Beyond 'insiders on the outside':
Discursive constructions of second generation immigrant identity and belonging amongst young adults of New Zealand descent in Sydney, Australia
Ranmalie Priyanthie Jayasinha
A thesis in fulfillment of the requirements for the degree of Doctor of Philosophy
School of Public Health and Community Medicine Faculty of Medicine
UNSW Australia
March 2015
THE UNIVERSITY OF NEW SOUTH WALES Thesis/Dissertation Sheet
Surname or Family name: Jayasinha
First name: Bellanavidanalage Other name/s: Ranmalie Priyanthie
Abbreviation for degree as given in the University calendar: PhD
School: Public Health and Community Medicine Faculty: Medicine
Title: Beyond 'insiders on the outside': Discursive constructions of second generation immigrant identity and belonging amongst young adults of New Zealand descent in Sydney, Australia
Abstract 350 words maximum: (PLEASE TYPE)
Studies of immigrant experience have tended to privilege a first generation immigrant-centred framework, including in research on second generation immigrant identity. This has led to the construction of this group as 'insiders on the outside', struggling to navigate cultural divides between family, community and host society. In challenging this conceptualisation I employed a poststructuralist approach, informed by intersectionality and Discourse theories, to explore the discursive constructions of second generation immigrant identity and belonging amongst young adults of New Zealand descent in Sydney, Australia.
First, I examined how the subject position of the 'New Zealand immigrant' has been discursively articulated in relation to the nation-state Australia utilising a genealogical analysis of texts and a discourse analysis of media articles related to trans-Tasman migration and settlement. Second, drawing on in-depth interviews, I explored the lived experiences of participants born in Australia of New Zealand descent as they negotiated their identity and belonging within the confines of this discursive terrain.
Findings from this study demonstrate that the subject position of the 'New Zealand second generation immigrant' is consistently figured as the 'almost similar other' to the 'host' Australia. The operation of logics of equivalence and difference between Australia and New Zealand, articulated through myths related to historical and cultural similarities and to racial and class-based differences, serve to structure the New Zealand second generation immigrant subject position. This positioning in turn serves to reinforce the nation building agenda of Australia as a multicultural society, where the 'New Zealand immigrant' is a constitutive outside to the 'Australian' identity. Participants’ experiences of belonging highlighted the shifting role of national identifications through participation in transnational social fields. Interactions across local, national and transnational landscapes led to fluctuating identifications, characterised by differing levels of allegiance, ambiguity and displacement within both contexts. Negotiating dislocationary moments of othering, participants sought to engage in an alternative space not directly linked to national identifications. They asserted their political subjectivity by occupying highly localised subject positions, established through relational engagements with everyday spaces in Australia and New Zealand.
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Acknowledgments
To my supervisors, Associate Professor Joanne Travaglia and Dr Anne Bunde- Birouste, you have been an amazing supervisory team. Thank you for your intellectual generosity, enthusiasm, never-faltering encouragement, and friendship.
I am indebted to my participants, without whom this thesis would not have been possible. To those who gave freely of their time and entrusted me with their personal stories, I thank you.
I would like to acknowledge and thank the School of Public Health and Community Medicine for funding my doctoral studies through the Postgraduate Scholarship.
Thank you to the people who read drafts of my thesis and took the time to discuss my work with me. Special thanks to Dr Stanley Jayasinha for his tireless hours reading over my thesis.
To all to my friends and family, you have provided me with so much care and support over these four years and for that I am truly grateful. To all my ‘Aussie’ friends, thank you for becoming my family away from home. And thanks to all my ‘Kiwi’ friends and family, who went months without seeing me and provided an important source of strength from afar.
To my parents, Romani and Channa, thank you for instilling in me a joy for learning, for encouraging me to further my education and for always believing in me.
And last, but not least, my deepest thanks to Kim Burns and Namalie Jayasinha; your enduring love and wisdom helped me weather many a turbulent storm and reach calmer waters.
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This thesis is dedicated to my little sister, Gothami.
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Table of contents
Acknowledgments...... i
Table of contents ...... iii
List of tables and figures ...... viii
Glossary of terms ...... ix
Publications and presentations arising from this research...... x
Chapter 1 Introduction ...... 1
Australia and New Zealand: A trans-Tasman relationship ...... 3
Research on New Zealand immigrants in Australia ...... 10
Framing this study ...... 16
Overview of the thesis ...... 23
Chapter 2 Literature Review ...... 29
Introduction ...... 29
Who are ‘Second Generation Immigrants’? ...... 30
The Generation ‘Problem’ ...... 32
It’s all ‘relative’: immigrant parents and their children ...... 35
(Ac)counting for the first generation ...... 37
Key debates in international second generation immigrant research ...... 42
Educational and employment attainment ...... 45
iii
Transnational experiences ...... 49
Health and wellbeing ...... 51
Language proficiency ...... 53
Identity and belonging ...... 56
Key developments in second generation immigrant research in Australia ...... 59
Chapter summary ...... 71
Chapter 3 Identity theory and the second generation ...... 73
Introduction ...... 73
Current theoretical perspectives on second generation immigrant identity ...... 74
Acculturation and assimilation: navigating the ‘cultural divide’ ...... 75
Hybridity theory: The case for cultural mixture ...... 80
Turning to intersectionality theory ...... 85
Discourse Theory: An ontology ...... 93
Discourse Theory: A political identity theory ...... 97
Chapter summary ...... 109
Chapter 4 Methodology and study design ...... 111
Introduction ...... 111
A methodology: Discourse Theoretical Approach and qualitative research ...... 112
The importance of text ...... 115
iv
Discourse Theoretical Analysis: Techniques ...... 116
Positioning of the discourse analyst and rigour ...... 118
Triangulation ...... 119
Sampling and saturation ...... 121
Reflexivity and positionality ...... 123
Audit trail ...... 126
Study design ...... 126
Genealogical analysis ...... 129
Data collection ...... 134
Data analysis ...... 134
Print media analysis ...... 136
Data collection ...... 137
Data analysis...... 140
Interviews with second generation immigrants ...... 144
Recruitment ...... 145
Sample ...... 147
Data collection ...... 149
Audio recording and transcription ...... 151
Data analysis ...... 153
v
Ethical considerations ...... 155
Chapter summary ...... 157
Chapter 5 Trans-Tasman migration and Australia’s national identity ...... 159
Introduction ...... 159
Considering national identity ...... 161
1780 – 1970: Britain and her ‘white’ colonies ...... 165
1970 – 2000: Re-imagining a multicultural Australia and trans-Taman migration
...... 178
Chapter summary ...... 192
Chapter 6 Media discourses of New Zealand immigrants in Australia ...... 193
Introduction ...... 193
Overview of print media coverage ...... 194
Overview of the discourses ...... 197
Discourse 1: ‘Good guest’ ...... 200
Discourse 2: ‘Deviant visitor’ ...... 211
Discourse 3: ‘Strong, exotic Māori’ ...... 227
Chapter summary ...... 235
Chapter 7 Second generation immigrant narratives of identity and belonging
...... 237
Introduction ...... 237
vi
Re-imagining parent(s) migration experiences ...... 241
Navigating everyday places ...... 250
Encounters with New Zealand ...... 263
Patriotism, ambivalence and displacement ...... 279
Chapter summary ...... 291
Chapter 8 Negotiating the position of the ‘other’ across transnational and localised spaces ...... 293
Introduction ...... 293
The visibility of whiteness and subordination through difference ...... 296
Navigating the ‘almost similar’ subject position ...... 305
Traversing transnational landscapes ...... 312
Localised identification and belonging ...... 323
Chapter 9 Conclusion ...... 331
References ...... 341
Appendices ...... 363
vii
List of tables and figures
Table 4.1 Key sensitising concepts of Discourse Theory ...... 115
Table 4.2 Overview of study design...... 128
Table 4.3 Media article inclusion and exclusion criteria...... 139
Table 4.4 Summary of participant demographics ...... 149
Figure 1.1 Overview of thesis ...... 23
Figure 4.1 Media article screening process ...... 140
Figure 4.2 Example Leximancer concept map ...... 142
Figure 5.1 Key Trans-Tasman migration legislative changes 1901 – 2010 . 180
Figure 6.1 Number of print media articles by publication ...... 195
Figure 6.2 Print media article coverage by year ...... 197
Figure 6.3 Overview of discourses and key signifiers ...... 198
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Glossary of terms
Term Definition
ABC Australian Broadcasting Corporation, the national television broadcasting company
All Blacks New Zealand national rugby team
ANZAC Australia and New Zealand Army Corps
Aussie Colloquial term for an Australian
Haka Indigenous cultural practice performed by Māori males. A traditional a war cry, dance, or challenge.
Iwi Māori/New Zealand Indigenous tribal group
Kangaroo Colloquial term for an Australian
Kiwi Colloquial term for a New Zealander
Pākehā New Zealander of European descent
Marae Māori/New Zealand Indigenous cultural meeting house
Māori Indigenous people of New Zealand
MP Member of Parliament
NSW New South Wales state of Australia
SCV Special Category visa granted on arrival in Australia
Te Reo Māori language
Wallabies Australian national rugby team
Whānau Concept of Māori family including extend family and community
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Publications and presentations arising from this research
Refereed publication Jayasinha R. 2011. Beyond ‘insiders on the outside’: Towards a conception of identity and experience for the ‘second generation’, In D. W. Riggs and C. Due (Eds.). Directions and Intersections: Proceedings of the 2011 Australian Critical Race and Whiteness Studies Association and Indigenous Studies Research Network Joint Conference, pp. 108-121. International presentations Jayasinha R, Travaglia J. 2012. Multiple sources of belonging, difference and resistance: Conceptualising second generation youth identity(s) and experience(s). The 2nd International Sociological Association (ISA) Forum, 1st – 4th August 2012, Buenos Aires, Argentina. Jayasinha R, Travaglia J. 2012. Risky or resilient? Moving towards an understanding of multiplicity and difference in youth experience(s) through a conceptual framework of ‘resistance'. The 2nd International Sociological Association (ISA) Forum, 1st – 4th August 2012, Buenos Aires, Argentina. National presentations Jayasinha R, Travaglia J. 2013. Welcomed guest or foreign menace? Discursive constructions of New Zealand immigrants in Australia. The Australian Sociological Association (TASA) conference. 25th – 28th November 2013, Melbourne, Australia. Jayasinha R, Travaglia J. 2013. Dangerously exotic: Discursive constructions of New Zealand Maori and Pacific Islander immigrants in the Australian context. The Australian Sociological Association (TASA) conference. 25th – 28th November 2013, Melbourne, Australia. Jayasinha R. 2011. Crossing the Ditch: the lives and wellbeing of New Zealanders and their children in Australia. The Australian Sociological Association (TASA) Local Lives/Global Networks conference, 28th November – 1st December 2011, Newcastle, Australia. Jayasinha R. 2011. Beyond ‘insiders on the outside’: Towards a conception of identity and experience for the ‘second generation. The Australian Critical Race and Whiteness Studies Association (ACRAWSA) and Indigenous Studies Research Network (ISRN) Joint Conference, 7th – 9th December 2011, Gold Coast, Australia.
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Chapter 1 Introduction
In reaction to growing public animosity towards an increase of New Zealand immigration to Australia, in 2001 the Australian Federal Government, led at the time by the then Prime Minister John Howard, announced the introduction of the temporary Special Category visa (SCV), a non-permanent visa (Birrell and Rapson,
2001). Following years of relatively relaxed immigration and settlement requirements, during which New Zealand and Australian citizens could freely travel between the two nations, this legislative action effectively curtailed the rights of New Zealand immigrants living in Australia. This action was not mirrored in New Zealand for Australian citizens. Under the SCV, although able to stay, work and pay taxes in Australia indefinitely, those New Zealand citizens who have arrived since 2001 cannot vote, join the defence force, obtain long-term work with
Federal and State governments, are ineligible for social security entitlements and face a more restrictive pathway to citizenship than previously experienced
(Duncan, 2013). Through this action who was and, more importantly, who was not an ‘Australian’ was clearly defined. These restrictions translated into limitations in the support provided for New Zealand citizens in Australia. For example, those living in Queensland during the floods in 2011 were not entitled to the $1000
Australian Government Disaster Recovery Payment support (Garry, 2001). New
Zealand citizens who have a child with a disability cannot access social security
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support for their child or themselves due to their temporary status (Marriner,
2011).
Nearly a decade after the introduction of the SCV, Pauline Hanson, the leader of the
One Nation Party leader (a far right wing party) and former Liberal Party MP, voiced her support of improving conditions for New Zealand citizens in Australia, stating, “…they are working, paying their taxes, and raising families, but when hardship hits they cannot apply to receive help from our social security system”.
Further, she argued that, “…many New Zealanders are then left homeless, destitute and desperate… We have opened our borders and our hearts to people from all over the world offering them the opportunity to become Australian citizens, but not to our closest neighbours, our allies and our ANZAC mates” (Hanson 2013, cited in: Ansley, 2013). Drawing on the notable historical ties and the so-called
‘neighbourly’ relationship between Australia and New Zealand in her statement
Hanson simultaneously distinguished between “people from all over the world”, read ‘others’/on the outside, and “our closest neighbours”, read ‘similar’/on the inside. This provided an interesting parallel to her previous comments made during her highly publicised Parliamentary Maiden Speech in 1996 where she controversially stated, “I believe we are in danger of being swamped by Asians…
They have their own culture and religion, form ghettos and do not assimilate… If I invite whom I want into my home then I should have the right to have a say in who comes into my country” (Hanson, 1996).
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These moments provide a snapshot into the highly variable subject positioning of
New Zealand immigrants1 living in Australia. This thesis explores the shifting and competing nature of the discursive construction of New Zealand immigrants, the implications of these discourses for the rights of New Zealand immigrants, and how this impacts on the lives of their Australia-born children, known as the second generation. Specifically, I consider the historical and contingent discursive constructions of the New Zealand immigrant as either ‘inside the nation’ based on their ‘similarities’ or ‘outside the nation’ based on their ‘differences’, and how these constructions support or threaten the Australian national identity. I explore how this positioning impacts on the lived experiences of young adults of New
Zealand descent (the second generation) as they negotiate their identity and sense of belonging against this discursive landscape.
Australia and New Zealand: A trans-Tasman relationship
Australia and New Zealand, two geographically isolated nations in the Pacific region, have historically enjoyed a unique and close bilateral relationship. This connection has been shaped through a range of factors, including historical and cultural ties, such as a shared colonial British heritage and the ANZAC legacy,
1 Throughout this thesis various terminology will be used to identify people from New Zealand based on their status. ‘New Zealander’ refers to an individual from New Zealand, regardless of their country of birth, citizenship status or migrant status. ‘New Zealand immigrant’ refers to an individual who immigrated to Australia, regardless of their country of birth or citizenship status. ‘New Zealand-born’ refers to an individual born in New Zealand (but may not necessarily have New Zealand citizenship). ‘New Zealand citizen’ refers to an individual who has New Zealand citizenship (but may not have been born there, such as third country migrants).
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legislative agreements related to economic and trade partnerships, joint security efforts and the relatively unrestricted Trans-Tasman Travel Arrangement, enacted in 1973 (Department of Immigration and Border Protection, 2013). This latter legislative action and subsequent regulatory processes have radically influenced the connection between these two nation-states.
A significant contributor to immigration to Australia is trans-Tasman movement largely comprising New Zealand citizens entering Australia. For instance, according to the Department of Immigration and Citizenship at 30 June 2013 approximately 640,770 New Zealand citizens were present in Australia
(Department of Immigration and Border Protection, 2013). Australian Census data from 2011 indicates that of the total Australian population 2.2 percent were born in New Zealand, the second most common country of origin (with the most common immigrant source country being England at 4.2 percent) (Australian
Bureau of Statistics, 2013).
New Zealand citizens are not included in the annual migration program. Instead they are included in settler arrival and net overseas migration figures if they are in
Australia for 12 months or more over a 16 month period2. This means that New
Zealand immigrants are not included in routine migration data collection, with
2 Figures are obtained from the Incoming Passenger Card (IPC) completed by travelers entering Australia and also service as the application form for Special Category visa (SCV) applicants (Department of Immigration and Border Protection, 2015).
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data collected providing limited information about their long-term migration and settlement patterns. Based on available figures, 52,012 New Zealand citizens came to Australia as permanent and long-term arrivals in the 2011–12 financial year
(Department of Immigration and Border Protection, 2013). Overall, there was a net permanent and long-term increase of 35,308 New Zealand citizens in Australia during 2012-13. Of these, 20.2 percent reported that they intended to live in New
South Wales, 32.6 percent in Queensland, 23.0 percent in Victoria and 19.8 percent in Western Australia.
Within Sydney, the context for this study, the New Zealand-born population in
2011 comprised the fourth largest overseas-born population group (77,000 people or 2.1 percent of Sydney’s total population) (Australian Bureau of Statistics, 2014).
In terms of distribution they are a dispersed population. In 2011, there was no suburb in Sydney where the New Zealand-born made up more than 10 percent of the population (Australian Bureau of Statistics, 2014).
While trans-Tasman travel of New Zealand citizens has fluctuated in response to differing immigration and settlement policies, New Zealand immigrants have continued to move to and subsequently ‘settle’ in Australia, resulting in an under- recognised impact on the composition of the growing and diverse second generation immigrant population in Australia. For instance, whilst there were
291,388 New Zealand-born persons living in Australia in 1996, only 54,700
Australian-born persons were residing in New Zealand, 28 percent of which were
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below 15 years of age (Birrell and Rapson, 2001). As noted by Birrell and Rapson
(2001), this may indicate that a large proportion of this Australian-born cohort are in fact the Australian-born children (second generation) of New Zealand immigrants who had returned to New Zealand.
This complex phenomenon of mass New Zealand trans-Tasman migration tends to reflect the different economic and social dynamics that exist within and between the two nations, and is correlated with economic prospects. That is, inwards migration of New Zealanders appears to increase in response to improved economic prospects in Australia and conversely decrease when economic prospects decline (Australian Bureau of Statistics, 2010; Department of
Immigration and Multicultural and Indigenous Affairs, 2005). These changes were captured in a report by the Australia Bureau of Statistics based on a range of data sources between 1989 and 2009 (Australian Bureau of Statistics, 2010). Findings indicated that there was an 89 percent increase in the number of New Zealand- born people living in Australia (280,200 to 529,200, respectively) during this period. Within this, there were variations in annual growth, with increases exceeding 25,000 in 1989, 2001, 2008 and 2009, and negative growth in 1991. The report suggests that this latter decrease coincided with the 1990s recession in
Australia, which may have influenced the decision of some New Zealand-born people to come to Australia and encouraged others to return to New Zealand
(Australian Bureau of Statistics, 2010).
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In terms of employment, as of 30 June 2013, of those who indicated they had an occupation on their Incoming Passenger Card (IPC), 59.2 percent reported to be
‘skilled’, 20.0 percent were ‘semi-skilled’ and around 20.7 percent were ‘unskilled’3.
Rates of labour market participation by New Zealand-born in Australia were relatively high, with 78.2 percent at July 2012 employed compared to 68.0 percent of Australia-born, while the New Zealand-born unemployment rate was similar to that of the Australian-born population (4.8 percent and 4.9 percent, respectively)
(Department of Immigration and Border Protection, 2013).
The nature and composition of New Zealand trans-Tasman movement is diverse.
Those of Māori (Indigenous ancestry) comprise the second largest sub-group after
Pākehā (European/British ancestry) immigrants (Australian Bureau of Statistics,
2010; Birrell and Rapson, 2001). According to 2011 Australia Census data there were 128,430 individuals who identified as Māori by ancestry, either alone or in combination (Kukutai and Pawar, 2013). Due to issues related to census data collection practices and a lack of administrative data in Australia on ethnicity, there are difficulties in calculating the number of Māori living in Australia (Hamer,
2007, 2009). Thus the authors suggest that the number of Māori should be considered to be taken as a minimum and note that it could potentially range from
140,000 to 160,000 (Kukutai and Pawar, 2013).
3 The ‘unskilled’ category includes those who were believed to be employed but did not provide an adequate description to properly classify their occupation (Department of Immigration and Border Protection, 2013).
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Taking these enumeration issues into account, in a previous study Hamer (2009) calculated that there were around 105,000 Māori in Australia in 2001 and 126,000 in 2006, up from the official counts of 72,956 and 92,912 respectively. This equates to as many as one in six New Zealand immigrants living in Australia being of Māori ethnicity; the largest Māori population outside of New Zealand. This was supported by Bedford and colleagues (2004, p. 133) who explored the internal and international migration of Māori based on 2001 data and concluded that the focal point of the Māori ‘diaspora’ is based Australia.
In terms of the second generation, Kukutai and Pawar (2013) found that one in three Māori in Australia were born in Australia, which has been the case since
2006, pointing to a considerable second generation immigrant population of Māori descent. In both the 2006 and 2001 Australian Censuses, data indicated that the
Australia-born Māori population with either one or two immigrant parents made up 30 percent of all Māori in Australia (Kukutai and Pawar, 2013, p. 21-22). Of the
35,801 second generation Māori resident in Australia in 2011, 47.8 percent had two parents born overseas. For second generation Māori with one Australian-born parent, a higher proportion had a father compared to a mother who was born overseas (31.5 and 20.8 percent, respectively) (Kukutai and Pawar, 2013, p. 21-22).
Besides Māori and Pākehā, increasing third country migration represents a considerable proportion of the flow of New Zealand citizens to Australia (Birrell and Rapson, 2001). As I further explore in Chapter Five, third country migration
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from New Zealand has been historically controversial, often cited in media and political discourse as a form of unfavourable ‘back door migration’ to Australia
(Scollay, Findlay, and Kaufmann, 2010). This was particularly the case during the
1990s, when third country movement rose sharply, representing 30 percent of the flow of New Zealand citizens to Australia, many of whom were from Asian source countries and also ‘newer’ European source countries, including Russia and the
Balkans (Birrell and Rapson, 2001). As the Trans-Tasman Travel Arrangement
(1973) extends to all New Zealand citizens, those residents born in a third country
(outside of New Zealand) who obtained New Zealand citizenship are in fact entitled to move to Australia under current legislation.
A large part of this third country migration includes the growing ‘Polynesian’ population in Australia, many of whom embark on the trans-Tasman crossing, arriving and settling in Australia on the basis of their New Zealand citizenship.
Consisting of immigrants from the Cook Islands, Samoa, Niue and Tonga,
Polynesian settlement in Australia via New Zealand has been linked to chain migration or the ‘beaten path effect’; the influence of prior immigration by family members and established communities ties on the choice to immigrate (Forrest,
Poulsen, and Johnson, 2009; Rodriguez, 2007). 2006 Australian Census data indicates that six percent of the New Zealand-born population reported having
Polynesian ancestry (Australian Bureau of Statistics, 2010). As noted by
Department of Immigration and Citizenship (2009) figures, besides English the main languages spoken by the New Zealand-born population in Australia in 2006
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included both Te Reo (Māori language) (1.3 percent) and Samoan (2.4 percent). It is important to note, however, that these estimates are based on the New Zealand- born population, not New Zealand citizen population in Australia, thus excluding many other third-country migrants. This does indicate the diversity within the
New Zealand population in Australia.
Research on New Zealand immigrants in Australia
Research on the migration and transnational experiences of New Zealand immigrants in Australia to-date is limited. Where available, research has mainly focused on demographic features of the New Zealand immigrant population (Green,
2006; Green and Power, 2006). For instance, Pope (1985) conducted a study into trans-Tasman migration, focusing on the economic position of New Zealand migrants in relation to their income and job market participation. While more recently, Carmichael (1993) and Poot (1991) both undertook demographic studies into trans-Tasman migration, examining migration patterns between Australia and
New Zealand, comparing the characteristics of New Zealand populations on either side of the Tasman and considering the economic impact of New Zealand immigration on Australia.
There is limited research examining the reasons for New Zealand immigrants’ trans-Tasman travel and their experiences once they arrive and settle in Australia.
Recognising this apparent lacuna, research from both sides of the Tasman Sea has
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begun to provide some insight into the identity of New Zealanders, particularly
Pākehā and Māori in Australia (Bergin, 2002; George and Rodriguez, 2009; Green,
2006; Hamer, 2007).
In a study by Green and colleagues of recent and settled New Zealand immigrants to Australia it was found that while many adapted to the ‘Australian way of life’, they continued to experience and express a strong allegiance to New Zealand and their identity as ‘New Zealanders’ (Green, 2006; Green and Power, 2006; Green,
Power, and Jang, 2008). The existence of family in Australia was found to be an important factor in encouraging the participants to move to Australia (Green,
2006). Transnational connections to New Zealand through family and friends in
Australia, financial and social networks in New Zealand and frequent travel to New
Zealand were also found to play central roles in the establishment of a connection to Australia and the simultaneous maintenance of their New Zealand identity
(Green, 2006). Despite the cultural similarities between the two nations 80 percent of the participants felt that moving to Australia was like moving to another country rather than another part of New Zealand. The participants also engaged in boundary maintenance to reinforce their New Zealand identity, which involved comparative discussions about the differences between the two countries.
Reflecting on the experiences of their locally-born children, some participants noted that their children felt a diminished connection to New Zealand (Green,
2006). This indicates the differential experiences of immigrants compared to their second generation immigrant children within this unique trans-Tasman situation.
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The most extensive study on Māori immigration to and settlement in Australia has been undertaken by Te Puni Kokiri in New Zealand, led by Paul Hamer (2007).
Findings were drawn from a survey with 1,205 people (1,144 born in New
Zealand, 56 born in Australia and five born in another country) and interviews with a sub-sample based on: the reasons for being in Australia, identity problems they may face, factors of success and their ability to live in Australia as Māori
(Hamer, 2007). While economic opportunities were a key motivation for many
Māori, other pull factors included: the lifestyle, climate and multiculturalism of
Australia. Migration to Australia also provided many Māori with a means of escaping negative experiences in New Zealand, including the impact of drugs, gangs, and crime; prejudice and discrimination within New Zealand society; and negative attitudes from relatives regarding their success (Hamer, 2007).
It has been noted that there is lack of uptake of Australian citizenship by New
Zealand immigrants (Forrest et al., 2009; Green and Power, 2006; Hamer, 2007).
For Māori reasons include a perceived ‘lack of a need to do so’ because of the flexibility of the Trans-Tasman Travel Arrangement (1973), a desire to maintain a
New Zealand identity, and the goal to eventually return to New Zealand (Forrest et al., 2009; Hamer, 2007). Reflecting this view, findings from Hamer’s (2007) survey indicated that Māori who arrived in Australia prior to 1990 regarded themselves as ‘Australian-Māori’, however those who had arrived during or after 1990, identified most closely with ‘a New Zealand Māori living in Australia’. In addition,
60 percent of New Zealand-born Māori living in Australia noted that they would
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‘probably’ or ‘definitely’ return to New Zealand to live (Hamer, 2007, p. 64).
Bedford and Pool (2004) support this notion of temporary settlement by Māori in
Australia. They contend that the circulation of Māori between Australia and New
Zealand has come to be a significant characteristic of their general contemporary mobility.
Forrest et al. (2009) studied the migration and residential behaviour of Māori in
Sydney. The authors found that Māori tend to be mainly return migrants to New
Zealand, with many of them only temporarily resident in Australia. There was a class differential observed, with those situated in ‘blue collar, manual occupations’ being more likely to be temporary migrants. On the other hand, intergenerational patterns indicate a smaller ‘more permanent settler’ Māori presence in Sydney comprising second and third generation immigrants, who were more likely to be
‘skilled’ and ‘white collar workers’ (Forrest et al., 2009, p. 489-490). It was also noted that Māori in Sydney are distributed in multiple local clusters
(approximately 40 percent of the population) as well as dispersed throughout the city. Māori within the clusters were more likely to be socio-economically disadvantaged and first generation immigrants (Forrest et al., 2009).
Sullivan’s (2008) study on the causes of Māori immigration to Australia and the impact of this process on their identity after long-term settlement (more than 10 years) highlighted the importance of certain Māori cultural values in the maintenance of identity away from home. These values related to Māori cultural
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conceptions of ‘home’, cultural protocols and whānau (family and community). The research indicated that whilst remaining important to them, living in Australia altered the participants’ view of these values, requiring them to adapt them within this different context (Sullivan, 2008). In addition, the author noted how the use of contemporary labels: Mozzie/Maussie4 (a combination of Mā ori and Aussie),
Plastic Māori, Ngati Skippy and Ngati Kangaru/Kangaroo, which developed in response to the influx of Māori immigration and the substantive Australian-born
Māori population, played a central role in the construction of identity. For instance, those who moved as adults seemed to dislike such labels, arguing that their Māori identity was foremost to them, whereas Māori who immigrated to Australia as children did not seem to share the same disregard, in fact adopting such labels to express their connection to both New Zealand and Australia (Sullivan, 2008).
Sport has also come to serve as a source of cultural preservation and identity formation away from ‘home’ for many Māori and Pacific Island people in Australia
(Bergin, 2002; George and Rodriguez, 2009; Hamer, 2007). Involvement in
Australian sporting endeavours has been found to not only solidify the position and contribution of Polynesian immigrants to Australia, but also serves as a source of cultural preservation and identity formation away from ‘home’ (Bergin, 2002).
In the latter regard, Bergin (2002) comments on the centrality of sports such as rugby in Sydney-based Māori festivals, the Sydney Māori Easter Festival and the biennial Australian Māori Festival, and annual sporting tournaments, including the
4 The term‘Mozzie/Maussie’ is also used in Australia by and about Muslim-Australians.
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Taki Toa Challenge Shield Tournament and the Harry Bartlett Memorial
Tournament. With the assertion of cultural acts such as the performance of pre- match haka (traditional war dance performed by men) and the conclusion of such events with a hangi (communal meal that is cooked in the ground for several hours) Māori sport and life in Australia are intertwined (Bergin, 2002).
Involvement in local and international sport also provides a means for Māori to connect with Aboriginal people and other Australians in their local communities, with many Māori preferring to play for local clubs rather than exclusively for all
Māori or New Zealand rugby teams. Whilst this is important for the immigrant
Māori population, Bergin (2002, p. 266) argues that second generation Māori also express some attachment to learning traditional cultural practices but have been known to often assert their allegiance with Australia. This was the case for
Australian-born league player Tamana Tahu, who advised New Zealand selectors that his national representative ambitions were aligned with the Kangaroos
(Australians), not the Kiwis (New Zealanders) (Bergin, 2002).
Whilst research on New Zealand immigrant experiences in Australia is limited, the available literature and unique trans-Tasman context raises a number of questions: How have trans-Tasman migration and settlement policies evolved and what are the implications of these shifts for New Zealand immigrants living in
Australia? How do the issues arising from these changes influence the way in which the Australian-born children of New Zealand descent negotiate their
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identities? And how do these processes of identification influence their sense of belonging in this transnational context?
Framing this study
In framing this study I identify the role of my own positionality in this project. I was born in New Zealand to Sri Lankan (Sinhalese) immigrant parents and therefore am a ‘second generation immigrant’ within that context. I am also a somewhat recent ‘migrant’ to Australia having migrated here to embark on my postgraduate studies.
Being a ‘visible other’ in the context of New Zealand, but not a first generation immigrant, has certainly moulded the way I perceive the position of second generation immigrants, how others construct meaning around this category and the function of this subject position as a point of difference. Throughout my childhood I was constantly asked “where are you from?”, based on my visible appearance in a largely Anglo-Saxon society. This was despite my tireless assertion that I was a ‘New Zealander’, based on the reasoning that a) I was born in New
Zealand and b) I held New Zealand citizenship. Under repetitive questioning of
“but really, where are you from?” or “ok, but where are your parents from?” I would ultimately have to ‘confess’ my immigrant heritage. Following such interactions, I would always be left with the feeling that even though I felt no personal need to qualify my position as both a New Zealander and a child of
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immigrants, because of my visible difference others around me would think otherwise. This process of having to legitimate or justify my rightful ‘New
Zealander’ status from a young age continued to shape my experiences of being an
‘other’ throughout my childhood and early adulthood.
It is important to note that although this was a common pattern of conversation when meeting someone new I rarely experienced any explicit exclusion based on this point of difference. What is difficult to ascertain is whether there were more subtle forms of exclusion occurring that I was not privy to or aware of due to my age and lack of insight to be able to identify these acts. What I was able to identify was at that early age was the fact that no one was asking the other students or children (read not visibly different) that I was with where they were from.
A further experience of my ‘difference’ coming to the fore will occur in encounters with first generation immigrants who share a visible resemblance to myself. Often they will assume that I was born in New Zealand and will proceed to ask where my parents are from, due to my visible difference. In some albeit limited cases this would then be followed by commentary on the fact that I have supposedly become
‘Westernised’. This form of othering as it is less frequent often surprises me partially because my parents’ country of origin is not my most immediate identification in everyday social settings. In these interactions however, it functions as the basis from which I am othered against.
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My perceptions of Australia have been mostly moulded by my childhood in New
Zealand context. Attending All Blacks verses Wallabies rugby games and being privy to banter about ‘Aussies’ as a child, such as the origins of Pavlova and
Crowded House, while viewed as ‘just a bit of fun’ certainly engendered strong ideas in my mind about what New Zealand was relative to Australia. These perspectives have now been supplemented by my short-term experience living in
Australia. For example, instead of the common initial questions of, “where are you from?” I often encounter a rather different scenario. This entails me saying a few introductory remarks in my Kiwi twanged accent and then a few seconds later being told, “hey, you’re a Kiwi!”. Alternatively, I often get asked, “can I hear a bit of an accent there… what is it?” Once my ‘New Zealand immigrant’ status has been confirmed, this can then follow with either “I know a Kiwi…” or some cheeky banter about New Zealanders. Having moved to Sydney to undertake my postgraduate studies, I too am an apt example of the many young New Zealand migrants who embark on the journey to Australia for study and employment opportunities. Thus, I guess it is no surprise that many people latch on to my most obvious New Zealand characteristic, my accent. Although some stop here, usually as the conversation shifts, I do get some people who continue to then ask, “where are your parents from?”
The need for people to delineate my origins and ancestry in order to situate me within the confines of their predetermined categories in both New Zealand and
Australia has obviously shaped my interest in this topic. Indeed, when I was doing
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my Honours degree in New Zealand I was interested in exploring second generation immigrant identity and belonging within that context. However, due to opportunities to be part of a research team focusing on a different subject matter, I put that on the back burner. When I wrote my proposal for this doctoral study I began by wanting to explore the experiences of second generation immigrant participants from a range of ethnic backgrounds. As the scope of my thesis narrowed it became apparent that my situated knowledge of being both a first and second generation immigrant with ties to New Zealand and Australia would be a point of value within a project focused on this specific context.
I situate the study within a poststructural ontological and epistemological frame, drawing on intersectionality theory and Discourse Theory (Laclau, 1990; Laclau and Mouffe, 1985). The research is also informed by qualitative research methods.
A qualitative approach is particularly well suited as it provides a platform for gaining an in-depth understanding of the identity and belonging experiences of second generation immigrants.
From this positioning, the focus of this study is twofold. Firstly, I examine the identity and belonging of Australian-born people of New Zealand descent living in
Sydney, Australia. Specifically, I consider the following research questions:
1. How have New Zealand immigrants and their children been constructed in the
Australian discursive context?
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2. How do second generation immigrants of New Zealand descent negotiate their
identity(s) and what influence does this have on their sense of belonging?
In line with the overarching research framework, to address the first research question I consider the discursive field of the trans-Tasman relationship through a genealogical analysis of the development of migration and settlement policies between Australia and New Zealand. This is augmented by a media discourse analysis to understand the way in which the New Zealand immigrant has been positioned in the Australian public imaginary.
In terms of the second research question, I employ the political identity theory developed by Laclau and Mouffe (1985) and in-depth interviews with second generation immigrants to consider the way in which the discursive field structures the available subject positions. I take subject positions to refer to those discursively constructed identities that subjects occupy, within the discursive terrain, at any given time. Aligned with intersectionality theory, which emphasises the multiple axes of difference that an individual can experience (Brah and Phoenix,
2004), I examine how the participants occupy seemingly ‘normalised’ or ‘objective’ subject positions. This involves exploring the points at which these subject positions are rendered unstable and disrupted, due to dislocationary moments characterised by antagonistic discourses, and the ways in which participants
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negotiate these to assert their political subjectivity and navigate their sense of belonging in relation to these.
Anthias (2006) articulates that belonging can be understood broadly as
“experience of being part of the social fabric” (p. 21). As part of this, belonging is more than identification with or membership of a collective, but includes the affective dimensions of one’s social bonds and ties in specific contexts (Anthias,
2006). The relational aspect of belonging is central, insofar as it comprises both formal (e.g. citizenship) and informal (e.g. social bonds) dimensions. This is because belonging is linked to experiences of inclusion and exclusion, where to be situated on the ‘inside’ of a ‘community’ involves feeling accepted and having a vested interest in the future of that community (Anthias, 2006). Social inclusion, although not a direct pathway, can increase a sense of belonging and acceptance within different social groups (Anthias, 2006). Belonging, in the case of second generation immigrants, can thus be seen to include their social and affective experiences across a range of ‘communities’, including those at the neighbourhood, national and transnational levels. The way in which second generation immigrants navigate a sense of belonging in different places and social interactions and the functionality of mechanisms to include and exclude New Zealand immigrants and their children is a key focus of this study.
In an effort to capture some of the diversity within the New Zealand immigrant population I include references to the experiences of the general New Zealand
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immigrant population as well as those from Māori and Pacific Islander backgrounds, within the historical and contemporary discourses examined (as presented in Chapters Five and Six). I extend this focus to the interviews with second generation immigrants by including participants who identified as either
Pākehā or Māori. Due to sampling and time constraints I did not actively seek participants from other third country backgrounds. By including Pākehā and Māori participants however, I was able to capture some of the diversity in experiences of the two main sub-groups within the New Zealand immigrant population in
Australia.
Secondly, in this study I sought to challenge the tendency of research on ‘second generation immigrants’ to privilege an immigrant-centred framework in research.
As I will explore further in Chapters Two and Three, this prevailing framework has tended to support the discursive construction of this group as ‘insiders on the outside’. Within this construction, the second generation are seemingly situated within the cultural divide between ‘family’, ‘community’ and the ‘host’ society, which they struggle to navigate. I posit that in turn this limits possible alternative understandings of the lived experiences of second generation immigrants
(Jayasinha, 2011). Further, previous research in Australia and in comparative international contexts has tended to focus on post-World War Two immigrant groups and more recently on immigration from countries that are often economically, socially, politically and culturally distinct from the host country. I propose that the focus of this study, namely that of contemporary immigration
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between two seemingly similar nation-states, and the use of intersectionality and
Discourse Theory, can provide an alternative perspective to studies on second generation immigrants in Australia.
Overview of the thesis
An overview of this thesis is provided in figure 1.1.
Figure 1.1 Overview of thesis
Following this introductory chapter, in Chapter Two I review the extant literature relevant to the lived experiences of second generation immigrants. I commence with a discussion of the difficulties researchers have encountered in defining and categorising second generation immigrants for research purposes. I then present a
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review of international scholarship on second generation immigrant populations from three comparable contexts to Australia, namely the United States, Canada, and Britain. The latter part of the chapter includes a review of the research to date on second generation immigrant populations in Australia.
In Chapter Three I examine the theoretical underpinnings of the current second generation immigrant research agenda, namely an attempt to position studies within an immigrant-centered framework, comprising a focus on acculturative and hybridity theories. Addressing calls to explore alternative ways to approach second generation immigrant research I then consider more recent attempts to translate intersectionality theory from feminist critiques to immigrant identity research. In the latter part of the chapter I propose the application of Laclau and
Mouffe’s (1985) Discourse Theory, which provides the ontology and guiding theoretical framework for this study. In particular, I discuss the applicability of this approach for understanding the pervasiveness of discourse in shaping how we understand and interpret the discursive construction of second generation immigrant identity.
The methodological underpinnings of this study, namely a Discourse Theoretical
Approach and qualitative methods, are presented in Chapter Four. Within this chapter I consider the importance of ensuring rigour to promote trustworthy qualitative data collection and analysis and how I sought to address this throughout the study. I also discuss the research design adopted for this study for
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the purposes of data collection, management and analysis. The ethical considerations of the study are outlined in the latter part of the chapter.
In Chapter Five I draw on an archive of texts to develop a genealogy, charting the historical antecedents of trans-Tasman migration and settlement, focusing on how this has evolved over time in relation to Australia’s shifting national identity. I assert that a contemporary discursive shift has occurred, where the Australian political agenda has been concerned with forging a national identity distinct from its British colonial roots in favour of an identity that embraces multiculturalism and the forging of global linkages. Subsequently, I suggest that the subject position of the New Zealand immigrant in the Australian context shifted from one of equivalence to that of difference, calling into question the contemporary positioning of New Zealand and New Zealand immigrants in this context.
In Chapter Six I present the findings from a media discourse analysis to elucidate the way in which New Zealand immigrants have been constructed in the contemporary Australian public imaginary. Employing Derrida’s (2000) notion of
‘conditional hospitality’, I demonstrate how the New Zealand immigrant has been discursively articulated as a ‘visitor’ in relation to the Australian ‘host’. Specifically
I identify three competing discourses: the ‘good’ and therefore ‘welcomed guest’, the ‘deviant visitor’ and therefore a ‘foreign menace’, and the ‘strong, exotic Māori’.
These discourses, I suggest, rely on the construction of the ‘white’ New Zealand immigrant population as more culturally aligned with the ‘white’ majority
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Australian population, which in turn serves to reinforce the binary between the
‘white’ majority and the ‘black’ other (Māori and Pacific Islanders) in both the New
Zealand and Australian contexts.
In Chapter Seven I explore the way in which second generation immigrant participants negotiate their identity and sense of belonging within the trans-
Tasman context. I begin the chapter with an analysis of the participants’ re- construction of their parent(s)’ migration experiences and I demonstrate how the participants are bound to their parents’ trans-Tasman migration experiences, understood through stories told by significant others, as well as personal encounters with New Zealand. I then discuss the way in which the participants’ negotiate their identifications and sense of belonging across local, national and transnational spheres and in relation to processes of othering along ‘class’ and
‘racial’ lines.
The discussion in Chapter Eight provides an integrated analysis of each data set presented in the foregoing chapters to interrogate the implications of the changing immigration context for the identity negotiations and belonging experiences of second generation immigrants. Based on the findings of this study, I consider how the subject position of the New Zealand migrant is consistently figured as the
‘almost similar other’ to the Australian ‘host’. I consider how the operation of logics of equivalence and difference between Australia and New Zealand based on assumed social class and racialised differences, effectively serve to structure the
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limits of the inclusion and exclusion of New Zealand immigrant subject position.
This in turn influences the identity and belonging experiences of second generation immigrants, specifically in relation to their shifting local and national identifications through active participation in transnational social fields. In
Chapter Nine I present the implications arising from this thesis and conclude with reflections on future research.
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Chapter 2 Literature Review
Overview of thesis
Introduction
In an age of global migration researchers are increasingly aware of the need to consider not only the experiences of immigrants, but also those of successive generations. It is thus unsurprising that a perennial concern of sociological and psychological research has been the experiences of ‘second generation immigrants’.
In this chapter I provide a review of the extant literature on second generation immigrants both internationally and in Australia. To begin, I examine the various
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ways in which the second generation immigrant has come to be defined in the literature and the potential implications of the different conceptualisations for conducting research on this population group. Following this, I provide a review of scholarship from a range of comparative international contexts, including the
United States, Canada, and Britain, as well as research in the local Australian context, highlighting the key themes emanating from this literature to date. This research, similar to other international contexts tends to focus on two stages of immigrants: post-World War Two immigrants largely comprised of ‘European’ source countries, and contemporary immigrant groups within the current multicultural immigration policy setting adopted by Australia. I argue that this body of research has tended to focus on measuring the assimilative success of second generation immigrant populations, compared to other first and third generation immigrants.
Who are ‘Second Generation Immigrants’?
Second generation immigrant. That’s a complex term. For a start it
is contradictory. How can you be born in Australia but also be an
immigrant? If you were not born in Australia but came here at an
early age, how can you be second generation?
- Herne, Travaglia and Weiss (1992, p. 1)
‘Second generation immigrants’ are terminologically framed as the ‘locally born
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children of one or two immigrant parent(s)’ (Portes and Rumbaut, 2005), however efforts to conceptualise this group have proved complex and challenging, as the above quote aptly attests. Generally speaking, it has been suggested that the second generation can be defined in three ways (Bottomley, 1992, p. 155-156).
First, there is a statistical definition of the second generation, usually provided by national level census information based on country of birth of the person and their parents. Using such data it is possible to conceptualise a second generation immigrant as a native-born person with at least one parent born overseas. Second, is a social definition, which includes those born in the ‘host’ country and people who migrated to Australia at a young age. This indicates the influence of the culture of the host society in determining second generation immigrant identification. A third approach is a subjective definition. This allows for the individual’s own construction of identity and the idea that an individual can occupy multiple identities, for example, ‘Greek-Australian’.
In this chapter, I critically examine the multiple and seemingly divergent, ways in which the second generation immigrant has been labeled and categorised through efforts to measure migrant generational status. I posit that this is due to a tendency for research to focus on the degree to which immigrants gain entry into the
‘mainstream’, as measured by the ‘success’ of subsequent generations.
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The Generation ‘Problem’
Data collection processes, such as the census and periodic surveys, frequently focus on migrants. This can be with the intention of tracking the spatial and temporal movement(s) of population groups across and within national borders or to approximate the economic ‘burden’ of this movement and determine the subsequent impact of population growth in largely fiscal terms. Research on the children of immigrants has tended to parallel such data collection practices with efforts directed at elucidating and measuring their ‘migrant’ generational status
(Oropesa and Landale, 1997).
Broadly referring to age groups or cohorts that share “…common locations in the social and historical process” (Mannheim, 1952, p. 291), a ‘generation’ can be defined by virtue of shared experiences that are spatially and temporally contingent. In addition, migration-based studies have also tended to draw on the notion of “historical periodicity”, or the shared experience of a particular historical period, to separate between migrant generations (Oropesa and Landale, 1997). As
Oropesa and Landale (1997) note this is demonstrated by the use of the terms
‘new’ and ‘old’ immigrants to describe the two major migration waves in the
United States. The first time periods in the United States points to post-World War
Two migration experiences, which were characterised by immigration of predominately European migrants particularly those from Southern Europe. The second wave, which has been termed ‘new’ migration, refers to increased immigration from the 1970s onwards and was marked by higher diversity of
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immigrant source countries including those from Asia and South America. Similar patterns in the shifting diversity of immigrants has been witnessed in the Canadian and Australian contexts with the abandonments of various ‘white’ immigration policies in the 1960s and 1970s, respectively (Ongley and Pearson, 1995). Thus, the ethnic make-up of the different ‘groups’ of immigrants and their children in each of these countries as well as the political context under which immigration occurs will have an impact on the lived experiences and outcomes of these groups.
Through these efforts, immigrants and their offspring can be seen to be grouped within generations based on their shared experiences, which are located within a specific time and place. Clear distinctions can thus be made between generations.
For example, those who immigrated as adults are considered part of the first generation having spent the majority of their formative years in their ‘homeland’ or country of origin. Alternatively, second generation immigrants are termed so as they constitute the next (locally born) generation following that of ‘first’ generation of immigrants.
Due to the complexities of migration, including the age and life stage of migration, as well as intermarriage between and across migrant and non-migrant groups, this seemingly clear distinction is blurred by two issues. First, is the issue of young migrants who it has been argued share experiences with second generation immigrants because of their exposure to the ‘culture’ of the receiving country during their formative years (Rumbaut, 2004). Second, the above view of a
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‘generation’ does not account for the children who are a product of marriage between an immigrant and non-immigrant parent and have mixed parental influences in their lives (Oropesa and Landale, 1997). Consequently, attempts to define the second generation immigrant have been complicated by two key concerns: first, whether researchers should account for the experiences of migrants who migrated during their ‘early formative years’ (Thernstrom, 1973, p.
120), and have supposedly been exposed to and shaped by the ‘culture’ of the receiving country for an extended period of time; and second, whether researchers should differentiate between locally born children with one or two migrant parents and how this should be done (Oropesa and Landale, 1997).
In response, the concept of the second generation immigrant has been
“operationalized in a variety of ways to take into account the complexities of the migration experience” (Oropesa and Landale, 1997, p. 430), often becoming an umbrella term for all immigrant offspring (Portes and Rumbaut, 2005). In light of the fact that this catch-all approach is limited in recognising a diversity of experiences, efforts have been made to enumerate the degree to which immigrant offspring are directly linked to the process of migration resulting in a list of numerical labels or categories (Rumbaut, 2004).
Some researchers have also distinguished their sample populations on the linguistic abilities of immigrant offspring. As a similar concern over the operational criteria for defining first and second generations have been discussed at length
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elsewhere (see: Oropesa and Landale, 1997; Rumbaut, 2004), I do not seek to provide an exhaustive discussion of these issues here. Instead, by outlining the key components of these issues, I intend to elucidate the immigrant-centred discourse that underpins the numerical categorisation or labelling of the children of immigrants and which I suggest serve to support the construction of the ‘second generation’ as a proxy for immigrant assimilation.
It’s all ‘relative’: immigrant parents and their children
Though the technical definition of the second generation immigrant is seemingly straightforward, determining the extent to which parent’s migration status shapes the experiences of subsequent generations has posed difficulties. This has particularly been the case when trying to ascertain the potential difference between having one or two migrant parents. It has been argued that parents play different roles in a child’s life, with there being the potential for one parent to be more influential than the other (gender differentiation), particularly within intermarriages between couples of different ethnic/national backgrounds
(Rumbaut, 2004, p. 1163):
In mixed marriages where the parents were born in different
foreign countries, the nationality of the mother took precedence in
the assignment of ethnicity, reflecting both the mother's more
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influential role in the children's socialization and the fact that
fathers were absent in 30 precent of the homes in the sample.
This excerpt reflects the emphasis placed on the country of birth of the mother when determining second generation status, particularly in studies on ‘cultural transmission’ (Oropesa and Landale, 1997). This classification draws on gendered notions of the role of women as ‘mothers’ positioned with more ‘dominance’ within the private sphere of the home and thus having a more invested role in their children’s everyday lives. Conversely, others have emphasised the father’s country of birth, often when exploring issues of social mobility and the impact of socioeconomic status on second generation immigrant wellbeing (Oropesa and
Landale, 1997). For example, in a study exploring second generation Australians, drawing on 1996 Census data where parents came from different national backgrounds, the father’s country of birth was prioritised for the determination of second generation immigrant ethnicity because “preliminary analyses showed that the socioeconomic outcomes – except in terms of language shift – were not very different between those with the father only born in a particular country of birth and those with the mother only born in that country” (Khoo, McDonald, Giorgas, and Birrell, 2002, p. 7). Even though there is recognition of the potential influence different parents play in shaping the identity and wellbeing of their children, these are based on assumed gender roles and researchers have adopted often conflicting criteria to account for this. This has engendered a number of implications insofar
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as data collection practices and determining the size and characteristics of second generation in different contexts are concerned.
As a possible solution to the ‘one or two migrant parent’ dilemma, Rumbaut (2004) has proposed the ‘2.5 generation’ to refer to the locally-born with one immigrant parent and to differentiate them from second generation immigrants who have two immigrant parents. In support, Montazer and Wheaton (2011, p. 25) argue that making a clear distinction between second and 2.5 generation populations is crucial because “there are more potential sources of parental conflict resulting from cultural or religious differences” within the 2.5 generation because of the presence of only one migrant parent. Underpinning these numerical categories is the normative assumption that the ‘cultural tension’ is experienced to a greater degree by 2.5 generation, than by those of the second generation. I propose that this brings to the fore, and strengthens the argument by the dominant culture, that second generation immigrants are by definition situated between the conflicting worlds of their culture and that of the mainstream, constantly struggling to reconcile the two.
(Ac)counting for the first generation
It has been proposed that first generation immigrants who immigrated as children have similar experiences to the second generation because of their early and prolonged exposure to the ‘host’ society or mainstream ‘culture’ (Oropesa and
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Landale, 1997; Thernstrom, 1973; Zhou, 1997). This is based on the view drawn from developmental psychologythat events during the ‘formative years’, or the years prior to adolescence, play a significant role in shaping a child’s life. As such, younger immigrants are often grouped within the second generation for research purposes (Child, 1943; Thernstrom, 1973). For example, Kasinitz et al. (2002, p.
1021) explored the experiences of second generation young people growing up in
New York, stating that they included within their sample “people who were born abroad but arrived in the United States by age 12 and had lived here for ten or more years” in order to “represent the full range of children of immigrants” having lived in New York.
This study reflects a common concern that if younger immigrants are not separated out from the first generation (which encompasses adult immigrants), the experience(s) of those young immigrants, who often move as part of family migration, will be overshadowed. This concern for the experiences of child immigrants is encapsulated by Stephan Thernstrom’s (1973, p. 120) argument for a de facto second generation:
Legally they were foreign-born, but in terms of experience they
were less like true immigrants than like the native-born children
of immigrants, the second generation immigrants. These de facto
second generation immigrants were exposed to immigrant ways
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at home, of course, but they were involved in American culture
early in their formative years.
Whilst young immigrants are often collapsed within the second generation immigrant category, some researchers have argued that older immigrants should also be included as part of what is referred to as the ‘second generation immigrants’ (Jensen and Yoshimi, 1994; Oropesa and Landale, 1997).
In response to the need to classify child migrants as separate to the second generation but also account for their unique experiences as children Rumbaut
(1997, 2004) proposed a “seven ages typology”. This provides numerical labels according to seven life stages of arrival for first generation immigrants that are useful for understanding the different stages of life at which migration can occur and the unique experiences said to be embodied within each stage. These life stages have been operationalised and adapted within research to suit different data limitations and study requirements that do not always align with the above definitions (Boyd, 2002; Zhou, 1997). In an exploration of the ‘success’ of immigrant offspring in the Canadian context, for example, Boyd (2002, p. 1046) utilised the notion of the 1.5 generation to refer to “respondents who were foreign born but who immigrated to Canada before age 15” in order to align the sample population with data from the 1996 Survey of Labour and Income Dynamics
(SLID). As such, the so called 1.75, 1.5 and 1.25 generations were collapsed
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together within the 1.5 generation category, reducing the ability to examine life stage related experiences. In some studies, such as that of Zhou and Bankston
(1999) exploring the experiences of Vietnamese second generation immigrants in the United States, the second generation was expanded to encompass the 1.75 generation or children who arrived at pre-school years (0-4) because they were suggested to, “…share many linguistic, cultural, and developmental experiences similar to those of immigrant offspring” (Zhou, 1997, p. 65).
This perspective and consequent categorisation of first generation child immigrants as having shared experiences with the second generation is potentially problematic for a number of reasons. First, migration is a social and physical movement, with a strong potential to shape future experiences. It has been argued that even if they immigrate at an early age, first generation immigrants can often continue to identify with their country of origin (Phinney, Madden, and Ong, 2000).
Determining which life stage(s) the experience of immigration is most profound is thus difficult to predict as each individual has different interpretations of the influence migration has on their life.
Second, these ‘first generation immigrant’ categories are problematic for understanding the second generation. This is because the 1.75, 1.5 and 1.25 categories are based on the underlying assumption that young immigrants are a fraction of ‘the second generation’ (depending on the age of migration) and are thus awkwardly positioned with one foot in the immigrant world and another in
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the supposedly ‘culturally’ confused world of the second generation. This not only dilutes the immigrant experience, which is arguably a strong element of one’s identity, but also adds to the ambiguity of the second generation, who are not immigrants by virtue of the fact that they have not immigrated.
Thus, whilst there is agreement that there are differences between first and second generation immigrants, the inconsistency in the use of generational classifications undermines attempts to separate child migrants from the second generation.
These identity labels underscore the immigrant-centred nature of how second generation immigrants have come to be conceptualised within research, insofar as they are constructed in relation to their first generation immigrant counter-parts. I suggest this hinders our ability to determine the size and characteristics of the second generation immigrant population and limits the comparability of findings across different contexts.
In line with these various conceptions of the children of immigrants, researchers in a range of contexts have focused their attention on the assimilative experiences of the second generation, and their 1.75, 1.5, and 1.25 counterparts, with a view to measuring the factors that facilitate or hinder their ability to integrate into mainstream society (Boyd, 2002; Portes and Zhou, 1993; Rumbaut, 1994;
Silberman, Alba, and Fournier, 2007). This research will be further examined in the following section where I provide a review of scholarship from a range of
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comparative international contexts, including the United States, Canada, and
Britain, as well as research in the local Australian context.
Key debates in international second generation immigrant research
Researchers from the United States have been at the forefront of shaping second generation immigrant research on a global scale, as well as providing a foundation for theoretical developments in the field. The United States has experienced two major waves of migration, those of European origin prior to World War Two and a second cohort from non-European backgrounds post-World War Two (Oropesa and Landale, 1997). As a result of these different immigrant patterns there have been two second generation cohorts – the ‘old’ second generation, the children of
European immigrants who arrived in America prior to World War Two, and the more recently emerging ‘new’ or ‘contemporary’ second generation, who comprise the children of immigrants from largely Asian, Latin American and Caribbean backgrounds (Farley and Alba, 2002; Massey, 1995; Portes and Zhou, 1993;
Rumbaut, 1997).
Second generation immigrant research has followed suit initially focusing on the experiences of the ‘old’ and more recently examining the experiences of newer second generation immigrant groups. Empirical studies in this context have explored various outcomes, such as language adaptation (Portes and Hao, 1998;
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Portes and Schauffler, 1994), educational and employment outcomes (Chávez-
Reyes, 2010; Schmid, 2001), health and wellbeing (Montazer and Wheaton, 2011;
Viruell-Fuentes, 2011), intergenerational relationships (Choi, He, and Harachi,
2008; Dennis, Basañez, and Farahmand, 2010), and experiences of identity and belonging (Rumbaut, 1994; Waters, 1994). The theoretical developments that have also occurred in this field, led by the likes of Portes, Rumbaut and others, have centred around the integration and assimilative patterns of successive cohorts and the implications of this for immigrant acculturation in the United States (Portes and Rumbaut, 1996; Portes and Zhou, 1993; Rumbaut, 1994).
Scholarship examining second generation immigrant populations within the
Canadian context has grown considerably in recent decades. Similar to the United
States, changes to immigration policies during the 1960s led to an increased prevalence of immigrants from non-European origins and in turn a growth in the
‘new’ second generation population (Reitz and Somerville, 2004). Canadian studies have tended to emphasise the assimilative success and resilience of contemporary second generation immigrants (Boyd, 2002; Boyd and Grieco, 1998; Krahn and
Taylor, 2005), although this does vary by parents’ country of origin. Boyd and
Greco (1998) for example, discuss the ‘triumphant transitions’ in terms of socioeconomic achievements of the second generation in Canada, arguing that
Canada’s differential race relations when compared with the United States have protected against possible negative outcomes.
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In comparison to these contexts, emerging research from Britain has tended to examine the experiences of the second generation immigrant population from mainly Caribbean, ‘black’ and broadly Asian backgrounds. Intermarriage within the second generation population has been a significant topic of interest, particularly in relation to measuring the integration of different immigrant (minority) groups
(Muttarak and Heath, 2010; Song, 2010). The transnational activities of second generation immigrants have also been explored focused on their experiences of
‘return’ migration to their parent(s) homeland and the maintenance of cultural identification achieved through transnationalism (Reynolds, 2010).
As outlined above, there have been a number of points of interest within the broad field of second generation immigrant research variously focused on examining the acculturative experiences and success of these groups along the lines of social, economic and cultural mobility, transnationalism and identity. Across all these dimensions a central focus within empirical research has been the factors that facilitate and hinder the ability of the second generation to integrate into mainstream society. In the following sections I outline the key themes in selected international contexts and findings from this research to date. I have included both older and more recent literature to demonstrate the historical and contemporary differences in the literature and highlight how theoretical perspectives have changed overtime.
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Educational and employment attainment
Research focusing on the social and economic mobility, in particular the educational achievement and employment status, of second generation immigrant young people and adults has tended to seek to measure their ability to successfully acculturate to mainstream society. Research from the United States generally indicates that second generation immigrant youth have the same or higher educational attainment than their first immigrant generation counterparts
(Chiswick and DebBurman, 2004; Kao and Tienda, 1995; Schmid, 2001). Kao and
Tienda (1995) discuss that generational status influences scholastic achievement, with first and second generation samples surpassing third and fourth generation groups in their study. Racial and ethnic differences were found to intersect to shape these outcomes as well as access to cultural resources and parents’ optimism about their children’s ability to achieve. In an empirical analysis of data drawn from the 1995 Current Population Survey (CPS), comparing educational attainment by different immigrant generations, it was found that second generation immigrant adults had the highest level of schooling compared to that of the foreign-born and of the locally-born with locally-born parents in the United
States (Chiswick and DebBurman, 2004). Specifically, second generation immigrants were identified to attain approximately half a year more schooling compared to those with parents born in the United States (Chiswick and
DebBurman, 2004).
Some research however, points to difficulties experienced by certain second
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generation immigrant ethnic groups to attain the same level of education achievement as their peers with locally-born parents in the United States. Schmid
(2001) for instance, notes that there has been an uneven absorption and educational achievement of the ‘new’ second generation of Asian and Latin
American decent in the United States. The author suggests that factors contributing to this phenomenon include ‘external factors’, such as economic opportunities, racial and ethnic status, and group reception, and ‘intrinsic factors’, such as human and social capital, family structure, community organisation, and cultural and linguistic patterns (Schmid, 2001).
The relationship between ‘race’ and educational achievement of different second generation immigrant populations has been examined in the United States and
Canada. In a qualitative study, Cammarota (2004) explored the influence of race and gender of second generation immigrant Hispanic young people on their perceptions of education as oppressive or useful in resisting oppression. The author argues that participants’ negative perceptions towards education in the
United States were influenced by the differential treatment of Hispanic students in the school system. Conversely, Krahn and Taylor (2005) presented findings from a national Canadian survey of 15-year old students and their parents, highlighting that visible minority ‘immigrant’ students (only 9 percent of respondents were immigrants, the rest were second generation) have higher educational aspirations than Canadian-born non-visible minority students, despite studies which indicate that ‘immigrant’ minority youth face educational disadvantage in this context.
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Kasinitz, Mollenkopf and Waters (2002) undertook research on the array of second generation immigrant ethnic groups within New York City and explored their views on ‘coming of age’ in an immigrant and non-‘white’ concentrated environment exploring school and work experiences. The study found that overall the second generation groups had higher levels of educational achievement than their non-immigrant parent counter parts (Kasinitz et al., 2002). This pattern extended into the work place, with occupations among second generation participants closely resembling those of other New Yorkers of similar age and gender. This was in stark comparison to their immigrant parents who tended to be concentrated in, what the authors termed, ‘ethnic niche’ occupations and displayed gender differentials in job types (Kasinitz et al., 2002).
Efforts have also been directed at ascertaining potential differences in educational attainment between the second generation and their first and third generation counterparts in Canada. Analysing data from the 1986 Canadian General Social
Survey (GSS), Boyd and Norris (1994) found that second generation immigrants with two foreign-born parents had higher educational attainments and occupational status on average than the other generation groups. Additionally, the extent of intergenerational mobility was higher than for the first and third generation groups (Boyd and Norris, 1994). Following on from this, Boyd and
Grieco (1998) utilised data from the 1994 Canadian General Social Survey (GSS) and similarly found that second generation immigrants experienced higher levels of education and labour market successes. Drawing from the Survey of Labour and
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Income Dynamics (SLID), Boyd (2002) found that 1.5 and second generation immigrant adults (20-64 years) had higher educational attainment than their third-generation counterparts based on highest educational level attained. The author also notes that visibly different groups exceed the educational attainment of non-visibly different groups. All these findings, as the authors go on to argue, align with the linear (or straight-line) theory of assimilation and acculturation and with the related "success-orientation" model of second generation achievement, as will be further explored in Chapter Three.
In terms of labour market experiences, research indicates varied experiences by generation and whether immigrant groups are visibly different or not. In a study of
1991 United States Census data, results indicated that there were higher poverty rates for native-born ‘blacks’, Chinese, South Asians, and others than for those from the first immigrant generation (Kazemipur and Halli, 2001). Based on the same data studies have found that there are socio-economic disparities based on gender and race within the second generation (Baker and Benjamin, 1997; Pendakur and
Pendakur, 1998). Baker and Benjamin (1997) found that in comparison to the
United States, the second generation fared less well in the Canadian context.
Further, Pendakur and Pendakur (1998) identified that for both men and women there were substantial earning differentials both between and within the ‘white’ and visible-minority grouping. Analysis based on 1996 data has found similar disadvantages based on net income for those who are native-born visible minorities in Canada (Li, 2000; Reitz, 2001).
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In comparison to these findings, using the 2001 and 2006 Canadian Censuses
Skuterud (2010) compared the weekly earnings of first, second, third and higher generation Canadian men. Findings demonstrated that there was a tendency for earnings to increase across subsequent generations of visible minorities, but not
‘white’ men (Skuterud, 2010). This trend was strongest between the first and second immigrant generations, except for those within the ‘black men’ category. It was also evident between the Canadian-born with and without a Canadian-born parent (Skuterud, 2010).
Transnational experiences
The creation of transnational communities can influence the lived experiences of second generation immigrants, both in the ‘host’ society and in their parents’ homeland. Portes (2001) argues that immigrant transnationalism can alter the process of acculturation for both first generation immigrants and their offspring in two ways. First, immigrants with strong transnational links may ‘return home’ taking their second generation children with them (Portes, 2001). Alternatively, transnational activities may support successful adaptation of first generation immigrants to the host society by providing “strong networks with the country of origin and the implementation of economic and political initiatives based on these networks may help immigrants solidify their position in the receiving society and cope more effectively with its barriers” (Portes, 2001, p. 189). Although these direct effects have not be witnessed within second generation immigrant groups in
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the United States, the positive effect of their parents adaption may positively impact of the lived experiences of the second generation (Portes, 2001).
Similarly, Reitz and Somerville (2004) observe that immigrant transnationalism can provide a more direct link for second generation immigrants to their parents homeland, which may lead to the maintenance of ethnic and cultural identities with increased contact with their ethnic community (Reitz and Somerville, 2004).
In a study of British-Caribbean second generation youth for instance, Reynolds
(2010) examined the factors influencing the ‘return migration’ of the second generation to their parents’ country of origin. Drawing on in-depth interviews with sample of second generation return migrants from Britain residing in Jamaica, the author highlighted how the participants’ transnational family ties and social networks served as social capital resources, facilitating their return migration to the Caribbean (Reynolds, 2010). Further, in a study by Smith (2001) examining the experiences of a Mexican immigrant community in New York City and the village of
Tijuana, Puebla it was found that second generation immigrant adolescents while acculturated, found their parents’ hometown a source of recreation and support for their self-identification as Mexican-Americans.
The manner in which and time that second generation immigrants choose to actively engage in transnational social fields has been found to vary by group and a range of social and cultural factors (Levitt and Gtick Schiller, 2003; Levitt and
Waters, 2002). Drawing on qualitative research, Levitt (2009) argues that class
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and religion may play an influential role in the transnational practices of the second generation. For instance, upper and middle class Pakistani and Gujarati families living in Boston were found to possess sufficient social and cultural capital to increase opportunities both in the United States and in their homelands, thus choosing transnational lives (Levitt, 2009). Transnational practices have also found to vary by geographic distance between the home and host countries, politics in the country of origin, the frequency of visiting and remittances, and language abilities (Kasinitz, Mollenkopf, Waters, and Holdaway, 2008).
Interestingly, the transnational activities of immigrant parents do not necessarily influence those of the second generation (Alba and Nee, 2003; Kasinitz, Mollenkopf, and Waters, 2004).
Health and wellbeing
There are a growing number of studies examining the psychological health and wellbeing of different second generation groups with varying outcomes. In a study from the United States based on data of adolescents in secondary school from the
National Longitudinal Study of Adolescent Health (Add Health) the links between immigrant generation (first and second) and adolescent psychological wellbeing status were examined (Harker, 2001). The author noted that while first generation immigrants experienced less depression and greater positive wellbeing than their native-born counterparts, second generation participants did not differ significantly from native-born youth in terms of psychological wellbeing (Harker,
2001). In addition, Pena and colleagues (2008) argue that there are generational
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differences in suicide risk among Latino youth in the United States, with Latino second generation youth more likely to commit suicide and experience depressive symptoms than first generation Latino youth.
In the Canadian context, studies have pointed to the healthy immigrant effect among second generation immigrants, insofar as they appear to be as well- adjusted as the mainstream population, despite the tendency for higher rates of poverty amongst these groups (Beiser, Hou, and Hyman, 2002; Kobayashi, Moore, and Rosenberg, 1998; Reitz and Somerville, 2004). However, these patterns are not observed within all second generation immigrant groups, with immigrant parents’ ability to acculturate found to influence the psychological and behavioural wellbeing of the second generation (Abouguendia and Noels, 2001). Anouguendia and Noels (2001) identified that in-group stressors, caused by conflict between first and second generation differential acculturation experiences, can lead to psychological stress and lower self-esteem.
Montazer and Wheaton (2011) examined the mental health of children from migrant families in Toronto, Canada. They demonstrated that generational differences in the mental health of children were evident in families from countries of origin at the lowest levels of economic development. The authors found that the second generation immigrant children were not significantly different from the third generation or later generations in terms of their mental health outcomes
(Montazer and Wheaton, 2011). They conclude that a potential reason that
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previous studies find higher problems in the second generation may be due to the combination of the 2.5 generation with the second generation (Montazer and
Wheaton, 2011).
Language proficiency
With the ‘new’ waves of immigration from a range of non-European sending countries and the subsequent ethnic and cultural diversity this brings to host societies, researchers have increasingly turned their attention to the ‘cultural’ ramifications of this diversification on nation-states. Studies have sought to add to these considerations by examining the English language use and proficiency amongst first and second generation immigrants. This in turn, presents a further
‘outcome’ by which to measure the acculturation of these groups. Portes and Hao
(1998) for example, when studying the patterns of language adaptation of second generation immigrant students in south Florida and southern California of
Hispanic and Asian background found that the majority of respondents preferred to use English as their primary language, with only a minority remaining fluent
(Latin American students) or having very limited knowledge of their mother tongue. They also demonstrated in-group differences, with Mexicans being more likely than other ethnic groups within the sample to speak Spanish at home (Portes and Hao, 1998).
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Discussing the characteristics of the ‘new’ second generation, namely those born to immigrant parents post-1965, Portes and Zhou (1993) reviewed 1980 United
States Census data to examine bilingualism in the second generation. The authors noted that the second generation were more likely to be bilingual when compared to their counterparts of native-born parents. Further, it was found that 47.7 percent of the second generation immigrant participants spoke English only, with
66.4 percent speaking a language other than English in the home (Portes and Zhou,
1993, p. 79). Despite these trends, linguistic assimilation is demonstrated by the fact that only 12 percent of the second generation reported speaking English ‘not well or not at all’ (Portes and Zhou, 1993, p. 79).
The language adaptation of children in south Florida was also examined by Portes and Schauffler (1994) who found that knowledge of English was widespread, with the majority of second generation immigrant children preferring to speak English in daily communication. This in part, has been explained by the idea of an intergenerational linguistic shift, specifically over three generations, with the second generation often speaking the mother tongue at home but adopting unaccented English in public environments (Alba, Logan, Lutz, and Stuls, 2002;
Veltman, 1988). The loss of the ability to speak the mother tongue language by the second generation has also been attributed to the demand from local born
Americans on the offspring of immigrants to not only speak English, but to speak
English alone (Portes and Hao, 1998).
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Portes and Hao (2002) analysed data from the Children of Immigrants
Longitudinal Study (CILS) and found that there are a variety of second generation linguistic adaptation types related to English and mother tongue language proficiency. The authors argue that despite historical political goals for assimilation including the loss of the mother tongue, fluent bilingualism is preferable as it has “positive effects on family solidarity and personality adjustment, reflecting cultural continuity and mutual understanding across generations” (Portes and Hao, 2002, p. 893). Whereas, limited bilingualism and
English monolingualism will have the opposite effect. The authors also identify that there were gender differences in bilingualism, with girls more likely to be bilingual than males, which they go on to argue is linked to the girls greater attachment to their families (Portes and Hao, 2002).
Examining the effects of language adaptation and bilingualism overtime within the
Latino second generation in the United States, drawing on data from the Children of Immigrants Longitudinal Survey (CILS), Tran (2010) found three distinct patterns. First, both English and Spanish proficiency increased within the group and second, there were in-group differences in language proficiency, with those of
Mexican heritage being the least proficient in English but most proficient in
Spanish (Tran, 2010). Finally, use of Spanish within the home did not negatively impact on English language retention and in turn, increased Spanish language fluency amongst the second generation immigrant group (Tran, 2010).
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A further study in the United States context explored how household factors and first and second generational status impact on the English language proficiency of children with African immigrant parents based on Census data (Thomas, 2010).
The findings indicate that there is a stronger positive correlation between mother’s
English language proficiency and that of the child and having other children in the household who are English language proficient (Thomas, 2010). In turn, these papers point to the fact that the second generation demonstrate a high level of proficiency in English, but have varying adoption and ongoing proficiency in their immigrant parents’ language overtime (Portes and Schauffler, 1994).
Identity and belonging
There is an expansive body of international and local literature examining the connections between second generation immigrant identity, community belonging, intergenerational relationships and social capital. Fuligni (1998) in a review essay explored the value of education, family obligation and cultural identity for the ‘new’ wave of second generation immigrant young people in the United States and how this structures their assimilative patterns. The author noted that young people tended to relate positively to more nationalistic type identities, such as being
Mexican or Chinese, in comparison to pan-ethnic or hybridised cultural identity labels. Additionally, some groups were found to actively distance themselves from negative stereotypes associated with certain ethnic categories in an effort to not be associated with negative perceptions. Findings from this review also point to an
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association between ethnic identifications and positive educational experiences when compared to those that identify with a more ‘Americanized’ identity (Fuligni,
1998).
Waters (1994) explored the racial and ethnic identities of West Indian and Haitian young Americans in New York City. The author highlights the highly racialised experiences of this visible minority, particularly when negotiating their identity in reference to mainstream perceptions and expectations. In particular, the study identified three types of identities among the second generation participants
(Waters, 1994). First, those who identified with a ‘black’ American identity tended to be aware of racial discrimination and the limitations for ‘blacks’ in the United
States (Waters, 1994). Participants with an ethnic or hyphenated national origin identity actively distanced them from a historical ‘black American’ identity, which in part involved a perception that West Indians were superior to ‘American blacks’
(Waters, 1994). Lastly, those who adopted an immigrant identity were recent immigrants themselves and their accents and clothing were symbolic of their status of being overseas born (Waters, 1994).
Focusing on the formation of ethnic self-identities during adolescence Rumbaut
(1994) quantitatively examined the psychosocial adaptation of second generation immigrant youth from Asia, Latin America and the Caribbean in the United States.
The results show four different forms of ethnic self-identification: (1) an ancestral, immigrant, or national-origin identity; (2) an additive, syncretic, or hyphenated
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identity; (3) an assimilative or American national identity, without the hyphen; and
(4) a dissimilative racial or pan-ethnic identity (Rumbaut, 1994). Whilst the former two reflect an origin and immigrant experience identification, the latter two are related to an American-based construction. In terms of distribution of the sample across these categories of the second generation participants, 11 percent adopted a national origin identity, 49 percent adopted a hyphenated identity, 20 percent identified with an American identity, with significant in-group differences by immigrant parents’ country of birth and immigrant language proficiency (Rumbaut,
1994, p. 765).
Research has demonstrated that second and ‘later’ generation immigrants tend to adopt hyphenated American labels compared to the use of heritage or pan-ethnic labels as is seen amongst the first generation (Kiang, Perreira, and Fuligni, 2011;
Masuoka, 2006; Zarate, Bhimji, and Reese, 2005). In a recent study for instance,
Kiang, Perreira and Fuligni (2011) considered the differential ethnic labeling among ‘Asian’ and ‘Latino’ adolescents in Los Angeles and North Carolina. Study findings highlighted that second generation youth were more likely than first generation youth to use hyphenated American labels and less likely to use heritage or pan-ethnic labels. The authors argue that the participants who were native-born generally exhibited a preference for ‘bicultural’ identification (Kiang et al., 2011).
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Costigan, Su and Hua (2009), through a review of the literature, explored the process of developing an ethnic identity amongst first and second generation
Chinese youth growing up in Canada. The authors conclude that across the studies the young people demonstrated a largely positive stance towards their Chinese heritage and displayed a strong sense of belonging to the Chinese communities they were part of (Costigan et al., 2009). In contrast, there was high variability in their adoption of a Canadian national identity, linked to factors including age and generational status, with younger and second generation immigrants integrating ethnic and national identities more readily (Costigan et al., 2009). Parental attitudes, with differences in mother and father cultural transmission were also identified to impact on the level of ethnic identification displayed by first and second generation immigrant youth (Costigan et al., 2009).
Key developments in second generation immigrant research in Australia
Similar to the other contexts discussed above, Australia is a country shaped by immigration. The immigration history of Australia corresponds with that of countries such as the United States and Canada, which have experienced two major immigration waves (Collins, 1993; Freeman and Birrell, 2001). Prior to the 1970s, the Immigration Restriction Act (1901) commonly referred to as the ‘White
Australia’ policy, encouraged immigrants from European origins to settle in
Australia. The ‘White Australia’ policy was dismantled in stages and eventually
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abolished in 1973, allowing the entry of non-European immigrants to Australia
(Collins, 1993; Ongley and Pearson, 1995).
This change to immigration policies has had implications for the diversification of the population, and an impact on the demographics of the second generation immigrant population. According to Australian Census data, the proportion of the overseas-born population from European source countries has been in decline in recent years, from 52 percent in 2001 to 40 percent in 2011 (Australian Bureau of
Statistics, 2012). As a result of shifting immigration policies, in the 1970s South-
East Asian countries increased as a source for first generation immigrants to
Australia and this has continued in contemporary immigration patterns. Reflecting this trend, the proportion of migrants born in Asia increased from 24 percent of the overseas-born population in 2001 to 33 percent in 2011 (Australian Bureau of
Statistics, 2012). The proportion of the overseas-born population arriving from countries outside Europe and Asia has also increased.
Based on 2011 Australia Census data, there were 4.1 million people or 20 percent of the population that fit within the category of ‘second generation Australians’, having at least one overseas-born parent (Australian Bureau of Statistics, 2012).
This may also be an undercount as 1.6 million Australians did not state either their birthplace or their parents’ birthplace and thus were excluded from this calculation. Ancestry is used within Census data collection as a measure for
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capturing the cultural group that respondents most closely identify with and may not be related to their place of birth. It was found that in comparison to first and third generation groups, the second generation were most likely to report having two ancestries (46 percent), which was suggested to be due to second generation immigrants having a strong connection to Australia as well as their parent(s)’ country of birth (Australian Bureau of Statistics, 2012). The top ancestries reported by second generation immigrants were Greek (44.8 percent), Dutch (43.3 percent), Italian (41.0 percent), Chinese (21.3 percent) and English (20.1 percent),
Scottish (19.1) and Australian (18.3) (Australian Bureau of Statistics, 2012). In terms of language, first generation immigrants were the most likely group to speak a language other than English at home (53 percent), compared to second generation immigrants (20 percent) and the third-plus generations (1.6 percent)
(Australian Bureau of Statistics, 2012).
In a report for the Department of Immigration and Multicultural and Indigenous
Affairs the characteristics of the second generation population in Australia were explored using 1996 census data (Khoo et al., 2002). It was found that approximately 3.4 million people or 20 percent of the Australian population identified as ‘second generation’. Within this, the largest proportion of second generation people in Australia had immigrant parents of ‘European’ origins. The authors noted that there was evidence to demonstrate that those second generation from ‘Asian’ backgrounds would continue to rise as immigration from
Asian countries increases (Khoo et al., 2002). In terms of residential distribution,
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1996 Census data highlighted that New South Wales (NSW) had the highest proportion of the second generation (approximately 34 percent) compared to all other Australian states, reflecting high rates of inwards migration to Sydney
(capital city of NSW) (Khoo et al., 2002).
As I review below, the majority of research on the lived experiences of second generation immigrants in Australia was conducted prior to the early 2000s, focusing on the locally-born children of post-World War Two immigrant parents.
As such, this research has largely focused on the experiences of second generation immigrants from European backgrounds. More recent research, whilst limited, provides interesting insights into the emerging second generation sub-populations from more recent immigrant source countries.
In the 1970s Bottomley (1979) conducted one of the first studies focusing on the identity experiences of second generation immigrants of Greek heritage. Drawing on interviews with participants in Sydney, NSW, the author found that the participants strongly identified with a Greek ethnic identity based upon strong social networks and linkages within the Greek immigrant community as well as a desire to preserve a sense of ethnic identity and belonging (Bottomley, 1979).
Whilst the participants identified as ‘more Greek than Australian’, they simultaneously perceived themselves as different to Greeks living in Greece and newly arrived Greek immigrants (Bottomley, 1979).
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There was increased research interest in this field during the 1980s and early
1990s in exploring the experiences of second generation immigrant populations in
Australia. At the same time interest in other aspects of the immigrant experience, including gender and sexuality, began to emerge (Herne et al., 1992). The research samples tended to be a reflection of the immigrant profile of Australia, which at the time was generally from European source countries. As noted earlier this was related to the ‘White Australia’ policy effectively limiting the source country of immigrants.
Some studies focused on the labour market outcomes and economic impact of this group within the wider population. Mistilis (1985) for instance, using 1981 Census data, explored the socioeconomic attainments of second generation Australians aged 18 years and over from a range of European immigrant backgrounds based on their father’s country of birth. Results showed that almost all the second generation immigrant groups had higher incomes when compared to other native- born Australians and first generation immigrants. Whilst there was no notable difference based on the participants English language proficiency, the author suggests that this does not necessarily indicate an absence of discrimination in the labour market towards this group (Mistilis, 1985). In Hugo’s (1987) study on second generation youth with immigrant parents from European backgrounds, it was highlighted that they had higher levels of educational and occupational attainment compared to their first generation immigrant counterparts.
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Maani (1994), using Australian Longitudinal Survey data from 1985-1988, measured the assimilation of first and second generation immigrants using total weeks of unemployment. The findings demonstrate that first and second generation immigrants are initially at a disadvantage however, this declines over time with those having spent more years in Australia having better employment outcomes than more recent immigrants (Maani, 1994).
Undertaking an analysis of the Household, Income and Labour Dynamics in
Australia (HILDA) survey, Messinis (2008) examined the performances of second generation immigrants of Greek and Italian heritage in the labour market between
2001 and 2005. Results indicated that most second generation immigrants of
Greek background were over-represented amongst the overeducated and the overskilled. In particular, women of both Greek and Italian background were found to be more likely to be overeducated or overskilled. The use of a language other than English did not appear to provide any income benefits to individuals. The author also noted that the incidence of overeducation and overskilling was associated with parental occupation status and the lack of provision for developing new skills through the workplace.
There have been a number of studies focused on the identity and belonging experiences of second generation immigrants. In one study, researchers examined the ethnic identity of young men of Arabic-speaking backgrounds living in the south-western suburbs of Sydney of both Christian and Muslim religious affiliation
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and found that the participants engaged in the construction of essentialised identities (Noble, Poynting, and Tabar, 1999; Noble and Tabar, 2002; Poynting,
Noble, and Tabar, 1998). Although espousing ‘hybrid’ identities (half Lebanese and half Australian), their ethnic identity was seen to be taken as a given, exemplified through symbolic notions of what it means to be Lebanese (equated with honour, virtues, and family) in contrast to being Anglo-Australian, and viewing their friendship groups as ‘Lebanese’ regardless of in-group ethnic and religious differences. Despite this ethnic identity, the participants also identified with certain Australian tropes, such as sport and the beach, but these held seemingly more surface level meaning than their ethnic identity (Noble and Tabar, 2002, p.
141).
Pallotta-Chiarolli (1989) qualitatively explored the female sexuality and identity experiences of second generation Italo-Australian women. The study highlighted the role of their immigrant parents’ (patriarchal) attitudes and the participants’ perceptions of the values (liberal) of the ‘host’ society in influencing their own views of what defined femininity and the role of females in society. Overall, the traditions that their immigrant parents wished to transfer to their children did not directly translate into the participants’ sexual code, attitudes and behaviour, although the participants understood the reasons for their parents’ traditions. The same held for the participants’ interaction with Anglo-Saxon value system of the
‘host’ society’. Instead, they effectively evaluated the values of both social systems
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and adapted them within the context of their own lives, while retaining their sense of Italian-ness (Pallotta-Chiarolli, 1989).
Baldassar (2001) conducted an ethnographic study on the identity of second generation youth of Italian ancestry living in Perth between the ages of 17-25 years. The study found that the ‘family’ and a cultural emphasis on ‘marriage’ were considered to be important traditions informing their ethnic identity. The participants rejected aspects of the ‘Australian’ culture and they defined their sexual morality in contrast to that of their Australian peers, viewing themselves as superior to mainstream values and norms (Baldassar, 2001). Whilst their experiences were structured by heteronormative and gendered cultural norms, the participants were also found to be opposed to the constructions of ‘being a good
Italian girl’, although attempts to disrupt these were difficult to navigate within the confines of cultural norms (Baldassar, 2001).
Qualitative research conducted by Pallotta-Chiarolli and Skrbis (1994) explored the choice of marital partner amongst Southern Italian, Croatian, Slovenian, and
Yugoslav second generation individuals, both heterosexual and lesbian. The authors found that issues of parental, communal and societal authority and degrees of acceptance and resistance impacted on the ability of second generation groups to explore issues related to their sexual behaviour and marital choices.
Specifically, monitoring by parents and the ethnic community served to limit the participants’ choices within a predetermined frame in order to preserve ethnic
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purity, family cohesion and maintenance of the community structure. Whilst not viewed as a binary to the ‘family’ and ‘community’, the ‘host society’ also served to situate the sexual behaviours of the participants within the limits of a heteronormative frame. In response to these structures, the participants were found to passively or actively accept the perceptions of their parents and community or engage in forms of resistance resulting in either cultural conflict or cultural synthesis.
Pallotta-Chiarolli (1996) discussed how the multiple subject positions occupied by second generation women of non-English speaking backgrounds should be taken into account when considering their mental and emotional health issues. Based on an in-depth literature review, she posits that hegemonic homophobic and heterosexist structures of society can lead to emotional and mental disorders within this population group, with there being more conflict and stress for lesbians and bisexual women than heterosexual women from non-English speaking backgrounds. As such, the author advocated that the health system should recognise multiple axes of difference in order to appropriately cater for its target audience. This involves understanding the cultural and linguistic differences as well as recognition of the diversity and fluidity of sexuality.
Butcher and Thomas’ (2001) study qualitatively examined the identities of second generation immigrant youth from Asian and Middle Eastern backgrounds living in
Western Sydney. The authors argued that the participants’ identities were highly
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flexible in that they were able to deal with multiple everyday cultural spaces and adapt to these as needed. The participants displayed attachment to their cultural heritage as well as a sense of being ‘Australian’. The authors note that Australian culture from the perspective of the participants was constructed in ‘stereotypical’ ways and, despite being defined by ‘multiculturalism’, many of the participants did not see their own cultural heritage as being part of this national identity.
Khoo (2004) undertook an analysis of 2001 Australian Census data to explore the intermarriage patterns among first and second generation Australians of various ethnic backgrounds. The author concluded that whilst intermarriage increased significantly in the second generation groups, by the third generation most people where opting to marry outside their immediate ethnic group, particularly those of
Greek, Indian and Chinese ancestry.
Drawing on two studies of interviews with second generation immigrant women from Latin American and Turkish backgrounds, Zevallos (2003, 2005, 2007, 2008) examined their identity constructions in relation to their transnational experiences within Australia and their parents’ country of birth. The majority of participants were born in Australia, with a smaller sub-sample having migrated to Australia on average by the age of six. Within both groups there was a reported identification with a ‘migrant national culture’ (their parents’ country of birth) and a ‘pan-ethnic migrant culture’ (broad ethnic or religious groupings). The majority of participants were found to adopt hybrid migrant-Australian identities despite, as the author
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notes, their belief that people did not see them as ‘Australian’. Interestingly, all respondents discussed being asked the question ‘where are you from?’ Zevallos
(2007) notes that:
The question ‘where are you from’ may be asked out of curiosity,
but in effect, it functions as a gate-keeping tool regarding
Australian identity, even if it not intended this way. This question
can be seen as a way of connecting people: it is an opportunity to
learn more about another person’s ethnicity and it therefore
promotes multiculturalism. At the same time, this question can
also be seen as problematic because it operates through notions of
race (as it is mostly asked of people who look or sound ‘different’)
and, in this way, it reproduces racist constructions of national
identity (p. 4).
The participants stated that while they were not ‘offended’ or ‘bothered’ by the questioning, it could become ‘frustrating’ and ‘annoying’. As Zevallos (2007) suggests, this points to issues around the exclusionary result of this discursive mechanism of demarcating their subject position outside that of being ‘Australian’.
Maculiffe (2007) examined the national belonging experiences of Iranian diaspora in London, Sydney and Vancouver, comparing those of Muslim and Baha’i religious
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affiliations. For many of the second generation participants from a Muslim background, their engagement in the discourses of national belonging supported their desire for return to the ‘homeland’. In contrast, for many second generation
Baha’i participants, their positioning as a minority, in both the ‘homeland’ and the diaspora, led them to leave Iran and thus display less affinity to the idea of ‘return’ migration.
More recently, researchers have explored the acculturation and adaptation of Arab and Islamic second generation groups within urban settings such as Sydney and
Melbourne. For instance, Kabir’s qualitative study (2008) explored the life stories of Muslim youths living in Sydney and Melbourne to demonstrate how the enculturation and acculturation processes of the participants differed between first and second generation immigrant identity. The findings revealed that the second generation immigrant youth were more ‘bicultural’ than the first generation. This was demonstrated through their attachment to cultural traditions including food, dance and music, while also following Australian sports and
‘Western’ music.
Ali and Sonn (2010) considered the way in which second generation immigrants of
Cypriot Turkish background constructed their identities and how this influenced their sense of belonging. Drawing on interviews, the authors indicate that the participants engaged in four discourses in the construction of their identities namely, modern Muslim, phenotypes, language, and ancestral and generational
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discourses. Focusing on the first two discourses, the participants were found to identify with multi-hyphenated identities of either Cypriot Turkish Australians or
Cypriot Turkish in Australia. The authors argue, “this identity arises from a sense of exclusion (from Australian, Turkish and Cypriot identities) and a sense of belonging simultaneously (to Australian, Turkish and Cypriot communities) and acts as a form of resistance to assimilation to all three groups” (Ali and Sonn, 2010, p. 431).
This more recent literature, whilst notably limited compared to research prior to
2000, sheds some light on the identity experiences of contemporary second generation immigrant groups. It also points to the need for more research on the experiences of second generation immigrants from emerging immigrant ethnic populations. In light of this, I posit that the current study will provide further insight into the ‘diversity within diversity’ of Australia and build theory in relation to second generation immigrant lived experiences within this context.
Chapter summary
In this chapter I provided an in-depth review of the extant literature on ‘second generation immigrants’. I began with a consideration of the different ways in which researchers have attempted to define and categorise the children of immigrants, often for the purposes of measuring their acculturation in comparison to their first generation counterparts. I then reviewed the current debates in the second
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generation immigrant research in three comparative contexts, namely the United
States, Canada and emerging research from Britain. Within these contexts researchers have sought to enumerate and explore the assimilative patterns of second generation immigrants across a range of indicators. This research points to the highly varied experiences of this population, indicating the ongoing need for research that is sensitive to the layered dynamics and increasing diversity of this broad group.
Following this international review, I then considered the literature in Australia on different second generation immigrant groups. Again, this research is highly varied, reflecting the shifting immigration flows in Australia. In the following chapter, in light of these research trends I further consider the way in which researchers have privileged an immigrant-centred lens developing theory to understand the experiences of second generation immigrants. I also consider the potential limitations of this approach in reinforcing an essentialised view of the second generation based on assumed ‘cultural conflict’ and ‘struggle’.
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Chapter 3 Identity theory and the second generation
Overview of thesis
Introduction
In the previous chapter I provided an overview of the extant literature on second generation immigrants and considered the challenges of defining this population group. In this chapter, I begin by considering the key theoretical developments relating to second generation immigrant identity. Drawing on a critical analysis, I posit that current conceptualisations reveal the prevailing immigrant-centred
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discourse shaping research within the field, which potentially limits possible other conceptualisations of the lived experiences of second generation immigrants. I next consider more recent attempts to translate intersectionality theory from feminist critiques to migrant identity research. In the latter part of the chapter I propose the application of Discourse Theory as presented by Laclau and Mouffe (1985), which provides the ontology and theoretical framework for this study. In particular, I discuss the applicability of this approach for understanding the pervasiveness of discourse in shaping how we understand and interpret the construction of second generation immigrant identity.
Current theoretical perspectives on second generation immigrant identity
Theoretical developments concerning immigrants and subsequent generations have frequently sought to explore the acculturative patterns of second generation groups in comparison to their immigrant parents or peers and in contrast to second generation cohorts overtime (i.e. old versus new), as I discussed in the preceding chapter. In the following sections I review some of the key theoretical debates in the literature, specifically related to acculturation and assimilation theories and comparative, yet complementary notions of hybrid identity and culture. A range of literature is included to highlight the historical development of these key theoretical traditions and provide a point of comparison to the theoretical framework adopted in this thesis, which I outline further in this chapter.
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Acculturation and assimilation: navigating the ‘cultural divide’
Early assimilative theories on immigrants have been pivotal in shaping contemporary debates surrounding the second generation. Gordon’s (1964) assimilation typology serves as an example of one of the initial theoretical frameworks presented for understanding the process of immigrant assimilation into mainstream society. Providing a system for understanding the complex, yet supposed step-wise process of immigrant assimilation, Gordon’s (1964) typology involves a number of steps or stages encompassing: cultural, structural, marital, identificational, attitude-receptional, behaviour-receptional, and civic assimilation.
Gordon argued that immigrant assimilation would eventually occur through a sequential process of migrants simultaneously shedding their own culture and adopting that of the receiving society, often over generations. In this view, immigrants are seen to adapt to the new country through cultural assimilation or acculturation however, this process does not necessarily mean immigrants will experience other forms of assimilation, such as entrance into institutions. Thus structural assimilation is necessary for other forms of assimilation to progress.
Core to this typology is the assumption that over generations and through intermarrying ethnic groups will eventually cease to exist and will instead merge with the mainstream.
An adaptation of this view is ‘straight line assimilation’ (Gans, 1992; Sandberg,
1973; Warner and Srole, 1945); the notion that with each sequential generation comes the next stage of immigrant assimilation and a further step away from a
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connection to their original ethnic community and culture. This intergenerational view has been critiqued by scholars on the basis of the underlying assumption that ethnic cultures are isolated from outside influences and conditions and thus will gradually fade from the generations without interference from the host society.
Instead, it has been suggested that ethnic cultures may undergo considerable modification in response to external conditions, and even experience periods of revival (Conzen, Gerber, Morawska, Pozzetta, and Vecoli, 1992; Glazer and
Moynihan, 1970; Greeley, 1977).
In a later article, Gans (1992) proposed what he terms the ‘second generation decline’; the inability of ‘new’ second generation groups (non-European) to experience the upward mobility that European second generation groups experienced previously in the United States. The ‘bumpy-line theory of ethnicity’ has instead been proposed as an alternate view emphasising the central idea that assimilation is an intergenerational step-wise process that, whilst involving divergent tangents, still progresses along a general linear direction.
Portes and Zhou’s (1993) pioneering work on the notion of ‘segmented assimilation’ provides a different approach to early assimilative theories, focusing on the increasingly divergent assimilative patterns of contemporary migrant groups: the ‘old’ and ‘new’ second generation cohorts, and sub population groups within the second generation. From this perspective there are three possible
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avenues of second generation adaptation within the context of the United States.
The first corresponds with the ‘straight-line’ assimilation model, highlighting the acculturation patterns of members of the ‘old’ second generation from European backgrounds into the ‘white-middle class’ of the ‘host’ society. Downward assimilation, as a second and contrasting avenue, emphasises the integration of members of the second generation into lower-socioeconomic groups or the
‘underclass’. Bankston (1998), in a review essay, underlines the increasing presence of youth gangs, many of whom have a strong second generation constituency in the United States, highlighting the phenomena of downward mobility within the ‘new’ second generation in this context. Alternatively, upward assimilation, as a third possible avenue, draws attention to the role of ‘coethnic’ connections, or strong affiliations with communities and associated ‘cultural values’ in supporting and propelling the ‘rapid economic advancement’ of some second generation groups, often well above that of their mainstream peers (Portes and Zhou, 1993).
Portes’ (1996) conception of the second generation as ‘the generation in transition’, pertinently captures a common idea within research of a generation which is struggling to negotiate a supposed ‘cultural divide’ or experiencing, what Zhou
(1997, p. 83) has termed, the “clash between two social worlds”; that of their migrant parents/family/community, and the supposedly contradictory ‘culture’ of
‘mainstream society’. ‘Intergenerational cultural dissonance’, or the struggle to reconcile parental cultural values (Choi et al., 2008), is suggested to commonly
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occur during adolescence as this is the life stage that is often characterised by an
‘identity crisis’ (Erikson, 1968; Rumbaut, 2004), where members of the second generation are more likely to identify with the values and social practices of the host society (Rumbaut, 1997). As part of this “dissonant acculturation” (Portes and
Rumbaut, 1996; 2001), the second generation are vulnerable to ‘intergenerational conflict’ encompassing issues regarding “independence, space, finances, activities outside home, sexual relationships, values, expectations of success, and family responsibilities” (Francis and Cornfoot, 2007, p. 17).
Perlmann and Waldinger (1997) provide a critical reconsideration of ‘second generation decline’ by reviewing the second generation upward mobility in the past and considering comparisons to present trends. The authors contend that proponents of the ‘second generation decline’ perspective have been too pessimistic in light of the similar challenges they believe European immigrants and their offspring faced early on. Instead they argue that contemporary immigrants face greater class differentials within American society, with a large portion of the
‘new’ immigrant and second generations often found to experience high-class status, as is true for the case of Jewish and Asian immigrant generations in that context. From this class positioning, the authors suggest that they have greater agency to shape not only their own lives (i.e. higher educational attainment than peers) but also a greater ability to transform the ‘host’ country, in this case
America.
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Acculturation, with its associated issues of intergenerational conflict and identity crisis may reflect a valid experience of the second generation. This acculturative perspective, whilst critiqued and developed in relation to the experiences of different waves of second generation immigrants, has prevailed as the dominant theoretical framework in the field since the establishment of Gordon’s typology in the 1960s. However, this perspective promotes an immigrant-centric discursive construction of the second generation. Specifically, by focusing on the assimilative experiences of the second generation, researchers are implicated in the construction of the second generation as ‘insiders, on the outside’, which involves a series of linked assumptions. Firstly, there tends to be an unquestioned assumed binary between the seemingly homogenous cultures of the ‘host’ society and the immigrant group in question (Viruell-Fuentes, 2011). Secondly, it is assumed that the second generation, as ‘migrant offspring’, will inevitably have to engage in a struggle to navigate the assumed ‘cultural divide’. Research that uncritically privileges these theoretical frames for second generation research, I argue, contributes to the discursive construction of an essentialised identity of the second generation, insofar as the hegemonic immigrant-centred view of culture and the second generation is continually reinforced and ‘naturalised’. Other possible avenues of identification are thus rendered invisible, in turn foreclosing other possible lived experiences from being identified and understood.
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Hybridity theory: The case for cultural mixture
Hybridity theory presents an alternative perspective to considerations of shifts in identity and culture as a result of migration. Hybridity initially emerged in post- colonial critiques of cultural imperialism (Bhabha, 1994; Canclini, 1990; Hall,
1992; Spivak, 1988). Bhabha’s (1994) examination of hybridity, drawing on the work of Said, proposes that central to the process of colonisation is the attempt of the colonial power to structure the identity of the ‘colonised’ (read the ‘other’) to resemble that of the coloniser (Easthope, 1998). In this process, the coloniser is conceived as a ‘snake in the grass’ who ‘speaks in a tongue that is forked’; through mimicry the colonised establishes a mimetic representation of the coloniser and in doing so, destabilises the dominance of the coloniser (Easthope, 1998). A hybrid identity arises however, when the coloniser fails to produce a similar identity but instead a new identity is formulated. This ‘in-between space’, which Bhabha
(1994) refers to as the ‘third space’, represents a site of liminality; a place or moment where the subject becomes ambiguous thus presenting a moment of anxiety for the coloniser. In turn, he argues that by producing a form of ambivalence ‘colonial hybridity’ shifts the dominance of power between the coloniser and colonised.
Extending this theorisation, hybridity has been applied to studies of the effects of identity and cultural mixture in context of migration and more broadly, globalisation (Easthope, 1998; Hutnyk, 2005). In the application of ‘hybridity’ to the mixing of cultures, Pieterse (2001) differentiates between two types of
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hybridity: ‘new hybridity’, heralded by current mixing through migration, trade and globalisation, and the ‘existing or old hybridity’, involving historical combinations, some of which have prevailed to the present. Pieterse (2001) also notes that hybridity can take form as a process (hybridisation), a phenomenon, and as a discourse or perspective, depending on the context in which hybridity operates.
Through its use in migration research, hybridity has been used in a variety of ways linked to race, culture and ethnicity, which Anthias (2001) contends is an attempt to challenge current theoretical understandings of identity. For instance, hybridity has been used to refer to the practices involved in ‘cultural exchange’ through migrants who bring their culture to, and simultaneously negotiate and adopt
(aspects of), the host culture (Voicu, 2011). There is resonance with the idea of a
‘hyphenated identity’, which refers to first and second generation immigrants who identify themselves with a hyphenated category, such as Lebanese-Australian
(Noble and Tabar, 2002). Racial hybridity involving the concept of ‘mixed parentage’ (Phoenix and Owen, 2000) is also of relevance to the field of second generation research in studies that focus on the 2.5 generation (those with a one migrant and one ‘host’ country parent) (Hutnyk, 2005).
There has been some critical debate concerning the way in which hybridity has been used in relation to ‘cultural’ mixture and as an identity state (Anthias, 2001;
Hutnyk, 2005; Pieterse, 2001). In relation to culture, it has been suggested that if
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hybridity is defined by the mixing of cultural experiences, then everything is possibly hybrid, insofar as culture by definition is the so called ‘mixing’ of socially accepted practices, beliefs and ideas held by a particular group of people (Pieterse,
2001). Thus, every culture is an ongoing process of ‘hybridisation’ (Pieterse, 2001) and therefore, it is potentially impossible to identify which culture or person is a
‘hybrid’. This reveals the potential ambiguity of the concept; insofar as hybridity is defined against what it is not (Bhabha, 1994; Easthope, 1998).
In terms of denoting an identity state, the traditional definition of hybridity originates from the Latin ‘hybridia’, refering to the ‘offspring of a tame sow and wild boar’ or the ‘child of a freeman and slave’ (Oxford University Press, 2013). In this instance, the notion of a ‘mongrel’, involving the mixing of two genetically different species, is the result of genetic hybridity (Easthope, 1998). In turn, this conceptualisation promotes a binary, biologically-determined view of identity as the product of ‘racial’ and/or cultural mixture, which is effectively essentialised
(Phoenix and Owen, 2000). The potential application of hybridity to influence essentialised identities has been noted within studies of the children of ‘white’ and
‘black’ mixed parentage (Phoenix and Owen, 2000). Phoenix and Owen (2000, p.
73) note that binary constructions have led to conceptualisations “…that people can be ‘between two cultures’ or ‘neither one colour nor the other’ and denies that it is possible to have identities which are ‘both/and’, rather than ‘either/or’”.
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This conceptualisation also relates to public debates of the authenticity of
Indigenous people and their identities. Such debates tend to draw on biological and racialised constructions of identity, where skin colour and the ‘quantum’ of
Indigenous ancestry are used to challenge the authenticity of Indigenous identities
(Gelber and McNamara, 2013; Wall, 1997). These constructions effectively essentialise Indigenous identities by eliding any lived experience beyond that which can be genetically defined.
From these critiques, I suggest that the application of hybridity to denote both cultural mixing and an identity state has the potential to reinforce a binary division between those who are ‘mixed’ and those who are not. I contend that aspects of cultural hybridity echo the acculturation perspective outlined before, where a
‘cultural divide’ notion is reinforced. However, this time it is between those who are ‘pure’ and those that are ‘mixed’ and are rendered the ‘other’.
Whilst limited, constructs of hybridity have been argued to have potential explanatory power if taken to denote a process in the formation of identity as opposed to an identity state (Parker, 1995; Phoenix and Owen, 2000; Young, 1995).
For instance, Anzaldua’s (1987) borderlands theory addresses the dominance of cultural essentialism in identity constructions. Establishing the ‘mestiza’ consciousness – being of ‘white’, Mexican and Indian descent – she critiques the seemingly invisible borders between culturally pre-determined identities, such as those that exist between men and women, migrants and non-migrants and
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Indigenous and non-Indigenous people. Anzaldua (1987) posits that an inability to fit within these categories results in an outsider status. Borderlands, which
Anzaldua presents as the site at which multiple identity and cultural borders intersect, is a space in which individuals engage in a process of challenging binary identities and assert a form of negotiated hybrid cultural identity. This ability to negotiate and assert multiple cultural influences has been further elaborated on by
Pallotta-Chiarolli (2004) where she considers the motif or metaphor of a tapestry to conceptualise the dynamic interweaving of ‘multiple lifeworlds’ or cultural identities. Pallotta-Chiarolli (2004) suggests that points of tensions and convergence of these cultural identities are harnessed in her own academic work to position herself in relation to and explore the multiple life worlds of her participants.
Extending this latter perspective, in the following sections I consider the application of poststructural understandings of identity as fluid, dynamic, shifting and multiple through the application of intersectionality theory and Laclau and
Mouffe’s (1985) Discourse Theory within second generation immigrant identity research. I suggest that these theoretical perspectives can assist in capturing a more nuanced understanding of the continual process of ‘combination’ that second generation immigrants experience when negotiating their identity(s) across multiple axes of difference.
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Turning to intersectionality theory
Researchers have more recently attempted to assess the utility of intersectionality theory, originally developed within gender and race studies, to the field of migration studies (Bürkner, 2011). When initially conceived, intersectionality signalled a departure from previous analyses within gender studies and more generally ‘identity politics’, which tended to emphasise the structural category of gender in relation to other inequalities (i.e. social class and race). Scholars during the 1980s covering a range of feminist to anti-racist studies suggested that it was not possible to treat multiple types of oppression in isolation from each other, nor view them as equal categories to be added together (Anthias and Yuval-Davis,
1983; Brah and Phoenix, 2004; Crenshaw, 1989; Davis, 2008; hooks, 1984; McCall,
2005; Nash, 2008; Yuval-Davis, 2006).
Intersectionality was coined by Crenshaw (1989) in the late 1980s as a problematisation of the treatment of the law in relation to the employment of
‘black’ women in the United States, which by design was only able to recognise one category of discrimination at a time (Yuval-Davis, 2006). This was illuminated by the experiences of ‘black’ women, who Crenshaw (1989) argued:
…sometimes experience discrimination in ways similar to white
women’s experiences; sometimes they share very similar
experiences with Black men. Yet often they experience double
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discrimination—the combined effects of practices which
discriminate on the basis of race, and on the basis of sex. And
sometimes, they experience discrimination as Black women—not
the sum of race and sex discrimination, but as Black women.
In line with this critique, intersectionality was proposed to capture the notion that subjectivity or subject positioning can be characterised by the overlay and intersection of various categories and variables, contingent on the historical and contemporary context (Bürkner, 2011; Crenshaw, 1989; Nash, 2008). In turn, the notion of an ‘intersection’, where several lines or axes of difference and discrimination are mutually constituted (Davis, 2008), allows for consideration of the multiple socio-cultural factors that contribute to oppression and marginalisation.
Importantly, it allows for a departure from identity politics, which tends to emphasise differences between groups but overlook differences within groups
(Crenshaw, 1991; Nash, 2008; Phoenix and Pattynama, 2006). As a response to this limitation, intersectionality promotes the exploration of multiple forms of discrimination, seeking to uncover differences within categories of identification such as women, those of colour and so forth. Moreover, there is an explicit recognition of privileging a focus on the experiences of marginalised subjects, addressing the historical absence of these voices in scholarship (Nash, 2008).
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As Davis (2008) notes, there is contestation as to whether intersectionality can be viewed as a ‘crossroads’ of different identifications (Crenshaw, 1991), axes of difference (Yuval-Davis, 2006) or as a dynamic process (Staunæs, 2003), and as to whether intersectionality should be directly applied to studies of individual identity or considered as a feature of structure and discourse. There has been variable application of intersectionality within research as a result of these different approaches (Phoenix and Pattynama, 2006).
For instance, there is debate as to whether intersectionality is a theory of the specific marginalised subject positions or more a general theory of subject positions (Nash, 2008). Considering the former perspective, Nash (2008) observes that intersectionality scholarship has tended to exclude the study of any identities that are perceived to have any privileged position, even though these identities are also the result of intersections and power imbalances. Proponents of the latter perspective suggest that intersectionality extends to all subject positions, which are the interplay of multiple categories, including race, gender, sexual orientation, country of birth etc. (Nash, 2008; Zack, 2005). Within this perspective it can be argued that within an identity category the experience of privilege along one axis does not undervalue intersectionality claims. For instance, a woman may experience discrimination due to race or class in one context, but also experience privilege due to another aspect of their identity with another context (Zack, 2005).
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Yuval-Davis (2006) discusses the complexity faced by researchers in providing a multiple level analysis that captures the structural and political processes that produce marginalisation, such as racism, patriarchy, class oppression, as well as the individual/everyday level interactions and experiences of discrimination, which are structured by these macro level processes. Whilst some researchers choose an analysis that clearly differentiates between these levels (Maynard 1994), others caution such an approach. Instead these latter scholars argue that ‘structure’ and ‘individual level’/‘cultural experiences’ of marginalisation should be viewed as
“relational processes and neither is privileged over the other” (Yuval-Davis, 2006, p. 199).
A further consideration in the application of intersectionality theory is the need to analyse what Nash (2008, p. 7) terms ‘multiple burdens’ or “the intersections of privileges and burdens” that exist beyond the categories of race and gender. This critique partly arises from Crenshaw’s original application of intersectionality theory, which was to demonstrate that neither the category of ‘woman’ or ‘black’ was sufficient to capture the notion that ‘back women’ are burdened in multiple ways. Whilst a ground-breaking analysis, the focus on race and gender resulted in an elision of other ‘burdens’ faced by ‘black’ women. Nash (2008) contends that this in turn effectively configures race and gender as the primary sites of experience for ‘black’ women. Instead, by extending the reach of intersectionality theory, it provides an alternative ontological position to identity politics, in that it avoids focusing on one identity category at a time or in isolation (Phoenix and
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Pattynama, 2006). Furthermore, as Phoenix and Pattynama (2006, p. 187) posit, this latter take on intersectionality promotes the epistemological stance that social positions are considered relational.
Yuval-Davis (2006) contends that a practical issue remains: how to identify the many possible social divisions within a given context and how to select which ones to incorporate into an intersectional analysis of that context. The list of possible social divisions may include: socio-economic status, nationality, sexual orientation, age, disability, mental ill-health, and migrant status, amongst many others (Bradley,
1996; Brah and Phoenix, 2004; Meekosha and Dowse, 1997; Nash, 2008). This notion of a ‘limitless list’ has been critiqued for instance, by Butler (1990) in relation to the use of ‘etc.’ to denote the possibility of limitless social divisions.
Butler (1990) argues that the usage of ‘etc.’ at the end of a list indicates a “sign of exhaustion as well as the illimitable process of signification itself” (p. 143).
However, others have critiqued this perspective, arguing that this notion is largely limited to the ambit of identity politics (Yuval-Davis, 2006). Instead, it is suggested that to overcome the ‘illimitable process of signification’ the analysis of social divisions should be situated within the specific historical and political conditions that structured those social divisions. Additionally, the meaning/value attributed to certain social divisions within a specific historical/political context, and the interconnectedness of those social divisions need to be simultaneously considered
(Knapp, 1999; Yuval-Davis, 2006). The historical landscape and specific political struggles will assist in determining which social divisions and intersections are
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attributed with meaning and thus, which sites of multiple marginalisations are salient within that context.
Intersectionality holds potential for advancing migration studies and more specifically second generation research by promoting a thorough consideration of both structure and agency, while avoiding previous cultural essentialism (Bürkner
2011). In turning to the utility of intersectionality to second generation research,
Anthias (2001) argues that in addition to approaches that acknowledge the multi- layered nature of ‘identity’, there is a continuing need to recognise both the “social relations of ‘othering’ on the one hand, and resource struggles on the other” or what she terms ‘translocational positionality’. The translocational approach, which she proposes, suggests that lives, such as those of the second generation, are:
…located across multiple but also fractured and inter-related
social spaces. Narratives and strategies of identity and belonging
are relationally produced (in terms of both commitment and
struggle). They are situational, temporal and subject to different
meanings and inflections. The notion of translocational moves
away from the idea of cross-cutting groups, which characterizes
much of the discussion of intersectionality and enables a focus on
wider social processes in a space and time framework. (Anthias,
2009, p. 12)
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In turn, translocation is an active critique of previous ‘culture’ dominated second generation research, where a singular category of identity is emphasised. Instead consideration of several axes of difference that intersect with the category of ‘the second generation immigrant’ is promoted. Furthermore, Anthias (2001, 2009) extends the notion of ‘intersectionality’, by privileging a situated and contingent analysis of second generation experience, in that the role of structure features as a key aspect of analysis. The translocational aspect allows us to undertake specific and localised analysis of second generation experience; one which pays attention to the spatial and contextual processes involved in identity construction and experience. Positionality provides a space to consider the intersection of structure and agency in the processes of identity construction, negotiation and contestation.
Proposed methods of applying intersectionality in terms of analysis have been to date somewhat limited. This is partly due to the emphasis on the theoretical critique focus of intersectionality in and of itself, as well as the difficulties of developing a method that can capture the complexity of analysis of the intersections of different social divisions whilst also accounting for the historical and political context and processes structuring these intersections (Nash, 2008). In response, McCall (2005, p. 1772) presents three methodological approaches. First, anticategorical complexity encompasses a critique of the validity of current analytic categories. As McCall (2005) outlines, scholars within this approach argue that categories such as race and gender are too simplistic to encompass the complexity of lived experiences of identity and oppression and instead seek to
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bring to light the social/political processes that draw boundaries of exclusion and mark subjects within certain categories. Second, intracategorical complexity focuses on marginalised intersectional identity and research. Those adopting this approach seek to uncover the lived experiences of subjects within such groups.
This research addresses the multiple burdens that an individual might experience due to being positioned within multiple, intersecting social divisions. Similar to intracategorical complexity, McCall’s (2005) final proposed and favoured methodology of intercategorical complexity also uses as its starting point current analytical categories. However, research adapting this approach furthers the analysis from individual lived experience in an attempt to illuminate the inequality between social groups and analyse the shifting nature of these inequalities.
In taking up the concerns of intersectionality outlined above and a translocational positionality perspective within second generation immigrant studies I propose the use of Discourse Theory, as articulated by Laclau and Mouffe in their seminal text Hegemony and Socialist Strategy (1985). I contend that Discourse Theory is aptly positioned as an ontology and theoretical framework to examine the discursive constructions of second generation immigrant identity whilst promoting the principles of intersectionality. I suggest that Discourse Theory allows for an analysis, which takes into account the historically situated and contingent nature of intersecting social divisions while also promoting engagement with individual experiences of multiple burdens, across multiple axes of power. As I will outline in the following sections, Discourse Theory promotes an
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understanding of the interconnectedness between structures that create and reinforce forms of discrimination and the individual experiences of these along several axes of oppression. I begin with a consideration of the ontological assumptions of Discourse Theory, namely the primacy of the political and the impossibility of separating the discursive and non-discursive. I then consider what
‘discourse’ is in relation to the construction and contestation of identity and examine the key concepts central to this theoretical framework, including articulation, hegemony, social antagonism, logics of equivalence and difference and myths.
Discourse Theory: An ontology
The first ontological assumption of Discourse Theory is the primacy of the political in the construction of discourse and identity. Generally speaking, within Marxism it is proposed that society is determined by a foundational economic/material base, which in turn determines the political ‘superstructure’. It is through ‘relations of production’, such as employee and employer, that occur at the base that ‘determine the economic structure or foundation of society’. Therefore, in this view it is
‘material’ production that structures other domains of life, such as the social and the political. Gramsci (1991) critiqued this notion by introducing a dialectic relationship between the base and superstructure, whereby the base acts on the superstructure and political processes (the superstructure) also are capable of acting back on the base.
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Building on Gramsci’s interpretation, Laclau and Mouffe (1990, p. 33), argue that
“the economic space itself is structured as a political space first and foremost”, highlighting that the political processes are considered the most important – politics has primacy. From this perspective, as noted by Howarth and Stavrakakis
(2000, p. 8), Discourse Theory:
…implies that all ideological elements in a discursive field are
contingent, rather than fixed by a class essence, and that there is
no fundamental class agency or political project that determines
processes of historical change in an a priori fashion.
As a result, the political is elevated so that it has ontological primacy over other domains such as the social and economic. Furthermore, Laclau and Mouffe argue for the primacy of political concepts, such as hegemony and antagonism, relating to the idea of conflict and struggle, as these operate to determine ‘the social’.
The second ontological assumption relates to the impossibility of dividing discursive and the non-discursive. In Foucault’s approach to conceptualising the role of discourse, a clear division is maintained between the discursive - the rules of formation that determine the objects of a particular discourse - and the non- discursive - the [material] practices and conditions that are beyond discourse. For example, within a Foucauldian perspective, what is discursively constructed as the
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criteria for belonging to a nation, such as being a citizen of that country, is seen as separate to the political and institutional practices, such as regulating who can apply for citizenship and on which basis citizenship is granted. This idea is emphasised in Critical Discourse Analysis (CDA) (Fairclough, 1995, 1995) where discourse is viewed as a linguistic process (written and spoken language as well as visual images) and the non-discursive dimension is considered to be social practices (i.e. applying for and being granted citizenship).
In comparison, Laclau and Mouffe (1985) do not view discourse as language alone.
Instead, discourse encompasses all social processes - it is language and practice. In stating this Laclau and Mouffe (1985) do not suggest that the ‘material’ is no longer important. For example, to draw on the example cited above, the conditions of citizenship are governed by administrative and legislative procedures.
Underpinning both these aspects, are the political processes and struggles over what criteria provides the basis for belonging to a nation. In turn, this places value on ‘citizenship’ as a meaningful way of belonging to a country, and being a non- citizen as having obvious implications for non-participation in a country’s life.
Material/textual practices cannot be separated from the political discourse of national belonging, as they are part and parcel of the discursive process. From this perspective, it is not possible to divide the linguistic and material components of a discourse, as they act together to form a discourse.
Critics of Discourse Theory often misunderstand Laclau and Mouffe’s (1985)
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conception of discourse and the discursive, couching it in terms of a realist versus idealist or thought versus reality contest. As such, critics suggest that Laclau and
Mouffe (1985, p. 108) believe ‘reality’ no longer exists. Laclau and Mouffe dismiss this assertion stating:
The fact that every object is constituted as an object of discourse
has nothing to do with whether there is a world external to
thought, or with the realism/idealism opposition. An earthquake
or the falling of a brick is an event that certainly exists, in the
sense that it occurs here and now, independently of my will. But
whether their specificity as objects is constructed in terms of
‘‘natural phenomena’’ or ‘‘expressions of the wrath of God’’,
depends upon the structuring of a discursive field. What is denied
is not that such objects exist externally to thought, but the rather
different assertion that they could constitute themselves as
objects outside any discursive conditions of emergence. (Laclau
and Mouffe, 1985, p. 108)
In Discourse Theory, the domains often referred to as the physical and social exist, however we are only able to access such objects through discourses, which are symbolic systems of meaning (Jorgenson and Phillips, 2002). Laclau and Mouffe argue against the idea of objects or subjects having a priori meaning. Instead, drawing on the Lacanian notion of ‘the lack’, whereby all attempts to fix meaning
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are seen as efforts to remedy primordial estrangement, they argue that there is an on-going attempt to fill this lack by actively constructing meaning at specific historical and political moments. This is achieved by the process of drawing frontiers or boundaries between ‘insiders’ and ‘outsiders’ (Howarth and
Stavrakakis, 2000). In the following sections on Discourse and other critical concepts, I will return to this notion of frontiers, and the role of opposing meanings, through the logics of equivalence and difference as central to the construction of subject positions and identity.
Discourse Theory: A political identity theory
Much of the work undertaken by Laclau and Mouffe in establishing Discourse
Theory as a theory of political identity has involved critiquing and combining
Marxist, poststructuralist and psychoanalytic theories (Howarth, 1995; Howarth and Stavrakakis, 2000). Drawing from this base, Discourse Theory views society or the ‘social’ as a discursive construction which is intrinsically political, insofar as social practices and interactions (speech, talk and actions etc.) can only be rendered meaningful in relation to the power struggles in which they are situated and from which they emanate (Torfing, 1999). As noted by Howarth and
Stavrakakis (2000, p. 3), “Discourse theory assumes that all objects and actions are meaningful, and that their meaning is conferred by historically specific systems of rules”. This provides us with an initial understanding of what discourse is – a system of rules or a signifying sequence that determines objects and the identity of
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subjects (Howarth and Stavrakakis, 2000; Torfing, 1999). More specifically, discourse refers to the temporary and partial fixation of meaning.
Discourses are formed through articulatory practices:
We will call articulation any practice establishing a relation among
elements such that their identity is modified as a result of the
articulatory practice. The structured totality resulting from the
articulatory practice, we will call discourse. The differential
positions, insofar as they appear articulated within a discourse,
we will call moments. By contrast, we will call element any
difference that is not discursively articulated. (Laclau and Mouffe,
1985, p. 105; italics in original)
As this quote asserts, articulation refers to every practice that attempts to fix the meaning of signs in relation to other signs by linking them to a central reference point (Laclau and Mouffe, 1985, p. 112). A nodal point is a privileged sign, which provides the central point around which other signs are ordered. The fixing of signs around nodal points is understood as moments. In other words, discourse involves the fixing of signs in a system where they become moments. Each sign gains its meaning in relation to other signs and the signs are brought together around a master signifier (nodal point) (Jorgenson and Phillips, 2002). Laclau and
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Mouffe (1985) state that moments are the signs that are fixed, creating a unity of meaning. The quotation also introduces the concept of an element as ‘any difference that is not discursively articulated’. Elements are the signs that are empty of meaning and which are capable of having multiple, potential meanings.
As such, articulation involves the process of transforming elements into moments by preventing the other possible meanings.
In the case of this research, articulation can be illustrated by the construct of
‘national identity’ and meaning attributed to the concept of ‘citizenship’ within both traditional national discourse and transnational discourse (Bloemraad, 2004).
In traditional discourse, a number of signifiers (citizen, immigrant, foreigner etc.) acquire meaning by being articulated around the signifier ‘citizenship’, which acts as the nodal point or master signifier. ‘Citizenship’ is also an element, insofar as there are many different competing ways of understanding citizenship. In traditional discourse, by linking ‘citizenship’ to ideas of rights and belonging, citizenship is heralded as a key pillar of national identity and closed national boundaries in terms of explicitly defining ‘who belongs’. As such, targeted interventions are employed by governments to regulate who has access to citizenship, managed through stringent policies and processes. On the other hand, a transnational discourse emphasises deterritorialised citizenship, where the possibility of dual citizenship and multiple allegiances are promoted (Bloemraad,
2004). In turn, ‘citizenship’ is understood in a more fluid sense, where dual citizenship and multiple allegiances are supported and national boundaries are
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more porous. Thus the question of ‘who belongs’ is rendered less clear. The word
‘citizenship’ in and of itself has no a priori meaning. Instead it is through the process of articulation that it is positioned in relation to other signs and gains different meanings.
Nodal points, such as ‘citizen’, are privileged signs that provide the central point around which other signs are ordered. Nodal points are also empty signifiers in that they have no a priori meaning, only acquiring meaning through their association with other signifiers through articulatory practices. Nodal points are what Laclau and Mouffe term floating signifiers, “the signs that different discourses struggle to invest with meaning in their own particular way” (Jorgenson and
Phillips, 2002, p. 29). To clarify, ‘citizenship’ is a floating signifier (empty master signifier), in that it is involved in the continuous struggle between different discourses as the ‘central’ point of meaning. As a nodal point, which indicates “a point of crystallisation within a specific discourse” (Jorgenson and Phillips, 2002, p.
29), ‘citizenship’ provides the ‘central’ point within traditional national and transnational discourses, through the process of articulation.
But what happens to all the possibilities that are excluded? Here, the notion of the field of discursivity (Laclau and Mouffe, 1985, p. 111), as all possible meaning outside of discourse (Jorgenson & Phillips, 2002), is important. The field of discursivity constitutes the ‘theoretical horizon’ in which objects are given meaning through a socially constructed system of rules and significant differences
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(Howarth and Stavrakakis, 2000). It can be imagined as the ‘surplus of meaning’ that signs have or have had in other discourses, but which have been excluded from this discourse in order to create a totality of meaning.
In explaining this idea further, Laclau and Mouffe build on poststructuralist arguments relating to language, namely by critiquing Sassurian linguistics
(Jorgenson and Phillips, 2002; Torfing, 1999). Laclau and Mouffe negate the
Sassurian idea of a closed structure determined by the presence of a privileged centre. Instead they argue that the exclusion of all other possible meaning threatens the internal order of the structure, preventing full closure. In other words, discourse can never be totally fixed or closed because of the threat of being undermined and changed by the multiplicity of meaning outside of the structure
(Jorgenson & Phillips, 2002). Discourses are thus contingent (Howarth and
Stavrakakis, 2000, p. 11); as the transition from elements to moments can never be complete, the establishment of a discourse is dependent on the “constitutive outside” (Laclau, 1990; Laclau and Mouffe, 1985), which in turn threatens its very existence.
It is through hegemonic articulatory practices, by attempts to prevent signs from relating in other ways, that a unified system of meaning or a discourse is established. As a product, certain identities or fixations of meaning become the dominant way of knowing and thereby form, what Laclau (1990, p. 64) terms, our
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collective social imaginary. As defined by Laclau (1990, p. 64), a collective social imaginary is ‘a horizon’ or ‘absolute limit which structures a field of intelligibility’
(Howarth and Stavrakakis, 2000). This can be understood as ‘objectivity’ of meaning, insofar as whilst a discourse appears static and unchallenged or naturalised, the moments of discourse can become elements and thus open for new articulations of meaning. For instance, the notions of ‘the country’ or ‘the nation’ within patriotic discourses are imagined as if they exist as a totality (closed structure) by ascribing them an ‘objective’ nature. However, this totality is still an imagined entity and is open to change, depending on how it is articulated, for instance by a right-wing versus left-wing politician (Jorgenson and Phillips, 2002).
As referred to above, ‘the country’ and ‘the nation’ are floating signifiers (empty of meaning), in that they are invested with different meanings and linked to other signifiers by different discourses, thus appearing as a totality.
Laclau (1990, p. 61) discusses the role of myths to further elaborate on hegemony of discourse. Myths arise from structural dislocation providing new spaces for representation of identities or meaning, with the intention of disrupting the very space of dislocation from which it can emerge (Howarth and Stavrakakis, 2000)
Hegemonic articulatory practices utilise myths to temporarily structure the social or a subject position in the event of an antagonistic struggle in order to make acts meaningful or seemingly ‘objective’ within a discourse (Howarth and Stavrakakis,
2000). When a myth reaches the point of dissolving a given social disruption the myth is translated into a social imaginary (Howarth and Stavrakakis, 2000), in that
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the horizon of possible meaning is limited to the confines of the hegemonic discourse.
The very process of hegemonic articulation depends on, and can be subverted or displaced by, antagonisms through the exercise of power (Howarth and
Stavrakakis, 2000; Jorgenson and Phillips, 2002). Antagonisms, as a negative instance, characterise the conflict between discourses, or the way discourses mutually exclude one another in the constant struggle to fix meaning (Jorgenson and Phillips, 2002, p. 28). The presence of antagonisms enables discourses and the subject positions they engender to be destabilised from the outside (from the field of discursivity), and through the rearticulation of its elements, discourse is challenged by an alternative discourse. From the perspective of psychoanalytic theory this occurs when a subject position is called into question, usually during a crisis, and the presentation of an opposing or contrasting identity destabilises the seeming ‘objectivity’ or naturalised certainty of that identity. In a Lacanian sense, antagonisms reveal ‘the lack’ at the centre of all social identity and ‘objectivity’
(Howarth and Stavrakakis, 2000, p. 14). Through antagonisms, the prevention of identity is experienced by both the oppressor and the oppressed:
Insofar as there is antagonism, I cannot be a full presence for
myself. But nor is the force that antagonizes me such a presence:
its objective being is a symbol of my non-being and, in this way, it
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is overflowed by a plurality of meanings which prevent it being
fixed as full positivity. (Laclau and Mouffe, 1985, p. 125)
To account for the presence of antagonisms, Laclau and Mouffe introduce the logics of equivalence and difference and myths. The logic of equivalence operates within articulatory practices to create a single chain of equivalence, emphasising similarities between identities over the differences of the ‘Other’. Frontiers are drawn, dividing the field of discursivity into two competing camps (antagonistic poles) and, in turn, strengthening the link or chain between the similar identities
(Howarth and Stavrakakis, 2000). Logics of difference do the exact opposite. They involve expanding the system of difference by dissolving the chains of equivalence, thus weakening the antagonistic polarity between the competing camps. Thus the similarities between identities, established through logics of equivalence, are called into question through logics of difference, blurring the necessary distinction between the ‘insiders’ and ‘outsiders’.
Based on the ideas of antagonisms and logics of equivalence and difference, the
‘subject’ in Discourse Theory can been explored. In theorising subject positions,
Laclau and Mouffe appropriate Derrida’s (1998) notion of the ‘constitutive outside’, arguing that identities are determined by difference or in relation to the ‘other’. As such, subject positions are relationally dependent and thus contingent. Because of this, neither the subject nor the other is fixed or stable. Moreover, distinctions between the subject and the other cannot be distinguished as they both form each
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other; the outside is constitutive. In other words, Derrida’s (1998) notion of the constitutive outside suggests that without the existence of the other, the subject in question could not be determined, but at the same time, the presence of the other prevents the complete closure of the subject.
The psychoanalytical concept of subject as lack further supports this claim. Lacan argued that there is an on-going experience of a lack that we strive to fill, but never completely close. Lacan’s theory of the infant argues that, whilst in symbiosis with the mother the infant experiences completeness. When detached that completeness is remembered. Overtime the child is socialised and through discursive representations is shown (from the outside) ‘who she/he is’ and the conditions of that identity. Whilst these ideas are internalised there is a constant feeling of disconnect with those outside representations that are attempting to fill the internal order. As the outside determines the subject, which in turn never completely aligns or fills the lack, the attainment of a full identity is impossible.
The subject is therefore split or fractured into multiple subject positions (Howarth and Stavrakakis, 2000; Jorgenson and Phillips, 2002).
Returning to Derrida’s notion of the ‘constitutive outside’, and linking this with the lack of the subject, we can see how the outside or the other identity is both constitutive of the subject and also prevents it from ever being complete. Thus, as
Laclau and Mouffe (1985) posit neither identity is ever fully closed, with the
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hegemonic discourse instead conditioning the subject and its outside at any given moment.
Drawing on Althusser’s approach to the subject, Laclau and Mouffe suggest that subjects are interpellated (Laclau and Mouffe, 1985). Subject positions are engendered by discourses (discourse designates the positions people will occupy), which in turn provide the basis for choices in relation to identification at various points in time. Thus, the subject is not autonomous in the sense that they are free to choose subject positions. For example, in migration law the subject positions of
‘immigration officer’, ‘foreigner’ and ‘citizen’ are specified. Corresponding to these positions are certain expectations about how the different subjects will interact, for example at immigration clearance at the airport.
According to Laclau and Mouffe (1985), subjects are also fragmented, in that they can be given many different positions by different discourses. For example, subject may be a ‘mother’ in a family situation, an ‘employee’ in the work place and a
‘foreigner’ when arriving in a new country. Whilst the shift between subject positions is usually not obvious, if competing discourses attempt to simultaneously interpellate subject positions, the subject is interpellated in different positions at the same time. As indicated above, the subject is split or fractured, and as such the subject is constituted by an ensemble of different ‘subject positions’ that do not necessarily accommodate one another. For example, when it comes to voting in elections, the subject could be interpellated as a feminist, worker or conservative
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(Jorgenson and Phillips, 2002). Whilst they all seem like plausible subject positions, due to their contrasting nature the subject becomes overdetermined. This refers to the way in which the subject is positioned by several conflicting discourses and as a result conflict arises (Jorgenson and Phillips, 2002). In Laclau and Mouffe’s view, subjects are always overdetermined as they will always be spilt across many different subject positions. Subject positions appear naturalised, or not in conflict, as a result of hegemonic processes by temporarily excluding alternative possibilities (Jorgenson and Phillips, 2002).
In summing up, Discourse Theory aims to capture the positioning of subjects within a discursive structure. There is a constant drive to fill the lack of the subject, which is in part addressed by the ‘constitutive outside’ or the other. Thus subject positions are relational. Due to the impossibility of filling the lack however, the subject is also split, whereby they can be ascribed multiple subject positions.
Through discursive articulatory processes, the subject is interpellated into different subject positions, which often conflict with one another resulting in the overdetermination of the subject.
Overall, Laclau and Mouffe’s (1985) notion of the subject highlights the multiplicity of identity - the intersection of competing subject positions at any given moment, and how these are discursively determined through antagonistic process. This theoretical framework, I posit, has potential to expand intersectionality theory, and attend to the concerns of translocational positionality within the context of second
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generation immigrant research. Discourse Theory provides a comprehensive ontology of how knowledge and the material world are constructed through discursive practices that are inherently political and historically contingent.
Specifically, the assumptions of Discourse Theory - the primacy of the political and the impossibility of a divide between the non-discursive and discursive (or the material and non-material) - indicates the pervasiveness of discursive practices in the construction of knowledge and meaning. Thus, as intersectionality and translocational positionality requires, the analysis of identity is situated within the appropriate historical and political context.
As Anne Marie Smith (1991) has noted, Laclau and Mouffe’s Discourse Theory also provides a dynamic theoretical framework for conceptualising political identity, which identifies the role of discourse in structuring subject positions and outlines key concepts of antagonism and hegemony, which elucidate the political struggles inherent within identity construction. By using Discourse Theory as the theoretical framework for this study, the key conditions of intersectionality and translocational positionality approaches to second generation immigrant research can be applied. This will enable an analysis that attends to the previous tension of structure and agency by critically considering the competing discursive conditions that structure available subject positions. In turn, I will be able to actively examine identity as a relational construct which is spatially, temporally, contextually and politically contingent.
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Chapter summary
In this chapter I considered the key theoretical debates on second generation identity relating to the acculturation, which focuses on the ability of the second generation to assimilate into the host society. I also critically outlined the current application of hybridity theory, from post-colonial studies, to migration and cultural research. Drawing on critiques of these perspectives, I argued that current conceptualisations tend to privilege an immigrant-centred notion of the second generation, where they are positioned as ‘insiders, on the outside’, either due to having to navigate an assumed cultural divide or because of their assumed hybrid culture, which positions them on the ‘outside’.
By considering intersectionality theory and translocational positionality, it can be seen that research that examines the intersectional, multi-layered, spatially and contextually situated nature of identity is needed. In taking up this challenge, I subsequently presented Laclau and Mouffe’s Discourse Theory, as an aptly positioned ontology and theoretical framework to examine the discursive construction of second generation immigrant identity. In the following chapter I discuss how Discourse Theory can be extended as a methodological approach for empirical research inquiry, the use of qualitative research within this approach as well as an outline the design of this study.
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Chapter 4 Methodology and study design
Overview of thesis
Introduction
This chapter provides an overview of the theoretical framework and methods I employed in this study to examine the identity and wellbeing of second generation immigrants of New Zealand descent in Australia. Building on the theoretical considerations presented in the previous chapter, I outline the applicability of a
Discourse Theoretical Approach as an appropriate methodology to guide the qualitative methods utilised in this study. This is followed by consideration of the
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importance of ensuring rigour to promote trustworthy qualitative data collection and analysis and how I sought to address this throughout the study. In the latter part of the chapter, I discuss the research design adopted for this study for the purposes of data collection, management and analysis. This involved a genealogical analysis of trans-Tasman immigration and settlement legislation, a discursive analysis of print media articles related to the subject position of New Zealand immigrants in Australia and semi-structured interviews with Australian-born young adults of New Zealand descent. I explain why these methods for data collection and analysis were employed, describe the process of implementing these in a rigorous manner and consider some of the methodological and ethical issues involved.
A methodology: Discourse Theoretical Approach and qualitative research
The applicability of qualitative research within Discourse Theory has been outlined as a necessary aspect for transferring the principles and concepts of
Discourse Theory into a methodological approach. As Carpentier (2010, p. 258) suggests there are “significant parallels between Discourse Theory and the basic principles of qualitative research”, making it a suitable mode of inquiry.
Qualitative inquiry focuses on exploring people’s experiences in particular settings, placing emphasis on understanding the world from the positioning of individuals
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(Denzin and Lincoln, 2003; Jongbloed, 2000). In defining qualitative inquiry there has been a tendency for scholars to provide a contrast from quantitative research, in part because quantitative research has a longer standing presence in ‘scientific research’ (Creswell, 1994; Denzin and Lincoln, 2003). While it is commonplace to distinguish between quantitative and qualitative research when justifying the use of either, it is important to recognise that both approaches provide ways to capture a sense of ‘reality’ (both have different understandings of the concept of reality), providing different and legitimate ways, or frameworks from which to do so
(Denzin and Lincoln, 2003).
While quantitative research aims to objectively “describe, explain or predict phenomena” (Jongbloed, 2000, p. 14) that exist out there in the world and determine cause and effect, “qualitative researchers tend to stress the socially constructed nature of reality, the intimate relationship between the researcher and what is studied, and the situational constraints that shape inquiry” (Denzin and
Lincoln, 2003, p. 13). Qualitative research seeks to move beyond description in order to provide an interpretation of the experiences, emotions, memories and social interactions of diverse individuals and groups (Jongbloed, 2000). Thus qualitative research can support and enhance the information produced from quantitative research. Additionally, when conducting inquiry into a little known area, qualitative research can provide a useful starting point to investigate in a more exploratory and ‘open’ manner the phenomenon in question (Denzin and
Lincoln, 2005).
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Carpentier (2010) suggests that qualitative research is ideally suited for Discourse
Theory because of: the interpretive nature of inquiry, the privileging of social construction in knowledge production, and the contingency of meaning and methods that require openness to meaning within the data. Qualitative methods allow us to capture in-depth data about the way identities and meanings are determined by discourse, and are subsequently interpreted and negotiated by individuals (Howarth, 1995; Howarth and Stavrakakis, 2000). In transferring
Discourse Theory to Discourse Theoretical Analysis, the mission of the discourse analyst is to deconstruct the discourses that are viewed as natural or ‘objective’ through interpretive methods.
As a methodology, a Discourse Theoretical Approach involves drawing on sensitising concepts – the tools that enable researchers to identify ‘what to look for and where to look’ within data and during analysis (Carpentier, 2010). Within
Discourse Theoretical Analysis the primary sensitising concept is discourse, as specifically defined and conceptualised by Discourse Theory (as discussed in
Chapter Three). Secondary sensitising concepts from Discourse Theory are found at two levels – the way in which discourses operate and political identity theory
(table 4.1).
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Table 4.1 Key sensitising concepts of Discourse Theory
Level Sensitising concepts Primary Discourse
Secondary – Discourse Articulation Nodal point Floating signifier Subject position Secondary – Political identity Logics of equivalence and difference theory Antagonism Hegemony (adapted from (Carpentier, 2010))
The importance of text
Drawing on Derrida’s notion that ‘there is nothing outside the text’, Howarth and
Stavrakakis (2000) ague that Discourse Theoretical Analysis can involve many forms of ‘textual’ data. Textual data can include written texts, such as speeches, government reports, legislation, interview transcripts, and media articles, as well as images and symbols (Carpentier and DeCleen, 2007; Howarth and Stavrakakis,
2000).
Within Discourse Theory, all ‘texts’ are regarded “as sets of signifying practices that constitute a ‘discourse’ and its ‘reality’ thus providing the conditions which enable subjects to experience the world of objects, words and practices” (Howarth and Stavrakakis, 2000, p. 6). Specifically, ‘texts’, as a discursive ‘unit’, provide the site at which discourses are recorded in partial ways; it is here that discourse are
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inscribed, enacted and understood in their historical context (Chalaby, 1996;
Phillips and Hardy, 2002). As Philips and Hardy contend (2002, p. 4):
Texts are not meaningful individually; it is only through their
interconnection with other texts, the different discourses on
which they draw, and the nature of their production,
dissemination, and consumption that they are made meaningful.
It is thus the role of the discourse analyst to examine the processes through which certain ‘texts’ are rendered meaningful and in turn how they discursively operate to structure certain discourses (Phillips and Hardy, 2002).
Discourse Theoretical Analysis: Techniques
Various methods congruent with the ontological assumptions of Discourse Theory for analysis can be drawn from linguistic and literature theory. These include
Derrida’s deconstruction ‘method’ (Derrida, 1996), Foucault’s archaeological and genealogical approaches (Foucault, 1972; Koopman, 2009), and Laclau and
Mouffe’s notions of equivalence and difference (Laclau and Mouffe, 1985). Each can be applied to empirical data with the aim of deconstructing or rendering visible the way in which hegemonic discourses are articulated and come to form the collective social imaginary, or come to be understood as ‘reality’.
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When undertaking analysis of specific qualitative textual data, the sensitising concepts of a Discourse Theoretical Approach can be harnessed. For instance, it can be useful to begin by identifying the key signifiers: nodal points, which organise discourses; master signifiers, which organise identity; and myths, which organise
‘the social’. By identifying these key signifiers in empirical data we can begin to examine how discourses and subject positions are discursively organised. As noted in Chapter Three, key signifiers are empty signs, insofar as they have no meaning in and of themselves. Instead it is through their association with other signs, via chains of equivalence that they become filled with meaning. Thus by highlighting how these key signifiers are associated with other signs through chains of meaning we can start to identify discourses, and their identities and social spaces. When undertaking this investigation, both linguistic and non-linguistic practices/objects are part of discourse and can be identified as part of chains of equivalence. In addition, identities can also be examined in line with the notion of chains of equivalence. In particular, by identifying how identities are relationally established or established in relation to the outside (what they are not), we can uncover the chains of equivalence and difference at play (Jorgenson and Phillips, 2002).
By using these concepts, functioning of discourses in empirical material can be examined. In particular, Jorgenson and Phillips (2002, p. 32) suggest that the following questions can be considered to guide analysis: