Significantly Regulated Organizations Removed ‐ December 2019

DUNS COUNTRY TICKER BUSINESS NAME EXCHANGE NAME NUMBER NAME SYMBOL 555318620 THANH HOA BEER JOINT STOCK COMPANY VIETNAM THB HANOI STOCK EXCHANGE 555315730 AN GIANG FISHERIES IMPORT & EXPORT JOINT STOCK COMPANY VIETNAM AGF HO CHI MINH STOCK EXCHANGE 555384937 HOANG LONG GROUP VIETNAM HLG HO CHI MINH STOCK EXCHANGE 555367569 PYMEPHARCO JOINT STOCK COMPANY VIETNAM PME HO CHI MINH STOCK EXCHANGE 168537889 Castle Brands Inc. USA ROX AMEX 057929913 Monopar Therapeutics Inc. USA MNPR NASDAQ 147852693 Sotheby's USA BID NEW YORK STOCK EXCHANGE 006922009 Publix Super Markets, Inc. USA PUSH OTHER OTC Market 627229649 Puramed Bioscience, Inc. USA PMBS OTHER OTC Market 080500745 Sustainable Petroleum Group Inc. USA SPGX OTHER OTC Market 832786482 Tremont Fair, Inc. USA FRLI OTHER OTC Market 079248106 Vetro, Inc. USA ANVI OTHER OTC Market 944154863 WI ‐ Tron Inc USA WTRO OTHER OTC Market 645171463 ZAPORIZHTRANSFORMATOR, AT UKRAINE ZATR UKRAINE STOCK EXCHANGE 552455123 SOCIETE MAGASIN GENERAL SA TUNISIA MAG BOURSE DE TUNIS 645142183 SOCIETE TUNISENNE DU SUCRE SA TUNISIA STS BOURSE DE TUNIS 484041418 DWM Energy AG SWITZERLAND MNAP OTHER OTC Market 354001059 SAAB AB SWEDEN SAAB B STOCKHOLM STOCK EXCHANGE 718665870 SM INVESTMENTS CORPORATION PHILIPPINES SM PHILIPPINE STOCK EXCHANGE 760025163 SCOTT TECHNOLOGY LIMITED NEW ZEALAND SCT NEW ZEALAND STOCK EXCHANGE 433954672 GIMA TT SPA ITALY GIMA ITALIAN SE (MERCATO CONTINUO ITALIA) 532359176 LEAP THERAPEUTICS LTD ISRAEL MCUR NASDAQ OMX 314265191 Spark Networks SE GERMANY LOV AMEX 333270051 StarDSL AG GERMANY IKHK BERLIN STOCK EXCHANGE 365742279 Solutiance AG GERMANY ZSOL BOERSE STUTTGART 341148394 Bittube International SE GERMANY T0C DUSSELDORF STOCK EXCHANGE 314360308 Homes & Holiday AG GERMANY HHH DUSSELDORF STOCK EXCHANGE 551099281 OTI Greentech AG GERMANY NSAK DUSSELDORF STOCK EXCHANGE 331417993 Tick Trading Software AG GERMANY TBX DUSSELDORF STOCK EXCHANGE 312687458 Uptech AG GERMANY 9AU DUSSELDORF STOCK EXCHANGE 333322498 amalphi ag GERMANY AMI FRANKFURT STOCK EXCHANGE 314274571 Cyan AG GERMANY CYR FRANKFURT STOCK EXCHANGE 313056604 Decheng Technology AG GERMANY 333 FRANKFURT STOCK EXCHANGE 537234262 m + s Elektronik AG GERMANY MUS FRANKFURT STOCK EXCHANGE 315830328 MEDIQON Group AG GERMANY MCE FRANKFURT STOCK EXCHANGE 318412012 METRIC mobility solutions AG GERMANY HWSA FRANKFURT STOCK EXCHANGE 328547018 mybet Holding SE GERMANY XMY FRANKFURT STOCK EXCHANGE 344770813 Neschen AG GERMANY NSN FRANKFURT STOCK EXCHANGE 333651938 New Work SE GERMANY NWO FRANKFURT STOCK EXCHANGE 317910511 Nucletron Electronic AG GERMANY NUC FRANKFURT STOCK EXCHANGE 316054795 Odeon Film AG GERMANY ODE FRANKFURT STOCK EXCHANGE 313925502 onoff AG GERMANY 2QU FRANKFURT STOCK EXCHANGE 325992923 Pongs & Zahn AG GERMANY PUZ FRANKFURT STOCK EXCHANGE 332941574 SHS VIVEON AG GERMANY SHWK FRANKFURT STOCK EXCHANGE 319321147 Software AG GERMANY SOW FRANKFURT STOCK EXCHANGE 312824651 Springer Nature AG & Co. KGaA GERMANY SPG FRANKFURT STOCK EXCHANGE 314543349 TDMi AG GERMANY ARX FRANKFURT STOCK EXCHANGE 317666865 Turbon AG GERMANY TUR FRANKFURT STOCK EXCHANGE 342337507 Westwing Group AG GERMANY WEW FRANKFURT STOCK EXCHANGE 331283358 Your Family Entertainment AG GERMANY RTV FRANKFURT STOCK EXCHANGE 317774644 i :FAO AG GERMANY FAO2 HAMBURG STOCK EXCHANGE 313173747 msg life ag GERMANY MSGL HAMBURG STOCK EXCHANGE 317585677 ISRA VISION PARSYTEC AG GERMANY PAQ3 MUNICH STOCK EXCHANGE 341524805 micData AG GERMANY M14K MUNICH STOCK EXCHANGE 340003637 Northern Bitcoin AG GERMANY NB2 MUNICH STOCK EXCHANGE 342340788 Rubean AG GERMANY R1B MUNICH STOCK EXCHANGE 342648964 Jumia Technologies AG GERMANY JMIA NEW YORK STOCK EXCHANGE 314745610 JJ Entertainment SE GERMANY JJSE WIENER BORSE 315077177 1&1 Drillisch AG GERMANY DRI XETRA 333198794 11 88 0 Solutions AG GERMANY TGT XETRA 315118955 3U Holding AG GERMANY UUU XETRA 342077732 adesso AG GERMANY ADN1 XETRA 537369076 All for One Group AG GERMANY A1OS XETRA 329678960 artec technologies AG GERMANY A6T XETRA 315477377 artnet AG GERMANY ART XETRA 315393053 B+S Banksysteme AG GERMANY DTD2 XETRA 315599340 BayWa AG GERMANY BYW XETRA Significantly Regulated Organizations Removed ‐ December 2019

DUNS COUNTRY TICKER BUSINESS NAME EXCHANGE NAME NUMBER NAME SYMBOL 322017898 CENIT AG GERMANY CSH XETRA 317122513 CEWE Stiftung & Co. KGaA GERMANY CWC XETRA 329836642 CTS Eventim AG & Co. KGaA GERMANY EVD XETRA 327376653 Deutsche Telekom AG GERMANY DTE XETRA 315015040 E.ON SE GERMANY EOAN XETRA 315597547 EASY SOFTWARE AG GERMANY ESY XETRA 320746258 Edel SE & Co. KGaA GERMANY EDL XETRA 312500028 GBS Software AG GERMANY INW1 XETRA 314778663 GFT Technologies SE GERMANY GFT XETRA 332024715 Gigaset AG GERMANY GGS XETRA 330488321 GK Software SE GERMANY GKS XETRA 315106679 Going Public Media AG GERMANY G6P XETRA 315227215 Hamburger Hafen und Logistik AG GERMANY HHFA XETRA 328508598 HolidayCheck Group AG GERMANY HOC XETRA 329718253 InTiCa Systems AG GERMANY IS7 XETRA 312552827 KION GROUP AG GERMANY KGX XETRA 333887813 Klöckner & Co SE GERMANY KCO XETRA 315033365 KRONES AG GERMANY KRN XETRA 317191088 Leifheit AG GERMANY LEI XETRA 341719299 Lotto24 AG GERMANY LO24 XETRA 329966605 LS telcom AG GERMANY LSX XETRA 313303542 MOBOTIX AG GERMANY MBQ XETRA 328789248 mVISE AG GERMANY C1V XETRA 320310006 Nemetschek SE GERMANY NEM XETRA 313323839 ORBIS AG GERMANY OBS XETRA 316039101 ProSiebenSat.1 Media SE GERMANY PSM XETRA 316065739 PSI Software AG GERMANY PSAN XETRA 499124261 QSC AG GERMANY QSC XETRA 315024963 REALTECH AG GERMANY RTC XETRA 329035468 RIB Software SE GERMANY RIB XETRA 312515473 Rocket Internet SE GERMANY RKET XETRA 316268655 SAP SE GERMANY SAP XETRA 314626326 secunet Security Networks AG GERMANY YSN XETRA 315806047 Splendid Medien AG GERMANY SPM XETRA 318180932 SPORTTOTAL AG GERMANY WIG1 XETRA 328397083 Syzygy AG GERMANY SYZ XETRA 342731444 Tele Columbus AG GERMANY TC1 XETRA 498165406 United Internet AG GERMANY UTDI XETRA 341061278 USU Software AG GERMANY OSP2 XETRA 537492589 Uzin Utz AG GERMANY UZU XETRA 314894127 va‐Q‐tec AG GERMANY VQT XETRA 312627150 Vtion Wireless Technology AG GERMANY V33 XETRA 329596436 wallstreet:online AG GERMANY WSO1 XETRA 322865957 Wild Bunch AG GERMANY WBAH XETRA 329031343 Wirecard AG GERMANY WDI XETRA 329913714 YOC AG GERMANY YOC XETRA 734923712 CRAWSHAW GROUP PLC ENGLAND CRAW LONDON STOCK EXCHANGE (LON) 547029889 Shanghai Ace Investment Development Co., Ltd. CHINA 603329 SHANGHAI STOCK EXCHANGE 654456664 Shenyang Chemical Co., Ltd. CHINA 000698 SHENZHEN STOCK EXCHANGE 546641874 Xinjiang Machinery Research Institute Co., Ltd. CHINA 300159 SHENZHEN STOCK EXCHANGE 758421333 KANGAROO ISLAND PLANTATION TIMBERS LTD AUSTRALIA KPT AUSTRALIAN STOCK EXCHANGE