Case3:11-cv-00671-SI Document60 Filed05/16/11 Page1 of 6
BLACK & CHANG LLP 1 Bradford J. Black (SBN 252031) 2 [email protected] Peter H. Chang (SBN 241467) 3 [email protected] 333 Main Street, Suite 2A 4 San Francisco, California 94105 Telephone: 415-369-9423 5 Facsimile: 415-520-6840 6 DESMARAIS LLP 7 John M. Desmarais (admitted pro hac vice) [email protected] 8 Michael P. Stadnick (admitted pro hac vice) [email protected] 9 230 Park Avenue 10 New York, NY 10169 Telephone: 212-351-3400 11 Facsimile: 212-351-3401
12 Attorneys for Defendants
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14 UNITED STATES DISTRICT COURT 15 FOR THE NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION 16
17 XILINX, INC., Case No. 11-cv-0671-SI 18
Plaintiff, DEFENDANTS’ CERTIFICATE OF 19 INTERESTED ENTITIES OR PERSONS 20 vs. PURSUANT TO CIVIL LOCAL RULE 3- 16 AND F.R.C.P. 7.1 21 INVENTION INVESTMENT FUND I LP, INVENTION INVESTMENT FUND II LLC, 22 INTELLECTUAL VENTURES LLC,
INTELLECTUAL VENTURES 23 MANAGEMENT LLC, 24 INTELLECTUAL VENTURES I LLC, and INTELLECTUAL VENTURES II LLC, 25 Defendants. 26
27 28 -1- DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES CASE NO. 11-cv-0671-SI Case3:11-cv-00671-SI Document60 Filed05/16/11 Page2 of 6
1 Pursuant to Civil L.R. 3-16, the undersigned certifies that the following listed persons, 2 associations of persons, firms, partnerships, corporations (including parent corporations) or other 3 entities (i) have a financial interest in the subject matter in controversy or in a party to the proceeding, 4 or (ii) have a non-financial interest in that subject matter or in a party that could be substantially 5 6 affected by the outcome of this proceeding:
7 • Adobe Systems Incorporated: Financial interest in Defendant Invention Investment Fund II, LLC 8 9 • Allen SBH Investments LLC: Financial interest in Defendants Invention Investment Fund I, L.P., and Intellectual Ventures I LLC 10 • Amazon.com NV Investment Holdings Inc., an affiliate of Amazon.com, Inc.: Financial 11 interest in Defendants Invention Investment Fund I, L.P., and Invention Investment Fund II, LLC 12
13 • American Express Travel Related Services Company, Inc.: Financial interest in Defendant Invention Investment Fund I, L.P. 14 • Apple Inc.: Financial interest in Defendants Invention Investment Fund I, L.P., Invention 15 Investment Fund II, LLC, and Intellectual Ventures II LLC 16 • Board of Regents of The University of Texas System: Financial interest in Defendants 17 Invention Investment Fund II, LLC, and Intellectual Ventures II LLC
18 • The Board of Trustees of the Leland Stanford Junior University: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 19
20 • Brown University: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 21 • Bush Foundation: Financial interest in Defendants Invention Investment Fund II, LLC, 22 and Intellectual Ventures II LLC 23 • Certain funds of Charles River Ventures: Financial interest in Defendants Invention 24 Investment Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures II LLC 25 26 • Cisco Systems, Inc.: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 27 • Commonfund Capital Venture Partners VII, L.P.: Financial interest in Defendants 28 -2- DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES CASE NO. 11-cv-0671-SI Case3:11-cv-00671-SI Document60 Filed05/16/11 Page3 of 6
Invention Investment Fund I, L.P., and Intellectual Ventures I LLC 1 2 • Cornell University: Financial interest in Defendants Invention Investment Fund I, L.P. Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures 3 II LLC
4 • Detelle Relay KG, LLC: Non-financial interest in the outcome of the litigation 5 • Detkin, Peter: Financial and/or non-financial interest in Defendants Invention Investment 6 Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, Intellectual Ventures II LLC, and Intellectual Ventures Management, LLC 7 Dobkin, Eric: Financial interest in Defendants Invention Investment Fund I, L.P., 8 • Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures 9 II LLC
10 • Dore Capital, L.P., and affiliate of The Vanderbilt University: Financial interest in Defendants Invention Investment Fund I, L.P., and Intellectual Ventures I LLC 11 12 • eBay Inc.: Financial interest in Defendants Invention Investment Fund I, L.P., and Invention Investment Fund II, LLC 13 • Fields, Richard: Financial interest in Defendants Invention Investment Fund I, L.P., 14 Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures II LLC 15
16 • Flag Capital: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 17 • The Flora Family Foundation: Financial interest in Defendants Invention Investment 18 Fund II, LLC, and Intellectual Ventures II LLC 19 • Google Inc.: Financial interest in Defendant Invention Investment Fund I, L.P. 20 • Gorder, Gregory: Financial and/or non-financial interest in Defendants Invention 21 Investment Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, 22 Intellectual Ventures II LLC, and Intellectual Ventures Management, LLC 23 • Gould, Paul: Financial interest in Defendants Invention Investment Fund I, L.P., and Intellectual Ventures I LLC 24 • Grinnell College: Financial interest in Defendants Invention Investment Fund II, LLC, 25 and Intellectual Ventures II LLC 26 • Holiber, Adam: Financial interest in Defendants Invention Investment Fund II, LLC, and 27 Intellectual Ventures II LLC
28 -3- DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES CASE NO. 11-cv-0671-SI Case3:11-cv-00671-SI Document60 Filed05/16/11 Page4 of 6
• Howard Hughes Medical Institute: Financial interest in Defendants Invention Investment 1 Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and 2 Intellectual Ventures II LLC
3 • Intel Corporation: Financial interest in Defendants Invention Investment Fund I, L.P., and Invention Investment Fund II, LLC 4 5 • Intellectual Venture Funding LLC: Non-financial interest in the outcome of the litigation
6 • International Bank for Reconstruction and Development, as trustee: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 7 JP Morgan Chase Bank, N.A., as trustee for White Plaza Group Trust: Financial interest 8 • in Defendants Invention Investment Fund I, L.P., and Intellectual Ventures I LLC 9 • Jung, Edward: Financial and/or non-financial interest in Defendants Invention Investment 10 Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, Intellectual Ventures II, LLC, Intellectual Ventures Management, LLC and Intellectual Ventures, 11 LLC 12 • Latrosse Technologies, LLC: Non-financial interest in the outcome of the litigation 13 • Legacy Ventures: Financial interest in Defendants Invention Investment Fund II, LLC, 14 and Intellectual Ventures II LLC 15 • Mayo Clinic and Mayo Foundation Master Retirement Trust: Financial interest in 16 Defendants Invention Investment Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures II LLC 17 • Certain funds of McKinsey and Company, Inc.: Financial interest in Defendants 18 Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 19 • Microsoft Corporation: Financial interest in Defendants Invention Investment Fund, I 20 L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures II LLC 21 22 • Myhrvold, Nathan: Financial and non-financial interest in Defendants Invention Investment Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, 23 Intellectual Ventures II LLC, Intellectual Ventures Management, LLC, and Intellectual Ventures, LLC 24 • Next Generation Partners V, L.P.: Financial interest in Defendants Invention Investment 25 Fund I, L.P., and Intellectual Ventures I LLC 26 • Nokia Corporation: Financial interest in Defendants Invention Investment Fund I, L.P., 27 Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures II LLC 28 -4- DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES CASE NO. 11-cv-0671-SI Case3:11-cv-00671-SI Document60 Filed05/16/11 Page5 of 6
1 • Noregin Assets N.V., L.L.C.: Financial interest in the outcome of the litigation 2 • Northwestern University: Financial interest in Defendants Invention Investment Fund I, 3 L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures II LLC 4 5 • Nvidia International Holdings, Inc., an affiliate of Nvidia Corporation: Financial interest in Defendants Invention Investment Fund I, L.P., and Invention Investment Fund II, LLC 6 • OC Applications Research LLC: Financial interest in the outcome of the litigation 7 Peretsman, Nancy: Financial interest in Defendants Invention Investment Fund I, L.P., 8 • Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures 9 II LLC
10 • Reading Hospital: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 11 12 • Roldan Block NY, LLC: Financial interest in the outcome of the litigation
13 • SAP America, Inc.: Financial interest in Defendants Invention Investment Fund I, L.P., and Invention Investment Fund II, LLC 14 15 • Sequoia Holdings, LLC: Financial interest in Defendants Invention Investment Fund I, L.P., and Intellectual Ventures I LLC 16 • Sony Corporation: Financial interest in Defendants Invention Investment Fund I, L.P., 17 Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures II LLC 18
19 • Taichi Holdings, LLC: Non-financial interest in the outcome of the litigation
20 • The Rockefeller Foundation: Financial interest in Defendant Invention Investment Fund I, L.P., and Intellectual Ventures I LLC 21 22 • Skillman Foundation: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 23 • Sohn Partners: Financial interest in Defendants Invention Investment Fund II, LLC, and 24 Intellectual Ventures II LLC
25 • Certain funds of TIFF Private Equity Partners: Financial interest in Defendants Invention 26 Investment Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures II LLC 27 • TR Technologies Foundation LLC: Non-financial interest in the outcome of the litigation 28 -5- DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES CASE NO. 11-cv-0671-SI Case3:11-cv-00671-SI Document60 Filed05/16/11 Page6 of 6
1 • Trustees of the University of Pennsylvania: Financial interest in Defendants Invention 2 Investment Fund II, LLC, and Intellectual Ventures II LLC
3 • University of Southern California: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 4 5 • University of Minnesota: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 6 • Verizon Corporate Services Group Inc., an affiliate of Verizon Communications Inc.: 7 Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 8
9 • The William and Flora Hewlett Foundation: Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC 10 • Xilinx, Inc.: Financial interest in Defendants Invention Investment Fund I, L.P., and 11 Invention Investment Fund II, LLC 12 • Yahoo! Inc.: Financial interest in Defendants Invention Investment Fund I, L.P., and 13 Invention Investment Fund II, LLC
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15 16 Date: May 16, 2011 Respectfully submitted, 17 BLACK & CHANG LLP 18 Bradford J. Black Peter H. Chang 19
20 DESMARAIS LLP John M. Desmarais 21 Michael P. Stadnick
22 23 By: Bradford J. Black /s/______Bradford J. Black 24 Attorneys for Defendants 25
26 27
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