Directors, Supervisors, Senior Management and Employees

THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES

OVERVIEW

The Board currently consists of nine Directors, including four executive Directors, two non-executive Directors and three independent non-executive Directors. All Directors are elected by the general meeting for a term of three years which is renewable upon re-election. The major functions and powers of the Board include, but are not limited to, convening the general meetings, reporting its work at the general meetings, implementing the resolutions passed at the general meetings, considering and approving the operating plans and investment plans of the Company, formulating the Company’s strategic development plans, formulating annual financial budgets and final accounts plans, formulating profit distribution plans and plans on making up losses, and exercising other powers and functions as conferred by the Articles of Association.

The Board of Supervisors of the Company consists of five Supervisors. Employee representative Supervisors are elected democratically by the employee representatives’ meeting, employee meetings or in other ways, while non-employee representative Supervisors are elected by the general meetings. The term of office of each Supervisor is three years, which is renewable upon re-election. The major powers and functions of the Board of Supervisors include, but are not limited to, monitoring the financial activities of the Company, supervising the performance of duties of Directors and senior management and proposing the removal of Directors and senior management who have acted in breach of the laws, administrative regulations, the Articles of Association or the resolutions passed at the general meetings, and exercising other powers and functions as conferred by the Articles of Association.

The following tables set forth information regarding our Directors, Supervisors, senior management and core management. As advised by our PRC legal advisors, DeHeng Law Offices, all of the Directors, Supervisors, senior management and core management have complied with the qualification requirements under relevant PRC laws and regulations for their respective positions.

Directors, Supervisors, Senior Management and Core Management

The table below sets forth certain information on our Directors:

Relationship with other Directors, Date of Date of Supervisors joining the appointment and senior Name Age Position Major duties Company as Director management Wang 53 Chairman of the Board Responsible for the August 2014 October None Xuedong and Executive Director Company’s operation 2014 (王學東) strategies, and making Chairman of the major operation Risk Management and decisions Internal Control Committee

Chairman of the Nomination Committee

236 THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES

Relationship with other Directors, Date of Date of Supervisors joining the appointment and senior Name Age Position Major duties Company as Director management Fan Xun 49 Vice Chairman of the Responsible for the March 2015 June 2015 None (范珣) Board, Executive Company’s business Director, and President operation and management Member of the Risk Management and Internal Control Committee

Member of the Remuneration Committee

Geng Tiejun 56 Executive Director and Responsible for the April 2008 April 2008 None (耿鐵軍) Vice President appraisals department and the asset Member of the management Risk Management and department, assisting Internal Control in the management of Committee the operation and management Member of the Related department Party Transaction Control Committee

Huang Min 33 Executive Director, Responsible for the March 2015 June 2015 None (黃敏) Vice President and business department I1 Secretary of the Board and assisting in the management of the Member of the Board office, Risk Management and responsible for Internal Control organizing general Committee meetings, Board meetings and other Member of the Related affiliated matters and Party Transaction information disclosure Control Committee

1 Business department I is mainly responsible for the leasing business operations in the regions of Beijing, Tianjin, Heilongjiang, Jilin, Liaoning, Shandong, Sichuan, Henan, Hebei, Inner Mongolia, Tibet, etc.

237 THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES

Relationship with other Directors, Date of Date of Supervisors joining the appointment and senior Name Age Position Major duties Company as Director management Liu Hui 46 Non-executive Director Participating in the September September None (劉暉) formulation of the 2015 2015 Member of the general corporate Risk Management and business plans, Internal Control strategies and major Committee decisions of the Company through the Member of the Board Audit Committee

Member of the Nomination Committee

Li Yingbao 53 Non-executive Director Same as above September September None (李英寶) 2015 2015 Member of the Risk Management and Internal Control Committee

Member of the Audit Committee

Member of the Remuneration Committee

Zheng 53 Independent Non- Same as above January 2016 January 2016 None Xueding executive Director (鄭學定) Chairman of the Audit Committee

Member of the Risk Management and Internal Control Committee

Member of the Related Party Transaction Control Committee

Member of the Remuneration Committee

Member of the Nomination Committee

238 THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES

Relationship with other Directors, Date of Date of Supervisors joining the appointment and senior Name Age Position Major duties Company as Director management Xu Jin 58 Independent Non- Same as above January 2016 January 2016 None (徐進) executive Director

Chairman of the Related Party Transaction Control Committee

Member of the Audit Committee

Member of the Remuneration Committee

Member of the Nomination Committee

Zhang 62 Independent Non- Same as above January 2016 January 2016 None Xianchu executive Director (張宪初) Chairman of the Remuneration Committee

Member of the Related Party Transaction Control Committee

Member of the Audit Committee

Member of the Nomination Committee

239 THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES

The following table sets forth certain information on the Supervisors of the Company:

Relationship with other Directors, Date of Date of Supervisors joining the appointment and senior Name Age Position Major duties Company as Supervisor management Jiang Daozhen 49 Chairman of the Board Presiding over the Board of March 2015 June 2015 None (蔣道振) of Supervisors Supervisors and monitoring the operation risks and financial activities of the Company

Lei Yanzheng 51 Supervisor Monitoring the operation and December 2013 December 2013 None (雷閻正) financial activities of the Company

Sun Zhikun 38 Supervisor Same as above June 2015 June 2015 None (孫志坤)

Huang Xuemei 42 Employee Same as above March 2000 May 2015 None (黃雪梅) Representative Supervisor

Zhuang Ganlang 43 Employee Same as above July 2001 September 2009 None (莊贛浪) Representative Supervisor

The following table below sets forth certain information on the senior management of the Company, the scope of which is in compliance with our Articles of Association:

Relationship with other Date of Directors, Date of appointment Supervisors joining the as senior and senior Name Age Position Major duties Company management management Wang Xuedong 53 Chairman of the Board Responsible for the Company’s August 2014 October 2014 None (王學東) and Executive Director operation strategies, and making major operation decisions

Fan Xun 49 Vice Chairman of the Responsible for the Company’s March 2015 May 2015 None (范珣) Board, Executive business operation and Director, and President management

Geng Tiejun 56 Executive Director and Responsible for the appraisals April 2008 April 2008 None (耿鐵軍) Vice President department and the asset management department, and assisting in the management of the operation and management department

240 THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES

Relationship with other Date of Directors, Date of appointment Supervisors joining the as senior and senior Name Age Position Major duties Company management management Ai Yang 45 Vice President Responsible for the shipping March 2015 April 2015 None (艾陽) business department, the small and medium enterprise business department, business department II2 and business department III3

Li Jungang 50 Vice President Responsible for the aviation March 2015 April 2015 None (李駿罡) business department

Xu Xiaowu 46 Vice President Responsible for the treasury November November 1999 None (徐曉武) department and the financial 1999 planning department

Fang Yunqun 52 Vice President Responsible for the legal affairs April 2008 April 2008 None (房雲群) department and disciplinary inspection office

Huang Min 33 Executive Director, Responsible for the business March 2015 April 2015 None (黃敏) Vice President and department I, assisting in the Secretary of the Board management of the Board office, responsible for organizing general meetings, Board meetings and other affiliated matters and information disclosure

Hu Xiaoyun 44 Chief Financial Officer Responsible for the Company’s December 2015 December 2015 None (胡曉雲) financial planning

2 Business department II is mainly responsible for the leasing business operations in the regions of Guangdong, Shenzhen, Hainan, Hong Kong, Yunnan, Guizhou, Chongqing, Hunan, Hubei, Anhui, Jiangxi, Xinjiang, Yili, etc.

3 Business department III is mainly responsible for the leasing business operations in the regions of Jiangsu, Shanghai, Suzhou, Ningbo, Zhejiang, Fujian, Xiamen, Shaanxi, Qinghai, Shanxi, Guangxi, Ningxia, Gansu, etc.

241 THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES

Except for Wang Xuedong, Fan Xun, Geng Tiejun, Ai Yang, Li Jungang, Xu Xiaowu, Fang Yunqun, Huang Min, Hu Xiaoyun and Huang Xuemei, the table below sets forth information on the other core management of the Company:

Date of joining the Name Age Current position Company Yuan Hong 40 General manager of the small and medium enterprise May 2001 (袁虹) business department

Liu Xiaozhou 40 General manager of business department II April 2007 (劉小舟)

Wang Qian 36 Deputy general manager of the treasury department (in February 2004 (汪謙) charge of daily work)

Han Zhenhai 51 Full-time member of the appraisals department under the July 1999 (韓振海) Leasing Business Review Committee

Zhang Lingzhi 39 General manager of the operation and management January 2008 (張淩智) department

Peng Nianhua 40 Deputy general manager of the legal affairs department June 2009 (彭念華) (in charge of daily work)

DIRECTORS Executive Directors

Mr. Wang Xuedong (王學東), aged 53, joined the Company in August 2014. He is currently the chairman of the Board and an executive Director of the Company. Mr. Wang Xuedong previously served as an assistant engineer of the second bureau of major construction under the former State Planning Commission (currently known as National Development and Reform Commission) from August 1983 to June 1988, and was an engineer and the deputy head of the second division under the water transportation project department of the National Transportation Investment Corporation (國家交通投資公司) successively from June 1988 to March 1994. He served as the deputy head and head of the second division of water transportation under the transportation credit bureau of CDB successively from March 1994 to January 1997, and was the head of the first division under the eastern China credit bureau of CDB from January 1997 to December 1999. He served as the vice president of the Shanghai Branch of CDB from December 1999 to March 2008, and was the president of the Hunan Branch of CDB from March 2008 to August 2014. Mr. Wang Xuedong has served as the chairman of the Board and an executive Director of the Company since October 2014. Save as disclosed above, Mr. Wang Xuedong has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Wang Xuedong graduated from Dalian College of Technology (大連工學院) in Dalian, Liaoning Province, the PRC, majoring in port construction engineering, and obtained a bachelor’s degree in engineering in July 1983. He graduated from Central University of Finance and Economics in Beijing, the PRC, majoring in money and banking, and obtained a master’s degree in economics (part-time) in August 1999. Mr. Wang Xuedong obtained the qualification of senior engineer issued by CDB in November 1994. Save as disclosed in this document, there are no additional matters with respect to the appointment of directors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Wang Xuedong which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

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Mr. Fan Xun (范珣), aged 49, joined the Company in March 2015. He is currently the vice chairman of the Board, an executive Director and the president of the Company. Mr. Fan Xun held several positions in CDB successively from June 1997 to July 2010, including a staff member of the capital bureau, a clerk at section level of the second division and the domestic debt management division under the treasury bureau, the head of the market research division and the market development division under the treasury bureau, a clerk at division level of the investment business bureau, the deputy director of the investment business bureau and the deputy director of the market and investment bureau. Mr. Fan Xun served as the chairman of the board of supervisors of CDB Securities Company Limited (國開證券有限責任公司) from August 2010 to March 2015. He has served as the president, an executive Director and the vice chairman of the Board of the Company since May, June and July 2015, respectively. Save as disclosed above, Mr. Fan Xun has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Fan Xun graduated from Tianjin University in Tianjin, the PRC, majoring in ocean and naval architecture and obtained a bachelor’s degree in engineering in July 1989, and graduated from Tianjin College of Finance and Economics (天津財經學院) in Tianjin, the PRC, majoring in monetary banking, and obtained a master’s degree in economics in July 1994. He graduated from the postgraduate institute of the People’s Bank of China in Beijing, the PRC, majoring in international finance, and obtained a doctoral degree in economics in June 1997. Mr. Fan Xun obtained the qualification of senior economist issued by CDB in December 2000. Save as disclosed in this document, there are no additional matters with respect to the appointment of directors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Fan Xun which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

Mr. Geng Tiejun (耿鐵軍), aged 56, joined the Company in April 2008. He is currently an executive Director, a vice president and the chairman of the labor union of the Company. Mr. Geng Tiejun served as an assistant researcher in the research department of the China Enterprise Management Association from July 1987 to April 1992. He held several positions in China International Engineering Consulting Corporation successively from April 1992 to November 1997, including a principal staff member of the general manager office, an assistant to the general manager and the deputy head of the office research division. From November 1997 to April 2008, he held several positions in CDB successively, including the head of the business department of Chengdu office, the deputy head of the Sichuan division and the deputy head of the equity management division under the southwest credit bureau, and the head of the equity management division and securitization business division under the investment business bureau. He has served as an executive Director and the vice president of the Company since April 2008, and has served as the chairman of the labor union of the Company since December 2013. Save as disclosed above, Mr. Geng Tiejun has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Geng Tiejun graduated from Hunan University in Changsha, Hunan Province, the PRC, majoring in chemical and analytical chemistry, and obtained a bachelor’s degree in science in July 1985. He studied at a class for postgraduates under the theory department in the Party School of the Central Committee in Beijing, the PRC, majoring in economic management, and graduated from Stevens Institute of Technology in Hoboken, New Jersey, the U.S., majoring in project management and obtained a master’s degree in management (part-time) in May 2007. Mr. Geng Tiejun obtained the qualification of associate researcher issued by the former State Planning Commission (currently known as the National Development and Reform Commission) of China in October

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1994. Save as disclosed in this document, there are no additional matters with respect to the appointment of directors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Geng Tiejun which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

Mr. Huang Min (黃敏), aged 33, joined the Company in March 2015. He is currently an executive Director, a vice president and the secretary to the Board. He served as the head of cadre appointment and removal at Hainan Airlines Co., Ltd. from October 2004 to October 2005. He served as the business head and the manager of the comprehensive management department in Yangtze River Leasing Co., Ltd. successively from May 2006 to July 2009, and was the acting manager of the human resources management department, the general manager of the comprehensive management department and the general manager of the fourth business department in Tianjin Bohai Leasing Co., Ltd. from September 2008 to November 2012. He held several positions in Wanjiang Financial Leasing Co., Ltd. successively from November 2012 to March 2015, including the secretary to the board of directors, the general manager of the strategic innovation department and general aviation department, and assistant to the president. Mr. Huang Min has served as the vice president and an executive Director of the Company since April and June 2015, respectively, and has served as the secretary to the Board since January 2016. Save as disclosed above, Mr. Huang Min has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Huang Min graduated from Renmin University of China in Beijing, the PRC, majoring in international politics, and obtained a bachelor’s degree in laws in July 2004. Save as disclosed in this document, there are no additional matters with respect to the appointment of directors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Huang Min which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

Non-Executive Directors

Ms. Liu Hui (劉暉), aged 46, joined the Company in September 2015. She is currently a non-executive Director of the Company, as well as a deputy director of the market and investment bureau in CDB. Ms. Liu Hui has held several positions in CDB successively since July 1996, including a cadre of the finance and accounting bureau of CDB, a cadre in the finance and accounting division of Wuhan Branch, a clerk at deputy section level and clerk at section level of the general division of the financial and accounting bureau, a clerk at section level, the deputy head and head of the equity business division of the investment business bureau, head of the investment business division of the marketing and investment bureau and the deputy director of the marketing and investment bureau. Ms. Liu Hui has served as a non-executive director of Upper Chance Group Ltd since May 2014, a non-executive director of Pak China Investment Company Limited since December 2012, and a non-executive Director of the Company since September 2015. Save as disclosed above, Ms. Liu Hui has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Ms. Liu Hui graduated from the accounting department of Renmin University of China in Beijing, the PRC, majoring in international accounting, and obtained a bachelor’s degree in economics in July 1993. She then graduated from the accounting department of Renmin University of China in Beijing, the PRC, majoring in accounting, and obtained a master’s degree in economics in June

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1996. Ms. Liu Hui obtained the qualification of senior accountant issued by CDB in November 2005. Save as disclosed in this document, there are no additional matters with respect to the appointment of directors that need to be brought to the attention of the Shareholders and there is no additional information relating to Ms. Liu Hui which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

Mr. Li Yingbao (李英寶), aged 53, joined the Company in September 2015. He is currently a non-executive Director of the Company, as well as a senior assessment manager of the first assessment bureau in CDB. Mr. Li Yingbao served as an engineer of the transportation project department in China International Engineering Consulting Corporation from August 1991 to February 1998, and held several positions in CDB successively from February 1998 to June 2012, including a clerk at section level of the transportation environmental assessment bureau, a clerk at section level and the head of division of the second assessment bureau, and the deputy head and head of division of the first assessment bureau. Mr. Li Yingbao has served as the senior assessment manager of the first assessment bureau of the CDB since June 2012, and has served as a non-executive Director of the Company since September 2015. Save as disclosed above, Mr. Li Yingbao has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Li Yingbao graduated from Xi’an College of Highway (西安公路學院) in Xi’an, Shaanxi Province, the PRC, majoring in highways and urban roads, and obtained a bachelor’s degree in engineering in July 1985. He then graduated from Xi’an College of Highway in Xi’an, Shaanxi Province, the PRC, majoring in highways and urban roads and obtained a master’s degree in engineering in April 1991. Mr. Li Yingbao obtained the qualification of senior engineer issued by CDB in November 1998. In May 2004, the research on the “Evaluation Methods of the Civil Airport Construction Project” led and completed by Mr. Li Yingbao was awarded the Second Prize for Civil Aviation Science and Technology Progress in 2001 by the Civil Aviation Administration of China. In December 2009, the “Feasibility Study Report on the Acquisition of Light Rail Airport Line Project by Capital Airport Holding Company” led and completed by Mr. Li Yingbao was awarded the Third Prize for National Excellent Engineering Consulting Achievement in 2009 by the China National Association of Engineering Consultants. Save as disclosed in this document, there are no additional matters with respect to the appointment of directors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Li Yingbao which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

Independent Non-Executive Directors

Mr. Zheng Xueding (鄭學定), aged 53, joined the Company in January 2016. He is currently an independent non-executive Director of the Company, and has been a partner of Shenzhen Branch of Da Hua Certified Public Accountants since January 2012. Mr. Zheng Xueding was a teacher in the department of accounting of Jiangxi College of Finance and Economics (currently known as Jiangxi University of Finance and Economics) from July 1984 to July 1988, and was a cadre of the accounting division under Shenzhen Municipal Bureau of Finance from January 1991 to January 1992. He served as the deputy secretary general and secretary general of Shenzhen Institute of Certified Public Accountants from January 1992 to December 2005 and a partner of Shenzhen Branch of Pan-China Certified Public Accountants from January 2006 to December 2011. Mr. Zheng Xueding has been an independent director of Shenzhen Institute of Building Research Co., Ltd. (深圳市建築科學研究院股份有限公司) since September 2013, an independent director of Shenzhen Glacier Network Technology Co. Ltd. (深圳冰川網絡技術股份有限公司) since September 2012 and an independent director of Shenzhen

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Jintian Industry (Group) Co., Ltd. (“Jintian Industry”) (深圳金田實業(集團)股份有限公司) since January 2014. Jintian Industry was incorporated in the PRC and primarily engaged in property management and real estate businesses. Jintian Industry was listed on the Shenzhen Stock Exchange in 1991. Due to loss for three consecutive years, Jintian Industry was suspended from listing by the Shenzhen Stock Exchange in May 2001. Since then Jintian Industry has not conducted any substantial business operation. On April 21, 2014, Jintian Industry submitted a bankruptcy and restructuring petition to Shenzhen Intermediate People’s Court and commenced its bankruptcy and restructuring proceedings on February 5, 2015 after receiving the court decision. In November 2015, Shenzhen Intermediate People’s Court approved Jintian Industry’s restructuring plan and its bankruptcy and restructuring proceedings were terminated. The relevant restructuring fees and common benefits debt amounted to approximately RMB21.4 million. As of the Latest Practicable Date, Jintian Industry was still undergoing the execution of its restructuring plan. Mr. Zheng Xueding has served as a director of Jintian Industry since January 2014. He confirmed that he is not in any way related to the loss of Jintian Industry. Mr. Zheng Xueding has been an independent director of Ping An UOB Fund Management Co., Ltd. (平安大華基金公司) since January 2011, an independent director of Shenzhen Infogem Technologies Co., Ltd. (listed on the Shenzhen Stock Exchange, stock code: 300085) since April 2014, and an independent director of Qinhuangdao Tianye Tolian Heavy Industry Co., Ltd. (listed on the Shenzhen Stock Exchange, stock code: 002459) since May 2014. Mr. Zheng Xueding has been a member of the sixth Standing Committee and the Planning and Budget Committee of the People’s Congress of Shenzhen since June 2015, and has served as an independent non-executive Director of the Company since January 2016.

Save as disclosed above, Mr. Zheng Xueding has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Zheng Xueding graduated from the department of accounting of Jiangxi University of Finance and Economics in Nanchang, Jiangxi Province, the PRC, majoring in industry accounting, and obtained a bachelor’s degree in economics in July 1984. He then graduated from the financial accounting department of Jiangxi University of Finance and Economics in Nanchang, Jiangxi Province, the PRC, majoring in accounting, and obtained a master’s degree in economics in July 1991. Mr. Zheng Xueding was granted with the qualification of certified public accountant by the Chinese Institute of Certified Public Accountants in August 1995 and the qualification of senior accountant by the Personnel Department of Guangdong Province in January 1998. Save as disclosed in this document, there are no additional matters with respect to the appointment of directors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Zheng Xueding which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

Mr. Xu Jin (徐進), aged 58, joined the Company in January 2016. He is currently an independent non-executive Director of the Company, and has been a professor of the School of Economics of Shenzhen University since October 2001. He has been a member of the Academic Committee of the Finance Society of Shenzhen, the Budget and Accounting Research Society of Shenzhen, and the Accounting Society of Shenzhen since July 2013, as well as a specialist of the Advisory Committee for Policy Decision of Shenzhen since January 2016. Mr. Xu Jin was a tutor and lecturer in the finance department of Jilin Institute of Finance and Trade (吉林財貿學院, currently known as the finance department of Changchun Taxation College (長春稅務學院)) from July 1986 to August 1995, and served as an associate professor of the finance department of Changchun Taxation College (currently known as the Institute of Taxation of Jilin University of Finance and Economics) from July 1998 to October 2001. He has served in several positions

246 THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES successively at Shenzhen University since October 2001, including as an associate professor and professor of the School of Economics, the dean of the finance department, the director of the Fiscal and Taxation Research Institute and the head of Community Finance Research Centre of China Minsheng Bank Shenzhen Branch (民生銀行深圳分行小區金融研究中心). Meanwhile, Mr. Xu Jin served as a visiting professor majoring in finance in Tianjin College of Commerce (天津商學院) from November 2002 to July 2004, and a standing director of the Shenzhen Certified Tax Agents Association from August 2003 to July 2011. He was a standing director of Shenzhen Local Taxation Research Academy (深圳地方稅收研究會) and Shenzhen International Taxation Research Academy (深圳國際稅收研究會) from November 2007 to September 2011. Mr. Xu Jin served as an external director of Shenzhen Guangming New District Urban Construction & Investment Co., Ltd. (深圳光明新區城投公司) from January 2011 to November 2015, and an independent director of Guangdong Baolilai Investment Co., Ltd. (currently known as China High-Speed Railway Technology Co., Ltd., a company listed on the Shenzhen Stock Exchange (stock code: 000008)), from May 2013 to August 2015. He has served as an independent non-executive Director of the Company since January 2016.

Save as disclosed above, Mr. Xu Jin has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Xu Jin graduated from Jilin Institute of Economics and Trade (吉林經貿學院, currently known as the Jilin University of Finance and Economics) in Changchun, Jilin Province, the PRC, majoring in finance and obtained a bachelor’s degree in economics in July 1986, and graduated from the tutor course of the Central Institute of Finance and Economics (中央財政金融學院, currently known as the Central University of Finance and Economics) in Beijing, the PRC, majoring in finance, and completed his postgraduate course in July 1988. He graduated from Renmin University of China in Beijing, the PRC, majoring in finance, and obtained a doctoral degree in economics in July 1998. Mr. Xu Jin obtained the qualification of finance professor issued by the Personnel Department of Guangdong Province in March 2005. Save as disclosed in this document, there are no additional matters with respect to the appointment of directors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Xu Jin which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

Mr. Zhang Xianchu (張宪初), aged 62, joined the Company in January 2016. He is currently an independent non-executive Director of the Company (his appointment has been approved by the general meeting of the Company but pending the approval of the Shenzhen CBRC on director’s qualification as of the Latest Practicable Date), and has been a teacher, tenured professor and deputy dean at the Faculty of Law in the University of Hong Kong since July 1997. He has served as a trustee of the Hong Kong Legal Education Trust Fund (香港法律教育信託基金) since May 2002 and a visiting professor of Fudan University since September 2003. He has served as an independent director of Jiangsu Nantong Xinhaixing (Group) Company (江蘇南通新海星(集團)公司) since 2004 and a visiting professor of Shantou University since 2006. He has been as a member of the Foreign Specialities Commission under the Trial Theory Study Committee of China Law Society (the Supreme People’s Court) (中國法學會(最高人民法院)審判理論研究會涉外專業委員會) since March 2011 and an arbitrator of the Shanghai International Economic and Trade Arbitration Commission since May 2012. He has served as one of the three editors of the series of books of Asian commercial laws, financial laws and economic laws, and Asian commercial laws and practices published by Edward Elgar Publishing in the UK since June 2012, and has been an arbitrator of the South China International Economic and Trade Arbitration Commission since December 2012 and the director of the Chinese Judicial Studies Academy (中華司法研究會) under the Supreme People’s Court since

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July 2015. He has also been a member of the editorial committee of The British Journal of Interdisciplinary Studies since September 2015 and an arbitrator of the Arbitration Commission of Tianjin Free Trade Zone in China since October 2015. He has served as a member of the editorial committee of University of Bologna Law Review since November 2015 and a visiting scholar of University of Michigan Law School since January 2016. Mr. Zhang Xianchu was a teacher at City University of Hong Kong from January 1995 to June 1997 and a senior researcher at Queen Mary University of London from May 1999 to May 2002. He served as a visiting professor of the Asian Transnational Program of Duke University-University of Hong Kong from June 1999 to June 2005 and a visiting professor of WTO Asia-pacific Trade Policy Training Program from June 2003 to June 2009. He was also a visiting scholar of Academia Sinica from December 2008 to March 2009. Mr. Zhang Xianchu has been an independent non-executive Director of the Company since January 2016. Save as disclosed above, Mr. Zhang Xianchu has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Zhang Xianchu graduated from China University of Political Science and Law in Beijing, the PRC, majoring in law, and obtained a bachelor’s degree in law in July 1983. He graduated from the Law School of Indiana University (Bloomington) in Bloomington, Indiana, the U.S., majoring in comparative law, and obtained a master’s degree in law in May 1988. He graduated from the Law School of Indiana University (Bloomington) in Bloomington, Indiana, the U.S., and obtained a doctoral degree in law in August 1992. Save as disclosed in this document, there are no additional matters with respect to the appointment of directors that need to be brought to the attention of the Shareholders of the Company and there is no additional information relating to Mr. Zhang Xianchu which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

SUPERVISORS Mr. Jiang Daozhen (蔣道振), aged 49, joined the Company in March 2015. He is currently the chairman of the Board of Supervisors of the Company. Mr. Jiang Daozhen held several positions in CDB from April 1995 to April 2015 successively, including a staff member and a clerk at section level of the international financial organization loan division under the international finance bureau, a clerk at section level of the loan division and the foreign exchange credit management division under the international finance bureau, the deputy head of the foreign exchange credit management division under the international finance bureau, the secretary at deputy division level of the president office under the general office, the head of the second customer division under the business department of the head office, the deputy general manager of the business department of the head office and vice president of the Beijing branch. Mr. Jiang Daozhen has served as the chairman of the Board of Supervisors of the Company since June 2015. Save as disclosed above, Mr. Jiang Daozhen has not held a directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Jiang Daozhen graduated from Tsinghua University in Beijing, the PRC, majoring in water conservancy and hydropower engineering, and obtained a bachelor’s degree in engineering in July 1990. He then graduated from North China College of Water Resources and Electric Power (華北水利水電學院) in Zhengzhou, Henan Province, the PRC, majoring in hydraulics and river dynamics and obtained a master’s degree in engineering, in April 1995. Save as disclosed in this document, there are no additional matters with respect to the appointment of supervisors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Jiang Daozhen which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

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Mr. Lei Yanzheng (雷閻正), aged 51, joined the Company in December 2013. He is currently a Supervisor of the Company. Mr. Lei Yanzheng has been the secretary to the board of directors of AVIC Aircraft Co., Ltd. (中航飛機股份有限公司) since December 2012, and a deputy general manager of AVIC Xi’an Aircraft Industry (Group) Company Ltd. and a deputy general manager of AVIC Aircraft Co., Ltd. Xi’an Branch (中航西安飛機分公司) since January 2014. Mr. Lei Yanzheng served in several positions successively in Xi’an Aircraft Industry from July 1986 to July 2011, including a technician of the power section, the manager of the 56th Factory, the secretary of the board of directors, the head of the planning department and deputy general manager of Xi’an Aircraft International Corporation (西安飛機國際航空製造股份有限公司). Mr. Lei Yanzheng has been a Supervisor of the Company since December 2013. Save as disclosed above, Mr. Lei Yanzheng has not held any directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Lei Yanzheng graduated from Xi’an Metallurgy and Architecture College (西安冶金建築學院) in Xi’an, Shaanxi Province, the PRC, majoring in heating and ventilating, and obtained a bachelor’s degree in engineering in July 1986. He then graduated from Northwestern Polytechnical University in Xi’an, Shaanxi Province, the PRC, majoring in management engineering, and obtained a master’s degree in engineering in May 1998. Save as disclosed in this document, there are no additional matters with respect to the appointment of supervisors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Lei Yanzheng which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules. Mr. Sun Zhikun (孫志坤), aged 38, joined the Company in June 2015. He is currently a Supervisor of the Company. Mr. Sun Zhikun has served as a director of Yangtze River Insurance Brokers Co,. Ltd. (揚子江保險經紀有限公司) since November 2014, and a director of HNA Topwin Futures Co., Ltd. since January 2015. Mr. Sun Zhikun served as the personnel manager in the human resources department of HNA Group from July 2001 to October 2003, and was the personnel manager in the comprehensive management department of China Xinhua Airlines Co., Ltd. from October 2003 to December 2006. He was the manager of the comprehensive business office in the service department of Hainan Airlines Co., Ltd. from December 2006 to November 2008, and the manager of the human resources department of HNA Capital Holding Co., Ltd. from October 2008 to May 2010. He served as the general manager of business division I of Tianjin Yanshan Investment Management Company Limited (天津燕山投資管理有限公司) from June 2010 to December 2013 and the general manager of the human resources department of HNA Capital Group Co., Ltd. from December 2013 to November 2015. He has been a Supervisor of the Company since June 2015. Save as disclosed above, Mr. Sun Zhikun has not held any directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Sun Zhikun graduated from Northwest University (西北大學) in Xi’an, Shaanxi Province, the PRC, majoring in management science, and obtained a bachelor’s degree in business administration in July 2001. He then graduated from Beihang University in Beijing, the PRC, majoring in business administration, and obtained an MBA degree in July 2008. In August 2005, Mr. Sun Zhikun was granted the qualification of enterprises human resources manager by the Occupational Skill Testing Authority of the Ministry of Labor and Social Security. Save as disclosed in this document, there are no additional matters with respect to the appointment of supervisors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Sun Zhikun which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules. Ms. Huang Xuemei (黃雪梅), aged 42, joined the Company in March 2000. She is currently an employee representative Supervisor, the general manager of the compliance department, a member of the labor union and a director of the Women Workers’ Committee of the Company.

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Ms. Huang Xuemei has served in several positions successively in the Company since March 2000, including an assistant to the director of the capital department, the director of the finance department and capital department, the general manager of the treasury department, the general manager of the risk management department and the general manager of the compliance department. Ms. Huang Xuemei has served as a director in 20 domestic SPCs of the Company since July 2013, a Supervisor of the Company since May 2015, and a director in another 13 domestic SPCs of the Company since October 2015. Save as disclosed above, Ms. Huang Xuemei has not held any directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Ms. Huang Xuemei graduated from Capital University of Economics and Business in Beijing, the PRC, majoring in finance and insurance, and obtained a bachelor’s degree in economics in July 1997. She graduated from the Chinese University of Hong Kong in Hong Kong, majoring in business administration and obtained an MBA degree in business administration in December 2010. In October 1998, Ms. Huang Xuemei was granted with the qualification of intermediate economist by Ministry of Personnel of the PRC (now known as Ministry of Human Resources and Social Security of the PRC). Save as disclosed in this document, there are no additional matters with respect to the appointment of supervisors that need to be brought to the attention of the Shareholders and there is no additional information relating to Ms. Huang Xuemei which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

Mr. Zhuang Ganlang (莊贛浪), aged 43, joined the Company in July 2001. He is currently an employee representative Supervisor. He has been a senior manager of business department II of the Company since August 2015. Mr. Zhuang Ganlang was a designer in the 650th Institute of Hongdu Aviation Industry Group (洪都航空集團650所) from July 1995 to September 1998, and has served in several positions successively in the Company since July 2001, including a salesman of the aircraft leasing department, the head of and assistant to the director of the leasing project management department, the senior manager and deputy general manager of the risk management department, the deputy general manager of the appraisals department, the deputy general manager of the financial planning department and a full-time member of the leasing business committee under the appraisals department. Mr. Zhuang Ganlang has been a Supervisor of the Company since September 2009. Save as disclosed above, Mr. Zhuang Ganlang has not held any directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Zhuang Ganlang graduated from Southeast University in Nanjing, Jiangsu Province, the PRC, majoring in mechanical manufacturing technology and equipment and obtained a bachelor’s degree in engineering in July 1995. He then graduated from Jiangxi University of Finance and Economics in Nanchang, Jiangxi Province, the PRC, majoring in accounting with a master’s degree in management in July 2001. Save as disclosed in this document, there are no additional matters with respect to the appointment of supervisors that need to be brought to the attention of the Shareholders and there is no additional information relating to Mr. Zhuang Ganlang which is required to be disclosed pursuant to Rule 13.51(2) of the Listing Rules.

SENIOR MANAGEMENT

Mr. Wang Xuedong (王學東) – for details of his biography, please refer to “– Directors – Executive Directors” in this section.

Mr. Fan Xun (范珣) – for details of his biography, please refer to “– Directors – Executive Directors” in this section.

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Mr. Geng Tiejun (耿鐵軍) – for details of his biography, please refer to “– Directors – Executive Directors” in this section.

Mr. Ai Yang (艾陽), aged 45, joined the Company in March 2015. He is currently a vice president of the Company. Mr. Ai Yang was a cadre in the highway project department of National Transportation Investment Corporation from July 1993 to March 1994. He served in several positions successively in CDB from March 1994 to November 2002, including a staff member of the transportation credit bureau, a clerk at deputy section level of the transportation credit bureau and the Southwest credit bureau, and a clerk at section level of the Southwest credit bureau and the second assessment bureau. From November 2002 to March 2011, he served in several positions successively in CDB Shanghai Branch, including the deputy head of the project appraisal division, the head of the business innovation division, the head of the financial market division and the head of the international cooperation division. He was a vice president of CDB Ningbo Branch from March 2011 to March 2015. Mr. Ai Yang has been a vice president of the Company since April 2015.

Save as disclosed above, Mr. Ai Yang has not held any directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Ai Yang graduated from Beijing University of Technology in Beijing, the PRC, majoring in transportation engineering, and obtained a bachelor’s degree in engineering in July 1993.

Mr. Li Jungang (李駿罡), aged 50, joined the Company in March 2015. He is currently a vice president of the Company. Mr. Li Jungang was a staff member of the Nantong Planning Committee from July 1990 to May 1993. He served as a deputy manager in Shenzhen Qingshuihe Industry Company Limited (深圳清水河實業公司) and its subsidiaries from May 1993 to February 1994. He was a principal staff member in China Southern Securities Company Limited (中國南方證券有限公司) from November 1994 to October 1996. He served in several positions successively in Shenzhen City Commercial Bank from October 1996 to November 2007, including the deputy general manager of the corporate business department, the general manager of the credit and loan department, and the general manager of the asset and risk management department. From November 2007 to March 2015, he successively served as the head of client division III and client division I of CDB Shenzhen Branch. Mr. Li Jungang has been a vice president of the Company since April 2015.

Save as disclosed above, Mr. Li Jungang has not held any directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Li Jungang graduated from Hefei University of Technology (合肥工業大學) in Hefei, Anhui Province, the PRC, majoring in industrial management engineering, with a bachelor’s degree in engineering in July 1987. He then graduated from Jiangxi College of Finance and Economics in Nanchang, Jiangxi Province, the PRC, majoring in industrial economics, with a master’s degree in economics in June 1990. He graduated from Xiamen University in Xiamen, Fujian Province, the PRC, majoring in world economy with a doctoral degree in economics in June 2008. In May 1996, Mr. Li Jungang was granted with the qualification of accountant by the Ministry of Personnel of the PRC (currently known as the Ministry of Human Resources and Social Security of the PRC).

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Mr. Xu Xiaowu (徐曉武), aged 46, joined the Company in November 1999. He is currently a vice president of the Company. Mr. Xu Xiaowu was the assistant to the head of the finance department and the director of the settlement center in Shenzhen Southern Pharmaceutical Factory (深圳南方製藥廠) (currently known as China Resources Sanjiu Medical & Pharmaceutical Co., Ltd., a company listed on Shenzhen Stock Exchange, stock code: 000999) from July 1992 to November 1999. He was also a supervisor of Sanjiu Medical & Pharmaceutical Co., Ltd. (三九醫藥股份有限公司) (currently known as China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.) from 1999 to 2002. Mr. Xu Xiaowu has been a vice president of the Company since November 1999.

Save as disclosed above, Mr. Xu Xiaowu has not held any directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Xu Xiaowu graduated from Wuhan University in Wuhan, Hubei Province, the PRC, majoring in auditing with a bachelor’s degree in economics in July 1992. He then graduated from Xiamen University in Xiamen, Fujian Province, the PRC, majoring in world economy with a master’s degree in economics in November 2008. Mr. Xu Xiaowu attended the EMBA course in Cheung Kong Graduate School of Business in Beijing, the PRC, from 2007 to 2009.

Mr. Fang Yunqun (房雲群), aged 52, joined the Company in April 2008. He is currently a vice president of the Company. Mr. Fang Yunqun served in succession as cadre and deputy head of the capital and finance division in National Agriculture Investment Corporation (國家農業投資公司) from August 1988 to March 1994. He served in several positions successively in CDB from March 1994 to April 2008, including the deputy head of division of the agriculture credit bureau, the deputy head of division of the Southwest credit bureau, the deputy head of division of the finance and accounting bureau, the head of division of the settlement center and the head of division of the operation center. Mr. Fang Yunqun has served as a vice president of the Company since April 2008.

Save as disclosed above, Mr. Fang Yunqun has not held any directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Mr. Fang Yunqun graduated from Jiangxi University of Finance and Economics in Nanchang, Jiangxi Province, the PRC, majoring in accounting with a bachelor’s degree in economics in July 1986. In October 1997, Mr. Fang was granted the qualification of senior accountant by CDB.

Mr. Huang Min (黃敏) – for details of his biography, please refer to “– Directors – Executive Directors” in this section.

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Ms. Hu Xiaoyun (胡曉雲), aged 44, joined the Company in December 2015. She is currently the chief financial officer and the general manager of the financial planning department of the Company. She also served as an external tutor at the Central University of Finance and economics. Ms. Hu Xiaoyun was a cadre in the finance division of Beijing Coal Mining Machinery Factory (北京煤礦機械廠) from July 1993 to January 1995, and held various positions successively in CDB from January 1995 to August 2010, including a cadre, clerk, clerk at deputy section level, clerk at section level of the accounting division I under the finance and the accounting bureau, the deputy head of the finance and accounting division, the operation division and the credit management division in CDB Tianjin Branch, the clerk at deputy division level of the account management division under the finance and accounting bureau, the deputy head of the financial planning division under the finance and accounting bureau, the deputy head of the account management division, the deputy head of the business integration division under the capital trading center, the head of the business integration division of the capital trading department under the research and development center, and the head of the trading product control division under the risk management bureau of CDB. Ms. Hu Xiaoyun served as the chief financial officer of CDB Securities Company Limited from August 2010 to December 2015, has been the general manager of the financial planning department of the Company since December 2015 and has been the chief financial officer of the Company since December 2015.

Save as disclosed above, Ms. Hu Xiaoyun has not held any directorship in any other listed company in the three years immediately preceding the Latest Practicable Date. Ms. Hu Xiaoyun graduated from Central Institute of Finance and Economics in Beijing, the PRC, majoring in accounting, with a bachelor’s degree in economics in June 1993. She then graduated from Renmin University of China in Beijing, the PRC, majoring in law, with a master’s degree in law in July 2000. She graduated from Peking University in Beijing, the PRC, majoring in finance, with a master’s degree in economics in July 2008. Ms. Hu Xiaoyun was granted the qualification of certified accountant by the Certified Public Accountant Examination Commission under the Ministry of Finance in May 1996 and registered as an individual member of the Chinese Institute of Certified Public Accountants in June 1996. She also obtained the PRC lawyer qualification by the Lawyer Qualification Credentials Committee under the Ministry of Justice of the PRC in May 1999. In May 2008, she obtained the qualification of trader in the National Interbank Borrowing and Lending Market by the National Interbank Funding Center (全國銀行間同行拆借中心), and the qualification of securities and futures intermediaries by the Hong Kong Securities and Investment Institute in May 2011. Ms. Hu Xiaoyun was elected as one of China’s Leading Talents in Accounting (back-up) (全國會計領軍人才(後備)) by the Ministry of Finance in November 2011, and was awarded the second prize in Banking Technology Development by the PBOC in March 2012.

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CORE MANAGEMENT

For details of the biographies of Wang Xuedong, Fan Xun, Geng Tiejun, Ai Yang, Li Jungang, Xu Xiaowu, Fang Yunqun, Huang Min, Hu Xiaoyun and Huang Xuemei, please refer to the above disclosure in this section.

Ms. Yuan Hong (袁虹), aged 40, joined the Company in May 2001. She has held various positions successively in the Company, including a salesperson of the leasing business department, an assistant to the director of leasing business department II, the director of leasing business department III, the director of the customer service department, the director of the risk management department, the general manager of business department III, the general manager of leasing business department I, the general manager of leasing business department II and the general manager of business department II. Since January 2016, she has served as the general manager of the small and medium enterprise business department of the Company. Ms. Yuan Hong graduated from Zhongnan University of Economics and Law in Wuhan, Hubei Province, the PRC, majoring in trade and economics, and obtained a bachelor’s degree in economics in June 1999. In December 2001, Ms. Yuan Hong obtained the qualification of assistant economist issued by Shenzhen Professional Title Management Office.

Mr. Liu Xiaozhou (劉小舟), aged 40, joined the Company in April 2007. He had held various positions successively in the Company, including an assistant to the president and the general manager of the risk management department, the general manager of the research and development department, the general manager of the operation and management department, the general manager of leasing business department I and the general manager of the small and medium enterprise business department. Since January 2016, he has served as the general manager of business department II of the Company. Mr. Liu Xiaozhou graduated from the International Finance Department of Fudan University in Shanghai, the PRC, majoring in investment economics, and obtained a bachelor’s degree in economics in July 1998. He graduated from Cranfield University, in the United Kingdom, majoring in business administration, and obtained a master’s degree in management in June 2005. He graduated from China Europe International Business School in Shenzhen, Guangdong Province, the PRC, and obtained an MBA degree in October 2015. In May 2011, Mr. Liu Xiaozhou obtained the qualification of economist issued by the Bureau of Human Resources and Social Security of Shenzhen Municipality.

Mr. Wang Qian (汪謙), aged 36, joined the Company in February 2004. He has held various positions successively in the Company, including a salesman of the Beijing representative office, a salesman of the capital department, the senior manager of the finance office and the senior manager of the treasury department. Since October 2010, he has served as the deputy general manager of the treasury department of the Company. Mr. Wang Qian graduated from Wuhan University in Wuhan, Hubei Province, the PRC, majoring in business administration, and obtained a bachelor’s degree in management in June 2002.

Mr. Han Zhenhai (韓振海), aged 51, joined the Company in July 1999. He has held various positions successively in the Company, including the customer manager of the capital department, the head of project department I, an assistant to the director and the director of business department II, the director of business department III, the general manager of the risk management department, the general manager of the appraisals department, the general manager of leasing business department IV and the general manager of business department I. Since January 2016, he has served as the full-time member of the appraisals department under the

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Leasing Business Review Committee of the Company. Mr. Han Zhenhai graduated from Dongbei University of Finance and Economics in Dalian, Liaoning Province, the PRC, majoring in trade and economics and obtained a bachelor’s degree in economics in July 1990. In April 1992, Mr. Han Zhenhai obtained the qualification of assistant accountant issued by People’s Construction Bank of China. In December 1995, he obtained the qualification of intermediate economist issued by the Ministry of Personnel of the PRC. Mr. Zhang Lingzhi (張淩智), aged 39, joined the Company in January 2008. He has held various positions successively in the Company, including the general manager of the human resource department and the business department III. Since January 2016, he has served as the general manager of the operation and management department of the Company. Mr. Zhang Lingzhi graduated from the Law School of Hunan Normal University in Changsha, Hunan Province, the PRC, majoring in philosophy and obtained a bachelor’s degree in philosophy in July 1997. He graduated from Zhongnan University of Economics and Law in Wuhan, Hubei Province, the PRC, majoring in business administration, and obtained a master degree of business administration in September 2004. In May 2000, Mr. Zhang Lingzhi obtained the PRC lawyer qualification issued by the Ministry of Justice of the PRC. Mr. Peng Nianhua (彭念華), aged 40, joined the Company in June 2009. He has held various positions successively in the Company, including the manager, the senior manager and the deputy general manager of the treasury department. Since January 2015, he has served as the deputy general manager of the legal affairs department (in charge of daily work) of the Company. Mr. Peng Nianhua graduated from the International Business School of Hunan University in Changsha, Hunan Province, the PRC, majoring in international finance, and obtained a bachelor’s degree in economics in June 1999. He graduated from Peking University in Beijing, the PRC, majoring in law and obtained a master’s degree in law in July 2008. In November 2003, Mr. Peng Nianhua obtained the qualification of intermediate economist issued by the Ministry of Personnel of the PRC.

JOINT COMPANY SECRETARIES

Mr. Huang Min (黃敏) is one of our joint company secretaries. For details of his biography, please refer to “– Directors – Executive Directors” in this section.

Ms. Wong Sau Ping (黃秀萍) is one of our joint company secretaries. Ms. Wong is a senior manager of the Listing Service Department of TMF Hong Kong Limited (a fellow subsidiary of KCS Hong Kong Limited). She has over 14 years’ experience in the company secretarial field. Ms. Wong was employed by one of the big four international audit firms to provide services for large and well-known companies listed on the Stock Exchange. Ms. Wong holds a bachelor’s degree in business administration and a master’s degree in professional accounting and information systems. She is a member of the Hong Kong Institute of Chartered Secretaries and the Institute of Chartered Secretaries and Administrators in the United Kingdom.

CORE MANAGEMENT The core management of the Company consists of the chairman of the Board, executive Directors, senior management as well as the core members of our Leasing Business Development and Examination Committee, Leasing Business Review Committee, Asset and Liability Management Committee and Risk Management and Internal Control Committee. The core management is responsible for the daily business operations and management of the Group, as well as formulating the Group’s business strategies, long-term development plan and investment strategies.

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The composition and main responsibilities of our Leasing Business Development and Examination Committee, Leasing Business Review Committee, Asset and Liability Management Committee and Risk Management and Internal Control Committee are as below: • Leasing Business Development and Examination Committee mainly consists of Fan Xun, Geng Tiejun, Huang Xuemei, Wang Qian, Zhang Lingzhi and Peng Nianhua. Fan Xun serves as the chairman of the Leasing Business Development and Examination Committee. The committee is primarily responsible for reviewing and deciding on whether to include the proposed projects submitted by the business departments into the preliminary pipeline, determining the list of crucial projects, and advising in relation to problems and difficulties in the course of business development. • Leasing Business Review Committee mainly consists of Fan Xun, Geng Tiejun, Ai Yang, Li Jungang, Xu Xiaowu, Fang Yunqun, Huang Min, Hu Xiaoyun, Huang Xuemei, Yuan Hong, Liu Xiaozhou, Wang Qian, Han Zhenhai, Zhang Lingzhi and Peng Nianhua. Geng Tiejun serves as the chairman of the Leasing Business Review Committee. The committee is primarily responsible for reviewing and approving leasing projects, including both finance and operating lease projects, purchases of leased assets (with pre-existing leases), transfers of rights to finance leases receivable and acquisitions of operating lease assets (mainly aircraft). • Asset and Liability Management Committee mainly consists of Fan Xun, Geng Tiejun, Xu Xiaowu, Hu Xiaoyun, Huang Xuemei, Wang Qian and Zhang Lingzhi. Fan Xun serves as the chairman of the Asset and Liability Management Committee. The committee is mainly responsible for managing market and liquidity risks as well as facilitating the management of our capital, assets and liabilities. Its main duties include analyzing and assessing the overall operations regarding our assets and liabilities and making appropriate management decisions based on the analysis of the macroeconomic environment, and coordinating and supervising the adjustments of the size and composition of our assets and liabilities as well as our sources of funding and scale of liquidity. It is also responsible for managing and controlling our market risk and liquidity risk, and reviewing our capital adequacy ratio and allocation of economic capital. • Risk Management and Internal Control Committee mainly consists of Wang Xuedong, Fan Xun, Geng Tiejun, Xu Xiaowu, Fang Yunqun, Hu Xiaoyun, Huang Xuemei, Wang Qian, Zhang Lingzhi and Peng Nianhua. Wang Xuedong serves as the chairman of the Risk Management and Internal Control Committee. The committee is primarily responsible for reviewing the risk management objectives, risk appetite, strategies, and risk measurement models, methods and standards, formulating systematic regimes, procedures and methods within acceptable risk levels as determined by the Board, and taking appropriate risk control measures. It is also responsible for examining the stress test results of our comprehensive risks, assessing the impact of major risk events, determining risk mitigation plans, reviewing non-performing and risky projects promptly and proposing risk prevention policies and measures.

BOARD COMMITTEES The Company has established five Board committees in accordance with the relevant PRC laws and regulations and the corporate governance practice under the Hong Kong Listing Rules, including the Risk Management and Internal Control Committee, the Related Party Transaction Control Committee, the Audit Committee, the Remuneration Committee and the Nomination Committee.

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Risk Management and Internal Control Committee

The Risk Management and Internal Control Committee of the Company consists of seven Directors, namely Wang Xuedong, Fan Xun, Geng Tiejun, Huang Min, Liu Hui, Li Yingbao and Zheng Xueding. Wang Xuedong currently serves as the chairman of the Risk Management and Internal Control Committee. The primary duties of the Risk Management and Internal Control Committee of the Company are as follows:

1. to supervise senior management’s control on credit risk, liquidity risk, market risk, operational risk, compliance risk, reputational risk and other risks;

2. to make a regular assessment of the Company’s risk policies, management status and risk tolerance capacity;

3. to make suggestions on the optimization of risk management and internal control of the Company;

4. other matters required by the laws, regulations, regulatory documents, and rules of the securities regulatory authority of the place where the Shares of the Company are listed and the requirements of the Articles of Association, and as authorized by the Board.

Related Party Transaction Control Committee

The Related Party Transaction Control Committee of the Company consists of five Directors, namely Xu Jin, Geng Tiejun, Huang Min, Zheng Xueding and Zhang Xianchu. Xu Jin currently serves as the chairman of the Related Party Transaction Control Committee. The primary duties of the Related Party Transaction Control Committee of the Company are as follows:

1. to manage related party transactions;

2. to review and approve related party transactions;

3. to control the risks of related party transactions;

Audit Committee

The Audit Committee of the Company consists of five Directors, namely Zheng Xueding, Liu Hui, Li Yingbao, Xu Jin and Zhang Xianchu. Zheng Xueding currently serves as the chairman of the Audit Committee. The primary duties of the Audit Committee of the Company are as follows:

1. to review significant financial policies of the Company and their implementation, and supervise the financial activities of the Company;

2. to review the financial information and relevant disclosures of the Company;

3. to consider and approve the internal control evaluation proposal of the Company, and supervise and evaluate the internal control of the Company;

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4. to consider and approve the audit budget, remuneration of staff and appointment and dismissal of major officers of the Company, supervise and evaluate the work of the internal audit of the Company and formulate the medium- to long-term audit plan, annual working plan and internal audit system setting plan of the Company as authorized by the Board, and report to the Board; 5. to propose the appointment or dismissal of an external accounting firm, supervise the work of the external accounting firm, and evaluate the report of the external accounting firm to ensure that the external accounting firm undertakes its audit responsibilities; 6. to facilitate communications and monitor the relationship between the internal audit department and the external accounting firm; 7. to monitor the non-compliance of the Company in respect of the financial reports and internal control; 8. other matters required by laws, regulations, regulatory documents, the rules of the securities regulatory authority of the place where the Shares of the Company are listed and the requirements of the Articles of Association, and as authorized by the Board.

Remuneration Committee

The Remuneration Committee of the Company consists of five Directors, namely Zhang Xianchu, Fan Xun, Li Yingbao, Zheng Xueding and Xu Jin. Zhang Xianchu currently serves as the chairman of the Remuneration Committee. The primary duties of the Remuneration Committee are as follows: 1. to organize and formulate the remuneration policy and plan of Directors and senior management and submit to the Board for approval, and propose the remuneration distribution plan according to the performance evaluation of Directors and senior management and submit to the Board for approval; 2. other matters required by laws, regulations, regulatory documents, the rules of the securities regulatory authority of the place where the Shares of the Company are listed and the requirements of the Articles of Association, and as authorized by the Board.

Nomination Committee

The Nomination Committee of the Company consists of five Directors, namely Wang Xuedong, Liu Hui, Zheng Xueding, Xu Jin and Zhang Xianchu. Wang Xuedong currently serves as the chairman of the Nomination Committee. The primary duties of the Nomination Committee are as follows:

1. to formulate procedures and standards for the election of Directors and senior management and make recommendations to the Board on the proposed procedures and standards; 2. to make recommendations to the Board on the nomination of candidates for Directors, presidents and secretary of the Board; 3. to preliminarily examine the eligibility of candidates for Directors and senior management;

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4. to make recommendations to the Board on the nomination of candidates for chairmen and members of the Board committees; 5. other matters required by laws, regulations, regulatory documents, the rules of the securities regulatory authority of the place where the Shares of the Company are listed and the requirements of the Articles of Association, and as authorized by the Board.

REMUNERATION AND COMPENSATION OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT The Company offers the executive Directors, Supervisors (excluding external Supervisors, namely Lei Yanzheng and Sun Zhikun) and senior management, as its employees, with remuneration in the form of salaries, incentive payments, housing allowances, pensions and other social insurance benefits. Independent non-executive Directors receive compensation according to their duties (including serving as members or chairmen of the Board committees). For the three years ended December 31, 2013, 2014 and 2015, the aggregate remuneration before tax paid to our Directors, Supervisors and senior management was RMB11,964,000, RMB10,498,000 and RMB12,373,000, respectively. In accordance with the arrangements currently in force, the aggregate remuneration before tax payable to the Directors and Supervisors for the year ending December 31, 2016 is estimated to be approximately RMB8,700,000. For the three years ended December 31, 2013, 2014 and 2015, the aggregate remuneration before tax paid to our five highest paid individuals by the Group was approximately RMB6,763,000, RMB6,135,000 and RMB7,022,000, respectively. During the Track Record Period, no remuneration was paid by the Group or received by any Directors, Supervisors or the five highest paid individuals as an inducement to join or upon joining the Group or as compensation for loss of office. During the Track Record Period, none of our non-executive Directors and external Supervisors received any remuneration and none of the other Directors or Supervisors of the Company waived any remuneration. Save as disclosed above, during the Track Record Period, there were no other payments paid or payable to our Directors, Supervisors or five highest paid individuals by the Company or any of its subsidiaries.

COMPLIANCE ADVISOR We have appointed Zhongtai International Capital Ltd. as our compliance advisor (the “Compliance Advisor”) upon the proposed Listing pursuant to Rule 3A.19 of the Hong Kong Listing Rules. We have appointed Zhongtai International Capital Ltd. as the Compliance Advisor of the Company pursuant to Rule 3A.19 of the Listing Rules for a period commencing on the date of the Listing of our H Shares on the Stock Exchange and ending on the date on which the Company distributes the annual report in respect of the financial results for the first full financial year commencing after the date of the Listing, or the date on which the agreement between the Compliance Advisor and us is terminated, whichever is earlier. The Compliance Advisor shall provide the Company with certain services, including guidance and advice as to compliance with the requirements under the Listing Rules and applicable laws, rules, codes and guidelines and acting as one of the principal channels of communication between the Company and the Stock Exchange when necessary.

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The Company agrees to indemnify the Compliance Advisor for actions against and losses incurred by the Compliance Advisor arising out of, or in connection with, certain events, including the performance by the Compliance Advisor of its duties under the agreement between the Compliance Advisor and us.

The Compliance Advisor will act as the additional channel of communication between the Company and the Stock Exchange.

The Company will terminate the appointment of the Compliance Advisor if the Compliance Advisor’s work does not meet our expectation. However, if, after the termination of the appointment of the Compliance Advisor, the Company does not have a compliance advisor pursuant to Rule 19A.05(3)(a) of the Listing Rules, the Company shall not be entitled to exercise such right unless a new compliance advisor acceptable to the Stock Exchange has been appointed by the Company in accordance with the requirements of Rule 19A.05(3)(a) of the Listing Rules. The Compliance Advisor will have the right to terminate its term of office at any time by notice.

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