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Harmonic Analysis and Group Representations James Arthur
armonic analysis can be interpreted Chandra. I have been motivated by the following broadly as a general principle that re- three considerations. lates geometric objects and spectral (i) Harish-Chandra’s monumental contributions objects. The two kinds of objects are to representation theory are the analytic foun- sometimes related by explicit formu- dation of the Langlands program. For many las,H and sometimes simply by parallel theories. people, they are the most serious obstacle to This principle runs throughout much of mathe- being able to work on the many problems that matics. The rather impressionistic table at the top arise from Langlands’s conjectures. of the opposite page provides illustrations from (ii) The view of harmonic analysis introduced different areas. above, at least insofar as it pertains to group The table gives me a pretext to say a word about representations, was a cornerstone of Harish- the Langlands program. In very general terms, the Chandra’s philosophy. Langlands program can be viewed as a series of far- (iii) It is more than fifteen years since the death reaching but quite precise conjectures, which de- of Harish-Chandra. As the creation of one of scribe relationships among two kinds of spectral the great mathematicians of our time, his work objects—motives and automorphic representa- deserves to be much better known. tions—at the end of the table. Wiles’s spectacular I shall spend most of the article discussing Har- work on the Shimura-Taniyama-Weil conjecture, ish-Chandra’s ultimate solution of what he long re- which established the proof of Fermat’s Last The- orem, can be regarded as confirmation of such a garded as the central problem of representation relationship in the case of elliptic curves. In gen- theory, the Plancherel formula for real groups. I eral, the arithmetic information wrapped up in shall then return briefly to the Langlands program, motives comes from solutions of polynomial equa- where I shall try to give a sense of the role played tions with rational coefficients. It would not seem by Harish-Chandra’s work. to be amenable to any sort of classification. The analytic information from automorphic represen- Representations tations, on the other hand, is backed up by the rigid A representation of a group G is a homomorphism structure of Lie theory. The Langlands program rep- R : G → GL(V) , resents a profound organizing scheme for funda- mental arithmetic data in terms of highly struc- where V = VR is a complex vector space that one tured analytic data. often takes to be a Hilbert space. We take for I am going to devote most of this article to a granted the notions of irreducible, unitary, direct short introduction to the work of Harish- sum, and equivalence, all applied to representations of a fixed group G. Representations of a finite group G were studied by Frobenius, as a tool for James Arthur is professor of mathematics at the Univer- sity of Toronto. The author would like to thank the editor investigating G. More recently, it was the repre- for his interest in the article and for some very helpful sug- sentations themselves that became the primary gestions. objects of study. From this point of view, there are
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Geometric objects Spectral objects
linear algebra sum of diagonal entries sum of eigenvalues of the of a square matrix matrix
finite groups conjugacy classes irreducible characters
topology singular homology deRham cohomology
differential geometry lengths of closed geodesics eigenvalues of the Laplacian
physics particles (classical mechanics) waves (quantum mechanics)
number theory logarithms of powers of zeros of (s) prime numbers
algebraic geometry algebraic cycles motives
automorphic forms rational conjugacy classes automorphic representations
Table of Illustrations
always two general problems to consider, for any then provide an isomorphism from V to Vb that given G. makes R equivalent to Rb . Moreover, this isomor- 1. Classify the set (G) of equivalence classes of phism satisfies the Plancherel formula irreducible unitary representations of G. Z X 2. If R is some natural unitary representation of 2 b 2 |f (x)| dx = |fn| . G, decompose R explicitly into irreducible rep- R/Z n resentations; that is, find a G-equivariant iso- 2 → b Example 2. G = R, VR = L (R), and morphism VR VRb , where VRb = V is a space built explicitly out of irreducible representa- tions, as a direct sum R(y)f (x)=f (x + y) ,y∈ G, f ∈ VR. M R n V ,n ∈{0, 1, 2,...,∞}, In this case (G) is parametrized by : ∈ (G) ∈ (G) ⇐⇒ V = C , or possibly in some more general fashion. i y (y)v = e v, v∈ V , ∈ R. 2 Example 1. G = R/Z, VR = L (R/Z), and Here we define Vb = L2(R) and R(y)f (x)=f (x + y),y∈ G, f ∈ VR. Rb(y) ( )=ei y ( ),, ∈ V, b ∈ R. This is the regular representation that underlies b classical Fourier analysis. The set (G) is param- Then V is a “continuous direct sum”, or direct in- etrized by Z as follows: tegral of irreducible representations. The Fourier ∈ ⇐⇒ C transform (G) V = , Z 2 iny (y)v = e v, v ∈ V ,n∈ Z. → b i x ∈ ∞ R f f ( )= f (x)e dx, f Cc ( ), R The space n o extends to an isomorphism from V to Vb that sat- b 2 2 V = L (Z)= c =(cn): |cn| < ∞ isfies the relevant Plancherel formula Z Z 1 supports a representation |f (x)|2 dx = |fb( )|2 d . R 2 R b 2 iny R(y)c = e cn , n These two examples were the starting point for of G that is a direct sum of all irreducible repre- a general theory of representations of locally com- sentations, each occurring with multiplicity one. pact abelian groups, which was established in the The Fourier coefficients earlier part of the twentieth century. Attention Z then turned to the study of general nonabelian lo- b 2 inx cally compact groups. Representations of non- f → fn = f (x)e dx, R/Z abelian groups have the following new features.
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Z ∈ (i) Representations (G) are typically infinite k k2 | |2 f 2 = f (x) dx dimensional. G (ii) Decompositions of general representations R typically have both a discrete part (like Fourier equals the dual norm series) and a continuous part (like Fourier Z kbk2 kb k2 transforms). f 2 = f ( ) 2 d , (G) Problem of the for any function f ∈ C∞(G). In the second inte- Plancherel Formula b c grand, kf ( )k2 denotes the Hilbert-Schmidt norm Against the prevailing b b of the operator f ( ). The norm kf k then defines opinion of the time, Har- 2 a Hilbert space Vb, on which G G acts pointwise ish-Chandra realized early by left and right translation on the spaces of in his career that a rich Hilbert-Schmidt operators on {V }. The problem theory would require the was known to be well posed. A general theorem of study of a more restricted I. Segal from 1950, together with Harish-Chandra’s class of nonabelian groups. From the very be- proof in 1953 that G is of “type I”, ensures that ginning, he confined his the Plancherel measure d exists and is unique. attention to the class of The point is to calculate d explicitly. This in- semisimple Lie groups, or cludes the problem of giving a parametrization of slightly more generally, re- (G), at least up to a set of Plancherel measure ductive Lie groups. These zero. include the general linear The first person to consider the problem and groups GL(n, R), the spe- to make significant progress was I. M. Gelfand. He cial orthogonal groups established Plancherel formulas for a number of SO(p, q; R), the symplec- matrix groups, and laid foundations for much of tic groups Sp(2n, R), and the later work in representation theory and auto- the unitary groups morphic forms. However, some of the most severe U(p, q; C) . For the pur- difficulties arose in groups that he did not consider. Photograph by Herman Landshoff, courtesy of the Institute for Advanced Study. poses of the present arti- Harish-Chandra worked in the category of general Harish-Chandra. cle, the reader can in fact semisimple (or reductive) groups. His eventual take G to be one of these proof of the Plancherel formula for these groups familiar matrix groups. was the culmination of twenty-five years of work. Harish-Chandra’s long-term goal became that of It includes many beautiful papers, and many ideas finding an explicit Plancherel formula for any such and constructions that are of great importance in G . As in the two examples above, one takes their own right. I shall describe, in briefest terms, 2 VR = L (G), with respect to a fixed Haar measure a few of the main points of Harish-Chandra’s over- on G. One can then take R to be the 2-sided reg- all strategy, as it applies to the example ular representation G = GL(n, R). 1 R(y1,y2)f (x)=f (y1 xy2) , Geometric Objects In Harish-Chandra’s theory of the Plancherel for- y1,y2 ∈ G, f ∈ VR, mula, the geometric objects are parametrized by the of G G on V. The regular representation is spe- regular, semisimple conjugacy classes in G. In the cial among arbitrary representations in that it al- example G = GL(n, R) we are considering, these ready comes with a candidate for an isomorphism conjugacy classes are the ones that lie in the open with a direct integral. This is provided by the gen- dense subset eral Fourier transform ( ) Z the eigenvalues i ∈ C Greg = ∈ G : f → fb( )= f (x) (x) dx, of are distinct G of G. They are classified by the characteristic poly- ∈ ∞ ∈ f Cc (G), (G), nomial as a disjoint union of orbits a ∞ which is defined on a dense subspace Cc (G) of TP,reg/WP , L2(G), and takes values in the vector space of fam- P { } ilies of operators on the spaces V . where P ranges over certain partitions The problem of the Plancherel formula is to n o compute the measure d on (G) such that the P =(1,... ,1, 2,... ,2): r1 +2r2 = n norm | {z } | {z } r1 r2
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of n. For a given P, these linear forms to the Schwartz space C(G) on G (which he later defined), and their behavior as t 0 1 approaches the singular set in T . What is per- . P TP = = .. , haps surprising at first glance is that the problems are not always amenable to direct attack. Harish- 0 tr1+r2 Chandra often established concrete inequalities where tk belongs to R if 1 k r1, and is of the by deep and remarkably indirect methods, that form ! fully exploited the duality between the geometric objects fG( ) and their corresponding spectral ana- k cos k k sin k logues. k sin k k cos k Spectral Objects if r1 +1 k r1 + r2, while TP,reg stands for the in- The spectral objects for Harish-Chandra were the tersection of TP with Greg. The group characters of representations in (G). Here, he Z Z r2 WP = Sr1 Sr2 ( /2 ) , was immediately faced with the problem that the space V is generally infinite dimensional, in which in which Sk denotes the symmetric group case the sum determining the trace of the unitary on k letters, acts in the obvious way by operators (x) on V can diverge. His answer was b permutation of the elements {tk :1 k r1 + r2} to prove that the average f ( ) of these operators ∈ ∞ and by sign changes in the coordinates against a function f Cc (G) is in fact of trace { k : r1 +1 k r1 + r2}. class. He then defined the character of to be the The complement of Greg in G has Haar measure distribution 0. By calculating a Jacobian determinant, Harish- b ∈ ∞ Chandra decomposed the restriction of the Haar fG( )=trf ( ) ,fCc (G). measure to Greg into measures on the coordinates However, this was by no means sufficient for the defined by conjugacy classes. The resulting formula purposes he had in mind. is Z Differential equations play a central role in Har- f (x)dx = ish-Chandra’s analysis of both characters and or- bital integrals. Let Z be the algebra of differential G X Z Z operators on G that commute with both left and 1 1 |WP | |D( )| f (x x) dx d , right translation. One of Harish-Chandra’s earliest P theorems, for which he won the AMS Cole Prize in TP,reg TP \G 1954, was to describe the structure of Z as an al- n ∈ ∞ gebra over C. Let tP = C be the complexification for any f Cc (G). Here d is a Haar measure on T , and T \G represents the right cosets of T in of the Lie algebra of the Cartan subgroup TP of P P P R G, a set that can be identified with the conjugacy G = GL(n, ). By definition there is then a canoni- cal isomorphism ∂ from the symmetric algebra class of any ∈ TP,reg . The function Y S(tP ) to the algebra of invariant differential oper- 2 ators on T . D( )= ( i j ) P 1 i