2015 Fund Oversight Trust and Control

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2015 Fund Oversight Trust and Control 2015 rewarding excellence in business In association with RBC Investor & Treasury Services Fund Oversight Trust and Control Manage your outsourced operations with confidence. Regulators have increased focus on asset manager oversight of out-sourced activities. Meanwhile, fund expenses and investment restrictions have come under more scrutiny, so there is a real case for increased control of outsourced operations. pControl Fund Oversight allows you to keep an independent eye on your outsourced operations with- out increasing staff. It delivers transparency, control, quality management, continuous audit and service level monitoring. For more information on pControl Fund Oversight, go to www.milestonegroup.com.au/effective-fund-oversight pControl Fund Oversight is a registered trademark of Milestone Group. EDITORIAL TO BE THE BEST ❱❱ SOME CATEGORIES HAD LEADING THE JUDGING PROCESS for this year’s awards was a truly gamut- CANDIDATES SO OBVIOUS, THEY running affair. Some categories had leading candidates so obvious, COULD BE SEEN FROM SPACE... they could be seen from space. Two such categories were the fund OTHERS WERE LESS CLEAR-CUT, AND launch of the year and, consequently, the personality of the year – both FIERCELY COMPETITIVE. ❰❰ of which went to Neil Woodford for the phenomenal success of his new firm, Woodford Investment Management, and its inaugural Equity Income Fund. The night’s other other personality award, CIO of the year, was a similarly unanimous choice – the anti-benchmark pioneer Yves Choueifaty of Tobam. That the two winners should have such different investment philosophies shows Europe’s investment industry, like a good portfolio, continues to enjoy a healthy diversity. Other categories were less clear-cut and fiercely competitive, not least in the sections covering specialist, alternative and boutique management companies. The judges’ decisions were not made any easier by the fact so many of the entrants enjoyed a bumper year in terms of asset growth, client wins and returns. The number of positive statistics adorning the entries was a gratifying sight and one that suggests encouraging times are ahead. Regulation continues to dominate the agenda for many market participants, but there is a general consensus that with so many important changes either having gone live or scheduled to do so shortly, a peak has been reached. Should this be the case, the industry can at last get back to the really important task of finalising their awards entries for 2016. Nicholas Pratt Technology & Operations Editor, Funds Europe FUNDS EUROPE funds europe n Published by Funds Europe Limited GROUP EDITOR Nick Fitzpatrick Tel: +44 (0)203 178 5875 [email protected] DEPUTY EDITOR 288 Bishopsgate David Stevenson Tel: +44 (0)203 178 5876 [email protected] n SENIOR STAFF WRITER George London EC2M 4QP Mitton Tel: +971 (0) 4295 4618 [email protected] n STAFF WRITER Kit Klarenberg Tel: +44 (0)203 Tel: +44 (0)203 178 5872 n Fax: +44 (0)203 178 4002 427 5224 [email protected] EDITORIAL DIRECTOR Fiona Rintoul fiona.rintoul@funds-europe. © Funds Europe Limited, 2015 com n TECHNOLOGY & OPERATIONS EDITOR Nicholas Pratt [email protected] n SUB-EDITOR David Ryan n ART DIRECTOR Lucy Erikson n PUBLISHER Alan Chalmers Tel: +44 (0)203 178 5877 alan.chalmers@ funds-europe.com n GROUP SALES MANAGER David Wright Tel: +44 (0)203 178 5878 david.wright@funds-europe. com n EDITORIAL AND EVENTS COORDINATOR Paula Towner Tel: +44 (0)203 178 5874 paula.towner@funds-europe. ISSN 1477-4453 com n WEB MANAGER Steve Dimitrov Tel: +44 (0)20 3178 5873 [email protected] n READERSHIP Printed by Buxton Press ADMINISTRATOR Michael Fennessy Tel: +44 (0)20 3427 5226 [email protected] The views expressed in Funds Europe do not necessarily coincide with the views of the publishers. Although the EDITORIAL ADVISORY BOARD publishers have made every effort to ensure the accuracy of n n the information contained in this publication, neither Funds Eu- Penelope Biggs Northern Trust, London Jean-Baptiste de Franssu Incipit, Brussels Peter Elam Håkansson East rope Limited nor any contributing author can accept any legal Capital, Stockholm n Robert Parker Credit Suisse, London n Todd Ruppert RTR International, London & Baltimore responsibility whatsoever for any consequences that may arise from errors or omissions contained in the publication or from acting on any advice given. In particular, this publication is not SUBSCRIPTION a substitute for professional advice on a specific transaction. Subscription enquiries: [email protected] n Delivery in Europe: €385 n Delivery outside Europe: €495 funds-europe.com 3 FUNDS EUROPE AWARDS Funds Europe Awards 2015 Judges Richard Large, Aberdeen Asset Management Sponsors Nick Baker, Alpha Financial Markets CLS Communication Consulting CLS Communication is a language service provider offering translation, writing and editing. The firm has more than Luke Ransley, Aviva Investors 600 in-house staff and more than 5,000 external language Rakesh Vengayil, BNP Paribas specialists, and provides a comprehensive range of services for end-to-end multilingual text management, from translation Investment Partners and copywriting to design and layout. CLS Communication Edward Glyn, Calastone specialises in the financial, life science, insurance, legal, telecoms and utilities sectors. Steve Butler, Camradata Milestone Group Neil Morgan, Capita Asset Services Milestone Group provides advanced software solutions to the Steve Young, Citisoft funds management industry for asset managers, fund product Trevor Hunt, Columbia Threadneedle managers, fund product manufacturers, fund distributors, life and pension companies and fund service providers. The Diana Mackay, Fund Buyer Focus company was formed in 1998 and now operates globally with Alan Chalmers, Funds Europe clients in Europe, North America, Asia, Australia and South Africa. Milestone Group’s flagship product, the pControl Nik Pratt, Funds Europe funds processing application platform, provides a common Bill Gourlay, Idea Group application environment designed to address a range of current industry priorities. Mike Ryder Richardson, Investec Asset RBC Investor & Treasury Services Management RBC Investor & Treasury Services (RBC I&TS) is a specialist Catherine Doherty, Investit provider of asset servicing, custody, payments and treasury Clare Vincent-Silk, Investit services for financial and other institutional investors worldwide. The firm serves clients from 18 locations across Paul Sutton, Knadel North America, Europe, Asia and Australia, delivering Paul Roberts, Milestone Group custodial, advisory, financing and other services to safeguard clients’ assets, maximise liquidity and manage risk in multiple Mark Low, RBC Investor & Treasury jurisdictions. RBC I&TS had €2.56 trillion in client assets under Services administration and custody as at May 2015. Simeon Downes, SCM Private RBC Investor & Treasury Services 4 December/January 2016 The tower and the glory The great and the good of Europe’s asset management industry gathered at the Tower of London in November for the 11th Funds Europe awards. A total of 20 prizes were given out on the night to both firms and individuals as decided by our independent group of judges, who spent many weeks poring over the numerous entries. The night ended with guests and judges alike happily networking and enjoying the refreshments. funds-europe.com 5 FUNDS EUROPE AWARDS EUROPEAN PERSONALITY EUROPEAN CIO OF THE YEAR EUROPEAN ASSET OF THE YEAR Award winner: Yves Choueifaty MANAGEMENT FIRM OF THE Award winner: Neil Woodford Accepted by: Yves Choueifaty YEAR (ASSETS > €100BN) Accepted by: Saku Saha Presented by: Philippe Award winner: Robeco Presented by: Philippe Lespinard Accepted by: Nicholas Shaw Lespinard Presented by: Steve Butler EUROPEAN ASSET EUROPEAN ASSET EUROPEAN SPECIALIST MANAGEMENT FIRM OF THE MANAGEMENT FIRM OF THE INVESTMENT FIRM OF YEAR (ASSETS €20BN-€100BN) YEAR (ASSETS < €20BN) THE YEAR Award winner: Candriam Award winner: Unigestion Award winner: Ashmore Accepted by: Naïm Abou-Jaoudé Accepted by: Fiona Frick Accepted by: Kevin Bond Presented by: Emma Crabtree Presented by: Phil Davies Presented by: Shiv Taneja EUROPEAN ETF PROVIDER OF EUROPEAN HEDGE FUND FIRM EUROPEAN FUND LAUNCH OF THE YEAR OF THE YEAR THE YEAR Award winner: Amundi ETF Award winner: Aspect Capital Award winner: Woodford Accepted by: Philip Philippides Accepted by: Christopher Reeve Investment Management Presented by: Neil Morgan Presented by: Miller Guo Accepted by: Saku Saha Presented by: Jerome Bloch 6 December/January 2016 EUROPEAN MARKETING EUROPEAN THOUGHT EUROPEAN CONSULTANT OF CAMPAIGN OF THE YEAR LEADERSHIP OF THE YEAR THE YEAR Award winner: Kas Bank Award winner: Schroders Award winner: Alpha Financial Accepted by: Wouter de Jonge Accepted by: Clelia Fabbricatore Markets Consulting Presented by: Pablo Navascues Presented by: Catherine Doherty Accepted by: Nick Baker Presented by: John Kennedy EUROPEAN CUSTODIAN EUROPEAN ADMINISTRATOR EUROPEAN SPECIALIST OF THE YEAR OF THE YEAR ADMINISTRATOR OF THE YEAR Award winner: HSBC Securities Award winner: BNP Paribas Award winner: Alter Domus Services Securities Services Accepted by: Davinia Smith Accepted by: Gina Slotosh Accepted by: Andrew Butler Presented by: Hugh Moir Presented by: Hugh Moir Presented by: Hugh Moir EUROPEAN HEDGE FUND EUROPEAN TRANSFER AGENT EUROPEAN FRONT TO BACK ADMINISTRATOR OF THE YEAR OF THE YEAR OFFICE PROVIDER
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