Cleaner Technologies Substitutes Assessment:

Lithographic Blanket Washes

September 1997

Developed by the Design for the Environment Program in Cooperation with:

The University of Tennessee Center for Clean Products and Clean Technologies,

Printing Industries of America,

The Environmental Group (formerly, the Environment Conservation Board of the Graphic Communications Industry), and

The Graphic Arts Technical Foundation NOTICE

7KLVGRFXPHQWKDVEHHQUHYLHZHGE\WKH86(QYLURQPHQWDO3URWHFWLRQ$JHQF\ (3$ DQGDSSURYHGIRUSXEOLFDWLRQ7KHLQIRUPDWLRQFRQWDLQHGKHUHZDVGHYHORSHGE\WKH(3$ 'HVLJQIRU7KH(QYLURQPHQW 'I( 3URJUDPªV/LWKRJUDSK\3URMHFWLQFROODERUDWLRQZLWKSDUWQHUV IURPWKHSULQWLQJLQGXVWU\DQGWKH8QLYHUVLW\RI7HQQHVVHH0HQWLRQRIWUDGHQDPHVRU FRPPHUFLDOSURGXFWVGRHVQRWLPSO\HQGRUVHPHQWRUUHFRPPHQGDWLRQIRUXVH,QIRUPDWLRQRQ FRVWDQGSURGXFWXVDJHZDVSURYLGHGE\LQGLYLGXDOSURGXFWYHQGRUVDQGZDVQRWLQGHSHQGHQWO\ FRUURERUDWHGE\(3$

'LVFXVVLRQRIIHGHUDOHQYLURQPHQWDOVWDWXWHVLVLQWHQGHGIRULQIRUPDWLRQSXUSRVHVRQO\ WKLVLVQRWDQRIILFLDOJXLGDQFHGRFXPHQWDQGVKRXOGQRWEHUHOLHGXSRQE\FRPSDQLHVWR GHWHUPLQHDSSOLFDEOHUHJXODWLRQV

$GUDIWRIWKH&OHDQHU7HFKQRORJLHV6XEVWLWXWHV$VVHVVPHQW/LWKRJUDSKLF%ODQNHW :DVKHVZDVUHOHDVHGIRUSXEOLFFRPPHQWLQ-XO\$)HGHUDO5HJLVWHU1RWLFHRI$YDLODELOLW\ IRU&RPPHQWZDVSXEOLVKHG$XJXVWHVWDEOLVKLQJDGD\FRPPHQWSHULRG:ULWWHQ FRPPHQWVZHUHUHFHLYHGIURPWKUHHSDUWLHV7KHVHFRPPHQWVZHUHUHYLHZHGDQGLQFRUSRUDWHG DVDSSURSULDWH

7KHIROORZLQJPHPEHUVRIWKH86(3$VWDIIDUHSULPDULO\UHVSRQVLEOHIRUWKH LQIRUPDWLRQFROOHFWHGLQWKLVGRFXPHQW

'I(6WDII

6WHSKDQLH%HUJPDQ-HG0HOLQH'DYLG)XKV

(3$:RUNJURXS

5REHUW%RHWKOLQJ 6XVDQ.UXHJHU 5LFKDUG&OHPHQWV )UHG0HW] -DPHV'DUU 3DXO4XLOOHQ 6XVDQ'LOOPDQ 0RQLFD6ZHHW *DLO)URLPDQ +DQN7RSSHU 6RQGUD+ROOLVWHU 3DXOLQH:DJQHU

7KLVGRFXPHQWZDVSUHSDUHGXQGHU(3$&RQWUDFW':RUN$VVLJQPHQW E\,&),QFRUSRUDWHGRI)DLUID[9$XQGHUWKHGLUHFWLRQRI5REHUWD:HGJH7KH(3$:RUN $VVLJQPHQW0DQDJHUZDV-HG0HOLQH

7KH3HUIRUPDQFH'HPRQVWUDWLRQZDVFRQGXFWHGE\$EW$VVRFLDWHVRI&DPEULGJH0$ XQGHUWKHGLUHFWLRQRI&KHU\O.HHQDQ

$Q\TXHVWLRQVRUFRPPHQWVUHJDUGLQJWKLVGRFXPHQWVKRXOGEHDGGUHVVHGWR

-HG0HOLQH 'HVLJQIRUWKH(QYLURQPHQW3URJUDP 86(QYLURQPHQWDO3URWHFWLRQ$JHQF\ 06WUHHW6:  :DVKLQJWRQ'&

ii PREFACE

7KLVGRFXPHQWLVGHVLJQHGWREHWKHUHSRVLWRU\IRUWKHWHFKQLFDOLQIRUPDWLRQGHYHORSHG WKURXJKWKH')(/LWKRJUDSK\3URMHFW$VXPPDU\ERRNOHWLQWHQGHGIRUSULQWLQJLQGXVWU\ SURIHVVLRQDOVKDVEHHQGHYHORSHGHQWLWOHG6ROXWLRQVIRU/LWKRJUDSKLF3ULQWHUV$Q(YDOXDWLRQRI 6XEVWLWXWH%ODQNHW:DVKHV (3$) WKDWFDSWXUHVPXFKRIWKLVLQIRUPDWLRQLQD VLPSOHUPRUHXVHUIULHQGO\IRUPDW,WLVDYDLODEOHIURPWKH3ROOXWLRQ3UHYHQWLRQ,QIRUPDWLRQ &OHDULQJKRXVHDWWKHDGGUHVVOLVWHGEHORZ

2WKHUGRFXPHQWVGHYHORSHGWKURXJKWKH'I(/LWKRJUDSK\3URMHFWLQFOXGH

 /LWKRJUDSK\3URMHFW)DFW6KHHW (3$)  6ROXWLRQVIRU/LWKRJUDSKLF3ULQWHUV$Q(YDOXDWLRQRI6XEVWLWXWH%ODQNHW:DVKHV (3$)  0DQDJLQJ6ROYHQWVDQG:LSHV/LWKRJUDSK\3URMHFW&DVH6WXG\ (3$.   :RUNLQJ7RJHWKHUIRU3ROOXWLRQ3UHYHQWLRQ/LWKRJUDSK\3URMHFW&DVH6WXG\ (3$)  6XEVWLWXWH%ODQNHW:DVKHV¦0DNLQJ7KHP:RUN/LWKRJUDSK\3URMHFW%XOOHWLQ (3$)  :RUNSODFH3UDFWLFHV0DNHWKH'LIIHUHQFH/LWKRJUDSK\3URMHFW%XOOHWLQ (3$)  9HJHWDEOH(VWHU6XEVWLWXWH%ODQNHW:DVKHV/LWKRJUDSK\3URMHFW%XOOHWLQ (3$)  $:RUNVKHHWWR+HOS

7RREWDLQDQ\RIWKHVHGRFXPHQWVRUIRUIXUWKHULQIRUPDWLRQDERXWWKH'I(3URJUDPFRQWDFW

(3$ V3ROOXWLRQ3UHYHQWLRQ,QIRUPDWLRQ&OHDULQJKRXVH 33,& 86(QYLURQPHQWDO3URWHFWLRQ$JHQF\ 06WUHHW6:  :DVKLQJWRQ'& 3KRQH   )D[  

2UYLVLWWKH'HVLJQIRUWKH(QYLURQPHQW3URJUDP+RPHSDJHDW

KWWSZZZHSDJRYGIH

iii ACKNOWLEDGEMENTS

$VSHFLDOWKDQNVLVH[WHQGHGWR7KRPDV3XUFHOOIRUPHUO\ZLWKWKH3ULQWLQJ,QGXVWULHVRI $PHULFD 3,$ 0DUN1X]]DFRRIWKH(QYLURQPHQWDO&RQVHUYDWLRQ%RDUGRIWKH*UDSKLFV &RPPXQLFDWLRQV,QGXVWU\ (&% 6WX0F0LFKDHORI&XVWRP3ULQWLQ$UOLQJWRQ9$DQG%RE 3HWHUVRIWKH6XQ&KHPLFDO&RPSDQ\IRUWKHLUH[WHQVLYHHIIRUWVRQEHKDOIRIWKH'HVLJQIRUWKH (QYLURQPHQW/LWKRJUDSK\3URMHFW

7KLVGRFXPHQWZDVDOVRGHYHORSHGLQFRRSHUDWLRQZLWKWKH8QLYHUVLW\RI7HQQHVVHH &HQWHUIRU&OHDQ3URGXFWVDQG&OHDQ7HFKQRORJLHVPXFKJUDWLWXGHWR/RUL.LQFDLGDQG'HDQ 0HQNHIRUWKHLUDFWLYHSDUWLFLSDWLRQDQGXVHIXODGYLFH

:HDSSUHFLDWHWKHHIIRUWVRIWKH7HFKQLFDO5HYLHZ7HDPIRUWKHLUKHOSIXOFRPPHQWVDQG UHYLHZVRILQGLYLGXDOVHJPHQWVRIWKLVGRFXPHQWDVZHOODVWKHFRPSOHWHGGUDIW

-- TECHNICAL REVIEW TEAM --

0U%XFN%XUJHVV 0U%DUU\.URQPDQ )RUPHU3ODQW6XSHUYLVRU ([HFXWLYH9LFH3UHVLGHQW &RORUWRQH3UHVV 3ULQWHUV6HUYLFH

0U-DPHV*&UDZIRUG 0U*DU\)/HJUDQG (QYLURQPHQWDO(QJLQHHU$LU0DQDJHPHQW 5HJXODWRU\$IIDLUV0DQDJHU 6WDWHRI:LVFRQVLQ 03ULQWLQJ 3XEOLVKLQJ6\VWHPV'LYLVLRQ 'HSWRI1DWXUDO5HVRXUFHV 0U-RKQ0DF3KHH 0U)UDQFLV'HO%LDQFR 9LFH3UHVLGHQW5HVHDUFK 'HYHORSPHQW )RUPHU6XSHULQWHQGHQWRI2IIVHW3ULQWLQJ %DOGZLQ*UDSKLF3URGXFWV *RYHUQPHQW3ULQWLQJ2IILFH 0U5LFN3ULQFLSDWR 0U&5*DVSDUULQL 0DQXIDFWXUHU3UHVVURRP3URGXFWV %DOGZLQ*UDSKLF3URGXFWV 7RZHU3URGXFWV

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

iv PARTICIPATING SUPPLIERS

:HZRXOGOLNHWRWKDQNWKHVXSSOLHUVIRUWKHLUSDUWLFLSDWLRQLQWKH'HVLJQIRUWKH (QYLURQPHQW/LWKRJUDSK\3URMHFW7KHVHFRPSDQLHVGRQDWHGWKHSURGXFWVDQGWKHQHFHVVDU\ LQIRUPDWLRQWRPDNHWKLVDVVHVVPHQWSRVVLEOH7KHVHVXSSOLHUVFDQEHFRQWDFWHGWKURXJKWKH LQIRUPDWLRQJLYHQEHORZ

$00XOWLJUDSKLFV +0,(QYLURQPHQWDO3URGXFWV 0U:LOOLDP0XUSK\ 0U*HUU\.XWV&KHUDX[ :&HQWUDO5G /DQGTXLVW'U 0W3URVSHFW,/ (QFLQLWDV&$ 3KRQH   3KRQH  

$QFKRU/LWKNHPNR +XUVW*UDSKLFV,QF 0U5D\%UDG\ 0U$USLH.RUNLQ ,QGXVWULDO/RRS1RUWK 6DQ)HUQDQGR5G 2UDQJH3DUN)/ /RV$QJHOHV&$ 3KRQH   3KRQH  

$VKODQG&KHPLFDO,QF ,QODQG7HFKQRORJ\,QF 0U.HYLQ&DOODZD\ 0U(ULF/HWKH Ù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

v PARTICIPATING SUPPLIERS (CONTINUED)

5\FROLQH3URGXFWV 8QLFKHPD,QWHUQDWLRQDO1$ 0U-DPHV.:KLWHKHDG 0U'DYLG:ROII 1RUWKZHVW+LJKZD\ 0V'HEELH'HPSVH\ &KLFDJR,/ 0U0DUFR.DUPDQ 7KH1HWKHUODQGV 3KRQH   6RXWK5DFLQH$YH &KLFDJR,/ 6LHEHUW,QF 3KRQH   0U3DXO-DGULFK :HVWWK6WUHHW :LWFR /\RQV,/ 0U3DWULFN.LOEDLQ 3KRQH   $PHULFDQ/DQH *UHHQZLFK&7 7RZHU3URGXFWV,QF 3KRQH   0U5LFN3ULQFLSDWR 32%R[ 3DOPHU3$ 3KRQH  

vi PARTICIPATING PRINTING COMPANIES

7KHSHUIRUPDQFHGHPRQVWUDWLRQZDVVXFFHVVIXOGXHWRWKHYROXQWDU\SDUWLFLSDWLRQDQG FRRSHUDWLRQRIOLWKRJUDSKLFSULQWLQJIDFLOLWLHV7KDQNVWRWKHIROORZLQJ3,$DIILOLDWHVIRUKHOSLQJ LGHQWLI\SDUWLFLSDWLQJSULQWLQJFRPSDQLHV

6WLJ%ROJHQ3ULQWLQJ,QGXVWULHVRI1HZ(QJODQG -RKQ+DUNLQV3ULQWLQJDQG*UDSKLF&RPPXQLFDWLRQ$VVRFLDWLRQ $UW6WRZH3ULQWLQJ,QGXVWULHVRI0DU\ODQG

$OGHQ+DXN,QF +DPLOWRQ3ULQWLQJ 0U7RQ\,PSHPED 0U5REHUW+DPLOWRQ 9LQH6WUHHW 3DUN$YHQXH (YHUHWW0$ 3RUWVPRXWK5,

$UWKXU%ODQN &R /DYLQJQH3UHVV,QF 0U/DUU\*UDQW 0U.HQ/D)OHFKH 5LYHUPRRU6WUHHW &RSSDJH'ULYH :HVW5R[EXU\0$ :RUFHVWHU0$

%OXH+LOO3UHVV /HWWHUFRPP,QF 0U3DXO/DXHQVWHLQ 0U$O+DUULV $7XUQSLNH6WUHHW 6ZDQQ$YH &DQWRQ0$ $OH[DQGULD9$

&DYDQDXJK3UHVV,QF 3ULQWLQJE\

vii TABLE OF CONTENTS

Page

Executive Summary ...... ES-1

Chapter 1 Introduction ...... 1-1 1.1 PROJECT BACKGROUND ...... 1-1 1.1.1 Design for the Environment Project ...... 1-1 1.1.2 Document Overview ...... 1-2 1.1.3 DfE Lithography Project Methodology ...... 1-3 1.2 OVERVIEW OF LITHOGRAPHIC PRINTING ...... 1-7 1.2.1 Products Printed ...... 1-7 1.2.2 Printing Mechanism ...... 1-7 1.2.3 Types of Lithography ...... 1-8 1.2.4 Blanket Washing ...... 1-8 1.3 PROFILE OF THE BLANKET WASH USE CLUSTER ...... 1-9 1.3.1 Traditional Blanket Washes ...... 1-9 1.3.2 Alternative Blanket Washes ...... 1-9 1.4 MARKET PROFILE ...... 1-10 1.4.1 Blanket Wash Market ...... 1-10 1.4.2 Blanket Wash Manufacturers ...... 1-11 1.4.3 Blanket Wash Components ...... 1-12 1.4.4 Market Conditions ...... 1-14 1.5 ALTERNATIVE TECHNOLOGY - AUTOMATIC BLANKET WASHERS ...... 1-14

Chapter 2 Data Collection ...... 2-1 2.1 CATEGORIZATION OF BLANKET WASH CHEMICALS FOR GENERICIZING FORMULATIONS ...... 2-1 2.2 CHEMICAL INFORMATION ...... 2-3 2.2.1 Chemical Properties and Information ...... 2-3 2.2.2 Safety Hazard Factors ...... 2-6 2.2.3 Chemical Properties and Information Summaries ...... 2-8 2.3 HUMAN HEALTH HAZARD INFORMATION ...... 2-39 2.4 ENVIRONMENTAL HAZARD INFORMATION ...... 2-52 2.4.1 Methodology ...... 2-52 2.4.2 Results ...... 2-53 2.5 FEDERAL REGULATORY STATUS ...... 2-59 2.6 SAFETY HAZARD BY FORMULATION ...... 2-64

Chapter 3 Risk ...... 3-1 3.1 ENVIRONMENTAL RELEASE ESTIMATES ...... 3-1 3.2 OCCUPATIONAL EXPOSURE ESTIMATES ...... 3-8 3.3 GENERAL POPULATION EXPOSURE ESTIMATES ...... 3-19 3.4 RISK CHARACTERIZATION ...... 3-37 3.4.1 Background ...... 3-37 3.4.2 Ecological Risk ...... 3-41 3.4.3 Occupational Risks ...... 3-44 3.4.4 General Population Risks ...... 3-62 3.5 PROCESS SAFETY CONCERNS ...... 3-67

viii TABLE OF CONTENTS (CONTINUED)

Page

Chapter 4 Competitiveness ...... 4-1 4.1 PERFORMANCE DATA ...... 4-1 4.1.1 Background ...... 4-1 4.1.2 Methodology ...... 4-2 4.1.3 Data Collection, Summary and Analysis ...... 4-4 4.1.4 Limitations ...... 4-5 4.1.5 Blanket Wash Summaries ...... 4-8 4.2 BLANKET WASH COST ANALYSIS METHODOLOGY ...... 4-81 4.2.1 General Description of Costing Methodology ...... 4-81 4.2.2 Details Related to Data Sources and Methodological Approach ...... 4-87 4.2.3 Example Calculation ...... 4-92 4.2.4 Blanket Wash Cost Analysis Results ...... 4-93 4.3 INTERNATIONAL TRADE ISSUES ...... 4-122 4.3.1 International Trade of Petroleum-based Blanket Washes ...... 4-122 4.3.2 International Trade of "Low VOC" Blanket Washes ...... 4-123 4.3.3 Joint Ventures Impacting the International Trade of Blanket Washes ...... 4-123

Chapter 5 Conservation ...... 5-1 5.1 ENERGY AND RESOURCE CONSERVATION DURING THE BLANKET WASHING PROCESS ...... 5-1 5.2 ENERGY AND RESOURCE CONSERVATION BASED ON CHEMICAL COMPOSITION, FORMULATIONS AND PACKAGING ...... 5-3 5.3 COMPARISON OF LIFE-CYCLE TRADE-OFF ISSUES ...... 5-4

Chapter 6 Additional Improvement Opportunities ...... 6-1 6.1 POLLUTION PREVENTION OPPORTUNITIES ...... 6-1 6.1.1 Summary of Responses to Workplace Practices Questionnaire ...... 6-1 6.1.2 Workplace Practices ...... 6-3 6.1.3 Conclusions ...... 6-8 6.2 RECYCLE OPPORTUNITIES ...... 6-9 6.2.1 Solvent Recovery from Press Wipes ...... 6-9 6.2.2 Methods of Solvent Recycling ...... 6-11

Chapter 7 Evaluating Trade-off Issues ...... 7-1 7.1 FINDINGS ...... 7-1 7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS ...... 7-10 7.2.1 Introduction ...... 7-10 7.2.2 Benefit/Cost Methodology ...... 7-15 7.2.3 Potential Benefits ...... 7-19 7.2.4 Associated Costs ...... 7-22 7.2.5 Costs and Benefits by Formulation ...... 7-22 7.2.6 Potential Benefit of Avoiding Illness Linked to Exposure to Chemicals Commonly Used in Blanket Washing ...... 7-23 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE ...... 7-26

APPENDIX A. ENVIRONMENTAL HAZARD ASSESSMENT METHODOLOGY ...... A-1 APPENDIX B. EXPOSURE ASSESSMENT CALCULATIONS ...... B-1 APPENDIX C. LITHOGRAPHIC PERFORMANCE DEMONSTRATION METHODOLOGY ...... C-1 APPENDIX D. PERFORMANCE DEMONSTRATION OBSERVER SHEETS ...... D-1 APPENDIX E. CATEGORIZATION FOR LITHOGRAPHIC BLANKET WASHES ...... E-1 APPENDIX F. COST OF ILLNESS VALUATION METHODS ...... F-1

ix LIST OF TABLES

Page

1-1. Lithographic Blanket Wash Manufacturers ...... 1-12 1-2. Blanket Wash and Roller Wash Components ...... 1-13

2-1. Categorization of Blanket Wash Chemicals ...... 2-2 2-2. Glossary of Chemical Properties Terms ...... 2-4 2-3. Chemicals in Blanket Wash Formulations ...... 2-8 2-4. Human Health Hazard Summary ...... 2-41 2-5. Estimated Aquatic Toxicity Values of Blanket Wash Chemicals Based on SAR Analysis (mg/L) ...... 2-54 2-6. Environmental Hazard Ranking of Blanket Wash Chemicals ...... 2-56 2-7. Blanket Wash Use Cluster Chemicals Which Trigger Federal Environmental Regulations .....2-59 2-8. Safety Hazard Factors for Blanket Wash Formulations ...... 2-66

3-1. Environmental Releases: Lithographic Blanket Washes ...... 3-5 3-2. Inhalation and Dermal Exposures: Lithographic Blanket Washes ...... 3-8 3-3. Single Facility 100 Meter Air Concentrations and Residential Population Potential Dose Rates ...... 3-22 3-4. Denver Average Air Concentrations and Residential Population Potential Dose Rates ...... 3-25 3-5. Stream Concentrations and Residential Population Potential Doses from Single Facility Blanket Wash Releases ...... 3-30 3-6. Stream Concentrations and Residential Population Potential Dose Rates from Denver Lithography Blanket Wash Releases ...... 3-34 3-7. Risks to Aquatic Species from Blanket Wash Chemicals ...... 3-42 3-8. Worker Occupational Risk Estimates ...... 3-45 3-9. Occupational Risks Summarized by Formulation ...... 3-52 3-10. General Population Risk Estimates for Drinking Water, Fish Ingestion, and Inhalation ...... 3-63

4-1 Blanket Wash Laboratory Test Results ...... 4-6 4-2. Summary of Blanket Wash Performance Demonstrations ...... 4-9 4-3. Substitute Blanket Washes, Manufacturer Pricing ...... 4-83 4-4. Summary of Cost Analysis for Blanket Wash Performance Demonstration ...... 4-84 4-5. Calculation of Average Hourly Rate ...... 4-89

5-1. Summary of Trade-Offs When Considering Energy Consumption and Natural Resources Use ...... 5-5

6-1. Blanket Washing Activities to Prevent Pollution ...... 6-2 6-2. Effects of Pollution Prevention Activities ...... 6-2 6-3. Alternative Blanket Washing Products Implemented or Tested by Printers ...... 6-3 6-4. Benefits of Raising Employee Awareness ...... 6-5 6-5. Materials Management and Inventory Practices and Their Benefits ...... 6-5 6-6. Process Improvements and Their Benefits ...... 6-6 6-7. Waste Management Workplace Practices and Benefits ...... 6-7 6-8. Waste Management Practices for Waste Blanket Wash ...... 6-8 6-9. Waste Management Practices for Reusable Shop Towels ...... 6-9

x LIST OF TABLES (CONTINUED)

Page

7-1. Summary of Risk Conclusions of Substitute and Baseline Blanket Wash Cleaners ...... 7-2 7-2. Relative Flammability Risk of Substitute and Baseline Blanket Washes ...... 7-5 7-3. VOC Content of the Substitute and Baseline Blanket Washes ...... 7-7 7-4. Blanket Wash Laboratory Test Results ...... 7-8 7-5. Summary of Cost Analysis for Blanket Wash Performance Demonstrations ...... 7-11 7-6. Glossary of Benefit/Cost Analysis Terms ...... 7-14 7-7. Costs and Benefits of Baseline and Substitute Blanket Washes ...... 7-16 7-8. Relative Benefits and Costs of Substitute Versus Baseline Blanket Wash ...... 7-24 7-9. Estimated Willingness-to-Pay to Avoid Morbidity Effects for One Symptom Day (1995 dollars) 7-26

LIST OF FIGURES

Page

3.1 Material Balance ...... 3-2

4.1 Blanket Wash Costs Changes Arranged by Lowest to Highest VOC Content of Formulation . . . 4-87 4.2 Cost Difference Between Alternative and Baseline Blanket Washes ...... 4-88

xi

Executive Summary

I. INTRODUCTION

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

II. DESIGN FOR THE ENVIRONMENT LITHOGRAPHY PROJECT

7KH'I(/LWKRJUDSK\3URMHFWLVDMRLQWHIIRUWRIWKH2IILFHRI3ROOXWLRQ3UHYHQWLRQDQG7R[LFV 2337 DQG7KH8QLYHUVLW\RI7HQQHVVHH&HQWHUIRU&OHDQ3URGXFWVDQG&OHDQ7HFKQRORJLHVLQD YROXQWDU\ DQG FRRSHUDWLYH SDUWQHUVKLS ZLWK WKH 3ULQWLQJ ,QGXVWULHV RI $PHULFD 3,$  WKH (QYLURQPHQWDO &RQVHUYDWLRQ %RDUG RI WKH *UDSKLF &RPPXQLFDWLRQV ,QGXVWU\ (&%  DQG WKH *UDSKLF$UWV7HFKQLFDO)RXQGDWLRQ *$7) 7KH'I(3URJUDPEHJDQZRUNLQJZLWKWKHSULQWLQJ LQGXVWU\LQZKHQWKH3,$UHTXHVWHG(3$ VDVVLVWDQFHLQHYDOXDWLQJHQYLURQPHQWDOFODLPVIRU SURGXFWV

7KH'I(/LWKRJUDSK\3URMHFWSDUWQHUVFKRVHWRFRPSDUHWKHHQYLURQPHQWDODQGKXPDQ KHDOWKULVNVRIPDQXDOEODQNHWZDVKLQJEHFDXVHWUDGLWLRQDOO\WKHVHSURGXFWVDUHSHWUROHXPEDVHG VROYHQWVZLWKDKLJKYRODWLOHRUJDQLFFRPSRXQG 92& FRQWHQW)RUH[DPSOHDFRPPRQO\XVHG

ES-1 EXECUTIVE SUMMARY

VROYHQWLV90 3QDSKWKDZKLFKLV What is the Design for the Environment Program ?  SHUFHQW YRODWLOH  7KH KLJK 92&FRQWHQW EODQNHW ZDVKHV The Design for the Environment (DfE) Program FXUUHQWO\ XVHG E\ PDQ\ SULQWHUV harnesses EPA’s expertise and leadership to facilitate PD\ SRVH D SRWHQWLDO ULVN WR information exchange and research on risk reduction and ZRUNHUVª KHDOWK DQG WR WKH pollution prevention efforts. DfE works with businesses on a HQYLURQPHQW  ,Q DGGLWLRQ 92&V voluntary basis, and its wide-ranging projects include: KDYH EHHQ LPSOLFDWHG LQ WKH IRUPDWLRQRIJURXQGOHYHOR]RQH$V D UHVXOW RI WKH SRWHQWLDO DGYHUVH  Assisting businesses in incorporating environmental HIIHFWV WKDW PD\ UHVXOW IURP WKH concerns into decision-making processes. UHOHDVH RI 92&V IURP EODQNHW  ZDVKHV DQG IURP RWKHU Working with specific industries to evaluate the risks, DSSOLFDWLRQV WKH (3$ DQG VRPH performance, and costs of alternative chemicals, processes, VWDWHVDUHFRQVLGHULQJUHJXODWLRQV and technologies. WKDWPD\LPSRVHUHVWULFWLRQVRQWKH XVH DQG HPLVVLRQV RI SURGXFWV  Helping individual businesses undertake environmental FRQWDLQLQJ 92&V DQG +D]DUGRXV design efforts through the application of specific tools and $LU3ROOXWDQWV +$3V 0DQ\VWDWHV methods. KDYH DOUHDG\ LPSOHPHQWHG UHJXODWLRQVDLPHGDWUHGXFLQJ92& DfE partners include: HPLVVLRQVHYHQIURPVPDOOSULQWHUV 7KH 'I( /LWKRJUDSK\ 3URMHFW  Industry SDUWQHUV KRSH WKDW KHOSLQJ  Professional Institutions SULQWHUV ODUJH DQG VPDOO LGHQWLI\  Academia HIIHFWLYH DQG FRPSHWLWLYHO\SULFHG  Environmental Groups EODQNHW ZDVKHV ZLWK ORZHU 92&  Public Interest Groups FRQWHQWZLOOUHVXOWLQLPSURYHGDLU  Other Government Agencies TXDOLW\ LQ ERWK SULQWLQJ IDFLOLWLHV DQGLQWKHDPELHQWDLU

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

,QRUGHUWREHHYDOXDWHGE\WKH3URMHFWWKHEODQNHWZDVKHVKDGWRPHHWVHYHUDOFULWHULD  WKH\QHHGHGWREHFRPPHUFLDOO\DYDLODEOH  WKH\KDGWREHYROXQWDULO\GRQDWHGE\WKHVXSSOLHU DQG   WKH FRPSOHWH IRUPXODWLRQV KDG WR EH GLVFORVHG WR (3$ IRU ULVN DVVHVVPHQW SXUSRVHV DOWKRXJKWKHH[DFWFRPSRVLWLRQZDVWUHDWHGDVFRQILGHQWLDOE\(3$DQGQRWGLVFORVHGWRSULQWHUV RURWKHURXWVLGHSDUWLHV ,QDOOEODQNHWZDVKHVDQG90 3QDSKWKD EDVHOLQH GRQDWHGE\ VXSSOLHUVZHUHLQFOXGHGLQWKH3URMHFW

7RSURYLGHDEDVLVIRUFRPSDULVRQDPRQJWKHEODQNHWZDVKHVDEDVHOLQHEODQNHWZDVKZDV VHOHFWHG90 3QDSKWKDZKLFKLVFRPSRVHGRISHUFHQWOLJKWDOLSKDWLFVROYHQWQDSKWKDZDV FKRVHQDVWKHEDVHOLQHEHFDXVHWKH3URMHFWSDUWQHUVEHOLHYHGWKDWPRVWSULQWHUVZRXOGDOUHDG\EH IDPLOLDUZLWKKRZ90 3QDSKWKDSHUIRUPVDQGWKDWLWZRXOGEHDXVHIXOSRLQWRIUHIHUHQFHIRUWKH HYDOXDWLRQRIWKHVXEVWLWXWHZDVKHV90 3QDSKWKDLVKLJKO\HIIHFWLYHLQFOHDQLQJEODQNHWVDQG UHODWLYHO\LQH[SHQVLYHDQGWKHUHIRUHSURYLGHVDQH[FHOOHQWVWDQGDUGDJDLQVWZKLFKWRFRPSDUHWKH FRVWDQGSHUIRUPDQFHRIWKHVXEVWLWXWHEODQNHWZDVKHV

ES-2 EXECUTIVE SUMMARY

III. CLEANER TECHNOLOGIES SUBSTITUTES ASSESSMENT

Summary of Results

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

Data Collection

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

&KHPLFDO,QIRUPDWLRQ

)RUHDFKRIWKHFKHPLFDOVLQFOXGHGLQWKHEODQNHWZDVKIRUPXODWLRQVWKHFKHPLFDO SURSHUWLHV DQG VHOHFWHG HQYLURQPHQWDO IDWH SURSHUWLHV ZHUH GHWHUPLQHG DQG DUH SUHVHQWHG LQ &KDSWHU6HFWLRQ3URSHUWLHVWKDWZHUHPHDVXUHGRUHVWLPDWHG XVLQJDYDULHW\RIVWDQGDUG

ES-3 EXECUTIVE SUMMARY

Project Considerations

There are limitations associated with the analysis that was conducted in the project. Some of the global limitations are listed below, other limitations, specific to a particular portion of the assessment, are given in the applicable sections.

 This assessment focuses on the use of manual blanket washes in small lithographic printing facilities using only one press with four color units. Exposure estimates related to blanket wash use in larger facilities may be higher.

 The exposure and risk estimates reflect a small portion of the potential exposures within a lithographic printing facility. Many of the chemicals found in these formulations may also be present in the inks or other cleaning solvents used in a shop. Incremental reduction of exposures from blanket wash use will reduce cumulative exposures from all sources in a printing facility.

 The risks associated with volatile organic compound (VOC) releases were not examined in this assessment. Because VOC releases are a driving factor behind current regulations affecting printers, VOC content for the formulations are given at the request of industry participants. The concerns associated with VOC releases are addressed by federal, state, and local regulations and were not re-evaluated here.

 The regulatory information contained in the CTSA may be useful in moving away from chemicals that trigger compliance issues, however this document is not intended to provide compliance assistance. If the reader has questions regarding compliance concerns they should contact their federal, state, or local regulatory authorities.

 The 37 blanket wash formulations assessed in this report were voluntarily submitted by participating suppliers and are not intended to be representative of the entire blanket wash market.

 The performance and cost data are not based on rigorous scientific studies. This information is subjective and is based on limited data points.

 Screening-level risk characterization techniques were used. The risk characterization results, therefore, contain limitations regarding confidence.

(3$PHWKRGV LQFOXGHGPHOWLQJSRLQWVROXELOLW\YDSRUSUHVVXUHVRLOVRUSWLRQFRHIILFLHQWRFWDQRO ZDWHUSDUWLWLRQFRHIILFLHQWERLOLQJSRLQWDQGIODVKSRLQW3UHVHQWDWLRQRIWKHVHSURSHUWLHVDOORZV IRUWKHGHWHUPLQDWLRQRIWKHHQYLURQPHQWDOIDWHRIWKHVHFKHPLFDOVZKHQWKH\DUHUHOHDVHGWRWKH YDULRXVPHGLDVXFKDVODQGILOOVSXEOLFO\RZQHGWUHDWPHQWZRUNVVXUIDFHZDWHUVDQGVRLO

+HDOWK+D]DUG$VVHVVPHQWV

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

ES-4 EXECUTIVE SUMMARY

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

(FRORJLFDO+D]DUG$VVHVVPHQWV

6LPLODULQIRUPDWLRQZDVJDWKHUHGRQWKHHFRORJLFDOHIIHFWVWKDWPD\EHH[SHFWHGLIWKHVH FKHPLFDOVDUHUHOHDVHGWRZDWHU$FXWHDQGFKURQLFDTXDWLFWR[LFLW\YDOXHVZHUHHVWLPDWHGE\(3$ XVLQJ VWUXFWXUHDFWLYLW\ UHODWLRQVKLS VRIWZDUH GHYHORSHG IRU WKDW SXUSRVH DQG YHULILHG E\ FRPSDULVRQZLWKGDWDLQWKHDYDLODEOHOLWHUDWXUH)RUGLVFUHWHRUJDQLFFKHPLFDOVVXFKDV[\OHQH DVWUXFWXUHDFWLYLW\UHODWLRQVKLSZDVXVHGWRSUHGLFWWKHDFXWHDQGFKURQLFWR[LFLW\WRILVKDTXDWLF LQYHUWHEUDWHVDQGDOJDH)RUSHWUROHXPSURGXFWVVXFKDVPLQHUDOVSLULWVZKLFKDUHPL[WXUHVDQG KDYHXQGHILQHGFRPSRVLWLRQVWR[LFLW\YDOXHVZHUHGHWHUPLQHGE\HVWLPDWLQJWKHWR[LFLW\RIHDFK LQGLYLGXDOFRQVWLWXHQWDQGWKHQHYDOXDWLQJWKHKD]DUGRIWKHSURGXFWEDVHGRQWKHFRQVWLWXHQWV $TXDWLFWR[LFLW\YDOXHVZHUHLGHQWLILHGIURPRQOLQHGDWDEDVHVHDUFKHV 72;/,1(DQG$48,5( IRU FRPSDULVRQ%DVHGRQWKHWR[LFLW\YDOXHVWKHFKHPLFDOVZHUHUDQNHGDFFRUGLQJWRWKHLUKD]DUG FRQFHUQDVKLJK FKHPLFDOV PRGHUDWH FKHPLFDOV RUORZ FKHPLFDOV $TXDWLFWR[LFLW\ GDWDIRUWKHRQHLQRUJDQLFFKHPLFDOLQWKHIRUPXODWLRQVVRGLXPK\GUR[LGHLQGLFDWHGWKDWWKH ORZHVWFKURQLFDTXDWLFWR[LFLW\YDOXHZDVPJ/DQGWKHUHIRUHRIORZDTXDWLFWR[LFLW\FRQFHUQ

)HGHUDO5HJXODWRU\6WDWXV

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

6DIHW\+D]DUGV

%HFDXVH RI WKH PDQ\ YRODWLOH RU RWKHUZLVH KD]DUGRXV FKHPLFDOV LQ WKH EODQNHW ZDVK IRUPXODWLRQVIRXUVDIHW\IDFWRUVDUHSURYLGHGIRUHDFKIRUPXODWLRQ6DIHW\GDWDRQWKHUHDFWLYLW\ IODPPDELOLW\LJQLWDELOLW\DQGFRUURVLYLW\RIWKHDFWXDOEODQNHWZDVKIRUPXODWLRQVFRQWDLQLQJWKHVH FKHPLFDOVDUHLQFOXGHGLQ6HFWLRQ7KLVLQIRUPDWLRQZDVREWDLQHGIURP0DWHULDO6DIHW\'DWD 6KHHWVSURYLGHGE\WKHVXSSOLHUV)DFWRUVDUHEDVHGRQWKH1DWLRQDO)LUH3URWHFWLRQ$VVRFLDWLRQ V UDQNLQJIRUUHDFWLYLW\DQGIODPPDELOLW\

ES-5 EXECUTIVE SUMMARY

Results

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

([SRVXUH$VVHVVPHQW

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

*HQHUDOSRSXODWLRQH[SRVXUHEDVHGRQWKHHQYLURQPHQWDOUHOHDVHVGHVFULEHGDERYHZHUH H[DPLQHG6XFKH[SRVXUHPD\RFFXUE\DYDULHW\RIURXWHVLQFOXGLQJEUHDWKLQJYDSRUVRIWKH IRUPXODWLRQVLQDLUQHDUWKHSULQWLQJIDFLOLWLHVRUGULQNLQJFRQWDPLQDWHGZDWHU &KDSWHU6HFWLRQ  ([SRVXUHVIRUWKHJHQHUDOSRSXODWLRQZHUHGHWHUPLQHGEDVHGRQDWPRVSKHULFPRGHOLQJDQG VXUIDFHZDWHUPRGHOLQJDQGZHUHXVHGWRGHYHORSWKHULVNFKDUDFWHUL]DWLRQV

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

ES-6 EXECUTIVE SUMMARY

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

5LVN&KDUDFWHUL]DWLRQ

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

5LVNVLQWKHZRUNSODFHDVVRFLDWHGZLWKGHUPDOH[SRVXUHWRWKHEODQNHWZDVKHVPD\EH VXEVWDQWLDOO\UHGXFHGE\WKHXVHRISURSHUSURWHFWLYHHTXLSPHQWDQGFORWKLQJVXFKDVJORYHV JRJJOHVDQGDSURQV,QKDODWLRQULVNVPD\EHUHGXFHGE\SURSHUYHQWLODWLRQRIWKHIDFLOLW\DQGWKH XVHRIEODQNHWZDVKHVZLWKORZ92&FRQWHQW

7ZRFKHPLFDOVFRQWDLQHGLQWKHEODQNHWZDVKIRUPXODWLRQVPD\SUHVHQWULVNVWRDTXDWLF RUJDQLVPV7KHWZRFKHPLFDOVZHUHDON\OEHQ]HQHVXOIRQDWHVSUHVHQWLQ)RUPXODWLRQV DQGDQGHWKR[\ODWHGQRQ\OSKHQROVSUHVHQWLQ)RUPXODWLRQVDQG 5LVNVWRSODQWV RWKHUWKDQDTXDWLFDOJDH DQGZLOGOLIHZHUHQRWH[DPLQHG

3HUIRUPDQFH'HPRQVWUDWLRQV

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

,QWKHODERUDWRU\WHVWVWKHIODVKSRLQWVRIWKHEODQNHWZDVKHVUDQJHGIURP()WRJUHDWHU WKDQ()WKH92&FRQWHQWUDQJHGIURPOEVJDOORQWROEVJDOORQ WR92&

ES-7 EXECUTIVE SUMMARY

UHVSHFWLYHO\ DQGWKHS+UDQJHGIURPWR7KHUHZDVQRFRUUHODWLRQEHWZHHQWKHWKUHH SURSHUWLHVLQWKHIRUPXODWLRQV%ODQNHWVZHOOZDVPHDVXUHGDWDQGKRXUVZLWKIRUPXODWLRQV KDYLQJJUHDWHUWKDQSHUFHQWVZHOOLQJDWKRXUV:LSDELOLW\ZDVWHVWHGXVLQJERWKZHWLQNDQG GU\LQNILOPV7ZRIRUPXODWLRQVUHTXLUHGPRUHWKDQVWURNHVWRFOHDQGU\LQN

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

7KH FLUFXPVWDQFHV XQGHU ZKLFK WKH EODQNHW ZDVK IRUPXODWLRQV ZHUH GHPRQVWUDWHG DW SULQWLQJIDFLOLWLHVZHUHKLJKO\YDULDEOH LHRSHUDWLQJFRQGLWLRQVW\SHVRISULQWMREVVWDIIDWWLWXGHV DQGDSWLWXGHDSSOLFDWLRQPHWKRG DQGWKHVKRUWWLPHGXULQJZKLFKWKHIRUPXODWLRQVZHUHXVHG SUHFOXGHPDNLQJJHQHUDOL]DWLRQVUHJDUGLQJWKHORQJWHUPSHUIRUPDQFHRIWKHEODQNHWZDVKHV,Q &KDSWHUWKHSHUIRUPDQFHHYDOXDWLRQVIRUHDFKRIWKHEODQNHWZDVKHVDUHVXPPDUL]HGZLWKDQ LQGLFDWLRQRIKRZWKHSURGXFWSHUIRUPHGDWHDFKSULQWLQJIDFLOLW\6RPHSULQWHUVXVHGDSDUWLFXODU VXEVWLWXWHEODQNHWZDVKRQRQO\IRXUEODQNHWVEHIRUHLQGLFDWLQJWKDWWKHSURGXFWJDYHXQDFFHSWDEOH UHVXOWV+RZHYHUVRPHSULQWVKRSVFOHDQHGPRUHWKDQEODQNHWV RQHVKRSWHVWHGEODQNHWV  ,QVHYHUDOFDVHVWKHUHZDVFRQVLGHUDEOHYDULDWLRQEHWZHHQWKHUHVXOWVREWDLQHGIRUWKHWZRIDFLOLWLHV WHVWLQJDVLQJOHIRUPXODWLRQ)RUH[DPSOH%ODQNHW:DVKJDYHJRRGUHVXOWVFRPSDUHGZLWKWKH EDVHOLQH ZDVK DW RQH IDFLOLW\ ZKLFK XVHG LW RQ WHQ EODQNHWV DQG IRXQG WKDW LW JDYH JRRG SHUIRUPDQFHZLWKOLJKWRUPHGLXPLQNFRYHUDJHZKHUHDVWKHVHFRQGIDFLOLW\ZKLFKWHVWHGLWRQIRXU EODQNHWV WKRXJKW WKDW LW JDYH SRRU SHUIRUPDQFH FRPSDUHG ZLWK WKH EDVHOLQH ZDVK ZLWKRXW LQGLFDWLQJWKHOHYHORILQNFRYHUDJH

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

&RVW$QDO\VHV

'DWDFROOHFWHGGXULQJWKHSHUIRUPDQFHGHPRQVWUDWLRQVDQGIURPWKHVXSSOLHUVZHUHXVHG WR HVWLPDWH WKH UHODWLYH FRVWV RI XVLQJ WKH EODQNHW ZDVK VXEVWLWXWHV DQG WKH EDVHOLQH LQ D OLWKRJUDSKLFSULQWLQJIDFLOLW\'DWDZDVFROOHFWHGRQERWKWKHEDVHOLQHZDVKDQGWKHVXEVWLWXWH ZDVKHVLQWHUPVRIYROXPHRIZDVKXVHGDQGWKHWLPHUHTXLUHGIRUFOHDQLQJWKHEODQNHW6HYHUDO DVVXPSWLRQV VLPLODU WR WKH HVWLPDWHV LQ &KDSWHU  KDG WR EH PDGH LQ RUGHU WR GHYHORS FRVW LQIRUPDWLRQ7KHVHDVVXPSWLRQVLQFOXGHG

 WKHUHZHUHIRXUEODQNHWVSHUSUHVV  HDFKEODQNHWZDVZDVKHGWHQWLPHVSHUVKLIW  WKHUHZHUHILYHKRXUVVKLIWVSHUZHHNIRUZHHNVSHU\HDU

ES-8 EXECUTIVE SUMMARY

%DVHGRQWKHVHDVVXPSWLRQVLWZDVSRVVLEOHWRHVWLPDWHWKHWRWDOFRVWZDVKWRWDOFRVWSUHVVDQG WRWDOFRVWSUHVVVKLIW\HDUIRUHDFKIRUPXODWLRQ

7KHFRVWFDOFXODWLRQVZHUHFRPSULVHGRIVHYHUDOIDFWRUV

 ODERUFRVWV LHWLPHVSHQWWRFOHDQEODQNHWV DVDIXQFWLRQRIDYHUDJHZDJHUDWH  FRVWRIWKHDPRXQWRIZDVKXVHGSHUEODQNHWDQG  FRVWRIWKHOHDVHGFORWKZLSHV FRVWRIGLVSRVDEOHZLSHVZHUHQRWLQFOXGHG 

6XSSOLHUVSURYLGHGLQIRUPDWLRQRQWKHSXUFKDVHFRVWSHUJDOORQRIWKHEDVHOLQHDQGVXEVWLWXWH EODQNHWZDVKHVLISXUFKDVHGLQDJDOORQTXDQWLW\7KHVHFRVWVUDQJHGIRUJDOORQIRU )RUPXODWLRQWRJDOORQIRU)RUPXODWLRQ WKHEDVHOLQHIRUPXODWLRQFRVWZDV JDOORQ 

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

7KHGULYLQJIDFWRUIRUWKHFRVWHVWLPDWHVZDVWKHWLPHQHHGHGWRFOHDQWKHEODQNHW1R FRQVLGHUHGLQWKLVDQDO\VLVLVWKDWWKHWLPHUHTXLUHGWRFOHDQWKHEODQNHWSRWHQWLDOO\PD\GHFUHDVH DVWKHSUHVVRSHUDWRUVEHFRPHPRUHIDPLOLDUZLWKXVLQJDQDOWHUQDWLYHSURGXFW

IV. OTHER ISSUES

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

,QDUHFHQWVXUYH\RYHUSHUFHQWRIUHVSRQGLQJSULQWHUVLQGLFDWHGWKDWWKH\KDGWULHGRQH RUPRUHVXEVWLWXWHEODQNHWZDVKHVDQGDOPRVWKDOIRIWKHPKDGDOWHUHGWKHLUZRUNSODFHSUDFWLFHV WRSUHYHQWSROOXWLRQ6RPHRIWKHWHFKQLTXHVWKDWWKHVHSULQWHUVIRXQGXVHIXODUHGHVFULEHGLQ &KDSWHU0DQ\RIWKHVHSUDFWLFHVKDGWKHDGGHGEHQHILWRIVDYLQJWLPHUHGXFLQJFRVWVRUERWK $PRQJWKHZRUNSODFHSUDFWLFHVDQGSRWHQWLDOEHQHILWVGHVFULEHGLQ&KDSWHUDUHUDLVLQJHPSOR\HH DZDUHQHVVRIWKHQHHGIRUDQGXVHRISURWHFWLYHHTXLSPHQWDQGSROOXWLRQSUHYHQWLRQSUDFWLFHV EHWWHUPDQDJHPHQWRIPDWHULDOV HJUHGXFLQJDPRXQWRIEODQNHWZDVKXVHG LPSURYLQJSURFHVVHV HJPLQLPL]LQJWKHDPRXQWRILQNXVHGRUWKHOHQJWKRIDUXQ DQGPDQDJHPHQWRIZDVWH HJ VWRULQJUDJVDSSURSULDWHO\ 

7HFKQLTXHVIRUUHF\FOLQJXVHGVROYHQWDUHWKHIRFXVRI6HFWLRQ([WUDFWLRQPHWKRGV FRQVLVWLQJRIKDQGRSHUDWHGZULQJHUVRUH[SORVLRQSURRIFHQWULIXJHVFDQEHXVHGWRUHFRYHUWKH VROYHQWIURPZLSHVXVHGGXULQJEODQNHWZDVKLQJ2QFHWKHVROYHQWLVH[WUDFWHGLWPD\EHUHXVHG

ES-9 EXECUTIVE SUMMARY

IRUOHVVH[DFWLQJFOHDQLQJQHHGV,IDEHWWHUTXDOLW\VROYHQWLVGHVLUHGWKHQWKHGLVWLOODWLRQRU XOWUDILOWUDWLRQWHFKQLTXHVGHVFULEHGKHUHPD\EHXVHGWR\LHOGQHDUYLUJLQTXDOLW\VROYHQW

&KDSWHUSURYLGHVVXPPDULHVRIWKHLQIRUPDWLRQGHYHORSHGLQWKLV&76$H[DPLQHVWKDW LQIRUPDWLRQLQDTXDOLWDWLYHEHQHILWFRVWGLVFXVVLRQDQGSUHVHQWVWKHLQIRUPDWLRQRQD IRUPXODWLRQE\IRUPXODWLRQEDVLV

V. CONCLUSIONS

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

ES-10 Chapter 1 Introduction

7KLVFKDSWHULQWURGXFHVWKH 'HVLJQ IRU WKH (QYLURQPHQW 'I( Chapter Contents &OHDQHU 7HFKQRORJLHV 6XEVWLWXWHV $VVHVVPHQW &76$  IRU WKH 1.1 Project Background OLWKRJUDSKLF SULQWLQJ LQGXVWU\ 1.1.1 Design for the Environment Lithography 6HFWLRQ  FRQWDLQV EDFNJURXQG Project PDWHULDOVRQWKHSURMHFWSDUWQHUV 1.1.2 Document Overview LQYROYHG LQ WKH SURMHFW DQG WKH 1.1.3 DfE Lithography Project Methodology PHWKRGRORJLHV DQG DVVXPSWLRQV 1.2 Overview of Lithographic Printing XVHGWRFUHDWHWKLV&76$6HFWLRQ 1.2.1 Products Printed  GLVFXVVHV JHQHUDO DVSHFWV RI WKHOLWKRJUDSKLFSULQWLQJLQGXVWU\ 1.2.2 Printing Mechanism VXFKDVZKDWW\SHVRISURGXFWVDUH 1.2.3 Types of Lithography SULQWHGKRZWKH\DUHSULQWHGDQG 1.2.4 Blanket Washing KRZ WKH SULQWLQJ SUHVVHV DUH 1.3 Profile of the Blanket Wash Use Cluster ZDVKHG  6HFWLRQ  GLVFXVVHV 1.3.1 Traditional Blanket Washes ERWK WUDGLWLRQDO EODQNHW ZDVKHV 1.3.2 Alternative Blanket Washes DQG DOWHUQDWLYH EODQNHW ZDVKHV 1.4 Market Profile DQG LQFOXGHV GHWDLOV RQ SULFHV RI 1.4.1 Blanket Wash Market WKH ZDVKHV  6HFWLRQ  UHYLHZV 1.4.2 Blanket Wash Manufacturers WKHEODQNHWZDVKPDUNHW/LVWVRI 1.4.3 Blanket Wash Components EODQNHW ZDVK PDQXIDFWXUHUV DQG 1.4.4 Market Conditions W\SLFDO EODQNHW ZDVK FRPSRQHQWV 1.5 Alternative Technology - Automatic Blanket Washers DUH SUHVHQWHG 6HFWLRQ  GHVFULEHV WKH DXWRPDWLF EODQNHW ZDVKLQJWHFKQRORJ\7KHSRWHQWLDO SHUIRUPDQFHFRVWHQYLURQPHQWDOLPSDFWVDQGKHDOWKDQGVDIHW\LVVXHVDVVRFLDWHGZLWKXVLQJDQ DXWRPDWLFEODQNHWZDVKHUDUHGHVFULEHG

1.1 PROJECT BACKGROUND

1.1.1 Design for the Environment Lithography Project

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

1-1 CHAPTER 1: INTRODUCTION

What is Design for the Environment?

The Design for the Environment (DfE) Program harnesses EPA’s expertise and leadership to facilitate information exchange and research on risk reduction and pollution prevention efforts. DfE works with businesses on a voluntary basis, and its wide-ranging projects include:

 Encouraging business to change their general business practices to incorporate environmental concerns into decision-making processes.  Working with specific industries to evaluate the risks, performance, and costs of alternative chemicals, processes, and technologies.  Helping individual businesses undertake environmental design efforts through the application of specific tools and methods.

DfE partners include: Industry  Professional Institutions  Academia Environmental Groups  Public Interest Groups  Other Government Agencies

1.1.2 Document Overview

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

7KLVGRFXPHQWLVWKHUHVXOWRIDFROODERUDWLYHHIIRUWEHWZHHQ(3$VWDIIDQGSULQWLQJLQGXVWU\ UHSUHVHQWDWLYHVDQGH[SHUWV(DFKVHJPHQWRIWKLVGRFXPHQWZDVUHYLHZHGE\WKH7HFKQLFDO5HYLHZ 7HDP PHPEHUVDUHOLVWHGLQWKHDFNQRZOHGJPHQWVHFWLRQ DVLWZDVGHYHORSHG$FRPSOHWHGUDIW LQFRUSRUDWLQJWKHHDUOLHUFRPPHQWVZDVUHYLHZHGE\WKHWHDPDQGWKHQWKHVHFRQGURXQGRI FRPPHQWV ZHUH DOVR LQFRUSRUDWHG SULRU WR WKH SULQWLQJ RI WKH ILQDO GUDIW  :KHUH VLJQLILFDQW GLVDJUHHPHQWDPRQJFRPPHQWDWRUVRFFXUUHGWKHGLIIHULQJRSLQLRQVDUHSUHVHQWHGLQWKHWH[W

What is a Cleaner Technologies Substitutes Assessment?

This technical document, referred to as a Cleaner Technologies Substitutes Assessment (CTSA), is intended to provide industry with the information needed to systematically compare the trade-offs associated with traditional and alternative products, processes, and technologies. Specifically, these trade-offs include the cost, performance, and environmental concerns such as risk, environmental releases, energy impacts, and resource conservation associated with a product or technology. This CTSA addresses blanket washes used in lithography and serves as the repository for all technical information developed by the DfE Lithography Project.

1-2 1.1 PROJECT BACKGROUND

Project Considerations

The focus of this assessment was specifically defined by the project partners and has many limitations. Some of the global limitations are listed below, other limitations, specific to a particular portion of the project, are given in the applicable sections.

 This assessment focuses on the use of manual blanket washes in small lithographic printing facilities using only one press with four color units. Exposure estimates related to blanket wash use in larger facilities may be higher.  The exposure and risk estimates reflect a small portion of the potential exposures within a lithographic printing facility. Many of the chemicals found in these formulations may also be present in the inks or other cleaning solvents used in a shop. Incremental reduction of exposures from blanket wash use will reduce cumulative exposures from all sources in a printing facility.  The risks associated with volatile organic compound (VOC) releases were not examined in this assessment. Because VOC releases are a driving factor behind current regulations affecting printers, VOC content for the formulations are given at the request of industry participants. The concerns associated with VOC releases are addressed by federal, state, and local regulations and were not re-evaluated here.  The regulatory information contained in the CTSA may be useful in moving away from chemicals that trigger compliance issues, however this document is not intended to provide compliance assistance. If the reader has questions regarding compliance concerns they should contact their federal, state, or local regulatory authorities.  The 37 blanket wash formulations assessed in this report were voluntarily submitted by participating suppliers and are not intended to be representative of the entire blanket wash market.  The performance and cost data are not based on rigorous scientific studies. Some of this information is subjective and is based on limited data points.  Screening-level risk characterization techniques were used. The risk characterization results, therefore, contain limitations regarding confidence.

1.1.3 DfE Lithography Project Methodology

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

7RWKRURXJKO\HYDOXDWHDOWHUQDWLYHEODQNHWZDVKHVWKH'I(/LWKRJUDSK\3URMHFWVRXJKWWR IRUPSDUWQHUVKLSVZLWKLQGXVWU\UHSUHVHQWDWLYHV7KH'I(/LWKRJUDSK\SDUWQHUVLQFOXGH3,$DQG LWV UHJLRQDO DIILOLDWHV WKH *UDSKLF $UWV 7HFKQLFDO )RXQGDWLRQ *$7)  WKH (QYLURQPHQWDO &RQVHUYDWLRQ%RDUGRIWKH*UDSKLF&RPPXQLFDWLRQV,QGXVWU\WKH8QLYHUVLW\RI7HQQHVVHHªV&HQWHU IRU&OHDQ3URGXFWVDQG&OHDQ7HFKQRORJLHVDQGLQGLYLGXDOSULQWHUVDQGVXSSOLHUV

1-3 CHAPTER 1: INTRODUCTION

How To Use This Document For Printers:

 While this document does present all of the technical information collected on blanket washes through this project, it is not intended as a guidance document for a small business person to use to make decisions. For the small , more concise, user-friendly information products will be developed that present the specific information needed to help the printer in the decision-making process. These information products may include summary brochures, case studies, data matrices, guidance manuals, and training videos. After reviewing these more targeted information products, a printer may choose to return to the CTSA to obtain more technical details on a specific alternative that is of interest to their printing operation.  The methods used to evaluate the blanket washes in this project, particularly the performance methodology, may also be of interest to printers. Although the CTSA focuses on blanket washes, printers can use the methodologies described in this document to conduct their own evaluations of other alternative products or processes.

For Suppliers:

 Suppliers may be interested in using the comparative risk, performance, and cost analyses presented in this document as a tool in identifying which blanket wash formulations are best suited for the current market where printers’ environmental concerns are continually increasing.  The environmental and human health data on the chemicals used in blanket wash formulations may be useful input to suppliers who are developing new blanket washes specifically designed to reduce environmental and human health risks.  Suppliers may be interested in all of the methodologies used to evaluate the alternative blanket washes, particularly the risk methodology.

For Other Readers:

 For technical assistance programs, the CTSA can provide background information on lithography, blanket washes, and the DfE Lithography Project.  The comparative information on cost, risk, and performance of alternative blanket washes can be useful when working with printers to reduce VOC emissions and hazardous wastes and guide printers toward products that might reduce risks or pollution.

)RFXVRQ%ODQNHW:DVKHV

7KHGHFLVLRQWRIRFXVRQEODQNHWZDVKHVZDVPDGHE\WKH'I(/LWKRJUDSK\3URMHFWSDUWQHUV EDVHGRQWKHLQSXWIURPSULQWHUV7RPDNHVRXQGSXUFKDVLQJFKRLFHVSULQWHUVH[SUHVVHGDQHHG IRUPRUHFRQVLVWHQWLQIRUPDWLRQRQWKHSHUIRUPDQFHFRVWVDQGHQYLURQPHQWDODQGKXPDQKHDOWK ULVNVDVVRFLDWHGZLWKGLIIHUHQWEODQNHWZDVKHV7RDGGUHVVWKHVHFRQFHUQVWKHSURMHFWSDUWQHUV GHFLGHG WKDW D FRPSOHWH HYDOXDWLRQ RI FRPPHUFLDOO\ For the first time, printers can access DYDLODEOH EODQNHW ZDVKHV ZDV QHHGHG  $OO EODQNHW performance, risk, and cost analyses of ZDVKHV VXEPLWWHG ZHUH HYDOXDWHG XVLQJ WKH VDPH a variety of alternative blanket washes, FULWHULD7KLVFRQVLVWHQF\DOORZVSULQWHUVWRFRPSDUHWKH all evaluated using the same WUDGHRIIVRIRQHDOWHUQDWLYHZLWKDQRWKHUWRGHWHUPLQH methodology. ZKLFKSURGXFWVPD\EHEHVWVXLWHGIRUWKHLUSDUWLFXODU SULQWLQJRSHUDWLRQ

1-4 1.1 PROJECT BACKGROUND

7KHSURMHFWSDUWQHUVZHUHSDUWLFXODUO\FRQFHUQHGDERXWWKHHQYLURQPHQWDODQGKXPDQ KHDOWKULVNVRIEODQNHWZDVKHVEHFDXVHWUDGLWLRQDOO\WKHVHSURGXFWVDUHSHWUROHXPEDVHGVROYHQWV ZLWKDYRODWLOHRUJDQLFFRPSRXQG 92& FRQWHQWRIJUHDWHUWKDQ:KLOHWKHVHKLJK92& ZDVKHVOHDYHWKHEODQNHWGU\DIWHUFOHDQLQJWKHTXLFNGU\LQJSURSHUWLHVFRPHIURPWKH92&VWKDW HYDSRUDWH LQWR WKH DLU ZKHUH WKH\ PD\ SRVH D SRWHQWLDO ULVN WR ZRUNHUVª KHDOWK DQG WR WKH HQYLURQPHQW  92&V FDQ KDYH DQ DGYHUVH LPSDFW RQ DPELHQW DLU TXDOLW\ EHFDXVH RI WKHLU FRQWULEXWLRQ WR WKH IRUPDWLRQ RI JURXQG OHYHO R]RQH  8VLQJ WKH H[SHUWLVH RI (3$ WKH 'I( /LWKRJUDSK\3URMHFWH[DPLQHGWKHULVNVRIWKHDOWHUQDWLYHEODQNHWZDVKHVE\FROOHFWLQJKHDOWK KD]DUGDQGHQYLURQPHQWDOUHOHDVHLQIRUPDWLRQ HJUHOHDVHVWRDLUZDWHUODQG DVVRFLDWHGZLWK WKHXVHRIWKHSRWHQWLDOVXEVWLWXWHEODQNHWZDVKHV

&RQFHQWUDWHRQWKH1HHGVRI6PDOOHU3ULQWHUV

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

,GHQWLI\$OWHUQDWLYH%ODQNHW:DVKHV

$OO EODQNHW ZDVKHV HYDOXDWHG LQ WKLV SURMHFW ZHUH FRPPHUFLDOO\ DYDLODEOH SURGXFWV YROXQWDULO\GRQDWHGE\VXSSOLHUV1LQHWHHQVXSSOLHUVSDUWLFLSDWHGLQWKHSURMHFWVXEPLWWLQJDWRWDO RIVXEVWLWXWHIRUPXODWLRQVWREHFRPSDUHGZLWKDEDVHOLQHIRUPXODWLRQ

&KRLFHRI90 31DSKWKDDVWKH%DVHOLQH)RUPXODWLRQ

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

&RQGXFW3HUIRUPDQFH'HPRQVWUDWLRQV

7KHSHUIRUPDQFHGHPRQVWUDWLRQVZHUHFRQGXFWHGLQWZRSKDVHVODERUDWRU\WHVWLQJDQGILHOG GHPRQVWUDWLRQV/DERUDWRU\WHVWLQJRIHDFKEODQNHWZDVKZDVFRQGXFWHGE\*$7)LQ3LWWVEXUJK WR DVFHUWDLQ FHUWDLQ FKHPLFDO FKDUDFWHULVWLFV LQFOXGLQJ IODVK SRLQW 92& FRQWHQW DQG S+ $GGLWLRQDOODERUDWRU\WHVWV GHVFULEHGLQ&KDSWHURIWKLVGRFXPHQW ZHUHFRQGXFWHGWRGHWHUPLQH WKHHIIHFWLYHQHVVRIHDFKZDVKDQGWKHSRWHQWLDOIRUDGYHUVHHIIHFWVRQWKHEODQNHW2QO\WKRVH ZDVKHVPHHWLQJPLQLPXPSHUIRUPDQFHVWDQGDUGVZHUHXVHGLQWKHILHOGGHPRQVWUDWLRQV

2QFH WKH 3HUIRUPDQFH 'HPRQVWUDWLRQ ZDV XQGHUZD\ FHUWDLQ VXSSOLHUV ZKR RULJLQDOO\ VXEPLWWHG EODQNHW ZDVKHV ODWHU FKRVH WR ZLWKGUDZ IURP WKH GHPRQVWUDWLRQ  7KHLU UHDVRQV LQFOXGHGQRWZLVKLQJWRUHYHDOWR(3$WKHLUFRPSOHWHIRUPXODWLRQVRUFRQFHUQRYHUWKHSRWHQWLDO UHVXOWVRIWKHSHUIRUPDQFHWHVWV7KHIRUPXODWLRQVWKDWZHUHZLWKGUDZQDIWHUZRUNKDGDOUHDG\ EHJXQZHUHQXPEHUVDQG)RUWKLVUHDVRQWKRVHQXPEHUVDUHPLVVLQJIURPDOORIWKH WDEOHVLQWKH&76$

1-5 CHAPTER 1: INTRODUCTION

:KLOH WKH ODERUDWRU\ WHVW ZDV EHLQJ FRQGXFWHG 'I( SURMHFW SDUWQHUV LGHQWLILHG To respond to the needs of smaller printers, the OLWKRJUDSKLF SULQWHUV ZKR ZRXOG YROXQWHHU DfE Lithography Project partners agreed that the WKHLU WLPH DQG WKHLU VKRSV WR WHVW EODQNHW primary efforts of the project should focus on the ZDVKHV  ,Q RUGHU WR EHVW GHPRQVWUDWH WKH manual blanket washes as they are typically used SHUIRUPDQFHRIDOOWKHEODQNHWZDVKHVXQGHU in smaller print shops: on sheetfed, non-heatset DFWXDOSULQWLQJFRQGLWLRQVSULQWHUVDQGSURMHFW presses that are less than 26" wide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

$QDO\]HWKH&RVWVRI8VLQJ$OWHUQDWLYH%ODQNHW:DVKHV

$IWHUWKHSHUIRUPDQFHGHPRQVWUDWLRQVDFRVWDQDO\VLVIRUHDFKDOWHUQDWLYHSURGXFWZDV GHYHORSHG XVLQJ VXSSOLHU GDWD LQGXVWU\ VWDWLVWLFV DQG LQIRUPDWLRQ FROOHFWHG GXULQJ WKH SHUIRUPDQFHGHPRQVWUDWLRQ)RUHDFKSURGXFWWKHFRVWRIXVLQJWKHDOWHUQDWLYHSURGXFWZDV FRPSDUHGWRWKHFRVWRIXVLQJWKHEDVHOLQHSURGXFW%ODQNHWZDVKLQJFRVWVZHUHHVWLPDWHGEDVHG RQWKHFRVWVRIODERUWKHEODQNHWZDVKSURGXFWDQGFORWKZLSHV(DFKRIWKHVHFRVWIDFWRUV LQFOXGHG

/DERU&RVWV7KHWLPHVSHQWWRFOHDQWKHEODQNHWZDVUHFRUGHGIRUHDFKSURGXFWGXULQJWKH SHUIRUPDQFHGHPRQVWUDWLRQV/DERUFRVWVZHUHFDOFXODWHGE\PXOWLSO\LQJWKHWLPHWRFOHDQWKH EODQNHWE\LQGXVWU\UHSRUWHGVWDWLVWLFVIRUOLWKRJUDSKLFSUHVVRSHUDWRUVªZDJHVLQFOXGLQJIULQJH UDWHDQGRYHUKHDG

%ODQNHW:DVK3URGXFW&RVWV7KHTXDQWLW\RIEODQNHWZDVKXVHGSHUEODQNHWFOHDQLQJZDV UHFRUGHGGXULQJWKHSHUIRUPDQFHGHPRQVWUDWLRQ7RFDOFXODWHWKHEODQNHWZDVKSURGXFWFRVWWKH DYHUDJHTXDQWLW\XVHGSHUEODQNHWZDVPXOWLSOLHGE\WKHXQLWFRVWRIHDFKSURGXFW3URGXFWFRVWV ZHUHSURYLGHGE\HDFKSDUWLFLSDWLQJPDQXIDFWXUHU

&ORWK:LSHV&RVWV7KHZLSHVXVHGIRUEODQNHWZDVKLQJDUHW\SLFDOO\FORWKZLSHVWKDWDUH OHDVHGWKURXJKDFRQWUDFWZLWKDQLQGXVWULDOODXQGU\ZKLFKSLFNVXSGLUW\ZLSHVIRUODXQGHULQJ DQGGURSVRIIFOHDQZLSHVIRUEODQNHWFOHDQLQJ0DWHULDOVFRVWVZHUHFDOFXODWHGE\PXOWLSO\LQJWKH QXPEHURIZLSHVXVHGSHUEODQNHWZDVKLQJDVUHFRUGHGLQWKHSHUIRUPDQFHGHPRQVWUDWLRQVE\ WKHOHDVHSULFHSHUZLSH

(YDOXDWHWKH+HDOWKDQG(QYLURQPHQWDO5LVNV

7HFKQLFDOHYDOXDWLRQRIWKHKXPDQKHDOWKDQGHQYLURQPHQWDOFRQFHUQVDVVRFLDWHGZLWK HDFKEODQNHWZDVKEHJDQZKLOHWKHGHPRQVWUDWLRQVZHUHVWLOOLQSURJUHVV6XSSOLHUVVXEPLWWHG FKHPLFDOIRUPXODWLRQLQIRUPDWLRQWR3,$IRUHDFKRIWKHLUSURGXFWVGHPRQVWUDWHG3,$UHPRYHG DOOWUDGHQDPHVDQGHDFKIRUPXODWLRQZDVDVVLJQHGDQXPEHUWRPDVNLWVLGHQWLI\EHIRUHEHLQJ SDVVHGRQWR(3$7KH(3$XVHGWKHDFWXDO IRUPXODWLRQV LQWKHLUPDVNHGIRUPDW DVWKH EDVLV IRU WKH HYDOXDWLRQ RI KHDOWK DQG The health and environmental concerns HQYLURQPHQWDO FRQFHUQV WKRXJK WKH GDWD associated with each blanket wash were DSSHDULQJ LQ WKLV GRFXPHQW KDYH EHHQ evaluated based on the actual chemical UHSRUWHG E\ FKHPLFDO IDPLO\ WR FRQFHDO formulations of each product.

1-6 1.1 PROJECT BACKGROUND

SURSULHWDU\IRUPXODWLRQGDWD:KLOHVSHFLILFPHWKRGVZHUHGHYHORSHGE\WKH'I(/LWKRJUDSK\ 3URMHFWWHDPIRUFRQGXFWLQJWKHSHUIRUPDQFHGHPRQVWUDWLRQDQGWKHFRVWDQDO\VLVWKHVWDQGDUG PHWKRGRORJLHVRIWKH(3$2IILFHRI3ROOXWLRQ3UHYHQWLRQDQG7R[LFV 2337 ([LVWLQJ&KHPLFDOV 3URJUDP ZHUH XVHG IRU WKH +XPDQ +HDOWK +D]DUGV (QYLURQPHQWDO +D]DUGV (QYLURQPHQWDO 5HOHDVHVDQG2FFXSDWLRQDO([SRVXUH$VVHVVPHQW*HQHUDO3RSXODWLRQ([SRVXUH$VVHVVPHQWDQG 5LVN$VVHVVPHQWVHFWLRQVRIWKH&76$

,GHQWLI\&RQVHUYDWLRQDQG$GGLWLRQDO,PSURYHPHQW2SSRUWXQLWLHV

7KHSURMHFWSDUWQHUVZHUHLQWHUHVWHGLQLGHQWLI\LQJHQHUJ\DQGQDWXUDOUHVRXUFHLVVXHVDQG LPSURYHPHQWRSSRUWXQLWLHVDVVRFLDWHGZLWKXVLQJWKHYDULRXVVXEVWLWXWHEODQNHWZDVKHV$OWKRXJK WKHEODQNHWZDVKLQJSURFHVVLVQRWSDUWLFXODUO\HQHUJ\RUUHVRXUFHLQWHQVLYHDSULQWHUFDQVWLOO KHOSFRQVHUYHHQHUJ\DQGUHVRXUFHVWKURXJKKLVRUKHUFKRLFHRIEODQNHWZDVKLQJSURGXFWVDQGWKH PDQQHULQZKLFKWKHSURGXFWVDUHXVHG

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

(YDOXDWH7UDGH2II,VVXHV

7KH WUDGHRII LVVXHV DVVRFLDWHG ZLWK WKH HQYLURQPHQWDO DQG KXPDQ KHDOWK ULVN FRVW SHUIRUPDQFHDQGRWKHUDQDO\VHVXQGHUWDNHQE\WKHSURMHFWSDUWQHUVDUHHYDOXDWHG7KLVLQFOXGHV DVRFLDOEHQHILWDQGFRVWGLVFXVVLRQDQGDVXPPDUL]DWLRQRIWKHSURMHFW VILQGLQJV

1.2 OVERVIEW OF LITHOGRAPHIC PRINTING

1.2.1 Products Printed

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

1.2.2 Printing Mechanism

7KHOLWKRJUDSKLFSULQWLQJSURFHVVLQYROYHVDSODWHRQZKLFKWKHLPDJHDQGQRQLPDJHDUHDV DUHRQWKHVDPHSODQHDVRSSRVHGWREHLQJHLWKHUUDLVHGRULQGHQWHG,QWKLVW\SHRIVLQJOHSODQH RUSODQRJUDSKLFSULQWLQJWKHLPDJHLVPDLQWDLQHGE\WDNLQJDGYDQWDJHRIWKHPXWXDOUHSXOVLRQ RIRLODQGZDWHU3ODWHVDUHWUHDWHGVRWKDWWKHQRQLPDJHDUHDDWWUDFWVZDWHUZKLOHWKHLPDJHDUHD

1-7 CHAPTER 1: INTRODUCTION

EHFRPHVUHFHSWLYHWRRLO LQN :DWHUDSSOLHGWRWKHK\GURSKLOLF ZDWHUORYLQJ SRUWLRQRIWKHSODWH FRQILQHVWKHLQNZLWKLQWKHROHRSKLOLF RLOORYLQJ LPDJHDUHD7KHZDWHULVDSSOLHGLQWKHIRUPRI DIRXQWDLQVROXWLRQZKLFKFRQVLVWVSULPDULO\RIZDWHUZLWKFKHPLFDODGGLWLYHVWKDWORZHUWKHVXUIDFH WHQVLRQRIWKHZDWHUDQGFRQWUROWKHS+,QNLVDSSOLHGWRWKHSODWHF\OLQGHUIURPWKHLQNIRXQWDLQ 7KHLPDJHLVWUDQVIHUUHGIURPWKHSODWHWRDUXEEHURUSODVWLFEODQNHWF\OLQGHUDQGVXEVHTXHQWO\ WUDQVIHUUHGWRWKHVXEVWUDWHLQDSURFHVVNQRZQDVRIIVHWSULQWLQJ/LWKRJUDSK\LVWKHRQO\PDMRU SULQWLQJVHFWRUWRXVHRIIVHWSULQWLQJUDWKHUWKDQGLUHFWSULQWLQJDSURFHVVLQZKLFKWKHLPDJHLV WUDQVIHUUHGIURPWKHSODWHWRWKHSULQWPHGLXPZLWKRXWWKHXVHRIDQLQWHUPHGLDWHF\OLQGHU

1.2.3 Types of Lithography

7KHOLWKRJUDSKLFSULQWLQJSURFHVVLVGLYLGHGLQWRWKUHHVHSDUDWHVXESURFHVVHVVKHHWIHG RIIVHWKHDWVHWZHERIIVHWDQGQRQKHDWVHWZHERIIVHW6KHHWIHGRIIVHWLVDEDVLFRIIVHWOLWKRJUDSKLF SURFHVV LQ ZKLFK SDSHU LV IHG LQWR WKH PDFKLQH LQ LQGLYLGXDO VKHHWV DQG WKH LQN GULHV LQ DQ R[LGDWLYHSRO\PHUL]DWLRQSURFHVV6KHHWIHGSUHVVHVXVHGSULPDULO\IRUVKRUWWHUPSULQWLQJUXQV RIFRPPHUFLDOSURGXFWVFRQVWLWXWHWKHODUJHPDMRULW\  RISODQWVZLWKOLWKRJUDSKLFSUHVVHVDQG DUHWKHIRFXVRIWKH'I(/LWKRJUDSK\3URMHFW7KHZHERIIVHWSURFHVVHVDUHVRQDPHGEHFDXVHRI WKHLUXVHRIUROOVRISDSHUZKLFKDUHFRQWLQXRXVO\IHGLQWRWKHSUHVV7KHZHELVFXWLQWRLQGLYLGXDO VKHHWV LQ SRVWSUHVV RSHUDWLRQV  2QO\  RI OLWKRJUDSKHUV XVH WKH ZHE RIIVHW SURFHVV DQG GHVSLWHWKHWHQGHQF\RIOLWKRJUDSKLFVKRSVWREHVPDOODOPRVWRIWKRVHSODQWVZKLFKXWLOL]H ZHEIHGSUHVVHVHPSOR\RYHUSHRSOH

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

1.2.4 Blanket Washing

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

1-8 1.3 PROFILE OF THE BLANKET WASH USE CLUSTER

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

1.3 PROFILE OF THE BLANKET WASH USE CLUSTER

1.3.1 Traditional Blanket Washes

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

1.3.2 Alternative Blanket Washes

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§WUDGLWLRQDO¨SHWUROHXPEDVHGFOHDQHUVGXHWR KLJKHULQJUHGLHQWFRVWV(3$ªV&RQWURO7HFKQLTXHV*XLGHOLQHIRU2IIVHW/LWKRJUDSKLF3ULQWLQJ &7* HVWLPDWHVWKDWORZHU92&FOHDQHUV ORZ92&VFOHDQHUVDUHGHILQHGLQWKH&7*DVSURGXFWVZLWKD 92&FRQWHQWRIOHVVWKDQE\ZHLJKWDVPHDVXUHGE\(3$ªVWHVWPHWKRG WKDWGRQRWFRQWDLQ KD]DUGRXVDLUSROOXWDQWV +$3V FRVWSHUSRXQGYHUVXVSHUSRXQGIRUD§WUDGLWLRQDO¨ FOHDQHU $OWHUQDWLYHZDVKHVGLVFXVVHGEHORZLQFOXGHZDWHUPLVFLEOHVROYHQWVYHJHWDEOHRLOEDVHG FOHDQHUVDQGWHUSHQHEDVHGFOHDQHUV

1-9 CHAPTER 1: INTRODUCTION

:DWHU0LVFLEOH6ROYHQWV

2QHDSSURDFKWRUHGXFLQJ92&VLQEODQNHWZDVKHVKDVEHHQWRXVHZDWHUPLVFLEOHVROYHQWV WKHUHE\DOORZLQJDFHUWDLQGHJUHHRIZDWHUGLOXWLRQ5HGXFWLRQVLQ92&FRQWHQWDUHDFFRPSOLVKHG E\VXEVWLWXWLQJYRODWLOHVROYHQWVZLWKZDWHU,WLVLPSRUWDQWWRQRWHWKDWQRWDOOZDWHUPLVFLEOH FOHDQHUV FRQWDLQ OHVV WKDQ  92&V KRZHYHU PDQ\ ZDWHU PLVFLEOH FOHDQHUV KDYH  D YDSRU SUHVVXUHRIOHVVWKDQPPRIPHUFXU\ +J DW(&ZKLFKLQVRPHFDVHVLVFRQVLGHUHGWREHDV DFFHSWDEOHDVDORZ92&IRUPXODWLRQ

9HJHWDEOH2LO%DVHG%ODQNHW:DVKHV

6RPHPDQXIDFWXUHUVDUHPDUNHWLQJYHJHWDEOHRLOEDVHGFOHDQHUVWKDWGRQRWFRQWDLQDQ\ SHWURFKHPLFDOVROYHQWVDQGWKDWKDYH92&FRQWHQWVDVORZDVILYHSHUFHQW:KLOHWKHOLVWSULFH IRUWKLVW\SHRIFOHDQHUFDQEHVLJQLILFDQWO\KLJKHUWKDQIRUPDQ\RIWKHSHWUROHXPEDVHGFOHDQHUV RQWKHPDUNHWSULQWHUVFDOFXODWLQJDFRVWSHUZDVKXSPXVWFRQVLGHUWKDWWKHSURGXFWLVVROGLQ D KLJKO\ FRQFHQWUDWHG IRUP 7KH DGYDQWDJHV RI YHJHWDEOH RLOEDVHG FOHDQHUV RYHU §WUDGLWLRQDO¨ FOHDQHUVLQFOXGHORZHU92&OHYHOVODFNRIRGRUQRVSHFLDOVWRUDJHUHTXLUHPHQWVXQSURFHVVHG ZLSHVPD\EHQRQKD]DUGRXVZDVWHDQGWKHEODQNHWVDUHFRQGLWLRQHGE\WKHFOHDQHU7KHUHPD\ DOVREHEHQHILWVWRZRUNHUKHDOWKDQGVDIHW\8QOLNHKLJKO\YRODWLOHSHWUROHXPEDVHGFOHDQHUV KRZHYHU YHJHWDEOH RLOEDVHG FOHDQHUV GR QRW UDSLGO\ IODVK RII IURP WKH EODQNHW F\OLQGHU DQG WKHUHIRUHDJUHDWHUHIIRUWPD\EHUHTXLUHGWRZLSHRIIWKHEODQNHW

7HUSHQH&OHDQHUV

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

:DWHUZDVKDEOH,QN6\VWHP

$QRWKHUW\SHRIYHJHWDEOHRLOEDVHGEODQNHWFOHDQLQJV\VWHPKDVEHHQGHYHORSHGUHFHQWO\ ZKLFKGLIIHUVIURPWKHYHJHWDEOHRLOEDVHGEODQNHWZDVKHVGHVFULEHGDERYHLQWKDWWKHEODQNHWZDVK LVRQHSDUWRIDQ§LQNV\VWHP¨7KHLQNLVYHJHWDEOHRLOEDVHGDQGFDQEHFRQYHUWHGLQWRDZDWHU VROXEOHIRUPDIWHUSULQWLQJLVFRPSOHWH2QFHWKHFRQYHUVLRQKDVRFFXUUHGWKHZDWHUVROXEOHLQN FDQEHUHPRYHGZLWKDZDWHUEDVHGEODQNHWVROXWLRQWKHUHE\HOLPLQDWLQJWKHQHHGIRUWUDGLWLRQDO FOHDQLQJVROYHQWVFRQWDLQLQJ92&V7KHVHLQNV\VWHPVDUHQRWDYDLODEOHIRUDOOW\SHVRISULQWLQJ DQGKDYHEHHQXWLOL]HGSULPDULO\LQWKHEXVLQHVVIRUPVLQGXVWU\

1.4 MARKET PROFILE

1.4.1 Blanket Wash Market

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

1-10 1.4 MARKET PROFILE

7KHOLWKRJUDSKLFEODQNHWZDVKLQGXVWU\LVH[WUHPHO\IUDJPHQWHGPDGHXSRIPDQ\VPDOO ILUPVSURGXFLQJDKRVWRIEODQNHWZDVKSURGXFWVDQGLVKLJKO\SULFHFRPSHWLWLYH,QJHQHUDO EODQNHWZDVKPDQXIDFWXUHUVDUHFKHPLFDOIRUPXODWRUVWKDWPDUNHWDYDULHW\RISUHVVURRPSURGXFWV LQFOXGLQJW\SHZDVKSUHVVZDVKDOFRKROUHSODFHUVDQGIRXQWDLQVROXWLRQV

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

1.4.2 Blanket Wash Manufacturers

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

7KHFRPSDQLHVOLVWHGLQ7DEOHDUHNQRZQWREHSURGXFHUVRIEODQNHWZDVKVROYHQWVRU SURGXFWVEDVHGXSRQWKHLQSXWRIVHYHUDOSULQWLQJLQGXVWU\WUDGHRUJDQL]DWLRQV7KLVOLVWLVQRW H[KDXVWLYHRIWKHWRWDOQXPEHURIFRPSDQLHVSURGXFLQJEODQNHWZDVKHV7KHUHODWLYHPDUNHWVKDUH KHOGE\HDFKRIWKHFRPSDQLHVOLVWHGEHORZLVQRWNQRZQ3HWUROHXPGLVWLOODWHSURGXFHUVVXFKDV $VKODQG([[RQDQG6KHOODOVRVHOOGLUHFWO\WRODUJHUSULQWHUV 

D Plants with presses are firms that possess any or duplicator/photocopier and engage in printing as their primary business.

1-11 CHAPTER 1: INTRODUCTION

1.4.3 Blanket Wash Components

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

Table 1-1. Lithographic Blanket Wash Manufacturers*

Company Location of Headquarters AM Multigraphics* Mount Prospect, IL Anchor/Lithkemko* Orange Park, FL Ashland Chemical* Columbus, OH Bingham Company Wood Dale, IL BLI Manufacturing Winston Salem, NC Dupont Printing and Publishing* Wilmington, DE Electro Sprayer Systems, Inc. Elk Grove Village, IL Environmental Scientific, Inc.* Research Triangle Park, NC Environmental Solvents, Inc.* Jacksonville, FL Fine Organics Corporation* Chicago, IL Flint Ink Detroit, MI HMI Environmental Products* Encinitas, CA Hurst Graphics, Inc.* Los Angeles, CA Inland Technology Inc.* Tacoma, WA Litho Research Inc. Chicago, IL MacDermid, Inc.* Waterbury, CT Printex Products Corporation* Rochester, NY Prisco/Printers' Service, Inc.* Newark, NJ RBP Chemical Corporation* Milwaukee, WI Rycoline Products, Inc.* Chicago, IL Siebert, Inc.* Lyons, IL Tower Products Inc.* Palmer, PA Unichema Corporation* Chicago, IL Varn International Oakland, NJ Witco* New York, NY * Indicates those manufacturers that participated in this Project; this is not an exhaustive list of manufacturers.

1-12 1.4 MARKET PROFILE

Table 1-2. Blanket Wash and Roller Wash Components

Ranking Chemical CAS Number Annual Quantity 1 Solvent Naphtha (petroleum), medium aliphatic* 64742-88-7 655,722

2 Solvent Naphtha (petroleum), light aromatic* 64742-95-6 633,000

3 Naphtha (petroleum), hydrotreated heavy* 64742-48-9 606,125

4 Solvent Naphtha (petroleum), light aliphatic* 64742-89-8 468,508

5 2-Butoxyethanol 111-76-2 288,000

6 Solvent Naphtha (petroleum), heavy aliphatic 64742-96-7 146,497

7 Mineral Spirits (straight run naphtha)* 64741-41-9 140,000

8 Methylene Chloride 75-9-2 125,003

9 Xylene* 1330-20-7 76,503

10 1,1,1-Trichloroethane 71-55-6 66,000

11 Isopropyl Alcohol 67-63-0 60,000

12 Acetone 67-64-1 55,000

13 Mineral Spirits (light hydrotreated)* 64742-47-8 51,943

14 Toluene 108-88-3 51,000

15 Solvent Naphtha (petroleum), heavy aromatic* 64742-94-5 49,815

16 Propylene Glycol Methyl Ether Acetate 108-65-6 38,000

17 2-Propoxyethanol 2807-30-9 27,932

18 d-Limonene* 5989-27-5 22,000

19 Dipropylene Glycol Methyl Ether* 3459-94-8 12,000

20 Kerosene 8008-20-6 10,000

21 Ethyl Acetate 141-78-6 2,000

22 Perchloroethylene 127-18-4 2,000

23 Diethylene Glycol Monobutyl Ether* 112-34-5 1,879

* Indicates those chemicals found in the formulations assessed in this project. Note: Information is based upon a 1992 survey of three blanket wash producers and is estimated to represent 70% of the industry.

1-13 CHAPTER 1: INTRODUCTION

1.4.4 Market Conditions

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

1.5 ALTERNATIVE TECHNOLOGY - AUTOMATIC BLANKET WASHERS

Technology Description

$QDOWHUQDWLYHWRZDVKLQJEODQNHWVPDQXDOO\LVWRXVHDXWRPDWLFRUPHFKDQL]HGEODQNHW ZDVKHUV$XWRPDWLFEODQNHWZDVKLQJLVDWHFKQRORJ\WKDWXVHVDVSUD\EUXVKDQGRUFORWKV\VWHP WR FOHDQ WKH UXEEHU EODQNHWV ZLWK OLWWOH RU QR KXPDQ DVVLVWDQFH ZKLOH WKH SUHVV LV UXQQLQJ $XWRPDWLFEODQNHWZDVKHUVDUHEHFRPLQJLQFUHDVLQJO\DYDLODEOHDVVWDQGDUGHTXLSPHQWRQQHZZHE DQGVKHHWIHGSUHVVHVDQGDVDUHWURILWRQROGHUSUHVVHV

$OWKRXJKXVXDOO\PDUNHWHGDVFRVWDQGODERUVDYLQJGHYLFHVDXWRPDWLFEODQNHWZDVKHUV PD\DOVRSURYLGHHQYLURQPHQWDOEHQHILWVE\UHGXFLQJ92&VROYHQWXVHDQGWKHQHHGIRUZLSHUDJV 6RPH V\VWHPV DOVR KDYH VROYHQW UHFODPDWLRQ V\VWHPV DQG DUH GHVLJQHG WR PLQLPL]H IXJLWLYH HPLVVLRQVLQWKHZRUNSODFH,QDGGLWLRQDXWRPDWLFEODQNHWZDVKHUVPD\PLWLJDWHVRPHKHDOWKDQG VDIHW\FRQFHUQVIRUSUHVVRSHUDWRUVEHFDXVHWKH\UHGXFHDSUHVVRSHUDWRUªVFRQWDFWZLWKVROYHQW UDJVDQGWKHPRYLQJSUHVVF\OLQGHUV,WLVLPSRUWDQWWRQRWHKRZHYHUWKDWHYHQSUHVVHVHTXLSSHG ZLWKDXWRPDWLFEODQNHWZDVKHUVVWLOOUHTXLUHRFFDVLRQDOPDQXDOEODQNHWZDVKLQJSDUWLFXODUO\IRU HQGRIUXQDSSOLFDWLRQV

'HSHQGLQJRQWKHEODQNHWZDVKLQJV\VWHPDOODXWRPDWLFZDVKHUVXVHDFHUWDLQDPRXQWRI WKHSDSHUUXQQLQJWKURXJKWKHSUHVVWRKHOSUHPRYHLQNIURPWKHEODQNHWGXULQJWKHZDVKF\FOH 7KUHHEDVLFIRUPVRIDXWRPDWLFEODQNHWZDVKV\VWHPVDUHFXUUHQWO\DYDLODEOHLQFOXGLQJVSUD\ V\VWHPVEUXVKUROOHUV\VWHPVDQGFORWKEDVHGV\VWHPV(DFKV\VWHPLVGLVFXVVHGEHORZ

6SUD\DSSOLFDWLRQV\VWHPVDUHDYDLODEOHIRUZHESUHVVHVDQGRSHUDWHE\DSSO\LQJFOHDQLQJ VROYHQWGLUHFWO\WRWKHEODQNHW7KHZHEFRQWLQXHVWRIHHGWKURXJKWKHSUHVVFDUU\LQJDZD\ H[FHVVLQNDQGGHEULVGLVVROYHGE\WKHVROYHQW6SUD\V\VWHPVW\SLFDOO\LQYROYHDUHODWLYHO\ VPDOOFDSLWDOLQYHVWPHQWUHODWLYHWRRWKHUEODQNHWZDVKV\VWHPV

1-14 1.5 ALTERNATIVE TECHNOLOGY-AUTOMATIC BLANKET WASHERS

 %UXVKUROOHUV\VWHPVXQOLNHVSUD\V\VWHPVDFWLYHO\VFUXEEODQNHWVXUIDFHVZLWKDURWDWLQJ DQGRVFLOODWLQJEUXVK7ZRW\SHVRIEUXVKV\VWHPVDUHDYDLODEOHGU\W\SHDQGZHWW\SH :HWW\SHEUXVKV\VWHPVGLVSHQVHDFRQWUROOHGTXDQWLW\RIVROYHQWRQWRWKHEUXVK6ROYHQW LVQRWDSSOLHGGLUHFWO\WRWKHEODQNHW'U\W\SHEUXVKV\VWHPVPHFKDQLFDOO\FOHDQWKH EODQNHWVXUIDFHEXWDUHQRWZHWWHGZLWKFOHDQLQJVROXWLRQ'U\W\SHV\VWHPVDUHXVHGRQO\ RQFROGVHWSUHVVHV

&ORWKEDVHGV\VWHPVRSHUDWHE\DSSO\LQJDZHERIFORWKWRWKHURWDWLQJEODQNHWGHSRVLWLQJ H[FHVVLQNDQGGHEULVRQWRWKHFORWK$IWHUFRPSOHWLQJWKHF\FOHWKHVSHQWFORWKDGYDQFHV DQGDIUHVKVHFWLRQRIFORWKLVOHIWLQLWVSODFH&OHDQLQJVROYHQWVDUHDSSOLHGWRWKHFORWK DQGQRWGLUHFWO\WRWKHEODQNHW

3HUIRUPDQFH,VVXHV

5HSRUWVRQWKHSHUIRUPDQFHRIDXWRPDWLFEODQNHWZDVKHUVUXQWKHJDPXWIURPSULQWHUVZKR VD\WKDWWKHLUDXWRPDWLFZDVKHUVZRUNIDVWHUDQGEHWWHUWKDQPDQXDOZDVKLQJWRWKRVHZKRKDYH JLYHQXSDQGDFWXDOO\UHPRYHGWKHEODQNHWZDVKHUVIURPWKHLUSUHVVHV&OHDUO\WKHW\SHRIEODQNHW ZDVKHUDQGWKHW\SHRISULQWLQJEHLQJGRQHSOD\ODUJHUROHVLQGHWHUPLQLQJWKHHIIHFWLYHQHVVRIWKH EODQNHWZDVKHU

$XWRPDWLFEODQNHWZDVKHUVDSSHDUWREHPRUHSUHYDOHQWRQZHESUHVVHVZKHUHWKH\FDQ EHXVHGIRUEODQNHWZDVKLQJGXULQJDSUHVVUXQ6RPHSULQWHUVUHSRUWWKDWDXWRPDWLFEODQNHW ZDVKHUVGRQRWFOHDQWKHEODQNHWVWKRURXJKO\HQRXJKWRXVHWKHPIRUHQGRIUXQZDVKLQJ%ODQNHW ZDVKHUVVHHPWREHOHVVSRSXODUIRUVKHHWIHGSUHVVHVZKHUHUHODWLYHO\VKRUWHUUXQOHQJWKVDOORZ SULQWHUVWRFRRUGLQDWHPDQXDOEODQNHWZDVKLQJZLWKWKHHQGRISURGXFWLRQUXQV

(FRQRPLFV

7KH SRWHQWLDO VDYLQJV DVVRFLDWHG ZLWK XVLQJ DQ DXWRPDWLF EODQNHW ZDVKHU LQVWHDG RI PDQXDOO\FOHDQLQJEODQNHWVLQFOXGHWKHIROORZLQJ

 ,Q PRVW FDVHV ZDVK IRU ZDVK DXWRPDWLF EODQNHW ZDVKHUV UHSRUWHGO\ XVH OHVV VROYHQW WKDQ PDQXDO ZDVKLQJ ZKLFK WUDQVODWHV LQWR ORZHU VROYHQW FRVWV IRU WKH SULQWHU

 %HFDXVHWKHDXWRPDWLFEODQNHWZDVKHUDOORZVWKHSUHVVRSHUDWRUWRSHUIRUPRWKHU WDVNVGXULQJWKHZDVKF\FOHWKHUHPD\EHVLJQLILFDQWODERUVDYLQJVDVVRFLDWHGZLWK DXWRPDWLFEODQNHWZDVKLQJ

 0DNHUHDG\WLPHLVVKRUWHQHGEHFDXVHWKHSUHVVGRHVQRWVWRSGXULQJWKHEODQNHW ZDVKLQJSURFHVV

 :LSHUDJXVHLVUHGXFHGZKLFKFRQIHUVVDYLQJVLQWKHDUHDRIUDJSXUFKDVLQJRULQ UDJOHDVLQJFRQWUDFWV)RUFORWKEDVHGV\VWHPVGLVSRVDORUODXQGHULQJRIWKHVSHQW FORWKPD\EHDFRQFHUQ

 6RPHSULQWHUVFODLPWKDWEODQNHWOLIHLVSURORQJHGWKURXJKWKHXVHRIDXWRPDWLF EODQNHWZDVKHUV

1-15 CHAPTER 1: INTRODUCTION

7KHSRWHQWLDOFRVWVRIDXWRPDWLFEODQNHWZDVKHUVLQFOXGHWKHIROORZLQJ

 7KHEODQNHWZDVKLQJV\VWHPLWVHOILVDVLJQLILFDQWDGGHGFRVWSDUWLFXODUO\ZKHQD UHWURILWLVXQGHUFRQVLGHUDWLRQ2QPDQ\QHZSUHVVHVKRZHYHUDXWRPDWLFEODQNHW ZDVKHUVDUHVWDQGDUGHTXLSPHQW

 0DLQWHQDQFHFRVWVPD\DOVREHDIDFWRU7KLVZRXOGLQFOXGHURXWLQHPDLQWHQDQFH DVZHOODVEUXVKDQGRWKHUSDUWVUHSODFHPHQW

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

(QYLURQPHQWDO,PSDFWV

(QYLURQPHQWDOEHQHILWVDQGFRVWVDVVRFLDWHGZLWKDXWRPDWLFEODQNHWZDVKHUVPD\LQFOXGH

 2QDSHUZDVKEDVLVDXWRPDWLFEODQNHWZDVKLQJFRQVHUYHVVROYHQWDVFRPSDUHGWR PDQXDOEODQNHWZDVKLQJ%HFDXVHDXWRPDWLFEODQNHWZDVKLQJLVPRUHFRQYHQLHQW WKDQ PDQXDO ZDVKLQJ KRZHYHU SUHVV RSHUDWRUV PD\ FOHDQ EODQNHWV PRUH IUHTXHQWO\&XUUHQWO\WKHUHDUHLQVXIILFLHQWGDWDWRDVVHVVZKHWKHUWRWDOVROYHQWXVH LQFUHDVHVRUGHFUHDVHVLQSUDFWLFH

 92&VRDNHGUDJZDVWHLVUHGXFHG)RUFORWKEDVHGV\VWHPVGLVSRVDORUODXQGHULQJ RIWKHVSHQWFORWKPD\EHDFRQFHUQ

 %HFDXVHDODUJHDPRXQWRISDSHULVZDVWHGLQPDQXDOEODQNHWZDVKLQJGXHWRSUHVV VWDUWXSDQGVKXWGRZQDXWRPDWLFEODQNHWZDVKLQJPD\FRQVHUYHSDSHU

 /RZ92&VROYHQWVPD\EHXVHGZLWKVRPHV\VWHPV

1-16 1.5 ALTERNATIVE TECHNOLOGY-AUTOMATIC BLANKET WASHERS

+HDOWK6DIHW\,VVXHV

:RUNHUVDIHW\LVVXHVDVVRFLDWHGZLWKDXWRPDWLFEODQNHWZDVKHUVPD\LQFOXGH

 'LUHFWZRUNHUGHUPDOH[SRVXUHWRVROYHQWLVUHGXFHG

 :LWKVRPHV\VWHPVPXFKRIWKHVROYHQWFDQEHUHFODLPHGIRUUHXVH

 'LPLQLVKHGIXJLWLYH92&HPLVVLRQVLQWKHZRUNSODFH

 :RUNHUV FDQ OHVVHQ H[SRVXUH WR SRWHQWLDOO\ GDQJHURXV PRYLQJ SUHVV F\OLQGHUV DVVRFLDWHGZLWKPDQXDOEODQNHWFOHDQLQJ

$XWRPDWLF%ODQNHW:DVK6\VWHP0DQXIDFWXUHUV

0DQXIDFWXUHUV RI DXWRPDWLF EODQNHW ZDVKHUV LQFOXGH $0 0XOWLJUDSKLFV %DOGZLQ 7HFKQRORJ\2[\'U\&RUSRUDWLRQ3ULQWH[3URGXFWV&RUSRUDWLRQ+HLGHOEHUJ+DUULV,QFDQG:HE 3ULQWLQJ&RQWUROV&RPSDQ\,QF7KLVOLVWZDVFRPSLOHGEDVHGXSRQGLVFXVVLRQVZLWKLQGXVWU\ FRQWDFWV DV ZHOO DV WKH 13(6 'LUHFWRU\ RI ,QWHUQDWLRQDO 6XSSOLHUV RI 3ULQWLQJ  3XEOLVKLQJ 7HFKQRORJLHV7KLVOLVWLVQRWH[KDXVWLYH

References

&URVV/LVD§6XSSOLHUV([SDQGWKHLU(FRUROHV¨*UDSKLF$UWV0RQWKO\'HFHPEHU

86(3$&RQWURO7HFKQLTXHV*XLGHOLQHIRU2IIVHW/LWKRJUDSKLF3ULQWLQJ'UDIW-XO\ 

+RSSH'HEELH3ULQWH[3URGXFWV&RUSRUDWLRQ&RPPHQWVRQWKH'UDIW&76$5HYLHZ PHPRUDQGXPWR-HG0HOLQH86(3$$SULO

86'HSDUWPHQWRI&RPPHUFH86,QGXVWULDO2XWORRN-DQXDU\

%UXQR0LFKDHO+0LFKDHO+%UXQRªV6WDWXVRI3ULQWLQJ8SGDWH$6WDWHRIWKH$UW 5HSRUW6DOHP1+*$0$&RPPXQLFDWLRQV

.DQQHQEHUJ0DUN5%3&KHPLFDO&RUSRUDWLRQ)D[UHFHLYHG$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK5D\%UDG\ $QFKRU/LWKNHPNR2UDQJH3DUN)/0D\

-DGULFK3DXO6LHEHUW,QFFRPPHQWVRQGUDIWVXEPLWWHGWR-HG0HOLQH86(3$RQ1RY 

&UDZIRUG-DPHV6WDWHRI:LVFRQVLQ'HSDUWPHQWRI1DWXUDO5HVRXUFHVFRPPHQWVRQGUDIWWR -HG0HOLQH86(3$1RY

/HZLV$)%OXH%RRN0DUNHWLQJ,QIRUPDWLRQ5HSRUWV-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK%LOO/RITXLVW 'HSDUWPHQWRI&RPPHUFH:DVKLQJWRQ'&0D\

1-17 CHAPTER 1: INTRODUCTION

-DGULFK3DXO6LHEHUW,QF&RPPHQWVRQGUDIWSURYLGHGWR-HG0HOLQH86(3$1RY 

6KHSSDUG:LOOLDP-/LWKR5HVHDUFK)D[UHFHLYHG$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK5D\%UDG\ $QFKRU/LWKNHPNR2UDQJH3DUN)/0D\

13(67KH$VVRFLDWLRQIRU6XSSOLHUVRI3ULQWLQJDQG3XEOLVKLQJ7HFKQRORJLHV0RQWKO\ 6WDWLVWLFV5HSRUWDQG4XDUWHUO\(FRQRPLF)RUHFDVW

.DQQHQEHUJ0DUN5%3&KHPLFDO&RUSRUDWLRQ)D[UHFHLYHG$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK&.%HUWKROG 2[\'U\&RUSRUDWLRQ,WDVFD,/$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK-HUU\+XEEDUG %DOGZLQ*UDSKLF6\VWHPV6WDPIRUG&7$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK-HUU\+XEEDUG %DOGZLQ*UDSKLF6\VWHPV6WDPIRUG&7$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK-HUU\+XEEDUG %DOGZLQ*UDSKLF6\VWHPV6WDPIRUG&7$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK&.%HUWKROG 2[\'U\&RUSRUDWLRQ,WDVFD,/$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK&.%HUWKROG 2[\'U\&RUSRUDWLRQ,WDVFD,/$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK-HUU\+XEEDUG %DOGZLQ*UDSKLF6\VWHPV6WDPIRUG&7$SULO

1-18 Chapter 2 Data Collection

7KLVFKDSWHUFRQWDLQVLQIRUPDWLRQ XVHGWRHYDOXDWHWKHKHDOWKHQYLURQPHQWDO Chapter Contents DQG UHJXODWRU\ FRQFHUQV DVVRFLDWHG ZLWK WKH LQGLYLGXDO FKHPLFDOV IRXQG LQ WKH 2.1 Categorization/Formulations OLWKRJUDSKLF EODQNHW ZDVKHV DQG 2.2 Chemical Information GLVFXVVHV KRZ WKLV LQIRUPDWLRQ ZDV 2.2.1 Chemical Properties and Information REWDLQHG  6HFWLRQ  DGGUHVVHV WKH 2.2.2 Safety Hazard Factors RUJDQL]DWLRQ RI WKH  VSHFLILF FKHPLFDOV 2.2.3 Chemical Properties and Information WKDW FRPSRVH WKH EODQNHW ZDVKHV LQWR Summaries JHQHULF FKHPLFDO FDWHJRULHV  6HFWLRQ  2.3 Human Health Hazard Information LQFOXGHVLQIRUPDWLRQRQWKHSK\VLFDODQG FKHPLFDO SURSHUWLHV RI HDFK VSHFLILF 2.4 Environmental Hazard Information FKHPLFDO  0HOWLQJ SRLQW YDSRU SUHVVXUH 2.4.1 Methodology DQGWKHELRFRQFHQWUDWLRQIDFWRUDUHDPRQJ 2.4.2 Results WKH PDQ\ SURSHUWLHV GHWDLOHG LQ WKLV 2.5 Federal Regulatory Status VHFWLRQ  6HFWLRQ  SUHVHQWV NQRZQ 2.6 Safety Hazard by Formulation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

2.1 CATEGORIZATION OF BLANKET WASH CHEMICALS FOR GENERICIZING FORMULATIONS

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

,QRUGHUWRSDUWLFLSDWHLQWKH3URMHFWHDFKVXSSOLHUZDVUHTXLUHGWRVXEPLWWKHLUSURGXFW DQGLWVH[DFWIRUPXODWLRQWR3ULQWLQJ,QGXVWULHVRI$PHULFD 3,$ ZKRUHSODFHGWKHSURGXFWEUDQG QDPHZLWKDEODQNHWZDVKQXPEHU7KH(3$FRPSOHWHGWKHULVNFKDUDFWHUL]DWLRQXVLQJWKHH[DFW IRUPXODWLRQVEXWZLWKRXWNQRZOHGJHRIWKHVXSSOLHURUWKHEUDQGQDPH7KHQXPEHULQJV\VWHP DVVLJQHGE\3,$LVXVHGWKURXJKRXWWKH&76$,QDGGLWLRQWRPDLQWDLQWKHFRQILGHQWLDOLW\RIWKH IRUPXODWLRQVWKH&76$UHSRUWVWKHUHVXOWVXVLQJWKHFDWHJRUL]DWLRQV\VWHPVKRZQEHORZLQ7DEOH

2-1 CHAPTER 2: DATA COLLECTION

  (DFK FKHPLFDO LQ WKH EODQNHW ZDVK IRUPXODWLRQV ZDV JURXSHG LQWR D FDWHJRU\ DQG WKH FDWHJRULHV DUH XVHG WR UHSRUW WKH UHVXOWV LH HVWLPDWHG HQYLURQPHQWDO UHOHDVH  IRU HDFK IRUPXODWLRQ7KHSHUFHQWDJHVRIHDFKFRPSRQHQWLQDJLYHQIRUPXODWLRQDUHQRWOLVWHG,IDSULQWHU ZLVKHVWRGHWHUPLQHWKHPDQXIDFWXUHUZKRSURGXFHVDJLYHQIRUPXODWLRQDOLVWRISDUWLFLSDWLQJ PDQXIDFWXUHUVDSSHDUVLQWKHIURQWRIWKHGRFXPHQW(DFKSDUWLFLSDWLQJPDQXIDFWXUHULVDZDUH RIKLVRUKHUDVVLJQHGSURGXFWQXPEHUDVZHOODVWKHLUJHQHULFL]HGIRUPXODWLRQ

Table 2-1. Categorization of Blanket Wash Chemicals

Category Chemicals from Blanket Wash Use Cluster in Category

Alkali/salts Sodium Hydroxide; Tetrapotassium pyrophosphate; Ethylenediaminetetraacetic acid, tetrasodium salt Alkanolamines Diethanolamine

Alkoxylated alcohols Alcohols, C12 -C 15 , ethoxylated; Oxirane, methyl, polymer with oxirane, monodecyl ether; Polyethoxylated isodecyloxypropylamine; Poly(oxy-1,2-ethanediyl), -hexyl-7-hydroxy-; Sorbitan, monododecanoate, poly(oxy-1,2-ethanediyl) derivatives Alkyl benzene sulfonates Benzenesulfonic acid, dodecyl-; Benzenesulfonic acid, dodecyl-, compounds with 2-aminoethanol; Benzenesulfonic acid, dodecyl-, compounds with 2-propanamine; Benzenesulfonic acid, (tetrapropenyl)-, compounds with 2-propanamine;

Benzenesulfonic acid, C10 -C 16 -alkyl derivatives, compounds with 2- propanamine; Sodium xylene sulfonate Dibasic esters Dimethyl adipate; Dimethyl glutarate; Dimethyl succinate; Ethylene glycol ethers Diethylene glycol monobutyl ether Ethoxylated nonylphenol Ethoxylated nonylphenol

Fatty acid derivatives Fatty acids, C16 -C 18 , methyl esters; Fatty acids, C16 -C 18 and C18 -unsatd, compounds with diethanolamine; Sorbitan, mono-9-octadecanoate; Sorbitan, monolaurate; Soybean oil, methyl ester; Soybean oil, polymerized, oxidized; Tall oil, special; Fatty acids, tall oil, compounds with diethanolamine Glycols Propylene glycol

2-2 2.1 CATEGORIZATION/FORMULATIONS

Category Chemicals from Blanket Wash Use Cluster in Category

Hydrocarbons, aromatic Benzene, 1, 2, 4-trimethyl-; Cumene; Solvent naphtha (petroleum), heavy aromatic; Solvent naphtha (petroleum), light aromatic; Xylene Hydrocarbons, petroleum Distillates (petroleum), hydrotreated middle; distillates Mineral spirits (light hydrotreated); Naphtha (petroleum), hydrotreated heavy; Solvent naphtha (petroleum), light aliphatic (VM&P Naphtha); Solvent naphtha (petroleum), medium aliphatic; Stoddard solvent Esters/lactones Butyrolactone; Propanoic acid, 3-ethoxy-, ethyl ester; Sodium bis(ethylhexyl) sulfosuccinate; Sorbitan tri-9-octadecenoate, poly(oxy-1,2-ethanediyl) derivatives Nitrogen heterocyclics N-methyl pyrrolidone Propylene glycol ethers Dipropylene glycol monobutyl ether; Dipropylene glycol methyl ether; Propylene glycol monobutyl ether; Terpenes Hydrocarbons, terpene processing by-products; d-Limonene; Linalool; Nerol; 2-Pinanol; Plinols; -Terpineol; Terpinolene;

2.2 CHEMICAL INFORMATION

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

2.2.1 Chemical Properties and Information

)RU HDFK EODQNHW ZDVK FKHPLFDO WKHUH LV D FRUUHVSRQGLQJ &KHPLFDO 3URSHUWLHV DQG ,QIRUPDWLRQVXPPDU\$OORIWKHLQIRUPDWLRQLQWKHVHVXPPDULHVH[FHSWIRUWKH6DIHW\+D]DUG )DFWRUVZDVREWDLQHGE\VHDUFKLQJVWDQGDUGUHIHUHQFHVOLVWHGDWWKHHQGRIWKLVFKDSWHU7KLV VXPPDU\FRQWDLQVLQIRUPDWLRQRQWKHIROORZLQJFKHPLFDODQGSK\VLFDOSURSHUWLHV

2-3 CHAPTER 2: DATA COLLECTION

Table 2-2. Glossary of Chemical Properties Terms

Term Definition Chemical Abstracts Service A unique identification code, up to ten digits long, assigned to each Registry Number (CAS #) chemical registered by the Chemical Abstract Service. The CAS # is useful when searching for information on a chemical with more than one name. Synonyms Alternative names commonly used for the chemical. Molecular weight A summation of the individual atomic weights based on the numbers and kinds of atoms present in a molecule of a chemical substance. For polymers, this may include molecular weight distributions, ranges, and averages. Typical unit is g/mole. Melting point The temperature at which a substance changes from the solid to the liquid state. It indicates at what temperature solid substances liquify. Typical unit is (C. Water solubility The maximum amount of a chemical that can be dissolved in a given amount of pure water at standard conditions of temperature and pressure. Typical unit is g/L. Vapor pressure The pressure exerted by a chemical in the vapor phase in equilibrium with its solid or liquid forms. It provides an indication of the relative tendency of a substance to volatilize. Typical unit is mm Hg. Octanol-water partition coefficient Provides a measure of the extent of a chemical partitioning between

(Log10 K ow ) water and octanol (as a surrogate for lipids or other organics) at equilibrium. It is an important parameter because it provides an indication of a chemical's water solubility and its propensity to bioconcentrate in aquatic organisms or sorb to soil and sediment.

Soil sorption coefficient (Log10 K oc ) Provides a measure of the extent of chemical partitioning between the solid and solution phases of a two-phase system, especially soil, sediment or activated sludge. Usually expressed on an organic carbon basis, as the equilibrium ratio of the amount of chemical sorbed per unit weight of organic carbon in the soil, sediment or sludge to the concentration of the chemical in solution. The higher

the Koc , the more likely a chemical is to bind to soil or sediment than to remain in water.

Bioconcentration factor (Log10 Provides a measure of the extent of chemical partitioning at BCF) equilibrium between a biological medium such as fish tissue or plant tissue and an external medium such as water. The higher the BCF, the greater the accumulation in living tissue is likely to be. Henry's Law Constant Provides a measure of the extent of chemical partitioning between air and water at equilibrium; estimated by dividing the vapor pressure of a sparingly water soluble chemical substance by its water solubility. The higher the Henry's Law constant, the more likely a chemical is to volatilize than to remain in water. Publicly Owned Treatment Works The extent to which a chemical substance is removed from influent (POTW) overall removal rate wastewater by typical POTWs employing activated sludge secondary treatment. Expressed as 100 minus that percentage of the material originally present that remains in the liquid effluent after treatment. Chemistry of use The primary use of the chemical in the lithographic printing industry.

2-4 2.2 CHEMICAL INFORMATION

Molecular formula and physical A description of the number and type of each atom in the chemical structure of the chemical and a description of how the atoms are arranged and the types of bonds between atoms. Boiling point The temperature at which a liquid under standard atmospheric pressure (or other specified pressure) changes from a liquid to a gaseous state. It is an indication of the volatility of a substance. The distillation range in a separation process, the temperature at which the more volatile liquid of a mixture forms a vapor, is used for mixtures in the absence of a boiling point. Typical unit is (C. Density The mass of a liquid, solid, or gas per unit volume of that substance, i.e., the mass in grams contained in 1 cubic centimeter of a substance at 20(C and 1 atmosphere pressure. Typical unit is g/cm3 . Flash point The minimum temperature at which a liquid gives off sufficient vapor to form an ignitible mixture with air near the surface of the liquid or within the test vessel used. Safety hazard factors Discussed in detail below.

$Q\RIWKHSURSHUW\YDOXHVDFTXLUHGIURPWKHVWDQGDUGUHIHUHQFHVKDYHEHHQGHVLJQDWHGDV PHDVXUHG 0   VLQFH WKH GDWD LQ WKHVH VRXUFHV KDYH EHHQ H[SHULPHQWDOO\ GHWHUPLQHG IRU WKH VSHFLILFFKHPLFDOLQTXHVWLRQ 3OHDVHQRWHWKDWV\QRQ\PVPROHFXODUZHLJKWFKHPLVWU\RIXVH DQGVWUXFWXUHKDYHQRVXFKGHVLJQDWLRQVLQFHWKHVHDUHQRWYDOXHVWKDWFDQEHPHDVXUHGEXW UDWKHUDUHDWWULEXWHVLQWULQVLFWRWKHFKHPLFDOLQTXHVWLRQ

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

 2FWDQRO:DWHU 3DUWLWLRQ &RHIILFLHQW 3URJUDP /2*.2:   0H\ODQ :0 DQG 3+ +RZDUG$WRPIUDJPHQWFRQWULEXWLRQPHWKRGIRUHVWLPDWLQJRFWDQROZDWHU SDUWLWLRQFRHIILFLHQWV-3KDUP6FL

 +HQU\ V/DZ&RQVWDQW3URJUDP +(15<  0H\ODQ:0DQG3++RZDUG %RQGFRQWULEXWLRQPHWKRGIRUHVWLPDWLQJ+HQU\ V/DZFRQVWDQWV(QYLURQ7R[LFRO &KHP

 6RLO 6RUSWLRQ &RHIILFLHQW 3URJUDP 3&.2&   0H\ODQ :0 3+ +RZDUG DQG 56 %RHWKOLQJ0ROHFXODUWRSRORJ\IUDJPHQWFRQWULEXWLRQPHWKRGIRUSUHGLFWLQJ VRLOVRUSWLRQFRHIILFLHQWV(QYLURQ6FL7HFKQRO

 0HOWLQJ3RLQW%RLOLQJ3RLQW9DSRU3UHVVXUH(VWLPDWLRQ3URJUDP 03%393 

 :DWHU6ROXELOLW\(VWLPDWLRQ3URJUDP :6.2:  0H\ODQ:03++RZDUGDQG56 %RHWKOLQJ   ,PSURYHG PHWKRG IRU HVWLPDWLQJ ZDWHU VROXELOLW\ IURP RFWDQROZDWHUFRHIILFLHQW(QYLURQ7R[LFRO&KHP  

2-5 CHAPTER 2: DATA COLLECTION

 6HZDJH7UHDWPHQW3ODQW0RGHO 673 DIXJDFLW\PRGHOIRUHVWLPDWLQJWKHHIILFLHQF\ RISROOXWDQWUHPRYDO &ODUN%-*+HQU\DQG'0DFND\)XJDFLW\DQDO\VLV DQG PRGHO RI RUJDQLF FKHPLFDO IDWH LQ D VHZDJH WUHDWPHQW SODQW  (QYLURQ 6FL 7HFKQRO

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

2.2.2 Safety Hazard Factors

,QDGGLWLRQWRWKHSK\VLFDODQGFKHPLFDOSURSHUWLHVRIDFKHPLFDOGLVFXVVHGDERYHWKHUHDUH RWKHUFKHPLFDODWWULEXWHVWKDWDUHLPSRUWDQWIRUWKHKDQGOLQJXVHDQGVWRUDJHRIDFKHPLFDOLQWKH ZRUNSODFH7KHVHDWWULEXWHVKDYHEHHQGHVLJQDWHGDV6DIHW\+D]DUG)DFWRUVDQGWKH\LQFOXGH FKHPLFDOUHDFWLYLW\IODPPDELOLW\LJQLWDELOLW\DQGFRUURVLYLW\,QIRUPDWLRQXVHGWRGHWHUPLQHWKH 6DIHW\+D]DUG)DFWRUVZDVWDNHQIURPWKHIROORZLQJVRXUFHV LILQIRUPDWLRQZDVQRWDYDLODEOHIRU SDUWLFXODUIDFWRULWZDVQRWLQFOXGHGLQWKH&KHPLFDO3URSHUWLHVDQG,QIRUPDWLRQVXPPDU\ 

 1DWLRQDO)LUH3URWHFWLRQ$VVRFLDWLRQ V 1)3$ )LUH3URWHFWLRQ*XLGHWR+D]DUGRXV 0DWHULDOV WKHGLWLRQ 4XLQF\0DVVDFKXVHWWV

 &)5† 3URWHFWLRQRI(QYLURQPHQW5&5$,GHQWLILFDWLRQDQG/LVWLQJRI +D]DUGRXV:DVWH &KDUDFWHULVWLFRI,JQLWDELOLW\

 'HSDUWPHQWRI7UDQVSRUWDWLRQ V+D]DUGRXV0DWHULDOV7DEOH&)5†

7KH UHDFWLYLW\ DQG IODPPDELOLW\ YDOXHV DUH WDNHQ IURP WKH 1DWLRQDO )LUH 3URWHFWLRQ $VVRFLDWLRQ V 1)3$ )LUH3URWHFWLRQ*XLGHWR+D]DUGRXV0DWHULDOV WKHGLWLRQ )RUUHDFWLYLW\ PDWHULDOVDUHUDQNHGRQDVFDOHRIWKURXJK

 PDWHULDOVWKDWDUHQRUPDOO\VWDEOHHYHQXQGHUILUHH[SRVXUHFRQGLWLRQVDQGWKDWGR QRWUHDFWZLWKZDWHUQRUPDOILUHILJKWLQJSURFHGXUHVPD\EHXVHG

 PDWHULDOV WKDW DUH QRUPDOO\ VWDEOH EXW PD\ EHFRPH XQVWDEOH DW HOHYDWHG WHPSHUDWXUHVDQGSUHVVXUHVDQGPDWHULDOVWKDWZLOOUHDFWZLWKZDWHUZLWKVRPH

2-6 2.2 CHEMICAL INFORMATION

UHOHDVH RI HQHUJ\ EXW QRW YLROHQWO\ ILUHV LQYROYLQJ WKHVH PDWHULDOV VKRXOG EH DSSURDFKHGZLWKFDXWLRQ

 PDWHULDOVWKDWDUHQRUPDOO\XQVWDEOHDQGUHDGLO\XQGHUJRYLROHQWFKHPLFDOFKDQJH EXWDUHQRWFDSDEOHRIGHWRQDWLRQWKLVLQFOXGHVPDWHULDOVWKDWFDQUDSLGO\UHOHDVH HQHUJ\PDWHULDOVWKDWFDQXQGHUJRYLROHQWFKHPLFDOFKDQJHVDWKLJKWHPSHUDWXUHV DQG SUHVVXUHV DQG PDWHULDOV WKDW UHDFW YLROHQWO\ ZLWK ZDWHU  ,Q DGYDQFHG RU PDVVLYHILUHVLQYROYLQJWKHVHPDWHULDOVILUHILJKWLQJVKRXOGEHGRQHIURPDVDIH GLVWDQFHRIIURPDSURWHFWHGORFDWLRQ

 PDWHULDOVWKDWLQWKHPVHOYHVDUHFDSDEOHRIGHWRQDWLRQH[SORVLYHGHFRPSRVLWLRQ RU H[SORVLYH UHDFWLRQ EXW UHTXLUH D VWURQJ LQLWLDWLQJ VRXUFH RU KHDWLQJ XQGHU FRQILQHPHQW ILUHV LQYROYLQJ WKHVH PDWHULDOV VKRXOG EH IRXJKW IURP D SURWHFWHG ORFDWLRQ

 PDWHULDOV WKDW LQ WKHPVHOYHV DUH UHDGLO\ FDSDEOH RI GHWRQDWLRQ H[SORVLYH GHFRPSRVLWLRQRUH[SORVLYHUHDFWLRQDWQRUPDOWHPSHUDWXUHVDQGSUHVVXUHV,ID PDWHULDOKDYLQJWKLV5HDFWLYLW\+D]DUG5DWLQJLVLQYROYHGLQDILUHWKHDUHDVKRXOG EHLPPHGLDWHO\HYDFXDWHG

)RUIODPPDELOLW\PDWHULDOVDUHUDQNHGRQDVFDOHRIWKURXJK

 DQ\PDWHULDOWKDWZLOOQRWEXUQ

 PDWHULDOVWKDWPXVWEHSUHKHDWHGEHIRUHLJQLWLRQZLOORFFXUDQGZKRVHIODVKSRLQW H[FHHGV() (& DVZHOODVPRVWRUGLQDU\FRPEXVWLEOHPDWHULDOV

 PDWHULDOVWKDWPXVWEHPRGHUDWHO\KHDWHGEHIRUHLJQLWLRQZLOORFFXUDQGWKDWUHDGLO\ JLYHRIILJQLWLEOHYDSRUV

 IODPPDEOHOLTXLGVDQGPDWHULDOVWKDWFDQEHHDVLO\LJQLWHGXQGHUDOPRVWDOOQRUPDO WHPSHUDWXUHFRQGLWLRQV:DWHUPD\EHLQHIIHFWLYHLQFRQWUROOLQJRUH[WLQJXLVKLQJ ILUHVLQVXFKPDWHULDOV

 LQFOXGHVIODPPDEOHJDVHVS\URSKRULFOLTXLGVDQGIODPPDEOHOLTXLGV7KHSUHIHUUHG PHWKRGRIILUHDWWDFNLVWRVWRSWKHIORZRIPDWHULDORUWRSURWHFWH[SRVXUHVZKLOH DOORZLQJWKHILUHWREXUQLWVHOIRXW

&KHPLFDOVQRWUDQNHGE\1)3$ZHUHQRWDVVLJQHGDUHDFWLYLW\RUDIODPPDELOLW\YDOXH

)RULJQLWDELOLW\WKHEODQNHWZDVKFKHPLFDOVKDYHEHHQFODVVLILHGDVHLWKHULJQLWDEOH<RU QRWLJQLWDEOH17KHGHWHUPLQDWLRQRILJQLWDELOLW\LVEDVHGXSRQWKHVWDQGDUGRXWOLQHGLQ&)5 †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

)RUFRUURVLYLW\WKHEODQNHWZDVKFKHPLFDOVKDYHEHHQFDWHJRUL]HGDVHLWKHUFRUURVLYHRU QRW FRUURVLYH  $Q\ FKHPLFDO ZLWK D GHVLJQDWLRQ LQ WKH FRUURVLYLW\ FROXPQ LV OLVWHG LQ WKH 'HSDUWPHQWRI7UDQVSRUWDWLRQ V+D]DUGRXV0DWHULDOV7DEOHLQ&)5†7KLVWDEOHOLVWV DOOUHTXLUHGODEHOVDFKHPLFDOPXVWKDYHDIIL[HGWRLWVFRQWDLQHUSULRUWRVKLSSLQJ&KHPLFDOV

2-7 CHAPTER 2: DATA COLLECTION

ZKLFKUHTXLUHDFRUURVLYHVKLSSLQJODEHOKDYHEHHQGHVLJQDWHGE\<ZKLOHFKHPLFDOVZKLFKGR QRWUHTXLUHWKLVODEHOKDYHEHHQGHVLJQDWHGE\1&KHPLFDOVQRWOLVWHGLQWKH'27+D]DUGRXV 0DWHULDOV7DEOHKDYHQRWEHHQDVVLJQHGDFRUURVLYLW\GHVLJQDWLRQ

2.2.3 Chemical Properties and Information Summaries

,Q7DEOHHDFKRIWKHEODQNHWZDVKFKHPLFDOVDUHOLVWHGDORQJZLWKWKHLUFRPPRQ V\QRQ\PVDQGWKH&KHPLFDO$EVWUDFWV6HUYLFH5HJLVWU\1XPEHU,PPHGLDWHO\IROORZLQJWKHWDEOH DUHWKHLQGLYLGXDO&KHPLFDO3URSHUWLHVDQG,QIRUPDWLRQVXPPDULHVIRUHDFKFKHPLFDO

Table 2-3. Chemicals in Blanket Wash Formulations

Chemical Name CAS Number Synonym

cb Alcohols, C12 -C 15 , ethoxylated 68131-39-5 EMUL/Mix Benzene, 1,2,4-trimethyl- 95-63-6 Pseudocumene Benzenesulfonic acid, dodecyl-c 27176-87-0 Dodecyl benzene sulfonic acidb Benzenesulfonic acid, dodecyl-, 26836-07-7 Dodecylbenzenesulfonic acid, compounds with 2-aminoethanol ethanolamine salt Benzenesulfonic acid, dodecyl-, 26264-05-1 Isopropylamine salt of compounds with 2-propanaminec dodecylbenzenesulfonic acidb Benzenesulfonic acid, 157966-96-6 Isopropylamine salt of (tetrapropenyl) (tetrapropenyl)-, compounds with 2- benzenesulfonic acid propanamine

Benzenesulfonic acid, C10 -C 16 - alkyl 68584-24-7 Benzenesulfonic acid, C10 -C 16 - alkyl derivatives, compounds with 2- derivatives, compounds with propanaminec isopropylamine Butyrolactone 96-48-0 2(3H)-Furanone, dihydrob Cumenea 98-82-8 Benzene, (1-methylethyl)-b Diethanolaminea 111-42-2 Ethanol, 2,2'-iminobis-b Diethylene glycol monobutyl ether 112-34-5 Ethanol, 2-(2-butoxyethoxy)-b Dimethyl adipate 627-93-0 Dimethyl hexanedioate; methyl adipate; dimethyl ester adipic acid Dimethyl glutarate 1119-40-0 Glutaric acid, dimethyl ester; pentanedioic acid, dimethyl ester Dimethyl succinate 106-65-0 Succinic acid, dimethyl ester; butanedioic acid, dimethyl ester; methyl succinate Dipropylene glycol monobutyl ether 29911-28-2 2-Propanol, 1-(2-butoxy-1- methylethoxy)-b DGMBE Dipropylene glycol methyl ether 34590-94-8 DPGME Distillates (petroleum), hydrotreated 64742-46-7 Hydrotreated middle distillateb middlec

2-8 2.2 CHEMICAL INFORMATION

Chemical Name CAS Number Synonym

Ethoxylated nonylphenol 9016-45-9 Ethoxylated nonylphenolb , 26027-38-3 -(nonylphenyl)-7-hydroxy-, branched 68412-54-4 and unbranched isomersc ; NP-6b ; NP-9b Ethylenediaminetetraacetic acid, 64-02-8 Tetrasodium EDTA tetrasodium salt

c b Fatty acids, C16 -C 18 , methyl esters 67762-38-3 Fatty acid methyl esters

b Fatty acids, C16 -C 18 and C18 -unsatd, 68002-82-4 Diethanolamine tallate compounds with diethanolaminea Fatty acids, tall oil, compounds with 61790-69-0 Diethanolamine tallate diethanolamine Hydrocarbons, terpene processing 68956-56-9 by-productsc d-Limonenea 5989-27-5 Cyclohexene, 1-methyl-4-(1- methylethenyl)-b ; Terpenesb Linaloola 78-70-6 1,6-Octadien-3-ol, 3,7-dimethyl-b Mineral spirits (light hydrotreated) 64742-47-8 Petroleum distillateb N-Methylpyrrolidone 872-50-4 NMP

b Naphtha (petroleum), hydrotreated 64742-48-9 Aliphatic petroleum distillate C911 -C heavyc Nerola 106-25-2 2,6-Octadien-1-ol, 3,7-dimethyl-b Oxirane, methyl, polymer with 37251-67-5 Linear alkyl ethoxylateb oxirane, monodecyl etherc 2-Pinanola 473-54-1 Bicyclo[3.1.1]heptan-2-ol, 2,6,6- trimethyl-b Plinolsb 72402-00-7 Cyclopentanol, 1,2-dimethyl-3-(1- methylethenyl)-c Polyethoxylated 68478-95-5 Poly(oxy-1,2-ethanediyl), ,'-(iminodi- isodecyloxypropylamineb 2,1-ethanediyl)bis[7-hydroxy]-, N-[3- (branched decyloxy)propyl] derivativesc Poly(oxy-1,2-ethanediyl), -hexyl-7- 31726-34-8 Ethoxylated hexyl alcohol hydroxy-c Propanoic acid, 3-ethoxy-, ethyl 763-69-9 Ethyl-3-ethoxy propionate estera Propylene glycol 57-55-6 1,2-Propanediol Propylene glycol monobutyl ether 5131-66-8 2-Propanol, 1-butoxy-b

Sodium bis(ethylhexyl) 577-11-7 Butanedioic acid, sulfo-, 1,4-bis(2- sulfosuccinateb ethylhexyl) ester, sodium saltc Sodium hydroxide 1310-73-2 Caustic soda

2-9 CHAPTER 2: DATA COLLECTION

Chemical Name CAS Number Synonym

Sodium xylene sulfonateb 1300-72-7 Benzenesulfonic acid, dimethyl-, sodium saltc Solvent naphtha (petroleum), heavy 64742-94-5 Aromatic 150b aromatic Solvent naphtha (petroleum), light 64742-89-8 VM&P naphthab aliphatic

b Solvent naphtha (petroleum), light 64742-95-6 Aromatic petroleum distillate C811 -C aromatic Solvent naphtha (petroleum), 64742-88-7 Solvent 140b medium aliphaticc Sorbitan, mono-9-octadecenoatec 1338-43-8 Sorbitan mono-oleate (crillet 4)b Sorbitan, monododecanoate, 9005-64-5 Laurate of polyoxyethylenic sorbitanb poly(oxy-1,2-ethanediyl) derivativesc Sorbitan, monolaurate 5959-89-7 D-Glucitol, 1,4-anhydro-, 6- dodecanoateb Sorbitan, tri-9-octadecenoate, 9005-70-3 Ethoxylated sorbitan tri-oleate (crillet poly(oxy-1,2-ethanediyl) derivativescb 45) Soybean oil, methyl esterc 67784-80-9 Soybean based methyl estersb Soybean oil, polymerized, oxidizedc 68152-81-8 Oxidized soybean oilb Stoddard solventa 8052-41-3 Mineral spirits Tall oil, special 68937-81-5 Special tall oilb methyl stearate, methyl oleate -Terpineola 98-55-5 3-Cyclohexene-1-methanol, ,, 4- trimethyl-b Terpinolenea 586-62-9 Cyclohexene, 1-methyl-4-(1- methylethylidene)-b Tetrapotassium pyrophosphateb 7320-34-5 Diphosphoric acid, tetrapotassium salta Xylene 1330-20-7 Dimethyl benzene chosen from the CHEMID Files. a Indicates that the name was b Indicates name supplied by industry. c Indicates that the name was chosen from the TSCA Inventory.

2-10 2.2 CHEMICAL INFORMATION

Alcohols, C12 -C 15 , Ethoxylated CAS# 68131-39-5

Chemical Properties and Information

Synonyms: ethoxylated fatty alcohols; EMUL/Mix Molecular formula varies Molecular weight: >200 Structure: Melting Point: <50(C (E) Water Solubility: Dispersable (n=3 to 10) (E) Vapor Pressure: <0.01 mm Hg (E)

Log10 K ow : 3.40 (E)

Log10 K oc : 3.97 (E) Boiling Point: Decomposes (E) 3 Log10 BCF: 2.35 (E) Density: 0.95 g/cm (E) Henry's Law: <1.00X10-8 atm-m3 /mol (E) Flash Point: >100(C (E) POTW Overall Removal Rate (%): 83-99 (E) Safety Hazard Factors: Chemistry of Use: Dispersant Ignitability: N Above data are either measured (M) or estimated (E)

Benzene, 1,2,4-Trimethyl CAS# 95-63-6

Chemical Properties and Information

Synonyms: 1,2,4-trimethyl benzene; C912 H pseudocumene; Structure: trimethyl benzene; asymmetrical trimethyl benzene Molecular weight: 120.19 Melting Point: -43.78(C (M) Water Solubility: 0.02 g/L (E) Boiling Point: 169 -171(C (M) Vapor Pressure: 10.34 torr (at 54.4(C) (M) Density: 0.876 g/cm3 (M) Log10 K ow : 3.78 (M) Flash Point: 54.4(C (M) Log10 K oc : 2.86 (M) Safety Hazard Factors: Log10 BCF: 2.53 (E) Reactivity: 0 -3 3 Henry's Law: 6.58X10 atm-m /mole (M) Flammability: 2 POTW Overall Removal Rate (%): 97-99 (E) Ignitability: N Chemistry of Use: Solvent component

Above data are either measured (M) or estimated (E)

2-11 CHAPTER 2: DATA COLLECTION

Benzenesulfonic Acid, Dodecyl- CAS# 27176-87-0

Chemical Properties and Information

Synonyms: DDBSA C18 H 30 SO 3 Molecular weight: 326 Structure: Melting Point: Not available Water Solubility: Miscible (E) Vapor Pressure: <10-4 mm Hg (E)

Log10 K ow : 4.78 (E)

Log10 K oc : 4.23 (E)

Log10 BCF: 3.41 (E) Henry's Law: 6.27X10-8 atm-m3 /mole (E) POTW Overall Removal Rate (%): 99.82-99.98 Boiling Point: 204.5(C (M) (E) Density: 1.00 g/cm3 (M) Chemistry of Use: Surfactant Flash Point: 149( C (open cup) (M) Safety Hazard Factors: Corrosivity: Y

Above data are either measured (M) or estimated (E)

Benzenesulfonic Acid, Dodecyl-, Compounds with 2- Aminoethanol CAS# 26836-07-7

Chemical Properties and Information

Synonyms: Dodecylbenzensulfonic acid, C20 H 37 NO 4 S ethanolamine salt Structure: Molecular weight: 387.59 Melting Point: Not available Water Solubility: Dispersible (E) Vapor Pressure: <10-6 mm Hg (E)

Log10 Kow : Not available Log10 Koc : Not available Log10 BCF: Not available Henry's Law: Not available Boiling Point: Decomposes (E) POTW Overall Removal Rate (%): 50-90 (E) Density: 1 g/cm3 (E) Chemistry of Use: Dispersant Flash Point: Not available Safety Hazard Factors: Not available Above data are either measured (M) or estimated (E)

2-12 2.2 CHEMICAL INFORMATION

Benzenesulfonic Acid, Dodecyl-, Compounds with 2- Propanamine CAS# 26264-05-1

Chemical Properties and Information

Synonyms: isopropylamine salt of C21 H 39 NO 3 S dodecylbenzenesulfonic Structure: acid Molecular weight: 385.5 Melting Point: Not available Water Solubility: Dispersible (E) (surfactant) Vapor Pressure: <10-5 mm Hg (E) Boiling Point: Decomposes (M) 3 Log10 K ow : Not available Density: 1.03 g/cm (M)

Log10 K oc : Not available Flash Point: Not available

Log10 BCF: Not available Safety Hazard Factors: Not available Henry's Law: Not available POTW Overall Removal Rate (%): 83-97 (E) Chemistry of Use: Dispersant Above data are either measured (M) or estimated (E)

Benzenesulfonic Acid, C10 -C 16 -Alkyl Derivatives, Compounds with 2-Propanamine CAS# 68584-24-7

Chemical Properties and Information

Synonyms: benzenesulfonic acid, C10-16 -alkyl Cn+9 H 2n+15 NSO 3 (n=10-16) derivatives, Structure: compounds with isopropylamine Molecular weight: 357-441 Melting Point: Not available Water Solubility: Dispersible (surfactant) (E) Vapor Pressure: <10-5 mm Hg (E)

Log10 K ow : 4.78 (E)

Log10 K oc : 4.23 (E) Boiling Point: Decomposes (E) 3 Log10 BCF: 3.41 (E) Density: 1.05 g/cm (E) Henry's Law: 6.27X10-8 atm-m3 /mole (E) Flash Point: Not available POTW Overall Removal Rate (%): 83-99 (E) Safety Hazard Factors: Not available Chemistry of Use: Dispersant Above data are either measured (M) or estimated (E)

2-13 CHAPTER 2: DATA COLLECTION

Benzenesulfonic Acid, (Tetrapropenyl)-, Compound with 2- Propanamine CAS# 157966-96-6

Chemical Properties and Information

Synonyms: Isopropylamine salt of (tetrapropenyl) C21 H 37 NO 3 S benzenesulfonic acid Structure: Molecular weight: 383.5 Melting Point: Not available Water Solubility: Dispersible (E) (surfactant) Vapor Pressure: <10-5 mm Hg (E)

Log10 K ow : Not available

Log10 K oc : Not available

Log10 BCF: Not available Boiling Point: Decomposes (E) Henry's Law: Not available Density: 1.0 g/cm3 (E) POTW Overall Removal Rate (%): 83-97 (E) Flash Point: Not available Chemistry of Use: Dispersant Safety Hazard Factors: Not available Above data are either measured (M) or estimated (E)

Butyrolactone CAS# 96-48-0

Chemical Properties and Information

Synonyms: -butyrolactone; dihydro-2(3H)- C462 H O furanone; 1,2-butanolide; 1,4-butanolide; - Structure: hydroxybutyric acid lactone; 3-hydroxybutyric acid lactone; 4-hydroxybutanoic acid lactone Molecular weight: 86 Melting Point: -44(C (M) Water Solubility: miscible (M) Boiling Point: 204(C (M) Vapor Pressure: 3.2 mm Hg (25( C)(M) Density: 1.125 g/mL (M) Log K : -0.640 (M) 10 ow Flash Point: Open cup: 98(C (M) Log K : 0.85 (E) 10 oc K : 53 (E) Log BCF: -0.72 (E) oc 10 Physical state: Liquid Henry's Law: 1.81 x 10-5 atm-m3 /mole (E) Safety Hazard Factors: POTW Overall Removal Rate (%): 83-97 (E) Reactivity: 0 Chemistry of Use: Solvent Flammability: 1 Ignitability: N

Above data are either measured (M) or estimated (E)

2-14 2.2 CHEMICAL INFORMATION

Cumene CAS# 98-82-8

Chemical Properties and Information

Synonyms: benzene, (1-methylethyl)-; C912 H Isopropylbenzene Structure: Molecular weight: 120.19 Melting Point: -96(C (M) Water Solubility: Insoluble (M) Vapor Pressure: 3.53 mm Hg (M)

Log10 K ow : 3.66 (M)

Log10 K oc : 2.91 (E) ( Log10 BCF: 2.39 (E) Boiling Point: 152-153 C (M) Henry's Law: 1.23X10-2 atm-m3 /mole (E) Density: 0.862 g/cm3 (M) POTW Overall Removal Rate (%): 97-99 (E) Flash Point: 39(C (closed cup) (M) Chemistry of Use: Solvent component Safety Hazard Factors: Reactivity: 1 Flammability: 3 Ignitability: Y

Above data are either measured (M) or estimated (E)

Diethanolamine CAS# 111-42-2

Chemical Properties and Information

Synonyms: ethanol, 2,2'-iminobis-; C411 H NO 2

Iminodiethanol; 2,2'- Structure: HOCH22 CH NHCH 22 CH OH dihydroxyethylamine; Boiling Point: 270(C (M) 30 Molecular weight: 105.14 Density: 1.08814 g/mL (M) Melting Point: 28(C (M) Flash Point: 137(C (M) Water Solubility: Very soluble Safety Hazard Factors: Vapor Pressure: Not available Reactivity: 0

Log10 K ow : -1.43 (M) Flammability: 1

Log10 K oc : -0.85 (E) Ignitability: N

Log10 BCF: -1.53 (E) Henry's Law: <1.00X10-8 atm-m3 /mole (E) POTW Overall Removal Rate (%): 83.36-96.61 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

2-15 CHAPTER 2: DATA COLLECTION

Diethylene Glycol Monobutyl Ether CAS# 112-34-5

Chemical Properties and Information

Synonyms: 2-(2-butoxyethoxy) ethanol; butyl C8183 H O

ethyl Cellosolve; diethylene glycol butyl ether; Structure: C49 H OCH 22 CH OCH 22 CH OH butyl Carbitol; Dowanol DB; Poly-Solv DB; Boiling Point: 231( C (M) butoxydiglycol, butyl digol, butyl diicinol Density: 0.954 g/mL (M) Molecular weight: 162.2 Flash Point: Open cup: 110(C (M) Melting Point: -68(C (M) Closed cup: 78(C (M) Water Solubility: Miscible (E) Safety Hazard Factors: Vapor Pressure: 0.02 mm Hg (E) (20( C) Reactivity: 0

Log10 K ow : 0.56 (M) Flammability: 1

Log10 K oc : -0.55 (E) Ignitability: N

Log10 BCF: 0.46 (E) Henry's Law: <1.00X10-8 atm-m3 /mole (E) POTW Overall Removal Rate (%): 83-97 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

Dimethyl Adipate CAS# 627-93-0

Chemical Properties and Information

Synonyms: dimethyl hexanedioate; methyl C8144 H O

adipate; dimethyl ester adipic acid Structure: (CH3243 O)CO(CH ) CO(OCH ) Molecular weight: 174.25 Boiling Point: 193.7(C (at 760 mm Hg)(E) Melting Point: 8(C (M) Density: 1.063 g/mL (M) Water Solubility: 0.1 g/L (E) Flash Point: 107(C (M) Vapor Pressure: 0.06 mm Hg (25(C)(E) Physical state: Colorless, odorless liquid

Log10 K ow : 1.39 (E) Safety Hazard Factors:

Log10 K oc : 1.04 (E) Ignitability: N

Log10 BCF: 0.82 (E) Henry's Law: 1.28 x 10-7 atm-m3 /mole (E) POTW Overall Removal Rate (%): 85-97 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

2-16 2.2 CHEMICAL INFORMATION

Dimethyl Glutarate CAS# 1119-40-0

Chemical Properties and Information

Synonyms: glutaric acid, dimethyl ester; C7124 H O pentanedioic acid, Structure: CH32 O C(CH 23 ) CO 2 CH 3 dimethyl ester Boiling Point: 214(C (M) Molecular weight: 160.17 Density: 1.088 g/cm3 (M) Melting Point: -42.5(C (M) Flash Point: 100(C (E) Water Solubility: 1 g/L (E) Safety Hazard Factors: Vapor Pressure: 0.1 mm Hg (E) Ignitability: N

Log10 K ow : 0.90 (E)

Log10 K oc : 0.77 (E)

Log10 BCF: -0.14 (E) Henry's Law: 9.09X10-8 atm-m3 /mole (E) POTW Overall Removal Rate (%): 97 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

Dimethyl Succinate CAS# 106-65-0

Chemical Properties and Information

Synonyms: succinic acid, dimethyl ester; C6104 H O butanedioic acid, Structure: CH32 O C(CH 22 ) CO 2 CH 3 dimethyl ester; methyl succinate Boiling Point: 196.4(C (M) Molecular weight: 146.14 Density: 1.12 g/cm3 (M) Melting Point: 19(C (M) Flash Point: 100(C (E) Water Solubility: 8.3 g/L (M) Safety Hazard Factors: Vapor Pressure: 0.1 mm Hg (E) Ignitability: N

Log10 K ow : 0.19 (M)

Log10 K oc : 0.48 (E)

Log10 BCF: Not available Henry's Law: 5.8X10-6 atm-m3 /mole (E) POTW Overall Removal Rate (%): 97 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

2-17 CHAPTER 2: DATA COLLECTION

Dipropylene Glycol Monobutyl Ether CAS# 29911-28-2

Chemical Properties and Information

Synonyms: 2-propanol, 1-(2-butoxy-1- C10 H 22 O 3 methylethoxy)-; DGMBE Structure: Molecular weight: 190.3 Melting Point: -73(C (M) Water Solubility: Miscible (E) Vapor Pressure: 0.044 mm Hg (M)

Log10 K ow : 1.13 (E)

Log10 K oc : -0.15 (E) ( Log10 BCF: 0.63 (E) Boiling Point: 229 C (M) Henry's Law: <1.00X10-8 atm-m3 /mole (E) Density: 0.913 g/cm3 (M) POTW Overall Removal Rate (%): 83-97 (E) Flash Point: 118( C (open cup) (M) Chemistry of Use: Solvent Safety Hazard Factors: Not available

Above data are either measured (M) or estimated (E)

Dipropylene Glycol Methyl Ether CAS# 34590-94-8

Chemical Properties and Information

Synonyms: glycol ether DPM; Dowanol DPM C7163 H O

Molecular weight: 148.2 Structure: CH32233 CHOHCH OCH CH(OCH )CH Melting Point: -80(C (M) Boiling Point: 188.3(C (M) Water Solubility: Miscible (E) Density: 0.951 g/mL (M) Vapor Pressure: 0.4 mm Hg (M) (25(C) Flash Point: 75(C (M)

Log10 K ow : -0.35 (E) Physical state: Liquid

Log10 K oc : 1.00 (E) Safety Hazard Factors:

Log10 BCF: -0.49 (E) Reactivity: 0 Henry's Law: <1.00X10-8 atm-m3 /mol (E) Flammability: 2 POTW Overall Removal Rate (%): 83-97 (E) Ignitability: N Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

2-18 2.2 CHEMICAL INFORMATION

Distillates (Petroleum), Hydrotreated Middle CAS# 64742-46-7

Chemical Properties and Information

Synonyms: hydrotreated middle distillate Cn2n+2 H and Cn2n H (cycloparaffin) Molecular weight: Varies Structure: No definite structure. Mixture of Melting Point: -70(C (E) normal-, branched-, and cyclo-paraffins. Water Solubility: 0.003 g/L (E) Boiling Point: 180-210(C (E) Vapor Pressure: 2 mm Hg (E) Density: 0.78 g/cm3 (E) ( Log10 K ow : 5.25 (E) Flash Point: 50 C (E)

Log10 K oc : 3.24 (E) Safety Hazard Factors:

Log10 BCF: 3.76 (E) Ignitability: Y Henry's Law: 5.3 atm-m3 /mole (E) POTW Overall Removal Rate (%):  100 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

Ethoxylated Nonylphenol CAS# 9016-45-9, 26027-38-3, 68412-54-4

Chemical Properties and Information  Synonyms: poly(oxy-1,2-ethanediyl), - C34 H 62 O 10 (for n=9.5) (nonylphenyl)-6-hydroxy-; Antarox; polyethylene Structure: glycol mono (nonylphenyl) ether Molecular weight: 630 (for n=9.5) (typical range 500 - 800) Melting Point: -20 to +10(C (E) Water Solubility: Soluble (M) Boiling Point: >300(C (E) (decomposes) Vapor Pressure: <10-6 mm Hg (E) Density: 0.8 g/cm3 (E) Log K : 3.93 (E) (np = 7) 10 ow Flash Point: 200 - 260(C (E) Log K : -0.19 (E) (np = 7) 10 oc Safety Hazard Factors: Log BCF: Not available 10 Ignitability: N Henry's Law: 1.81X10-22 atm-m3 /mole (E) (np = 7) POTW Overall Removal Rate (%): 95 (M)a Chemistry of Use: Nonionic surfactant Above data are either measured (M) or estimated (E)

a Based on testing data (Weeks, J.A. et al. 1996. Proceedings of the CESIO 4th World Surfactants Congress, Barcelona, Spain. Brussels, Belgium: European Committee on Surfactants and Detergents, pp. 276-91.) the original estimate of POTW removal has been changed from 100% to 95% in the final report. This revision results in increased estimates of the releases from POTWs to surface waters as described in section 3.3. When the releases to surface water are compared with the concern concentration set at the default value of 0.001 mg/L, the formulations containing ethoxylated nonylphenols (formulations 4, 5, 7, 8, 9, 17, 24, and 40) present concerns to aquatic species that were not reported in the draft CTSA.

2-19 CHAPTER 2: DATA COLLECTION

Ethylenediaminetetraacetic acid, tetrasodium salt CAS# 64-02-8

Chemical Properties and Information

Synonyms: Glycine, N,N'-1,2-ethanediylbis[N- C10 H 12 NaN 2 O 8 (carboxymethyl)-, tetrasodium salt; Tetrasodium Structure: EDTA Molecular weight: 380.20 Melting Point: >300(C (M) Water Solubility: 1030 g/L (M) Vapor Pressure: <10-7 mm Hg (E)

Log10 K ow : Not available

Log10 K oc : Not available

Log10 BCF: Not available Boiling Point: Decomposes (E) Henry's Law: Not available Density: 0.83 g/cm3 (E) POTW Overall Removal Rate (%): 83.3-96.6 (E) Flash Point: Not available Chemistry of Use: Chelating agent Safety Hazard Factors: Not available

Above data are either measured (M) or estimated (E)

Fatty Acids, C16 -C 18 , Methyl Esters CAS# 67762-38-3

Chemical Properties and Information

Synonyms: fatty acid methyl esters Cn+2 H 2n+4 O 2 (n=15 to 17) and

Molecular weight: 270-298 Cn+2 H 2n+2 O 2 (n=17) Melting Point: 27-36(C (M) Structure: Water Solubility: <0.1 g/L (E) Vapor Pressure: <10-3 mm Hg (E)

Log10 K ow : 7.74 (E)

Log10 K oc : 4.53 (E)

Log10 BCF: 5.65 (E) Henry's Law: 2.00X10-2 atm-m3 /mole (E) POTW Overall Removal Rate (%): 94-100 (E) Chemistry of Use: Solvent Boiling Point: 325(C (E) Density: 0.88 g/cm3 (E) Flash Point: 200(C (E) Safety Hazard Factors: Ignitability: N

Above data are either measured (M) or estimated (E)

2-20 2.2 CHEMICAL INFORMATION

Fatty Acids, C16 -C 18 and C18 -unsatd., Compounds with Diethanolamine CAS# 68002-82-4

Chemical Properties and Information

Synonyms: diethanolamine tallate Cn+5 H 2n+13 NO 4 (n=15 to 17) and C22 H 45 NO 4 Molecular weight: 361-390 Structure: Melting Point: Not available Water Solubility: Dispersible (E) Vapor Pressure: <10-6 mm Hg (E)

Log10 K ow : 7.45 (E)

Log10 K oc : 3.80 (E)

Log10 BCF: 5.43 (E) Henry's Law: 5.23X10-5 atm-m3 /mol (E) POTW Overall Removal Rate (%): 83-100 (E) Boiling Point: Decomposes (E) Chemistry of Use: Dispersant Density: >1 g/cm3 (E) Flash Point: Not available Safety Hazard Factors: Not available

Above data are either measured (M) or estimated (E)

Fatty acids, tall oil, Compounds with Diethanolamine CAS# 61790-66-7

Chemical Properties and Information

Synonyms: C22 H 45 NO 4 and •C22 H 47 NO 4 Molecular weight: 387 - 389 Structure: Melting Point: Not available Water Solubility: Dispersible (E) Vapor Pressure: <10-6 mm Hg (E)

Log10 K ow : Not available

Log10 K oc : Not available

Log10 BCF: Not available Henry's Law: Not available POTW Overall Removal Rate (%): 83-100 (E) Boiling Point: Decomposes (E) Chemistry of Use: Dispersant Density: >1 g/cm3 (E) Flash Point: Not available Safety Hazard Factors: Not available

Above data are either measured (M) or estimated (E)

2-21 CHAPTER 2: DATA COLLECTION

Hydrocarbons, Terpene Processing By-Products CAS# 68956-56-9

Chemical Properties and Information

Synonyms: C10 H 16 and larger

Molecular weight: >136 Structure: Mixture of C10 and larger terpenes. Melting Point: -40 to -60(C (E) Boiling Point: 165 - 180(C (E) Water Solubility: 0.02 g/L (E) Density: 0.84 - 0.87 g/cm3 (E) Vapor Pressure: 1 mm Hg (E) Flash Point: 30 - 50(C (E)

Log10 K ow : 4.83 (E) Safety Hazard Factors:

Log10 K oc : 3.12 (E) Corrosivity: N

Log10 BCF: 3.44 (E) Henry's Law: 3.80X10-1 atm-m3 /mole (E) POTW Overall Removal Rate (%): 98-100 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

d-Limonene CAS# 5989-27-5

Chemical Properties and Information

Synonyms: 1-methyl-4-(1-methylethenyl) C10 H 16 cyclohexene; (+)-carvene; citrene; 1,8-p- Structure: menthadiene; 4-isopropenyl-1- methylcyclohexene cinene; cajeputene; kautschin Molecular weight: 136 Melting Point: -74(C (M) Water Solubility: 0.014 g/L (M) Boiling Point: 176(C (M) Vapor Pressure: 5 mm Hg (E) (25(C) Density: 0.84 g/mL (M) Log K : 4.83 (E) 10 ow Flash Point: 48(C (M) Log K : 3.12 (E) 10 oc K : 1,000 - 4,800 (E) Log BCF: 3.44 (E) oc 10 Safety Hazard Factors: Not available Henry's Law: 3.80X10-1 atm-m3 /mol (E) POTW Overall Removal Rate (%): >99 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

2-22 2.2 CHEMICAL INFORMATION

Linalool CAS# 78-70-6

Chemical Properties and Information

Synonyms: 1,6-octadien-3-ol, 3,7-dimethyl- C10 H 18 O Molecular weight: 154.24 Structure: Melting Point: Not available Water Solubility: Practically insoluble (M) Vapor Pressure: 0.29 mm Hg (M)

Log10 K ow : 3.38 (E)

Log10 K oc : 1.75 (E)

Log10 BCF: 2.34 (E) Henry's Law: 4.23X10-5 atm-m3 /mol (E) POTW Overall Removal Rate (%): 93-99 (E) Boiling Point: 198-200(C (M) Chemistry of Use: Solvent Density: 0.8622 g/cm3 (M) Flash Point: 74(C (E) Safety Hazard Factors: Reactivity: 0 Flammability: 2 Ignitability: N

Above data are either measured (M) or estimated (E)

Mineral Spirits (Light Hydrotreated) CAS# 64742-47-8

Chemical Properties and Information

Synonyms: many trade names by companies Molecular formula: Cn H 2n+2 (paraffin) and Cn2n H including Amsco, Apco, Epesol, Exxon, Phillips, (cycloparaffin) Shell, etc., most of which include "mineral spirits" Structure: Typical structures include normal in the name paraffins,

Molecular weight: 86 for n-hexane; 112 for CH32n3 (CH ) CH , branched paraffins, and ethycyclohexane, for example cycloparaffins Melting Point: -60(C (E) Boiling Point: 140-180(C (M) Water Solubility: 0.001 g/L (E) Density: 0.78 g/mL (M) Vapor Pressure: 0.5-1 mm Hg (E) (25(C) Flash Point: <43(C (M)

Log10 K ow : 3.90 (M) Physical State: Liquid

Log10 K oc : 2.17 (E) Safety Hazard Factors:

Log10 BCF: 2.73 (E) Reactivity: 0 Henry's Law: 1.71 atm-m3 /mole (E) Flammability: 2 POTW Overall Removal Rate (%): >99 (E) Ignitability: Y Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

2-23 CHAPTER 2: DATA COLLECTION

Naphtha (Petroleum), Hydrotreated Heavy CAS# 64742-48-9

Chemical Properties and Information

Synonyms: aliphatic petroleum distillate C911 -C ; Cn2n+2 H (paraffin) and Cn2n H (cycloparaffin) naphthol spirits (aliphatic); hydrated lightstream Structure: No definite structure. Mixture of cracked naphtha residuum (petroleum) normal-, branched-, and cyclo-paraffins Molecular weight: 86 for n-hexane; 112 for Boiling Point: 66-230(C (M) ethylcyclohexane, for example Density: 0.8 g/ml (E) Melting Point: -80(C (E) Flash Point: 60(C (M) Water Solubility: 0.001 g/L (E) Safety Hazard Factors: Vapor Pressure: 1 mm Hg at 25(C (E) Reactivity: 0

Log10 K ow : 4.27 (E) Flammability: 4

Log10 K oc : 2.70 (E) Ignitability: Y

Log10 BCF: 3.01 (E) Corrosivity: N Henry's Law: 3.01 atm-m3 /mol (E) POTW Overall Removal Rate (%): 99-100 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

Nerol CAS# 106-25-2

Chemical Properties and Information

Synonyms: 2,6-octadiene-1-ol, 3,7-dimethyl-, C10 H 18 O Molecular weight: 154.24 Structure: Melting Point: <-15.4(C (M) Water Solubility: Insoluble (E) Vapor Pressure: 0.06 mm Hg (M)

Log10 K ow : 3.47 (E)

Log10 K oc : 1.85 (E)

Log10 BCF: 2.41 (E) Henry's Law: 5.89X10-5 atm-m3 /mole (E) POTW Overall Removal Rate (%): 94-99 (E) Boiling Point: 224-225(C (M) Chemistry of Use: Solvent Density: 0.8756 g/cm3 (M) Flash Point: 77(C (M) Safety Hazard Factors: Not available

Above data are either measured (M) or estimated (E)

2-24 2.2 CHEMICAL INFORMATION

N-Methylpyrrolidone CAS# 872-50-4

Chemical Properties and Information

Synonyms: N-methylpyrrolidone [1-methyl-2- C59 H NO pyrrolidone; 1-methylazacyclopenta-2-one; N- Structure: methyl- -butyrolactam]; NMP Molecular weight: 99.13 Melting Point: <-17 to -23(C (M) Boiling Point: Water Solubility: Miscible (M) 202(C (M) Vapor Pressure: 0.334 mm Hg (E) (25(C) Density: 1.03 g/mL (M) ( Log10 K ow : -0.38 (M) Flash Point: 96 C (M)

Log10 K oc : 1.32 (E) Safety Hazard Factors:

Log10 BCF: -0.31 (E) Reactivity: 1 Henry's Law: 3.16X10-8 atm-m3 /mole (E) Flammability: 3 POTW Overall Removal Rate (%): 97 (E) Ignitability: Y Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

Oxirane, Methyl-, Polymer with Oxirane, Monodecyl Ether CAS# 37251-67-5

Chemical Properties and Information

Synonyms: ethoxylated propoxylated decyl Molecular formula varies alcohol Structure: Molecular weight: Varies Melting Point: <-50(C (E) Water Solubility: Dispersible (n=3 to 10) (E) Miscible (n>10) (E) Vapor Pressure: <10-4 mm Hg (E) Boiling Point: Decomposes (E) 3 Log10 K ow : 3.26 (E) Density: <1 g/cm (E)

Log10 K oc : 6.67 (E) Flash Point: Not available

Log10 BCF: 2.25 (E) Safety Hazard Factors: Not available Henry's Law: <1.00X10-8 atm-m3 /mole (E) POTW Overall Removal Rate (%): 1-95 (E) Chemistry of Use: Dispersant Above data are either measured (M) or estimated (E)

2-25 CHAPTER 2: DATA COLLECTION

2-Pinanol CAS# 473-54-1

Chemical Properties and Information

Synonyms: bicyclo[3.1.1]heptan-2-ol, 2,6,6- C10 H 18 O trimethyl- Structure: Molecular weight: 154.24 Melting Point: 60 - 80(C (M) Water Solubility: <0.1 g/L (E) Vapor Pressure: 1.9x10-2 mm Hg (E)

Log10 K ow : 2.85 (E)

Log10 K oc : 1.73 (E) ( Log10 BCF: 1.94 (E) Boiling Point: 220 C (M) Henry's Law: 1.90X10-6 atm-m3 /mole (E) Density: 1.01 g/cm3 (E) POTW Overall Removal Rate (%): 88-98 (E) Flash Point: 65(C (E) Chemistry of Use: Solvent Safety Hazard Factors: Ignitability: N

Above data are either measured (M) or estimated (E)

Plinols CAS# 72402-00-7

Chemical Properties and Information

Synonyms: cyclopentanol, 1,2-dimethyl-3- C10 H 18 O (1-methylethenyl)- Structure: Molecular weight: 154.24 Melting Point: 93(C (M) Water Solubility: Very slightly soluble (E) Vapor Pressure: <0.01 mm Hg (E)

Log10 K ow : 3.34 (E)

Log10 K oc : 1.74 (E) ( Log10 BCF: 2.31 (E) Boiling Point: 220 C (E) Henry's Law: 1.34X10-5 atm-m3 /mole (E) Density: 0.92 g/cm3 (E) POTW Overall Removal Rate (%): 11-99 (E) Flash Point: Not available Chemistry of Use: Solvent Safety Hazard Factors: Not available

Above data are either measured (M) or estimated (E)

2-26 2.2 CHEMICAL INFORMATION

Polyethoxylated Isodecyloxypropylamine CAS# 68478-95-5

Chemical Properties and Information

Synonyms: poly(oxy-1,2-ethanediyl), ,´- Molecular formula varies (iminodi-2,1 Structure: ethanediyl) bis[7-hydroxy]-, N-[3-(branched decyloxy)propyl] derivatives Molecular weight: >400 Melting Point: Not available Water Solubility: Dispersible or soluble (depending on degree of ethoxylation) (E) Vapor Pressure: <10-6 mm Hg (E) Boiling Point: Decomposes (E)

Log10 K ow : 0.92 (E) Density: Not available

Log10 K oc : -1.43 (E) Flash Point: Not available

Log10 BCF: 0.47 (E) Safety Hazard Factors: Not available Henry's Law: <1.00X10-8 atm-m3 /mole (E) POTW Overall Removal Rate (%): 85-97 (E) Chemistry of Use: Dispersant Above data are either measured (M) or estimated (E)

Poly (Oxy-1,2-Ethanediyl), -Hexyl-7-Hydroxy- CAS# 31726-34-8

Chemical Properties and Information

Synonyms: ethoxylated hexyl alcohol C2n+6 H 4n+14 O n+1 (n>3)

Molecular weight: >278 Structure: C613 H O(CH 2 CH 2 O) n H (n>3) Melting Point: -10(C (E) Boiling Point: >270(C (E) Water Solubility: Dispersible (n=3 to 10), Density: >0.95 g/cm3 (E) Miscible (n>10) (E) Flash Point: >150(C (E) Vapor Pressure: <0.005 mm Hg (E) Safety Hazard Factors:

Log10 K ow : 0.73 (E) Ignitability: N

Log10 K oc : 1.58 (E)

Log10 BCF: 0.32 (E) Henry's Law: <1.00X10-8 atm-m3 /mole (E) POTW Overall Removal Rate (%): 83-97 (E) Chemistry of Use: Dispersant Above data are either measured (M) or estimated (E)

2-27 CHAPTER 2: DATA COLLECTION

Propanoic Acid, 3-Ethoxy-, Ethyl Ester CAS# 763-69-9

Chemical Properties and Information  Synonyms: ethyl-3-ethoxy propionate; ethyl- -CHO7143

ethoxy Structure: CH32 CH OOCCH 22 CH OCH 23 CH propionate Boiling Point: 170(C (M) Molecular weight: 146.1 Density: 0.9496 g/cm3 (M) Melting Point: -100(C (M) Flash Point: 82(C (open cup) (M) Water Solubility: Slightly soluble (1 g/L) (E) Safety Hazard Factors: Not available Vapor Pressure: 0.9 mm Hg (at 20(C) (M)

Log10 K ow : 1.08 (E)

Log10 K oc : 0.61 (E)

Log10 BCF: 0.59 (E) Henry's Law: 4.77X10-7 atm-m3 /mole (E) POTW Overall Removal Rate (%): 84-97 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

Propylene Glycol CAS# 57-55-6

Chemical Properties and Information

Synonyms: 1,2-propanediol; methyl glycol; 1,2- C382 H O

dihydroxypropane; methylethylene glycol; Structure: HOCH(CH32 )CH OH trimethyl glycol Boiling Point: 187.3(C (M) Molecular weight: 76.10 Density: 1.038 g/mL (M) Melting Point: -60(C (M) Flash Point: 101(C (M) Water Solubility: Miscible Safety Hazard Factors: Vapor Pressure: 0.2 mm Hg at 20(C (M) Reactivity: 0

Log10 K ow : -0.92 (M) Flammability: 1

Log10 K oc : 0.00 (E) Ignitability: N

Log10 BCF: -0.82 (E) Henry's Law: 1.74x10-7 atm-m 3 /mole (E) POTW Overall Removal Rate (%): 97 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

2-28 2.2 CHEMICAL INFORMATION

Propylene Glycol Monobutyl Ether CAS# 5131-66-8

Chemical Properties and Information

Synonyms: 2-propanol, 1-butoxy- C7162 H O

Molecular weight: 132 Structure: C49 H OCH 2 CH(CH 3 )OH Melting Point: -100(C (M) Boiling Point: 170(C (M) Water Solubility: 64 g/L (M) Density: 0.89 g/cm3 (E) Vapor Pressure: <0.98 mm Hg at 20(C (M) Flash Point: 59 (closed cup) (M)

Log10 K ow : 0.98 (E) Safety Hazard Factors:

Log10 K oc : 0.11 (E) Ignitability: Y

Log10 BCF: 0.52 (E) Henry's Law: 4.88X10-8 atm-m3 /mole (E) POTW Overall Removal Rate (%): 83-97 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

Sodium bis(Ethylhexyl) Sulfosuccinate CAS# 577-11-7

Chemical Properties and Information

Synonyms: butanedioic acid, sulfo-, 1,4-bis(2- C20 H 37 NaO 7 S ethylhexyl) ester, sodium salt; sodium Structure: sulfosuccinate; Docusate sodium Molecular weight: 444.37 Melting Point: Not available Water Solubility: 15 g/L (at 25(C) (M) Vapor Pressure: <10-6 mm Hg (E)

Log10 K ow : 6.10 (E) Boiling Point: Not available

Log10 K oc : 5.02 (E) Density: Not available

Log10 BCF: 4.40 (E) Flash Point: Not available Henry's Law: <1.00X10-8 atm-m3 /mole (E) Safety Hazard Factors: Not available POTW Overall Removal Rate (%): nearly 100 (E) Chemistry of Use: Surfactant Above data are either measured (M) or estimated (E)

2-29 CHAPTER 2: DATA COLLECTION

Sodium Hydroxide CAS# 1310-73-2

Chemical Properties and Information

Synonyms: caustic soda; lye; sodium hydrate; NaOH soda lye Structure: NaOH Molecular weight: 39.9 Boiling Point: 1390(C (M) Melting Point: 323(C (M) Density: 2.13 g/mL (M) Water Solubility: 1,180 g/L (E) Flash Point: Not applicable Vapor Pressure: Negligible (E); 1 mm Hg (M) Physical State: Deliquescent orthorhombic white (739(C) powder

Log10 K ow : Not available Safety Hazard Factors:

Log10 K oc : Not available Reactivity: 1

Log10 BCF: Not available Flammability: 0 Henry's Law: Not available Ignitability: N POTW Overall Removal Rate (%): Not available Corrosivity: Y Chemistry of Use: Caustic Above data are either measured (M) or estimated (E)

Sodium Xylene Sulfonate CAS# 1300-72-7

Chemical Properties and Information

Synonyms: benzenesulfonic acid, dimethyl-, C89 H NaSO 3 sodium salt Structure: Molecular weight: 208.09 Melting Point: Not available Water Solubility: Very soluble (E) Vapor Pressure: <10-6 mm Hg (E)

Log10 K ow : Not available

Log10 K oc : Not available

Log10 BCF: Not available Boiling Point: Not available Henry's Law: Not available Density: Not available POTW Overall Removal Rate (%): 83-97 (E) Flash Point: Not available Chemistry of Use: Hydrotrope Safety Hazard Factors: Not available Above data are either measured (M) or estimated (E)

2-30 2.2 CHEMICAL INFORMATION

Solvent Naphtha (Petroleum), Heavy Aromatic CAS# 64742-94-5

Chemical Properties and Information

Synonyms: Aromatic 150; Comsolv 150 C10 H 8 for naphthalene Molecular weight: 128 for naphthalene Structure: Consist chiefly of aromatic Melting Point: -80(C (E) hydrocarbons, including small fused-ring Water Solubility: 0.03 g/L (M) for naphthalene compounds such as naphthalene Vapor Pressure: 0.5 mm Hg (E) (25(C) Boiling Point: 150-290(C (E)

Log10 K ow : 4.45 (M) Density: 0.87 g/mL (E) ( Log10 K oc : 4.31 (E) Flash Point: 38 C (E)

Log10 BCF: 3.15 (E) Physical State: Liquid Henry's Law: 2.56X10-5 atm-m3 /mole (E) Safety Hazard Factors: POTW Overall Removal Rate (%): 96 (E) Reactivity: 0 Chemistry of Use: Solvent Flammability: 2 Ignitability: Y Corrosivity: N

Above data are either measured (M) or estimated (E)

Solvent Naphtha (Petroleum), Light Aliphatic CAS# 64742-89-8

Chemical Properties and Information

Synonyms: VM&P #66; lacolene; rubber solvent; Molecular Formula: Cn H 2n+2 (paraffin) and Cn2n H petroleum ether; naphtha; varnish makers' and (cycloparaffin) painters' solvent; VM&P Naphtha Structure: Typical structures include normal

Molecular weight: 86 for n-hexane; 112 for paraffins, CH32n3 (CH ) CH , branched paraffins, and ethycyclohexane, for example cycloparaffins Melting Point: <-80(C (M) Boiling Point: 35-160(C (M) Water Solubility: 0.001 g/L (E) Density: 0.7 g/mL (E) Vapor Pressure: 20 mm Hg (E) (25(C) Flash Point: 0(C (E)

Log10 K ow : 3.44 (M) Physical State: Liquid

Log10 K oc : 2.22 (E) Safety Hazard Factors:

Log10 BCF: 2.18 (E) Reactivity: 0 Henry's Law: 2.55X10-1 atm-m3 /mole (E) Flammability: 3 POTW Overall Removal Rate (%): >94 (E) Ignitability: Y Chemistry of Use: Solvent Corrosivity: N

Above data are either measured (M) or estimated (E)

2-31 CHAPTER 2: DATA COLLECTION

Solvent Naphtha (Petroleum), Light Aromatic CAS# 64742-95-6

Chemical Properties and Information

Synonyms: Comsolv 100 C10 H 8 for naphthalene Molecular weight: 128 for naphthalene Structure: Consist chiefly of aromatic Melting Point: -80(C (E) hydrocarbons, including small fused-ring Water Solubility: 0.03 g/L (M) for naphthalene compounds such as naphthalene Vapor Pressure: 0.5 mm Hg (E) (25(C) Boiling Point: 135-210(C (E)

Log10 K ow : 3.30 (M) Density: 0.87 g/mL (E) ( Log10 K oc : 3.26 (E) Flash Point: 38 C (E)

Log10 BCF: 2.28 (E) Physical State: Liquid Henry's Law: 3.70X10-4 atm-m3 /mole (E) Safety Hazard Factors: POTW Overall Removal Rate (%): >92 (E) Reactivity: 0 Chemistry of Use: Solvent Flammability: 2 Ignitability: Y Corrosivity: N

Above data are either measured (M) or estimated (E)

Solvent Naphtha (Petroleum), Medium Aliphatic CAS# 64742-88-7

Chemical Properties and Information

Synonyms: Solvent 140 Cn2n+2 H (paraffin) and Cn2n H (cycloparaffin) Molecular weight: 86 for n-hexane; 112 for Structure: No definite structure. Mixture of ethycyclohexane, for example normal-, branched-, and cyclo-paraffins. Melting Point: -60(C (M) Boiling Point: 176-210(C (M) Water Solubility: 0.001 g/L (E) Density: 0.787 g/mL (M) Vapor Pressure: 1 mm Hg at 25(C (E) Flash Point: 60(C (M)

Log10 K ow : 5.64 (M) Safety Hazard Factors:

Log10 K oc : 3.77 (E) Reactivity: 0

Log10 BCF: 4.51 (E) Flammability: 2 Henry's Law: 9.35 atm-m3 /mol (E) Ignitability: Y POTW Overall Removal Rate (%): 99.98-100 (E) Corrosivity: N Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

2-32 2.2 CHEMICAL INFORMATION

Sorbitan, Mono-9-Octadecenoate, CAS# 1338-43-8

Chemical Properties and Information

Synonyms: sorbitan mono-oleate, (crillet 4) C24 H 44 O 6 Molecular weight: 428.44 Structure: Melting Point: <20(C (E) Water Solubility: Dispersible (M) Vapor Pressure: <10-6 mm Hg (E)

Log10 K ow : 5.89 (E)

Log10 K oc : 2.75 (E)

Log10 BCF: 4.24 (E) Henry's Law: <1.00X10-8 atm-m3 /mol (E) Boiling Point: Not available POTW Overall Removal Rate (%): 99.98-100 (E) Density: 1.0 g/cm3 (E) Chemistry of Use: Dispersant Flash Point: Not available Safety Hazard Factors: Not available Above data are either measured (M) or estimated (E)

Sorbitan, Monododecanoate, Poly(Oxy-1,2-Ethanediyl) Derivatives CAS# 9005-64-5

Chemical Properties and Information

Synonyms: polysorbate - 20; polyoxy ethylene C54 H 114 O 26 (20) sorbitan monolaurate; Tween 20; Laurate of Structure: polyoxyethylenic sorbitan Molecular weight: 1,180 Melting Point: Not available Water Solubility: Completely soluble (M); 1000 g/L (E) Boiling Point: Not available Vapor Pressure: <10-6 mm Hg (E) Density: 1.1 g/cm3 (M) ( Log10 K ow : Not available Flash Point: 148 C (closed cup) (M)

Log10 K oc : Not available Safety Hazard Factors:

Log10 BCF: Not available Ignitability: N Henry's Law: Not available POTW Overall Removal Rate (%): 83-97 (E) Chemistry of Use: Dispersant Above data are either measured (M) or estimated (E)

2-33 CHAPTER 2: DATA COLLECTION

Sorbitan, Monolaurate CAS# 5959-89-7

Chemical Properties and Information

Synonyms: D-glucitol; 1,4-anhydro-, 6- C18 H 34 O 6 dodecanoate Structure: Molecular weight: 358.34 Melting Point: <20(C (E) Water Solubility: Insoluble (M) Vapor Pressure: <10-6 mm Hg (E)

Log10 K ow : 3.15 (E)

Log10 K oc : 1.16 (E) ( Log10 BCF: 2.17 (E) Boiling Point: 393 C (M) Henry's Law: <1.00X10-8 atm-m3 /mole (E) Density: 1.0 g/cm3 (E) POTW Overall Removal Rate (%): 90-98 (E) Flash Point: Not available Chemistry of Use: Dispersant Safety Hazard Factors: Not available

Above data are either measured (M) or estimated (E)

Sorbitan, Tri-9-Octadecenoate, Poly(Oxy-1,2-Ethanediyl) Derivatives CAS# 9005-70-3

Chemical Properties and Information

Synonyms: sorbitan tri-oleate (crillet 45) C100 H 188 O 28 (n=20) Molecular weight: 1,836 (n=20) Structure: Melting Point: Not available Water Solubility: Completely soluble (E) Vapor Pressure: <10-6 mm Hg (E)

Log10 K ow : Not available

Log10 K oc : Not available

Log10 BCF: Not available Henry's Law: Not available POTW Overall Removal Rate (%): 99.98-100 (E) Chemistry of Use: Dispersant Boiling Point: Not available Density: 1.1 g/cm3 (E) Flash Point: 160(C (E) Safety Hazard Factors: Ignitability: N

Above data are either measured (M) or estimated (E)

2-34 2.2 CHEMICAL INFORMATION

Soybean Oil, Methyl Ester CAS# 67784-80-9

Chemical Properties and Information

Synonyms: soybean based methyl esters C19 H 36 O 2 and C19 H 34 O 2 Molecular weight: 295 Structure: RCOOCH3 (R = C17 H 33 or C17 H 31 ) Melting Point: -30(C (E) Boiling Point: Decomposes (E) Water Solubility: Insoluble (E) Density: 0.883 g/cm3 (E) Vapor Pressure: 0.01 mm Hg (E) Flash Point: 160-180(C (E)

Log10 K ow : 7.80 (E) Safety Hazard Factors:

Log10 K oc : 4.79 (E) Reactivity: 0

Log10 BCF: 5.70 (E) Flammability: 1 Henry's Law: 2.03X10-3 atm-m3 /mol (E) Ignitability: N POTW Overall Removal Rate (%): 94-100 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

Soybean Oil, Polymerized, Oxidized CAS# 68152-81-8

Chemical Properties and Information

Synonyms: oxidized soybean oil Molecular formula varies Molecular weight: Varies Structure: No definite structure Melting Point: Not available Boiling Point: Decomposes (E) Water Solubility: Insoluble (E) Density: Not available Vapor Pressure: <10-5 mm Hg (E) Flash Point: Not available

Log10 K ow : 15.33 (E) Safety Hazard Factors:

Log10 K oc : 13.73 (E) Reactivity: 0

Log10 BCF: 11.42 (E) Flammability: 1 Henry's Law: 1.00X10-8 atm-m3 /mole (E) Ignitability: N POTW Overall Removal Rate (%): 99.98-100 (E) Chemistry of Use: Above data are either measured (M) or estimated (E)

2-35 CHAPTER 2: DATA COLLECTION

Stoddard Solvent CAS# 8052-41-3

Chemical Properties and Information

Synonyms: Rule 66 mineral spirits; quick-dry Cn2n+2 H (paraffins), Cn2n H (cycloparaffins) mineral spirits; 140 solvent; VM&P naphtha; dry Structure: No definite structure. Mixture of cleaners' solvent. normal-, branched-, and cyclo-paraffins Molecular weight: 86 for n-hexane; 112 for Boiling Point: 157-196(C (M) ethylcyclohexane, for example Density: 0.787 (M) Melting Point: -70(C (M) Flash Point: 60(C (M) Water Solubility: Insoluble (M) Safety Hazard Factors: Vapor Pressure: 1 mm Hg at 25(C (E) Reactivity: 0

Log10 K ow : 5.25 (E) Flammability: 2

Log10 K oc : 3.24 (E) Ignitability: Y

Log10 BCF: 3.58 (E) Henry's Law: 5.3 atm-m3 /mole (E) POTW Overall Removal Rate (%):  100 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

Tall Oil, Special CAS# 68937-81-5

Chemical Properties and Information

Synonyms: fatty acids, C18 and C18 -unsatd., C19 H 36 O 2 and C19 H 38 O 2 methyl esters, methyl stearate, methyl oleate Structure: CH3 (CH 2 ) 16 COOCH 3

Molecular weight: 296-298 and CH327 (CH ) CH=CH(CH 27 ) COOCH 3 Melting Point: 36-39(C (E) Boiling Point: 325(C (E) Water Solubility: Insoluble (M) (<0.1 g/L) (E) Density: 0.88 g/cm3 (E) Vapor Pressure: <10-3 mm Hg (E) Flash Point: 200(C (E)

Log10 K ow : 7.74 (E) Safety Hazard Factors:

Log10 K oc : 4.53 (E) Ignitability: N

Log10 BCF: 5.65 (E) Henry's Law: 2.00X10-2 atm-m3 /mole (E) POTW Overall Removal Rate (%): nearly 100 (E) Chemistry of Use: Solvent Above data are either measured (M) or estimated (E)

2-36 2.2 CHEMICAL INFORMATION

-Terpineol CAS# 98-55-5

Chemical Properties and Information   Synonyms: 3-cyclohexene-1-methanol, , ,4- C10 H 18 O trimethyl-; Structure: p-menth-1-en-8-ol Molecular weight: 154.24 Melting Point: 2(C (M) Water Solubility: Slightly soluble (M) Vapor Pressure: 0.12 mm Hg (M)

Log10 K ow : 3.33 (E) ( Log10 K oc : 1.76 (E) Boiling Point: 214-224 C (M) 3 Log10 BCF: 2.30 (E) Density: 0.9338 g/cm (M) Henry's Law: 3.15X10-6 atm-m3 /mol (E) Flash Point: 90(C (M) POTW Overall Removal Rate (%): 86-98 (E) Safety Hazard Factors: Chemistry of Use: Solvent Reactivity: 0 Flammability: 2 Ignitability: N

Above data are either measured (M) or estimated (E)

Terpinolene CAS# 586-62-9

Chemical Properties and Information

Synonyms: cyclohexene, 1-methyl-4-(1- C10 H 16 methylethylidene)-; p-mentha-1,4(8)-diene Structure: Molecular weight: 136.16 Melting Point: Not available Water Solubility: Insoluble (M) Vapor Pressure: 0.49 mm Hg (M)

Log10 K ow : 4.88 (E)

Log10 K oc : 3.12 (E) ( Log10 BCF: 3.48 (E) Boiling Point: 183-185 C (M) Henry's Law: 6.00X10-2 atm-m3 /mol (E) Density: 0.864 g/cm3 (M) POTW Overall Removal Rate (%): 90.06-99.95 Flash Point: 37.2(C (closed cup) (M) (E) Safety Hazard Factors: Chemistry of Use: Solvent Ignitability: Y Corrosivity: N

Above data are either measured (M) or estimated (E)

2-37 CHAPTER 2: DATA COLLECTION

Tetrapotassium Pyrophosphate CAS# 7320-34-5

Chemical Properties and Information

Synonyms: diphosphoric acid, tetrapotassium K472 O P salt; TKPP Structure: Molecular weight: 330.34 Melting Point: 1090(C (M) Water Solubility: 1,870 g/L (M) Vapor Pressure: <10-6 mm Hg (E)

Log10 K ow : Not available

Log10 K oc : Not available

Log10 BCF: Not available Boiling Point: Decomposes (E) Henry's Law: Not available Density: 2.33 g/cm3 (M) POTW Overall Removal Rate (%): 0-25 (E) Flash Point: Not available Chemistry of Use: Sequestering agent Safety Hazard Factors: Not available

Above data are either measured (M) or estimated (E)

Xylene CAS# 1330-20-7

Chemical Properties and Information

Synonyms: dimethylbenzene; methyltoluene; C810 H xylol Structure: Molecular weight: 106.2 Vapor Pressure: 10 mm Hg (E) (25(C) Water Solubility: 0.1 g/L (E) Melting Point: o: -25(C (M) m: -48(C (M) p: 13(C (M)

Log10 K ow : 3.15 (M)

Log10 K oc : -0.69 (E) Log10 BCF: 2.16 (E) ( -8 3 Boiling Point: 137-140 C (M) Henry's Law: 1.81X10 atm-m /mole (E) Density: 0.864 g/mL (M) POTW Overall Removal Rate (%): 94 (E) Flash Point: o: 17(C (M) Chemistry of Use: Solvent m: 29(C (M) p: 27(C (M) Physical State: Colorless liquid Safety Hazard Factors: Reactivity: 0 Flammability: 3 Ignitability: Y Corrosivity: N

Above data are either measured (M) or estimated (E)

2-38 2.3 HUMAN HEALTH HAZARD INFORMATION

2.3 HUMAN HEALTH HAZARD INFORMATION

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ª &KHPLFDO7HVWLQJ3URJUDPDUHLQFRUSRUDWHGLQWKHKXPDQKHDOWKKD]DUGVXPPDU\8QSXEOLVKHG GDWD VXEPLWWHG XQGHU 76&$ ††  G  DQG  H  DUH EHLQJ UHYLHZHG DQG ZLOO EH LQFRUSRUDWHG DV DSSURSULDWHLQWKHILQDOYHUVLRQRIWKLVGRFXPHQW

7KH72;(1'32,17FROXPQLQ7DEOHOLVWVDGYHUVHWR[LFRORJLFDOHIIHFWVWKDWKDYHEHHQ UHSRUWHGLQWKHOLWHUDWXUHIRUDQLPDORUKXPDQVWXGLHV7KLVLVVLPSO\DTXDOLWDWLYHOLVWLQJRI UHSRUWHGHIIHFWVDQGGRHVQRWLPSO\DQ\WKLQJDERXWWKHVHYHULW\RIWKHHIIHFWVQRUWKHGRVHVDW ZKLFKWKHHIIHFWVRFFXU)XUWKHUPRUHDQHQWU\LQWKLVFROXPQGRHVQRWQHFHVVDULO\LPSO\WKDW(3$ KDVUHYLHZHGWKHUHSRUWHGVWXGLHVRUWKDW(3$FRQFXUVZLWKWKHDXWKRUV FRQFOXVLRQV7R[LFRORJLFDO HIIHFWVDUHDEEUHYLDWHGDVIROORZV

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

/' WKHGRVH XVXDOO\IURPDVLQJOHGRVLQJRUVKRUWWHUPH[SRVXUH OHWKDOWRRIDWHVW SRSXODWLRQ

7KH5I'5I&LVWKH(3$5HIHUHQFH'RVH 5I' RU5HIHUHQFH&RQFHQWUDWLRQ 5I& 7KH5I' LV DQ HVWLPDWH RI D GDLO\ H[SRVXUH WR WKH KXPDQ SRSXODWLRQ WKDW LV OLNHO\ WR EH ZLWKRXW DQ DSSUHFLDEOHULVNRIGHOHWHULRXVQRQFDQFHUHIIHFWVGXULQJDOLIHWLPH7KH5I'LVXVXDOO\H[SUHVVHG DVDQRUDOGRVHLQPJNJGD\7KH5I&LVDQDQDORJRXVYDOXHIRUFRQWLQXRXVLQKDODWLRQH[SRVXUH XVXDOO\H[SUHVVHGLQPJP 7KH5I'5I&YDOXHVOLVWHGLQ7DEOHDUHXVHGLQWKH+D]DUG 4XRWLHQWFDOFXODWLRQVVKRZQLQ6HFWLRQ

2-39 CHAPTER 2: DATA COLLECTION

7KH12$(//2$(/LVWKHQRREVHUYHGDGYHUVHHIIHFWOHYHORUWKHORZHVWREVHUYHGDGYHUVH HIIHFWOHYHOUHVSHFWLYHO\7KH12$(/LVDQH[SRVXUHOHYHODWZKLFKWKHUHDUHQRVWDWLVWLFDOO\RU ELRORJLFDOO\VLJQLILFDQWLQFUHDVHVLQWKHIUHTXHQF\RUVHYHULW\RIDGYHUVHHIIHFWVLQWKHH[SRVHG SRSXODWLRQ7KH/2$(/LVWKHORZHVWH[SRVXUHOHYHODWZKLFKDGYHUVHHIIHFWVKDYHEHHQVKRZQWR RFFXU  7KH 12$(//2$(/ YDOXHV OLVWHG LQ 7DEOH  DUH XVHG LQ WKH 0DUJLQ RI ([SRVXUH FDOFXODWLRQVVKRZQLQ6HFWLRQ

2-40 2.3 HUMAN HEALTH HAZARD INFORMATION c Comment -hydrocarbons; 8(e) ; the surfactant activity 9 k t C - 650 mg/kg 50 D SAT repor oral L of the chemical will result in lung irritation subacute (no. of doses not subacute (no. of doses the specified) oral study; this chemical surfactant activity of eye irritation will result in lung and 4 Included in TSCA Section testing of data available of this chemical will result in lung irritation SAT report; the surfactant activity of the chemical will result in lung irritation data from dodecylbenzenesulfonic acid, triethanolamine salt studies toxic effects based on acute or toxic effects based on SAT report; the surfactant activity a (urinary 3 effects) (dermal) LOAEL (L) N - 5 mg/kg/day enzyme effects) (urinary tract and tract and enzyme L - 5.71 mg/kg/day L - 20 mg/m NOAEL (N) or NOAEL

RfD/RfC

b

g.i. salt) neuro chron neuro, (amine Toxicity sensitizer Endpoint neuro, g.i.

dermal dermal dermal dermal dermal dermal dermal inhalation inhalation inhalation inhalation inhalation inhalation inhalation Exposure Table 2-4. Human Health Hazard Summary Human Health Table 2-4. Worker

95-63-6 CAS No. 27176-87-0 68131-39-5 68584-24-7 26264-05-1 26836-07-7 157966-96-6 *

21 32 33 31 32 32 21 Ref No.

- 10 C , 15 C

- 12 C

Chemical Name Chemical -alkyl derivatives, 16 Benzenesulfonic acid, dodecyl- C compounds with 2- propanamine Benzenesulfonic acid, dodecyl-, compounds with 2-aminoethanol Alcohols, ethoxylated Benzene, 1, 2, 4-trimethyl- Benzenesulfonic acid, (tetrapropenyl)-, compounds with 2-propanamime Benzenesulfonic acid, Benzenesulfonic acid, dodecyl- compounds with 2- propanamine

2-41 CHAPTER 2: DATA COLLECTION Comment no effects observed TSCA §4 review available TSCA §4 review available TSCA §4, SIDS reviews available toxic effects based on oral studies; TSCA §4 review, SIDS dossier available toxic effects based on study using mixture of dibasic esters toxic effects based on study using mixture of dibasic esters toxic effects based on acute or toxic effects based on of doses not subacute study (no. specified) available TSCA §4, SIDS data toxic effects based on oral studies toxic effects based on

d d d

(resp) (resp) a a 3 3 (resp) (resp) N - 14 ppm LOAEL (L) (fetotoxicity) (fetotoxicity) weight gain) (chron, hema, (chron, hema) decreased body L - 32 mg/kg/day L - 14 mg/kg/day N - 191 mg/kg/day L - 5.71 mg/kg/day L - 5.71 mg/kg/day L - 500 mg/kg/day L - 500 mg/kg/day L - 20 mg/m L - 20 mg/m NOAEL (N) or NOAEL 3 d d

(chron) (chron) RfD/RfC 1.4 mg/m 0.4 mg/kg/day

resp resp resp hema hema hema repro, repro, chron, hema chron, neuro, neuro, neuro, Toxicity Endpoint chron, g.i. chron, g.i., dev, repro, dev, repro, dev, repro, chron, resp

dermal dermal dermal dermal dermal dermal inhalation inhalation inhalation inhalation inhalation inhalation Exposure Worker

96-48-0 98-82-8 112-34-5 CAS No. 111-42-2 627-93-0 1119-40-0 *

4 4 27 28 17 21 29 Ref No.

Chemical Name Chemical Diethylene glycol monobutyl ether Dimethyl glutarate Dimethyl adipate Diethanolamine Cumene Butyrolactone

2-42 2.3 HUMAN HEALTH HAZARD INFORMATION c c - 5860 µL/kg Comment 50 - 1620 µg/kg 50 D TSCA §4 review available TSCA §4 dermal testing planned TSCA §4 dermal testing dermal LD oral L of this chemical will result in eye and lung irritation toxic effects based on study using toxic effects based on mixture of dibasic esters concern; poor skin absorption mice through dermal exposure, positive Ames assay in multiple strains, with and without activation. No increased frequency of micronuclei in mouse bone marrow cells possible endocrine disrupter SAT report; the surfactant activity SAT report - low to moderate SAT report - low concern equivocal skin tumor response in d e (resp) a 3 (resp) mg/kg/day (dev/repro) LOAEL (L) NOAEL (N) or NOAEL (N) kidney weight) N- 30 mg/kg/day mg/m3 (increased N - 500 mg/kg/day L - 5.71 mg/kg/day N - (5 mL/kg) 4750 L - (200 ppm) 1213 L - 20 mg/m

RfD/RfC

resp neuro chron, neuro, Toxicity resp, g.i. Endpoint dev, chron chron, resp

dermal dermal dermal dermal dermal dermal dermal dermal Worker inhalation inhalation inhalation inhalation inhalation inhalation inhalation inhalation Exposure

64-02-8 CAS No. 106-65-0 9016-45-9 29911-28-2 68002-82-4 67762-38-3 61790-69-0 34590-94-8 68956-56-9 64742-46-7 68412-54-4 26027-38-3 *

9 4 32 21 32 32 30 22 25 13 Ref No.

l Chemical Name Chemical Hydrocarbons, terpene processing by-products Dipropylene glycol monobutyl ether Fatty acids, methyl esters Ethylenediaminetetraacetic acid, tetrasodium salt Distillates (petroleum), hydrotreated middle Dimethyl succinate Dipropylene glycol methyl ether Ethoxylated nonylphenol

2-43 CHAPTER 2: DATA COLLECTION c c Comment >5000mg/kg (rabbits) 50 - 8532 mg/kg 50 TSCA §4 review available dermal LD oral LD limited evidence for carcinogenicity (IARC); appearance of papillomas at 50 mg for 80 weeks, no control data toxic effects based on oral study concern concern; lung irritation SAT report - low moderate SAT report - low moderate

d d d d (chron) 3e m weight) weight) (increased (increased LOAEL (L) (dev, repro) male mice) male mice) NOAEL (N) or NOAEL (N) mg/ (increased liver (increased liver hepatocyte nuclei hepatocyte nuclei N - (10 ppm) 40.5 L - 500 mg/kg/day L - 500 mg/kg/day and cytomegaly in and cytomegaly in N - 250 mg/kg/day N - 250 mg/kg/day N - 237 mg/kg/day

RfD/RfC

hema chron, chron chron, neuro, neuro, Toxicity Endpoint dev, repro dev, repro, resp, hema resp, neuro

dermal dermal dermal dermal dermal Worker inhalation inhalation inhalation inhalation inhalation Exposure

78-70-6 872-50-4 CAS No. 5989-27-5 64742-47-8 64742-48-9 *

1 7 20 10 32 18 16 Ref No.

Chemical Name Chemical -Limonene Mineral Spirits (light hydrotreated) Naphtha (petroleum), hydrotreated heavy N-Methylpyrrolidone Linalool d

2-44 2.3 HUMAN HEALTH HAZARD INFORMATION > 5000

c 50 - 4500 50 Comment - 10000 mg/kg 50 D - 5000 mg/kg 50 c c SAT report no information available SAT report SAT report SAT report dermal L oral LD no evidence of carcinogenic effects by dermal exposure; questionably positive Salmonella test (host-mediated) with Strains G46 and TA1530; positive for chromosome aberrations in hamster fibroblasts, negative in other mammalian cells mg/kg toxic effects based on oral studies; no evidence of carcinogenic effects by oral exposure mg/kg SAT report; oral LD no information available SAT report; dermal LD SAT report; dermal LOAEL (L) NOAEL (N) or NOAEL (N)

d (hema) (hema) RfD/RfC 20 mg/kg/day 20 mg/kg/day

dev hema chron, Toxicity Endpoint

dermal dermal dermal dermal dermal dermal dermal dermal Worker inhalation inhalation inhalation inhalation inhalation inhalation inhalation inhalation Exposure

57-55-6 CAS No. 473-54-1 763-69-9 106-25-2 72402-00-7 31726-34-8 37251-67-5 68478-95-5 *

32 22 21 29 32 32 32 32 22 11 Ref No. 

-hydroxy- 7

Chemical Name Chemical

Plinols 2-Pinanol Poly(oxy-1,2-ethanediyl), -hexyl- Propanoic acid, 3- ethoxyethyl ester Propylene glycol Nerol Oxirane, methyl, polymer with oxirane, monodecyl ether Polyethoxylated isodecyloxypropylamine

2-45 CHAPTER 2: DATA COLLECTION Comment SAT report sensitizer oral studies toxic effects based on toxic effects based on oral studies toxic effects based on dose SAT report - moderate concern no systemic effects at highest no systemic effects SAT report - moderate concern SAT report

a

d,f e,g d d 3 a,g a,h

h (increased 3e (hema) (hema)

(repro, dev) 3 (increased (repro/dev) (repro/dev) LOAEL (L) 1300 mg/m leucocytes) (repro, dev) NOAEL (N) or NOAEL (N) L - (100 ppm) 491 L - 140 mg/kg/day L - 481 mg/kg/day mg/m N - 50 mg/kg/day N - 50 mg/kg/day L - (294 ppm) 1683 N - 370 mg/kg/day N - 400 mg/kg/day N - 11.40 mg/kg/day mg/m leucocytes)

RfD/RfC

g.i. resp hema chron, neuro, Toxicity corrosive Endpoint chron, g.i. dev, repro resp, hema dev, neuro, neuro, resp

dermal dermal dermal dermal dermal dermal dermal dermal Worker inhalation inhalation inhalation inhalation inhalation inhalation inhalation inhalation Exposure

CAS No. 577-11-7 5131-66-8 1300-72-7 1310-73-2 64742-89-8 64742-88-7 64742-95-6 64742-94-5 *

5 6 32 32 12 15 26 32 32 Ref No.

Chemical Name Chemical Sodium xylene sulfonate Solvent naphtha (petroleum), heavy aromatic Sodium hydroxide Solvent naphtha (petroleum), light aliphatic Sodium bis(ethylhexyl) sulfosuccinate Solvent naphtha (petroleum), medium aliphatic Propylene glycol monobutyl ether Solvent naphtha (petroleum), light aromatic

2-46 2.3 HUMAN HEALTH HAZARD INFORMATION Comment toxic effects based on oral studies toxic effects based upon oral studies d e,i d d a,i

(hema) 3 effects) effects) (hema) LOAEL (L) (liver, kidney (liver, kidney mg/m L - (84 ppm) 481 L - 137 mg/kg/day N - 125 mg/kg/day N - 500 mg/kg/day (maternal tox/repro) (maternal tox/repro) RfD/RfC NOAEL (N) or hema hema hema hema hema chron, Toxicity resp, g.i. Endpoint inhalation chron, g.i., inhalation chron, g.i., inhalation inhalation inhalation chron, g.i., inhalation chron, g.i., inhalation dev, neuro, inhalation Exposure CAS No. Worker * 8 1338-43-8 dermal N - 125 mg/kg/day 19 9005-64-5 dermal N - 500 mg/kg/day 32 68152-81-8 dermal SAT report 32 9005-70-3 dermal SAT report Ref No. Chemical Name Sorbitan, monododecanoate, poly(oxy-1,2-ethanediyl) derivatives Soybean oil, polymerized, oxidized Stoddard solvent 2 8052-41-3 dermal chron, g.i., Sorbitan, monolaurate 32Sorbitan, tri-9- octadecanoate, poly(oxy- 5959-89-71,2-ethanediyl) derivatives dermalSoybean oil, methyl ester 32 67784-80-9 dermal SAT report SAT report Tall oil, special 32 68937-81-5 dermal SAT report Sorbitan, mono-9- octadecanoate

2-47 CHAPTER 2: DATA COLLECTION - 4390 mg/kg 50 D Comment atty acids, tall oil, compounds s - 5170 mg/kg (rats) and s - 5170 mg/kg (rats) F 50 D c TSCA §4 review available SAT report; oral L oral L (rats) RfD based on oral study 1208 mg/kg (mice) (mice-RTECS Search, 1995) oral studies toxic effects based on concern SAT report - low moderate j d (dev) d,j 3 (chron) weight) (chron) LOAEL (L) NOAEL (N) or NOAEL (N) (increased liver L - 150 mg/kg/day L - 50 mg/m N - 1250 mg/kg/day N - 1250 mg/kg/day

3 d d (neuro) (neuro) 7 mg/m RfD/RfC 2 mg/kg/day (2 mg/kg/day) -unsatd., compounds with diethanolamine; and, 18 C

= ppm x molecular weight (grams) 3

8 1 chron

-C and Toxicity 24.45 Endpoint 16 chron, resp dev, neuro, C

dermal dermal dermal dermal Worker inhalation inhalation inhalation inhalation Exposure

mg/m 3 98-55-5 CAS No. 586-62-9 1330-20-7 7320-34-5

, methyl esters; Fatty acids, , 18

C *

- 16 3 14 29 23 21 21 Ref No. C

Chemical Name Chemical -Terpineol Terpinolene Xylene Tetrapotassium pyrophosphate  Dermal NOAEL/LOAEL or RfD based upon inhalation data Dermal NOAEL/LOAEL or RfD based upon Molecular weight of 120 based upon C9 fraction Molecular weight of 120 based upon C9 molecular weight of components Molecular weight of 40 based upon average Chron - refers to chronic effect not otherwise listed; commonly includes target organ toxicity such as liver and kidney effects listed; commonly includes target organ toxicity such as liver and kidney Chron - refers to chronic effect not otherwise RfD based upon oral data Inhalation or dermal LOAEL/NOAEL or mg/m Original data given in ppm, converted to the following conversion: using SAT reports are generated by the OPPT Structure-Activity Team to predict toxicity based on analog data and/or structure-activity considerations. Structure-Activity Team to predict toxicity based on analog data and/or structure-activity SAT reports are generated by the OPPT Available LD50's given only for those chemicals for which no other toxicity information was found Available LD50's given only for those chemicals NOAEL based upon subacute study Molecular weight of 140 based upon average molecular weight of components Molecular weight of 140 based upon average For rats: ppm in diet x 0.05 = mg/kg/day Fatty acids refers to: Fatty acids, with diethanolamine i j k l f g h c d e a b

2-48 2.3 HUMAN HEALTH HAZARD INFORMATION ) in the y. s on the esters -GRAS-294. rial Medicine. heets and o vapors of inhalation dam Appl ats. Fundam Sprague-Dawley not reviewed. conducted between February mutagenicity studies on nonoxynol-9 and -30.

in vitro Appl Toxicol 15(1):53-62. Kensington, MD: Bionetics, Inc. NTIS PB245450/2. studies. Fund Appl Toxicol 9:222-225. Toxicol 4:612-617. (DBE) (final Report) with attachments and cover letter dated 032792. Performed by Haskell Laboratory for Toxicology Indust Washington DC: Office of Pollution Prevention and Toxics, U.S. EPA. EPA Doc. No. 88-920001533. Rat. Bio/dynamics Inc. Project No. 78-7092B. Washington, DC: Office of Toxic Substances, U.S. Environmental Protection Agenc Stoddard solvent. Toxicol Appl Pharmacol 32:282-297. rats. Fund Appl Toxicol 2:73-76. letter dated 061289 (sanitized). Office of Pollution Prevention and Toxics, U.S. EPA, Washington, D.C., 7pp. Evaluation of Carcinogenic Risk to Humans, Vol. 45. Lyon, France: IARC. Pharmacol Toxicol 62:235-238. 13. Meyer O, Haubro Anderson P, Hansen EV, Larsen JC. 1988. Teratogenicity and 12. MacKenzie K, Henwood S, Foster G, et al. 1990. Three-generation reproduction study with dioctyl sodium sulfosuccinate in r 11. Litton Bionetics, Inc. 1974. Mutagenic Evaluation of Compound FDA 71-56, Propylene Glycol. Report No. LBI-2446-294, FDABF 10. Lee KP, Chromey NC, Culik R, et al. 1987. Toxicity of N-methyl-2-pyrrolidone (NMP): Teratogenic, subchronic, and two-year 5. Exxon. 1980. TSCA sec 8(e) submission 8EHQ-1079-0312 follow up. A 12 Week Inhalation Toxicity Study of MRD-78-26 (Isopar C 3.4. Condie LW, et al. 1988. Oral toxicity studies with xylene isomers and mixed xylenes. Drug Chem Toxicol 11:329-354. E.I. DuPont de Nemours and Company. 1985. FYI-OTS-0885-0433 INIT. Inhalation reproduction study in rats exposed to dibasic 2. Carpenter CP, Kinkead ER, Geary DL, et al. 1975. Petroleum hydrocarbon toxicity studies. III. Animal and human responses t 6. Hazleton. 1989. Hazleton Laboratories. 86-890000466S. A 91-day subchronic percutaneous toxicity with attachments, cover s 7. IARC. 1989. International Agency for Research on Cancer. Occupational Exposures in Petroleum Refining. In: IARC Monograph 8.9. Ingram AJ, et al. 1978. Short-term toxicity study of sorbitan monooleate (Span 80) in rats. Food Cosmet Toxicol 16(6):535. Landy TD, Yano BL. 1984. Dipropylene glycol monomethyl ether: a 13-week inhalation toxicity study in rats and rabbits. Fun 1. Becci PJ, Knickerbocker MJ, Reagan EI, et al. 1982. Teratogenicity study of N-methylpyrrolidone after dermal application to 14. Mirkova E, et al. 1983. Prenatal toxicity of xylene. J Hyg Epidem Microb Immun 27337-343. The following references (with the exception of Nos. 24, 26, 27, 28, 29, and 32) were developed from online database searches * and May 1995. The toxicity data from these references are reported in Table 2-3 most cases the primary were

2-49 CHAPTER 2: DATA COLLECTION Rats and ti, OH: dministered ary of ary of ary of Prevention activity, of ate (CAS no. 14:315-334. cinogenic studies mice. Technical Report Series No. 20. U.S. Department of Health and Human 1 9005-64-5) in Sprague-Dawley (CD:) rats on gestational days 6 through 15. NTIS Technical Report (NTIS/PB93-123800); 130pp. and Toxics. Washington, DC. Medicine. Medicine. Medicine. in F344 rats. Eisei Shikensho Hokoku 106:66-72. Environmental Criteria and Assessment Office, Office of Health Assessment, U.S. EPA. Services. Topically and in Drinking Water to F344/N Rats B6C3F Dowanol-PnB in the rat: 14-day study. Office of Pollution Prevention and Toxics., U.S. EPA, Washington, DC., 82 pp. B6C3F1 Mice (gavage Studies). Research Triangle Park, NC: NTP. NTP TR 347. 20. RTECS. 1993. Registry of Toxic Effects Chemical Substances. MEDLARS Online Information Retrieval System, National Libr 27.28. TSCA §4 Study: 90-day dermal toxicity study. 29. Gingell R, et al. 1996. Toxicity of diethylene glycol butyl ether. Occupational Hygiene 2:293-302. U.S. EPA. 1994. Environmental Protection Agency. Health Effects Assessment Summary Tables. Annual Update. Cincinna 26. U.S. EPA. 1991. U.S Environmental Protection Agency. RM1 Report on C9 Aromatic Hydrocarbon Fraction. Office of Pollution 21. RTECS. 1994. Registry of Toxic Effects Chemical Substances. MEDLARS Online Information Retrieval System, National Libr 22. RTECS. 1995. Registry of Toxic Effects Chemical Substances. MEDLARS Online Information Retrieval System, National Libr 23. Shimoji N, Matsushima Y, Imaida K, et al. 1988. Subchronic oral toxicity of potassium pyrophosphate prior to long term car 24.25. SIDS Initial Assessment Profile. Smyth HF, Jr., Calandra JC. 1969. Toxicologic studies of alkylphenol polyoxyethylene surfactants. Toxicol Appl Pharmacol 18.19. Powers KA, Beasley VR. 1985. Toxicological aspects of linalool: a review. Vet Hum Toxicol 27:484-486. Price CJ, George JD, Marr MC, et al. 1992. Final Report on the developmental toxicity of polyoxyethylene sorbitan monolaur 16. NTP. 1990. National Toxicology Program. and Carcinogenesis Studies of d-Limonene (CAS No. 5989-27-5) in F344/N 15. Notox. 1987. Toxicology Research and Consultancy C.V. 86-890001253. Assessment of the oral toxicity, including hemolytic 17. NTP. 1992. National Toxicology Program. NTP Technical Report on Studies of Diethanolamine (CAS no. 111-42-2) A

2-50 2.3 HUMAN HEALTH HAZARD INFORMATION m er (50B) in er dated 081092. TSCATS/431537. EPA/OTS Doc # 88-920006788. decylbenzenesulfonate. J Am Col Toxicol 12:279-309. Rabbits. Washington, DC: Office of Toxic Substances, U.S. EPA. Doc #86-890001219. 32.33. No information found in sources searched. Bio/Dynamics, Inc. 1992. Initial Submission: Ethoxylated alcohol C12-15: Acute oral toxicity study in rats with cover lett 31. Zondlo MM. 1993. Final report on the safety assessment of sodium dodecylbenzenesulfonate/TEA-dodecylbenzenesulfonate/sodiu 30. U.S. EPA. Date not given. Chronic Skin Absorption of Propylene Glycol Methyl Ether (33B) and Dipropylene Eth

2-51 CHAPTER 2: DATA COLLECTION

2.4 ENVIRONMENTAL HAZARD INFORMATION

7KHFKHPLFDOVLQOLWKRJUDSK\DUHGLYLGHGLQWRWKUHHJURXSV  GLVFUHWHRUJDQLFFKHPLFDOV  SHWUROHXPSURGXFWVDQG  LQRUJDQLFFKHPLFDOV:KLOHWKHDVVHVVPHQWSURFHVVLVWKHVDPH IRU DOO WKUHH JURXSV WKH PHWKRGRORJ\ XVHG WR SURYLGH HVWLPDWHV RI WKH DTXDWLF WR[LFLW\ RI WKH FKHPLFDOVYDULHV

2.4.1 Methodology

7KH(3$(QYLURQPHQWDO(IIHFWV%UDQFKXVHVDVWDQGDUGDVVHVVPHQWSURFHVV VHH$SSHQGL[ $ IRUDVVHVVLQJWKHKD]DUGVRIFKHPLFDOVWRWKHDTXDWLFHQYLURQPHQW7KHSURFHVVKDVEHHQ GHVFULEHGLQVHYHUDOSXEOLFDWLRQVERWKLQVLGHDQGRXWVLGHWKH$JHQF\$VXPPDU\RIWKHKD]DUG DVVHVVPHQWSURFHVVDQGUHIHUHQFHVDUHLQ$SSHQGL[$7KHPHWKRGRORJ\LQYROYHVWKHGHYHORSPHQW RIDVWDQGDUGKD]DUGSURILOHIRUHDFKFKHPLFDOFRQVLVWLQJRIWKUHHDFXWHWR[LFLW\YDOXHVDQGWKUHH FKURQLFYDOXHVIRUDTXDWLFVSHFLHV7KHVWDQGDUGKD]DUGSURILOHFRQVLVWVRIWKHIROORZLQJWR[LFLW\ YDOXHV

 )LVKDFXWHYDOXH XVXDOO\DILVKKRXU/& YDOXH

 $TXDWLFLQYHUWHEUDWHDFXWHYDOXH XVXDOO\DGDSKQLGKRXU/& YDOXH

 *UHHQDOJDOWR[LFLW\YDOXH XVXDOO\DQDOJDOKRXU(& YDOXH

 )LVKFKURQLFYDOXH XVXDOO\DILVKGD\HDUO\OLIHVWDJHQRHIIHFWFRQFHQWUDWLRQ 1(&

 $TXDWLFLQYHUWHEUDWHFKURQLFYDOXH XVXDOO\DGDSKQLGGD\1(&

 $OJDOFKURQLFYDOXH XVXDOO\DQDOJDOKRXU1(&YDOXHIRUELRPDVV

)RUWKHDFXWHYDOXHVWKH/&  PRUWDOLW\  (&  HIIHFWV UHIHUVWRWKHFRQFHQWUDWLRQWKDW UHVXOWVLQSHUFHQWRIWKHWHVWRUJDQLVPVDIIHFWHGDWWKHHQGRIWKHVSHFLILHGH[SRVXUHSHULRG7KH FKURQLF YDOXHV UHSUHVHQW WKH FRQFHQWUDWLRQ RI WKH FKHPLFDO WKDW UHVXOWV LQ QR VWDWLVWLFDOO\ VLJQLILFDQWHIIHFWVRQWKHWHVWRUJDQLVPIROORZLQJDFKURQLFH[SRVXUH

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

2-52 2.4 ENVIRONMENTAL HAZARD INFORMATION

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

7KHFRQFHQWUDWLRQRIFRQFHUQZDVDOVRGHULYHGIRUHDFKFKHPLFDO7KLVYDOXHLVGHULYHGE\ GLYLGLQJWKHORZHVWRIWKHWKUHHFKURQLFYDOXHVE\DIDFWRURI,IWKHGLVFKDUJHRIDFKHPLFDOWR WKH DTXDWLF HQYLURQPHQW UHVXOWV LQ D FRQFHQWUDWLRQ HTXDO WR RU JUHDWHU WKDQ WKH FRQFHUQ FRQFHQWUDWLRQVHWWKHQWKHFKHPLFDOZRXOGEHKD]DUGRXVWRDTXDWLFRUJDQLVPV

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

2.4.2 Results

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

0LQHUDO6SLULWV

0LQHUDOVSLULWVFRQVLVWRIOLQHDUDQGEUDQFKHGSDUDIILQVDQGF\FOLFSDUDIILQV%DVHGRQWKH LQIRUPDWLRQ SURYLGHG WKH DVVHVVPHQW ZDV EDVHG RQ WKH HVWLPDWHG WR[LFLW\ IRU QKH[DQH DQG HWK\OF\FORKH[DQH7KHOLQHDUIRUPRIQKH[DQHLVDSSUR[LPDWHO\WZRWLPHVPRUHWR[LFWKDQF\FOLF KH[DQH7KHORZHVWFKURQLFYDOXHIRUQKH[DQHLVPJ/IRUILVKDQGWKHORZHVWFKURQLFYDOXH IRUHWK\OF\FORKH[DQHLVPJ/IRUILVK

1DSKWKD6ROYHQWV

7KHPRQRPHUVDVVRFLDWHGZLWKWKHYDULRXVQDSKWKDPL[WXUHVLQFOXGHOLQHDUDQGEUDQFKHG SDUDIILQVF\FOLFSDUDIILQVDQGDURPDWLFVVXFKDVQDSKWKDOHQH7KHFDUERQFKDLQOHQJWKVYDU\IURP SURGXFWWRSURGXFWDQGVSDQWKHUDQJHIURPWR

2-53 CHAPTER 2: DATA COLLECTION

Table 2-5. Estimated Aquatic Toxicity Values of Blanket Wash Chemicals Based on SAR Analysis (mg/L)

ChemicalAcute Toxicity Acute Toxicity Chronic Toxicity Concern Concen- Fish Invert Algal Fish Invert Algal tration

Alcohols, C12 -C 15 , ethoxylated 1.0 1.0 1.0 0.1 0.1 0.1 0.01 Benzene, 1,2,4-trimethyl 0.97 1.2 0.84 0.17 0.15 0.28 0.02 Benzenesulfonic acid, dodecyl 2.6 2.6 0.007 0.4 0.4 0.005 0.001 Benzenesulfonic acid, dodecyl-, compounds with 2.6 2.6 30.0 0.4 0.3 10.0 0.03 2-aminoethanol Benzenesulfonic acid, dodecyl-,compounds with 2.6 2.6 0.007 0.4 0.4 0.005 0.001 2-propanamine Benzenesulfonic acid, (tetrapropenyl)-, 2.6 2.6 0.007 0.4 0.4 0.005 0.001 compounds with 2-propanamine

Benzenesulfonic acid, C10 -C 16 -alkyl derivatives, 0.75 0.75 0.002 0.12 0.12 0.001 0.001 compounds with 2-propanamine Butyrolactone 140 >1000 >1000 14 >100 >100 1.4 Cumene 2.1 2.6 1.8 0.37 0.28 0.48 0.03 Diethanolamine >1000 220 130 >100 22 12.8 1.3 Diethylene glycol monobutyl ether >1000 >1000 860 140 40 40 4.0 Dimethyl adipate 140 >1000 11 14 >100 8.4 0.84 Dimethyl glutarate 245 >1000 18 24 >100 13.6 1.4 Dimethyl succinate 165 >1000 12.5 16 >100 9.3 0.9 Dipropylene glycol monobutyl ether 400 410 250 50 17 19 1.7 Dipropylene glycol methyl ether >1000 >1000 >1000 184 149 877 14.9 Distillates (petroleum), hydrotreated, middle 1.8 2.2 1.5 0.31 0.23 0.38 0.02 Ethoxylated nonylphenol 2.0 2.0 2.0 0.2 0.2 0.2 0.0011 Ethylenediaminetetraacetic acid, tetrasodium salt 430 100 3.0 10.0 23.0 0.88 0.09

2 Fatty acids, C16 -C 18 methyl * * * **** esters

Fatty acids, C16 -C 18 and C18 -unsatd, compounds 140 120 70 20 20 40 2.0 with diethanolamine Fatty acids, tall oil, compounds with 160 200 100 20 30 20 2.0 diethanolamine Hydrocarbons, terpene processing by-products 0.86 1.1 0.76 0.16 0.14 0.27 0.01 d-Limonene 0.81 1.0 0.72 0.15 0.14 0.27 0.01 Linalool 45 50 32 6.1 3.0 4.1 0.3 Mineral spirits (light hydrotreated) 1.8 2.2 1.5 0.31 0.23 0.38 0.02 N-Methylpyrrolidone 1000 1000 1000 100 370 260 30 Naptha (petroleum), hydrotreated heavy * * * 0.006 0.013 0.03 0.001 Nerol 28 31 20 4.0 2.1 3.0 0.21 Oxirane, methyl, polymer with oxirane, 16 16 20 1.6 1.6 5.0 0.16 monodecyl ether 2-Pinanol 31 35 22 4.4 2.3 3.2 0.23 Pinols 170 180 112 21 8.5 10.0 0.85 Polyethoxylated isodecyloxypropylamine 13 13 13 1.3 1.3 1.3 0.13 Poly(oxy-1,2-ethanediyl), -hexyl-7-hydroxy 320 320 300 32 32 40 3.2

2-54 2.4 ENVIRONMENTAL HAZARD INFORMATION

ChemicalAcute Toxicity Acute Toxicity Chronic Toxicity Concern Concen- Fish Invert Algal Fish Invert Algal tration

Propanoic acid, 3-ethoxy-, ethyl ester 60 650 4.7 6.0 70 3.5 0.35 Propylene glycol >1000 >1000 >1000 >100 >100 >100 >10 Propylene glycol monobutyl ether >1000 >1000 >1000 >100 >100 >100 >100 Sodium bis(ethylhexyl) sulfosuccinate 3 3 3 5 5 3 0.05 Sodium hydroxide >1000 >1000 >1000 >100 >100 >100 >10 Sodium xylene sulfonate >1000 >1000 >1000 >100 >100 >100 >10 Solvent naphtha (petroleum), heavy aromatic 0.6 0.77 0.55 0.12 0.12 0.23 0.012 Solvent naphtha (petroleum), light aliphatic 3.3 3.9 2.6 0.53 0.36 0.58 0.036 Solvent naphtha (petroleum), light aromatic 5.5 6.5 4.4 0.88 0.59 0.93 0.059 Solvent naphtha (petroleum), medium aliphatic * * * 0.001 0.002 0.005 0.001 Sorbitan, mono-9-octadecenoate 20 20 20 3350.3 Sorbitan, monododecanoate, poly(oxy-1,2- 20 20 20 3330.3 ethanediyl) derivatives Sorbitan, monolaurate 11 20 0.93 2 3 0.69 0.07 Sorbitan, tri-9-octadecenoate, poly(oxy-1,2- 20 20 20 3330.3 ethanediyl) derivatives Soybean oil, methyl ester * * * **** Soybean oil, polymerized, oxidized * * * **** Stoddard solvent 1.8 2.2 1.5 0.31 0.23 0.38 0.02 Tall oil, special * * * **** -Terpineol 33 37 24 4.7 2.4 3.3 0.24 Terpinolene 0.81 1.0 0.72 0.15 0.14 0.26 0.014 Tetrapotassium pyrophosphate >100 >100 <1.0 >10 >10 0.06 0.006 Xylene 3.5 4.1 2.8 0.57 0.40 0.64 0.04 nylphenol. Evidence suggests that nonylphenol may be an 1 There is a concern that this chemical may degrade to no endocrine disrupter. Until such time as conclusive evidence resolves this issue, the concern concentration is set at 0.001 mg/L. 2 * = No effects expected in a saturated solution during prescribed exposure period.

2-55 CHAPTER 2: DATA COLLECTION

)RUWKHSXUSRVHRIDQRYHUDOODVVHVVPHQWWKHOLVWHGFKHPLFDOVFDQEHUDQNHGDFFRUGLQJWR WKHHVWLPDWHGFKURQLFYDOXH7KLVKD]DUGUDQNLQJGHYHORSHGE\WKH(3$(QYLURQPHQWDO(IIHFWV %UDQFKLVEDVHGRQVFRULQJWKHFKHPLFDOVDV+LJK0RGHUDWHRU/RZFRQFHUQIRUFKURQLFHIIHFWV DFFRUGLQJWRWKHIROORZLQJFULWHULD

PJ/  +LJK WRPJ/  0RGHUDWH !PJ/ /RZ

6HH$SSHQGL[$IRUWKHEDVLVDQGFLWDWLRQVVXSSRUWLQJWKHVHFULWHULDDQGKD]DUGUDQNLQJV

7KHUHVXOWVRIWKLVUDQNLQJDUHVXPPDUL]HGLQ7DEOH7KHFKHPLFDOVDUHUDQNHGIURPWKH KLJKHVWKD]DUGSRWHQWLDOWRWKHORZHVWEDVHGRQORZHVWRIWKHWKUHHHVWLPDWHGFKURQLFYDOXHVIRU HDFKFKHPLFDO7KHSHWUROHXPSURGXFWVDUHUDWHGDVKLJKKD]DUGWRDTXDWLFRUJDQLVPVDQGWKH FRQFHUQLVIRUFKURQLFHIIHFWV7KLVUHODWLYHUDQNLQJRIWR[LFLW\SURYLGHVJXLGDQFHWRWKHVHOHFWLRQ DQGXVHRIFKHPLFDOVWKDWDUHOHVVKD]DUGRXVWRDTXDWLFRUJDQLVPV,QDGGLWLRQWRWKLVUDQNLQJ V\VWHPXVHGE\2337RWKHUDTXDWLFKD]DUGUDQNLQJV\VWHPVH[LVWWKDWFRXOGEHDSSOLHG

Table 2-6. Environmental Hazard Ranking of Blanket Wash Chemicals 1

Lowest Hazard Rank Chemical CAS Number Chronic Value (mg/L) Ethoxylated nonylphenol various given H2

Benzenesulfonic acid, C10 -C 16 -alkyl derivatives, 68584-24-7 0.001 H compounds with 2-propanamine Solvent naphtha (petroleum), medium aliphatic 64742-88-7 0.001 H Benzenesulfonic acid, dodecyl- 27176-87-0 0.005 H Benzenesulfonic acid, dodecyl,(tetrapropenyl)-, 157966-96-6 0.005 H compounds with 2-propanamine Benzenesulfonic acid, dodecyl-, compounds with 26264-05-1 0.005 H 2-propanamine Naphtha (petroleum), hydrotreated heavy 64742-48-9 0.006 H

Alcohols, C12 -C 15 , ethoxylated 68131-39-5 0.1 H Solvent naphtha (petroleum), heavy aromatic 64742-94-5 0.12 M Hydrocarbons, terpene processing by-products 68956-56-0 0.14 M d-Limonene 5989-27-55 0.140 M Terpinolene 586-62-95 0.140 M Tetrapotassium pyrophosphate 7320-34-57 0.140 M Benzene, 1,2,4-trimethyl 95-63-69 0.150 M Stoddard solvent 8052-41-38 0.230 M Mineral spirits, light hydrotreated 64742-47-8 0.23 M Distillates (petroleum), hydrotreated. middle 64742-46-7 0.23 M Cumene 98-82-8 0.28 M

2-56 2.4 ENVIRONMENTAL HAZARD INFORMATION

Lowest Hazard Rank Chemical CAS Number Chronic Value (mg/L) Benzenesulfonic acid, dodecyl-, compounds with 26836-07-7 0.30 M 2-aminoethanol Solvent naphtha (petroleum), light aliphatic 64742-89-8 0.36 M Xylene 1330-20-7 0.4 M Sodium bis(ethylhexyl) sulfosuccinate 577-11-7 0.5 M Solvent naphtha (petroleum), light aromatic 64742-95-6 0.59 M Sorbitan, monolaurate 5959-89-7 0.69 M Ethylenediaminetetraacetic acid, tetrasodium 64-02-8 0.88 M salt Polyethoxylated isodecyloxypropylamine 68478-95-5 1.3 M Oxirane, methyl, polymer with oxirane, 37251-67-5 1.6 M monodecyl ether Nerol 106-25-2 2.1 M 2-Pinanol 473-54-1 2.3 M -Terpineol 98-55-5 2,4 M Sorbitan, mono-9-octadecenoate 1338-43-8 3.0 M Linalool 78-70-6 3.0 M Sorbitan, tri-9-octadecenoate, poly(oxy-1,2- 9005-70-3 3.0 M ethanediyl) derivatives Sorbitan, monododecanoate, poly(oxy-1,2- 9005-64-5 3.0 M ethanediyl) derivatives Propanoic acid, 3-ethoxy-, ethyl ester 763-69-9 3.5 M Dimethyl adipate 627-93-0 8.4 M Pinols 72402-00-7 8.5 M Dimethyl succinate 106-65-0 9.3 M Diethanolamine 111-42-2 13 L Dimethyl glutarate 1119-40-0 13 L Butyrolactone 96-48-0 14 L Dipropylene glycol monobutyl ether 29911-28-2 17 L Propylene glycol monobutyl ether 5131-66-8 20 L

Fatty acids, C16 -C 18 , compounds with 68002-82-4 20 L diethanolamine Fatty acids, tall oil, compounds with 61790-69-0 20 L diethanolamine Poly(oxy-1,2-ethanediyl), -hexyl- -hydroxy 31726-34-8 32 L Diethylene glycol monobutyl ether 112-34-5 40 L Propylene glycol 57-55-6 100 L Sodium xylene sulfonate 1300-72-7 100 L

2-57 CHAPTER 2: DATA COLLECTION

Lowest Hazard Rank Chemical CAS Number Chronic Value (mg/L) Sodium hydroxide 1310-73-2 100 L N-Methylpyrrolidone 872-50-4 100 L Dipropylene glycol methyl ether 34590-94-8 149 L Tall oil, special 68937-81-5 *3 L

Fatty acids, C16 -C 18 , methyl esters 67762-38-3 * L Soybean oil, methyl esters 67784-80-9 * L Soybean oil, polymerized, oxidized 68152-81-8 * L

1 Ranking based on the lowest estimated chronic value; H = High, M = Moderate, L = Low. 2 There is a concern that this chemical may degrade to nonylphenol. Evidence suggests that nonylphenol may be an endocrine disrupter. Until such time as conclusive evidence resolves this issue, a "high" aquatic hazard ranking is automatically assigned whenever a compound contains nonylphenol. 3 * = No effects in a saturated solution during the prescribed test duration.

2-58 2.5 FEDERAL REGULATORY STATUS

2.5 FEDERAL REGULATORY STATUS

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

Table 2-7. Blanket Wash Use Cluster Chemicals Which Trigger Federal Environmental Regulationsa

CAA 112B CWA 311 Hazardous SARA OSHAPE RQ Air CERCLA 313 L Chemical CAS# (lbs) Pollutant RQ (lbs) (TRI) (ppm) b RCRA

Benzene, 1,2,4- trimethyl 95-63-6 X

Cumene 98-82-8 X 5,000 X 50 U055

Diethanolamine 111-42-2 X X

Ethylene glycol see below X X 100d ethersc

Dodecylbenzene sulfonic acid 27176-87-0 1,000 1,000

N-Methylpyrrolidone 872-50-4 X

Sodium 577-11-7 2e bis(ethylhexyl) sulfosuccinate

Sodium hydroxide 1310-73-2 1,000 1,000 2e

Stoddard solvent 8052-41-3 100

Xylene 1330-20-7 1,000 X 1,000 X 100 U239 a See following pages for a description of each acronym and regulation. b Permissible Exposure Limit (PEL) as an eight-hour Time Weighted Average concentration (ppm). c The generic chemical category Glycol ethers is listed as a CAA 112B Hazardous Air Pollutant (HAP) and on SARA 313 TRI. The only glycol ether found in these blanket washes that is considered a HAP is diethylene glycol monobutyl ether (CAS No. 112-34-5). The propylene glycol ethers are not included in the glycol ether category under this law and are not considered HAPs. d Dipropylene glycol methyl ether has a PEL of 100 ppm. e OSHA ceiling value.

2-59 CHAPTER 2: DATA COLLECTION

7KHDSSOLFDELOLW\RIPDQ\IHGHUDOUHJXODWLRQVLVGHWHUPLQHGLQSDUWE\WKHFKHPLFDOVEHLQJ XVHGDWDIDFLOLW\7KLVVHFWLRQFRYHUVFKHPLFDOVWKDWWKHSULQWLQJLQGXVWU\KDVLGHQWLILHGDVEHLQJ XVHG LQ WKH OLWKRJUDSKLF EODQNHW ZDVK SURFHVV  +RZHYHU LQGLYLGXDO IDFLOLWLHV KDYH WKHLU RZQ FKHPLFDOXVHSDWWHUQVZKLFKPHDQVWKDWDSDUWLFXODUIDFLOLW\PD\XVHFKHPLFDOVWKDWDUHQRWOLVWHG RQ7DEOHRUPD\XVHVRPHEXWQRWDOORIWKHP$VDUHVXOWHDFKIDFLOLW\PXVWLGHQWLI\WKH XQLYHUVHRIUXOHVWKDWDSSO\WRLWE\H[DPLQLQJWKHUHJXODWLRQVWKHPVHOYHV

7KLVVHFWLRQRQO\GLVFXVVHVIHGHUDOHQYLURQPHQWDOVWDWXWHV+RZHYHULPSOHPHQWDWLRQRI PDQ\IHGHUDOSURJUDPVLVGHOHJDWHGWRVWDWHVWKDWKDYHSURJUDPVDWOHDVWDVVWULQJHQWDVWKH DSSOLFDEOHIHGHUDOSURJUDP7KXVHYHQZKHUHIHGHUDOUHJXODWLRQVDSSO\VWDWHODZVPD\LPSRVH DGGLWLRQDO UHTXLUHPHQWV WKDW DUH QRW DGGUHVVHG KHUH  7KHUH PD\ DOVR EH VWDWH RU ORFDO UHTXLUHPHQWVZKHUHQRIHGHUDOUHJXODWLRQVH[LVW7KLVVHFWLRQSURYLGHVDQRYHUYLHZRIIHGHUDO UHJXODWLRQVDIIHFWLQJWKHOLWKRJUDSK\VHFWRURIWKHFRPPHUFLDOSULQWLQJLQGXVWU\DQGRIWKHVSHFLILF FKHPLFDOV XVHG LQ WKH EODQNHW ZDVK XVH FOXVWHU WKDW PD\ WULJJHU SDUWLFXODU UHJXODWRU\ UHTXLUHPHQWV

&OHDQ:DWHU$FW

7KH&OHDQ:DWHU$FW &:$ LVWKHEDVLF)HGHUDOODZJRYHUQLQJZDWHUSROOXWLRQFRQWUROLQWKH 8QLWHG6WDWHVWRGD\

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

7KH13'(6SHUPLWSURJUDPFRQWDLQVUHJXODWLRQVJRYHUQLQJWKHGLVFKDUJHRISROOXWDQWVWR ZDWHUVRIWKH8QLWHG6WDWHV7KH13'(6SURJUDPUHTXLUHVSHUPLWVIRUWKHGLVFKDUJHRISROOXWDQWV IURPDQ\SRLQWVRXUFHLQWRQDYLJDEOHZDWHUV7KH&OHDQ:DWHU$FWGHILQHVDOORIWKHVHWHUPV EURDGO\DQGDVRXUFHZLOOEHUHTXLUHGWRREWDLQDQ13'(6SHUPLWLILWGLVFKDUJHVDOPRVWDQ\WKLQJ GLUHFWO\WRVXUIDFHZDWHUV$VRXUFHWKDWVHQGVLWVZDVWHZDWHUWRDSXEOLFO\RZQHGWUHDWPHQWZRUNV 327:  ZLOO QRW EH UHTXLUHG WR REWDLQ DQ 13'(6 SHUPLW EXW PD\ EH UHTXLUHG WR REWDLQ DQ LQGXVWULDOXVHUSHUPLWIURPWKH327:WRFRYHULWVGLVFKDUJH

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

)RUWKHSXUSRVHRIUHSRUWLQJRQHIIOXHQWFKDUDFWHULVWLFVLQSHUPLWDSSOLFDWLRQVWKHUHH[LVWV DVPDOOEXVLQHVVH[HPSWLRQ &)5 J  IRUDOODSSOLFDQWVIRU13'(6SHUPLWVZLWKJURVV WRWDODQQXDOVDOHVDYHUDJLQJOHVVWKDQSHU\HDU LQVHFRQGTXDUWHUGROODUV 7KLV H[HPSWVWKHVPDOOEXVLQHVVIURPVXEPLWWLQJTXDQWLWDWLYHGDWDRQFHUWDLQRUJDQLFWR[LFSROOXWDQWV VHH  &)5  7DEOH ,, $SSHQGL[ '   +RZHYHU WKH VPDOO EXVLQHVV PXVW VWLOO SURYLGH

2-60 2.5 FEDERAL REGULATORY STATUS

TXDQWLWDWLYHGDWDIRURWKHUWR[LFSROOXWDQWV PHWDOVDQGF\DQLGHV DQGWRWDOSKHQROVDVOLVWHGLQ &)57DEOH,,,$SSHQGL['7KHVDPHUHJXODWLRQVDSSO\WRWKHVPDOOEXVLQHVVFRQFHUQLQJ WKHRWKHUKD]DUGRXVSROOXWDQWVDQGQRQFRQYHQWLRQDOSROOXWDQWVDVIRUWKHODUJHUIDFLOLWLHV VHH SUHYLRXVSDUDJUDSK 

&OHDQ$LU$FW

7KH&OHDQ$LU$FW &$$ ZLWKLWVDPHQGPHQWVVHWVWKHIUDPHZRUNIRUDLUSROOXWLRQ FRQWURO3DUWRIWKH&OHDQ$LU$FWHVWDEOLVKHVUHTXLUHPHQWVWKDWGLUHFWO\UHVWULFWWKHHPLVVLRQ RIKD]DUGRXVDLUSROOXWDQWV7KH(3$LVDXWKRUL]HGWRHVWDEOLVK0D[LPXP$FKLHYDEOH&RQWURO 7HFKQRORJ\ 0$&7 VWDQGDUGVIRUVRXUFHFDWHJRULHVWKDWHPLWDWOHDVWRQHRIWKHSROOXWDQWVRQWKH OLVW

&RPSUHKHQVLYH(QYLURQPHQWDO5HVSRQVH&RPSHQVDWLRQDQG/LDELOLW\$FW

7KH&RPSUHKHQVLYH(QYLURQPHQWDO5HVSRQVH&RPSHQVDWLRQDQG/LDELOLW\$FW DOVRNQRZQ DV&(5&/$RUPRUHFRPPRQO\DV6XSHUIXQG LVWKH$FWWKDWFUHDWHGWKH6XSHUIXQGDQGVHWXS DYDULHW\RIPHFKDQLVPVWRDGGUHVVULVNVWRSXEOLFKHDOWKZHOIDUHDQGWKHHQYLURQPHQWFDXVHG E\KD]DUGRXVVXEVWDQFHUHOHDVHV

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

6XSHUIXQG$PHQGPHQWVDQG5HDXWKRUL]DWLRQ$FW6HFWLRQ

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

6XSHUIXQG$PHQGPHQWVDQG5HDXWKRUL]DWLRQ$FW6HFWLRQ

6$5$6HFWLRQDGGUHVVHV6XSHUIXQGVLWHSULRULW\FRQWDPLQDQWV7KLVOLVWFRQWDLQVWKH KLJKHVWUDQNLQJVXEVWDQFHVRIWKHDSSUR[LPDWHO\SULRULWL]HGVXEVWDQFHV7KHVHFKHPLFDO VXEVWDQFHVIRXQGDW6XSHUIXQGVLWHVDUHSULRULWL]HGEDVHGRQWKHLUIUHTXHQF\RIRFFXUUHQFH

b The national toll-free number for the National Response Center is (800)-424-8802; in Washington, D.C., call (202)-426-2675.

2-61 CHAPTER 2: DATA COLLECTION

WR[LFLW\UDWLQJDQGSRWHQWLDOKXPDQH[SRVXUH2QFHDVXEVWDQFHKDVEHHQOLVWHGWKH$JHQF\IRU 7R[LF6XEVWDQFHVDQG'LVHDVH5HJLVWU\LVPDQGDWHGWRGHYHORSDWR[LFRORJLFDOSURILOHWKDWFRQWDLQV JHQHUDOKHDOWKKD]DUGDVVHVVPHQWVZLWKHIIHFWOHYHOVSRWHQWLDOH[SRVXUHVXVHVUHJXODWRU\DFWLRQV DQGIXUWKHUUHVHDUFKQHHGV

2FFXSDWLRQDO6DIHW\DQG+HDOWK$FW

7KH2FFXSDWLRQDO6DIHW\DQG+HDOWK$GPLQLVWUDWLRQ 26+$ ZDVHVWDEOLVKHGLQXQGHU WKH2FFXSDWLRQDO6DIHW\DQG+HDOWK 26+ $FWWRUHGXFHWKHRFFXUUHQFHRIRFFXSDWLRQDOKHDOWK KD]DUGVDQGWRGHYHORSKHDOWKDQGVDIHW\VWDQGDUGVDQGWUDLQLQJSURJUDPV

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

5HVRXUFH&RQVHUYDWLRQDQG5HFRYHU\$FW

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

2-62 2.5 FEDERAL REGULATORY STATUS

:DVWHV FDQ EH FODVVLILHG DV KD]DUGRXV HLWKHU EHFDXVH WKH\ DUH OLVWHG E\ (3$ WKURXJK UHJXODWLRQDQGDSSHDULQWKH&)53DUWRUEHFDXVHWKH\H[KLELWFHUWDLQFKDUDFWHULVWLFV /LVWHGZDVWHVDUHVSHFLILFDOO\QDPHGHJGLVFDUGHGFRPPHUFLDOWROXHQHVSHQWQRQKDORJHQDWHG VROYHQWV&KDUDFWHULVWLFZDVWHVDUHGHILQHGDVKD]DUGRXVLIWKH\IDLODFKDUDFWHULVWLFWHVWVXFK DVWKH5&5$WHVWIRULJQLWDELOLW\

7KHUHDUHIRXUVHSDUDWHOLVWVRIKD]DUGRXVZDVWHVLQ&)5,IDQ\RIWKHZDVWHVIURP DSULQWLQJIDFLOLW\LVRQDQ\RIWKHVHOLVWVWKHIDFLOLW\LVVXEMHFWWRUHJXODWLRQXQGHU5&5$7KH OLVWLQJLVRIWHQGHILQHGE\LQGXVWULDOSURFHVVHVEXWDOOZDVWHVDUHOLVWHGEHFDXVHWKH\FRQWDLQ SDUWLFXODUFKHPLFDOFRQVWLWXHQWV WKHVHFRQVWLWXHQWVDUHOLVWHGLQ$SSHQGL[9,,WR3DUW 6HFWLRQ  OLVWV ZDVWHV IURP QRQVSHFLILF VRXUFHV DQG LQFOXGHV ZDVWHV JHQHUDWHG E\ LQGXVWULDO SURFHVVHVWKDWPD\RFFXULQVHYHUDOGLIIHUHQWLQGXVWULHVWKHFRGHVIRUVXFKZDVWHVDOZD\VEHJLQ ZLWKWKHOHWWHU)7KHVHFRQGFDWHJRU\RIOLVWHGZDVWHV &)5 LQFOXGHVKD]DUGRXV ZDVWHV IURP VSHFLILF VRXUFHV WKHVH ZDVWHV KDYH FRGHV WKDW EHJLQ ZLWK WKH OHWWHU .  7KH UHPDLQLQJ OLVWV  &)5   FRYHU FRPPHUFLDO FKHPLFDO SURGXFWV WKDW KDYH EHHQ RU DUH LQWHQGHGWREHGLVFDUGHGWKHVHKDYHWZROHWWHUGHVLJQDWLRQV3DQG8:DVWHFRGHVEHJLQQLQJ ZLWK3DUHFRQVLGHUHGDFXWHO\KD]DUGRXVZKLOHWKRVHEHJLQQLQJZLWK8DUHVLPSO\FRQVLGHUHG KD]DUGRXV/LVWHGZDVWHVIURPFKHPLFDOVWKDWDUHFRPPRQO\XVHGLQWKHOLWKRJUDSKLFEODQNHW ZDVKHVDUHVKRZQLQ7DEOH:KLOHWKHVHH[KLELWVDUHLQWHQGHGWREHDVFRPSUHKHQVLYHDV SRVVLEOHLQGLYLGXDOIDFLOLWLHVPD\XVHRWKHUFKHPLFDOVDQGJHQHUDWHRWKHUOLVWHGKD]DUGRXVZDVWHV WKDWDUHQRWLQFOXGHGLQ7DEOH)DFLOLWLHVPD\ZLVKWRFRQVXOWWKHOLVWVDW&)5 F

*HQHUDWRUVWDWXVGHILQHVKRZWRGLVSRVHRIDOLVWHGRUFKDUDFWHULVWLFZDVWH7KHKD]DUGRXV ZDVWHJHQHUDWRULVGHILQHGDVDQ\SHUVRQE\VLWHZKRFUHDWHVDKD]DUGRXVZDVWHRUPDNHVDZDVWH VXEMHFWWR5&5$6XEWLWOH&*HQHUDWRUVDUHGLYLGHGLQWRWKUHHFDWHJRULHV

& /DUJH4XDQWLW\*HQHUDWRUV7KHVHIDFLOLWLHVJHQHUDWHDWOHDVWNJ DSSUR[LPDWHO\ OEV RIKD]DUGRXVZDVWHSHUPRQWKRUJUHDWHUWKDQNJ OEV RIDFXWHO\ KD]DUGRXVZDVWHG SHUPRQWK

& 6PDOO 4XDQWLW\ *HQHUDWRUV 64*  ¦ 7KHVH IDFLOLWLHV JHQHUDWH JUHDWHU WKDQ  NJ DSSUR[OEV EXWOHVVWKDQNJRIKD]DUGRXVZDVWHSHUPRQWKDQGXSWR NJ OEV SHUPRQWKRIDFXWHO\KD]DUGRXVZDVWH

& &RQGLWLRQDOO\H[HPSWVPDOOTXDQWLW\JHQHUDWRUV &(64* ¦7KHVHIDFLOLWLHVJHQHUDWH QRPRUHWKDQNJ DSSUR[OEV SHUPRQWKRIKD]DUGRXVZDVWHDQGXSWRNJ OEV SHUPRQWKRIDFXWHO\KD]DUGRXVZDVWH

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

c Lists of the "F, P, K and U" hazardous wastes can also be obtained by calling the EPA RCRA/Superfund/EPCRA Hotline at (800) 424-9346.

d The provisions regarding acutely hazardous waste are not likely to affect printers. Acutely hazardous waste includes certain "F" listed wastes that do not apply to printers, and "P" listed wastes, none of which were identified as in use in the commercial lithographic industry. (See 40 CFR 261.31-33 for more information).

2-63 CHAPTER 2: DATA COLLECTION

DQG IRUKD]DUGRXVZDVWHWUHDWPHQWVWRUDJHDQGGLVSRVDOIDFLOLWLHV GRQRWDSSO\WRJHQHUDWRUV ZKRVHQGWKHLUZDVWHVRIIVLWHZLWKLQWKHRUGD\ZLQGRZZKLFKHYHULVDSSOLFDEOH

+D]DUGRXVZDVWHJHQHUDWRUVWKDWGRQRWPHHWWKHFRQGLWLRQVIRUFRQGLWLRQDOO\H[HPSWVPDOO TXDQWLW\JHQHUDWRUVPXVW DPRQJRWKHUUHTXLUHPHQWVVXFKDVUHFRUGNHHSLQJDQGUHSRUWLQJ 

& 2EWDLQDJHQHUDWRULGHQWLILFDWLRQQXPEHU

& 6WRUHDQGVKLSKD]DUGRXVZDVWHLQVXLWDEOHFRQWDLQHUVRUWDQNV IRUVWRUDJHRQO\ 

& 0DQLIHVWWKHZDVWHSURSHUO\

& 0DLQWDLQ FRSLHV RI WKH PDQLIHVW D VKLSPHQW ORJ FRYHULQJ DOO KD]DUGRXV ZDVWH VKLSPHQWVDQGWHVWUHFRUGV

& &RPSO\ZLWKDSSOLFDEOHODQGGLVSRVDOUHVWULFWLRQUHTXLUHPHQWVDQG

& 5HSRUWUHOHDVHVRUWKUHDWVRIUHOHDVHVRIKD]DUGRXVZDVWH

2.6 SAFETY HAZARD BY FORMULATION

7DEOHFRQWDLQV6DIHW\+D]DUG)DFWRUVIRUWKHEODQNHWZDVKIRUPXODWLRQVDQGWKH EDVHOLQHXVHGLQWKHOLWKRJUDSK\LQGXVWU\7KHUHDUHIRXU6DIHW\+D]DUG)DFWRUVDGGUHVVHGLQWKLV WDEOH  UHDFWLYLW\ IODPPDELOLW\ LJQLWDELOLW\ DQG FRUURVLYLW\  $V ZDV GHVFULEHG LQ 6HFWLRQ  &KHPLFDO,QIRUPDWLRQIRUWKHLQGLYLGXDOFKHPLFDOVXVHGLQWKHEODQNHWZDVKIRUPXODWLRQVWKH\ ZHUHGHULYHGDVIROORZV

:KHUHDSSOLFDEOHWKHUHDFWLYLW\DQGIODPPDELOLW\YDOXHVZHUHH[WUDFWHGGLUHFWO\IURPVHFWLRQ RQHRIWKHEODQNHWZDVKIRUPXODWLRQ V0DWHULDO6DIHW\'DWD6KHHWV 06'6V 7KLVVHFWLRQFRQWDLQV WKH1DWLRQDO)LUH3URWHFWLRQ$VVRFLDWLRQ 1)3$ YDOXHVRQERWKUHDFWLYLW\DQGIODPPDELOLW\)RU UHDFWLYLW\1)3$UDQNVPDWHULDOVRQDVFDOHRIWKURXJK

 PDWHULDOVWKDWDUHQRUPDOO\VWDEOHHYHQXQGHUILUHH[SRVXUHFRQGLWLRQVDQGWKDWGR QRWUHDFWZLWKZDWHUQRUPDOILUHILJKWLQJSURFHGXUHVPD\EHXVHG

 PDWHULDOVWKDWDUHQRUPDOO\VWDEOHEXWPD\EHFRPHXQVWDEOHDWHOHYDWHGWHPSHUDWXUHV DQGSUHVVXUHVDQGPDWHULDOVWKDWZLOOUHDFWZLWKZDWHUZLWKVRPHUHOHDVHRIHQHUJ\EXW QRWYLROHQWO\ILUHVLQYROYLQJWKHVHPDWHULDOVVKRXOGEHDSSURDFKHGZLWKFDXWLRQ

 PDWHULDOVWKDWDUHQRUPDOO\XQVWDEOHDQGUHDGLO\XQGHUJRYLROHQWFKHPLFDOFKDQJHEXW DUHQRWFDSDEOHRIGHWRQDWLRQWKLVLQFOXGHVPDWHULDOVWKDWFDQUDSLGO\UHOHDVHHQHUJ\ PDWHULDOV WKDW FDQ XQGHUJR YLROHQW FKHPLFDO FKDQJHV DW KLJK WHPSHUDWXUHV DQG SUHVVXUHVDQGPDWHULDOVWKDWUHDFWYLROHQWO\ZLWKZDWHU,QDGYDQFHGRUPDVVLYHILUHV LQYROYLQJWKHVHPDWHULDOVILUHILJKWLQJVKRXOGEHGRQHIURPDVDIHGLVWDQFHRIIURPD SURWHFWHGORFDWLRQ

 PDWHULDOVWKDWLQWKHPVHOYHVDUHFDSDEOHRIGHWRQDWLRQH[SORVLYHGHFRPSRVLWLRQRU H[SORVLYHUHDFWLRQEXWUHTXLUHDVWURQJLQLWLDWLQJVRXUFHRUKHDWLQJXQGHUFRQILQHPHQW ILUHVLQYROYLQJWKHVHPDWHULDOVVKRXOGEHIRXJKWIURPDSURWHFWHGORFDWLRQ

 PDWHULDOV WKDW LQ WKHPVHOYHV DUH UHDGLO\ FDSDEOH RI GHWRQDWLRQ H[SORVLYH GHFRPSRVLWLRQ RU H[SORVLYH UHDFWLRQ DW QRUPDO WHPSHUDWXUHV DQG SUHVVXUHV  ,I D

2-64 2.6 SAFETY HAZARD BY FORMULATION

PDWHULDOKDYLQJWKLV5HDFWLYLW\+D]DUG5DWLQJLVLQYROYHGLQDILUHWKHDUHDVKRXOGEH LPPHGLDWHO\HYDFXDWHG

)RUIODPPDELOLW\1)3$UDQNVPDWHULDOVDOVRRQDVFDOHRIWKURXJK

 DQ\PDWHULDOWKDWZLOOQRWEXUQ

 PDWHULDOVWKDWPXVWEHSUHKHDWHGEHIRUHLJQLWLRQZLOORFFXUDQGZKRVHIODVKSRLQW H[FHHGV() (& DVZHOODVPRVWRUGLQDU\FRPEXVWLEOHPDWHULDOV

 PDWHULDOVWKDWPXVWEHPRGHUDWHO\KHDWHGEHIRUHLJQLWLRQZLOORFFXUDQGWKDWUHDGLO\ JLYHRIILJQLWLEOHYDSRUV

 )ODPPDEOHOLTXLGVDQGPDWHULDOVWKDWFDQEHHDVLO\LJQLWHGXQGHUDOPRVWDOOQRUPDO WHPSHUDWXUHFRQGLWLRQV:DWHUPD\EHLQHIIHFWLYHLQFRQWUROOLQJRUH[WLQJXLVKLQJILUHV LQVXFKPDWHULDOV

 LQFOXGHVIODPPDEOHJDVHVS\URSKRULFOLTXLGVDQGIODPPDEOHOLTXLGV7KHSUHIHUUHG PHWKRG RI ILUH DWWDFN LV WR VWRS WKH IORZ RI PDWHULDO RU WR SURWHFW H[SRVXUHV ZKLOH DOORZLQJWKHILUHWREXUQLWVHOIRXW

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

)RULJQLWDELOLW\WKHIRUPXODWLRQVKDYHEHHQFODVVLILHGDVHLWKHULJQLWDEOH<RUQRWLJQLWDEOH 1,JQLWDELOLW\KDVEHHQGHWHUPLQHGEDVHGRQWKHIODVKSRLQWRIWKHIRUPXODWLRQDVRXWOLQHGLQ  &)5 3URWHFWLRQRI(QYLURQPHQW5&5$ 3DUW,GHQWLILFDWLRQDQG/LVWLQJRI+D]DUGRXV :DVWH † &KDUDFWHULVWLF RI ,JQLWDELOLW\  8QGHU WKLV VWDQGDUG D FKHPLFDO LV FRQVLGHUHG LJQLWDEOHLILWLVDOLTXLGRWKHUWKDQDQDTXHRXVVROXWLRQFRQWDLQLQJOHVVWKDQSHUFHQWDOFRKRO E\YROXPHDQGKDVDIODVKSRLQWOHVVWKDQ(& () DVGHWHUPLQHGE\D3HQVN\0DUWHQV&ORVHG &XS7HVWHUD6HWDIODVK&ORVHG&XS7HVWHURUDQHTXLYDOHQWWHVWPHWKRG7KHIODVKSRLQWVIRU WKHVH IRUPXODWLRQV KDYH EHHQ GHWHUPLQHG E\ WKH *UDSKLF $UWV 7HFKQLFDO )RXQGDWLRQ DQ LQGHSHQGHQWWHVWLQJODERUDWRU\

)RUFRUURVLYLW\WKHIRUPXODWLRQVKDYHEHHQFODVVLILHGDVHLWKHUFRUURVLYH<RUQRWFRUURVLYH 1  &RUURVLYLW\IRUWKHVHSURGXFWIRUPXODWLRQVKDVEHHQGHWHUPLQHGEDVHGRQWKHS+RIWKH SURGXFWDVRXWOLQHGLQ&)5 3URWHFWLRQRI(QYLURQPHQW5&5$ 3DUW,GHQWLILFDWLRQDQG /LVWLQJRI+D]DUGRXV:DVWH†&KDUDFWHULVWLFRI&RUURVLYLW\$FFRUGLQJWRWKLVVWDQGDUGD FKHPLFDOLVFRUURVLYHLILWLVDTXHRXVDQGKDVDS+OHVVWKDQRUHTXDOWRRUJUHDWHUWKDQRUHTXDO WR$VZLWKWKHIODVKSRLQWVWKHS+RIWKHYDULRXVEODQNHWZDVKIRUPXODWLRQVKDYHEHHQ GHWHUPLQHGE\WKH*UDSKLF$UWV7HFKQLFDO)RXQGDWLRQ

2-65 CHAPTER 2: DATA COLLECTION

Table 2-8. Safety Hazard Factors for Blanket Wash Formulations 1

Formulation Number Reactivity Flammability Ignitability Corrosivity 100NN 3YN 4YN 5YN 6NN 702NN 8YN 9NN 10 N N 11 N N 12 Y N 14 N N 16 0 2 N N 17 N N 18 N N 19 022 2 N N 20 N N 21 Y N 22 N N 23 Y N 24 Y N 25 N N 26 N N 27 0 2 N N 28 0 2 Y N 29 N N 30 Y N 31 Y N 32 Y N N 33 Y N 34 Y N 35 Y N 36 Y N N 37 Y Y N 38 N N

2-66 2.6 SAFETY HAZARD BY FORMULATION

Formulation Number Reactivity Flammability Ignitability Corrosivity 39 N N 40 N N

1A blank space in this table indicates that there was not enough information available to develop a Safety Hazard Factor ranking. 2Reactivity and flammability data values are for dipropylene glycol butoxy ether.

References

7KH+D]DUGRXV6XEVWDQFHV'DWD%DQN +6'% GHYHORSHGDQGPDLQWDLQHGE\7KH1DWLRQDO /LEUDU\RI0HGLFLQH:DVKLQJWRQ'&

7KH3K\VLFDO&KHPLFDO3URSHUW\'DWDEDVH 3+<63523 DQGWKH(QYLURQPHQWDO)DWH'DWD%DVH ()'%  ERWK RI ZKLFK ZHUH GHYHORSHG DQG PDLQWDLQHG E\   6\UDFXVH 5HVHDUFK &RUS 65&  (QYLURQPHQWDO6FLHQFH&HQWHU0HUULOO/DQH6\UDFXVH1HZ

%XGDYDUL6HG7KH0HUFN,QGH[WKHG0HUFN &R,QF5DKZD\1-

/HZLV5-HG+DZOH\ V&RQGHQVHG&KHPLFDO'LFWLRQDU\WKHG9DQ1RVWUDQG 5HLQKROG&R1HZ

/\PDQ:-HWDO+DQGERRNRI&KHPLFDO3URSHUW\(VWLPDWLRQ0HWKRGV

%HLOVWHLQRQOLQHGDWDEDVH8QGDWHG

$OGULFK&KHPLFDO&RPSDQ\,QF&DWDORJ+DQGERRNRI)LQH&KHPLFDOV

86'HSDUWPHQWRI+HDOWKDQG+XPDQ6HUYLFH&+(0/,1(&KHPLFDO'LFWLRQDU\ 2QOLQH

&KHPLFDO$EVWUDFWV6\VWHPV

%XFNLQJKDP-'LFWLRQDU\RI2UJDQLF&RPSRXQGV

&5&+DQGERRNRI&KHPLVWU\DQG3K\VLFV

6D[1,DQG5-/HZLV+D]DUGRXV&KHPLFDOV'HVN5HIHUHQFH

86(3$,QWHJUDWHG5LVN,QIRUPDWLRQ6\VWHP ,5,6 

3HUU\ V&KHPLFDO(QJLQHHULQJ+DQGERRN

8OOPDQ)8OOPDQ V(QF\FORSHGLDRI,QGXVWULDO&KHPLVWU\

9HUVFKXHUHQ.+DQGERRNRI(QYLURQPHQWDO'DWDRQ2UJDQLF&KHPLFDOV

2-67

Chapter 3 Risk

7KLVFKDSWHUDGGUHVVHVWKHH[SRVXUHV DQGDVVRFLDWHGULVNVWKDWPD\UHVXOWIURP Chapter Contents XVLQJ WKH VXEVWLWXWH EODQNHW ZDVKHV 6HFWLRQ  FRQWDLQV LQIRUPDWLRQ RQ 3.1 Environmental Release Estimates HQYLURQPHQWDOUHOHDVHV3RWHQWLDOUHOHDVHV 3.2 Occupational Exposure Estimates WRDLUDQGODQGDQGZDWHUDUHGLVFXVVHGIRU 3.3 General Population Exposure Estimates HDFKEODQNHWZDVK6HFWLRQH[DPLQHV 3.4 Risk Characterization SRWHQWLDO RFFXSDWLRQDO H[SRVXUHV  7KH 3.4.1 Background GHUPDO DQGLQKDODWLRQH[SRVXUHVWKDWFDQ 3.4.2 Ecological Risk RFFXUDVDUHVXOWRIZRUNLQJZLWKDEODQNHW 3.4.3 Occupational Risks ZDVKDUHSUHVHQWHG6HFWLRQDGGUHVVHV H[SRVXUHV IRU WKH JHQHUDO SRSXODWLRQ LH 3.4.4 General Population Risks SHRSOHQRWZRUNLQJLQWKHSULQWVKRS DQG 3.5 Process Safety Concerns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

3.1 ENVIRONMENTAL RELEASE ESTIMATES

(VWLPDWHGHQYLURQPHQWDOUHOHDVHVDVVRFLDWHGZLWKOLWKRJUDSK\EODQNHWZDVKFKHPLFDOVDQG WKH PHWKRGRORJ\ DVVXPSWLRQV DQG XQFHUWDLQWLHV DVVRFLDWHG ZLWK WKH UHOHDVH FDOFXODWLRQV DUH GLVFXVVHGEHORZ5HOHDVHVWRDLUUHVXOWIURPYRODWLOL]DWLRQRIYRODWLOHEODQNHWZDVKFRQVWLWXHQWV GXULQJIOXLG EODQNHWZDVK WUDQVIHUVDQGIURPZDVWHUDJVXVHGWRZLSHEODQNHWZDVKOLTXLGRIIRI WKH EODQNHWV  5HOHDVHV WR ZDWHU UHVXOW SULPDULO\ IURP WKH ODXQGHULQJ RI GLUW\ UHXVDEOH UDJV 5HOHDVHVWRODQGUHVXOWIURPWKHGLVSRVDORIQRQUHXVDEOHUDJV

0HWKRGRORJ\(QYLURQPHQWDO5HOHDVHV

7KHPDWHULDOEDODQFHDSSURDFKZDVXVHGWRFDOFXODWHUHOHDVHVIURPOLWKRJUDSK\EODQNHW ZDVKHV)LJXUHGHFULEHVWKHRYHUDOOPDWHULDOEDODQFH

3-1 CHAPTER 3: RISK

Air release

Blanket wash to air and rags (160 gal/yr)

Blanket wash Blanket wash Rags (Water or Purchased activity Land) 160 gal/yr

Figure 3-1. Material Balance

*HQHUDO IDFLOLW\ DVVXPSWLRQV ZHUH GHYHORSHG VSHFLILFDOO\ IRU WKH VFHQDULRV RI WKLV DVVHVVPHQW7KHVHDVVXPSWLRQVZHUHGHYHORSHGE\(3$LQFRQMXQFWLRQZLWK*DU\-RQHVRIWKH *UDSKLF$UWV7HFKQLFDO)RXQGDWLRQ *$7) DQGZHUHUHOHDVHGIRUUHYLHZGXULQJWKH(&%*$7) (QYLURQPHQWDO$IIDLUV&RQIHUHQFHKHOGLQ2DNEURRN,OOLQRLVLQ0DUFK7KRVHDVVXPSWLRQV ZHUHDVIROORZV

Assumption Value

Number of presses per facility 1-19"x 26"

Number of units per press 4

Number of times each blanket is washed per day 10 (40 total for the press)1

Number of hours per operating day 8

Number of operating days per year 250

Average amount of wash used per blanket 2 oz.

Area of 1 blanket 3.4 ft2

Amount of blanket wash used per year 160 gallons

1 of draft results that washing the blanket 10 times Industry commentators noted during a later review per day may be high for this type of facility. If this assumption is high, using 10 blanket washes per day may overestimate exposures.

$QDYHUDJHRIJDOORQVRIEODQNHWZDVKLVDVVXPHGWREHXVHGSHU\HDUSHUIDFLOLW\ URXQGHGWRWZRVLJQLILFDQWILJXUHV 7KHJDOORQVLVHLWKHUUHOHDVHGWRDLURULVOHIWRQWKHUDJ IRUGLVSRVDORUODXQGHULQJ

$W\SLFDOVKRSPD\HLWKHUXVHUHXVDEOHUDJVZKLFKDUHODXQGHUHGRUGLVSRVHRIUDJVDV PXQLFLSDOVROLGZDVWH9RODWLOHFKHPLFDOV ! PP+JYDSRUSUHVVXUH ZHUHDVVXPHGWREH UHOHDVHGWRDLUZKHWKHUUHXVDEOHRUGLVSRVDEOHUDJVDUHXVHG1RQYRODWLOHFKHPLFDOV  PP

3-2 3.1 ENVIRONMENTAL RELEASE ESTIMATES

+JYDSRUSUHVVXUHD ZHUHDVVXPHGWRUHPDLQRQWKHUDJV&KHPLFDOVUHPDLQLQJRQUHXVDEOHUDJV ZHUHUHOHDVHGWRZDWHUDQGFKHPLFDOVUHPDLQLQJRQGLVSRVDOUDJVZHUHUHOHDVHGWRODQG7KH PRGHOGRHVQRWWDNHLQWRDFFRXQWWKHUHOHDVHVRILQNFRQVWLWXHQWVWKDWDUHEHLQJUHPRYHG LQWKHEODQNHWZDVK

7KHPDWHULDOEDODQFHFDOFXODWLRQVDUHFRQGXFWHGDVIROORZVIRUHDFKIRUPXODWLRQ

& &DOFXODWH WKH DYHUDJH GHQVLW\ RI WKH IRUPXODWLRQ XVLQJ WKH QRUPDOL]HG ZHLJKW SHUFHQW VHHVDPSOHFDOFXODWLRQ

& 0XOWLSO\WKHDYHUDJHGHQVLW\E\WKHYROXPHUHOHDVHG JDOORQV WRJHWWKHWRWDO PDVVRIEODQNHWZDVKUHOHDVHG

& 0XOWLSO\ WKH WRWDO PDVV E\ WKH ZHLJKW SHUFHQWDJH RI HDFK FKHPLFDO LQ WKH IRUPXODWLRQWRGHWHUPLQHLQGLYLGXDOFKHPLFDOPDVVHV

& ,IWKHYDSRUSUHVVXUHRIDFKHPLFDOFRQVWLWXHQWLV! PP+JWKHQWKHFKHPLFDO LVDVVXPHGWREHUHOHDVHGWRDLUDQG

& ,IWKHYDSRUSUHVVXUHLV PP+JWKHQWKHFKHPLFDOZLOOQRWYRODWLOL]HDQGLV DVVXPHGWREHUHOHDVHGWRZDWHURUODQG5HOHDVHVWRZDWHURFFXUZKHQWKHUDJVDUH ODXQGHUHGDQGWRODQGZKHQWKH\DUHGLVSRVHGRI

6DPSOH&DOFXODWLRQ

Density Vapor Pressure Example Formulation (g/cm3 ) Weight Percent (mmHg)

Ethoxylated nonylphenol 0.8 42.9% <10-6

Solvent naphtha, heavy 0.87 33.3% 0.5

Propylene glycol monobutyl ether 0.89 19.0% <0.98

Tetrapotassium pyrophosphate 2.33 4.8% <10-6

a An industry reviewer commented that the 10-3 mm Hg cutoff may be low. This figure was developed by EPA's Health and Environmental Effects Division for the New Chemicals Review Program to be protective of human health. Below 10-3 mm Hg no further concern for inhalation risks is warranted. Above 10-3 mm Hg there may or may not be concerns.

3-3 CHAPTER 3: RISK

,QWKLVH[DPSOH

& 7KHDYHUDJHGHQVLW\RIWKHEODQNHWZDVKLVJFP

BBBJL BBB  Q ZHLJKWIUDFWLRQL Q JIRUPXODWLRQ  Q FP L (  (   ( 

, GHQVLW\L L BBBJ L BBB L  J IRUPXODWLRQ  FP L

 FP IRUPXODWLRQ  7KHUHFLSURFDORIWKLVYDOXHLVWKHDYHUDJHGHQVLW\  JIRUPXODWLRQ RIWKHEODQNHWZDVKLQJFP

,QWKLVH[DPSOHZHKDYH

    JFP  >@ 

& 8VLQJWKHDYHUDJHGHQVLW\WKHWRWDOPDVVRIEODQNHWZDVKSHU\HDULVFDOFXODWHGWREH J\U

& 7KHPDVVRIHDFKFKHPLFDOFRPSRQHQWLVFDOFXODWHGWKHYDSRUSUHVVXUHLVHYDOXDWHGWR GHWHUPLQHWKHUHOHDVHURXWHDQGWKHIROORZLQJUHOHDVHUDWHVDUHFDOFXODWHG

Release to Release to Air* Water or Land Example Formulation (g/site/sec) (kg/site/yr)

Ethoxylated nonylphenol 0 225.3

Solvent Naphtha, heavy 0.024 0

Propylene glycol monobutyl ether 0.014 0

Tetrapotassium pyrophosphate 0 25.2

Total: 0.038 251 250 days per year and 8 hours per day. The environmental * The time units for releases to air are calculated using releases for each blanket wash formulation are provided in Table 3-1.

$VVXPSWLRQV(QYLURQPHQWDO5HOHDVHV

7KHPDWHULDOEDODQFHXVHGLQWKLVUHSRUWDVVXPHVWKDWUHOHDVHVWRDLUHTXDOWKHWRWDODLU UHOHDVHRIFKHPLFDOVIURPWKHIROORZLQJ

& 9RODWLOL]DWLRQRIEODQNHWZDVKIRUPXODWLRQFRQVWLWXHQWVIURPEODQNHWVGXULQJFOHDQLQJ

3-4 3.1 ENVIRONMENTAL RELEASE ESTIMATES

& (PLVVLRQVIURPWUDQVIHURSHUDWLRQVDQG & 9RODWLOL]DWLRQRIEODQNHWZDVKFRQVWLWXHQWVIURPGLUW\UDJV

$VGHVFULEHGRQSDJHWKHIROORZLQJDVVXPSWLRQVDQGVRXUFHVRILQIRUPDWLRQZHUHXVHG LQWKHPDWHULDOEDODQFHPRGHO

& &KHPLFDOVZLWKDYDSRUSUHVVXUH PP+JZLOOQRWYRODWLOL]H & &KHPLFDOVWKDWGRQRWYRODWLOL]HZLOOUHPDLQRQWKHFOHDQLQJUDJV & 7KHJHQHUDOIDFLOLW\DVVXPSWLRQVOLVWHGDERYH

8QFHUWDLQWLHV(QYLURQPHQWDO5HOHDVHV

'HWHUPLQLQJHQYLURQPHQWDOUHOHDVHVDVVRFLDWHGZLWKOLWKRJUDSK\EODQNHWZDVKHVUHTXLUHV PDNLQJ DVVXPSWLRQV DERXW WKH FOHDQLQJ SURFHVV WKH ZRUNSODFH HQYLURQPHQW DQG ZDVWH PDQDJHPHQWSUDFWLFHV8QFHUWDLQWLHVDERXWWKHDPRXQWVRIUHOHDVHVWRWKHHQYLURQPHQWVWHPIURP WKHHVWLPDWHGWRWDOUHOHDVHGSHU\HDU JDOORQV 7KLVWRWDOZLOOYDU\LQDFWXDOSULQWLQJIDFLOLWLHV EDVHGRQ

& W\SHRIEODQNHWZDVKXVHG & DPRXQWRIEODQNHWZDVKDSSOLHG & DPRXQWRIXQXVHGEODQNHWZDVKGLVSRVHG & FRPSOLDQFHZLWKZDVWHPDQDJHPHQWSURFHGXUHV & HTXLSPHQWRSHUDWLQJWLPH & WHPSHUDWXUHFRQGLWLRQV DPELHQWDQGVROYHQW  & FKHPLFDOSURSHUWLHV

Table 3-1. Environmental Releases: Lithographic Blanket Washes

Environmental Releases Form. Air Water or Land Number Formulation** (g/sec) (kg/yr) 1 Fatty acid derivatives 0.062 0 Alkoxylated alcohols 0.014 0 3 Hydrocarbons, petroleum distillates 0.021 0 Fatty acid derivatives 0 152 Hydrocarbons, aromatic 0.025 0 Alkyl benzene sulfonates 0 38 4 Terpenes 0.059 0 Ethoxylated nonylphenol 0 77 5 Water N/A N/A Hydrocarbons, aromatic 0.021 0 Ethylene glycol ethers 0.010 0 Ethoxylated nonylphenol 0 50 Alkyl benzene sulfonates 0 30 Alkoxylated alcohols 0 15 Alkali/salts 0 5 6 Fatty acid derivatives 0 329 Hydrocarbons, petroleum distillates 0.018 0 Hydrocarbons, aromatic 0.006 0 Alkyl benzene sulfonates 0 25

3-5 CHAPTER 3: RISK

Environmental Releases Form. Air Water or Land Number Formulation** (g/sec) (kg/yr) 7 Terpenes 0.071 0 Ethoxylated nonylphenol 0 15 Alkoxylated alcohols 0 15 8 Water N/A N/A Hydrocarbons, aromatic 0.018 0 Propylene glycol ethers 0.012 0 Alkyl benzene sulfonates 0 91 Ethoxylated nonylphenol 0 43 Alkoxylated alcohols 0 13 Alkali/salts 0 4 9 Fatty acid derivatives 0 405 Water N/A N/A Ethoxylated nonylphenol 0 15 10 Fatty acid derivatives 0 140 Water N/A N/A 11 Fatty acid derivatives 0 249 Hydrocarbons, petroleum distillates 0.028 0 Hydrocarbons, aromatic 0.005 0 Alkyl benzene sulfonates 0 23 12 Hydrocarbons, petroleum distillates 0.033 0 Water N/A N/A 14 Fatty acid derivatives 0 54 Propylene glycol ethers 0.008 0 Water N/A N/A 16 Terpenes 0.075 0 17 Ethoxylated nonylphenol 0 11 Glycols 0.002 0 Fatty acid derivatives 0 5 Alkali/salts 0 3 Water N/A N/A 18 Fatty acid derivatives 0 225 Hydrocarbons, petroleum distillates 0.022 0 Hydrocarbons, aromatic 0.005 0 Dibasic esters 0.009 0 Esters/lactones 0.003 0 Alkyl benzene sulfonates 0 23 19 Fatty acid derivatives 0 182 Propylene glycol ethers 0.051 0 Water N/A N/A 20 Water N/A N/A Hydrocarbons, petroleum distillates 0.010 0 Hydrocarbons, aromatic 0.007 0 Alkyl benzene sulfonates 0 25

3-6 3.1 ENVIRONMENTAL RELEASE ESTIMATES

Environmental Releases Form. Air Water or Land Number Formulation** (g/sec) (kg/yr) 21 Hydrocarbons, aromatic 0.014 0 Hydrocarbons, petroleum distillates 0.021 0 Fatty acid derivatives 0 257 22 Fatty acid derivatives 0 288 Hydrocarbons, aromatic 0.017 0 Water N/A N/A 23 Terpenes 0.034 0 Nitrogen heterocyclics 0.021 0 Alkoxylated alcohols 0.021 0 Water N/A N/A 24 Terpenes 0.013 0 Ethylene glycol ethers 0.003 0 Ethoxylated nonylphenol 0 23 Alkyl benzene sulfonates 0 35 Alkali/salts 0 23 Water N/A N/A 25 Terpenes 0.072 0 Esters/lactones 0.003 0 26 Fatty acid derivatives 0 604 Esters/lactones 0 256 27 Terpenes 0.12 0 28 Hydrocarbons, petroleum distillates 0.059 0 29 Fatty acid derivatives 0 533 30 Hydrocarbons, aromatic 0.049 0 Propylene glycol ethers 0.008 0 Water N/A N/A 31 Hydrocarbons, aromatic 0.010 0 Hydrocarbons, petroleum distillates 0.058 0 32 Hydrocarbons, petroleum distillates 0.066 0 33 Hydrocarbons, petroleum distillates 0.018 0 Hydrocarbons, aromatic 0.018 0 Propylene glycol ethers 0.004 0 Water N/A N/A 34 Water N/A N/A Terpenes 0.015 0 Hydrocarbons, petroleum distillates 0.012 0 Alkoxylated alcohols 0 42 Fatty acid derivatives 0 42 35 Hydrocarbons, petroleum distillates 0.010 0 Hydrocarbons, aromatic 0.058 0 36 Fatty acid derivatives 0 376 Hydrocarbons, petroleum distillates 0.013 0 Hydrocarbons, aromatic 0.007 0 Propylene glycol ethers 0.003 0

3-7 CHAPTER 3: RISK

Environmental Releases Form. Air Water or Land Number Formulation** (g/sec) (kg/yr) 37 Water N/A N/A Hydrocarbons, petroleum distillates 0.034 0 Hydrocarbons, aromatic 0.003 0 38 Hydrocarbons, petroleum distillates 0.048 0 Alkoxylated alcohols 0.012 0 Fatty acid derivatives 0 0 39 Water N/A N/A Hydrocarbons, petroleum distillates 0.015 0 Propylene glycol ethers 0.008 0 Alkanolamine 0 17 Ethylene glycol ethers 0.004 0 40 Hydrocarbons, aromatic 0.009 0 Hydrocarbons, petroleum distillates 0.012 0 Fatty acid derivatives 0 346 Ethoxylated nonylphenol 0 22

**Formulation compositions were adjusted to equal 100 percent. N/A - Not applicable

3.2 OCCUPATIONAL EXPOSURE ESTIMATES

,QKDODWLRQDQGGHUPDOH[SRVXUHDVVRFLDWHGZLWKOLWKRJUDSK\EODQNHWZDVKFKHPLFDOVDQG WKHPHWKRGRORJ\DVVXPSWLRQVDQGXQFHUWDLQWLHVDVVRFLDWHGZLWKWKHHVWLPDWHVDUHGLVFXVVHG EHORZ7KHVFHQDULRGHVFULEHGEHORZZDVPRGHOOHGWRDVVHVVLQKDODWLRQDQGGHUPDOH[SRVXUHVIRU ZRUNHUVDWWKHVHVKRSV7DEOHSUHVHQWVWKHLQKDODWLRQDQGGHUPDOH[SRVXUHVIRUOLWKRJUDSKLF EODQNHWZDVKHV

Table 3-2. Inhalation and Dermal Exposures: Lithographic Blanket Washes

Inhalation Form. Exposure23 Dermal Exposure Number Formulation1 (mg/day) (mg/day) 1 Fatty acid derivatives 0.23 1,100-3,300 Alkoxylated alcohols 0.026 200-590 3 Hydrocarbons, petroleum distillates 7.2 730-2,200 Fatty acid derivatives negligible 390-1,200 Hydrocarbons, aromatic 14.8 121-360 Alkyl benzene sulfonates negligible 61-180 4 Terpenes 74 1,100-3,400 Ethoxylated nonylphenol negligible 159-480

3-8 3.2 OCCUPATIONAL EXPOSURE ESTIMATES

Inhalation Form. Exposure23 Dermal Exposure Number Formulation1 (mg/day) (mg/day) 5 Water N/A N/A Hydrocarbons, petroleum distillates 0.54 340-1,000 Ethylene glycol ethers 0.010 170-510 Ethoxylated nonylphenol negligible 100-300 Alkyl benzene sulfonates negligible 54-162 Alkoxylated alcohols negligible 27-81 Alkali/ salts negligible 7-20 6 Fatty acid derivatives negligible 910-2,700 Hydrocarbons, petroleum distillates 5.4 290-880 Hydrocarbons, aromatic 0.82 58-180 Alkyl benzene sulfonates negligible 37-110 7 Terpenes 2.42 1,225-3,750 Ethoxylated nonylphenol negligible 37-110 Alkoxylated alcohols negligible 37-110 8 Water N/A N/A Hydrocarbons, aromatic 0.52 290-870 Propylene glycol ethers 0.67 180-530 Alkyl benzene sulfonate negligible 196-580 Ethoxylated nonylphenol negligible 87-260 Alkoxylated alcohols negligible 23-70 Alkali/ salts negligible 6-17 9 Fatty acid derivatives negligible 990-3,000 Water N/A N/A Ethoxylated nonylphenol negligible 25-76 10 Fatty acid derivatives negligible 270-820 Water N/A N/A 11 Fatty acid derivatives negligible 670-2,000 Hydrocarbons, petroleum distillates 7.5 540-1,600 Hydrocarbons, aromatic 0.63 54-160 Alkyl benzene sulfonates negligible 34-100 12 Hydrocarbons, petroleum distillates 1.68 650-1,960 Water N/A N/A 14 Fatty acids derivatives negligible 98-290 Propylene glycol ethers 0.009 98-290 Water N/A N/A 16 Terpenes 2.55 1300-4000 17 Ethoxylated nonylphenol negligible 23-68 Propylene glycol 0.008 23-68 Fatty acid derivatives negligible 11-34 Alkali/ salts negligible 6-17 Water N/A N/A

3-9 CHAPTER 3: RISK

Inhalation Form. Exposure23 Dermal Exposure Number Formulation1 (mg/day) (mg/day) 18 Fatty acid derivatives negligible 640-1,900 Hydrocarbons, petroleum distillates 5.8 430-1,300 Hydrocarbons, aromatic 0.62 57-170 Dibasic esters 0.194 108-330 Esters/lactones 0.68 36-110 Alkyl benzene sulfonates negligible 36-110 19 Fatty acid derivatives negligible 100-290 Propylene glycol ethers 0.021 260-780 Water N/A N/A 20 Water N/A N/A Hydrocarbons, petroleum distillates 0.36 130-400 Hydrocarbons, aromatic 0.12 100-300 Alkyl benzene sulfonates negligible 33-100 21 Hydrocarbons, aromatic 2.2 260-780 Hydrocarbons, petroleum distillates 7.1 390-1,200 Fatty acid derivatives negligible 650-2,000 22 Fatty acid derivatives negligible 720-2,100 Hydrocarbons, aromatic 0.73 260-780 Water N/A N/A 23 Terpenes 0.83 92-280 Nitrogen heterocyclics 0.037 57-170 Alkoxylated alcohols 0.001 57-170 Water N/A N/A 24 Terpenes 2.3 210-620 Ethylene glycol ethers 0.002 52-160 Ethoxylated nonylphenol negligible 52-160 Alkyl benzene sulfonates negligible 78-230 Alkali/salts negligible 52-160 Water N/A N/A 25 Terpenes 2.11 1,248-3,840 Esters/lactones 2.4 52-160 26 Fatty acid derivatives negligible 1,219-3,758 Esters/lactones negligible 45-135 27 Terpenes 4.69 1,300-3,900 28 Hydrocarbons, petroleum distillates 240 1,300-3,900 29 Fatty acid derivatives negligible 1,300-3,900 30 Hydrocarbons, aromatic 1.9 910-2,700 Propylene glycol ethers 0.026 130-390 Water N/A N/A 31 Hydrocarbons, aromatic 0.88 200-590 Hydrocarbons, petroleum distillates 11 1,100-3,300 32 Hydrocarbons, petroleum distillates 24 1,300-3,900

3-10 3.2 OCCUPATIONAL EXPOSURE ESTIMATES

Inhalation Form. Exposure23 Dermal Exposure Number Formulation1 (mg/day) (mg/day) 33 Hydrocarbons, petroleum distillates 0.93 310-920 Hydrocarbons, aromatic 0.44 310-920 Propylene glycol ethers 0.068 34-100 Water N/A N/A 34 Water N/A N/A Terpenes 3.3 230-680 Hydrocarbons, petroleum distillates 0.56 170-510 Alkoxylated alcohols negligible 85-250 Fatty acid derivatives negligible 85-250 35 Hydrocarbons, petroleum distillates 11 200-590 Hydrocarbons, aromatic 0.88 1,100-3,300 36 Fatty acid derivatives negligible 900-2,700 Hydrocarbons, petroleum distillates 4.1 230-680 Hydrocarbons, aromatic 1.0 110-340 Propylene glycol ethers 0.37 57-170 37 Water N/A N/A Hydrocarbons, petroleum distillates 1.67 625-1,840 Hydrocarbons, aromatic 0.064 32-97 38 Hydrocarbons, petroleum distillates 10 980-2,900 Alkoxylated alcohols 0.022 200-590 Fatty acid derivatives negligible 130-390 39 Water N/A N/A Hydrocarbons, petroleum distillates 0.60 220-670 Propylene glycol ethers 0.31 110-330 Alkanolamines negligible 30-89 Ethylene glycol ethers 0.003 52-160 40 Hydrocarbons, aromatic 1.4 130-380 Hydrocarbons, petroleum distillates 4.0 190-570 Fatty acid derivatives negligible 950-2,800 Ethoxylated nonylphenol negligible 38-110 adjusted to equal 100 percent. 1 Formulation compositions were 2 The inhalation exposures are based on a "what if" scenario. 3 The dermal exposures are bounding estimates and assume that no gloves or barrier creams are used by the workers. 4 In situations where the chemical is corrosive (e.g., sodium hydroxide), dermal exposure to workers using the appropriate gloves is zero.

Negligible - Inhalation exposures to chemicals with vapor pressures <10-3 mmHg were assumed negligible.

N/A - Not applicable

3-11 CHAPTER 3: RISK

6FHQDULR

%DVHGRQWKHJHQHUDOIDFLOLW\DVVXPSWLRQVOLVWHGLQ6HFWLRQDSUHVVRSHUDWRULVDVVXPHG WRZDVKEODQNHWVSHUVKLIW(DFKZDVKODVWVWZRPLQXWHV7KHZRUNHUVTXLUWVRXQFHVRIZDVK VROXWLRQRQWRDUDJXVLQJDVTXLUWERWWOH7KHEODQNHWLVZLSHGZLWKWKHZHWUDJDQGWKHQZLSHG DJDLQZLWKDGU\UDJ$OOUDJVDUHGLVSRVHGRILQFORVHGVWRUDJHFRQWDLQHUV

,QKDODWLRQH[SRVXUHVUHVXOWIURPWKHYRODWLOL]DWLRQRIFKHPLFDOVIURPWKHEODQNHWGXULQJ ZDVKLQJDQGIURPWKHUDJVXVHGWRZDVKWKHEODQNHW8QYRODWLOL]HGPDWHULDOVWKDWUHPDLQRQWKH UDJVDUHDVVXPHGWREHGLVSRVHGRIDVVROLGZDVWHRUWREHUHPRYHGDWDODXQGU\IDFLOLW\,QKDODWLRQ H[SRVXUHVWRYDSRUVIURPRSHQLQJWKHFRQWDLQHUVVWRULQJWKHGLVSRVHGUDJVDUHDVVXPHGWREH QHJOLJLEOH  ,QKDODWLRQ H[SRVXUHV WR FKHPLFDOV ZLWK D YDSRU SUHVVXUH    PP +J DUH DOVR DVVXPHGWREHQHJOLJLEOH

'HUPDO H[SRVXUHV UHVXOW IURP FRQWDFW ZLWK WKH EODQNHW ZDVK VROXWLRQ GXULQJ EODQNHW ZDVKLQJ DFWLYLWLHV  'HUPDO H[SRVXUHV DUH HVWLPDWHG EDVHG RQ W\SH RI RSHUDWLRQV DQG ZDVK IRUPXODWLRQFRQFHQWUDWLRQV

0HWKRGRORJ\,QKDODWLRQ([SRVXUHV

,QKDODWLRQH[SRVXUHVZHUHHVWLPDWHGIURPWKHVFHQDULRGHVFULEHGDERYHXVLQJDPDWHULDO EDODQFHLQKDODWLRQH[SRVXUHPRGHOE 7KHLQKDODWLRQH[SRVXUHDVVHVVPHQWIDOOVXQGHUWKHZKDW LIFDWHJRU\ VHHXQFHUWDLQWLHVVHFWLRQ 

7KHPDWHULDOEDODQFHPRGHODVVXPHVWKDWWKHDPRXQWRIDFKHPLFDOLQDURRPHTXDOVWKH DPRXQWRIFKHPLFDOJHQHUDWHGLQWKHURRPPLQXVWKHDPRXQWRIFKHPLFDOOHDYLQJWKHURRP7KH PRGHOLVYDOLGIRUHVWLPDWLQJWKHGLVSODFHPHQWRIYDSRUVIURPFRQWDLQHUVDQGIRUHVWLPDWLQJWKH YRODWLOL]DWLRQRIOLTXLGVIURPRSHQVXUIDFHV7KHDVVXPSWLRQVXVHGLQWKLVPRGHOLQFOXGH

& ,QFRPLQJURRPDLULVFRQWDPLQDQWIUHH

& 9DSRUJHQHUDWLRQDQGYHQWLODWLRQUDWHVDUHFRQVWDQWRYHUWLPH

& 5RRPDLUDQGYHQWLODWLRQDLUPL[LGHDOO\

& 5DRXOW V/DZLVYDOLG LHUHJDUGLQJWKHYRODWLOL]DWLRQDQGLQWHUDFWLRQRIYDSRUV 

& ,GHDOJDVODZDSSOLHV LHUHJDUGLQJWKHLQWHUDFWLRQRIYDSRUV DQG

& 7\SLFDOFDVHYHQWLODWLRQSDUDPHWHUVDUHYDOLG DFWXDOYHQWLODWLRQFRQGLWLRQVDUH XQNQRZQ 

7KHLQKDODWLRQH[SRVXUHPRGHO HVWLPDWHVWKHHYDSRUDWLRQRIFKHPLFDOVIURPRSHQVXUIDFHV VXFKDVWKHVXUIDFHRIDEODQNHWXVLQJWKHIROORZLQJHTXDWLRQV

b Source: U.S. Environmental Protection Agency, Chemical Engineering Branch (CEB) Manual for the Preparation of Engineering Assessments, (February 28, 1991), p. 4-1 through 4-39.

3-12 3.2 OCCUPATIONAL EXPOSURE ESTIMATES

(1) %

ZKHUH

 *L 9RODWLOL]DWLRQUDWHRIVXEVXUIDFHLJP #VHF 0 0ROHFXODUZHLJKWJPRO

3L 9DSRUSUHVVXUHRISXUHVXEVWDQFHLPP+J ;L 0ROHIUDFWLRQRIVXEVWDQFHLLQVROXWLRQGLPHQVLRQOHVV 5 *DVFRQVWDQWPP+J#PPRO #. 7 7HPSHUDWXUH.  'DE 'LIIXVLYLW\FP VHF Y] $LUYHORFLW\PVHF ] 'LVWDQFHDORQJFRQWDPLQDWHGVXUIDFHP

7KHDLUYHORFLW\Y] LVDVVXPHGWREHIHHWSHUPLQXWH IWPLQ 6LQFHWKHGLIIXVLYLW\ '           DE LVQRWDYDLODEOHIRUPDQ\RIWKHFKHPLFDOVXVHGLQEODQNHWZDVKLQJIRUPXODWLRQVWKHIROORZLQJ HTXDWLRQLVXVHGWRHVWLPDWHGLIIXVLYLW\

 (2)

 'DE 'LIIXVLYLW\FP VHF 7 7HPSHUDWXUH. 0 0ROHFXODUZHLJKWJPRO

3W 7RWDOSUHVVXUHDWP

(TXDWLRQLVEDVHGRQNLQHWLFWKHRU\DQGJHQHUDOO\JLYHVYDOXHVRI'DE WKDWDJUHHFORVHO\ ZLWKH[SHULPHQWDOGDWD7KHYRODWLOL]DWLRQUDWH *L FDOFXODWHGLQ(TXDWLRQVDQGDERYHLVXVHG LQWKHIROORZLQJPDVVEDODQFHHTXDWLRQWRFDOFXODWHWKHDLUERUQHFRQFHQWUDWLRQRIDVXEVWDQFHLQ WKHEUHDWKLQJ]RQH

(3)

ZKHUH

&Y $LUERUQHFRQFHQWUDWLRQSSP 7 $PELHQWWHPSHUDWXUH.  *L 9RODWLOL]DWLRQUDWHRIVXEVWDQFHLJP #VHF 0 0ROHFXODUZHLJKWJPRO $ $UHDRIVXUIDFHP 4 9HQWLODWLRQUDWHIW PLQ N 0L[LQJIDFWRUGLPHQVLRQOHVV

7KHPL[LQJIDFWRU N DFFRXQWVIRUVORZDQGLQFRPSOHWHPL[LQJRIYHQWLODWLRQDLUZLWKURRP DLU7KH&(%0DQXDOVHWVWKLVIDFWRUDWIRUDW\SLFDOFDVHDQGDWIRUDZRUVWFDVH

3-13 CHAPTER 3: RISK

7KH&(%0DQXDOFRPPRQO\XVHVYHQWLODWLRQUDWHV 4 RIWRIW PLQ$QHIIHFWLYH YHQWLODWLRQUDWHRIIW PLQZDVXVHGLQWKHPRGHO7KLVUDWHLVHTXDOWRWKHPL[LQJIDFWRURI  PXOWLSOLHGE\WKHW\SLFDOFDVHYHQWLODWLRQUDWH IW PLQ 7KHYDOXHRI&Y IURP(TXDWLRQ LVFRQYHUWHGWRPDVVYROXPHXQLWVXVLQJWKHIROORZLQJHTXDWLRQ

(4)

ZKHUH

 &P $LUERUQHFRQFHQWUDWLRQPJP &Y $LUERUQHFRQFHQWUDWLRQSSP 0 0ROHFXODUZHLJKWJPRO

9P 0RODUYROXPHRIDQLGHDOJDV/PRO

$W(&9P KDVDYDOXHRI/PRO6LQFHDZRUNHUFDQEHDVVXPHGWREUHDWKHDERXW  P RIDLUSHUKRXUDQLQKDODWLRQH[SRVXUHFDQEHFRPSXWHGRQFH&P KDVEHHQGHWHUPLQHG (TXDWLRQVDQGFDQEHFRPELQHGWR\LHOGWKHIROORZLQJHTXDWLRQJLYHQWKHW\SLFDOFDVHFKRLFH RIYHQWLODWLRQSDUDPHWHUV

(5)

ZKHUH

, 7RWDODPRXQWRIVXEVWDQFHLQKDOHGPJGD\ * 9DSRUJHQHUDWLRQUDWHJP#VHF $ $UHDRIVXUIDFHP W 'XUDWLRQRIH[SRVXUHVHFGD\

7KH IROORZLQJ YDULDEOHV IRU WKH OLWKRJUDSK\ PRGHO VKRS DUH EDVHG RQ WKH &KHPLFDO (QJLQHHULQJ%UDQFK0DQXDO (3$ 

& Y]  IWPLQ DLUYHORFLW\

& 7 . WHPSHUDWXUH

& 4 IW PLQ YHQWLODWLRQUDWH

& N  PL[LQJIDFWRUGLPHQVLRQOHVV

& 3L ;LL#3 5DRXOW V/DZ

7KH IROORZLQJ YDULDEOHV DUH EDVHG RQ WKH DVVXPSWLRQV SUHVHQWHG RQ SDJH   7KHVH DVVXPSWLRQV ZHUH UHYLHZHG GXULQJ WKH (&%*$7) (QYLURQPHQWDO $IIDLUV &RQIHUHQFH KHOG LQ 2DNEURRN,OOLQRLVLQ0DUFK

& ] LQ GLVWDQFHDORQJFRQWDPLQDWHGVXUIDFH

& $ LQ DUHDRIVXUIDFH

& 7KHDYHUDJHWLPHWRZDVKRQHEODQNHWLVPLQXWHV

3-14 3.2 OCCUPATIONAL EXPOSURE ESTIMATES

& 7KHDYHUDJHQXPEHURIEODQNHWVZDVKHGSHUVKLIWLV

& 7KH DYHUDJH ZRUNHU LV H[SRVHG WR ZDVK YDSRUV  PLQXWHV SHU GD\ W VHFRQGVSHUGD\ 

& 'LOXWLRQVZLWKZDWHUDUHDFFRXQWHGIRULQIRUPXODWLRQFRPSRVLWLRQV

& $GMXVWHGYDOXHVZHUHXVHGIRUWKHIRUPXODFRPSRVLWLRQVEHFDXVHWKH\GLGQRWDOZD\V VXPWR

6DPSOH&DOFXODWLRQ,QKDODWLRQ([SRVXUHV

([DPSOH)RUPXODWLRQ FRPSRVLWLRQVDUHSHUFHQWE\ZHLJKW 

Range Adjusted*

35-45% 42.9% Ethoxylated nonylphenol 25-35% 33.3% Solvent naphtha (petroleum), heavy aromatic 15-20% 19.0% Propylene glycol monobutyl ether 0-5% 4.8% Tetrapotassium pyrophosphate

75-105% 100% Total

* In cases where the maximum range values of the chemical compositions did not add up to 100%, the values were adjusted to 100%.

7KHGLIIXVLYLW\LVFDOFXODWHGXVLQJ(TXDWLRQDVIROORZV



7KHIROORZLQJYDOXHVDUHREWDLQHGIURPWKH%DVLF&KHPLFDO'DWD5HSRUWIRUVROYHQWQDSKWKD SHWUROHXP KHDY\DURPDWLF

7 . 0 JPRO

3W DWP

2 Dab = 0.085 cm /sec

3-15 CHAPTER 3: RISK

8VLQJWKHDERYHYDOXHIRUGLIIXVLYLW\WKHYRODWLOL]DWLRQUDWHFDQEHFDOFXODWHGXVLQJ(TXDWLRQDV IROORZV

%

ZKHUH

0 JPRO

3 L PP+J ;L  PROHIUDFWLRQ 5 PP+J#PPRO #. 7 .  'DE FP VHF Y] IWPLQ PVHF ] LQ P

2# Gi = 0.0053 g/m sec

8VLQJWKLVYDOXHIRU*L WKHH[SRVXUHPD\EHFDOFXODWHGXVLQJ(TXDWLRQDVIROORZV

ZKHUH

* JP#VHF $ LQ  P   W PLQ VHFGD\

I = 3.9 mg/day

8VLQJWKHVDPHPHWKRGIRUHDFKFKHPLFDOLQWKH([DPSOH)RUPXODWLRQWKHIROORZLQJUHVXOWVDUH REWDLQHG

Chemical Inhalation Rate

Ethoxylated nonylphenol Negligible Solvent naphtha (petroleum), heavy aromatic 3.9 mg/day Propylene glycol monobutyl ether 4.3 mg/day Tetrapotassium pyrophosphate Negligible

3-16 3.2 OCCUPATIONAL EXPOSURE ESTIMATES

0HWKRGRORJ\'HUPDO([SRVXUHV

'HUPDOH[SRVXUHLVFDXVHGE\FRQWDFWZLWKDPDWHULDO)RUWKHEODQNHWSUHVVRSHUDWRUV FRQWDFWZLWKWKHPDWHULDOLQFOXGHVWRXFKLQJWKHGDPSUDJVDQGPDQXDOO\DSSO\LQJWKHUDJVWRWKH EODQNHWWRUHPRYHLQN5RXWLQHFRQWDFWZLWKWZRKDQGVZDVPRGHOHGIRUWKHGHUPDOH[SRVXUH DVVHVVPHQW

7KHGHUPDOFRQWDFWPRGHO ZDVXVHGWRFDOFXODWHGHUPDOH[SRVXUHHVWLPDWHVIRUEODQNHW ZDVKLQJDFWLYLWLHVE\DGMXVWLQJWKHFRQFHQWUDWLRQRIWKHFKHPLFDOLQWKHPL[WXUH7KLVPRGHO SURYLGHV ERXQGLQJ HVWLPDWHV DQG DVVXPHV WKDW QR JORYHV RU EDUULHU FUHDPV DUH XVHG E\ WKH ZRUNHUV,QVLWXDWLRQVZKHUHWKHFKHPLFDOLVFRUURVLYH HJVRGLXPK\GUR[LGH GHUPDOH[SRVXUH WRZRUNHUVXVLQJWKHDSSURSULDWHJORYHVLVQHJOLJLEOH$OVRIRURWKHUFKHPLFDOVLIWKHDSSURSULDWH JORYHVDUHZRUQH[SRVXUHWRZRUNHUVZLOOEHQHJOLJLEOH

$VVXPSWLRQVXVHGLQWKHGHUPDOPRGHO LQFOXGH

& 7KH FRQFHQWUDWLRQV RI WKH FKHPLFDOV LQ WKH PL[WXUH DUH FRQVWDQW LH QR HYDSRUDWLRQ WKURXJKRXWWKHWLPHRIDEVRUSWLRQ

& 1RGHUPDOSURWHFWLRQDGPLQLVWUDWLYHZRUNSUDFWLFHRURWKHUFRQWUROVDUHXVHGWR OLPLWGHUPDOH[SRVXUH

& 7KHVXUIDFHDUHDRIWZRKDQGVLVFP 

& 7KHDPRXQWWKDWLVDFWXDOO\DEVRUEHGLVQRWGHWHUPLQHG

& 7KHTXDQWLW\UHPDLQLQJRQWKHKDQGLVPJFP DQG

& $VLQJOHFRQWDFWZLWKWKHFKHPLFDOUHVXOWVLQH[SRVXUHIRUDFRPSOHWHZRUNGD\ 7KDW LV WKH GXUDWLRQ RI H[SRVXUH LV HVWLPDWHG DW  KRXUV RU ORQJHU EXW LW LV DVVXPHGWKHZRUNHUZDVKHVXSDWPHDOWLPHDQGLIWKHGXUDWLRQLVUHSRUWHGIRUD IXOOGD\WKHSRWHQWLDOGRVHVKRXOGWRWDORQO\WKHHVWLPDWHIRUDVLQJOHFRQWDFW

6DPSOH&DOFXODWLRQ'HUPDO([SRVXUHV

8VLQJWKH([DPSOH)RUPXODWLRQ

(WKR[\ODWHGQRQ\OSKHQRO  $GMXVWHGZHLJKW

7KHGHUPDOH[SRVXUHWREODQNHWZDVKHVIRUURXWLQHGHUPDOFRQWDFW KDQGV LV WRPJGD\  HJPJFP    [FP    GD\

7KHGHUPDOH[SRVXUHWRHWKR[\ODWHGQRQ\OSKHQROLVRIWKHWRWDOEODQNHWZDVK H[SRVXUHRUWRPJGD\

3-17 CHAPTER 3: RISK

8VLQJWKHVDPHPHWKRGIRUHDFKFKHPLFDOLQWKH([DPSOH)RUPXODWLRQWKHIROORZLQJUHVXOWV DUHREWDLQHG

Chemical Dermal Exposure

Ethoxylated nonylphenol 560 to 1,700 mg/day Solvent naphtha (petroleum), heavy aromatic 430 to 1,300 mg/day Propylene glycol monobutyl ether 250 to 740 mg/day Tetrapotassium pyrophosphate 62 to 190 mg/day

8QFHUWDLQWLHV2FFXSDWLRQDO([SRVXUHV

$Q\GHWHUPLQDWLRQRIWKHRFFXSDWLRQDOH[SRVXUHOHYHOVDVVRFLDWHGZLWKEODQNHWZDVKLQJ DFWLYLWLHVUHTXLUHVPDNLQJDVVXPSWLRQVDERXWWKHZDVKLQJSURFHVVHVZRUNSODFHHQYLURQPHQW KHDOWKDQGVDIHW\SUDFWLFHVDQGZDVWHPDQDJHPHQWSUDFWLFHV

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

$OWKRXJKWKHEODQNHWZDVKLQJSURFHVVLVUHODWLYHO\VWUDLJKWIRUZDUGRFFXSDWLRQDOH[SRVXUH OHYHOVZLOOGLIIHULQVKRSHQYLURQPHQWVEHFDXVHRIPDQ\YDULDEOHVLQFOXGLQJ

& 9RODWLOLW\RIEODQNHWZDVKXVHG & $PRXQWRIEODQNHWZDVKDSSOLHG & $SSOLFDWLRQRIFKHPLFDOVWREODQNHWDQGUDJV & 8VHRISHUVRQDOSURWHFWLYHHTXLSPHQWDQGVDIHW\SURFHGXUHV & %ODQNHWZDVKLQJWLPH & 9HQWLODWLRQFRQGLWLRQVDQGVKRSOD\RXW & 1XPEHURIEODQNHWVFOHDQHG & 7HPSHUDWXUHFRQGLWLRQV DPELHQWDQGVROYHQW  & $YHUDJHVL]HRIEODQNHWVDQG & 1XPEHURISUHVVHVSHUIDFLOLW\

c A "what-if scenario" is a scenario developed to assess potential exposure under a set of hypothetical conditions or under a set of conditions for which actual exposure parameter data are incomplete or nonexistent. The calculated exposures are not intended to provide information about how likely the combination of exposure parameter values might be in the actual population or approximately how many, if any, persons might actually be subjected to the calculated exposure.

3-18 3.3 GENERAL POPULATION EXPOSURE ESTIMATES

3.3 GENERAL POPULATION EXPOSURE ESTIMATES

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

7KLVH[SRVXUHDVVHVVPHQWVKRXOGEHXVHGLQFRQMXQFWLRQZLWKWKHKHDOWKDVVHVVPHQWWR SURYLGHDEDODQFHGSLFWXUHRIULVN7KHVSHFLILFHIIHFWVRIDFKHPLFDOVXFKDVDFXWH VKRUWWHUP HIIHFWVRUFKURQLF ORQJWHUP HIIHFWVGHWHUPLQHZKDWSHULRG V RIH[SRVXUHWRFRQVLGHU)RUORQJ WHUP FKURQLF  HIIHFWV VXFK DV FDUFLQRJHQLFLW\ LW LV PRVW KHOSIXO WR KDYH DYHUDJH RU W\SLFDO

3-19 CHAPTER 3: RISK

H[SRVXUHVVLQFHWKHHIIHFWGHSHQGVRQWKHFXPXODWLYHH[SRVXUH)RUDFXWHHIIHFWVZKLFKFDQ LQFOXGHWKLQJVVXFKDVH\HLUULWDWLRQDSHDNH[SRVXUHHVWLPDWHZRXOGEHPRUHKHOSIXO7KLVFDQ WKHQEHFRPSDUHGZLWKOHYHOVDWZKLFKWKHFKHPLFDOLVNQRZQWRFDXVHLPPHGLDWHKHDOWKSUREOHPV 6LQFHWKHLQIRUPDWLRQZKLFKZRXOGDOORZSHDNH[SRVXUHVWREHFDOFXODWHGLVQRWDYDLODEOHDYHUDJH FRQFHQWUDWLRQVDUHFDOFXODWHGLQWKLVDVVHVVPHQW

8QFHUWDLQW\

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§:KDWLI¨7KHVH:KDWLIHVWLPDWHVDQVZHUDTXHVWLRQVLPLODUWR §:KDWKDSSHQVLIWKHEXLOGLQJLVDOZD\VWKUHHPHWHUVWDOOWKHDLUHVFDSLQJKDVOLWWOHH[LWYHORFLW\ DQGLVDPELHQWWHPSHUDWXUH"¨,WLVDYHU\JRRGEDVLVIRUFRPSDULQJULVNEHWZHHQIRUPXODWLRQV

2YHUYLHZE\0HGLD

7KHIROORZLQJVHFWLRQVSURYLGHDQRYHUYLHZRIJHQHUDOSRSXODWLRQH[SRVXUHVWKDWPD\RFFXU YLDDLUVXUIDFHZDWHUVHSWLFV\VWHPVDQGODQGILOOV

$LU

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“JP WKHQWKHDYHUDJHFRQFHQWUDWLRQ DQ\ZKHUHLQWKHFRXQWU\ZRXOGEHJUHDWHUWKDQ“JP 

3-20 3.3 GENERAL POPULATION EXPOSURE ESTIMATES

7KHPRGHOXVHGLVFDOOHG,QGXVWULDO6RXUFH&RPSOH[/RQJ7HUP ,6&/7 ,WZDVGHYHORSHG DVDUHJXODWRU\PRGHOE\WKH(3$ª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

7KHDPRXQWUHOHDVHGJLYHQLQWKLVGRFXPHQWLQXQLWVRIJUDPVSHUVHFRQGLVFDOFXODWHG LQJUDPVSHUVHFRQGSHUPHWHUVTXDUHG6LQFHRXUPRGHOIDFLOLW\LVPHWHUVSHUVLGHRU PHWHUVVTXDUHWKHUHOHDVHLVGLYLGHGE\

,QRUGHUWRREWDLQWKHFRQFHQWUDWLRQDWPHWHUVDVSHFLDOSRODUJULGZDVHQWHUHG7KH ULQJGLVWDQFHVVSHFLILHGZHUHPHWHUVPHWHUVPHWHUVPHWHUVPHWHUV PHWHUVPHWHUVPHWHUVPHWHUVDQGDNLORPHWHU7KHDLUGLVSHUVLRQPRGHOFDOFXODWHV WKHDYHUDJHDLUFRQFHQWUDWLRQVRIWKHFKHPLFDOYDSRUVLQWKHVSHFLILHGVHFWRUV7KHVHFWRUVDUH GHILQHGE\WKHULQJVDQGWKHFRPSDVVSRLQWVIRUPLQJDQDUFVKDSHGDUHD7KHUHZHUHWKUHH FDOFXODWLRQVSHUVHFWRU7KHFRPSDVVSRLQWZLWKWKHKLJKHVWFRQFHQWUDWLRQDWPHWHUVZDVWKHQ XVHGWRGHWHUPLQHH[SRVXUH7KHORFDWLRQZDVDW(WKDWLVHDVW

)URPWKHFRQFHQWUDWLRQLQWKHDLUWKHDPRXQWZLWKZKLFKDQLQGLYLGXDOPD\DFWXDOO\FRPH LQFRQWDFWFDQEHFDOFXODWHGE\NQRZLQJWKHEUHDWKLQJUDWH$PRGHUDWHO\DFWLYHDGXOWEUHDWKHV P SHUGD\7KHIRUPXODIRUDQDQQXDOGRVHLV

$QQXDO'RVH &RQFHQWUDWLRQ['DLO\,QKDODWLRQ5DWH['D\VSHU\HDU

ZKHUHWKHFRQFHQWUDWLRQLVLQ“JP DQGWKHEUHDWKLQJUDWHLVLQFXELFPHWHUVSHUGD\7KH SRWHQWLDOGRVHQRUPDOL]HGIRUERG\PDVVFDOFXODWHGSHUGD\IRUWKHHQWLUHOLIHWLPHLVFDOOHGWKH /LIHWLPH$YHUDJH'DLO\'RVHRU/$'' 7DEOH 7KHIRUPXODIRUWKLVGRVHUDWHLV

&RQFHQWUDWLRQ['DLO\,QKDODWLRQ5DWH[PJ“J /$''  $YHUDJH%RG\:HLJKW

7KHDYHUDJHERG\ZHLJKWXVHGLQWKLVDVVHVVPHQWLVNJ DQDYHUDJHDGXOW 6LQFHWKHUHLVQR UDWLRIRUWKHSHUFHQWDJHRIGD\VVSHQWEUHDWKLQJDLUFRQWDLQLQJHYDSRUDWHGEODQNHWZDVKFKHPLFDOV WKLVFDOFXODWLRQDVVXPHVWKDWDSHUVRQZLOOEHEUHDWKLQJWKLVFRQFHQWUDWLRQHYHU\GD\RIWKHLUOLIH

8QFHUWDLQW\

:LWKLQRXUVFHQDULRWKHUHDUHVSHFLILFSDUDPHWHUVZKLFKDIIHFWILQDOFRQFHQWUDWLRQVDQG WKHUHIRUHILQDOH[SRVXUHVPRUHWKDQRWKHUV6LQFHZHDUHXVLQJWKHHVWLPDWHVIRUFRPSDULVRQWKH VLQJOHPRVWLPSRUWDQWIDFWRULVWKHDPRXQWRIWKHVXEVWDQFHUHOHDVHGSHUIRUPXODWLRQ7KLVLVWUXH IRUERWKDLUDQGZDWHU

$LUUHOHDVHVKDYHPDQ\IDFWRUVZKLFKIROGLQWRWKHEHKDYLRURIWKHFKHPLFDO$VWURQJHUIDQ ZLOOLQFUHDVHWKHQXPEHURISHRSOHRXWVLGHWKHIDFLOLW\ZKRFRPHLQFRQWDFWWKHFKHPLFDOEHFDXVH WKHFKHPLFDOZLOOVWD\FRQFHQWUDWHGIDUWKHU$KLJKHUWHPSHUDWXUHZLOOFDXVHWKHFKHPLFDOWRULVH LQ WKH DLU  7KH UHODWLYH GLIIHUHQFHV EHWZHHQ WKHVH WKLQJV LV QRW DV VLJQLILFDQW WR WKH ILQDO FRQFHQWUDWLRQDVLVWKHDPRXQWUHOHDVHG

3-21 CHAPTER 3: RISK

Table 3-3. Single Facility 100 Meter Air Concentrations and Residential Population Potential Dose Rates 1

100 Meter Annual Form. Chemical Components Concentration Pot. Dose LADD Number (µg/m3 ) (mg/year) (mg/kg/day) 1 Fatty acid derivatives 10 80 3 x 10-3 Alkoxylated alcohols 3 20 8 x 10-4 3 Hydrocarbons, petroleum distillates 4 30 1 x 10-3 Fatty acid derivatives Hydrocarbons, aromatic 4.2 28.7 1.29 x 10-3 Alkyl benzene sulfonates 4 Terpenes 10 70 3 x 10-3 Ethoxylated nonylphenol 5 Water Hydrocarbons, aromatic 4 30 1 x 10-3 Ethylene glycol ethers 2 10 5 x 10-4 Ethoxylated nonylphenol Alkyl benzene sulfonates Alkoxylated alcohols Alkali/salts 6 Fatty acid derivatives Hydrocarbons, petroleum distillates 3 20 9 x 10-4 Hydrocarbons, aromatic 1 7 3 x 10-4 Alkyl benzene sulfonates 7 Terpenes 12 95 4.5 x 10-3 Ethoxylated nonylphenol Alkoxylated alcohols 8 Water Hydrocarbons, aromatic 3 20 9 x 10-4 Propylene glycol ethers 2 20 6 x 10-4 Alkyl benzene sulfonates Ethoxylated nonylphenol Alkoxylated alcohols Alkali/salts 9 Fatty acid derivatives Water Ethoxylated nonylphenol 10 Fatty acid derivatives Water 11 Fatty acid derivatives Hydrocarbons, petroleum distillates 5 40 1 x 10-3 Hydrocarbons, aromatic 9 x 10-1 7 3 x 10-4 Alkyl benzene sulfonates 12 Hydrocarbons, petroleum distillates 5.9 47 1.3 x 10-3 14 Fatty acid derivatives Propylene glycol ethers 1 9 4 x 10-4 16 Terpenes 12.5 100 4.6 x 10-3

3-22 3.3 GENERAL POPULATION EXPOSURE ESTIMATES

100 Meter Annual Form. Chemical Components Concentration Pot. Dose LADD Number (µg/m3 ) (mg/year) (mg/kg/day) 17 Ethoxylated nonylphenol Glycols 5 x 10-1 4 1 x 10 -4 Fatty acid derivatives Alkali/salts Water 18 Fatty acid derivatives Hydrocarbons, petroleum distillates 4 30 1 x 10-3 Hydrocarbons, aromatic 9 x 10-1 7 3 x 10-4 Dibasic esters 1.8 12 6 x 10-4 Esters/lactones 6 x 10-1 4 2 x 10-4 Alkyl benzene sulfonates 19 Fatty acid derivatives Propylene glycol ethers 9 70 3 x 10-3 20 Hydrocarbons, petroleum distillates 2 10 5 x 10-4 Hydrocarbons, aromatic 1 9 3 x 10-4 Alkyl benzene sulfonates 21 Hydrocarbons, aromatic 3 20 7 x 10-4 Hydrocarbons, petroleum distillates 4 30 1 x 10-3 Fatty acid derivatives 22 Fatty acid derivatives Hydrocarbons, aromatic 3 20 9 x 10-4 23 Terpenes 6 40 2 x 10-3 Nitrogen heterocyclics 4 301 x 10-3 Alkoxylated alcohols 4 30 1 x 10-3 24 Terpenes 2 20 7 x 10-4 Ethylene glycol ethers 6 x 10-1 42 x 10-4 Ethoxylated nonylphenol Alkyl benzene sulfonates Alkali/salts 25 Terpenes 12.3 93 4.4 x 10-3 Esters/lactones 6 x 10-1 4 2 x 10-4 26 Fatty acid derivatives Esters/lactones 27 Terpenes 21 140 6.3 x 10-3 28 Hydrocarbons, petroleum distillates 10 70 3 x 10-3 29 Fatty acid derivatives 30 Hydrocarbons, aromatic 9 60 2 x 10-3 Propylene glycol ethers 1 104 x 10-4 31 Hydrocarbons, aromatic 2 10 5 x 10-4 Hydrocarbons, petroleum distillates 10 70 3 x 10-3 32 Hydrocarbons, petroleum distillates 10 90 3 x 10-3 33 Hydrocarbons, petroleum distillates 3 20 9 x 10-4 Hydrocarbons, aromatic 3 20 9 x 10-4 Propylene glycol ethers 6 x 10-1 4 2 x 10-4

3-23 CHAPTER 3: RISK

100 Meter Annual Form. Chemical Components Concentration Pot. Dose LADD Number (µg/m3 ) (mg/year) (mg/kg/day) 34 Water Terpenes 3 20 7 x 10-4 Hydrocarbons, petroleum distillates 2 20 6 x 10-4 Alkoxylated alcohols Fatty acid derivatives 35 Hydrocarbons, petroleum distillates 2 10 5 x 10-4 Hydrocarbons, aromatic 10 70 3 x 10-3 36 Fatty acid derivatives Hydrocarbons, petroleum distillates 2 20 7 x 10-4 Hydrocarbons, aromatic 1 8 3 x 10-4 Propylene glycol ethers 6 x 10-1 4 2 x 10-4 37 Water Hydrocarbons, petroleum distillates 12 80 4 x 10-3 Hydrocarbons, aromatic 5 40 1 x 10-3 38 Hydrocarbons, petroleum distillates 8 60 2 x 10-3 Alkoxylated alcohols 2 20 6 x 10-4 Fatty acid derivatives 39 Water Hydrocarbons, petroleum distillates 3 20 7 x 10-4 Propylene glycol ethers 1 10 4 x 10-4 Alkanolamines Ethylene glycol ethers 7 x 10-1 5 2 x 10-4 40 Hydrocarbons, aromatic 2 10 5 x 10-4 Hydrocarbons, petroleum distillates 2 20 6 x 10-4 Fatty acid derivatives Ethoxylated nonylphenol

1 A blank space in the table indicates that there were no air releases for the chemical because the chemical would not evaporate readily.

5HJLRQDO ([SRVXUH  )RU WKH VHFRQG DSSURDFK WKH RYHUDOO JHQHUDO SRSXODWLRQ H[SRVXUH SLFWXUHUHVXOWLQJIURPPXOWLSOHSULQWLQJIDFLOLWLHVZDVVRXJKW7KHWRWDOUHVLGHQWLDOSRSXODWLRQ H[SRVHGWREODQNHWZDVKFKHPLFDOVZDVQRWDYDLODEOHVLQFHWKHORFDWLRQVRIDOOWKHOLWKRJUDSK\ IDFLOLWLHVDFURVVWKHFRXQWU\DUHQRWNQRZQ,QVWHDGDVLQJOHFLW\ZDVXVHGDQGDOONQRZQIDFLOLWLHV ZLWKLQ WKDW FLW\ ZHUH PRGHOHG WR SURYLGH D JHQHUDO LGHD RI H[SRVXUHV WKDW PLJKW UHVXOW IURP FXPXODWLYHUHOHDVHV'HQYHUZDVFKRVHQDVDQH[DPSOHFLW\ 7DEOH :LWKLQWKHFLW\OLPLWVRI 'HQYHU 'XQ DQG %UDGVWUHHW UHSRUW  OLWKRJUDSKHUV  7KH H[DPSOH DVVXPHV WKDW DOO RI WKH OLWKRJUDSKHUV LQ 'HQYHU XVH HDFK EODQNHW ZDVK IRUPXODWLRQ DW WKH VDPH WLPH  7KH DYHUDJH FRQFHQWUDWLRQ IRU WKH FLW\ RI 'HQYHU LV WKHQ FDOFXODWHG XVLQJ ORFDO ZHDWKHU GDWD  7KH  SRSXODWLRQIRUWKHFLW\RI'HQYHULVDSSUR[LPDWHO\

,QWKLVFDVHWKHPRGHOXVHGLV%2;02'DOVRLPSOHPHQWHGLQWKH*UDSKLFDO([SRVXUH 0RGHOLQJ 6\VWHP  ,W XVHV D SDUDPHWHU FDOOHG WKH 7LPH &RQVWDQW WR DFFRXQW IRU FKHPLFDO GHJUDGDWLRQ7KHWLPHFRQVWDQWLVWKHLQYHUVHRIWKHUDWHRIGHFD\XVHGIRUWKH,6&/7PRGHO7KLV LVDOVRWKHKDOIOLIHLQDLUGLYLGHGE\7KHRWKHUSDUDPHWHUQHHGHGWRUXQWKHPRGHOLVWKH VL]HRIWKHDUHDEHLQJPRGHOHG'HQYHULVVTXDUHNLORPHWHUVRUNLORPHWHUVRQDVLGH $QH[DPSOHRID%2;02'UXQLVORFDWHGLQ$SSHQGL[%

3-24 3.3 GENERAL POPULATION EXPOSURE ESTIMATES

Table 3-4. Denver Average Air Concentrations and Residential Population Potential Dose Rates1

100 Meter Annual Form. Chemical Components Concentration Pot. Dose LADD Number (µg/m3 ) (mg/year) (mg/kg/day) 1 Fatty acid derivatives 1 9 3 x 10-4 Alkoxylated alcohols 4 x 10 -1 3 1 x 10-4 3 Hydrocarbons, petroleum distillates 6 x 10 -1 4 2 x 10-4 Fatty acid derivatives Hydrocarbons, aromatic 6.5 x 10-1 5 1.45 x 10-4 Alkyl benzene sulfonates 4 Terpenes 1 8 3 x 10-4 Ethoxylated nonylphenol 5 Water Hydrocarbons, aromatic 6 x 10-1 4 2 x 10-4 Ethylene glycol ethers 2 x 10-1 1 6 x 10-5 Ethoxylated nonylphenol Alkyl benzene sulfonates Alkoxylated alcohols Alkali/salts 6 Fatty acid derivatives Hydrocarbons, petroleum distillates 5 x 10-1 4 1 x 10-4 Hydrocarbons, aromatic 2 x 10-1 1 6 x 10-5 Alkyl benzene sulfonates 7 Terpenes 1.72 12.6 4.56 x 10-4 Ethoxylated nonylphenol Alkoxylated alcohols 8 Water Hydrocarbons, aromatic 5 x 10-1 4 1 x 10-4 Propylene glycol ethers 3 x 10-1 2 9 x 10-5 Alkyl benzene sulfonates Ethoxylated nonylphenol Alkoxylated alcohols Alkali/salts 9 Fatty acid derivatives Water Ethoxylated nonylphenol 10 Fatty acid derivatives Water 11 Fatty acid derivatives Hydrocarbons, petroleum distillates 8 x 10-1 6 2 x 10-4 Hydrocarbons, aromatic 1 x 10-1 7 x 10 -1 3 x 10-5 Alkyl benzene sulfonates 12 Hydrocarbons, petroleum distillates 9 x 10-1 6.7 2.3 x 10 -4 14 Fatty acid derivatives Propylene glycol ethers 2 x 10-1 1 6 x 10 -5 16 Terpenes 1.89 13.3 5.2 x 10-4

3-25 CHAPTER 3: RISK

100 Meter Annual Form. Chemical Components Concentration Pot. Dose LADD Number (µg/m3 ) (mg/year) (mg/kg/day) 17 Ethoxylated nonylphenol Glycols 4 x 10-2 3 x 10 -1 1 x 10 -5 Fatty acid derivatives Alkali/salts Water 18 Fatty acid derivatives Hydrocarbons, petroleum distillates 6 x 10-1 4 2 x 10-4 Hydrocarbons, aromatic 1 x 10-1 7 x 10-1 3 x 10-5 Dibasic esters 2.6 x 10-1 2 8 x 10-5 Esters/lactones 8 x 10-2 6 x 10-1 2 x 10-5 Alkyl benzene sulfonates 19 Fatty acid derivatives Propylene glycol ethers 1 9 4 x 10-4 20 Hydrocarbons, petroleum distillates 3 x 10-1 2 9 x 10-5 Hydrocarbons, aromatic 2 x 10-1 1 6 x 10-5 Alkyl benzene sulfonates 21 Hydrocarbons, aromatic 4 x 10-1 3 1 x 10-4 Hydrocarbons, petroleum distillates 6 x 10-1 4 2 x 10-4 Fatty acid derivatives 22 Fatty acid derivatives Hydrocarbons, aromatic 5 x 10-1 4 1 x 10 -4 23 Terpenes 8 x 10-1 6 2 x 10-4 Nitrogen heterocyclics 5 x 10-1 4 1 x 10-4 Alkoxylated alcohols 6 x 10-1 4 2 x 10-4 24 Terpenes 3 x 10-1 2 9 x 10-5 Ethylene glycol ethers 8 x 10-2 6 x 10 -1 2 x 10-5 Ethoxylated nonylphenol Alkyl benzene sulfonates Alkali/salts 25 Terpenes 1.63 12.4 4.59 x 10-4 Esters/lactones 8 x 10-2 6 x 10 -1 2 x 10-5 26 Fatty acid derivatives Esters/lactones 27 Terpenes 3 23 7.9 x 10-4 28 Hydrocarbons, petroleum distillates 2 10 5 x 10-4 29 Fatty acid derivatives 30 Hydrocarbons, aromatic 1 9 4 x 10-4 Propylene glycol ethers 2 x 10-1 1 6 x 10-5 31 Hydrocarbons, aromatic 3 x 10-1 2 9 x 10 -5 Hydrocarbons, petroleum distillates 2 10 6 x 10-4 32 Hydrocarbons, petroleum distillates 2 10 5 x 10-4 33 Hydrocarbons, petroleum distillates 5 x 10-1 4 1 x 10-4 Hydrocarbons, aromatic 5 x 10-1 4 1 x 10-4 Propylene glycol ethers 8 x 10-2 6 x 10 -1 2 x 10-5

3-26 3.3 GENERAL POPULATION EXPOSURE ESTIMATES

100 Meter Annual Form. Chemical Components Concentration Pot. Dose LADD Number (µg/m3 ) (mg/year) (mg/kg/day) 34 Water Terpenes 3 x 10-1 2 9 x 10-5 Hydrocarbons, petroleum distillates 3 x 10-1 2 9 x 10-5 Alkoxylated alcohols Fatty acid derivatives 35 Hydrocarbons, petroleum distillates 3 x 10-1 2 9 x 10 -5 Hydrocarbons, aromatic 2 10 5 x 10-4 36 Fatty acid derivatives Hydrocarbons, petroleum distillates 4 x 10-1 3 1 x 10-4 Hydrocarbons, aromatic 2 x 10-1 1 6 x 10-5 Propylene glycol ethers 8 x 10-2 6 x 10 -1 2 x 10-5 37 Water Hydrocarbons, petroleum distillates 1.8 14 6 x 10-4 Hydrocarbons, aromatic 8 x 10-1 6 2 x 10-4 38 Hydrocarbons, petroleum distillates 1 9 4 x 10-4 Alkoxylated alcohols 3 x 10-1 2 9 x 10-5 Fatty acid derivatives 39 Water Hydrocarbons, petroleum distillates 4 x 10-1 3 1 x 10-4 Propylene glycol ethers 2 x 10-1 1 6 x 10-5 Alkanolamines Ethylene glycol ethers 9 x 10-2 7 x 10 -1 3 x 10-5 40 Hydrocarbons, aromatic 3 x 10-1 2 9 x 10-5 Hydrocarbons, petroleum distillates 3 x 10-1 2 9 x 10-5 Fatty acid derivatives Ethoxylated nonylphenol

1 A blank space in the table indicates that there were no releases to air because the chemical would not evaporate readily.

6XUIDFH:DWHU

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

$YHUDJHVWUHDPFRQFHQWUDWLRQVDUHXVHGWRFDOFXODWHDYHUDJHGULQNLQJZDWHUFRQVXPSWLRQ 0DQ\SXEOLFZDWHUVXSSOLHVDUHGUDZQIURPWKHORFDOVWUHDPVDQGULYHUVWKHFRQFHQWUDWLRQLQWKH VWUHDPLVWKHFRQFHQWUDWLRQZKLFKSHRSOHZLOOLQJHVW3HRSOHRQDYHUDJHGULQNWZROLWHUVRIZDWHU DGD\5HPHPEHUWKDWPDQ\FRPPHUFLDOO\SUHSDUHGEHYHUDJHVDUHVWLOOPDGHZLWKORFDOZDWHUDW WKHERWWOLQJSODQW

3-27 CHAPTER 3: RISK

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

7KH DFWXDO IORZV XVHG LQ WKLV DVVHVVPHQW DUH  PLOOLRQ OLWHUV SHU GD\ IRU WKH WK SHUFHQWLOHKDUPRQLFPHDQIORZPLOOLRQOLWHUVSHUGD\IRUWKSHUFHQWLOHPHDQIORZDQG PLOOLRQOLWHUVSHUGD\IRUWKSHUFHQWLOHORZIORZ

6LQFHDQLQGLYLGXDOPD\LQJHVWERWKGULQNLQJZDWHUDQGILVKWKHUHDUHPXOWLSOHSRWHQWLDO GRVHVWRHYDOXDWH

7RFDOFXODWHVWUHDPFRQFHQWUDWLRQLQ“J/XVHWKHIROORZLQJIRUPXOD

5HOHDVHLQNJVLWHGD\[ 5HPRYDO [ 6WUHDP&RQFHQWUDWLRQ  6WUHDPIORZLQPLOOLRQOLWHUVSHUGD\

RU

5HOHDVHDIWHUWUHDWPHQWLQNJVLWHGD\[ 6WUHDP&RQFHQWUDWLRQ  6WUHDPIORZLQPLOOLRQOLWHUVSHUGD\

3-28 3.3 GENERAL POPULATION EXPOSURE ESTIMATES

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

7RFDOFXODWHKRZPXFKDSHUVRQZLOOLQJHVWWKURXJKGULQNLQJZDWHULQPJSHU\HDUXVHWKH IRUPXOD

7RFDOFXODWHWKHSRWHQWLDODPRXQWWDNHQWKURXJKHDWLQJVHDIRRGLQPJSHU\HDUXVHWKH IROORZLQJIRUPXOD

7KHIRUPXODDERYHGRHVQRWFRQVLGHUUHPRYDOGXULQJGULQNLQJZDWHUWUHDWPHQW3XEOLF GULQNLQJZDWHUWUHDWPHQWLVGHVLJQHGSULPDULO\WRSUHYHQWELRORJLFDOFRQWDPLQDWLRQRIGULQNLQJ ZDWHUDQGGRHVQRWQHFHVVDULO\UHPRYHFKHPLFDOVIURPWKHZDWHU)RUPRVWFKHPLFDOVGULQNLQJ ZDWHUWUHDWPHQWLVQRWDQHIIHFWLYHPHFKDQLVP$QH[FHSWLRQWRWKLVLVZKHUHDQDFWLYDWHGFKDUFRDO ILOWHULVXVHGVXFKDVRQDSULYDWHUHVLGHQWLDOWDSZKLFKZLOOUHPRYHDVLJQLILFDQWSRUWLRQRIWKH RUJDQLFFKHPLFDOVLQWKHZDWHU

7KH ELRFRQFHQWUDWLRQ IDFWRU LV D FKHPLFDOVSHFLILF SURSHUW\  ,W LV FDOFXODWHG ZLWK WKH HQYLURQPHQWDOIDWHSURSHUWLHV7KHFKHPLFDOVDUHDVVXPHGWREHUHOHDVHGGD\VSHU\HDU

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

8QFHUWDLQW\

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

3-29 CHAPTER 3: RISK 3 3 -2 -1 -2 -1 4 0 0 0 2 x 10 1 x 10 1 x 10 9 x 10 7 x 10 6 x 10 (mg/year) 2 2 2 -1 -2 -2 -2 -2 Fish Ingestion 0 0 00 0 Rates 1 x 10 3 x 10 6 x 10 1 x 10 9 x 10 1 x 10 8 x 10 Human Potential Dose -2 -1 -1 -2 -2 -1 -1 -1 -1 -2 -2 -2 -1 0 0 3 x 10 2 x 10 5 x 10 6 x 10 2 x 10 7 x 10 4 x 10 6 x 10 6 × 10 2 × 10 8 × 10 2.5 x 10 3.7 x 10 (mg/year) 2 -2 -3 -2 -2 -3 -2 -2 -2 -2 -3 -3 -3 -2 0 0 Drinking Water Human Potential 9 x 10 4 x 10 3 x 10 6 x 10 8 x 10 3 x 10 9 x 10 5 x 10 8 × 10 1 × 10 3 × 10 2.6 x 10 50th %ile 10th %ile 50th %ile 10th %ile 4.95 x 10 Dose Rates -2 -2 -2 -3 -3 -3 -3 -3 -2 -2 -2 -2 -2 1 0 0 4 x 10 3 x 10 6 x 10 8 x 10 5 x 10 3 × 10 3 × 10 9 × 10 8.0 × 10 2.6 × 10 1.0 × 10 9.0 × 10 Low flow 10th %ile 4.95× 10 -4 -3 -5 -4 -5 -4 -4 -4 -5 -4 -4 -4 -3 0 0 1×10 (mg/L) 6 x 10 4 x 10 9 x 10 5 x 10 1 x 10 8 x 10 1 x 10 5 × 10 2 × 10 3.9 x 10 1.0 × 10 10th %ile 8.08 x 10 Mean flow -4 -4 -5 -6 -5 -5 -6 -4 -4 -6 -5 -5 -4 0 0 Stream concentrations -2 7 x 10 5 x 10 5 x 10 1 x 10 2 x 10 6 x 10 2 x 10 1 x 10 2 x 10 2 × 10 6 × 10 2 × 10 50th %ile 1.11 x 10 Mean flow 1 -2 -2 -2 -3 -2 -2 -3 -2 -2 -3 -3 -3 0 0 9 x 10 9 x 10 1 × 10 3 × 10 (kg/day) 3.6 x 10 2.6 x 10 2.4 x 10 5.9 x 10 7.9 x 10 3.0 x 10 5.1 x 10 5.332 x 10 Treatment After POTW Daily Release -1 1 -1 -1 -1 -1 -2 -2 -1 -2 -2 -1 -2 -2 1.3 1.56 8 × 10 (kg/day) 2.0 x 10 6.0 x 10 1.7 x 10 1.0 x 10 1.5 x 10 1.2 x 10 6.0 x 10 2.0 x 10 6.0 x 10 5.2 x 10 1.6 x 10 6.1 x 10 Release 3.64 x 10 3 3 3 3 Chemical Components Daily Hydrocarbons, aromatic Propylene glycol ethers Ethoxylated nonylphenol Hydrocarbons, aromatic Ethylene glycol ethers Ethoxylated nonylphenol Alkyl benzene sulfonates Alkoxylated alcohols Alkali/salts Alkoxylated alcohols Alkyl benzene sulfonates Alkoxylated alcohols Alkali/salts Ethoxylated nonylphenol Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates Ethoxylated nonylphenol Fatty acid derivatives Alkoxylated alcohols Fatty acid derivatives Hydrocarbons, aromatic Alkyl benzene sulfonates Table 3-5. Stream Concentrations and Residential Population Potential Doses from Single Facility Blanket Wash Releases 8 Water 5 Water 4 Terpenes 6 Fatty acid derivatives 7 Terpenes 1 3 Hydrocarbons, petroleum distillates Form. Number

3-30 3.3 GENERAL POPULATION EXPOSURE ESTIMATES 3 3 2 3 3 2 2 0 0 2 x 10 2 x 10 1 x 10 3 x 10 3 x 10 1 x 10 4 x 10 10th %ile (mg/year)

2 2 2 1 2 2 2 1 Fish Ingestion 53 0 00 0 Rates 2 x 10 2 x 10 4 x 10 4 x 10 1 x 10 2 x 10 5 x 10 Human Potential Dose Human Potential 50th %ile -2

-2 -2 -3 -1 -1 -1 -1 -2 -1 -1 -1 -1 -1 9 x 10 4 x 10 1 x 10 3 x 10 3 x 10 8 x 10 7 x 10 3 x 10 5 x 10 1 x 10 1 x 10 2 × 10 2 × 10 (mg/year) 10th %ile

2

-3 -3 -3 -2 -2 -2 -2 -2 -1 -2 -2 -2 -2 Drinking Water Human Potential 4 x 10 1 x 10 1 x 10 3 x 10 6 x 10 2 x 10 1 x 10 1 x 10 5 x 10 2 x 10 4 x 10 3 × 10 2 × 10 50th %ile Dose Rates -3 -3 -3 -2 -2 -1 -2 -2 -2 -2 -2 -2 -2 1 4 x 10 1 x 10 1 x 10 3 x 10 6 x 10 2 x 10 1 x 10 5 x 10 2 x 10 4 x 10 3 × 10 2 × 10 1 × 10 Low flow 10th %ile -3 -5 -5 -4 -4 -4 -4 -4 -4 -5 -4 -4 -4 (mg/L) 6 x 10 2 x 10 5 x 10 9 x 10 2 x 10 2 x 10 2 x 10 8 x 10 2 x 10 7 x 10 1 × 10 5 × 10 3 × 10 10th %ile Mean flow -6 -6 -5 -5 -4 -5 -4 -5 -5 -6 -4 -5 -5 Stream concentrations Stream -1 8 x 10 2 x 10 2 x 10 7 x 10 1 x 10 3 x 10 3 x 10 2 x 10 1 x 10 3 x 10 9 x 10 6 × 10 4 × 10 50th %ile Mean flow 1 -2 -2 -2 -2 -2 -2 -3 -2 -2 -2 -3 -3

3 × 10 2 × 10 (kg/day) 3.9 x 10 9.7 x 10 3.4 x 10 6.0 x 10 1.6 x 10 1.3 x 10 1.2 x 10 5.4 x 10 1.6 x 10 4.4 x 10 1.0 x 10 Treatment After POTW Daily Release 1 -2 -1 -2 -1 -2 -2 -2 -1 -2 -1

1.6 1.0 1.0 Daily (kg/day) 1.0 x 10 7.3 x 10 4.4 x 10 2.2 x 10 9.2 x 10 5.6 x 10 9.2 x 10 2.0 x 10 1.2 x 10 6.0 x 10 9.0 x 10 Release

3 3

Chemical Components Chemical Propylene glycol ethers Glycols Fatty acid derivatives Alkali/salts Water Propylene glycol ethers Fatty acid derivatives Water Ethoxylated nonylphenol Hydrocarbons, aromatic Alkyl benzene sulfonates Ethoxylated nonylphenol Terpenes Water distillates Hydrocarbons, petroleum Hydrocarbons, aromatic Alkyl benzene sulfonates Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Dibasic esters Esters/lactones Alkyl benzene sulfonates Hydrocarbons, petroleum distillates Fatty acid derivatives Fatty acid derivatives Hydrocarbons, petroleum distillates Fatty acid derivatives Hydrocarbons, petroleum distillates Fatty acid derivatives Fatty acid derivatives Fatty acid derivatives Hydrocarbons, aromatic

9 19 12 14 20 17 16 10 11 18 21 Form. Number

3-31 CHAPTER 3: RISK 3 3 3 -1 0 0 0 0 4 x 10 2 x 10 2 x 10 10th %ile 3.005 x 10 (mg/year) 2

2 2 2 -2 Fish Ingestion 0 0 0 0 Rates 3 x 10 5 x 10 2 x 10 Human Potential Dose Human Potential 50th %ile 5.006 x 10

-1 2 -2 -1 -1 -2 -1 -2

1 5 x 10 3 x 10 2 x 10 1 x 10 3 x 10 1 x 10 4 × 10 9.3 x 10 (mg/year) 10th %ile

2

-1 -3 -1 -2 -2 -2 -3 -2 -3 Drinking Water Human Potential 3 x 10 2 x 10 7 x 10 4 x 10 2 x 10 4 x 10 1 x 10 5 × 10 50th %ile 1.04 x 10 Dose Rates -1 -3 -3 -3 -2 -2 -2 -2 -1 1 3 x 10 2 x 10 7 x 10 2 x 10 1 x 10 5 × 10 4 × 10 4 × 10 Low flow 10th %ile 1.04 x10 -3 -3 -5 -3 -4 -4 -5 -4 -5 (mg/L) 4 x 10 3 x 10 6 x 10 2 x 10 6 x 10 1 × 10 7 × 10 2 × 10 10th %ile 2.06 × 10 Mean flow -4 -6 -5 -5 -4 -6 -5 -6 -4 Stream concentrations Stream -2 6 x 10 3 x 10 1 x 10 8 x 10 3 x 10 8 x 10 3 x 10 9 × 10 50th %ile 2.08 x 10 Mean flow 1 -1 -2 -2 -3 -2 -3 -1 -3

5 × 10 (kg/day) 2.9 x 10 1.7 x 10 4.2 x 10 1.6 x 10 4.1 x 10 6.9 x 10 1.3 x 10 Treatment 1.241 x 10 After POTW Daily Release -1 1 -1 -1 -2 -1 -2

6.1 1.2 2.1 Daily (kg/day) 9.2 x 10 1.7 x 10 1.7 x 10 1.4 x 10 9.2 x 10 Release 1.03 x 10

3

Chemical Components Chemical Esters/lactones Terpenes Esters/lactones Terpenes Alkyl benzene sulfonates Alkali/salts Terpenes Hydrocarbons, petroleum distillates Alkoxylated alcohols Fatty acid derivatives Hydrocarbons, aromatic Propylene glycol ethers Hydrocarbons, petroleum distillates Propylene glycol ethers Terpenes Ethylene glycol ethers Ethoxylated nonylphenol Terpenes Nitrogen heterocyclics Alkoxylated alcohols Fatty acid derivatives Hydrocarbons, petroleum distillates Fatty acid derivatives Fatty acid derivatives Hydrocarbons, aromatic Water Hydrocarbons, petroleum distillates Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Hydrocarbons, aromatic

26 25 28 29 27 34 32 33 31 30 24 23 22 Form. Number

3-32 3.3 GENERAL POPULATION EXPOSURE ESTIMATES 3 3 x 10 10th %ile (mg/year)

2 2 Fish Ingestion 00 00 Rates 3 x 10 Human Potential Dose Human Potential 50th %ile ed in the draft document re, is not expected to be t o

-2 -2 -1 factor was not available for this Brussels, Belgium: European 0 ylated nonylphenols. When the x n ople drinking water. This may be e 9 x 10 7 x 10 3 × 10 containing ethoxylated nonylphenols (mg/year) 10th %ile

2 s

-3 -2 -2 0 Drinking Water Human Potential 9 x 10 1 x 10 4 × 10 50th %ile Dose Rates -3 -2 -2 1 0 9 x 10 1 x 10 4 × 10 Low flow 10th %ile -3 -5 -4 0 (mg/L) 2 x 10 1 × 10 7 × 10 10th %ile Mean flow -6 -4 -5 0 Stream concentrations Stream 2 x 10 2 x 10 9 × 10 50th %ile Mean flow 1 -2 -2 -3 0 4 × 10 (kg/day) 1.2 x 10 9.0 x 10 Treatment After POTW Daily Release 1 -2 -2

1.4 1.5 Proceedings of the CESIO 4th World Surfactants Congress, Barcelona, Spain. Daily (kg/day) 6.8 x 10 8.8 x 10 Release

3 Chemical Components Chemical Hydrocarbons, petroleum distillates Propylene glycol ethers Alkanolamines Ethylene glycol ethers Alkoxylated alcohols Fatty acid derivatives Hydrocarbons, petroleum distillates Hydrocarbons, petroleum Hydrocarbons, aromatic Hydrocarbons, petroleum distillates Fatty acid derivatives Ethoxylated nonylphenol Hydrocarbons, petroleum distillates Hydrocarbons, petroleum Hydrocarbons, aromatic Propylene glycol ethers Hydrocarbons, petroleum distillates Hydrocarbons, petroleum Hydrocarbons, aromatic Water Hydrocarbons, petroleum distillates D. I. Water Hydrocarbons, aromatic Fatty acid derivatives

39 38 37 40 36 35 Form. Committee on Surfactants and Detergents, pp. 276-291.), the original estimate of POTW removal has been changed from 100% repor pp. 276-291.), the original estimate of POTW removal has been changed Committee on Surfactants and Detergents, A blank space in these columns indicates that there were no releases to water expected for this chemical in this formulation. A blank space in these columns indicates to p this table indicates that there are no exposures expected from this chemical due A blank in the drinking water columns of and theref or the chemical may be completely removed during wastewater treatment, due to either no releases to water expected, released to the stream or river from the POTW. An additional blank in the Fish Ingestion columns means that a bioaccumulatio released to the stream or river from the chemical. 1996. Based on testing data (Weeks, A.J. et al. of etho results in increased estimates of the releases from POTWs to surface waters to 95% in the final report. This revision releases to surface water are compared with the concern concentration set at the default value of 0.001 mg/L, the formulation releases to surface water are compared present concerns to aquatic species that were not reported in the draft CTSA. (formulations 4, 5, 7, 8, 9, 17, 24, and 40) Number 3 1 2

3-33 CHAPTER 3: RISK

Table 3-6. Stream Concentrations and Residential Population Potential Dose Rates from Denver Lithography Blanket Wash Releases

Expected After Stream Human Potential Total Treatment Concentration Dose Rates Release Total South Platte (mg/year)2 Form. Chemical Components for Release for River (mg/L) No. Denver, CO Denver, CO Mean Low From From Fish 11 (kg/day) (kg/day) Flow Flow Water Ingestion

1 Fatty acid derivatives Alkoxylated alcohols 3 Hydrocarbons, petroleum distillates Fatty acid derivatives 1.4×102-2 8.6 1×10 1×10-2 5 2×104 Hydrocarbons, aromatic Alkyl benzene sulfonates 36 6.1 7×10-3 1×10-2 3 80 4 Terpenes Ethoxylated nonylphenol3 73 3.7 4×10-3 6 × 10 -3 2 5 Water Hydrocarbons, aromatic Ethylene glycol ethers Ethoxylated nonylphenol3 47 2.4 3×10-3 4 × 10-3 1 Alkyl benzene sulfonates 28 5.6×10-1 7×10-4 9×10-4 2.8×10-1 2 Alkoxylated alcohols 14 14 2×10-2 2×10-2 8 10 Alkali/salts 4.7 0.0 0 0 0 6 Fatty acid derivatives 3.1×102 19 2×10-2 3×10-2 10 4×104 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates 24 7.1×10-1 8×10-4 1×10-3 4×10 -1 7 Terpenes Ethoxylated nonylphenol3 14 0.7 8×10-4 1×10-3 0.4 Alkoxylated alcohols 14 2.1 2×10-3 4×10-3 1 8 Water Hydrocarbons, aromatic Propylene glycol ethers Alkyl benzene sulfonates 85 12.22 1.2×10-2 2.4×10-2 7.07 2 Ethoxylated nonylphenol3 40 2.0 2×10-3 3×10-3 1 Alkoxylated alcohols 12 12 1×10-2 2×10-2 7 10 Alkali/salts 3.8 0.0 0 0 0 9 Fatty acid derivatives 3.8×102-2 23 3×10 4×10-2 10 5×104 Water Ethoxylated nonylphenol3 14 0.7 8×10-4 1×10-3 4 10 Fatty acid derivatives 1.3×102-3-24 7.9 9×10 1×10 5 2×10 Water 11 Fatty acid derivatives 2.3×102-2 14 2×10 2×10-2 8 3×104 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates 22 3.7 4×10-3 6×10-3 2 12 Hydrocarbons, petroleum distillates 14 Fatty acid derivatives 51 3.0 3×10-3 5×10 -3 2 7×10 3 Propylene glycol ethers 16 Terpenes

3-34 3.3 GENERAL POPULATION EXPOSURE ESTIMATES

Expected After Stream Human Potential Total Treatment Concentration Dose Rates Release Total South Platte (mg/year)2 Form. Chemical Components for Release for River (mg/L) No. Denver, CO Denver, CO Mean Low From From Fish 11 (kg/day) (kg/day) Flow Flow Water Ingestion

17 Ethoxylated nonylphenol3 10 0.5 6×10-4 8×10-4 0.3 Glycols Fatty acid derivatives 4.7 2.8×10-1 3×10-4 5×10-4 2×10 -1 6×10 2 Alkali/salts Water 18 Fatty acid derivatives 2.1×102-2 13 1×10 2×10-2 7 3×104 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Dibasic esters Esters/lactones Alkyl benzene sulfonates 22 3.7 4×10-3 6×10-3 2 19 Fatty acid derivatives 1.7×102-2-24 10 1×10 2×10 6 2×10 Propylene glycol ethers 20 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates 24 9.2 1×10-2 2×10 -2 5 21 Hydrocarbons, aromatic Hydrocarbons, petroleum distillates Fatty acid derivatives 2.4×102-3-33 2.4 3×10 4×10 1 6×10 22 Fatty acid derivatives 2.7×102-2-24 16 2×10 3×10 9 4×10 Hydrocarbons, aromatic 23 Terpenes Nitrogen heterocyclics Alkoxylated alcohols 24 Terpenes Ethylene glycol ethers Ethoxylated nonylphenol3 22 1.1 1×10-3 2×10-3 6×10-1 Alkyl benzene sulfonates 33 9.9×10-1 1×10-3 2×10-3 6×10-1 Alkali/salts 22 3.7 4×10-3 6×10-3 2 25 Terpenes Esters/lactones 26 Fatty acid derivatives 5.66×102 2.896×101 3.1×10-2 5.2×10-2 20.5 6.008×104 Esters/lactones 2.36×102 9.6×10-1 1×10-3 2×10-3 5×10 -1 0 27 Terpenes 28 Hydrocarbons, petroleum distillates 29 Fatty acid derivatives 5.0×102-2-24 30 3×10 5×10 20 6×10 30 Hydrocarbons, aromatic Propylene glycol ethers 31 Hydrocarbons, aromatic Hydrocarbons, petroleum distillates 32 Hydrocarbons, petroleum distillates 33 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Propylene glycol ethers

3-35 CHAPTER 3: RISK

Expected After Stream Human Potential Total Treatment Concentration Dose Rates Release Total South Platte (mg/year)2 Form. Chemical Components for Release for River (mg/L) No. Denver, CO Denver, CO Mean Low From From Fish 11 (kg/day) (kg/day) Flow Flow Water Ingestion

34 Water Terpenes Hydrocarbons, petroleum distillates Alkoxylated alcohols 39 6.7 8×10-3 1×10-2 4 Fatty acid derivatives 39 3.9 5×10-3 7×10-3 2 3 35 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic 36 Fatty acid derivatives 3.5×102-2-24 21 2×10 4×10 10 5×10 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Propylene glycol ethers 37 Water Hydrocarbons, petroleum distillates Hydrocarbons, aromatic 38 Hydrocarbons, petroleum distillates Alkoxylated alcohols Fatty acid derivatives 39 Water Hydrocarbons, petroleum distillates Propylene glycol ethers Alkanolamines 16 2.7 3×10-3 5×10 -3 2 Ethylene glycol ethers 40 Hydrocarbons, aromatic Hydrocarbons, petroleum distillates Fatty acid derivatives 3.3×102 0.0 0 0 0 0 Ethoxylated nonylphenol3 21 1.1×10-3 1.2×10 -3 1.9×10 -3 0.6

1 A blank space in these columns indicates that there were no releases to water expected for this chemical in this formulation. 2 A blank in the drinking water columns of this table indicates that there are no exposures expected from this chemical due to people drinking water. This may be due to either no releases to water expected, or the chemical may be completely removed during wastewater treatment, and therefore, is not expected to be released to the stream or river from the POTW. An additional blank in the Fish Ingestion columns means that a bioaccumulation factor was not available for this chemical. 3 Based on testing data (Weeks, J.A. et al. 1996. Proceedings of the CESIO 4th World Surfactants Congress, Barcelona, Spain. Brussels, Belgium: European Committee on Surfactants and Detergents, pp. 276-291.), the original estimate of POTW removal has been changed from 100% reported in the draft document to 95% in the final report. This revision results in increased estimates of the releases from POTWs to surface waters of ethoxylated nonylphenols. When the releases to surface water are compared with the concern concentration set at the default value of 0.001 mg/L, the formulations containing ethoxylated nonylphenols (formulations 4, 5, 7, 8, 9, 17, 24, and 40) present concerns to aquatic species that were not reported in the draft CTSA.

PDNHVLQWKHILQDOFRQFHQWUDWLRQLVQRWDVVLJQLILFDQWDVWKHYROXPHRIWKHFKHPLFDOUHOHDVHGLH WKHGLIIHUHQFHEHWZHHQILIW\SHUFHQWDQGVL[W\SHUFHQWUHPRYDORIDFKHPLFDO

3-36 3.3 GENERAL POPULATION EXPOSURE ESTIMATES

6HSWLF6\VWHPV

:KHQH[DPLQLQJWKHEXVLQHVVFHQVXVGDWDIRUOLWKRJUDSKHUVDQGWKH(3$ªVGDWDIRUZDVWH ZDWHUWUHDWPHQWIDFLOLWLHVLWZDVQRWHGWKDWWKHUHDUHFRXQWLHVZKLFKGRQRWKDYHDQ\327:V :KLOHVRPHRIWKH$JHQF\ª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

/DQGILOO

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

3.4 RISK CHARACTERIZATION

3.4.1 Background

$VVHVVPHQWRIWKHKXPDQKHDOWKULVNVSUHVHQWHGE\FKHPLFDOVXEVWDQFHVLQFOXGHVWKH IROORZLQJFRPSRQHQWVRIDQDO\VLV

 +D]DUG,GHQWLILFDWLRQLVWKHSURFHVVRIGHWHUPLQLQJZKHWKHUH[SRVXUHWRDFKHPLFDOFDQ FDXVHDQDGYHUVHKHDOWKHIIHFWDQGZKHWKHUWKHDGYHUVHKHDOWKHIIHFWLVOLNHO\WRRFFXULQ KXPDQV

 'RVHUHVSRQVH$VVHVVPHQWLVWKHSURFHVVRIGHILQLQJWKHUHODWLRQVKLSEHWZHHQWKHGRVH RIDFKHPLFDOUHFHLYHGDQGWKHLQFLGHQFHRIDGYHUVHKHDOWKHIIHFWVLQWKHH[SRVHGSRSXODWLRQ )URPWKHTXDQWLWDWLYHGRVHUHVSRQVHUHODWLRQVKLSWR[LFLW\YDOXHVDUHGHULYHGWKDWDUHXVHG LQWKHULVNFKDUDFWHUL]DWLRQVWHSWRHVWLPDWHWKHOLNHOLKRRGRIDGYHUVHHIIHFWVRFFXUULQJLQ KXPDQVDWGLIIHUHQWH[SRVXUHOHYHOV

  ([SRVXUH $VVHVVPHQW LGHQWLILHV SRSXODWLRQV H[SRVHG WR D FKHPLFDO GHVFULEHV WKHLU FRPSRVLWLRQDQGVL]HDQGSUHVHQWVWKHW\SHVPDJQLWXGHVIUHTXHQFLHVDQGGXUDWLRQVRI H[SRVXUHWRWKHFKHPLFDO

3-37 CHAPTER 3: RISK

 5LVN&KDUDFWHUL]DWLRQLQWHJUDWHVKD]DUGDQGH[SRVXUHLQIRUPDWLRQLQWRTXDQWLWDWLYHDQG TXDOLWDWLYH H[SUHVVLRQV RI ULVN  $ ULVN FKDUDFWHUL]DWLRQ LQFOXGHV D GHVFULSWLRQ RI WKH DVVXPSWLRQVVFLHQWLILFMXGJPHQWVDQGXQFHUWDLQWLHVHPERGLHGLQWKHDVVHVVPHQW

4XDQWLWDWLYH([SUHVVLRQVRI+D]DUGDQG5LVN

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

&DQFHU+D]DUGDQG5LVN

(3$HPSOR\VDZHLJKWRIHYLGHQFHDSSURDFKWRGHWHUPLQHWKHOLNHOLKRRGWKDWDFKHPLFDO LVDKXPDQFDUFLQRJHQ(DFKFKHPLFDOHYDOXDWHGLVSODFHGLQWRRQHRIWKHILYHZHLJKWRIHYLGHQFH FDWHJRULHVOLVWHGEHORZ

*URXS$ KXPDQFDUFLQRJHQ *URXS% SUREDEOH KXPDQ FDUFLQRJHQ % LQGLFDWHV OLPLWHG KXPDQ HYLGHQFH % LQGLFDWHVVXIILFLHQWHYLGHQFHLQDQLPDOVDQGLQDGHTXDWHRUQRHYLGHQFHLQ KXPDQV *URXS& SRVVLEOHKXPDQFDUFLQRJHQ *URXS' QRWFODVVLILDEOHDVWRKXPDQFDUFLQRJHQLFLW\ *URXS( HYLGHQFHRIQRQFDUFLQRJHQLFLW\IRUKXPDQV

:KHQWKHDYDLODEOHGDWDDUHVXIILFLHQWIRUTXDQWLWDWLRQ(3$GHYHORSVDQHVWLPDWHRIWKH FKHPLFDO VFDUFLQRJHQLFSRWHQF\(3$VORSHIDFWRUVH[SUHVVFDUFLQRJHQLFSRWHQF\LQWHUPVRIWKH HVWLPDWHGXSSHUERXQGLQFUHPHQWDOOLIHWLPHULVNSHUPJNJDYHUDJHGDLO\GRVH8QLWULVNLVD VLPLODUPHDVXUHRISRWHQF\IRUDLURUGULQNLQJZDWHUFRQFHQWUDWLRQVDQGLVH[SUHVVHGDVULVNSHU “JP LQDLURUDVULVNSHU“J/LQZDWHUIRUFRQWLQXRXVOLIHWLPHH[SRVXUHV

&DQFHU ULVN LV FDOFXODWHG E\ PXOWLSO\LQJ WKH HVWLPDWHG GRVH RU H[SRVXUH OHYHO E\ WKH DSSURSULDWHPHDVXUHRIFDUFLQRJHQLFSRWHQF\)RUH[DPSOHDQLQGLYLGXDOZLWKDOLIHWLPHDYHUDJH GDLO\GRVHRIPJNJRIDFDUFLQRJHQZLWKDSRWHQF\RIPJNJGD\ZRXOGH[SHULHQFHD OLIHWLPHFDQFHUULVNRIIURPH[SRVXUHWRWKDWFKHPLFDO,QJHQHUDOULVNVIURPH[SRVXUHVWR PRUHWKDQRQHFDUFLQRJHQDUHDVVXPHGWREHDGGLWLYHXQOHVVRWKHULQIRUPDWLRQSRLQWVWRZDUGD GLIIHUHQWLQWHUSUHWDWLRQ

&KURQLF+HDOWK5LVNV

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

3-38 3.4 RISK CHARACTERIZATION

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

5I'VDQG5I&VFDQEHXVHGWRHYDOXDWHULVNVIURPFKURQLFH[SRVXUHVWRV\VWHPLFWR[LFDQWV (3$GHILQHVDQH[SUHVVLRQRIULVNFDOOHGD+D]DUG4XRWLHQWZKLFKLVWKHUDWLRRIWKHHVWLPDWHG FKURQLF GRVHH[SRVXUH OHYHO WR WKH 5I'5I&  +D]DUG 4XRWLHQW YDOXHV EHORZ XQLW\ LPSO\ WKDW DGYHUVHHIIHFWVDUHYHU\XQOLNHO\WRRFFXU7KHPRUHWKH+D]DUG4XRWLHQWH[FHHGVXQLW\WKHJUHDWHU LVWKHOHYHORIFRQFHUQ+RZHYHULWLVLPSRUWDQWWRUHPHPEHUWKDWWKH+D]DUG4XRWLHQWLVQRWD SUREDELOLVWLF VWDWHPHQW RI ULVN  $ TXRWLHQW RI  GRHV QRW PHDQ WKDW WKHUH LV D RQHLQD WKRXVDQGFKDQFHRIWKHHIIHFWRFFXUULQJ)XUWKHUPRUHLWLVLPSRUWDQWWRUHPHPEHUWKDWWKHOHYHO RIFRQFHUQGRHVQRWQHFHVVDULO\LQFUHDVHOLQHDUO\DVWKHTXRWLHQWDSSURDFKHVRUH[FHHGVXQLW\ EHFDXVHWKH5I'5I&GRHVQRWSURYLGHDQ\LQIRUPDWLRQDERXWWKHVKDSHRIWKHGRVHUHVSRQVH FXUYH

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

'HYHORSPHQWDO7R[LFLW\5LVNV

%HFDXVH RI WKH PDQ\ XQLTXH HOHPHQWV DVVRFLDWHG ZLWK ERWK WKH KD]DUG DQG H[SRVXUH FRPSRQHQWVRIGHYHORSPHQWDOWR[LFLW\ULVNDVVHVVPHQWWKHVHULVNVDUHWUHDWHGVHSDUDWHO\IURP RWKHUV\VWHPLFWR[LFLW\ULVNV

(3$GHILQHVGHYHORSPHQWDOWR[LFLW\DVDGYHUVHHIIHFWVRQWKHGHYHORSLQJRUJDQLVPWKDWPD\ UHVXOWIURPH[SRVXUHSULRUWRFRQFHSWLRQGXULQJSUHQDWDOGHYHORSPHQWRUSRVWQDWDOO\WRWKHWLPH RIVH[XDOPDWXUDWLRQ$GYHUVHGHYHORSPHQWDOHIIHFWVPD\EHGHWHFWHGDWDQ\SRLQWLQWKHOLIHVSDQ RIWKHRUJDQLVP7KHPDMRUPDQLIHVWDWLRQVRIGHYHORSPHQWDOWR[LFLW\LQFOXGH  GHDWKRIWKH GHYHORSLQJRUJDQLVP  VWUXFWXUDODEQRUPDOLW\  DOWHUHGJURZWKDQG  IXQFWLRQDOGHILFLHQF\

7KHUH LV D SRVVLELOLW\ WKDW D VLQJOH H[SRVXUH PD\ EH VXIILFLHQW WR SURGXFH DGYHUVH GHYHORSPHQWDOHIIHFWV7KHUHIRUHLWLVDVVXPHGWKDWLQPRVWFDVHVDVLQJOHH[SRVXUHDWDQ\RI VHYHUDOGHYHORSPHQWDOVWDJHVPD\EHVXIILFLHQWWRSURGXFHDQDGYHUVHGHYHORSPHQWDOHIIHFW,QWKH FDVHRILQWHUPLWWHQWH[SRVXUHVH[DPLQDWLRQRIWKHSHDNH[SRVXUH V DVZHOODVWKHDYHUDJHH[SRVXUH RYHUWKHWLPHSHULRGRIH[SRVXUHLVLPSRUWDQW

3-39 CHAPTER 3: RISK

(3$KDVGHULYHG5I'VDQG5I&VIRUGHYHORSPHQWDOWR[LFDQWVLQDVLPLODUPDQQHUWRWKH5I'V

DQG5I&VIRURWKHUV\VWHPLFWR[LFDQWV7KH5I''7 RU5I&'7 LVDQHVWLPDWHRIDGDLO\H[SRVXUHWRWKH KXPDQSRSXODWLRQWKDWLVDVVXPHGWREHZLWKRXWDSSUHFLDEOHULVNRIGHOHWHULRXVGHYHORSPHQWDO HIIHFWV7KHXVHRIWKHVXEVFULSW'7LVLQWHQGHGWRGLVWLQJXLVKWKHVHWHUPVIURPWKHPRUHFRPPRQ 5I'VDQG5I&VWKDWUHIHUWRFKURQLFH[SRVXUHVLWXDWLRQVIRURWKHUV\VWHPLFHIIHFWV

'HYHORSPHQWDOWR[LFLW\ULVNFDQEHH[SUHVVHGDVD+D]DUG4XRWLHQW GRVHRUH[SRVXUHOHYHO

GLYLGHGE\WKH5I''7 RU5I& '7 RU0DUJLQRI([SRVXUH 12$(/RU/2$(/GLYLGHGE\WKHGRVHRU H[SRVXUHOHYHO ZLWKFDUHIXODWWHQWLRQSDLGWRWKHH[SRVXUHWHUPDVGHVFULEHGDERYH

127(7KHFORVHO\UHODWHGDUHDRIUHSURGXFWLYHWR[LFLW\LVDOVRDQLPSRUWDQWDVSHFWRIV\VWHPLF WR[LFLW\)RUSXUSRVHVRIWKLVUHSRUWWR[LFLW\LQIRUPDWLRQRQDGXOWPDOHDQGIHPDOHUHSURGXFWLYH V\VWHPVZLOOEHDVVHVVHGDVSDUWRIWKHFKURQLFWR[LFLW\ULVN

'HFLVLRQ&ULWHULD

&RQFHUQVDUHFDVHVLQZKLFKWKHHVWLPDWHGKD]DUGTXRWLHQWLVWHQRUJUHDWHURULQZKLFKWKH HVWLPDWHGPDUJLQRIH[SRVXUH 02( LVPXFKOHVVWKDQ EDVHGRQDQRREVHUYHGDGYHUVHHIIHFW OHYHO 12$(/ RUPXFKOHVVWKDQ EDVHGRQDORZHVWREVHUYHGDGYHUVHHIIHFWOHYHO /2$(/ 

3RVVLEOHFRQFHUQVDUHFDVHVLQZKLFKWKHHVWLPDWHGKD]DUGTXRWLHQWLVEHWZHHQRQHDQGWHQRU LQ ZKLFK WKH HVWLPDWHG PDUJLQRIH[SRVXUH LV VOLJKWO\ OHVV WKDQ  EDVHG RQ D QRREVHUYHG DGYHUVHHIIHFWOHYHO RUVOLJKWO\OHVVWKDQ EDVHGRQDORZHVWREVHUYHGDGYHUVHHIIHFWOHYHO RU FDVHVLQZKLFKWKHFRQFHUQLVPLWLJDWHGE\RWKHUFRQVLGHUDWLRQVVXFKDVDEVRUSWLRQUDWHV

/RZRUQHJOLJLEOHFRQFHUQVDUHFDVHVLQZKLFKWKHHVWLPDWHGKD]DUGTXRWLHQWLVOHVVWKDQRQHRU

LQZKLFKWKH02(12$(/ LVJUHDWHUWKDQRUWKH02(      /2$(/ LVJUHDWHUWKDQ

$VVXPSWLRQVDQG8QFHUWDLQWLHV

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

:RUNHUGHUPDOH[SRVXUHYDOXHVVKRXOGEHUHJDUGHGDV§ERXQGLQJHVWLPDWHV¨LHFDOFXODWHG H[SRVXUHVDUHH[SHFWHGWREHKLJKHUWKDQDQ\DFWXDOH[SRVXUHOHYHOV([SRVXUHHVWLPDWHVIRUDOO RWKHUSDWKZD\V ZRUNHULQKDODWLRQJHQHUDOSRSXODWLRQH[SRVXUHYLDDPELHQWDLUGULQNLQJZDWHU DQG ILVK  VKRXOG EH UHJDUGHG DV §ZKDW LI¨ HVWLPDWHV  7KH §ZKDW LI¨ VFHQDULRV DUH EDVHG RQ LQIRUPDWLRQRQSURGXFWXVDJHDQGZRUNSUDFWLFHVREWDLQHGIURPLQGXVWU\VXUYH\V1RDFWXDO PHDVXUHVRIFKHPLFDOUHOHDVHRUH[SRVXUHZHUHDYDLODEOH7KHVFHQDULRVDUHLQWHQGHGWRUHSUHVHQW D SODXVLEOH VHW RI FLUFXPVWDQFHV XQGHU ZKLFK H[SRVXUHV FRXOG RFFXU  +RZHYHU QRW HQRXJK LQIRUPDWLRQLVDYDLODEOHWRHVWLPDWHWKHSUREDELOLW\RIWKHVHFLUFXPVWDQFHVDFWXDOO\RFFXUULQJ 7KXVLWLVQRWSRVVLEOHWRSUHGLFWZKHUHWKHFDOFXODWHGYDOXHVIDOOLQWKHH[SRVXUHGLVWULEXWLRQLH WKHUHVXOWLQJH[SRVXUHDQGULVNHVWLPDWHVFDQQRWEHFKDUDFWHUL]HGDV§FHQWUDOWHQGHQF\¨§KLJK HQG¨HWF

3-40 3.4 RISK CHARACTERIZATION

$ QXPEHU RI WKH FKHPLFDOV RI FRQFHUQ KDYH RQO\ D OLPLWHG WR[LFRORJLF GDWD EDVH  7KH FDOFXODWHGULVNVIRUWULPHWK\OEHQ]HQHOLJKWDURPDWLFQDSKWKDOLQDORROEXW\URODFWRQH6WRGGDUG VROYHQWDQGGLHWKDQRODPLQHDUHEDVHGRQ/2$(/YDOXHVIURPVWXGLHVWKDWGLGQRWUHDFKD12$(/ 7KHDYDLODEOHVWXGLHVRQWKHVHFKHPLFDOVDUHJHQHUDOO\OLPLWHGLQVFRSHDQGGRQRWDGGUHVVDOO PDMRUWR[LFRORJLFHQGSRLQWV

3.4.2 Ecological Risk

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

$QXPEHURIIRUPXODWLRQVSUHVHQWFRQFHUQVZLWKUHVSHFWWRSRWHQWLDOLPSDFWVRQDTXDWLF VSHFLHVUHVXOWLQJIURPZDWHUUHOHDVHV2QO\WZRFKHPLFDOFODVVHVKDGHVWLPDWHGFRQFHQWUDWLRQV LQDK\SRWKHWLFDOUHFHLYLQJVWUHDP DUHODWLYHO\VPDOOVWUHDPDWORZIORZFRQGLWLRQV WKDWH[FHHGHG WKH§FRQFHUQFRQFHQWUDWLRQ¨IRUWKDWFKHPLFDOFODVV3UHGLFWLRQVEDVHGRQDFWXDOVWUHDPIORZGDWD IRUWKH6RXWK3ODWWH5LYHUVXSSRUWWKHVHFRQFOXVLRQV0RVWRIWKHH[FHVVHVLQWKHK\SRWKHWLFDO VWUHDPDUHDOVRH[FHVVHVLQWKH6RXWK3ODWWH5LYHULQVRPHFDVHVDWPHDQIORZDVZHOODVORZIORZ FRQGLWLRQV

7KHIROORZLQJWZRFKHPLFDOVH[FHHGHGWKHDTXDWLFFRQFHUQFRQFHQWUDWLRQVDON\OEHQ]HQH VXOIRQDWHVDQGHWKR[\ODWHGQRQ\OSKHQROVZKLFKDUHSUHVHQWLQ)RUPXODWLRQV DQGDQGLQ)RUPXODWLRQVDQGUHVSHFWLYHO\

$WDEOHRIWKHFRQFHUQFRQFHQWUDWLRQHVWLPDWHVIRUDTXDWLFVSHFLHVIROORZV 7DEOH 

$VVXPSWLRQVDQG8QFHUWDLQWLHV

$OOHVWLPDWHGZDWHUFRQFHQWUDWLRQVDUHEDVHGRQUHOHDVHHVWLPDWHVGHYHORSHGIURP§ZKDWLI¨ VFHQDULRVFRQVWUXFWHGIURPLQGXVWU\VXUYH\VDQGDVVXPSWLRQVUHYLHZHGE\LQGXVWU\H[SHUWVRI SURGXFWXVDJHDQGZRUNSUDFWLFHV1RDFWXDOPHDVXUHVRIFKHPLFDOUHOHDVHRUH[SRVXUHOHYHOVZHUH DYDLODEOH

3-41 CHAPTER 3: RISK

Table 3-7. Risks to Aquatic Species from Blanket Wash Chemicals

Stream concentrations (mg/L) Concern Low1 Form. Chemical Components50th %ile 10th %ile 10th %ile conc "cc" flow Number (mg/L) conc/ Mean flow Mean flow Low flow "cc" 1 Fatty acid derivatives Alkoxylated alcohols 3 Hydrocarbons, petroleum distillates Fatty acid derivatives 7×10-5 6×10-4 4×10-2 * Hydrocarbons, aromatic Alkyl benzene sulfonates 5×10-5 4×10-4 3×10-2 1×10 -3 3×10 1 4 Terpenes Ethoxylated nonylphenol2-4-3-2-3 1.56×10 1.182×10 7.8×10 1×10 78 5 Water Hydrocarbons, aromatic Ethylene glycol ethers Ethoxylated nonylphenol2 2.0×10-5 1.52×10-4 1.0×10-2 1×10-3 10 Alkyl benzene sulfonates 5×10-6 3.9×10-5 2.6×10-3 2×10-3 1 Alkoxylated alcohols 1×10-4 9×10-4 6×10-2 2×10-1 3×10-1 Alkali/salts 0 0 0 6 Fatty acid derivatives 2×10-4 1×10-3 8×10-2 * Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates 6×10-6 5×10-5 3×10-3 1×10 -3 3 7 Terpenes Ethoxylated nonylphenol2 6×10-6 4.5×10-5 3.0×10-3 1×10-3 3 Alkoxylated alcohols 2×10-5 1×10-4 9×10-3 1×10-1 9×10 -2 8 Water Hydrocarbons, aromatic Propylene glycol ethers Alkyl benzene sulfonates 1.11×10-4 8.08×10-4 4.95×10-2 1×10+1 5×10-1 Ethoxylated nonylphenol2 1.7×10-5 1.29×10-4 8.5×10-3 1×10-3 8.5 Alkoxylated alcohols 1×10-4 8×10-4 5×10-2 2×10-1 3×10-1 Alkali/salts 0 0 0 9 Fatty acid derivatives 2×10-4 1×10-3 1×10-1 * Water Ethoxylated nonylphenol2 6×10-6 4.5×10-5 3×10-3 1×10 -3 3 10 Fatty acid derivatives 7×10-5 5×10 -4 3×10 -2 * Water 11 Fatty acid derivatives 1×10-4 9×10-4 6×10-2 * Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates 3×10-5 2×10-4 2×10-2 1×10 -3 2×10 +1 12 Hydrocarbons, petroleum distillates 13 Hydrocarbons, petroleum distillates Terpenes 14 Fatty acid derivatives 3×10-5 2×10 -4 1×10 -2 * Ethylene glycol ethers 16 Terpenes

3-42 3.4 RISK CHARACTERIZATION

Stream concentrations (mg/L) Concern Low1 Form. Chemical Components50th %ile 10th %ile 10th %ile conc "cc" flow Number (mg/L) conc/ Mean flow Mean flow Low flow "cc" 17 Ethoxylated nonylphenol2 4×10-6 3.3×10-5 2.2×10-3 1×10-3 2.2 Propylene glycol ethers Fatty acid derivatives 2×10-6 2×10-5 1×10-3 2 5×10-4 Alkali/salts Water 18 Fatty acid derivatives 1×10-4 8×10-4 5×10-2 * Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Dibasic esters Esters/lactones Alkyl benzene sulfonates 3×10-5 2×10-4 2×10-2 1×10 -3 2×10 +1 19 Fatty acid derivatives 9×10-5 7×10 -4 4×10 -2 * Ethylene glycol ethers 20 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates 8×10-5 6×10 -4 4×10 -2 1×10 -3 4×10 +1 21 Hydrocarbons, aromatic Hydrocarbons, petroleum distillates Fatty acid derivatives 2×10-5 2×10 -4 1×10 -2 * 22 Fatty acid derivatives 1×10-4 1×10 -3 7×10 -2 * Hydrocarbons, aromatic 23 Terpenes Nitrogen heterocyclics Alkoxylated alcohols 24 Terpenes Ethylene glycol ethers Ethoxylated nonylphenol2 9×10-6 7×10-5 4.6×10-3 1×10-3 4.6 Alkyl benzene sulfonates 8×10-6 6×10-5 4×10-3 3×10-2 1×10-1 Alkali/salts 3×10-5 2×10-4 2×10-2 9×10-2 2×10-1 25 Terpenes Esters/lactones 26 Fatty acid derivatives 2.08×10-4 2.06×10-3 1.04×10-1 3×10-1 Esters/lactones 8×10-6 6×10-5 4×10-3 3×10-1 1×10 -2 27 Terpenes 28 Hydrocarbons, petroleum distillates 29 Fatty acid derivatives 3×10-4 2×10 -3 1×10 -1 * 30 Hydrocarbons, aromatic Ethylene glycol ethers 31 Hydrocarbons, aromatic Hydrocarbons, petroleum distillates 32 Hydrocarbons, petroleum distillates 33 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Propylene glycol ethers

3-43 CHAPTER 3: RISK

Stream concentrations (mg/L) Concern Low1 Form. Chemical Components50th %ile 10th %ile 10th %ile conc "cc" flow Number (mg/L) conc/ Mean flow Mean flow Low flow "cc" 34 Water Terpenes Hydrocarbons, petroleum distillates Alkoxylated alcohols 6×10-5 4×10-4 3×10-2 3×10-1 1×10-1 Fatty acid derivatives 3×10-5 3×10-4 2×10-2 7×10-2 3×10-1 35 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic 36 Fatty acid derivatives 2×10-4 1×10 -3 9×10 -2 * Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Propylene glycol ethers 37 Water Hydrocarbons, petroleum distillates Aliphatic hydrocarbon Hydrocarbons, aromatic 38 Hydrocarbons, petroleum distillates Alkoxylated alcohols Fatty acid derivatives 39 Water Hydrocarbons, petroleum distillates Propylene glycol ethers Alkanolamines 2×10-5 2×10 -4 1×10 -2 1 1×10 -2 Ethylene glycol ethers 40 Hydrocarbons, aromatic Hydrocarbons, petroleum distillates Fatty acid derivatives Ethoxylated nonylphenol2-6-5-3-3 9×10 6.7×10 4.4×10 1×10 4.4

1 Low flow concentration/concern concentration; reported as mg/L 2 Based on testing data (Weeks, J.A. et al. 1996. Proceedings of the CESIO 4th World Surfactants Congress, Barcelona, Spain. Brussels, Belgium: European Committee on Surfactants and Detergents, pp. 276-291.) the original estimate of POTW removal has been changed from 100% reported in the draft document to 95% in the final report. This revision results in increased estimates of releases to surface water. When the releases to surface water are compared with the concern concentration set at the default value of 0.001 mg/L, the formulations containing ethoxylated nonylphenols (formulations 4, 5, 7, 8, 9, 17, 24 and 40) present concerns to aquatic species that were not reported in the draft CTSA. * No effects expected at saturation.

3.4.3 Occupational Risks

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

3-44 3.4 RISK CHARACTERIZATION

HJYDULRXVSHWUROHXPK\GURFDUERQVJO\FROHWKHUVGLHWKDQRODPLQHDUHSUREDEO\ZHOODEVRUEHG GHUPDOO\

:RUNHULQKDODWLRQULVNVDUHYHU\ORZIRUDOPRVWDOORIWKHIRUPXODWLRQVUHIOHFWLYHRIWKH JHQHUDOO\ORZH[SRVXUHOHYHOVDVVHHQLQ7DEOH2QO\RQHIRUPXODWLRQ IRUPXODWLRQQXPEHU WULJJHUHGLQKDODWLRQFRQFHUQV

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

7KHFDOFXODWHGULVNQXPEHUVVKRXOGEHYLHZHGDVORZFRQILGHQFHHVWLPDWHVEHFDXVHRIWKH PDQ\XQFHUWDLQWLHVDVVRFLDWHGZLWKERWKWKHKD]DUGDQGH[SRVXUHFRPSRQHQWVRIWKHFDOFXODWLRQ +RZHYHU PRVW RI WKH ULVN FRQFOXVLRQV WKDW IROORZ FDQ EH UHJDUGHG ZLWK PRGHUDWH WR KLJK FRQILGHQFHEHFDXVHPRVWRIWKHFRQFOXVLRQVDUHEDVHGRQULVNHVWLPDWHVWKDWIDOOIDUDERYHRUIDU EHORZVWDQGDUGULVNEHQFKPDUNV7KXVWKH§WUXH¨ULVNYDOXHFRXOGYDU\VXEVWDQWLDOO\IURPWKH HVWLPDWHG YDOXH ZLWKRXW FKDQJLQJ WKH FRQFOXVLRQ  ,Q SDUWLFXODU FRQFOXVLRQV RI ORZ FRQFHUQ JHQHUDOO\FDQEHUHJDUGHGZLWKKLJKFRQILGHQFHEHFDXVHRIWKHFRQVHUYDWLYHDSSURDFK LHRQHWKDW RYHUHVWLPDWHVWKHULVN WDNHQLQWKHDVVHVVPHQW&RQFOXVLRQVEDVHGRQVPDOOH[FHVVHVRIULVN EHQFKPDUNVVKRXOGEHYLHZHGZLWKORZFRQILGHQFHDVVKRXOGDQ\FRQFOXVLRQVEDVHGSULPDULO\RQ VWUXFWXUHDFWLYLW\SUHGLFWLRQV

Table 3-8. Worker Occupational Risk Estimates

Margin of Exposure (MOE)1,2 Form. Chemical Components Dermal Inhalation Number 1 Fatty acid derivatives Alkoxylated alcohols 3 Hydrocarbons, petroleum distillates Fatty acid derivatives Hydrocarbons, aromatic 10 4464 Hydrocarbons, aromatic 1 33 Hydrocarbons, aromatic 0.36 (HQ) 0.02 (HQ) Hydrocarbons, aromatic 1 (HQ) 0.02 (HQ) Alkyl benzene sulfonates 4 Terpenes 5 236 Ethoxylated nonylphenol 135 Ethoxylated nonylphenol 159

3-45 CHAPTER 3: RISK

Margin of Exposure (MOE)1,2 Form. Chemical Components Dermal Inhalation Number 5 Water Hydrocarbons, aromatic 10 1.8×104 Ethylene glycol ethers 26 1.8×105 Ethoxylated nonylphenol 117 Alkyl benzene sulfonates Alkoxylated alcohols Alkyl benzene sulfonates Alkali/salts 6 Fatty acid derivatives Hydrocarbons, petroleum distillates 38 6233 Hydrocarbons, aromatic Alkyl benzene sulfonates 7 Terpenes Terpenes 22 1.8×104 Terpenes Terpenes Terpenes Terpenes Terpenes Ethoxylated nonylphenol 318 Alkoxylated alcohols 8 Water Hydrocarbons, aromatic Propylene glycol ethers 200 4.1×104 Alkyl benzene sulfonates Ethoxylated nonylphenol 135 Alkyl benzene sulfonates Alkoxylated alcohols Alkyl benzene sulfonates Alkali/salts 9 Fatty acid derivatives Water Ethoxylated nonylphenol 455 10 Fatty acid derivatives Water 11 Fatty acid derivatives Hydrocarbons, petroleum distillates 21 4429 Hydrocarbons, aromatic Alkyl benzene sulfonates

3-46 3.4 RISK CHARACTERIZATION

Margin of Exposure (MOE)1,2 Form. Chemical Components Dermal Inhalation Number 12 Hydrocarbons, petroleum distillates Hydrocarbons, petroleum distillates 73 7.0×104 Water 14 Fatty acid derivatives Propylene glycol ethers Water 16 Terpenes 22 1.8×104 Terpenes Terpenes Terpenes Terpenes Terpenes Terpenes 17 Ethoxylated nonylphenol 515 Propylene glycol ethers 0.05 (HQ) 6×10-6 (HQ) Fatty acid derivatives Alkali/salts 5208 Water 18 Fatty acid derivatives Hydrocarbons, petroleum distillates 26 5803 Hydrocarbons, aromatic Dibasic esters 4 5405 Dibasic esters 4 9091 Dibasic esters 4 5263 Esters/lactones Alkyl benzene sulfonates 19 Fatty acid derivatives Propylene glycol ethers Water 20 Water Hydrocarbons, petroleum distillates 84 9.4×104 Hydrocarbons, aromatic Alkyl benzene sulfonates 21 Hydrocarbons, aromatic 13 4464 Hydrocarbons, petroleum distillates 8 1336 Fatty acid derivatives 22 Fatty acid derivatives Hydrocarbons, aromatic Water

3-47 CHAPTER 3: RISK

Margin of Exposure (MOE)1,2 Form. Chemical Components Dermal Inhalation Number 23 Terpenes 63 2.1×104 Nitrogen heterocyclics 98 2.1×104 Alkoxylated alcohols Water 24 Terpenes 28 7292 Ethylene glycol ethers 83 7.8×105 Ethoxylated nonylphenol 218 Alkyl benzene sulfonates 2 Alkali/salts Water 25 Terpenes Terpenes 22 1.8×104 Terpenes Terpenes Terpenes Terpenes Esters/lactones 218 1.5 x 104 26 Fatty acid derivatives Esters/lactones 45 Fatty acid derivatives 151 Esters/lactones 27 Terpenes Terpenes Terpenes Terpenes Terpenes 455 3.6×105 Terpenes Terpenes 28 Hydrocarbons, petroleum distillates 7 110 29 Fatty acid derivatives 30 Hydrocarbons, aromatic 4 5168 Propylene glycol ethers Water 31 Hydrocarbons, aromatic 17 1.1×104 Hydrocarbons, petroleum distillates 32 Hydrocarbons, petroleum distillates

3-48 3.4 RISK CHARACTERIZATION

Margin of Exposure (MOE)1,2 Form. Chemical Components Dermal Inhalation Number 33 Hydrocarbons, petroleum distillates 10 1.0×104 Hydrocarbons, aromatic 11 2.2×104 Propylene glycol ethers 3322 3.6×105 Water 34 Water Terpenes 26 5147 Hydrocarbons, petroleum distillates Alkoxylated alcohols 140 Fatty acid derivatives 35 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic 3 1.1×104 36 Fatty acid derivatives Hydrocarbons, petroleum distillates 50 8014 Hydrocarbons, aromatic Propylene glycol ethers 1979 6.4×104 37 Water Hydrocarbons, petroleum distillates Hydrocarbons, aliphatic Hydrocarbons, aromatic 100 1.5×105 38 Hydrocarbons, petroleum distillates Alkoxylated alcohols Fatty acid derivatives 39 Water Hydrocarbons, petroleum distillates 50 5.6×104 Propylene glycol ethers 200 8.8×104 Alkanolamines 25 Ethylene glycol ethers 83 4.5×105 40 Hydrocarbons, aromatic Hydrocarbons, petroleum distillates 59 8415 Fatty acid derivatives Ethoxylated nonylphenol 318

1 A Margin-of-Exposure (MOE) or a Hazard Quotient (HQ) gives an estimate of the "margin of safety" between an estimated exposure level and the level at which adverse effects may occur. Hazard Quotient values below unity imply that adverse effects are very unlikely to occur. The more the Hazard Quotient exceeds unity, the greater is the level of concern. High MOE values such as values greater that 100 for a NOAEL-based MOE or 1000 for a LOAEL-based MOE imply a low level of concern. As the MOE decreases, the level of concern increases. The hazard values used in the HQ or MOE calculations were taken from Table 2-3. The exposure values used in the calculations were taken from Table 3-2. 2 The absence of HQ or MOE values in this table indicates that insufficient hazard data were available to calculate a HQ or MOE for that chemical.

3-49 CHAPTER 3: RISK

%HORZLVDVXPPDU\RIULVNVIRXQGIRUHDFKIRUPXODWLRQ7KLVVXPPDU\LVLQWHQGHGWR FRQYH\WKHULVNVWKDWWKHVHIRUPXODWLRQVPD\SUHVHQWXQGHUW\SLFDOFRQGLWLRQVRIXVH$VXPPDU\ RIWKHWR[LFRORJLFDOHQGSRLQWVDVVRFLDWHGZLWKFKHPLFDOVRIFRQFHUQLVVKRZQLQ7DEOH

%ODQNHW:DVK

:RUNHU5LVN

5LVNV IRU WKLV IRUPXODWLRQ FRXOG QRW EH TXDQWLILHG GXH WR WKH XQDYDLODELOLW\ RI KD]DUG YDOXHVG +RZHYHURYHUDOOFRQFHUQLVORZEHFDXVHRIORZLQKDODWLRQH[SRVXUHOHYHOVSRRUGHUPDO DEVRUSWLRQDQGORZWRPRGHUDWHWR[LFRORJLFFRQFHUQEDVHGRQVWUXFWXUHDFWLYLW\DQDO\VLV

%ODQNHW:DVK

:RUNHU5LVN'HUPDO([SRVXUH

+D]DUG TXRWLHQW FDOFXODWLRQV LQGLFDWH D FRQFHUQ IRU H[SRVXUH WR VRPH DURPDWLF K\GURFDUERQVDQGYHU\ORZFRQFHUQIRUH[SRVXUHWRRWKHUDURPDWLFK\GURFDUERQV+RZHYHUWKH KD]DUGYDOXHVDUHEDVHGXSRQRUDORULQKDODWLRQVWXGLHV0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWH FRQFHUQIRUH[SRVXUHVWRDURPDWLFK\GURFDUERQV+RZHYHUWKHKD]DUGYDOXHVDUHEDVHGXSRQ LQKDODWLRQVWXGLHV5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWR WKHXQDYDLODELOLW\RIKD]DUGYDOXHV

:RUNHU5LVN,QKDODWLRQ([SRVXUH

+D]DUG TXRWLHQW FDOFXODWLRQV LQGLFDWH YHU\ ORZ FRQFHUQ IRU H[SRVXUH WR DURPDWLF K\GURFDUERQV+RZHYHUWKHKD]DUGYDOXHIRURQHRIWKHVHDURPDWLFK\GURFDUERQVLVEDVHGXSRQ DQRUDOVWXG\7KH5I'XVHGWRFDOFXODWHWKHULVNHVWLPDWHLVFODVVLILHGDV§ORZFRQILGHQFH¨E\,5,6 ,QWHJUDWHG 5LVN ,QIRUPDWLRQ 6\VWHP   0DUJLQ RI H[SRVXUH FDOFXODWLRQV LQGLFDWH FRQFHUQ IRU H[SRVXUHWRFHUWDLQDURPDWLFK\GURFDUERQVEXWYHU\ORZFRQFHUQIRUH[SRVXUHWRRWKHUV'XHWR QHJOLJLEOHLQKDODWLRQH[SRVXUHWKHDON\OEHQ]HQHVXOIRQDWHVDQGIDWW\DFLGGHULYDWLYHVXVHGLQWKLV IRUPXODWLRQ SUHVHQW QR FRQFHUQ  5LVNV IRU RWKHU FKHPLFDOV LQ WKH IRUPXODWLRQ FRXOG QRW EH TXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUGYDOXHV

%ODQNHW:DVK

:RUNHU5LVN'HUPDO([SRVXUH

0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHWRWHUSHQHVDQGORZFRQFHUQ IRUH[SRVXUHWRWKHHWKR[\ODWHGQRQ\OSKHQROV+RZHYHUWKHKD]DUGYDOXHIRUWHUSHQHVLVEDVHG XSRQDQRUDOVWXG\

:RUNHU5LVN,QKDODWLRQ([SRVXUH

0DUJLQ RI H[SRVXUH FDOFXODWLRQV LQGLFDWH D YHU\ ORZ FRQFHUQ IRU H[SRVXUH WR WHUSHQHV +RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQRUDOVWXG\'XHWRQHJOLJLEOHH[SRVXUHQRFRQFHUQ H[LVWVIRUH[SRVXUHWRWKHHWKR[\ODWHGQRQ\OSKHQROV

d Hazard values refer to NOAELs, LOAELs, RfDs, or RfCs used in calculating hazard quotients or margins of exposure or slope factor used in calculating carcinogenic risk. The specific toxicologic endpoints associated with the chemicals of concern are shown in Table 2-3 “Human Health Hazard Summary”

3-50 3.4 RISK CHARACTERIZATION

%ODQNHW:DVK

:RUNHU5LVN'HUPDO([SRVXUH

0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHVWRDURPDWLFK\GURFDUERQV DQG HWK\OHQH JO\FRO HWKHUV DQG YHU\ ORZ FRQFHUQ IRU H[SRVXUH WR HWKR[\ODWHG QRQ\OSKHQROV +RZHYHUWKHKD]DUGYDOXHIRUDURPDWLFK\GURFDUERQVLVEDVHGXSRQDQLQKDODWLRQVWXG\5LVNV IRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUG YDOXHV

:RUNHU5LVN,QKDODWLRQ([SRVXUH

0DUJLQ RI H[SRVXUH FDOFXODWLRQV LQGLFDWH D YHU\ ORZ FRQFHUQ IRU H[SRVXUH WR DURPDWLF K\GURFDUERQVDQGHWK\OHQHJO\FROHWKHUV'XHWRQHJOLJLEOHH[SRVXUHQRFRQFHUQH[LVWVIRUWKH RWKHUFKHPLFDOVLQWKLVIRUPXODWLRQ

%ODQNHW:DVK

:RUNHU5LVN'HUPDO([SRVXUH

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

:RUNHU5LVN,QKDODWLRQ([SRVXUH

0DUJLQ RI H[SRVXUH FDOFXODWLRQV LQGLFDWH YHU\ ORZ FRQFHUQ IRU H[SRVXUH WR SHWUROHXP GLVWLOODWHK\GURFDUERQV'XHWRORZRUQHJOLJLEOHLQKDODWLRQH[SRVXUHVWKHSHWUROHXPGLVWLOODWH K\GURFDUERQVDON\OEHQ]HQHVXOIRQDWHVDQGIDWW\DFLGGHULYDWLYHVXVHGLQWKLVIRUPXODWLRQSUHVHQW OLWWOHRUQRFRQFHUQ

%ODQNHW:DVK

:RUNHU5LVN'HUPDO([SRVXUH

0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHWRWHUSHQHVDQGYHU\ORZ FRQFHUQIRUH[SRVXUHWRHWKR[\ODWHGQRQ\OSKHQRO+RZHYHUWKHKD]DUGYDOXHIRUWHUSHQHVLVEDVHG XSRQDQRUDOVWXG\5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWR WKHXQDYDLODELOLW\RIKD]DUGYDOXHVDOWKRXJKQRQHRIWKHFKHPLFDOVSUHVHQWPRUHWKDQDORZWR PRGHUDWHKD]DUGFRQFHUQEDVHGRQVWUXFWXUHDFWLYLW\DQDO\VLV

:RUNHU5LVN,QKDODWLRQ([SRVXUH

0DUJLQ RI H[SRVXUH FDOFXODWLRQV LQGLFDWH D YHU\ ORZ FRQFHUQ IRU H[SRVXUH WR WHUSHQHV +RZHYHU WKH KD]DUG YDOXH LV EDVHG XSRQ DQ RUDO VWXG\  'XH WR ORZ RU QHJOLJLEOH LQKDODWLRQ H[SRVXUHVRWKHUFKHPLFDOVLQWKHIRUPXODWLRQSUHVHQWOLWWOHRUQRFRQFHUQ

3-51 CHAPTER 3: RISK

Table 3-9. Occupational Risks Summarized by Formulation

Form. Number Chemicals of Concern* Toxicologic Concern**

1 None 3 Hydrocarbons, aromatic kidney effects, urinary tract and enzyme effects, (inhalation and dermal exposures) reproductive and developmental effects 4 Terpenes liver effects 5 Hydrocarbons, aromatic reproductive and developmental effects Ethylene glycol ethers blood effects 6 Hydrocarbons, petroleum distillates blood effects Hydrocarbons, aromatic possible presence of carcinogens 7 Terpenes liver effects 8 Propylene glycol ethers blood effects Hydrocarbons, aromatic possible presence of carcinogens 9 None 10 None 11 Hydrocarbons, petroleum distillates blood effects Hydrocarbons, aromatic possible presence of carcinogens 12 Hydrocarbons, petroleum distillates blood effects 14 None 16 Terpenes liver effects 17 Fatty acid derivatives possible concern for diethanolamine component of salt 18 Hydrocarbons, petroleum distillates blood effects Dibasic esters olfactory effects 19 None 20 Hydrocarbons, petroleum distillates blood effects Hydrocarbons, aromatic possible presence of carcinogens 21 Hydrocarbons, aromatic reproductive and developmental effects Hydrocarbons, petroleum distillates blood effects 22 Hydrocarbons, aromatic possible presence of carcinogens 23 Terpenes liver effects Nitrogen heterocyclics developmental effects 24 Alkyl benzene sulfonates concern based on MOE from single dose study Terpenes liver effects Ethylene glycol ethers blood effects 25 Terpenes liver effects Esters/lactones developmental effects 26 Esters/lactones developmental effects

3-52 3.4 RISK CHARACTERIZATION

Form. Number Chemicals of Concern* Toxicologic Concern**

27 Terpenes liver effects 28 Hydrocarbons, petroleum distillates blood effects 29 None 30 Hydrocarbons, aromatic reproductive and developmental effects 31 Hydrocarbons, aromatic reproductive and developmental effects 32 Insufficient data for evaluation 33 Hydrocarbons, aromatic reproductive and developmental effects Hydrocarbons, petroleum distillates blood effects 34 Terpenes liver effects 35 Hydrocarbons, aromatic reproductive and developmental effects 36 Hydrocarbons, petroleum distillates blood effects Hydrocarbons, aromatic possible presence of carcinogens 37 Hydrocarbons, aromatic reproductive and developmental effects 38 Insufficient data for evaluation 39 Hydrocarbons, petroleum distillates blood effects Propylene glycol ethers blood effects Ethylene glycol ethers blood effects Alkanolamines blood effects 40 Hydrocarbons, petroleum distillates blood effects Hydrocarbons, aromatic possible presence of carcinogens

* Table lists only chemicals that triggered concern. Formulations may also include other chemicals. All concerns are for dermal exposures only unless otherwise specified. Identification of chemicals of concern is based on Hazard Quotient and Margin-of-Exposure estimates shown in Table 3-8. The Hazard Quotient and Margin-of-Exposure estimates do not necessarily apply to all of the toxicologic endpoints listed in this table. Hazard Quotient and Margin-of- Exposure calculations are usually based on a "NOAEL" or the "LOAEL" for the most sensitive endpoint.

** The "Toxicologic Concern" column lists adverse effects that have been reported in the literature for animal or human studies. This is simply a qualitative listing of reported effects and does not imply anything about the severity of the effects nor the doses at which the effects occur. Furthermore, an entry in this column does not necessarily imply that EPA has reviewed the reported studies or that EPA concurs with the authors' conclusions. Toxicologic concerns are described as follows: blood effects = hematological effects, i.e., adverse effects on blood cells carcinogens = possible cancer causing agents developmental effects = adverse effects on the developing embryo, fetus, or newborn kidney effects = adverse effects on kidney physiology liver effects = adverse effects on liver physiology olfactory effects = adverse effects on nasal physiology reproductive effects = adverse effects on the ability of either males or females to reproduce "none" = no concern at predicted exposure levels

3-53 CHAPTER 3: RISK

Blanket Wash 8

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate low concern for propylene glycol ethers and very low concern for ethoxylated nonylphenol. Risks for other chemicals in this formulation could not be quantified due to the unavailability of hazard values. Structure-activity analysis indicates a moderate hazard concern for aromatic hydrocarbons because of the possible presence of carcinogenic compounds. The other compounds in the formulation present low to moderate hazard concerns.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for propylene glycol ethers. However, the hazard value is based upon a subacute oral study. Due to low or negligible inhalation exposures, other chemicals in the formulation present little or no concern.

Blanket Wash 9

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate a very low concern for ethoxylated nonylphenol. Risks for the fatty acid derivative could not be quantified but is expected to be very low based on structure-activity predictions of low toxicity and poor dermal absorption.

Worker Risk - Inhalation Exposure

Due to negligible inhalation exposure, the chemicals used in this formulation present no concern.

Blanket Wash 10

Worker Risk - Dermal Exposure

Risk for this formulation could not be quantified but is expected to be very low based on structure- activity predictions of low toxicity and poor dermal absorption of the fatty acid derivatives.

Worker Risk - Inhalation Exposure

Due to negligible exposure, the fatty acid derivatives used in this formulation present no concern.

Blanket Wash 11

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for exposure to petroleum distillate hydrocarbons. However, the hazard value is based upon an inhalation study. Risks for the other chemicals in this formulation could not be quantified due to the unavailability of hazard values.

Structure-activity analysis indicates a moderate hazard concern for aromatic hydrocarbons because of the possible presence of carcinogenic compounds. The alkyl benzene sulfonates are of low concern because of their expected low rate of dermal absorption and low to moderate hazard.

3-54 3.4 RISK CHARACTERIZATION

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for exposure to petroleum distillate hydrocarbons. Due to low or negligible inhalation exposures, other chemicals in the formulation present little or no concern.

Blanket Wash 12

Worker Risks - Dermal Exposure

Margin of exposure calculations indicate concern for petroleum distillate hydrocarbons. However the hazard value is based upon an inhalation study. Risk could not be quantified but structure-activity analysis indicates a low to moderate hazard concern.

Worker Risks - Inhalation Exposure

Margin of exposure calculations indicate very low concern for petroleum distillate hydrocarbons. Risk could not be quantified but is expected to be low because of low exposure and low to moderate toxicity.

Blanket Wash 14

Worker Risks - Dermal Exposure

Risks for this formulation could not be quantified but are expected to be low because of structure- activity predictions of low toxicity for both the fatty acid derivatives and the propylene glycol ethers. Also, the fatty acid derivatives are expected to be poorly absorbed.

Worker Risks - Inhalation Exposure

Due to negligible exposure, the fatty acid derivatives used in this formulation present no concern. Risks for the propylene glycol ether are also expected to be low because of low exposure and its predicted low toxicity.

Blanket Wash 16

Worker Risks - Dermal Exposure

Margin of exposure calculations indicate concern for exposure to terpenes. However, the hazard value is based upon an oral study. Risks for the other chemicals in this formulation could not be quantified due the unavailability of hazard values. Structure-activity analyses of these compounds indicates low to moderate hazard concerns.

Worker Risks - Inhalation Exposure

Margin of exposure calculations indicate very low concern for exposure to terpenes. However, the hazard value for terpenes is based upon an oral study. Risks for the other chemicals in this formulation could not be quantified but are expected to be low because of low exposures and low to moderate toxicity.

3-55 CHAPTER 3: RISK

Blanket Wash 17

Worker Risks - Dermal Exposure

Hazard quotient calculations indicate very low concern for propylene glycol ethers. However, the hazard value is based upon an oral study. Margin of exposure calculations indicate very low concern for ethoxylated nonylphenol and alkali/salts. However, the hazard value for alkali salts is based upon oral values. The alkanolamine component of the fatty acid derivative/alkanolamine salt presents a possible concern. However, dermal absorption of the alkanolamine salt is likely to be lower than that of free alkanolamine.

Worker Risks - Inhalation Exposure

Hazard quotient calculations indicate no concern for glycols. However, the hazard value is based upon an oral study. Due to negligible inhalation exposure, ethoxylated nonylphenol, fatty acid derivatives and alkali/salts present very low concern.

Blanket Wash 18

Worker Risks - Dermal Exposure

Margin of exposure calculations indicate concern for petroleum distillate hydrocarbons and dibasic esters. However, the hazard values are based on inhalation studies. Risk from the alkyl benzene sulfonates could not be quantified but is expected to be low because of structure-activity predictions of poor absorption and low to moderate toxicity. Risk from esters/lactones is also expected to be low based on structure-activity predictions of low toxicity.

Worker Risks - Inhalation Exposure

Margin of exposure calculations indicate very low concern for petroleum distillate hydrocarbons and dibasic esters. Risks for other chemicals in this formulation could not be quantified but are expected to be low due to low or negligible exposures and low to moderate hazard concerns.

Blanket Wash 19

Worker Risk - Dermal Exposure

Risks for this formulation could not be calculated due to the unavailability of hazard values. However, risks are expected to be low based on structure-activity predictions of low toxicity of propylene glycol ethers and poor absorption and low to moderate toxicity of the fatty acid derivatives.

Worker Risk - Inhalation Exposure

Due to negligible exposure, the fatty acid derivatives present no concern. Risks for propylene glycol ethers are expected to be low because of low exposure and low hazard concern.

Blanket Wash 20

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for petroleum distillate hydrocarbons. However, the hazard value is based upon an inhalation study. Risks for the other chemicals in this formulation could not be quantified due to the unavailability of hazard values. Risk from the alkyl benzene sulfonates is

3-56 3.4 RISK CHARACTERIZATION expected to be low because of structure-activity predictions of poor absorption and low to moderate toxicity. Structure-activity analysis indicates a moderate hazard concern for aromatic hydrocarbons because of the possible presence of carcinogenic compounds.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for petroleum distillate hydrocarbons. Risks for other chemicals in this formulation could not be quantified but are expected to be low due to low or negligible exposures and low to moderate hazard concerns.

Blanket Wash 21

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for aromatic hydrocarbons and petroleum distillate hydrocarbons. However, the hazard values are based upon inhalation studies. Risk for the fatty acid derivatives could not be quantified but are expected to be low based on structure-activity predictions of poor absorption and low toxicity.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for aromatic hydrocarbons and petroleum distillate hydrocarbons. Due to negligible exposure and predicted low toxicity and absorption, fatty acid derivatives presents no concern.

Blanket Wash 22

Worker Risk - Dermal Exposure

Risks for this formulation could not be calculated due to the unavailability of hazard values. Structure- activity analysis indicates a moderate hazard concern for aromatic hydrocarbons because of the possible presence of carcinogenic compounds. Risks from the fatty acid derivatives are expected to be low based on structure-activity predictions of poor absorption and low to moderate toxicity.

Worker Risk - Inhalation Exposure

Risks could not be quantified but are expected to be low due to low or negligible exposures.

Blanket Wash 23

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate possible concerns for terpenes and nitrogen heterocyclics. However, the hazard value for terpenes is based upon an oral study. Risks for the alkoxylated alcohols could not be quantified but are expected to be low based on structure-activity predictions of poor absorption and low to moderate toxicity.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for terpenes and nitrogen heterocyclics. However, the hazard value for terpenes is based upon an oral study. Risks for the alkoxylated alcohols could not be quantified but are expected to be low based on low exposure and structure-activity predictions of poor absorption and low to moderate toxicity.

3-57 CHAPTER 3: RISK

Blanket Wash 24

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for alkyl benzene sulfonates and terpenes, possible concern for ethylene glycol ethers, and very low concern for ethoxylated nonylphenol. However, the hazard value for terpenes is based upon an oral study. Risks for alkali/salts could not be quantified but are expected to be very low based on structure-activity predictions of no absorption and low to moderate toxicity.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for terpenes and ethylene glycol ethers. However, the hazard value for terpenes is based upon an oral study. Due to negligible exposure, the other chemicals in this formulation present no concern.

Blanket Wash 25

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for exposure to terpenes and possible concern for exposure to esters/lactones. However, the hazard values are based upon oral studies. Risks for other chemicals in this formulation could not be quantified due to the unavailability of hazard values. The other chemicals are all terpene-type compounds and are rated as low to moderate hazard concern based on structure-activity analysis.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for exposure to terpenes and esters/lactones. However, the hazard values are based upon oral studies. Risks for other chemicals in this formulation could not be quantified but are expected to be low based on low exposure and structure-activity predictions of low to moderate toxicity.

Blanket Wash 26

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for esters/lactones, and very low concern for the fatty acid derivatives. However, the hazard values are based upon oral studies. Risks for the fatty acid derivatives could not be quantified but are expected to be low because of structure-activity predictions of poor absorption and low toxicity.

Worker Risk - Inhalation Exposure

Due to negligible exposure, the chemicals used in this formulation present no concern.

Blanket Wash 27

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for terpenes. However, the hazard value is based upon an oral study. Risks for other chemicals in this formulation could not be quantified due to the

3-58 3.4 RISK CHARACTERIZATION unavailability of hazard values. The other chemicals are all terpene-type compounds and are rated as low to moderate hazard concern based on structure-activity analysis.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for terpenes. However, the hazard value is based upon an oral study. Risks for other chemicals in this formulation could not be quantified but are expected to be low based on low exposure and structure-activity predictions of low to moderate toxicity.

Blanket Wash 28

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for petroleum distillate hydrocarbons. However, the hazard value is based upon an inhalation study.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate low concern for petroleum distillate hydrocarbons.

Blanket Wash 29

Worker Risk - Dermal Exposure

Risks for this formulation could not be quantified but are expected to be low because of structure- activity predictions of poor absorption and low toxicity for the fatty acid derivatives.

Worker Risk - Inhalation Exposure

Due to negligible exposure, the chemicals in this formulation present no concern.

Blanket Wash 30

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for aromatic hydrocarbons. However, the hazard value is based upon an inhalation study. Risks for propylene glycol ethers could not be quantified due to the unavailability of hazard values. Structure-activity analysis indicates low hazard concern for propylene glycol ethers.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for aromatic hydrocarbons. Risks for propylene glycol ethers could not be quantified but are expected to be low based on low exposure and structure-activity predictions of low toxicity.

Blanket Wash 31

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for exposure to aromatic hydrocarbons. However, the hazard value is based upon an inhalation study. Risks for petroleum distillate hydrocarbons could not be quantified due to the unavailability of hazard values. Structure-activity analysis indicates low to moderate hazard concern for petroleum distillate hydrocarbons.

3-59 CHAPTER 3: RISK

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for exposure to aromatic hydrocarbons. Risks for petroleum distillate hydrocarbons could not be quantified but are expected to be low based on low exposure and structure-activity predictions of low to moderate toxicity.

Blanket Wash 32

Worker Risk

Risks for this formulation could not be quantified due to the unavailability of hazard values. Structure- activity analysis indicates low to moderate hazard concern for petroleum distillate hydrocarbons.

Blanket Wash 33

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for petroleum distillate hydrocarbons and aromatic hydrocarbons, and very low concerns for propylene glycol ethers. However, the hazard values for petroleum distillate hydrocarbons and aromatic hydrocarbons are based upon an inhalation study.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for petroleum distillate hydrocarbons, aromatic hydrocarbons, and propylene glycol ethers.

Blanket Wash 34

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concerns for terpenes and very low concerns for the fatty acid derivatives. However, the hazard values are based upon oral studies. Risks for fatty acid derivatives could not be quantified but are expected to be low because of structure-activity predictions of poor absorption and low to moderate toxicity. Risks for petroleum distillate hydrocarbons could not be quantified. Structure- activity analysis indicates low to moderate hazard concern for these chemicals.

Worker Risk - Inhalation Exposure

Margin of exposure values indicate very low concern for terpenes. However, the hazard value is based upon an oral study. Due to negligible exposure, the fatty acid derivatives present no concern. Risks for petroleum distillate hydrocarbons could not be quantified but are expected to be low because of low exposure and structure-activity predictions of low to moderate hazard concern.

Blanket Wash 35

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for aromatic hydrocarbons. However, the hazard value is based upon an inhalation study. Risks for petroleum distillate hydrocarbons could not be quantified due to the unavailability of hazard values. Structure-activity analysis indicates low to moderate hazard concern for petroleum distillate hydrocarbons.

3-60 3.4 RISK CHARACTERIZATION

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for aromatic hydrocarbons. Risks for petroleum distillate hydrocarbons could not be quantified but are expected to be low based on low exposure and structure-activity predictions of low to moderate toxicity.

Blanket Wash 36

Worker Risk - Dermal Exposure

Margin of exposure calculation indicate concern for petroleum distillate hydrocarbons, and very low concern for propylene glycol ethers. However, the hazard value for petroleum distillate hydrocarbons is based upon an inhalation study. Risks for other chemicals in this formulation could not be quantified due to the unavailability of hazard values. Structure-activity analysis indicates a moderate hazard concern for aromatic hydrocarbons because of the possible presence of carcinogenic compounds. Risks from fatty acid derivatives are expected to be low because of structure-activity predictions of poor absorption and low toxicity.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for petroleum distillate hydrocarbons and propylene glycol ethers. Due to negligible exposure, the fatty acid derivatives present no concern. Risks from aromatic hydrocarbons could not be quantified but are expected to be low because of low exposure.

Blanket Wash 37

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate possible concern for aromatic hydrocarbons. Risks for other chemicals in this formulation could not be quantified due to the unavailability of hazard values. The petroleum distillate hydrocarbons are considered to present low to moderate hazard concerns according to structure- activity analysis.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for aromatic hydrocarbons. Risks for other chemicals in this formulation could not be quantified but are expected to be low because of low exposure and structure-activity predictions of low to moderate hazard.

Blanket Wash 38

Worker Risk - Dermal Exposure

Risks for this formulation could not be quantified due to the unavailability of hazard values. The fatty acid derivatives and alkoxylated alcohols are expected to present low risk because of structure-activity predictions of poor absorption and low or low to moderate toxicity. Petroleum distillate hydrocarbons present low to moderate hazard concern according to structure-activity analysis.

Worker Risk - Inhalation Exposure

Due to negligible exposure, the fatty acid derivatives present no concern. Risks for petroleum distillate hydrocarbons could not be quantified but are expected to be low because of low exposure and structure- activity predictions of low to moderate toxicity.

3-61 CHAPTER 3: RISK

Blanket Wash 39

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for petroleum distillate hydrocarbons, ethylene glycol ethers, and alkanolamines, and possible concerns for propylene glycol ethers. However, the hazard value for petroleum distillate hydrocarbons is based on an inhalation study.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for petroleum distillate hydrocarbons, propylene glycol ethers, and ethylene glycol ethers. However, the hazard value used for propylene glycol ethers is based on an oral study. Due to negligible exposure, alkanolamines present no concern.

Blanket Wash 40

Worker Risk - Dermal Exposure

Margin of exposure calculations indicate concern for petroleum distillate hydrocarbons and very low concern for ethoxylated nonylphenol. However, the hazard value for petroleum distillate hydrocarbons is based upon an inhalation study. Risks for other chemicals in this formulation could not be quantified due to the unavailability of hazard values. Structure-activity analysis indicates a moderate hazard concern for aromatic hydrocarbons because of the possible presence of carcinogenic compounds. Risks from fatty acid derivatives are expected to be low because of structure-activity predictions of poor absorption and low toxicity.

Worker Risk - Inhalation Exposure

Margin of exposure calculations indicate very low concern for petroleum distillate hydrocarbons. Due to negligible exposure, fatty acid derivatives and ethoxylated nonylphenol present no concern. Risks from aromatic hydrocarbons could not be quantified but are expected to be low because of low exposure.

3.4.4 General Population Risks

1RFRQFHUQVZHUHLGHQWLILHGIRUJHQHUDOSRSXODWLRQH[SRVXUHVWKURXJKGULQNLQJZDWHUILVK LQJHVWLRQRUDPELHQWDLUDVVHHQLQ7DEOH3UHGLFWHGH[SRVXUHOHYHOVLQWKHVHHQYLURQPHQWDO PHGLD ZHUH H[WUHPHO\ ORZ  7KH FDOFXODWHG ULVN QXPEHUV VKRXOG EH YLHZHG DV ORZFRQILGHQFH HVWLPDWHV EHFDXVH RI WKH PDQ\ XQFHUWDLQWLHV DVVRFLDWHG ZLWK ERWK WKH KD]DUG DQG H[SRVXUH FRPSRQHQWVRIWKHFDOFXODWLRQ+RZHYHUWKHRYHUDOOULVNFRQFOXVLRQFDQEHUHJDUGHGZLWKKLJK FRQILGHQFHEHFDXVHDOORIWKHULVNHVWLPDWHVIDOOIDUEHORZVWDQGDUGULVNEHQFKPDUNV7KXVWKH §WUXH¨ ULVN YDOXH FRXOG YDU\ VXEVWDQWLDOO\ IURP WKH HVWLPDWHG YDOXH ZLWKRXW FKDQJLQJ WKH FRQFOXVLRQ,QDGGLWLRQDJHQHUDOO\FRQVHUYDWLYHDSSURDFK LHRQHWKDWRYHUHVWLPDWHVWKHULVN ZDVWDNHQLQWKHDVVHVVPHQW

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

3-62 3.4 RISK CHARACTERIZATION

Table 3-10. General Population Risk Estimates for Drinking Water, Fish Ingestion, and Inhalation

Form. Drinking Fish Ingestion Inhalation Number Chemical Components Water MOE1,2 MOE 1,2 MOE1,2 1 Fatty acid derivatives Alkoxylated alcohols 3 Hydrocarbons, petroleum distillates Fatty acid derivatives Hydrocarbons, aromatic 1.6 × 105 Hydrocarbons, aromatic 2.0 × 104 Hydrocarbons, aromatic 3.0 × 10-5 (HQ) Hydrocarbons, aromatic 7.1 × 10-5 (HQ) Alkyl benzene sulfonates 4 Terpenes 8.0 × 104 Ethoxylated nonylphenol35 8.8 × 10 5 Water Hydrocarbons, aromatic 1.2 × 105 Ethylene glycol ethers 4.5 × 104 Ethoxylated nonylphenol36 7 × 10 Alkyl benzene sulfonates Alkoxylated alcohols Alkyl benzene sulfonates Alkali/salts 6 Fatty acid derivatives Hydrocarbons, petroleum distillates 6.0 × 105 Hydrocarbons, aromatic Alkyl benzene sulfonates 7 Terpenes Terpenes 3.0 × 105 Terpenes Terpenes Terpenes Terpenes Terpenes Ethoxylated nonylphenol37 2.3 × 10 Alkoxylated alcohols

3-63 CHAPTER 3: RISK

Form. Drinking Fish Ingestion Inhalation Number Chemical Components Water MOE1,2 MOE 1,2 MOE1,2 8 Water Hydrocarbons, aromatic Propylene glycol ethers 7.0 × 105 Alkyl benzene sulfonates 5.0 × 107 Ethoxylated nonylphenol36 8.1 × 10 Alkyl benzene sulfonates Alkoxylated alcohols Alkyl benzene sulfonates Alkali/salts 9 Fatty acid derivatives Water Ethoxylated nonylphenol37 2.3 × 10 10 Fatty acid derivatives Water 11 Fatty acid derivatives Hydrocarbons, petroleum distillates 4.0 × 105 Hydrocarbons, aromatic Alkyl benzene sulfonates 12 Hydrocarbons, petroleum distillates Hydrocarbons, petroleum distillates 2.0 × 106 Water 14 Fatty acid derivatives Propylene glycol ethers Water 16 Terpenes 3.0 × 105 Terpenes Terpenes Terpenes Terpenes Terpenes Terpenes 17 Ethoxylated nonylphenol37 3.2 × 10 Glycols 1.0 × 10-5 (HQ) Fatty acid derivatives Alkali/salts Water

3-64 3.4 RISK CHARACTERIZATION

Form. Drinking Fish Ingestion Inhalation Number Chemical Components Water MOE1,2 MOE 1,2 MOE1,2 18 Fatty acid derivatives Hydrocarbons, petroleum distillates 4.0 × 105 Hydrocarbons, aromatic Dibasic esters 3.0 × 104 Dibasic esters 3.0 × 104 Dibasic esters 3.0 × 104 Esters/lactones Alkyl benzene sulfonates 19 Fatty acid derivatives Propylene glycol ethers Water 20 Water Hydrocarbons, petroleum distillates 8.0 × 105 Hydrocarbons, aromatic Alkyl benzene sulfonates 21 Hydrocarbons, aromatic 2.5 × 105 Hydrocarbons, petroleum distillates 1.0 × 105 Fatty acid derivatives 22 Fatty acid derivatives Hydrocarbons, aromatic Water 23 Terpenes 1.0 × 105 Nitrogen heterocyclics 1.0 × 104 Alkoxylated alcohols Water 24 Terpenes 4.0 × 105 Ethylene glycol ethers 1.1 × 104 Ethoxylated nonylphenol37 1.5 × 10 Alkyl benzene sulfonates 5.0 × 106 Alkali/salts Water 25 Terpenes Terpenes 3.0 × 105 Terpenes Terpenes Terpenes Terpenes Esters/lactones 2.0 × 106

3-65 CHAPTER 3: RISK

Form. Drinking Fish Ingestion Inhalation Number Chemical Components Water MOE1,2 MOE 1,2 MOE1,2 26 Fatty acid derivatives Esters/lactones Fatty acid derivatives 1.3 × 1085 6.3 × 10 Esters/lactones 27 Terpenes Terpenes Terpenes Terpenes Terpenes 6.0 × 105 Terpenes Terpenes 28 Hydrocarbons, petroleum distillates 1.2 x 105 29 Fatty acid derivatives 30 Hydrocarbons, aromatic 7.0 × 104 Propylene glycol ethers Water 31 Hydrocarbons, aromatic 2.5 × 105 Hydrocarbons, petroleum distillates 32 Hydrocarbons, petroleum distillates 33 Hydrocarbons, petroleum distillates 2.0 × 105 Hydrocarbons, aromatic 1.6 × 105 Propylene glycol ethers 1.0 × 106 Water 34 Water Terpenes 4.0 × 105 Hydrocarbons, petroleum distillates Alkoxylated alcohols 6.0 × 107 Fatty acid derivatives 35 Hydrocarbons, petroleum distillates Hydrocarbons, aromatic 3.0 × 104 36 Fatty acid derivatives Hydrocarbons, petroleum distillates 8.0 × 105 Hydrocarbons, aromatic Propylene glycol ethers 2.0 × 106 37 D. I. Water Hydrocarbons, petroleum distillates Hydrocarbons, aliphatic Hydrocarbons, aromatic 1.2 × 105

3-66 3.4 RISK CHARACTERIZATION

Form. Drinking Fish Ingestion Inhalation Number Chemical Components Water MOE1,2 MOE 1,2 MOE1,2 38 Hydrocarbons, petroleum distillates Alkoxylated alcohols Fatty acid derivatives 39 Water Hydrocarbons, petroleum distillates 8.0 × 105 Propylene glycol ethers 1.0 × 106 Alkanolamines 4.0 × 106 Ethylene glycol ethers 1.1 × 105 40 Hydrocarbons, aromatic Hydrocarbons, petroleum distillates 8.0 × 105 Fatty acid derivatives Ethoxylated nonylphenol37 1.6 × 10 gives an estimate of the "margin of safety" between an 1 A Margin-of-Exposure (MOE) or a Hazard Quotient (HQ) estimated exposure level and the level at which adverse effects may occur. Hazard Quotient values below unity imply that adverse effects are very unlikely to occur. The more the Hazard Quotient exceeds unity, the greater is the level of concern. High MOE values such as values greater that 100 for a NOAEL-based MOE or 100 for a LOAEL-based MOE imply a low level of concern. As the MOE decreases, the level of concern increases. The hazard values used in the HQ or MOE calculations were taken from Table 2-3. The exposure values used in the calculations were taken from Tables 3-4 and 3-5. 2 The absence of HQ or MOE values in this table indicates no exposure is expected by this route or that insufficient hazard data were available to calculate a HQ or MOE for that chemical. 3 Based on testing data (Weeks, A.J. et al. 1996. Proceedings of the CESIO 4th World Surfactants Congress, Barcelona, Spain. Brussels, Belgium: European Committee on Surfactants and Detergents, pp. 276-291.) the original estimate of POTW removal has been changed from 100% reported in the draft document to 95% in the final report. This revision results in increased estimates of releases to surface water. When the releases to surface water are compared with the concern concentration set at the default value of 0.001 mg/L, the formulations containing ethoxylated nonylphenols (formulations 4, 5, 7, 8, 9, 17, 24 and 40) present concerns to aquatic species that were not reported in the draft CTSA.

3.5 PROCESS SAFETY CONCERNS

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

3-67 CHAPTER 3: RISK

7UDLQLQJ

$FULWLFDOHOHPHQWRIZRUNSODFHVDIHW\LVDZHOOHGXFDWHGZRUNIRUFH7RKHOSDFKLHYHWKLV JRDOWKH2FFXSDWLRQDO6DIHW\DQG+HDOWK$GPLQLVWUDWLRQ 26+$ +D]DUG&RPPXQLFDWLRQ6WDQGDUG UHTXLUHVWKDWDOOHPSOR\HHVDWSULQWLQJIDFLOLWLHV UHJDUGOHVVRIWKHVL]HRIWKHSULQWLQJSODQW EH WUDLQHGLQWKHXVHRIKD]DUGRXVFKHPLFDOVWRZKLFKWKH\DUHH[SRVHGWKHUHIRUHLWLVUHFRPPHQGHG WKDWDIRUPDOWUDLQLQJSURJUDPEHLQVWLWXWHGIRUDOOZRUNHUVDWOLWKRJUDSK\SODQWV7UDLQLQJPD\ EHFRQGXFWHGE\HLWKHUIDFLOLW\VWDIIRURXWVLGHSDUWLHVZKRDUHIDPLOLDUZLWKWKHOLWKRJUDSK\SURFHVV DQGWKHSHUWLQHQWVDIHW\FRQFHUQV7KHWUDLQLQJVKRXOGEHKHOGIRUHDFKQHZHPSOR\HHDVZHOODV SHULRGLFUHWUDLQLQJVHVVLRQVZKHQQHFHVVDU\ IRUH[DPSOHLIQHZHTXLSPHQWLVWREHXVHG RURQ DUHJXODUVFKHGXOH7KHWUDLQLQJSURJUDPVKRXOGH[SODLQWRWKHZRUNHUVWKHW\SHVRIFKHPLFDOV ZLWKZKLFKWKH\ZRUNDQGSUHFDXWLRQVWREHXVHGZKHQKDQGOLQJRUVWRULQJWKHPZKHQDQGKRZ SHUVRQDOSURWHFWLRQHTXLSPHQWVKRXOGEHZRUQWKHQHHGIRURWKHUVDIHW\IHDWXUHVVXFKDVPDFKLQH JXDUGVDQGWKHLUSURSHUXVHDQGKRZWRPDLQWDLQHTXLSPHQWLQJRRGRSHUDWLQJFRQGLWLRQ

6WRULQJDQG8VLQJ&KHPLFDOV3URSHUO\

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

8VHRI3HUVRQDO6DIHW\(TXLSPHQW

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

3-68 3.5 PROCESS SAFETY CONCERNS

RUGHUWRSUHYHQWRUPLQLPL]HH[SRVXUHWRVXFKFKHPLFDOVZRUNHUVVKRXOGEHWUDLQHGLQWKH SURSHU XVH RI SHUVRQDO VDIHW\ HTXLSPHQW  )RU PDQ\ EODQNHW ZDVK FKHPLFDOV DSSURSULDWH SURWHFWLYHHTXLSPHQWLQFOXGHVJRJJOHVWRSUHYHQWFKHPLFDOIURPVSODVKLQJLQWRWKHH\HVGXULQJ WKH WUDQVIHU RI FKHPLFDOV IURP ODUJH FRQWDLQHUV WR VPDOO RQHV DSURQV RU RWKHU LPSHUYLRXV FORWKLQJWRSUHYHQWVSODVKLQJRIFKHPLFDOVRQFORWKLQJDQGJORYHV,QVRPHSULQWLQJIDFLOLWLHV ZLWKORXGSUHVVHVKHDULQJSURWHFWLRQPD\EHUHTXLUHGRUUHFRPPHQGHG

2WKHUSHUVRQDOVDIHW\FRQVLGHUDWLRQVDUHWKHUHVSRQVLELOLW\RIWKHZRUNHU:RUNHUVVKRXOG EHGLVFRXUDJHGIURPHDWLQJRUNHHSLQJIRRGQHDUSUHVVHVRUFKHPLFDOV%HFDXVHSUHVVHVFRQWDLQ PRYLQJSDUWVZRUNHUVVKRXOGDOVREHSURKLELWHGIURPZHDULQJMHZHOU\RUORRVHFORWKLQJVXFKDV WLHVWKDWPD\EHFRPHFDXJKWLQWKHPDFKLQHU\DQGFDXVHLQMXU\WRWKHZRUNHURUWKHPDFKLQHU\ LWVHOI,QSDUWLFXODUWKHZHDULQJRIULQJVRUQHFNODFHVPD\OHDGWRLQMXU\:RUNHUVZLWKORQJKDLU WKDWPD\DOVREHFDXJKWLQWKHPDFKLQHU\VKRXOGEHUHTXLUHGWRVHFXUHO\SXOOWKHLUKDLUEDFNRU ZHDUDKDLUQHW

8VHRI(TXLSPHQW6DIHJXDUGV

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

3-69 CHAPTER 3: RISK

References

*HQHUDO6FLHQFHV&RUSRUDWLRQ([SRVXUH6FUHHQLQJ0DQXDO0D\ *6&75

*HQHUDO6FLHQFHV&RUSRUDWLRQ*UDSKLFDO([SRVXUH0RGHOLQJ6\VWHP*(068VHUªV *XLGH *6&75

*HQHUDO6FLHQFHV&RUSRUDWLRQ*$069HUVLRQ8VHUªV*XLGH *6&75 

5DQG0F1DOO\&RPPHUFLDO$WODV 0DUNHWLQJ*XLGH WK(GLWLRQ 5DQG0F1DOO\ &RPSDQ\

86(QYLURQPHQWDO3URWHFWLRQ$JHQF\([SRVXUH$VVHVVPHQW*XLGHOLQHV0D\

86(QYLURQPHQWDO3URWHFWLRQ$JHQF\([SRVXUH)DFWRUV+DQGERRN0D\ (3$ 

86(QYLURQPHQWDO3URWHFWLRQ$JHQF\,QGXVWULDO6RXUFH&RPSOH[ ,6& 'LVSHUVLRQ 0RGHOV8VHUªV*XLGH0DUFK (3$D 

9HUVDU,QF(OHFWURQLF&RQVROLGDWHG,QGXVWULDO'LVFKDUJH'DWDEDVH

9HUVDU,QF5HDFK6FDQZLWK3'00DUFK

9HUVDU,QF6WUHDP'LOXWLRQ)DFWRUV3URJUDP>,PSOHPHQWDWLRQLQ/RWXV9HUVLRQ @

&(%0DQXDO

3-70 Chapter 4 Competitiveness

7KLV FKDSWHU IRFXVHV RQ WKH SHUIRUPDQFHDQGFRVWRIHDFKVXEVWLWXWH Chapter Contents EODQNHW ZDVK  6HFWLRQ  GLVFXVVHV WKH UHVXOWV RI WKH SHUIRUPDQFH 4.1 Performance Data GHPRQVWUDWLRQ RI HDFK EODQNHW ZDVK 4.1.1 Background ERWKLQDODERUDWRU\VHWWLQJDQGLQDQ 4.1.2 Methodology DFWXDO SULQW VKRS  $OO  EODQNHW 4.1.3 Data Collection, Summary and Analysis ZDVKHV LQFOXGLQJ WKH EDVHOLQH  ZHUH 4.1.4 Limitations WHVWHG DW WKH *UDSKLF $UWV 7HFKQLFDO 4.1.5 Blanket Wash Summaries )RXQGDWLRQ *$7) ODERUDWRU\IRUIODVK 4.2 Blanket Wash Cost Analysis Methodology SRLQWYRODWLOHRUJDQLFFRPSRXQG 92& FRQWHQWS+EODQNHWVZHOOSRWHQWLDODQG 4.2.1 General Description of Costing ZLSDELOLW\2IWKHIRUPXODWLRQV SOXV Methodology WKHEDVHOLQH DQDO\]HGDW*$7)ZHUH 4.2.2 Details Related to Data Sources and ILHOGWHVWHG(DFKRIWKHVHEODQNHW Methodological Approach ZDVKHV ZDV XVHG DW WZR SULQW VKRSV 4.2.3 Example Calculation DQGHYDOXDWHGRQIDFWRUVVXFKDVKRZ 4.2.4 Blanket Wash Cost Analysis Results ZHOOWKHLQNZDVFXWDQGKRZTXLFNO\ 4.3 International Trade Issues WKH EODQNHW GULHG  7KH OLPLWDWLRQV RI 4.3.1 International Trade of Petroleum-based WKHVH ILHOG HYDOXDWLRQV DUH EULHIO\ Blanket Washes SUHVHQWHGDQGWKHUHVXOWVGLVFXVVHGLQ 4.3.2 International Trade of "Low VOC" Blanket JUHDWHUGHWDLO6HFWLRQSUHVHQWVWKH Washes FRVWVDVVRFLDWHGZLWKXVLQJWKHILHOG 4.3.3 Joint Ventures Impacting the International WHVWHGEODQNHWZDVKHV)RUHDFKRIWKH Trade of Blanket Washes WZRIDFLOLWLHVZKHUHDEODQNHWZDVKZDV WHVWHGGDWDRQFRVWZDVKFRVWSUHVV DQG FRVWSUHVVVKLIW\HDU ZHUH GHYHORSHGDQGFRPSDUHGZLWKEDVHOLQHFRVWVXVLQJ90 31DSKWKD7KLVVHFWLRQDOVRFRQWDLQVD GHVFULSWLRQRIWKHGLIIHUHQWYDULDEOHVXVHGWRGHYHORSWKHFRVWGDWDVXFKDVODERUFRVWVEODQNHW ZDVKFRVWVDQGRWKHUPDWHULDOVFRVWV6HFWLRQDGGUHVVHVLQWHUQDWLRQDOWUDGHLVVXHVIRUEODQNHW ZDVKHVLQJHQHUDO,PSRUWDWLRQDQGH[SRUWDWLRQRIERWKSHWUROHXPEDVHGEODQNHWZDVKHVDQGORZ 92&EODQNHWZDVKHVDUHGLVFXVVHGDVZHOODVMRLQWYHQWXUHVEHWZHHQIRUHLJQFRPSDQLHV

4.1 PERFORMANCE DATA

4.1.1 Background

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

,QDMRLQWDQGFROODERUDWLYHHIIRUW(3$ZRUNHGZLWKWKH3ULQWLQJ,QGXVWULHVRI$PHULFD 3,$  WKH*UDSKLF$UWV7HFKQLFDO)RXQGDWLRQ *$7) DQGRWKHULQGXVWU\UHSUHVHQWDWLYHVWRRUJDQL]HDQG FRQGXFWWKHSHUIRUPDQFHHYDOXDWLRQVRIVXEVWLWXWHEODQNHWZDVKHVDQGWKHEDVHOLQH7KH

4-1 CHAPTER 4: COMPETITIVENESS

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

3DUWLFLSDWLRQLQWKHGHPRQVWUDWLRQSURMHFWZDVRSHQWRDOOEODQNHWZDVKPDQXIDFWXUHUV 3ULRUWRWKHVWDUWRIWKHGHPRQVWUDWLRQVWKH'I(SURMHFWVWDIIFRQWDFWHGQHDUO\EODQNHWZDVK PDQXIDFWXUHUVWRH[SODLQWKHSURMHFWJRDOVDQGUHTXHVWWKHLUVXEPLVVLRQRIDSURGXFW$OOWKRVH ZKR UHVSRQGHG DQG VXEPLWWHG EODQNHW ZDVKHV ZHUH LQFOXGHG LQ WKH ILUVW SKDVH RI WKH GHPRQVWUDWLRQV

4.1.2 Methodology

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

& 7KHSHUIRUPDQFHRISURGXFWVPD\YDU\GHSHQGLQJRQXVHDQGVKRSFRQGLWLRQVDQG VXSSOLHUVZHUHFRQFHUQHGDERXWWKHFKDUDFWHUL]DWLRQRIWKHSHUIRUPDQFHRIWKHLU SURGXFWV

& 7KH(3$ZDVFRQFHUQHGDERXWDSSHDULQJWRHQGRUVHEUDQGQDPHSURGXFWVWKDWIDUHG ZHOOLQWKH&76$HYDOXDWLRQ

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

$V WKH 3HUIRUPDQFH 'HPRQVWUDWLRQ ZDV EHLQJ FRQGXFWHG VRPH VXSSOLHUV ZKR KDG VXEPLWWHGEODQNHWZDVKHVFKRVHWRZLWKGUDZ7KHLUUHDVRQVLQFOXGHGQRWZLVKLQJWRUHYHDOWR(3$ WKHLUFRPSOHWHIRUPXODWLRQVRUFRQFHUQRYHUWKHSRWHQWLDOUHVXOWVRIWKHSHUIRUPDQFHWHVWV7KH

4-2 4.1 PERFORMANCE DATA

IRUPXODWLRQVWKDWZHUHZLWKGUDZQDIWHUZRUNKDGDOUHDG\EHJXQZHUHQXPEHUVDQG)RU WKLVUHDVRQWKRVHQXPEHUVDUHPLVVLQJIURPDOOWKHWDEOHVLQWKH&76$  /DERUDWRU\(YDOXDWLRQV

/DERUDWRU\WHVWLQJZDVFDUULHGRXWE\*$7)LQ3LWWVEXUJK3HQQV\OYDQLD$WRWDORI SURGXFWVZHUHVXEPLWWHGSOXVWKHEDVHOLQH)RUHDFKZDVKWKHIODVKSRLQW92&FRQWHQWDQGS+ ZHUHWHVWHG7KHYDSRUSUHVVXUHRIWKHSURGXFWZDVQRWWHVWHGEXWZDVVXEPLWWHGE\WKHVXSSOLHU 7ZRDGGLWLRQDOWHVWVDEODQNHWVZHOOWHVWDQGDZLSDELOLW\WHVWZHUHFRQGXFWHGWRGHWHUPLQHWKH HIILFDF\RIHDFKZDVKSULRUWRVHQGLQJLWRXWIRUILHOGGHPRQVWUDWLRQV2QO\SURGXFWVWKDWSDVVHG WKLVIXQFWLRQDOGHPRQVWUDWLRQVWDJHZHUHXVHGLQWKHILHOGGHPRQVWUDWLRQSRUWLRQRIWKHSURMHFW )RUERWKRIWKHVHWHVWV*$7)IROORZHGWKHPDQXIDFWXUHU VLQVWUXFWLRQVIRUGLOXWLQJRUPL[LQJWKH SURGXFW

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

%DVHGRQWKHUHVXOWVRIWKHEODQNHWVZHOODQGWKHZDVKDELOLW\WHVWVRIWKHRULJLQDO SURGXFWV VXEPLWWHG SOXV WKH EDVHOLQH  TXDOLILHG IRU IXUWKHU HYDOXDWLRQ WKURXJK ILHOG GHPRQVWUDWLRQV  3ULRU WR VKLSSLQJ VXEVWLWXWH EODQNHW ZDVKHV WR SULQWHUV IRU WKHVH RQVLWH HYDOXDWLRQV HDFK ZDVK ZDV UHSDFNDJHG LQWR D JHQHULF FRQWDLQHU VR WKDW WKRVH SULQWHUV GHPRQVWUDWLQJWKHSURGXFWVGLGQRWNQRZWKHPDQXIDFWXUHURUSURGXFWQDPH0DVNHG0DWHULDO 6DIHW\'DWD6KHHWV 06'6V ZHUHDOVRGHYHORSHGDQGVKLSSHGDORQJZLWKWKHVXEVWLWXWHEODQNHW ZDVKHVWREHHYDOXDWHG

3ULQWLQJ)DFLOLW\'HPRQVWUDWLRQV

3,$DIILOLDWHVUHFUXLWHGSULQWHUVORFDWHGLQWKH%RVWRQ%DOWLPRUHDQG:DVKLQJWRQ'& DUHDVZKRYROXQWHHUHGWKHLUIDFLOLWLHVDQGWKHLUWLPHWRFRQGXFWWKHILHOGGHPRQVWUDWLRQVRIWKH VXEVWLWXWH SURGXFWV  $ WRWDO RI  IDFLOLWLHV SDUWLFLSDWHG  (DFK VXEVWLWXWH SURGXFW ZDV GHPRQVWUDWHGDWWZRIDFLOLWLHVDQGHDFKIDFLOLW\GHPRQVWUDWHGDPLQLPXPRIWZRDQGXSWRILYH GLIIHUHQWEODQNHWZDVKHV7KHSURGXFWEUDQGQDPHZDVUHSODFHGZLWKDEODQNHWZDVKQXPEHUVR WKDWWKHGHPRQVWUDWLRQIDFLOLWLHVGLGQRWNQRZZKDWSURGXFWWKH\ZHUHXVLQJ,QDGGLWLRQWKH IDFLOLW\QDPHVKDYHEHHQUHSODFHGZLWKDIDFLOLW\QXPEHU$OLVWRISDUWLFLSDWLQJIDFLOLWLHVDSSHDUV DWWKHIURQWRIWKLVGRFXPHQW

7RVWDUWWKHRQVLWHGHPRQVWUDWLRQDQREVHUYHUIURPWKH'I(SURMHFWYLVLWHGHDFKRIWKH YROXQWHHUIDFLOLWLHV'I(REVHUYHUVZHUHQRW(3$HPSOR\HHVEXWZHUHGUDZQIURPVWDIIRIWKH FRQWUDFWRU$EW$VVRFLDWHV,QF7KHREVHUYHUVFDOOHGHDFKIDFLOLW\WRUHYLHZWKHGHWDLOVRIWKHLU RSHUDWLRQGLVFXVVWKHJRDOVRIWKHSURMHFWDQGWRVFKHGXOHDVLWHYLVLW7KHVXEVWLWXWHSURGXFWV

4-3 CHAPTER 4: COMPETITIVENESS

DEDVHOLQHSURGXFW06'6VDSSOLFDWLRQLQVWUXFWLRQVDQGDPHDVXULQJGHYLFHZHUHVKLSSHGWRHDFK IDFLOLW\SULRUWRWKH'I(REVHUYHU VDUULYDO

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

$IWHUWKHREVHUYHU VYLVLWWKHIDFLOLW\FRQWLQXHGWRXVHWKHVXEVWLWXWHZDVKIRURQHZHHN 'XULQJWKHZHHNWKHSULQWHUDWHDFKYROXQWHHUSULQWVKRSZDVDVNHGWRUHFRUGLQIRUPDWLRQRQ SURGXFWSHUIRUPDQFH7KHGDWDUHFRUGHGZHUHVLPLODUWRWKDWFROOHFWHGE\WKHRQVLWHREVHUYHU +RZHYHUWKH3ULQWHU V(YDOXDWLRQ6KHHWV $SSHQGL[' ZHUHVLPSOLILHGLQDQHIIRUWWRPLQLPL]H YROXQWHHUSULQWHUV EXUGHQDQGSURGXFWLRQGLVUXSWLRQV)DFLOLW\EDFNJURXQGLQIRUPDWLRQVXFKDV WKHSUHVVVL]HDQGW\SHRIVKRSWRZHOXVHGZHUHUHFRUGHGE\WKHREVHUYHURQO\$WWKHHQGRIWKH ZHHNWKHREVHUYHULQWHUYLHZHGWKHSUHVVRSHUDWRUWRREWDLQDQRYHUDOORSLQLRQRIWKHSURGXFW7KH H[LWLQWHUYLHZLQIRUPDWLRQZDVUHFRUGHGRQDQRWKHUVWDQGDUGL]HGIRUP $SSHQGL[' 

4.1.3 Data Collection, Summary and Analysis

7KHLQIRUPDWLRQVXPPDUL]HGLQWKHIROORZLQJVHFWLRQFRPHVIURPILYHVRXUFHV

& /DERUDWRU\UHVXOWVWKHFKHPLFDOFKDUDFWHULVWLFVDQGWKHUHVXOWVRIWKHEODQNHWVZHOO DQGZDVKDELOLW\WHVWVZHUHUHSRUWHGIRUHDFKZDVK

& )DFLOLW\EDFNJURXQGLQIRUPDWLRQWKHREVHUYHUFROOHFWHGLQIRUPDWLRQRQRSHUDWLQJ FRQGLWLRQVZKLOHRQVLWHDWHDFKYROXQWHHUSULQWVKRS

& 2EVHUYHU VGDWD'I(REVHUYHUVUHFRUGHGLQIRUPDWLRQRQWKHSHUIRUPDQFHRIWKH IDFLOLW\ VFXUUHQWEODQNHWZDVKDEDVHOLQHZDVKDQGWKHVXEVWLWXWHEODQNHWZDVK

& 3ULQWHU VGDWDSUHVVRSHUDWRUVUHFRUGHGSHUIRUPDQFHGDWDIRUHDFKEODQNHWZDVK FRPSOHWHGGXULQJWKHZHHNORQJGHPRQVWUDWLRQRIWKHVXEVWLWXWHEODQNHWZDVK

& )ROORZXSLQWHUYLHZVREVHUYHUVLQWHUYLHZHGWKHSUHVVRSHUDWRUVDWWKHHQGRIWKH ZHHNORQJGHPRQVWUDWLRQRQWKHLURYHUDOORSLQLRQRIWKHVXEVWLWXWHEODQNHWZDVK

)RUHDFKRIWKHVXEVWLWXWHEODQNHWZDVKHVLQWKHILHOGGHPRQVWUDWLRQVGDWDIURPWKH VRXUFHVPHQWLRQHGDERYHZHUHDQDO\]HGDQGDUHVXPPDUL]HGLQWKLVVHFWLRQ7KHH[SHULHQFHVRI WKH WZR IDFLOLWLHV ZKR GHPRQVWUDWHG HDFK SURGXFW DUH SUHVHQWHG LQGLYLGXDOO\  $V SDUW RI WKH

4-4 4.1 PERFORMANCE DATA

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

4.1.4 Limitations

7KHZLGHO\YDULDEOHFRQGLWLRQVEHWZHHQDQGZLWKLQSULQWLQJIDFLOLWLHVWKHOLPLWHGQXPEHU RIIDFLOLWLHVDQGWKHVKRUWGXUDWLRQRIWKHSHUIRUPDQFHGHPRQVWUDWLRQVGRHVQRWDOORZWKHUHVXOWV WR EH LQWHUSUHWHG DV GHILQLWLYH SHUIRUPDQFH WHVWLQJ RI WKH EODQNHW ZDVKHV  ,Q DGGLWLRQ VRPH IDFLOLWLHV GLG QRW SURYLGH WKH IXOO FRPSOHPHQW RI HYDOXDWLRQ IRUPV EHFDXVH WKH\ IRXQG WKH SHUIRUPDQFHRIWKHVXEVWLWXWHZDVKWREHXQDFFHSWDEOHDQGWKH\GLVFRQWLQXHGXVHEHIRUHWKHHQG RIWKHZHHN

$VPHQWLRQHGSUHYLRXVO\WKHSHUIRUPDQFHGHPRQVWUDWLRQVDUHQRWVFLHQWLILFDOO\ULJRURXV EXWDUHVXEMHFWLYHDVVHVVPHQWVZKLFKUHIOHFWWKHFRQGLWLRQVDQGH[SHULHQFHRIWZRLQGLYLGXDOSULQW VKRSV7KHUHDUHDQXPEHURIUHDVRQVZK\WKHUHVXOWVRISHUIRUPDQFHGHPRQVWUDWLRQVIRUDQ\ JLYHQEODQNHWZDVKPD\GLIIHUIURPRQHIDFLOLW\WRDQRWKHU$PRQJWKHVHUHDVRQVDUH

& 9DULDELOLW\LQRSHUDWLQJFRQGLWLRQV%HFDXVHSHUIRUPDQFHGHPRQVWUDWLRQVZHUHFDUULHGRXW GXULQJSURGXFWLRQUXQVPDQ\IDFWRUVZKLFKDIIHFWWKHSHUIRUPDQFHRIWKHEODQNHWZDVKHV ZHUHQRWFRQWUROOHGGXULQJWKHHYDOXDWLRQVLQFOXGLQJLQNW\SHLQNFRYHUDJHFRQGLWLRQRI WKHEODQNHWWKHOHQJWKRIWKHUXQSULRUWREODQNHWFOHDQLQJDQGWKHDPELHQWFRQGLWLRQV VXFKDVWHPSHUDWXUHKXPLGLW\DQGYHQWLODWLRQ

& 9DULDELOLW\ RI SULQW MREV 'LIIHUHQW W\SHV RI MREV KDG GLIIHUHQW UHTXLUHPHQWV IRU EODQNHW FOHDQOLQHVV  2EVHUYHUV QRWLFHG WKDW ZKDW RQH IDFLOLW\ FRQVLGHUV WR EH D FOHDQ EODQNHW DQRWKHUIDFLOLW\PD\ILQGXQDFFHSWDEOH

& 9DULDELOLW\ RI VWDII LQYROYHG LQ SHUIRUPDQFH GHPRQVWUDWLRQV  3UHVV RSHUDWRUV  DWWLWXGHV WRZDUGVDOWHUQDWLYHEODQNHWZDVKHVGLIIHUIURPRQHRSHUDWRUWRWKHQH[WDQGFDQDIIHFWWKHLU SHUFHSWLRQRISHUIRUPDQFH$VSUHYLRXVO\PHQWLRQHGVRPHRIWKHLQIRUPDWLRQUHFRUGHGZDV VXEMHFWLYHDQGYDULHGGHSHQGLQJRQDYDULHW\RIIDFWRUVLQFOXGLQJWKHDWWLWXGHSHUFHSWLRQ DQGSUHYLRXVH[SHULHQFHVRIWKHRSHUDWRU)RUH[DPSOHPDQ\RIWKHVXEVWLWXWHSURGXFWV ZHUHORZLQ92&FRQWHQWDQGGLGQRWHYDSRUDWHDVTXLFNO\DVVRPHRIWKHPRUHWUDGLWLRQDO EODQNHWZDVKHV2IWHQDQH[WUDVWHSZDVQHHGHGWRZLSHWKHEODQNHWZLWKDGU\UDJWR UHPRYHDUHVLGXHOHIWE\VRPHRIWKHVXEVWLWXWHZDVKHV:KLOHH[WUDFOHDQLQJVWHSVFDQEH WLPHFRQVXPLQJDQGOHDGWRLQFUHDVHGSURGXFWLRQFRVWVHYHQDPLQLPDOH[WUDHIIRUWZDV UHJDUGHGDVDQXQDFFHSWDEOHEXUGHQE\VRPHRSHUDWRUV2WKHURSHUDWRUVXQGHUVWRRGWKDW VRPHFKDQJHVLQWKHLUSURFHGXUHVDQGHYHQVRPHH[WUDHIIRUWPD\EHQHHGHGLQRUGHUWR HIIHFWLYHO\FOHDQWKHEODQNHWZLWKDQDOWHUQDWLYHSURGXFW

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

4-5 CHAPTER 4: COMPETITIVENESS Strokes Blanket Cleaned Ink Density Density Strokes Blanket Blanket Cleaned Ink Density Blanket Density (%) 5 hr Blkt Swell Ink Film Wet Dry Ink Film (%) Table 4-1. Blanket Wash Laboratory Test Results 1 hr pH 1 (lbs/gal; % by weight) VOC Content F) ( ( 230+ 2.3; 30% 7.8* 1.5 3.0 1.32 1.66 1.38 4 1.32 1.47 1.34 6 Point Flash 1 34 1145 1146 6.4; 91% 1397 6.4; 89% 1528 3.4* 2.5; 30% 1659 1.5 8.7 3.5; 47% 115 4.5 4.3 3.0 230+ 3.0; 36% 5.5 6.1 5.2 1.33 3.3; 41% 0.77; 10% 15.4 9.3 0.7 1.32 1.76 4.0 3.8 1.5 1.31 4.6 1.85 7.7 6.8 1.32 1.5 1.34 1.79 20 1.27 1.5 1.33 1.81 1.33 1.32 4 1.33 1.73 1.34 3 1.79 1.74 9 1.36 1.32 1.34 8 1.32 1.36 1.49 1.33 6 1.47 1.33 7 19 1.34 1.49 1.31 1.36 1.52 1.33 1.32 1.37 4 1.51 1.35 2 1.47 1.52 8 1.36 6 1.34 1.44 8 30 9 1011 230+12 15014 0.16; 2% 12516 230+ 4.3; 61% 5.717 1.3; 20% 145 0.718 0.97; 12% 5.0* 220+19 0.7 0.0 8.2 7.2; 99% 150 5.0 0.051; 0.6%20 1.5 1.28 0.0 230+ 1.521 9.8 9.8 1.5 1.32 4.4; 60% 170 3.0 1.78 1.8; 22% 4.5 1.5 115 1.33 1.66 1.28 10.6 5.5 1.5 2.7; 35% 1.42 4.6 1.79 1.5 1.25 3.5; 47% 1.27 1.79 1.41 1.5 7.1 4.5 12 1.64 1.36 1.5 6.2 1.62 0.0 1.31 1.32 4 0.0 1.5 1.28 1.30 1.28 1.54 7 1.71 1.5 8 1.30 1.79 1.32 1.47 1.32 2 100 1.36 1.77 1.32 1.33 1.29 1.46 1.29 1.56 1.32 1.34 1.47 1.30 8 1.51 1.35 11 1.41 13 1.48 1.51 1.31 5 1.32 1.32 5 1.27 7 1.48 1.34 11 1.55 10 1.29 1.45 100 1.31 2 1.36 1.52 1.30 1.43 1.34 7 9 1.42 7 6 No. Form.

4-6 4.1 PERFORMANCE DATA Strokes Blanket Cleaned Ink Density Density Strokes Blanket Blanket Cleaned Ink Density Blanket Density (%) 2 5 hr Blkt Swell Ink Film Wet Dry Ink Film (%) 1 hr pH 7.4(b) 1.5 1.5 1.28 1.67 1.37 13 1.28 1.48 1.41 13 1 (lbs/gal; % by weight) VOC Content F) ( ( Point Flash 157(a) NM; 2.17% 22 2324 14025 10026 220+ 0.48; 6%27 230+ 1.5; 19%28 4.1; 55% 9.2 14529 1.3; 18% 9.9 0.0 50 4.330 1.5 1.5 230+ 7.2; 93% 7.8* 3.031 100(a) 3.0 1.28 6.2; 100% 0.0 4.532 2.1; 30% 3.9 1.32 105 0.0 0.48; 7% 1.7633 6.6 1.27 3.0 220 7.2 1.28 1.7734 7.6(b) 1.5 4.5 6.6; 99% 105 1.31 1.73 1.5 0.735 3.0 6.5; 99% 1.27 1.73 1.34 138 1.5 1.5 7.636 1.36 1.33 3.4; 46% 24 105 1.67 1.33 1.32 8.537 1.5 1.29 15 2.8; 39% 175 1.80 7.2*38 3.0 22 0.1 1.28 6.7; 99% 1.30 1.74 1.66 82 4.5 639 1.5 6.6 1.32 1.31 230+ 1.32 3.5; 48% 7.6 1.51 1.3340 1.41 6.0 1.5 1.29 1.27 3 155 1.0; 14% 1.78 1.45 1.32 5.7* 4.9; 65% 3.0 1.27 1.5 3 155 1.53 1.33 1.71 0.7 9 6.1 5 1.32 3.9 1.31 2.9; 37% 1.33 1.34 1.48 1.77 5.6 1.5 1.49 1.32 1.33 100 3.8; 52% 3.0 1.33 0.0 1.79 9.2 1.55 1.32 1.27 1.33 1.28 1.40 3 3.0 12 1.5 1.76 1.51 4.8 1.5 32 5 1.35 1.33 1.78 1.47 1.35 1.50 1.32 3.0 1.5 14 4 1.32 1.35 1.33 3.0 1.85 1.38 10 1.29 1.29 1.39 1.24 1.76 3 1.51 1.31 1.33 3 1.34 8 1.73 1.45 1.43 1.32 4 18 11 1.34 1.81 1.45 1.31 1.33 5 1.40 1.49 9 1.33 1.39 1.35 3 1.46 7 1.35 30 1.33 1.48 1.32 5 4 1.34 1.49 20 1.31 1.37 1.48 1.33 5 1.34 1.50 1.37 5 1.51 1.34 8 16 1.35 10 10 No. Form. (a) full strength (b) 25% NM - not measured * pH fluctuates wildly and may not be valid VOC content in lbs/gal was not measurable; % by weight VOC was submitted by the manufacturer. VOC content in lbs/gal was not measurable; % by weight VOC was submitted VOC content in lbs/gal was measured at GATF; % by weight VOC was calculated based on information submitted by the manufacturer. VOC content in lbs/gal was measured at GATF; % by weight VOC was calculated 1 2

4-7 CHAPTER 4: COMPETITIVENESS

LIWKHDSSOLFDWLRQSURFHGXUHVKDGEHHQPRGLILHGLQDQ\ZD\,IDQ\FKDQJHVZHUHPDGHWKH W\SHRIFKDQJHDQGWKHUHDVRQIRUWKHFKDQJHDUHGHVFULEHGLQWKHSHUIRUPDQFHVXPPDU\

& 6KRUWWHUPQDWXUHRIWKHGHPRQVWUDWLRQV3ULQWHUVXVHGWKHVXEVWLWXWHEODQNHWZDVKHVLQ WKHLUIDFLOLWLHVIRURQHZHHN$Q\ORQJWHUPHIIHFWVVXFKDVSUHPDWXUHEODQNHWZHDURU FRUURVLRQZRXOGQRWKDYHEHHQDSSDUHQW

4.1.5 Blanket Wash Summaries

$VXPPDU\RIWKHSHUIRUPDQFHRIHDFKRIWKHVXEVWLWXWHEODQNHWZDVKHVIROORZV6LQFH WKHWUDGHQDPHVRIWKHVXEVWLWXWHEODQNHWZDVKHVDUHQRWJLYHQLQWKLVGRFXPHQWHDFKEODQNHW ZDVKLVLGHQWLILHGE\DQXPHULFDOFRGHDQGDJHQHULFFKHPLFDOIRUPXODWLRQ7KHVSHFLILFW\SHVRI FKHPLFDOV WKDW PDNH XS HDFK RI WKH JHQHULF IRUPXODWLRQV DUH H[SODLQHG LQ JUHDWHU GHWDLO LQ &KDSWHU,QDGGLWLRQWKHIDFLOLW\QDPHVKDYHEHHQUHSODFHGZLWKDIDFLOLW\QXPEHU

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

4-8 4.1 PERFORMANCE DATA

Table 4-2. Summary of Blanket Wash Performance Demonstrations

Laboratory Results Field Demonstration Results

Product/ VOC Content Flash- Avg Volume Performance Evaluation Facility(lbs/gal; point Used % by wt) ((F) (ounces)

WASH 1

Facility 3 2.3; 30% 230+ 1.1 ± 0.2 Based on a sample size of 10 blanket washes: • Good performance for light or medium ink coverage. [1.0]a • Poor performance for heavy ink coverage; the extra time and effort needed were unacceptable. • Left a slight residue that was removed with a dry rag.

Facility 6 1.5 ± 0.6 Based on a sample size of 4 blanket washes: • Poor performance. [1.5]a • Print quality problems: image of the previous job was showing.

WASH 6

Facility 11 3.5; 47% 152 1.0 ± 0.2 Based on a sample size of 11 blanket washes: • Wash left oily residue that interfered with print quality. [0.7 ± 0.2]a • Did not readily absorb into rag due to thick consistency; created delays. • Fair performance overall; more effort required with heavy ink coverage.

Facility 15 0.9 ± 0.2 Based on a sample size of 23 blanket washes: • Cut ink well. [1.5 ± 0.7]a • Did not readily absorb into rag due to thick consistency; created delays and effort necessary to clean was rated "high." • Did not leave a residue on the blanket.

WASH 9

Facility 10 0.77; 10% 230+ 3.1 ± 0.3 Based on a sample size of 4 blanket washes: • Poor performance. [1.5]a • Did not cut ink well, required excessive effort, and did not soak into rag. • Discontinued use of Wash 9 after 4 washes.

Facility 15 0.7 ± 0.1 Based on a sample size of 21 blanket washes: • Poor performance. [1.5 ± 0.7]a • Did not soak into the rag. • Required much more effort than the baseline.

WASH 10

Facility 3 0.16; 2% 230+ 1.0 ± 0.0 Based on a sample size of 4 blanket washes: • Printer declined to test product due to level of effort required to [1.0]a clean blanket. • Did not absorb well into rag. • Did not cut ink well.

Facility 4 3.0 ± 0.0 Based on a sample size of 4 blanket washes: • Printer declined to test product due to level of effort required to [3.0 ± 0.0]a clean blanket. • Did not absorb well into rag. • Did not cut ink well.

4-9 CHAPTER 4: COMPETITIVENESS

Laboratory Results Field Demonstration Results

Product/ VOC Content Flash- Avg Volume Performance Evaluation Facility(lbs/gal; point Used % by wt) ((F) (ounces)

WASH 11

Facility 1 4.3; 61% 150 2.5 ± 0.6 Based on a sample size of 26 blanket washes: • Good performance for light/medium coverage. [2.5 ± 0.0]a • Poor performance for heavy ink coverage; extra time and effort were needed. • Left slight, oily residue on blanket, but it did not affect the print quality.

Facility 2 1.5 ± 1.5 Based on a sample size of 31 blanket washes: • Good/Fair performance for light/medium cover. [1.2 ± 0.8] • Poor performance for heavy ink coverage; extra product, time and effort were required. • Left slight, oily residue on blanket, but it did not affect the print quality.

WASH 12

Facility 12 1.3; 20% 125 5.4 ± 0.8 Based on a sample size of 16 blanket washes: • Was considered equal to baseline wash in overall performance. [4.4 ± 1.6] • Had difficulty cutting residue. • Wash was diluted 50% with water.

Facility 13 1.8 ± 0.4 Based on a sample size of 19 blanket washes: • When not diluted with water, performance surpassed baseline [2.1 ± 0.5] and standard washes. • Averaged over all dilution levels, required slightly less effort than baseline wash. • Overall fair performance rating across ink coverages and dilutions.

WASH 14

Facility 6 0.97; 12% 230+ 1.3 ± 0.6 Based on a sample size of 15 blanket washes: • Good performance; cut ink well. [1.5] • Extra effort was required to remove the oily residue that the wash left on the blanket.

Facility 16 2.8 ± 0.5 Based on a sample size of 34 blanket washes: • Did not cut ink as well as the baseline wash. [2.0 ± 0.0] • Black inks and heavy ink build up are especially difficult to clean. • Thick consistency of the wash made it difficult to soak into rag.

4-10 4.1 PERFORMANCE DATA

Laboratory Results Field Demonstration Results

Product/ VOC Content Flash- Avg Volume Performance Evaluation Facility(lbs/gal; point Used % by wt) ((F) (ounces)

WASH 19

Facility 18 1.8; 22% 230+ 4.8 ± 3.0 Based on a sample size of 5 blanket washes: • Thick consistency of wash made it difficult to soak into rag and [1.5 ± 0.8]a resulted in uneven application. • Large quantities were required to cut ink.

Facility 19 2.2 ± 0.5 Based on a sample size of 8 blanket washes: • Thick consistency of wash was messy and difficult to use. [0.9 ± 0.2] • Cut demonstration short due to extra effort and time required to clean blanket.

WASH 20

Facility 11 2.7; 35% 170 1.4± 0.6 Based on a sample size of 17 blanket washes: • Performance considered fair, but worse than facility and baseline [0.7± 0.2] washes. • Left oily residue on blanket that required additional rotations to remove. • Hard to apply to rags due to thick consistency.

Facility 12 3.0 Based on a sample size of 1 blanket washes: • Product induced nausea in press operators; Facility declined [4.4± 1.6] opportunity to test product.

WASH 21

Facility 6 3.5; 47% 115 2.0 ± 0.6 Based on a sample size of 6 blanket washes: • Fair performance. [1.5] • Cut ink well, but oily residue was difficult to remove. • Extra waste sheets required to get back up to color because of residue.

Facility 17 1.6 ± 0.4 Based on a sample size of 25 blanket washes: • Fair performance. [1.5 ± 0.4] • Oily residue caused print problems if it was not completely removed. • Wash did not absorb into rag easily.

WASH 22

Facility 12 Not 157 4.4 ± 0.6 Based on a sample size of 5 blanket washes: measurable; • Cut ink as well as baseline wash. 2.17%b [4.4 ± 1.6] • Did not readily soak into rag, creating delays. • Fair performer overall.

Facility 13 3.4 ± 1.7 Based on a sample size of 17 blanket washes: • Difficult to apply to rag due to thick consistency. [2.1 ± 0.5] • Left blanket slightly streaked and wet, extra drying time necessary to prevent print quality problems. • Cut ink as well as baseline wash, but required greater effort; a fair performer.

4-11 CHAPTER 4: COMPETITIVENESS

Laboratory Results Field Demonstration Results

Product/ VOC Content Flash- Avg Volume Performance Evaluation Facility(lbs/gal; point Used % by wt) ((F) (ounces)

WASH 24

Facility 16 1.5; 19% 100 2.2 ± 0.6 Based on a sample size of 28 blanket washes: • Cut ink well, but some extra effort was required to wipe off oily [2.0 ± 0.0] residue. • Oily residue significantly increased the number of copies required to return to print quality.

Facility 17 1.3 ± 0.6 Based on a sample size of 4 blanket washes: • Cut ink well. [1.5 ± 0.4] • Extra effort to wipe off oily residue. • Thick consistency of wash caused operator to curtail use. • Citrus odor was very strong to operator.

WASH 26

Facility 5 1.3; 18% 230+ 0.5± 0.1 Based on a sample size of 14 blanket washes: • Good performance rating after every wash. [1.0] • Performed as well as both standard facility wash and baseline wash. • Slight oily residue caused print quality problems when wash was used for roller clean-up.

Facility 15 0.7± 0.1 Based on a sample size of 22 blanket washes: • Good performance rating after every wash. [1.5± 0.7] • Performed as well as standard facility wash and baseline wash.

WASH 29

Facility 7 2.1; 30% 230+ 1.0 ± 0.0 Based on a sample size of 3 blanket washes: • Good performance; cut ink well. [1.2 ± 0.0] • Extra effort was required to dry the blanket.

Facility 8 0.8 ± 0.6 Based on a sample size of 36 blanket washes: • Did not cut ink as well as baseline wash. [0.7 ± 0.0] • Did not cut paper dust or powder. • More effort was required to remove slight oily film on blanket.

WASH 30

Facility 18 0.48; 7% 100 4.0 ± 0.0 Based on a sample size of 3 blanket washes: • Good performance; cut ink well. [1.5 ± 0.8] • Worked best with no dilution with water.

Facility 19 0.7 ± 0.0 Based on a sample size of 8 blanket washes: • Cut ink well. [0.9 ± 0.2] • Required extra effort to dry oily film from blanket. • Thick consistency was difficult to use. • Extra effort was required due to resistance to surface of the blanket.

4-12 4.1 PERFORMANCE DATA

Laboratory Results Field Demonstration Results

Product/ VOC Content Flash- Avg Volume Performance Evaluation Facility(lbs/gal; point Used % by wt) ((F) (ounces)

WASH 31

Facility 7 6.6; 99% 105 1.5 ± 0.6 Based on a sample size of 4 blanket washes: • Cut the ink well; slightly more effort needed to remove oily [1.2 ± 0.0]a residue on blanket. • Oily residue slightly increased the copies required to return to print quality. • Smell not as strong as facility's standard wash or baseline wash.

Facility 8 1.1 ± 1.5 Based on a sample size of 61 blanket washes: • Good performance; cut ink well [0.7 ± 0.0] • Performed as well as standard wash. • Slightly more effort was required due to resistance to surface of the blanket.

WASH 32

Facility 1 6.5; 99% 220 2.5 ± 0.0 Based on a sample size of 4 blanket washes: • Good performance. [2.5 ± 0.0] • Required slightly higher effort to remove excess wash than with the standard wash.

Facility 5 0.7 ± 0.2 Based on a sample size of 12 blanket washes: • Good performance. [1.0] • Left slight, oily residue that was removed with dry rags and did not affect print quality.

WASH 34

Facility 1 2.8; 39% 138 2.5 ± 0.0 Based on a sample size of 37 blanket washes: • Good performance; best of the 5 substitute washes demonstrated [2.5 ± 0.0] at this facility. • Cut the ink well with the same effort as with the standard wash for light/medium ink coverage. • Slightly more effort needed for heavy ink coverage, but acceptable.

Facility 19 1.2 ± 0.4 Based on a sample size of 13 blanket washes: • Fair/Poor performance. [0.9 ± 0.2] • Cut the ink well, but did not soak into rag and extra effort was needed to remove the oily residue.

WASH 37

Facility 3 1.0; 14% 82 1.3 ± 0.6 Based on a sample size of 17 blanket washes: • Longer drying time than baseline and standard facility washes. [1.0] • Performance rated as good and fair on light and medium coverages, respectively. • Press operators had no problems with wash.

Facility 4 2.2 ± 0.8 Based on a sample size of 6 blanket washes: • Worked well initially, but caused paper breakup due to blanket [3.0 ± 0.0] tackiness. • Use of wash discontinued.

4-13 CHAPTER 4: COMPETITIVENESS

Laboratory Results Field Demonstration Results

Product/ VOC Content Flash- Avg Volume Performance Evaluation Facility(lbs/gal; point Used % by wt) ((F) (ounces)

WASH 38

Facility 2 4.9; 65% 230+ 2.2 ± 0.6 Based on a sample size of 9 blanket washes: • Oily residue caused print quality problems. [1.2 ± 0.8]a • Use of wash discontinued after 1.5 days due to poor performance and print quality problems.

Facility 4 3.7 ± 1.3 Based on a sample size of 6 blanket washes: • Use of wash discontinued after 6 trials due to print quality [3.0 ± 0.0] problems from oily residue. • Wash cut ink satisfactorily.

WASH 39

Facility 5 2.9; 37% 155 0.7 ± 0.3 Based on a sample size of 32 blanket washes: • Good overall performance; cut ink well. [1.0] • Did not dry as quickly as baseline wash and left an oily residue on the blanket. • Product did not work on rollers.

Facility 8 1.0 ± 0.0 Based on a sample size of 5 blanket washes: • Did not cut ink well and therefore required extra time and effort to [0.7 ± 0.0] clean blankets. • Difficult to get wash to soak into rag. • Left oily residue on blanket.

WASH 40

Facility 1 3.8; 52% 155 2.5 ± 0.0 Based on a sample size of 6 blanket washes: • Good performance. [2.5 ± 0.0] • When diluted with water, left residue. No residue problem at full strength.

Facility 10 0.9 ± 0.2 Based on a sample size of 20 blanket washes: • Good performance; cut ink well. [1.5 ± 0.0] • Required slightly more effort when coverage was heavy. a Bracketed values ([]) are the results using the baseline wash (VM&P Naphtha) to clean the same blanket as was used in the demo at this facility. b VOC content not measurable; % by weight VOC content was reported by manufacturer.

4-14 4.1 PERFORMANCE DATA

Blanket Wash 1

Composition: Fatty acid derivatives Alkoxylated alcohols

VOC Content: 30%; 2.3 lbs/gal Flashpoint: 230+(F pH: 7.8 (fluctuates wildly)

)DFLOLW\

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

)DFLOLW\

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

7KLVIDFLOLW\GLGQRWXVH:DVKIRUWKHIXOOZHHNORQJGHPRQVWUDWLRQSHULRG:KLOHRQVLWH WKHREVHUYHUUHFRUGHGWKHGDWDIRUIRXUEODQNHWZDVKHV'XULQJWKLVWLPHWKHSHUIRUPDQFHRI:DVK ZDVFDWHJRUL]HGDVJRRGE\WKHRSHUDWRUWKHSURGXFWFXWWKHLQNZHOODQGWKHEODQNHWDSSHDUHG WREHFOHDQ&RPSDUHGWRWKHEDVHOLQHSURGXFWVOLJKWO\PRUHHIIRUWDQGWLPHZHUHUHTXLUHGIRU :DVK DQDYHUDJHRIURWDWLRQVRUVHFRQGV WKDQIRUWKHEDVHOLQHZDVK URWDWLRQVRU VHFRQGV 7KHRSHUDWRUIRXQGWKHEDVHOLQHSURGXFWZRUNHGYHU\ZHOOLWFXWWKHLQNDQGGULHG

4-15 CHAPTER 4: COMPETITIVENESS

TXLFNO\DIWHUZLSLQJWKHEODQNHWZLWKRQHGU\ZLSHZKHUHDVWKHVXEVWLWXWHZDVKUHTXLUHGDWOHDVW WZRGU\LQJURWDWLRQVWRIXOO\UHPRYHH[FHVVZDVKIURPWKHEODQNHWZLWKDGU\VKRSWRZHO

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

8SRQLQWHUYLHZLQJWKHSUHVVRSHUDWRUDWWKHHQGRIWKHGHPRQVWUDWLRQKHIHOWWKDWWKH SURGXFW V RYHUDOO SHUIRUPDQFH ZDV SRRU  7KLV LV QRW UHIOHFWHG LQ WKH GDWD VLQFH WKH SULQWHU GLVFRQWLQXHGXVLQJWKHSURGXFWEHIRUHKHQRWLFHGWKHSULQWTXDOLW\SUREOHPV

4-16 4.1 PERFORMANCE DATA

(# strokes) Washability ty 3 and 13.8 sec. at Facility 6

5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 1.5 3 4 6 1.5 3 3 8

1 hour • Good performance for light or medium ink coverage. • Poor performance for heavy ink coverage; the extra time and effort needed were unacceptable. • Left a slight residue that was removed with dry shop towel. • Poor performance. • Print quality problems: image of the previous job was showing. Based on a sample size of 10 blanket washes: • It dried quickly and removing excess wash with a dry shop towel was not required. Based on a sample size of 4 blanket washes: • Cut the ink well without extra effort.

F F ( (

Heavy

Coverage Vapor Pressure

Medium (reported, mm Hg) Coverage F) ( (Low, Medium, or High) ( Light Physical Effort Required

Coverage Laboratory Testing Results Field Demonstration Results

Heavy b

Coverage pH Flashpoint

Medium

Summary of Performance Demonstrations for Blanket Wash 1 Coverage (# rotations) Time required NA 1NA 4.0 ± 0.0 NA NANA NA NA 2 Medium Medium NA NA NA • Good performance. NA Low NA • Good performance

Light 2.0 ± 0.0 2.2 ± 0.5 2.5 ± 0.7 Medium Medium High Coverage a 1.0 1.5 (n=1) (n=4) (n=1) (n=10) (lbs/gal; 1.5 ± 0.6 1.1 ± 0.2 Average 2.3; 30% 7.8 (fluctuated during test) 230+ 0.1 @ 80 % by wt) (ounces) VOC Content Volume Used Facility Product WASH 1 Facility 6 Facility 3 Product/ WASH 1 at WASH 1 at at Facility 3 at Facility 6 Baseline Wash Baseline Wash Baseline Wash 6.2; 100% 6.6 50 15 @ 100 Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 18.8 sec. at Facili n = number of washes on which this data is based, as recorded by the printer. NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the observer)

4-17 CHAPTER 4: COMPETITIVENESS

Blanket Wash 6

Composition: Fatty acid derivatives Hydrocarbons, petroleum distillates Solvent naphtha (petroleum), heavy aromatic Alkyl benzene sulfonates

VOC Content: 47%; 3.5 lbs/gal Flashpoint: 152(F pH: 5.5 )DFLOLW\

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

$FFRUGLQJWRSUHVVRSHUDWRUV:DVKGLGQRWVRDNLQWRWKHZLSHDVZHOODVWKHEDVHOLQHRU VWDQGDUG IDFLOLW\ ZDVKHV FDXVLQJ VRPH GHOD\V LQ WKH EODQNHW ZDVKXS SURFHGXUH DV SUHVV RSHUDWRUVZDLWHGIRUWKHZDVKWRVORZO\DEVRUELQWRWKHVKRSWRZHOPDWHULDO3UHVVRSHUDWRUVDOVR QRWLFHGDVOLJKWRLO\ILOPUHPDLQLQJRQWKHEODQNHWIURP:DVKHYHQDIWHUWKHGU\ZLSHVWHS7KH RLO\UHVLGXHFDXVHGSUREOHPVZLWKSULQWTXDOLW\VXEVHTXHQWSULQWMREVUHTXLUHGDJUHDWHUQXPEHU RIFRSLHVWKDQXVXDOWRUHDFKDFFHSWDEOHSULQWTXDOLW\:DVKRGRUZDVFRQVLGHUHGVOLJKWO\VWURQJ E\SUHVVRSHUDWRUV

)DFLOLW\

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

4-18 4.1 PERFORMANCE DATA

FORWKVKRSWRZHOLVXVHGWRUHPRYHWKHH[FHVVZDVKDQGGU\WKHEODQNHW7KHEODQNHWZDVKLV DSSOLHGWRWKHUHXVDEOHVKRSWRZHOZLWKDVTXLUWERWWOHDVPDOO DSSUR[LPDWHO\RQHRXQFH DQG UHODWLYHO\ FRQVLVWHQW TXDQWLW\ RI EODQNHW ZDVK LV DSSOLHG IRU HDFK FOHDQLQJ  7KLV VWDQGDUG DSSOLFDWLRQSURFHVVZDVXVHGWKURXJKRXWWKHSHUIRUPDQFHGHPRQVWUDWLRQ

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

4-19 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability

5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 0.71.5 1.5 3 8 3 6 8

1 hour

Based on a sample size of 11 blanket washes: • Left oily residue that interfered with print quality. • Did not readily absorb into shop towel due to thick consistency. • Fair performance overall; more effort required with heavy ink coverage. • Did not perform as well facility standard wash. Based on a sample size of 23 blanket washes: •Cut ink well. • Did not readily absorb into shop towel due to thick consistency; created delays and effort necessary to clean was rated "high." • Did not leave a residue on the blanket. • Slight odor.

F F ( ( Heavy

Coverage

Medium (reported, mm Hg) Coverage (Low, Medium, or High) pH Vapor Pressure Physical Effort Required Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy b Coverage F) ( (

Medium

Flashpoint Coverage (# rotations) Time required Summary of Performance Demonstrations for Blanket Wash 6

Light 2.5 ± 0.8 2.5 ± 0.6 3.0 ± 0.0 Medium Medium High 3.7 ± 0.6 3.0 ± 0.0 NA Medium Medium NA2.0 ± 0.0 NA • Received good performance rating. NA Low NA NA • Cut ink well, with low effort. 2.7 ± 0.5 3.6 ± 0.5 3.9 ± 0.4 High High High Coverage a (n=4) (n=2) (n=23) (n=11) (lbs/gal; 1.0 ± 0.2 0.9 ± 0.2 0.7 ± 0.2 1.5 ± 0.7 3.5; 47% 152 5.5 0.2 @ 68 Average % by wt) (ounces) VOC Content Volume Used Facility Product Product/ Facility 11 WASH 6 at WASH 6 at at Facility 11 at Facility 15 Baseline Wash Baseline Wash n = number of washes on which this data is based, as recorded by the printer. WASH 6 Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Facility 15 Facility NA = Not Applicable; product was not demonstrated under these conditions. a

4-20 4.1 PERFORMANCE DATA

Blanket Wash 9

Composition: Fatty acid derivatives Water Ethoxylated nonylphenol

VOC Content: 10%; 0.77 lbs/gal Flashpoint: 230+(F pH: 4.6

)DFLOLW\

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

)DFLOLW\

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

4-21 CHAPTER 4: COMPETITIVENESS

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

4-22 4.1 PERFORMANCE DATA

(# strokes) Washability ility 10 and 35.0 sec. at Facility 15

5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 1.5 3 3 8 1.5 1.5 19 30

1 hour • Poor performance. • Did not cut ink well, required excessive effort, and did not soak into shop towel. • Discontinued use of Wash 9 after 4 washes. • Poor performance. • Did not soak into the shop towel. • Required much more effort than the baseline. • Cut ink well with minimal effort. Based on a sample size of 4 blanket washes: • Operator noted a strong odor. Based on a sample size of 21 blanket washes:

F F ( (

Heavy

Coverage

Medium (reported, mm Hg) Coverage pH Vapor Pressure (Low, Medium, or High)

Physical Effort Required Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy b

Coverage F) ( (

Medium Coverage Flashpoint Summary of Performance Demonstrations for Blanket Wash 9 (# rotations) Time required NA NA 5 NA NA Medium • Good performance; cut heavy ink coverage well.

Light 11. ± 1.4 11. ± 1.4 NA High High NA 2.0 ± 0.0 NA NA Low NA NA • Good performance. 3.6 ± 0.5 3.9 ± 0.4 4.7 ± 0.6 High High High Coverage a 1.5 (n=2) (n=1) (n=4) (n=21) (lbs/gal; 3.1 ± 0.3 0.7 ± 0.1 1.5 ± 0.7 Average % by wt) (ounces) 0.77; 10% 230+ 4.6 < 1.0 @ 77 VOC Content Volume Used Facility Product WASH 9 Product/ Facility 10 Facility 15 WASH 9 at WASH 9 at at Facility 10 at Facility 15 Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Baseline Wash Baseline Wash Time required to clean the blanket measured by number of rotations. Avg. time per rotation = 15.0 sec. at Fac n = number of washes on which this data is based, as recorded by the observer (Facility 10) and printer 15). NA = Not Applicable; product was not demonstrated under these conditions. NC = Not calculated; VOC content as a % by weight could not be calculated because specific gravity was available. a b (based on time recorded by the project observer)

4-23 CHAPTER 4: COMPETITIVENESS

Blanket Wash 10

Composition: Fatty acid derivatives Water

VOC Content: 2%; 0.16 lbs/gal Flashpoint: 230+(F pH: 5.7

)DFLOLW\

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

7KH SUHVV RSHUDWRU FOHDQHG IRXU EODQNHWV ZLWK :DVK  EHIRUH GHFOLQLQJ WR FRQGXFW D SHUIRUPDQFHGHPRQVWUDWLRQRIWKHSURGXFWGXHWRLWVSRRUSHUIRUPDQFH:DVKGLGQRWDEVRUE LQWRWKHDSSOLFDWLRQVKRSWRZHOFUHDWLQJVDIHW\DQGFOHDQOLQHVVSUREOHPVLQWKHSUHVVURRPDV H[FHVVZDVKGULSSHGRQWKHIORRUDQGSUHVV$YDULHW\RIPHWKRGVZHUHWULHGWRJHWWKHZDVKWR DEVRUE LQWR WKH VWDQGDUG UHXVDEOH DSSOLFDWLRQ VKRS WRZHO EXW QRQH ZHUH VXFFHVVIXO  7KHVH PHWKRGVLQFOXGHGFXSSLQJWKHVKRSWRZHOWRNHHSWKHEODQNHWZDVKIURPUXQQLQJRIIRIWKHVXUIDFH LPPHGLDWHO\DSSO\LQJWKHEODQNHWZDVKWRWKHVKRSWRZHORQDIODWVXUIDFHDQGWKHQIROGLQJWKH VKRSWRZHORYHUWKHDSSOLHGZDVKDQGSODFLQJWKHPRXWKRIWKHDSSOLFDWRUERWWOHGLUHFWO\RQWRWKH VXUIDFHRIVKRSWRZHOWRFRQWDLQWKHZDVKXQWLOLWKDGIXOO\DEVRUEHG,QDGGLWLRQ:DVKGLGQRW FXWWKHLQNZHOO$FFRUGLQJWRWKHSUHVVRSHUDWRUWLPHVWKHHIIRUWUHTXLUHGWRXVHWKHEDVHOLQH ZDVK ZDV QHFHVVDU\ WR UHPRYH LQN IURP WKH EODQNHW ZLWK :DVK  XQGHU OLJKW LQN FRYHUDJH FRQGLWLRQV

)DFLOLW\

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

7KHSUHVVRSHUDWRUDW)DFLOLW\XVHG:DVKWRFOHDQIRXUEODQNHWVEHIRUHGHFOLQLQJWR FRQGXFWDSHUIRUPDQFHGHPRQVWUDWLRQRIWKHSURGXFWGXHWRLWVSRRUSHUIRUPDQFH8QGHUPHGLXP LQNFRYHUDJHFRQGLWLRQV:DVKGLGQRWFXWWKHLQNZHOODQGUHTXLUHGFRQVLGHUDEO\PRUHHIIRUW WKHQWKHVWDQGDUGIDFLOLW\ZDVKRUEDVHOLQHZDVKRIWKHSHUIRUPDQFHGHPRQVWUDWLRQ$QDYHUDJH

4-24 4.1 PERFORMANCE DATA

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

4-25 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability ty 3 and 202.5 sec. at Facility 4

5 hour Wet Ink Dry Ink Performance Evaluation (%) 0.71.5 0.7 3 12 3 13 8 Blanket Swell

1 hour • Slight, unpleasant odor. • Printer declined to test product due level of effort required to clean blanket. • Did not absorb well into shop towel. • Did not cut ink well. • Printer declined to test product due level of effort required to clean blanket. • Did not absorb well into shop towel. • Did not cut ink well. Based on a sample size of 4 blanket washes: Based on a sample size of 4 blanket washes: • Slight, unpleasant odor.

F F ( (

Heavy

Coverage

(reported, mm Hg) Medium Coverage (Low, Medium, or High) pH Vapor Pressure

Physical Effort Required Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy b

Coverage F) ( (

Medium Coverage Flashpoint (# rotations) Summary of Performance Demonstrations for Blanket Wash 10 Time required NA 6.2 ± 0.5 NA NA High NA NA 3.0 ± 0.0 NA NA Low NA • Good performance: cut the ink well.

Light 2.0 ± 0.0 2.0 ± 0.0 NA High High NA Coverage a (n=4) (n=2) (n=4) (lbs/gal; 3.0 ± 0.0 3.0 ± 0.0 1.0 ± 0.0 Average 0.16; 2% 230+ 5.7 17.5 @ 68 1.0 (n=1) NA 1.0 ± 0.0 NA NA Medium NA • Good performance: cut the ink well. % by wt) (ounces) VOC Content Volume Used Facility Product Facility 4 Facility 3 Product/ WASH 10 at Facility 3 at Facility 4 WASH 10 at WASH 10 at Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Baseline Wash Baseline Wash Time required to clean the blanket measured by number of rotations. Avg. time per rotation = 30.0 sec. at Facili n = number of washes on which this data is based, as recorded by the observer. NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the project observer)

4-26 4.1 PERFORMANCE DATA

Blanket Wash 11

Composition: Fatty acid derivatives Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates

VOC Content: 61%; 4.3 lbs/gal Flashpoint: 150(F pH: 5.0 (fluctuates wildly)

)DFLOLW\

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

,QWKHFDVHRIKHDY\LQNFRYHUDJHWKHSHUIRUPDQFHRI:DVKZDVFRQVLGHUHGSRRU7KH VXEVWLWXWHZDVKGLGQRWFXWWKHLQNZHOOLQFDVHVRIKHDY\FRYHUDJHRUH[FHVVLYHLQNEXLOGXS 6LQFHWKLVSULQWHUKDVHLJKWXQLWSUHVVWKHLQNEXLOGXSRQWKHODVWSULQWXQLWFDQEHHVSHFLDOO\ KHDY\%HFDXVHRIWKLVSUREOHPZLWKKHDY\LQNFRYHUDJHWKHSULQWHUIHOWWKLVSURGXFWZDVQRWD VXLWDEOHVXEVWLWXWHIRUKLVIDFLOLW\

7KHSULQWHUIRXQGWKHRLO\UHVLGXHKDGQRRYHUDOODIIHFWRQWKHSULQWTXDOLW\ZKLOHLWPDGH WKHEODQNHWOHVVWDFN\ZKLFKUHGXFHGWKHWLPHWRJHWEDFNXSWRDFFHSWDEOHTXDOLW\WKHVDPH UHVLGXHZDVKHGRXWWKHFRORUVRPHZKDWZKLFKLQFUHDVHGWKHVKHHWVUHTXLUHGWRDFKLHYHDFFHSWDEOH SULQWTXDOLW\

4-27 CHAPTER 4: COMPETITIVENESS

)DFLOLW\

)DFLOLW\XVHGDWKUHHXQLW[SUHVVIRUWKHSHUIRUPDQFHGHPRQVWUDWLRQV7KLV IDFLOLW\SULQWVFRPPHUFLDOSURGXFWV EURFKXUHVIO\HUVFDUGV XVLQJERWKFRQYHQWLRQDODQGYHJHWDEOH RLOEDVHGLQNV7KHLUVWDQGDUGZDVKFRQVLVWVRIDURPDWLFK\GURFDUERQVWULPHWK\OEHQ]HQH DQGDOLSKDWLFK\GURFDUERQVDFFRUGLQJWRWKH06'67KHSUHVVRSHUDWRUQRWHGWKDWWKHVWDQGDUG ZDVKFXWVWKHLQNZHOOEXWGRHVKDYHVRPHZKDWRIDQRGRU,QWKHSDVW)DFLOLW\KDVWULHGWZR VXEVWLWXWHEODQNHWZDVKHVSHUIRUPDQFHZDVUDWHGDVSRRU LWGLGQRWZRUNDWDOO IRURQHSURGXFW DQGWKHRWKHUSURGXFWWKH\WULHGZDVWRRH[SHQVLYH,QWKHLUVWDQGDUGEODQNHWZDVKLQJSURFHGXUH WKHSUHVVRSHUDWRUDWWKLVIDFLOLW\SRXUVWKHEODQNHWZDVKRQWRDUHXVDEOHVKRSWRZHOIURPDVTXLUW ERWWOHZLSHVWKHLQNRIIWKHEODQNHWLQRQHURWDWLRQWKHQXVHVDGU\VKRSWRZHOIRURQHURWDWLRQWR UHPRYHWKHH[FHVVZDVK7KLVDSSOLFDWLRQSURFHGXUHZDVDOVRXVHGIRUERWKWKHEDVHOLQHDQGWKH VXEVWLWXWHZDVKHV

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

,QDOOFDVHV:DVKOHIWDQRLO\UHVLGXHRQWKHEODQNHWZKLFKZDVUHPRYHGZLWKDGU\VKRS WRZHO5HPRYLQJWKLVRLO\UHVLGXHGLGQRWUHTXLUHDQ\WLPHRUHIIRUWEH\RQGWKHLUVWDQGDUGPHWKRG ZKHUHWKHEODQNHWLVZLSHGZLWKDGU\VKRSWRZHOIRURQHURWDWLRQ

4-28 4.1 PERFORMANCE DATA

(# strokes) Washability ty 1 and 10.0 sec. at Facility 2

5 hour Wet Ink Dry Ink Performance Evaluation (%) 15 5 01.54 Blanket Swell 1.5 3 3 8

1 hour • Good performance for light/medium ink coverage. • Extra time and effort needed for heavy ink coverage. • Left slight, oily residue on blanket, but it did not affect the print quality. • Good/fair performance for light/medium ink coverage. • Extra time and effort were required for heavy ink coverage. • Left slight, oily residue on blanket, but it did not affect the print quality. Based on a sample size of 26 blanket washes: • Required slightly more effort than their standard product to remove excess wash. Based on a sample size of 31 blanket washes: • Cut ink as well their standard wash.

F F ( (

Heavy

Coverage Vapor Pressure

Medium (reported, mm Hg) Coverage F) ( (Low, Medium, or High) ( Light Physical Effort Required

Coverage Laboratory Testing Results Field Demonstration Results

Heavy b

Coverage pH Flashpoint

Medium Coverage Summary of Performance Demonstrations for Blanket Wash 11 (# rotations) Time required

Light 2.0 ± 0.0 2.0 ± 0.0 NA Medium Medium NA • Good performance. 2.7 ± 1.1 NA NA Medium NA NA • Good performance 2.1 ± 0.6 2.0 ± 1.2 8.2 ± 3.5 Medium Medium High 3.0 ± 0.0 3.5 ± 0.7 4.0 ± 0.8 Medium Medium High Coverage a (n=2) (n=3) (n=31) (n=26) (lbs/gal; 2.5 ± 0.0 1.2 ± 0.8 2.5 ± 0.6 1.5 ± Average 4.3; 61% 5.0 (fluctuated during test) 150 0.2 @ 68 % by wt) (ounces) VOC Content Volume Used Facility Product Facility 1 Facility 2 Product/ WASH 11 at Facility 1 at Facility 2 WASH 11 at WASH 11 at Baseline Wash 6.2; 100% 6.6 50 15 @ 100 Baseline Wash Baseline Wash Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 23.2 sec. at Facili n = number of washes on which this data is based, as recorded by the printer. NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the observer)

4-29 CHAPTER 4: COMPETITIVENESS

Blanket Wash 12

Composition: Hydrocarbons, petroleum distillates Water

VOC Content: 20%; 1.3 lbs/gal Flashpoint: 125(F pH: 8.2

)DFLOLW\

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

)DFLOLW\

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

:DVKZDVXVHGIRUWZRRQHZHHNWULDOSHULRGVLQRUGHUWRH[SHULPHQWZLWKDYDULHW\RI GLOXWLRQUDWLRVUDQJLQJIURPWRZDWHU$YHUDJHGRYHUDOOGLOXWLRQUDWLRV:DVKUHTXLUHG

4-30 4.1 PERFORMANCE DATA

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

4-31 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability

5 hour Wet Ink Dry Ink y 12 and 62.5 sec. at Facility 13 Performance Evaluation (%) Blanket Swell 0 1.5 7 11 1.5 3 3 8

1 hour

Based on a sample size of 16 blanket washes: • Caused potential print quality problems. • Was considered equal to baseline wash in overall performance. • Had difficulty cutting paper residue. • Wash was diluted 50% with water. • Did not cut ink as well standard wash. Based on a sample size of 19 blanket washes: • When not diluted with water, performance surpassed baseline and standard washes. • At most dilution levels, required slightly less effort than baseline wash. • Overall fair performance rating across ink coverages and dilutions. • Removed ink in one rotation.

F F Heavy ( (

Coverage

Medium (reported, mm Hg) Coverage (Low, Medium, or High) Physical Effort Required pH Vapor Pressure

Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy

Coverage b F) ( (

Medium Coverage Flashpoint (# rotations) Summary of Performance Demonstrations for Blanket Wash 12 Time required

Light 4.0 ± 0.0 2.5 ± 1.0 NA High High1.0 ± 0.0 1.0 ± 0.0 NA NA • Required greater effort than standard wash. Medium High NA • Good performance, cut the ink well. 1.0 ± 0.0 1.0 ± 0.0 1.0 ± 0.0 Medium Medium Medium Coverage 12.0 ± 0.0 4.0 ± 0.6 4.5 ± 0.6 High Medium Medium a (n=6) (n=4) (n=19) (n=16) (lbs/gal; 5.4 ± 0.8 4.4 ± 1.6 2.1 ± 0.5 1.8 ± 0.4 1.3; 20% 125 8.2 0.7 @ 68 Average % by wt) (ounces) VOC Content Volume Used Facility Product Product/ WASH 12 Facility 12 Facility 13 WASH 12 at WASH 12 at at Facility 12 at Facility 13 Baseline Wash Baseline Wash Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 48.0 sec. at Facilit n = number of washes on which this data is based, as recorded by the printer. NA = Not Applicable; product was not demonstrated under these conditions. a b

4-32 4.1 PERFORMANCE DATA

Blanket Wash 14

Composition: Fatty acid derivatives Propylene glycol ethers Water

VOC Content: 12%; 0.97 lbs/gal Flashpoint: 230+(F pH: 5.0 )DFLOLW\

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

)DFLOLW\

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

4-33 CHAPTER 4: COMPETITIVENESS

2YHUDOO DW )DFLOLW\  WKH SHUIRUPDQFH RI :DVK  ZDV FRQVLGHUHG IDLU  7KH SUHVV RSHUDWRUIRXQGWKDW:DVKGLGQRWFXWLQNDVZHOODVWKHEDVHOLQHZDVKHVSHFLDOO\RQEODFNLQNV DQGLQFDVHVRIKHDY\LQNEXLOGXS:DVKZDVWHVWHGXQGHUOLJKWDQGPHGLXPLQNFRYHUDJH FRQGLWLRQV ZKLOH WKH EDVHOLQH ZDVK ZDV REVHUYHG RQO\ XQGHU KHDY\ LQN FRYHUDJH FRQGLWLRQV %HFDXVHWKHEDVHOLQHZDVKLVQRUPDOO\XVHGDWWKHIDFLOLW\WKHRSHUDWRUª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

4-34 4.1 PERFORMANCE DATA

(# strokes) Washability

5 hour Wet Ink Dry Ink ty 6 and 20.8 sec. at Facility 16 Performance Evaluation (%) Blanket Swell 1.51.5 3 3 8 3 10 8

1 hour

Based on a sample size of 15 blanket washes: • Good performance; cut ink well. • Extra effort was required to remove the oily residue that the wash left on blanket. Based on a sample size of 34 blanket washes: • Did not cut ink as well the baseline wash. • Black inks and heavy ink build up are especially difficult to clean. • Thick consistency of the wash made it difficult to soak into shop towel.

F F ( ( Heavy

Coverage (reported, mm Hg) Medium Coverage (Low, Medium, or High) Physical Effort Required pH Vapor Pressure

Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy

b Coverage F) ( (

Medium Coverage Flashpoint (# rotations) Time required Summary of Performance Demonstrations for Blanket Wash 14 NA 2.0 ± 0.0 NA NA Low NA • Good performance; cut ink well. NA NA 3.0 ± 0.0 NA NA Low • Baseline wash is facility's standard wash.

Light 4.3 ± 0.6 4.4 ± 0.5 8.0 ± 0.0 Medium Medium High 3.2 ± 0.6 4.0 ± 0.5 NA High High NA Coverage a 1.5 (n=1) (n=3) (n=34) (n=15) (lbs/gal; 2.8 ± 0.5 2.0 ± 0.0 1.3 ± 0.6 Average % by wt) (ounces) 0.97; 12% 230+ 5 17.5 @ 68 VOC Content Volume Used Facility Product Facility 6 Product/ WASH 14 Facility 16 at Facility 6 WASH 14 at WASH 14 at at Facility 16 Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Baseline Wash Baseline Wash Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 22.5 sec. at Facili n = number of washes on which this data is based, as recorded by the printer. NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the project observer)

4-35 CHAPTER 4: COMPETITIVENESS

Blanket Wash 19

Composition: Fatty acid derivatives Propylene glycol ethers Water

VOC Content: 22%; 1.8 lbs/gal Flashpoint: 230+(F pH: 4.6 )DFLOLW\

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

4-36 4.1 PERFORMANCE DATA

)DFLOLW\

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

4-37 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability y 18 and 18.5 sec. at Facility 19

5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 1.5 3.0 3 8 1.5 1.5 11 9

1 hour

Based on a sample size of 5 blanket washes: • Thick consistency of wash made it difficult to soak into rag and resulted in uneven application. • Large quantities were required to cut ink. Based on a sample size of 8 blanket washes: • Thick consistency of wash was messy and difficult to use. • Cut demonstration short due to extra effort and time required to clean blanket. • Required additional effort to drag across the blanket.

F F ( (

Heavy

Coverage

Medium

(reported, mm Hg) Coverage pH Vapor Pressure (Low, Medium, or High) Light Physical Effort Required

Coverage Laboratory Testing Results Field Demonstration Results

Heavy b Coverage F) ( (

Medium Coverage Flashpoint (# rotations) Summary of Performance Demonstrations for Blanket Wash 19 Time required

Light 8.0 ± 0.0 7.7 ± 2.1 NA High High NA 2.7 ± 0.5 3.5 ± 0.74.0 ± 0.0 NA 4.0 ± 0.0 4.0 ± 0.0 Low High Low High2.2 ± 0.4 NA High NA • Good performance; cut the ink well. NA High NA NA • Good performance; cut the ink well. Coverage a (n=6) (n=8) (n=5) (n=5) (lbs/gal; 4.8 ± 3.0 1.5 ± 0.8 2.2 ± 0.5 0.9 ± 0.2 Average 1.8; 22% 230+ 4.6 17.5 @ 68 % by wt) (ounces) VOC Content Volume Used Facility Product Product/ WASH 19 WASH 19 at WASH 19 at Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Baseline Wash Baseline Wash Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 16.2 sec. at Facilit n = number of washes on which this data is based, as recorded by the printer. Facility 18 at Facility 18 at Facility 19 Facility 19 NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the project observer)

4-38 4.1 PERFORMANCE DATA

Blanket Wash 20

Composition: Water Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates

VOC Content: 35%; 2.7 lbs/gal Flashpoint: 170(F pH: 7.1 )DFLOLW\

:DVKZDVWHVWHGRQDXQLW[SUHVVDW)DFLOLW\'XULQJWKHSHUIRUPDQFH GHPRQVWUDWLRQFRQYHQWLRQDODQGYHJHWDEOHEDVHGLQNVZHUHXVHGWRSURGXFHFRPPHUFLDOSURGXFWV VXFKDVEURFKXUHVSXEOLFDWLRQVDQGPDLOLQJV)DFLOLW\KDGWULHGXVLQJDOWHUQDWLYHEODQNHW ZDVKHVIRUZRUNHUKHDOWKDQGVDIHW\RUHQYLURQPHQWDOUHDVRQVRQIRXURFFDVLRQVSULRUWRWKH SHUIRUPDQFH GHPRQVWUDWLRQ EXW XVH RI DOO IRXU SURGXFWV KDG EHHQ GLVFRQWLQXHG GXH WR RGRU SUREOHPV&XUUHQWO\WKLVIDFLOLW\ªVVWDQGDUGZDVKFRQVLVWVRISHWUROHXPQDSKWKDGLSURS\OHQH JO\FRO PHWK\O HWKHU DQG   QHQWKDGLHQH DFFRUGLQJ WR WKH 06'6  1RUPDO EODQNHW ZDVK SURFHGXUHFRQVLVWVRIWKUHHZLSHVZLWKDUHXVDEOHVKRSWRZHOVDWXUDWHGZLWKEODQNHWZDVKIROORZHG E\DVLQJOHZLSHZLWKDFOHDQGU\VKRSWRZHOWRUHPRYHH[FHVVZDVKDQGGU\WKHEODQNHW7KH EODQNHWZDVKLVDSSOLHGWRWKHVKRSWRZHOZLWKDVTXLUWERWWOH,ISRVVLEOHWKHVKRSWRZHOVZHUH XVHGWRFOHDQPRUHWKDQRQHEODQNHW7KLVVWDQGDUGDSSOLFDWLRQPHWKRGZDVDOVRXVHGIRUWKH SHUIRUPDQFHGHPRQVWUDWLRQ

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

)DFLOLW\

$W)DFLOLW\:DVKZDVXVHGRQDXQLW[SUHVVZLWKFRQYHQWLRQDOLQNV$ YDULHW\RIFRPPHUFLDOSURGXFWVRQDYDULHW\RISDSHUW\SHVZHUHSULQWHGGXULQJWKHSHUIRUPDQFH GHPRQVWUDWLRQIURPSRVWHUVRQJORVV\VWRFNWRLQIRUPDWLRQFDUGVRQFDUGERDUGVWRFN:DVK ZDVXVHGDSSUR[LPDWHO\WKLUW\WLPHVGXULQJWKHZHHNORQJSHUIRUPDQFHGHPRQVWUDWLRQ,QWKH W\SLFDOEODQNHWZDVKLQJSURFHGXUHDW)DFLOLW\HDFKEODQNHWLVZLSHGWZLFHRQFHZLWKDUHXVDEOH VKRSWRZHOVDWXUDWHGZLWKEODQNHWZDVKIURPDSOXQJHUFDQDQGRQFHZLWKDGU\UHXVDEOHVKRS WRZHOWRUHPRYHWKHH[FHVVEODQNHWZDVK7KHEODQNHWZDVKVKRSWRZHOLVRIWHQXVHGRQPRUHWKDQ RQHEODQNHWGHSHQGLQJRQWKHFOHDQOLQHVVRIWKHVKRSWRZHODVZHOODVWKHLQNFRYHUDJH$FFRUGLQJ WR WKH 06'6 WKH VWDQGDUG IDFLOLW\ ZDVK LV D SHWUROHXP QDSKWKDEDVHG SURGXFW  ,Q WKH SHUIRUPDQFHGHPRQVWUDWLRQWKHRQO\FKDQJHLQDSSOLFDWLRQSURFHGXUHZDVWKDW:DVKZDV

4-39 CHAPTER 4: COMPETITIVENESS

GLUHFWO\DSSOLHGWRHDFKVKRSWRZHOIRUWKHDSSOLFDWLRQSURFHVVDQGWKHSOXQJHUFDQZDVQRWXVHG

3UHVV RSHUDWRUV DW )DFLOLW\  GHFOLQHG WR XVH :DVK  DIWHU H[SHULHQFLQJ QDXVHD DQG GL]]LQHVVDIWHUWKUHHWULDOV:DVKDJJUDYDWHGDSUHYLRXVO\H[LVWLQJUHVSLUDWRU\FRQGLWLRQLQRQH SUHVVRSHUDWRUDQGFDXVHGGL]]LQHVVLQDQRWKHU7KHVHKHDOWKSUREOHPVFRLQFLGHGZLWKDVWURQJ RGRUDVEODQNHWZDVKHYDSRUDWHGIURPWKHZDVKVKRSWRZHOGXULQJWKHZLSHSURFHVV

4-40 4.1 PERFORMANCE DATA

(# strokes) Washability

5 hour Wet Ink Dry Ink y 11 and 120.0 sec. at Facility 12 (%) Performance Evaluation 01.557 1.5 3 3 8 Blanket Swell

1 hour • Performance considered fair, but worse than facility and baseline washes. • Left oily residue on blanket that required additional rotations to remove. • Hard to apply shop towels due thick consistency. • Product induced nausea in press operators; Facility declined opportunity to test product. Based on a sample size of 17 blanket washes: • Slight odor. Based on a sample size of 1 blanket wash: • Did not cut ink as well standard wash. • Slight odor.

F F ( ( Heavy

Coverage

(reported, mm Hg) Medium Coverage (Low, Medium, or High) pH Vapor Pressure Physical Effort Required

Light

Coverage Laboratory Testing Results Field Demonstration Results Heavy

c Coverage F) ( (

Medium Coverage Flashpoint (# rotations) Time required Summary of Performance Demonstrations for Blanket Wash 20 NA 5.0 ± 0.0 NA NA High NA

Light 2.0 ± 0.0 2.7 ± 0.8 4.0 ± 0.8 Medium Medium High 3.7 ± 0.6 3.0 ± 0.0 NA Medium4.0 ± 0.0 2.5 ± 1.0 Medium NA NA • Good performance. High High NA • Required higher effort than standard wash. Coverage b a (n=4) (n=6) Used (n=17) (lbs/gal; 0.7 ± 0.2 4.4 ± 1.6 2.7; 35% 170 7.1 1.5 @ 77 % by wt) (ounces) 1.4 ± 0.6 3.0 (n=1) VOC Content Average Volume Facility Product Product/ WASH 20 Facility 11 Facility 12 WASH 20 at WASH 20 at at Facility 11 at Facility 12 c Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Baseline Wash Baseline Wash n = number of washes this data is based on, as recorded by the observer. n = number of washes on which this data is based, as recorded by the printer. Time required to clean the blanket measured by number of rotations. Avg. time per rotation = 95.7 sec. at Facilit NA = Not Applicable; product was not demonstrated under these conditions. a b c (based on time recorded by the project observer)

4-41 CHAPTER 4: COMPETITIVENESS

Blanket Wash 21

Composition: Hydrocarbons, aromatic Hydrocarbons, petroleum distillates Fatty acid derivatives

VOC Content: 47%; 3.5 lbs/gal Flashpoint: 115(F pH: 6.2

)DFLOLW\

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

3HUIRUPDQFHRIWKHEDVHOLQHSURGXFWZDVFRQVLGHUHGJRRGLWFXWWKHLQNZHOOZLWKPLQLPDO HIIRUW&RPSDUHGWR:DVKWKHEDVHOLQHUHTXLUHGOHVVHIIRUWDQGWLPHWRFOHDQDEODQNHWZLWK PHGLXPLQNFRYHUDJH URWDWLRQVRUDSSUR[LPDWHO\VHFRQGVIRUWKHEDVHOLQHFRPSDUHGWRDQ DYHUDJHRIURWDWLRQVRUVHFRQGVIRU:DVK 

)DFLOLW\

$W)DFLOLW\SHUIRUPDQFHGHPRQVWUDWLRQVZHUHFRQGXFWHGRQDWZRXQLW[SUHVV ZLWKFRQYHQWLRQDOLQNVZKHUHFRPPHUFLDOSURGXFWVVXFKDVDGYHUWLVHPHQWVDQGEURFKXUHVZHUH SULQWHG&XUUHQWO\WKLVIDFLOLW\XVHVZKLFKFRQWDLQVSHWUROHXPQDSKWKDGLFKORURPHWKDQHDQG WULFKORURHWKDQHDFFRUGLQJWRWKHSURGXFWªV06'67KLVSHUIRUPDQFHGHPRQVWUDWLRQZDV WKHLU ILUVW H[SHULHQFH LQ H[SHULPHQWLQJ ZLWK VXEVWLWXWH EODQNHW ZDVKHV  7\SLFDOO\ WKH SUHVV RSHUDWRUFOHDQVWKHEODQNHWE\SRXULQJWKHZDVKIURPDVTXLUWERWWOHRQWRDUHXVDEOHVKRSWRZHO

4-42 4.1 PERFORMANCE DATA

DQG ZLSLQJ GRZQ WKH EODQNHW  7KH ZDVK LV DOORZHG WR GU\ E\ HYDSRUDWLRQ  2FFDVLRQDOO\ WKH RSHUDWRUZLOOPL[WKHZDVKZLWKZDWHUWRUHPRYHSDSHUGXVWDQGSDSHUOLQHVIURPWKHEODQNHW

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

,QDGGLWLRQWRWKHH[WUDHIIRUWWKHSULQWHUQRWHGWKDWWKHRLO\UHVLGXHRFFDVLRQDOO\FDXVHG SUREOHPVZLWKVXEVHTXHQWSULQWMREV,QWZRFDVHVWKHSULQWHUQRWLFHGWKHSULQWVZHUHPRWWOHG IX]]\HGJHV 7KHSULQWHUKDGWRUXQDGGLWLRQDOZDVWHVKHHWVWRJHWDFFHSWDEOHFOHDUSULQWTXDOLW\ 7KH SUHVV RSHUDWRU DOVR FRPPHQWHG WKDW WKH ZDVK GLG QRW DEVRUE LQWR WKH VKRS WRZHO HDVLO\ PDNLQJLWPHVV\WRDSSO\$EVRUEHQF\ZDVLPSURYHGVRPHZKDWZKHQWKHZDVKZDVDSSOLHGWRD VKRSWRZHOZHWZLWKZDWHU

4-43 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability ty 6 and 17.1 sec. at Facility 17

5 hour Wet Ink Dry Ink Performance Evaluation (%) 15 6 01.57 Blanket Swell 1.5 3 3 8

1 hour • Fair performance. • Cut ink well, but oily residue was difficult to remove. • Extra waste sheets required to get back up color because of residue. • Fair performance • Oily residue caused print problems if it was not completely removed. • Wash did not absorb into shop towel easily. • Cut the ink well without extra effort. Based on a sample size of 6 blanket washes: Based on a sample size of 25 blanket washes: • Same effort as standard wash required.

F F ( (

Heavy

Coverage Vapor Pressure

Medium (reported, mm Hg) Coverage F) ( (Low, Medium, or High) ( Light Physical Effort Required

Coverage Laboratory Testing Results Field Demonstration Results

Heavy b

Coverage pH Flashpoint

Medium Coverage Summary of Performance Demonstrations for Blanket Wash 21 (# rotations) Time required NA 2 NA NA Low NA • Good performance.

Light 1.8 ± 0.4 2.1 ± 0.4 NA Low Medium NA 2.0 ± 0.0 3.3 ± 0.6 4.0 ± 0.0 Low Medium High 1.3 ± 0.5 1.0 ± 0.0 NA Medium Medium NA • Good performance Coverage a 1.5 (n=1) (n=5) (n=6) (n=25) (lbs/gal; 2.0 ± 0.6 1.5 ± 0.4 1.6 ± 0.4 Average 3.5; 47% 6.2 115 < 0.1 @ 68 % by wt) (ounces) VOC Content Volume Used Facility Product Facility 6 Product/ WASH 21 Facility 17 at Facility 6 WASH 21 at WASH 21 at at Facility 17 Baseline Wash Baseline Wash Baseline Wash 6.2; 100% 6.6 50 15 @ 100 Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 20.5 sec. at Facili n = number of washes on which this data is based, as recorded by the printer. NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the observer)

4-44 4.1 PERFORMANCE DATA

Blanket Wash 22

Composition: Fatty acids derivatives Hydrocarbons,aromatic Water

VOC Content: Not measured Flashpoint: 157(F (full strength) pH: 7.4 (25%)

)DFLOLW\

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

$W)DFLOLW\:DVKUHPRYHGWKHLQNZLWKORZRUPHGLXPHIIRUWRQDOOLQNFRYHUDJHVDQG RQ DYHUDJH RXWSHUIRUPHG WKH EDVHOLQH ZDVK  7KH QXPEHU RI URWDWLRQV UHTXLUHG WR ZDVK WKH EODQNHW SURSRUWLRQDOWRWKHDPRXQWRIWLPH GLGQRWLQFUHDVHGUDPDWLFDOO\IURPRQHLQNFRYHUDJH WRDQRWKHU:DVKGLGQRWOHDYHVWUHDNVRUUHVLGXHRQWKHEODQNHWDIWHUZLSLQJZLWKDGU\VKRS WRZHOLQWKHVWDQGDUGSURFHGXUH7KHUHZDVQRFKDQJHLQSULQWTXDOLW\DWWULEXWHGWRWKHZDVK7KH ZDVKGLGQRWSHUIRUPDVZHOOZLWKPHWDOOLFLQNVDVLWGLGZLWKFRQYHQWLRQDOLQNVKRZHYHU:KHQ XVHG RQ PHWDOOLF LQNV ERWK WKH HIIRUW UHTXLUHG WR ZDVK WKH EODQNHW DQG WKH DPRXQW RI ZDVK UHTXLUHGLQFUHDVHG

)DFLOLW\

)DFLOLW\  XVHG :DVK  RQ D XQLW  [  SUHVV GXULQJ WKH SHUIRUPDQFH GHPRQVWUDWLRQ  3HUIRUPDQFH GHPRQVWUDWLRQ SULQW MREV ZHUH SULPDULO\ IROGHUV DQG EURFKXUHV SULQWHG ZLWK OLJKW FRQYHQWLRQDO LQN FRYHUDJH RQ JORVV\ HQDPHO SDSHU  7KH EODQNHW ZDVKLQJ SURFHGXUHDWWKLVIDFLOLW\LQYROYHVWZRGLVSRVDEOHSDSHUVKRSWRZHOVRQHLVVDWXUDWHGZLWKEODQNHW ZDVKIURPDVTXLUWERWWOHDQGXVHGWRFOHDQWKHEODQNHWWKHRWKHULVXVHGGU\WRUHPRYHH[FHVV ZDVKDQGGU\WKHEODQNHW'XULQJWKLVSURFHVVWKHEODQNHWLVURWDWHGLQFUHPHQWDOO\XQGHUPDQXDO

4-45 CHAPTER 4: COMPETITIVENESS

FRQWURO7KHVWDQGDUGDSSOLFDWLRQPHWKRGZDVQRWFKDQJHGIRUWKHSHUIRUPDQFHGHPRQVWUDWLRQV

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

4-46 4.1 PERFORMANCE DATA 8 13

(# strokes)

Washability 3 13 y 12 and 105.0 sec. at Facility 13

t

3 1.5 5 hour Wet Ink Dry Ink Performance Evaluation (%)

Blanket Swell 1.5 1.5 1 hour Based on a sample• Cut ink as well as baseline wash. size of creating delays. • Did not readily soak into shop towel, 5 blanket washes:• Fair performer overall. Based on a sample• Difficult to apply due to thick consistency. size of extra drying time • Left blanket slightly streaked and wet, 17 blanket washes:necessary to prevent print quality problems. greater effort • A fair performer: cut ink well, but required than baseline. • Dried quickly on blanket. • Good performer. • higher effort than standard wash. Required slightly • Cut ink well, a good performer.

A F F NA NA ( N ( 0 Heavy Medium Coverage

h <1 @ 68 15 @ 10 High Hig Vapor Pressure Medium Medium Medium (reported, mm Hg) Coverage

m

b pH 6.6 7.4 (Low, Medium, or High) Low High Light Physical Effort Required Medium Mediu Coverage

Laboratory Testing Results Laboratory Field Demonstration Results Field Demonstration

NA NA NA d Heavy 4.0 ± 0.0 Coverage

0

F) 50 ( 157 ( Medium 3.0 ± 0. 2.5 ± 1.6 2.5 ± 1.0 1.0 ± 0.0 Coverage Summary of Performance Demonstrations for Blanket Wash 22 Blanket Wash Demonstrations for of Performance Summary Flashpoint (# rotations) 2 0 0 0 Time required Light 2.7 ± 1. 4.0 ± 0. 4.0 ± 0. 1.0 ± 0. Coverage

a c Not (n=6) (n=4) (n=5) (n=17) 2.17% (lbs/gal; 3.4 ± 1.7 4.4 ± 1.6 2.1 ± 0.5 Average % by wt) (ounces) 4.4 ± 0.6 6.2; 100% measurable; VOC Content Volume Used

Facility Product Product/ WASH 22 Facility 12 Facility 13 WASH 22 at WASH 22 at at Facility 12 at Facility 13 Baseline Wash Baseline Wash Baseline Wash Time required to clean the blanket measured by the number of blanket rotations. Avg. time per rotation = 27.5 sec. at Facili Time required to clean the blanket measured by the number of blanket rotations. 25% VOC content in lbs/gal was not measurable; % by weight VOC was reported by manufacturer. VOC content in lbs/gal was not measurable; n = number of washes on which this data is based, as recorded by the printer. d NA = Not Applicable; product was not demonstrated under these conditions. NA = Not Applicable; product was not demonstrated a b c

4-47 CHAPTER 4: COMPETITIVENESS

Blanket Wash 24

Composition: Terpenes Ethylene glycol ethers Ethoxylated nonylphenol Alkyl benzene sulfonates Alkali/salts Water

VOC Content: 19%; 1.5 lbs/gal Flashpoint: 100(F pH: 9.9

)DFLOLW\

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

4-48 4.1 PERFORMANCE DATA

)DFLOLW\

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

4-49 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability ived.

5 hour Wet Ink Dry Ink ity 16 and 24.6 sec. at Facility 17 Performance Evaluation (%) 1.51.5 3.0 3.0 15 3 12 8 Blanket Swell

1 hour

Based on a sample size of 28 blanket washes: • Cut ink well, but some extra effort was required to wipe off oily residue. • Oily residue significantly increased the number of copies required to return print quality. wash. Based on a sample size of 4 blanket washes: • Cut ink well. • Extra effort to wipe off oily residue. • Thick consistency of wash caused operator to curtail use. • Citrus odor was very strong to operator. • Extra effort was required due to resistance drag across blanket.

F F ( ( Heavy

Coverage

(reported, mm Hg) Medium Coverage c (Low, Medium, or High) pH Vapor Pressure Physical Effort Required Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy b Coverage F) ( (

Medium Coverage Flashpoint (# rotations) Time required Summary of Performance Demonstrations for Blanket Wash 24 NA 2.5 ± 0.6 NA NA High NA NA NA 3.0 ± 0.0 NA NA Low • Baseline wash was also the facility's standard

Light 3.1 ± 1.0 3.0 ± 0.0 3.0 ± 0.0 Medium Medium Medium 1.3 ± 0.5 1.0 ± 0.0 NA Medium Medium NA • Good performance; cut ink well. Coverage a (n=4) (n=3) (n=5) (n=28) (lbs/gal; 1.3 ± 0.6 2.2 ± 0.6 2.0 ± 0.0 1.5 ± 0.4 Average 1.5; 19% 100 9.9 <1 @ 25 % by wt) (ounces) VOC Content Volume Used c Facility Product Product/ WASH 24 Facility 16 Facility 17 WASH 24 at WASH 24 at at Facility 16 at Facility 17 Baseline Wash Baseline Wash Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Time required to clean the blanket measured by number of rotations. Avg. time per rotation = 21.1 sec. at Facil n = number of washes on which this data is based, as recorded by the printer. Based on observer’s data; printer data not rece NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the project observer)

4-50 4.1 PERFORMANCE DATA

Blanket Wash 26

Composition: Fatty acids derivatives Esters/lactones

VOC Content: 18%; 1.3 lbs/gal Flashpoint: 230+(F pH: 7.8 (fluctuates wildly)

)DFLOLW\

$W)DFLOLW\:DVKZDVXVHGRQDVLQJOHXQLW[SUHVVWRSULQWFRPPHUFLDO SURGXFWVVXFKDVEXVLQHVVFDUGVDQGDGYHUWLVHPHQWVZLWKFRQYHQWLRQDOLQNV)DFLOLW\KDVWULHG DYDULHW\RIVXEVWLWXWHEODQNHWZDVKHVGRQDWHGE\VXSSOLHUVEXWKDVQHYHUDGRSWHGRQHGXHWR SHUIRUPDQFHDQGFRVWLVVXHV&XUUHQWO\WKLVIDFLOLW\XVHVWZRGLIIHUHQWEODQNHWZDVKHV$FFRUGLQJ WR WKH SURGXFW 06'6V RQH ZDVK FRQWDLQV DOLSKDWLF K\GURFDUERQV F\FORKH[DQH QKHSWDQH

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

)DFLOLW\

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

4-51 CHAPTER 4: COMPETITIVENESS

WRZHOZLSHVWKHLQNRIIWKHEODQNHWLQRQHURWDWLRQWKHQXVHVDGU\VKRSWRZHOIRURQHURWDWLRQWR UHPRYHWKHH[FHVVZDVK7KLVVDPHSURFHGXUHZDVXVHGIRUERWKWKHEDVHOLQHDQGWKHVXEVWLWXWH ZDVK

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

4-52 a

4.1 PERFORMANCE DATA

(# strokes) Washability

5 hour Wet Ink Dry Ink ty 5 and 30.0 sec. at Facility 15 (%) Performance Evaluation 00614 Blanket Swell 1.5 3 3 8

1 hour • Good performance rating after every wash. • Performed as well both standard facility wash and baseline wash. • Slight oily residue caused print quality problems when wash was used for roller clean-up. • Good performance rating after every wash. • Performed as well standard facility wash and baseline wash. Based on a sample size of 14 blanket washes: Based on a sample size of 22 blanket washes: • Low effort required. • Good performance rating.

F F ( ( Heavy

Coverage <1 @ 77

(reported, mm Hg) Medium Coverage (Low, Medium, or High) pH Vapor Pressure Physical Effort Required Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy c Coverage F) ( (

Medium Coverage Flashpoint (# rotations) Time required Summary of Performance Demonstrations for Blanket Wash 26

Light 2.0 ± 0.0 2.3 ± 0.7 NA Low Medium NA 2.0 ± 0.0 NA2.0 ± 0.0 2.0 ± 0.0 2.0 ± 0.0 NA Low Medium Low NA Low NA • Cut ink satisfactorily. 2.0 ± 0.0 NA NA Low NA NA • Cut ink well. Coverage b 1.0 (n=1) (n=2) (n=22) (n=14) (lbs/gal; 0.5 ± 0.1 0.7 ± 0.1 1.5 ± 0.7 Average 1.3; 18% 230+ 7.8 % by wt) (ounces) VOC Content Volume Used Facility Product Facility 5 Product/ WASH 26 Facility 15 at Facility 5 WASH 26 at WASH 26 at at Facility 15 Baseline Wash Baseline Wash Baseline Wash 6.2; 100% 50 6.6 15 @ 100 n = number of washes on which this data is based, as recorded by the printer. pH fluctuates Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 60.0 sec. at Facili NA = Not Applicable; product was not demonstrated under these conditions. a b c (based on time recorded by the project observer)

4-53 CHAPTER 4: COMPETITIVENESS

Blanket Wash 29

Composition: Fatty acid derivatives

VOC Content: 30%; 2.1 lbs/gal Flashpoint: 230+(F pH: 7.2

)DFLOLW\

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

)DFLOLW\

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

4-54 4.1 PERFORMANCE DATA

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

4-55 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability

5 hour Wet Ink Dry Ink ility 7 and 15.5 sec. at Facility 8 Performance Evaluation (%) Blanket Swell 1.51.5 1.5 3.0 9 3 18 8

1 hour • Good performance; cut ink well. • Extra effort was required due to resistance being dragged across the blanket. Based on a sample size of 3 blanket washes: • Good performance; cut ink well. • Extra effort was required to dry the blanket. Based on a sample size of 36 blanket washes: • Did not cut ink as well baseline wash. • Did not cut paper dust or powder. • More effort was required to remove slight oily film on blanket.

F F (

( Heavy

Coverage (reported, mm Hg) Medium Coverage (Low, Medium, or High) Physical Effort Required pH Vapor Pressure NA High NA Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy

Coverage b F) ( (

Medium Coverage Flashpoint (# rotations) Time required Summary of Performance Demonstrations for Blanket Wash 29

NA 2.0 ± 0.0 NA NA High NA NA 2.0 ± 0.0 NA NANA 2.7 ± 0.5 Medium NA NA • Good performance; cut ink well.

Light 4.1 ± 0.8 4.0 ± 0.0 NA Medium High NA Coverage (n=3) (n=2) (n=4) (n=36) (lbs/gal; 1.0 ± 0.0 1.2 ± 0.0 0.8 ± 0.6 0.7 ± 0.0 2.1; 30%Average 230+ 7.2 <1 @ 68 % by wt) (ounces) VOC Content Volume Used c Facility Product Facility 8 Product/ Facility 7 WASH 29 at Facility 7 at Facility 8 WASH 29 at WASH 29 at Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Baseline Wash Baseline Wash Time required to clean the blanket measured by number of rotations. Avg. time per rotation = 27.5 sec. at Fac n = number of washes on which this data is based, as recorded by the printer. Based on observer's data; printer data not received. NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the project observer) c

4-56 4.1 PERFORMANCE DATA

Blanket Wash 30

Composition: Hydrocarbons, aromatic Propylene glycol ethers Water

VOC Content: 7%; 0.48 lbs/gal Flashpoint: 100(F (full strength) pH: 7.6 (25%)

)DFLOLW\

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

)DFLOLW\

)DFLOLW\XVHGDXQLW[SUHVVDOVRZLWKVR\RLOEDVHGLQNVWRSULQWEURFKXUHV FDUGVDQGRWKHUFRPPHUFLDOSURGXFWV7KHSUHVVRSHUDWRUDW)DFLOLW\XVHG:DVKIRUWKH HQWLUHRQHZHHNGHPRQVWUDWLRQ7KHRSHUDWRUW\SLFDOO\FOHDQVWKHEODQNHWE\SRXULQJWKHEODQNHW ZDVKRQWRDFOHDQUHXVDEOHVKRSWRZHODQGZLSLQJWKHEODQNHWZKLOHURWDWLQJLWPDQXDOO\WZLFH 7KHEODQNHWLVWKHQDOORZHGWRGU\E\HYDSRUDWLRQEHIRUHUHVWDUWLQJWKHSUHVV7KLVDSSOLFDWLRQ SURFHGXUHZDVDOVRXVHGIRUWKHDSSOLFDWLRQRIWKHEDVHOLQHZDVK:KHQXVLQJ:DVKWKHSUHVV

4-57 CHAPTER 4: COMPETITIVENESS

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

4-58 c

4.1 PERFORMANCE DATA

(# strokes) Washability

5 hour Wet Ink Dry Ink lity 18 and 18.5 sec. at Facility 19 (%) Performance Evaluation Blanket Swell 0.71.5 1.5 3 5 3 11 8

1 hour • Good performance; cut ink well. • Worked best with no dilution water. • Cut ink well. • Required extra effort to dry oily film from blanket. • Thick consistency was difficult to use. • Extra effort was required due to resistance surface of the blanket. Based on a sample size of 3 blanket washes: Based on a sample size of 8 blanket washes: • Extra effort was required due to resistance surface of the blanket.

F F ( ( Heavy

Coverage 2.2 @ 68 (reported, mm Hg) Medium Coverage (Low, Medium, or High) Physical Effort Required pH Vapor Pressure

Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy

Coverage b F) ( (

Medium Coverage Flashpoint (# rotations) Time required Summary of Performance Demonstrations for Blanket Wash 30 NA NA 3.3 ± 0.6 NA NA Medium

Light 2.7 ± 0.5 3.5 ± 0.7 NA Low Low2.2 ± 0.4 NA NA • Good performance; cut ink well. NA High NA NA • Good performance; cut ink well. 3.0 ± 0.0 3.0 ± 0.0 NA High High NA Coverage a (n=6) (n=5) (n=8) (n=3) (lbs/gal; 4.0 ± 0.0 1.5 ± 0.8 0.9 ± 0.2 0.7 ± 0.0 Average 0.48; 7% 100 7.6 % by wt) (ounces) VOC Content Volume Used Facility Product Product/ WASH 30 Facility 18 Facility 19 WASH 30 at WASH 30 at at Facility 18 at Facility 19 Baseline Wash Baseline Wash Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 16.2 sec. at Faci n = number of washes on which this data is based, as recorded by the printer. NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the project observer)

4-59 CHAPTER 4: COMPETITIVENESS

Blanket Wash 31

Composition: Hydrocarbons, aromatic Hydrocarbons, petroleum distillates

VOC Content: 99%; 6.6 lbs/gal Flashpoint: 105(F pH: 7.6

)DFLOLW\

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

)DFLOLW\

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

2YHUDOOWKHSHUIRUPDQFHRI:DVKZDVFRQVLGHUHGJRRGIDLU:DVKZDVWHVWHGXQGHU OLJKWPHGLXPDQGKHDY\LQNFRQGLWLRQVZKLOHWKHEDVHOLQHZDVKZDVREVHUYHGRQO\XQGHUPHGLXP

4-60 4.1 PERFORMANCE DATA

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

4-61 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability ty 7 and 17.1 sec. at Fac. 8

5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 1.5 3.0 3 8 1.5 3.0 3 3

1 hour

Based on a sample size of 4 blanket washes: • Cut the ink well; slightly more effort needed to remove oily residue on blanket. • Oily residue slightly increased the copies required to return to print quality. • Smell not as strong facility's standard wash or baseline wash. Based on a sample size of 61 blanket washes: • Good performance; cut ink well • Performed as well standard wash. • Slightly more effort was required due to resistance surface of the blanket. • Extra effort was required due to resistance the surface of the blanket.

F F ( (

Heavy

Coverage

Medium (reported, mm Hg) Coverage pH Vapor Pressure (Low, Medium, or High)

Physical Effort Required Light

Coverage Laboratory Testing Results Field Demonstration Results

Heavy b

Coverage F) ( (

Medium Coverage Flashpoint Summary of Performance Demonstrations for Blanket Wash 31 (# rotations) Time required NA 2.0 ± 0.0 NA NANA Medium 2.7 ± 0.5 NA NA • Good performance; cut ink well. NA High NA • Good performance; cut ink well.

Light 2.0 ± 0.0 2.0 ± 0.0 NA High High NA 2.0 ± 0.0 2.0 ± 0.0 2.1 ± 0.2 Low Low Low Coverage a (n=2) (n=4) (n=4) (n=61) (lbs/gal; 1.2 ± 0.0 0.7 ± 0.0 1.5 ± 0.6 1.1 ± 1.5 Average 6.6; 99% 105 7.6 <0.1 @ 68 % by wt) (ounces) VOC Content Volume Used Facility Product Facility 7 Facility 8 Product/ WASH 31 at Facility 7 at Facility 8 WASH 31 at WASH 31 at Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Baseline Wash Baseline Wash Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 82.5 sec. at Facili n = number of washes on which this data is based, as recorded by the printer. NA = Not Applicable; product was not demonstrated under these conditions. a b (based on time recorded by the observer)

4-62 4.1 PERFORMANCE DATA

Blanket Wash 32

Composition: Hydrocarbons, petroleum distillates

VOC Content: 99%; 6.5 lbs/gal Flashpoint: 220(F pH: 8.5

)DFLOLW\

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

)DFLOLW\

$W)DFLOLW\SHUIRUPDQFHGHPRQVWUDWLRQVZHUHFRQGXFWHGXVLQJDVLQJOHXQLW[ SUHVV ZLWK FRQYHQWLRQDO LQNV WR SULQW FRPPHUFLDO SURGXFWV VXFK DV EXVLQHVV FDUGV DQG DGYHUWLVHPHQWV$FFRUGLQJWRWKH06'6VWKLVIDFLOLW\FXUUHQWO\XVHVHLWKHUDEODQNHWZDVKZKLFK

FRQWDLQV DOLSKDWLF K\GURFDUERQV F\FORKH[DQH QKHSWDQH PHWK\OF\FORKH[DQH WROXHQH & & SDUDIILQV DQG & &  F\FORSDUDIILQV RU RQH WKDW FRQVLVWV RI DURPDWLF K\GURFDUERQV DOLSKDWLF K\GURFDUERQVWULPHWK\OEHQ]HQH[\OHQHGLSURS\OHQHJO\FROPHWK\OHWKHUDQGSURS\OHQH JO\FROPHWK\OHWKHU)DFLOLW\KDVWULHGVHYHUDOVXEVWLWXWHEODQNHWZDVKHVWKDWZHUHGRQDWHGE\

4-63 CHAPTER 4: COMPETITIVENESS

WKHLUVXSSOLHU1RQHRIWKHVHSURGXFWVZHUHDGRSWHGHLWKHUEHFDXVHWKH\GLGQRWZRUNDVZHOODV WKHLUVWDQGDUGZDVK OHIWDQRLO\UHVLGXHRQWKHEODQNHW RUWKH\ZHUHWRRH[SHQVLYH XSWRWZLFHDV PXFKDVWKHLUVWDQGDUGZDVK 7KHIDFLOLW\KDVUHGXFHGWKHTXDQWLW\RIVROYHQWXVHGE\UHXVLQJ WKH GU\LQJ VKRS WRZHO IURP WKH SUHYLRXV ZDVK IRU WKH DSSOLFDWLRQ RI EODQNHW ZDVK LQ WKH VXEVHTXHQWEODQNHWZDVKSURFHGXUH7KLVUHGXFHGWKHDPRXQWRIVROYHQWXVHGWKHQXPEHURI VKRS WRZHOV VHQW WR WKH ODXQGU\ DQG WKH DVVRFLDWHG ODXQGHULQJ FRVWV DQG WKH HQYLURQPHQWDO LPSDFWVVXFKDVODXQGU\ZDVWHZDWHUDQGHQHUJ\XVDJH7\SLFDOO\WKHEODQNHWLVZLSHGGRZQWZLFH GXULQJFOHDQLQJRQFHZLWKEODQNHWZDVKWRUHPRYHWKHLQNDQGRQFHZLWKDFOHDQGU\VKRSWRZHO WRUHPRYHH[FHVVZDVK%ODQNHWZDVKLVDSSOLHGGLUHFWO\WRWKHEODQNHWXVLQJDVTXLUWERWWOHDQG LVWKHQZLSHGRIIXVLQJDUHXVDEOHVKRSWRZHO7KHVDPHVKRSWRZHOLVXVHGXQWLOLWKDVWRRPXFK LQNEXLOGXSWRHIIHFWLYHO\FOHDQWKHEODQNHW7KLVDSSOLFDWLRQSURFHGXUHZDVPRGLILHGVOLJKWO\IRU WKHEDVHOLQHZDVKDQGVXEVWLWXWHZDVKGHPRQVWUDWLRQVLQWKDWWKHZDVKZDVSRXUHGRQWRWKHVKRS WRZHOLQVWHDGRIGLUHFWO\RQWKHEODQNHW

:DVK  ZDV XVHG IRU RQH ZHHN DQG  ZDVKHV ZHUH UHFRUGHG E\ WKH SUHVV RSHUDWRU 2YHUDOOWKHSHUIRUPDQFHRI:DVKZDVUDWHGJRRG:KHQFRPSDUHGWRWKHEDVHOLQHZDVK ZKLFKFXWWKHLQNZHOODQGFOHDQHGWKHEODQNHWDVZHOODVWKHLUVWDQGDUGZDVK WKHHIIRUWQHHGHG WRFOHDQWKHEODQNHWZLWK:DVKZDVVOLJKWO\KLJKHUEHFDXVH:DVKOHIWDQRLO\UHVLGXHRQWKH EODQNHW:LWKWKHEDVHOLQHRUWKHVWDQGDUGZDVKRQHURWDWLRQZLWKDGU\VKRSWRZHOZDVHQRXJK WRUHPRYHWKHH[FHVVZDVK:LWK:DVKWZRRUWKUHHURWDWLRQVZLWKWKHGU\ZLSHZHUHUHTXLUHG 2Q DYHUDJH WKH GU\LQJ WLPH LQFUHDVHG IURP DSSUR[LPDWHO\  VHFRQGV XVLQJ WKH EDVHOLQH RU VWDQGDUGZDVKWRDSSUR[LPDWHO\VHFRQGVXVLQJ:DVK7KLVH[WUDGU\LQJVWHSLQFUHDVHGWKH HIIRUWUHTXLUHGKRZHYHUWKHUHVLGXHGLGQRWDIIHFWIXWXUHSULQWTXDOLW\7KHSULQWHUFRPPHQWHG WKDWWKHVOLJKWUHVLGXHFDPHRIITXLFNO\GXULQJWKHQRUPDOZDVWHVKHHWSRUWLRQRIWKHQH[WUXQ

'XULQJWKHGHPRQVWUDWLRQ:DVKZDVXVHGRQOLJKWPHGLXPDQGKHDY\LQNFRYHUDJH DOOZLWKJRRGUHVXOWV,WVKRXOGEHQRWHGWKDWKHDY\LQNFRYHUDJHIRUDEXVLQHVVFDUGLVQRWWKH HTXLYDOHQWRIKHDY\LQNFRYHUDJHIRUODUJHUSULQWRSHUDWLRQV7KHSULQWHUDW)DFLOLW\IHOWWKHRLO\ UHVLGXHFRXOGFDXVHVRPHSUREOHPVRQDELJJHUSUHVVZLWKJUHDWHULQNFRYHUDJH

4-64 4.1 PERFORMANCE DATA

(# strokes) Washability y 1 and 10.6 sec at Facility 5

5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 0.11.5 1.5 3 5 3 30 8

1 hour • Cut ink well with same effort as standard wash. Based on a sample size of 4 blanket washes: • Good performance. • Required slightly higher effort to remove excess wash than with the standard wash. • Oily residue caused "chatter" in subsequent prints. Based on a sample size of 12 blanket washes: • Good performance. • Left slight, oily residue that was removed with dry shop towels and did not affect print quality.

F F ( ( Heavy

Coverage

Medium

(reported, mm Hg) Coverage pH Vapor Pressure (Low, Medium, or High) Light Physical Effort Required

Coverage Laboratory Testing Results Field Demonstration Results

b Heavy

Coverage F) ( (

Medium Coverage Flashpoint (# rotations) Summary of Performance Demonstrations for Blanket Wash 32 Time required 2 NA NA Low NA NA • Good performance. NA 4.2 ± 0.5 NA NA High NA

Light 2.0 ± 0.0 2.0 ± 0.0 NA3.0 ± 0.0 3.0 ± 0.0 3.0 ± 0.0 High Low Medium High Medium NA • Fair/poor performance. Coverage a 1.0 (n=1) (n=2) (n=4) (n=12) (lbs/gal; 2.5 ± 0.0 2.5 ± 0.0 0.7 ± 0.2 Average 6.5; 99% 220 8.5 8.5 <1 @ 68 % by wt) (ounces) VOC Content Volume Used Facility Product Product/ Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 20.0 sec at Facilit n = number of washes on which this data is based, as recorded by the printer. Baseline Wash 6.2; 100% 50 6.6 6.6 15 @ 100 WASH 32 WASH 32 at Facility 1 Baseline Wash at Facility 1 WASH 32 at Facility 5 Baseline Wash at Facility 5 NA = Not Applicable; product was not demonstrated under these conditions. NC = Not Calculated; VOC content as a % by weight could not be calculated because specific gravity data was available. a b (based on time recorded by the observer)

4-65 CHAPTER 4: COMPETITIVENESS

Blanket Wash 34

Composition: Water Terpenes Hydrocarbons, petroleum distillates Alkoxylated alcohols Fatty acid derivatives

VOC Content: 39%; 2.8 lbs/gal Flashpoint: 138(F pH: 6.6

)DFLOLW\

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

3HUIRUPDQFHRI:DVKZDVFRPSDUDEOHWRWKDWRIWKHEDVHOLQHZDVK ZKLFKFXWWKHLQN ZHOO DQG UHTXLUHG WKH VDPH DPRXQW RI WLPH DV WKHLU VWDQGDUG ZDVK EXW GLG UHTXLUH VRPH DGGLWLRQDOHIIRUWWRUHPRYHWKHRLO\UHVLGXH $YHUDJHWLPHUHTXLUHGWRFOHDQWKHEODQNHWZLWKWKH EDVHOLQHZDVKZDVDSSUR[LPDWHO\VHFRQGVIRUOLJKWRUPHGLXPLQNFRYHUDJHDQGZLWK:DVK DYHUDJHFOHDQLQJWLPHYDULHGEHWZHHQDQGVHFRQGV

4-66 4.1 PERFORMANCE DATA

)DFLOLW\

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

7KLVSULQWHUFRQVLGHUHGWKHSHUIRUPDQFHRI:DVKWREHIDLURUSRRUIRUOLJKWPHGLXP DQGKHDY\LQNFRYHUDJH'DWDVKHHWVZHUHFRPSOHWHGIRUEODQNHWZDVKHV7KHSULQWHUIRXQG WKDW:DVKOHIWDOLJKWFRDWLQJRQWKHEODQNHWDQGRIWHQKLJKHIIRUWZDVQHHGHGWRUHPRYHWKLV UHVLGXH  7KHFRQVLVWHQF\RIWKHZDVKZDVDQRWKHUSUREOHPWKHSULQWHUIRXQGWKDWWKHWKLFN FRQVLVWHQF\RIWKHZDVKSUHYHQWHGLWIURPVRDNLQJLQWRWKHVKRSWRZHOHDVLO\%HIRUHKHFRXOGDSSO\ WKHZDVKWKHSUHVVRSHUDWRUKDGWRZRUNLWLQWRWKHVKRSWRZHODGGLWLRQDOO\LQFUHDVLQJWKHHIIRUW QHHGHGWRFOHDQWKHEODQNHWZLWK:DVK,WWRRNORQJHUWRFOHDQWKHEODQNHWZLWK:DVKWKDQ ZLWKWKHEDVHOLQHZDVK7KHEDVHOLQHZDVKFXWWKHLQNZHOOEXWUHTXLUHGVOLJKWO\PRUHHIIRUWWKDQ WKHLUVWDQGDUGZDVK$GGLWLRQDOHIIRUWZDVGXHWRWKHLQFUHDVHGGUDJRIWKHVKRSWRZHORYHUWKH EODQNHWWKHEDVHOLQHZDVKZDVQRWDVVPRRWKDVWKHLUVWDQGDUGZDVK7KHSULQWHUGLGQRWHWKDW IHZHULPSUHVVLRQVZHUHQHHGHGWRJHWEDFNXSWRDFFHSWDEOHSULQWTXDOLW\DIWHUFOHDQLQJWKHEODQNHW ZLWKWKHEDVHOLQHSURGXFW:KHQLQNFRYHUDJHZDVOLJKWWKHDYHUDJHWLPHWRFOHDQWKHEODQNHWZLWK :DVKZDVDSSUR[LPDWHO\VHFRQGVZLWKWKHEDVHOLQHZDVKWKHDYHUDJHFOHDQLQJWLPHZDV DSSUR[LPDWHO\VHFRQGV

4-67 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability y 1 (measured by the observer); 18

5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 1.51.5 3 3 10 3 20 8

1 hour • Required slightly more effort than standard wash. Based on a sample size of 37 blanket washes: • Good performance; best of the 5 substitute washes demonstrated at this facility. • Cut the ink well with same effort as standard wash for light/medium ink coverage. • Slightly more effort needed for heavy ink coverage, but acceptable. Based on a sample size of 13 blanket washes: • Fair/Poor performance. • Cut the ink well, but did not soak into shop towel and extra effort was needed to remove the oily residue. • Fewer impressions were needed to get back acceptable print quality than with standard wash.

F ( F ( Heavy

Coverage Hg) (reported, mm Vapor Pressure Medium Coverage F) ( (

(Low, Medium, or High) Light Physical Effort Required

Coverage Laboratory Testing Results Field Demonstration Results

c Heavy

Coverage pH Flashpoint

Medium Summary of Performance Demonstrations for Blanket Wash 34 Coverage (# rotations) Time required

Light 2.0 ± 0.0 2.0 ± 0.0 NA High High NA • Good performance. 2.6 ± 0.6 2.2 ± 0.4 3.1 ± 1.0 Medium Medium High 3.6 ± 0.6 4.0 ± 0.0 3.7 ± 0.5 Medium Medium High Coverage a b (n=2) (n=13) (n=37) (lbs/gal; 1.2 ± 0.4 2.5 ± 0.0 2.5 ± 0.0 Average 2.8; 39% 6.6 138 2 @ 68 % by wt) (ounces) VOC Content Volume Used 0.9 ± 0.2 (n=5) 2.2 ± 0.4 NA NA High NA NA • Good performance. Facility Product Facility 1 Product/ WASH 34 Facility 19 at Facility 1 WASH 34 at WASH 34 at at Facility 19 Baseline Wash Baseline Wash Baseline Wash 6.2; 100% 6.6 50 15 @ 100 n = # of washes recorded by the observer. n = # of washes recorded by the printer; Time required to clean the blanket measured by number of rotations: Avg. time per rotation = 20.0 sec at Facilit NA = Not Applicable; product was not demonstrated under these conditions. a b c sec at Facility 19 (estimated).

4-68 4.1 PERFORMANCE DATA

Blanket Wash 37

Composition: Water Hydrocarbons, petroleum distillates Hydrocarbons, aromatic

VOC Content: 14%; 1.0 lbs/gal Flashpoint: 82(F pH: 3.9

)DFLOLW\

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

)DFLOLW\

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

,QLWLDOO\ :DVK  SHUIRUPHG ZHOO DW )DFLOLW\   ,W FXW WKH LQN ZHOO VRDNHG LQWR WKH DSSOLFDWLRQVKRSWRZHOUHDGLO\DQGUHTXLUHGOLWWOHHIIRUW7KHQDIWHUDIHZGD\VRIXVDJH:DVK

4-69 CHAPTER 4: COMPETITIVENESS

FDXVHGXQFRDWHGSDSHUWRVWLFNWRWKHEODQNHWV7KHWDFNLQHVVRIWKHEODQNHWVZDVVXFKWKDW XQFRDWHGSDSHUVWRFNZDVSXOOHGDSDUWGXULQJWKHSULQWLQJSURFHVV)DFLOLW\GLVFRQWLQXHGLWV SHUIRUPDQFHGHPRQVWUDWLRQRI:DVKDQGWKHSUREOHPVGLVDSSHDUHG

4-70 4.1 PERFORMANCE DATA

(# strokes) Washability 5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 33 58 1.5 3 3 8 1 hour

Based on a sample standard • Longer drying time than baseline and size ofwashes. 17 blanket washes: on light and • Performance rated as good and fair medium coverages, respectively. wash. • Press operators had no problems with Based on a sample breakup due to • Worked well initially, but caused ofblanket tackiness. 6 blanket washes:• Use of wash discontinued. • Slight odor.

F F ( ( Heavy Coverage Medium (reported, mm Hg) Coverage pH Vapor Pressure (Low, Medium, or High) Light Physical Effort Required Coverage Laboratory Testing Results Laboratory Field Demonstration Results Field Demonstration Heavy b Coverage F) ( ( Medium Coverage Flashpoint Summary of Performance Demonstrations for Blanket Wash 37 Blanket Wash Demonstrations for of Performance Summary (# rotations) Time required NA 2.8 ± 0.4 NA NA Medium NA NA 3.0 ± 0.0 NA NA Low NA • Good performance: cut the ink well. Light 2.0 ± 0.0 2.5 ± 0.7 NA Low Medium NA Coverage a (n=6) (n=2) (n=17) (lbs/gal; 2.2 ± 0.8 3.0 ± 0.0 1.3 ± 0.6 Average 1.0; 14% 82 3.9 2.3 @ 68 1.0 (n=1) NA 1.0 ± 0.0 NA NA Medium NA • Good performance: cut the ink well. % by wt) (ounces) VOC Content Volume Used Facility Product Facility 4 Facility 3 Product/ WASH 37 at Facility 3 at Facility 4 WASH 37 at WASH 37 at Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Baseline Wash Baseline Wash Time required to clean the blanket measured by the number of blanket rotations. Avg. time per rotation = 24.0 sec. at Facility Time required to clean the blanket measured by the number of blanket rotations. 3 and 42.0 sec. at Facility 4 n = number of washes this data is based on, as recorded by the printer. n = number of washes this data is based b (based on time recorded by the project observer) NA = Not Applicable; product was not demonstrated under these conditions. NA = Not Applicable; product was not demonstrated a

4-71 CHAPTER 4: COMPETITIVENESS

Blanket Wash 38

Composition: Hydrocarbons, petroleum distillates Alkoxylated alcohols Fatty acid derivatives

VOC Content: 65%; 4.9 lbs/gal Flashpoint: 230+(F pH: 5.6

)DFLOLW\

)DFLOLW\XVHGDXQLW[SUHVVIRUWKHSHUIRUPDQFHGHPRQVWUDWLRQV7KLVIDFLOLW\ SULQWVFRPPHUFLDOSURGXFWV EURFKXUHVIO\HUVFDUGV XVLQJERWKFRQYHQWLRQDODQGYHJHWDEOHRLO EDVHG LQNV  7KH VWDQGDUG EODQNHW ZDVK FRQVLVWV RI DURPDWLF K\GURFDUERQV  WULPHWK\OEHQ]HQH DQG DOLSKDWLF K\GURFDUERQV SHU WKH 06'6  ZKLFK DFFRUGLQJ WR WKH SUHVV RSHUDWRUFXWVWKHLQNZHOOEXWGRHVKDYHVRPHZKDWRIDQRGRU,QWKHSDVW)DFLOLW\KDVWULHG WZRVXEVWLWXWHEODQNHWZDVKHVSHUIRUPDQFHZDVUDWHGDVSRRU LWGLGQRWZRUNDWDOO IRURQH SURGXFWDQGWKHRWKHUSURGXFWWKH\WHVWHGZDVWRRH[SHQVLYH,QWKHLUVWDQGDUGEODQNHWZDVKLQJ SURFHGXUHWKHSUHVVRSHUDWRUDWWKLVIDFLOLW\SRXUVWKHEODQNHWZDVKRQWRDUHXVDEOHUDJIURPD VTXLUWERWWOHZLSHVWKHLQNRIIWKHEODQNHWLQRQHURWDWLRQWKHQXVHVDGU\UDJIRURQHURWDWLRQWR UHPRYHWKHH[FHVVZDVK7KLVSURFHGXUHZDVXVHGIRUERWKWKHEDVHOLQHDQGWKHVXEVWLWXWHZDVK

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

)DFLOLW\

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

4-72 4.1 PERFORMANCE DATA

:DVKFXWWKHLQNZHOOEXWOHIWDQRLO\UHVLGXHRQWKHEODQNHWWKDWLQFUHDVHGWKHQXPEHU RILPSUHVVLRQVUHTXLUHGWRUHWXUQSULQWTXDOLW\E\WRWLPHVDERYHWKDWUHTXLUHGZLWKWKH EDVHOLQHRUVWDQGDUGIDFLOLW\ZDVKHV'XHWRWKLVSULQWTXDOLW\LQWHUIHUHQFHWKHSUHVVRSHUDWRU UHWXUQHGWRWKHVWDQGDUGIDFLOLW\ZDVKDIWHUWULDOV7KHSUHVVRSHUDWRUDWWHPSWHGWRUHPRYHWKH RLO\UHVLGXHZLWKDGU\ZLSHEXWZDVXQDEOHWRUHPRYHLWFRPSOHWHO\7KHRLO\UHVLGXHLQWHUIHUHG ZLWKLQNDGKHVLRQHVSHFLDOO\ZLWKUHGDQG\HOORZLQNV$FFRUGLQJWRWKHSUHVVRSHUDWRU:DVK FXWWKHLQNZHOOEXWFDXVHGVXIILFLHQWSULQWTXDOLW\SUREOHPVWRSUHYHQWDIDFLOLW\IURPDGRSWLQJLW IRUHQYLURQPHQWDORUZRUNHUKHDOWKDQGVDIHW\UHDVRQV7KHEDVHOLQHZDVKZDVFRQVLGHUHGDJRRG SHUIRUPHUWKDWFXWWKHLQNZHOO3UHVVRSHUDWRUVGHVFULEHGWKHRGRURIWKHEDVHOLQHZDVKDVVWURQJ

4-73 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability 5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 0 1.5 9 16 1.5 3 3 8 1 hour • Did not leave residue on blanket. • Strong odor. Based on a sample• Oily residue caused print quality problems. size of due to • Use of wash discontinued after 1.5 days 9 blanket washes:poor performance and print quality problems. Based on a sample due to print • Use of wash discontinued after 6 trials size ofquality problems from oily residue. 6 blanket washes:• Wash cut ink satisfactorily.

F F ( ( Heavy Coverage (reported, mm Hg) Medium Coverage (Low, Medium, or High) pH Pressure Vapor Physical Effort Required Light Coverage Laboratory Testing Results Laboratory Field Demonstration Results Field Demonstration Heavy b Coverage F) ( ( Medium Coverage Flashpoint (# rotations) Summary of Performance Demonstrations for Blanket Wash 38 Blanket Wash Demonstrations for of Performance Summary Time required NA 3.0 ± 0.0 3.5 ± 0.6 NA Medium High NA 3.0 ± 0.0 NA NA Low NA • Cut the ink well. Light 2.7 ± 1.2 NA NA Medium NA NA • Wash cut ink satisfactorily. 3.0 ± 0.0 NA 5.0 ± 0.0 High NA High Coverage a (n=6) (n=3) (n=2) (n=9) 2.2± 0.6 (lbs/gal; 3.7 ± 1.3 1.2 ± 0.8 3.0 ± 0.0 4.9; 65% 230+ 5.6 2.0 @ 68 Average % by wt) (ounces) VOC Content Volume Used Facility Product Facility 4 Facility 2 Product/ WASH 38 at Facility 2 at Facility 4 WASH 38 at WASH 38 at Baseline Wash Baseline Wash Baseline Wash 6.2; 100% 50 6.6 15 @ 100 n = number of washes on which this data is based, as recorded by the printer. n = number of washes on which this Time required to clean the blanket measured by the number of blanket rotations: Avg. time per rotation = 65.0 sec. at Facility by the number of blanket rotations: Avg. time per rotation = 65.0 Time required to clean the blanket measured 2 and 45.0 sec. at Fac. NA = Not Applicable; product was not demonstrated under these conditions. NA = Not Applicable; product was not a b 4 (based on time recorded by the observer)

4-74 4.1 PERFORMANCE DATA

Blanket Wash 39

Composition: Water Hydrocarbons, petroleum distillates Propylene glycol ethers Alkanolamines Ethylene glycol ethers

VOC Content: 37%; 2.9 lbs/gal Flashpoint: 155(F pH: 9.2

)DFLOLW\

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

)DFLOLW\

)DFLOLW\  XVHG D XQLW  [  SUHVV ZLWK FRQYHQWLRQDO LQNV WR SULQW EURFKXUHV DGYHUWLVHPHQWVDQGRWKHUFRPPHUFLDOSURGXFWV7KHSUHVVRSHUDWRUDW)DFLOLW\FOHDQHGILYH EODQNHWVXVLQJ:DVKDQGWKHQVWRSSHGWKHGHPRQVWUDWLRQEHFDXVHWKHVXEVWLWXWHZDVKGLGQRW FXWWKHLQNZHOODQGUHTXLUHGDQXQDFFHSWDEOHDPRXQWRIHIIRUWWRFOHDQWKHEODQNHWV$WWKLV IDFLOLW\HDFKEODQNHWLVW\SLFDOO\ZLSHGGRZQWZRWLPHVGXULQJFOHDQLQJRQFHZLWKDUHXVDEOHVKRS WRZHOVDWXUDWHGZLWKEODQNHWZDVKDQGRQFHZLWKDFOHDQGU\VKRSWRZHOWRUHPRYHH[FHVVZDVK

4-75 CHAPTER 4: COMPETITIVENESS

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

4-76 4.1 PERFORMANCE DATA

(# strokes) Washability 5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 1.5 3 7 10 1.5 3 3 8 1 hour • Extra effort was required due to resistance to being • Extra effort was required due to resistance dragged across the blanket. Based on a sample • Good overall performance; cut ink well. size of and left an oily • Did not dry as quickly as baseline wash 32 blanket washes:residue on the blanket. • Product did not work on rollers. Based on a sample extra time and • Did not cut ink well and therefore required size ofeffort to clean blankets. 5 blanket washes: towel. • Difficult to get wash to soak into shop • Left oily residue on blanket.

F F ( ( Heavy Coverage Medium (reported, mm Hg) Coverage pH Vapor Pressure (Low, Medium, or High) (Low, Medium, or Light Physical Effort Required Coverage Laboratory Testing Results Laboratory Field Demonstration Results Field Demonstration b Heavy Coverage F) ( ( Medium Coverage Summary of Performance Demonstrations for Blanket Wash 39 Blanket Wash Demonstrations for of Performance Summary Flashpoint (# rotations) Time required NA 6.0 ± 0.0 NANA NA 2.7 ± 0.5 High NA NA NA High NA • Cut ink well. Light 2.0 ± 0.0 NA NA Medium NA NA well. • Good performance; cut ink 2.7 ± 0.5 3.3 ± 0.4 4.2 ± 1.0 Medium Medium Medium Coverage a 1.0 (n=5) (n=4) (n=1) (n=32) (lbs/gal; 1.0 ± 0.0 0.7 ± 0.0 0.7 ± 0.3 2.9; 37% 155 4.8 @ 77 0.6 Average % by wt) (ounces) VOC Content Volume Used Facility Product Facility 8 Facility 5 Product/ WASH 39 at Facility 5 at Facility 8 WASH 39 at WASH 39 at Baseline Wash Baseline Wash Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Time required to clean the blanket measured by the number of blanket rotations. Avg. time per rotation = 15.4 sec. at Facility by the number of blanket rotations. Avg. time per rotation = 15.4 sec. Time required to clean the blanket measured 5 and 17.7 sec. at Facility 8 n = number of washes on which this data is based, as recorded by the printer. n = number of washes on which this data NA = Not Applicable; product was not demonstrated under these conditions. NA = Not Applicable; product was not demonstrated a b (based on time recorded by the observer)

4-77 CHAPTER 4: COMPETITIVENESS

Blanket Wash 40

Composition: Hydrocarbons, aromatic Hydrocarbons, petroleum distillates Fatty acid derivatives Ethoxylated nonylphenol

VOC Content: 52%; 3.8 lbs/gal Flashpoint: 155(F pH: 4.8

)DFLOLW\

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

4-78 4.1 PERFORMANCE DATA

VWHS ZDV QRW VHHQ DV SDUWLFXODUO\ EXUGHQVRPH $W DOO OHYHOV RI LQN FRYHUDJH QR SULQW TXDOLW\ SUREOHPVDWWULEXWDEOHWR:DVKZHUHH[SHULHQFHG

)DFLOLW\

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

4-79 CHAPTER 4: COMPETITIVENESS

(# strokes) Washability 5 hour Wet Ink Dry Ink Performance Evaluation (%) Blanket Swell 1.51.5 3 3 5 3 10 8 1 hour Based on a sample• Good performance. size of No residue • When diluted with water, left residue. 6 blanket washes:problem at full strength. Based on a sample• Good performance; cut ink well. size of was • Required slightly more effort when coverage 20 blanket washes:heavy. • Required slightly more effort than standard wash to • Required slightly more effort than standard remove the excess wash. • Operator noticed a strong odor.

F F ( ( Heavy Coverage Medium (reported, mm Hg) Coverage pH Vapor Pressure (Low, Medium, or High) Light Physical Effort Required Coverage Laboratory Testing Results Laboratory Field Demonstration Results Field Demonstration b Heavy Coverage F) ( ( Medium Coverage Flashpoint (# rotations) Summary of Performance Demonstrations for Blanket Wash 40 Blanket Wash Demonstrations for of Performance Summary Time required NA 2.0 ± 0.0 3.7 ± 0.6 NA Low Medium NA NA 5.0 ± 0.0 NA NA Medium • Good performance; cut heavy ink well. Light 3.0 ± 0.0 3.0 ± 0.0 4.0 ± 0.0 Low Medium Medium 2.0 ± 0.0 0.0 2.0 ± NA High High NA • Good performance. Coverage a (n=2) (n=2) (n=6) (n=20) (lbs/gal; 0.9 ± 0.2 2.5 ± 0.0 2.5 ± 0.0 1.5 ± 0.0 Average 3.8; 52% 155 4.8 4.7 @ 77 % by wt) (ounces) VOC Content Volume Used Facility Product Facility 1 Product/ WASH 40 Facility 10 at Facility 1 WASH 40 at WASH 40 at Baseline Wash 6.2; 100% 50 6.6 15 @ 100 Baseline Wash Baseline Wash Time required to clean the blanket measured by the number of blanket rotations: Avg. time per rotation = 20.0 sec at Facility by the number of blanket rotations: Avg. time per rotation = 20.0 sec Time required to clean the blanket measured 10 1 and 11.2 sec at Facility n = number of washes on which this data is based, as recorded by the printer. n = number of washes on which this data at Facility 10 (as measured by the observer) NA = Not Applicable; product was not demonstrated under these conditions. NA = Not Applicable; product was not demonstrated a b

4-80 4.2 COST ANALYSIS

4.2 BLANKET WASH COST ANALYSIS METHODOLOGY

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

&HUWDLQDVVXPSWLRQVZHUHXVHGLQWKLVDQDO\VLVWRVPRRWKRXWWKHGLIIHUHQFHVDPRQJWKH YDULRXVIDFLOLWLHVSDUWLFLSDWLQJLQWKHSHUIRUPDQFHGHPRQVWUDWLRQLQRUGHUWRPDNHWKHUHVXOWV FRPSDUDEOHDQGWRUHPDLQFRQVLVWHQWZLWKDVVXPSWLRQVXVHGLQRWKHUSDUWVRIWKLV&76$)RU H[DPSOHLWZDVDVVXPHGWKDWWKHUHDUHIRXUEODQNHWVRUXQLWVSHUSUHVVHDFKRIZKLFKLVZDVKHG WLPHVSHUVKLIW$GGLWLRQDOO\LWZDVDVVXPHGWKDWZRUNLVSHUIRUPHGIRURQHKRXUVKLIWSHU GD\GD\VSHUZHHNZHHNVSHU\HDU8VLQJWKHVHDVVXPSWLRQVWKHIROORZLQJFRVWVZHUH HVWLPDWHGIRULQGLYLGXDOIDFLOLWLHVLQYROYHGLQWKHSHUIRUPDQFHGHPRQVWUDWLRQVIRUWKHEDVHOLQH EODQNHWZDVKDQGHDFKVXEVWLWXWHEODQNHWZDVK

& 7RWDOFRVWZDVK & 7RWDOFRVWSUHVVDQG & 7RWDOFRVWSUHVVVKLIW\HDU

$ JHQHUDO GHVFULSWLRQ RI WKH FRVW HVWLPDWLRQ PHWKRGRORJ\ DQG GDWD VRXUFHV XVHG LV SUHVHQWHG LQ 6HFWLRQ  EHORZ  6HFWLRQ  SURYLGHV D PRUH GHWDLOHG GHVFULSWLRQ RI WKH PHWKRGRORJ\6HFWLRQSURYLGHVDQH[DPSOHRIWKHFDOFXODWLRQVGHVFULEHGLQ6HFWLRQV DQG

4.2.1 General Description of Costing Methodology

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

/DERU

7KHWLPHVSHQWWRFOHDQWKHEODQNHWZDVUHFRUGHGLQWKHSHUIRUPDQFHGHPRQVWUDWLRQVE\ WKHREVHUYHURQWKHILUVWGD\RIWKHGHPRQVWUDWLRQIRUHDFKSURGXFWDVLWZDVQRWIHDVLEOHIRUSUHVV RSHUDWRUVWRWLPHWKHPVHOYHVZKLOHFOHDQLQJ7KHUHIRUHHVWLPDWHVRIWLPHWRFOHDQWKHEODQNHW

4-81 CHAPTER 4: COMPETITIVENESS

UHFRUGHGE\REVHUYHUVZHUHXVHGWRFDOFXODWH WKHODERUFRVWD 7KHODERUFRVWZDVFDOFXODWHG Cost Methodology Information Basis Summary DV WKH WRWDO WLPH VSHQW PXOWLSOLHG E\   WKH DYHUDJH ZDJH UDWH IRU OLWKRJUDSK\ SUHVV Labor & RSHUDWRUV RI KRXU   DQ LQGXVWU\ Observer time from demonstration & IULQJH UDWH WR DFFRXQW IRU KROLGD\ DQG Wage rate - $15.52/hr & YDFDWLRQ RIDQG DQLQGXVWU\PXOWLSOLHU Fringe rate multiplier - 1.07 & RIWRDFFRXQWIRURYHUKHDGFRVWV$OORI Overhead rate multiplier - 1.99 WKHVH FRVW HOHPHQWV ZHUH FDOFXODWHG IURP Blanket Wash & LQGXVWU\ VWDWLVWLFV UHSRUWHG LQ 1$3/ V  Recorded quantity used during &RVW6WXG\DQGDUHH[SODLQHGLQPRUHGHWDLOLQ demonstration & 6HFWLRQ Adjusted for dilution & Product cost provided by supplier %ODQNHWZDVKSURGXFWV Materials - Wipes & Recorded quantity used during 7KHTXDQWLW\RIEODQNHWZDVKXVHGSHU demonstration EODQNHW ZDV UHFRUGHG GXULQJ WKH REVHUYHU V & Lease price - $0.11/wipe YLVLW DQG E\ WKH SUHVV RSHUDWRU GXULQJ WKH ZHHN RI GHPRQVWUDWLRQV  $YHUDJH XVDJH SHU EODQNHWZDVFDOFXODWHGDWHDFKIDFLOLW\IRUERWK WKHEDVHOLQHSURGXFWDQGWKHVXEVWLWXWHSURGXFWV0XOWLSO\LQJXVDJHSHUZDVKDFFRXQWLQJIRU GLOXWLRQ ZKHUH QHFHVVDU\ E\ WKH XQLW FRVW RI HDFK SURGXFW SURYLGHG E\ HDFK SDUWLFLSDWLQJ PDQXIDFWXUHUDQGVXPPDUL]HGLQ7DEOH \LHOGHGWKHEODQNHWZDVKFRVWV

0DWHULDOV LHZLSHV

7KHRQO\PDWHULDOVFRQVXPHGLQPDQXDOEODQNHWZDVKLQJDUHWKHZLSHVXVHGE\WKHSUHVV RSHUDWRUWRZDVKWKHEODQNHW$OOEXWRQHRIWKHSULQWVKRSVSDUWLFLSDWLQJLQWKHSHUIRUPDQFH GHPRQVWUDWLRQXVHGFORWKZLSHVWKHRWKHUXVHGGLVSRVDEOHZLSHV0DWHULDOVFRVWVZHUHWKHUHIRUH FDOFXODWHG E\ PXOWLSO\LQJ WKH QXPEHU RI ZLSHV XVHG DV UHFRUGHG LQ WKH SHUIRUPDQFH GHPRQVWUDWLRQVE\WKHOHDVHSULFHRIDFORWKSULQWHU VZLSH $UHSUHVHQWDWLYHRI6WDQGDUG8QLIRUP 6HUYLFHVRQHRIWKHODUJHVWLQGXVWULDOODXQGULHVLQ0DVVDFKXVHWWVSURYLGHGDQHVWLPDWHGOHDVH SULFHRISHUZLSH

DAn alternative method of determining the labor time was examined, apart from using the average time estimates compiled by observers. Within each facility, observers and press operators collected data on the number of blanket rotations per wash. Because only observers compiled time estimates, the rotations data included more observations and was, therefore, considered as an alternative method for estimating labor time. However, this approach was abandoned after further analysis found poor correlation between time and number of rotations. Although occasionally high correlation was found to exist, the majority of facilities did not show a high degree of correlation. Eight facilities with the greatest number of observations were analyzed separately to determine if time and number of rotations were correlated. Again, poor correlation was found. This is interpreted to mean that there was not a preset cleaning speed for the rotation of the cylinders; we were not, therefore, able to use the number of rotations multiplied by the average time per rotation recorded by the observer to determine the labor time involved with cleaning the cylinders. In addition, the ink coverage changed from one cleaning to the next, adding a variation which affected the cleaning time. However, poor correlation between time and number of rotations was also found to exist for facilities that reported consistent ink coverage. The trend in the number of rotations necessary to clean a cylinder was also examined to determine if there was a learning curve involved with using the alternative cleaners. While it is believed that there is a learning curve, the demonstration timetable was too short for this observation, which was further complicated by variable ink coverage.

4-82 4.2 COST ANALYSIS

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

Table 4-3. Substitute Blanket Washes, Manufacturer Pricing

Blanket Wash Number and Type Product Cost per Gallon ($)** (based on the 55 gallon drum price)($) Baseline - VM&P Naphtha 5.88 1 - Vegetable Fatty Ester 20.00 6 - Ester/Petroleum + Surfactant 12.35 9 - Ester/Water 10.26 10 - Ester/Water 9.55 11 - Ester/Petroleum + Surfactant 12.15 12 - Petroleum/Water Diluted for Use 16.40 14 - Vegetable Fatty Ester + Glycol 9.55 19 - Vegetable Fatty Ester + Glycol 11.80 20 - Petroleum/Water 10.80 21 - Ester/Petroleum 10.08 22 - Water/Petroleum/Ester 13.15 24 - Terpene 17.85 26 - Vegetable Fatty Ester 12.24 29 - Vegetable Fatty Ester 18.00 30 - Petroleum/Water Diluted for Use 5.00 31 - Petroleum 9.80 32 - Petroleum 2.85 34 - Water/Petroleum/Ester 15.00 37 - Petroleum/Water 14.80 38 - Ester/Petroleum 19.00 39 - Petroleum/Water 8.95 40 - Ester/Petroleum + Surfactant 10.25

** Unit costs supplied by manufacturers participating in the performance demonstrations.

EProducts 9, 22, and 32 are not included within Figure 4.1 because VOC content for these products was not available.

4-83 CHAPTER 4: COMPETITIVENESS 1 Difference Total cost/wash Total cost/press Total cost/press/shift/year Percentage Baseline Alternative Baseline Alternative Baseline Alternative Table 4-4. Summary of Cost Analysis for Blanket Wash Performance Demonstration Blanket Wash Performance Analysis for Summary of Cost Table 4-4. Test Facility Facility 6 0.46 0.87 1.84 3.48 4,600 8,700 +89 Facility 4 0.85Facility 2 0.53 2.20 0.68 3.40 2.12 8.80 2.72 8,500 5,300 22,000 6,800 +159 +28 Facility 3 0.55 0.69 2.20 2.76 5,500 6,900 +25 Facility 15 0.50Facility 15 0.50 0.77 0.92 2.00 2.00 3.08 3.68 5,000 5,000 7,700 9,200 +54 +84 Facility 13 0.80Facility 16 0.66 0.83Facility 19 0.53 0.82Facility 12 3.20 0.81 0.89 2.64 3.32 1.58 2.12 3.28 8,000 3.24 3.56 6,600 6.32 8,300 5,300 8,200 8,100 +4 8,900 +24 15,800 +68 +95 6 11 Facility 9 0.70 10 Facility 0.91 0.82 2.08 2.80 3.64 3.28 8.32 7,000 9,100 8,200 20,800 +17 +129 1 10 Facility 3 0.55 0.5714 Facility 619 2.20 0.46 18 Facility 20 2.28 0.62 1.07 11 Facility 0.70 1.66 5,500 1.84 1.13 2.48 4.28 5,700 2.80 6.64 4,600 4.52 +4 6,200 7,000 10,700 16,600 +133 11,300 +168 +61 11 Facility 112 0.59 Facility 12 0.81 1.29 0.99 2.36 3.24 5.16 3.96 5,900 8,100 12,900 9,900 +119 +22 Number Formula

4-84 4.2 COST ANALYSIS 1 Difference Total cost/wash Total cost/press Total cost/press/shift/year Percentage Baseline Alternative Baseline Alternative Baseline Alternative Test Facility Facility 8 0.55 0.89Facility 8 0.55Facility 5 2.20 0.53 0.59 3.56 0.43 2.20 5,500 2.12 2.36 1.72 5,500 8,900 5,300 +62 5,900 4,300 +7 -19 Facility 6 0.46 1.01 1.84 4.04 4,600 10,100 +120 Facility 17 0.41Facility 13 0.80 0.58Facility 17 0.41 1.51Facility 15 1.64 0.50 0.88 3.20 2.32 0.47Facility 19 1.64 6.04 0.53 4,100 2.00 3.52 0.62 8,000 1.88 4,100Facility 19 2.12 5,800 0.53 5,000 15,100 2.48 +41 0.95 8,800 +89 5,300 2.12 4,700 +115 3.80 -6 6,200 5,300 +17 9,500 +79 24 Facility 1626 0.66 Facility 529 0.55 0.97 Facility 730 0.57 Facility 18 0.73 2.6431 0.62 0.93 Facility 7 3.88 2.2032 0.57 1.01 Facility 1 2.2834 2.92 0.59 6,600 1.59 Facility 1 2.48 3.72 0.59 1.31 5,500 4.04 2.28 0.89 5,700 9,700 2.36 6.36 6,200 2.36 7,300 5.24 +47 5,700 9,300 3.56 +33 10,100 5,900 +63 5,900 15,900 +63 13,100 +179 8,900 +122 +51 21 120.8122 Facility 0.82 3.24 3.28 8,100 8,200 +1 Number Formula

4-85 CHAPTER 4: COMPETITIVENESS 1 Difference ner instead of the base product. Total cost/wash Total cost/press Total cost/press/shift/year Percentage 0.91 0.87 3.64 3.48 9,100 8,700 -4 Baseline Alternative Baseline Alternative Baseline Alternative 10 Test Facility Facility Facility 4 0.85Facility 8 0.55 1.11 0.80 3.40 2.20 4.44 3.20 8,500 5,500 11,100 8,000 +31 +45 Facility 4 0.85 0.79 3.40 3.16 8,500 7,900 -7 Facility 3 0.55 0.48 2.20 1.92 5,500 4,800 -13 38 Facility 239 0.53 Facility 540 0.55 1.08 1 Facility 0.59 0.69 2.12 0.79 2.20 4.32 2.36 2.76 5,300 3.16 5,500 10,800 5,900 6,900 +104 7,900 +25 +34 37 Number Formula A positive sign denotes an increase and a negative sign denotes a decrease in the cost when using the alternative blanket clea a negative sign denotes a decrease in the cost when using the alternative blanket A positive sign denotes an increase and 1

4-86 4.2 COST ANALYSIS

Figure 4.1 Blanket Wash Costs Changes Arranged by Lowest to Highest VOC Content of Formulations

4.2.2 Details Related to Data Sources and Methodological Approach

$VPHQWLRQHGDERYHWKHEODQNHWZDVKFRVWFRPSDULVRQFRQVLGHUHGWKUHHFRVWHOHPHQWV ZKHQFRPSDULQJWKHSHUIRUPDQFHRIEDVHOLQHDQGVXEVWLWXWHEODQNHWFOHDQHUVODERUFRVWV WLPH ÕZDJHUDWH EODQNHWZDVKXVH TXDQWLW\ÕXQLWSULFH DGMXVWLQJIRUGLOXWLRQDQGPDWHULDODQG HTXLSPHQWFRVWV ZLSHVÕ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

/DERU&RVWV

7KHKRXUO\ZDJHDQGRYHUKHDGUDWHIRUSUHVVRSHUDWRUVZDVFDOFXODWHGIURPWKH1$3/ &RVW6WXG\7KH1$3/VWXG\SUHVHQWVDQXPEHURIIDFLOLW\VSHFLILFFKDUDFWHULVWLFVLQFOXGLQJ

4-87 CHAPTER 4: COMPETITIVENESS

Figure 4.2 Cost Difference Between Substitute and Baseline Blanket Washes

4-88 4.2 COST ANALYSIS

DQQXDOZDJHVDQGRYHUKHDGFRVWVE\SUHVVW\SHDQGEUDQGQXPEHURIVKLIWVSHUGD\OHQJWKRI ZRUNZHHNDQGYDFDWLRQVDQGKROLGD\VDOORZHG%HFDXVHRIWKHPDQ\YDULDEOHVLPSDFWLQJKRXUO\ ZDJHVDQGRYHUKHDGUDWHVVHYHUDODVVXPSWLRQVZHUHPDGHWRIDFLOLWDWHFRPSDULVRQVDORQJWKH YDULRXVDOWHUQDWLYHV

$VVXPSWLRQV

& %DVHG RQ D UHYLHZ RI SUHVV VL]HV XVHG LQ WKH SHUIRUPDQFH GHPRQVWUDWLRQV DV ZHOO DV GLVFXVVLRQVZLWKSHUIRUPDQFHGHPRQVWUDWLRQREVHUYHUVZDJHUDWHVDQGRYHUKHDGH[SHQVHV IRUDLQFKXQLWSUHVVZHUHXVHGLQWKLVDQDO\VLV

& 7KH1$3/&RVW6WXG\SUHVHQWVWKUHHSRVVLEOHHPSOR\PHQWVFHQDULRV UHIHUUHGWRDV DUHDV$%DQG& HDFKZLWKGLIIHULQJZDJHVDQGRYHUKHDGFRVWV7KH§DUHDV¨DUHGHILQHG DVIROORZV DUHD$KRXUVZHHNZHHNVSDLGYDFDWLRQDQGSDLGKROLGD\V DUHD %  KRXUVZHHN  ZHHNV SDLG YDFDWLRQ DQG  SDLG KROLGD\V DQG   DUHD &  KRXUVZHHN  ZHHNV SDLG YDFDWLRQ DQG  SDLG KROLGD\V  ,W ZDV DVVXPHG WKDW SUHVV RSHUDWLRQVDWSHUIRUPDQFHGHPRQVWUDWLRQVVKRSVRSHUDWHXQGHUDKRXUZRUNZHHNDQG DUHRIIHUHGZHHNVSDLGYDFDWLRQDQGSDLGKROLGD\VSHU\HDU

& $QQXDOZDJHVDQGRYHUKHDGUDWHVYDU\DFFRUGLQJWRWKHQXPEHURI HLJKWKRXU VKLIWVWKH SUHVVIDFLOLW\RSHUDWHVSHUGD\$VWKHQXPEHURIVKLIWVLQFUHDVHWKHZDJHUDWHIRUDOOVKLIWV LQFUHDVHVDQGWKHRYHUKHDGUDWHGHFUHDVHV7RHVWLPDWHDYHUDJHZDJHDQGRYHUKHDGUDWHV IRUWKLVDQDO\VLVKRXUO\ZDJHHVWLPDWHVDQGRYHUKHDGUDWHVZHUHZHLJKWHGDFFRUGLQJWRWKH SURSRUWLRQRIIDFLOLWLHVSDUWLFLSDWLQJLQSHUIRUPDQFHGHPRQVWUDWLRQVRSHUDWLQJRQHWZRRU WKUHHVKLIWVSHUGD\

& 7KH1$3/FRVWVWXG\SURYLGHVRYHUKHDGH[SHQVHVIRUVHYHQEUDQGVRISUHVVHVZLWKLQWKH LQFKXQLWSUHVVFDWHJRU\2YHUKHDGUDWHVZHUHFDOFXODWHGE\DYHUDJLQJDFURVVWKHVHYHQ EUDQGV$QQXDOZDJHVGRQRWYDU\DFURVVWKHVHYHQEUDQGVRISUHVVHV

+RXUO\ZDJHUDWHIRUDSUHVVRSHUDWRU

$VPHQWLRQHGDERYHDQQXDOZDJHUDWHVSUHVHQWHGLQWKH1$3/FRVWVWXG\GRQRWYDU\ DFURVVSUHVVW\SHKRZHYHUZDJHVGRYDU\DFFRUGLQJWRWKHQXPEHURIVKLIWVRSHUDWHGSHUGD\,Q WKLVDQDO\VLVDZHLJKWHGDYHUDJHRIKRXUZDVFDOFXODWHGJLYHQWKDWQLQHRIWKHIDFLOLWLHV WKDWSDUWLFLSDWHGLQWKHSHUIRUPDQFHGHPRQVWUDWLRQRSHUDWHRQHVKLIWSHUGD\IRXUIDFLOLWLHVRSHUDWH WZRVKLIWVSHUGD\DQGIRXUIDFLOLWLHVRSHUDWHWKUHHVKLIWVSHUGD\&DOFXODWLRQVRIWKHDYHUDJH KRXUO\ZDJHDUHSUHVHQWHGLQ7DEOHEHORZ

Table 4-5. Calculation of Average Hourly Rate

# Shifts (8 hrs.) Annual Wage Hourly Wage Weight (Facilities × Wage × Weight shifts) 1 $31,200 $15.00 9 $135 2 $64,740 $15.56 8 $124 3 $99,060 $15.88 12 $191 Totals: 29 $450

Total wage × weight: $450.04 Total/29: $15.52 Source: NAPL 1993 Cost Study

4-89 CHAPTER 4: COMPETITIVENESS

)ULQJHUDWH

7RDFFRXQWIRUFRVWVDVVRFLDWHGZLWKIULQJHEHQHILWVVXFKDVKROLGD\DQGYDFDWLRQWLPHD IULQJHUDWHZDVFDOFXODWHG7KH1$3/&RVW6WXG\LQGLFDWHVWKDWSUHVVRSHUDWRUVZRUNLQJDKRXU ZHHNUHFHLYHHLJKWSDLGKROLGD\VDQGWZRZHHNVYDFDWLRQSHU\HDU7RFDOFXODWHWKHIULQJHUDWH QRQSURGXFWLYHKRXUVZHUHVXEWUDFWHGIURPWRWDOKRXUVRIRSHUDWLRQSHU\HDU LHKRXUV PLQXVKRXUV KRXUV 7KHUDWLRRIWRWDOKRXUVWRSURGXFWLYHKRXUVLVHTXDOWRWKHIULQJH UDWHDSSOLHGWRHDFKKRXUZRUNHG   

2YHUKHDGUDWH

2YHUKHDGUDWHVIRUWKLVDQDO\VLVDUHFDOFXODWHGDFFRUGLQJWRWKHIROORZLQJIRUPXODF  depreciation + rent & heat + fire & sprinkler insurance + pension fund + welfare benefits + payroll taxes + workmen’s comp. + light & power + direct supplies + repairs to equipment + general factory + administrative & selling overhead direct labor + supervisory and misc. labor

7KH1$3/FRVWVWXG\SURYLGHVRYHUKHDGH[SHQVHVIRUVHYHQEUDQGVRISUHVVHVZLWKLQWKH LQFKXQLWSUHVVFDWHJRU\)RUWKHSXUSRVHVRIWKLVDQDO\VLVRYHUKHDGUDWHVZHUHDYHUDJHGDFURVV WKH VHYHQ EUDQGV  $V ZLWK WKH KRXUO\ ZDJH FDOFXODWLRQV D ZHLJKWHG DYHUDJH ZDV FDOFXODWHG DFFRXQWLQJIRUWKHYDULDELOLW\LQWKHQXPEHURIVKLIWVDIDFLOLW\PD\RSHUDWHSHUGD\7KHRYHUKHDG UDWHZDVHVWLPDWHGWREH

7RWDO/DERU&RVW

7KHWRWDOODERUFRVWDVVRFLDWHGZLWKWKHXVHRIDQLQGLYLGXDOEODQNHWZDVKZDVFDOFXODWHG E\PXOWLSO\LQJWKHDYHUDJHFOHDQLQJWLPHE\WKHSUHVVRSHUDWRU VKRXUO\ZDJHRYHUKHDGUDWHDQG IULQJH UDWH  )RU H[DPSOH WKH WRWDO ODERU FRVW IRU %ODQNHW :DVK  WHVWHG E\ IDFLOLW\  ZDV FDOFXODWHGE\PXOWLSO\LQJWKHDYHUDJHWLPHVSHQWFOHDQLQJ VHFRQGV E\WKHZDJHSHUVHFRQG PLQVHFG RYHUKHDGUDWH  DQGIULQJHUDWH  IRUDWRWDOFRVWRISHU ZDVK

%ODQNHW:DVK8VH

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

0DWHULDODQG(TXLSPHQW&RVWV

%HFDXVHWKHSHUIRUPDQFHGHPRQVWUDWLRQVZHUHOLPLWHGWRPDQXDOEODQNHWZDVKLQJWKHRQO\ PDWHULDOVRUHTXLSPHQWDIIHFWLQJWKHFRVWRIEODQNHWZDVKLQJZHUHWKHZLSHVXVHGE\WKHSUHVV RSHUDWRUWRUHPRYHLQNDQGSDSHUSURGXFWV7KHFRVWRISUHVVZLSHVZHUHFDOFXODWHGE\PXOWLSO\LQJ

FOverhead cost elements were taken directly from the NAPL 1993 Cost Study.

GThe wage rate of $15.52 per hour translates to $0.0043 per second.

4-90 4.2 COST ANALYSIS

WKH DYHUDJH QXPEHU RI ZLSHV XVHG SHU ZDVK E\ WKH OHDVH SULFH RI D FORWK SULQWHUªV ZLSH  $ UHSUHVHQWDWLYH RI 6WDQGDUG 8QLIRUP 6HUYLFHV RQH RI WKH ODUJHVW LQGXVWULDO ODXQGULHV LQ 0DVVDFKXVHWWVHVWLPDWHGDOHDVHSULFHRISHUZLSH

:DVWH'LVSRVDO

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

7KHUHVXOWVRIWKHFRVWFRPSDULVRQVDUHSUHVHQWHGLQVHFWLRQLQERWKFRVWVXPPDU\ WDEOHVDQGGHVFULSWLYHSDUDJUDSKV IRUHDFKRIWKHILHOGWHVWHGEODQNHWZDVKHV $VLQGLFDWHGLQ WKHWDEOHVSUHVVHVRIWKUHHVWDQGDUGVL]HVZHUHXVHGLQWKHSHUIRUPDQFHGHPRQVWUDWLRQV

& ÕDOVRUHFRUGHGE\SULQWHUVDVÕ[[DQG[  & ÕDOVRUHFRUGHGE\SULQWHUVDVÕDQGÕDQG & ÕDOVRUHFRUGHGE\SULQWHUVDVÕ

HCosts of managing hazardous wastes include placing the waste in a closed and properly labeled container, manifesting shipments and using special shipping arrangements, and shipping to a permitted hazardous waste treatment or disposal facility.

IThe EPA is planning to develop guidance to the States for the use, reuse, transportation, and disposal of shop towels.

4-91 CHAPTER 4: COMPETITIVENESS

$GGLWLRQDOO\LQNFRYHUDJHLVUHSRUWHGLQWKHWDEOHVDVWKHDYHUDJHLQNFRYHUDJHREVHUYHGRQWKH EODQNHWWKURXJKRXWWKHGHPRQVWUDWLRQV&RYHUDJHLVUHSRUWHGDVOLJKWOLJKWPHGLXPPHGLXP PHGLXPKHDY\DQGKHDY\&RVWVDYLQJVRULQFUHDVHV DEVROXWHDQGSHUFHQWGLIIHUHQFHV DVVRFLDWHG ZLWKXVLQJHDFKRIWKHDOWHUQDWLYHVDVFRPSDUHGWRWKHEDVHOLQH 90 31DSKWKD DUHLQGLFDWHGIRU HDFKIDFLOLW\$SRVLWLYHVLJQGHQRWHVDQLQFUHDVHDQGDQHJDWLYHVLJQGHQRWHVDGHFUHDVHLQWKH WLPHTXDQWLW\QXPEHURIZLSHVRUFRVWZKHQXVLQJWKHDOWHUQDWLYHEODQNHWFOHDQHULQVWHDGRIWKH EDVHSURGXFW

4.2.3 Example Calculation

$V DQ H[DPSOH RI WKH FRVW FDOFXODWLRQV SUHVHQWHG LQ WKH FRVW VXPPDU\ WDEOHV WKH FDOFXODWLRQVIRUDOWHUQDWLYH%ODQNHW:DVKWHVWHGE\IDFLOLW\DUHGHVFULEHGLQIXOO7RWDOODERU FRVWZDVFDOFXODWHGE\PXOWLSO\LQJWKHDYHUDJHWLPHVSHQWFOHDQLQJ VHFRQGV E\WKHZDJHSHU VHFRQG PLQVHF RYHUKHDGUDWH  DQGIULQJHUDWH  IRUDWRWDOFRVWRI SHUZDVK7KHFRVWDVVRFLDWHGZLWKEODQNHWZDVKXVHZDVFDOFXODWHGE\PXOWLSO\LQJWKH DYHUDJHTXDQWLW\XVHGSHUZDVK RXQFHVRUÕ JDOORQV E\WKHXQLWSULFHRI%ODQNHW :DVK JDOORQ IRUDWRWDOFRVWRISHUZDVK7KHPDWHULDOFRVWZDVFDOFXODWHGE\ PXOWLSO\LQJWKHDYHUDJHQXPEHURIZLSHVXVHGSHUZDVK ZLSHV E\WKHHVWLPDWHGOHDVHFRVWSHU ZLSH ZLSH 7KHWRWDOFRVWSHUZDVKIRU%ODQNHW:DVK  LVVLPSO\WKHVXPRIWKH ODERUEODQNHWZDVKDQGPDWHULDOFRVWVDQGLVSUHVHQWHGDWWKHERWWRPRIWKHFRVWVXPPDU\WDEOH IRU%ODQNHW:DVK  /DERU&RVW DYHUDJHFOHDQLQJWLPHZDVKÕZDJHUDWHÕRYHUKHDGUDWHÕIULQJHUDWH VHFÕ KUÕKUPLQÕPLQVHF ÕÕ SHUZDVK %ODQNHW:DVK&RVW DYHUDJHTXDQWLW\XVHGZDVKÕXQLWSULFHRIEODQNHWZDVK Õ JDOORQV ÕJDOORQ SHUZDVK 0DWHULDO&RVW DYHUDJHQXPEHURIZLSHVXVHGZDVKÕOHDVHFRVWZLSH ZLSHVÕZLSH SHUZDVK 7RWDO&RVWSHU:DVK ODERUFRVWEODQNHWZDVKFRVWPDWHULDOFRVW  SHUZDVK

$OVRSUHVHQWHGDWWKHERWWRPRIHDFKWDEOHDUHHVWLPDWHVRIWRWDOFRVWSHUSUHVVDQGWRWDO DQQXDOFRVWV7KHWRWDOFRVWSHUSUHVV  IRU%ODQNHW:DVKWHVWHGDWIDFLOLW\LVFDOFXODWHG E\PXOWLSO\LQJWKHWRWDOFRVWSHUZDVK  E\WKHHVWLPDWHGQXPEHURIEODQNHWVSHUSUHVV  EODQNHWV 7KHWRWDODQQXDOFRVW  LVFDOFXODWHGE\PXOWLSO\LQJWKHWRWDOFRVWSHUSUHVV  E\WKHQXPEHURIZDVKHVSHUVKLIW ZDVKHV WKHQXPEHURIVKLIWVSHUZHHN VKLIWV  DQGWKHQXPEHURIZHHNVZRUNHGSHU\HDU ZHHNV 

4-92 4.2 COST ANALYSIS

7RWDO&RVWSHU3UHVV FRVWZDVKÕHVWLPDWHGQXPEHURIEODQNHWVSUHVV ÕEODQNHWV 

7RWDO$QQXDO&RVW WRWDOFRVWSUHVVÕQXPEHURIZDVKHVVKLIWÕQXPEHURIVKLIWVZHHNÕQXPEHURI ZHHNV\HDU SUHVVÕZDVKHVVKLIWÕVKLIWVZHHNÕZHHNV\HDU 

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

4.2.4 Blanket Wash Cost Analysis Results

7KHUHVXOWVRIWKHFRVWDQDO\VLVDUHVXPPDUL]HGLQWKHIROORZLQJSDUDJUDSKVDQGWDEOHV ,WLVLPSRUWDQWWRNHHSLQPLQGVHYHUDOIDFWRUVZKHQUHYLHZLQJWKHVHUHVXOWV)LUVWWKH\DUHEDVHG DOPRVWHQWLUHO\RQWKHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQ)RUHDFKLQGLYLGXDOSURGXFWWKH SHUIRUPDQFHGHPRQVWUDWLRQVZHUHVXEMHFWLYHDVVHVVPHQWVUHIOHFWLQJWKHFRQGLWLRQVDQGH[SHULHQFHV RIWZRLQGLYLGXDOSULQWVKRSVQRWVFLHQWLILFDOO\ULJRURXVHYDOXDWLRQV$VVXFKWKHLQIRUPDWLRQ GHULYHGIURPWKHGHPRQVWUDWLRQVDUHLOOXVWUDWLYHDQGDUHQRWQHFHVVDULO\UHIOHFWLYHRIWKHDFWXDO H[SHULHQFHRIXVLQJWKHYDULRXVSURGXFWVDWDSDUWLFXODUIDFLOLW\7KHWZRIDFLOLWLHVZKLFKWHVWHG HDFKSURGXFWRIWHQKDGYHU\GLIIHUHQWH[SHULHQFHV$VGHVFULEHGLQWKHLQWURGXFWLRQWR6HFWLRQ 3HUIRUPDQFH 'HPRQVWUDWLRQ UHDVRQV IRU WKHVH GLIIHUHQFHV LQFOXGHG YDULDELOLW\ LQ RSHUDWLQJ FRQGLWLRQVW\SHRISULQWMREVVWDIILQYROYHPHQWDQGDSSOLFDWLRQPHWKRG

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

&RPSDULVRQVRIHDFKDOWHUQDWLYHEODQNHWZDVKSURGXFWZLWKWKHEDVHOLQHEODQNHWZDVK 90 31DSKWKD %ODQNHW:DVK IRUHDFKIDFLOLW\DUHVXPPDUL]HGLQWKHSDUDJUDSKVEHORZDQG LQPRUHGHWDLOLQWKHWDEOHVZKLFKIROORZ$EVROXWHDQGUHODWLYHFRVWYDULDWLRQVDUHUHSRUWHGIRU HDFKDOWHUQDWLYH$QLQFUHDVHLQWKHWLPHUHTXLUHGWRFOHDQWKHEODQNHWTXDQWLW\RIZDVKVROXWLRQ XVHGQXPEHURIZLSHVH[SHQGHGDQGFRVWVRIODERUDQGPDWHULDOVLVSUHFHGHGE\DSOXVVLJQ FRQYHUVHO\GHFUHDVHVDUHGHQRWHGE\DPLQXVVLJQ

4-93 CHAPTER 4: COMPETITIVENESS

6XEVWLWXWH%ODQNHW:DVK

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQHSURGXFWDWERWKIDFLOLWLHVDQG3UHVVRSHUDWRUV FRPPHQWHGWKDWFOHDQLQJDQGGU\LQJWLPHVZHUHH[FHVVLYHDVUHIOHFWHGLQWKHSHUIRUPDQFHGDWD SHUIRUPDQFHUHVXOWVLQGLFDWHDSHUFHQWLQFUHDVHDQGDSHUFHQWLQFUHDVHLQFOHDQLQJWLPHVDW IDFLOLWLHVDQGUHVSHFWLYHO\7KHFRVWVDVVRFLDWHGZLWKSURGXFWXVH LHYROXPH[SULFH DUHDOVR VLJQLILFDQWO\KLJKHUIRU%ODQNHW:DVKZKHQFRPSDUHGWRWKHEDVHOLQHGULYHQSULPDULO\E\WKH SURGXFWªVKLJKSULFH7KHPDQXIDFWXUHUªVSULFHIRUSURGXFWLVJDOORQYHUVXVJDOORQ IRUWKHEDVHOLQHSURGXFW&RVWVDVVRFLDWHGZLWKSURGXFWXVHLQFUHDVHGURXJKO\SHUFHQWDQG SHUFHQWIRUIDFLOLWLHVDQGUHVSHFWLYHO\)DFLOLW\GLGQRWXVHDOWHUQDWLYHSURGXFWIRUWKH IXOOZHHNORQJGHPRQVWUDWLRQGLVFRQWLQXLQJXVHDIWHUH[SHULHQFLQJSULQWTXDOLW\SUREOHPVEHOLHYHG WRKDYHEHHQDWWULEXWDEOHWRXVHRIWKHDOWHUQDWLYHSURGXFW

6XEVWLWXWH%ODQNHW:DVK

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQH&RVWVIRUIDFLOLWLHVDQGLQFUHDVHGURXJKO\ SHUFHQWDQGSHUFHQWUHVSHFWLYHO\ZKHQXVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQH2SHUDWRUV DWERWKIDFLOLWLHVFRPPHQWHGWKDWWKHDOWHUQDWLYHUHTXLUHGPRUHWLPHWREHDEVRUEHGLQWRWKHSUHVV ZLSH FDXVLQJ GHOD\V LQ WKH ZDVKXS SURFHGXUH  3HUIRUPDQFH UHVXOWV LQGLFDWH DQ  SHUFHQW LQFUHDVHDQGDSHUFHQWLQFUHDVHLQFOHDQLQJWLPHVDWIDFLOLWLHVDQGUHVSHFWLYHO\3UHVV RSHUDWRUV DW ERWK IDFLOLWLHV FRPPHQWHG WKDW %ODQNHW :DVK  FXW ZHOO  'HVSLWH D  SHUFHQW GHFUHDVH LQ WKH DYHUDJH TXDQWLW\ RI EODQNHW ZDVK XVHG IDFLOLW\  H[SHULHQFHG D  SHUFHQW LQFUHDVHLQFRVWVDVVRFLDWHGZLWKEODQNHWZDVKXVH LHYROXPH[SULFH GXHWRDSURGXFWFRVWRI PRUHWKDQWZLFHWKHEDVHOLQHFRVW JDOORQIRUSURGXFWFRPSDUHGWRJDOORQIRUWKH EDVHOLQHSURGXFW )DFLOLW\H[SHULHQFHGDSHUFHQWLQFUHDVHLQSURGXFWXVHZLWKDVXEVHTXHQW LQFUHDVHRISHUFHQWLQFRVWVDVVRFLDWHGZLWKSURGXFWXVH

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

3HUIRUPDQFHGDWDLQGLFDWHPL[HGUHVXOWVLQWKHSHUIRUPDQFHRI%ODQNHW:DVK%ODQNHW ZDVKLQJFRVWVLQFUHDVHGSHUFHQWDWIDFLOLW\DQGSHUFHQWDWIDFLOLW\ZKHQ%ODQNHW:DVK LVXVHGUDWKHUWKDQWKHEDVHOLQH$OWKRXJKWKHSHUIRUPDQFHGDWDLQGLFDWHDVPDOOLQFUHDVHLQ FRVWDWIDFLOLW\WKHSUHVVRSHUDWRUªVFRPPHQWVGHVFULEHGLIILFXOW\LQJHWWLQJWKHEODQNHWZDVKWR DEVRUELQWRWKHDSSOLFDWLRQVKRSWRZHO7KHSUHVVRSHUDWRUDWIDFLOLW\KDGVLPLODUGLIILFXOWLHV $IWHUZDVKLQJIRXUEODQNHWVWKHSUHVVRSHUDWRUVDWERWKIDFLOLWLHVDQGGLVFRQWLQXHGXVHRIWKH SURGXFW

6XEVWLWXWH%ODQNHW:DVK

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ %ODQNHW :DVK  LQVWHDG RI WKH EDVHOLQH  2YHUDOO FRVWV SHU ZDVK DW IDFLOLWLHV  DQG  LQFUHDVHGURXJKO\SHUFHQWDQGSHUFHQWUHVSHFWLYHO\ZKHQXVLQJ%ODQNHW:DVKLQVWHDG RIWKHEDVHOLQH&RVWVDVVRFLDWHGZLWKSURGXFWXVH LHYROXPH[SULFH DUHGULYHQE\WKHKLJKHU

4-94 4.2 COST ANALYSIS

SULFHRI%ODQNHW:DVKDVFRPSDUHGWRWKHEDVHOLQH%ODQNHW:DVKLVSULFHGDWJDOORQ FRPSDUHGWRJDOORQIRUWKHEDVHOLQHSURGXFW%RWKSUHVVRSHUDWRUVLQGLFDWHWKDWDGU\VKRS WRZHOZDVUHTXLUHGWRFOHDUWKHRLO\UHVLGXHOHIWE\%ODQNHW:DVK0DWHULDOFRVWV LHSUHVV ZLSHV LQFUHDVHGE\URXJKO\SHUFHQWDQGSHUFHQWDWIDFLOLW\DQGUHVSHFWLYHO\3UHVV RSHUDWRUVDWERWKIDFLOLWLHVLQGLFDWHGWKDW%ODQNHW:DVKFXWWKHLQNZHOOLQWKHFDVHRIOLJKWRU PHGLXPLQNFRYHUDJHEXWZDVQRWHIIHFWLYHZKHQLQNFRYHUDJHZDVKHDY\

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQHSURGXFWDWERWKIDFLOLWLHVDQG&RPSDUHGWR WKHEDVHOLQHWRWDOFRVWVSHUZDVKLQFUHDVHGSHUFHQWDWIDFLOLW\DQGSHUFHQWDWIDFLOLW\ 7KHDYHUDJHFOHDQLQJWLPHLQFUHDVHGVLJQLILFDQWO\DWIDFLOLW\FRPSDUHGWRWKHEDVHOLQHUHTXLULQJ DQDGGLWLRQDOPLQXWHSHUZDVK'HVSLWHDGHFUHDVHLQWKHDYHUDJHFOHDQLQJWLPHRYHUDOOFRVWVSHU ZDVKDWIDFLOLW\LQFUHDVHGULYHQSULPDULO\E\WKHSURGXFWªVKLJKHUSULFH%ODQNHW:DVKLV SULFHGDWJDOORQFRPSDUHGWRJDOORQIRUWKHEDVHOLQH7KHSUHVVRSHUDWRUDWIDFLOLW\ FRPPHQWHGWKDW%ODQNHW:DVKFXWWKHLQNZHOOKRZHYHUWKHSUHVVRSHUDWRUDWIDFLOLW\ FRPPHQWHGWKDW%ODQNHW:DVKGLGQRWFXWLQNDVZHOODVWKHEDVHOLQH

6XEVWLWXWH%ODQNHW:DVK

7KHUHVXOWVRIWKHSHUIRUPDQFHGDWDLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQXVLQJ%ODQNHW :DVKLQVWHDGRIWKHEDVHOLQHDWERWKIDFLOLWLHVDQG2YHUDOOFRVWVSHUZDVKLQFUHDVHG URXJKO\  SHUFHQW DQG  SHUFHQW DW IDFLOLWLHV  DQG  UHVSHFWLYHO\  3UHVV RSHUDWRUV FRPPHQWHGWKDWFOHDQLQJDQGGU\LQJWLPHVZHUHH[FHVVLYHDVUHIOHFWHGLQWKHSHUIRUPDQFHGDWD SHUIRUPDQFHUHVXOWVLQGLFDWHDSHUFHQWLQFUHDVHDQGDSHUFHQWLQFUHDVHLQFOHDQLQJWLPHV DWIDFLOLWLHVDQGUHVSHFWLYHO\

6XEVWLWXWH%ODQNHW:DVK

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQH$YHUDJHFRVWVSHUZDVKLQFUHDVHGURXJKO\ SHUFHQWDQGSHUFHQWDWIDFLOLWLHVDQGUHVSHFWLYHO\&OHDQLQJWLPHVDWIDFLOLW\LQFUHDVHG IURPDQDYHUDJHRIVHFRQGVIRUWKHEDVHOLQHWRDQDYHUDJHRIVHFRQGVIRU%ODQNHW:DVK 7KHSUHVVRSHUDWRUDWIDFLOLW\FLWHVWZRSULPDU\UHDVRQVIRUWKHKLJKHUFOHDQLQJWLPHV %ODQNHW :DVKOHIWDQRLO\UHVLGXHRQWKHEODQNHWUHTXLULQJDQDGGLWLRQDOFOHDQLQJVWHSDQG WKH SURGXFWªVWKLFNFRQVLVWHQF\UHVXOWHGLQDGGLWLRQDOGHOD\VDVWKHSUHVVRSHUDWRUZDLWHGIRUWKHZDVK WRVRDNLQWRWKHVKRSWRZHO$IWHUWKUHHWULDOVWKHSUHVVRSHUDWRUDWIDFLOLW\EHJDQWRH[SHULHQFH QDXVHDDQGGL]]LQHVVDQGGLVFRQWLQXHGXVHRIWKHSURGXFW)RUWKLVUHDVRQWKHFRQWULEXWLRQRI ODERUWRWKHSURGXFWFRVWIRU)DFLOLW\LVEDVHGRQRQO\RQHREVHUYDWLRQ

4-95 CHAPTER 4: COMPETITIVENESS

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

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

4-96 4.2 COST ANALYSIS

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQHDYHUDJHFRVWVSHUZDVKLQFUHDVHGURXJKO\

4-97 CHAPTER 4: COMPETITIVENESS

SHUFHQWDQGSHUFHQWDWIDFLOLWLHVDQGUHVSHFWLYHO\3HUIRUPDQFHGDWDLQGLFDWHWKDWFRVWV DVVRFLDWHGZLWKSURGXFWXVH LHYROXPH[SULFH DWIDFLOLW\LQFUHDVHGURXJKO\SHUFHQW KRZHYHUWKHSUHVVRSHUDWRUDWIDFLOLW\UDWHGWKHSHUIRUPDQFHRI%ODQNHW:DVKDVJRRGRQWKH JRRGIDLUSRRUVFDOH7KLVLQFUHDVHLVFRPSOHWHO\DWWULEXWDEOHWRWKHDOWHUQDWLYHSURGXFWªVKLJKHU SULFH  %ODQNHW :DVK  LV SULFHG DW JDOORQ FRPSDUHG WR D SULFH RI JDOORQ IRU WKH EDVHOLQH7KHSUHVVRSHUDWRUDWIDFLOLW\FRPPHQWHGWKDW%ODQNHW:DVKOHDYHVDOLJKWUHVLGXH RQWKHEODQNHWDQGGRHVQRWUHDGLO\VRDNLQWRWKHSUHVVZLSH$WIDFLOLW\LQFUHDVHGFOHDQLQJ WLPHLVWKHVLQJOHODUJHVWFRQWULEXWRUWRWKHKLJKHUDYHUDJHFRVWSHUZDVKRI%ODQNHW:DVK FOHDQLQJWLPHVDYHUDJHGVHFRQGVIRU%ODQNHW:DVKFRPSDUHGWRVHFRQGVIRUWKHEDVHOLQH SURGXFW

6XEVWLWXWH%ODQNHW:DVK

3HUIRUPDQFHGDWDLQGLFDWHDUHGXFHGILQDQFLDOFRVWZKHQXVLQJ%ODQNHW:DVKLQVWHDG RIWKHEDVHOLQH$YHUDJHFRVWVSHUZDVKGHFUHDVHGURXJKO\SHUFHQWDQGSHUFHQWDWIDFLOLWLHV DQGUHVSHFWLYHO\2YHUDOOFRVWVSHUZDVKGHFUHDVHGGXHWRUHGXFHGFOHDQLQJWLPHDQGPDWHULDO XVH LHSUHVVZLSHV &RPSDUHGWRWKHEDVHOLQHFOHDQLQJWLPHVGHFUHDVHGURXJKO\SHUFHQWDW ERWKIDFLOLWLHVDQG$IWHUVHYHUDOGD\VRIXVDJHKRZHYHUIDFLOLW\GLVFRQWLQXHGXVHRI%ODQNHW :DVKEHFDXVHLWFDXVHGXQFRDWHGSDSHUWRVWLFNWRWKHEODQNHWV

6XEVWLWXWH%ODQNHW:DVK

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

6XEVWLWXWH%ODQNHW:DVK

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ªVSULFHIRUSURGXFW LVJDOORQFRPSDUHGWRJDOORQIRUWKHEDVHOLQHSURGXFW

6XEVWLWXWH%ODQNHW:DVK

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

4-98 4.2 COST ANALYSIS

DWWULEXWDEOHWRDUHGXFWLRQLQWKHDYHUDJHTXDQWLW\RIEODQNHWZDVKXVHG&RVWVDVVRFLDWHGZLWK SURGXFW XVH GHFUHDVHG URXJKO\  SHUFHQW IRU IDFLOLW\   3UHVV RSHUDWRUV DW ERWK IDFLOLWLHV FRPPHQWHGWKDW%ODQNHW:DVKFXWWKHLQNZHOO

4-99 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference +21-0.36 +70 -24 +1.0 +100 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 51 (n=4) 1.14 (n=8) 2.0 (n=8) Baseline Wash Facility 6 (n=1) (n=1) (n=1) 1 Percentage Difference 1 Absolute Difference +7.5 +25+0.04 +4-0.4 30 -20 1.5 1.0 Alternative Wash 37.5 (n=4) 1.04 (n=14) 1.6 (n=14) Summary of Cost Analysis for Blanket Wash 1 for Blanket Wash of Cost Analysis Summary 2.205,500 2.76 6,900 +0.56 +1,400 +25 +25 1.84 4,600 8,700 3.48 +4,100 +1.64 +89 +89 Facility 3 18" x 25"Facility 3Baseline Wash 18" x 25" 6 Facility 0.55 0.69 +0.14 +25 0.46 0.87 +0.41 +89 30 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.00 # wipes 0.05Cost ($) 0.28 0.16 0.35 2.0 +0.11 +0.07 0.22 +220 0.18 +25 0.07 0.28 -0.04 0.18 0.47 -18 +0.11 +0.19 0.11 +157 0.22 +70 +0.11 +100 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/ shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium-Heavy Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-100 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference +24-0.4 +69 +0.1 -27 +10 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 59 (n=4) 1.1 (n=27) 1.1 (n=27) Facility 15 Facility 15 Baseline Wash (n=2) (n=2) (n=2) 1 Percentage Difference 1 Absolute Difference +7+0.15 +11 +2100 1.0 35 1.5 Alternative Wash 68 (n=8) 0.88 (n=19) 1.0 (n=19) Summary of Cost Analysis for Blanket Wash 6 for Blanket Wash of Cost Analysis Summary 2.807,000 3.28 8,200 +0.48 +1,200 +17 +17 2.00 5,000 7,700 3.08 +2,700 +1.08 +54 +54 19" x 26"Facility 11 Baseline Wash 19" x 25" 15 Facility Facility 11 Facility 11 61 (n=4) (n=4) (n=4) 0.70 0.82 +0.12 +17 0.50 0.77 +0.27 +54 ($) 4 Cost ($)Post Dilution Cost ($) 0.03 0.56Cost ($) 0.08 0.63 +0.05 +0.07 0.11 +167 +11 0.11 0.07 0.32 0 0.11 0.54 0 +0.04 +0.22 +57 0.11 +69 0.12 +0.01 +9 Time spent cleaning (sec.) Average Quantity (oz.) 0.73 # wipes 1.0 ($) 3 2 2 2 Total cost/press/shift/year Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium-Heavy Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Labor Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-101 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference +45-0.64 +129 -43 00 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 80 (n=3) 0.86 (n=24) 1.0 (n=23) Baseline Wash Facility 15 Facility 15 (n=2) (n=2) (n=2) 1 Percentage Difference 1 Absolute Difference +105 +175+0.1 35 +3+0.8 +40 1.5 1.0 Alternative Wash 165 (n=4) 3.1 (n=4) 2.8 (n=4) Summary of Cost Analysis for Blanket Wash 9 for Blanket Wash of Cost Analysis Summary 3.649,100 8.32 20,800 +4.68 +11,700 +129 +129 5,000 2.00 9,200 3.68 +4,200 +1.68 +84 +84 Facility 10 Facility 10 19" x 28"Facility 10 Baseline Wash 19" x 25" Facility 15 0.91 2.08 +1.17 +129 0.50 0.92 +0.42 +84 60 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 3.0 # wipes 0.14Cost ($) 0.55 0.25 1.52 2.0 +0.11 +0.97 0.22 +79 0.31 +175 0.07 0.32 +0.09 0.07 0.74 +41 0 +0.42 0.11 0.11 +129 0 0 0 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Medium-Heavy 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-102 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference +150 +282 00 -1 -50 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 203 (n=4) 3.0 (n=4) 1.0 (n=1) Baseline Wash Facility 4 (n=2) (n=2) (n=2) 1 Percentage Difference 1 Absolute Difference 00 53 00 3.0 00 2.0 Alternative Wash 30 (n=4) 1.0 (n=4) 2.0 (n=4) Summary of Cost Analysis for Blanket Wash 10 for Blanket Wash of Cost Analysis Summary 2.205,500 2.28 5,700 +0.08 +200 +4 +4 3.40 8,500 8.80 22,000 +13,500 +5.40 +159 +159 Facility 3 18" x 25"Facility 3 Baseline Wash 40" x 34" Facility 4 0.55 0.57 +0.02 +4 0.85 2.20 +1.35 +159 30 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.0 # wipes 0.05Cost ($) 0.28 0.07 0.28 2.0 +0.02 0 0.22 +40 0.22 0 0.14 0 0.22 0.49 0 1.87 +0.08 0.22 +1.38 +57 0.11 +282 -0.11 -50 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-103 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference -10+0.27 -25 +23 +1.4 +140 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 30 (n=2) 1.44 (n=33) 2.4 (n=33) Baseline Wash Facility 2 (n=3) (n=3) (n=3) 1 Percentage Difference 1 Absolute Difference +36+0.11 +89 +4+2.1 40 +210 1.17 1.0 Alternative Wash 76 (n=7) 2.61 (n=33) 3.1 (n=33) Summary of Cost Analysis for Blanket Wash 11 for Blanket Wash of Cost Analysis Summary 2.365,900 5.16 12,900 +2.80 +7,000 +119 +119 5,300 2.12 6,800 2.72 +1,500 +0.60 +28 +28 Facility 1 40" x 28"Facility 1 Baseline Wash 13" x 18" Facility 2 0.59 1.29 +0.70 +119 0.53 0.68 +0.15 +28 40 (n=2) (n=2) (n=2) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 2.50 # wipes 0.11Cost ($) 0.37 0.25 0.70 1.0 +0.14 +0.33 0.11 +127 0.34 +89 0.05 0.37 +0.23 0.14 0.28 +209 +0.09 0.11 -0.09 +180 0.26 -25 +0.15 +136 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Medium-Heavy 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-104 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference +2.5-1.47 +4 -63 00 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 62.5 (n=4) 0.86 (n=23) 1.3 (n=23) Baseline Wash Facility 13 Facility 13 (n=3) (n=3) (n=3) 1 Percentage Difference 1 Absolute Difference +4-1.88 +9 -43+0.3 60 +17 2.33 1.3 Alternative Wash 48 (n=5) 2.54 (n=28) 2.1 (n=27) Summary of Cost Analysis for Blanket Wash 12 for Blanket Wash of Cost Analysis Summary 3.248,100 3.96 9,900 +0.72 +1,800 +22 +22 3.20 8,000 8,300 3.32 +300 +0.12 +4 +4 Facility 12 Facility 12 28" x 40"Facility 12 Baseline Wash 20" x 26" Facility 13 0.81 0.99 +0.18 +22 0.80 0.83 +0.03 +4 44 (n=6) (n=6) (n=6) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 4.42 # wipes 0.20Cost ($) 0.41 0.32 0.44 1.8 +0.12 +0.03 0.20 +60 0.23 +9 0.11 +0.03 0.55 0.11 0.58 +15 0 0.14 +0.03 0.14 +4 0 0 0 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 1:1 Medium Medium 1:1 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-105 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference -8+0.8 -16 +1.0 +40 +100 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 42 (n=6) 2.8 (n=40) 2.0 (n=40) Baseline Wash Facility 16 Facility 16 (n=2) (n=2) (n=2) 1 Percentage Difference 1 Absolute Difference +60-0.25 +200 -17 50 +0.3 +30 2 1.0 Alternative Wash 90 (n=3) 1.25 (n=18) 1.3 (n=18) Summary of Cost Analysis for Blanket Wash 14 for Blanket Wash of Cost Analysis Summary 1.844,600 4.28 10,700 +2.44 +6,100 +133 +133 6,600 2.64 8,200 3.28 +1,600 +0.64 +24 +24 Facility 6 18" x 25"Facility 6 Baseline Wash 20" x 26" Facility 16 0.46 1.07 +0.61 +133 0.66 0.82 +0.16 +24 30 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.50 # wipes 0.07Cost ($) 0.28 0.09 0.83 1.0 +0.02 +0.55 0.11 +29 0.15 +200 0.09 0.46 +0.04 0.21 0.39 +36 +0.12 -0.07 0.11 +133 0.22 -16 +0.11 +100 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Medium-Heavy 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-106 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference +25+0.8 +61 +0.1 +89 +10 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 66 (n=8) 1.7 (n=16) 1.1 (n=16) Baseline Wash Facility 19 Facility 19 (n=5) (n=5) (n=5) 1 Percentage Difference 1 Absolute Difference +70+1.5 +146 +100 41 +1.6 0.9 +160 1.0 Alternative Wash 118 (n=5) 3.0 (n=10) 2.6 (n=10) Summary of Cost Analysis for Blanket Wash 19 for Blanket Wash of Cost Analysis Summary 2.486,200 6.64 16,600 +4.16 +10,400 +168 +168 5,300 2.12 8,900 3.56 +3,600 +1.44 +68 +68 Facility 18 Facility 18 19" x 26"Facility 18 Baseline Wash 19" x 26" Facility 19 0.62 1.66 +1.04 +168 0.53 0.89 +0.36 +68 48 (n=6) (n=6) (n=6) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.5 # wipes 0.07Cost ($) 0.44 0.28 1.09 1.0 +0.21 +0.65 0.11 +300 0.29 +146 0.04 0.38 +0.18 0.16 0.61 +164 +0.12 0.11 +0.23 +300 0.12 +61 +0.01 +9 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium-Heavy Heavy 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-107 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference +76-1.4 +173 +0.2 -32 +11 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 120 (n=1) 3.0 (n=1) 2.0 (n=1) Baseline Wash Facility 12 Facility 12 (n=6) (n=6) (n=6) 1 Percentage Difference 1 Absolute Difference +35+0.6 +57 +86+0.3 44 +30 4.4 1.8 Alternative Wash 96 (n=7) 1.3 (n=24) 1.3 (n=24) Summary of Cost Analysis for Blanket Wash 20 for Blanket Wash of Cost Analysis Summary 2.807,000 4.52 11,300 +1.72 +4,300 +61 +61 8,100 3.24 15,800 6.32 +7,700 +3.08 +95 +95 Facility 11 Facility 11 19" x 26"Facility 11 Baseline Wash 28" x 40" Facility 12 0.70 1.13 +0.43 +61 0.81 1.58 +0.77 +95 61 (n=4) (n=4) (n=4) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 0.7 # wipes 0.03Cost ($) 0.56 0.11 0.88 1.0 +0.08 +0.32 0.11 +267 0.14 +57 0.20 0.41 +0.03 0.25 1.11 +27 +0.05 0.20 +0.70 +25 0.22 +173 +0.02 +10 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium-Heavy Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-108 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference +13-0.1 +52 +0.1 -7 +10 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 38 (n=9) 1.4 (n=34) 1.1 (n=34) Baseline Wash Facility 17 Facility 17 (n=5) (n=5) (n=5) 1 Percentage Difference 1 Absolute Difference +32+0.5 +107 +33 25 +1.5 +150 1.5 1.0 Alternative Wash 62 (n=5) 2.0 (n=6) 2.5 (n=6) Summary of Cost Analysis for Blanket Wash 21 for Blanket Wash of Cost Analysis Summary 1.844,600 4.04 10,100 +2.20 +5,500 +120 +120 4,100 1.64 5,800 2.32 +1,700 +0.68 +41 +41 Facility 6 18" x 25"Facility 6 Baseline Wash 19" x 26" Facility 17 0.46 1.01 +0.55 +120 0.41 0.58 +0.17 +41 30 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.5 # wipes 0.07Cost ($) 0.28 0.16 0.57 1.0 +0.09 +0.29 0.11 +129 0.28 +107 0.07 0.23 +0.17 0.11 0.35 +155 +0.04 0.11 +0.12 +57 0.12 +52 +0.01 +9 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Medium-Heavy 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-109 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference +40+0.4 +67 +1.5 +17 +115 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 100 (n=3) 2.7 (n=20) 2.8 (n=20) Baseline Wash Facility 13 Facility 13 (n=3) (n=3) (n=3) 1 Percentage Difference 1 Absolute Difference -16-1.5 -36+0.6 -34 60 +33 2.3 1.3 Alternative Wash 28 (n=4) 2.9 (n=13) 2.4 (n=12) Summary of Cost Analysis for Blanket Wash 22 for Blanket Wash of Cost Analysis Summary 3.248,100 3.28 8,200 +0.04 +100 +1 +1 3.20 8,000 6.04 15,100 +7,100 +2.84 +89 +89 Facility 12 Facility 12 28" x 40"Facility 12 Baseline Wash 20" x 26" Facility 13 0.81 0.82 +0.01 +1 0.80 1.51 +0.71 +89 44 (n=6) (n=6) (n=6) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 4.4 # wipes 0.20Cost ($) 0.41 0.30 0.26 1.8 +0.10 -0.15 0.20 +50 0.26 -36 0.11 +0.06 0.55 0.28 0.92 +30 +0.17 0.14 +0.37 +155 0.31 +67 +0.17 +121 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 1:4 Medium-Heavy Medium 1:4 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-110 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference +39-0.2 +156 00 -13 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 64 (n=4) 1.3 (n=4) 1.0 (n=3) Baseline Wash Facility 17 Facility 17 (n=5) (n=5) (n=5) 1 Percentage Difference 1 Absolute Difference +9+0.06 +18 +3+0.3 25 +30 1.5 1.0 Alternative Wash 59 (n=7) 2.06 (n=35) 1.3 (n=34) Summary of Cost Analysis for Blanket Wash 24 for Blanket Wash of Cost Analysis Summary 2.646,600 3.88 9,700 +1.24 +3,100 +47 +47 1.64 4,100 8,800 3.52 +4,700 +1.88 +115 +115 Facility 16 Facility 16 20" x 26"Facility 16 Baseline Wash 19" x 26" Facility 17 0.66 0.97 +0.31 +47 0.41 0.88 +0.47 +115 50 (n=2) (n=2) (n=2) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 2 # wipes 0.09Cost ($) 0.46 0.29 0.54 1 +0.20 +0.08 0.11 +222 0.14 +18 0.07 0.23 +0.03 0.18 0.59 +27 +0.11 0.11 +0.36 +157 0.11 +156 0 0 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Heavy Medium-Heavy 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-111 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference -5-0.65 -14 -43 00 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 30 (n=3) 0.85 (n=25) 1.0 (n=25) Baseline Wash Facility 15 Facility 15 (n=2) (n=2) (n=2) 1 Percentage Difference 1 Absolute Difference +30-0.44 +100 -44 35 -0.8 -40 1.50 1.0 Alternative Wash 60 (n=4) 0.56 (n=18) 1.2 (n=18) Summary of Cost Analysis for Blanket Wash 26 for Blanket Wash of Cost Analysis Summary 2.205,500 2.92 7,300 +0.72 +1,800 +33 +33 2.00 5,000 4,700 1.88 -300 -0.12 -6 -6 Facility 5 12" x 18"Facility 5 Baseline Wash 19" x 25" Facility 15 0.55 0.73 +0.18 +33 0.50 0.47 -0.03 -6 30 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.0 # wipes 0.05Cost ($) 0.28 0.05 0.55 2.0 0 +0.27 0.22 0.13 +100 0 0.32 -0.07 0.07 0.28 -32 0.08 -0.04 0.11 +0.01 0.11 -14 +14 0 0 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Medium-Heavy 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-112 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference +2900 +64 00 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 74 (n=14) 0.7 (n=50) 1.0 (n=50) Baseline Wash Facility 8 (n=4) (n=4) (n=4) 1 Percentage Difference 1 Absolute Difference +10+0.4 +22 +40+1.0 45 +100 0.7 1.0 Alternative Wash 55 (n=4) 1.4 (n=8) 2.0 (n=5) Summary of Cost Analysis for Blanket Wash 29 for Blanket Wash of Cost Analysis Summary 2.285,700 3.72 9,300 +1.44 +3,600 +63 +63 2.20 5,500 8,900 3.56 +3,400 +1.36 +62 +62 Facility 7 20" x 26"Facility 7 Baseline Wash 20" x 26" Facility 8 0.57 0.93 +0.36 +63 0.55 0.89 +0.34 +62 45 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.0 # wipes 0.05Cost ($) 0.41 0.20 0.51 1.0 +0.15 +0.10 0.11 +300 0.22 +22 0.03 0.41 +0.11 0.10 0.68 +100 +0.07 0.11 +0.27 +233 0.11 +64 0 0 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-113 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference +11-0.14 +26 -16 00 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 52 (n=6) 0.74 (n=14) 1.0 (n=14) Baseline Wash Facility 19 Facility 19 (n=5) (n=5) (n=5) 1 Percentage Difference 1 Absolute Difference +34+1.42 +71 +93+0.2 41 0.88 +20 1.0 Alternative Wash 82 (n=3) 2.95 (n=6) 1.2 (n=6) Summary of Cost Analysis for Blanket Wash 30 for Blanket Wash of Cost Analysis Summary 2.486,200 4.04 10,100 +1.56 +3,900 +63 +63 5,300 2.12 6,200 2.48 +900 +0.36 +17 +17 Facility 18 Facility 18 19" x 26"Facility 18 Baseline Wash 19" x 26" Facility 19 0.62 1.01 +0.39 +63 0.53 0.62 +0.09 +17 48 (n=6) (n=6) (n=6) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.53 # wipes 0.07Cost ($) 0.44 0.12 0.76 1.0 +0.05 +0.32 0.11 +171 0.13 +71 0.04 0.38 0.02 0.03 0.48 +18 -0.01 +0.10 0.11 -25 0.11 +26 0 0 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Heavy 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-114 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference -2+0.4 -4 00 +57 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 43 (n=4) 1.1 (n=65) 1.0 (n=65) Baseline Wash Facility 8 (n=4) (n=4) (n=4) 1 Percentage Difference 1 Absolute Difference +9500 +211 0.7 45 +1.0 +100 1.0 Alternative Wash 140 (n=3) 1.0 (n=3) 2.0 (n=2) Summary of Cost Analysis for Blanket Wash 31 for Blanket Wash of Cost Analysis Summary 2.285,700 6.36 15,900 +4.08 +10,200 +179 +179 5,500 2.20 5,900 2.36 +400 +0.16 +7 +7 Facility 7 20" x 26"Facility 7 Baseline Wash 20" x 26" Facility 8 0.57 1.59 +1.02 +179 0.55 0.59 +0.04 +7 45 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.0 # wipes 0.05Cost ($) 0.41 0.08 1.29 1.0 +0.03 +0.88 0.11 +60 0.22 +21 0.03 0.41 +0.11 0.08 0.40 +100 +0.05 0.11 -0.01 0.11 +167 -4 0 0 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution rate (water:wash) Wash Cost Element per Blanket Medium 0 Light-Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-115 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference -6-0.67 -15 -57 00 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 34 (n=4) 0.63 (n=16) 1.0 (n=13) Baseline Wash Facility 5 (n=3) (n=3) (n=3) 1 Percentage Difference 1 Absolute Difference +700 +162 40 +1.5 0 +150 1.17 1.0 Alternative Wash 105 (n=4) 2.5 (n=8) 2.5 (n=8) Summary of Cost Analysis for Blanket Wash 32 for Blanket Wash of Cost Analysis Summary 2.365,900 5.24 13,100 +2.88 +7,200 +122 +122 5,300 2.12 4,300 1.72 -1,000 -0.40 -19 -19 Facility 1 40" x 28"Facility 1 Baseline Wash 12" x 18" Facility 5 0.59 1.31 +0.72 +122 0.53 0.43 -0.10 -19 40 (n=2) (n=2) (n=2) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 2.5 # wipes 0.11Cost ($) 0.37 0.06 0.97 1.0 -0.05 +0.6 0.11 -45 0.28 +162 0.05 0.37 +0.17 0.01 0.31 +155 -0.04 0.11 -0.06 0.11 -80 -15 0 0 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution rate (water:wash) Wash Cost Element per Blanket Medium 0 Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-116 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference +26+0.35 +63 +40 +0.8 +80 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 67 (n=13) 1.23 (n=13) 1.8 (n=13) Baseline Wash Facility 19 Facility 19 (n=5) (n=5) (n=5) 1 Percentage Difference 1 00 41 Absolute Difference 0+1.1 0 +110 0.88 1.0 40 (n=4) Alternative Wash 2.5 (n=41) 2.1 (n=41) Summary of Cost Analysis for Blanket Wash 34 for Blanket Wash of Cost Analysis Summary 2.365,900 3.56 8,900 +1.20 +3,000 +51 +51 2.12 5,300 9,500 3.80 +4,200 +1.68 +79 +79 40 (n=2) Facility 1 40" x 28"Facility 1 Baseline Wash 19" x 26" Facility 19 0.59 0.89 +0.3 +51 0.53 0.95 +0.42 +79 (n=2) (n=2) ($) 4 2 (sec.) Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 2.5 # wipes 0.11Cost ($) 0.37 0.29 0.37 1.0 +0.18 0 0.11 +164 0.23 0 0.04 +0.12 0.14 0.38 +109 0.62 +0.10 0.11 +250 0.19 +0.24 +63 +0.08 +73 ($) 3 Total cost/press/shift/year Labor Time spent cleaning Facility Characteristics Press size Average ink coverageDilution rate (water:wash) Wash Cost Element per Blanket Medium 0 Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-117 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference -11-0.86 -21 -29 -0.6 -30 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 42 (n=5) 2.14 (n=11) 1.4 (n=8) Baseline Wash Facility 4 (n=2) (n=2) (n=2) 1 Percentage Difference 1 Absolute Difference -6+0.16 -20 +16-0.8 53 3.0 -40 2.0 Alternative Wash 24 (n=5) 1.16 (n=22) 1.2 (n=22) Summary of Cost Analysis for Blanket Wash 37 for Blanket Wash of Cost Analysis Summary 2.205,500 1.92 4,800 -0.28 -700 -13 -13 3.40 8,500 3.16 7,900 -600 -0.24 -7 -7 Facility 3 18" x 25"Facility 3 Baseline Wash 40" x 34" Facility 4 0.55 0.48 -0.07 -13 0.85 0.79 -0.06 -7 30 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.0 # wipes 0.05Cost ($) 0.28 0.13 0.22 2.0 +0.08 -0.06 0.22 +160 0.13 -20 0.14 -0.09 0.49 0.25 0.39 -41 +0.11 0.22 -0.10 +79 0.15 -21 -0.07 -32 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium-Heavy Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-118 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference -8+0.4 -15 -0.2 +13 -10 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 45 (n=4) 3.4 (n=10) 1.8 (n=9) Baseline Wash Facility 4 (n=2) (n=2) (n=2) 1 Percentage Difference 1 Absolute Difference +25+0.51 +62 +44+1.1 53 3.0 +110 2.0 Alternative Wash 65 (n=6) 1.68 (n=15) 2.1 (n=15) Summary of Cost Analysis for Blanket Wash 38 for Blanket Wash of Cost Analysis Summary 2.125,300 4.32 10,800 +2.20 +5,500 +104 +104 8,500 3.40 11,100 4.44 +2,600 +1.04 +31 +31 Facility 2 13" x 18"Facility 2 Baseline Wash 40" x 34" Facility 4 0.53 1.08 +0.55 +104 0.85 1.11 +0.26 +31 40 (n=3) (n=3) (n=3) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.17 # wipes 0.05Cost ($) 0.37 0.25 0.60 1.0 +0.20 +0.23 0.11 +400 0.23 +62 0.14 0.49 +0.12 0.50 0.41 +109 +0.36 0.22 -0.08 +257 0.20 -15 -0.02 -9 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-119 CHAPTER 4: COMPETITIVENESS 1 Percentage Difference 1 Absolute Difference +18+0.52 +40 +74 +0.2 +20 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 63 (n=4) 1.22 (n=9) 1.2 (n=9) Baseline Wash Facility 8 (n=4) (n=4) (n=4) 1 Percentage Difference 1 Absolute Difference +13-0.31 +43 -31+0.2 45 +10 0.70 1.0 Alternative Wash 43 (n=4) 0.69 (n=36) 2.2 (n=36) Summary of Cost Analysis for Blanket Wash 39 for Blanket Wash of Cost Analysis Summary 2.205,500 2.76 6,900 +0.56 +1,400 +25 +25 2.20 5,500 8,000 3.20 +2,500 +1.00 +45 +45 Facility 5 12" x 18"Facility 5 Baseline Wash 20" x 26" Facility 8 0.55 0.69 +0.14 +25 0.55 0.80 +0.25 +45 30 (n=1) (n=1) (n=1) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 1.0 # wipes 0.05Cost ($) 0.28 0.05 0.40 2.0 0 +0.12 0.22 0.24 +43 0 0.41 +0.02 0.03 0.58 +9 0.09 +0.17 0.11 +0.06 0.13 +40 +200 +0.02 +18 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Medium Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-120 4.2 COST ANALYSIS 1 Percentage Difference 1 Absolute Difference 00 -1.800 -60 en using the alternative blanket cleaner and 2) Work is performed in 8 hour shifts, Alternative Wash 60 (n=5) 1.2 (n=11) 2.0 (n=10) Baseline Wash Facility 10 Facility 10 (n=1) (n=1) (n=1) 1 Percentage Difference 1 Absolute Difference 00 60 00 3.0 +1.0 +100 2.0 Alternative Wash 40 (n=4) 2.5 (n=10) 2.0 (n=10) Summary of Cost Analysis for Blanket Wash 40 for Blanket Wash of Cost Analysis Summary 2.365,900 3.16 7,900 +0.80 +2,000 +34 +34 3.64 9,100 8,700 3.48 -400 -0.16 -4 -4 Facility 1 40" x 28"Facility 1 Baseline Wash 19" x 28" Facility 10 0.59 0.79 +0.20 +34 0.91 0.87 -0.04 -4 40 (n=2) (n=2) (n=2) ($) 4 Cost ($)Average Quantity (oz.)Post Dilution Cost ($) 2.5 # wipes 0.11Cost ($) 0.37 0.20 0.37 1.0 +0.09 0 0.11 +82 0.22 0 0.14 +0.11 0.10 0.55 +100 0.55 -0.04 0.22 0.22 0 -29 0 0 0 Time spent cleaning (sec.) ($) 3 2 2 2 Total cost/press/shift/year Labor Facility Characteristics Press size Average ink coverageDilution ratio (water:wash) Wash Cost Element per Blanket 0 Light-Medium Medium 0 Blanket Wash Use Materials and Equipment Totals Total cost/wash ($) Total cost/press Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned. Presses are assumed to have four units; "n" denotes the number of observations used in calculating average time, quantity, and number of wipes. "n" denotes the number of observations A positive sign denotes an increase and a negative sign denotes a decrease in the time, quantity, number of wipes, or cost wh a negative sign denotes a decrease in the time, quantity, number of wipes, or A positive sign denotes an increase and The following assumptions were made in generating a total cost/press/shift/year: 1) Each press is washed 10 times per shift, in generating a total cost/press/shift/year: 1) Each press is washed 10 times per The following assumptions were made 3 4 5 days per week and 50 weeks per year. 1 instead of the base product. 2

4-121 CHAPTER 4: COMPETITIVENESS

4.3 INTERNATIONAL TRADE ISSUES

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

4.3.1 International Trade of Petroleum-based Blanket Washes

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

$FFRUGLQJWRLQGXVWU\VRXUFHVSHWUROHXPEDVHGEODQNHWZDVKHVDUHEHLQJH[SRUWHGIURP WKH 86 LQ VLJQLILFDQWO\ JUHDWHU TXDQWLWLHV WKDQ DUH EHLQJ LPSRUWHG  )RU H[DPSOH 9DUQ ,QWHUQDWLRQDOLVFXUUHQWO\JHQHUDWLQJLQH[FHVVRIILIW\SHUFHQWRIWKHLUEODQNHWZDVKVDOHVIURP SURGXFWVPDQXIDFWXUHGLQWKH8QLWHG6WDWHVDQGH[SRUWHGDEURDG9DUQGRHVQRWLPSRUWDQ\ FOHDQLQJVROYHQWVLQWRWKH86PDUNHW7KHPDLQH[SRUWGHVWLQDWLRQVIRU9DUQª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

4-122 4.3 INTERNATIONAL TRADE ISSUES

WKH UHOD[LQJ RI LPSRUW UHVWULFWLRQV   5HSUHVHQWDWLYHV RI ERWK 9DUQ DQG $QFKRU LGHQWLILHG GLIILFXOWLHVLQSHQHWUDWLQJWKH-DSDQHVHPDUNHWEHFDXVHRIWKHPDQ\LPSRUWUHVWULFWLRQVDVZHOO DVWKHVWURQJHWKLFWRSXUFKDVHORFDOO\ )RUHLJQFRPSDQLHVDWWHPSWLQJWRHQWHUWKH-DSDQHVH PDUNHWZRXOGUHTXLUHDVWURQJUHODWLRQZLWKDORFDOGLVWULEXWLQJSDUWQHULQRUGHUWRVXFFHVVIXOO\ HQWHUWKH-DSDQHVHPDUNHW $FFRUGLQJWRDUHSUHVHQWDWLYHRI9DUQVDOHVWR-DSDQDUHGRZQDQG KDYHEHHQVWHDGLO\GHFUHDVLQJRYHUWKHSDVWVHYHUDO\HDUV 

4.3.2 International Trade of "Low VOC" Blanket Washes

6SXUUHGE\FRQFHUQVUHJDUGLQJWKHUHOHDVHRI92&VDVZHOODVKHDOWKDQGVDIHW\FRQFHUQV DVVRFLDWHG ZLWK WKH XVH RI SHWUROHXPEDVHG EODQNHW ZDVKHV 86 DQG IRUHLJQ EODQNHW ZDVK PDQXIDFWXUHUVKDYHGHYHORSHGDUDQJHRIORZ92&ZDVKHVSURYLGLQJDQDOWHUQDWLYHWRWUDGLWLRQDO SHWUROHXPEDVHGZDVKHV$ZLGHUDQJHRIORZ92&ZDVKHVDUHFXUUHQWO\DYDLODEOHLQWKH8QLWHG 6WDWHVVHYHUDORIZKLFKDUHPDQXIDFWXUHGRUGHYHORSHGDEURDG$FFRUGLQJWRLQGXVWU\FRQWDFWV ORZ92&ZDVKHVDUHPRUHOLNHO\WREHLPSRUWHGLQWRWKH86PDUNHWWKDQDUHSHWUROHXPEDVHG ZDVKHVEHFDXVHRIWKHKLJKHUYDOXHGUDZPDWHULDOVWKDWJRLQWRWKHLUSURGXFWLRQ&XUUHQWO\ORZ 92&ORZWR[LFLW\ZDVKHVFRQWURODVPDOOSRUWLRQRIWKHWRWDOLQWHUQDWLRQDOEODQNHWZDVKPDUNHW 'HQPDUNKDVSURYHQWREHOHDGHULQWKHWUDQVLWLRQWRDOWHUQDWLYHEODQNHWZDVKHVZLWKDQHVWLPDWHG SHUFHQWRIWKHLURIIVHWSULQWLQJVKRSVXVLQJYHJHWDEOHEDVHGZDVKLQJDJHQWV 

3HWUROHXPEDVHG ZDVKHV GRPLQDWH WKH EODQNHW ZDVK PDUNHW ZRUOGZLGH KRZHYHU WKH (XURSHDQFRPPXQLW\KDVPDGHDVLJQLILFDQWLQYHVWPHQWLQSURPRWLQJWKHXVHRIDOWHUQDWLYH EODQNHWZDVKHVZLWKVSHFLDOHPSKDVLVRQWKHXVHRIYHJHWDEOHRLOWHFKQRORJ\,WLVHVWLPDWHGWKDW  SHUFHQW RI 'DQLVK RIIVHWSULQWLQJ VKRSV DQG  SHUFHQW RI *HUPDQ RIIVHWSULQWLQJ VKRSV FXUUHQWO\ HPSOR\ YHJHWDEOHEDVHG ZDVKHV WR VRPH GHJUHH  7R IXUWKHU SURPRWH WKHLU XVH WKH (XURSHDQ SDUOLDPHQW KDV DOORFDWHG URXJKO\  PLOOLRQ (XURSHDQ &XUUHQF\ 8QLWV (&8  RU DSSUR[LPDWHO\PLOOLRQWRWUDLQSULQWHUVLQWKHXVHRIYHJHWDEOHEDVHGZDVKHVDQGFROOHFWDQG GLVVHPLQDWH LQIRUPDWLRQ RQ WHFKQLFDO HFRORJLFDO DQG HFRQRPLF DVSHFWV RI WKH VXEVWLWXWLRQ RI SHWUROHXPEDVHGZDVKHV7KH6XEVSULQWSURMHFWZKLFKKDVIXOOUHVSRQVLELOLW\IRUSURPRWLQJWKH YHJHWDEOHWHFKQRORJ\ZDVHVWDEOLVKHGLQDQGLVH[SHFWHGWRODVWWKUHH\HDUV $FFRUGLQJWR DUHSUHVHQWDWLYHRI9DUQ,QWHUQDWLRQDOEDVHGLQWKH8QLWHG.LQJGRPKHDOWKDQGVDIHW\FRQFHUQV KDYHEHHQWKHSULPDU\LPSHWXVEHKLQGWKHSURPRWLRQRIYHJHWDEOHRLOEDVHGZDVKHVLQ(XURSH 7KLVLVLQFRQWUDVWWRWKH8QLWHG6WDWHVZKHUHDLUTXDOLW\FRQFHUQVKDYHEHHQWKHGULYLQJIRUFH EHKLQGWKHGHYHORSPHQWRIDOWHUQDWLYHZDVKHV 

4.3.3 Joint Ventures Impacting the International Trade of Blanket Washes

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

)OLQW,QNXQGHUH[FOXVLYHDJUHHPHQWZLWK8QLFKHPD,QWHUQDWLRQDOKDVUHFHQWO\EHJXQ PDUNHWLQJDYHJHWDEOHRLOEDVHGSUHVVFOHDQHU8QLFKHPD,QWHUQDWLRQDOEDVHGLQWKH1HWKHUODQGV GHYHORSHGWKHSURGXFWDWLWVODERUDWRULHVLQWKH1HWKHUODQGVDQGILUVWLQWURGXFHGWKHZDVKLQWRWKH (XURSHDQPDUNHWLQ5HFHQWO\)OLQW,QNHQWHUHGLQWRDQH[FOXVLYHDJUHHPHQWZLWK8QLFKHPD WRPDUNHWWKHSURGXFWLQWKH8QLWHG6WDWHV

4-123 CHAPTER 4: COMPETITIVENESS

&RQFOXVLRQV

)HZFRPSDQLHVDUHLQYROYHGLQLQWHUQDWLRQDOWUDGHLQEODQNHWZDVKHV ERWKSHWUROHXPEDVHG DQGORZHU92&ZDVKHV %\DQGODUJHSHWUROHXPEDVHGEODQNHWZDVKSURGXFWVDUHGRPLQDQWLQ ERWKWKHGRPHVWLFDQGLQWHUQDWLRQDOSULQWLQJLQGXVWU\ZLWKUHODWLYHO\OLWWOHLPSRUWDWLRQRIVXFK SURGXFWV LQWR WKH 8QLWHG 6WDWHV  86 PDQXIDFWXUHUV DUH FXUUHQWO\ H[SRUWLQJ EODQNHW ZDVK SURGXFWVZRUOGZLGHZLWKJURZLQJPDUNHWVLQ$VLDDQGWKH$PHULFDV$OWKRXJKSHWUROHXPEDVHG EODQNHWZDVKSURGXFWVGRPLQDWHWKHEODQNHWZDVKLQGXVWU\ORZ92&SURGXFWVDUHDOVRDJURZWK DUHDLQUHVSRQVHWRDLUTXDOLW\FRQFHUQVLQWKH8QLWHG6WDWHVDQGKHDOWKDQGVDIHW\FRQFHUQVLQ (XURSH  9HJHWDEOHRLOEDVHG SURGXFWV DUH PRUH OLNHO\ WR EH LPSRUWHG LQWR WKH 8QLWHG 6WDWHV EHFDXVHWKH\DUHFRPSHWLWLYHO\SULFHGZLWKVLPLODU86PDGHSURGXFWV7KHPDUNHWVIRUWKHVH SURGXFWVDUHH[SHFWHGWRJURZDVDUHVXOWRI86MRLQWYHQWXUHVZLWK(XURSHDQPDQXIDFWXUHUV

References

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK5ROOLQV'DYLG 9DUQ,QWHUQDWLRQDO*UHDWHU0DQFKHVWHU8.-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK6WHYHQV-RKQ $QFKRU/LWKNHPNR=ZROOH+ROODQG-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK%UDG\5D\ $QFKRU/LWKNHPNR2UDQJH3DUN)/0D\

6KHSSDUG:LOOLDP-/LWKR5HVHDUFK)D[UHFHLYHG$SULO

6KHSSDUG:LOOLDP-/LWKR5HVHDUFK)D[UHFHLYHG$SULO

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK6WHYHQV-RKQ $QFKRU/LWKNHPNR=ZROOH+ROODQG-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK9RQ]ZHKO3DXO 9DUQ,QWHUQDWLRQDO2DNODQG1-0D\

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK.URQHPDQ %DUU\3ULVFR1HZDUN1-0D\

+RSSH'HEELH3ULQWH[3URGXFWV&RUSRUDWLRQ0HPRUDQGXPWR-HG0HOLQH86(3$ 1RYHPEHU

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK6WHYHQV-RKQ $QFKRU/LWKNHPNR=ZROOH+ROODQG-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK9RQ]ZHKO 3DXO9DUQ,QWHUQDWLRQDO2DNODQG1-0D\

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK6WHYHQV-RKQ $QFKRU/LWKNHPNR=ZROOH+ROODQG-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK9RQ]ZHKO3DXO 9DUQ,QWHUQDWLRQDO2DNODQG1-0D\

4-124 4.3 INTERNATIONAL TRADE ISSUES

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK6WHYHQV-RKQ $QFKRU/LWKNHPNR=ZROOH+ROODQG-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK9RQ]ZHKO3DXO 9DUQ,QWHUQDWLRQDO2DNODQG1-0D\

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK6WHYHQV-RKQ $QFKRU/LWKNHPNR=ZROOH+ROODQG-XQH

6XEVSULQW3URMHFW1HZVOHWWHU6XEVSULQW%DFNJURXQG'HWDLO.RRSHUDWLRQVVWHOOH+DPEXUJ -XO\

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK5ROOLQV'DYLG 9DUQ,QWHUQDWLRQDO*UHDWHU0DQFKHVWHU8.-XQH

4-125

Chapter 5 Conservation

7KLVFKDSWHUGLVFXVVHVHQHUJ\DQGQDWXUDO UHVRXUFHLVVXHVDVVRFLDWHGZLWKXVLQJWKHYDULRXV VXEVWLWXWHEODQNHWZDVKHVIRUOLWKRJUDSK\7KH Chapter Contents ILUVWSDUWRIWKLVFKDSWHUIRFXVHVRQWKHEODQNHW ZDVKLQJSURFHVV6WDQGDUGVKRSSUDFWLFHVVXFK 5.1 Energy and Resource Conservation DV WKH DPRXQW RI EODQNHW ZDVK FRQVXPHG WKH During the Blanket Washing Process GLOXWLRQRIWKHEODQNHWZDVKWKHQXPEHURIVKRS 5.2 Energy and Resource Conservation ZLSHVXVHGDQGWKHPHWKRGRIZLSHPDQDJHPHQW Based on Chemical Composition, DUHH[DPLQHGLQWHUPVRIKRZWKH\DIIHFWHQHUJ\ Formulations and Packaging DQGQDWXUDOUHVRXUFHFRQVXPSWLRQ7KHFKDSWHU 5.3 Comparison of Life-Cycle Trade-Off WKHQPRYHVRQWRHQFRPSDVVWKHHQWLUHOLIHF\FOH Issues RI WKH EODQNHW ZDVK IRUPXODWLRQV  &KHPLFDO FRPSRVLWLRQSURGXFWIRUPXODWLRQDQGSDFNDJLQJ DQGZDVWHGLVSRVDODUHDOOFRQVLGHUHGSDUWRIWKH EODQNHWZDVKOLIHF\FOHDQGWKHLULPSDFWVRQHQHUJ\DQGQDWXUDOUHVRXUFHVDUHGLVFXVVHG7KH HQHUJ\DQGQDWXUDOUHVRXUFHWUDGHRIIVWKDWH[LVWZKHQFRQVLGHULQJVWDQGDUGVKRSSUDFWLFHVDQG OLIHF\FOHLVVXHVDUHVXPPDUL]HG

5.1 ENERGY AND RESOURCE CONSERVATION DURING THE BLANKET WASHING PROCESS

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

7R DVVHVV WKH HIIHFWV DOWHUQDWLYHV KDYH RQ WKH UDWHV RI HQHUJ\ DQG QDWXUDO UHVRXUFH FRQVXPSWLRQGXULQJWKHEODQNHWZDVKLQJSURFHVVVSHFLILFGDWDZHUHJDWKHUHGGXULQJSHUIRUPDQFH GHPRQVWUDWLRQV7KHIROORZLQJGDWDZHUHLQLWLDOO\UHTXHVWHGXVLQJWKHSHUIRUPDQFHVXUYH\WRRO SUHVHQWHGLQ$SSHQGL['

& WKHDPRXQWRIFKHPLFDOSURGXFWFRQVXPHGGXULQJHDFKEODQNHWZDVKLQJVWHS & WKHGLOXWLRQRIWKHSURGXFW & PDQXDORUDXWRPDWLFURWDWLRQRIEODQNHWGXULQJZDVKLQJ & WKHQXPEHURIVKRSZLSHVUHTXLUHGWRDWWDLQDQDGHTXDWHOHYHORIFOHDQOLQHVV & WKHVL]HRIWKHZLSHDQGZKHWKHULWLVGLVSRVDEOHRUUHXVDEOH & WKHVL]HRIWKHEODQNHWDQGLQNFRYHUDJH & PHWKRGRIZLSHPDQDJHPHQW & TXDQWLW\RIZDVWHSULQWUXQ

5-1 CHAPTER 5: CONSERVATION

7KRXJKPXFKRIWKHVHGDWDZHUHFROOHFWHGVWDWLVWLFDOO\PHDQLQJIXOFRQFOXVLRQVFRXOGQRW EHGUDZQIURPWKHFRPSLOHGGDWD,QNFRYHUDJHFKHPLFDOZDVKYROXPHVDSSOLHGDQGRSHUDWRU YDULDWLRQV MXVW WR QDPH D IHZ SRVVLELOLWLHV LQWURGXFHG HQRXJK XQFHUWDLQW\ DQG YDULDELOLW\ WR SUHYHQWWKHIRUPXODWLRQRITXDQWLILDEOHFRQFOXVLRQV'LVFXVVHGEHORZKRZHYHUDUHHQHUJ\DQG UHVRXUFH FRQVHUYDWLRQ LVVXHV WR FRQVLGHU ZKHQ FOHDQLQJ WKH EODQNHW DQG SXUFKDVLQJ EODQNHW ZDVKLQJSURGXFWV

7KHSULPDU\UHVRXUFHVFRQVXPHGRUXVHGGXULQJWKHEODQNHWZDVKLQJSURFHVVLQFOXGHWKH EODQNHWZDVKSURGXFWLWVHOIGLVSRVDEOHRUUHXVDEOHZLSHVDQGWKHZDVWHSULQWUXQUHTXLUHGWR DWWDLQDGHTXDWHSULQWTXDOLW\IROORZLQJEODQNHWZDVKLQJ7KHXVHRIGLVSRVDEOHRUUHXVDEOHZLSHV DQGWKHDPRXQWRIZDVWHSULQWUXQDOVRDUHLPSRUWDQWIURPDQHQHUJ\FRQVHUYDWLRQSHUVSHFWLYH

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

5-2 5.2 ENERGY AND RESOURCE CONSERVATION BASED ON CHEMICAL COMPOSITION, FORMULATIONS, AND PACKAGING

5.2 ENERGY AND RESOURCE CONSERVATION BASED ON CHEMICAL COMPOSITION, FORMULATIONS, AND PACKAGING

7KHFKHPLFDOFRPSRVLWLRQRIDEODQNHWZDVKSURGXFWWKHPDQQHULQZKLFKWKHSURGXFWLV IRUPXODWHG DQG WKH W\SH RI SDFNDJLQJ DOO LQIOXHQFH WKH RYHUDOO UDWHV RI HQHUJ\ DQG UHVRXUFH FRQVXPSWLRQRIDEODQNHWZDVKLQJSURGXFW7KHVHLVVXHVDUHSDUWLFXODUO\LPSRUWDQWIURPDOLIH F\FOHSHUVSHFWLYHDVGLVFXVVHGEHORZ

&KHPLFDO&RPSRVLWLRQ

&KHPLFDOVXVHGLQWKHIRUPXODWLRQVRIEODQNHWZDVKLQJSURGXFWVDUHGHULYHGIURPDYDULHW\ RI UDZ PDWHULDOV  6ROYHQWV WUDGLWLRQDOO\ XVHG LQ EODQNHW ZDVKLQJ SURGXFWV DUH GHULYHG IURP SHWUROHXPRUQDWXUDOJDVFDWHJRULHVVXFKDVWKHPLQHUDOVSLULWVDQGDURPDWLFK\GURFDUERQVDUH H[DPSOHV RI WKHVH VROYHQWV  2WKHU FKHPLFDOV FDQ EH GHULYHG IURP SODQW SURGXFWV IDWW\ DFLG GHULYDWLYHVDQGVHOHFWH[DPSOHVRIWKHWHUSHQHVFDWHJRULHVDUHH[DPSOHVRIWKHVHFKHPLFDOV

7KH H[WUDFWLRQ SURFHVVLQJ DQG WUDQVSRUWDWLRQ RI WKHVH YDULRXV UDZ PDWHULDOV UHVXOW LQ GLIIHUHQW HQHUJ\ FRQVXPSWLRQ DQG QDWXUDO UHVRXUFH XVH LVVXHV  3HWURFKHPLFDO UDZ PDWHULDOV RULJLQDWHIURPFUXGHRLOZKLFKPXVWEHSXPSHGIURPUHVHUYHVGHHSLQWKHHDUWK7KHVHUHVHUYHV DUHW\SLFDOO\WUDQVIHUUHGYLDSLSHOLQHWRSURFHVVLQJIDFLOLWLHV UHILQHULHV ZKHUHODUJHTXDQWLWLHVRI HQHUJ\DUHXVHGWRVHSDUDWHDQGUHDFWWKHFUXGHRLOLQWRYDULRXVSHWURFKHPLFDOSURGXFWVDQGE\ SURGXFWV7KHXVHRISHWUROHXPIRUWKHSURGXFWLRQRIVROYHQWVKRZHYHULVVPDOOZKHQFRPSDUHG WRWKHDPRXQWRISHWUROHXPFRQVXPHGDVIXHO

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

7KH GHSOHWLRQ RI QRQUHQHZDEOH UHVRXUFHV VXFK DV SHWUROHXP LV RI LPSRUWDQFH ZKHQ FRQVLGHULQJQDWXUDOUHVRXUFHFRQVXPSWLRQ5HQHZDEOHUHVRXUFHVVXFKDVSODQWGHULYHGFKHPLFDOV GRQRWUHTXLUHH[WHQVLYHXVHRIQRQUHQHZDEOHIXHOVIRUH[WUDFWLRQDQGSURGXFWLRQ)URPWKH UHSUHVHQWDWLYHJHQHULFIRUPXODWLRQVDSSOLHGLQWKHSHUIRUPDQFHGHPRQVWUDWLRQVKRZHYHUSURGXFWV RIWHQPL[QRQUHQHZDEOHDQGUHQHZDEOHFKHPLFDOUDZPDWHULDOVLQRQHIRUPXODWLRQ

3URGXFW)RUPXODWLRQDQG3DFNDJLQJ

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

'LIIHUHQFHVLQHQHUJ\DQGQDWXUDOUHVRXUFHFRQVXPSWLRQPD\H[LVWKRZHYHUZKHQWKH QDWXUHRIWKHSURGXFWDQGLWVSDFNDJLQJDUHFRQVLGHUHG6RPHIRUPXODWLRQVDUHFRQFHQWUDWHGDQG UHTXLUHGLOXWLRQZLWKZDWHUDWWKHSULQWVKRSRWKHUVDOUHDG\FRQWDLQZDWHUDQGDUHUHDG\WRXVH ULJKW IURP WKH VKLSSLQJ FRQWDLQHU  6WLOO RWKHUV DUH QRW GLOXWHG ZLWK ZDWHU HLWKHU DW WKH PDQXIDFWXUHURUDWWKHSULQWVKRS 7KHFRQFHQWUDWHGIRUPXODWLRQVHYDOXDWHGLQWKLVDVVHVVPHQW

5-3 CHAPTER 5: CONSERVATION

VXFKDVIRUPXODWLRQV1RDQGRFFXS\OHVVYROXPHDQGWKHUHIRUHUHTXLUHOHVV SDFNDJLQJZKHQVKLSSHGWRSULQWHUVZKHQGLOXWHGRQVLWH)XUWKHUPRUHHQHUJ\FRQVXPHGGXULQJ WKHWUDQVSRUWDWLRQGLVWULEXWLRQRIDFRQFHQWUDWHGSURGXFWLVOHVVWKDQWKDWRIDGLOXWHGSURGXFW

7KH PDWHULDOV LQ ZKLFK WKH IRUPXODWLRQV DUH SDFNDJHG VKRXOG DOVR EH FRQVLGHUHG  ,Q JHQHUDO SDFNDJLQJ FRQWDLQLQJ UHF\FOHG FRQWHQW DQG ZKLFK LV UHF\FODEOH UHGXFHV UHVRXUFH FRQVXPSWLRQ DQG SRVVLEO\ HQHUJ\ XVH  DV FRPSDUHG ZLWK GLVSRVDEOH SDFNDJLQJ PDWHULDOV 5HXVDEOHSDFNDJLQJPD\EHHYHQPRUHEHQHILFLDOWKDQUHF\FOHGUHF\FODEOHSDFNDJLQJGHSHQGLQJ RQWKHHQHUJ\UHTXLUHGIRUWUDQVSRUWDQGUHXVH

:DVWH'LVSRVDO

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

&KHPLFDO ZDVK UHF\FOLQJ FDQ EH DFFRPSOLVKHG WKRXJK FHQWULIXJLQJ KDQGZULQJLQJ RU JUDYLW\GUDLQLQJZDVKVRDNHGZLSHV:KLOHUHF\FOLQJRIZDVWHEODQNHWZDVKFRQVHUYHVQDWXUDO UHVRXUFHVLWDOVRFRQVXPHVHQHUJ\)RUH[DPSOHFHQWULIXJDWLRQUHTXLUHVWKHXVHRIHTXLSPHQW ZKLFKFRQVXPHVHQHUJ\)XUWKHUSURFHVVLQJRIWKHFROOHFWHGFKHPLFDOVVXFKDVGLVWLOODWLRQPD\ EHUHTXLUHGDQGWKHUHIRUHUHSUHVHQWVIXUWKHUHQHUJ\FRQVXPSWLRQ7KHVHHQHUJ\LVVXHVDQGWKH LVVXHVRIQDWXUDOUHVRXUFHXVHVKRXOGEHFRQVLGHUHGWRFDSWXUHWKHIXOOOLIHF\FOHFRVWVDQGEHQHILWV RIEODQNHWZDVKDOWHUQDWLYHVDQGWKHPHWKRGVXVHGWRDSSO\DQGPDQDJHWKHPDWHULDOV5HF\FOLQJ RI ZDVWH VROYHQWV LV XVXDOO\ SUHIHUUHG RYHU GLVSRVDO DV HVWDEOLVKHG LQ WKH QDWLRQDO ZDVWH PDQDJHPHQWKLHUDUFK\RXWOLQHGLQWKH3ROOXWLRQ3UHYHQWLRQ$FWRI

5.3 COMPARISON OF LIFE-CYCLE TRADE-OFF ISSUES

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

5-4 5.3 COMPARISON OF LIFE CYCLE TRADE-OFF ISSUES

Table 5-1. Summary of Trade-Offs When Considering Energy Consumption and Natural Resources Use

Energy Issues Natural Resource Issues

Standard Shop Practices no clear distinction between reusable and disposable wipes or shop towels

optimizing cleaning process and minimizing waste print run conserves energy and natural resources

Chemical Composition no clear distinction between products concerning renewable and non- renewable resources

Formulation and concentrated formulations concentrated formulations require Packaging consume less energy during less packaging thus reducing transport/distribution when diluted natural resource consumption on site

packaging containing recycled content and which is recyclable reduces natural resource consumption

Disposal recycling waste blanket wash collection and reuse/recycling of consumes energy (e.g., waste blanket wash conserves centrifugation, distillation, etc.) natural resources

5-5

Chapter 6 Additional Improvement Opportunities

7KLVFKDSWHUIRFXVHVRQWHFKQLTXHV ZKLFKPD\EHHPSOR\HGDWOLWKRJUDSKLFSULQW Chapter Contents VKRSV WR SUHYHQW SROOXWLRQ WR UHGXFH FKHPLFDO FRQVXPSWLRQ DQG WR PLQLPL]H 6.1 Pollution Prevention Opportunities ZDVWH6HFWLRQH[DPLQHVUHVXOWVIURPD 6.1.1 Summary of Responses to SROOXWLRQ SUHYHQWLRQ VXUYH\ ZKLFK DVNHG Workplace Practices Questionnaire OLWKRJUDSKHUVWRLGHQWLI\ZKDWDFWLYLWLHVWKH\ 6.1.2 Workplace Practices FXUUHQWO\HPSOR\WRDFKLHYHDPRUHHQYLURQ 6.1.3 Conclusions PHQWDOO\ IULHQGO\ ZRUNSODFH  7KH PRVW 6.2 Recycle Opportunities FRPPRQRIWKHVHDFWLYLWLHVDQGWKHLUHIIHFWV DUH SUHVHQWHG  7KH SROOXWLRQ SUHYHQWLRQ 6.2.1 Solvent Recovery from Press EHQHILWVWKDWUHVXOWIURPFKDQJLQJZRUNSODFH Wipes SUDFWLFHV DUH GLVFXVVHG LQ GHWDLO  6HFWLRQ 6.2.2 Methods of Solvent Recycling DGGUHVVHVRSWLRQVIRUUHF\FOLQJVROYHQWV DQG WKH HFRQRPLF DQG HQYLURQPHQWDO LPSOLFDWLRQVDVVRFLDWHGZLWKVXFKUHF\FOLQJ 0HWKRGVIRUH[WUDFWLQJVROYHQWVIURPSUHVV ZLSHV DUHDGGUHVVHGDVDUHPHWKRGVIRUWUHDWLQJVSHQWVROYHQWVVRWKDWWKH\PD\EHUHXVHG 6ROYHQWUHF\FOLQJDQGGLVWLOODWLRQV\VWHPVDUHDOVRGLVFXVVHG

6.1 POLLUTION PREVENTION OPPORTUNITIES

3ROOXWLRQSUHYHQWLRQWR[LFFKHPLFDOVUHGXFWLRQDQGZDVWHPLQLPL]DWLRQHIIRUWVZLWKLQD SULQW VKRS FDQ WDNH PDQ\ DQG YDULHG IRUPV  7KH :RUNSODFH 3UDFWLFHV 4XHVWLRQQDLUH IRU /LWKRJUDSKHUV ZDV XVHG WR FROOHFW LQIRUPDWLRQ RQ PDQ\ VXFK HIIRUWV  7KLV VXUYH\ WRRO ZDV GHYHORSHGE\SULQWHUVXQLRQUHSUHVHQWDWLYHVFRQVXOWDQWVWRWKHSULQWLQJLQGXVWU\VXSSOLHUVDQG WKH8QLYHUVLW\RI7HQQHVVHH&HQWHUIRU&OHDQ3URGXFWVDQG&OHDQ7HFKQRORJLHV7KHTXHVWLRQQDLUH ZDVGLVWULEXWHGLQE\UHSUHVHQWDWLYHVIURPWKH3ULQWLQJ,QGXVWULHVRI$PHULFDWKH*UDSKLF &RPPXQLFDWLRQV,QWHUQDWLRQDO8QLRQWKH$VVRFLDWLRQRI4XLFN3ULQWHUVDQGSULQWHUVZKRKHOSHG GHVLJQWKHTXHVWLRQQDLUH7ZRKXQGUHGDQGVL[TXHVWLRQQDLUHVZHUHFRPSOHWHGE\SULQWHUVDQG FRPSULVHWKHGDWDEDVHIURPZKLFKWKHIROORZLQJLQIRUPDWLRQZDVGUDZQ,PSURYHGZRUNSODFH SUDFWLFHVIDFLOLW\SURJUDPV HJSROOXWLRQSUHYHQWLRQRUZDVWHPLQLPL]DWLRQSURJUDPV DVZHOODV SURFHVVHTXLSPHQWDQGSURGXFWFKDQJHVZHUHWKHSULPDU\FDWHJRULHVRISROOXWLRQSUHYHQWLRQ RSSRUWXQLWLHVLGHQWLILHGLQWKHTXHVWLRQQDLUH

6.1.1 Summary of Responses to Workplace Practices Questionnaire

2IWKHUHVSRQGHQWVWRWKHTXHVWLRQQDLUHSHUFHQWKDYHWULHGDOWHUQDWLYHEODQNHWZDVKLQJ FKHPLFDOVSURGXFWVDVVKRZQLQ7DEOH7KLVRSWLRQZDVWKHPRVWIUHTXHQWO\WULHGSROOXWLRQ SUHYHQWLRQ RSWLRQ LGHQWLILHG E\ WKH UHVSRQGHQWV WR WKH TXHVWLRQQDLUH  &KDQJHV LQ ZRUNSODFH SUDFWLFHVWRSUHYHQWSROOXWLRQZHUHQH[WDWSHUFHQW1HDUO\SHUFHQWRIWKHUHVSRQGHQWV LQGLFDWHGWKH\KDGLPSOHPHQWHGHLWKHUHTXLSPHQWDQGRUSURFHVVFKDQJHVWRLPSURYHWKHEODQNHW ZDVKLQJSURFHVV

6-1 CHAPTER 6: ADDITIONAL CONTROL OPPORTUNITIES

Table 6-1. Blanket Washing Activities to Prevent Pollution

Pollution Prevention Activity % Response

Tried Alternative Blanket Wash 76.1% Implemented Workplace Practices Changes 48.4% Established Pollution Prevention, Waste Minimization, or Source Reduction Program 36.1% Implemented Equipment Changes 28.8% Implemented Process Changes 26.9%

Note: Due to multiple responses, numbers add to more than 100%.

0DQ\SULQWHUVDUHUHDOL]LQJWKDWLPSOHPHQWLQJFKDQJHVVXFKDVWKHVHFDQVDYHWLPHDQG FXWFRVWVZKLOHSUHYHQWLQJSROOXWLRQ)URPWKHUHVXOWVRIWKH:RUNSODFH3UDFWLFHV4XHVWLRQQDLUH RYHUSHUFHQWRIWKHUHVSRQGHQWVZKRKDYHLPSOHPHQWHGFKDQJHVWRUHGXFHWKHXVHRIEODQNHW ZDVKLQGLFDWHGWKDWPDWHULDOVFRVWKDGGHFUHDVHGRUUHPDLQHGXQFKDQJHG)XUWKHUPRUHWKHWLPH UHTXLUHGWRFOHDQWKHEODQNHWIRUWKHVHUHVSRQGHQWVKDGHLWKHUUHPDLQHGXQFKDQJHGRUGHFUHDVHG IRUSHUFHQWRIWKHUHVSRQGHQWV7KHVHUHVXOWVDUHSUHVHQWHGLQ7DEOH

Table 6-2. Effects of Pollution Prevention Activities

% Response Parameter Increased? Decreased? No Change? No Response

Materials Cost 24.6% 36.9% 33.8% 4.6% Time to Clean Blanket 36.9% 32.3% 29.2% 1.5% Waste Run After Cleaning 24.6% 21.5% 49.2% 4.6%

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

6-2 6.1 POLLUTION PREVENTION OPPORTUNITIES

Table 6-3. Alternative Blanket Washing Products Implemented or Tested by Printers

Product Category % Response

< 30% VOC Content 39.2% Citrus-Based 52.9% Oil-Based 10.5% Surfactant-Based 11.8%

Note: Due to multiple responses, numbers add to more than 100%.

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

6.1.2 Workplace Practices

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

5DLVLQJ(PSOR\HH$ZDUHQHVV

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

6-3 CHAPTER 6: ADDITIONAL CONTROL OPPORTUNITIES

DGRSWHGWKHFRUSRUDWHSROOXWLRQSUHYHQWLRQDQGRUZDVWHPDQDJHPHQWSURJUDPDVWKHLUIDFLOLW\ SURJUDP  2WKHU SULQWHUV FRQWDFWHG LQGLFDWHG WKDW WKHLU SROOXWLRQ SUHYHQWLRQ SURJUDPV ZHUH PDQDJHPHQWVWUDWHJLHVUDWKHUWKDQZULWWHQSURJUDPV

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

0DWHULDOV0DQDJHPHQWDQG,QYHQWRU\

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

7KHVH UHVXOWV DOVR LQGLFDWH WKDW PDQ\ SULQWHUV KDYH RSSRUWXQLWLHV IRU LPSURYLQJ WKHLU PDWHULDOVPDQDJHPHQWSUDFWLFHVWRSUHYHQWSROOXWLRQ3ULQWHUVZKRDUHVWRULQJFKHPLFDOVLQRSHQ FRQWDLQHUVFDQHDVLO\LPSURYHZRUNHUFRQGLWLRQVDQGSUHYHQWPDWHULDOVORVVE\VLPSO\XVLQJD FORVHGVDIHW\FRQWDLQHU,QYHVWLQJLQDVLPSOHKDQGKHOGSXPSFDQKDYHDUDSLGSD\EDFNSHULRG GXHWRWKHPRQH\VDYHGIURPSUHYHQWLQJWKHVSLOOVWKDWFDQRFFXUZKHQFKHPLFDOVDUHWUDQVIHUUHG IURPFRQWDLQHUWRFRQWDLQHUE\KDQG

6-4 6.1 POLLUTION PREVENTION OPPORTUNITIES

Table 6-4. Benefits of Raising Employee Awareness

Activity to Raise Employee Awareness Benefits

Prepare a written environmental policy Establishes environmental management goals; illustrates management commitment to pollution prevention and environmental goals

Prepare written procedures on equipment Better informs employees of the proper procedures for operation and maintenance, materials using equipment and disposing of materials; helps handling, and disposal prevent accidents

Provide employee training on health and Ensures that employees have proper training to safety issues, materials handling and disposal understand benefits of proper materials handling and disposal, and potential consequences of improper workplace practices to their health and safety, the environment, and company profitability

Seek employee input on pollution prevention Encourages the persons closest to the process to activities develop the best, most creative approach to pollution prevention; employee involvement and ownership of the program has been essential to many successful programs

Make employees accountable for waste Encourages employees to be aware of ways they can generation and provide incentives for reduction prevent pollution; rewards active involvement in pollution prevention activities

Provide feedback to employees on materials Re-emphasized management commitment to pollution handling and disposal, and pollution prevention prevention; encourages employees to continue to performance improve

Table 6-5. Materials Management and Inventory Practices and Their Benefits

Workplace Practices Benefits

Manage inventory on a first-in, first-out basis Reduces materials and disposal costs of expired materials

Minimize the amount of chemicals kept on the Gives employees an incentive to use less process floor at any time materials

Centralize responsibility for storing and Gives employees an incentive to use less distributing chemicals materials

Store chemical products in closed, clearly marked Reduces materials loss; increases worker safety; containers reduces worker exposure; prevents mixing of hazardous and nonhazardous materials

Use a pump to transfer chemical products from Reduces potential for accidental spills; reduces large containers to smaller containers that are worker exposure used at work stations

6-5 CHAPTER 6: ADDITIONAL CONTROL OPPORTUNITIES

3URFHVV,PSURYHPHQWV

2QFHWKHIORZRIPDWHULDOVZLWKLQDIDFLOLW\KDVEHHQGRFXPHQWHGWKHQH[WVWHSLVWRDQDO\]H WKHSURFHVVWRLGHQWLI\ZRUNSODFHSUDFWLFHVWKDWFDQEHDGRSWHGWRSUHYHQWSROOXWLRQDWWKHVRXUFH 3URFHVVLPSURYHPHQWVWKURXJKZRUNSODFHSUDFWLFHVPHDQUHHYDOXDWLQJWKHGD\WRGD\RSHUDWLRQ WKDWPDNHXSWKHSULQWLQJSURFHVV7DEOHOLVWVVRPHZRUNSODFHSUDFWLFHVDQGWKHLUEHQHILWV WKDWSUHYHQWSROOXWLRQ

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

,QDGGLWLRQWRFKHPLFDOVWRUDJHSUDFWLFHVPDQ\SULQWHUVUHSRUWHGXVLQJJRRGRSHUDWLQJ SURFHGXUHVWRUHGXFHZRUNHUH[SRVXUHWREODQNHWZDVKLQJFKHPLFDOV7KHXVHRIJORYHV QHDUO\ SHUFHQW H\HSURWHFWLRQDQGDSURQVSURWHFWVZRUNHUVIURPGLUHFWFRQWDFWZLWKFKHPLFDOSURGXFWV 7KHIRUW\IRXUUHVSRQGHQWV SHUFHQW ZKRXVHQRSHUVRQDOSURWHFWLYHHTXLSPHQWKRZHYHU LGHQWLI\WKHJUHDWSRWHQWLDOWKDWH[LVWVLQDSULQWVKRSIRUFKHPLFDOH[SRVXUHUHGXFWLRQHIIRUWV

Table 6-6. Process Improvements and Their Benefits

Workplace Practices Benefits

Use plunger cans or squeeze bottles to deliver Reduces potential for accidental spills; reduces controlled quantities of blanket wash materials use; reduces worker exposure

Apply a specified amount of chemical products to Reduces chemical usage through controlled shop towels rather than an uncontrolled amount applications directly to blanket

Reduce the size of the towel or wipe used during More efficient use of towels; reduces solvent use; clean-up, and use reusable towels or wipes reduces worker exposure

Use reusable towels or wipes, and reuse shop Reduces materials use (shop towels and blanket towels for multiple blanket washes wash); reduces solid waste generation; reduces worker exposure

Store chemical-laden wipes in closed container Reduces chemical losses due to evaporation; between uses reduces worker exposure

Evaluate alternative chemicals: water dilution Reduces chemical usage with no loss of ratios (increase the amount of water) efficiency; reduces worker exposure

Only apply chemicals where necessary Reduces chemical usage; reduces worker exposure

Avoid delays in cleaning blankets Simplifies ink removal from blanket

Use appropriate personal protective equipment Reduces worker exposure (gloves, eye protection, etc.)

6-6 6.1 POLLUTION PREVENTION OPPORTUNITIES

7KHDSSOLFDWLRQRIFOHDQLQJSURGXFWVWRVKRSWRZHOVE\VTXLUWERWWOHRUVDIHW\SOXQJHU LGHQWLILHGDVVWDQGDUGSUDFWLFHE\RYHUSHUFHQWRIWKHVXUYH\HGSULQWHUVLVDQRWKHUZRUNSODFH SUDFWLFH WKDW FRQWUROV WKH XVH RI FKHPLFDOV UHVXOWLQJ LQ PDWHULDOV FRQVHUYDWLRQ DQG LPSURYHG ZRUNLQJFRQGLWLRQV

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

:DVWH0DQDJHPHQW3UDFWLFHV

$IWHUWKHEODQNHWLVFOHDQWKHUHVWLOOH[LVWRSSRUWXQLWLHVIRULPSURYLQJWKHPDQDJHPHQWRI ZDVWHSURGXFWVJHQHUDWHGGXULQJQRUPDOSULQWLQJRSHUDWLRQV7DEOHSUHVHQWVEDVLFZRUNSODFH SUDFWLFHVWKDWFDQEHDSSOLHGWRSUHYHQWSROOXWLRQLQWKHPDQDJHPHQWRIZDVWHV7DEOHVDQG SUHVHQWLQIRUPDWLRQDERXWSULQWHUVZDVWHPDQDJHPHQWSUDFWLFHVFRPSLOHGIURPWKH:RUNSODFH 3UDFWLFHV4XHVWLRQQDLUH

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

Table 6-7. Waste Management Workplace Practices and Benefits

Waste Management Practices Benefits

Maintain accurate logs of chemical and materials Understanding materials flow and how it relates stock, chemicals and materials use, and waste to waste generation rates provides insights into generation rates pollution prevention opportunities Segregate waste by waste stream and keep in Allows for more effective reuse and recycling of marked, easily accessible, closed containers waste materials; prevents nonhazardous waste from becoming contaminated with hazardous waste; minimizes evaporation of chemical waste products; reduces worker exposure Use gravity-drain, wringing, or centrifugation to Recovers chemical products for reuse and collect excess chemical products from used shop recycling towels and wipes Keep used shop towels and collect waste Minimizes evaporation of chemical waste chemicals in closed containers products; reduces worker exposure

6-7 CHAPTER 6: ADDITIONAL CONTROL OPPORTUNITIES

Table 6-8. Waste Management Practices for Waste Blanket Wash

Method of Storage % Response Method of % Response Treatment/Disposal

In a closed container 39.9% Sent to Recycler 14.8%

In an open container 3.4% Recycled on-site 1.0%

No specific container 1.5% Discharged to sewer 2.5%

Other 0.5% Hazardous Waste 9.9%

No response 4.9% Nonhazardous Waste 8.4%

Not applicable 49.8% Other 4.4%

No Response 9.4%

Not Applicable 49.8%

Note: Printers were able to specify unique methods under the category "Other". The "Not Applicable" category represents those printers who indicated they do not generate and/or collect liquid waste blanket wash.

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

6.1.3 Conclusions

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

6-8 6.1 POLLUTION PREVENTION OPPORTUNITIES

Table 6-9. Waste Management Practices for Reusable Shop Towels

Method of Storage Method of Pretreatment Method of Reuse or Disposal

In a closed Centrifuge 3.4% On-site Laundry 0.5% container 74.4%

In an open Dryer 1.5% Off-site Laundry container 14.3% 62.6%

No specific Hand Wringing 3.9% Hazardous Waste container 7.9% 4.9%

Other 3.4% Automatic Wringer Nonhazardous 0.5% Waste 11.3%

None 70.0% Other 16.8%

Other 4.9% No Response 3.9%

No Response 15.8%

Note: Printers were able to specify unique methods under the category "Other".

6.2 RECYCLE OPPORTUNITIES

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

6.2.1 Solvent Recovery from Press Wipes

6ROYHQWODGHQSUHVVZLSHVSUHVHQWVHYHUDOHQYLURQPHQWDOFRQFHUQVIRUSULQWLQJIDFLOLWLHV LQGXVWULDOODXQGULHVDQGORFDOVHZHUV\VWHPVWKDWUHFHLYHWKHODXQGU\ª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

D The mixture rule was struck down by a 1991 D.C. Circuit court ruling, but has been temporarily reenacted while EPA conducts a review of the rule. For an update of changes to RCRA, contact the RCRA Hotline at (800)424- 9346.

6-9 CHAPTER 6: ADDITIONAL CONTROL OPPORTUNITIES

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

([WUDFWLRQRI6ROYHQWVIURP3UHVV:LSHV

7ZREDVLFPHWKRGVDUHDYDLODEOHIRUH[WUDFWLQJVROYHQWVIURPSUHVVZLSHV KDQGRSHUDWHG ZULQJHUVDQG H[SORVLRQSURRIFHQWULIXJHV+DQGRSHUDWHGZULQJHUVUHTXLUHWKHVPDOOHVWFDSLWDO LQYHVWPHQWDQGPD\SURYHWREHDYLDEOHRSWLRQIRUVPDOOSULQWLQJRSHUDWLRQVWKDWXVHDOLPLWHG QXPEHURISUHVVZLSHV:KHQXVLQJDKDQGRSHUDWHGZULQJHUSULQWHUVVKRXOGYHULI\WKDWWKH VTXHH]HUROOHUVDUHUHVLVWDQWWRVROYHQWVDQGZLOOQRWUDSLGO\GHWHULRUDWH6TXHH]HUROOHUVVKRXOG EHPDGHRIDUXEEHUPDWHULDOVLPLODUWRWKDWXVHGRQWKHEODQNHWF\OLQGHURIDQRIIVHWSULQWLQJ SUHVV2QHFRPSDQ\PDQXIDFWXUHVDKDQGRSHUDWHGZULQJHUWKDWPRXQWVRQWKHWRSRIDJDOORQ GUXP  7KH VTXHH]H UROOHUV DUH PDGH RI QLWULWH DQG DUH UHVLVWDQW WR VHYHUDO W\SHV RI VROYHQWV DOWKRXJK SULQWHUV VKRXOG LQYHVWLJDWH WKH XQLWV  FRPSDWLELOLW\ ZLWK WKHLU VSHFLILF VROYHQWV DQG GHWHUPLQHLIDQ\IODPPDELOLW\FRQFHUQVH[LVWDVDUHVXOWRISODFLQJWKHLUVROYHQWVXQGHUSUHVVXUH 7KHSULFHRIWKHXQLWLVXQGHU

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

E Printers should consult with their local regulatory agency to determine if any restrictions exist for operating a centrifuge within their facility. For example, California and Virginia consider the operation of an on-site centrifuge to be a form of hazardous waste treatment and, therefore, subject to local permitting requirements. For a listing of all state environmental agency contacts, refer to the March 1995 issue of Graphic Arts Monthly.

6-10 6.2 RECYCLE OPPORTUNITIES

6.2.2 Methods of Solvent Recycling

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

$VDQRSWLRQIRUEODQNHWZDVKUHFRYHU\WKHGLVWLOODWLRQSURFHVVSURGXFHVQHDUYLUJLQTXDOLW\ EODQNHWZDVK0RVWFRPPHUFLDOO\DYDLODEOHGLVWLOODWLRQXQLWVHPSOR\WKHGLIIHUHQWLDOGLVWLOODWLRQ SURFHVV,QWKLVSURFHVVWKHOLTXLGVROXWLRQLVKHDWHGWRURXJKO\WRGHJUHHVDERYHWKHGHVLUHG VROYHQWªVERLOLQJSRLQWFDXVLQJWKHPRUHYRODWLOH KLJKHUYDSRUSUHVVXUH FRPSRQHQWVWRYDSRUL]H 7KHUHODWLYHERLOLQJSRLQWVRIWKHVROXWLRQFRPSRQHQWVDUHFULWLFDOIRUWKHHIIHFWLYHRSHUDWLRQRID GLVWLOODWLRQV\VWHP6ROYHQWYDSRUVULVHLQWRWKHFRQGHQVHUZKHUHWKH\DUHFRROHGDQGUHFRYHUHG IRUUHXVH&RQWDPLQDQWVUHPDLQLQWKHGLVWLOODWLRQWDQNDQGDUHGLVSRVHGRIDVDOLTXLGVHPLOLTXLG RUVROLGVOXGJH:DVWHUHVLGXHVUHIHUUHGWRDVVWLOOERWWRPVPD\EHGHVLJQDWHGDVKD]DUGRXVZDVWH LIWKHWKH\ZHUHGLVWLOOHGIURPDOLVWHGZDVWHVROYHQW )OLVWHGZDVWHV 7KHUHFRYHU\UDWHIRUD GLVWLOODWLRQXQLWDYHUDJHVURXJKO\SHUFHQW

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

6-11 CHAPTER 6: ADDITIONAL CONTROL OPPORTUNITIES

RIWKHLUVROYHQWVZLWKDSRWHQWLDOZDVWHXVHU6XFKDQDUUDQJHPHQWFDQRQO\EHFRQVLGHUHGD UHF\FOLQJVFKHPHLIWKHVROYHQWLVERXJKWE\DVROYHQWUHF\FOHU0RUHFRPPRQO\ZDVWHEURNHUVZLOO VHOOWKHVROYHQWIRUXVHDVDZDVWHGHULYHGIXHOIRUXVHLQDFHPHQWNLOQRULQGXVWULDOIXUQDFH 

8OWUDILOWUDWLRQRI%ODQNHW:DVK

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ªVVXUIDFH7KHV\VWHPLVFXUUHQWO\EHLQJWHVWHG DQGLVVDLGWRKDYHVHYHUDODGYDQWDJHVRYHUFHUDPLFDQGVWDLQOHVVVWHHOWHFKQRORJLHV7KHVSLUDO PHPEUDQH LV FDSDEOH RI QDQRILOWUDWLRQ DQG LV H[SHFWHG WR EH OHVV FRVWO\ WKDQ VWDLQOHVV VWHHO V\VWHPV

&RQFOXVLRQV

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

6-12 6.2 RECYCLE OPPORTUNITIES

References

3ULQWLQJ,QGXVWULHVRI1HZ(QJODQG0DVV)LQDOL]HV3ROLF\IRU,QGXVWULDO:LSHUV&RQWDPLQDWHG ZLWK6ROYHQWV 3ULQWHUªV6KRS7RZHOV 1DWLFN0$

--.HOOHU $VVRFLDWHV(QYLURQPHQWDO5HJXODWRU\$GYLVRU1RYHPEHU

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK/DQGU\:DOODFH &UXFLDO,QF+DUYH\/$0D\

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK/RQJ'DYLG%RFN (QJLQHHUHG3URGXFWV,QF7ROHGR2+-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK0DNHOD5DOSK 6ROYHQW.OHHQH,QF3HDERG\0$-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK0DNHOD5DOSK 6ROYHQW.OHHQH,QF3HDERG\0$-XQH

  +D]DUGRXV :DVWH 5HGXFWLRQ 3URJUDP 2UHJRQ 'HSDUWPHQW RI (QYLURQPHQWDO 4XDOLW\ *XLGHOLQHVIRU:DVWH5HGXFWLRQDQG5HF\FOLQJ6ROYHQWV$XJXVW

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK*DOOLH*HRUJH* (QYLURQPHQWDO&RQVXOWLQJ-XQH

7HOHFRQ9DQ$WWHQ&KULVWRSKHU$EW$VVRFLDWHV,QF&DPEULGJH0$ZLWK9DLO%RE,QILQLWH[ ,QFRUSRUDWHG&ODUHQFH1<-XQH

6-13

Chapter 7 Evaluating Trade-off Issues

7KLVFKDSWHUVHUYHVWR VXPPDUL]HPXFKRIWKH Chapter Contents LQIRUPDWLRQSUHVHQWHGWKURXJKRXW WKH&76$6HFWLRQSUHVHQWVD 7.1 Findings VXPPDU\RIWKHILQGLQJVGUDZLQJ 7.2 Qualitative Discussion of Benefit/Cost Analysis XSRQWKHULVNLQIRUPDWLRQ 7.2.1 Introduction GHYHORSHGLQ&KDSWHUDQGWKH 7.2.2 Benefit/Cost Methodology FRVWDQDO\VLVGHYHORSHGLQ 7.2.3 Potential Benefits &KDSWHU6HFWLRQSUHVHQWVD 7.2.4 Associated Costs EHQHILWFRVWDQDO\VLVRIXVLQJWKH 7.2.5 Costs and Benefits by Formulation EDVHOLQHEODQNHWZDVK90 3 7.2.6 Potential Benefit of Avoiding Illness Linked to QDSKWKDFRPSDUHGWRWKH Exposure to Chemicals Commonly Used in VXEVWLWXWHEODQNHWZDVKHV Blanket Washing ,QIRUPDWLRQRQFRVWVH[SRVXUHV 7.3 Overview of Risk, Cost and Performance DQGULVNVDUHSUHVHQWHGKHUHVR WKDWDQHDV\FRPSDULVRQFDQEH PDGHEHWZHHQWKHVXEVWLWXWH EODQNHWZDVKHVDQGWKHEDVHOLQH 6HFWLRQSURYLGHVVXPPDU\ VKHHWVIRUHDFKEODQNHWZDVK7KHVHVXPPDU\VKHHWVFRQWDLQLQIRUPDWLRQRQFRPSRVLWLRQ SHUIRUPDQFHFRVWULVNH[SRVXUHDQGUHJXODWRU\FRQFHUQVDQGDUHLQWHQGHGWRSURYLGHWKH UHDGHUZLWKDTXLFNUHIHUHQFHJXLGHIRUHDFKEODQNHWZDVK

7.1 FINDINGS

(DUOLHUVHFWLRQVRIWKH&76$HYDOXDWHGWKHULVNDQGSHUIRUPDQFHRIWKHEDVHOLQHEODQNHW ZDVKDVZHOODVWKHDOWHUQDWLYHV7KLVVHFWLRQSUHVHQWVWKHILQGLQJVDVVRFLDWHGZLWKWKH DQDO\VLVRIEODQNHWZDVKHV5HOHYDQWGDWDLQFOXGHZRUNHUKHDOWKULVNVSXEOLFKHDOWKULVNV IODPPDELOLW\ULVNVHFRORJLFDOULVNHQHUJ\DQGQDWXUDOUHVRXUFHXVH92&FRQWHQWDQGODERU PDWHULDOVDQGSURGXFWFRVWV(DFKLVGLVFXVVHGLQWXUQEHORZ

:RUNHU+HDOWK5LVNV

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

7-1 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Table 7-1. Summary of Risk Conclusions of Substitute and Baseline Blanket Wash Cleaners

Formula Chemicals Identified as a Worker Health Risk Number Concern in the Risk Assessment Dermal Inhalation Baseline Hydrocarbons, petroleum distillates concern no/low concern (28) 1 No individual chemicals of concern no/low concern11 no/low concern identified 3 Hydrocarbons, aromatic concern no/low concern Hydrocarbons, aromatic concern concern Hydrocarbons, aromatic concern no/low concern 4 Terpenes concern no/low concern Ethoxylated nonylphenol no/low concern no/low concern2 5 Hydrocarbons, aromatic concern no/low concern Ethoxylated nonylphenol no/low concern no/low concern2 Ethylene glycol ethers concern no/low concern 6 Hydrocarbons, petroleum distillates concern no/low concern Hydrocarbons, aromatic moderate concern12 no/low concern Fatty acid derivatives no/low concern22 no/low concern Alkyl benzene sulfonates no/low concern22 no/low concern 7 Terpenes concern no/low concern Ethoxylated nonylphenol no/low concern no/low concern2 8 Propylene glycol ethers no/low concern no/low concern Ethoxylated nonylphenol no/low concern no/low concern2 Hydrocarbons, aromatic moderate concern12 no/low concern 9 Ethoxylated nonylphenol no/low concern no/low concern2 Fatty acid derivatives no/low concern12 no/low concern 10 Fatty acid derivatives no/low concern12 no/low concern 11 Hydrocarbons, petroleum distillates concern no/low concern Hydrocarbons, aromatic moderate concern12 no/low concern Alkyl benzene sulfonates no/low concern12 no/low concern 12 Hydrocarbons, petroleum distillates concern no/low concern Hydrocarbons, petroleum distillates low to moderate concern11 no/low concern 14 Fatty acid derivatives no/low concern12 no/low concern Propylene glycol ethers no/low concern11 no/low concern 16 Terpenes concern no/low concern

7-2 7.1 FINDINGS

Formula Chemicals Identified as a Worker Health Risk Number Concern in the Risk Assessment Dermal Inhalation 17 Glycols no/low concern no/low concern Ethoxylated nonylphenol no/low concern no/low concern2 Alkali/salts no/low concern no/low concern2 Fatty acid derivatives possible concern no/low concern2 18 Hydrocarbons, petroleum distillates concern no/low concern Dibasic esters concern no/low concern Alkyl benzene sulfonates no/low concern11 no/low concern Esters/lactones no/low concern11 no/low concern 19 Propylene glycol ethers no/low concern11 no/low concern Fatty acid derivatives no/low concern12 no/low concern 20 Hydrocarbons, petroleum distillates concern no/low concern Alkyl benzene sulfonates no/low concern11 no/low concern Hydrocarbons, aromatic moderate concern11 no/low concern 21 Hydrocarbons, aromatic concern no/low concern Hydrocarbons, petroleum distillates concern no/low concern Fatty acid derivatives no/low concern11 no/low concern 22 Hydrocarbons, aromatic moderate concern12 no/low concern Fatty acid derivatives no/low concern12 no/low concern 23 Terpenes possible concern no/low concern Nitrogen heterocyclics possible concern no/low concern 24 Alkyl benzene sulfonates concern no/low concern2 Terpenes concern no/low concern Ethylene glycol ethers possible concern no/low concern Ethoxylated nonylphenol no/low concern no/low concern2 25 Terpenes concern no/low concern Esters/lactones possible concern no/low concern 26 Esters/lactones concern no/low concern2 Esters/lactones no/low concern no/low concern2 Fatty acid derivatives no/low concern12 no/low concern 27 Terpenes concern no/low concern 29 Fatty acid derivatives no/low concern12 no/low concern 30 Hydrocarbons, aromatic concern no/low concern Propylene glycol ethers no/low concern11 no/low concern 31 Hydrocarbons, aromatic concern no/low concern Hydrocarbons, petroleum distillates low to moderate concern11 no/low concern

7-3 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Formula Chemicals Identified as a Worker Health Risk Number Concern in the Risk Assessment Dermal Inhalation 32 Hydrocarbons, petroleum distillates low to moderate concern11 low to moderate concern 33 Hydrocarbons, aromatic concern no/low concern Hydrocarbons, petroleum distillates concern no/low concern Propylene glycol ethers no/low concern no/low concern 34 Terpenes concern no/low concern Alkoxylated alcohols no/low concern no/low concern Fatty acid derivatives no/low concern12 no/low concern Hydrocarbons, petroleum distillates low to moderate concern11 no/low concern 35 Hydrocarbons, aromatic concern no/low concern Hydrocarbons, petroleum distillates low to moderate concern11 no/low concern 36 Hydrocarbons, petroleum distillates concern no/low concern Hydrocarbons, aromatic moderate concern12 no/low concern Propylene glycol ethers no/low concern no/low concern Fatty acid derivatives no/low concern12 no/low concern 37 Hydrocarbons, aromatic possible concern no/low concern Hydrocarbons, petroleum distillates low to moderate concern11 no/low concern Hydrocarbons, petroleum distillates low to moderate concern11 no/low concern 38 Fatty acid derivatives no/low concern12 no/low concern Alkoxylated alcohols no/low concern1 no/low concern Hydrocarbons, petroleum distillates low to moderate concern no/low concern1 39 Hydrocarbons, petroleum distillates concern no/low concern Propylene glycol ethers no/low concern no/low concern Alkanolamines concern no/low concern2 Ethylene glycol ethers possible concerns no/low concern 40 Hydrocarbons, petroleum distillates concern no/low concern Ethoxylated nonylphenol no/low concern no/low concern2 Hydrocarbons, aromatic moderate concern12 no/low concern Fatty acid derivatives no/low concern12 no/low concern

1 Risks for this chemical in this product could not be quantified; therefore, the level of concern for this chemical is based upon a structure-activity analysis of potential hazard. 2 Risks for this chemical in this product could not be quantified; therefore, the level of concern for this chemical is based upon a low risk call based on estimates of no or extremely low exposure.

7-4 7.1 FINDINGS

3XEOLF+HDOWK5LVN

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

)ODPPDELOLW\5LVN

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

Table 7-2. Relative Flammability Risk of Substitute and Baseline Blanket Washes

Blanket Wash Flash Point ((F) Blanket Wash Flash Point ((F)

Baseline (28) 50 22 157+

1 230+ 23 140

3 114 24 100

4 114 25 220+

5 139 26 230+

6 152 27 145

7 165 29 230+

8 115 30 100+

9 230+ 31 105

10 230+ 32 220

11 150 33 105

12 125 34 138

14 230+ 35 105

16 145 36 175

D)ODVKSRLQWLVGHILQHGDVWKHORZHVWWHPSHUDWXUHDWZKLFKDOLTXLGJLYHVRIIYDSRUZLWKLQDWHVW YHVVHOLQVXIILFLHQWFRQFHQWUDWLRQWRIRUPDQLJQLWDEOHPL[WXUHZLWKDLUQHDUWKHVXUIDFHRIWKHOLTXLG

7-5 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Flash Point ((F) Blanket Wash Flash Point ((F)

17 220+ 37 82

18 150 38 230+

19 230+ 39 155

20 170 40 155

21 115

(FRORJLFDO5LVN

7KH(3$ULVNDVVHVVPHQWHYDOXDWHGWKHHFRORJLFDOULVNVRIWKHVXEVWLWXWHSURGXFWVDV ZHOODVWKHEDVHOLQHEODQNHWZDVKLQWKHDQDO\VLVIRUWKLV&76$RQO\WKHULVNVWRDTXDWLF VSHFLHVZHUHFRQVLGHUHG(YDOXDWLRQRIDTXDWLFULVNVLQYROYHGFRPSDULQJDSUHGLFWHGDPELHQW ZDWHUFRQFHQWUDWLRQWRD§FRQFHUQFRQFHQWUDWLRQ¨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

(QHUJ\DQG1DWXUDO5HVRXUFH8VH

$VGHVFULEHGLQ&KDSWHUWKHOLIHF\FOHRIDQ\SURGXFWEHJLQVZLWKWKHH[WUDFWLRQRIUDZ PDWHULDOVIURPWKHHQYLURQPHQWDQGFRQWLQXHVWKURXJKWKHPDQXIDFWXUHWUDQVSRUWDWLRQXVH UHF\FOHDQGGLVSRVDORIWKHSURGXFW'HFLVLRQVDWHDFKVWDJHRIDSURGXFWªVOLIHZLOOLPSDFWLWV HQHUJ\DQGQDWXUDOUHVRXUFHGHPDQG6HFWLRQ(QHUJ\DQG1DWXUDO5HVRXUFH,VVXHV SUHVHQWVDGLVFXVVLRQGHVFULELQJWKHLVVXHVWRFRQVLGHUZKHQFOHDQLQJWKHEODQNHWDQG SXUFKDVLQJEODQNHWZDVKHVEXWGRHVQRWDQDO\]HWKHLQGLYLGXDOHQHUJ\DQGQDWXUDOUHVRXUFH UHTXLUHPHQWVRIWKHVXEVWLWXWHDQGEDVHOLQHZDVKHVGXHWRYDULRXVGDWDOLPLWDWLRQV7KHLVVXHV GLVFXVVHGLQFOXGH RSWLPL]DWLRQRIWKHZDVKLQJWHFKQLTXHWRUHGXFHEODQNHWZDVKXVHSUHVV ZLSHXVHDQGZDVWHSULQWUXQV GHULYDWLRQRIEODQNHWZDVKSURGXFWVIURPQRQUHQHZDEOH SHWUROHXPDQGQDWXUDOJDV DQGUHQHZDEOH SODQWSURGXFWV FKHPLFDOUDZPDWHULDOV LWLVQRW FOHDUKRZHYHUZKLFKUDZPDWHULDOVGHPDQGWKHOHDVWHQHUJ\DQGQDWXUDOUHVRXUFHVZLWKRXWD IXOOOLIHF\FOHDQDO\VLV  ODFNRIGLIIHUHQWLDWLRQEHWZHHQSURGXFWVLQWHUPVRIHQHUJ\ FRQVXPSWLRQGXULQJWKHSURGXFWIRUPXODWLRQSURFHVVEHFDXVHWKHVDPHEDVLFSURFHVVHVDUH XVHGWRIRUPXODWHDOOEODQNHWZDVKSURGXFWVDQG UHGXFWLRQLQSDFNDJLQJUHTXLUHPHQWVDQG WUDQVSRUWDWLRQGLVWULEXWLRQHQHUJ\FRQVXPSWLRQGXHWRWKHXVHRIFRQFHQWUDWHGIRUPXODWLRQV DVVXPLQJWKHSURGXFWVDUHGLOXWHGE\WKHSULQWHU$WKRURXJKTXDQWLWDWLYHHYDOXDWLRQRIHDFK OLIHF\FOHVWDJHZDVEH\RQGWKHVFRSHRIWKH&76$

9RODWLOH2UJDQLF&RPSRXQG 92& 5HOHDVHV

$VGHVFULEHGLQ&KDSWHUWKHYRODWLOHRUJDQLFFRPSRXQG 92& FRQWHQWRIWKH DOWHUQDWLYHDQGWKHEDVHOLQHEODQNHWZDVKHVZDVLQGHSHQGHQWO\WHVWHGE\WKH*$7)ODERUDWRU\

7-6 7.1 FINDINGS

LQ3LWWVEXUJK3HQQV\OYDQLD92&VDUHFXUUHQWO\UHJXODWHGXQGHUFOHDQDLUOHJLVODWLRQ RFFXSDWLRQDOH[SRVXUHUXOHVDQGWR[LFVXVHDQGUHOHDVHUHSRUWLQJODZVWKHUHIRUHVXEVWLWXWLRQ RIKLJK92&FOHDQHUVKDVWKHSRWHQWLDOWRUHGXFHWKHUHJXODWRU\EXUGHQIRUSULQWHUV7DEOH SUHVHQWVDVXPPDU\RIWKHUHODWLYH92&FRQWHQWRIWKHEDVHOLQHDQGDOWHUQDWLYHEODQNHWZDVKHV

Table 7-3. VOC Content of the Substitute and Baseline Blanket Washes

Blanket Wash VOC Content Blanket Wash VOC Content (lbs/gal;% by weight) (lbs/gal;% by weight)

Baseline (28) 6.2; 100% 22 Not measured; 2.17%

1 2.3; 30% 23 0.48; 6%

3 6.4; 91% 24 1.5; 19%

4 6.4; 89% 25 4.1; 55%

5 2.5; 30% 26 1.3; 18%

6 3.5; 47% 27 7.2; 93%

7 3.0; 36% 29 2.1; 30%

8 3.3; 41% 30 0.48; 7%

9 0.11; 10% 31 6.6; 99%

10 0.16; 2% 32 6.5; 99%

11 4.3; 61% 33 3.4; 46%

12 1.3; 20% 34 2.8; 39%

14 0.97; 12% 35 6.7; 99%

16 7.2; 99% 36 3.5; 48%

17 0.051; 0.6% 37 1.0; 14%

18 4.4; 60% 38 4.9; 65%

19 1.8; 22% 39 2.9; 37%

20 2.7; 35% 40 3.8; 52%

21 3.5; 47%

3HUIRUPDQFH

7KHSHUIRUPDQFHRIHDFKRIWKHVXEVWLWXWHEODQNHWZDVKHVDVZHOODVWKHEDVHOLQHZDV GHPRQVWUDWHGXVLQJERWKODERUDWRU\DQGSURGXFWLRQUXQWHVWV7KHODERUDWRU\WHVWVGHWHUPLQHG WKHIODVKSRLQW92&FRQWHQWDQGS+DQGGHPRQVWUDWHGWKHEODQNHWVZHOODQGZLSDELOLW\RI HDFKSURGXFW7KHSURGXFWLRQUXQWHVWVFRQGXFWHGDWWZRIDFLOLWLHVIRUHDFKRIWKHVXEVWLWXWH SURGXFWVDQGDWDOOIDFLOLWLHVIRUWKHEDVHOLQHFROOHFWHGLQIRUPDWLRQVXFKDVTXDQWLW\RIZDVK

7-7 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

XVHGWLPHVSHQWWRZDVKWKHEODQNHWLQNFRYHUDJHDQGWKHHIIHFWLYHQHVVRIWKHZDVK 6XPPDU\UHVXOWVDUHSUHVHQWHGLQ7DEOH7KHZLGHO\YDULDEOHFRQGLWLRQVEHWZHHQDQG ZLWKLQSULQWLQJIDFLOLWLHVDQGWKHVKRUWGXUDWLRQRIWKHSURGXFWLRQUXQVXVHGIRUWKH SHUIRUPDQFHGHPRQVWUDWLRQVGRHVQRWDOORZWKHUHVXOWVWREHLQWHUSUHWHGDVGHILQLWLYH SHUIRUPDQFHDVVHVVPHQWVRIWKHEODQNHWZDVKHV

Table 7-4. Blanket Wash Laboratory Test Results

Form. Flash VOC Content1 Blanket Swell Wet Ink Dry Ink Film No. Point (lbs/gal; pH Film Strokes ((F) % by weight)1 hr 5 hr Strokes (%) (%)

1 230+ 2.3; 30% 7.8* 1.5 3.0 4 6 3 114 6.4; 91% 3.4* 1.5 4.5 4 4 4 114 6.4; 89% 8.7 3.0 5.2 3 2 5 139 2.5; 30% 4.3 6.1 15.4 9 8 6 152 3.5; 47% 5.5 0.7 1.5 8 6 7 165 3.0; 36% 9.3 3.8 6.8 6 8 8 115 3.3; 41% 4.0 7.7 20 7 9 9 230+ 0.77; 10% 4.6 1.5 1.5 19 30

10 230+ 0.16; 2% 5.7 0.7 0.7 12 13

11 150 4.3; 61% 5.0* 0.0 1.5 4 5 12 125 1.3; 20% 8.2 0.0 1.5 7 11 14 230+ 0.97; 12% 5.0 1.5 3.0 8 10 16 145 7.2; 99% 9.8 4.5 10.6 2 2 17 220+ 0.051; 0.6% 9.8 1.5 1.5 100 100 18 150 4.4; 60% 5.5 1.5 4.5 8 7 19 230+ 1.8; 22% 4.6 1.5 1.5 11 9 20 170 2.7; 35% 7.1 0.0 1.5 5 7 21 115 3.5; 47% 6.2 0.0 1.5 7 6

22 157(a) NM; 2.17%2 7.4(c) 1.5 1.5 13 13

23 140 0.48; 6% 9.2 0.0 1.5 24 100

24 100 1.5; 19% 9.9 1.5 3.0 15 12

25 220+ 4.1; 55% 4.3 3.0 4.5 22 32

26 230+ 1.3; 18% 7.8* 0.0 0.0 6 14

27 145 7.2; 93% 3.9 3.0 4.5 3 3

28 50 6.2; 100% 6.6 1.5 3.0 3 8

29 230+ 2.1; 30% 7.2 1.5 1.5 9 18

30 100(a) 0.48; 7% 7.6(c) 0.7 1.5 5 11

7-8 7.1 FINDINGS

Form. Flash VOC Content1 Blanket Swell Wet Ink Dry Ink Film No. Point (lbs/gal; pH Film Strokes ((F) % by weight)1 hr 5 hr Strokes (%) (%)

31 105 6.6; 99% 7.6 1.5 3.0 3 3

32 220 6.5; 99% 8.5 0.1 1.5 5 30

33 105 3.4; 46% 7.2* 4.5 7.6 4 4

34 138 2.8; 39% 6.6 1.5 3.0 10 20

35 105 6.7; 99% 6.0 1.5 6.1 3 5

36 175 3.5; 48% 5.7* 0.7 1.5 4 5

37 82 1.0; 14% 3.9 3.0 3.0 5 8

38 230+ 4.9; 65% 5.6 0.0 1.5 9 16

39 155 2.9; 37% 9.2 1.5 3.0 7 10

40 155 3.8; 52% 4.8 1.5 3.0 5 10

(a) full strength (c) 25% NC - not calculated NM - not measured * - pH fluctuates wildly ght VOC was calculated based on information submitted 1VOC content in lbs/gal was measured at GATF; % by wei by the manufacturer. 2VOC content in lbs/gal was not measurable; % by weight VOC was submitted by the manufacturer.

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

/DERU0DWHULDOVDQG3URGXFW&RVWV

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

7-9 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

RIWRDKLJKRISHUSUHVVE &RVWVRIXVLQJWKHEDVHOLQHSURGXFWUDQJHIURPWR SHUSUHVV:KHUHFRVWVRIWKHDOWHUQDWLYHEODQNHWZDVKHVH[FHHGWKHEDVHOLQHSHUFHQWDJH FRVWLQFUHDVHVUDQJHIURPRQHSHUFHQWWRSHUFHQW7DEOHSUHVHQWVDVXPPDU\RIWKH FRVWFRPSDULVRQV

'LVSRVDOFRVWVZHUHQRWFRQVLGHUHGLQWKLVFRVWFRPSDULVRQEHFDXVHDOOEXWRQHRIWKH SULQWHUVSDUWLFLSDWLQJLQWKHSHUIRUPDQFHGHPRQVWUDWLRQVXVHFORWKZLSHVWKDWDUHOHDVHGIURP DQLQGXVWULDOODXQGU\0DQ\LQGXVWULDOODXQGULHVFXUUHQWO\GRQRWGLVWLQJXLVKEHWZHHQ KD]DUGRXVDQGQRQKD]DUGRXVEODQNHWZDVKHVZKHQODXQGHULQJZLSHVWKHUHIRUHLWZDV DVVXPHGWKDWWKHUHZRXOGEHQRVDYLQJVLQZDVWHKDQGOLQJRUSURFHVVLQJFRVWVDVVRFLDWHGZLWK VZLWFKLQJWRDVXEVWLWXWHEODQNHWZDVKSURGXFW

7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS

7.2.1 Introduction

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

E3UHVVHVDUHDVVXPHGWRKDYHIRXUXQLWVWKHUHIRUHIRXUEODQNHWVDUHZDVKHGHDFKWLPHDSUHVVLV FOHDQHG

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ªVEDODQFHVKHHW

7-10 7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS 1 Difference Percentage ner instead of the base Total (Alternative) cost/press/shift/year Total (Base) cost/press/shift/year Total cost/press (Alternative) Total (Base) cost/press Total cost/wash (Alternative) Total (Baseline) cost/wash Table 7-5. Summary of Cost Analysis for Blanket Wash Performance Demonstration Test Facility Facility 6 0.46 0.87Facility 4 1.84 0.85Facility 2 3.48 0.53 2.20 4,600 0.68 3.40 2.12 8.80 8,700 2.72 8,500 +89 5,300 22,000 6,800 +159 +28 Facility 3 0.55 0.69 2.20 2.76 5,500 6,900 +25 Facility 13 0.80Facility 16 0.66 0.83Facility 19 0.53 0.82Facility 12 3.20 0.81 0.89 2.64 3.32 1.58 2.12 3.28 8,000 3.24 3.56 6,600 6.32 8,300 5,300 8,200 8,100 +4 8,900 +24 15,800 +68 +95 Facility 15 0.50Facility 15 0.50 0.77 0.92 2.00 2.00 3.08 3.68 5,000 5,000 7,700 9,200 +54 +84 1 6 11 Facility 9 0.70 10 Facility 0.91 0.82 2.08 2.80 3.64 3.28 8.32 7,000 9,100 8,200 20,800 +17 +129 14 Facility 619 0.46 Facility 1820 0.62 1.07 Facility 11 0.70 1.66 1.84 1.13 2.48 4.28 2.80 6.64 4,600 4.52 6,200 7,000 10,700 16,600 +133 11,300 +168 +61 11 Facility 112 0.59 Facility 12 0.81 1.29 0.99 2.36 3.24 5.16 3.96 5,900 8,100 12,900 9,900 +119 +22 10 Facility 3 0.55 0.57 2.20 2.28 5,500 5,700 +4 Number Formula A positive sign denotes an increase and a negative decrease in the cost when using alternative blanket clea 1 product.

7-11 CHAPTER 7: EVALUATING TRADE-OFF ISSUES 1 Difference Percentage ner instead of the base product. Total (Alternative) cost/press/shift/year Total (Base) cost/press/shift/year Total cost/press (Alternative) Total (Base) cost/press Total cost/wash (Alternative) Total (Base) cost/wash Test Facility Facility 8 0.55 0.89Facility 8 0.55Facility 5 2.20 0.53 0.59 3.56 0.43 2.20 5,500 2.12 2.36 1.72 5,500 8,900 5,300 +62 5,900 4,300 +7 -19 Facility 6 0.46 1.01 1.84 4.04 4,600 10,100 +120 Facility 17 0.41Facility 13 0.80 0.58Facility 17 0.41 1.51Facility 15 1.64 0.50 0.88 3.20 2.32 0.47Facility 19 1.64 6.04 0.53 4,100 2.00 3.52 0.62 8,000 1.88 4,100Facility 19 2.12 5,800 0.53 5,000 15,100 2.48 +41 0.95 8,800 +89 5,300 2.12 4,700 +115 3.80 -6 6,200 5,300 +17 9,500 +79 24 Facility 1626 0.66 Facility 529 0.55 0.97 Facility 730 0.57 Facility 18 0.73 2.6431 0.62 0.93 Facility 7 3.88 2.2032 0.57 1.01 Facility 1 2.2834 2.92 0.59 6,600 1.59 Facility 1 2.48 3.72 0.59 1.31 5,500 4.04 2.28 0.89 5,700 9,700 2.36 6.36 6,200 2.36 7,300 5.24 +47 5,700 9,300 3.56 +33 10,100 5,900 +63 5,900 15,900 +63 13,100 +179 8,900 +122 +51 21 120.8122 Facility 0.82 3.24 3.28 8,100 8,200 +1 Number Formula A positive sign denotes an increase and a negative decrease in the cost when using alternative blanket clea 1

7-12 7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS 1 Difference Percentage ner instead of the base product. Total (Alternative) cost/press/shift/year Total (Base) cost/press/shift/year Total cost/press (Alternative) Total (Base) cost/press Total cost/wash (Alternative) 0.91 0.87 3.64 3.48 9,100 8,700 -4 Total (Base) cost/wash 10 Test Facility Facility Facility 4 0.85Facility 8 0.55 1.11 0.80 3.40 2.20 4.44 3.20 8,500 5,500 11,100 8,000 +31 +45 Facility 4 0.85 0.79 3.40 3.16 8,500 7,900 -7 Facility 3 0.55 0.48 2.20 1.92 5,500 4,800 -13 38 Facility 239 0.53 Facility 540 0.55 1.08 Facility 1 0.59 0.69 2.12 0.79 2.20 4.32 2.36 2.76 5,300 3.16 5,500 10,800 5,900 6,900 +104 7,900 +25 +34 37 Number Formula A positive sign denotes an increase and a negative decrease in the cost when using alternative blanket clea 1

7-13 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

7KHIROORZLQJWHUPVDUHXVHGWKURXJKRXWWKHEHQHILWFRVWDQDO\VLV

Table 7-6. Glossary of Benefit/Cost Analysis Terms

Term Definition Exposed Population The estimated number of people from the general public or a specific population group who are exposed to a chemical through wide dispersion of a chemical in the environment (e.g., DDT). A specific population group could be exposed to a chemical due to its physical proximity to a manufacturing facility (e.g., residents who live near a facility using a chemical), use of the chemical or a product containing a chemical, or through other means. Exposed Worker The estimated number of employees in an industry exposed to the chemical, Population process and/or technology under consideration. This number may be based on market share data as well as estimations of the number of facilities and the number of employees in each facility associated with the chemical, process, and/or technology under consideration. Externality A cost or benefit that involves a third party who is not a part of a market transaction; “a direct effect on another’s profit or welfare arising as an incidental by-product of some other person’s or firm’s legitimate activity” (Mishan, 1976). The term “externality” is a general term which can refer to either external benefits or external costs. External Benefits For example, if an educational program results in behavioral changes which reduce the exposure of a population group to a disease, then an external benefit is experienced by those members of the group who did not participate in the educational program. For the example of nonsmokers exposed to second-hand smoke, an external benefit can be said to result when smokers are removed from situations in which they expose nonsmokers to tobacco smoke. External Costs For example, if a steel mill emits waste into a river which poisons the fish in a nearby fishery, the fishery experiences an external cost as a consequence of the steel production. Another example of an external cost is the effect of second-hand smoke on nonsmokers. Human Health Reduced health risks to workers in an industry or business as well as to the Benefits general public as a result of switching to less toxic or less hazardous chemicals, processes, and/or technologies. An example would be switching to a less volatile organic compound, lessening worker inhalation exposures as well as decreasing the formation of photochemical smog in the ambient air. Human Health Costs The cost of adverse human health effects associated with production, consumption, and disposal of a firm’s product. An example is respiratory effects from stack emissions, which can be quantified by analyzing the resulting costs of health care and the reduction in life expectancy, as well as the lost wages as a result of being unable to work. Illness Costs A financial term referring to the liability and health care insurance costs a company must pay to protect itself against injury or disability to its workers or other affected individuals. These costs are known as illness benefits to the affected individual.

7-14 7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS

Indirect Medical Costs Indirect medical costs associated with a disease or medical condition resulting from exposure to a chemical or product. Examples would be the decreased productivity of patients suffering a disability or death and the value of pain and suffering borne by the afflicted individual and/or family and friends. Private (Internalized) The direct costs incurred by industry or consumers in the marketplace. Costs Examples include a firm's cost of raw materials and labor, a firm's costs of complying with environmental regulations, or the cost to a consumer of purchasing a product. Social Cost The total cost of an activity that is imposed on society. Social costs are the sum of the private costs and the external costs. Therefore, in the example of the steel mill, social costs of steel production are the sum of all private costs (e.g., raw material and labor costs) and the sum of all external costs (e.g., the costs associated with the poisoned fish). Social Benefit The total benefit of an activity that society receives, i.e., the sum of the private benefits and the external benefits. For example, if a new product yields pollution prevention opportunities (e.g., reduced waste in production or consumption of the product), then the total benefit to society of the new product is the sum of the private benefit (value of the product that is reflected in the marketplace) and the external benefit (benefit society receives from reduced waste). Willingness-to-pay Estimates used in benefits valuation intended to encompass the full value of avoiding a health or environmental effect. For human health effects, the components of willingness-to-pay include the value of avoiding pain and suffering, impacts on the quality of life, costs of medical treatment, loss of income, and, in the case of mortality, the value of a life. benefit may result in private benefits in the form of reduced product usage and waste print runs as well as external benefits in the form of reduced consumption of non-renewable resources.

7.2.2 Benefit/Cost Methodology

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

7-15 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

SUHVHQWHGZHLJKHDFKSLHFHDFFRUGLQJWRIDFLOLW\DQGFRPPXQLW\FKDUDFWHULVWLFVDQGGHYHORSDQ LQGHSHQGHQWFKRLFH

7KHDQDO\VLVLVIXUWKHUGHYHORSHGLQWKHIROORZLQJVHFWLRQVEHJLQQLQJLQ6HFWLRQZLWK VXPPDULHVRIWKHSRWHQWLDOULVNVRIWKHVXEVWLWXWHDQGEDVHOLQHEODQNHWZDVKHV6HFWLRQ SURYLGHVDVXPPDU\RIWKHILQDQFLDOFRVWVRIWKHEDVHOLQHDQGWKHDOWHUQDWLYHEODQNHWZDVKHV 6HFWLRQFRPSDUHVWKHEHQHILWVDQGFRVWVRIXVLQJWKHVXEVWLWXWHEODQNHWZDVKSURGXFWV LQVWHDGRIWKHEDVHOLQHZDVKDQG6HFWLRQSURYLGHVDQLQGLFDWLRQRIWKHPLQLPXPEHQHILWV SHUDIIHFWHGSHUVRQWKDWZRXOGDFFUXHWRVRFLHW\LIVZLWFKLQJWRVXEVWLWXWHEODQNHWZDVKSURGXFWV UHGXFHGFDVHVRIFHUWDLQDGYHUVHKHDOWKHIIHFWV

Table 7-7. Costs and Benefits of Baseline and Substitute Blanket Washes

Private Costs1 Private Benefits External Benefits Formula Average % Change Worker Risk Flamma- % VOC Environ- Number Cost/Press Trade-offs bility mental Risk Risk2

Baseline Low to moderate concern High risk 99% No estimated (28) for dermal and inhalation risk exposure.4 1 Alternative: 2.76 +25 Overall concern is low for Low risk 30% No estimated Baseline: 2.20 dermal and inhalation risk exposure.4 Alternative: 3.48 +89 Baseline: 1.84 3 Not tested Concern for dermal Moderate 91% Aquatic exposure and inhalation Risk species risk exposure. 4 Not tested Concern for dermal Moderate 89% Aquatic exposure and very low Risk species risk concern for inhalation exposure. 5 Not tested Concern for dermal Moderate 30% Aquatic exposure and very low Risk species risk concern for inhalation exposure. 6 Alternative: 3.28 +17 Concern for dermal Low risk 47% Aquatic Baseline: 2.80 exposure and very low species risk concern for inhalation Alternative: 3.08 +54 exposure. Baseline: 2.00 7 Not tested Concern for dermal Low Risk 36% Aquatic exposure and very low species risk concern for inhalation exposure. 8 Not tested Low concern for dermal Moderate 41% Aquatic exposure and very low Risk species risk concern for inhalation exposure.

7-16 7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS

Private Costs1 Private Benefits External Benefits Formula Average % Change Worker Risk Flamma- % VOC Environ- Number Cost/Press Trade-offs bility mental Risk Risk2

9 Alternative: 8.32 +129 Very low concern for Low risk 10% Aquatic Baseline: 3.64 dermal exposure and no species risk concern for inhalation Alternative: 3.68 +84 exposure.4 Baseline: 2.00 10 Alternative: 2.28 +4 Very low concern for Low risk 2% No estimated Baseline: 2.20 dermal exposure3 and no risk concern for inhalation Alternative: 8.80 +159 exposure.4 Baseline: 3.40 11 Alternative: 5.16 +119 Concern for dermal Low risk 61% Aquatic Baseline: 2.36 exposure and very low species risk concern for inhalation Alternative: 2.72 +28 exposure. Baseline: 2.12 12 Alternative: 3.96 +22 Concern for dermal Moderate 20% No estimated Baseline: 3.24 exposure and low concern risk risk for inhalation exposure.3 Alternative: 3.32 +4 Baseline: 3.20 14 Alternative: 4.28 +133 Low concern for dermal and Low risk 12% No estimated Baseline: 1.84 inhalation exposure.3 risk Alternative: 3.28 +24 Baseline: 2.64 16 Not tested Concern for dermal Moderate 99% No estimated

17 Not tested Possible concern for dermal Low Risk 0.6% Aquatic

19 Alternative: 6.64 +168 Low concern for dermal and Low risk 22% No estimated Baseline: 2.48 inhalation exposure.3 risk Alternative: 3.56 +68 Baseline: 2.12 20 Alternative: 4.52 +61 Concern for dermal Low risk 35% Aquatic Baseline: 2.80 exposure and low concern species risk for inhalation exposure.3 Alternative: 6.32 +95 Baseline: 3.24 21 Alternative: 4.04 +120 Concern for dermal Moderate 47% No estimated Baseline: 1.84 exposure and very low risk risk concern for inhalation Alternative: 2.32 +41 exposure. Baseline: 1.64 22 Alternative: 3.28 +1 Moderate concern for Low risk 17% No estimated Baseline: 3.24 dermal exposure3 and low risk concern for inhalation Alternative: 6.04 +89 exposure.4 Baseline: 3.20

7-17 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Private Costs1 Private Benefits External Benefits Formula Average % Change Worker Risk Flamma- % VOC Environ- Number Cost/Press Trade-offs bility mental Risk Risk2

23 Not tested Possible concern for dermal Moderate 6% No estimated exposure and very low Risk risk concern for inhalation exposure. 24 Alternative: 3.88 +47 Concern for dermal Moderate 19% No estimated Baseline: 2.64 exposure and very low risk risk concern for inhalation Alternative: 3.52 +115 exposure. Baseline: 1.64 25 Not tested Concern for dermal Low risk 55% No estimated exposure and very low risk concern for inhalation exposure. 26 Alternative: 2.92 +33 Concern for dermal Low risk 18% No estimated Baseline: 2.20 exposure and no concern risk for inhalation exposure.4 Alternative: 1.88 -6 Baseline: 2.00 27 Not tested Concern for dermal Moderate 93% No estimated exposure and very low risk risk concern for inhalation exposure. 29 Alternative: 3.72 +63 Low concern for dermal Low risk 30% No estimated Baseline: 2.28 exposure3 and no concern risk for inhalation exposure.4 Alternative: 3.56 +62 Baseline: 2.20 30 Alternative: 4.04 +63 Concern for dermal Moderate 7% No estimated Baseline: 2.48 exposure and low concern risk risk for inhalation exposure.3 Alternative: 2.48 +17 Baseline: 2.12 31 Alternative: 6.36 +179 Concern for dermal Moderate 99% No estimated Baseline: 2.28 exposure and low concern risk risk for inhalation exposure.3 Alternative: 2.36 +7 Baseline: 2.20 32 Alternative: 5.24 +122 Low to moderate concern Low risk 99% No estimated Baseline: 2.36 for dermal and inhalation risk exposure.3 Alternative: 1.72 -19 Baseline: 2.12 33 Not tested Concern for dermal Moderate 46% No estimated exposure and very low risk risk concern for inhalation exposure. 34 Alternative: 3.56 +51 Concern for dermal Moderate 39% No estimated Baseline: 2.36 exposure and low concern risk risk for inhalation exposure.3 Alternative: 3.80 +79 Baseline: 2.12

7-18 7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS

Private Costs1 Private Benefits External Benefits Formula Average % Change Worker Risk Flamma- % VOC Environ- Number Cost/Press Trade-offs bility mental Risk Risk2

35 Not tested Concern for dermal Moderate 99% No estimated exposure and low concern risk risk for inhalation exposure. 36 Not tested Concern for dermal Low risk 48% No estimated exposure and low concern risk for inhalation exposure.3 37 Alternative: 1.92 -13 Low to moderate concern High risk 14% No estimated Baseline: 2.20 for dermal exposure and risk low concern for inhalation Alternative: 3.16 -7 exposure.3 Baseline: 3.40 38 Alternative: 4.32 +104 Low to moderate concern Low risk 65% No estimated Baseline: 2.12 for dermal exposure and risk low concern for inhalation Alternative: 4.44 +31 exposure.3 Baseline: 3.40 39 Alternative: 2.76 +25 Low concern for dermal Low risk 52% No estimated Baseline: 2.20 exposure and very low risk concern for inhalation Alternative: 3.20 +45 exposure. Baseline: 2.20 40 Alternative: 3.16 +34 Concern for dermal Low risk 52% Aquatic Baseline: 2.36 exposure and low concern species risk for inhalation exposure.4 Alternative: 3.48 -4 Baseline: 3.64

1 Cost analysis based upon product performance as determined by the performance demonstration at various testing facilities and pricing submitted by the product supplier. See Chapter 4 for a more in-depth description of the cost analysis and descriptions of the testing facilities. 2 Flammability risks are defined as follows: 1) High Risk: products with a flash point less than 100 F; 2) Moderate Risk: products with a flash point greater than 100 F but less than 150 F; and Low Risk: products with a flash point greater than 150 F. 3 Risks for this chemical could not be quantified; therefore, the level of concern for this chemical is based upon a structure-activity analysis. 4 Risks for this chemical could not be quantified; therefore, the level of concern for this chemical is based solely upon estimated exposure levels.

7.2.3 Potential Benefits

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

7-19 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

SXEOLF WKURXJK DPELHQW DLU GULQNLQJ ZDWHU RU ILVK LQJHVWLRQ  'XH WR GDWD OLPLWDWLRQV WKH H[SRVXUH DVVHVVPHQW GRHV QRW HVWLPDWH FXPXODWLYH H[SRVXUHV IURP ODQGILOO UHOHDVHV RU VHSWLF V\VWHPUHOHDVHV7KHUHODWLYHULVNVRIILUHDQGH[SORVLRQDUHGHWHUPLQHGE\FRPSDULQJWKHIODVK SRLQWRIHDFKEODQNHWZDVKXVLQJWKH26+$GHILQLWLRQRIDIODPPDEOHOLTXLGDVZHOODV(3$ª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

5HGXFHG:RUNHU+HDOWK5LVNV

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ªVWR[LFLW\DVZHOODVWKHGHJUHHRIZRUNHUH[SRVXUHZKLFKRFFXUVGXULQJEODQNHW FOHDQLQJ)RUH[DPSOHWKHZRUNHUKHDOWKULVNVDVVRFLDWHGZLWKWKHXVHRIDPRUHWR[LFEODQNHW ZDVK PD\ EH UHGXFHG E\ WKH SURGXFWª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

5HGXFHG3XEOLF+HDOWK5LVN

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

7-20 7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS

5HGXFHG)ODPPDELOLW\5LVN

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

5HGXFHG(FRORJLFDO5LVN

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

(QHUJ\DQG1DWXUDO5HVRXUFH&RQVHUYDWLRQ

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

5HGXFHG9RODWLOH2UJDQLF&RPSRXQG 92& 5HOHDVHV

7KHUHGXFWLRQRIYRODWLOHRUJDQLFFRPSRXQGV 92&V ZLWKLQWKHSUHVVURRPFDQSRWHQWLDOO\ UHVXOWLQSULYDWHEHQHILWVLQFOXGLQJORZHUFRPSOLDQFHFRVWVDQGVDYLQJVRQLQVXUDQFHSUHPLXPV DVZHOODVH[WHUQDOEHQHILWVLQFOXGLQJDVDIHUZRUNHQYLURQPHQWDQGUHGXFHGKHDOWKHIIHFWVRXWVLGH

G Flash point is defined as the lowest temperature at which a liquid gives off vapor within a test vessel in sufficient concentration to form an ignitable mixture with air near the surface of the liquid.

7-21 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

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

7.2.4 Associated Costs

,QFRPSDULQJWKHFRVWGDWDIRUWKHDOWHUQDWLYHDQGWKHEDVHOLQHSURGXFWVWKHFRVWVRIXVLQJ WKHDOWHUQDWLYHEODQNHWFOHDQHUVH[FHHGWKHFRVWRIXVLQJWKHEDVHOLQHSURGXFWLQQHDUO\DOOFDVHV 6RPHFDVHVUHTXLUHGVPDOOHUTXDQWLWLHVRIZDVKRUOHVVFOHDQLQJWLPHUHVXOWLQJLQDFRVWVDYLQJV ZKHQXVLQJWKHVXEVWLWXWHLQVWHDGRIWKHEDVHOLQHZDVK%ODQNHW:DVKHVDQG UHVXOWHGLQFRVWVVDYLQJVUHODWLYHWRWKHEDVHOLQHSURGXFW2YHUDOOKRZHYHUWKHFRVWVRIXVLQJWKH VXEVWLWXWHEODQNHWZDVKHVH[FHHGWKHFRVWVRIXVLQJWKHEDVHOLQHZDVKLQWKHODUJHPDMRULW\RI FDVHV&RVWVRIWKHXVLQJWKHVXEVWLWXWHEODQNHWZDVKHVUDQJHIURPDORZRIWRDKLJKRI SHUSUHVVJ &RVWVRIXVLQJWKHEDVHOLQHSURGXFWUDQJHIURPWRSHUSUHVV:KHUH FRVWVRIWKHDOWHUQDWLYHEODQNHWZDVKHVH[FHHGWKHEDVHOLQHSHUFHQWDJHFRVWLQFUHDVHVUDQJHIURP RQHSHUFHQWWRSHUFHQW

7.2.5 Costs and Benefits by Formulation

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

H A successful VOC reduction strategy can not be limited to blanket washes. All sources of VOC releases (i.e., inks, coatings, etc.) within the print shop must be evaluated in order to design and implement an efficient emissions control plan.

f For a copy or further information about this case study, contact: Office of Technical Assistance (OTA), Executive Office of Environmental Affairs, 100 Cambridge Street, Boston, Massachusetts 02202, or phone OTA at (617) 727-3260.

g Presses are assumed to have four units; therefore, four blankets are washed each time a press is cleaned.

7-22 7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS

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ªV FRPSRQHQW RI KLJKHVW FRQFHUQ SRVHV FRQFHUQ LH SHWUROHXP GLVWLOODWHK\GURFDUERQV K

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

7.2.6 Potential Benefit of Avoiding Illness Linked to Exposure to Chemicals Commonly Used in Blanket Washing

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

2IWHQDGYHUVHKHDOWKHIIHFWVDUHH[SHULHQFHGZKHQZRUNLQJZLWKFKHPLFDOV)RUH[DPSOH SUHVVRSHUDWRUVDWIDFLOLW\H[SHULHQFHGQDXVHDDQGGL]]LQHVVZKHQXVLQJEODQNHWZDVKD SHWUROHXPEDVHGEODQNHWZDVKFRQWDLQLQJSHWUROHXPGLVWLOODWHVDQGDURPDWLFK\GURFDUERQV,Q

h The risk classification scheme should be interpreted as follows: no/low concern < low to moderate concern < concern.

7-23 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Table 7-8. Relative Benefits and Costs of Substitute Versus Baseline Blanket Wash 1

Cost/Press Worker Health Risk Flammability Risk to VOC Formula Risk Aquatic Content2 Number Facility Facility Dermal Inhalation Species #1 #2

1  33 

3 Not tested   

4 Not tested  

5 Not tested  

6 

7 Not tested  

8 Not tested  

9  

10  3  

11  

12  

14  3  

16 Not tested  

17 Not tested  

18 Not tested  

19  3  

20  

21  

22  3  NM

23 Not tested  

24  

25 Not tested  

26   

27 Not tested  

29   

30  

31  

7-24 7.2 QUALITATIVE DISCUSSION OF BENEFIT/COST ANALYSIS

Cost/Press Worker Health Risk Flammability Risk to VOC Formula Risk Aquatic Content2 Number Facility Facility Dermal Inhalation Species #1 #2

32   

33 Not tested  

34  

35 Not tested  

36 Not tested  

37  

38   

39   

40   

1 Baseline Blanket Wash is Formulation 28, VM&P naphtha. Information used to develop this table varies in the level of confidence. Please refer to earlier tables and to the development of each type of information for additional information. 2 "NM" indicates that VOC content was not measured. 3 Level of concern for this substitute blanket wash based upon a structure-activity analysis of potential hazard.

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ªVZLOOLQJQHVVWRSD\WRDYRLGDVLQJOHLQFLGHQFHDQGQRWWKHDYHUDJHOLIHWLPHFRVWRI WUHDWLQJDGLVHDVH7DEOHSUHVHQWVDVXPPDU\RIWKHORZPLGUDQJHDQGKLJKHVWLPDWHVRI LQGLYLGXDOZLOOLQJQHVVWRSD\WRDYRLGHDFKRIWKHVHKHDOWKHQGSRLQWV7KHVHHVWLPDWHVSURYLGHDQ LQGLFDWLRQ RI WKH EHQHILW SHU DIIHFWHG LQGLYLGXDO WKDW ZRXOG DFFUXH WR VRFLHW\ LI VZLWFKLQJ WR D VXEVWLWXWHEODQNHWZDVKSURGXFWUHGXFHGWKHLQFLGHQFHRIH\HLUULWDWLRQKHDGDFKHVQDXVHDDQG DVWKPDDWWDFNV 

i Several approaches are available for estimating the costs of illness. Appendix E provides a brief description of each.

7-25 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Table 7-9. Estimated Willingness-to-pay to Avoid Morbidity Effects for One Symptom Day (1995 dollars)

Health Endpoint Low ($) Mid-Range ($) High ($)

Eye Irritation1 20.79 20.79 46.14 Headache2 1.67 13.23 66.72 Nausea1 29.11 29.11 83.66 Asthma Attack3 15.62 42.96 71.16 Sources:

1 Tolley, G.S., et al. 1986. Valuation of Reductions in Human Health Symptoms and Risks. University of Chicago. Final Report for the U.S. EPA. January. As cited in Unsworth, Robert E. and James E. Neumann, Industrial Economics, Incorporated, Memorandum to Jim DeMocker, Office of Policy Analysis and Review, Review of Existing Value of Morbidity Avoidance Estimates: Draft Valuation Document. September 30, 1993. 2 Dickie, M., et al. 1987. Improving Accuracy and Reducing Costs of Environmental Benefit Assessments. U.S. EPA, Washington, DC, September, and Tolley, G.S., et al. 1986. Valuation of Reductions in Human Health Symptoms and Risks. University of Chicago. Final Report for the U.S. EPA. January. As cited in Unsworth, Robert E. and James E. Neumann, Industrial Economics, Incorporated, Memorandum to Jim DeMocker, Office of Policy Analysis and Review, Review of Existing Value of Morbidity Avoidance Estimates: Draft Valuation Document. September 30, 1993. 3 Rowe, R.D. and L.G. Chestnut. 1986. Oxidants and Asthmatics in Los Angeles: A Benefit Analysis. Energy and Resource Consultants, Inc. Report to U.S. EPA, Office of Policy Analysis, EPA-230-07-85- 010. Washington, DC March 1985. Addendum March 1986. As cited in Unsworth, Robert E. and James E. Neumann, Industrial Economics, Incorporated, Memorandum to Jim DeMocker, Office of Policy Analysis and Review, Review of Existing Value of Morbidity Avoidance Estimates: Draft Valuation Document. September 30, 1993.

7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

7KLV VHFWLRQ JLYHV DQ RYHUYLHZ RI WKH VXEVWLWXWH EODQNHW ZDVKHV LQFOXGLQJ LQIRUPDWLRQ UHJDUGLQJSHUIRUPDQFHFRVWULVNDQGH[SRVXUHDQGUHJXODWRU\FRQFHUQV6LQFHWKHVHHYDOXDWLRQ IDFWRUV DUH XQLTXH WR HDFK IRUPXODWLRQ DQ LQGLYLGXDO SURILOH ZDV GHYHORSHG IRU HDFK RI WKH VXEVWLWXWHEODQNHWZDVKHV7KHUHVXOWVRIWKHSURFHVVVDIHW\DQGJHQHUDOSRSXODWLRQULVNDQDO\VHV DUHVLPLODUIRUDOOIRUPXODWLRQV VHH6HFWLRQVDQGUHVSHFWLYHO\ 7KHSURILOHVXPPDUL]HV LQIRUPDWLRQIURPYDULRXVVHFWLRQVRIWKH&76$DVGHVFULEHGEHORZ

&KHPLFDO,QIRUPDWLRQ

7KH JHQHULF FKHPLFDO FRPSRVLWLRQ RI HDFK VXEVWLWXWH EODQNHW ZDVK LV SURYLGHG  7KH FDWHJRUL]DWLRQRIEODQNHWZDVKFKHPLFDOVXVHGWRJHQHULFL]HWKHIRUPXODWLRQVZDVGHVFULEHGLQ GHWDLOLQ6HFWLRQ$OVRLQFOXGHGLQHDFKSURILOHDUHWKHIODVKSRLQW92&FRQWHQWDQGS+RI HDFK VXEVWLWXWH ZDVK ZKLFK ZHUH GHWHUPLQHG GXULQJ ODERUDWRU\ WHVWLQJ E\ WKH *UDSKLF $UWV 7HFKQLFDO)RXQGDWLRQ *$7)  VHHDOVR7DEOH 

3HUIRUPDQFH

7KHSHUIRUPDQFHVHFWLRQRIWKHSURILOHVXPPDUL]HVLQIRUPDWLRQFROOHFWHGGXULQJODERUDWRU\ DQGSURGXFWLRQUXQSHUIRUPDQFHGHPRQVWUDWLRQVZLWKHDFKVXEVWLWXWHEODQNHWZDVK7KHGDWDRQ

7-26 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

ZLSDELOLW\DQGEODQNHWVZHOOZHUHGHWHUPLQHGLQODERUDWRU\HYDOXDWLRQVFRQGXFWHGE\WKH*$7) VHH DOVR7DEOH 

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

%DVHGRQWKHODERUDWRU\WHVWUHVXOWVSURGXFWVTXDOLILHGIRUIXUWKHUHYDOXDWLRQWKURXJK ILHOG GHPRQVWUDWLRQV  (DFK RI WKH  VXEVWLWXWHV ZDV GHPRQVWUDWHG DW WZR IDFLOLWLHV DQG SHUIRUPDQFHZDVFRPSDUHGWRDVWDQGDUGEDVHOLQHZDVK 90 3QDSKWKD 4XDOLWDWLYHSHUIRUPDQFH HYDOXDWLRQVZHUHPDGHE\'I(REVHUYHUVDQGSULQWHUVDWWKHWHVWIDFLOLWLHV VHHDOVR7DEOH 

&RVW

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

5LVNDQG([SRVXUH

7KLVVHFWLRQRIWKHSURILOHDGGUHVVHVWKHULVNVWKDWPD\UHVXOWIURPWKHVXEVWLWXWHEODQNHW ZDVKHVXQGHUW\SLFDOFRQGLWLRQVRIXVH7KHULVNFKDUDFWHUL]DWLRQLQWHJUDWHVKD]DUGDQGH[SRVXUH LQIRUPDWLRQLQWRTXDQWLWDWLYHDQGTXDOLWDWLYHH[SUHVVLRQVRIULVN7KHVSHFLILFDVVXPSWLRQVDQG PHWKRGRORJ\XVHGWRHVWLPDWHRFFXSDWLRQDOH[SRVXUHDUHGHVFULEHGLQGHWDLOLQ6HFWLRQ7KH ULVNFKDUDFWHUL]DWLRQPHWKRGRORJ\LVGLVFXVVHGLQGHWDLOLQ6HFWLRQDQG

6HSDUDWHULVNHVWLPDWHVDUHSUHVHQWHGIRUGHUPDODQGLQKDODWLRQH[SRVXUH0RVWRIWKH IRUPXODWLRQV RIWKHIRUPXODWLRQVLQFOXGLQJWKHEDVHOLQH SUHVHQWDWOHDVWVRPHFRQFHUQIRU GHUPDOH[SRVXUHVWRZRUNHUVSULPDULO\GXHWRUHODWLYHO\KLJKSRWHQWLDOH[SRVXUHOHYHOV,QFRQWUDVW ZRUNHULQKDODWLRQULVNVDUHYHU\ORZIRUDOPRVWDOORIWKHIRUPXODWLRQVUHIOHFWLYHRIWKHJHQHUDOO\ ORZH[SRVXUHOHYHOV

)ODPPDELOLW\ULVNVDUHGHILQHGDVIROORZV +LJK5LVNSURGXFWVZLWKDIODVKSRLQWOHVV WKDQ ) 0RGHUDWH5LVNSURGXFWVZLWKDIODVKSRLQWJUHDWHUWKDQ          )EXWOHVVWKDQ    ) DQG/RZ5LVNSURGXFWVZLWKDIODVKSRLQWJUHDWHUWKDQ )

(QYLURQPHQWDOULVNVDUHDOVRSUHVHQWHG2QO\WKRVHIRUPXODWLRQVFRQWDLQLQJDON\OEHQ]HQH VXOIRQDWHV RU HWKR[\ODWHG QRQ\OSKHQROV SUHVHQWHG D SRVVLEOH ULVN WR DTXDWLF VSHFLHV  7KH PHWKRGRORJ\DQGVSHFLILFUHVXOWVFDQEHIRXQGLQ6HFWLRQ

7-27 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

5HJXODWRU\&RQFHUQV

7KLVVHFWLRQLGHQWLILHVWKHVXEVWLWXWHEODQNHWZDVKHVWKDWPD\WULJJHUIHGHUDOHQYLURQPHQWDO UHJXODWLRQV'LVFKDUJHVRIEODQNHWZDVKFKHPLFDOVPD\EHUHVWULFWHGE\DLUZDWHUDQGVROLGZDVWH UHJXODWLRQV LQ DGGLWLRQ IDFLOLWLHV PD\ EH UHTXLUHG WR UHSRUW UHOHDVHV RI VRPH EODQNHW ZDVK SURGXFWV,WLVLPSRUWDQWWRQRWHWKDWWKLVDQDO\VLVLVEDVHGRQWKHJHQHULFFKHPLFDOFRPSRVLWLRQ 6SHFLILF EODQNHW ZDVK FKHPLFDOV WKDW WULJJHU IHGHUDO HQYLURQPHQWDO UHJXODWLRQV DQG RQH RFFXSDWLRQDOKHDOWKUHJXODWLRQ DUHJLYHQLQ7DEOH7KH\DUH

 &OHDQ:DWHU$FW &:$  &OHDQ$LU$FW &$$ 6HFWLRQ%+D]DUGRXV$LU3ROOXWDQWV  &RPSUHKHQVLYH(QYLURQPHQWDO5HVSRQVH&RPSHQVDWLRQDQG/LDELOLW\$FW &(5&/$  6XSHUIXQG$PHQGPHQWVDQG5HDXWKRUL]DWLRQ$FW 6$5$ 6HFWLRQ  6XSHUIXQG$PHQGPHQWVDQG5HDXWKRUL]DWLRQ$FW 6$5$ 6HFWLRQ  5HVRXUFH&RQVHUYDWLRQDQG5HFRYHU\$FW 5&5$  2FFXSDWLRQDO6DIHW\DQG+HDOWK$FW 26+$

7KH JHQHULF FDWHJRU\ IRU WKHVH FKHPLFDOV EDVHG RQ 7DEOH   ZDV FRPSDUHG WR WKH JHQHULF FRPSRVLWLRQVRIWKHVXEVWLWXWHEODQNHWZDVKHV

7-28 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 1

Composition: Fatty acid derivatives Alkoxylated alcohols

VOC Content: 30%; 2.3 lbs/gal Flashpoint: 230+(F pH: 7.8 (fluctuates wildly)

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\EDVHG WKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIWHQEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVK\LHOGHGJRRGSHUIRUPDQFHIRUOLJKWRU PHGLXPLQNFRYHUDJHEXWSRRUSHUIRUPDQFHIRUKHDY\LQNFRYHUDJH7KHH[WUDWLPHDQGHIIRUW UHTXLUHGIRUKHDY\LQNFRYHUDJHZHUHXQDFFHSWDEOH7KHZDVKDOVROHIWDVOLJKWUHVLGXHWKDWZDV UHPRYHGZLWKDGU\UDJ

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIIRXUEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVK\LHOGHGSRRU SHUIRUPDQFHDQGUHVXOWHGLQSULQWTXDOLW\SUREOHPV7KHLPDJHRIWKHSUHYLRXVMREZDVVWLOO VKRZLQJ)DFLOLW\GLGQRWXVHDOWHUQDWLYHSURGXFWIRUWKHIXOOZHHNORQJGHPRQVWUDWLRQ GLVFRQWLQXLQJXVHDIWHUH[SHULHQFLQJSULQWTXDOLW\SUREOHPVEHOLHYHGWRKDYHEHHQDWWULEXWDEOH WRXVHRIWKHDOWHUQDWLYHSURGXFW

Cost

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQHSURGXFWDWERWKIDFLOLWLHVDQG3HUIRUPDQFH UHVXOWVLQGLFDWHDSHUFHQWLQFUHDVHDQGDSHUFHQWLQFUHDVHLQFOHDQLQJWLPHVDWIDFLOLWLHV DQGUHVSHFWLYHO\7KHFRVWVDVVRFLDWHGZLWKSURGXFWXVH LHYROXPH[SULFH DUHDOVR VLJQLILFDQWO\KLJKHUIRU%ODQNHW:DVKZKHQFRPSDUHGWRWKHEDVHOLQHGULYHQSULPDULO\E\WKH SURGXFWªVKLJKSULFH7KHPDQXIDFWXUHUªVSULFHIRUSURGXFWLVJDOORQYHUVXVJDOORQ IRUWKHEDVHOLQHSURGXFW&RVWVDVVRFLDWHGZLWKSURGXFWXVHLQFUHDVHGURXJKO\SHUFHQWDQG SHUFHQWIRUIDFLOLWLHVDQGUHVSHFWLYHO\

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

3 $0.69 $2.76 $6,900.00 $5,500.00 +25

6 $0.87 $3.48 $8,700.00 $4,600.00 +89 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-29 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Risk and Exposure

5LVNVIRUWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUG YDOXHV+RZHYHURYHUDOOFRQFHUQLVORZEHFDXVHRIORZLQKDODWLRQH[SRVXUHOHYHOVSRRUGHUPDO DEVRUSWLRQDQGORZWRPRGHUDWHWR[LFRORJLFFRQFHUQEDVHGRQVWUXFWXUHDFWLYLW\DQDO\VLV

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-30 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 3

Composition: Hydrocarbons, petroleum distillates Fatty acid derivatives Hydrocarbons, aromatic Alkyl benzene sulfonates

VOC Content: 91%; 6.4 lbs/gal Flashpoint: 114(F pH: 3.4 (fluctuates wildly)

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH+D]DUGTXRWLHQWFDOFXODWLRQVLQGLFDWHDFRQFHUQIRUH[SRVXUHWRVRPH DURPDWLFK\GURFDUERQVDQGYHU\ORZFRQFHUQIRUH[SRVXUHWRRWKHUDURPDWLFK\GURFDUERQV +RZHYHUWKHKD]DUGYDOXHVDUHEDVHGXSRQRUDORULQKDODWLRQVWXGLHV0DUJLQRIH[SRVXUH FDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHVWRDURPDWLFK\GURFDUERQV+RZHYHUWKHKD]DUG YDOXHVDUHEDVHGXSRQLQKDODWLRQVWXGLHV5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOG QRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUGYDOXHV

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

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNLVGXHWRWKHSUHVHQFHRIDON\OEHQ]HQHVXOIRQDWHV

7-31 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

Alkyl benzene X X sulfonates

7-32 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 4

Composition: Terpenes Ethoxylated nonylphenol

VOC Content: 89%; 6.4 lbs/gal Flashpoint: 114(F pH: 8.7

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHWR WHUSHQHVDQGORZFRQFHUQIRUH[SRVXUHWRHWKR[\ODWHGQRQ\OSKHQROV+RZHYHUWKHKD]DUGYDOXH IRUWHUSHQHVLVEDVHGXSRQDQRUDOVWXG\

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHDYHU\ORZFRQFHUQIRU H[SRVXUHWRWHUSHQHV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQRUDOVWXG\'XHWR QHJOLJLEOHH[SRVXUHQRFRQFHUQH[LVWVIRUH[SRVXUHWRWKHHWKR[\ODWHGQRQ\OSKHQROV

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNGXHWRSUHVHQFHRIHWKR[\ODWHGQRQ\OSKHQROV

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-33 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 5

Composition: Water Hydrocarbons, aromatic Ethylene glycol ethers Ethoxylated nonylphenol Alkyl benzene sulfonates Alkoxylated alcohols Alkali/salts

VOC Content: 30%; 2.5 lbs/gal Flashpoint: 139(F pH: 4.3

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHVWR DURPDWLFK\GURFDUERQVDQGHWK\OHQHJO\FROHWKHUVDQGYHU\ORZFRQFHUQIRUH[SRVXUHWR HWKR[\ODWHGQRQ\OSKHQROV+RZHYHUWKHKD]DUGYDOXHIRUDURPDWLFK\GURFDUERQVLVEDVHGXSRQ DQLQKDODWLRQVWXG\5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXH WRWKHXQDYDLODELOLW\RIKD]DUGYDOXHV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU H[SRVXUHWRDURPDWLFK\GURFDUERQVDQGHWK\OHQHJO\FROHWKHUV'XHWRQHJOLJLEOHH[SRVXUHQR FRQFHUQH[LVWVIRUWKHRWKHUFKHPLFDOVLQWKLVIRUPXODWLRQ

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNLVGXHWRWKHSUHVHQFHRIDON\OEHQ]HQHVXOIRQDWHV DQGHWKR[\ODWHGQRQ\OSKHQROV

7-34 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

Ethylene glycol X X ethers

Alkyl benzene X X sulfonates

7-35 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 6

Composition: Fatty acid derivatives Hydrocarbons, petroleum distillates Solvent naphtha (petroleum), heavy aromatic Alkyl benzene sulfonates

VOC Content: 47%; 3.5 lbs/gal Flashpoint: 152(F pH: 5.5

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDODQGYHJHWDEOHEDVHGLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVKOHIWDQRLO\UHVLGXH WKDWLQWHUIHUHGZLWKSULQWTXDOLW\'XHWRLWVWKLFNFRQVLVWHQF\WKHZDVKGLGQRWUHDGLO\DEVRUE LQWRUDJVFUHDWLQJGHOD\V,QDGGLWLRQWKLVIDFLOLW\IRXQGWKDWPRUHHIIRUWZDVUHTXLUHGZLWK KHDY\LQNFRYHUDJH7KLVIDFLOLW\IHOWWKDW%ODQNHW:DVK\LHOGHGIDLUSHUIRUPDQFHUHVXOWV RYHUDOO

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\DOVRQRWHGWKDWWKHEODQNHWZDVKGLGQRW UHDGLO\DEVRUELQWRUDJVGXHWRLWVWKLFNFRQVLVWHQF\7KLVFUHDWHGGHOD\VLQFOHDQLQJDQG SURPSWHGWKLVIDFLOLW\WRUDWHWKHFOHDQLQJHIIRUWDVKLJK+RZHYHUWKLVIDFLOLW\IHOWWKDW %ODQNHW:DVKFXWWKHLQNZHOODQGGLGQRWOHDYHDUHVLGXHRQWKHEODQNHW

Cost

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

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

11 $0.82 $3.28 $8,200 $7,000 +17

15 $0.77 $3.08 $7,700 $5,000 +54 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-36 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

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

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU H[SRVXUHWRSHWUROHXPGLVWLOODWHK\GURFDUERQV'XHWRORZRUQHJOLJLEOHLQKDODWLRQH[SRVXUHV WKHSHWUROHXPGLVWLOODWHK\GURFDUERQVDON\OEHQ]HQHVXOIRQDWHVDQGIDWW\DFLGGHULYDWLYHVXVHG LQWKLVIRUPXODWLRQSUHVHQWOLWWOHRUQRFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNLVGXHWRWKHSUHVHQFHRIDON\OEHQ]HQHVXOIRQDWHV

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

Alkyl benzene X X sulfonates

7-37 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 7

Composition: Terpenes Ethoxylated nonylphenol Alkoxylated alcohols

VOC Content: 36%; 3.0 lbs/gal Flashpoint: 165(F pH: 9.3

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHWR WHUSHQHVDQGYHU\ORZFRQFHUQIRUH[SRVXUHWRHWKR[\ODWHGQRQ\OSKHQRO+RZHYHUWKHKD]DUG YDOXHIRUWHUSHQHVLVEDVHGXSRQDQRUDOVWXG\5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQ FRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUGYDOXHVDOWKRXJKQRQHRIWKH FKHPLFDOVSUHVHQWPRUHWKDQDORZWRPRGHUDWHKD]DUGFRQFHUQEDVHGRQVWUXFWXUHDFWLYLW\ DQDO\VLV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU H[SRVXUHWRWHUSHQHV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQRUDOVWXG\'XHWRORZRU QHJOLJLEOHLQKDODWLRQH[SRVXUHVRWKHUFKHPLFDOVLQWKHIRUPXODWLRQSUHVHQWOLWWOHRUQRFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNGXHWRWKHSUHVHQFHRIHWKR[\ODWHGQRQ\OSKHQROV

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-38 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 8

Composition: Water Hydrocarbons, aromatic Propylene glycol ethers Alkyl benzene sulfonates Ethoxylated nonylphenol Alkoxylated alcohols Alkali/salts

VOC Content: 41%; 3.3 lbs/gal Flashpoint: 115(F pH: 4.0

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUSURS\OHQHJO\FRO HWKHUVDQGYHU\ORZFRQFHUQIRUHWKR[\ODWHGQRQ\OSKHQRO5LVNVIRURWKHUFKHPLFDOVLQWKLV IRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUGYDOXHV6WUXFWXUH DFWLYLW\DQDO\VLVLQGLFDWHGDPRGHUDWHKD]DUGFRQFHUQIRUDURPDWLFK\GURFDUERQVGXHWRWKH SRVVLEOHSUHVHQFHRIFDUFLQRJHQLFFRPSRXQGV7KHRWKHUFRPSRXQGVLQWKHIRUPXODWLRQ SUHVHQWORZWRPRGHUDWHKD]DUGFRQFHUQV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU SURS\OHQHJO\FROHWKHUV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDVXEDFXWHRUDOVWXG\'XH WRORZRUQHJOLJLEOHLQKDODWLRQH[SRVXUHRWKHUFKHPLFDOVLQWKHIRUPXODWLRQSUHVHQWOLWWOHRUQR FRQFHUQ

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNLVGXHWRWKHSUHVHQFHRIDON\OEHQ]HQHVXOIRQDWHV DQGHWKR[\ODWHGQRQ\OSKHQROV

7-39 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

Alkali/salts X X

Alkyl benzene X X sulfonates

7-40 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 9

Composition: Fatty acid derivatives Water Ethoxylated nonylphenol

VOC Content: 10%; 0.77 lbs/gal Flashpoint: 230+(F pH: 4.6

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIIRXUEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVK\LHOGHGSRRUSHUIRUPDQFHRYHUDOO7KH ZDVKGLGQRWFXWLQNZHOOUHTXLUHGH[FHVVLYHHIIRUWIRUFOHDQLQJDQGGLGQRWVRDNLQWRWKHUDJ )RUWKHVHUHDVRQVWKLVIDFLOLW\GLVFRQWLQXHGXVLQJ%ODQNHW:DVKDIWHUIRXUZDVKHV

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\DOVRIRXQGWKDWWKHZDVK\LHOGHGSRRU SHUIRUPDQFHDQGWKDWWKHZDVKGLGQRWVRDNLQWRWKHUDJ7KLVIDFLOLW\IHOWWKDWXVLQJ%ODQNHW :DVKUHTXLUHGPXFKPRUHHIIRUWWKDQXVLQJWKHEDVHOLQH

Cost

%ODQNHWZDVKLQJFRVWVLQFUHDVHVLJQLILFDQWO\ZKHQXVLQJ%ODQNHW:DVKDVFRPSDUHG WRWKHEDVHOLQHSURGXFWDWIDFLOLWLHVDQG&RVWVLQFUHDVHGSHUFHQWDQGSHUFHQWDW IDFLOLWLHVDQGUHVSHFWLYHO\ZKHQFRPSDUHGWRWKHEDVHOLQH3HUIRUPDQFHGDWDLQGLFDWH WKDWLQFUHDVHGFOHDQLQJWLPHVDUHWKHGULYLQJIRUFHEHKLQGWKHFRVWLQFUHDVHVH[SHULHQFHGE\ ERWKIDFLOLWLHV&OHDQLQJWLPHVLQFUHDVHSHUFHQWDQGSHUFHQWZKHQFRPSDUHGWRWKH EDVHOLQHDWIDFLOLWLHVDQGUHVSHFWLYHO\

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

10 $2.08 $8.32 $20,800 $9,100 +129

15 $0.92 $3.68 $9,200 $5,000 +84 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-41 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHDYHU\ORZFRQFHUQIRU HWKR[\ODWHGQRQ\OSKHQRO5LVNVIRUWKHIDWW\DFLGGHULYDWLYHFRXOGQRWEHTXDQWLILHGEXWLV H[SHFWHGWREHYHU\ORZEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRIORZWR[LFLW\DQGSRRUGHUPDO DEVRUSWLRQ

,QKDODWLRQ([SRVXUH'XHWRQHJOLJLEOHLQKDODWLRQH[SRVXUHWKHFKHPLFDOVXVHGLQWKLV IRUPXODWLRQSUHVHQWQRFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNGXHWRWKHSUHVHQFHRIHWKR[\ODWHGQRQ\OSKHQROV

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-42 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 10

Composition: Fatty acid derivatives Water

VOC Content: 2%; 0.16 lbs/gal Flashpoint: 230+(F pH: 5.7

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV%RWKIDFLOLWLHV DQGEDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIIRXUEODQNHWZDVKHVDQG SULQWHGZLWKFRQYHQWLRQDOLQNV%RWKIDFLOLWLHVGHFOLQHGWRIXUWKHUWHVWWKHEODQNHWZDVKGXHWR WKHOHYHORIHIIRUWUHTXLUHGWRFOHDQWKHEODQNHWV%ODQNHW:DVKGLGQRWDEVRUEZHOOLQWRWKH UDJVDQGGLGQRWFXWLQNZHOODWHLWKHUIDFLOLW\

Cost

3HUIRUPDQFHGDWDLQGLFDWHPL[HGUHVXOWVLQWKHSHUIRUPDQFHRI%ODQNHW:DVK %ODQNHWZDVKLQJFRVWVLQFUHDVHGSHUFHQWDWIDFLOLW\DQGSHUFHQWDWIDFLOLW\ZKHQ %ODQNHW:DVKLVXVHGUDWKHUWKDQWKHEDVHOLQH

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

3 $0.57 $2.28 $5,700 $5,500 +4

4 $2.20 $8.80 $22,000 $8,500 +159 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

Risk and Exposure

'HUPDO([SRVXUH5LVNIRUWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGEXWLVH[SHFWHGWR EHYHU\ORZEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRIORZWR[LFLW\DQGSRRUGHUPDODEVRUSWLRQRI WKHIDWW\DFLGGHULYDWLYHV

,QKDODWLRQ([SRVXUH'XHWRQHJOLJLEOHH[SRVXUHWKHIDWW\DFLGGHULYDWLYHVXVHGLQWKLV IRUPXODWLRQSUHVHQWQRFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-43 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 11

Composition: Fatty acid derivatives Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates

VOC Content: 61%; 4.3 lbs/gal Flashpoint: 150(F pH: 5.0 (fluctuates wildly)

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK YHJHWDEOHEDVHGLQNV7KLVIDFLOLW\IRXQGWKDWWKHEODQNHWZDVK\LHOGHGJRRGSHUIRUPDQFH UHVXOWVIURPOLJKWWRPHGLXPLQNFRYHUDJHEXWSRRUSHUIRUPDQFHUHVXOWVIRUKHDY\LQNFRYHUDJH GXHWRWKHH[WUDWLPHDQGHIIRUWUHTXLUHG7KLVIDFLOLW\IRXQGWKDWWKHEODQNHWZDVKOHIWDVOLJKW RLO\UHVLGXHRQWKHEODQNHWDOWKRXJKWKLVGLGQRWDIIHFWWKHSULQWTXDOLW\

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQG SULQWHGZLWKFRQYHQWLRQDODQGYHJHWDEOHEDVHGLQNV7KLVIDFLOLW\IRXQGWKDWWKHEODQNHWZDVK \LHOGHGJRRGWRIDLUSHUIRUPDQFHUHVXOWVIRUOLJKWWRPHGLXPLQNFRYHUDJHEXWSRRUSHUIRUPDQFH IRUKHDY\LQNFRYHUDJHGXHWRWKHH[WUDSURGXFWWLPHDQGHIIRUWUHTXLUHG7KLVIDFLOLW\DOVR IRXQGWKDWWKHEODQNHWZDVKOHIWDVOLJKWRLO\UHVLGXHRQWKHEODQNHWZKLFKGLGQRWDIIHFWWKH SULQWTXDOLW\

Cost

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVW ZKHQXVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQH2YHUDOOFRVWVSHUZDVKDWIDFLOLWLHVDQG LQFUHDVHGURXJKO\SHUFHQWDQGSHUFHQWUHVSHFWLYHO\ZKHQXVLQJ%ODQNHW:DVK LQVWHDGRIWKHEDVHOLQH&RVWVDVVRFLDWHGZLWKSURGXFWXVH LHYROXPH[SULFH DUHGULYHQE\ WKHKLJKHUSULFHRI%ODQNHW:DVKDVFRPSDUHGWRWKHEDVHOLQH%ODQNHW:DVKLVSULFHGDW JDOORQFRPSDUHGWRJDOORQIRUWKHEDVHOLQHSURGXFW0DWHULDOFRVWV LHSUHVV ZLSHV LQFUHDVHGE\URXJKO\SHUFHQWDQGSHUFHQWDWIDFLOLW\DQGUHVSHFWLYHO\

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

1 $1.29 $5.16 $12,900 $5,900 +119

2 $0.68 $2.72 $6,800 $5,300 +28 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-44 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHWRWKH SHWUROHXPGLVWLOODWHK\GURFDUERQV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQLQKDODWLRQ VWXG\5LVNVIRUWKHRWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKH XQDYDLODELOLW\RIKD]DUGYDOXHV

6WUXFWXUHDFWLYLW\DQDO\VLVLQGLFDWHVDPRGHUDWHKD]DUGFRQFHUQIRUDURPDWLF K\GURFDUERQVGXHWRWKHSRVVLEOHSUHVHQFHRIFDUFLQRJHQLFFRPSRXQGV7KHDON\OEHQ]HQH VXOIRQDWHVDUHRIORZFRQFHUQGXHWRWKHLUH[SHFWHGORZUDWHRIGHUPDODEVRUSWLRQDQGORZWR PRGHUDWHKD]DUG

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU H[SRVXUHWRSHWUROHXPGLVWLOODWHK\GURFDUERQV'XHWRORZRUQHJOLJLEOHLQKDODWLRQH[SRVXUHV RWKHUFKHPLFDOVLQWKHIRUPXODWLRQSUHVHQWOLWWOHRUQRFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNLVGXHWRWKHSUHVHQFHRIDON\OEHQ]HQHVXOIRQDWHV

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

Alkyl benzene X X sulfonates

7-45 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 12

Composition: Hydrocarbons, petroleum distillates Water

VOC Content: 20%; 1.3 lbs/gal Flashpoint: 125(F pH: 8.2

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KHZDVKZDVGLOXWHGZLWKZDWHU7KLVIDFLOLW\QRWHGWKDWWKHZDVK FDXVHGSRWHQWLDOSULQWTXDOLW\SUREOHPV7KLVIDFLOLW\DOVRIRXQGWKDWWKHZDVKKDGGLIILFXOW\ FXWWLQJSDSHUUHVLGXHDQGGLVFRQWLQXHGXVHRIWKHZDVKRQSDSHUUHVLGXHFRDWHGEODQNHWV 1HYHUWKHOHVVWKHZDVKZDVFRQVLGHUHGHTXDOWREDVHOLQHLQRYHUDOOSHUIRUPDQFH

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\FRQVLGHUHGWKHRYHUDOOSHUIRUPDQFHRIWKH ZDVKWREHIDLUDFURVVLQNFRYHUDJHVDQGGLOXWLRQV:KHQQRWGLOXWHGZLWKZDWHUSHUIRUPDQFH VXUSDVVHGEDVHOLQHDQGVWDQGDUGZDVKHV7KHZDVKUHTXLUHGVOLJKWO\OHVVHIIRUWWKDQWKH EDVHOLQHZDVKZKHQDYHUDJHGRYHUDOOGLOXWLRQOHYHOV

Cost

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQH$YHUDJHFRVWVSHUZDVKLQFUHDVHGURXJKO\ SHUFHQWDQGSHUFHQWDWIDFLOLWLHVDQGUHVSHFWLYHO\$WDFRVWRIJDOORQKRZHYHU %ODQNHW:DVKZRXOGQRWEHHFRQRPLFDOO\FRPSHWLWLYHZLWKWKHEDVHOLQH JDOORQ XQOHVVWKHDYHUDJHTXDQWLW\XVHGZDVVLJQLILFDQWO\ORZHU

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

12 $0.99 $3.96 $9,900 $8,100 +22

13 $0.83 $3.32 $8,300 $8,000 +4 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUSHWUROHXP GLVWLOODWHK\GURFDUERQV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQLQKDODWLRQVWXG\5LVN FRXOGQRWEHTXDQWLILHGEXWVWUXFWXUHDFWLYLW\DQDO\VLVLQGLFDWHVDORZWRPRGHUDWHKD]DUG FRQFHUQ

7-46 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU SHWUROHXPGLVWLOODWHK\GURFDUERQV5LVNFRXOGQRWEHTXDQWLILHGEXWLVH[SHFWHGWREHORZGXH WRORZH[SRVXUHDQGORZWRPRGHUDWHWR[LFLW\

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-47 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 14

Composition: Fatty acid derivatives Propylene glycol ethers Water

VOC Content: 12%; 0.97 lbs/gal Flashpoint: 230+(F pH: 5.0

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVKFXWLQNZHOODQGWKHSHUIRUPDQFHZDV JRRG7KHIDFLOLW\QRWHGWKDWH[WUDHIIRUWZDVUHTXLUHGWRUHPRYHWKHRLO\UHVLGXHWKDWWKHZDVK OHIWRQWKHEODQNHW

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNVDQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDW WKHVXEVWLWXWHZDVKGLGQRWFXWLQNDVZHOODVWKHEDVHOLQHZDVK%ODFNLQNVDQGKHDY\LQN EXLOGXSZHUHHVSHFLDOO\GLIILFXOWWRFOHDQ,QDGGLWLRQWKHWKLFNFRQVLVWHQF\RIWKHZDVKPDGH LWGLIILFXOWWRVRDNLQWRWKHUDJ

Cost

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQHSURGXFWDWERWKIDFLOLWLHVDQG&RPSDUHG WRWKHEDVHOLQHWRWDOFRVWVSHUZDVKLQFUHDVHGSHUFHQWDWIDFLOLW\DQGSHUFHQWDW IDFLOLW\7KHDYHUDJHFOHDQLQJWLPHLQFUHDVHGVLJQLILFDQWO\DWIDFLOLW\FRPSDUHGWRWKH EDVHOLQHUHTXLULQJDQDGGLWLRQDOPLQXWHSHUZDVK'HVSLWHDGHFUHDVHLQWKHDYHUDJHFOHDQLQJ WLPHRYHUDOOFRVWVSHUZDVKDWIDFLOLW\LQFUHDVHGULYHQSULPDULO\E\WKHSURGXFWªVKLJKHU SULFH%ODQNHW:DVKLVSULFHGDWJDOORQFRPSDUHGWRJDOORQIRUWKHEDVHOLQH

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

6 $1.07 $4.28 $10,700 $4,600 +133

16 $0.82 $3.28 $8,200 $6,600 +24 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-48 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

'HUPDO([SRVXUH5LVNVIRUWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWR EHORZEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRIORZWR[LFLW\IRUERWKWKHIDWW\DFLGGHULYDWLYHV DQGWKHSURS\OHQHJO\FROHWKHUV$OVRWKHIDWW\DFLGGHULYDWLYHVDUHH[SHFWHGWREHSRRUO\ DEVRUEHG

,QKDODWLRQ([SRVXUH'XHWRQHJOLJLEOHH[SRVXUHWKHIDWW\DFLGGHULYDWLYHVXVHGLQWKLV IRUPXODWLRQSUHVHQWQRFRQFHUQ5LVNVIRUWKHSURS\OHQHJO\FROHWKHUDUHDOVRH[SHFWHGWREH ORZGXHWRORZH[SRVXUHDQGLWVSUHGLFWHGORZWR[LFLW\

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-49 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 16

Composition: Terpenes

VOC Content: 99%; 7.2 lbs/gal Flashpoint: 145(F pH: 9.8

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHWR WHUSHQHV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQRUDOVWXG\5LVNVIRUWKHRWKHU FKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUGYDOXHV 6WUXFWXUHDFWLYLW\DQDO\VHVRIWKHVHFRPSRXQGVLQGLFDWHORZWRPRGHUDWHKD]DUGFRQFHUQV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU H[SRVXUHWRWHUSHQHV+RZHYHUWKHKD]DUGYDOXHIRUWHUSHQHVLVEDVHGXSRQDQRUDOVWXG\ 5LVNVIRUWKHRWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWREH ORZGXHWRORZH[SRVXUHVDQGORZWRPRGHUDWHWR[LFLW\

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-50 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 17

Composition: Ethoxylated nonylphenol Glycols Fatty acid derivatives Alkali/salts Water

VOC Content: 0.6%; 0.051 lbs/gal Flashpoint: 220+(F pH: 9.8

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH+D]DUGTXRWLHQWFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRUSURS\OHQH JO\FROHWKHUV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQRUDOVWXG\0DUJLQRIH[SRVXUH FDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRUHWKR[\ODWHGQRQ\OSKHQROVDQGDONDOLVDOWV+RZHYHU WKHKD]DUGYDOXHIRUDONDOLVDOWVLVEDVHGXSRQRUDOYDOXHV7KHDONDQRODPLQHFRPSRQHQWRI WKHIDWW\DFLGGHULYDWLYHDONDQRODPLQHVDOWSUHVHQWVDSRVVLEOHFRQFHUQ+RZHYHUGHUPDO DEVRUSWLRQRIWKHDONDQRODPLQHVDOWLVOLNHO\WREHORZHUWKDQWKDWRIIUHHDONDQRODPLQH

,QKDODWLRQ([SRVXUH+D]DUGTXRWLHQWFDOFXODWLRQVLQGLFDWHQRFRQFHUQIRUJO\FROV +RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQRUDOVWXG\'XHWRQHJOLJLEOHLQKDODWLRQH[SRVXUH HWKR[\ODWHGQRQ\OSKHQROIDWW\DFLGGHULYDWLYHVDQGDONDOLVDOWVSUHVHQWYHU\ORZFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNGXHWRWKHSUHVHQFHRIHWKR[\ODWHGQRQ\OSKHQROV

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Alkali/salts X X

7-51 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 18

Composition: Fatty acid derivatives Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Dibasic esters Esters/lactones Alkyl benzene sulfonates

VOC Content: 60%; 4.4 lbs/gal Flashpoint: 150(F pH: 5.5

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUSHWUROHXP GLVWLOODWHK\GURFDUERQVDQGGLEDVLFHVWHUV+RZHYHUWKHKD]DUGYDOXHVDUHEDVHGRQLQKDODWLRQ VWXGLHV5LVNIURPWKHDON\OEHQ]HQHVXOIRQDWHVFRXOGQRWEHTXDQWLILHGEXWLVH[SHFWHGWREH ORZEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZWRPRGHUDWHWR[LFLW\ 5LVNIURPHVWHUVODFWRQHVLVDOVRH[SHFWHGWREHORZEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRI ORZWR[LFLW\

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU SHWUROHXPGLVWLOODWHK\GURFDUERQVDQGGLEDVLFHVWHUV5LVNVIRURWKHUFKHPLFDOVLQWKLV IRUPXODWLRQFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWREHORZGXHWRORZRUQHJOLJLEOH H[SRVXUHVDQGORZWRPRGHUDWHKD]DUGFRQFHUQV

)ODPPDELOLW\1RWDYDLODEOH

(QYLURQPHQWDO1RPHDVXUHGULVN

7-52 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

Alkyl benzene X X sulfonates

7-53 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 19

Composition: Fatty acid derivatives Propylene glycol ethers Water

VOC Content: 22%; 1.8 lbs/gal Flashpoint: 230+(F pH: 4.6

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWKVR\ RLOEDVHGLQNV7KLVIDFLOLW\QRWHGWKDWWKHWKLFNFRQVLVWHQF\RIWKHZDVKPDGHLWGLIILFXOWWR VRDNLQWRWKHUDJZKLFKUHVXOWHGLQXQHYHQDSSOLFDWLRQ/DUJHTXDQWLWLHVZHUHUHTXLUHGWRFXW LQN

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQG SULQWHGZLWKVR\RLOEDVHGLQNV7KLVIDFLOLW\QRWHGWKDWWKHWKLFNFRQVLVWHQF\RIWKHZDVKZDV PHVV\DQGGLIILFXOWWRXVH7KHGHPRQVWUDWLRQZDVFXWVKRUWGXHWRWKHH[WUDHIIRUWDQGWLPH UHTXLUHGWRFOHDQWKHEODQNHW

Cost

7KHUHVXOWVRIWKHSHUIRUPDQFHGDWDLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQXVLQJ %ODQNHW:DVKLQVWHDGRIWKHEDVHOLQHDWERWKIDFLOLWLHVDQG2YHUDOOFRVWVSHUZDVK LQFUHDVHGURXJKO\SHUFHQWDQGSHUFHQWDWIDFLOLWLHVDQGUHVSHFWLYHO\7KLV LQFUHDVHLQFRVWZDVGXHLQODUJHSDUWWRDQLQFUHDVHLQFOHDQLQJDQGGU\LQJWLPHV3UHVV RSHUDWRUVFRPPHQWHGWKDWFOHDQLQJDQGGU\LQJWLPHVZHUHH[FHVVLYHDVUHIOHFWHGLQWKH SHUIRUPDQFHGDWDSHUIRUPDQFHUHVXOWVLQGLFDWHDSHUFHQWLQFUHDVHDQGDSHUFHQW LQFUHDVHLQFOHDQLQJWLPHVDWIDFLOLWLHVDQGUHVSHFWLYHO\

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

18 $1.66 $6.64 $16,600 $6,200 +168

19 $0.89 $3.56 $8,900 $5,300 +68 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-54 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

'HUPDO([SRVXUH5LVNVIRUWKLVIRUPXODWLRQFRXOGQRWEHFDOFXODWHGGXHWRWKH XQDYDLODELOLW\RIKD]DUGYDOXHV+RZHYHUULVNVDUHH[SHFWHGWREHORZEDVHGRQVWUXFWXUH DFWLYLW\SUHGLFWLRQVRIORZWR[LFLW\RISURS\OHQHJO\FROHWKHUVDQGSRRUDEVRUSWLRQDQGORZWR PRGHUDWHWR[LFLW\RIWKHIDWW\DFLGGHULYDWLYHV

,QKDODWLRQ([SRVXUH'XHWRQHJOLJLEOHH[SRVXUHWKHIDWW\DFLGGHULYDWLYHVSUHVHQWQR FRQFHUQ5LVNVIRUSURS\OHQHJO\FROHWKHUVDUHH[SHFWHGWREHORZGXHWRORZH[SRVXUHDQGORZ KD]DUGFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-55 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 20

Composition: Water Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Alkyl benzene sulfonates

VOC Content: 35%; 2.7 lbs/gal Flashpoint: 170(F pH: 7.1

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDODQGYHJHWDEOHEDVHGLQNV7KLVIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVKWR EHIDLUEXWZRUVHWKDQIDFLOLW\DQGEDVHOLQHZDVKHV7KHZDVKOHIWDQRLO\UHVLGXHRQWKH EODQNHWWKDWUHTXLUHGDGGLWLRQDOURWDWLRQVWRUHPRYH7KHZDVKDOVRZDVKDUGWRDSSO\WRUDJV GXHWRLWVWKLFNFRQVLVWHQF\

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIRQHEODQNHWZDVKDQG SULQWHGZLWKFRQYHQWLRQDOLQNV7KHSURGXFWLQGXFHGQDXVHDLQSUHVVRSHUDWRUVDQGWKH IDFLOLW\GLVFRQWLQXHGWKHWHVW

Cost

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQH$YHUDJHFRVWVSHUZDVKLQFUHDVHGURXJKO\ SHUFHQWDQGSHUFHQWDWIDFLOLWLHVDQGUHVSHFWLYHO\)RUIDFLOLW\WKLVLQFUHDVHLVGXH LQODUJHSDUWWRDQLQFUHDVHLQFOHDQLQJWLPHV&OHDQLQJWLPHVDWIDFLOLW\LQFUHDVHGIURPDQ DYHUDJHRIVHFRQGVIRUWKHEDVHOLQHWRDQDYHUDJHRIVHFRQGVIRU%ODQNHW:DVK7KH FRQWULEXWLRQRIODERUWRWKHSURGXFWFRVWIRU)DFLOLW\LVEDVHGRQRQO\RQHREVHUYDWLRQ

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

11 $1.13 $4.52 $11,300 $7,000 +61

12 $1.58 $6.32 $15,800 $8,100 +95 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUSHWUROHXP GLVWLOODWHK\GURFDUERQV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQLQKDODWLRQVWXG\5LVNV IRUWKHRWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RI KD]DUGYDOXH5LVNIURPWKHDON\OEHQ]HQHVXOIRQDWHVLVH[SHFWHGWREHORZEDVHGRQVWUXFWXUH DFWLYLW\SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZWRPRGHUDWHWR[LFLW\6WUXFWXUHDFWLYLW\DQDO\VLV

7-56 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

LQGLFDWHVDPRGHUDWHKD]DUGFRQFHUQIRUDURPDWLFK\GURFDUERQVGXHWRWKHSRVVLEOHSUHVHQFHRI FDUFLQRJHQLFFRPSRXQGV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU SHWUROHXPGLVWLOODWHK\GURFDUERQV5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEH TXDQWLILHGEXWDUHH[SHFWHGWREHORZGXHWRORZRUQHJOLJLEOHH[SRVXUHVDQGORZWRPRGHUDWH KD]DUGFRQFHUQV

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNLVGXHWRWKHSUHVHQFHRIDON\OEHQ]HQHVXOIRQDWHV

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

Alkyl benzene X X sulfonates

7-57 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 21

Composition: Hydrocarbons, aromatic Hydrocarbons, petroleum distillates Fatty acid derivatives

VOC Content: 47%; 3.5 lbs/gal Flashpoint: 115(F pH: 6.2

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVKWREHIDLU7KHZDVK FXWLQNZHOOEXWWKHRLO\UHVLGXHZDVGLIILFXOWWRUHPRYHDQGEHJDQWRDIIHFWVXEVHTXHQWUXQV ([WUDZDVWHVKHHWVZHUHUHTXLUHGWRJHWEDFNXSWRFRORUGXHWRWKHUHVLGXH

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\DOVRFRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVK WREHIDLU7KLVIDFLOLW\DOVRIRXQGWKDWWKHZDVKFXWWKHLQNZHOO7KHRLO\UHVLGXHFDXVHGSULQW SUREOHPVLILWZDVQRWFRPSOHWHO\UHPRYHG,QDGGLWLRQWKHZDVKGLGQRWDEVRUELQWRWKHUDJ HDVLO\

Cost

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQH&RVWVSHUZDVKLQFUHDVHURXJKO\SHUFHQW DWIDFLOLW\DQGSHUFHQWDWIDFLOLW\ZKHQFRPSDUHGWRWKHEDVHOLQH([WUDZLSLQJZDV UHTXLUHGWRFOHDUWKHEODQNHWDVUHIOHFWHGLQWKHSHUIRUPDQFHGDWDZKHQFRPSDUHGWRWKH EDVHOLQHDYHUDJHFOHDQLQJWLPHVLQFUHDVHGURXJKO\SHUFHQWIRUIDFLOLW\DQGSHUFHQWIRU IDFLOLW\

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

6 $1.01 $4.04 $10,100 $4,600 +120

17 $0.58 $2.32 $5,800 $4,100 +41 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-58 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUDURPDWLF K\GURFDUERQVDQGSHWUROHXPGLVWLOODWHK\GURFDUERQV+RZHYHUWKHKD]DUGYDOXHVDUHEDVHG XSRQLQKDODWLRQVWXGLHV5LVNIRUWKHIDWW\DFLGGHULYDWLYHVFRXOGQRWEHTXDQWLILHGEXWDUH H[SHFWHGWREHORZEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZWR[LFLW\

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU DURPDWLFK\GURFDUERQVDQGSHWUROHXPGLVWLOODWHK\GURFDUERQV'XHWRQHJOLJLEOHH[SRVXUHDQG SUHGLFWHGORZWR[LFLW\DQGDEVRUSWLRQIDWW\DFLGGHULYDWLYHVSUHVHQWQRFRQFHUQ

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

7-59 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 22

Composition: Fatty acids derivatives Hydrocarbons,aromatic Water

VOC Content: Not measured Flashpoint: 157(F (full strength) pH: 7.4 (25%)

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\FRQVLGHUHGWKHZDVKWREHDIDLUSHUIRUPHURYHUDOO7KH VXEVWLWXWHZDVKFXWLQNDVZHOODVWKHEDVHOLQHEXWLWGLGQRWUHDGLO\VRDNLQWRWKHUDJFUHDWLQJ GHOD\V

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\DOVRFRQVLGHUHGWKHZDVKWREHDIDLU SHUIRUPHU7KHIDFLOLW\IRXQGWKDWWKHZDVKZDVGLIILFXOWWRDSSO\WRWKHUDJGXHWRLWVWKLFN FRQVLVWHQF\,QDGGLWLRQWKHZDVKOHIWWKHEODQNHWVOLJKWO\VWUHDNHGDQGZHW$VDUHVXOWH[WUD GU\LQJWLPHZDVUHTXLUHGWRSUHYHQWTXDOLW\SUREOHPV7KHIDFLOLW\DOVRIRXQGWKDWWKHZDVKFXW LQNDVZHOODVEDVHOLQHZDVKEXWLWUHTXLUHGJUHDWHUHIIRUW

Cost

3HUIRUPDQFHGDWDLQGLFDWHPL[HGUHVXOWVIRU%ODQNHW:DVK7RWDOFRVWVSHUZDVK LQFUHDVHGSHUFHQWIRUIDFLOLW\EXWLQFUHDVHGRQO\SHUFHQWIRUIDFLOLW\'HVSLWHD SHUFHQWGHFUHDVHLQWKHDYHUDJHTXDQWLW\XVHGFRVWVDVVRFLDWHGZLWKSURGXFWXVH LHYROXPH[ SULFH LQFUHDVHGSHUFHQWIRUIDFLOLW\%ODQNHW:DVKLVSULFHGDWJDOORQ FRPSDUHGWRDSULFHRIJDOORQIRUWKHEDVHOLQHSURGXFW$YHUDJHFOHDQLQJWLPHLQFUHDVHG SHUFHQWDWIDFLOLW\FRPSDUHGWRWKHEDVHOLQH

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

12 $0.82 $3.28 $8,200 $8,100 +1

13 $1.51 $6.04 $15,100 $8,000 +89 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

Risk and Exposure

'HUPDO([SRVXUH5LVNVIRUWKLVIRUPXODWLRQFRXOGQRWEHFDOFXODWHGGXHWRWKH XQDYDLODELOLW\RIKD]DUGYDOXHV6WUXFWXUHDFWLYLW\DQDO\VLVLQGLFDWHVDPRGHUDWHKD]DUG FRQFHUQIRUDURPDWLFK\GURFDUERQVGXHWRWKHSRVVLEOHSUHVHQFHRIFDUFLQRJHQLFFRPSRXQGV

7-60 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

5LVNVIURPWKHIDWW\DFLGGHULYDWLYHVDUHH[SHFWHGWREHORZEDVHGRQVWUXFWXUHDFWLYLW\ SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZWRPRGHUDWHWR[LFLW\

,QKDODWLRQ([SRVXUH5LVNVFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWREHORZGXHWR ORZRUQHJOLJLEOHH[SRVXUHV

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

7-61 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 23

Composition: Terpenes Nitrogen heterocyclics Alkoxylated alcohols Water

VOC Content: 6%; 0.48 lbs/gal Flashpoint: 140(F pH: 9.2

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHSRVVLEOHFRQFHUQVIRU WHUSHQHVDQGQLWURJHQKHWHURF\FOLFV+RZHYHUWKHKD]DUGYDOXHIRUWHUSHQHVLVEDVHGXSRQDQ RUDOVWXG\5LVNVIRUWKHDONR[\ODWHGDOFRKROVFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWREH ORZEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZWRPRGHUDWHWR[LFLW\

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU WHUSHQHVDQGQLWURJHQKHWHURF\FOLFV+RZHYHUWKHKD]DUGYDOXHIRUWHUSHQHVLVEDVHGXSRQDQ RUDOVWXG\5LVNVIRUWKHDONR[\ODWHGDOFRKROVFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWREH ORZEDVHGRQORZH[SRVXUHDQGVWUXFWXUHDFWLYLW\SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZWR PRGHUDWHWR[LFLW\

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-62 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 24

Composition: Terpenes Ethylene glycol ethers Ethoxylated nonylphenol Alkyl benzene sulfonates Alkali/salts Water

VOC Content: 19%; 1.5 lbs/gal Flashpoint: 100(F pH: 9.9

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVKFXWLQNZHOO+RZHYHUWKHZDVKOHIWDQ RLO\UHVLGXHZKLFKUHTXLUHGVRPHH[WUDHIIRUWWRZLSHRII,QDGGLWLRQWKHRLO\UHVLGXH VLJQLILFDQWO\LQFUHDVHGWKHQXPEHURIFRSLHVUHTXLUHGWRUHWXUQWRSULQWTXDOLW\

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIIRXUEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\DOVRIRXQGWKDWWKHZDVKFXWLQNZHOO$JDLQ H[WUDHIIRUWZDVUHTXLUHGWRZLSHRIIWKHRLO\UHVLGXH,QDGGLWLRQWKHWKLFNFRQVLVWHQF\RIWKH ZDVKFDXVHGWKHRSHUDWRUWRFXUWDLOXVH7KHRSHUDWRUIHOWWKDWWKHFLWUXVRGRURIWKHZDVKZDV YHU\VWURQJ

Cost

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

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

16 $0.97 $3.88 $9,700 $6,600 +47

17 $0.88 $3.52 $8,800 $4,100 +115 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-63 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUDON\OEHQ]HQH VXOIRQDWHVDQGWHUSHQHVSRVVLEOHFRQFHUQIRUHWK\OHQHJO\FROHWKHUVDQGYHU\ORZFRQFHUQIRU HWKR[\ODWHGQRQ\OSKHQRO+RZHYHUWKHKD]DUGYDOXHIRUWHUSHQHVLVEDVHGXSRQDQRUDOVWXG\ 5LVNVIRUDONDOLVDOWVFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWREHYHU\ORZEDVHGRQ VWUXFWXUHDFWLYLW\SUHGLFWLRQVRIQRDEVRUSWLRQDQGORZWRPRGHUDWHWR[LFLW\

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU WHUSHQHVDQGHWK\OHQHJO\FROHWKHUV+RZHYHUWKHKD]DUGYDOXHIRUWHUSHQHVLVEDVHGXSRQDQ RUDOVWXG\'XHWRQHJOLJLEOHH[SRVXUHWKHRWKHUFKHPLFDOVLQWKLVIRUPXODWLRQSUHVHQWQR FRQFHUQ

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNGXHWRWKHSUHVHQFHRIHWKR[\ODWHGQRQ\OSKHQROV

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Ethylene glycol X X ethers

Alkali/salts X X

Alkyl benzene X X sulfonates

7-64 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 25

Composition: Terpenes Esters/lactones

VOC Content: 55%; 4.1 lbs/gal Flashpoint: 220+(F pH: 4.3

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHWR WHUSHQHVDQGSRVVLEOHFRQFHUQIRUH[SRVXUHWRHVWHUVODFWRQHV+RZHYHUWKHKD]DUGYDOXHVDUH EDVHGXSRQRUDOVWXGLHV5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHG GXHWRWKHXQDYDLODELOLW\RIKD]DUGYDOXHV7KHRWKHUFKHPLFDOVDUHDOOWHUSHQHW\SHFRPSRXQGV DQGDUHUDWHGDVORZWRPRGHUDWHKD]DUGFRQFHUQEDVHGRQVWUXFWXUHDFWLYLW\DQDO\VLV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU H[SRVXUHWRWHUSHQHVDQGHVWHUVODFWRQHV+RZHYHUWKHKD]DUGYDOXHVDUHEDVHGXSRQRUDO VWXGLHV5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHG WREHORZEDVHGRQORZH[SRVXUHDQGVWUXFWXUHDFWLYLW\SUHGLFWLRQVRIORZWRPRGHUDWHWR[LFLW\

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-65 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 26

Composition: Fatty acids derivatives Esters/lactones

VOC Content: 18%; 1.3 lbs/gal Flashpoint: 230+(F pH: 7.8 (fluctuates wildly)

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHWREHJRRGDIWHUHYHU\ZDVK7KH ZDVKSHUIRUPHGDVZHOODVERWKWKHVWDQGDUGIDFLOLW\ZDVKDQGWKHEDVHOLQHZDVK+RZHYHUD VOLJKWRLO\UHVLGXHFDXVHGSULQWTXDOLW\SUREOHPVZKHQWKHZDVKZDVXVHGIRUUROOHUFOHDQXS

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\DOVRFRQVLGHUHGWKHSHUIRUPDQFHWREHJRRG DIWHUHYHU\ZDVK$JDLQWKHZDVKSHUIRUPHGDVZHOODVERWKWKHVWDQGDUGIDFLOLW\ZDVKDQGWKH EDVHOLQHZDVK

Cost

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

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

5 $0.73 $2.92 $7,300 $5,500 +33

15 $0.47 $1.88 $4,700 $5,000 -6 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-66 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUHVWHUVODFWRQHV DQGYHU\ORZFRQFHUQIRUWKHIDWW\DFLGGHULYDWLYHV+RZHYHUWKHKD]DUGYDOXHVDUHEDVHGXSRQ RUDOVWXGLHV5LVNVIRUWKHIDWW\DFLGGHULYDWLYHVFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWREH ORZEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZWR[LFLW\

,QKDODWLRQ([SRVXUH'XHWRQHJOLJLEOHH[SRVXUHWKHFKHPLFDOVXVHGLQWKLVIRUPXODWLRQ SUHVHQWQRFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-67 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 27

Composition: Terpenes

VOC Content: 93%; 7.2 lbs/gal Flashpoint: 145(F pH: 3.9

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUWHUSHQHV +RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQRUDOVWXG\5LVNVIRUWKHRWKHUFKHPLFDOVLQWKLV IRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUGYDOXHV7KHRWKHU FKHPLFDOVDUHDOOWHUSHQHW\SHFRPSRXQGVDQGDUHUDWHGDVORZWRPRGHUDWHKD]DUGFRQFHUQ EDVHGRQVWUXFWXUHDFWLYLW\DQDO\VLV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU WHUSHQHV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQRUDOVWXG\5LVNVIRUWKHRWKHU FKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWREHORZEDVHGRQORZ H[SRVXUHDQGVWUXFWXUHDFWLYLW\SUHGLFWLRQVRIORZWRPRGHUDWHWR[LFLW\

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-68 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 28

Composition: Hydrocarbons, petroleum distillates

VOC Content: 100%; 6.2 lbs/gal Flashpoint: 50(F pH: 6.6

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

5LVNVIRUWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUG YDOXHV6WUXFWXUHDFWLYLW\DQDO\VLVLQGLFDWHVDORZWRPRGHUDWHFRQFHUQIRUSHWUROHXPGLVWLOODWH K\GURFDUERQV

)ODPPDELOLW\1RWDYDLODEOH

(QYLURQPHQWDO1RWDYDLODEOH

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-69 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 29

Composition: Fatty acid derivatives

VOC Content: 30%; 2.1 lbs/gal Flashpoint: 230+(F pH: 7.2

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIWKUHHEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVKWREHJRRG7KHZDVK FXWLQNZHOOKRZHYHUH[WUDHIIRUWZDVUHTXLUHGWRGU\WKHEODQNHW

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQG SULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\QRWHGWKDWWKHZDVKGLGQRWFXWLQNDVZHOODVWKH EDVHOLQHZDVKDQGGLGQRWFXWSDSHUGXVWRUSRZGHU,QDGGLWLRQDVOLJKWO\RLO\ILOPUHPDLQHG RQWKHEODQNHWZKLFKUHTXLUHGPRUHHIIRUWWRUHPRYH

Cost

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

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

7 $0.93 $3.72 $9,300 $5,700 +63

8 $0.89 $3.56 $8,900 $5,500 +62 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-70 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

'HUPDO([SRVXUH5LVNVIRUWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWR EHORZEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZWR[LFLW\IRUWKHIDWW\ DFLGGHULYDWLYHV

,QKDODWLRQ([SRVXUH'XHWRQHJOLJLEOHH[SRVXUHWKHFKHPLFDOVLQWKLVIRUPXODWLRQ SUHVHQWQRFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-71 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 30

Composition: Hydrocarbons, aromatic Propylene glycol ethers Water

VOC Content: 7%; 0.48 lbs/gal Flashpoint: 100(F (full strength) pH: 7.6 (25%)

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIWKUHHEODQNHWZDVKHVDQGSULQWHGZLWK VR\RLOEDVHGLQNV7KLVIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVKWREHJRRG7KLV IDFLOLW\QRWHGWKDWWKHZDVKFXWLQNZHOODQGZRUNHGEHVWZKHQQRWGLOXWHGZLWKZDWHU

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIHLJKWEODQNHWZDVKHV DQGSULQWHGZLWKVR\RLOEDVHGLQNV7KLVIDFLOLW\DOVRQRWHGWKDWWKHZDVKFXWLQNZHOO +RZHYHUWKHZDVKOHIWDQRLO\ILOPRQWKHEODQNHWZKLFKUHTXLUHGH[WUDHIIRUWWRGU\,Q DGGLWLRQWKHWKLFNFRQVLVWHQF\RIWKHZDVKZDVGLIILFXOWWRXVHDQGH[WUDHIIRUWZDVUHTXLUHG GXHWRLWVUHVLVWDQFHWRWKHVXUIDFHRIWKHEODQNHW

Cost

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

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

18 $1.01 $4.04 $10,100 $6,200 +63

19 $0.62 $2.48 $6,200 $5,300 +17 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-72 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUDURPDWLF K\GURFDUERQV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQLQKDODWLRQVWXG\5LVNVIRU SURS\OHQHJO\FROHWKHUVFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUGYDOXHV 6WUXFWXUHDFWLYLW\DQDO\VLVLQGLFDWHVORZKD]DUGFRQFHUQIRUSURS\OHQHJO\FROHWKHUV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU DURPDWLFK\GURFDUERQV5LVNVIRUSURS\OHQHJO\FROHWKHUVFRXOGQRWEHTXDQWLILHGEXWDUH H[SHFWHGWREHORZEDVHGRQORZH[SRVXUHDQGVWUXFWXUHDFWLYLW\SUHGLFWLRQVRIORZWR[LFLW\

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

7-73 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 31

Composition: Hydrocarbons, aromatic Hydrocarbons, petroleum distillates

VOC Content: 99%; 6.6 lbs/gal Flashpoint: 105(F pH: 7.6

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIIRXUEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVKFXWLQNZHOO+RZHYHUWKHZDVKOHIWDQ RLO\UHVLGXHRQWKHEODQNHWZKLFKUHTXLUHGVOLJKWO\PRUHHIIRUWWRUHPRYH,QDGGLWLRQWKHRLO\ UHVLGXHVOLJKWO\LQFUHDVHGWKHQXPEHURIFRSLHVUHTXLUHGWRUHWXUQWRSULQWTXDOLW\7KHIDFLOLW\ QRWHGWKDWWKHVPHOOZDVQRWDVVWURQJDVWKHIDFLOLW\ VVWDQGDUGZDVKRUWKHEDVHOLQHZDVK

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQG SULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\DOVRIRXQGWKDWWKHZDVKFXWLQNZHOO7KHZDVK SHUIRUPHGDVZHOODVWKHVWDQGDUGZDVKDQGWKHIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHWREH JRRG6OLJKWO\PRUHHIIRUWZDVUHTXLUHGGXHWRWKHUHVLVWDQFHRIWKHZDVKWRWKHVXUIDFHRIWKH EODQNHW

Cost

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

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

7 $1.59 $6.36 $15,900 $5,700 +179

8 $0.59 $2.36 $5,900 $5,500 +7 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-74 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUH[SRVXUHWR DURPDWLFK\GURFDUERQV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQLQKDODWLRQVWXG\5LVNV IRUSHWUROHXPGLVWLOODWHK\GURFDUERQVFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUG YDOXHV6WUXFWXUHDFWLYLW\DQDO\VLVLQGLFDWHVORZWRPRGHUDWHKD]DUGFRQFHUQIRUSHWUROHXP GLVWLOODWHK\GURFDUERQV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU H[SRVXUHWRDURPDWLFK\GURFDUERQV5LVNVIRUSHWUROHXPGLVWLOODWHK\GURFDUERQVFRXOGQRWEH TXDQWLILHGEXWDUHH[SHFWHGWREHORZEDVHGRQORZH[SRVXUHDQGVWUXFWXUHDFWLYLW\SUHGLFWLRQV RIORZWRPRGHUDWHWR[LFLW\

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

7-75 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 32

Composition: Hydrocarbons, petroleum distillates

VOC Content: 99%; 6.5 lbs/gal Flashpoint: 220(F pH: 8.5

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIIRXUEODQNHWZDVKHVDQGSULQWHGZLWK YHJHWDEOHEDVHGLQNV7KLVIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVKWREHJRRG +RZHYHUWKHVXEVWLWXWHZDVKUHTXLUHGVOLJKWO\KLJKHUHIIRUWWRUHPRYHH[FHVVZDVKWKDQWKH VWDQGDUGZDVK7KHVXEVWLWXWHZDVKOHIWDQRLO\UHVLGXHRQWKHEODQNHWDIIHFWLQJVXEVHTXHQW SULQWTXDOLW\

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQG SULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\DOVRFRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVKWREH JRRG7KHVXEVWLWXWHZDVKOHIWDVOLJKWRLO\UHVLGXHWKDWZDVUHPRYHGZLWKGU\UDJVWKH UHVLGXHGLGQRWDIIHFWSULQWTXDOLW\

Cost

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

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

1 $1.31 $5.24 $13,100 $5,900 +122

5 $0.43 $1.72 $4,300 $5,300 -19 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-76 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Risk and Exposure

5LVNVIRUWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUG YDOXHV6WUXFWXUHDFWLYLW\DQDO\VLVLQGLFDWHVORZWRPRGHUDWHKD]DUGFRQFHUQIRUSHWUROHXP GLVWLOODWHK\GURFDUERQV

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-77 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 33

Composition: Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Propylene glycol ethers Water

VOC Content: 46%; 3.4 lbs/gal Flashpoint: 105(F pH: 7.2 (fluctuates wildly)

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUSHWUROHXP GLVWLOODWHK\GURFDUERQVDQGDURPDWLFK\GURFDUERQVDQGYHU\ORZFRQFHUQIRUSURS\OHQHJO\FRO HWKHUV+RZHYHUWKHKD]DUGYDOXHVIRUSHWUROHXPGLVWLOODWHK\GURFDUERQVDQGDURPDWLF K\GURFDUERQVDUHEDVHGXSRQDQLQKDODWLRQVWXG\

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU SHWUROHXPGLVWLOODWHK\GURFDUERQVDURPDWLFK\GURFDUERQVDQGSURS\OHQHJO\FROHWKHUV

)ODPPDELOLW\1RWDYDLODEOH

(QYLURQPHQWDO1RWDYDLODEOH

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

7-78 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 34

Composition: Water Terpenes Hydrocarbons, petroleum distillates Alkoxylated alcohols Fatty acid derivatives

VOC Content: 39%; 2.8 lbs/gal Flashpoint: 138(F pH: 6.6

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK YHJHWDEOHEDVHGLQNV7KLVIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVKWREHJRRG7KH ZDVKFXWWKHLQNZHOOZLWKWKHVDPHHIIRUWDVZLWKWKHVWDQGDUGZDVKIRUOLJKWPHGLXPLQN FRYHUDJH)RUKHDY\LQNFRYHUDJHVOLJKWO\PRUHHIIRUWZDVUHTXLUHGEXWWKHOHYHORIHIIRUWZDV DFFHSWDEOH

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHV DQGSULQWHGZLWKVR\RLOEDVHGLQNV7KLVIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVKWREH IDLUSRRU$JDLQWKHZDVKFXWWKHLQNZHOO+RZHYHULWGLGQRWVRDNLQWRWKHUDJ,QDGGLWLRQ WKHZDVKOHIWDQRLO\UHVLGXHZKLFKUHTXLUHGH[WUDHIIRUWWRUHPRYH

Cost

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVW ZKHQXVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQHDYHUDJHFRVWVSHUZDVKLQFUHDVHGURXJKO\ SHUFHQWDQGSHUFHQWDWIDFLOLWLHVDQGUHVSHFWLYHO\3HUIRUPDQFHGDWDLQGLFDWHWKDW FRVWVDVVRFLDWHGZLWKSURGXFWXVH LHYROXPH[SULFH DWIDFLOLW\LQFUHDVHGURXJKO\ SHUFHQW7KLVLQFUHDVHLVFRPSOHWHO\DWWULEXWDEOHWRWKHDOWHUQDWLYHSURGXFWªVKLJKHUSULFH %ODQNHW:DVKLVSULFHGDWJDOORQFRPSDUHGWRDSULFHRIJDOORQIRUWKHEDVHOLQH $WIDFLOLW\LQFUHDVHGFOHDQLQJWLPHLVWKHVLQJOHODUJHVWFRQWULEXWRUWRWKHKLJKHUDYHUDJH FRVWSHUZDVKRI%ODQNHW:DVKFOHDQLQJWLPHVDYHUDJHGVHFRQGVIRU%ODQNHW:DVK FRPSDUHGWRVHFRQGVIRUWKHEDVHOLQHSURGXFW

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

1 $0.89 $3.56 $8,900 $5,900 +51

19 $0.95 $3.80 $9,500 $5,300 +79 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-79 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUWHUSHQHVDQG YHU\ORZFRQFHUQIRUWKHIDWW\DFLGGHULYDWLYHV+RZHYHUWKHKD]DUGYDOXHVDUHEDVHGXSRQRUDO VWXGLHV5LVNVIRUIDWW\DFLGGHULYDWLYHVFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHGWREHORZ EDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZWRPRGHUDWHWR[LFLW\5LVNV IRUSHWUROHXPGLVWLOODWHK\GURFDUERQVFRXOGQRWEHTXDQWLILHG6WUXFWXUHDFWLYLW\DQDO\VLV LQGLFDWHVORZWRPRGHUDWHKD]DUGFRQFHUQIRUWKHVHFKHPLFDOV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU WHUSHQHV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQRUDOVWXG\'XHWRQHJOLJLEOHH[SRVXUH WKHIDWW\DFLGGHULYDWLYHVSUHVHQWQRFRQFHUQ5LVNVIRUSHWUROHXPGLVWLOODWHK\GURFDUERQVFRXOG QRWEHTXDQWLILHGEXWDUHH[SHFWHGWREHORZGXHWRORZH[SRVXUHDQGVWUXFWXUHDFWLYLW\ SUHGLFWLRQVRIORZWRPRGHUDWHKD]DUGFRQFHUQ

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-80 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 35

Composition: Hydrocarbons, petroleum distillates Hydrocarbons, aromatic

VOC Content: 99%; 6.7 lbs/gal Flashpoint: 105(F pH: 6.0

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUDURPDWLF K\GURFDUERQV+RZHYHUWKHKD]DUGYDOXHLVEDVHGXSRQDQLQKDODWLRQVWXG\5LVNVIRU SHWUROHXPGLVWLOODWHK\GURFDUERQVFRXOGQRWEHTXDQWLILHGGXHWRWKHXQDYDLODELOLW\RIKD]DUG YDOXHV6WUXFWXUHDFWLYLW\DQDO\VLVLQGLFDWHVORZWRPRGHUDWHKD]DUGFRQFHUQIRUSHWUROHXP GLVWLOODWHK\GURFDUERQV

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU DURPDWLFK\GURFDUERQV5LVNVIRUSHWUROHXPGLVWLOODWHK\GURFDUERQVFRXOGQRWEHTXDQWLILHG EXWDUHH[SHFWHGWREHORZEDVHGRQORZH[SRVXUHDQGVWUXFWXUHDFWLYLW\SUHGLFWLRQVRIORZWR PRGHUDWHWR[LFLW\

)ODPPDELOLW\0RGHUDWHULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

7-81 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Blanket Wash Formulation 36

Composition: Fatty acid derivatives Hydrocarbons, petroleum distillates Hydrocarbons, aromatic Propylene glycol ethers

VOC Content: 48%; 3.5 lbs/gal Flashpoint: 175(F pH: 5.7 (fluctuates wildly)

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVQRWGHPRQVWUDWHGDWDQ\IDFLOLWLHV

Cost

&RVWHVWLPDWHVDVVRFLDWHGZLWKXVLQJ%ODQNHW:DVKZHUHQRWGHYHORSHG

Risk and Exposure

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

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU SHWUROHXPGLVWLOODWHK\GURFDUERQVDQGSURS\OHQHJO\FROHWKHUV'XHWRQHJOLJLEOHH[SRVXUHWKH IDWW\DFLGGHULYDWLYHVSUHVHQWQRFRQFHUQ5LVNVIURPDURPDWLFK\GURFDUERQVFRXOGQRWEH TXDQWLILHGEXWDUHH[SHFWHGWREHORZGXHWRORZH[SRVXUH

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

7-82 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 37

Composition: Water Hydrocarbons, petroleum distillates Hydrocarbons, aromatic

VOC Content: 14%; 1.0 lbs/gal Flashpoint: 82(F pH: 3.9

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\QRWHGWKDWORQJHUGU\LQJWLPHZDVUHTXLUHGZLWKWKHVXEVWLWXWH ZDVKWKDQZLWKWKHEDVHOLQHDQGVWDQGDUGIDFLOLW\ZDVKHV7KHSHUIRUPDQFHZDVUDWHGDVJRRG DQGIDLURQOLJKWDQGPHGLXPFRYHUDJHVUHVSHFWLYHO\7KHSUHVVRSHUDWRUVKDGQRSUREOHPV ZLWKWKHVXEVWLWXWHZDVK

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIVL[EODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHVXEVWLWXWHZDVKZRUNHGZHOO LQLWLDOO\EXWFDXVHGSDSHUEUHDNXSGXHWREODQNHWWDFNLQHVV8VHRIWKHVXEVWLWXWHZDVKZDV GLVFRQWLQXHG

Cost

3HUIRUPDQFHGDWDLQGLFDWHDUHGXFHGILQDQFLDOFRVWZKHQXVLQJ%ODQNHW:DVKLQVWHDG RIWKHEDVHOLQH$YHUDJHFRVWVSHUZDVKGHFUHDVHGURXJKO\SHUFHQWDQGSHUFHQWDW IDFLOLWLHVDQGUHVSHFWLYHO\2YHUDOOFRVWVSHUZDVKGHFUHDVHGGXHWRUHGXFHGFOHDQLQJWLPH DQGPDWHULDOXVH LHSUHVVZLSHV &RPSDUHGWRWKHEDVHOLQHFOHDQLQJWLPHVGHFUHDVHG URXJKO\SHUFHQWDWERWKIDFLOLWLHVDQG

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

3 $0.48 $1.92 $4,800 $5,500 +13

4 $0.79 $3.16 $7,900 $8,500 -7 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHSRVVLEOHFRQFHUQIRU DURPDWLFK\GURFDUERQV5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHG GXHWRWKHXQDYDLODELOLW\RIKD]DUGYDOXHV7KHSHWUROHXPGLVWLOODWHK\GURFDUERQVSUHVHQWORZ WRPRGHUDWHKD]DUGFRQFHUQEDVHGRQVWUXFWXUHDFWLYLW\DQDO\VLV

7-83 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU DURPDWLFK\GURFDUERQV5LVNVIRURWKHUFKHPLFDOVLQWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHG EXWDUHH[SHFWHGWREHORZGXHWRORZH[SRVXUHDQGVWUXFWXUHDFWLYLW\SUHGLFWLRQVRIORZWR PRGHUDWHKD]DUG

)ODPPDELOLW\+LJKULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

7-84 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 38

Composition: Hydrocarbons, petroleum distillates Alkoxylated alcohols Fatty acid derivatives

VOC Content: 65%; 4.9 lbs/gal Flashpoint: 230+(F pH: 5.6

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIQLQHEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDODQGYHJHWDEOHEDVHGLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVKOHIWDQRLO\UHVLGXH ZKLFKFDXVHGSULQWTXDOLW\SUREOHPV8VHRIWKHVXEVWLWXWHZDVKZDVGLVFRQWLQXHGGXHWRSRRU SHUIRUPDQFHDQGSULQWTXDOLW\SUREOHPV

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIVL[EODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVKFXWLQNVDWLVIDFWRULO\ +RZHYHUXVHRIWKHVXEVWLWXWHZDVKZDVGLVFRQWLQXHGGXHWRSULQWTXDOLW\SUREOHPVDVVRFLDWHG ZLWKWKHRLO\UHVLGXH

Cost

3HUIRUPDQFHGDWDLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQXVLQJ%ODQNHW:DVK LQVWHDGRIWKHEDVHOLQH$YHUDJHFRVWVSHUZDVKLQFUHDVHGURXJKO\SHUFHQWDWIDFLOLW\DQG SHUFHQWDWIDFLOLW\&RVWVDVVRFLDWHGZLWKSURGXFWXVH LHYROXPH[SULFH FRQWULEXWHG VLJQLILFDQWO\WRWKHKLJKHURYHUDOOFRVWVRIXVLQJ%ODQNHW:DVK6SHFLILFDOO\FRPSDUHGWRWKH EDVHOLQHFRVWVDVVRFLDWHGZLWKEODQNHWZDVKXVHLQFUHDVHGSHUFHQWDWIDFLOLW\DQG URXJKO\SHUFHQWDWIDFLOLW\GXHSULPDULO\WR%ODQNHW:DVK VKLJKSULFH%ODQNHW:DVK LVSULFHGDWJDOORQFRPSDUHGWRJDOORQIRUWKHEDVHOLQH

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

2 $1.08 $4.32 $10,800 $5,300 +104

4 $1.11 $4.44 $11,100 $8,500 +31 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-85 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Risk and Exposure

'HUPDO([SRVXUH5LVNVIRUWKLVIRUPXODWLRQFRXOGQRWEHTXDQWLILHGGXHWRWKH XQDYDLODELOLW\RIKD]DUGYDOXHV7KHIDWW\DFLGGHULYDWLYHVDQGDONR[\ODWHGDOFRKROVDUH H[SHFWHGWRSUHVHQWORZULVNEDVHGRQVWUXFWXUHDFWLYLW\SUHGLFWLRQVRISRRUDEVRUSWLRQDQGORZ RUORZWRPRGHUDWHWR[LFLW\3HWUROHXPGLVWLOODWHK\GURFDUERQVSUHVHQWORZWRPRGHUDWHKD]DUG FRQFHUQEDVHGRQVWUXFWXUHDFWLYLW\DQDO\VLV

,QKDODWLRQ([SRVXUH'XHWRQHJOLJLEOHH[SRVXUHWKHIDWW\DFLGGHULYDWLYHVSUHVHQWQR FRQFHUQ5LVNVIRUSHWUROHXPGLVWLOODWHK\GURFDUERQVFRXOGQRWEHTXDQWLILHGEXWDUHH[SHFWHG WREHORZGXHWRORZH[SRVXUHDQGVWUXFWXUHDFWLYLW\SUHGLFWLRQVRIORZWRPRGHUDWHWR[LFLW\

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

1RQHRIWKHFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVKFRQWDLQFKHPLFDOVWKDW PD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

7-86 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 39

Composition: Water Hydrocarbons, petroleum distillates Propylene glycol ethers Alkanolamines Ethylene glycol ethers

VOC Content: 37%; 2.9 lbs/gal Flashpoint: 155(F pH: 9.2

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHVDQGSULQWHGZLWK FRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVKFXWLQNZHOODQGUDWHGLWVSHUIRUPDQFHDV JRRGRYHUDOO+RZHYHUWKHVXEVWLWXWHZDVKGLGQRWGU\DVTXLFNO\DVWKHEDVHOLQHZDVKDQGOHIW DQRLO\UHVLGXHRQWKHEODQNHW,QDGGLWLRQWKHSURGXFWGLGQRWZRUNZHOORQUROOHUV

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIILYHEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\QRWHGWKDWWKHZDVKGLGQRWFXWLQNZHOODQG WKXVUHTXLUHGH[WUDWLPHDQGHIIRUWWRFOHDQWKHEODQNHWV,QDGGLWLRQLWZDVGLIILFXOWWRJHWWKH ZDVKWRVRDNLQWRUDJVDQGWKHZDVKOHIWDQRLO\UHVLGXHRQWKHEODQNHW

Cost

7KHUHVXOWVRIWKHSHUIRUPDQFHGHPRQVWUDWLRQLQGLFDWHDQLQFUHDVHGILQDQFLDOFRVWZKHQ XVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQH&RVWVDWIDFLOLWLHVDQGLQFUHDVHGURXJKO\ SHUFHQWDQGSHUFHQWUHVSHFWLYHO\ZKHQXVLQJ%ODQNHW:DVKLQVWHDGRIWKHEDVHOLQH 3HUIRUPDQFHUHVXOWVLQGLFDWHGURXJKO\DSHUFHQWLQFUHDVHLQFOHDQLQJWLPHDWERWKIDFLOLWLHV DQG'HVSLWHDSHUFHQWGHFUHDVHLQWKHDYHUDJHTXDQWLW\RIEODQNHWZDVKXVHGWKHFRVWV DVVRFLDWHGZLWKSURGXFWXVH LHYROXPH[SULFH GLGQRWYDU\EHWZHHQ%ODQNHW:DVKDQG WKHEDVHOLQH7KHPDQXIDFWXUHUªVSULFHIRUSURGXFWLVJDOORQFRPSDUHGWR JDOORQIRUWKHEDVHOLQHSURGXFW

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

5 $0.69 $2.76 $6,900 $5,500 +25

8 $0.80 $3.20 $8,000 $5,500 +45 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-87 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Risk and Exposure

'HUPDO([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHFRQFHUQIRUSHWUROHXP GLVWLOODWHK\GURFDUERQVSURS\OHQHJO\FROHWKHUVDQGDONDQRODPLQHVDVZHOODVSRVVLEOHFRQFHUQ IRURWKHUSURS\OHQHJO\FROHWKHUV+RZHYHUWKHKD]DUGYDOXHIRUSHWUROHXPGLVWLOODWH K\GURFDUERQVLVEDVHGRQDQLQKDODWLRQVWXG\

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU SHWUROHXPGLVWLOODWHK\GURFDUERQVSURS\OHQHJO\FROHWKHUVDQGHWK\OHQHJO\FROHWKHUV +RZHYHUWKHKD]DUGYDOXHXVHGIRUSURS\OHQHJO\FROHWKHUVLVEDVHGRQDQRUDOVWXG\'XHWR QHJOLJLEOHH[SRVXUHDONDQRODPLQHVSUHVHQWQRFRQFHUQ

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO1RPHDVXUHGULVN

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Alkanolamines X X X X

Ethylene glycol X X ethers

7-88 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

Blanket Wash Formulation 40

Composition: Hydrocarbons, aromatic Hydrocarbons, petroleum distillates Fatty acid derivatives Ethoxylated nonylphenol

VOC Content: 52%; 3.8 lbs/gal Flashpoint: 155(F pH: 4.8

Performance

:LSDELOLW\ ZHWLQNVWURNHV %ODQNHWVZHOO KU GU\LQNVWURNHV KUV

7KHSHUIRUPDQFHRI%ODQNHW:DVKZDVGHPRQVWUDWHGDWWZRIDFLOLWLHV)DFLOLW\ EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIVL[EODQNHWZDVKHVDQGSULQWHGZLWK YHJHWDEOHEDVHGLQNV7KLVIDFLOLW\FRQVLGHUHGWKHSHUIRUPDQFHRIWKHZDVKWREHJRRG7KH IDFLOLW\QRWHGWKDWZKHQWKHZDVKZDVGLOXWHGZLWKZDWHULWOHIWDUHVLGXH7KHUHZDVQR UHVLGXHZKHQWKHZDVKZDVXVHGIXOOVWUHQJWK

)DFLOLW\EDVHGWKHLUSHUIRUPDQFHHYDOXDWLRQRQDVDPSOHVL]HRIEODQNHWZDVKHV DQGSULQWHGZLWKFRQYHQWLRQDOLQNV7KLVIDFLOLW\IRXQGWKDWWKHZDVKFXWLQNZHOODQGUDWHGLWV SHUIRUPDQFHJRRG7KHIDFLOLW\QRWHGWKDWWKHZDVKUHTXLUHGVOLJKWO\PRUHHIIRUWZKHQFRYHUDJH ZDVKHDY\

Cost

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

Facility # Cost/Wash Cost/Press Annual Cost**** Baseline Cost % Change

1 $0.79 $3.16 $7,900 $5,900 +34

10 $0.87 $3.48 $8,700 $9,100 -4 7KHVHFRVWVUHIHUWRWKHFRVWSUHVVVKLIW\HDU 5HIHUVWRWKHSHUFHQWLQFUHDVHRUGHFUHDVHLQFRVWWKDWWKLVIDFLOLW\ZRXOGLQFXULILWVZLWFKHGIURPXVLQJ 90 3QDSKWKDWRXVLQJ%ODQNHW:DVK$LQGLFDWHVDQLQFUHDVHLQFRVWDQGDLQGLFDWHVDGHFUHDVH

7-89 CHAPTER 7: EVALUATING TRADE-OFF ISSUES

Risk and Exposure

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

,QKDODWLRQ([SRVXUH0DUJLQRIH[SRVXUHFDOFXODWLRQVLQGLFDWHYHU\ORZFRQFHUQIRU SHWUROHXPGLVWLOODWHK\GURFDUERQV'XHWRQHJOLJLEOHH[SRVXUHIDWW\DFLGGHULYDWLYHVDQG HWKR[\ODWHGQRQ\OSKHQROSUHVHQWQRFRQFHUQ5LVNVIURPDURPDWLFK\GURFDUERQVFRXOGQRWEH TXDQWLILHGEXWDUHH[SHFWHGWREHORZGXHWRORZH[SRVXUH

)ODPPDELOLW\/RZULVN

(QYLURQPHQWDO$TXDWLFVSHFLHVULVNGXHWRWKHSUHVHQFHRIHWKR[\ODWHGQRQ\OSKHQROV

Regulatory Concerns

7KHIROORZLQJWDEOHLQGLFDWHVZKLFKFKHPLFDOFDWHJRULHVSUHVHQWLQWKLVEODQNHWZDVK FRQWDLQFKHPLFDOVWKDWPD\WULJJHUVSHFLILFIHGHUDOHQYLURQPHQWDOUHJXODWLRQ

Chemical CWA CAA CERCLA SARA 313 RCRA OSHA

Hydrocarbons, X X X X X X aromatic

7-90 7.3 OVERVIEW OF RISK, COST AND PERFORMANCE

References

1. Abt Associates Inc., Cambridge, MA. Telecon with Schuler, Scott, Printing Industries of Minnesota. November 29, 1995a.

2. Abt Associates Inc., Cambridge, MA. Telecon with Kim, Eva, Printing Industries of Illinois. December 5, 1995b.

3. Abt Associates Inc., Cambridge, MA. Telecon with Dave Dunlap, Uniform and Textile Service Association. July 24, 1995c.

4. Abt Associates Inc. 1993. The Medical Costs of Five Illnesses Related to Exposure to Pollutants. Draft Report.

5. Krupnick, Alan J., et al. 1989. Valuing Chronic Morbidity Damages: Medical Costs and Labor Market Effects. Draft Final Report on EPA Cooperative Agreement CR-814559-01-0. Resources for the Future.

6. Mishan, E.J. Cost-Benefit Analysis. Praeger Publishers. New York. 1976.

7. OTA, Office of Technical Assistance, Toxics Use Reduction Case Study: VOC Reduction at Hampden Inc., Commonwealth of Massachusetts, Office of Technical Assistance, no date.

7-91

APPENDIX A ENVIRONMENTAL HAZARD ASSESSMENT METHODOLOGY

A.1 HAZARD PROFILE

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

 )LVKDFXWHYDOXH XVXDOO\DILVKKRXU/& YDOXH

 $TXDWLFLQYHUWHEUDWHDFXWHYDOXH XVXDOO\DGDSKQLGKRXU/& YDOXH

 *UHHQDOJDOWR[LFLW\YDOXH XVXDOO\DQDOJDOKRXU(& YDOXH

 )LVKFKURQLFYDOXH XVXDOO\DILVKGD\FKURQLFYDOXH &K9

 $TXDWLFLQYHUWHEUDWHFKURQLFYDOXH XVXDOO\DGDSKQLGGD\&K9YDOXH

 $OJDOFKURQLFYDOXH XVXDOO\DQDOJDOKRXU1(&YDOXHIRUELRPDVV

)RUWKHDFXWHYDOXHVWKH/&  PRUWDOLW\  (&  HIIHFWV UHIHUVWRWKHFRQFHQWUDWLRQWKDW UHVXOWVLQSHUFHQWRIWKHWHVWRUJDQLVPVDIIHFWHGDWWKHHQGRIWKHVSHFLILHGH[SRVXUHSHULRG7KH FKURQLF YDOXHV UHSUHVHQW WKH FRQFHQWUDWLRQ RI WKH FKHPLFDO WKDW UHVXOWV LQ QR VWDWLVWLFDOO\ VLJQLILFDQWHIIHFWVRQWKHWHVWRUJDQLVPIROORZLQJDFKURQLFH[SRVXUH

7KH+D]DUG3URILOHFDQEHFRQVWUXFWHGXVLQJHIIHFWLYHFRQFHQWUDWLRQVEDVHGRQWR[LFLW\WHVW GDWD PHDVXUHG RUHVWLPDWHGWR[LFLW\YDOXHVEDVHGRQ6WUXFWXUH$FWLYLW\5HODWLRQVKLSV 6$5V 7KH PHDVXUHGYDOXHVDUHSUHIHUUHGEXWLQWKHDEVHQFHRIWHVWGDWD6$5HVWLPDWHVLIDYDLODEOHIRUWKH FKHPLFDOFODVVFDQEHXVHG7KXVWKH+D]DUG3URILOHPD\FRQVLVWRIRQO\PHDVXUHGGDWDRQO\ SUHGLFWHGYDOXHVRUDFRPELQDWLRQRIERWK$OVRWKHDPRXQWRIGDWDLQWKHKD]DUGSURILOHPD\ UDQJHIURPDPLQLPXPRIRQHDFXWHRUFKURQLFYDOXHWRWKHIXOOFRPSOLPHQWRIWKUHHDFXWHYDOXHV DQGWKUHHFKURQLFYDOXHV

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

A-1 APPENDIX A

7KHSUHGLFWLYHHTXDWLRQV 46$5V DUHXVHGLQOLHXRIWHVWGDWDWRHVWLPDWHDWR[LFLW\YDOXH IRUDTXDWLFRUJDQLVPVZLWKLQDVSHFLILFFKHPLFDOFODVV$OWKRXJKWKHHTXDWLRQVDUHGHULYHGIURP FRUUHODWLRQ DQG OLQHDU UHJUHVVLRQ DQDO\VLV EDVHG RQ PHDVXUHG GDWD WKH FRQILGHQFH LQWHUYDO DVVRFLDWHG ZLWK WKH HTXDWLRQ DUH QRW XVHG WR SURYLGH D UDQJH RI WR[LFLW\ YDOXHV  (YHQ ZLWK PHDVXUHGWHVWGDWDWKHXVHRIWKHFRQILGHQFHOLPLWVWRGHWHUPLQHWKHUDQJHRIYDOXHVLVQRWXVHG

A.2 DETERMINATION OF CONCERN CONCENTRATION

8SRQFRPSOHWLRQRIDKD]DUGSURILOHDFRQFHUQFRQFHQWUDWLRQ && LVGHWHUPLQHG$FRQFHUQ FRQFHQWUDWLRQLVWKDWFRQFHQWUDWLRQRIDFKHPLFDOLQWKHDTXDWLFHQYLURQPHQWZKLFKLIH[FHHGHG PD\FDXVHDVLJQLILFDQWULVN&RQYHUVHO\LIWKH&&LVQRWH[FHHGHGWKHDVVXPSWLRQLVPDGHWKDW SUREDELOLW\RIDVLJQLILFDQWULVNRFFXUULQJLVORZDQGQRUHJXODWRU\DFWLRQLVUHTXLUHG7KH&&IRU HDFKFKHPLFDOLVGHWHUPLQHGE\DSSO\LQJ$VVHVVPHQW)DFWRUV $V)  86(3$ WRWKHHIIHFW FRQFHQWUDWLRQVLQWKHKD]DUGSURILOH

$VVHVVPHQW)DFWRUVLQFRUSRUDWHWKHFRQFHSWRIWKHXQFHUWDLQW\DVVRFLDWHGZLWK  WR[LFLW\ GDWD ODERUDWRU\ WHVWV YHUVXV ILHOG WHVW DQG PHDVXUHG YHUVXV HVWLPDWHG GDWD DQG   VSHFLHV

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

)RXU$V)VDUHXVHGE\2337WRVHWD&&IRUFKURQLFULVNDQG7KH$V) XVHGLVGHSHQGHQWRQWKHDPRXQWDQGW\SHRIWR[LFLW\GDWDFRQWDLQHGLQWKHKD]DUGSURILOHDQG UHIOHFWVWKHDPRXQWRIXQFHUWDLQW\DERXWWKHSRWHQWLDOHIIHFWVDVVRFLDWHGZLWKDWR[LFLW\YDOXH,Q JHQHUDOWKHPRUHFRPSOHWHWKHKD]DUGSURILOHDQGWKHJUHDWHUWKHTXDOLW\RIWKHWR[LFLW\GDWDD VPDOOHU IDFWRU LV XVHG  7KH IROORZLQJ GLVFXVVLRQ GHVFULEHV WKH XVH DQG DSSOLFDWLRQ RI WKH DVVHVVPHQWIDFWRUV

 ,IWKHKD]DUGSURILOHRQO\FRQWDLQVRQHRUWZRDFXWHWR[LFLW\YDOXHVWKHFRQFHUQ FRQFHQWUDWLRQLVVHWDWRIWKHDFXWHYDOXH

 ,I WKH KD]DUG SURILOH FRQWDLQV WKUHH DFXWH YDOXHV EDVH VHW  WKH FRQFHUQ FRQFHQWUDWLRQLVVHWDWRIWKHORZHVWDFXWHYDOXH

 ,IWKHKD]DUGSURILOHFRQWDLQVRQHFKURQLFYDOXHWKHFRQFHUQFRQFHQWUDWLRQLVVHWDW RIWKHFKURQLFYDOXHLIWKHYDOXHLVIRUWKHPRVWVHQVLWLYHVSHFLHV2WKHUZLVH LWLVRIWKHDFXWHYDOXHIRUWKHPRVWVHQVLWLYHVSHFLHV

 ,IWKHKD]DUGSURILOHFRQWDLQVWKUHHFKURQLFYDOXHVWKHFRQFHUQFRQFHQWUDWLRQLVVHW DWRIWKHORZHVWFKURQLFYDOXH

 ,IWKHKD]DUGSURILOHFRQWDLQVDPHDVXUHGFKURQLFYDOXHIURPDILHOGVWXG\WKHQDQ DVVHVVPHQWIDFWRURILVXVHG

A-2 APPENDIX A

A.3 HAZARD RANKING

&KHPLFDOV FDQ EH DOVR EH UDQNHG DFFRUGLQJ WR KD]DUG FRQFHUQ OHYHOV IRU WKH DTXDWLF HQYLURQPHQW7KLVUDQNLQJFDQEHEDVHGXSRQWKHDFXWHWR[LFLW\YDOXHVH[SUHVVHGLQPLOOLJUDPV SHUOLWHU PJ/ 7KHJHQHUDOO\DFFHSWHGVFRULQJLVDVIROORZV :DJQHUHWDO 

+LJK&RQFHUQ +  0RGHUDWH&RQFHUQ 0 !DQG  /RZ&RQFHUQ / !  7KLVUDQNLQJFDQDOVREHH[SUHVVHGLQWHUPVRIFKURQLFYDOXHVDVIROORZV

+LJK&RQFHUQ +  0RGHUDWH&RQFHUQ 0 !DQG  /RZ&RQFHUQ / 

&KURQLFWR[LFLW\UDQNLQJWDNHVSUHFHGHQWRYHUWKHDFXWHUDQNLQJ

References

%RHWKOLQJ566WUXFWXUH$FWLYLW\5HODWLRQVKLSVIRU(YDOXDWLRQRI%LRGHJUDGDELOLW\LQWKH (3$ V2IILFHRI3ROOXWLRQ3UHYHQWLRQDQG7R[LFV(QYLURQPHQWDO7R[LFRORJ\DQG5LVN$VVHVVPHQW QG 9ROXPH $670 673  -: *RUVXFK ) -DPHV 'Z\HU &KULVWRSKHU * ,QJHUVROO DQG 7KRPDV:/D3RLQW(GV$PHULFDQ6RFLHW\IRU7HVWLQJDQG0DWHULDOV3KLODGHOSKLDSS 

&OHPHQWV5* (G (VWLPDWLQJ7R[LFLW\RI,QGXVWULDO&KHPLFDOVWR$TXDWLF2UJDQLVPV 8VLQJ6WUXFWXUH$FWLYLW\5HODWLRQVKLSV(3$5(QYLURQPHQWDO(IIHFWV%UDQFK+HDOWK DQG (QYLURQPHQWDO 5HYLHZ 'LYLVLRQ   2IILFH RI 3ROOXWLRQ 3UHYHQWLRQ DQG 7R[LFV 86 (QYLURQPHQWDO3URWHFWLRQ$JHQF\:DVKLQJWRQ'&3%1DWLRQDO7HFKQLFDO,QIRUPDWLRQ 6HUYLFHV 17,6 86'HSDUWPHQWRI&RPPHUFH6SULQJILHOG9D

&OHPHQWV5* (G (VWLPDWLQJ7R[LFLW\RI,QGXVWULDO&KHPLFDOVWR$TXDWLF2UJDQLVPV 8VLQJ6WUXFWXUH$FWLYLW\5HODWLRQVKLSV(3$(QYLURQPHQWDO(IIHFWV%UDQFK+HDOWK DQG (QYLURQPHQWDO 5HYLHZ 'LYLVLRQ   2IILFH RI 7R[LF 6XEVWDQFHV 86 (QYLURQPHQWDO 3URWHFWLRQ$JHQF\:DVKLQJWRQ'&3%1DWLRQDO7HFKQLFDO,QIRUPDWLRQ6HUYLFHV 17,6  86'HSDUWPHQWRI&RPPHUFH6SULQJILHOG9D,Q3UHVV

&OHPHQWV5*-91DEKRO]':-RKQVRQDQG0=HHPDQD7KH8VHDQG$SSOLFDWLRQRI 46$5 VLQWKH2IILFHRI7R[LF6XEVWDQFHVIRU(FRORJLFDO+D]DUG$VVHVVPHQWRI1HZ&KHPLFDOV (QYLURQPHQWDO 7R[LFRORJ\ DQG 5LVN $VVHVVPHQW $670 673  :D\QH * /DQGLV -DQH 6 +XJKHVDQG0LFKDHO$/HZLV(GV$PHULFDQ6RFLHW\IRU7HVWLQJDQG0DWHULDOV3KLODGHOSKLD SS

&OHPHQWV5*-91DEKRO]'(-RKQVRQDQG0*=HHPDQE7KH8VHRI4XDQWLWDWLYH 6WUXFWXUH$FWLYLW\ 5HODWLRQVKLSV 46$5V  DV 6FUHHQLQJ 7RROV LQ (QYLURQPHQWDO $VVHVVPHQW (QYLURQPHQWDO7R[LFRORJ\DQG5LVN$VVHVVPHQWQG9ROXPH$670673-:*RUVXFK) -DPHV 'Z\HU &KULVWRSKHU * ,QJHUVROO DQG 7KRPDV : /D 3RLQW (GV $PHULFDQ 6RFLHW\ IRU 7HVWLQJDQG0DWHULDOV3KLODGHOSKLDSS

/LSQLFN5/%DVHOLQH7R[LFLW\46$50RGHOV$0HDQVWR$VVHVV0HFKDQLVPRI7R[LFLW\IRU$TXDWLF 2UJDQLVPVDQG0DPPDOV(QYLURQPHQWDO7R[LFRORJ\DQG5LVN$VVHVVPHQWQG9ROXPH$670

A-3 APPENDIX A

673-:*RUVXFK)-DPHV'Z\HU&KULVWRSKHU*,QJHUVROODQG7KRPDV:/D3RLQW(GV $PHULFDQ6RFLHW\IRU7HVWLQJDQG0DWHULDOV3KLODGHOSKLDSS

1DEKRO]-9(QYLURQPHQWDO+D]DUGDQG5LVN$VVHVVPHQW8QGHUWKH8QLWHG6WDWHV7R[LF 6XEVWDQFHV&RQWURO$FW7KH6FLHQFHRIWKH7RWDO(QYLURQPHQW9ROSS

1DEKRO] -9 0LOOHU 3 DQG =HHPDQ 0 D (QYLURQPHQWDO 5LVN $VVHVVPHQW RI 1HZ &KHPLFDOV8QGHUWKH7R[LF6XEVWDQFHV&RQWURO$FW 76&$ 6HFWLRQ)LYH(QYLURQPHQWDO7R[LFRORJ\ DQG5LVN$VVHVVPHQW$670673:D\QH*/DQGLV-DQH6+XJKHVDQG0LFKDHO$/HZLV (GV$PHULFDQ6RFLHW\IRU7HVWLQJDQG0DWHULDOV3KLODGHOSKLDSS

1DEKRO]-9&OHPHQWV5*=HHPDQ0*2VERUQ.&DQG5:HGJHE9DOLGDWLRQRI 6WUXFWXUH$FWLYLW\5HODWLRQVKLSV8VHGE\WKH86(3$ V2IILFHRI3ROOXWLRQ3UHYHQWLRQDQG7R[LFVIRU WKH(QYLURQPHQWDO+D]DUG$VVHVVPHQWRI,QGXVWULDO&KHPLFDOV(QYLURQPHQWDO7R[LFRORJ\DQG 5LVN$VVHVVPHQWQG9ROXPH$670673-:*RUVXFK)-DPHV'Z\HU&KULVWRSKHU* ,QJHUVROODQG7KRPDV:/D3RLQW(GV$PHULFDQ6RFLHW\IRU7HVWLQJDQG0DWHULDOV3KLODGHOSKLD SS

1HZVRPH/'-RKQVRQ'(DQG-91DEKRO]4XDQWLWDWLYH6WUXFWXUH$FWLYLW\3UHGLFWLRQVIRU $PLQH 7R[LFLW\ $OJDH DQG 'DSKQLGV  (QYLURQPHQWDO 7R[LFRORJ\ DQG 5LVN $VVHVVPHQW QG 9ROXPH$670673-:*RUVXFK)-DPHV'Z\HU&KULVWRSKHU*,QJHUVROODQG7KRPDV :/D3RLQW(GV$PHULFDQ6RFLHW\IRU7HVWLQJDQG0DWHULDOV3KLODGHOSKLDSS

86 (QYLURQPHQWDO 3URWHFWLRQ $JHQF\ 86(3$   (VWLPDWLQJ &RQFHUQ /HYHOV IRU &RQFHQWUDWLRQVRI&KHPLFDO6XEVWDQFHVLQWKH(QYLURQPHQW(QYLURQPHQWDO(IIHFWV%UDQFK +HDOWKDQG(QYLURQPHQWDO5HYLHZ'LYLVLRQ  2IILFHRI3ROOXWLRQ3UHYHQWLRQDQG7R[LFV86 (QYLURQPHQWDO3URWHFWLRQ$JHQF\:DVKLQJWRQ'&

:DJQHU301DEKRO]-9.HQW5-7KH1HZ&KHPLFDOV3URFHVVDWWKH(QYLURQPHQWDO 3URWHFWLRQ $JHQF\ (3$   6WUXFWXUH$FWLYLW\ 5HODWLRQVKLSV IRU +D]DUG ,GHQWLILFDWLRQ DQG 5LVN $VVHVVPHQW7R[LFRORJ\/HWWHUV

=HHPDQ0*DQG-DPHV*LOIRUGD(FRORJLFDO+D]DUG(YDOXDWLRQDQG5LVN$VVHVVPHQW 8QGHU(3$ V7R[LF6XEVWDQFHV&RQWURO$FW 76&$ $Q,QWURGXFWLRQ(QYLURQPHQWDO7R[LFRORJ\ DQG5LVN$VVHVVPHQW$670673:D\QH*/DQGLV-DQH6+XJKHVDQG0LFKDHO$/HZLV (GV$PHULFDQ6RFLHW\IRU7HVWLQJDQG0DWHULDOV3KLODGHOSKLDSS

=HHPDQ0*1DEKRO]-9DQG5*&OHPHQWVE7KH'HYHORSPHQWRI6$546$5IRU8VH 8QGHU(3$ V7R[LF6XEVWDQFHV&RQWURO$FW 76&$ $Q,QWURGXFWLRQ(QYLURQPHQWDO7R[LFRORJ\DQG 5LVN$VVHVVPHQWQG9ROXPH$670673-:*RUVXFK)-DPHV'Z\HU&KULVWRSKHU* ,QJHUVROODQG7KRPDV:/D3RLQW(GV$PHULFDQ6RFLHW\IRU7HVWLQJDQG0DWHULDOV3KLODGHOSKLD SS

A-4 APPENDIX B EXPOSURE ASSESSMENT CALCULATIONS

7KLVDSSHQGL[SUHVHQWVWKHIROORZLQJPRGHOLQSXWGDWDXVHGIRUGHYHORSLQJWKHH[SRVXUH LQIRUPDWLRQSUHVHQWHGLQ&KDSWHU

%6DPSOH)RUPXODWLRQ&DOFXODWLRQVIRU0RGHOLQJIRU&KHPLFDOV %,6&/7,QSXW)LOH([DPSOH %%2;02'0RGHO5XQ)RU6DPSOH)RUPXODWLRQVIRU&KHPLFDOV

B.1 SAMPLE FORMULATION CALCULATIONS FOR MODELING

B.1.1. Solvent Naphtha, heavy aromatic:

ISCLT Parameters: Half-life in air: 2.5 days (from Fate Summary) x 24 hours/day x 60 minutes/hour x 60 seconds/minute = 216,000 seconds

Release Rate for Single Facility: 0.02429 g/sec ÷ 100 m2 = 0.0002429 = 2.4 x 10-4 g/sec/m2

Model Result: 4.3 µg/m3

Exposure calculations: mg per year: 4.3 µg/m3 x 20 m3 /day x 250 days/year ÷ 1000 = 21.5 mg/year  20 mg/year

Lifetime Average Daily Dose (LADD) 4.3 µg/m3 x 20 m3 /day x 0.001 ÷ 70 kg = 1.2 x 10-3 mg/kg/day  1 x 10-3 mg/kg/day

BOXMOD Parameters: DECAY = 0.693 ÷ 216000 = 3.21 x 10-6

Time Constant= 1 ÷ DECAY = 216000 ÷ 0.693 = 311688

Molecular Weight = 128

Release Rate for Denver: 0.02429 kg/site/day x 235 sites = 5.7 kg/day 5.7 kg/day ÷ 277130000 m2 (277.13 km2 ) = 2.1 x 10-8 g/sec/m2

Model Result: 0.68 µg/m3

Air Potential Dose calculations: mg per year: 0.68 x 20 m3 /day x 250 days/year ÷ 1000 µg/mg = 3 mg/year

Lifetime Average Daily Dose (LADD) 0.68 x 20 m3 /day x .001 ÷ 70 kg = 1.9 x 10-4 mg/kg/day  2 x 10-4 mg/kg/day

B-1 APPENDIX B

B.1.2. Propylene glycol monobutyl ether

ISCLT Parameters: Half-life in air: 14 hours 14 hours x 60 minutes/hour x 60 seconds/minute = 50400 seconds

Release Rate for Single Facility: 0.03815 g/sec ÷ 100 m2 = 0.0003815 g/sec/m2

Model Result: 4.7 µg/m3

Exposure calculations: mg per year: 4.7 µg/m3 x 20 m3 /day x 250 days/year ÷ 1000 = 23.5 mg/year  20 mg/year

Lifetime Average Daily Dose (LADD) 4.7 µg/m3 x 20 m3 /day x 0.001 ÷ 70 kg = 1.3 x 10-3 mg/kg/day  1 x 10-3 mg/kg/day

BOXMOD Parameters: DECAY = 0.693 ÷ 50400 = 1.38 x 10-5

Time Constant = 1 ÷ DECAY = 50400/0.693 = 72728

Molecular Weight = 132

Release Rate for Denver: 0.03815 kg/site/day x 235 sites = 9.0 kg/day 9.0 kg/day ÷ 277130000 m2 (277.13 km2 ) = 3.2 x 10-8 g/sec/m2

Model Result: 1.0 µg/m3

Exposure calculations: mg per year: 1.0 µg/m3 x 20 m3 /day x 250 days/year ÷ 1000 = 5 mg/year Lifetime Average Daily Dose (LADD) 1.0 µg/m3 x 20 m3 /day x 0.001 ÷ 70 kg = 2.9 x 10-4 mg/kg/day  3 x 10-4 mg/kg/day

B-2 APPENDIX B

B.1.3 Fatty Acids, C16 -C 18 , Methyl Esters

Water Release of 225.3 kg/site/year Estimate of 94% removal during wastewater treatment

Daily Release: 225.3 kg/site/year ÷ 250 days/year = 0.9 kg/site/day

Daily Release after treatment: 0.9 kg/site/day x (1-0.94) = 0.05 kg/site/day

50th percentile mean flow of 499 million liters per day 0.05 kg/site/day x 1000 ÷ 499 million liters per day = 0.1 µg/L

Human Potential Dose via drinking water in mg/year: 0.1 µg/L x 2 L/day x 250 days/year ÷ 1000 = 5 x 10 -2 mg/year

Human Potential Dose via fish ingestion: Log BCF = 5.65; BCF = 105.65 = 446,683 0.1 ug/L x 250 days/year x 16.9 g/day x 446,683 ÷ 1,000,000 = 189 mg/year  2 x 102 mg/year

10th percentile mean flow of 66 million liters per day 0.05 kg/site/day x 1000 ÷ 66 million liters per day = 0.8 µg/L

Human Potential Dose via drinking water in mg/year 0.8 µg/L x 2 L/day x 250 days/year ÷ 1000 = 0.4 mg/year

Human Potential Dose via fish ingestion: Log BCF = 5.65; BCF = 105.65 = 446,683 0.8 µg/L x 250 days/year x 16.9 g/day x 446,683 ÷ 1,000,000 = 1510 mg/year  2 x 103 mg/year

10th percentile low flow of 1 million liters per day 0.05 kg/site/day x 1000 ÷ 1 million liters per day = 50 µg/L

Denver Release Daily Release Amount: 225.3 kg/site/day x 235 sites ÷ 250 days/year = 212 kg/day

Denver Daily Release After Treatment: 212 kg/day x (1-0.94) = 12.71 kg/day

South Platte River Mean flow Stream Concentration: 12.71 kg/day x 1000 ÷ 875 million liters per day = 15 µg/L

Human Potential Drinking Water Ingestion in mg/year: 15 µg/L x 2 L/day x 250 days/year ÷ 1000 = 7.5 mg/year

Human Potential Fish Ingestion in mg/year: 15 µg/L x 16.9 g/day x 446,683 x 250 days/year ÷ 1,000,000 = 2.8 x 104 mg/year  3 x 104 mg/year

South Platte River Low flow Stream Concentration: 12.71 kg/day x 1000 ÷ 590 million liters per day = 22 µg/L

B-3 APPENDIX B

B.1.4 Tetrapotassium pyrophosphate

Water Release of 25.2 kg/site/year

Estimate of 0% removal during wastewater treatment

Daily Release: 25.2 kg/site/year ÷ 250 days/year = 0.1 kg/site/day

Stream Concentrations: 50th percentile mean flow of 499 million liters per day 0.1 kg/site/day x 1000 ÷ 499 million liters per day = 0.2 µg/L

Human Potential Dose via drinking water in mg/year: 0.2 µg/L x 2 L/day x 250 days/year ÷ 1000 = 0.1 mg/year

10th percentile mean flow of 66 million liters per day 0.1 kg/site/day x 1000 ÷ 66 million liters per day = 1.5 µg/L

Human Potential Dose via drinking water in mg/year 1.5 µg/L x 2 L/day x 250 days/year ÷ 1000 = 0.8 mg/year

10th percentile low flow of 1 million liters per day 0.1 kg/site/day x 1000 ÷ 1 million liters per day = 1 x 102 µg/L

Denver Release Daily Release Amount: 25.2 kg/site/day x 235 sites ÷ 250 days/year = 23.7 kg/day

Denver Daily Release After Treatment: 23.7 kg/day x (1-0.94) = 1.4 kg/day

South Platte River Mean flow Stream Concentration: 1.4 kg/day x 1000 ÷ 875 million liters per day = 1.6 µg/L  2 µg/L

Human Potential Drinking Water Ingestion in mg/year: 1.6 µg/L x 2 L/day x 250 days/year ÷ 1000 = 0.8 mg/year

Human Potential Fish Ingestion in mg/year: 1.6 µg/L x 16.9 g/day x 446,683 x 250 days/year ÷ 1,000,000 = 3.0 x 103 mg/year

South Platte River Low flow Stream Concentration: 1.4 kg/day x 1000 ÷ 590 million liters per day = 2.4 µg/L

B-4 APPENDIX B

B.2 ISCLT INPUT FILE EXAMPLE

SITE 001 - SANBERN - Sample Formulation Single Facility in San Bernardino 1 2 2 0 0 3 2 3 4 2 0 0-7-8-9 0 0 1 0 1 0 0 1 1 0 1 0 30 16 0 1 6 5 16 0

33.33 66.67 100.00 133.33 166.67 200.00 233.33 266.67 300.00 333.33 366.67 400.00 433.33 466.67 500.00 533.33 566.67 600.00 633.33 666.67 700.00 733.33 766.67 800.00 833.33 866.67 900.00 933.33 966.67 1000.00 0. 22.50 (7X,6F7.5) N 0.001580.000200.000000.000000.000000.00000 NNE 0.000730.000000.000000.000000.000000.00000 NE 0.000210.000000.000000.000000.000000.00000 ENE 0.000080.000000.000000.000000.000000.00000 E 0.000180.000000.000000.000000.000000.00000 ESE 0.000150.000000.000000.000000.000000.00000 SE 0.000210.000000.000000.000000.000000.00000 SSE 0.000290.000000.000000.000000.000000.00000 S 0.000550.000000.000000.000000.000000.00000 SSW 0.001150.000300.000000.000000.000000.00000 SW 0.003930.001000.000000.000000.000000.00000 WSW 0.005670.001800.000000.000000.000000.00000 W 0.014280.004600.000000.000000.000000.00000 WNW 0.010100.003400.000000.000000.000000.00000 NW 0.005820.001600.000000.000000.000000.00000 NNW 0.002300.000400.000000.000000.000000.00000 N 0.003510.000400.000100.000000.000000.00000 NNE 0.003190.000300.000000.000000.000000.00000 NE 0.002430.000100.000000.000000.000000.00000 ENE 0.002590.000200.000000.000000.000000.00000 E 0.004070.000200.000000.000000.000000.00000 ESE 0.002480.000200.000000.000000.000000.00000 SE 0.002020.000100.000000.000000.000000.00000 SSE 0.001300.000200.000000.000000.000000.00000 S 0.002390.000600.000000.000000.000000.00000 SSW 0.003180.000800.000300.000000.000000.00000 SW 0.007580.003400.001600.000000.000000.00000 WSW 0.009880.005800.003200.000000.000000.00000 W 0.022150.012400.007300.000000.000000.00000 WNW 0.012960.006100.002400.000000.000000.00000 NW 0.006630.002500.000600.000000.000000.00000 NNW 0.002220.000600.000100.000000.000000.00000 N 0.001070.000500.000900.000200.000100.00000 NNE 0.001460.000400.000400.000000.000000.00000 NE 0.001990.000400.000100.000000.000000.00000 ENE 0.001920.000500.000000.000000.000000.00000 E 0.003130.000700.000000.000000.000000.00000 ESE 0.001730.000300.000100.000000.000000.00000 SE 0.001780.000500.000200.000000.000000.00000 SSE 0.001190.000500.000200.000000.000000.00000 S 0.000970.000500.000400.000000.000000.00000

B-5 APPENDIX B

SSW 0.001160.000600.000600.000000.000000.00000 SW 0.002960.002200.002900.000100.000000.00000 WSW 0.004290.003900.008400.000400.000000.00000 W 0.007670.006400.020900.000900.000000.00000 WNW 0.002830.002300.004000.000300.000000.00000 NW 0.001280.000700.000900.000000.000000.00000 NNW 0.001100.000800.000500.000000.000000.00000 N 0.002800.001200.001300.004800.002400.00060 NNE 0.001900.000900.000700.003200.001500.00080 NE 0.001940.001200.000300.000700.000200.00010 ENE 0.003070.001900.000400.000100.000000.00000 E 0.009610.003800.001300.000200.000000.00000 ESE 0.007900.002900.001600.000100.000000.00000 SE 0.006660.002500.001800.000400.000000.00000 SSE 0.003620.001400.000800.000400.000000.00000 S 0.003350.001500.001000.000200.000000.00000 SSW 0.003580.001300.001000.000300.000000.00000 SW 0.009760.004200.003600.001300.000000.00000 WSW 0.016040.007400.008000.003900.000100.00000 W 0.026460.013000.018300.010100.000100.00000 WNW 0.007520.003700.002500.000800.000000.00000 NW 0.003720.001600.000900.000800.000000.00000 NNW 0.002300.001100.000700.001400.000200.00000 N 0.003700.001200.001700.000000.000000.00000 NNE 0.009260.002500.001500.000000.000000.00000 NE 0.028130.009000.000600.000000.000000.00000 ENE 0.036010.010100.000600.000000.000000.00000 E 0.057860.011300.000500.000000.000000.00000 ESE 0.036440.005100.000000.000000.000000.00000 SE 0.024540.002800.000000.000000.000000.00000 SSE 0.008130.001500.000000.000000.000000.00000 S 0.006850.001200.000100.000000.000000.00000 SSW 0.003970.000700.000100.000000.000000.00000 SW 0.013900.004000.000800.000000.000000.00000 WSW 0.037200.014100.004000.000000.000000.00000 W 0.062430.023800.009400.000000.000000.00000 WNW 0.008390.002400.000700.000000.000000.00000 NW 0.002870.000800.000100.000000.000000.00000 NNW 0.002090.000900.000500.000000.000000.00000 294.10 294.10 294.10 291.00 287.90 287.90 1728.00 1152.00 1152.00 843.00 534.00 0.00 0.00 0.00 0.00 0.02 0.00 0.00 0.00 9.800.00000321 1.5 2.5 4.3 6.8 9.5 12.5 0.00 22.50 45.00 67.50 90.00 112.50 135.00 157.50 180.00 202.50 225.00 247.50 270.00 292.50 315.00 337.50

B-6 APPENDIX B

0.15000001 0.15000001 0.2 0.25 0.30000001 01011020 0.00 0.00 3.00 10.00 0 0.0002429

B-7 APPENDIX B

B.3 BOXMOD MODEL RUN FOR SAMPLE FORMULATION

B.3.1 Solvent Naphtha

* * * * GAUSSIAN BOX MODEL INPUT * * * *

Latitude 39.49.30. Longitude 104.57. 0. Area Width (km) = 1.66E+01 Emission Rate (g/m**2/s) = 2.10E-08 Time Constant (s) = 3.12E+05 Precipitation Rate (mm/hr) = 1.22E+00 Precipitation Frequency = 4.30E-02 STAR station 0618 - DENVER/STAPLETON CO Molecular Weight = 1.28E+02

* * * * GAUSSIAN BOX MODEL RESULTS * * *

Scavenging Coeff (1/s) = 6.01E-05 Deposition Speed (m/s) = 7.00E-03 Concentration (ug/m**3) = 6.77E-01

B.3.2 Propylene Glycol

* * * * GAUSSIAN BOX MODEL INPUT * * * *

Latitude 39.49.30. Longitude 104.57. 0. Area Width (km) = 1.66E+01 Emission Rate (g/m**2/s) = 3.20E-08 Time Constant (s) = 7.27E+04 Precipitation Rate (mm/hr) = 1.22E+00 Precipitation Frequency = 4.30E-02 STAR station 0618 - DENVER/STAPLETON CO Molecular Weight = 1.32E+02

* * * * GAUSSIAN BOX MODEL RESULTS * * *

Scavenging Coeff (1/s) = 5.92E-05 Deposition Speed (m/s) = 7.00E-03 Concentration (ug/m**3) = 9.99E-01

B-8 APPENDIX C LITHOGRAPHIC PERFORMANCE DEMONSTRATION METHODOLOGY

7KLVFKDSWHUSUHVHQWVLQIRUPDWLRQRQWKHPHWKRGVWKDWZHUHXVHGWRJDWKHUWKHSHUIRUPDQFH GHPRQVWUDWLRQGDWDDWWKHSULQWVKRSVDQGLQWKHODERUDWRU\DVSUHVHQWHGLQ&KDSWHUVDQG 6SHFLILFDOO\WKLVDSSHQGL[LQFOXGHV

&&KDUDFWHULVWLFVWREH5HSRUWHG2XWRIWKH3HUIRUPDQFH'HPRQVWUDWLRQ &'HPRQVWUDWLRQ0HWKRGRORJ\ &%ODQNHW6ZHOO7HVW ODERUDWRU\WHVW &:DVKDELOLW\ZLSH7HVW ODERUDWRU\WHVW

C.1 CHARACTERISTICS TO BE REPORTED OUT OF THE PERFORMANCE DEMONSTRATION

C.1.1 Cost of Each Product as Utilized

3URGXFW&RVW

,QWHUHVWHGSURGXFWVXSSOLHUVVKRXOGLQFOXGHWKHPDQXIDFWXUHU VVXJJHVWHGUHWDLOSULFH WRWKH HQGXVHU RIWKHLUSURGXFWV SHUJDOORQGUXP XSRQVXEPLVVLRQRIVDPSOHVIRUGHPRQVWUDWLRQ VRWKDWWKHFRVWSHUYROXPHXVHGLQDFOHDQLQJF\FOHFDQEHGHWHUPLQHGDQGUHSRUWHG

'LVSRVDO6SRLODJH&RVWV

6XSSOLHUVVKRXOGSURYLGHVSHFLILFUHFRPPHQGDWLRQVIRUWKHGLVSRVDORUWUHDWPHQWRIZDVWHV DVVRFLDWHG ZLWK XVLQJ WKHLU SURGXFWV  %DVHG XSRQ WKHVH UHFRPPHQGDWLRQV DQG WKH ZDVWHV GHWHUPLQHGLQWKHILHOGWHVWVGLVSRVDORUWUHDWPHQWFRVWVZLOOEHHVWLPDWHG

/DERU'RZQWLPH&RVWV

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

7KHVHFRVWVZLOOLQFOXGHDQ\VSHFLDOVWRUDJHUHTXLUHGGXHWRKD]DUGRXVFRPSRQHQWVSUHVHQW LQWKHEODQNHWZDVKPDWHULDOV

C.1.2 Product Constraints

7KHEODQNHWZDVKVXSSOLHUVKRXOGSURYLGHLQIRUPDWLRQDERXWSURGXFWFRPSDWLELOLW\ZLWK VSHFLILFLQNV HJSHWUROHXPRUYHJHWDEOHRLOEDVHG89ZDWHUEDVHG LINQRZQ,IWKHVXSSOLHUGRHV

C-1 APPENDIX C

QRWSURYLGHLQIRUPDWLRQUHJDUGLQJSURGXFWLQFRPSDWLELOLWLHVLWZLOOEHDVVXPHGWKDWWKHUHDUH QRQH

C.1.3 Special Safety Storage Requirements

6XSSOLHUVVKRXOGSURYLGHLQIRUPDWLRQDERXWWKHIODPPDELOLW\ DVPHDVXUHGE\IODVKSRLQW RIWKHSURGXFW7KLVZLOOEHFRQILUPHGE\WKHODERUDWRU\WHVWLQWKHSUHVFUHHQLQJSURFHGXUH

C.1.4 Ease of Use

7KHSK\VLFDOHIIRUWUHTXLUHGWRHIIHFWLYHO\FOHDQWKHEODQNHWXVLQJWKHWHVWSURGXFWZLOOEH HYDOXDWHGDQGUHSRUWHG7KLVLVDVXEMHFWLYHMXGJHPHQWEDVHGRQWKHH[SHULHQFHRIWKHSUHVV RSHUDWRU

C.1.5 Duration of the Cleaning Cycle

7KHPHDVXUHGWLPHZLOOEHWKHHQWLUHFOHDQLQJF\FOHIURPSUHVVVKXWGRZQWRFRPSOHWLRQRI WKHFOHDQLQJSURFHVV WKLVH[FOXGHVDQ\DFWLYLW\XQUHODWHGWREODQNHWFOHDQLQJ 7KLVLQIRUPDWLRQ ZKHQFRUUHODWHGZLWKODERUDQGSUHVVWLPHFRVWVZLOODWWHPSWWRPHDVXUHWKHWRWDOFRVWVDVVRFLDWHG ZLWKWKHXVHRIWKHSURGXFW

C.1.6 Effectiveness of the Blanket Wash Solution

7KLV ZLOO EH WKH VXEMHFWLYH MXGJHPHQW RI WKH SUHVV RSHUDWRU  7KH EDVLF FULWHULD ZLOO EH ZKHWKHU WKH EODQNHW LV VXIILFLHQWO\ FOHDQ WR UHVXPH SULQWLQJ EDVHG RQ WKH MXGJHPHQW RI WKH RSHUDWRU90 31DSKWKDZLOOEHXVHGDVWKHEDVHOLQHEODQNHWZDVKWRPHDVXUHDWHVWVROXWLRQ V HIILFDF\DQGWKHRSHUDWRUVKRXOGDOVRFRPSDUHDJDLQVWZKDWLVQRUPDOO\XVHGRQWKHSUHVV

C.1.7 Printing Equipment and Ink

,QIRUPDWLRQZLOOLQFOXGHWKHPDQXIDFWXUHUW\SHDQGDJHRIWKHSUHVVWKHEODQNHWDQGWKH LQNDQGWKHOHQJWKRISUHVVUXQSULRUWREODQNHWZDVK7KLVLVEDVLFDOO\GHVFULSWLYHLQIRUPDWLRQ WKDWPD\DVVLVWLQGLVFRYHULQJDQGUHSRUWLQJLQFRPSDWLELOLWLHVEHWZHHQWKHEODQNHWZDVKHVDQG HTXLSPHQWRULQNV$GGLWLRQDOO\WKHW\SHRISULQWLQJMREW\SHRIIRXQWDLQVROXWLRQSDSHUVL]H UHODWLYHWRSUHVVVL]HSDSHUW\SHEULHIGHVFULSWLRQRIEODQNHWFRQGLWLRQ 1RWHWKHEODQNHWXVHG VKRXOGEHUXQDEOHZLWKQRVPDVKHVRUUHSDLUV DORQJZLWKDJHQHUDOGHVFULSWLRQ OLJKWPHGLXPDQG KHDY\ RILQNFRYHUDJHZLOODOVREHUHSRUWHG

C.2 DEMONSTRATION METHODOLOGY

C.2.1 Product Pre-Screening and Masking

7KHSURMHFWZLOOGHPRQVWUDWHDOWHUQDWLYHEODQNHWZDVKHV3URGXFWVSURGXFWLQIRUPDWLRQ DQG0DWHULDO6DIHW\'DWD6KHHWV 06'6 ZLOOEHVXEPLWWHGE\VXSSOLHUVLQSURSHUO\ODEHOHGJHQHULF FRPPHUFLDO FRQWDLQHUV WR DQ LQGHSHQGHQW ODERUDWRU\ HJ *UDSKLF $UWV 7HFKQLFDO )RXQGDWLRQ *$7) RUXQLYHUVLW\ 7KHLQGHSHQGHQWODERUDWRU\ZLOOWHVWWKHIODVKSRLQWDQGYRODWLOHRUJDQLF FKHPLFDO 92& FRQWHQWRIWKHDOWHUQDWLYHEODQNHWZDVKHV7KHYDSRUSUHVVXUHRIWKHSURGXFWZLOO EHVXEPLWWHGE\WKHVXSSOLHU WKHVXSSOLHUZLOOQRWHZKHWKHUWKHYDSRUSUHVVXUHLVEDVHGRQD FDOFXODWLRQRUWHVWGDWD 7KHS+RIWKHSURGXFWZLOOEHSURYLGHGE\WKHVXSSOLHUDQGZLOOEHYHULILHG E\WKHODERUDWRU\6XSSOLHUVZLVKLQJWRSDUWLFLSDWHLQWKHSHUIRUPDQFHGHPRQVWUDWLRQZLOOKDYHWR PDNHGLUHFWDUUDQJHPHQWVZLWKWKHLQGHSHQGHQWODERUDWRU\

C-2 APPENDIX C

7KHODERUDWRU\ZLOOPDVNDOOSURGXFWVE\UHPRYLQJWKHWUDGHQDPHVDQGPDQXIDFWXUHUIURP WKHFRQWDLQHUVDQGDVVLJQHDFKVDPSOHDUDQGRP,'QXPEHU6XSSOLHUVZLOOSURYLGHDPDVNHG 06'6LQDGGLWLRQWRWKHVWDQGDUG06'6VHQWIRUVKLSSLQJ7KH\ZLOODOVRJLYHGLUHFWLRQVIRUXVH RIWKHSURGXFWZLWKRXWDQ\LGHQWLI\LQJQDPHVODEHOVRUFKDUDFWHULVWLFV

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

C.2.2 Documentation of Existing Conditions at Volunteer Facility

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

7KHREVHUYHUZLOOUHFRUGWKHSURGXFWQDPHDQGFOHDQLQJSURFHGXUHIRUWKHEODQNHWZDVK FXUUHQWO\XVHGE\WKHFRPSDQ\7KHREVHUYHUZLOOUHFRUGWKHFRVWRIWKHFXUUHQWEODQNHWZDVK VROXWLRQ7KHREVHUYHUZLOODOVRUHFRUGKRZWKHSURGXFWLVEHLQJVWRUHG LQEXONDQGDWWKHSUHVV DQGGLVSRVHGRIDVZDVWH

7KHREVHUYHUZLOOGRFXPHQWWKHFXUUHQWSUDFWLFHVE\REVHUYLQJWKHFOHDQXSRIDEODQNHW XWLOL]LQJWKHFRPSDQ\ VFXUUHQWSURGXFW7KLVZLOOLQFOXGHDQ\SUHDSSOLFDWLRQGLOXWLRQRIWKH SURGXFW7KHREVHUYHUZLOOPHDVXUHWKHTXDQWLW\XVHGIRUWKHFOHDQLQJZLWKWKHFRPSDQ\ VFXUUHQW

a A contract is currently being prepared by EPA to staff this function. This observer will not provide technical assistance to the printers. The observer will serve to document the demonstration and record the operators observations. The observer will ensure the operator performs the demonstration according to the final approved methodology. The observer will additionally serve as the press operators conduit to the technical assistance personnel. This conduit is necessary so as to clearly document the direction given and the actions taken.

C-3 APPENDIX C

EODQNHWZDVKVROXWLRQDQGUHFRUGWKHWLPHUHTXLUHGIRUWKHFOHDQXS7KHSUHVVPDQZLOOXVHDFOHDQ UDJWRFOHDQWKHEODQNHWDQGWKHREVHUYHUZLOOUHFRUGWKHVL]HDQGZHLJKWRIWKHUDJVXVHGIRU FOHDQLQJEHIRUHDQGDIWHUWKHFOHDQLQJ7KLVZLOOSURYLGHDQHVWLPDWHRIWKHUHWHQWLRQIDFWRURIWKH SURGXFW

7KHREVHUYHUZLOOGHVFULEHWKHGHQVLW\RIWKHLPDJHFXUUHQWO\EHLQJSULQWHGDQGZLOOUHFRUG LQIRUPDWLRQRQWKHUHODWLYHIUHTXHQF\RIEODQNHWFOHDQLQJ7KHREVHUYHUZLOOGRFXPHQWWKHQXPEHU RILPDJHVUHTXLUHGWRREWDLQDQDFFHSWDEOHSULQW

C.2.3 Establishing Evaluation Baseline at Volunteer Facility

7KH EODQNHW ZLOO EH FOHDQHG E\ WKH SUHVV RSHUDWRU XVLQJ WKH EDVHOLQH VROXWLRQ 90 3 1DSKWKD 7KLVLQLWLDO FOHDQLQJ ZLOO VHUYH WR IDPLOLDUL]H WKH SUHVV RSHUDWRU ZLWK WKH EDVHOLQH SURGXFWSHUIRUPDQFH7KHSULQWHUZLOOFRPSDUHWKHEDVHOLQHVROXWLRQZLWKWKHEODQNHWZDVKWKDW LV W\SLFDOO\ XVHG  ,W KDV EHHQ VXJJHVWHG WKDW WKLV LQLWLDO FOHDQLQJ VKRXOG QRW EH XVHG IRU FRPSDUDWLYH SXUSRVHV EXW WKH LQIRUPDWLRQ QRWHG EHORZ LQ 6HFWLRQ % VKRXOG EH QRWHG IRU UHIHUHQFHLQDQ\FDVH

C.2.4 Demonstration

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ress Operator Evaluation

$WWKHFRPSOHWLRQRIWKHVHF\FOHVWKHSUHVVRSHUDWRUZLOOVXEMHFWLYHO\HYDOXDWHWKHFRQGLWLRQ RIWKHEODQNHWLHVFDOLQJSLFNLQJHWF$GGLWLRQDOO\WKHRSHUDWRUZLOOHYDOXDWHWKHHDVHRIXVH DQGSHUIRUPDQFHRIWKHEDVHOLQHVROXWLRQ7KHREVHUYHUZLOOGHVFULEHWKHGHQVLW\RIWKHLPDJH FXUUHQWO\EHLQJSULQWHG7KHREVHUYHUZLOOGRFXPHQWWKHQXPEHURILPDJHVUHTXLUHGWRREWDLQDQ DFFHSWDEOHSULQWLPDJHIRUHDFKRIWKHFOHDQLQJF\FOHV

C.2.6 Resetting the Blanket

7KHEODQNHWZLOOEHFOHDQHGE\WKHSUHVVRSHUDWRUXVLQJWKHWHVWEODQNHWZDVKVROXWLRQ7KLV LQLWLDO FOHDQLQJ ZLOO VHUYH WR IDPLOLDUL]H WKH SUHVV RSHUDWRU ZLWK WKH SURGXFW DQG WR DYRLG FRPSOLFDWLRQVZLWKWKHSUHYLRXVO\XVHGVROXWLRQV7KHSUHVVRSHUDWRUVKRXOGPHDVXUHWKHYROXPH DIWHU HDFK FOHDQLQJ WKH YROXPH XVHG LQ WKH LQLWLDO FOHDQLQJ PD\ QRW EH XVHG IRU FRPSDUDWLYH SXUSRVHV   C.2.7 Demonstration

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

C-4 APPENDIX C

C.2.8 Press Operator Evaluation

$WWKHFRPSOHWLRQRIWKHVHF\FOHVWKHSUHVVRSHUDWRUZLOOVXEMHFWLYHO\HYDOXDWHWKHFRQGLWLRQ RIWKHEODQNHWLHVFDOLQJSLFNLQJHWF$GGLWLRQDOO\WKHSUHVVRSHUDWRUZLOOGRFXPHQWWKHGHQVLW\ RIWKHODVWSULQWHGLPDJH7KHSUHVVRSHUDWRUZLOOGRFXPHQWWKHQXPEHURILPDJHVUHTXLUHGWR REWDLQDQDFFHSWDEOHSULQWLPDJHIRUHDFKRIWKHFOHDQLQJF\FOHV7KHSUHVVRSHUDWRUZLOOFRPSDUH WKHUHODWLYHSHUIRUPDQFHRIWKHWHVWVROXWLRQDVFRPSDUHGWRWKHEDVHOLQHVROXWLRQ

C.2.9 Long Term Test

$IWHUFRPSOHWLRQRIWKHDERYHGHPRQVWUDWLRQDORQJHUWHUPWHVWZLOOEHSHUIRUPHGE\WKH SULQWHU7KLVWHVWZLOOFRQVLVWRIFRQWLQXHGXVHRIWKHVXSSOLHGSURGXFWIRUDSHULRGRIRQHZHHN 7KHEODQNHWZLOOQRWEHFOHDQHGZLWKDQ\RWKHUVROXWLRQVXQWLOWKHREVHUYHUUHWXUQV7KHSUHVV RSHUDWRUZLOOUHFRUGWKHWRWDOQXPEHURIFRSLHVSULQWHGWKHQXPEHUDQGUHODWLYHIUHTXHQF\RI EODQNHWZDVKHVSHUIRUPHGWKHYROXPHRISURGXFWXVHGIRUHDFKEODQNHWZDVKWKHWRWDODPRXQW RISURGXFWXVHGDQGWKHQXPEHURILPDJHVUHTXLUHGWRREWDLQDQDFFHSWDEOHSULQWTXDOLW\IRUHDFK FOHDQLQJF\FOH

$WWKHFRPSOHWLRQRIWKLVSKDVHWKHREVHUYHUZLOOUHWXUQWRWKHVKRSDQGZLOOUHFRUGWKH SUHVVRSHUDWRU VGDWD7KHREVHUYHUZLOOWKHQGRFXPHQWWKHSURFHGXUHVXVHGLQDILQDOFOHDQLQJRI WKHEODQNHWE\WKHSUHVVRSHUDWRU7KLVZLOOLQGLFDWHZKHWKHUWKHUHKDVEHHQDQ\GHYLDWLRQIURP WKHLQLWLDOFOHDQLQJSURFHGXUHE\WKHSUHVVRSHUDWRU,IWKHUHKDVEHHQDGHYLDWLRQWKHREVHUYHU VKDOOUHFRUGWKHUHDVRQVIRUWKHGHYLDWLRQ

7KHSUHVVRSHUDWRUZLOOWKHQHYDOXDWHWKHFRQGLWLRQRIWKHEODQNHWDQGGHVFULEHWKHGHQVLW\ RIWKHSURGXFWFXUUHQWO\EHLQJSULQWHG

,IDWDQ\WLPHGXULQJWKLVSKDVHRIWKHGHPRQVWUDWLRQWKHUHLVSUREOHPZLWKWKHVROXWLRQRU WKHSUHVVWKHSUHVVRSHUDWRURUFRPSDQ\SRLQWRIFRQWDFWZLOOGRFXPHQWWKHSUREOHPDVVSHFLILFDOO\ DVSRVVLEOHDQGFDOOWKHWHFKQLFDODVVLVWDQFHSURYLGHUE IRUJXLGDQFH$Q\FRUUHFWLYHDFWLRQZLOOEH GRFXPHQWHGE\ERWKWKHWHFKQLFDODVVLVWDQFHSURYLGHUDQGWKHSUHVVRSHUDWRU7KHREVHUYHUZLOO UHFRUGWKHDFWLRQVGRFXPHQWHGE\WKHSUHVVRSHUDWRU

C.2.10 Trouble Shooting

,ISUREOHPVDULVHGXULQJWKHILHOGGHPRQVWUDWLRQRIWKHEODQNHWVROXWLRQVWKHIROORZLQJ SURFHGXUHVZLOOEHIROORZHG,IWKHREVHUYHULVSUHVHQWWKHSUREOHPZLOOEHGRFXPHQWHGDQGWKH REVHUYHUZLOOFDOOWKHWHFKQLFDODVVLVWDQFHSURYLGHUIRUJXLGDQFH,IWKHREVHUYHULVQRWSUHVHQWWKH SUHVVRSHUDWRUZLOOGRFXPHQWWKHSUREOHPDQGFRQWDFWWKHWHFKQLFDODVVLVWDQFHSURYLGHU

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

b A contract will be prepared by EPA to staff this function. The technical assistance provider (i.e., GATF, university, etc.) will be available to trouble-shoot during the field demonstration portion of the project.

C-5 APPENDIX C

7KHREVHUYHUDQGRUWKHWHFKQLFDODVVLVWDQFHSURYLGHUZLOOGRFXPHQWDOODFWLRQVUHFRPPHQGHGDQG WDNHQ

,IWKHUHFRPPHQGDWLRQVSURYLGHGE\WKHWHFKQLFDODVVLVWDQFHSURYLGHUDUHXQVXFFHVVIXOWKH SUHVV RSHUDWRU ZLOO WKHQ DWWHPSW WR VROYH WKH SUREOHP  7KH REVHUYHU DQGRU WKH WHFKQLFDO DVVLVWDQFHSURYLGHUZLOOGRFXPHQWWKHDFWLRQVWDNHQE\WKHSUHVVRSHUDWRUDQGWKHVXFFHVVRU IDLOXUHRIWKHDFWLRQV

7KHDERYHSURFHGXUHVZLOOEHUHSHDWHGIRUHDFKSURGXFWWHVWHGDWWKHSULQWHUWHVWVLWH

C.2.11 Results and Final Report

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

C-6 APPENDIX C

C.3 BLANKET SWELL TEST

7KH SXUSRVH RI WKLV WHVW LV WR GHWHUPLQH WKH HIIHFW RI EODQNHW ZDVKHV RQ OLWKRJUDSKLF EODQNHWVE\PHDVXULQJDQ\FKDQJHLQWKLFNQHVVE\WKHXVHRIDPLFURPHWHU

(TXLSPHQW

&U\VWDOOL]DWLRQ'LVK &DG\*DXJH JDXJHLQFK 6ZHOO7HVW&ODPS [LQFKVTXDUHVFRPSUHVVLEOHEODQNHWV 90 31DSKWKD9DUQLVK0DNHUV DQG3DLQWHUV 1DSKWKDSHWUROHXPIUDFWLRQVPHHWLQJ$670 VSHFLILFDWLRQV 'LVWLOODWLRQUDQJHDWPP+JDW(&JUHDWHUWKDQDW(& 9DULRXV%ODQNHW:DVKHV

([SHULPHQWDO3URFHGXUH

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

3HUFHQW6ZHOO )LQDO&DOLSHU,QLWLDO&DOLSHU[ ,QLWLDO&DOLSHU

C-7 APPENDIX C

6DPSOH &DOLSHU&KDQJH$IWHU+RXU &DOLSHU&KDQJH$IWHU+RXUV

&RQWURO  90 31DSKWKD





























7HPSHUDWXUHBBBBBBBBBBBBBBBBBBBBBBBBBB

5HODWLYH+XPLGLW\BBBBBBBBBBBBBBBBBBBBB

%ODQNHW7\SHBBBBBBBBBBBBBBBBBBBBBBBBBB

C-8 APPENDIX C

C.4 WASHABILITY/WIPE TEST

(TXLSPHQW

,QN6KHHWIHG3URFHVV%ODFN %ODQNHW&RPSUHVVLEOH%ODQNHW&XW,QWR6TXDUHV 4XLFNSHHN%UD\HU$SSDUDWXV *DUGQHU6FUXEEHU$SSDUDWXV *UDGXDWHG&\OLQGHU &RQWURO%ODQNHW:DVK90 31DSKWKD 3OD\WH[Š3DQW\6KLHOG 6WDWXV75HIOHFWLYH'HQVLWRPHWHU 6WDQGDUG:DWW%ORZ'U\HU 9DULRXV&DQGLGDWH%ODQNHW:DVKHV

([SHULPHQWDO3URFHGXUH

7KHSURFHGXUHLQYROYHVDQLQLWLDOHYDOXDWLRQE\XVLQJERWKDGU\DQGZHWLQNILOPGUDZQ GRZQRQVHSDUDWHSLHFHVRIEODQNHWXVLQJDTXLFNSHHNEUD\HUDSSDUDWXV7KHLQNVWULSHVZLOO PHDVXUHLQFKHVZLGHDQGILYHLQFKHVLQOHQJWK7KHDPRXQWRILQNDSSOLHGZLOOEHGHWHUPLQHG E\XVLQJRQHVPDOORUODUJHKROHRQWKH4XLFNSHHNDSSDUDWXV7KHEODQNHWZLOOEHQHZDQGFOHDQHG ZLWKWKHVWDQGDUGSULRUWRDSSO\LQJWKHLQNILOPV2QHRIWKHLQNILOPVZLOOEHGULHGZLWKDVWDQGDUG EORZGU\HU

7KH SLHFH RI EODQNHW ZLOO WKHQ EH SODFHG LQWR WKH KROGHU RI WKH *DUGHQHU 6FUXEEHU $SSDUDWXV$PHDVXUHGYROXPHRIVWDQGDUGDQGFDQGLGDWHZDVKHVZLOOEHHYDOXDWHG7KHQXPEHU RIVWURNHVQHFHVVDU\WRFOHDQWKHEODQNHWZLWKWKHVWDQGDUGZLOOEHGHWHUPLQHG2QFHWKHDUHDKDV EHHQFOHDQHGZLWKWKHVWDQGDUGWKHGHQVLWRPHWHUZLOOEHXVHGWRHYDOXDWHWKHFOHDQOLQHVVRIWKH EODQNHW  (DFK FDQGLGDWH ZDVK ZLOO EH SODFHG RQWR D FOHDQ 3OD\WH[Š 3DQW\ 6KLHOG DQG WKH FOHDQOLQHVVRIWKHEODQNHWZLOOEHPHDVXUHGDIWHUWKHVDPHQXPEHURIVWURNHVIRXQGQHFHVVDU\E\ WKHVWDQGDUGLIWKHEODQNHWLVQRWFOHDQWKHQXPEHURIVWURNHVQHFHVVDU\WRFOHDQWKHEODQNHWZLOO EHQRWHG$Q\UHVLGXHRURWKHUXQXVXDOFRQGLWLRQVZLOOEHLQGLFDWHG  2QHRIWKHZHWLQNILOPVZLOOEHGULHGIRUPLQXWHVZLWKWKHEORZGU\HU7KHVDPHYROXPH RIVWDQGDUGDQGEODQNHWZDVKDVXVHGIRUWKHZHWLQNZLOOEHXVH7KHDERYHSURFHGXUHZLOOEH UHSHDWHG

7KH IROORZLQJ UHSUHVHQWV D PRUH GHWDLOHG UHYLHZ RI WKH VWHSE\ VWHS SURFHGXUH IRU WKH *DUGQHU6FUXEEHU$SSDUDWXV

$SLHFHRIEODQNHWLVFXWWRILWLQWRWKHKROGHURIWKH*DUGHQHU6FUXEEHUDSSDUDWXVDQG WKHVHFWLRQWREHVFUXEEHGLVGUDZQRQWKHEODQNHW$PHDVXUHGTXDQWLW\RILQNLVVSUHDG HYHQO\RQWRWKHVXUIDFHRIWKHEODQNHWLQVXULQJWKDWWKHWKLFNQHVVRIWKHLQNLVXQLIRUPLQ WKHDUHDWREHVFUXEEHG,QNLQJVKRXOGEHGRQHRQDFRXQWHURURWKHUOHYHOVXUIDFHLQNLQJ LQWKHKROGHUZLOOUHVXOWLQDQXQHYHQVXUIDFH

7KHZRRGHQEORFNLVXVHGWRKROGWKHVDPSOHFROOHFWRULQWKLVFDVHD3OD\WH[Š3DQW\ 6KLHOG$QHZGU\VKLHOGVKRXOGEHZHLJKHGZLWKRXWWKHFRDWHGSDSHUWKDWSURWHFWVWKH DGKHVLYH6ROYHQWZLOOEHSODFHGRQWKHVKLHOGQRWRQWKHLQNHGVXUIDFH7KHLQLWLDOZHLJKW RIWKHVKLHOGVKRXOGEHQRWHGDQGWKHVKLHOGSODFHGRQWKHZRRGHQEORFN$IIL[WKHVKLHOG RQWKHVLGHRIWKHEORFNQRWPDUNHGWRSEORFNXVLQJWKHVKLHOG VDGKHVLYHDQGSODFHWKH EORFNLQLWVKROGHU0DNHVXUHWKHVKLHOGHQGVDUHLQVLGHWKHPHWDOKROGHU7KH\FDQEH

C-9 APPENDIX C

IRUFHGLQE\KDQGRUKHOGZLWKWKXPEWDFNV8VHWKHVLGHVFUHZWRLQVXUHWKHEORFNLVKHOG VHFXUHO\

3UHSDUHDSLSHWZLWKP/RIVWDQGDUGVROYHQW,QVXUHWKDWWKH6FUXEEHUFRXQWHULV UHVHWDQGWKDWWKHKROGHULVLQDSRVLWLRQZKHUHLWFDQEHVWRSSHGDIWHUWKHWHVW7KHIDU ULJKWKDQGVLGHRIWKHWUD\LVVXJJHVWHG

3ODFHWKHLQNHGEODQNHWLQWRWKHWUD\+ROGWKHZRRGHQEORFNZLWKWKHSDQW\VKLHOGXS DQGDZD\IURPWKHLQNHGVXUIDFHVRWKDWQRLQNJHWVRQWKHSDQW\VKLHOG3LSHWWKHZDVK RQWRWKHSDGXVLQJDVZLUOLQJPRWLRQWRHYHQO\GLVWULEXWHWKHVROYHQWRYHUWKHVXUIDFH

7XUQWKHSDGRYHUDQGVWDUWWKHVFUXEEHU,WVKRXOGEHDOORZHGWRJREDFNDQGIRUWK WLPHV$WWKHFRPSOHWLRQRIWKHODVWF\FOHOLIWWKHSDGRIIWKHEODQNHWVXUIDFH

/LIWWKHWUD\DQGEODQNHWRXWRIWKHDSSDUDWXV

5HPRYHWKHEORFNKROGHUDQGUHPRYHWKHSDQW\VKLHOG3ODFHLQD&IRUFHGGUDIW RYHQIRUKRXUVWRGULYHRIIWKHVROYHQW:HLJKWKHGULHGSDQW\VKLHOGDQGQRWHWKHZHLJKW

&OHDQWKHSLHFHRIEODQNHWDQGUHLQNWRSHUIRUPPRUHWHVWV

&RPSOHWHWKHWHVWVIRUWKHEODQNHWZDVKPDWHULDOVEHLQJWHVWHGZLWKUHSOLFDWLRQVHDFK 5HSHDWWKHWHVWXVLQJWKHVWDQGDUGVROYHQWXSRQFRPSOHWLRQRIWKHWHVWVHULHV

 1RWH$PRGLILHGPHWKRGPD\QHHGWREHGHYHORSHGIRUDTXHRXVFOHDQHUV

C-10 APPENDIX D PERFORMANCE DEMONSTRATION OBSERVER SHEETS

7KHIROORZLQJIRXUIRUPV VKRZQRQWKHIROORZLQJSDJHV ZHUHXVHGE\WKHREVHUYHUVDQG SULQWHUVWRUHFRUGLQIRUPDWLRQIRUWKHSHUIRUPDQFHGHPRQVWUDWLRQV

'2EVHUYHU V(YDOXDWLRQ6KHHW '2EVHUYHU V3HUIRUPDQFH(YDOXDWLRQ6KHHW '3ULQWHU V(YDOXDWLRQ6KHHW '(QGRI:HHN)ROORZXS4XHVWLRQQDLUH

D-1 APPENDIX D

D.1 OBSERVER'S EVALUATION SHEET

FACILITY NAME: ______DATE: ______

Ask each participating printer in the substitute blanket wash performance demonstrations, to answer these questions when you call to schedule your visit to their facility. Once on-site, verify the answers.

1. Printing process Approximately what percentage of your business (based on annual sales) is in the following segments? Please check all boxes that apply.

<50% 50 - 95% 95 - 100%

Lithography/Offset ** *

Gravure ** *

Flexography ** *

Screen printing ** *

Letterpress ** *

Other (specify) ** *

2. Products What percentage of your lithography business (based on annual sales) is in the following products? Please check all boxes that apply.

<50% 50 - 95% 95 - 100%

Commercial Printing ***

Direct-mail Products ***

Business Forms ***

Publications (other than news) ***

Packaging ***

News ***

Other (specify) ***

3. General Facility Information How many employees are at this location? ______

How many employees work in the press room? ______

How many shifts does your facility run per day? ______

D-2 APPENDIX D

4. Press Type(s) Describe the press(es) that will be used for the performance demonstrations. The required press size is in the 19" x 26" class.

1. Press size: # of print units: Print speed: ______(in. x in.) ______(# impressions/hour)

2. Press size: # of print units: Print speed: ______(in. x in.) ______(# impressions/hour)

5. Blanket information On the press(es) that will be used for the demonstration, what is the average number of times a blanket is washed per shift? ______

What type of blanket do you use on the press(es) that will be used for the demo: - Manufacturer: ______

- Type (e.g., 3-ply compressible, etc.) ______

- Number of impressions on this blanket prior to the demonstrations: 1 week or less...* 1 week to 3 months...* 3 months or more...*

- Do you have any automatic blanket washers in your facility? ______

6. Blanket Washes

Press Trade Name of Blanket Cost Dilution Ink Type(s) Used in Wash/Manufacturer ($/gallon Ratio Demo. ) (wash:water )

conventional * vegetable oil-based * UV * waterless * other______*

conventional * vegetable oil-based * UV * waterless * other______*

7. Experience with Substitute Blanket Washes a. Have you tried any substitute blanket washes for environmental or worker health and safety reasons? - Did the substitute wash work better, the same, or worse than your old wash? Why?

D-3 APPENDIX D

b. Besides substitute washes, have you changed any equipment, procedures or work practices that reduced your use of blanket wash solution or reduced the time required to wash the blanket? Yes.....* No.....* - If yes, please describe:

8a. Cleaning Procedure - CURRENT PRODUCT Record blanket cleaning procedure using the chart below and the space at the bottom of the page for additional comments. In each column, check all that apply.

Method for Applying Type of Wipe Avg. No. of Wipes Method for Wipes Blanket Wash Used to Clean Used/Cleaning Removing Excess Management the Blanket (cleaning+excess) Wash from Blanket

Use squirt bottle * Disposabl * 1-2 * Clean dry * Send off-site * to spray directly e rag for laundering on blanket Size:______

Use squirt bottle * Wet * 2-4 * Clean wet * Launder on- * to spray on wipe rag site and apply wipe Dry * to blanket 4-6 * Allow to * Dispose of as Dip wipe in * evaporate hazardous blanket wash Reusable * waste and apply to blanket

Use safety * Size:______plunger can 6-8 * No excess * Dispose of as * * Wet non- hazardous Dry * waste

None Used * 8-10 * Other * (specify) * * Other * Other Other * Other (specify)(specify) (specify) (specify)

• Was the rotation of the blanket during washing (circle one): manual or automatic?

• Note any other steps taken in washing the blanket:

• For the current blanket wash product, ask the press operator if there are ever any variations in the cleaning procedure, and if so, under what circumstances?

D-4 APPENDIX D

8b. Cleaning Procedure - BASELINE PRODUCT Clean the blanket using the baseline product, Naphtha, recording the required information on the observer's evaluation sheet for each cleaning.

• Note the condition of the blanket before cleaning:

• Weigh the Naphtha container before use. Record weight: ______

• Pour Naphtha onto a clean, dry wipe.

• Weigh the Naphtha container again. Record weight: ______

• Record the difference in weight on the evaluation sheet.

• Clean the blanket.

• Was the rotation of the blanket during washing (circle one): manual or automatic?

• Note any other steps taken in washing the blanket:

8c. Cleaning Procedure - SUBSTITUTE PRODUCT # ______Clean the blanket using the substitute blanket wash. Follow the manufacturers instructions and record the required information on the observer's evaluation sheet for each cleaning.

• Note the condition of the blanket before cleaning:

• Describe the cleaning procedure:

• Was the rotation of the blanket during washing (circle one): manual or automatic?

D-5 APPENDIX D

D.2 OBSERVER'S PERFORMANCE EVALUATION SHEET

Facility Name______Date ______

Demo Type: (Check one and enter wash #) Current Wash ______Baseline Wash ______Substitute Wash ______(enter code # ______) Wash # ______(1 - 3) Wash # ______(1 - 5)

Ink used before wash-up Specify ink color, type, and manufacturer: conventional ...... * vegetable oil-based....* other (specify) ______

Run length Record length of run (# impressions) ______

Ink coverage (obtain a (check one): sample sheet for each level of Heavy______Medium______Light______coverage)

Substrate Record substrate printed:

Drying time Time from end of press run to start of blanket wash: ______minutes

Dilution ______(enter wash:water ratio or "none" if used at full strength)

Quantity of wash used ______ounces (pour wash on wipe; record volume of wash poured)

Cleaning time ______minutes (time for blanket cleaning only)

______rotations (corresponding number of blanket rotations)

Ease of cleaning (check one for each question): • Compared to your standard wash, was the effort needed: Lower______Same______Higher______

• Compared to the baseline wash, was the effort needed: Lower______Same______Higher______

• Did the wash cut the ink: Well____ Satisfactorily____ Unsatisfactorily____

Excess wash Did you have to remove excess wash? (check one) Yes ______No______

If "Yes", how was it removed? (check all that apply): Wet wipe____ Dry wipe____ Allow to evaporate____

Wipes used Enter the total number of fresh wipes used for blanket washing (includes both wipes used for washing and for removing excess wash): ______

D-6 APPENDIX D

Odor (check one): Odor not noticed______Odor detected______Strong odor______

Printer's opinion of the The wash performance was (check one): wash performance? Good______Fair______Poor______

Examine the blanket Evaluate the blanket appearance after the wash:

Printing after the wash Specify the ink color and type used after the wash:

How many impressions were run to get back to acceptable quality? ______

Does the printer think the wash caused problems with the print quality? Yes or No If yes, explain:

D-7 APPENDIX D

D.3 PRINTER'S EVALUATION SHEET

Facility name: ______Date: ______

Press Operator's Initials: ______

Answer these questions for the BLANKET WASH ONLY (do not include the roller cleaning)

Ink used Specify ink color: ______before wash-up Specify ink type: conventional...... * other______vegetable oil-based...*

Record length of run: Run length # impressions = ______

circle one: Ink coverage Estimate the image coverage: Heavy Medium Light

Quantity of wash used for this cleaning ______# of ounces from Portion Aid dispenser provided

Cleaning ______rotations (record the number of blanket rotations completed rotations during the blanket cleaning)

circle one: Ease of cleaning The effort needed to clean the blanket was: Low Medium High

Wipes used Number of fresh wipes used for blanket washing: ______

What is your circle one: opinion of The wash performance was: Good Fair Poor this blanket wash?

Examine the Is there any residue, debris, etc. on the blanket? Yes.....* No.....* blanket If yes, please explain: condition after the wash

Printing after How many impressions were run to get back to acceptable print quality? the wash Did the blanket wash cause problems with the print quality? Yes...* No...* If yes, please explain:

Comments or suggestions - Use the back of this sheet or the space below for any comments:

D-8 APPENDIX D

D.4 END-OF-WEEK FOLLOW-UP QUESTIONNAIRE

End of Week Follow-Up to Lithographers

At the end of the week-long demonstration, contact the press operator who used the blanket wash either in-person or by phone. Interview the operator to determine if there were any problems, changes, or concerns since your visit. If you are contacting them by phone, remind them to send in the completed forms immediately.

Facility Name ______Substitute Wash # ______

1. In your opinion, was the performance of the substitute wash better, worse, or about the same as your standard wash? Why?

2. Did you find any conditions where the wash did not work? (e.g., a certain ink type, ink color, or especially heavy coverage). If so, describe the condition(s).

3. Have you changed the appliation procedure in any way? • Do you use more wash? • Have you changed the dilution? • Have you changed the method for removing excess wash?

4. Do you think the number of impressions required to get back to acceptable print quality is greater, the same, or less than were required using your standard blanket wash? Why?

5. Did you use any other blanket washes during the week on this blanket? Why?

6. Note the condition of the blanket

7. Do you have any other comments, concerns or problems regarding the substitute blanket wash?

D-9

APPENDIX E CATEGORIZATION FOR LITHOGRAPHIC BLANKET WASHES

7DEOH(SUHVHQWVWKHIROORZLQJFDWHJRULHVDQGFODVVVLILFDWLRQRIIRUPXODWLRQVWKDWZHUH GHYHORSHGE\WKH'I(/LWKRJUDSK\3URMHFW&RUH*URXSDQGUHYLHZHGE\WKHEODQNHWZDVKVXSSOLHUV 7KH FDWHJRUL]DWLRQ ZDV GHYHORSHG WR DVVLVW ZLWK WKH GHYHORSPHQW RI WKH 3HUIRUPDQFH 'HPRQVWUDWLRQV

Table E-1. Categories and Classifications of Formulations

Washes Category Mix All Pass1 to Demo 1. Vegetable fatty ester 1 1 26 26 29 29 1a. Vegetable fatty ester 14 14 (+glycol) 19 19 2. Ester/Petroleum 3 21 21 36 36 38 38 2a. Ester/Petroleum 6 6 (+surfactant) 11 11 18 40 40 3. Ester/Water 9 9 10 10 4. Petroleum 31 31 32 32 35 5. Petroleu/Terpene 13 13 15 6. Petroleum/Water 5 20 837 20 39 37 39 6a. Petroleum/Water (diluted 12 30 for use) 30 12 33 7. Water/Petroleum/Ester 22 22 34 34 8. Terpene 16 24 24 27 8a. Terpene (+ additives) 4 7 23 25 9. Detergent 17 well test (3.0%) and basic washability 1 indicates formulations passed blanket s

E-1

APPENDIX F COST OF ILLNESS VALUATION METHODS

6HYHUDODSSURDFKHVDUHDYDLODEOHWRHVWLPDWHWKHHFRQRPLFEHQHILWVRIUHGXFHGPRUELGLW\ HIIHFWV DVVRFLDWHG ZLWK SROOXWLRQ UHOHDVHV LQFOXGLQJ FRQWLQJHQW YDOXDWLRQ DYHUWLQJ EHKDYLRU KHGRQLFYDOXDWLRQDQGFRVWRILOOQHVVDSSURDFKHV7DEOH)SURYLGHVDEULHIVXPPDU\RIHDFK

Table F-1. Cost of Illness Valuation Methods

Valuation Method Description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

Source: Unsworth, Robert E. and James E. Neumann, Industrial Economics, Incorporated, Memorandum to Jim DeMocker, Office of Policy Analysis and Review, Review of Existing Value of Morbidity Avoidance Estimates: Draft Valuation Document. September 30, 1993.

F-1