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KON TUM PROVINCIAL PEOPLE'S COMMITTEE PROJECT MANAGEMENT UNIT OF "DAM REHABILITATION AND SAFETY IMPROVEMENT" (WB8) IN KON TUM PROVINCE *************** Public Disclosure Authorized ENVIRONMENTAL AND SOCIAL Public Disclosure Authorized IMPACT ASSESSMENT REPORT SUBPROJECT: DAM REHABILITATION AND SAFETY IMPROVEMENT (WB8) IN KON TUM PROVINCE PROJECT: VIETNAM DAM REHABILITATION AND Public Disclosure Authorized SAFETY IMPROVEMENT (WB8) Public Disclosure Authorized KON TUM, JULY 2019 KON TUM PROVINCIAL PEOPLE'S COMMITTEE PROJECT MANAGEMENT UNIT OF "DAM REHABILITATION AND SAFETY IMPROVEMENT" (WB8) ON KON TUM PROVINCIAL AREA *************** ENVIRONMENTAL AND SOCIAL IMPACT ASSESSMENT REPORT SUBPROJECT: DAM REHABILITATION AND SAFETY IMPROVEMENT (WB8) IN KON TUM PROVINCE PROJECT: VIETNAM DAM REHABILITATION AND SAFETY IMPROVEMENT (WB8) PROJECT OWNER'S CONSULTANT'S REPRESENTATIVE REPRESENTATIVE PROJECT MANAGEMENT UNIT OF JOIN-VENTURE LEADING FIRM: "DAM REHABILITATION AND VIET ENVIRONMENT COMPANY SAFETY IMPROVEMENT" (WB8) ON LIMITED KON TUM PROVINCIAL AREA KON TUM, JULY 2019 ENVIRONMENTAL AND SOCIAL IMPACT ASSESSMENT REPORT OF "DAM REHABILITATION AND SAFETY IMPROVEMENT" SUBPROJECT (WB8) IN KON TUM PROVINCE TABLE OF CONTENTS TABLE OF CONTENTS ............................................................................................... i LIST OF TABLES ........................................................................................................ iv LIST OF FIGURES ...................................................................................................... vi ABBREVIATIONS ...................................................................................................... vii EXECUTIVE SUMMARY ........................................................................................... 1 CHAPTER 1: GENERAL INTRODUCTION ........................................................... 8 1.1. Approaches and methodology ........................................................................... 9 1.2. Preparation of ESIA report ............................................................................ 12 CHAPTER 2: SUB-PROJECT DESCRIPTION ...................................................... 15 2.1. Objectives of Subproject.................................................................................. 15 2.2. Geographical location of the subproject ........................................................ 15 2.3. Current status of works and construction iteams ......................................... 18 2.3. Requirements on construction material supply for the Subproject ............ 35 2.4. Implementation progress ................................................................................. 41 2.5. Pre-construction activities ............................................................................... 42 2.6. Material transportation plan .......................................................................... 42 2.7. Operational and maintenance activities ......................................................... 42 2.8. Dam Safety Plan ............................................................................................... 43 CHAPTER 3: LEGAL, ADMINISTRATIVE AND POLICY FRAMEWORK ... 46 3.1. Vietnam's policies and regulations on Environmental and Social Safety ... 46 3.1.1. Policies on Environmental regulations ...................................................... 46 3.1.2. Policies and regulations on compensation, support and resettlement ....... 47 3.1.3. Policies and regulations related to construction management of investment projects .................................................................................................................. 48 3.1.4. National policy on dam safety .................................................................... 48 3.1.5. Policy on gender ......................................................................................... 49 3.1.6. Policy on ethnic minority community development .................................... 50 3.1.7. Policy on hunger eradication & poverty reduction .................................... 52 3.1.8. Some documents related to the subproject construction ............................ 52 3.1.9. Other documents ......................................................................................... 53 3.1.10. Vietnamese standards and regulations related to environmental protection .............................................................................................................. 53 3.1.11. Compliance to the environmental and social impact assessment............. 54 Consultant unit: Joint-venture's Representative - Viet Environment Company Limited i ENVIRONMENTAL AND SOCIAL IMPACT ASSESSMENT REPORT OF "DAM REHABILITATION AND SAFETY IMPROVEMENT" SUBPROJECT (WB8) IN KON TUM PROVINCE 3.2. The World Bank’s safeguard policies ............................................................ 55 3.2.1 Project level ................................................................................................. 55 3.2.2 Subproject level............................................................................................ 55 CHAPTER 4: NATURAL, SOCIO-ECONOMIC CONDITIONS AND ENVIRONMENTAL STATUS .................................................................................. 66 4.1. Background environmental conditions in the subproject area .................... 66 4.1.1. Natural environment ................................................................................... 66 4.1.2. Biodiversity ................................................................................................. 72 4.1.3. Impacts of climate change on Kon Tum province ...................................... 74 4.1.4. Current status of natural environment components ................................... 75 4.2. Socio-economic characteristics ....................................................................... 78 4.2.1. General characteristics of Kon tum province ............................................. 78 4.2.2. Socio-economic characteristics of reservoir areas .................................... 81 4.2.3. Infrastructure .............................................................................................. 95 4.2.4. Specific objects and tangible cultural assets .............................................. 99 4.3. Indigenous Peoples ......................................................................................... 103 CHAPTER 5: ENVIRONMENTAL AND SOCIAL IMPACT ASSESSMENT . 104 5.1. Types and scale of impacts ............................................................................ 104 5.2. Positive environment and social impacts ..................................................... 105 5.3. Negative potential environmental and social impacts ................................ 106 5.3.1. Pre-construction impacts .......................................................................... 106 5.3.2. Impacts during construction ..................................................................... 109 5.3.3. Environmental and social impacts during operation phase ..................... 142 5.4 Analysis of impact types ................................................................................. 144 5.4.1 Cumulative impacts.................................................................................... 144 5.4.2 Direct impacts ............................................................................................ 144 5.4.3 Indirect impacts ......................................................................................... 144 5.4.4 Temporary impacts .................................................................................... 144 5.4.5 Long-term impacts ..................................................................................... 144 CHAPTER 6: PLAN ANALYSIS ............................................................................ 146 6.1. No Subproject scenario .................................................................................. 146 6.2. Subproject scenario ........................................................................................ 148 CHAPTER 7: ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN (ESMP) AND ENVIRONMENTAL AND SOCIAL MONITORING PLAN (ESMoP) ..................................................................................................................... 152 Consultant unit: Joint-venture's Representative - Viet Environment Company Limited ii ENVIRONMENTAL AND SOCIAL IMPACT ASSESSMENT REPORT OF "DAM REHABILITATION AND SAFETY IMPROVEMENT" SUBPROJECT (WB8) IN KON TUM PROVINCE 7.1. Environmental and social management plan (ESMP) ............................... 152 7.1.1. Objectives of Environmental and social management plan (ESMP) ....... 152 7.1.2. Mitigation measures ................................................................................. 152 b) Measures to minimize negative impacts from drilling ................................... 199 7.1.3. Implementation organization .................................................................... 206 7.1.4. Environment compliance framework ........................................................ 213 7.1.5. Grievance redress mechanism .................................................................. 217 7.1.6. ESMP implementation plan ...................................................................... 220 7.1.7. Capacity building and training ................................................................. 221 7.2