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WESTCORE TRUST Form N-PX Filed 2016-08-19

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WESTCORE TRUST Form N-PX Filed 2016-08-19 SECURITIES AND EXCHANGE COMMISSION FORM N-PX Annual report of proxy voting record of registered management investment companies filed on Form N-PX Filing Date: 2016-08-19 | Period of Report: 2016-06-30 SEC Accession No. 0001003297-16-000810 (HTML Version on secdatabase.com) FILER WESTCORE TRUST Mailing Address Business Address C/O ALPS FUND SERVICES, C/O ALPS FUND SERVICES, CIK:357204| IRS No.: 510263765 | State of Incorp.:MA | Fiscal Year End: 1231 INC. INC. Type: N-PX | Act: 40 | File No.: 811-03373 | Film No.: 161842604 P.O. BOX 328 P.O. BOX 328 DENVER CO 80201-0328 DENVER CO 80201-0328 3036232577 Copyright © 2016 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-03373 WESTCORE TRUST (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100 Denver, CO 80203 (Address of principal executive offices) (Zip code) Richard C. Noyes, Secretary c/o ALPS Fund Services, Inc. 1290 Broadway, Suite 1100 Denver, CO 80203 (Name and address of agent for service) Registrants telephone number, including area code:800-392-2673 Date of fiscal year end: December 31 Date of reporting period: July 1, 2015 - June 30, 2016 ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-03373 Reporting Period: 07/01/2015 - 06/30/2016 Westcore Trust Westcore Colorado Tax-Exempt Fund Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Westcore Flexible Income Fund Westcore Global Large-Cap Dividend Fund Westcore Growth Fund Westcore International Small-Cap Fund Westcore Micro-Cap Opportunity Fund Westcore Mid-Cap Value Dividend Fund Westcore MIDCO Growth Fund Westcore Plus Bond Fund Westcore Select Fund Westcore Small-Cap Growth Fund Westcore Small-Cap Value Dividend Fund ==================== Westcore Colorado Tax-Exempt Fund ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== Westcore Flexible Income Fund ========================= FIDELITY NEWBURY STREET TRUST Ticker: Security ID: 316175108 Meeting Date: DEC 16, 2015 Meeting Type: Special Record Date: SEP 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth S. Acton For For Management 1.2 Elect Director John Engler For For Management 1.3 Elect Director Albert R. Gamper, Jr. For For Management 1.4 Elect Director Robert F. Gartland For For Management 1.5 Elect Director Abigail P. Johnson For For Management 1.6 Elect Director Arthur E. Johnson For For Management 1.7 Elect Director Michael E. Kenneally For For Management 1.8 Elect Director James H. Keyes For For Management 1.9 Elect Director Marie L. Knowles For For Management 1.10 Elect Director Geoffrey A. von Kuhn For For Management =================== Westcore Global Large-Cap Dividend Fund ==================== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H.L. Burnside For For Management 1.2 Elect Director Brett J. Hart For For Management 1.3 Elect Director Edward J. Rapp For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 5 Amend Executive Incentive Bonus Plan For For Management 6 Report on Policies for Safe Disposal Against Against Shareholder of Prescription Drugs by Users 7 Report on Lobbying Payments and Policy Against For Shareholder ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2015 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 7.30 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2015 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2015 5 Elect Friedrich Eichiner to the For For Management Supervisory Board BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Chen For For Management 1b Elect Director John D. Forsyth For For Management 1c Elect Director Michael F. Mahoney For For Management 1d Elect Director Carole J. Shapazian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management 5 Require Independent Board Chairman Against For Shareholder BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: 110448107 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Reappoint KPMG LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Re-elect Richard Burrows as Director For For Management 8 Re-elect Nicandro Durante as Director For For Management 9 Re-elect Sue Farr as Director For For Management 10 Re-elect Ann Godbehere as Director For For Management 11 Re-elect Savio Kwan as Director For For Management 12 Re-elect Pedro Malan as Director For For Management 13 Re-elect Christine Morin-Postel as For For Management Director 14 Re-elect Gerry Murphy as Director For For Management 15 Re-elect Dimitri Panayotopoulos as For For Management Director 16 Re-elect Kieran Poynter as Director For For Management 17 Re-elect Ben Stevens as Director For For Management 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve 2016 Long-Term Incentive Plan For For Management 22 Approve 2016 Sharesave Scheme For For Management 23 Authorise EU Political Donations and For For Management Expenditure 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 15, 2015 Meeting Type: Annual Record Date: JUL 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Sir Michael Rake as Director For For Management 5 Re-elect Gavin Patterson as Director For For Management 6 Re-elect Tony Chanmugam as Director For For Management 7 Re-elect Tony Ball as Director For For Management Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 8 Re-elect Iain Conn as Director For For Management 9 Re-elect Phil Hodkinson as Director For For Management 10 Re-elect Karen Richardson as Director For For Management 11 Re-elect Nick Rose as Director For For Management 12 Re-elect Jasmine Whitbread as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Adopt New Articles of Association For For Management 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board and Senior For For Management Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Auditors 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm as Auditors 4.3 Ratify BDO AG (Zurich) as Special For For Management Auditors 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Robert M. Hernandez For For Management 5.3 Elect Director Michael G. Atieh For For Management 5.4 Elect Director Sheila P. Burke For For Management 5.5 Elect Director James I. Cash For For Management Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 5.6 Elect Director Mary A. Cirillo For For Management 5.7 Elect Director Michael P. Connors For For Management 5.8 Elect Director John Edwardson For For Management 5.9 Elect Director Lawrence W. Kellner For For Management 5.10 Elect Director Leo F. Mullin For For Management 5.11 Elect Director Kimberly Ross For For Management 5.12 Elect Director Robert Scully For For Management 5.13 Elect Director Eugene B.
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