The History of Operations from 2000–2020

Course Author Professor Paul D. Williams Elliott School of International Affairs, the George Washington University

Series Editor Harvey J. Langholtz, Ph.D.

Peace Operations Training Institute Study and humanitarian relief any place, any time

The History of United Nations Peacekeeping Operations from 2000–2020

After their deployment in Bangassou, in the Mbomou prefecture in the south-east of the , 150 members of the Central African Armed Forces work in close collaboration with peacekeepers serving with the United Nations Multidimensional Integrated Stabilization Mission in the Central African Republic (MINUSCA). Joint patrols are carried out daily in the city and its peripheries to reassure and protect the population, working towards a lasting peace in the region. 1 August 2018. UN Photo #775476 by Herve Serefio.

Course Author Professor Paul D. Williams Elliott School of International Affairs, the George Washington University

Series Editor Harvey J. Langholtz, Ph.D.

Peace Operations Training Institute Study peace and humanitarian relief any place, any time © 2020 Peace Operations Training Institute. All rights reserved.

Peace Operations Training Institute 1309 Jamestown Road, Suite 202 Williamsburg, VA 23185 USA www.peaceopstraining.org

First edition: 2020 by Professor Paul D. Williams

The material contained herein does not necessarily reflect the views of the eaceP Operations Training Institute (POTI), the Course Author(s), or any United Nations organs or affiliated organizations. The Peace Operations Training Institute is an international not-for-profit NGO registered as a 501(c)(3) with the Internal Revenue Service of the of America. The Peace Operations Training Institute is a separate legal entity from the United Nations. Although every effort has been made to verify the contents of this course, the Peace Operations Training Institute and the Course Author(s) disclaim any and all responsibility for facts and opinions contained in the text, which have been assimilated largely from open media and other independent sources. This course was written to be a pedagogical and teaching document, consistent with existing UN policy and , but this course does not establish or promulgate doctrine. Only officially vetted and approved UN documents may establish or promulgate UN policy or doctrine. Information with diametrically opposing views is sometimes provided on given topics, in order to stimulate scholarly interest, and is in keeping with the norms of pure and free academic pursuit.

Versions of this course offered in other languages may differ slightly from the primary English master copy. Translators make every effort to retain the integrity of the material. The History of United Nations Peacekeeping Operations from 2000–2020

Table of Contents

Method of Study ix

Lesson 1 Overview: Trends and Key Themes 10

Introduction 11

Section 1.1 Course Overview 12

Section 1.2 Major Trends in UN Peacekeeping, 2000–2020 13

Section 1.3 Enduring Themes in UN Peacekeeping, 2000–2020 26

Lesson 2 Peacekeeping Reborn 31

Introduction 32

Section 2.1 UN Peacekeeping Reborn 33

Section 2.2 UN Peacekeeping in 34

Section 2.3 UN Peacekeeping in 37

Section 2.4 UN Peacekeeping in 41

Section 2.5 UN Peacekeeping in the DRC 44

Section 2.6 UN Peacekeeping and the “Global on Terrorism” 46

PEACE OPERATIONS TRAINING INSTITUTE

v The History of United Nations Peacekeeping Operations from 2000–2020

Lesson 3 Peacekeeping in Western Africa 50

Introduction 51

Section 3.1 Ending UN Peacekeeping in Sierra Leone 52

Section 3.2 UN Peacekeeping in Côte d’Ivoire 53

Section 3.3 UN Peacekeeping in Liberia 57

Section 3.4 UN Peacekeeping in 61

Lesson 4 Peacekeeping in Eastern Africa 67

Introduction 68

Section 4.1 UN Peacekeeping between and 69

Section 4.2 UN Peacekeeping in 71

Section 4.3 The UN Mission in (UNMIS) 73

Section 4.4 UN Peacekeeping in and the Central African Republic 77

Section 4.5 UN Peacekeeping in Abyei 80

Section 4.6 UN Peacekeeping in 82

Lesson 5 Peacekeeping in , Asia, and the Caucasus 89

Introduction 90

Section 5.1 UN Peacekeeping in Southern Europe 91

Section 5.2 UN Peacekeeping in South and South-East Asia 96

Section 5.3 UN Peacekeeping in the Caucasus 101

Lesson 6 Peacekeeping in the 106

Introduction 107

Section 6.1 The UN Truce Supervision Organization (UNTSO) 108

Section 6.2 The UN Disengagement Observer Force (UNDOF) 109

PEACE OPERATIONS TRAINING INSTITUTE

vi The History of United Nations Peacekeeping Operations from 2000–2020

Section 6.3 The UN -Kuwait Observation Mission (UNIKOM) 111

Section 6.4 The UN Interim Force in (UNIFIL) 112

Section 6.5 The UN Supervision Mission in Syria (UNSMIS) 117

Lesson 7 UN Stabilization Operations 123

Introduction 124

Section 7.1 Stabilization and UN Peacekeeping 125

Section 7.2 MINUSTAH in 127

Section 7.3 MONUSCO in the Democratic Republic of Congo 130

Section 7.4 MINUSMA in Mali 133

Section 7.5 MINUSCA in the Central African Republic 136

Lesson 8 Partnership Peacekeeping 142

Introduction 143

Section 8.1 Partnership Peacekeeping in Theory and Practice 144

Section 8.2 Hybrid Peacekeeping in 146

Section 8.3 A Support Package for 150

Section 8.4 Sequential Peacekeeping: AU to UN Transitions 153

Lesson 9 Guidelines and Principles 158

Introduction 159

Section 9.1 The Panel on UN Peace Operations: The Brahimi Report (2000) 160

Section 9.2 The UN Capstone Doctrine (2008) 162

Section 9.3 The High-Level Independent Panel on Peace Operations (2015) 164

PEACE OPERATIONS TRAINING INSTITUTE

vii The History of United Nations Peacekeeping Operations from 2000–2020

Section 9.4 Improving the Security of United Nations Peacekeepers (2017) 167

Section 9.5 Action for Peacekeeping (2018) 169

Lesson 10 Summary and Conclusions 173

Introduction 174

Section 10.1 Recap of the Course 175

Section 10.2 The Impacts of UN Peacekeeping on Armed Conflict 177

Section 10.3 Enduring Themes in UN Peacekeeping, 2000–2020 180

Appendix A: List of 186

Appendix B: Current Peacekeeping Missions 192

Appendix C: List of UN Peace Operations, 2000–2020 193

Appendix D: Further Readings 195

About the Author: Professor Paul Williams 196

Instructions for the End-of-Course Examination 197

Additional Resources »

Go to POTI’s Quizlet page to access virtual flashcards forThe History of United Nations Peacekeeping Operations from 2000–2020 and other UN-related topics. Available from: .

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viii The History of United Nations Peacekeeping Operations from 2000–2020

Method of Study

This self-paced course aims to give students flexibility in their approach to learning. The following steps are meant to provide motivation and guidance about some possible strategies and minimum expectations for completing this course successfully:

• Before you begin studying, first browse through the entire course. Notice the lesson and section titles to get an overall idea of what will be involved as you proceed.

• The material is meant to be relevant and practical. Instead of memorizing individual details, strive to understand concepts and overall perspectives in regard to the .

• Set personal guidelines and benchmarks regarding how you want to schedule your time.

• Study the lesson content and the learning objectives. At the beginning of each lesson, orient yourself to the main points. If possible, read the material twice to ensure maximum understanding and retention, and let time elapse between readings.

• At the end of each lesson, take the End-of-Lesson Quiz. Clarify any missed questions by rereading the appropriate sections, and focus on retaining the correct information.

• After you complete all of the lessons, prepare for the End-of-Course Examination by taking time to review the main points of each lesson. Then, when ready, log into your online student classroom and take the End-of-Course Examination in one sitting.

» Access your online classroom at from virtually anywhere in the world.

• Your exam will be scored electronically. If you achieve a passing grade of 75 per cent or higher on the exam, you will be awarded a Certificate of Completion. If you score below 75 per cent, you will be given one opportunity to take a second version of the End-of-Course Examination.

• A note about language: This course uses English spelling according to the standards of the Oxford English Dictionary () and the United Nations Editorial Manual.

Key Features of Your Online Classroom »

• Access to all of your courses;

• A secure testing environment in which to complete your training;

• Access to additional training resources, including multimedia course supplements; and

• The ability to download your Certificate of Completion for any completed course.

PEACE OPERATIONS TRAINING INSTITUTE

ix THE HISTORY OF UNITED NATIONS PEACEKEEPING OPERATIONS FROM 2000–2020

LESSON Overview: Trends and Key 1 Themes

This lesson provides an overview of the course and highlights the major trends and enduring themes of peacekeeping in the twenty‑first century.

UN Photo #814838 by Gema Cortes.

In this lesson » Lesson Objectives »

Section 1.1 Course Overview • Provide a brief overview of the course structure. Section 1.2 Major Trends in UN Peacekeeping, 2000–2020 • Provide an overview of the major patterns and trends in UN peacekeeping operations between Section 1.3 Enduring Themes in UN 2000 and 2020. Peacekeeping, 2000–2020 • Summarize key enduring themes in the history of UN peacekeeping between 2000 and 2020.

PEACE OPERATIONS TRAINING INSTITUTE

10 LESSON 1 | Overview: Trends and Key Themes

United Nations peacekeepers do roadwork on a highway in Hera. 2 March 2000. UN Photo UN7768685 by Eskinder Debebe.

Introduction

This lesson starts by giving you an overview of the rest of the course. It then summarizes some of the major trends and key enduring themes evident in the UN peacekeeping operations between 2000 and 2020. For most of this period, the number of UN missions and peacekeepers grew steadily to reach record levels before contracting View a video introduction to the course from Professor Paul D. Williams at .

11 LESSON 1 | Overview: Trends and Key Themes

Section 1.1 Course Overview

This course is organized into 10 lessons. Together, they will guide you through the major developments in UN peacekeeping operations between 2000 and 2020.

Lesson 1: Overview: Trends and Key Themes provides a concise overview of the number, size, and composition of UN peacekeeping operations during this period, as well as the numbers of uniformed personnel involved. It also describes the rising numbers of , women, and fatalities in these missions. It concludes by highlighting five enduring themes featured in the rest of the course, namely, the relationship between means and ends in peacekeeping operations; the importance of linking peacekeeping with effective political strategies for peacemaking; efforts to develop appropriate guidelines and principles for UN missions; the need for effective partnerships; and the need to improve the accountability and performance of UN peacekeepers.

Lesson 2: Peacekeeping Reborn summarizes how important new peacekeeping operations were established in four war-torn territories in late 1999, namely, Sierra Leone, Kosovo, East Timor, and the Democratic Republic of Congo (DRC). These missions saw the start of a new era of growth for UN peacekeeping both in terms of the number of missions and personnel. The lesson also discusses how the “9/11” terrorist attacks on the United States intensified the so-called “Global War on Terrorism” that influenced UN peacekeeping operations in various ways.

Lesson 3: Peacekeeping in Western Africa focuses on the cluster of operations that the UN conducted in the Mano River region, namely, Sierra Leone (UNAMSIL), Liberia (UNMIL), and Côte d’Ivoire (MINUCI and UNOCI), the last of which closed down in 2017. These operations responded to the civil in each of these countries, as well as other critical issues, including the 2014 Ebola epidemic. The lesson also summarizes developments in the UN mission in /Western Sahara, MINURSO, which remains active at the time of writing.

Lesson 4: Peacekeeping in Eastern Africa focuses on operations in what became the region with the most intensive deployments of UN peacekeepers. It discusses the main episodes and challenges that faced UN missions in the DRC (MONUC), Eritrea and Ethiopia (UNMEE), Burundi (ONUB), Sudan (UNMIS and UNISFA), Chad and the Central African Republic (CAR) (MINURCAT), and, since 2011, South Sudan (UNMISS). Once again, these operations were mainly responses to the region’s civil wars and their legacies or spillover effects. While most of these operations ended well before 2020, ongoing missions remain in Sudan, South Sudan, and the DRC.

Lesson 5: Peacekeeping in Europe, Asia, and the Caucasus provides an overview of major developments in UN peacekeeping operations in Southern Europe, South and South-East Asia, and the Caucasus. It analyses the seven UN peacekeeping operations that deployed to Bosnia-Herzegovina (UNMIBH), (UNMOP), the island of (UNFICYP), Timor-Leste (UNMISET and UNMIT), and in the contested regions of Kashmir (UNMOGIP) and Abkhazia in Georgia (UNOMIG).

Lesson 6: Peacekeeping in the Middle East discusses the six distinct UN peacekeeping operations in this region. Specifically, it provides an overview of the longest-running UN peacekeeping mission, the Truce Supervision Operation (UNTSO); the UN Disengagement Observer Force (UNDOF), established in 1974 following the Yom Kippur War; the UN observer mission along on the Iraq-Kuwait border

12 LESSON 1 | Overview: Trends and Key Themes

(UNIKOM); the UN Interim Force in Lebanon (UNIFIL); and the organization’s Supervision Mission in Syria (UNSMIS), which operated for a few months during 2012.

Lesson 7: UN Stabilization Operations begins by summarizing how the UN has approached the concept of stabilization in its peace operations. It then provides an overview of the main episodes and challenges that the four UN operations explicitly labelled as “stabilization” missions faced. The first such operation was MINUSTAH, deployed in Haiti between 2004 and 2017. The next three stabilization missions were all deployed in Africa, namely, the UN stabilization mission in the DRC (MONUSCO, 2010– present), Mali (MINUSMA, 2013–present), and CAR (MINUSCA, 2014–present).

Lesson 8: Partnership Peacekeeping examines the different ways in which UN peacekeepers partnered with peacekeepers from other organizations. These partnerships mainly occurred with actors and organizations from Africa and Europe, but they resulted in a range of different models of cooperation and spurred some of the key innovations in UN peacekeeping during the twenty-first century. The lesson provides case studies of two particularly important partnership operations in Sudan and Somalia: the UN-AU Hybrid Operation in Darfur (UNAMID) and the UN Support Office for Somalia (UNSOS), respectively.

Lesson 9: Guidelines and Principles provides an overview of the different ways in which the UN has tried to develop doctrine to guide how its peacekeepers operate in the field. Specifically, it briefly summarizes the key themes and conclusions of the Panel on United Nations Peace Operations (the “Brahimi Report”) (2000), the UN Capstone Doctrine (2008), the Report of the High-Level Independent Panel on Peace Operations (2015), Lieutenant General (Retired) dos Santos Cruz’s report on Improving Security of United Nations Peacekeepers (2017), and the ongoing Action for Peacekeeping (A4P) initiative (2018–present).

Lesson 10: Summary and Conclusions briefly recaps the content of Lessons 1–9, summarizes the overall impact of UN peacekeeping operations during the twenty-first century, and revisits the five enduring themes introduced in Lesson 1.

Section 1.2 Major Trends in UN Peacekeeping, 2000–2020

Between 2000 and 2020, the UN maintained between 13 and 18 active peacekeeping operations each year (Figure 1-1). Overall, this period witnessed 35 UN-led peacekeeping operations (see Table 1-1). In addition to the UN-led missions, the same period saw 20 UN-authorized and 50 non-UN peace operations that involved military contingents.1 Since the UN has never had a monopoly on authorizing or conducting peace operations, it has often worked alongside and with a variety of other actors engaged in peacekeeping. In the twenty-first century, many of those other actors came from Africa and Europe. As a result, any comprehensive history of UN peacekeeping must take account of these other types of peace operations. Lesson 8, therefore, examines the United Nations partnerships with these other actors in more detail. For now, it suffices to say that the UN has provided technical, logistical, and financial support to several non-UN peace operations, and its peacekeepers have engaged in sequenced, parallel, and hybrid partnerships with regional organizations in a range of theatres around the world.

1) See: Paul D. Williams with Alex J. Bellamy, Understanding Peacekeeping, 3rd ed. (Cambridge: Polity Press, 2021), Appendix.

13 LESSON 1 | Overview: Trends and Key Themes

A UN P O 2000–2020

20

2

0

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0 2000 200 2002 200 200 200 200 200 200 200 200 20 202 20 20 20 20 20 20 20 2020

Figure 1-1: Active UN Peacekeeping Operations, 2000–2020

Source: DPO, “United Nations Peacekeeping”. Available from: .

Table 1-1: UN Peacekeeping Operations active 2000–June 20202

Deployed Size (Estimated Maximum of Uniformed Analysed in Mission Location Years Active Peacekeepers) Lesson #

UNTSO , , Lebanon, and Syria 1948–present 570 6

UNMOGIP and (Kashmir) 1949–present 50 5

UNFICYP Cyprus 1964–present 6,275 5

UNDOF Israel and Syria 1974–present 1,100 6

UNIFIL Lebanon 1978–present 12,700 6

MINURSO Western Sahara 1991–present 237 3

UNOMIG Georgia 1993–2009 1,529 5

UNIKOM Kuwait and Iraq 1993–2003 1,174 6

UNMOT Tajikistan 1994–2000 81 --

UNMIBH Bosnia-Herzegovina 1995–2002 2,047 5

UNMOP Croatia 1996–2002 28 5

MIPONUH Haiti 1997–2000 300 --

MINURCA The Central African Republic 1998–2000 1,350 --

UNMIK Kosovo 1999–present 4,720 2

UNTAET East Timor 1999–2002 10,790 2

MONUC The Democratic Republic of the Congo 1999–2010 22,016 2

2) UN Department of Peace Operations, “Where we Operate” and “Past Peace Operations”. Available from: .

14 LESSON 1 | Overview: Trends and Key Themes

UNAMSIL Sierra Leone 1999–2005 17,670 2

UNMEE Eritrea and Ethiopia 2000–2008 4,200 4

UNMISET Timor-Leste 2002–2005 5,500 5

MINUCI Côte d’Ivoire 2003–2004 76 3

UNMIL Liberia 2003–2018 16,115 3

MINUSTAH Haiti 2004–2017 10,101 7

ONUB Burundi 2004–2006 5,770 4

UNOCI Côte d’Ivoire 2004–2017 10,954 3

UNMIS Sudan 2005–2011 10,519 4

UNMIT Timor-Leste 2006–2012 1,608 5

MINURCAT Chad 2007–2010 5,525 4

UNAMID Sudan 2008–present 21,600 8

MONUSCO The Democratic Republic of the Congo 2010–present 22,016 7

UNMISS South Sudan 2011–present 7,900 4

UNISFA Sudan 2011–present 4,250 4

UNSMIS Syria 2012 300 6

MINUSMA Mali 2013–present 15,200 7

MINUSCA The Central African Republic 2014–present 12,900 7

MINUJUSTH Haiti 2017–2019 1,275 7

Although 35 UN peacekeeping operations were active between 2000 and 2020, only 19 of them were established since 2000 (see Table 1-1). The busiest year in this period was 2004, when three new peacekeeping operations were established in Haiti (MINUSTAH), Burundi (ONUB), and Côte d’Ivoire (UNOCI) (Figure 1-2). The most recently established multidimensional operation involving peacekeeping troops was MINUSCA in the Central African Republic in 2014 (MINUJUSTH, the successor mission established in 2017 as part of the drawdown of MINUSTAH in Haiti, did not involve troop contingents). In comparison, the UN closed down 22 peacekeeping operations between 2000 and 2020, 18 of those closing by 2012 (Figure 1-2).

In geographic terms, UN peacekeeping during the twenty-first century was notably concentrated in sub-Saharan Africa. Of the 35 active UN peacekeeping operations between 2000 and 2020, 17 took place in Africa. This trend among the new UN missions established since 2000 was even more pronounced, with 13 of 18, or 72 per cent, deployed in Africa, including the five largest operations of this period: UNAMSIL in Sierra Leone, UNMIL in Liberia, UNAMID in Darfur, Sudan, MONUSCO in the DRC, and MINUSMA in Mali. The other five peacekeeping operations established after 2000 were deployed to Timor-Leste (UNMISET and UNMIT), Haiti (MINUSTAH and MINUJUSTH), and Syria (UNSMIS).

In terms of the numbers of uniformed UN peacekeepers, the twenty-first century saw a generally steady increase in troops and police, along with generally consistent numbers of observers and experts. The number of uniformed UN peacekeepers reached record levels by 2010, before contracting somewhat

15 LESSON 1 | Overview: Trends and Key Themes

N C UN P O 2000–2020

2

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0 2000 200 2002 200 200 200 200 200 200 200 200 20 202 20 20 20 20 20 20 20 2020

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Figure 1-2: New and Closed UN Peacekeeping Operations, 2000–2020

Source: DPO, “United Nations Peacekeeping”. Available from: .

since 2016 (Figure 1-3). The contraction was due to the closure of the missions in Liberia (UNMIL), Côte d’Ivoire (UNOCI), and Haiti (MINUSTAH) and ongoing transitions and reduction of missions in Darfur (UNAMID) and the DRC (MONUSCO). The lack of new operational theatres for UN peacekeepers since the deployment of MINUSCA in 2014 contributed to the contraction as well.

Not surprisingly, given all the activity, the period from 2000 to 2020 was also the most expensive in the history of UN peacekeeping since it began in 1948. In financial terms, the annual amount of UN peacekeeping expenditure grew fairly steadily from just over $2 billion in 2000 to a peak of about $8.3 billion in the 2015/2016 fiscal year, before decreasing gradually to about $6.5 billion by 2020. In comparison with the roughly 50 years between 1948 and 1999, the two decades since 2000 account for roughly three-quarters of total expenditure on UN peacekeeping. During these two decades, the UN peacekeeping base reimbursement rate was increased in several increments from $988 per peacekeeper per month in 2000 to $1,428 by 2018.3 The UN gives this monthly allowance per soldier/officer to each contributing country government that provides contingents of troops and/or police. Importantly, improved bureaucratic and procurement procedures enabled the UN to deploy its peacekeepers more cost-effectively, with the UN reducing the deployment cost per peacekeeper by 22 per cent since 2006.4

As the number of UN peacekeepers grew between 2000 and 2020, so too did the number of countries providing them. The number of UN troop/police-contributing countries (T/PCCs) stood at 82 in March 2000, but by late 2007, it approached 120. The precise number has remained around 120 since then, reaching a peak of 128 in September 2014 (Figure 1-4). These countries were a mix of

3) UN General Assembly, Review of the rates of reimbursement to the Governments of troop-contributing States, Report of the Secretary-General, A/45/528. Available from: ; UN General Assembly, “Rates of reimbursement to troop- and police-contributing countries”, resolution 72/285, 5 July 2018. Available from: . 4) DPO and Information Management Unit, “Action for Peacekeeping: Key Achievements on Performance”, DPPA-DPO, 5 December 2019. Available from: .

16 LESSON 1 | Overview: Trends and Key Themes

UN U P 2000–20

00000

0000

0000

0000

0000

0000

0000

0000

20000

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0 200 200 2022 2020 202022 2000 2000 2000 20000 2000 2000 2000 2000 2000 2002 2000 200022 20000 20000 2000 20000 200 2000 200 2000 202 2000 200 2000 20022 2000 2000 20022 200 20020 2000 2002022 2000 20000 200 20000 2000 20000 200 200000 200 20000 200

T P O

Figure 1-3: Uniformed UN Peacekeepers, 2000–2019

Source: DPO, “United Nations Peacekeeping”. Available from: . old and new contributors, and they provided highly uneven numbers of peacekeepers. Nevertheless, the general upward trend was a clear sign that more Member States were taking their responsibilities seriously. As articulated in Articles 43 and 48 of the Charter of the United Nations, all Member States should make available to the Security Council those assets that are necessary to maintain international peace and security. The growing number of T/PCCs created both opportunities and challenges for the UN. On the positive side, increasing the number of T/PCCs enabled the UN to draw from a larger pool

N UN TPC C

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Figure 1-4: Number of UN Troop/Police-Contributing Countries

Source: Providing for Peacekeeping, “IPI Peacekeeping Database”. Available from: .

17 LESSON 1 | Overview: Trends and Key Themes

Figure 1-5: MINUSCA Neighbours and Neighbourhood

Source: Paul D. Williams and Thong Nguyen, “Neighborhood Dynamics in UN Peacekeeping Operations, 1990–2017”, International Peace Institute, 11 April 2018. Available from: .

of personnel and capabilities for its missions. It also increased the level of political support for missions because more countries had a practical stake in them and gained first-hand knowledge of the practical challenges involved. However, the larger numbers also created practical challenges, including ensuring that all T/PCCs understood and operated according to UN standards. This, in turn, placed a considerable strain on the minimal training capacities of the UN, which often struggled to ensure that all T/PCCs consistently met the UN pre-deployment training and equipment standards.

The weight of providing UN peacekeepers has always been shared in a very uneven manner between the organization’s members, with a handful of T/PCCs providing most of the uniformed personnel of the UN. In the twenty-first century, most of the largest T/PCCs were South Asian and African states, with the North Atlantic Treaty Organization (NATO)/European states providing relatively few peacekeepers. Let’s take as an example a relatively busy month for UN peacekeeping, August 2017. At that stage, there were 91,256 uniformed peacekeepers deployed by 124 UN Member States. Bear in mind that in order to sustain that number of personnel in the field, three times that many need to be available: While one group is deployed in the field, another batch of forces needs to be preparing and training to rotate into the mission, while the group that has just rotated out then needs time to rest and recover before they might be required to deploy again. In August 2017, the division of labour was highly uneven. The top-30 T/PCCs provided 80,059 (or 88 per cent) of the total number of uniformed UN peacekeepers, while the top-10 T/PCCs provided 58 per cent.5 Perhaps incredibly, just five countries at the top of the

5) At that stage, the top-10 T/PCCs, in rank order, were Ethiopia, , India, Pakistan, , , , Egypt, , and .

18 LESSON 1 | Overview: Trends and Key Themes

P UNU P N D

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P N N P N

Figure 1-6: Percentage of UN-Uniformed Peacekeepers from the Neighbourhood (31 December annual)

Source: Paul D. Williams and Thong Nguyen, “Neighborhood Dynamics in UN Peacekeeping Operations, 1990–2017”, International Peace Institute, 11 April 2018. Available from: . list — Ethiopia, Bangladesh, India, Pakistan, and Rwanda — provided 40 per cent of the world’s supply of UN peacekeepers.

Another notable trend about who was providing UN peacekeepers concerned the rising level of contributions from neighbouring states, i.e., those states that share a border with the host country. Particularly since mid-2008, UN peacekeepers drawn from next-door neighbours and the wider neighbourhood increased significantly.6 Figure 1-5 depicts how one study defined next-door neighbours and “the regional neighbourhood” in the case of MINUSCA in the Central African Republic. Whereas in the early 1990s, fewer than 3 per cent of all UN peacekeeping troops came from next-door neighbours, since 2008, the percentage has grown steadily to reach about 20 per cent by 2017. For the wider neighbourhood as a whole, the number of UN peacekeeping troops was rarely more than 10 per cent until January 2008. By 2017, it had grown to nearly 34 per cent. Similar trends are evident for police contributions. Figure 1-6 depicts the total percentages of uniformed UN peacekeepers drawn from next‑door neighbours and the wider neighbourhood. By December 2017, seven UN missions had no troops from neighbouring countries, but four had the neighbourhood providing over half their troops: UNISFA (Abyei), MINUSMA (Mali), UNMIK (Kosovo), and MINUSCA (the CAR).

F or the UN, the rise in neighbourhood contributors brought both opportunities and challenges. As summarized by Williams and Nguyen:

“In generic terms, there are several potential opportunities afforded by having neighbors as contributing countries. They should have better local knowledge of the host state

6) Paul D. Williams and Thong Nguyen, Neighborhood Dynamics in UN Peacekeeping Operations, 1990–2017 (New York: International Peace Institute, 2018). Available from: .

19 LESSON 1 | Overview: Trends and Key Themes

P U UN P 2000–2020

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C F R UK USA

Figure 1-7: P5 Uniformed UN Peacekeepers, 2000–2020

Source: DPO, “Troop and Police Contributors”. Available from: .

and its conflict dynamics, their geographic proximity should facilitate rapid deployment, and, because they stand to be impacted by spillover effects, they have a vested interest in reaching a solution to the crisis and hence should be willing to endure risky and lengthy missions. On the other hand, neighborhood contributions might also bring challenges for UN peacekeeping operations. Arguably the most important is that their geographic proximity might render them primary or secondary parties to the conflict, in which case they would be likely to push partisan, vested interests both by omission and commission that undermine the UN’s principle of impartiality.”7

Towards the other end of the contribution spectrum were those UN Member States that provided relatively few peacekeepers, certainly compared to the top T/PCCs. The first notable group is the permanent five members of the Security Council, also known as the P5. Under Article 24(1) ofthe Charter, the Security Council has “primary responsibility for the maintenance of international peace and security”. As veto-wielding permanent members of the Council, the P5 clearly hold privileged status. But in terms of providing uniformed peacekeepers, their contributions do not stand out as remarkable. The Council has not officially commented on whether Article 24(1) means that individual Council members have an elevated responsibility to contribute UN peacekeepers beyond those of other Member States. In the twenty-first century, P5 contributions showed considerable variation (see Figure 1-7):

• After deploying nearly 900 uniformed UN peacekeepers mainly in the Balkans from 2000– 2001, US contributions had dwindled to fewer than 100, mainly experts and police deployed

7) Williams and Nguyen, Neighborhood Dynamics, 2.

20 LESSON 1 | Overview: Trends and Key Themes

to MINUSTAH and UNMIL, by 2009. This number gradually reduced over the next decade, and by 2020, there were only 30 American-uniformed UN peacekeepers, almost all of them officers scattered across six different missions: five in Africa and UNTSO in the Middle East.

• In almost direct contrast, the trajectory of ’s contributions of uniformed peacekeepers increased significantly during this period. Having deployed its first UN civilian peacekeepers in 1989 in , China’s contributions increased only very slowly, and by 2000, it still deployed fewer than 100 uniformed personnel. However, within eight years, China provided over 2,000 UN peacekeepers, mainly in missions in Africa, reaching a peak of just over 3,000 in 2015. During this period, China not only grew its traditional contributions of medical personnel and engineers but, from December 2013, also deployed contingents, first in Mali (MINUSMA) and then from 2015, in South Sudan (UNMISS).

, too, increased its UN peacekeeping contingents since the early . It started in the 2000s with about 500 uniformed personnel deployed mainly in UNOCI and UNIFIL but with smaller contributions in another eight operations. Following the 2006 war between Israel and , France deployed over 1,600 troops to the revamped UNIFIL mission in Lebanon. In 2008, France deployed an additional of troops to MINURCAT in Chad and the Central African Republic to help deal with some of the spillover effects of the war in Darfur, Sudan. This briefly brought France’s total to over 2,500 UN peacekeepers. The decade ended with most of France’s roughly 700 uniformed peacekeepers deployed in UNIFIL.

• F or the UK, it deployed roughly the same number of UN peacekeepers in 2020 as it had in 2000, with overall numbers fluctuating between 270 to 700. The UK’s most enduring commitment was the deployment of troops in Cyprus (UNFICYP), which saw a gradual reduction over these two decades. The UK’s peak contribution came in 2017 after Prime Minister David Cameron had pledged to provide more UN peacekeepers at the 2015 Leaders’ Summit on Peacekeeping. This led to deployments of roughly 350 troops to UNMISS in South Sudan, mainly engineers and medical personnel, as well as a small detachment of about 50 personnel to UNSOS in Somalia. When the UK withdrew its contingent from UNMISS in early 2020, it handed over its level-II hospital facility to Viet Nam. Shortly thereafter, the UK pledged a 250-strong reconnaissance unit to MINUSMA in Mali, but its deployment has been delayed until December 2020 due to the outbreak of COVID-19.

• F or most of the 2000s, Russia maintained several hundred uniformed personnel in UN peacekeeping operations, with its largest contingents deployed in UNMIS, UNMIK, and MONUC. F or most of the 2010s, however, Russia deployed very few troop contingents, preferring instead to deploy small numbers of experts and police to a relatively wide range of missions. By 2020, R ussia deployed no troop contingents but maintained a small number of mainly experts, staff officers, and police scattered across nearly a dozen missions.

Another group of states that provided relatively few UN peacekeepers for most of the twenty-first century were those in Europe. Although they possessed many professional, capable, and well-trained personnel, many European countries prioritized deployments in the US-led operations in and Iraq rather than UN peacekeeping operations. Despite experiencing something of a return to UN peacekeeping in Africa after the end of the Afghanistan campaign in 2014–2015, European countries

21 LESSON 1 | Overview: Trends and Key Themes

P UN P O 2000–2020

000

000

2000

0000

000

000

000

2000

0 2020 20 20 20 20 20 20 20 20 20 20 20 20 20 20 202 202 20 20 200 200 200 200 200 200 200 200 200 200 200 200 200 200 200 200 2002 2002 200 200 2000 2000

Figure 1-8: Police in UN Peacekeeping Operations, 2000–2020

Source: DPO, “Troop and Police Contributors”. Available from: .

were only contributing about eight per cent of UN peacekeepers globally by 2020.8 Researchers have identified a number of reasons why European governments remained reluctant to provide manyUN peacekeepers: mistrust of UN command and control, particularly the rules regarding military utility helicopters; the inadequacy of medical guarantees for casualty evacuation; the lack of professional peacekeeping intelligence; the lack of clarity on operational tasks and end dates; the slowness of UN processes for agreeing on deployments; the underuse of their assets and skills; the lack of proactive and inclusive planning by the UN; the difficulty of meeting the UN targets for female peacekeepers; cost considerations; and insufficient support for strategic communication to domestic audiences.9

In terms of the composition of UN peacekeeping operations, the period from 2000 to 2020 is notable for significant increases in the number of police and women peacekeepers.F irst, there was a major rise in the number of police deployed as UN peacekeepers, from around 4,500 at the start of 2000 to nearly 15,000 by 2011 (Figure 1-8). These numbers were also much higher than during the 1990s, which saw only around 2,000 UN Police for most of the decade. UN Police were a mixture of individual police officers (IPOs), a small number of specialized teams, andF ormed Police Units (FPUs) of usually between 120 and 140 armed officers. First deployed as UN peacekeepers in 1960 in the Congo, IPOs perform a variety of tasks, including mentoring and training national police officers, providing special expertise for investigations, and assisting local law enforcement personnel combat transnational crime. FPUs were first deployed in 1999 in Kosovo and East Timor to help field larger numbers of UN Police to carry out public order management and protect UN personnel, facilities, and civilians. By 2016, more than 70 FPUs were deployed in UN peacekeeping missions. The first all-female FPU was deployed by India in

8) See: Joachim Koops and Giulia Tercovich (eds.), “A European Return to UN Peacekeeping?” International Peacekeeping, Vol. 23, No. 5, 2015, 597– 803. 9) Arthur Boutellis and Michael Beary, Sharing the Burden: Lessons from the European Return to Multidimensional Peacekeeping (Washington, DC: International Peace Institute, 2020), 1. Available from: .

22 LESSON 1 | Overview: Trends and Key Themes

2007 to UNMIL in Liberia. Men were present, but only in support roles, such as cooking, driving, and vehicle maintenance. The first deployment of the newly established Standing Police Capacity occurred in 2007 to MINURCAT. Like their military counterparts, UN Police also saw a steady contraction in their numbers from 2016.

In the early 2000s, richer OECD (Organisation for Economic Co-operation and Development) states deployed considerable numbers of UN Police. However, by the late 2000s, the vast majority of UN Police came from poorer countries, mostly from Africa and Asia, as depicted in Table 1-2.

Table 1-2: Top-10 UN Police contributors in the twenty-first century10

December 2000 December 2005 December 2010 December 2015 December 2019 Country Total Country Total Country Total Country Total Country Total USA 849 739 Jordan 1902 Jordan 1564 Senegal 1079 Jordan 848 Bangladesh 478 Bangladesh 1862 Senegal 1392 Rwanda 1049 India 617 Nepal 431 India 1057 Bangladesh 1241 Egypt 825 Germany 455 Senegal 416 Pakistan 947 India 1080 Bangladesh 650 Ghana 389 Pakistan 394 Nepal 886 Nepal 1025 Nepal 580 Pakistan 377 India 381 877 Rwanda 964 480 231 Nigeria 374 Senegal 782 Pakistan 561 Jordan 433 UK 231 USA 359 Ghana 337 Egypt 528 Burkina 370 Faso Portugal 217 Germany 252 Rwanda 298 402 Ghana 363 Nigeria 211 China 197 Malaysia 281 395 Indonesia 335

The other notable trend in the composition of UN peacekeeping forces was the increasing number of women. In 1993, for example, women made up just 1 per cent of UN-uniformed peacekeepers.11 The UN called for more women peacekeepers as part of implementing its women, peace and security agenda, catalysed by the passing of Security Council resolution 1325 in October 2000. Officially, the Department of Peacekeeping Operations made several arguments about why more women peacekeepers were needed.12 These included improving operations and performance due to greater diversity and broadened skill sets; increasing better access to local populations, especially women and children; building trust and confidence with local communities; helping to prevent and reduce ; and inspiring and creating role models.13

Unfortunately, the UN has only made its comprehensive sex-disaggregated data for its uniformed peacekeepers available since 2005, so numbers for the period from 2000 to 2004 are unclear. The available data shows that the number of women peacekeepers grew slowly but steadily from around 1,000 in 2005 to over 5,000 by 2019 (Figure 1-9). As of June 2020, a total of nearly 4,000 women were deployed as peacekeepers in all current UN peace operations.14 By that stage, most of the largest contributors of female peacekeepers were from Africa, notably, Ethiopia, Rwanda, Ghana, , , and Senegal, and , specifically, Bangladesh and Nepal. It is notable that the number of women peacekeepers continued to increase from 2016, while the overall number of UN

10) Source: Paul D. Williams with Alex J. Bellamy, Understanding Peacekeeping (Polity Press, 3rd edition, 2021), Chapter 18. 11) “Women in Peacekeeping”, UN Department of Peace Operations. Available from: . 12) As part of the restructuring of the UN, the Department of Peacekeeping Operations (DPKO) became the Department of Peace Operations (DPO) in January 2019. 13) “Women in Peacekeeping”, UN Department of Peace Operations. Available from: . 14) DPO, “Gender”. Available from: .

23 LESSON 1 | Overview: Trends and Key Themes

F U UN P 200–2020

000

000

000

000

2000

000

0 200 200 200 200 200 200 20 202 20 20 20 20 20 20 20 2020

Figure 1-9: Female Uniformed UN Peacekeepers, 2005–2020 (June annual)

Source: DPO, “Troop and Police Contributors”. Available from: . peacekeepers contracted. There was a major increase in female police officers deployed after 2008, starting from almost zero to nearly 1,500 by 2011, but this figure has remained relatively stable since then. The number of female troops increased steadily to over 3,000 by 2018, but this still represented less than 5 per cent of the overall total.

One interesting innovation was the deployment of a small number of female engagement teams (FET), such as the Zambian FET in MINUSCA. These were small teams of female troops intended to help win the “hearts and minds” of the local population through their interaction with local women. To do so, they conducted patrols; organized meetings and sensitization activities with local women; engaged in medical outreach; trained women on , providing nutritional meals, and even gardening; and identified Quick Impact Projects that might benefit the local community.

Although there had been general calls for more women and some ad hoc targets developed since the late 2000s, it was not until 2018 that the UN established a Uniformed Strategy for the decade ahead (2018–2028). It set targets for women troops, observers, police, and justice and corrections personnel.15 It set the following targets for women peacekeepers by 2028: 15 per cent of UN troops; 25 per cent of military observers and staff officers; 30 per cent of IPOs; 20 per cent of FPUs; and 30 per cent of justice and corrections personnel. By 2019, women represented 4.7 per cent of UN troops, 16.7 per cent of UN military observers and staff officers, 26.8 per cent of IPOs, 10.8 per cent of FPUs, and 29 per cent of justice and corrections personnel.16 The main reason why these numbers were not higher was the existence of various barriers to more women participating in UN peacekeeping. In 2018, the Canadian Elsie Initiative identified six main types of barriers:

15) Uniformed Gender Parity Strategy 2018–2028 (New York: UN Department of Peace Operations, 2018). Available from: . 16) DPO, “Uniformed Women in Peace Operations”, 3 May 2020. Available from: .

24 LESSON 1 | Overview: Trends and Key Themes

UN Peacekeeper Fatali�es by Type, 2000-2020 200

180

160

140

120

100

80

60

40

20

0 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020

Accident Illness Malicious Act Other

Figure 1-10: UN Peacekeeper Fatalities by Type, 2000–2020

Source: DPO, “Fatalities”. Available from: .

1. Equal access to opportunities;

2. Deployment criteria;

3. The working environment;

4. constraints;

5. Equal treatment during deployment; and

6. Career-advancement opportunities.17

The last general trend discussed here concerns peacekeeper fatalities. As of April 2020, 3,925 UN peacekeepers had died while serving. Of this total, 2,277, or nearly 60 per cent, died since 1 January 2000.18 The UN records the cause of death for its peacekeepers as resulting from malicious act, illness, accident, or another cause. The breakdown of UN peacekeeper fatalities by cause of death are shown in Figure 1-10. Overall, 2010 proved the deadliest year, in large part because more than 100 UN peacekeepers were killed on 12 January when a massive earthquake hit Haiti. For most of the 2000–2020 period, between 100–140 UN peacekeepers died each year, translating to roughly one every three days. Of the missions established after 2000, the deadliest were UNAMID (278 fatalities), MINUSMA (209), and UNAMSIL (192), while MONUC and MONUSCO combined suffered 347 deaths. MINUSMA suffered the most fatalities from malicious acts, with over 130. Illness was another major source of peacekeeper fatalities, particularly in MONUC/MONUSCO, UNAMSIL, UNMIL, and UNAMID, which together suffered 542 such deaths.

17) Elsie Initiative for Women in Peace Operations: Baseline Study (: Geneva Centre for Security Sector Governance, 2018). Available from . 18) UN DPO, “Fatalities”. Available from: .

25 LESSON 1 | Overview: Trends and Key Themes

Section 1.3 Enduring Themes in UN Peacekeeping, 2000–2020

Before analysing the history of UN peacekeeping operations deployed between 2000 and 2020, this lesson concludes by briefly highlighting five of the most important enduring themes evident across them. These concern the relationship between the means and ends in peacekeeping operations, the importance of linking peacekeeping with effective political strategies for peacemaking, efforts to develop appropriate guidelines and principles for UN missions, the need for effective partnerships, and the need to improve the accountability and performance of UN peacekeepers.

The means and ends should be in sync

With just a few exceptions, the new UN peacekeeping operations established after 2000 had very long mandates. In the late 2000s, often running to over a dozen pages, they earned the derogatory nickname “Christmas-tree mandates” as a reference to how many different tasks were attached to them. To take perhaps the most extreme example, in 2018, the UN Secretary-General told the Council that UNMISS “cannot possibly implement 209 mandated tasks”.19 Common tasks included supporting local police and military forces; monitoring; maritime security; security monitoring, patrolling and deterrence activities; protection of humanitarian and UN personnel and facilities, including free movement of personnel and equipment; security sector reform (SSR); demilitarization and arms management; humanitarian support; ; women, peace, and security; children in armed conflict; the and judicial matters; political process; electoral assistance; support to state institutions; international cooperation and coordination; support to sanctions regimes; public information; civilian-military coordination; contingency planning; mission impact assessment; and (since 1999) the protection of civilians, including refugees and internally displaced persons. In addition, some missions have been tasked with degrading “spoilers”, illegal non-state armed groups, and even “terrorists”.20 To implement such a wide range of tasks, peacekeeping missions require the appropriate capabilities in terms of personnel, equipment and assets, financing, and support systems. However, gaps often opened up between the capabilities provided to operations and the effects they were expected to generate in the field. Gaps between the means and ends of UN peacekeeping operations are a regular feature of the history of these missions in the twenty-first century.

Successful peacemaking is the best exit strategy

A second enduring theme derives from the fact that at the political and strategic level, peacekeeping and peacemaking are distinct activities. It is a common misperception that it is the job of peacekeeping operations to end wars. In fact, it is the in any armed conflict that must make peace. UN peacekeepers can make that more likely by engaging in confidence-building measures, but they cannot simply end wars. It is the job of peacemakers to help belligerents negotiate a political settlement. Ideally, therefore, all UN peacekeeping operations would be directly linked to an effective political peacemaking process aimed at resolving the armed conflict in question. Where no effective peacemaking strategy exists, peacekeeping operations can do little more than limit the damage, even if all the individual peacekeepers perform their mandated tasks admirably. Without peacemaking, there is no pathway

19) UN Security Council, “S/PV.8218, 2018. United Nations peacekeeping operations”, S/PV.8218 (2018), 28 March 2018, 3. Available from: . 20) “Spoilers” are parties of an armed conflict who try to stymie the . For more information, read: Stephen Stedman, “Spoiler Problems in Peace Processes”, International Security, Vol. 22, No. 2, 1997, 5–53.

26 LESSON 1 | Overview: Trends and Key Themes

Parfait Onanga-Anyanga (front left), Special Representative of the Secretary-General and head of the UN Multidimensional Integrated Stabilization Mission in the Central African Republic (MINUSCA), greets Jean-Pierre Lacroix (right), Under-Secretary-General for Peacekeeping Operations, as he arrives on a joint visit with Smaïl Chergui (second from right), the Commissioner for Peace and Security. 10 April 2018. UN Photo #756920 by Herve Serefio.

to a successful exit for peacekeeping operations. Of course, there is always the potential to end a peacekeeping operation badly, perhaps by host governments ejecting the operation or major T/PCCs withdrawing their personnel. Sadly, the history of twenty-first-century UN peacekeeping is littered with missions that struggled because of the lack of an effective strategy to resolve the conflict in question.

Peacekeepers need appropriate guidance

To have any hope of implementing their complicated mandates, peacekeepers required some guidance as to how best to go about it. As a social practice that has been invented and periodically reinvented since the late 1940s, UN peacekeeping has been the subject of numerous efforts to develop guidelines, principles, best practices, and doctrine. By the twenty-first century, the basic principles had cohered around the three set out in the 2008 Capstone Doctrine.21 The first was the consent of the main parties to the conflict, including the host country government. Despite not assuming the universality of consent by all armed groups, this provided the freedom of action (political and physical) to carry out mandated tasks. The second was impartiality, which enabled the implementation of mandates without favour or prejudice to any party. Impartiality was considered crucial to retain the consent and cooperation of the main conflict parties. Impartial UN peacekeepers should not condone actions by parties that violate the mandate, but they should ensure that countering breaches should be done transparently and the rationale for such action explained through transparent and effective communication. The third was the non-use of force except in self-defence and defence of the mission’s mandate. Of course, given the frequently lengthy mandates, this was a very permissive principle that permitted proactive use of force in some circumstances. Importantly, the UN was keen to emphasize the differences between “robust peacekeeping” — where proactive force is permitted at the tactical and operational levels — and “peace enforcement” — which does not require the consent of the main parties and may involve the use of military force at the strategic level. The enduring theme for this course is the persistent debates over the extent to which these basic principles remain appropriate for all of the UN peacekeepers across all of its missions.

21) UN DPKO/DFS, United Nations Peacekeeping Operations: Principles and Guidelines (New York: Department of Peacekeeping Operations, 2008). Available from: .

27 LESSON 1 | Overview: Trends and Key Themes

Peacekeeping relies on partnerships

The UN has never possessed a monopoly on authorizing or conducting peace operations, although the concept of “peacekeeping” is commonly associated with the United Nations. In practice, the UN has regularly worked with a variety of actors who are also engaged in some form of peace operations. In this sense, what the UN Secretary-General called “partnership peacekeeping” has a long history.22 But it is fair to say that during the twenty-first century, the frequency and nature of the UN's peacekeeping partnerships intensified, particularly with organizations in Africa and Europe. As we shall see later in this course, the UN has developed various forms of partnerships with such actors, including sequenced, parallel, support, and hybrid relationships in the field. But UN peacekeeping is founded on partnerships in other senses too. At the political and strategic level, UN peacekeeping is the outcome of partnerships between the Security Council, Secretariat, and Member States. At the operational and tactical levels, UN peacekeeping is the outcome of partnerships between the relevant T/PCCs in the field, who, in turn, are often supported by a range of private contractors. And at a fundamental level, peacekeeping should be a partnership between the peacekeepers themselves and the “peacekept” — the local populations on the receiving end of UN missions. As will become evident throughout this course, UN peacekeeping stands a better chance of working effectively when these different partnerships function smoothly.

Improving accountability and performance enables success

Finally, it is important to recall that there have been a variety of unintended negative consequences when UN peacekeeping operations have deployed. Indeed, if one only read commentary about contemporary UN peacekeeping in the popular press, one would probably find much more negative coverage than positive. In particular, numerous media outlets have regularly reported on a variety of scandalous behaviour by UN peacekeepers. This has included peacekeepers engaging in violence against civilians, smuggling and trafficking of illicit goods, spreading infectious disease, and committing sexual exploitation and abuse (SEA). Rather belatedly, the Security Council, Secretariat, and most Member States have taken more serious steps to prevent such activities, including Security Council resolutions, investigations, and making amends to some of the victims. They have done so not only because such conduct is morally wrong and often criminal but also because improving the accountability and performance of UN peacekeepers increases the likelihood that missions will be effective. A regular theme of UN peacekeeping in the twenty-first century is, therefore, the struggle to hold peacekeepers accountable for such misconduct and to improve their performance. Both of these objectives required the UN to develop appropriate rules and standards, some of which were met with criticism from some Member States. Part of the history you will learn in this course is, therefore, the story of developing those standards and of peacekeepers trying to live up to them, sometimes under very challenging circumstances.

22) UN Security Council, Partnering for Peace: Moving towards partnership peacekeeping, Report of the Secretary-General, S/2015/229, 1 April 2015. Available from: .

28 LESSON 1 | Overview: Trends and Key Themes End-of-Lesson Quiz »

1. Between 2000 and 2020, how many 6. The base reimbursement rate for UN United Nations peacekeeping operations peacekeeping troops was raised to were active? _____ in 2018.

A. 25 A. $1,028 per peacekeeper per month B. 30 B. $1,332 per peacekeeper per month C. 35 C. $1,410 per peacekeeper per month D. 40 D. $1,428 per peacekeeper per month

2. Since 2000, _____ percentage of newly 7. In what year did the United Nations established United Nations peacekeeping deploy its first Formed Police Unit? operations were deployed in Africa. A. 1960 A. 52 B. 1996 B. 62 C. 1999 C. 72 D. 2001 D. 82 8. By 2028, the United Nations has set a 3. Between 2000 and 2020, what was the target for women peacekeeping troops highest level of annual expenditure on of _____ per cent. United Nations peacekeeping? A. 5 A. $6.3 billion B. 10 B. $7.3 billion C. 15 C. $8.3 billion D. 20 D. $9.3 billion 9. Between 2000 and 2020, which year 4. From January to July 2009, which experienced the most United Nations permanent member of the Security peacekeeper fatalities? Council provided the most uniformed A. 2010 peacekeepers? B. 2013 A. China C. 2016 B. France D. 2019 C. United Kingdom D. Russian Federation 10. A basic principle of United Nations peacekeeping is to require the consent 5. Which Member State was the top of _____. police‑contributing country in December A. all conflict parties 2005, December 2010, and December 2015? B. no conflict parties C. the host government only A. Jordan D. the main conflict parties B. Senegal C. Bangladesh D. Rwanda

Answer Key provided on the next page.

29 LESSON 1 | Overview: Trends and Key Themes End-of-Lesson Quiz »

Answer Key »

1. C 2. C 3. C 4. B 5. A 6. D 7. C 8. C 9. A 10. D

30 THE HISTORY OF UNITED NATIONS PEACEKEEPING OPERATIONS FROM 2000–2020

Appendix A: List of Acronyms

Acronym Meaning

A4P Action for Peacekeeping (UN)

ADF Allied Democratic Forces ()

AFISMA African-led International Support Mission to Mali

AMIB African Union Mission in Burundi

AMIS African Union Mission in Sudan

AMISOM African Union Mission in Somalia

AQIM Al-Qaeda in the Islamic Maghreb

ASEOWA African Union Support to Ebola in

ASIFU All Sources Information Fusion Unit (MINUSMA)

AU African Union

BINUB United Nations Integrated Office in Burundi

BONUCA United Nations Support Office in the Central African Republic

CAR the Central African Republic

CIS Commonwealth of Independent States

CISPKF Commonwealth of Independent States Peacekeeping Force in Abkhazia-Georgia

CPA Comprehensive Peace Agreement (Sudan)

CPAS Comprehensive Performance Assessment System

DDR disarmament, demobilization, reintegration

DDRRR disarmament, demobilization, reintegration, repatriation, and resettlement

DIS Détachement Intégré de Securité (Chad)

DPA Darfur Peace Agreement

DPKO UN Department of Peacekeeping Operations

DPO UN Department of Peace Operations

DRC the Democratic Republic of Congo

ECCAS Economic Community of Central African States

ECOMICI ECOWAS Mission in Côte d’Ivoire

ECOMIL ECOWAS Mission in Liberia

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ECOMOG Military Observer Group of the Economic Community of West African States

ECOWAS Economic Community of West African States

EU

EUFOR European Union Force

EULEX EU Rule of Law Mission (Kosovo)

FET female engagement team

FIB Force Intervention Brigade (MONUSCO)

FNL National Forces of Liberation

FPU Formed Police Unit

G8 Group of Eight

HIPPO High-Level Independent Panel on Peace Operations (2015)

I4S International Security and Stabilization Support Strategy

ICJ International Court of Justice

IDP internally displaced person

IED improvised explosive device

IGAD Inter-governmental Authority on Development

IMF International Monetary Fund

INTERFET International Force in East Timor

IPI International Peace Institute

IPOs individual police officers

ISR Intelligence, Surveillance, and Reconnaissance

JBVMM joint border verification and monitoring mission

JMAC Joint Mission Analysis Cell

KFOR

KLA Kosovo Liberation Army

KPC Kosovo Protection Corps

KPS Kosovo Police Service

LRA Lord’s Resistance Army

LURD Liberians United for Reconciliation and Democracy

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MICEMA ECOWAS Mission in Mali

MINUCI United Nations Mission in Côte d’Ivoire

MINUGUA United Nations Verification Mission in

MINUJUSTH United Nations Mission for Justice Support in Haiti

MINURCA United Nations Mission in the Central African Republic

MINURCAT United Nations Mission in the Central African Republic and Chad

MINURSO United Nations Mission for the Referendum in Western Sahara

MINUSCA United Nations Multidimensional Integrated Stabilization Mission in the Central African Republic

MINUSMA United Nations Multidimensional Integrated Stabilization Mission in Mali

MINUSTAH United Nations Stabilization Mission in Haiti

MIPONUH United Nations Civilian Police Mission in Haiti

MISCA African-led International Support Mission in the Central African Republic

MNLA National Movement for the Liberation of the Azawad

MODEL Movement for Democracy in Liberia

MONUA United Nations Observer Mission in

MONUC United Nations Organization Mission in the Democratic Republic of Congo

MONUSCO United Nations Stabilization Mission in the Democratic Republic of Congo

MOU memorandum of understanding

MPCI Patriotic Movement of Côte d’Ivoire

MUJAO Movement for Oneness and Jihad in West Africa

NATO North Atlantic Treaty Organization

NGTL National Transitional Government of Liberia

NPFL National Patriotic Front of Liberia

OAU Organization of African Unity

OECD Organisation for Economic Co-operation and Development

OIF Organisation internationale de la Francophonie

OIOS United Nations Office of Internal Oversight Services

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ONUCI United Nations Operation in Côte d’Ivoire

ONUB United Nations Operation in Burundi

OSCE Organization for Security and Cooperation in Europe

P5 permanent members of the Security Council (Britain, China, France, the Russian Federation, and the United States)

PAE Pacific Architects and Engineers

PCC police-contributing country

POC protection of civilians

POLISARIO Popular Front for the Liberation of Saguia el-Hamra and Río de Oro

QIP Quick Impact Project

QRF quick reaction force

RCD Rally for Congolese Democracy

RECAMP Reforcement des capacitiés africanes de maintien de la paix

RUF Revolutionary United Front of Sierra Leone

SADR Sahrawi Arab Democratic Republic

SEA sexual exploitation and abuse

SMC strategic military cell

SNA Somali National Army

SPLM/A Sudan People’s Liberation Movement/Army

SRSG UN Special Representative of the Secretary-General

SSR security sector reform

SWAT special and tactics

TCC troop-contributing country

TSZ Temporary Security Zone (Ethiopia–Eritrea)

UAV unmanned aerial vehicles

UK United Kingdom

UN United Nations

UNAMET United Nations Mission in East Timor

UNAMID AU/UN Hybrid Operation in Darfur (Sudan)

UNAMIR United Nations Assistance Mission for Rwanda

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UNAMIS United Nations Advance Mission in Sudan

UNAMSIL United Nations Mission in Sierra Leone

UNCRO United Nations Confidence Restoration Operation in Croatia

UNDOF United Nations Disengagement Observer Force

UNFICYP United Nations Peacekeeping Force in Cyprus

UNHCR United Nations High Commissioner for Refugees

UNICEF United Nations Children’s Fund

UNIFIL United Nations Interim Force in Lebanon

UNIKOM United Nations Iraq–Kuwait Military Observation Mission

UNIOSIL United Nations Integrated Office for Sierra Leone

UNIPSIL United Nations Integrated Office in Sierra Leone

UNISFA United Nations Interim Security Force for Abyei

UNITAMS United Nations Integrated Transition Assistance Mission in Sudan

UNMAS United Nations Mine Action Service

UNMEE United Nations Mission in Ethiopia and Eritrea

UNMEER United Nations for Ebola Response

UNMIBH United Nations Mission in Bosnia-Herzegovina

UNMIK United Nations Mission in Kosovo

UNMIL United Nations Mission in Liberia

UNMIS United Nations Mission in Sudan

UNMISET United Nations Mission in Support of East Timor

UNMISS United Nations Mission in South Sudan

UNMIT United Nations Mission in Timor-Leste

UNMOGIP United Nations Military Observer Group in India and Pakistan

UNMOP United Nations Mission of Observers in Prevlaka

UNMOT United Nations Mission of Observers in Tajikistan

UNOCI United Nations Mission in Côte d’Ivoire

UNOMIG United Nations Observer Mission in Georgia

UNOMIL United Nations Observer Mission in Liberia

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UNOMSIL United Nations Observer Mission in Sierra Leone

UNOTIL United Nations Office in Timor-Leste

UNPOS UN Political Office for Somalia

UNPREDEP United Nations Preventive Deployment Force

UNPROFOR United Nations Protection Force (Bosnia-Herzegovina and Croatia)

UNSAS United Nations Standby Arrangements System

UNSCOM United Nations Special Commission (Iraq)

UNSMIH United Nations Support in Haiti

UNSMIS United Nations Supervision Mission in Syria

UNSOA United Nations Support Office for AMISOM

UNSOM United Nations Assistance Mission for Somalia

UNSOS United Nations Support Office for Somalia

UNTAES United Nations Transitional Administration for Eastern Slavonia, Baranja and Western Sirmium

UNTAET United Nations Transition Authority in East Timor

UNTMIH United Nations Transition Mission in Haiti

UNTSO United Nations Truce Supervision Organization

US United States

VBIED vehicle-borne improvised explosive device

WPS women, peace, and security

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Appendix B: Current Peacekeeping Missions

UNITED NATIONS PEACEKEEPING OPERATIONS

MINUSMA MINURSO UNAMID UNMIK UNFICYP UNIFIL UNMOGIP Mali Western Sahara Darfur Kosovo Cyprus Lebanon India and Pakistan

MINUSCA MONUSCO UNMISS UNISFA UNTSO UNDOF Central African Republic Dem. Rep. of the Congo South Sudan Abyei Middle East Syria

Map No. 4259 Rev. 26.1 (E) UNITED NATIONS Office of Information and Communications Technology November 2019 Geospatial Information Section

UN Peacekeeping Map from the UN Cartographic Section, November 2019: . MINURSO United Nations Mission for the Referendum in Western Sahara established: 1991 MINUSCA United Nations Multidimensional Integrated Stabilization Mission in the established: 2014 » LookingCentral Af forrican statistics Republic or other data about MINUSMA peacekeepingUnited Nations Mul aroundtidimensional the Integra worldted Stabiliza today?tion Mi sVisitsion in Mali established: 2013 MONUSCO United Nations Organization Stabilization Mission in the Democratic Rep. of the Congo established: 2010 UNAMID theAf UNrican PeacekeepingUnion-United Nations Hybrid resource Operation page in Darfur for the established: 2007 UNDOF mostUnit edup-to-date Nations Disengagemen informationt Observer F aboutorce current established: 1974 UNFICYP United Nations Peacekeeping Force in Cyprus established: 1964 UNIFIL peacekeepingUnited Nations Int erimoperations Force in Lebano andn other UN established: 1978 UNISFA missions:United Nations Interim Security Force for Abyei established: 2011 UNMIK United Nations Interim Administration Mission in Kosovo established: 1999 UNMISS .United Nations Mission in South Sudan established: 2011 UNMOGIP United Nations Military Observer Group in India and Pakistan established: 1949 UNTSO United Nations Truce Supervision Organization established: 1948

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Appendix C: List of UN Peace Operations, 2000–2020

Deployed Analysed in Size (est. Lesson # max. Mission Location Years Active uniformed) Israel, Egypt, Lebanon, 6 UNTSO Syria 1948–present 570 UNMOGIP India, Pakistan (Kashmir) 1949–present 50 5

UNFICYP Cyprus 1964–present 6,275 5 UNDOF Israel, Syria 1974–present 1,100 6 UNIFIL Lebanon 1978–present 12,700 6 MINURSO Western Sahara 1991–present 237 3 UNOMIG Georgia 1993–2009 1,529 5 UNIKOM Kuwait, Iraq 1993–2003 1,174 6 UNMOT Tajikistan 1994–2000 81 -- UNMIBH Bosnia-Herzegovina 1995–2002 2,047 5 UNMOP Croatia 1996–2002 28 5 MIPONUH Haiti 1997–2000 300 -- The Central African -- MINURCA Republic 1998–2000 1,350 UNMIK Kosovo 1999–present 4,720 2 UNTAET East Timor 1999–2002 10,790 2 The Central African 2 MONUC Republic 1999–2010 22,016 UNAMSIL Sierra Leone 1999–2005 17,670 2 UNMEE Eritrea, Ethiopia 2000–2008 4,200 4 UNMISET Timor-Leste 2002–2005 5,500 5 MINUCI Côte d’Ivoire 2003–2004 76 3 UNMIL Liberia 2003–2018 16,115 3

MINUSTAH Haiti 2004–2017 10,101 7 ONUB Burundi 2004–2006 5,770 4 UNOCI Côte d’Ivoire 2004–2017 10,954 3 UNMIS Sudan 2005–2011 10,519 4 UNMIT Timor-Leste 2006–2012 1,608 5 MINURCAT Chad 2007–2010 5,525 4 UNAMID Sudan 2008–present 21,600 8 The Central African 7 MONUSCO Republic 2010–present 22,016 UNMISS South Sudan 2011–present 7,900 4 UNISFA Sudan 2011–present 4,250 4

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UNSMIS Syria 2012 300 6 MINUSMA Mali 2013–present 15,200 7 The Central African 7 MINUSCA Republic 2014–present 12,900 MINUJUSTH Haiti 2017-2019 1,275 7

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Appendix D: Further Readings

Dziedzic, Michael. Criminalized Power Structures: The Overlooked Enemies of Peace. Lanham: Rowman & Littlefield, 2016.

F oley, Conor. UN Peacekeeping Operations and the Protection of Civilians. Cambridge: Cambridge University Press, 2017.

Fortna, Virginia Page. Does Peacekeeping Work? Shaping Belligerents’ Choices after Civil War. Princeton: Princeton University Press, 2008.

Ghittoni, Marta, Léa Lehouck, and Callum Watson. Elsie Initiative for Women in Peace Operations: Baseline Study. Geneva: Geneva Centre for Security Sector Governance, 2018. Available from: .

Guéhenno, Jean-Marie. The Fog of Peace: A Memoir of International Peacekeeping in the 21st Century. Washington, DC: Brookings Institution Press, 2015.

Holt, Victoria, and Glyn Taylor with Max Kelly. Protecting Civilians in the Context of UN Peacekeeping Operations. New York: United Nations OCHA, 2009.

Howard, Lise. Power in Peacekeeping. Cambridge: Cambridge University Press, 2019.

Hultman, Lisa, Jacob D. Kathman, and Megan Shannon. Peacekeeping in the Midst of War. Oxford: Oxford University Press, 2019.

The Oxford Handbook of United Nations Peacekeeping Operations. Edited by Joachim Koops, Norrie MacQueen, Thierry Tardy, and Paul D. Williams. Oxford: Oxford University Press, 2015.

Twenty-First-Century Peace Operations. Edited by William Durch. Washington, DC: US Institute of Peace Press, 2006.

Williams, Paul D. with Alex J. Bellamy. Understanding Peacekeeping. 3rd edition. Cambridge: Polity Press, 2021.

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About the Author: Professor Paul Williams

Paul D. Williams, Ph.D., is currently Professor at the Elliott School of International Affairs, the George Washington University, where he is also the Associate Director of the Security Policy Studies M.A. programme. Professor Williams received his Ph.D. in international politics from the University of Wales, Aberystwyth (2001).

He worked previously at the universities of Warwick and Birmingham in the UK and has been a Visiting Scholar at Georgetown University and the University of Queensland (2008) and a Visiting Professor at Addis Ababa University, Ethiopia. In 2014–2015, he was a Fellow with the Center for International Scholars, and between 2012 and 2019, he served as a Non-resident Senior Adviser at the International Peace Institute in New York. Professor Williams is the author of several books related to peace operations, including Understanding Peacekeeping (Polity Press, 3rd edition, 2021); Fighting for Peace in Somalia: A history and analysis of the African Union Mission, 2007–2017 (Oxford University Press, 2018); War and Conflict in Africa (Polity Press, 2nd edition, 2016); and is the Co-Editor and Contributor to The Oxford Handbook of United Nations Peacekeeping Operations (Oxford University Press, 2015).

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Instructions for the End-of-Course Examination

Format and Material

The End-of-Course Examination is a multiple-choice exam that is accessed from the Online Classroom. Most exams have 50 questions. Each question gives the student four choices (A, B, C, and D), and only one is the correct answer. The exam covers material from all lessons of the course and may also include information found in the annexes and appendices. Video content will not be tested.

» Access the exam from your Online Classroom by visiting and clicking the title of this course. Once you arrive at the course page, click the red “Start Exam” button.

Time Limit

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