In Search of Legal Transmission
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Department of History and Religious Studies In Search of Legal Transmission Inheritance and Compensation for Homicide in Medieval Secular Law — Miriam Tveit A dissertation for the degree of Philosophiae Doctor – July 2016 In Search of Legal Transmission – Inheritance and Compensation for Homicide in Medieval Secular Law Aknowledgements Several people and institutions have aided me in the process of producing this thesis. First of all, I am greatly indebted to my doctoral supervisor, Professor Lars Ivar Hansen. He provided incomparable advice and encouragement during the project. His knowledge and interest in inheritance and law is both impressive and inspiring. The Department of History at the University of Tromsø provided me with the opportunity and a four-year scholarship to develop this particular research project, for which I am grateful. A particular thanks goes to the multidisciplinary research programme Creating the New North for including me in their group, although my research undoubtedly smacked more of ‘the old south’. Our seminars provided me with valuable critical comments and advice on my chapters. Further, I thank friends and fellows Katri Somby and Elisabeth Librekt Olsen for the inspiring talks we have had about academic issues and, more often, about non-academic issues. I am also grateful to my current employer, North University, for providing favourable conditions under which I could complete this thesis, and I am particularly grateful to the historical research groups for their feedback on my continuous string of papers, and for providing an invigorating academic milieu. The international workshops ‘Encounter of Legal Cultures’ organised by Professor Jørn Øyrehagen Sunde and the Centre of Medieval Studies at the University of Bergen deserve credit for giving me the idea for the thesis and for the initial theoretical and methodological discussions concerning the forming of this project. Jørn also provided comprehensive feedback on both the totality and the details in the last stages of the process. I further owe many thanks Dr Philadelphia Ricketts for excellent copy editing of the manuscript, as well as for stimulating scholarly discussions and comments along the way. All remaining errors are my own. I have very much appreciated the ongoing support of family and friends and their honest attempts to be enthusiastic about medieval law. Particularly, I wish to thank my mother for her interest in my professional development. Finally, thanks to Steinar for being an inspiration and a motivator, as well as a significantly disturbing factor throughout the process. His dinners, proofreading and patience have been vital for this project to reach its end. Bodø, June 2016 Miriam i ii Contents Aknowledgements ................................................................................................................................................i Contents ............................................................................................................................................................. iii Abbreviations ...................................................................................................................................................... v 1. INTRODUCTION: TRANSMISSION OF LAW ........................................................................... 1 1.1 Aim and scope .............................................................................................................................................. 2 Inheritance and compensation for homicide .................................................................................. 6 1.2 Historiography ............................................................................................................................................ 10 Studies on transmission and transnational perspectives .............................................................. 11 Regional studies ............................................................................................................................ 14 Inheritance .................................................................................................................................... 16 Wergild and compensation ........................................................................................................... 17 Conclusion ........................................................................................................................................................ 18 2. SOURCES AND CONTEXT: MEDIEVAL SECULAR LAW .................................................... 19 2.1 Using normative sources: Law as image of ideal societies ......................................................................... 21 2.2 The legal sources and terminology ............................................................................................................. 24 Roman legal sources ..................................................................................................................... 24 The Germanic legal sources .......................................................................................................... 29 The English legal sources ............................................................................................................... 40 Scandinavian legal sources ............................................................................................................ 46 2.3 Making the law: Legislators and real legislators – the legal elite ............................................................... 52 The king as legislator ..................................................................................................................... 52 The legal elites of medieval Europe .............................................................................................. 53 Conclusion ........................................................................................................................................................ 60 3. APPROACHING TRANSMISSION OF LAW: THEORIES AND METHODOLOGIES ...... 61 3.1 Theories of legal transmission .................................................................................................................... 61 Transplants and filtration .............................................................................................................. 62 Modes of transmission .................................................................................................................. 69 3.2 Methodological reflections ........................................................................................................................ 71 Large scale comparisons, macro-causal analysis ........................................................................... 71 Comparison along diachronic and synchronic lines ...................................................................... 73 A hierarchy of probability .............................................................................................................. 76 Conclusion ........................................................................................................................................................ 79 4. LAWS ON INHERITANCE: SYSTEMS AND PRINCIPLES ................................................... 81 4.1 Two models of inheritance system ............................................................................................................ 85 4.2 Principles of inheritance ............................................................................................................................. 88 Conclusion ........................................................................................................................................................ 92 5. THE INHERITANCE SYSTEM AND PRINCIPLES IN ROMAN LAW ................................ 93 5.1 The basis of the Roman inheritance system ............................................................................................... 95 5.2 Developments through the praetor and imperial legislation ................................................................... 100 5.3 Towards a parentela system in late Roman law ....................................................................................... 102 Conclusion: Roman inheritance laws ............................................................................................................. 106 6. THE INHERITANCE SYSTEMS AND PRINCIPLES IN GERMANIC LAWS ................... 107 6.1 The Frankish legislation on inheritance .................................................................................................... 109 6.2 The inheritance laws of the Burgundian kings ......................................................................................... 116 6.3 The inheritance system in Visigothic law ................................................................................................. 123 iii 6.4 The inheritance laws of the Lombard kings ............................................................................................. 129 Conclusion: Germanic inheritance laws ......................................................................................................... 137 7. THE INHERITANCE SYSTEMS AND PRINCIPLES IN ENGLISH LAWS ....................... 141 7.1 Inheritance in the earliest English legislation ........................................................................................... 142 Legislation from Alfred to