A Structural-Aesthetic Study of the Variation Movements of Beethoven's Late Period Judith Ofcarcik
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Florida State University Libraries Electronic Theses, Treatises and Dissertations The Graduate School 2013 A Structural-Aesthetic Study of the Variation Movements of Beethoven's Late Period Judith Ofcarcik Follow this and additional works at the FSU Digital Library. For more information, please contact [email protected] THE FLORIDA STATE UNIVERSITY COLLEGE OF MUSIC A STRUCTURAL-AESTHETIC STUDY OF THE VARIATION MOVEMENTS OF BEETHOVEN’S LATE PERIOD By JUDITH OFCARCIK A Dissertation submitted to the College of Music in partial fulfillment of the requirements for the Doctor of Philosophy Degree Awarded Spring Semester, 2013 Judith Ofcarcik defended this dissertation on February 21, 2013. The members of the supervisory committee were: James Mathes Professor Directing Dissertation Alfred Mele University Representative Michael Buchler Committee Member Joseph Kraus Committee Member Matthew Shaftel Committee member The Graduate School has verified and approved the above-named committee members, and certifies that the dissertation has been approved in accordance with university requirements. ii I would like to dedicate this dissertation to my grandparents, Wallis and Judy Bromley, in thanks for their monumental love and support. iii ACKNOWLEDGEMENTS I would like to thank my advisor, Prof. James Mathes, for his infinite patience throughout this process. He has approached every draft, whether the first or fourteenth, with the same keen attention to detail and intellectual probity, while never failing in his kindness and good humor. I would also like to thank the members of my committee for their thoughtful input, which has strengthened this document immeasurably. Prof. Michael Buchler encouraged me to think critically and creatively about approaches to variation analysis, in no small part through his seminar on “methodological hybridity.” In multiple independent studies, Prof. Joseph Kraus guided me through a short but conceptually-dense reading list, including Schenker’s Free Composition, taking the time to unpack the more obtuse passages to ensure I always left his office with a thorough understanding of the week’s assignment. The Schenkerian sketches in this dissertation, especially the sketch of the theme of the Op. 109 finale, owe much to his expertise. Prof. Matthew Shaftel has worked patiently with me throughout my years at FSU, particularly on my writing, and has also provided a model of how to successfully “juggle” the many demands of academic life. Inspiration and support for this project has extended beyond my committee as well, as I have been lucky to pursue this degree in an atmosphere of intellectual excitement and collegiality, surrounded by faculty and students that have challenged my thinking and contributed greatly to my education, in the broadest sense. iv Peter Loewen, formerly of Eastern Illinois University, and Marilyn Keiser, from Indiana University, have provided constant encouragement and kind words over the years, and I could not have made it through to this point without them. Conversations with Roman Ivanovitch, also of Indiana University, have continually shaped and sharpened my thinking. This dissertation was instigated in part by a summer of intensive reading and discussion, primarily focused on Classical variations, which Roman made time for even though I was no longer “officially” an IU student. These conversations laid the groundwork for a deeper study of variations, but even more importantly, they awakened in me an awareness of the joys of intellectual discovery, for which I will always be grateful. Frank Samarotto took time from his busy schedule at the Society for Music Theory national conference in New Orleans to discuss his theory of temporal plasticity, which deepened my understanding of that concept and led to insights about the late variation movements, particularly the finale of Op. 109. Erica Wessling drew on her thorough knowledge of both the German language and musical scholarship to provide a translation of Schenker’s Erläuterungsausgaben of Op. 109. The unflagging support of my friends, especially Emily Gertsch, Laura Dallman Rorick, Isabella Woo Strawn, and Jessamy Carruthers has been invaluable, and the brightest spot in my life. I would also like to thank my church, Faith Presbyterian in Tallahassee, and particularly the chancel choir and music director, Peter Pursino, for their kind words and patience as my life has become increasingly dissertation-centric. v TABLE OF CONTENTS List of Tables ............................................................................................................................... vii List of Figures ............................................................................................................................ viii List of Musical Examples ........................................................................................................... ix Abstract ........................................................................................................................................ xii 1. INTRODUCTION ..................................................................................................................1 1.1 Purpose and Scope ...........................................................................................................5 1.2 Aesthetics and Expressive Analysis ..............................................................................7 1.3 Stylistic Features of Beethoven’s Late Period ............................................................10 1.4 Conclusions .....................................................................................................................17 2. OP. 127: THE AESTHETICS OF EXCESS .........................................................................19 2.1 Excess and Plasticity ......................................................................................................21 2.2 Expressive Narrativity: Sublime and Transcendence ...............................................42 2.3 Conclusions .....................................................................................................................53 3. OP. 125: THE AESTHETICS OF RUPTURE .....................................................................54 3.1 Adorno’s Concepts of Durchbruch and Rückung ........................................................58 3.2 The Two Themes and their Expressive Trajectory ....................................................61 3.3 Approaching the End ....................................................................................................68 3.4 Conclusions .....................................................................................................................83 4. OP. 109: THE AESTHETICS OF ENDING .......................................................................86 4.1 Counterpoint and Song .................................................................................................86 4.2 Temporal Plasticity in Op. 109 .....................................................................................92 4.3 Expressive Narrativity in Op. 109 .............................................................................101 4.4 Conclusions ...................................................................................................................104 5. COMPARISONS AND CONCLUSIONS .......................................................................108 5.1 Comparative Analyses of All Late Variation Movements .....................................112 5.2 Conclusions and Further Applications .....................................................................117 REFERENCES ............................................................................................................................126 BIOGRAPHICAL SKETCH .....................................................................................................131 vi LIST OF TABLES 1.1 Closing strategies in the late-period variations ................................................................14 2.1 Formal chart of entire movement .......................................................................................24 3.1 Comparative chart of analyses, Beethoven, Symphony 9, III .........................................56 3.2 Summary of aesthetic terms used in this analysis ..........................................................61 3.3 Form chart of the movement ...............................................................................................68 3.4 Form chart for measures 121-157. Dotted lines between sections imply formal subgroups .....................................................................................................................................69 4.1 Form chart, highlighting alternation of song and counterpoint ....................................88 4.2 Distribution of motives across set ......................................................................................92 4.3 Comments about temporality from Mellers (1982) ..........................................................95 4.4 Form chart of the end of Op. 111, II .................................................................................105 5.2 Form of Op. 130, V. “Cavatina” ........................................................................................120 vii LIST OF FIGURES 2.1 Phrase structure of the theme (mm. 1-21) .........................................................................21 3.1 Phrase structure diagram for Theme A .............................................................................63