The Development of U.S. Roman Catholic Church Lay Leaders
For a Future with Fewer Priests
A dissertation submitted to the
Division of Research and Advanced Studies of the University of Cincinnati
in partial fulfillment of the Requirements for the degree of
Doctor of Education (Ed.D)
in the Urban Educational Leadership program of the College of Education, Criminal Justice, and Human Services
2013
by
Gloria Jean Parker-Martin
B.S., University of Cincinnati, 1974 M.B.A., Xavier University, 1979
Committee Chair: Mary Brydon-Miller, PhD
ii
Abstract
The Catholic Church of the United States is facing a future with fewer priests. The diminishing number means many more parishes will be without a resident pastor, and some parishes will no longer have a priest available to them at all. The trend makes it more likely that new models of ministry will need to be launched to maintain Catholic faith communities throughout the country. It is likely more and more responsibility for the growth of such churches will rest with lay leaders. This study looks at the problem through the lens of Change Theory with the methodology of Action Research. This report examines the effects of the priest shortage trends on St. Anthony Parish in Madisonville, and the efforts to define the best ministerial and administrative structure for its lay people to position the parish within a Pastoral Region in the
Archdiocese of Cincinnati. For the U.S. Church to survive the laity must begin to take on roles that priests once held. There is a new vigor for the laity, particularly women, to assume stronger roles in the parishes. Lay people, church members who are not ordained, have always had some role in the Catholic Church. It was largely “pay, pray and obey,” until the late Twentieth
Century. Today there are more opportunities and a new urgency for the people to move from the passive parishioner stage to the engaged lay volunteer. This study discusses the challenges in that transformation, and highlights the urgency to develop training programs for lay leaders. The laity will play an important part in the church in the future, but at this point, they are not even at the table to participate in the discussion. With the shortage of priests comes a new vigor of the laity to take on more leadership roles in the church.
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ACKNOWLEDGEMENT
“and, realizing that I cannot hope to achieve these objectives by my own strength, I rely upon the power of God, for I can do all things through Christ which strengthens me"1
I wish to thank the S.A.L.T. committee Patricia Fedders, Malachi Lawrence, Richard
Taulbee, Sally VonLehman, and Rev. Leonard Wenke for bringing to life the wishes of a community of believers. Special thanks to Rev. Leonard Wenke for creating an environment where parishioners felt comfortable in expressing their opinion.
I would like to thank St. Anthony Catholic Church. The parishioners took the time to participate in a process that could change their way of thinking about the Catholic Church. They shared their hopes and concerns about the future of the church.
Thank you to my committee members, Mary Brydon-Miller, Rev. Jeffrey M. Kemper,
Patricia O’Reilly, Vanessa Allen-Brown, and Cheryll Dunn. You have been with me during this long journey. I value your insight into my topic and how you have helped me formalize the vision of how things can be for those in the struggle and how we as Catholics can influence the future of the church.
There are so many others I would like to thank, the editors, and there were many, members of the parish who encouraged me. I would like to acknowledge the prayer warriors that over the years have lifted me up when “things were not going well”.
Lastly, I would like to thank my mentor Vincent F.A. Golphin. We spent hours on the phone discussing the approaches about the paper and what process to use to help people understand their power in an institution with so much power over them. We also discussed the need for a Ministry of Service Program; I hope that those who read this dissertation will also see the need.
1 Philippians 4:13 iv
Dedication
“Only you are holy only you are worthy only you are wonderful for there’s no one else like you who is faithful ever true all my love my heart my life is a testimony”2
I am the great great-granddaughter of Elizabeth, great granddaughter of Jenny, granddaughter of Carrie and the daughter of Ruth. Today I stand on the shoulders of some very strong women. And so, I dedicate this journey to them. I especially dedicate my journey to Ruth
Parker Freeland my mother who passed on many years ago, yet she is constantly with me. She instilled in all of her children the importance of education. I dedicate this journey to Dale
Freeland who in his quite way made it possible for my mother to present educational opportunities to her children. I am the oldest of seven. As the oldest, it was my responsibility to be the role model for those behind me.
I dedicate my journey to my sisters and brothers. They are Barbara, Leonard, Sandra,
Dale, Darrell and Darnella. Now it is your turn to encourage your children to take the journey.
And to my son Damon and granddaughter Damonique, I want to thank you both. You were my inspiration to finish my journey. Now it is your turn.
To my husband and love, George Martin thank you for being so patient with me during this journey. It has been a long and sometimes very challenging journey yet you supported and encouraged me at each stage.
2 Words from the song “Only you are Holy” by Donnie McClurkin 1
Table of Contents
CONTENTS ...... 1
Personal Narrative ...... 5
Chapter 1 ...... 8
Introduction ...... 8
Why Change Theory? ...... 11
What are the approaches? ...... 12
What Model do we use? ...... 13
Approach to Change Theory ...... 14
Methodology ...... 16
Catholic Church of the United States ...... 16
Canon Law ...... 17
Only a Priest ...... 18
Shortage of Priests ...... 19
Laity ...... 20
Archdiocese of Cincinnati ...... 21
Futures Committee ...... 22
Priests of the Archdiocese of Cincinnati ...... 24
Significance of Study ...... 27
Research Questions ...... 27
Summary ...... 28
CHAPTER 2 ...... 31
Literature Review...... 31 2
Stages of Change Theory ...... 31
Principles of Change ...... 34
Leadership ...... 37
Changes in the Congregation ...... 40
Resistance to Change ...... 43
Implementation of Change ...... 43
Action Research ...... 45
Ethics...... 48
Action Research Process ...... 49
Purpose of Study ...... 51
CHAPTER 3 ...... 52
Methodology ...... 52
Research Questions ...... 52
Parish...... 53
St. Anthony Parish ...... 55
“What If” Committee ...... 58
CHAPTER 4 ...... 61
Research Process ...... 61
Stage 1 ...... 64
Archdiocese of Cincinnati ...... 68
Stage 2 ...... 74
Stage 3 ...... 83
CHAPTER 5 ...... 87 3
Summary ...... 87
Themes ...... 91
CHAPTER 6 ...... 96
Conclusion ...... 96
Introduction ...... 96
Change Theory ...... 99
Changes in the Congregation ...... 106
CHAPTER 7 ...... 109
For Future Researchers ...... 109
POST DISSERTATION ...... 111
GLOSSARY ...... 112
REFERRENCES ...... 116
APPENDIX ...... 124
Appendix A Responses to the Deanery Chair Questions ...... 125
Appendix B The Results of the Brainstorming ...... 127
Appendix C Training Session for the Facilitators ...... 128
Appendix D Change is Constant ...... 129
Appendix E Proposed Discussion Timetable ...... 134
Appendix F Leader’s Guide ...... 136
Appendix G Calendar ...... 138
Appendix H S.A.L.T. Small Group Gatherings ...... 140 4
Appendix I Summary of Questions ...... 153
Appendix J “Why should we reinvent the wheel? ...... 156
Appendix K Ministers of Service Program ...... 163
Appendix L Ministers of Service Program Course of Study ...... 166
Appendix M The Way We Were ...... 175
5
A Personal Narrative
I am only one, but still I am one, I cannot do everything, but still I can do something, and because I cannot do everything, I will not refuse to do something I can do.3
My first experience with the Roman Catholic Church was as a child in the West End of
Cincinnati. I lived in an all Black community. There were several churches in walking distance of my apartment, mostly protestant churches. However, across the street from me was Holy
Trinity Catholic Church and Jackson Public School, a school for Blacks. In 1954, an Italian group of priests, Sons of the Sacred Heart of Jesus, popularly known today as the Comboni
Missionaries arrived at Holy Trinity. Their U.S. mission was outreach to Native Americans and
Blacks although most of the international order’s work was in the Sudan and other parts of
Africa.
Their work during the late 1940’s and late 1950’s converted many Blacks to Catholicism.
During this period, there were over one thousand Blacks converted at Holy Trinity. I attended
Jackson School but was released early to attend classes at Holy Trinity. I was one of the many who attended Jackson School, but because of certain rules that were put on parents by the church, I was not able to attend Holy Trinity full time.
My mother, as many parents in the West End, felt that Catholic schools had the best education, but for me to become Catholic someone in my family had to be Catholic. This was a rule of the church. There were no Catholics in my family at that time. I continued along with my sister and brother to attend the classes. My experience was with the Sisters of the Blessed
Sacrament and the Comboni Fathers. They were all White. I did not experience any African
3 Frederick Douglass 6
American ministers until I saw Father Clarence Rivers many decades later. After Holy Trinity closed because of urban renewal, I continued in public school. I did not go to another Catholic church until seven years later.
My next experience in the Catholic Church was when I was in high school. My family relocated because of urban renewal and we ended up in the Avondale neighborhood of
Cincinnati, within walking distance of St. Andrews Church. It had been a while since I had attended a Catholic church. I entered the church and sat in the back. Their service was about the same, but there was something different. In the old Holy Trinity, the congregation was Black, but here the congregation was predominately White. There were a few Blacks but they were scattered in the church. There were four priests at the parish serving the community. I continued to go each Sunday, over the years, I moved closer to the front of the church. I moved because there seemed to be more room closer to the front. I noticed that there was more room because there were fewer people in the pews. It would seem that all the White parishioners were leaving and only the Blacks were still at the parish.
I was very active in St. Andrews. I was baptized, married and my son was baptized at St.
Andrews. I was introduced to the Minister of Service Program at St. Andrews. The program opened my eyes to the relationship between the church and the laity. The program was created to empower lay leaders. The mission statement of the Minister of Service Program was, “We have a commitment to educate and develop indigenous African-American leaders and others who minister to parishes located in predominately African-American communities within the
Archdiocese of Cincinnati”. I received training and spiritual guidance from the program. I graduated in the third class. 7
We later moved from Avondale to Bond Hill. We were required to become members of
St. Agnes. My son was part of the original kindergartners at St. Agnes School. I was very active in the parish and school. After my son graduated from high school and went to college, I decided to change parishes. I had some friends who had moved from St. Agnes to St. Anthony and they spoke highly of the parish. I visited and decided to stay. This has been my experience in the church. At each of the parishes, I have always been active even when I disagreed with the policy of the church. In writing this paper, I have a new appreciation of my role as a layperson in the church.
It was only logical that I wrote about the changes that would affect St. Anthony.
However, the changes are affecting all the parishes in the Archdiocese of Cincinnati and parishes in the U.S. My experience in the Catholic Church has given me an insight into the turmoil that parishioners have gone through. I lived through the Vatican II and felt the uncertainty of where the laity fit into the structure. My decision to select the topic for my dissertation came after a long talk with one of my advisor Dr. Pat O’Reilly. During our discussion, I shared that I was active in the church and had some questions about the church and its policy. She said, “then write about them”. And so, another stage of my journey with the Catholic Church begins.
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Chapter 1
Introduction
“…give us, O God, leaders whose hearts are large enough to match the breadth of our own souls and give us souls strong enough to follow leaders of vision and wisdom...” 4
The ancient philosopher, Heraclitus said, “only one thing never changes: change itself.”
The saying means that change is inevitable. Change will occur whether we want it or not. That thought drove Kurt Lewin (1951) and subsequent theorists such as Michael Fullan (1983, 2001,
2002) and Ronald G. Havelock (1995) to expound the concept of Change Theory, which applies the principles of Social Psychology and Education to real-life conflicts.
Change is an inconvenience. It is uncomfortable insofar as it makes us move from our safety zone to the unknown. When we think about change, we think of those things that confront us, that will challenge us as we move from the illusion that we control our lives toward the realities we cannot control. The shift in people’s behavior must come from his or her understanding of the things that need to change. Kurt Lewin (1951) formulated a three-stage
4 From a prayer written by Joan Chittister, OSB 9 model of change known, as the unfreezing-change-refreeze model requires that prior learning be discarded and replaced. The key is how individuals, organizations, and communities will change based on the new information. Lewin’s three-stage approach is evident in the sociology, psychology, and policy of the U.S. Catholic Church. The decrees of Second Vatican Council in
1963 sent clergy and laity into a spin. After centuries of tradition, the council conclusions offered new visions on the sacraments, role of the clergy and the laity, and the position of the
Church in the world. Congregations throughout the world have been impacted and struggled with the effects that evolved from those deliberations. One of the key results, an unseen consequence of bringing the sacred closer to the secular, is the rapid decline of vocations to the Catholic religious life, which led to a near-extinction crisis in priests, brothers, and nuns. Those groups were once the main elements in the administration and operation of Catholic ministry. For a global religious community that still largely has ordained members at its core, Change Theory is a useful lens to analyze the struggle to develop a new vision.
As a researcher in this study, I asked people in a faith community to unlearn a long-held conception of leadership. The goal was not to change core beliefs, but to ask the faith community to look again at their thoughts, perceptions, feeling or attitudes about the new information presented. As people experienced change, I noticed that counter to Lewin’s experience a dynamic force of resistance did not occur. Many of the participants were open to the idea of change. I will discuss my direct experience more thoroughly in later chapters.
Reading Lewin and other change theorists helped me discover that in the use of Action
Research, which was my main method, it is important to be very careful not to alienate the participants. People put up walls to protect their emotions, attitudes, and viewpoints. As part of 10 the Change Theory, the researcher must be able to present to the participants how the change will make a “better way” for them and the organization.
There is an expectation of learning in Change Theory and the fear of not being able to learn can cause anxiety on the part of people. An environment of psychological safety should be put into place to reduce anxiety within the participants. Knowing how participants receive and accept information will help the researcher determine the best environment to expose them to the process. When people feel at ease about the process, they will be open to share information with the researcher.
The researcher’s role is two-fold. He or she must balance the treatment of anxiety about the process with how to present the new information. The relationship with the participants has to be one of trust. The goal is to work slowly and carefully to give the participants the chance to absorb the information so that they can make conscious decisions about their acceptance of the change. Unfortunately, many projects are time driven and there may be little time to develop relationships. For change to take place there must be an acceptance of the process.
Researchers take on the role of motivators. They design strategies to get the participants to be able to accept the new information. One strategy is to involve the research subjects in the process of change by inviting them to participate in the process. In this process, there is a joint responsibility at each stage.
Change Theory should not start with assumptions. Researchers should investigate through surveys or interviews to find out what the subjects view as the cause of the circumstances. For example, Lewin studied a case about a gang of Italian Catholics who disrupted a synagogue service on Yom Kippur. The officials assumed that the Catholics, especially the four youths arrested for the incident, were anti-Semites. The psychologist created 11 a research team of Catholics, Jews, Negroes, and Protestants who first got the arrested youths into the custody of priests and the Catholic Big Brothers. The researchers brought together the widest possible group of members of the community. The research revealed that the action resulted from intercultural hostility, anti-Semitism. Instead of sending boys to prison, the research led officials to attack the problems that frustrated residents. They built better houses and recreational facilities, and expanded public transportation. The anger came from some
Catholics’ impressions that Jews automatically had more access to resources. In line with his broader theory, Lewin suggested that to allow people of different backgrounds equal access would bring about integration (Greathouse, 1997).
The understanding that can arise from the Action Research process helps guide those who want to guide change to achieve long-term goals. This information gained from the erasure of misperceptions may or may not conflict with the community’s stance but the process of presenting the new information will determine how the community will react.
Why Change Theory?
There is a need for good theories of change for those individuals who are involved with the development of communities, organizations, and individuals. Change theory helps researchers understand complex social processes that happen within to a community when major issues come up. The Theory of Change is very useful in helping a community that is looking at complex issues to be able to visualize how the change would be a benefit to them. As change agents, we need theory to help us ask the right questions which would help us to not only understand the issues, but prepare us to be able to determine the best process to assist communities to determine their own directions. By using a Change Theory, it puts the stakeholders on the same page when looking at the needs of their organization. The key to the 12 theory is to learn and observe change processes that already exist. There is no need to reinvent the wheel.
What are the approaches?
Problem solving is a process where an issue or problem is identified and procedures are coordinated to research, review, implement, and evaluate the process. One of the key elements of problem solving is the evaluation. The process can be set up in a sample environment to see how effective the change will be. If the process is not successful, then new parameters are set and the sampling is performed again. In this process, an outside consultant would work with the system to help in the process. This approach is good because it helps the participants to imagine a desired outcome (Evers, 1982; Fullan, 1983, 2001, 2002; Havelock & Zlotolow, 1995).
In the Community Builder’s Approach to change, the goal is to direct the community to think about what is the best method to bring about social change. Andrea A. Anderson (2011) while at The Aspen Institute Roundtable on Community Change introduced the approach. In this approach, it is necessary for the stakeholders to know the type of changes they would like to see.
For each stage of the process, Community Builder’s Approach (CBA) requires the participants to plan what the changes are, the time span for the process, and predicts the outcome. Pathway of
Change as defined by CBA is the road map that starts with the issues and directs the participants to the final destination, outcomes, with stops along the way. Indicators are a large part of the process, as they will record the success at each stage of the process.
For change to succeed under CBA, it must include vision, mission, culture, communication, strong leaders, and participation (Mabin, 2001). Change must make sense to those who choose to participate in a change process. The hope is that the stakeholders would 13 have some sense of the issues. For change to be successful there needs to be strong leadership, leaders who have the capability to visualize not only the process, but see the final goal.
What Model do we use?
For communities and organizations to go through a process of change there must be a formal process at each step of the change. The approaches described above are approaches of
Action Research. The goal is to identify variables that need to change and then visualize the outcome. A model for the participants is designed to take them through the stages of change.
Action Research brings that formal process for people to participate in change. Action research is a process that identifies problems and systematically determines a process to bring about change. Action Research gives the participants the opportunity to decide how change will take place at each stage of the process. Action Research allows the participants to buy into the process they design. This approach demands the researcher along with the people make a joint commitment to the research process. Action Research is the process by which change takes place. As such, Action Research has its own approach to change theory.
1. Planning - information is collected about the community and its issues; related
problems are reviewed and analyzed; at this stage all the stakeholders are on board.
2. Action - the plan of action is designed; evaluations are also put in to make certain the
results are achieved at each level; unpredictable factors are factored in at this stage.
3. Data Collection – data are collected and reviewed to make certain enough data are
collected to make final decision; problems can be discerned and solutions designed.
4. Interpretation – evaluation takes place at this stage, outcomes and impact on the
changes, accountability, and learning. 14
5. Outcome Reports – facts are shared with stakeholders who will be affected by the
change (Coghlan & Brannick, 2005; Sokol, 2004; Yukl, 2002).
Action Research by its very nature brings about change. At the completion of each of these stages, there is an opportunity for participants to review outcomes and determine the next steps in the process. Within the process, this gives the researcher a chance to connect the previous step in the process to the current.
Approach to Change Theory
When I first approached Change Theory, I was looking to understand how to change a religious institution to allow people to grow in the knowledge of how they become stakeholders in the structure. How this hierarchical structure governed from the top down would through a change process, allow those at the bottom of the structure to change an institution in place for over two thousand years. My knowledge as I began told me the institution would not allow this to happen. As many of the participants at St. Anthony’s Church, I saw the laity as passive participants in the institution, but discovered that those at the bottom of the hierarchical church have the capability to change their understandings of their role within the structure.
The laity has the capability to liberate themselves from old habits and ideas. Paulo Freire in his book Pedagogy of the Oppressed tells us that, “The pedagogy of the oppressed is the pedagogy of people engaged in the fight for their own liberation” (p. 35). Freire goes on to say,
“The pedagogy of the oppressed cannot be developed or practiced by the oppressors” (p. 36).
Granted the behavior of the laity has been learned over the centuries. The Catholic Church has taught their own practices and beliefs without regard for any input from the laity. Freire sees the oppressed writing their own story if they are to free themselves from the traditional pedagogy that they had been taught. They are struggling with trying to make sense of beliefs that they had 15 accepted in the past but now are causing conflict within them over issues that may have been relevant in the past but now seem obsolete. There is an opportunity of change because of a new way of thinking. Therefore, my approach had to change.
The approach was not to develop a process of change for the institution (oppressor), but to look at how a community of believers (oppressed) could engage in a process to liberate themselves from old habits and thoughts. My aim became to help the people to develop their own process of change. Fullan (2001) in his book The New Meaning of Educational Change states “The problem of meaning is one of how those involved in change can come to understand what it is that should change and how it can be best accomplished, while realizing that the what and how constantly interact and reshape each other” ( p. 8).
I am not talking about just any institution but a religious institution that has for centuries determined how a congregation behaves. Now with so many issues affecting the religious institution, “congregations need to learn how to assess their own situation and learn how to experiment in the uniqueness of their own setting” (Rendle, 1998, p. 4).
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Methodology
The methodology used for this study was Action Research, in which, “The researcher is not an omniscient observer but an active member of the organization, faced with the real problems confronting the organization” (Sokol, 2004, p.10). I am not only a member of the parish, but also hold a leadership position there. As Chair of Parish Pastoral Council and a member of St. Anthony in Madisonville, I have a stake in the outcome of the process and can influence the final decision. Action Research along with Change Theory was used to engage the parishioners in a process to determine the future of their parish. The traditional method of research would have the researcher observing the people, taking notes, and maybe collecting statistics about the subject. The parishioners would be outside of the process.
However, Change Theory demands that the researcher participates along with the people to bring about a change. They must be inside the process, which is the essence of Action
Research. This study looked at the St. Anthony parishioners’ abilities to understand the significance of the issues they faced. Overall, the goal was to help the parish members to decide what they can do to be able to continue as church.
The Catholic Church of the United States
The Catholic Church of the United States is facing a future with fewer priests. The diminishing number of priests means that many more parishes will be without a resident pastor.
Some parishes will no longer have a priest available to them at all. That means the liturgy and the sacraments, at which only priests can officiate, will be available on a more limited basis or not at all. The Catholic Church is facing a future where there will be a limited number of priests to baptize new members to the faith, preside at Mass or offer the sacrament of the Eucharist every week in every parish church. Historically, since the Middle Ages, the Catholic Church has 17 been perceived as being controlled by White men. These men, the Pope, Cardinals, Bishops and
Priests, are the ones in authoritarian control of the Catholic Church. They set the directions for the church, make decisions about the participation of the laity and women religious and set the framework within which the local churches would function.
Canon Law
Canon Law is the official law and regulator of the Catholic Church. The laws are a body of rules enforced by the Catholic Church. Section 1008 of the Canon Law states,
By divine institution, the sacrament of orders establishes some among the
Christian faithful as sacred ministers through an indelible character which marks
them. They are consecrated and designated, each according to his grade, to
nourish the people of God, fulfilling in the person of Christ the Head the functions
of teaching, sanctifying, and governing (The Vatican, 1983, Book IV).
It further goes on to state in Section 1024 “A baptized male alone receives sacred
ordination validly” (The Vatican, 1983, Book IV).
These two sections of the law clarify who can be accepted into the priesthood. Only men can be ordained priests. They must be unmarried, and obey the law of celibacy to receive the
Holy Orders, the rite of ordination, within the Catholic Church. An ordination is a sacrament received by those who have accepted the teachings of the church and have taken on the role of
Jesus Christ.
The priesthood is not a job it is a vocation. “They understand that it is their noble duty to shepherd the faithful and to recognize their ministries and charismas, so that all according to their proper roles may cooperate in this common undertaking with one mind” (Pope Paul VI,
1964, Chapter IV 30). They are helpers to the bishop who, appointed by the Pope, shepherd the 18 people of God in a specific area. The priest is accountable for the rituals of their role, teaching the doctrine of the church, to spread the word of Jesus Christ. They are responsible for the life of the communities they pastor. Throughout the nation, the Roman Catholic population has grown
21 percent since 1985, while the clerical ranks have declined by 15 percent. As of 2005, the average age of Catholic priests was 56. As time goes on, experts say the numbers of priests are expected to face a steady decline. So, what will happen to the faithful when there are no priests?
Only a Priest
Only a priest can preside over the Eucharist. The celebration of the Eucharist (Mass) each
Sunday commemorates the Last Supper that Jesus had with his Apostles before he was crucified.
This act of ‘coming to the table’ to celebrate the Eucharist, is one of the central act of worship of the Catholic Church. Catholics believe that the Eucharist is the substantial presence of Jesus (in the Thomistic sense). They further believe that the Catholic priests are specially ordained with the power given to them through the unbroken apostolic tradition (i.e. the handing on) from
Peter, upon whom Jesus conferred the first power of priestly ordination.
The Sacraments are a major tenet of Catholicism; they are what defines the Catholic
Church, which is why Catholics are concerned about the future of their church. They are concerned about how the decline in the priest community will affect their spiritual life and them coming together at the table of the Eucharist. “The Eucharist stands at the center of our life as
Catholic Christian believers. We can’t be Catholic Christians without it, said Archbishop Daniel
E. Pilarczyk” (Christopher, 2005, pp. 22). In 2004, Pope John Paul II announced a year dedicated to the Eucharist. He stated, “The Eucharist stands at the center of the church’s life”
(Catholic News Service, 2004, pp. 24). He goes on to say, “A better understanding of Christ’s 19 presence in the Eucharist will lead to a better prayer life, which in turn will favor evangelization”
(Catholic News Service, 2004).
Shortage of Priests
There have been many discussions about why there is a shortage of priests. Andrew
Greely in his book Priests in the United States stated that most young men were encouraged to the priesthood by priests. Yet in 1970, there was a sharp decline in the recruiting efforts by priests. In his survey, he discovered that over time priests who shared “modern” religious values began to struggle with loneliness and celibacy (Greeley, 1972). They did not want to encourage others into a life of which they had personal concerns about the traditions of the church. Over the years, there has been a change in the attitudes of the community towards vocations. Parents are not willing to give their sons up to the Church as in the past. The social prestige of the role of priesthood has declined. The controversy about sex scandals has been a factor. Another factor is that the Roman Catholic Church does not believe in the ordination of women. The controversial nature of not permitting women to be priests and the controversial nature of not permitting married men to the priesthood have not only limited the number of candidates but also has affected the encouragement of priestly vocations. While this exclusion of these people from ordained priesthood continues to limit the number, these people will be leading the parish without a priest. The Vatican at this time has considered the issue closed, but they continue to speak on the role of women and married people in the church. My research is not to focus on why there is a shortage of priests, but the effect the shortage of priests has on parish life. The parishioners have the opportunity to start preparing themselves for the future without priests.
20
Laity
The hierarchical Roman Catholic Church, along with the laity, must use their skills and knowledge to begin to work together to develop a process that will reform the Church.
Currently, and even more in the future, the laity must take on roles that will be left vacant by the priest shortage, yet few are qualified. Many do not know all the changes in the church nor have the opportunity to be trained in order to take on pastoral leadership. The laity must begin to change how they perceive the role of the priest and look at some changing roles, not only of the priest, but also at the changing roles of parishioners. In the pastoral letter, “What we have seen and heard” (1970), the Black Bishops of the United States described the role of the laity and the relationship with the priest. In the Study Guide for “What We Have Seen and Heard”, the bishops list:
It is the responsibility of the laity to:
1. become more aware of their responsibilities and their opportunities for furthering the mission
of the church;
2. not passively wait for directions or even an invitation from the clergy;
3. seize the opportunity for initiative and creativity in place of complaining about what cannot
be done.
It is the responsibility of the clergy to:
1. facilitate, inspire and coordinate the work of the whole Christian community;
2. call upon lay women and lay men to join in the work of spreading the Good New and
authorizing and encouraging them to do so;
3. involve laity in the formulation and execution of programs. (A Study Guide for, 1970, p. 21)
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Archdiocese of Cincinnati
The Archdiocese of Cincinnati, as well as other dioceses in the United States, has begun to look at the priest shortage. Archbishop Daniel E Pilarczyk, of the Cincinnati Archdiocese, sees an “upside” in the issue of priest shortage. In an interview with the St. Catherine Review, he stated:
Most of us, of a certain age, grew up in a church where there were nuns and
priests. The nuns taught school and the priest did everything else.
Everything…The priest did it all. There was a time when that church [Good
Shepherd] would have had four priests--in the ‘good old days’--and nobody else
would be doing anything. I think happily we have moved away from that. We
have moved now into a Church where the priest in the parish maintains
responsibility for holding the community together, for preaching and teaching,
and for offering the sacraments. (Rose, 1998)
Archbishop Pilarczyk is not suggesting we do not need priests in the future; just that we do not need as many. “Gone are the halcyon days when priests staffed every parish, sacramental theology made sense to most laity, and an abundance of nuns educated and formed five million parochial school students” (Appleby, 1996, p. 370). Many generations of Catholics have grown up with this life experience of the Catholic Church. Of course, with fewer priests, roles have to be redefined and with the recognition that the laity also has to take a more active role in the church. “The upside is that, by and large, priests are gradually being enabled to do that which they have been called to do as priests: preach, sanctify, and administer the sacraments. They don’t have to worry about other things. They have other people to collaborate in their ministry”
(Rose, 1998). 22
The Catholic Telegraph (2005) a weekly magazine of the Archdiocese of Cincinnati, reported that in 1968 there were 435 full-time priests in 19 counties that make up the
Archdiocese of Cincinnati. In mid-2003 there were 195 and by 2020 it is projected that there will be fewer than 70. The age of those 70 priests will also have an effect on the way the parishes are structured. Currently the average age of a priest in the Archdiocese of Cincinnati is 61 years old.
The mandatory age for retirement from being a pastor is 75, yet many of those who are past retirement age continue to minister.
Futures Committee
In 2004, the Archdiocese of Cincinnati had 224 parishes with 205 active priests (The
Archdiocese of Cincinnati, 2006). Throughout the Archdiocese churches are closing, priests are serving at more than one parish and Catholic schools no longer have nuns and priests assigned to them (Amos & Horn, 2004, pp. 1-A8). For the past several years, the Archdiocese of Cincinnati has attempted to prepare all parishes for this eventuality. Priests of the
Archdiocese worked on a consensus document entitled Future with Fewer Priests. Archbishop
Daniel E. Pilarczyk formed the Futures Committee in 2000. In his letter to the Catholics of the archdiocese he stated, “As some of you may know, our Archdiocese is facing a future with fewer priests than we currently have. Two years ago I established a Futures Committee to help advise me on preparations for this situation” (Pilarczyk, 2002). He goes on to write, “In light of the declining number of priests, the purpose of this Project is to raise the level of awareness among lay persons and all the Church’s ministers (e.g. deacons, pastoral associates, religious educators, youth ministers, principals, business managers, and administrators)” (Pilarczyk, 2002). This
Committee was formed to look at several options for the Archdiocese in the future: 23
Closing or consolidating parishes that are not big enough or affluent enough to
survive in the future.
Reducing the number of daily and Sunday Masses to relieve the pressure on the priest
who is ministering in two or more parishes.
Replacing some Masses with “Sunday Celebrations” that feature a lay minister rather
than an ordained priest.
Developing more Deacons and lay ministers to preside over weddings and baptisms
where a priest is not required by church law to be present (Horn & Amos, 2004, pp.
A1-A12).
The Futures Committee retained a consulting firm to help them develop the process. The committee consisted of eleven priests from the archdiocese. The committee, along with the consulting firm, determined a three-stage approach to the issue.
1. The committee would first publish facts in order to determine the level of awareness that
the parishioners have about the situation concerning priests in the future. This was
accomplished (starting in April of 2003) by publishing information in the local Catholic
newspaper.
2. A survey would be available to everyone. Those who expressed some major
concerns about the issues would be targeted to get their thoughts.
3. The final stage was to hold focus groups. The focus groups were held between late
2003 and early 2004.
Many of the priests on the committee began to inform their parishioners about the issue.
As a way of involving the laity, the pastor at St. Anthony in Madisonville, who was a member of 24 the Futures Committee, shared much of the process and information with the Parish Pastoral
Council. St. Anthony’s parishioners were able to get first hand information because of the relationship with the pastor and his understanding of the critical issues the parish will face. The
Parish Pastoral Council of St. Anthony received information on how to get the survey; the information was also put into the church bulletin. Based on the timetable set by the committee, the Archbishop would receive a report by spring of 2004.
Priests of the Archdiocese of Cincinnati
The priests of the Archdiocese are also feeling the tension of their numbers declining. In a statement written in 2002 at their annual convocation, they wrote, “We are growing ever more aware of the diminishing number of priests. With fewer priests, we must look at the priest’s role so that he is involved primarily in those tasks that flow directly from his vocation” (Priests of the
Archdiocese of Cincinnati, 2002, p. 1). In their reflection, the priests of the archdiocese agreed that a new form of pastoral leadership was necessary to be able to minister in the future. They revisited the role of the priest and came up with the statement, “The ordained priest is to act in the person of Jesus Christ as servant leader working with the bishop in the local Church (Priests of the Archdiocese of Cincinnati, 2002, p. 1). They went on to describe the ‘tasks’ of the ordained priest as:
presiding at the sacraments, especially the Eucharist;
preaching the Word;
empowering others to seek the perfection of holiness;
being present to community members, especially in their spiritual needs;
leading consultations through which the community finds direction;
serving as a bridge between the larger Church and the local community; 25
Priests are also struggling with the difficulty of how to continue to be servants to the people of God and take on more roles as their numbers decrease. “With far fewer priests, it is important for us to call attention to the physical, spiritual and psychological health of those who remain” (p.1). In their statement, they challenged the Futures Committee to take into consideration the role of the pastor, but also the role that the laity should assume in the future.
“The expectations of the laity as well as the laity’s legitimate rights and duties and their equally essential calling to serve God’s Kingdom must be part of our consideration (p.1).
The Futures Committee, as directed by the plan set forth by the committee and the consultants, collected information from the priests of the archdiocese, laity, and coordinated data received from the focus groups. There were 3100 surveys, 20 focus groups, and 5 regional consultations with lay ecclesial ministers (LEMs). The committee also reviewed as resources four documents, vocations, pastoral priorities, allocation of priests and administration. It was important for the committee to get input from the priests said Father Dave Brinkmoeller, Dayton dean, “in part…because of our responsibility as a presbyterate… (and) because any recommendations will depend upon us for their implementation” (Christopher, 2004, pp. 1).
The eleven recommendations were:
1. Establish parish vocation recruitment plans;
2. Establish pastoral regions;
3. Develop pastoral regional plan;
4. Revise the allocation process;
5. Create and distribute written job descriptions;
6. Establish an annual performance review process;
7. Incorporate pastoral administrators and parish life associates; 26
8. Develop specific training curricula for pastoral administrators and parish life associates;
9. Develop specific training curricula for the ongoing education of priests;
10. Develop an ongoing communication plan;
11. Modify the assignment of permanent deacons.
Of the 11 recommendations, numbers 7 and 8 apply most directly to this study. Even though these associates would be paid staff, the church still needs to look at ways to encourage lay volunteers to participate in the church. As we face the issue of fewer priests, we also face the decision of how to continue as church if the priest is not present to perform all the duties he once performed. Where does that leave the laity? What roles can they begin to take on to assure that there will be a community of believers?
27
Significance of Study
The objective of this study is to develop a training program for the laity that will prepare them to take on roles previously assigned to priests, and therefore allow the parish to continue in the absence of a full-time priest. Change Theory gives us an opportunity to present to the parish a method to help people understand the issues with fewer priests and how, as a parish, they can begin to become proactive in determining how the parish can respond to the shortage. I developed the project at my home parish, St. Anthony Catholic Church in Madisonville.
However, the research outcome can have an effect on other parishes in the Archdiocese as well as any catholic parish. Change Theorists and those interested in Action Research will have the opportunity to study the process used to bring about change. Because this was an action research project, there was no set time for the completion; the effort and research are still ongoing. Using
Action Research as an approach, the parish determined the process for change using a case study called Be the Change. As a researcher, I worked on the “What If” committee created by the
Parish Pastoral Council. The Parish Pastoral Council gave the charge to the committee to look at ways to position St. Anthony as a viable worshiping community in the future with fewer priests.
The committee will be the change agent for the action research project.
Research Questions
1. Given the increasing shortage of Roman Catholic priests in the Archdiocese of Cincinnati,
how can Change Theory best be used to develop and implement an instructional program to
train lay leaders in parishes to continue an acceptable level of administration and ministry?
2. How can an Action Research approach help the stakeholders to facilitate the project?
3. What method should the organizers use to assess the effectiveness of the project? 28
Summary
The laity will play an important part in the church in the future, but at this point, they are not even at the table to participate in the discussion. With the shortage of priests comes a new vigor of the laity particularly women to take on more leadership roles in the church. Vatican II laid the groundwork for the laity to share in greater responsibility and activity. Vatican II
(1964) documents states,
The term laity is here understood to mean all the faithful except those in holy
orders and those in the state of religious life specially approved by the Church.
These faithful are by baptism made one body with Christ and are constituted
among the People of God; they are in their own way made sharers in the priestly,
prophetical, and kingly functions of Christ; and they carry out for their own part
the mission of the whole Christian people in the Church and in the world (Pope
Paul VI, 1964, Chapter IV 31).
The Apostolic Exhortation Christifideles Laici goes on to state,
The Council, then, makes an earnest plea in the Lord's name that all lay people
give a glad, generous, and prompt response to the impulse of the Holy Spirit and
to the voice of Christ, who is giving them an especially urgent invitation at this
moment (Catholic Church. Pope (1978-2005: John Paul II) & John Paul, 1989, p.
11).
That is to say, the laity must get involved with the church. Vatican II took the laity from being a witness in their workplace and vocation to being ‘sharers in the priestly, prophetical, and kingly functions of Christ’. Since Vatican II, the laity has had the responsibility to become more active in the church, yet there was little encouragement. There were enough ordained ministers to serve 29 the people. Now the church faces the problem of fewer priests to perform these duties and the laity is being intimidated into volunteering to take on some of the duties of the priests. It is not for the laity to solve the issue of the priest shortage but to work with the ordained to find a way to continue to bring Christ to the community of believers. The goal is that this study will be a roadmap for other dioceses and archdioceses to encourage their Pastoral Regions to begin to look at engaging their parishioners in a process of change.
St. Anthony has not only begun to look formally at the issues of fewer priests, but the parish itself has already experienced some of the effects of fewer priests. In 2003, the three churches in the general vicinity, St. Anthony, St. John Vianney, and St. Margaret of Cortona, were first faced with the reality of fewer priests. The pastor at St. John Vianney died. To maintain the ministry at each of the parishes, the two remaining pastors decided to change the mass schedule to be able to cover all three churches. The pastors made the decision and then brought the decision to each of the parishes. St. Anthony eliminated its Saturday Mass so that the pastor could celebrate the Saturday Mass at St. John Vianney, the parish without a priest.
The pastor at St. Margaret of Cortona now celebrates Mass on Sunday at St. John Vianney and then celebrates Mass at his own parish St. Margaret of Cortona. The positive outcome was that the parish without a priest was not closed. The negative outcome was that some of the parishioners who attended the Mass on Saturday at St. Anthony chose not to go to Mass on
Sunday at St. Anthony and chose not to go to St. John Vianney where the pastor was presiding on Saturday, thus resulting in some loss of St. Anthony parishioners. But, in the final analysis, where we once had three pastors for three churches, we now have two pastors for three churches, and except for the loss of some membership the changes were accepted in all three parishes quite well. 30
St. Anthony, as well as other parishes, must now look at ways to develop people in order for them to determine their own future. The Catholic Church must begin consciously looking at itself to decide if the current structure is the best for the faithful. Much of the literature today sees the Catholic Church structure and certain doctrinal positions as hindrances to the growth of the church. The priests and bishops must recognize the rights and roles of the laity in the church today. This is not only a critical time for St. Anthony, but also for other parishes across the country, that is facing the same issues. The findings of this project will be shared with other parishes as appropriate to their needs.
The purpose of this study is to research options for St. Anthony Parish in responding to a future with fewer priests. The goal of this study is to position the parish within the deanery and
Archdiocese of Cincinnati, to determine the best ministerial and administrative structure for the parish, and to look at training programs for the development of volunteer lay leaders with the use of action research and change theory. The hope is that the findings will encourage future researchers to use Action Research as a method to bring about change.
31
Chapter 2
Literature Review
“In every change He faithful will remain”5
There is an old African saying. “If you wait for tomorrow, tomorrow comes, if you don’t wait for tomorrow, tomorrow comes.” We can approach change with anticipation or dread.
Change is inevitable. Like tomorrow, it will come whether you prepare for it or not. The ways we approach change will determine how we will accept the outcome. For change to be effective, it must be planned. For example, a leader is aware of some major changes that will happen in the future and have determined the effect the changes will have on the organization. Then the question is how will these changes be implemented long term into the organization?
Stages of Change Theory
Kurt Lewin (1951) was one of the earliest theorists to develop a change process. In his book Field theory in social science, he proposed that the change process be divided into three phases: unfreezing, changing, and refreezing. In the unfreezing stage, people recognize there is a problem; in the changing stage, people begin to plan for change; and in the refreezing stage, people accept the change and it becomes a part of their lives. Lewin’s Change Theory states information that has been learned and accepted must now be removed to allow the introduction of the new information. At each stage of the process, there must be an evaluation before moving on to the next stage.
According to Lewin, “change may be achieved by two types of actions. One approach is to increase the driving forces toward change (e.g., increase incentives, use position power to force change), the other is to reduce restraining forces that create resistance to change (e.g., reduce fear of failure or economic loss, co-opt or remove opponents)” (Yukl, 2002, p. 275).
5 Words from the song “Be still my Soul” written by Katharina von Schlagel 32
Kenneth D. Benne, Robert Chin, and Warren G. Bennis (1985) have suggested we look at strategies as a way to affect the change process. There are many approaches to plan change but they insist that one-step in any approach “is the conscious utilization and application of knowledge as an instrument or tool for modifying patterns and institutions of practice” (Benne,
Chin, & Bennis, 1985, p. 22). Of course, researchers also will have to understand the emotional response that will occur in the participants, resistances, anxieties, and threats to morale, conflicts, and disrupted interpersonal communication.
Benne et al (1985) looked at the behavior of people, and why they decided to go down a certain path or chose to hold on to a certain idea. They suggest that the researchers equip themselves with the different types of tools to increase their knowledge of the participants. This is an opportunity for the researchers to learn why people are not willing to give up a behavior they have learned over a period of time. It is the hope that people will recognize the need to change because of a logical presentation of bringing new information to the table. The issue is presented and steps are determined to reach the goal. Yet there are obstacles that prevent people from wanting to change.
Ignorance and superstition are two obstacles that can prevent change. For the participants in the project for St. Anthony Parish, these obstacles came up because of the lack of knowledge about their role in the Catholic Church. They were only aware of a limited knowledge about their role. They were not encouraged to get additional information about and were not knowledgeable about all the power they had in the church. Education is the key to eliminate any threatening hindrances to the change process. By educating people, old habits and beliefs are replaced with new knowledge. 33
Benne et al (1985) introduced a radical strategy call Utopian thinking. The rationale is to see the future. “If the image of potential future is convincing and rationally persuasive to men in the present, the image may become part of the dynamics and motivation of present action” (p.
30). If people are able to see the future and relate to it, that is they can see how the change will be positive for them, they will work towards the change. This brings about optimism by the participants and a new excitement about how the change will be an improvement for them.
Benne et al (1985) normative-re-educative Strategies of Changing looks at people’s behavior. People want to fit in a group; therefore, they have developed certain norms to be accepted in the group. They feel that people are a product of their environment. They write,
“Men are guided in their actions by socially funded and communicated meanings, norms, and institutions, in brief by a normative culture. At the personal level, men are guided by internalized meanings, habits, and values” (p. 31). For researchers to begin to facilitate change at this stage they must first understand what the participants’ values are and the habits and behaviors they have developed over generations. One of the solutions that Benne et al suggested is that the researchers must interact with the participants. That is to develop a collaborative relationship to begin to understand what the participants needs are and then look at ways to help the participants to move from old habits and values to a behavior that the participants can accept. It is important that the participants play a part in the process. Within the process, the participants will bring to consciousness the root of their actions and attitudes. In the normative-re-educative approach, the change agents take on a very important role. They are the facilitators who will intervene into the process of change for the organization or community. They are the ones who will assist the organization to develop a plan of re-education in collaboration with the people to bring 34 awareness of old practices and help them to develop new practices that are in line with the changes.
Principles of Change
In a chapter from the book, Children’s Success in Schools, Nancy A. Evers (1982) asks readers to look at the principles of change. Evers proposed four factors to consider as we review the ideal of change, which are:
The social interaction strategy
Problem solving
The research, development and diffusion strategy
Linkage
The social interaction strategy is the creativity that is created to have those affected by the change buy into the process. Therefore, communication is important to the implementation of the change. A strategy of involving the stakeholders in the process will go a long way in having the change accepted with a minimum amount of stress. Dialogue should take place at each stage of the process. Informality is the key to the dialogue. Discussion can happen in the hallways, in the lounge, in any informal setting. In such non-threatening environments, participants are able to discuss the process and make recommendations to the success of the process.
Problem solving is a process where an issue or problem is identified and procedures are coordinated to research, review, implement, and evaluate. One of the key elements of problem solving is the evaluation. The process can be set up in a sample environment to see how effective the change will be. If the process is not successful, then new parameters are set and the 35 sampling is performed again. In this process, an outside consultant would work within the system to help in the process.
The research, development, and diffusion strategy is completely different from problem solving and social interaction. Research, development, and diffusion start with the solutions.
Change is viewed as a logical process that follows a predetermined procedure; conducting basic research, conducting applied research, developing and testing prototypes, mass-producing and packaging, and disseminating the packages to the user.
Linkage is the process to pull all of the strategies together. The linkage recognizes the communication in social interaction identifies the problem in problem solving and accepts the innovations in research, development, and diffusion strategies. Finally, Evers gives us a presentation of how the principal strategies can work in a school setting, but I am interested in how these principals can also be used in an institution like a Roman Catholic parish.
In reviewing the four concepts for change, I can see how each concept could have an impact on an organization. Along with Action Research, the participants are able to determine the process of the change. They are now aware of the change and can prepare for the changes that would happen in a future with fewer priests.
Change is constantly evolving due to internal and external factors (Fullan, Miles, Taylor,
& Program on Educational Policy and Organization, 1981; 1980). Organizations must identify those things that can be changed, and then, make specific plans to make those changes.
Communities and organizations have several ways to approach change. Change can be viewed as a friend or as a foe. Change takes courage. “We have to know what change feels like from the point of view of the teacher, student, parent, and administrator if we are to understand the actions and reactions of individuals” (Fullan, 2001, p. xi). Fullan was speaking of the educational 36 system but it can also relate to organizations, institutions, and religious organizations. Fullan goes on to say, “We must combine the aggregate knowledge of these individual situations with an understanding of organization and institutional factors that influence the process of change as governments, teachers, unions, school systems and communities interact” (p. xi).
Organizations must also be very careful about too many changes resulting in too little change “The fear of too much change is the fear of being out of control” (Rendle, 1998, p. 9).
Gilbert R. Rendle in his book Leading Change in the Congregation wrote about the changes that take place in a religious organization. Many religious communities are going through changes in their congregations. Congregations are experiencing changes to worshiping style, new music must be learned, leadership changes every six years and the laity’s role in the worshiping community is changing. There is a growing concern that change will grow too fast and those who are affected by the changes will not have control over the changes. Yet we are also faced with the issue of too little change; that is the problem of not getting anything done. There is a concern that practices and long traditions have been entrenched within organizations for so long, that there would be resistance to any attempt at change.
It is important that the members of a change team begin to educate themselves about the change process before they embark on a process of change for their organization. Fullan (1983) has written that the members should educate themselves about the change process. They should have knowledge about the process to be able to refine it at each stage. Fullan feels it is important that members continue to update themselves about the literature and the methods that are available to bring about change. With this knowledge the members through reflective action, will be able to test their knowledge against other researchers.
37
Leadership
A leader could be a part of the organization or outside of the organization. Leaders ask the hard questions about the progress of the organization. “Are we doing the right things?”
Leaders are able to see possibilities in the future and recognize the best action to take to achieve a stated goal. “Major change in an organization is usually guided by the top management team, but any member of the organization can initiate change or contribute to its success” (Yukl, 2002, p. 273). For change to take place, we need leaders. Organizations and institutions develop leadership from inside the organization. They are paid staff. In a Catholic parish, most of the leaders are volunteers who have accepted an invitation from the pastor or other parish members to take on the role of leaders. They are the Parish Pastoral Council members, chairs of committees, and religious education teachers. These stakeholders along with the members of the parish will identify the researcher for the project and set the direction for the outcome.
The Cultural Change Principal is a leadership style that Michael Fullan (2001) discusses in much of his work. He sees the principal as the head of the school system who has the responsibility of leading teachers and other administrative staff to achieve future goals. Yet the leadership style can also be attributed to institutions and organizations. “The Cultural Change
Principal- must be attuned to the big picture, a sophisticated conceptual thinker who transforms the organization through people and teams” (Fullan, 2002, p. 17). The principal should not be bogged down with just instructional roles but should also be able to grow a school system, institution or organization to see beyond just maintaining high standards. The principal is the catalyst who brings the vision of change that will provide a lasting influence on the organization.
For leaders to effect change, they must understand the change process. The Cultural Change
Principal has a responsibility to enact change in their organization but it is not limited to their 38 organization. The principal must be concerned with how the change will affect other organizations in their region. The leader works within the system to build relationships.
Educational change is highly complex; inviting other voices in the process and valuing different opinion will help to insure a successful process. The goal is also to develop other leaders. The new leadership could come from schools, institutions, or organizations that have a stake in the development of participants. All the stakeholders should have some appreciation of the change process. Long-term changes will occur when all involved have a clear understanding of the process and have input into the outcome.
The change agent is the leadership style developed by Havelock & Zlotolow (1995).
They state the change agent is key to the success of a process of change. These leaders will be the “catalyst”, solution giver, process helper, and resource linker for the process. (Havelock &
Zlotolow, 1995) “Anyone who intervenes in the problem-solving efforts of a social group or organization can be described as a “change agent” (p. 8). As catalysts, researchers challenge the practicality and effectiveness of the way things are. Their role is to help people move from their comfort stance to a new vision of what the organization should look like. The researchers should also be ready to give solutions to the issues without getting in the way of the solutions.
However, they must be very careful that their allegiance to a particular idea does not get in the way of understanding the issues they are trying to solve. The researcher is seen as the process helper, based on Havelock’s writing on the roles of the change agent. The role of the process helper is to work within the system to assist the participants at each stage of the process with the knowledge acquired or to involve others who can help the organization understand the issues better. The change agent must consider the guiding principles that direct the process. In their 39 book The Change Agent’s Guide, Havelock & Zlotolow (1995) gives us seven stages of planned change:
1. Care: Establishing the Need for Action
2. Relate: Building Relationships To and Among Clients
3. Examine: Understanding the Problem
4. Acquire: Seeking and Finding Relevant Resources
5. Try: Committing to Solutions
6. Extend: Gaining Deeper and Wilder Acceptance
7. Renew, Re-C-R-E-A-T-E, Terminate
At each stage, there is an opportunity to review the process, but it also offers the opportunity to go back to a stage.
Pielstick (1998) brings a different type of leader to the table called the transformational leader. In his research, he learned that these leaders work to change a norm and patterns by presenting to people the problems that are affecting the organization but also presenting to them a powerful image of what the organization could look like. The transformational leader develops a picture of what the organization would look like in the future by taking the ideas and vision of the stakeholders. The leaders take all the ideas and begin to develop an image for the “common good”. “The single defining quality of leaders is the capacity to create and realize a vision”
(Rosenbach & Taylor, 1993, p. 213). The leader’s role is to create excitement about the vision so much so that the participants are eager to work toward the outcome. It is their vision that was developed by the leaders and therefore they are more likely to insure that their vision come to fruition. The energy created helps gives credence to the proposed change. “In addition, when participants engage each other in establishing and achieving a shared vision, the dynamic nature 40 of the process may result in an evolving vision as times and circumstances change” (Pielstick,
1998, p. 22). Here in this environment, the transformational leader listens to the participants in order to understand their needs. Building relations is the action approach to shared behavior. It is the role of the transformational leader to develop vision and to communicate the vision. The leader more than often comes from outside of the organization. Therefore, there is a process where the leader has to begin to build trust within the group. Trust must be created between the leader and the community to be able to successfully work together to bring about change. When people are able to tell their story, there is an opportunity to reshape their culture.
The major responsibility of the transformational leader is to teach. The teaching role includes mentoring, coaching, and guiding the process. They are leaders as well as learners.
They have the opportunity to learn from the participants. Leaders must speak the truth when there is an issue concerning morality or “doing the right thing”. Of course, this process method to determine the “what is right” is participatory. This method can help bring issues to the table and bring the participants together as a way of unifying the organization. Team building is a principle of the guiding implementation. When decisions are made in a team setting, the shared vision part of the process is made stronger.
Changes in the Congregation
The challenges for leaders in the congregations are to manage change in an environment where so many voices are raised and many more are not raised. Rendle (1998) saw change as a time of shifting paradigms. That is the fiber of life, constantly changing, and we who are a part of this life struggle finding it hard to keep up. Catholic congregations can no longer look to the hierarchical church for solutions; they have to look within themselves to begin to start a process of change. 41
Gilbert R. Rendle (1998) in his book Leading Change in the Congregation wrote about a woman who approached him after he did a presentation and stated, “What you’re saying, Gil is that we old dogs are going to have to learn new tricks. Is that right?” (p. 1). Yet another man approached and said, “Thank God, this report might finally get us unstuck and moving on the things we really need to be talking about” (p. 1) These two different tones of voices represent the many types of people’s concern about the changes that are happening in the churches today.
For generations, church culture has determined the cultural pattern of the congregations.
Everyone did the same thing. “…congregations were understood to be made up of similar people practicing faith in a similar manner” (p. 5). Although it may not seem like it, this is a wonderful time for congregations. Because of so many changes that are taking place, the congregations have the opportunity to evaluate the things they have learned over the centuries and see if they are relevant to them today.
Loren Mead (1991) in his book The Once and Future Church does an excellent job of describing a cultural pattern of congregations he calls Christendom Paradigm. The Christendom
Paradigm is the philosophy of old church. For the people the church became the center of their lives. Everything that was done was done for the church. There was sameness about this form of church. Everyone did the same thing. People developed attitudes and habits that supported the structure of Christendom. People were no longer individuals but a part of a structure that expected allegiances without questions. Under this paradigm, people begin to change towards each other.
At one time, as a congregation of believers, they supported each other in an environment that was very hostile to them. However, they moved from being a congregation to a parish. The parish was set up based on the geographic region; therefore, everyone who lived in the region 42 became members. Not only were the people to become members but also schools, institutions, and organizations would become part of the oneness of the parish. Christendom Paradigm
“made sense of life, though at the cost of oversimplifying it. But for the Christian, it cut the nerve of personal involvement and responsibility for witness and mission” (Mead, 1991, p. 17).
Now with so many issues facing the church today there is a shift from sameness to difference (Mead, 1991; Rendle, 1998). Many denominations are faced with congregations struggling with the problem of moving from old church to the emerging church that do not want to inherit the old ways of doing things. The questions then becomes what are we facing.
Research in institutions, organizations, school or religious institutions must determine what type of problem is facing the people. For congregations there may not be problems but transformation concerns.
Transformation is one of the more challenging forms of change to introduce to people.
Leaders must be very careful how they approach the people with the issues. Transformational leaders in a congregation should be prepared to warn the people about problems in the current doctrine of the church and compel the people to begin to plan for the future of the church.
Leaders must introduce to the congregation new situations and new ways of thinking, their goal is to change behaviors and attitudes by presenting them with new and sometimes difficult issues.
Bass (1997), Pielstick (1998), and Yukl (2002) have extensively written about the role of the transformational leaders. Bass feels that transformational leaders should display conviction, stress trust, take stands on difficult issues, present their most important values, and emphasize the importance of commitment (Bass, 1997). Yukl (2002) adds to this by writing that a transformational leader strengthens the existing vision or builds a commitment to a new one in a clear and appealing way, convinces followers that the appealing vision is attainable, empowers 43 them to achieve it, and helps them to have faith in it. Pielstick (1998) suggest that the roles of the transformational leader are: creating a shared vision, communicating that vision, building relationships, developing a culture, guiding implementation, exhibiting character, and achieving results.
Resistance to Change
Resistance to change is a problem that most leaders will face. People are set in their ways. Institutions and organizations have been around for centuries and have developed a certain learned behavior. The idea of change brings with it a process to unlearn unacceptable behavior. The leader works with the organization to determine the nature of the resistance and to put into place procedures to eliminate or reduce the effect of the resistance. “When leaders are confronted with resistance to the change they are proposing, they often, quite naturally, take the opposition personally” (Rendle, 1998, p. 10). A strong commitment from the stakeholders will help neutralize any resistance. Gorton (1998) in many of his works designed steps for the implementation of change that can reduce much of the stress of change that can cause resistance to the suggested change. He suggests that leaders must know and understand the participants.
One of his suggestions, which also goes along with the concept of action research, is to have the participants help design and plan the process. He as well as other theorists feel that it is also important that all the stakeholders should be involved from top management on down. The hope is the participants understand the process and they see the value in the change.
Implementation of Change
Many theorists have their own stages to implement change. In this paper, I have written about Evers, Fullan and Pielstick’s approaches to introducing change. For my research, I looked at Gorton and Snowden (1998) seven-stages of implementing change. For me their process 44 shows how change theory actively introduces action research in their implementation of change.
They bring about change thru the process. It has the simple concepts that most of the committee members could understand and it has the action research feel that I was looking for. At each of the stages, we were able to evaluate the progress and move to the next stage. Gorton and
Snowden (1998) seven-stages of implementing change are:
A. Conduct a needs assessment – Evaluate the need for change.
B. Orient the target group to the proposed change –The needs of the participants should be
reflected in the process.
C. Decide whether to introduce the proposed change. Evaluate the outcome.
D. Plan a program of implementation – The leader along with the team should develop and
present a proposed implementation plan to the organization.
E. Implement the proposed innovation – The leader along with the team and support of the
stakeholders will implement the proposed innovation. The goal is to involve all those
who have a stake in the outcome. A feedback process should be set up so that the leader
is aware of any problems.
F. Conduct in-process evaluation – a constant program of evaluation should also be
implemented with the plan. Identify the impact of the change internally and externally.
G. Refine and institutionalize the Innovation – Design a plan to refine, if necessary, and to
make certain the plan becomes a part of every aspect of the organization’s life. The
desired outcome of change must be clear, legitimate, widely understood, and shared.
Identify several communication means to ensure that the data get to the participants so
that they are aware of the desired outcome (Gorton & Snowden, 1998). 45
Action Research
My study is problem-solving research; therefore, my method is action research rather than the traditional statistical research. Action research is a very simple yet intense research.
Reason and Bradbury (2006) in their definition of action research stated:
There is no ‘short answer’ to the question “what is action research?” but let us say
as a working definition that action research is a participatory, democratic process
concerned with developing practical knowing in the pursuit of worthwhile human
purposes, grounded in a participatory worldview which we believe is emerging at
this historical moment. It seeks to bring together action and reflection, theory and
practice, in participation with others, in the pursuit of practical solutions to issues
of pressing concern to people, and more generally the flourishing the individual
persons and their communities (p. 1).
Action research is a process that identifies problems and systematically determines a process to solve the problems within an organization or community. This process of change is determined by engaging the people in the community or organization in the process. Action research has been defined as “a spectrum of activities that focuses on research, planning, theorizing, learning, and development. Its purpose is to develop or discover aspects of a system’s operation that can lead to change or improvement. It describes a continuous process of research and learning in the researcher’s long-term relationship to the organization and its problem” (Cunningham, 1993, p. 4).
In partnership with the Change Theory, Action Research gives the researcher and the community the opportunity to change and learn more about the structure of the organization. The expectation is that there will be a long-term relationship between the researcher and the 46 community especially in this situation where the researcher is a part of the community. Zuber-
Skerrit and Fletcher (2007) state that Action Research occurs when:
People reflect and improve their own situations by interlinking their reflections and
action
People make their experience public to other participants as well as other persons
interested in and concerned about their work, and
There is participation in problem posing and decision making,
There is power sharing and the relative suspension of hierarchical ways of working in a
conscious move towards social democracy; and
There is self-reflection, self-evaluation and self-management by autonomous and
responsible persons and groups (Zuber-Skerrit & Fletcher, 2007).
Action research is ongoing. “Reason (2001) has written that action research is participatory research that has a double objective to produce knowledge and action directly useful to the organization and to empower the organization through the constructing and use of its own knowledge” (Sokol, 2004, p. 43). I will be using the participatory research method. I will be participating in the research as a participant and researcher. The goal is to work alongside the community to determine the future of the organization. This process of transformational change will empower the community to accept the change that they have designed. Participants are a part of the process from the initial stage to the reporting. “Action research has a long history, one often associated with the work of Kurt Lewin, who viewed action research as a cyclical, dynamic, and collaborative process in which people addressed social issues affecting their lives” (Stringer, 2007, p. 9). Lewin’s appearance in 1940 brought with him a process of solving problems in the workplace through working with the organization 47 to move them to an “action” viewpoint that would change their surroundings. This research allows those affected by the changes to determine the future structure of the organization and what programs are needed to make the changes.
For action research to work at St. Anthony, it will be important to engage the entire parish in the process, to use every device at our disposal to reach every parishioner in the parish.
Action Research is just that action. Its purpose is “to empower community groups so that they become better-organized and more proficient advocates for themselves and their constituents, as well as better able to control the resources that will contribute to their further development”
(Strand, 2003, p. 41). The hope is that the process will empower the parishioners to set the directions for their future rather than waiting for the Archdiocese to determine how the parishes will be organized. Stringer, in his book Action Research in Education, focuses on the education system, but action research is used within communities and organizations as well. There will be more of an acceptance of the plan when the stakeholders participate in the process. “Participants are active co-creators of the research process and their decisions regarding action determine the course of the research itself” (Brydon-Miller, 2001, p. 256). The hope is that the What If committee will be able to involve the parishioners in the process. Participation by the parishioners is key to the success of the research. “One of the purposes of action research is to engage the natural expertise and experience of all participants. When people are able to see that their worth is acknowledged by the activities in which they are able to engage, high levels of personal investment—of resources, time, and emotion often result” (Stringer, 2007, p. 35). With the participation of the parishioners, the committee will be able to determine the best process to encourage the laity to take on more roles and responsibilities for the parish when there are no full 48 time priests. The parishioners must take ownership of the process and outcome. The team must listen to the parishioners. We cannot have preconceived ideas about the outcome.
Ethics
“Action research is insider research” (McNiff, Lomax, & Whitehead, 1996, p. 11). I will be participating in the research as not only a member of the What If committee but as the chair. As a member of the parish, I too have an opinion about the changes in the parish. “In action research, ethics involves authentic relationships between the action searcher and the members of the client system as to how they understand the process and take significant action
(Coghlan & Brannick, 2005, p. 12). In this project, I had to walk a double line –leader and analyst. I was leading a project that could change the way our parish operates, but I had to maintain a distance in order to make unbiased observations on the process. Rowan (2000) notes, that when we move toward qualitative research, action research, collaborative inquiry, and the like, new ethical questions arise. Our own authenticity comes into question. We are now talking about power. I was part of a team who would be listening to the community and carefully assessing the needs of the community. I had to make certain that my own personal partiality did not affect the outcome of the research.
“William Torbert has suggested that a certain developmental maturity is needed for what he calls ‘action inquiry’. It is only when we have grown to a certain level of self-awareness and self-understanding that we can take the necessary risks” (Rowan, 2000, p. 103).
I liked the concept of Action Research, especially the collaboration of the stakeholders.
The concept is quite simple, but as a researcher and a member of the team, it put me in a delicate position.
49
Action Research Process
There are many outlines for an action research process. I preferred Stringer (2007)
(Stringer, 2007). He describes five stages to the process.
1. Research Design
2. Data Gathering
3. Data Analysis
4. Reporting
5. Action
In the research design, the researcher is identified. Others are added to the process as information is collected about the “problem”. Literature is reviewed to help determine and understand the why of the problem and how best to approach the issue. One significant and important process at this stage was to get to know the community in which the researcher would be working. Data gathering are determined by the decision made in the research design stage.
Some of the options are interviewing, observing, and reviewing documents. There were several ways of interviewing; one of course was using small groups rather than the one on one. The committee decided to use the Small Christian Community model as the parish was more familiar with that model. The next stage is to analyze the data. Here is an opportunity to determine if the process should continue to the next stage or go back to gathering data. Reporting is key to the process because it informs the stakeholders of the outcome of the research. The action stage is just the beginning of the next process. As we evaluate our process, questions of quality and validity may come up. Bradbury and Reason (2006) listed these issues concerning quality and validity as:
Ensuring the quality of participation and relationship in Action Research 50
Reflecting on the value of the practical outcomes of work
Drawing on and integrating diverse ways of knowing and using different methodologies
appropriately and creatively in the context of our Action Research
Evaluating the value of our work against its purpose of creating a better life and world for
us and others; and
Achieving systematic, systemic change over time; this means the enduring consequence
of our work, by integrating “the three manifestations of work; for oneself (‘first-person
research practice’), work for partners (‘second-person research practice’) and work for
people in the wider context (‘third-person research practice’) (Reason & Bradbury,
2006).
To synthesize the research reported in the literature, we conclude from our own experience that authors of quality action research need to meet certain requirements, listed below:
practice-oriented (improving practice);
participative (including in their research all stakeholders and others who will be affected
by the results of the research);
focused on significant issues relevant not only to themselves but also to their
community/organization or fellow human beings in the wider world;
use of multiple perspectives of knowing, triangulation of appropriate methods and
theories, and connecting their own judgments to discussion in the current literature;
rigor in their action research methodology and creative, innovative, contributing
something new to knowledge in theory and practice within and across systems;
51
explicit about their assumptions so that readers and examiners may use appropriate
criteria for judging the quality of their work;
and reflective, critical, self-critical and ethical;
Purpose of Study
The purpose of this study is to research options for St. Anthony Parish specifically in responding to a future with fewer priests. A second goal of this study is to position the parish within the Pastoral Region and Archdiocese, to determine the best ministerial and administrative structure for the parish, and to look at opportunities for the development of lay leaders. Using the information from the research, the parish will be able to position itself for the future.
52
Chapter 3
Methodology
“…never doubt that a small group of thoughtful committed citizens can change the world… indeed it’s the only thing that ever has…”6
As presented in chapters one and two, the purpose of this action research is to find options for St. Anthony Parish specifically in responding to a future with fewer priests. A second goal of this study is to position the parish within the Pastoral Region and Archdiocese, to determine the best ministerial and administrative structure for the parish, and to look at opportunities for the development of lay leaders. Using the information from the research, the parish will be able to position itself for the future.
The following research questions were the focus of my study. The first question addresses the issues that are facing the Archdiocese of Cincinnati and in turn St. Anthony, which is a parish in the Archdiocese. The next question addresses what method was used to collect data to help the stakeholders bring awareness to the issues and lastly what process is needed to evaluate the outcome.
Research Questions
1. Given the increasing shortage of Roman Catholic priests in the Archdiocese of Cincinnati,
how can Change Theory best be used to develop and implement an instructional program to
train lay leaders in parishes to continue an acceptable level of administration and ministry?
2. How can an Action Research approach help the stakeholders to facilitate the project?
6 Margaret Mead 53
3. What method should the organizers use to assess the effectiveness of the project?
Parish
The Parish is central to the spiritual life of the Catholic Church. The buildings, or house of worship, are most often noticed, but the concept is about much more than a structure. It is a community of people united by a system of beliefs and traditions. The parish is where the sacraments or sacred rituals are received. Social events are held to strengthen bonds in the community. Traditionally, a parish must have a pastor, who must be a priest, an ordained member of the clergy. The priest resides in the parish. Of course, in recent times, because of extreme cases, some parishes are assigned to the care of a permanent deacon, which in Roman
Catholic tradition is a member of the clergy with limited sacramental powers, or an un-ordained person from the community. The parish sits within the boundary of the community.
In the past, you were obligated to go to the parish in your area. This made sense as communities developed. Geographic and cultural boundaries were formed because of the migration of different ethnic groups of people and the absence of automobiles. For example, the
Germans would move to a neighborhood, and there would be a church named after a German
Saint, possible with a German-speaking priest. The Irish would move into another community, and those who migrated from Polish or Italian villages would move into communities of people who shared the same ethnic uniqueness. In some cities, housing ads identify neighborhoods with the names of churches. The ad would say one bedroom near St. Bridget’s Church. Readers would get the hint that only Irish need apply. The ranks of the clergy grew because of second and third generation immigrants urging their young men and women into religious life. They truly became a community of believers with the same history and culture, speaking the same language and worshiping in a parish that focused on their needs. Everyone understood his or her 54 role and how they fit in the boundaries of parish life. The priest and nuns were considered the head of the parish. They were the ones responsible for the sacraments and the day-to-day running of the parish. Boundaries began to change and the need to worship together changed with the passing of time. Now Catholics can go to any Catholic Church no matter where it is and call it their parish. The goal was to become a community of believers rather than people coming together because of location. The parish church is where the Mass, or main worship service, takes place daily and on Sundays. Confessions and weddings are performed at the parish. As the church began to experience fewer priests, many of the social activities and prayerful gatherings that did not need a priest are now being lead by the laity. The staff of the parish includes the pastor but also other paid staff members. The staff also includes the administrative personnel who in most cases are lay; there could be a consecrated religious nun and another priest that is assigned to the parish but is not the pastor and a deacon may also be assigned to the parish. In addition, a Parish Pastoral Council, which includes the leadership of the parish, acts as an advisory group to the pastor.
The Parish Pastoral Council is a consultative body consisting of people who
represent the parish community. It forms a united body with the pastor in
discerning how the parish can best carry out the ministry of the church. The
purpose of the Parish Council is to lead the parish in constant renewal and
spiritual growth toward our parish mission (Saint Anthony Parish Madisonville,
2011).
The Parish Pastoral Council was the driving force in setting the directions for the What If committee. The parish community elects the members of the Pastoral Council. They come from the parish. They are laity that has taken the next step to participate fully in the church, by 55 committing to working with the pastor to help bring about a change in the parish. They are a consultative body to the pastor but they represent the community of believers. The Parish
Pastoral Council shares responsibility with the pastor in the life of the church.
This call to shared responsibility and the participation of the laity in the life of the
church is manifested on many different levels in the Church. On the parish level,
the Parish Pastoral Council is an important instrument of shared ministry (The
Archdiocese of Cincinnati, 1998).
The Canon 536 of the Code of Canon Law, of the Roman Catholic Church, also states “Through the Parish Pastoral Council, the pastor is able to discern more wisely how best to fulfill the mission of the Christ in this particular parish” (The Vatican, 1983). There are twelve members on St. Anthony’s Parish Council. The parishioners of the church elect the members annually.
The pastor and staff of the parish are non-voting members of the council.
There is very little literature on the process needed for parishes to begin to look at life without a priest. The organizational structure of the Catholic Church is unique in comparison to other religious denominations. Each diocese or archdiocese has its own leader, a bishop, archbishop, or cardinal. All bishops and cardinals in the United States report to the apostolic delegate who is appointed by the Holy See as the representative of the Pope. The Archdiocese has already stated there will be one priest for a Pastoral Region in the future.
St. Anthony Parish
St. Anthony Parish, built in 1891, is located in the City of Cincinnati, Ohio in a neighborhood called Madisonville. The community of Madisonville is a diverse urban neighborhood with 44% White and 54.3% African Americans. Only a small percent of the
Madisonville community attend St. Anthony Catholic Church. The parish is approximately 85% 56
White, 10% African American, and 5% other multi-racial members with members representing over 52 different zip codes. In addition to ethnic diversity, St. Anthony is diverse in socio- economic status, household composition, worship style, and political viewpoint. The members of St. Anthony come together not because of convenience of location, but because of the dynamism represented by the worshiping style and the diversity of the parish. In 2005, the
Inclusion Network honored St. Anthony for its leadership role in recognizing and embracing diversity in the parish by “knowing how to tap into diverse talent, those who believe in the power of inclusion and practice it” (The Inclusion Network, 2005).
St. Anthony is a part of the St. Francis DeSales deanery. A deanery is a geographical division of the archdiocese. The Archbishop appoints Deans of the deaneries. They meet with the Archbishop quarterly to discuss issues in their deanery. There are 22 parishes in the St.
Francis DeSales deanery. The parishes are then divided into pastoral regions. St. Anthony is in a pastoral region with St. Cecilia, St. Margaret of Cortona and St. John Vianney, which are all located in the same surrounding neighborhoods. The pastor and I are members of a pastoral region committee that is also looking at the issues of fewer priests and how it will affect the pastoral region and its parishes. The goal is to explore ways we can combine or eliminate some programs or service and still be able to minister to the parishioners in each of the parishes.
Everyone is welcomed at St. Anthony. St. Anthony’s mission statement states “St.
Anthony Parish's vision is built upon solid Catholic tradition, blended with current community characteristics, and consistent with our mission of growing people closer to God through the work of the Spirit.” I was a part of the Parish Council when it developed the vision statement for 2002-2008. The vision statement came out of the collective works of the parishioners of St.
Anthony and Parish Pastoral Council guided by the pastor. St. Anthony is one of twenty-one 57 churches in the Madisonville area, and it is the only Catholic Church. The parish is one of the founding members of the Madisonville Education & Assistance Center (MEAC). The parish is very active in working with the Madisonville Habitat for Humanity. Over the years, many of the parishioners have helped build Habitat homes in Madisonville. The church is also participating in a twinning relationship with a parish in the Caribbean island, Dominica. There have been several exchanges of delegates going to Dominica from St. Anthony and Dominicans coming to
Cincinnati.
Action research was an excellent approach for the parish to collect data from the parishioners. In this way, the parishioners participated in the process. “Action research is collaborative in that it values people’s involvement in the creation and application of knowledge about them and their world rather than a lone researcher creating knowledge apart from those on whom she has conducted the research” (Sokol, 2004, p. 46). The process helped the parish leaders get a better understanding of where the parishioners were in their understanding of what could happen to St. Anthony with fewer priests. The research was on the What If committee that was created by the Parish Pastoral Council. It is not the role of this committee to change the core belief of the parishioners. The committee will not challenge the Catholic Church’s teachings. The hope is that the process helps the parishioners develop a new understanding of their role in the church. The goal is as members of the parish to begin to develop an awareness of their responsibility to the parish and the church. It was certainly not the intent of the committee to develop a new church, rather a different understanding of how the parishioners could participate and carry out vital duties that priests used to perform when there were sufficient numbers of them.
58
What If Committee
During my last year as Parish Pastoral Council chair, the committee was faced with a major issue of consolidation of parishes because of a shortage of priests. The vice-chair and I along with the pastor attended several archdiocesan meetings concerning putting parishes into
Pastoral Regions. The regions include parishes that are in close proximity to each other. The
Archdiocese called the meetings to get parishes to begin to look at ways to share ministries and programs. After attending the meetings, I had a concern about how the changes would affect St.
Anthony. Most of the information we received was on an archdiocesan level and not on the individual parish’s level. I recommended that the Parish Pastoral Council form a committee to look at how to position the parish in the future with fewer priests. They accepted the recommendation and created the What If committee. The Pastoral Council recommended several members to the committee. I became Chair. One of the members appointed by the
Pastoral Council was the vice chair of the council. This was an important communication aspect because I was going off council and he would become the chair. In this way, we were able to keep communication with the council with the current chair and future chair as members of the committee.
There were seven participants in the case study research group. The average age of the committee members was 50 years old. There were four women and three men. There was one
African American woman, three women, one African American male and two white males. I was the African American woman on the committee. The committee members mirrored the parish ethnic and gender populations. This was an important factor, as we would be representing the parish. One of the noticeable areas was the lack of youth on the committee. There are 59 youths in the parish, but the concern was that our meeting schedules at the parish and meeting with pastoral region parishes would be too overwhelming for the youth especially with them in school and doing other outside activities. We decided to make certain their voices are heard. All the participants are members of the parish. Two of the members were on the parish council. The
Pastor was also a member of the committee. Although the Catholic Church has been experiencing a number of serious problems and conflicts, the committee had a goal not to lose focus on the current issues affecting the parish or the universal Church. The committee’s job was to bring information to the Pastoral Council that would help them make decisions for the entire parish regarding what roles the parishioners could take on in light of the shortage of priests. As this was an action research project, I participated in the research not just as an observer, but as a participant also. C.S Hall (1978) compiled a list of points concerning working on an action research project that will help the committee formulate ideals and procedures to bring back to the
Parish Council. The research:
1. is of direct and immediate benefit to the community
2. involves the community in the entire process from the formulation of the problem to
the interpretation of the findings and discussions of how to seek solutions
3. is seen as part of a total educational experience which increases community
awareness and commitment
4. is viewed as a dialectical process, a dialogue over time and not static
5. fosters mobilization of human resources for the solution of social problem and
6. requires the researcher to be conscious of the ideological implications of research
(Hall & Lindzey, 1978)
60
There were three phases to this entire process: the committee meetings, the committee involving the parish in the decision-making, and finally the reporting to the Pastoral Council.
61
Chapter 4
“Indeed, all of us lead in some measure. We may be heads of offices and departments. We may be catechists, or liturgical ministers. We may be youth ministers and pastoral associates. We may be counselors, teachers, principals and volunteers. Or people who simply warm the pews. We are deacons, priests and bishops. We are consecrated religious, Knights and Ladies, Vincentians, Catholic Christians, we are ministering to the poor and desperate. In other words, we are leaders: Symbols of hope for communities plagued by signs and experiences of despair, we are persons of prayer.”7
Research Process
My first meeting was with the pastor in the Parish Center. The building is located across from the church. The Parish Center is a multi-use facility. On the first level, a chapel also substitutes as the meeting place for Parish Pastoral Council and other committee meetings.
There is also a kitchen and dining room on the first level. The dining room also substitutes as a meeting place when there is a need for additional meeting space. On the second level are offices.
The Pastor’s office is on the second level. The secretary, Religious Education coordinator, music director and development offices are also on the second level. On the third level, the
Pastoral Administrator office is located. This building at one time was the home of the nuns who taught at the school and who worked in the parish and community. The school is closed and the nuns are no longer at the parish.
We met in the pastor’s office. The room was quite large with quite a lot of technical equipment. The pastor stands about 6’5”. He is a very tall and slender man in his late fifties. He celebrated his twenty-fifth year as a priest in June of 2004. The intent was to work with him to set the direction for the committee’s responsibility. As the pastor for the parish, he has the
7 From a speech by Bishop Joseph N. Perry at the Opening Mass of Congress IX August 29, 2002 62 ultimate responsibility for its future. He is also the acting Dean of the Deanery and a key leader in the Futures project. He had access to data and documents that would help the committee determine a procedure for implementation of change. The pastor began by giving an update on the status of the three Catholic Churches in our area: St. Margaret of Cortona, St. John Vianney, and St. Anthony. A priest as a rule is assigned to one parish for six years with the option of an additional six years. Several years ago, the priest at St. Margaret of Cortona died. Because of the shortage of priests, the two priests at the parishes St. Anthony, St. Margaret of Cortona, and St.
John Vianney, decided to combine some of the liturgical ministries. After the changes, the pastor at St. Margaret of Cortona and St. John Vianney decided to go to another parish working with college students. The three parishes had to wait until the archdiocese appointed a new pastor.
St. Anthony School building is located next to the rectory. It has been closed for several years and was leased to the YMCA before it was sold to a charter school. The parish used the money from the sell for current operation of the parish. St. Anthony receives more income than both St. Margaret of Cortona and St. John Vianney. Approximately 90% of the income for St.
Margaret of Cortona goes towards their school. Many of the parishioners are elderly and do not have children going to the school yet they are paying for the upkeep of the school. St. John
Vianney does not have a school. Each parish has its own administrative staff. St. Anthony has more staff members because they have more ministries. Each parish has its own Pastoral
Council. One of the concerns that the pastor has is if there is only one priest, will he have to go to three different Parish Council meetings? Each of the parishes has a different culture. St.
Anthony’s community is 85% White, 10% African American, and 5% other minority. St. John
Vianney and St. Margaret of Cortona are 100% white and they have a much older community. 63
In our discussions, we both agreed that each parish is different and it will be a challenge to convince the parishes to look at the possibility of combining services. St. Margaret of Cortona has lots of space and facilities that are not used. St. Anthony is always in constant need of meeting space. At most of the meetings we discussed the three parishes. In addition, another issue may come up. St. Cecilia, which is a member of our Pastoral Region, has a pastor who is
78 years old (an exception to the policy). He may be retiring soon. This could also have an effect on St. Anthony parish. The first meeting of the committee took place at the parish center
August 5, 2004 at 7:00pm. The committee discussed updates on each of the parishes in the region, St Anthony, St. Margaret of Cortona, St. John Vianney and St. Cecilia. There was a long discussion about the upcoming priest convocation where the priests were completing the Futures document.
There are six members and the pastor on the committee, but only four attended the initial meeting. The committee members were selected from the parish; therefore, they are sensitive to the needs of the parish. The problem of the shortage of priests was a given. The problem did not need to be formulated; we as a parish have felt some of the fallout from the shortage of priests.
Each member was informed of what the Parish Council is expecting. I informed the members about my research. The research is not to just to observe the activities, but to participate in the process. We almost lost one of the members because of job responsibility. Nevertheless, he was able to commit to the group. The committee will set the direction for the group. At the first meeting of the committee, we brainstormed about the needs of the parish. Many issues came up.
The pastor and I presented several historical pieces of information. One of the documents the committee reviewed was the five-year pastoral plan the parish completed. The Parish Council will continue to implement the pastoral plan as the What If committee looks at the future. 64
Stage 1
The committee received information about the issues affecting the Archdiocese and the activities that the Archbishop had set up. The pastor had information (some had been mailed to us) from a document called “Future with Fewer Priests” prepared by the priests of the
Archdiocese. The Archbishop started this process in 2000. The priests met again in early June
2005 to add to the document and later in October 2005 to finalize the document. The committee received all historical documents concerning the church and archdiocese. The committee agreed to expedite the meetings by e-mailing copies of all documents to the group in advance. There will be an agenda for each meeting and minutes recorded. The parish will keep the minutes along with other documents. The group decided to meet until we had a finished product. Of course, the committee members may change, but the committee would continue. How often the committee met originally was based on the schedule of the members, although the committee did try to meet at least once a month. Other issues that affected the outcome of the process were:
• Other Catholic churches in our region (there are three others)
Catholic churches in the pastoral region (there are four in total)
The number of priest in the pastoral region (there are three)
The ages of the priest in the neighborhood and the deanery
How to collect and store data
As the committee discussed the issues, the focus was to keep in mind the needs of the parish. The Parish Pastoral Council will receive all information and conclusions. They will have first hand information on the progress of the committee.
One of the major issues the committee was faced with was how to incorporate the other parishes in the region in the process. Our major concern was that we did not want to position 65 ourselves as the parish that knows all and leave the needs of the other three parishes out of the mix. The processes or techniques used will come from the knowledge of the parish and the parishioners. The investigation will move from the committee stage to the Parish Pastoral
Council to the parishioners.
It was not until the second meeting that we realized we all did not have the same understanding of the ramifications of what we are planning. One of the committee members stated that the church was going through a change and we should look at ourselves as change agents of the parish. Our first step was to look at the issues and see how we could help the parish move toward a new direction as well as working with the other parishes in our cluster. We agreed that before we moved forward with recommendations to the Parish Council, each of the committee members should be educated about the issues affecting the Archdiocese and the activities that the Archbishop has set up. There was a need for more information. In the discussion, we understood that the final product might not be ready for at least two years. To take a people from a comfort level of seeing a priest preside over the mass each Sunday to seeing more reflection given by the laity or see the major functional responsibilities that the pastor performed to seeing laity perform these same roles will take some time for the faithful to accept.
We decided to divide the workload based on the interest of each of the committee members. One member was interested in a change process. He submitted a process used by a major corporation for review. A staff member who is a Sister of St. Joseph also offered information about a change process. The committee member reviewed both processes to determine which process would be the better for the parishes, keeping in mind the parishes in our deanery. He will report to the committee with his recommendation. Another member was concerned that we should not lose the culture of St. Anthony. The concern was that as St. 66
Anthony moves to a different consciousness, there would be changes that would affect the lives of the parishioners as well as the parishioners of the other parishes. We agreed that, as a parish, we still needed to meet the needs of all parishioners and to respect the culture of the other parishes. The Pastor would continue his role of giving us information that he receives from the
Archdiocese. He is also a member of the deanery committee that is looking at the issues of a shortage of priests at the deanery level. Another member would collect data on how other archdioceses and dioceses have handled the problem. He was also interested in why there was a problem.
The Pastor is a member of the deanery executive committee. The dean chair suggested that the pastors organize a parish delegation to draw from the four parishes to begin to look at the issues of fewer priests, and suggested that they bring their parish leadership up to date about the issues and to look at several topics that could be used to begin the dialogue. We, of course, had current information from the pastor and were somewhat ahead of the other parishes. The pastor seemed very comfortable with the process of looking at the issues presented. He then contacted the parish council president and the What If committee chair for input. The suggested items to be addressed were:
1. Describe your parish as it is now.
2. What could be the benefits of collaborating closely and/or sharing our pastor with other
parishes?
3. What are the strongest potential barriers to our beginning the process of such sharing and
collaboration?
4. What are the clearest possible approaches for movement toward such sharing in the next
year? 67
5. Where (or how) would our collaboration begin?
The committee’s next meeting was September 7, 2004. At this meeting, one of the members followed up with the change theory. He presented a process called Change
Acceleration Process (CAP). Consultants and GE leaders designed this model in 1992. The goal of the process was to accelerate self-sufficiency efforts, transfer best practices about leading change, and enhance the capabilities of GE leaders. The committee reviewed the seven steps of the process and determined it was a good process but we did not feel this process would work for the parish. We also reviewed information on a video by Willowgreen Publication called
Learning to Manage Transition in Your Life. We reviewed the topic for each of the segments.
Again, as with CAP, the information was good and it helped the group focus on the need for a process but the processes were not what the committee was looking for St. Anthony. The information did help determine that change theory along with a Small Christian Communities model would be the method we use for presenting and collecting information from the parishioners. The small group process would give the committee the opportunity to do interviews in a group setting. As the change agents for the investigation, we would be able to obtain information on what the parishioners were thinking. The major issue was to preserve the culture of St. Anthony in spite of the changing environment of the church.
An additional source that we reviewed was books that were recommended by the
Archdiocese of Cincinnati. Books like:
Transforming the Parish Models for the Future, Patricia M. Forster, OSF & Thomas P. Sweetser, SJ
The Parish of the Next Millennium, William J. Bausch
Catholics in Crisis? The Church Confronts Contemporary Challenges, William J. Bausch
Re-Imagining the Parish, Patrick J. Brennan 68
Parishes that Excel, Patrick J. Brennan
Sowing New Seed Directions for Evangelization Today, Frank DeSiano, CSP
Re-Visioning Mission The Catholic Church and Culture in Postmodern America, Richard G. Cote, OMI
The committee reviewed the titles to see which book would be helpful for our work. I did review each book, as the topic was very helpful to me in my study. A committee member gave a very detailed presentation about change theory and how it could be the foundation the group looks at as they continue collecting data and information. The committee collected information on activities that were held in the archdiocese. Programs like Small Christian
Community Formation Day, Catholics Returning Home, and Disciples in Mission. In the third meeting, after reviewing all of the information presented, the committee transitioned to a committee of “like mind”. At that moment, the committee understood the needs of the parish and the effect their work will have on the parish in the future. It then became urgent about how to move forward and how to communicate to the parish.
Archdiocese of Cincinnati
The Archdiocese of Cincinnati had attempted to update the parishes about changes in the diocese. In the past, the Archdiocese had developed two archdiocesan-wide planning processes,
For the Harvest and Ministry 2000, to encourage the parish to begin to think about the future.
There were some short-term changes but nothing long term. The committee did not want to be in conflict with the Archdiocese, but did want the parish to have all the information about the changes in the church. The team reviewed the implementation of the Future Committee of the
Archdiocese of Cincinnati. A question also came up as to where or how would St. Anthony begin to collaborate with the other parishes in the cluster. The group also responded to the Deanery
Chair questions that came out of the deanery meetings. The committee first brainstormed about 69 the questions and then responded in the format suggested by the Deanery Chair (See Appendix A
Responds to the Deanery Chair Questions).
The committee evaluated all the information that was presented, yet they still had not formulated a process to communicate to the parish. During this time, the committee had some major changes. One of our members left and we welcomed a new member. A pastor was named to both St. Margaret of Cortona and St. John Vianney. Also during this time, the deanery held another meeting. Two of the committee members attended. The dean requested that each of the regions meet and look at a process for their parishes with fewer priests. St. Anthony participated with the three other parishes on a committee called the Pastoral Region. There are representatives from each of the parishes in the region who would be meeting to work on ideas of collaboration and share ministries. Two of the members were representing St. Anthony on the committee. By our fifth meeting, the team was concerned about how to communicate with the parish. There was a concern that not everyone understood how this critical issue would affect the parish. One of the committee members was still concerned about how we include the other parishes in our cluster in our process. There are two “givens” we must always have in front of us. One is that the priest at one of the cluster parishes will be retiring in four or five years. The dynamic of what we are planning may change because there will be a new priest. In addition, the other “given”, because of Archdiocese’s policy, is that the pastor at St. Anthony will be leaving in four years. One of the committee members, who is a teacher, suggested we do a brainstorm about how the issue of fewer priests would affect the parish (See Appendix B The results of the brainstorming). Now the issue becomes, how do we set up an environment of listening?
Using the who, what, where, when, why and how concept, I presented an outline of how we could communicate with the parish. The goal was to be concise: 70
1. Who? The What If committee will be working within the parish and potentially with the
other parishes to start planning for a future with fewer priests.
2. What? The committee will be inviting ideas and communicating its ideas to the parish by
various means.
3. When? The plan for sharing of priests among parishes will start as soon as five to ten
years from now. This will bring big changes and planning can help with the transition.
4. How? Communication will come from the pastor, the pulpit, the Bulletin, the church
newsletter, and meetings.
5. Where? Parish will be in a cluster, which will include the three cluster parishes. By June
2005, each cluster will be working on plans for the future as instructed by the deanery
chair.
6. Why? Planning leads to good outcomes and gives people a chance to participate. The
committee will be the main group working on plans for a future with fewer priests.
The message is to get people to accept their responsibilities as baptized Catholics; to begin to understand how we can determine the parish life in the future if we understand the issues; and to determine how we can work together to still have a viable church.
The committee members had a long discussion on the role of the What If committee and the relationship with the Parish Pastoral Council, the Parish, and the Pastoral Region. The team was concerned about how they can move from a What If committee to a committee of change.
There was a long discussion on what change would mean for St. Anthony and the surrounding parishes. The committee also discussed the committee name change. Since they are no longer a
What If, what should they be called now? Responding to the discussion and the quote from
Mahatma Gandhi “Be the change you want to see in the world”, the members decided to change 71 the name of the committee. This small group of six people created a community. They had moved from a group of individual members of the What If committee to a group determined to work as one body to bring about a change.
The committee members had an “aha” experience after so many weeks and dialogue about the parish and the future of the parish along with the pastoral region. They came to the realization that they were the change and that they needed to help the parishioners understand that they too are the change. The committee members also saw that “the change was also seen in their work with each other. They were sharing more, asking each other more about issues and ideas, and they trusted each other more to be able to share things like their frustrations and fears”
(Rickey, 2008, p. 108). The team took the next step and changed the name of the committee.
They were no longer the What If committee. The name of the committee was changed to the
S.A.L.T. (Saint Anthony Leaven Team). Their goal now was to build community at each stage of the process but, the team was looking to get people also involved in the process.
It was very surprising how fast the plan came together. It was an overwhelming agreement that the team would use the Small Christian Community (SCC) model. In the past, the parish has been very successful with small group discussions, e.g. renew, the stewardship, the future goals. Small Christian communities have been held in the parish for years. St. Anthony has several SCC that meet from early Friday morning men’s group to Thursday morning women’s group. There is a Sunday morning mom’s group as well a Saturday women’s Emmaus
Walk, and Monday night men’s Emmaus Walk group. The SCC are nurturing for the participants as they learned not only to build community, but also to get a better understanding of church and scriptures. In addition, a “Renew” group meets monthly. There were small groups still meeting for prayer and support. A group normally consisted of six to eight people. They 72 were organized by the parishioners in their home or by a facilitator who planned the meeting.
We decided to use the small group model but with a different focus and structure. There would be an invitation for the parishioners to attend a small group discussion about the future of the parish. The groups ranged from 10-12 people. The meetings would be held in the homes of the parishioners or at the parish center. We wanted to create an environment for people to share and listen. There would be a host and a facilitator for each meeting. The Pastor or Pastoral
Administrator would attend all meetings. The hope was to reach at least 200 of the parishioners.
It was also emphasized that there would be an effort to reach out to the youth. The staff was a very important piece of the process. The access to the parishioners would have to come from the church. Trained facilitators will facilitate the small groups. The team would prepare the message as well as train the potential facilitators. Our theme was “Be the Change”. We would invite the parishioners to “Be the Change” for the future of the parish.
The members of the S.A.L.T. committee were “in agreement” with the process. The team felt that it was important that the committee members were in support of the work they would be taking on. The Pastor wanted to communicate the changes to the parishioners in an authentic and honest dialogue. The parishioners should be aware of and participate in the change. They should also have the opportunity to talk about issues that are affecting the church.
Issues like the indictment of priests and any other issue they wanted to bring up. The committee discussed how the church is functioning today and how it will function in the future. The concern was that people will participate or not if they had information about the church and the future. The church has been seen as a service. We come to church to be served. We need to change the attitude of the people. Our goal in the small groups is to stir the pot, have people take 73 on ownership, and change the thinking of the parishioners. We would set the boundaries by formulating questions to which they could respond, e.g.
a) How do you see yourself participating as we change?
b) What level of influence would you like to have in the changes?
c) What if any, are the barriers?
d) What do you think St. Anthony will look like five to ten years from now? How do we
prepare?
The team wrote talking points for the small group and designed the structure for the environment where everyone is heard. The small groups met in homes of the parishioners and sometimes at the rectory. Hosts and facilitators were identified. The times and dates were set and host and facilitators were able to select the day that was convenient for them. Things we needed to take note of are environment, time, food, and the presentation itself. There should be open-ended reflection questions. One member suggested we develop a “sample” presentation.
A suggested format for the small group was:
a) prayer
b) presentation
c) one or two open-ended reflection questions
d) closing prayer
The time was set at 1½ hours. The Pastor or the Pastoral Administrator would be at all of the group meetings. Two of the members agreed to design a presentation. The team would present to the Parish Pastoral Council before presentation to the parishioners. A team member and I would work on the mechanics of the processes, which includes:
Recruiting Hosts and Hostesses 74
Recruiting Facilitators
Training the facilitators
Writing letters to the parishioners about the change
Determining the number of groups
Determining the dates
Our goal was to complete the process by the end of 2008, which would be the parish’s
150-year celebration. As a take away, we discussed the possibility of giving wristbands to everyone who attended with the word S.A.L.T. on the bands.
Stage 2
There were two teams set up for the next stage. The first team of which I was a member was to determine the mechanics of the process. The second team wrote the presentation.
The first step was determining how to recruit hosts and facilitators. What would be the best method to invite parishioners to become facilitators or hosts? Again, part of the goal was to get more people involved in taking ownership of the process. Every registered household received a letter inviting them to become a part of the change. The letter was read from the pulpit and a copy was put on the website. Below is a copy of the letter. 75
September 20, 2005
Label Address City/State/Zip
Dear Name:
You are invited to “Be the Change” for St. Anthony.
The world is changing. The Archdiocese of Cincinnati is changing. We, at St. Anthony are also changing. You are invited to be a facilitator or host to a group of 8 or 10 parishioners to discuss these changes and what they mean to our St. Anthony Community. The St. Anthony Leaven Team (S.A.L.T) has been working for several months to present these changes to the Parish. Our goal is to inform the parishioners about the changes, get input from them about their feelings about the changes and to hear how the changes will affect St. Anthony. You are a recognized leader in our community and your participation is most urgently needed.
As a facilitator, you will be trained about the issues and on the process of facilitating the small group. There will be two training opportunities for the facilitator.
As a host, you are asked to provide the facility and refreshments to the participants of 8 to 10 people.
Dates set for the small group meetings are between October 15 and November 16, 2005. The meetings will be set at 90 minutes. If a host or hostess would like to meet at the Rectory or between masses, we can try to accommodate. The times for the meeting are 7:00-8:30 p.m. during the week, 10:00-11:30 a.m. on Saturday and between the masses on Sunday.
Please contact the Office Manager at 271-0920 to let her know if you are willing to facilitate or to host a meeting.
Thank you,
S.A.L.T. Member Gloria J. Parker