Sub-Custodians

Total Page:16

File Type:pdf, Size:1020Kb

Sub-Custodians SUB-CUSTODIANS Country Sub-custodian Sub-delegates Australia HSBC Bank Australia Limited Austria UniCredit Bank Austria A.G Bahrain HSBC Bank Middle East Limited Bangladesh Standard Chartered Bank Belgium Deutsche Bank AG Bermuda HSBC Bank Bermuda Limited Bosnia and Herzegovina - Raiffeisen Bank Bosnia DD BiH Raiffeisen Bank International AG Federation of B & H Bosnia and Herzegovina - Raiffeisen Bank Bosnia DD BiH Raiffeisen Bank International AG Republic of Srpska Standard Chartered Bank Botswana Botswana Limited Citibank Distribuidora de Brazil Citibank, N.A. Titulos e Valores Mobiliaros S.A ("DTVM") Bulgaria Citibank Europe plc Canada The Northern Trust Company, Canada Canada* Royal Bank of Canada Chile Banco de Chile China A HSBC Bank (China) Company Limited China B HSBC Bank (China) Company Limited Cititrust Colombia S.A. Sociedad Colombia Fiduciaria Costa Rica Banco Nacional de Costa Rica Croatia UniCredit Bank Austria A.G. Zagrebacka Banka d.d. Cyprus Citibank International Limited UniCredit Bank Czech Republic and Czech Republic Slovakia, a.s. Denmark Nordea Bank Danmark A/S Country Sub-custodian Sub-delegates Egypt Citibank, N.A. Estonia Swedbank AS Euro CDs Deutsche Bank AG, London Branch Finland Nordea Bank Finland plc France Deutsche Bank AG Germany Deutsche Bank AG Standard Chartered Bank Ghana Ghana Limited Greece Citibank International Limited The Hongkong and Shanghai Banking Hong Kong SAR Corporation Limited Hungary UniCredit Bank Hungary Zrt India Citibank, N.A. Indonesia Standard Chartered Bank Ireland The Northern Trust Company, London Israel Bank Leumi Le-Israel BM Italy Deutsche Bank SpA The Hongkong and Shanghai Banking Japan Corporation Limited Standard Chartered Bank plc, Jordan Jordan Branch Kazakhstan JSC Citibank Kazakhstan Standard Chartered Bank Kenya Kenya Limited Kuwait HSBC Bank Middle East Limited Latvia Swedbank AS Lebanon HSBC Bank Middle East Limited Lithuania AB SEB Bankas Luxembourg Euroclear Bank S.A. / N.V Malaysia HSBC Bank Malaysia Berhad Country Sub-custodian Sub-delegates The Hongkong and Shanghai Banking Mauritius Corporation Limited Mexico Banco Nacional de Mexico, S.A. Societe Generale Marocaine de Morocco Banques Namibia Standard Bank Namibia Ltd Netherlands Deutsche Bank AG The Hongkong and Shanghai Banking New Zealand Corporation Limited Nigeria Stanbic IBTC Bank Plc Norway Nordea Bank Norge ASA Oman HSBC Bank Oman SAOG Pakistan Citibank, N.A. Palestinian Territories HSBC Bank Middle East Limited Panama Citibank, N.A., Panama Branch Peru Citibank del Peru S.A. The Hongkong and Shanghai Banking Philippines Corporation Limited Poland Bank Polska Kasa Opieki SA Portugal BNP Parisbas Securities Services Qatar HSBC Bank Middle East Limited Romania Citibank Europe plc Russia AO Citibank Saudi Arabia HSBC Saudi Arabia Limited Serbia UniCredit Bank Austria A.G. UniCredit Bank Serbia JSC Singapore DBS Bank Ltd Slovakia Citibank Europe plc Slovenia UniCredit Banka Slovenija d.d. Country Sub-custodian Sub-delegates The Standard Bank of South Africa South Africa Limited The Hongkong and Shanghai Banking South Korea Corporation Limited Spain Deutsche Bank SAE Sri Lanka Standard Chartered Bank Sweden Svenska Handelsbanken AB (publ) Switzerland Credit Suisse AG Taiwan Bank of Taiwan Standard Chartered Bank (Mauritius) Standard Chartered Bank Tanzania Limited Tanzania Ltd Thailand Citibank, N.A. Banque Internationale Arabe de Tunisia Tunisie Turkey Deutsche Bank A.S. Standard Chartered Bank Uganda Uganda Limited United Arab Emirates - HSBC Bank Middle East Limited ADX United Arab Emirates - HSBC Bank Middle East Limited DFM United Arab Emirates - HSBC Bank Middle East Limited NASDAQ Dubai United Kingdom The Northern Trust Company, London United States The Northern Trust Company Uruguay Banco Itau Uruguay S.A. Vietnam HSBC Bank (Vietnam) Ltd Zambia Standard Chartered Bank Zambia plc * The Royal Bank of Canada serves as The Northern Trust Company’s sub-custodian for securities not eligible for settlement in Canada’s local central securities depository .
Recommended publications
  • DTC Participant Alphabetical Listing June 2019.Xlsx
    DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER ABN AMRO CLEARING CHICAGO LLC 0695 ABN AMRO SECURITIES (USA) LLC 0349 ABN AMRO SECURITIES (USA) LLC/A/C#2 7571 ABN AMRO SECURITIES (USA) LLC/REPO 7590 ABN AMRO SECURITIES (USA) LLC/ABN AMRO BANK NV REPO 7591 ALPINE SECURITIES CORPORATION 8072 AMALGAMATED BANK 2352 AMALGAMATED BANK OF CHICAGO 2567 AMHERST PIERPONT SECURITIES LLC 0413 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 0756 AMERICAN ENTERPRISE INVESTMENT SERVICES INC./CONDUIT 7260 APEX CLEARING CORPORATION 0158 APEX CLEARING CORPORATION/APEX CLEARING STOCK LOAN 8308 ARCHIPELAGO SECURITIES, L.L.C. 0436 ARCOLA SECURITIES, INC. 0166 ASCENSUS TRUST COMPANY 2563 ASSOCIATED BANK, N.A. 2257 ASSOCIATED BANK, N.A./ASSOCIATED TRUST COMPANY/IPA 1620 B. RILEY FBR, INC 9186 BANCA IMI SECURITIES CORP. 0136 BANK OF AMERICA, NATIONAL ASSOCIATION 2236 BANK OF AMERICA, NA/GWIM TRUST OPERATIONS 0955 BANK OF AMERICA/LASALLE BANK NA/IPA, DTC #1581 1581 BANK OF AMERICA NA/CLIENT ASSETS 2251 BANK OF CHINA, NEW YORK BRANCH 2555 BANK OF CHINA NEW YORK BRANCH/CLIENT CUSTODY 2656 BANK OF MONTREAL, CHICAGO BRANCH 2309 BANKERS' BANK 2557 BARCLAYS BANK PLC NEW YORK BRANCH 7263 BARCLAYS BANK PLC NEW YORK BRANCH/BARCLAYS BANK PLC-LNBR 8455 BARCLAYS CAPITAL INC. 5101 BARCLAYS CAPITAL INC./LE 0229 BB&T SECURITIES, LLC 0702 BBVA SECURITIES INC. 2786 BETHESDA SECURITIES, LLC 8860 # DTCC Confidential (Yellow) DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER BGC FINANCIAL, L.P. 0537 BGC FINANCIAL L.P./BGC BROKERS L.P. 5271 BLOOMBERG TRADEBOOK LLC 7001 BMO CAPITAL MARKETS CORP.
    [Show full text]
  • HSBC Bank USA, N.A. Global Opportunity Certificates of Deposit TM with Minimum Return
    HSBC Bank USA, N.A. Global Opportunity Certificates of Deposit TM With Minimum Return FINAL TERMS CD Description The Global Opportunity CDs provide exposure to Issuer HSBC Bank USA, N.A. potential price appreciation in a basket of global equity Issue 6 Year Global Opportunity CD with indices and if held to maturity, 100% principal protection. Minimum Return These CDs can help reduce and diversify portfolio risk by providing broad exposure to equity markets in the Issuer Rating AA (S&P), Aa3 (Moody’s) U.S., Europe and Hong Kong/China. The principal protection applies only if held to maturity. Denomination US Dollars (USD) Trade Date April 21, 2010 Highlights Index Set Date April 22, 2010 Growth Potential: Depositors receive uncapped Settlement Date April 27, 2010 upside participation in the quarterly average performance of a basket of three global equity Maturity Date April 27, 2016 indices. Issue Price 100.00% Guaranteed Minimum Return: Regardless of the index performance, depositors will receive at least a Index Basket The Hang Seng Index (1/3) 3.00% total aggregate return if held to maturity. and Weightings S&P 500® Index (1/3) DJ EURO STOXX 50® Index (1/3) FDIC Insurance: This deposit qualifies for FDIC coverage generally up to $250,000 in aggregate for Redemption Principal Amount x (100% + the individual depositors through December 31, 2013 and Proceeds At greater of the Minimum Return and thereafter $100,000, and up to $250,000 in aggregate for Maturity the Final Basket Return) certain retirement plans and accounts, including IRAs Final Basket The average of the three Index IRA-eligible.
    [Show full text]
  • Close Brothers Group Plc (Incorporated with Limited Liability in England and Wales with Registered Number 00520241)
    PROSPECTUS DATED 8 JUNE 2021 Close Brothers Group plc (incorporated with limited liability in England and Wales with registered number 00520241) £200,000,000 2.00% Subordinated Tier 2 Notes Issue price: 99.531 per cent. The £200,000,000 2.00% Subordinated Tier 2 Notes (the “Notes”) will be issued by Close Brothers Group plc (the “Issuer”) on or about 11 June 2021 (the “Issue Date”). The terms and conditions of the Notes are set out herein in “Terms and Conditions of the Notes” below (the “Conditions”, and references to a numbered “Condition” shall be construed accordingly). The Notes will bear interest on their outstanding principal amount from (and including) the Issue Date to (but excluding) 11 September 2026 (the “Reset Date”), at a rate of 2.00 per cent. per annum and thereafter at the Reset Interest Rate as provided in Condition 5. Interest will be payable on the Notes semi-annually in arrear on each Interest Payment Date, commencing on 11 September 2021 (with a short first Interest Period from (and including) the Issue Date to (but excluding) 11 September 2021). Unless previously redeemed or purchased and cancelled, or (pursuant to Condition 7(f)) substituted, the Notes will mature on 11 September 2031 and shall be redeemed at their principal amount, together with any accrued and unpaid interest on such date. The Noteholders will have no right to require the Issuer to redeem or purchase the Notes at any time. The Issuer may, in its discretion but subject to Regulatory Approval, elect to (a) redeem all (but not some only) of the
    [Show full text]
  • LONDON ENERGY TEAM We Know Energy®
    LONDON ENERGY TEAM We Know Energy® Entirely Energy. Bracewell LLP is a leading law and government relations firm serving the oil and gas, power, financial services, technology and public finance industries throughout the world. Our industry focus enables us to maintain cutting-edge experience and in-depth knowledge of the commercial, legal and regulatory challenges faced by our clients so that we can provide the most e ective legal solutions to facilitate transactions and resolve disputes. The London o ice of Bracewell is exclusively dedicated to the energy sector. Our team is comprised of leading energy lawyers and we have developed an o ering which we believe is unique and beneficial to our clients. We focus on mergers and acquisitions, joint ventures, finance, project development and construction. Our team has acted on a number of the largest energy projects and M&A transactions across the globe. Our London-based practice. Helping drive the world’s energy industry. Bracewell’s insight and experience across the entire energy sector means we can create meaningful solutions to answer complex legal challenges e iciently and accurately. We have experience acting for super majors, large independents, mid-caps, start-ups, governments, trading houses, equity investors and banks. This breadth of client base means that we understand the commercial drivers of our clients, their partners and counterparties, as well as the key issues and trends facing the industry. Bracewell is a global leader in the oil and gas industry. We advise our clients around the world on the development, acquisition and disposal and financing of their oil and gas assets across the value chain.
    [Show full text]
  • Brown Brothers Harriman Global Custody Network Listing
    BROWN BROTHERS HARRIMAN GLOBAL CUSTODY NETWORK LISTING Brown Brothers Harriman (Luxembourg) S.C.A. has delegated safekeeping duties to each of the entities listed below in the specified markets by appointing them as local correspondents. The below list includes multiple subcustodians/correspondents in certain markets. Confirmation of which subcustodian/correspondent is holding assets in each of those markets with respect to a client is available upon request. The list does not include prime brokers, third party collateral agents or other third parties who may be appointed from time to time as a delegate pursuant to the request of one or more clients (subject to BBH's approval). Confirmations of such appointments are also available upon request. COUNTRY SUBCUSTODIAN ARGENTINA CITIBANK, N.A. BUENOS AIRES BRANCH AUSTRALIA CITIGROUP PTY LIMITED FOR CITIBANK, N.A AUSTRALIA HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) AUSTRIA DEUTSCHE BANK AG AUSTRIA UNICREDIT BANK AUSTRIA AG BAHRAIN* HSBC BANK MIDDLE EAST LIMITED, BAHRAIN BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) BANGLADESH* STANDARD CHARTERED BANK, BANGLADESH BRANCH BELGIUM BNP PARIBAS SECURITIES SERVICES BELGIUM DEUTSCHE BANK AG, AMSTERDAM BRANCH BERMUDA* HSBC BANK BERMUDA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) BOSNIA* UNICREDIT BANK D.D. FOR UNICREDIT BANK AUSTRIA AG BOTSWANA* STANDARD CHARTERED BANK BOTSWANA LIMITED FOR STANDARD CHARTERED BANK BRAZIL* CITIBANK, N.A. SÃO PAULO BRAZIL* ITAÚ UNIBANCO S.A. BULGARIA* CITIBANK EUROPE PLC, BULGARIA BRANCH FOR CITIBANK N.A. CANADA CIBC MELLON TRUST COMPANY FOR CIBC MELLON TRUST COMPANY, CANADIAN IMPERIAL BANK OF COMMERCE AND BANK OF NEW YORK MELLON CANADA RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC) CHILE* BANCO DE CHILE FOR CITIBANK, N.A.
    [Show full text]
  • Hsbc Bank Plc Joins Multi-Dealer Platform, Spire
    HSBC BANK PLC JOINS MULTI-DEALER PLATFORM, SPIRE 13th September 2019 – London, UK – Single Platform Investment Repackaging Entity SA (“SPIRE”) is pleased to announce the admission of HSBC Bank Plc to its multi-dealer programme bringing the number of dealers on the platform to twelve and further increasing choice for investors in the repackaging market. The SPIRE programme allows for repackaged notes arranged by the platform’s dealer-members, to be issued in standardised formats. Investors can gain exposure to the returns of a variety of underlying collateral assets and customisable payoffs. The platform aims to bring transparency liquidity and simplicity to the market for repackaged securities. To date, in excess of EUR 5.4bn-equivalent has been issued to major UK, European and Asian institutional investors since the programme was launched in May 2017. Guido Hebert, Global Head of Fixed Income Structuring at HSBC said “We are delighted to join the SPIRE community as a Dealer and contribute to its success. We look forward to grow SPIRE by offering our investment solutions via the platform to our clients.” The SPIRE platform was established by BNP Paribas, Citigroup, Credit Suisse and J.P. Morgan in May 2017. Barclays, Goldman Sachs, Crédit Agricole CIB and Morgan Stanley joined in 2018 with Natixis , BofA Securities Europe SA and Deutsche Bank joining in 2019. -ends- About SPIRE SPIRE is a special purpose vehicle established for the purpose of issuing asset backed securities. SPIRE has established a programme for the issuance of secured notes. The liability of SPIRE under the Notes and the Programme is separate in respect of each Series.
    [Show full text]
  • HSBC the Right Bank About HSBC
    HSBC The Right Bank About HSBC HSBC is one of the world’s largest banking and financial services organizations. With more than 6,100 offices in both established and emerging markets, we aim to be where the growth is, connecting customers to opportunities, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions. We serve around 51 million customers through our four Global Businesses: Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets, and Global Private Banking. Our network covers 73 countries and territories in Europe, Asia, Middle East, North Africa, North America and Latin America. Listed on the London, Hong Kong, New York, Paris and Bermuda stock exchanges, shares in HSBC Holdings plc are held by about 216,000 shareholders in 127 countries and territories. Results At A Glance* Our Four Global Businesses Key Facts Profit before tax by business on a reported basis Customers: 51 million Retail Banking and Global Banking Served by: Wealth Management and Markets 266,000 employees £ ¥ US$5,651m $ US$5,889m Global Reach: Commercial Banking Global Private Banking 73 countries and territories US$8,441m US$626m Across five geographical regions: Europe Asia Global Coverage in Five Regions Middle East and North Africa Profit before tax by geographical region on a reported basis Group profit North America before tax Latin America US$ North America Europe US$1,417m US$596m 18,680m Offices: Over 6,100 Global Headquarters: London Market
    [Show full text]
  • HSBC USA Fact Sheet
    About HSBC in the USA HSBC North America Holdings Inc. is the holding company for HSBC Holdings plc's operations in the United States. The company’s businesses serve customers in the following key areas: retail banking and wealth management, commercial banking, private banking, and global banking and markets. HSBC Bank USA, National Association (HSBC Bank USA, N.A.) serves customers through retail banking and wealth management, commercial banking, private banking, and global banking and markets segments. It operates bank branches in: California; Washington, D.C.; Florida; Maryland; New Jersey; New York; Pennsylvania; Virginia; and Washington. HSBC Bank USA, N.A. is the principal subsidiary of HSBC USA Inc., a wholly-owned subsidiary of HSBC North America Holdings Inc. HSBC Bank USA, N.A. is a Member of FDIC. Investment and brokerage services are provided through HSBC Securities (USA) Inc., (Member NYSE/FINRA/SIPC) and insurance products are provided through HSBC Insurance Agency (USA) Inc. HSBC USA Inc. ("HUSI") is a Maryland corporation and its principal business is to act as a holding company for its subsidiaries including HSBC Bank USA, N.A. Through HSBC Bank USA, N.A. and its subsidiaries, HUSI offers a full range of traditional banking products and services to individuals, including high net worth individuals, small businesses, corporations, institutions and governments. HSBC USA Inc. is a wholly-owned subsidiary of HSBC North America Holdings Inc. HSBC Holdings plc, the parent company of the HSBC Group, is headquartered in London. HSBC serves customers worldwide from offices in 64 countries and territories in our geographical regions: Europe, Asia, North America, Latin America, and Middle East and North Africa.
    [Show full text]
  • HSBC US Government Money Market Fund U.S
    HSBC US Government Money Market Fund U.S. Domiciled Fund. Data as of January 31, 2020 for Class D Shares (HGDXX) Annualized 30 day Feb- Mar- Apr- May- Jun- Jul- Aug- Sep- Oct- Nov- Dec- Jan- Fund description and strategy average yields (%) 19 19 19 19 19 19 19 19 19 19 19 20 HSBC US Government The Fund seeks to provide liquidity with as high a 1.98 1.99 2.00 1.96 1.93 1.93 1.70 1.67 1.45 1.24 1.18 1.16 Money Market Fund level of current income as is consistent with the preservation of capital by investing at least 99.5% of its total assets in cash, securities issued or Past performance is no guarantee of future results. The performance data quoted represents past performance and current guaranteed by the U.S. government, its agencies returns may be lower or higher. To obtain performance data current to the most recent month end, please call 1-877-244-2424 or or instrumentalities with maturities of 397 days or visit www.investorfunds.us.hsbc.com. The Fund returns set forth may reflect the waiver of a portion of the funds advisory or less and repurchase agreements with respect to administrative fees for certain periods since inception dates. In such instances, and without the waiver, returns would have been lower. such obligations. HSBC Global Asset Management (USA) Inc. manages the Fund's investments. The adviser's investment philosophy Feb- Mar- Apr- May Jun- Jul- Aug Sep- Oct- Nov- Dec- Jan- is based on their tradition of identifying clients' Fund Characteristics 19 19 19 -19 19 19 -19 19 19 19 19 20 investment objectives and performing extensive market research to identify the appropriate WAM - Weighted Average 21 21 18 12 19 14 15 20 27 23 18 15 securities that can potentially help meet those Maturity (Days) objectives.
    [Show full text]
  • Holdings As of April 30, 2021
    {VA SNAP POOL_2021-04-30} Virginia State Non-Arbitrage Program® SNAP® Fund Portfolio Schedule of Investments For the Month Ending April 30, 2021 Yield to S&P Moody's Maturity (1) (2) Category of Investment / Issuer CUSIP Maturity Ratings Ratings Date Principal Value U.S. Treasury Repurchase Agreement BNP PARIBAS RPEA29016 0.030% A-1 P-1 05/06/2021 150,000,000.00 150,000,000.00 CREDIT AGRICOLE CIB/US RPEA2BRM6 0.005% A-1 P-1 05/03/2021 137,200,000.00 137,200,000.00 Category of Investment Sub-Total 287,200,000.00 287,200,000.00 U.S. Government Agency Repurchase Agreement BNP PARIBAS RPE41XW88 0.100% A-1 P-1 05/03/2021 50,000,000.00 50,000,000.00 BOFA SECURITIES INC RPE92C4P5 0.010% A-1 NR 05/03/2021 186,400,000.00 186,400,000.00 BOFA SECURITIES INC RPE422395 0.070% A-1 NR 05/07/2021 75,000,000.00 75,000,000.00 Category of Investment Sub-Total 311,400,000.00 311,400,000.00 Supra-National Debt INTL BANK OF RECONSTRUCTION AND DEV 459058FH1 0.201% AAA Aaa 05/24/2021 25,935,000.00 25,954,269.81 Category of Investment Sub-Total 25,935,000.00 25,954,269.81 Other Instrument - Corporate Note CHEVRON CORP 166764BG4 0.490% AA- Aa2 05/16/2021 7,527,000.00 7,527,000.00 Category of Investment Sub-Total 7,527,000.00 7,527,000.00 Non-Financial Company Commercial Paper EXXON MOBIL CORP 30229AW70 0.180% A-1+ P-1 09/07/2021 40,000,000.00 39,974,200.00 Category of Investment Sub-Total 40,000,000.00 39,974,200.00 Investment Company BLACKROCK FEDS FUND MMF 09248U700 0.025% AAAm Aaa 05/07/2021 40,000,000.00 40,000,000.00 FIRST AM TREASURY MMF - X 31846V336 0.031%
    [Show full text]
  • About HSBC in the USA HSBC North America Holdings Inc
    About HSBC in the USA HSBC North America Holdings Inc. is the holding company for HSBC Holdings plc's operations in the United States with assets of US$307.8bn (US GAAP) at 30 June 2017. The company’s businesses serve customers in the following key areas: retail banking and wealth management, commercial banking, private banking, and global banking and markets. HSBC Bank USA, National Association (HSBC Bank USA, N.A.), with assets of US$191.9bn (US GAAP) at 30 June 2017, serves customers through retail banking and wealth management, commercial banking, private banking, and global banking and markets segments. It operates bank branches in: California; Connecticut; Delaware; Washington, D.C.; Florida; Maryland; New Jersey; New York; Pennsylvania; Virginia; and Washington. HSBC Bank USA, N.A. is the principal subsidiary of HSBC USA Inc., a wholly- owned subsidiary of HSBC North America Holdings Inc. HSBC Bank USA, N.A. is a Member of the FDIC. Investment and brokerage services are provided through HSBC Securities (USA) Inc., (Member NYSE/FINRA/ SIPC) and insurance products are provided through HSBC Insurance Agency (USA) Inc. HSBC Finance Corporation, through its subsidiaries, owns and services a portfolio of residential real estate loans. HSBC Finance Corporation is a subsidiary of HSBC North America Holdings Inc. HSBC USA Inc. ("HUSI") is a Maryland corporation and its principal business is to act as a holding company for its subsidiaries including HSBC Bank USA, N.A. Through HSBC Bank USA, N.A. and its subsidiaries, HUSI offers a full range of traditional banking products and services to individuals, including high net worth individuals, small businesses, corporations, institutions and governments.
    [Show full text]
  • List of Market Makers and Authorised Primary Dealers Who Are Using the Exemption Under the Regulation on Short Selling and Credit Default Swaps
    Last update 11 August 2021 List of market makers and authorised primary dealers who are using the exemption under the Regulation on short selling and credit default swaps According to Article 17(13) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (the SSR), ESMA shall publish and keep up to date on its website a list of market makers and authorised primary dealers who are using the exemption under the Short Selling Regulation (SSR). The data provided in this list have been compiled from notifications of Member States’ competent authorities to ESMA under Article 17(12) of the SSR. Among the EEA countries, the SSR is applicable in Norway as of 1 January 2017. It will be applicable in the other EEA countries (Iceland and Liechtenstein) upon implementation of the Regulation under the EEA agreement. Austria Italy Belgium Latvia Bulgaria Lithuania Croatia Luxembourg Cyprus Malta Czech Republic The Netherlands Denmark Norway Estonia Poland Finland Portugal France Romania Germany Slovakia Greece Slovenia Hungary Spain Ireland Sweden Last update 11 August 2021 Austria Market makers Name of the notifying Name of the informing CA: ID code* (e.g. BIC): person: FMA ERSTE GROUP BANK AG GIBAATWW FMA OBERBANK AG OBKLAT2L FMA RAIFFEISEN CENTROBANK AG CENBATWW Authorised primary dealers Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC): FMA BARCLAYS BANK PLC BARCGB22 BAWAG P.S.K. BANK FÜR ARBEIT UND WIRTSCHAFT FMA BAWAATWW UND ÖSTERREICHISCHE POSTSPARKASSE AG FMA BNP PARIBAS S.A.
    [Show full text]