1

1 BIOLOGICAL SCIENCES

2 EVOLUTION

3

4 A tropical as first mammalian model for skin

5 metabolism

6 Short title: skin

7

a,1 b c 8 Ismael Galván , Juan Garrido-Fernández , José J. Ríos , Antonio Pérez-

b d a 9 Gálvez , Bernal Rodríguez-Herrera , and Juan J. Negro

10

11 aDepartment of Evolutionary Ecology, Doñana Biological Station - CSIC, 41092 Sevilla,

12 Spain; bDepartment of Food Phytochemistry, Instituto de la Grasa - CSIC, 41013 Sevilla,

13 Spain; cMass Spectrometry Laboratory, Instituto de la Grasa - CSIC, 41013 Sevilla, Spain;

14 dSchool of Biology, University of , 2060 San José, Costa Rica.

15

16 1Correspondence: Department of Evolutionary Ecology, Doñana Biological Station - CSIC,

17 c/ Américo Vespucio s/n, 41092 Sevilla, Spain. E-mail: [email protected]. Phone:

18 +34954466700. Fax: +34954621125.

19

20 Keywords: , carotenoids, macular degeneration, skin colouration. 2

21 Abstract

22 cannot synthesize carotenoid pigments de novo, and must take them in the diet.

23 Several , including humans, are indiscriminate accumulators although

24 distribution to some body tissues like skin is inefficient. This limits the potential capacity of

25 these organisms to benefit from the antioxidant and immunostimulatory functions that

26 carotenoids fulfil. Indeed, up to date no mammal was known to have evolved physiological

27 mechanisms to incorporate and deposit carotenoids in the skin or hair, and mammals have

28 therefore been assumed to rely entirely on other pigments such as melanins to colour their

29 integument. Here, we use high-performance liquid chromatography in combination with

30 time-of-flight mass spectrometry (HPLC-TOF/MS) to show that the frugivorous Honduran

31 white bat Ectophylla alba colours its skin bright yellow with the deposition of significant

32 amounts of the xanthophyll . The Honduran white bat is thus the first mammalian

33 model that may help developing strategies to understand the assimilation of carotenoids in

34 the skin of humans. This represents a change of paradigm in physiology showing

35 that some mammals actually have the capacity to accumulate dietary carotenoids in the

36 integument. In addition, we have also discovered that the majority of the lutein in the skin

37 of Honduran white bats is present in esterified form with fatty acids, this permitting longer-

38 lasting colouration and suggesting that bright colour traits may have an overlooked role in

39 bat visual communication.

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43

44 3

45 Significance Statement

46 We have discovered the first mammalian species, a bat called the Honduran white bat

47 Ectophylla alba, displaying a yellow carotenoid pigment named lutein in its bare skin. Even

48 though carotenoid-based colouration has been found in birds, fish, amphibians and

49 reptiles, there are no reports of any extant mammal showing these pigments in their skin

50 or hair. The implications of this finding may be profound for human health, as carotenoids

51 are essential micronutrients and lutein in particular is involved in the preservation of the

52 macula of the eye and develop photoprotection functions in the skin. The Honduran white

53 bat, with its ability to assimilate and deposit lutein in its bare skin, may be the sought-after

54 mammalian model that is needed for enhancing studies on carotenoid function and

55 metabolism.

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65 4

66 Introduction

67 Carotenoids are photosynthetic pigments that animals use to avoid cellular oxidative

68 damage and to colour external structures (1-3). The inability of animals to synthesize de

69 novo carotenoids makes that these pigments must be obtained only from dietary sources

70 (4). Among vertebrates, the limiting nature of carotenoids is particularly marked in

71 mammalian species, which exhibit a variable, but generally low efficiency for carotenoid

72 assimilation (5,6). Here, we show for the first time that a mammal, the frugivorous

73 Honduran white bat Ectophylla alba, deposits enough amounts of carotenoids in the skin,

74 so that the colouration provided by those pigments is observed in plain sight. Indeed, up to

75 date no mammal was known to incorporate significant visible amounts of carotenoids in

76 the integument (7,8). This has prevented finding adequate animal models for carotenoid

77 assimilation in skin that would allow improving our knowledge about the bioavailability and

78 tissue distribution of carotenoids in the diet of humans (9), where these pigments are of

79 utmost importance for health by having provitamin A value and fulfilling antioxidant and

80 immunostimulatory functions (10,11). Using high-performance liquid chromatography in

81 combination with time-of-flight mass spectrometry (HPLC-TOF/MS), we found that the

82 characteristic bright yellow colouration of the bare skin of nose-leaf and ears in these bats

83 is generated by the xanthophyll lutein in both free and esterified forms. This indicates that

84 the Honduran white bat represents a change of paradigm in animal physiology showing

85 that some mammals actually have the capacity to accumulate dietary carotenoids in the

86 integument. It is thus the first mammalian model that may help developing strategies to

87 improve the assimilation of lutein in humans (12), which depend on dietary contents to

88 avoid macular degeneration (13) and skin oxidative damage (14).

89 The nocturnal Honduran white bat is a small phyllostomid distributed exclusively in

90 lowland rainforests of Mesoamerica that exhibits bright yellow colouration in the bare skin 5 91 of the nose-leaf, ears and wings (Fig. 1a,b). This distinctive colouration resembles the

92 one generated by some carotenoids, mainly lutein and zeaxanthin, in the integument of

93 other vertebrates such as bird bare integument and feathers (4,15). To our knowledge,

94 such yellow hues are not found in other mammals, which mostly rely on darker

95 endogenous melanins to colour their pelage and skin (16), with the exception of other

96 tropical bats (see below). To determine the origin of the yellow colour, we conducted in-

97 depth chemical analyses of the bare skin of ears and nose-leaf and of the liver of two male

98 Honduran white bat specimens from Costa Rica.

99 The integument of mammals represents a striking example of the difference in the

100 bioavailability of carotenoids among animals. Carotenoids are widespread pigments in the

101 integument of all vertebrates excepting mammals, as only small amounts of carotenoids

102 (30-400 pmol/g of skin) are found in the skin of humans and other mammalian species

103 (7,8) and, contrary to feathers and the scales of reptiles and fish, there seems to be a

104 complete lack of carotenoids in the mammalian hair (15). In humans, and aside from

105 pathological conditions in which carotenoids accumulate in the skin (i.e., carotenodermia),

106 these pigments only occur in those low amounts in the skin (7) in comparison with the

107 accumulation range in inner tissues, 1 mM in the human macula or 0.1-1 M in serum

108 (17), where they interact with the colour generated by keratin, melanins and blood (18).

109 Therefore, the contribution of dietary carotenoids to the perceived variation in human skin

110 colouration is negligible. To date, the role of carotenoids as the primary pigments

111 responsible for the generation of distinctive patches of bright colour in the integument, as

112 in other vertebrates (4,15), has never been reported in mammals. Beyond increasing our

113 understanding of the evolution of animal colouration and appearance, finding mammals

114 able to significantly colour their integument with carotenoids would open new possibilities

115 to obtain mammal models that help to improve our knowledge about bioavailability of

116 dietary carotenoids. Thus, once the model is found, a change in the intake pattern 6 117 providing fruit(s) with different carotenoid profile could give insights about the specificity

118 of carotenoid accumulation in the skin tissue. Also in vivo photoprotection studies could be

119 performed to span our knowledge of carotenoid physiological functions in mammals (19).

120 Mammals obtain carotenoids eating green plant products. Once ingested, these

121 pigments are released from the food matrix by the action of bile salts and pancreatic

122 lipases, which form lipid micelles that incorporate carotenoids and facilitate their transport

123 to the mucosal cells of the duodenum by passive diffusion or through facilitated transport

124 via scavenger receptor class B, type 1 (SR-B1) (20). The capacity of assembling micelles

125 with incorporated carotenoids partly determines the efficiency of carotenoid absorption,

126 which has led to the advent of functional food technologies searching for food matrices

127 that optimize the absorption of supplemented carotenoids in farmed fish (5,21) and human

128 diets (22). Once absorbed, carotenoids are transported by lipoproteins through the

129 bloodstream to the target tissues, a process in which the abundance and nature of

130 lipoproteins limit the capacity to uptake carotenoids (15). Furthermore, some animals can

131 metabolise carotenoids into other forms, and occasionally esterify them with long-chain

132 fatty acids (20). The result is that several factors, including amounts and species of

133 carotenoids ingested, molecular linkage and food matrix composition, nutrient status of the

134 host, genetic and host-related factors, and mathematical interactions (23) influence the

135 bioavailability of carotenoids, creating large differences between species in their capacity

136 to obtain these pigments from their diets and make a physiological use of them (15).

137

138 Results and Discussion

139 Our chromatographic analyses performed with extracts from ears and nose-leaf of

140 Honduran white bats clearly showed that their bright yellow colour is due to the xanthophyll

141 lutein, including trans and cis isomers and its epoxy derivative, that forms exclusively the 7 142 carotenoid profile in the extracts of the two specimens analysed, that is, both specimens

143 contains the same qualitative carotenoid profile. The identification was based on the

144 chromatographic features, UV-visible absorbance spectra and mass spectrometry

145 characteristics, including MS and MS2 spectral behaviour of the molecular ion, which

146 agree with the data available in the literature (24). Fig. 2 depicts the HPLC analyses of the

147 extracts from liver (Fig. 2a), ears and nose-leaf tissue (Fig. 2b) for both specimens, while

148 Fig. 3 shows the UV-visible absorbance spectra of the main peaks detected in the

149 analysed tissues. We compared the experimental data with those obtained from the

150 analysis of lutein standard isolated from a vegetable source, obtaining equivalent results

151 (Fig. 2c and Fig. 3). Unexpectedly, most of the lutein content in the ears and nose-leaf is

152 present as esterified forms with saturated and unsaturated fatty acids, while almost all

153 lutein content in liver is present as free form (Table 1). The probable source of dietary

154 lutein for Honduran white bats is the fig-tree colubrinae (Standley, 1917), whose ripe

155 red fruit is reported as its major food item (25) (Fig. 1c). The main carotenoids in fresh

156 cultivated figs, the congeneric species fig-tree Ficus carica, are lutein followed by

157 zeaxanthin, both concentrated in the fruit peel (26).

158 Potential applications for human health. The presence of esterified lutein and

159 epoxy-lutein in the yellow skin of Honduran white bats, but not in the liver, suggests that

160 bats possess a physiological mechanism that allows them to esterify those xanthophylls

161 that accumulate in the integument. The bioavailability of xanthophylls to humans partly

162 depends on the efficiency with which the esterified forms of these carotenoids are

163 hydrolyzed by enzymes during digestion, and in fact only free xanthophylls are normally

164 found in human serum and peripheral tissues (27). Although the nutritional use of

165 xanthophylls may require that their esters are metabolized (27), the fact that bats are able

166 to esterify them into their integument opens interesting possibilities to improve the benefits

167 of xanthophylls for human health. This is because, in plants, the esterification of 8 168 xanthophylls enhances their stability (27). Together with zeaxanthin, lutein forms the

169 macular pigment, and plays a prominent role in human vision by acting as a filter of pro-

170 oxidant short-wavelength light and as an antioxidant to prevent damage of free radicals in

171 the retina. Lutein in the human macula is not esterified (28), but if humans had the

172 mechanism to esterify this carotenoid as bats have, it may be speculated that the stability

173 of macular lutein, and then its capacity to avoid eye damage, may be improved. Almost

174 nothing is known about the physiological mechanisms by which some animals esterify

175 carotenoids (29). The Honduran white bat therefore represents the first potential

176 mammalian model that could be used to understand these mechanisms, which may help

177 to improve the stability and bioavailability of carotenoids and thus their benefits for human

178 health.

179 Evolutionary implications. The esterification of lutein that likely occurs directly at

180 the skin in Honduran white bats suggests that this process has evolved because it

181 provides some adaptive value. Given the stability that esterified xanthophylls are known to

182 confer to plants, Honduran white bats may benefit from achieving a longer-lasting skin

183 colouration, which may be related to a role in visual communication of the bats' skin as

184 suggested for the bare integument of birds (29). Honduran white bats construct tents using

185 large plant leaves under which several individuals roost together (25), and gregarious

186 behaviour is known to promote the evolution of conspicuous colour traits that facilitate

187 visual communication (30). At this stage, we can only speculate about the reasons that

188 have led to the evolution of yellow skin colouration in Honduran white bats, but we can

189 assert that at least one bat species has evolved the capacity to use dietary carotenoids to

190 generate bright skin pigmentation. However, the existence of other bat species that also

191 display vivid yellow colour in skin and hair suggests that our finding may not be limited to

192 the Honduran white bat and could have evolved in different bat lineages distributed in

193 tropical regions. It is the case of the MacConnell's bat Mesophylla macconelli, a species 9 194 sympatric with and phylogenetically close to the Honduran white bat that also feeds on

195 the fruits of fig-trees (25) and has yellow bare skin. African tropical bats such as the

196 insectivorous yellow-winged bat Lavia frons and the Sierra Leone collared fruit bat

197 Myonycteris leptodon also show integumentary yellow colouration. Although our study only

198 represents the first report of integument primarily pigmented by carotenoids in mammals,

199 recent findings indicate that a functional M/LWS opsin gene tuned to long-wavelength light

200 is functional even in species of bats that use echolocation and have a long evolutionary

201 history of nocturnality (31). Altogether, these results call into question the commonly

202 neglected role of vision in bat communication, and suggest that microbats may have

203 evolved colour traits despite constraints imposed by nocturnal habits.

204

205 Materials and Methods

206 Animals. Two adult male Honduran white bats were captured in the Tirimbina Biological

207 Reserve (10°26’ N, 83°59’ W), in the province of Heredia, on the North Eastern Caribbean

208 lowlands of Costa Rica. The specimens weighed 5 and 5.5 g, and naturally died shortly

209 after collection with no need of chemicals to sacrifice them (Honduran white bats usually

210 die after collection, probably because of stress during manipulation). They were

211 immediately flash-frozen and shipped to Spain into package with dry ice. Once the bats

212 were received at the Instituto de la Grasa - CSIC (Spain), they were left at ambient

213 temperature for 15 min. Then, the yellow ears were sliced as well as the large yellow nose-

214 leaf. After this, the body cavity was open and the viscera exposed cutting down the body

215 wall from the center of the bat until reaching the genitals. At the posterior end of the cut,

216 two lateral scissions were made to open from the center of the bat two flaps of skin. Liver

217 was located and eviscerated with the help of a clamp. 10 218 Carotenoid extraction. Extraction of carotenoids from tissues was carried out under

219 dim light and avoiding longer processing time. The method described previously (32) was

220 used with modifications as follows. The complete tissue (ears, nose-leaf or liver) was

221 hydrated with 25 ml of cold deionized water, then mixed with 50 ml of cold N,N-

222 dimethylformamide and blended with an Ultra-Turrax (T-25 IKA, Staufen, Germany) for 2

223 min. The extract was filtrated in a Buchner funnel and the solid residue returned to the

224 blender an re-extracted with 50 ml of cold N,N-dimethylformamide. The filtrates were

225 mixed and the lipid fraction extracted with 75 ml of hexane:diethyl ether (1:1) in a

226 decanting funnel. Partition of solvents was promoted by adding 50 ml of NaCl solution

227 (10% w/v). The water and organic layer were allowed to separate, and the lower aqueous

228 phase was discarded. Residual N,N-dimethylformamide was removed by washing the

229 organic phase with 50 ml portions of deionized water. After separation, the water layer was

230 drawn off and the organic phase filtered through a solid bed of Na2SO4 and solvent

231 removed in a rotary evaporator. The extracted residue was reconstituted with 30 ml of

232 chloroform, vortexed for 30 s, then diluted with 70 ml of methanol and vortexed again for

233 30 s. Samples were stored at -80 ºC until analysis.

234 Liquid chromatography - Mass Spectrometry. The carotenoid profile in extracts from

235 tissue samples was separated in a Dionex Ultimate 3000RS U-HPLC (Thermo Fisher

236 Scientific, Waltham, MA, USA) as described previously (33,34). Briefly, a C30 reversed-

237 phase YMC (YMC, Europe, Schermbeck, Germany) analytical column, 250 mm x 4.6 mm

238 (i.d.) with 3 µm particle size was used for separation. The mobile phases were mixtures of

239 methanol:tert-butyl methyl ether:water (A, 81:15:4 and B, 7:90:3), starting with 10 min

240 isocratic A (100%), then a gradient to B 50% at 40 min, B (100%) at 50 min, A (100%) at

241 55 min and isocratic A (100%) from 55 to 60 min. The flow rate was 1 ml/min and the

242 injection volume was 30 µl. UV-visible spectra were recorded from 350 to 600 nm with a

243 photodiode array spectrometer. A split post-column of 0.4 ml/min was introduced directly 11 244 on the mass spectrometer ion source. Mass spectrometry was performed in a

245 micrOTOF-QII high resolution time-of-flight mass spectrometer (UHR-TOF) with qQ-TOF

246 geometry (Bruker Daltonics, Bremen, Germany) equipped with APCI source. Instrument

247 was operated in positive ion mode using a scan range of m/z 50-1200. Mass spectra were

248 acquired through broad band Collision Induced Dissociation (bbCID) mode, providing MS

249 and MS/MS spectra, simultaneously. The instrument control was performed using Bruker

250 Daltonics Hystar 3.2. The same strategy applied to the identification of pigment catabolites

251 in plant tissues was followed for carotenoids in animal tissues (35) in the following way.

252 The in-house mass database created ex professo comprises monoisotopic masses,

253 elemental composition and, optionally, retention time and characteristic product ions for

254 360 carotenes, xanthophylls and xanthophyll esters. Data evaluation was performed with

255 Bruker Daltonics DataAnalysis 4.0. From the HPLC/TOF-MS data, an automated peak

256 detection on the extracted ion chromatograms expected for the [M+H]+ ion of each

257 compound in the database was performed with a script command editor. Identification of

258 carotenoids was performed in the basis of their chromatographic behavior, UV-vis data

259 and high-resolution mass spectrometry data. Thus, positive identification rely on mass

260 accuracy of the protonated molecule, mass error in comparison with the calculated mass

261 for the target compound, and comparison of the theoretical and experimental isotope

262 patterns for the assumed protonated molecule. This last measurement was automatically

263 calculated by the software module SigmaFit included in the data evaluation software. The

264 SigmaFit value is a measure for the goodness of fit between theoretical and experimental

265 isotopic patterns. The smaller the SigmaFit value the better the isotopic matching.

266

267 Acknowledgments. 12 268 I.G. is supported by a Ramón y Cajal Fellowship (RYC-2012-10237) from the Spanish

269 Ministry of Economy and Competitiveness. Financial support from the Spanish

270 Government (AGL2013-42757-R) is acknowledged. Sharlene Santana and Marco

271 Tschapka kindly allowed us to reproduce their Honduran white bat photographs shown in

272 Figure 1.

273

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361 Legends to figures:

362 Fig. 1. Honduran white bat images. a and b: Details of the bright yellow colouration of

363 the bare skin in ears, nose-leaf and wings of an Honduran white bat from Costa Rica. c:

364 An Honduran white bat feeding on the ripe fruit of a fig-tree Ficus colubrinae. Photographs

365 by Sharlene Santana (a and b) and Marco Tschapka (c).

366

367 Fig. 2. Chromatogram traces. The graphs correspond to the analyses of liver (a) and

368 ears+nose-leaf (b) extracts from two specimens of Honduran white bats, and to the

369 analysis of marigold Tagetes erecta extract (c). Peak identification is the same as in Table

370 1. LE means lutein esters.

371

372 Fig. 3. UV-visible spectra of the mean peaks detected in chromatographic analysis of

373 marigold, liver and ears+nose-leaf extract from Honduran white bats. Table 1

Chromatographic, UV-visible, and MS characteristics of main carotenoids from tissues of Honduran white bats E. alba

t λ Peak Carotenoid R max [M+H]+* Main product ions† (min) (nm) 420, 1 (L, 569.4335 551.4281 [M+H-18]+; Lutein 15.7 444, E+n-l)‡ (−3.1/28.8) 495.3642 472 + 418, 931.7601 [M+H-H2O] ; 2 (E+n- Dilauroyl-5,6- 949.7668 + 33.8 443, 749.5791 [M+H-FA] l) epoxy-lutein (2.6/42.3) 469 549.4184 [M+H-2FA]+ 420, 3 (E+n- Unknown¶ 35.3 444, — — l) 472 + 959.7912 [M+H-H2O] ; 418, + 4 (E+n- Lauroyl-myristoyl- 977.7970 777.6150 [M+H-FA] 36.2 443, l) 5,6-epoxy-lutein (−1.4/39.2) + 469 749.5890 [M+H-FA] ; 549.4179 [M+H-2FA]+ + 1,041.8592 [M+H-H2O] ; + 418, 831.6697 [M+H-FA] 5 (E+n- Myristoyl-oleyl- 1,059.8695 37.1 443, l) 5,6-epoxy-lutein (−2.9/45.6) 777.6196 [M+H- 469 FA]+;549.4162 [M+H- 2FA]+ + 995.8237 [M+H-H2O] ; 420, + 6 (E+n- Lauroyl-linoleoyl- 1,013.8339 813.6589 [M+H-FA] 45.5 444, l) lutein (−1.96/29.3) + 472 733.5929 [M+H-FA] ; 533.4187 [M+H-2FA]+ + 1,049.9804 [M+H-H2O] ; 420, + 7 (E+n- Palmitoyl- 1,067.8813 811.6524 [M+H-FA] 46.3 444, l) linoleoyl-lutein§ (1.74/30.2) + 472 789.6613 [M+H-FA] ; 533.4249 [M+H-2FA]+ + 1,049.9797 [M+H-H2O] ; 420, + 8 (E+n- Palmitoyl- 1,067.8859 811.6537 [M+H-FA] 47.0 444, l) linoleoyl-lutein§ (1.84/29.5) + 472 789.6595 [M+H-FA] ; 533.4262 [M+H-2FA]+ + 1,049.9992 [M+H-H2O] ; 420, + 9 (E+n- Palmitoyl- 1,067.8806 811.6529 [M+H-FA] 47.5 444, l) linoleoyl-lutein§ (1.06/32.8) + 472 789.6604 [M+H-FA] ; 533.4236 [M+H-2FA]+ + 420, 1,077.9015 [M+H-H2O] ; 10 Oleyl-linoleoyl- 1,095.9183 + 48.4 444, 813.6593 [M+H-FA] (E+n-l) lutein (1.35/19.8) 472 815.6758 [M+H- t λ Peak Carotenoid R max [M+H]+* Main product ions† (min) (nm) FA]+;533.4278 [M+H- 2FA]+ *m/z experimental value of the molecular ion. Numbers in parenthesis are mass error in ppm and SigmaFit value. †Main products ion arising from MS2-based reactions. ‡Peak present in liver extract (L) and/or in ears+nose-leaf (E+n-l) extract. ¶Peak not identified. §Trans and cis isomers.

Figure 1

Figure 2

Figure 3