Hardy-Ramanujan Journal 40 (2017), 31-42 submitted 29/10/2017, accepted 29/11/2017, revised 29/11/2017
Non-vanishing of Dirichlet series without Euler products
William D. Banks
Abstract. We give a new proof that the Riemann zeta function is nonzero in the half-plane s C : > 1 .Anovelfeatureof { 2 } this proof is that it makes no use of the Euler product for ⇣(s). Keywords. Riemann zeta function, Euler product, zeros. 2010 Mathematics Subject Classification. 11M06
1. Introduction
Let s = + it be a complex variable. In the half-plane
H .= s C : > 1 { 2 } the Riemann zeta function can be defined either as a Dirichlet series
. s ⇣(s) .= n n N X2 or (equivalently) as an Euler product
. s 1 ⇣(s) .= (1 p ) . p primeY Since a convergent infinite product of nonzero factors is not zero, the zeta function does not vanish in H . This can also be seen by applying the logarithm to the Euler product:
s 1 log ⇣(s)= (mp ) . p m N X X2 Indeed, since the double sum on the right converges absolutely in H , it follows that ⇣(s) = 0 for all 6 s H . Alternatively, since the M¨obius function µ is bounded, it follows that the series 2
1 1 s ⇣(s) = µ(n)n n=1 X converges absolutely when > 1, so ⇣(s) cannot vanish. Of course, to prove that the M¨obius function is bounded, one exploits the multiplicativity of µ, so this argument also relies (albeit implicitly) on the Euler product for ⇣(s). It is crucial to our understanding of the primes to extend the zero-free region for ⇣(s) as far to the left of = 1 as possible.1 According to Titchmarsh [Ti86, §3.1] this means extending the “sphere of influence” of the Euler product: We thank episciences.org for providing open access hosting of the electronic journal Hardy-Ramanujan Journal 1At present, the strongest result in this direction is due to Mossingho↵ and Trudjian [MosTru15]; see also the earlier papers [Fo00, JaKw14, Kad05] and references therein. 32 2. Statement of results
The problem of the zero-free region appears to be a question of extending the sphere of influence of the Euler product beyond its actual region of convergence; for examples are known of functions which are extremely like the zeta-function in their representation by Dirichlet series, functional equation, and so on, but which have no Euler product, and for which the analogue of the Riemann hypothesis is false. In fact the deepest theorems on the distribution of the zeros of ⇣(s) are obtained in the way suggested. But the problem of extending the sphere of influence of [the Euler product] to the left of =1in any e↵ective way appears to be of extreme di culty.
But let’s play the devil’s advocate for a moment! Is it really the case that the non-vanishing of the Riemann zeta function in H (and in wider regions) fundamentally relies on the existence of an Euler product? Our aim in this paper is to provide some evidence to the contrary.
2. Statement of results
For a given arithmetical function F with F (1) = 0, let F denote the Dirichlet inverse of F ; this can 6 be defined via the M¨obius relation e 1ifn = 1; F (a)F (b)=I(n) .= (0 otherwise. abX=n e . s To prove that a Dirichlet series D(s) .= F (n)n is nonzero in H , it is enough to show that D(s) 1 = F (n)n s converges in H . Using partial summation, this is a consequence of any bound P of the form P e F (n) x1+o(1) (x ). (2.1) ⌧ !1 n x X e Our proof of the next theorem establishes (2.1)wheneverF is supported on a set of -free numbers.2
. s Theorem 2.1. Let D(s) = n N F (n)n be a Dirichlete series such that F is bounded, F (1) =0, 2 6 and the Dirichlet inverse F is supported on the set of -free numbers for some 2. Then D(s) =0 P 6 in H . e This theorem is proved in §5. It establishes the property of non-vanishing in H for a large class of Dirichlet series, almost all of which do not have an Euler product (but some do). For a Dirichlet series D(s) attached to a bounded completely multiplicative function F (for ex- ample, the Riemann zeta function), Theorem 2.1 provides a novel route to showing that D(s)is nonzero in H . For such F , one can easily show that F is supported on the set of squarefree numbers provided that one has the luxury of using the Euler product for D(s). For this reason, it is important to note that our proof of the next theorem makes noe use of the Euler product for D(s). Instead, a combinatorial identity is employed to show that F has the required support.
Theorem 2.2. Let F be an arithmetical functione that is bounded and completely multiplicative. Then the Dirichlet inverse F is supported on the set of squarefree numbers.
This theorem is provede in §6. In particular, Theorems 2.1 and 2.2 together yield the following result without any use of the Euler product for ⇣(s).
Corollary 2.3. The Riemann zeta function does not vanish in H .
2 k For a given integer 2, a natural number n is said to be -free if p - n for every prime p. W. D. Banks, Non-vanishing of Dirichlet series without Euler products 33
To further illustrate how our results can be applied, we introduce and study a special family of . Dirichlet series D .= Dz(s):z C with the following properties: { 2 } (i) The Riemann zeta function belongs to D;
(ii) Every series Dz(s) is meromorphic and nonzero in the region H ;
(iii) Only two series in D have an Euler product, namely the Riemann zeta function and the constant function 1 (s) = 1 for all s C. C 2 Viewing ⇣(s) in relation to the other members of D, the existence of an Euler product seems quite unusual, whereas non-vanishing in the half-plane H is a property enjoyed by every member of D.
3. Preliminaries
Throughout the paper, we fix an integer parameter 2 and denote by N the set of -free numbers. We denote by 1N the indicator function of N:
1ifn ; . N 1N (n) = 2 (0 otherwise.
We denote by !(n) the number of distinct prime factors of n and by ⌦(n) the number of prime factors of n, counted with multiplicity. For any integer k 2 we denote by log x the k-th iterate of the function x max log x, 1 .In k 7! { } particular, log2 x = log log x and log3 x = log log log x when x is su ciently large. We use the equivalent notations f(x)=O(g(x)) and f(x) g(x) to mean that the inequality ⌧ f(x) cg(x) holds with some constant c. Throughout the paper, any implied constants in the | | symbols O and may depend (where obvious) on the parameters , " but are absolute otherwise. ⌧ Two classical results of Hardy and Ramanujan [HR17, Lemmas B and C] assert the existence of constants c1,c2 > 0 such that the inequalities
c x (log x + c )` 1 n x : !(n)=` 1 2 2 (3.2) { } log x (` 1)! and ` 1 j c1x ` 1 j (log2 x + c2) n x : ⌦(n)=` 9 (3.3) { } log x 10 j! j=0 X hold for all real x 2. In the next lemma, we study the counting function . N,`(x) .= n x : n N and ⌦(n)=` . (3.4) { 2 } Although this function might seem closely related to that on the left side of (3.3), we prove that it satisfies a bound nearly as strong as (3.2).
Lemma 3.1. There are absolute constants C1,C2 > 0 with the following property. For any integers 2 and ` 1, the counting function defined by (3.4) satisfies the upper bound C x (( 1) log x +( 1)C )` 1 N (x) 1 2 2 (x 2). (3.5) ,` log x (` 1)! 34 3. Preliminaries
Proof. Our proof is an adaptation of arguments from [HR17]. When ` , the condition ⌦(n)=` implies that n N. Using (3.3) it follows that 2 ec x(log x + c )` 1 N (x)= n x : ⌦(n)=` 1 2 2 (x 2), ,` { } log x hence (3.5) holds for any choice of C ec and C c . 1 1 2 2 From now on, we assume that ` > . To simplify the notation slightly, we put .= 1. 1 Let p(1) .=2
0, t is the least integer that is t. In other words, p˜(j) is the sequence j N d e 2 2,...,2 , 3,...,3 , 5,...,5 ,...
1 copies 1 copies 1 copies in which the primes appear in increasing| {z order,} | {z each} being| {z repeated} 1 times. Let n N, n 2, and suppose that ⌦(n)=`. Among all of the ordered `-tuples (j1,...,j`) 2 having j < Let be the set of ordered pairs (j, m) such that j J(m), m N, andp ˜(j)m x.The S 2 condition j J(m) implies that the primep ˜(j) does not exceed the largest prime factor of m, and thusp ˜(j) m x/p˜(j); consequently, N,` 1(x/p˜(j)). (3.7) |S| j :˜p(j)2 x X On the other hand, suppose that n x, n N and ⌦(n)=`. Factoring n as in (3.6)with 2 (j ,...,j )= (n), one verifies that the pair (j ,n/p˜(j )) lies in for each i =1,...,` 1 Hence, n 1 ` i i S can be expressed in ` 1di↵erent ways as the product of the entries of an ordered pair in ,which S implies that (` 1)N (x) . (3.8) ,` |S| Combining (3.7) and (3.8), and using induction, we have 1 N,`(x) N,` 1(x/p˜(j)) ` 1 j :˜p(j)2 x X ` 2 1 C1(x/p˜(j)) (1 log2(x/p˜(j)) + 1C2) ` 1 log(x/p˜(j)) (` 2)! j :˜p(j)2 x X C x( log x + C )` 2 1 1 1 2 1 2 . (` 1)! p˜(j) log(x/p˜(j)) j :˜p(j)2 x X W. D. Banks, Non-vanishing of Dirichlet series without Euler products 35 As each prime is repeated precisely 1 times in p˜(j) we have j N 2 1 1 = . p˜(j) log(x/p˜(j)) 1 p log(x/p) j :˜p(j)2 x p : p2 x X X The proof is completed using the fact that 1 log x + C < 2 2 (x 2) 2 p log(x/p) log x p :Xp