 Net amount Value date 10.01.2014 USD -4-841.75 Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yours faithfully Advice without Signatare Transaction rel. 252572934 MPC1 20150831 012 0205 F W-C1-28Z5QS3L-S12J923&JF 10 FEBRUARY 2014 W-123334.001 Account W-123334.001 Debit advice Order date 10.02.2014 Amount USO -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50878992 SBTC fees USD -50.00 SBTC Rietet fees USO -50.00 Net amount Value date 11.02.2014 USD -10'100.00 Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yours faithfully Advice without signature Transaction ref. 255924594 MPC1 20150831 012 0206 F IOFEBRUARY2014 W-123334.001 Account W-123334.001 Debit advice Order date 10.02.2014 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50878992 SBTC fees USD -50.00 SBTC Pictet fees USD -50.00 Net amount Value date 11.02.2014 USD -10'100.00 Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yours faithfully Advice without signature Transactionrcf. 255924565 MPC1 20150831 012 0207 F 123334 Bernardo Freiburghaus to: Paola SOM MADOSSI 24.02.201.4 14:26 Cc: Andre PESTALOZZI. Enguerrand CLASSEMENT From: "Bemardo Freiburghaus" Born dia Paola, Tudo bom? D Por favor completar o valor de Usd lO'OOO.- na carta STC USD numero 8032 000 813 893 desse diente. 2) Por favor completar o valor de Usd lO'OOO.- na carta STC USD numero 8032 000 648 059 desse diente. Agradecendo pela ajuda. Abracos, Interne Visa Bernardo 1 OPV-COTATION 2971 GT 2. 2 6 FEV. 2014 3.ARCHIVES Illilllli H II III 2 5 FEV. 2014 MPC1 20150831 012 0208 F 25 FEBRUARY 2014 W-123334.001 Account W-123334.001 Debit advice Order date 25.02.2014 Amount USD -S'000.00 Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50893761 SBTC fees USD -25.Ü SBTC Rietet fees USD -25.C Net amount Value date 25.02.2014 USD -S'050.00 Current account W-123334.001.00.USD/Ordinaiy S.E. & 0. Yoursfaithfully Advice without Signatare Transactioniel. 257239411 MPC1 20150831 012 0209 F 25FEBRUARY2014 W-123334.001 Account W-123334.001 Debit advice Order date 25.02.2014 Amount USD -5'QOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50893761 SBTC fees USD -25.00 SBTC Fielet fees USD -25.00 Net amount Value date 25.02.2014 USD -S'050.00 Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yours faithfully Advice wilhoul signature Transaction ref. 257239629 MPC1 20150831 012 0210 F TopCard Service AG Flughofstrasse 35 VISA TopCard Postfach 8152 Glattbrugg Credit Operation; Support Tel. +41-44-828 33 68 <£ Fax 441-44-828 34 2 5 •; Rietet & Cie Route des Acacias 60 *' 1211 Geneve73 UJ U. p- CM 100 111 8494 Interne Visa 2 5 fevrier 2014 Compte de cartejte.erödilt TopCard: 1696 0486 4283 Garantie No.: GA-29662 Au nom de: Havawood Corp. Madame, Monsieur, • Nous accusons bonne röception de votre courrier du 14 fevrier 2014 et vous confirmons par la präsente l'annulation de la carte de credit TopCard du dient susmentionne pour !e 14 fevrier 2014. '•^—'••':—-"— -- --C-bmp'te tenu"du?delairde-'fesiliatiön de-tröis-möisf-noüs-voüs-renverron's-la-garantie-le -15 rtiäi-20-T4r^ -• Nous vous saurions gr£ de nous indiquer le numero de compte sur le quel nous pourrions verser une eventuelle crea nee. • • Nous nous tenons ä votre entiere disposition pour tout complement d'information et vous prions d'agreer, Madame, Monsieur, nos salutations les meilleures. TopCard Service SA .. . Anthula Danilis mqina Canod Fondee de pouvoir andataire commerdale MPC1 20150831 012 0211 F I.C.S. Inter Company Services Ltd 759 Square Victoria, Suite 200 Tel +1 (514) 289 18.11 Montreal, QC H2Y 2J7 Fax +1 (514).2891171 Canada Email info@ics-)imiled-.net COTATION icsfliics-limited net DONNEUR D'ORDRE: /> HAVAWOOD CORP. / Panama .RP INVOIC6NR 2140826 / AL RE: 17.2.2014 - 17.2.2015 4/03/2014 GENERAL FEES AS PER OUR AGREEMENTS FOR EXPENSES OF LOCAL CORRESPONDENT IN CONNECTION WITH ! 0 Annual duty 300.00 Q Other dut.ies Q Telephone Q TelexTelefax | [ Q Mail i na Othpr Overphai-at» 201^/14 «*CY nn SUB-TOTAL OS$ 350.00 TOTAL US$ 2,050.00 FORPAYMENT: I3AK: 1,159 0880 OQOO 0343 4140 l c/o. Liechcenateinioche lAndesbank AG, Vaduz BIG: tILALI2X with reference: 214082S OST & PST EXEKP1 MPC1 20150831 012 0212 F 123334 Havawood Enguerrand to: 'Paola SOMMADOSSI' 10.03.2014 13:16 Cc: 'Andrö PESTALOZZI'. "Bernardo Freiburghaus" CLASSEMENT From: Enguerrand Born dia Paola, Tudo bom? D Por favor completar o valor de Usd IffOOO.- na carta STC USD numero 8032 000 813 893 desse diente. 2) Por favor completar o valor de Usd lO'OOO.-- na carta STC USD numero 8032 000 648 059 desse diente. Agradecendo pela ajuda. Abracos, Enguerrand Destinatöire(s) Interne Visa 1. OPV-COTATION 1951 ÖD 2. Avaloo fa'rt 1 3 HAUS 20tt P. Sommadossi/3644 3.ARCHIVES ih lül • 12 MÄR. 2014 MPC1 20150831 012 0213 F 13MARCH2014 W-123334.001 Account W-123334.001 Debit advice Order date 13.03.2014 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAIO SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 50913169 SBTC fees USD -50.00 SBTC Fielet fees USD -50.00 Net amount Value date 13.03.2014 USD -ID'100.00 Current account W-123334.OOl.00.USD/Ordinaiy S.E. & 0. Yours faithfully Advice withoul signature Transaction rel. 258855318 MPC1 20150831 012 0214 F 13 MARCH 2014 W-123334.001 Account W-123334.001 Debit advice Order date 13.03.2014 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 50913169 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 13.03.2014 USD -10'10 0.00 Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yours faithfully Advice wilhout signature Transaction ref. 253855332 MPC1 20150831 012 0215 F 14 MARCH 2014 W- l 23334.00 l Account W-123334.001 Debit advice Order date 04.03.2014 Amount USD -2'050.00 Beneficiary I.C.S INTER COMPANY SERVICES LTD With LIECHTENSTEINISCHE LANDESBANK AG Communication REF. 2140826 Payment fees USD -22.92 Net amount Value date 14.03.2014 USD -2'072.92 Current account W-123334.001.00.USD/Ordinaty S.E. & 0. Yours faithfully Advice without signature Transaction ref. 259235539 MPC1 20150831 012 0216 F CLÄSSEMENT oj- wi: TOj er? TÖ-. g ca £. j ..A_. ».<$• g Aj;ii 3 4.g-S .T/62 •>>_?-._«•. £j MPC1 20150831 012 0217 F 18 MARCH 2014 W-123334.001 Account W-123334.001 Debit advice Order date 18.03.2014 Amount USD -50-000.00 Beneficiary DEEPSEA BUSINESS CORP With Banque Gramer &Cie SA Avenue de Miremont 22 Geneve 12 Payment fees USD -22.92 Net amount Value date 18.03.2014 USD -50'022.92 CurrentaccountW-123334.001.00.USO/Ordinaiy S.E. & 0. Yours faithfully Advice without Signatare Transaction fei. 259531934 MPC1 20150831 012 0218 F . TopCard Service AG Flughofstrasse 35 VISA TopCord Postfach 8152 Glattbrugg Credit Operation: Support Tel. +41-44-828 33 68 Fax +41-44-828 34 25 Enregistre '«g- Banque Rietet & Cie SA vH («ta4 Route des Acaeias 60 cc SS 1211 Geneve73. p- Pestinat3ire(s l.OPV-CARTES 2. 1001155280 05 mal 201 4 ^—^ 07MAI20U Cornpte de carte-ie-cVedit TopCard: 1 696 0486 4283 —3.RCP 4.Cqmpta-Clients No. Garantie:. GA-29662 5. ARCHIVES Au nom de: Hayawood Corp. Madame, Monsieur,' ^ •. j Afin de rester dans le bon ordre, nous vous retournerons la garantie susmentionnee a notre dächarge. - Date d'etablissement 12 mars 2013 -Montant 20 000.00 USD *""" - Date d'echeance indeterminee En vous remerciant de la bonne cooperation dans cette affaire nous vous presentons, Madame, Monsieur, nos salutations les meilleures. . Anthula Danilis. Canpc.i Fbndee de pouvoir /landataire commerciäle Garantie MPC1_20150831_012_0219_F . ••?! • "'<*&' PICTET & CIE, BANQ.U1ERS PICTET EINGEGANGEN l SOS Ficcec&Cie Route des Acacias 60 CH-iznGcn4vc73 T£L +41(0)583132313 15. März 2013 FAX *41 (0)58 3Z3 2324 www.pictet.com TOPCARD SERVI Fluhgofstrasse 35, Case postale 8152 GLATTHRUGG Genese, le 12 mars 2013 ef.: 1033/cg Concerne: Notre garantie bancaire N° GA-29662 Mesdames, Messieurs, Nous, Fielet & Cie, banquiers prives ä Geneve, comormernent äux instructions recues, nous engageons d'une maniere irrevoeable a vous payer, ä premiere requisition et sans faire valoir d'objection quelconque, tout montant ju/qu'ä concurrence de: USD 20'000.- (vingt mille dollars US) ä reception d'un avis de votre part dedarant que le montant eouvett par cette garantie vous est du par: HAVAVVOOD CORP. en sä qualite de titulaire de carte(sl/fle crädit et h condition que le montant soit.impaye". Tout paiement effectue selon la presente garantie reduit d'autant notre engagement La presente garantie est valabl/tant pour le titulaire susmentionne d'une carte de credit principale que pour tout(e) titulaire eventuel(le), actuel(le) et/ou futur(e), d'une carte de credit supplementaire, etablie.sur demande et sous la responsabilite du titulaire de la carte de credit principale. La validite de la presente/garantie.est illimitee, avec droit redproque d'annulation sous preavis de trois mois et tfonrre restirution de la (ou des) carte(s). I] est souligne que touifes les relations juridiques decoulant de la presente garantie sont soumises au droit suisse et que le for judiciaire applicable ä cette garantie est Zürich, ceci pour toute personnermorale ou physique, qu'elle soit domiciliee en Suisse et/ou ä l'etranger. Nous vous prion^d'agr^er, Mesdames, Messieurs, l'expression de nos salutations distinguees. Patrick MULHAUSER Laurent FAVRE MPC1 20150831 012 0220 F 12 JUNE 2014 W-123334.001 Account W-123334.001 Tradedate 12.06.2014 Debit advice Order date 12.06.2014 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 648 059 Load of SBTC card Accounting no. 51030687 SBTC fees USD -50.00 SBTC Fielet fees USD -50.00 Net amount Value date 13.06.2014 USD -10'100.00 Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yours faithfully Advice without signature Transaction ref. 268220592 MPC1 20150831 012 0221 F 12 JUNE 2014 W-123334.001 Account W-123334.001 Tradedate 12.06.2014 Debit advice Order date 12.06.2014 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Card no. 8032 000 813 893 Load of SBTC card Accounting no. 51030687 SBTC fees USD -50.00 SBTC Pictet fees USD -50.00 Net amount Value date 13.06.2014 USD -10'100.00 Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yours faithfully Advice without signature Transaction ref. 263220867 MPC1 20150831 012 0222 F 08JULY2014 W-123334.001 Account W-123334.001 Trade date 08.07.2014 Debit advice Order date 08.07.2014 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAID SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carteno 8032 000 648 059 Chargement carte SBTC No comptabilisation 51077838 SBTC fees USD -50.1 SBTC Rietet fees USD -50.1 Net amount Value date 09.07.2014 USD -10'IOO.OQ Current account W-123334.001.00.USD/Ordinary S.E. & 0. Yours faithfully Advice without Signatare Tfansaction tef. 271292185 MPC1 20150831 012 0223 F 15 MY 2014 W-l23334.00 l Account W-123334.001 Tradedate 15.07.2014 Debit advice Order date 15.07.2014 Amount USD -lO'OOO.OO Beneficiary SWISS BANKERS PREPAIO SERVICES KRAMGASSE 4 3506 GROSSHOCHSTETTEN BE With BERNER KANTONALBANK Communication Carle no 8032 000 813 893 Chargement carte SBTC No comptabilisation 51092469 SBTC fees USD -50.00 SBTC Rietet fees USD -50.00 Net amount Value date 16.07.2014 USD -10'100.00 Current account W-123334.001.00.USO/Ordinary S.E. & 0. Yours faithfully Advice without signature Tonsaction ref. 271292557 MPC1_20150831_012_0224_F Blocages Client Information Conservation Date de la demande: 23.07.2014 par : TROTTET Elodie Booking Center ff GVA C Luxembourg (Europe) Business Unit TSGP Type de compte ff PWM T GI ou PNAA C Institutionnel BP / Container ff PWM ou GI P Institutionnel BP / Container ff BP C Container 0123334 Action ff Creer T Modifier C Supprimer Code blocage COMPL Date döbut 23.07.2014 Date fin Commentaires associes au blocage Blocage en vue d une Präsentation au CDD \~ Service Juridique Cartes bancaires Ix Caisse Ix Virements T GC \~ Autre contact §>pictet.com Historique des commentaires PRATOLJNI Bernard 24.07.2014 15:30 pas de safe bp/24.07.2014 MPC1 20150831 012 0225 F Audit Trail Task Name Assigned To Completed By Action Name Action Date Blocage client STP TROTTET Elodie TROTTET Elodie 2014/07/23 12:24:14 Saisie de {'Information / Insert Information Relations GP BOURDILLOUD Laure Mise ä jour STP 2014/07/23 14:35:18 STP - Relations GP OK Voyages STP GP OK DUCREST Stephane Faire suivre 2014/07/24 13:31:48 Information Conservation gva_Conservation Titres PRATOLINI Bernard Terminer 2014/07/24 15:30:56