Excitonic terahertz absorption in semiconductors with effective-mass anisotropies
P. Springer,∗ S. W. Koch, and M. Kira Department of Physics and Material Sciences Center, Philipps-Universit¨atMarburg, Renthof 5, 35032 Marburg, Germany (Dated: September 24, 2018) A microscopic approach is developed to compute the excitonic properties and the corresponding terahertz response for semiconductors characterized by anisotropic effective masses. The approach is illustrated for the example of germanium where it is shown that the anisotropic electron mass in the L-valley leads to two distinct terahertz absorption resonances separated by 0.8 meV.
I. INTRODUCTION in two clearly separated exciton resonances in the THz absorption spectrum. Terahertz (THz) spectroscopy has been broadly ap- plied, e.g., to investigate transient photoconductivity [1], inter-molecular vibrations [2], high-harmonic genera- II. THEORY WITH MASS ANISOTROPY tion [3], and the transition energies between excitonic eigenstates in quantum many-body systems [4–6]. For To identify the main consequences of mass anisotropy direct-gap semiconductors with isotropic effective-mass in the THz absorption spectra, we use Ge as a prototype configurations, the excitonic THz excitation dynamics system and a 2-band model to describe the energy dis- and the resulting spectra have been studied extensively persion. Germanium is an indirect semiconductor whose both theoretically [7–10] and experimentally [11–14]. conduction (c) and valence (v) bands are centered around In comparison to direct-gap systems, the correspond- the L and Γ points, respectively, separated by the wave ing investigations in indirect semiconductors such as sili- vector k0, as indicated in the inset of Fig. 1. For excita- con (Si) and germanium (Ge) are more elaborate because tions close to the band gap Eg, it is sufficient to describe optical excitations are accompanied by strong dephasing the electronic energies via [21],
due to intervalley scattering [15] and the indirect exci- 2 2 tons typically involve states characterized by strongly v h ~ k Ek = −Ek = − , (1) anisotropic masses [16]. Experimentally, excitonic fea- 2mh 2 2 tures have been observed in Ge [17] and Si [18] and THz c e X ~ [(k − k0) · ej] studies have been reported recently [19, 20]. Ek = Ek = Eg + , (2) 2me,j Whereas most of the isotropic exciton properties can j be determined analytically [7, 8], even the linear eigen- for the holes (h) and the electrons (e), respectively. The value problem must be solved numerically for anisotropic indices j = {x, y, z} denote the Cartesian components conditions. These subtleties complicate the microscopic and k0 is aligned with the ez direction, as shown in Fig. 1. analysis of the linear and nonlinear optical experiments, Although k in general defines a group of energy minima, and in particular also of the THz absorption measure- 0 we first evaluate the theory for one single k0 and gener- ments. alize the results for multiple k in Sec. IV B. In Ge, the To deal with this problem, we develop in this paper a 0 group of k0 points to the eight L centers. These lie in microscopic approach and an ensuing numerical scheme the center of the hexagonal planes of the truncated octa- to efficiently evaluate the excitonic properties in sys- hedron which defines the first Brillouin zone. tems with anisotropic effective masses. To illustrate the In Ge, the valence band is isotropic with mass mh = scheme, we analyze Ge and show that the THz absorp- 0.33 m while the conduction band masses are m = tion exhibits distinct resonances related to the L-valley 0 e,x me,y ≡ m⊥ = 0.0815 m0 and me,z ≡ mk = 1.59 m0 at electron-mass anisotropy. the L valley [22]. Figure 1 illustrates the directions of The paper is organized as follows: In Sec. II, we extend the anisotropic effective mass tensor as an ellipsoid with the generalized Wannier equation to systems with mass the xy-plane mass given by m and with m in the z- anisotropy and discuss the system Hamiltonian and basic ⊥ k arXiv:1602.02972v1 [cond-mat.mtrl-sci] 9 Feb 2016 direction. THz absorption equations. In Sec. III, we present an efficient numerical scheme to obtain the radial solutions of the Wannier equation. We analyze the modifications A. System Hamiltonian of the selection rules and the THz absorption spectra for different polarizations in Sec. IV. For the example The many-body Hamiltonian is Hˆ = Hˆ + Vˆ + Hˆ of Ge, we then show that the mass anisotropy results 0 THz where the non-interacting electrons are described by [23]
ˆ X h c † v † i H0 = Ekaˆc,kaˆc,k + Ekaˆv,kaˆv,k , (3) ∗ [email protected] k
2
! !
K exciton states φλ and their binding energies Eλ have to be computed from the generalized Wannier equation [23, 27]
R ˜ R e h X R 0 Eλφλ (k) = Ekφλ (k) − 1 − fk − fk V|k−k0|φλ (k ) , k0 (7) Energy
e(h) Momentum where fk is the electron (hole) distribution. Further Coulomb correlation effects, such as excitation induced dephasing [28, 29], could be included via complex scat- tering matrices [30], but are omitted here for simplicity. Non-vanishing carrier distributions renormalize the electron–hole pair energy
2 2 ˜ X ~ [k · ej] X e h Ek = − V|k−k0| fk0 + fk0 , (8) 2µj j k0
−1 −1 after we have introduced a reduced mass µj = me,j + Figure 1. Schematic illustration of the system. In the xy- m−1. Since two of the three µ are identical in Ge, the plane (dark grey), the effective electron mass is denoted by h j energy dispersion (8) simplifies to m⊥ (white arrow), in z-direction it is mk (red arrow). The THz field (red) is either polarized parallel or perpendicular 2k2 ~2k2 (blue arrows) to the z-axis which is aligned with k0. The ˜ ~ ⊥ k X e h Ek = + − V|k−k0| fk0 + fk0 , (9) inset schematically depicts the band structure of Ge. 2µ⊥ 2µ k k0
−1 −1 −1 † with µ⊥(k) = m⊥(k) + mh and the momentum k = with Fermionic creation (annihilation) operatorsa ˆλ,k (k⊥, kk), both being decomposed into directions perpen- (ˆaλ,k) for conduction (λ = c) and valence band (λ = v), dicular (⊥) and parallel (k) to k0, as shown in Fig. 1. respectively. The Coulomb-interaction is given by [24] ˜ In general, Ek is anisotropic for µ⊥ 6= µk. For non- vanishing carrier distributions, the Wannier equation ˆ 1 X X † † V = Vqaˆλ,kaˆν,k0 aˆν,k0+qaˆλ,k−q , (4) defines a non-Hermitian eigenvalue problem with left- 2 0 L R λ,ν k,k ,q and right-handed solutions φλ and φλ , respectively. As shown in Ref. [31], these solutions are connected via containing the usual Coulomb matrix element Vq. For L R e h φλ(k) = φλ (k)/(1−fk −fk ). Due to the mass anisotropy weak THz fields, the light-matter coupling follows λ and the fk dependence, Eq. (7) cannot be solved ana- from [25] lytically. In Sec. III, we therefore present a method to numerically determine the anisotropic exciton wave func- ˆ X λ † R HTHz = − jk · ATHzaˆλ,kaˆλ,k , (5) tions φλ . λ,k Once the exciton wave functions are known, we can di- rectly evaluate the THz absorption via the susceptibility with the current-matrix elements in the effective-mass ν ν ν ν ? approximation, X Sλ(ω)nλ − [Sλ(−ω)nλ] χ(ω) = 2 , (10) 0ω ( ω + iγJ ) λ,ν ~ |e| k X (k − k0) · ej jh = − ~ , je = −|e| e , (6) k m k ~ m j h j e,j derived in Ref. [23]. The susceptibility defines the linear absorption α(ω) = ω/crIm[χ(ω)] yielding the THz Elliott and a THz field ATHz(t) ≡ A(t)eA. Due to the mass formula, where cr is the speed of light within the medium. e anisotropy in jk, the THz interaction is sensitive to the Equation (10) also contains a decay constant γJ for the polarization eA of the applied field. THz current, as well as a THz response function
β ν ν X (Eβ − Eλ)Jλ Jβ Sλ(ω) = , (11) B. Anisotropic Excitons Eβ − Eλ − ω − iγ β ~
ν To compute the THz probe absorption spectrum, we where γ is the dephasing constant, and nλ assign exciton have to specify the initial many-body state of the semi- correlations. The transition-matrix element conductor. Here, we consider a situation where the L- ν X L ? R point electrons and the Γ -point holes have formed bound Jλ = φλ(k) j(k)φν (k) (12) electron–hole pairs, i.e. excitons [26]. The corresponding k 3
R 1.0 First of all, we expand φλ into spherical harmonics 0, 0 { } 2, 0 ∞ l R X X m { } φλ (k) = Rλ,l,m(k)Yl (θ, ϕ) . (13) )(norm.) 0.5 l=0 m=−l k ( Inserting Eq. (13) into Eq. (7) and projecting spherical
,l,m (a) harmonics yields an eigenvalue problem for the radial
GS 0.0 part alone R 2 2 0.0 0.4 0.8 1.2 ~ k (1) EλRλ,l,m(k) = l,mRλ,l,m(k) Wave vector ka0 2µz ∞ 3.4 Z 0 0 2 0 e h − dk (k ) Vk,k0 fk0 + fk0 Rλ,l,m(k) 3.3 0 ∞ (meV) Z 1 3.2 e h 0 0 2 l 0 − 1 − fk − fk dk (k ) Vk,k0 Rλ,l,m(k ) ! (b) 0
GS 3.1 "
E 2 2 ~ k X (2) + l+ξ,mRλ,l+2ξ,m(k) 2 4 6 8 2µz ξ=±1 Number of included l states (3) + l,m+ξRλ,l,m+2ξ(k) Figure 2. Frame (a) shows the different radial parts R # GS,l,m X (4) of the ground state whose dominant character is {l = 0, m = + l+σ,ξσm+(σ−1)Rλ,l+2σ,m+2ξ(k) , 0} (shaded area). The only other non-vanishing component σ=±1 has {2, 0} symmetry (solid line). The Bohr radius is a0 = (14) 30.98 A.˚ Frame (b) shows the computed transition energy EGS→1 (circles) between the two energetically lowest states e(h) e(h) when fk = fk is radially symmetric. The as a function of maximally included l states. The dashed line (j) acts as a guide to the eye. mass anisotropy introduces coupling strengths l,m and l Coulomb-matrix elements Vk,k0 given in App. B and C, respectively. If the carrier distributions are not radially symmetric, they can be expanded similarly to Eq. (13). e h contains the reduced current j(k) = jk + jk · eA. Equation (14) couples only identical l and m elements Since both the Wannier equation and j(k) are generally and those shifted by ±1. At the same time, the expan- anisotropic in systems with anisotropic effective masses, sion (13) typically provides a fast convergence in terms the THz absorption will depend on the direction of de- of included l states. Therefore, this eigenvalue problem tection, which allows us to directly monitor the mass can be solved with only a few l and m combinations. For anisotropy via α(ω). isotropic electron masses, Eq. (14) reduces to the usual form of the radial Wannier equation. For Ge-type systems, Eq. (14) simplifies significantly (3) (4) because l,m = l,m = 0 for two identical masses, as III. ANISOTROPIC EIGENVALUE PROBLEM shown in App. B. Then, the anisotropic coupling links only states with identical m. To identify excitons based on their main orbital character, we label them accord- In the case of isotropic effective masses, the radial and ing to that {l, m} component which produces the largest angular dependency in the Wannier equation can be sep- P m 2 k |Rλ,l,m(k)Yl (θ, ϕ)| . For example, a 1s exciton is arated such that Eq. (7) can be solved as an effective one dominated by a {0, 0} component. dimensional problem. [30, 32, 33]. However, since the ro- tation symmetry is broken by the mass anisotropy, the radial and angular degrees of freedom are coupled leading IV. EXCITON MASS ANISOTROPY IN to a significantly more complicated configuration. GERMANIUM In the following, we develop an efficient scheme to deal with the general solution of the Wannier equation in To demonstrate the overall implications of the mass e h anisotropic media. For this purpose, we allow for all µj anisotropy, we consider weak excitations (fk = fk = 0) in Eq. (8) to be different. In the case of Ge, we then in Ge. In practice, we solve Eq. (14) numerically for a simply take two of the masses as equal. finite number of l and m states. Figure 2(a) presents 4
state from a spherically symmetric s-wave (isotropic) to Continuum a squeezed, slightly peanut-shaped wave function. The 0.0 squeezing is explained by the heavier mass in the kk di- rection. The corresponding distortions become signifi- cant only in the presence of strong anisotropy. We also −1.1 observe that anisotropy squeezes 2s (not shown) and 2p −1.4 states to very different shapes compared to their isotropic counterparts, which explains why they become energeti- −1.8 cally non-degenerate.
E? A. Single-Valley THz Absorption
Ek l = 0 Even though the rapid inter-valley equilibration [34] l = 1 may make it experimentally difficult to confine the exci- Binding energy (meV) l = 2 tons into a single valley, it is instructive to first study the l = 3 THz response for such a situation and then generalize it for multi-valley excitations, as done in Sec. IV B.√ Here, −5.2 3π we assume that the L valley is located at k0 = a ez 0 ±1 ±2 which contains the lattice constant a and is aligned with Magnetic quantum number m the z-axis as mentioned in Sec. II. To study well defined cases, we assume that the THz Figure 3. Binding energy of exciton states in Ge correspond- field is polarized either along the z-axis, eA = ez ≡ ek, 2 ing to their dominant character. Each column represents or perpendicular to it, eA = xex + yey ≡ e⊥ with x + 2 a magnetic quantum number while the l state are denoted y = 1. The THz response (10) to e⊥ polarized light by different line styles. If excitons are exclusively populated is identical for any (x, y) combination. Therefore, we in the ground state, the energetically lowest possible transi- may chose y = 0 and x = 1 without loss of generality. tion for parallel and perpendicular THz field polarizations are The corresponding ek and e⊥ polarized fields excite the marked with arrows. system via
e~kz e~kx jk(k) = − , j⊥(k) = − , (15) the dominant radial parts RGS,l,m(k) of the ground state µk µ⊥ (λ = 0 ≡ GS), showing that the {l = 0, m = 0} fraction peaks roughly ten times higher than a {2, 0} component. which yields the transition-matrix elements Therefore, the ground state exciton has dominantly a ∞ {0, 0} character. To verify the convergency, Fig. 2(b) Z k e~ 3 X ? shows the transition energy EGS→1 between the two en- Jλ,ν = − dk k Rλ,l,m(k) µz ergetically lowest states as a function of the number of 0 l,m included l states. As we can see, converged results are m m × gl Rν,l+1,m(k) + gl−1Rν,l−1,m(k) , (16) obtained already for seven l states. The exciton energy structure is shown in Fig. 3 for five and different m states. For isotropic systems, the first ex- ∞ Z cited {l = 0, m = 0} and the lowest {l = 1, m = 0} and ⊥ e~ 3 X ? {l = 1, m = ±1} states define the energetically degener- Jλ,ν = − dk k Rλ,l,m(k) µx ate 2s and 2p states, respectively. The mass anisotropy 0 l,m h clearly removes this degeneracy, producing a 0.415 meV × hmR (k) + hm−1R (k) (0.362 meV) separation between the 2s and the lowest l ν,l+1,m+1 l−1 ν,l−1,m−1 {l = 1, m = 0} ({l = 1, m = ±1}) states. −m −m−1 i − hl Rν,l+1,m−1(k) − hl−1 Rν,l−1,m+1(k) , To visualize the effects of the effective-mass anisotropy, (17) Fig. 4 compares a collection of exciton wave functions R φλ (k) for an isotropic (left column) and an anisotropic between the exciton states λ and ν where (right column) case. Each wave function represents the energetically lowest state for the dominant symmetry s m (l − m + 1)(l + m + 1) annotated on the right-hand side. The anisotropic re- gl = , (18) sults correspond to Ge masses and the isotropic case (2l + 3)(2l + 1) s is computed with mk = m⊥ = 1.59 m0. As expected, m 1 (l + m + 1)(l + m + 2) the isotropic case produces the well-known hydrogen-like hl = − , (19) wave functions. Anisotropy already modifies the ground 2 (2l + 1)(2l + 3) 5
0.4 Isotropic Anisotropic (a)
0.2
0.5 { ) (scaled) 0 , ! ( 0.0 0 k }
↵ 0.0 −0.5 1s 1.0 (b)
0.5 {
1 0.5 , ) (scaled)
0.0 0 ! } ( −0.5 ? 0.0 2p ↵ 0.5 1.0 1.5 !/
0.5 { ~ k 1 E 0 , a
0.0 1 ? Figure 5. Comparison of the THz absorption spectrum in } k bulk Ge for parallel (a) and perpendicular (b) polarization −0.5 2p at a single L valley. Excitons are assumed to only populate the ground state. The energy axis is normalized to the tran- sition energy Ek of the lowest possible transition for parallel polarization, see Fig. 3. 0.5 { 2 ,
0.0 0 } Wave vector and the vectorial sum has been replaced by an integral −0.5 3d in the usual way [24]. Equations (16) and (17) imply different selection rules ν caused by the mass anisotropy. In the ek direction, Jλ
0.5 {
2 is non-zero only for transitions involving equal m com-
, ponents while the l components differ by ±1. For the 0.0 1
} e⊥ polarized exciton, m components couple to m ± 1 and l to l ± 1. Assuming that only the exciton ground −0.5 3d state is occupied, the energetically lowest THz transition with non-vanishing transition-matrix element will involve the dominantly {0, 0} and {1, 0} states for ek excitation.
0.5 {
2 However, an e⊥ excitation involves {0, 0} and {1, ±1}
, components. Due to the energy difference between the 0.0 2
} {1, 0} and {1, ±1} states, the transition energy to the lowest excited state is E = 3.38 meV for e polarized −0.5 k k 3d excitation and E⊥ = 4.16 meV for e⊥ polarized excita- tion. Both transitions are illustrated in Fig. 3 by arrows. −0.5 0.0 0.5 −0.5 0.0 0.5 Since Ek and E⊥ differ by 0.78 meV, the mass anisotropy Wave vector k a0 produces direction-dependent THz resonances. However, k a realistic experiment typically contains excitations in all R Figure 4. Comparison of the wave functions φλ (k) for L valleys, which mixes ek and e⊥ responses, as discussed l ≤ 2 using isotropic (left column, mk = m⊥ = 1.59 m0) and in Sec. IV B. anisotropic (right column, mk = 1.59 m0, m⊥ = 0.0815 m0) A configuration where initially the 1s exciton state masses. The dominant character of the individual rows are is populated can be realized at sufficiently low temper- indicated on the right. Additionally, the respective symmetry atures and long after a weak optical excitation, yield- family in more familiar terms 1s, 2p, and 3d is displayed in each row. Each wave function is the energetically lowest for ing abundant exciton formation [35]. We then have its respective dominant symmetry. nλ,ν = δλ,ν δλ,GSnGS where nGS is the ground-state ex- citon density. Choosing γ = γJ = 0.3 meV, we com- pute the THz absorption αk(ω) and α⊥(ω) for parallel and perpendicular polarizations, respectively, according 6
12 =1 1.0 3 =2 ⇥8 =3
(meV) 8