The Workpapers

February 2015 Institute of Internal Auditors Tulsa Chapter The Workpapers

President’s Message

2015 – The Year for CPE

Ok, so maybe all years are for CPE. Providing convenient and cost-effective Continuing Professional Education is a big part of how the Tulsa IIA Chapter strives to help its members. This year, we will have at least 9 CPE credits available through monthly luncheons, 8 hours offered with our spring seminar in April, and 16 hours obtainable by attending the TU Conference of Accountants in May. Each year, the Tulsa IIA Chapter helps sponsor this Conference, along with other local organizations such as the Uni- versity of Tulsa and the Tulsa OSCPA, ISACA, and IMA chapters, and is open to all professions. Infor- mation regarding these and other training available will be posted in this newsletter and at our monthly meetings, so be sure to keep watch.

In addition to the CPE offered above, you can also obtain free CPE (up to 15 hours!) by volunteering for various roles within the Tulsa IIA Chapter. We will be looking for members to fill these rolls for the upcoming 2015-2016 year over the next few months. A new slate of officers and governors will be pre- sented at the March monthly luncheon, and the slate will be voted upon by the general membership at the April meeting. Open committee chairs will also be filled for the new chapter year starting this May. If you are interested in volunteering for any of these roles, please contact any of the officers or Annie Mills current committee chairs, whose information can be found on the last page of the newsletter. 2014-2015 President

Be sure to join us for our next CPE opportunity at our February general meeting on the 12th, where Jo- anne Phillips (SemGroup) and Leah Workman Wietholter (Workman Forensics) are sure to light up the room, sharing their experiences with inside fraud jobs and fraud investigation procedures.

Annie

Coming soon—2015-2016 Chapter Year Volunteer Request

The Chapter year ends in May, therefore the Nominating Committee along with the Officers and Board members will be seeking volunteers to hold various positions within our chapter. These opportunities could include Board or Committee Chair s.

We would like to encourage you to volunteer as it can be very reward- ing to serve your local chapter.

Take time over the next few weeks to consider volunteering and then reach out to the officer or existing chair to get more information. A current listing of Committee Chairs and Officers may be found on page 6. More details will be provided regarding specific needs. Page 2 The Workpapers Back to Page 1

General Meeting Announcement

TOPIC: Revenge of the Cube Revenge of the Cube Dweller: Dweller: Internal Audit Politics Internal Audit Politics and the Fraud Triangle and the Fraud Triangle Joanne Phillips, Internal Audit Director, SemGroup and WHERE: Leah Wietholter, Forensic Accountant and Private Investigator with Workman ExpoSERVE Building Forensics 3902 E. 15th Street Tulsa, OK 74114 Joanne Phillips is the Director of Internal Audit for

SemGroup Corporation, a midstream oil & gas compa- WHEN: ny located in Tulsa Oklahoma. As the chief audit exec- Thursday, February 12, 2015 utive she is responsible for planning and executing

internal audits across the multi-national business units AGENDA: as well as Sarbanes-Oxley compliance testing. Prior to Registration: 11:30 AM joining SemGroup in 2010, Joanne was Senior Director Lunch and Speaker: Noon of Internal Audit for Dynegy, Inc, a wholesale power

producer in Houston Texas. Additionally, Joanne was RESERVATION DEADLINE employed with El Paso Corporation and Pricewater- Monday, February 9, 2015 houseCoopers.

Joanne served as a member of the Internal Audit PRICES: Credit Card or Check Standards Board of the Institute of Internal Auditors Members $25 Guests $30 from 2008 to 2011. Joanne holds a BBA in Accounting Students FREE from the University of Texas at Austin and is a Certi- Retired/Unemployed $12 fied Public Accountant, Certified Internal auditor, Cer- tified Information systems Auditor and Certified Fraud Examiner. VEGETARIAN OPTION: Available upon request. Note

when registering. Leah Wietholter is a Certified Fraud Examiner, a foren-

sic accountant and a private investigator. She is the CONTACT: owner of Workman Forensics in Tulsa, Okla. Andrea Harman

[email protected] After working for the Federal Bureau of Investigation Phone: 918.728.3300 and a public accounting firm in Tulsa, she opened

Workman Forensics to assist clients in investigating NOTE: GENERAL MEETINGS ARE fraud, preventing and detecting fraud, and solving HELD THE 2ND THURSDAY OF complex financial problems in litigation matters. Cli- THE MONTH, unless otherwise ents include organizations ranging from financial insti- noted. tutions and attorneys to medical practices, nonprofits

and other small businesses. She volunteers with com- All cancellations of reservations munity organizations such as Junior Achievement of must be made before Noon on Oklahoma, the Resonance Center for Women, the the day before the meeting. Un- Tulsa Police Department Financial Crimes Unit and fulfilled reservations will be more. She holds a degree in accounting from Oral Rob- billed. erts University, and an MBA from Oklahoma State University.

The Tulsa Chapter will only be accepting checks and credit cards as a meth- od of payment for the upcoming monthly meetings and seminars. Page 3 The Workpapers Back to Page 1

Upcoming Events—Mark your Calendars!

DATE TOPIC SPEAKER LOCATION

Revenge of the Cube Dweller: Fact or Joanne Phillips (SemGroup) February 12, 2015 Fiction—Corporate Sabotage from the ExpoServe Inside Leah Wietholter (WorkmanForensics) Auditing Microsoft Windows 2012, Au- 88th & Yale, February 26-27, 2015 diting Microsoft SQL Server James Tarala, Enclave Security Tulsa

March 12, 2015 A New Kind of Change to the IPPF Cathy Criswell (Tulsa City Auditor) ExpoServe

TBD IIA Tulsa Social TBD

Mini-Seminar—Enterprise Risk Manage- April 7, 2015 Danny Goldberg ExpoServe ment (8 hrs. CPE)

April 9, 2015 Risk Assessment Sarah Kuhn (ConocoPhillips) ExpoServe May 14, 2015 Tales from Auditing the Government Josh Lewis (State Auditor) ExpoServe

ISACA-Tulsa Chapter—Two Day Training—February 26—27, 2015

Local, hands-on training for Auditing Microsoft Windows 8/2012 and Auditing Microsoft SQL Server is a targeted two-day, in-depth training to help you succeed and knock-out your next Windows audit in half the time while still covering the highest risk areas. Registration is now open for the February 26th & 27th 2015 local SANs training event.

Please see additional details and register to reserve your spot at http://www.isaca-tulsa.org/training_2015.html.

Highlights: Want to know what experts know about pass-the-hash attacks, token abuse, administrator account comprise, and the lateral movement of hackers inside your organization’s network? Want to know how to complete your next Windows IT audit in half the time? Learn from the Pros!

1. 13 Hours of Continuing Professional Education (CPE) credits provided by industry-leading SANs instructor with real-life tips and tricks to help you prioritize risks and reduce your overall audit budget.** 2. Trainees will leave with the training material, technical checklists and scripts. 3. Bring your most challenging Windows Server auditing questions and leave with the answers, complete audit program and automated tools to complete your next Windows Server or Windows environment audit. 4. Breakfast, Lunch and Snacks for the two day training (Lunch on Day One will be the chapter meeting to which you will receive automatic registration at no additional cost). 5. Free parking at the Stinnett & Associates office located at 91st and Yale. **12 CPEs for training and one additional CPE for the chapter meeting on Thursday, 2/26/15. The chapter meeting registration is free to training participants, for a total of 13 CPEs! Pricing: Non-Member: $1,150 Member: $1,050 Early Bird Extended: $950 – registration paid by 1/31/2015 Page 4 The Workpapers Back to Page 1

Employment Opportunities

If your company has job openings and would like to publish on our IIA Chapter Careers webpage, please send information toPlacement Chairperson, Jordan Lusnak ([email protected]).

Please include the following on a single page: company logo, brief position description, qualifications, and responsibilities, and contact information

Company Position 1. AcctKnowledge Internal Audit Analyst** 2. BKD Audit Manager** 3. Bank of Oklahoma (BOK) Staff Corporate Auditor** 4. Bank of Oklahoma (BOK) Corporate Audit Supervisor Trust 5. OSU Board of Regents Senior Auditor - Tulsa 6. OSU Board of Regents Senior Auditor - Stillwater 7. Stinnett & Associates Senior Associate 8. Stinnett & Associates Manager 9. Stinnett & Associates Senior IT Auditor

** Denotes new position listing since last newsletter.

Welcome New Members

Name Employer Tina Shipley BOK Financial Corp. Mark Jestes ONE Gas Bob LeMaster Stinnett & Associates

Certification Corner—Congratulations!

Name Certification Jennifer Thomure Elizabeth Galegar Brenda Sharp Certified Internal Auditor (CIA) Debra Ball Julie Bryant Jeff Romines Certification Control Self-Assessment (CCSA) Page 5 The Workpapers Back to Page 1

Employment Opportunities

If your company has job openings and would like to publish on our IIA Chapter Careers webpage, please send information toPlacement Chairperson, Jordan Lusnak ([email protected]).

Please include the following on a single page: company logo, brief position description, qualifications, and responsibilities, and contact information

** Denotes new position listing since last newsletter.

IIA News—Career Map

The IIA is excited to introduce IIA Career Map TM, the new free online tool that allows you to create a directional plan for your career.

In a short online session, you can evaluate your proficiency in specific skills essential to further growth and opportunities in your internal audit career.

IIA Career Map evaluates your skill sets against The IIA’s Global Internal Audit Competency Frameworks (Framework) accord- ing to a job role, providing an invaluable snapshot of where you are and what you need to do to close the gaps and take your career to the next level. Click the Career Map logo to get started! Page 6 The Workpapers Back to Page 1 Tulsa Chapter 2014 - 2015 Officers, Committee Chairs, and Governors Officers and Committee Chairs Position Name Phone Email President Annie Mills 918-732-1466 [email protected] CAP/Long-Range Planning Cathy Criswell [email protected] Placement Jordan Lusnak 918-595-1579 [email protected] Advocacy Annie Mills 918-732-1466 [email protected] Speakers Bureau Terri Wall 539-573-2650 [email protected] ACL User Group Jennifer Goines 918-528-4011 [email protected] Research Jim Sleezer 918-853-5114 [email protected] 1st Vice President Jami Harris 918-615-7929 [email protected] Programs Jami Harris 918-615-7929 [email protected] Arrangements Jordan Lusnak 918-595-1579 [email protected] Web Master/Website Matthew Barth 918-227-8206 [email protected] Certification Ashley Wilbert 918-246-4742 [email protected] Newsletter Marnie Padilla 918-261-3224 [email protected] 2nd Vice President Rex Wilson 918-588-7124 [email protected] Admission & Membership Rex Wilson 918-588-7124 [email protected] Academic Relations & Scholarship Kip Bloss [email protected] Hospitality Robyn Cannon 918-748-4112 [email protected] Community Relations Dave Kitchens 918-853-9393 [email protected] Secretary Erik Orpin 918-814-2686 [email protected] Historian Ron Maxwell 918-596-7845 [email protected] Awards Ashley Wilbert 918-246-4742 [email protected] Treasurer Stephanie Ramirez 918-591-5040 [email protected] Attendance Andrea Harman 918-728-3300 [email protected] Budget & Finance Stephanie Ramirez 918-591-5040 [email protected] Appointed by Board of Governors Associate Trustee Ron Maxwell 918-596-7845 [email protected] Audit Committee Michelle Minton 918-524-8361 [email protected] Nominating Craig Nishimura 918-591-1063 [email protected] Governors Term Expiration Name Phone Email May-17 David Hurd 918-740-5740 [email protected] May-17 Craig Nishimura 918-591-1063 [email protected] May-17 Sarah Kuhn 918-661-4590 [email protected] May-17 Dustin Dye 918-384-6729 [email protected] May-16 David Kinkaid 918-607-0405 [email protected] May-16 Ronny Johnson 918-740-6777 [email protected] May-16 Sharon Bertram 918-527-7412 [email protected] May-16 Chris Carter 918-588-7064 [email protected] May-15 Susan Rogers 918-573-2756 [email protected] May-15 Rodney Pratz 918-266-9208 [email protected] May-15 Marnie Padilla 918-261-3224 [email protected] May-15 Terry Cloud 918-744-2126 [email protected] Past Presidents Past President 1 Kip Bloss [email protected] Past President 2 Jason Downs 580-744-1812 [email protected]