LUCRETIUS and the FEARS of DEATH a Dissertation Presented to the Faculty of the Graduate School of Cornell University Partial Fu
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LUCRETIUS AND THE FEARS OF DEATH A Dissertation Presented to the Faculty of the Graduate School of Cornell University Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy by Peter Aronoff August 1997 © 1997 Peter Aronoff BIOGRAPHICAL SKETCH Although he likes to pretend that he is the all-American kid from New York City, Peter Aronoff was actually bom in Columbia, South Carolina. Mrs. Hunter taught him to read in kindergarten at P.S. #4, Inwood, NY, for which he will be forever grateful. Around the same time, his parents taught him to be a decent human being, to have the courage of his convictions, and, when appropriate, to raise his voice. These lessons and how to read were probably all he ever really needed to know, but the remaining twenty-three years of schooling were nevertheless entertaining. He cannot think of anything more stupid than the autobiography of a twenty-eight year old. for Ithaca such weather one cannnot say, here, why one is still so happy. Amy Clampitt 'Grasmere' Archaic Figure iv ACKNOWLEDGMENTS The Andrew Mellon Foundation and the estate of Lane Cooper provided support for the writing of this thesis, and I am grateful to both sources. The writing was done primarily in Ithaca, but my beloved cousin, Stuart Wallenstein, made available his luxury east-side apartment many times, and I wrote drafts of chapters two and three there, as well as revisions on the body of the entire thesis. I thank him both for the space and for his helpful insights on thought experiments. Dianne Curtin, Cheryl Miller, Nancy Sokol, and Miriam Zubal supplied an endless stream of answers and solutions to years of foolish questions and problems. Nancy Sokol, who is the soul of the Cornell Classics Department, went above and beyond: I owe my job to her extra phone call, and I am forever in her debt. My committee - Judy Ginsburg, Phillip Mitsis and Pietro Pucci - know how much I owe them, and I would like to thank Judy Ginsburg in particular for meeting with me on a weekly basis when I was initially hammering out the the work. At an early stage of the project, Elizabeth Asmis kindly read drafts of what became chapter two, as well as drafts of what became chapter nothing. Gail Fine also read a version of that same doomed chapter. At a late stage Charles Brittain read the entire thesis, some pieces more than once, as did Julia Annas at an even later stage. I especially thank these people since they had no obligation to help. Hayden Pelliccia and David Mankin were always generous with their time and knowledge, and they provided insight and encouragement on a number of key points. I am happiest to acknowledge what I owe to my friends and family. I love my work, which is, for the most part, a good thing. But it means that no one who knows me for very long can escape talking about death. This bare list cannot be more than a pale recognition of my debts, but I would like to thank the following people for discussion and argument: Ian Alderman, Sara Benjamin, Charles Brittain, Matt Gluck, Greg Hays, Vivek Jain, Amy Joy Lanou, Grace Ledbetter, Tami Loos, Keith McPartland, Ali Nathan, Nathan Nicol, Joanna Rios, Richard Swartz, Robin Warren, and Kate Woolfitt. My family has supported me, contrary to their best judgment, for my entire life. I cannot thank them enough, and it would be silly to say much else on that score. But I should note that my father found and provided the pen with which I wrote literally the entire thesis. Finally, I would like to thank Julia Annas, Charles Brittain, Richard Swartz, and Kate Woolfitt. They were kind enough to sit with me while I printed the final version the week before my defense and to help me collate the monster. It may not seem like a lot, but it made all the difference in the world. The thesis is dedicated to a place, which may seem odd. But as much as anything, a place is the people who live there and the life they live. I was lucky to have spent the last five years here, with these people, living this life. The work is a result of that time in this place. No other dedication seemed right. vi TABLE OF CONTENTS Biographical Sketch HI Dedication iv Acknowledgments V List of Abbreviations v iii Introduction 1 Chapter 1: Emotions and the fears of death 6 Chapter 2: The nature of the soul and the fear of Hades 36 Chapter 3: The destruction of the soul and non-existence 78 Chapter 4: The destruction of the soul and non-existence: objections 136 Conclusion 170 Appendix 1: Materialism and the emotions 176 Appendix 2: Letter to Herodotus 81 181 Appendix 3: The two thought experiments in HI 843-861 190 Bibliography 201 vii LIST OF ABBREVIATIONS CAG Commentarium Aristotelicum Graecum CAH Cambridge Ancient History CHCL Cambridge History of Classical Literature De An Aristotle, De Anima De Fin Cicero, De Finbus Bonorum et Malorum DK Fragmente der Vorsokratiker edd. H. Diels and W. Kranz DL Diogenes Laertius, Vitae Philosophorum DO Diogenes of Oenoanda, The Epicurean Inscription DRN Lucretius, De Rerum Natura DVB Seneca, De Vita Beata EE Aristotle, Eudemian Ethics EET P. Mitsis, Epicurus' Ethical Theory EF Philodemus, De Electionibus et Fugis EHEE G. Striker, Essays on Hellenistic Epistemology and Ethics EpH Epicurus, Epistula ad Herodotum EpM Epicurus, Epistula ad Menoeceum HPM J. Annas, Hellenistic Philosophy of Mind G Socraticorum Relicjuae ed. G. Giannantoni KD Kuriai Doxai Non posse Plutarch, Non posse suaviter vivi secundum Epicurum L&S The Hellenistic Philosophers edd. A.A. Long and D.N. Sedley M oD Metaphysics of Death ed. J. Fischer M oH J. Annas, The Morality of Happiness ND Cicero, De Natura Deorum NE Aristotle, Nicomachean Ethics R h et Aristotle, Ars Rhetorica SVF Stoicorum Veterum Fragmenta TD Cicero, Tusculanae Disputationes ToD M. Nussbaum, The Therapy of Desire U Epicurea ed. H. Usener VS Vaticanae Sententiae v iii INTRODUCTION Start this way. Everyone wants to be happy (DRN VI 26, EpM 122). What people want, when they want this, is to live well, to have a good life, to succeed in their lives (NE 1095al8-20). These phrases are not identical, nor is their meaning perfectly clear, but neither point nullifies the substantial truth here. Over and above all the specific things that people want and pursue, they want, quite in general, to be happy. This desire naturally produces two questions. First, what is happiness? Second, how can we get it, whatever it is?1 The second question arises in an obvious way: if we want something, then we want to know how to get it - since we want happiness, we want to know how to get it. The first question arises, as Aristotle points out (NE 1095al7-22, 1097b22- 24), because to say that everyone wants happiness is not yet to say anything very definite about what happiness is. Everyone can agree that they want to live well, precisely because 'living well' is left somewhat vague. But since we will be more likely to achieve happiness if we have a clear notion of what it is, we will very much want to have such a clear notion. 1 Cf. DRN V I26-28, 'exposuitque [Epicurus] bonum summum quo tendimus omnes/quid foret, atque viam monstravit, tramite parvo/qua possemus ad id recto contendere cursu/ Seneca DVB I 1, and Aristotle EE 1214al4-15, 'rcpwxov 8e ( j k e j i x e o v e v xivi xo eu ^fjv icai rccoq k x t i t o v / but as emerges from his following remarks, Aristotle's n&q Kxqxov is not as immediately practical as the statements Seneca or Lucretius. See also Mitsis EET 11, and Striker EHEE 169-173. 1 2 If we consider the Epicurean response to these questions, it will put the subject matter of the rest of the thesis into better perspective. Happiness, according to the Epicureans, consists in the absence of bodily pain (cc7cov{oc) and the freedom from mental disturbance (ocxctpoc^icx). The characterization here is essentially negative, and Epicurus's language bears ample witness to this fact.2 At least two things are odd here. First, even if we understand this to mean that happiness is a life of physical and mental painlessness, rather than just a momentary condition, nevertheless the Epicurean position seems too passive. Lack of pain, even a whole life of it, does not appear to have enough positive content to make up a truly happy life. As the Cyrenaics put it, this life seems like the condition of a sleeper or even of a corpse (DL H 89, U 451). Second, and still odder, the Epicureans identified painlessness with the greatest pleasure (EpM 131, De Fin I 37-38). Even if happiness is painlessness, however, it looks like sheer perversity to pass off lack of pain as any pleasure - much less the height of pleasure. These are genuine and serious problems for the Epicureans, but I am not going to answer them. In order to consider the Epicurean answer to the second question - how can we achieve happiness, whatever it is? - I will simply take it to be true, for the sake of argument, that happiness is the conjunction of dt7tov{a and dxocpa^ia. Given that this is so, how can we get it? Put short, the Epicureans thought that we could achieve physical painlessness by satisfying, at a minimal level, our need for food, drink, clothing, and shelter.