ISO 10383 Market Identifier Code (MIC) MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS ALBANIA AL XALS XALS O ALBANIA SECURITIES EXCHANGE ALSE TIRANA WWW.ALSE.AL APRIL 2019 ACTIVE APRIL 2019 ALL CLASSES OF SECURITIES. ALBANIA AL XTIR XTIR O TIRANA STOCK EXCHANGE TIRANA JUNE 2005 ACTIVE JUNE 2005 ALGERIA DZ XALG XALG O ALGIERS STOCK EXCHANGE ALGIERS JUNE 2005 ACTIVE JUNE 2005 ANGOLA AO XBDV XBDV O BOLSA DE DIVIDA E VALORES DE ANGOLA (BODIVA) - ANGOLA SECURITIES EXCHANGE BODIVA LUANDA WWW.BODIVA.AO APRIL 2017 ACTIVE APRIL 2017 REGULATED MARKETS FOR SECURITIES TRADING. ARGENTINA AR BACE BACE O BOLSA DE CEREALES DE BUENOS AIRES BUENOS AIRES WWW.BOLCEREALES.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 COMMODITY EXCHANGE. ARGENTINA AR BCFS BCFS O BOLSA DE COMERCIO DE SANTA FE SANTA FE WWW.BCSF.COM.AR NOVEMBER 2007 ACTIVE NOVEMBER 2007 ARGENTINA AR MVCX XBCC S MERCADO DE VALORES DE CORDOBA S.A. CORDOBA WWW.MERVALCORDOBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 ARGENTINA AR ROFX ROFX O ROSARIO FUTURE EXCHANGE ROFEX ROSARIO WWW.ROFEX.COM.AR OCTOBER 2009 ACTIVE OCTOBER 2009 REGISTERED MARKET FOR FUTURES AND OPTIONS. ARGENTINA AR XBCC XBCC O BOLSA DE COMERCIO DE CORDOBA CORDOBA WWW.BOLSACBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 ARGENTINA AR XBCM XBCM O BOLSA DE COMERCIO DE MENDOZA S.A. MENDOZA WWW.BOLSAMZA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 ARGENTINA AR XBCX XBCM S MERCADO DE VALORES DE MENDOZA S.A. MENDOZA WWW.MERVALMZA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 ARGENTINA AR XBUE XBUE O BOLSA DE COMERCIO DE BUENOS AIRES BCBA BUENOS AIRES WWW.BCBA.SBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 ARGENTINA AR XCNF XCNF O BOLSA DE COMERCIO CONFEDERADA S.A. BCC CORRIENTES WWW.BOLSANOR.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 ARGENTINA AR XMAB XMAB O MERCADO ABIERTO ELECTRONICO S.A. MAE BUENOS AIRES WWW.MAE.COM.AR JUNE 2005 ACTIVE JUNE 2005 ARGENTINA AR XMEV XBUE S MERCADO DE VALORES DE BUENOS AIRES S.A. MERVAL BUENOS AIRES WWW.MERVAL.SBA.COM.AR JUNE 2005 ACTIVE JUNE 2005 ARGENTINA AR XMTB XMTB O MERCADO A TERMINO DE BUENOS AIRES S.A. MATBA BUENOS AIRES WWW.MATBA.COM.AR JUNE 2005 ACTIVE JUNE 2005 ARGENTINA AR XMVL BCFS S MERCADO DE VALORES DEL LITORAL S.A. SANTA FE WWW.MVL.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 ARGENTINA AR XROS XROS O BOLSA DE COMERCIO ROSARIO BCR ROSARIO WWW.BCR.COM.AR JUNE 2005 ACTIVE JUNE 2005 ARGENTINA AR XROX XROS S MERCADO DE VALORES DE ROSARIO S.A. MERVAROS ROSARIO WWW.MERVAROS.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 ARGENTINA AR XTUC XROS S NUEVA BOLSA DE COMERCIO DE TUCUMAN S.A. NBCT TUCUMAN WWW.NBCT.COM.AR NOVEMBER 2007 ACTIVE NOVEMBER 2007 ARMENIA AM XARM XARM O NASDAQ OMX ARMENIA ARMEX YEREVAN WWW.NASDAQOMX.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 NASDAQ OMX ARMENIA IS THE NEW NAME OF THE ARMENIAN STOCK EXCHANGE. AUSTRALIA AU APXL APXL O SYDNEY STOCK EXCHANGE LIMITED SSX SYDNEY WWW.SSX.SYDNEY FEBRUARY 2016 ACTIVE AUGUST 2011 AS A SECURITIES EXCHANGE,SSX PROVIDES ‘LISTING’ FACILITIES TO COMPANIES AND SECURITIES ISSUERS AS WELL AS ‘TRADING’ FACILITIES FOR STOCK BROKERS, TRADERS AND INVESTORS TO BUY AND SELL SHARES/SECURITIES. AUSTRALIA AU ASXB XASX S ASX BOOKBUILD ASX SYDNEY WWW.ASX.COM.AU OCTOBER 2012 ACTIVE OCTOBER 2012 ON-MARKET AUTOMATED BOOKBUILD MECHANISM CALLED ASX BOOKBUILD TO ALLOW ASX LISTED COMPANIES TO PRICE AND ALLOCATE NEW SECURITIES. AUSTRALIA AU ASXC XASX S ASX - CENTRE POINT ASX SYDNEY WWW.ASX.COM.AU/TRADING_SERVICES/ASX-TRADE.HTM FEBRUARY 2018 ACTIVE AUGUST 2011 CENTRE POINT ARE ORDER TYPES IN ASX TRADE ENABLING EXECUTION AT THE PREVAILING MIDPOINT OF THE BEST BID AND OFFER OF THE ASX CENTRAL LIMIT ORDER BOOK. AUSTRALIA AU ASXP XASX S ASX - PUREMATCH ASX SYDNEY WWW.ASX.COM.AU/TRADING_SERVICES/ASX-TRADE.HTM AUGUST 2011 ACTIVE AUGUST 2011 ASX PUREMATCH IS AN ADDITIONAL ORDER BOOK LAUNCHING IN MID 2011 AIMED AT MEETING THE NEEDS OF LATENCY SENSITIVE TRADERS, PROVIDING TRADING IN A SUBSET OF ASX LISTED SECURITIES. AUSTRALIA AU ASXT XASX S ASX TRADEMATCH ASX SYDNEY WWW.ASX.COM.AU MAY 2012 ACTIVE SEPTEMBER 2011 MERGER BETWEEN XASX AND XSFE. AUSTRALIA AU ASXV XASX S ASX - VOLUMEMATCH ASX SYDNEY WWW.ASX.COM.AU/TRADING_SERVICES/ASX-TRADE.HTM AUGUST 2011 ACTIVE AUGUST 2011 ASX LAUNCHED VOLUMEMATCH IN JUNE 2011, AN ASX TRADE EXECUTION FACILITY THAT ENABLES END USERS TO SEARCH FOR LIQUIDITY AND EXECUTE LARGE ORDERS ANONYMOUSLY. AUSTRALIA AU AWBX AWBX O AUSTRALIAN WHEAT BOARD AWB MELBOURNE WWW.AWB.COM.AU SEPTEMBER 2006 ACTIVE SEPTEMBER 2006 AUSTRALIA AU AWEX AWEX O AUSTRALIAN WOOL EXCHANGE AWEX LANE COVE WWW.AWEX.COM.AU SEPTEMBER 2006 ACTIVE SEPTEMBER 2006 AUSTRALIA AU BLEV BLEV O BLOCK EVENT MELBOURNE WWW.BLOCKEVENT.COM APRIL 2015 ACTIVE APRIL 2015 ELECTRONIC BLOCK TRADING PLATFORM FOR EQUITIES. AUSTRALIA AU BLXA BLXA O INSTINET BLX (AU) SYDNEY WWW.INSTINET.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 BLOCK FOCUSED LIQUIDITY POOL FOR AUSTRALIAN EQUITIES. AUSTRALIA AU CFAU CSAU S CROSSFINDER AUSTRALIA SYDNEY WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL AUSTRALIA AUSTRALIA AU CGMA CGMA O CITI MATCH AUSTRALIA SYDNEY HTTP://ICG.CITI.COM/ICG/GLOBAL_MARKETS/PRODUCT_SOLUTIONS/GLOBAL_EQUITIES/CITI_MATCH.JSP JULY 2012 ACTIVE JULY 2012 AUSTRALIA AU CHIA CHIA O CHI-X AUSTRALIA SYDNEY WWW.CHI-X.COM/APAC/ APRIL 2010 ACTIVE APRIL 2010 AUSTRALIA AU CLAU CLAU O CLSA AUSTRALIA - DARK SYDNEY WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. AUSTRALIA AU CSAU CSAU O CREDIT SUISSE EQUITIES (AUSTRALIA) LIMITED SYDNEY WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN AUSTRALIA AUSTRALIA AU CXAC CHIA S CHI-X MARKET AUSTRALIA - LIMIT VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE SEPTEMBER 2012 CHI-X LIMIT VENUE AUSTRALIA AU CXAF CHIA S CHI-X AUSTRALIA MARKET PEG (FARPOINT) VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X MARKET PEG (FARPOINT) VENUE AUSTRALIA AU CXAM CHIA S CHI-X MOC SYDNEY WWW.CHI-X.COM.AU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CHI-X MARKET ON CLOSE VENUE AUSTRALIA AU CXAN CHIA S CHI-X AUSTRALIA PRIMARY PEG (NEARPOINT) VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X PRIMARY PEG (NEARPOINT) VENUE AUSTRALIA AU CXAP CHIA S CHI-X AUSTRALIA MID-POINT VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X MID-POINT VENUE AUSTRALIA AU CXAQ CHIA S CHI-X AUSTRALIA -QUOTED MANAGED FUNDS SYDNEY WWW.CHI-X.COM.AU DECEMBER 2016 ACTIVE DECEMBER 2016 CHI-X QUOTED MANAGED FUNDS. AUSTRALIA AU CXAR CHIA S CHI-X AUSTRALIA - TRANSFERABLE CUSTODY RECEIPT MARKET CHI-X SYDNEY WWW.CHI-X.COM.AU NOVEMBER 2016 ACTIVE NOVEMBER 2016 CHI-X TCR MARKET. AUSTRALIA AU CXAV CHIA S CHI-X VWAP SYDNEY WWW.CHI-X.COM.AU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CHI-X VWAP VENUE AUSTRALIA AU CXAW CHIA S CHI-X AUSTRALIA - WARRANTS CXA SYDNEY WWW.CHI-X.COM.AU NOVEMBER 2015 ACTIVE NOVEMBER 2015 CHI-X WARRANTS AUSTRALIA AU MACB MAQX S MACQUARIE AUSTRALIA BLOCK CROSSING SYDNEY WWW.MACQUARIE.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 AUSTRALIA AU MAQX MAQX O MACQUARIE INTERNAL MARKETS (AUSTRALIA) SYDNEY WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2012 MACQUARIE DARK POOL (AUSTRALIA) AUSTRALIA AU MSAL MSAL O MORGAN STANLEY AUSTRALIA SECURITIES LIMITED SYDNEY WWW.MORGANSTANLEY.COM JULY 2015 ACTIVE JULY 2015 AUSTRALIA AU NSXB NSXB O BENDIGO STOCK EXCHANGE LIMITED BSX MELBOURNE WWW.BSX.COM.AU JUNE 2007 ACTIVE JUNE 2007 AUSTRALIA AU NZFX XASX S ASX - NEW ZEALAND FUTURES & OPTIONS ASX SYDNEY WWW.ASX.COM.AU SEPTEMBER 2021 MODIFIED SEPTEMBER 2007 AUSTRALIA AU SIGA SIGA O SIGMA X AUSTRALIA SYDNEY WWW.GSET.GS.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 ALTERNATIVE TRADING SYSTEM (ATS)OPERATED BY GOLDMAN SACHS AUSTRALIA AU SIMV SIMV O SIM VENTURE SECURITIES EXCHANGE SYDNEY WWW.SIMVSE.COM.AU DECEMBER 2011 ACTIVE DECEMBER 2011 AUSTRALIA AU XASX XASX O ASX - ALL MARKETS ASX SYDNEY WWW.ASX.COM.AU JUNE 2012 ACTIVE MAY 2012 AUSTRALIA AU XFEX XFEX O FEX GLOBAL FEX SYDNEY WWW.FEX.COM.AU DECEMBER 2019 ACTIVE NOVEMBER 2014 ELECTRONIC TRADING PLATFORM. REGISTERED MARKET FOR ENERGY, COMMODITY AND ENVIRONMENTAL DERIVATIVES. AUSTRALIA AU XLQC XLQC O LIQUIDITY CUBE PTY LTD SYDNEY WWW.LIQUIDITYCUBE.COM APRIL 2021 ACTIVE APRIL 2021 AUSTRALIA AU XNEC XNEC O NATIONAL STOCK EXCHANGE OF AUSTRALIA LIMITED NSXA NEWCASTLE WWW.NSXA.COM.AU JUNE 2007 ACTIVE JUNE 2007 AUSTRALIA AU XSFE XASX S ASX - TRADE24 SFE SYDNEY WWW.SFE.COM.AU MAY 2012 ACTIVE SEPTEMBER 2010 AUSTRALIA AU XYIE XYIE O YIELDBROKER PTY LTD SYDNEY WWW.YIELDBROKER.COM JUNE 2005 ACTIVE JUNE 2005 AUSTRIA AT APAW APAW O WIENER BOERSE AG - APA VIENNA WWW.WIENERBOERSE.AT JULY 2017 ACTIVE JUNE 2018 APPROVED PUBLICATION ARRANGEMENT. AUSTRIA AT BKSK BKSK O BKS BANK AG - SYSTEMATIC INTERNALISER KLAGENFURT AM WOERTHERSEE WWW.BKS.AT AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. AUSTRIA AT EGSI EGSI O ERSTE GROUP BANK AG VIENNA WWW.ERSTEGROUP.COM JANUARY 2017 ACTIVE JANUARY 2017 SYSTEMATIC INTERNALISER. AUSTRIA AT EXAA XWBO S WIENER BOERSE AG, AUSTRIAN ENERGY EXCHANGE EXAA VIENNA WWW.EXAA.AT MAY 2016 ACTIVE MAY 2007 AUSTRIA AT LLAT LLAT O LIECHTENSTEINISCHE LANDESBANK (OSTERREICH) AG - SYSTEMATIC INTERNALISER VIENNA WWW.LLB.AT JULY 2020 ACTIVE JULY 2020 SYSTEMATIC INTERNALISER. AUSTRIA AT OBKL OBKL O OBERBANK AG - SYSTEMATIC INTERNALISER LINZ WWW.OBERBANK.AT AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. AUSTRIA AT RBIV RBIV O RAIFFEISEN BANK INTERNATIONAL AG - SYSTEMATIC INTERNALISER VIENNA WWW.RBINTERNATIONAL.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. AUSTRIA AT RLBO RLBO O RAIFFEISENLANDESBANK OBERÖSTERREICH - SYSTEMATIC INTERNALISER LINZ WWW.RLBOOE.AT APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. AUSTRIA AT SLHB SLHB O SALZBURGER LANDES-HYPOTHEKENBANK SALZBURG WWW.HYPOSALZBURG.AT SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. AUSTRIA AT UCBA UCBA O UNICREDIT BANK AUSTRIA AG VIENNA WWW.BANKAUSTRIA.AT OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. REGISTERED FOR SYSTEMATIC INTERNALISER BUT NON-ACTIVE. AUSTRIA AT WBAH XWBO S WIENER BOERSE AG AMTLICHER HANDEL (OFFICIAL MARKET) VIENNA WWW.WIENERBOERSE.AT JULY 2007 ACTIVE JULY 2007 AUSTRIA AT WBDM XWBO S WIENER BOERSE AG DRITTER MARKT (THIRD MARKET) VIENNA WWW.WIENERBOERSE.AT JULY 2007 ACTIVE JULY 2007 AUSTRIA AT XRCB XRCB O RAIFFEISEN CENTROBANK AG - SYSTEMATIC INTERNALISER RCB VIENNA WWW.RCB.AT NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. AUSTRIA AT XVIE XWBO S WIENER BOERSE AG, WERTPAPIERBOERSE (SECURITIES EXCHANGE) VIENNA WWW.WIENERBORSE.AT APRIL 2011 ACTIVE APRIL 2011 AUSTRIA AT XWBO XWBO O WIENER BOERSE AG VIENNA WWW.WIENERBOERSE.AT NOVEMBER 2008 ACTIVE NOVEMBER 2008 AZERBAIJAN AZ BSEX BSEX O BAKU STOCK EXCHANGE BAKU WWW.BSE.AZ SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 AZERBAIJAN AZ XIBE XIBE O BAKU INTERBANK CURRENCY EXCHANGE BAKU WWW.BBVB.ORG JUNE 2005 ACTIVE JUNE 2005 BAHAMAS BS XBAA XBAA O BAHAMAS INTERNATIONAL SECURITIES EXCHANGE BISX NASAU WWW.BISXBAHAMAS.COM JUNE 2005 ACTIVE JUNE 2005 BAHRAIN BH BFEX BFEX O BAHRAIN FINANCIAL EXCHANGE MANAMA WWW.BFX.BH OCTOBER 2010 ACTIVE OCTOBER 2010 THE BFX IS THE FIRST MULTI-ASSET CLASS EXCHANGE IN THE MIDDLE EAST REGION AND WILL BE INTERNATIONALLY ACCESSIBLE TO TRADE CASH INSTRUMENTS, STRUCTURED PRODUCTS AND SHARIA-COMPLIANT FINANCIAL INSTRUMENTS AS WELL AS DERIVATIVES. BAHRAIN BH XBAH XBAH O BAHRAIN BOURSE BSE MANAMA WWW.BAHRAINBOURSE.COM.BH JUNE 2011 ACTIVE JUNE 2011 BANGLADESH BD XCHG XCHG O CHITTAGONG STOCK EXCHANGE LTD. CSE CHITTAGONG WWW.CSEBD.COM JUNE 2005 ACTIVE JUNE 2005 BANGLADESH BD XDHA XDHA O DHAKA STOCK EXCHANGE LTD DSE DHAKA WWW.DSEBD.ORG JUNE 2005 ACTIVE JUNE 2005 BARBADOS BB BAJM XBAB S BARBADOS STOCK EXCHANGE - JUNIOR MARKET BSE BRIDGETOWN WWW.BSE.COM.BB MARCH 2013 ACTIVE MARCH 2013 MARKET FOR SMALL COMPANIES BARBADOS BB XBAB XBAB O BARBADOS STOCK EXCHANGE BSE BRIDGETOWN WWW.BSE.COM.BB JUNE 2005 ACTIVE JUNE 2005 MAIN MARKET BARBADOS BB XBIS XBAB S BARBADOS STOCK EXCHANGE - INTERNATIONAL SECURITIES MARKET ISM BRIDGETOWN WWW.BSE.COM.BB MARCH 2021 ACTIVE MARCH 2021 BELARUS BY BCSE BCSE O BELARUS CURRENCY AND STOCK EXCHANGE BCSE MINSK WWW.BCSE.BY AUGUST 2006 ACTIVE AUGUST 2006 BELGIUM BE ALXB XBRU S EURONEXT GROWTH BRUSSELS BRUSSELS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 BELGIUM BE BEAM BEAM O MTS ASSOCIATED MARKETS BRUSSELS WWW.MTSBELGIUM.COM MAY 2017 ACTIVE MAY 2017 BELGIUM BE BELB BELB O BELFIUS BANK NV/SA BRUSSELS WWW.BELFIUS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 BELGIUM BE BELF BELB S BELFIUS BANK NV/SA FIXED INCOME - SYSTEMATIC INTERNALISER BRUSSELS WWW.BELFIUS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER FOR CORPORATE, COVERED AND OTHER PUBLIC BONDS ISSUED BY BELGIAN ISSUERS. BELGIUM BE BKBF BKBR S BNY MELLON S.A./N.V. - BRUSSELS BRANCH - SYSTEMATIC INTERNALISER BNYM BRUSSELS WWW.BNYMELLON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. BELGIUM BE BKBR BKBR O BNY MELLON S.A./N.V. - BRUSSELS BRANCH BNYM BRUSSELS WWW.BNYMELLON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 BELGIUM BE BLPX BLPX O BELGIAN POWER EXCHANGE BLPX BRUSSELS WWW.BELPEX.BE NOVEMBER 2007 ACTIVE NOVEMBER 2007 BELGIUM BE BMTS BEAM S MTS BELGIUM BRUSSELS WWW.MTSBELGIUM.COM MAY 2017 ACTIVE NOVEMBER 2005 BELGIUM BE BNPF BNPF O BNP PARIBAS FORTIS SA/NV- SYSTEMATIC INTERNALISER BNPPF SI BRUSSELS WWW.BNPPARIBASFORTIS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. BELGIUM BE KBCB KBCB O KBC BANK NV GROUP MARKETS - SYSTEMATIC INTERNALISER BRUSSELS WWW.KBC.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. BELGIUM BE MLXB XBRU S EURONEXT ACCESS BRUSSELS BRUSSELS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 BELGIUM BE MTSD BEAM S MTS DENMARK BRUSSELS WWW.MTSDENMARK.COM JUNE 2017 ACTIVE NOVEMBER 2005 BELGIUM BE MTSF BEAM S MTS FINLAND BRUSSELS WWW.MTSFINLAND.COM JUNE 2017 ACTIVE NOVEMBER 2005 BELGIUM BE SMBB SMBB O SUMITOMO MITSUI BANKING CORPORATION - BRUSSELS BRANCH - SYSTEMATIC INTERNALISER BRUSSELS WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. BELGIUM BE TNLB XBRU S EURONEXT - TRADING FACILITY BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 BELGIUM BE TNLK XBRU S EURONEXT BLOCKS BRUSSELS WWW.EURONEXT.COM MAY 2019 ACTIVE MAY 2019 MULTILATERAL TRADING FACILITY (MTF) FOR BLOCKS. BELGIUM BE VPXB XBRU S EURONEXT - VENTES PUBLIQUES BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 BELGIUM BE XBRD XBRU S EURONEXT - EURONEXT BRUSSELS - DERIVATIVES BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2007 BELGIUM BE XBRU XBRU O EURONEXT - EURONEXT BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 BERMUDA BM 24EX 24EX O 24 EXCHANGE 24EX BERMUDA WWW.24EXCHANGE.NET SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 FOREIGN EXCHANGE AND EQUITIES. BERMUDA BM GTXE GTXE O GTX ECN HAMILTON WWW.GAINGTX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 GTX ELECTRONIC COMMUNICATIONS NETWORK. BERMUDA BM XBDA XBDA O BERMUDA STOCK EXCHANGE LTD BSX HAMILTON WWW.BSX.COM JUNE 2005 ACTIVE JUNE 2005 BOLIVIA BO XBOL XBOL O BOLSA BOLIVIANA DE VALORES S.A. LA PAZ WWW.BOLSA-VALORES-BOLIVIA.COM JUNE 2005 ACTIVE JUNE 2005 BOSNIA AND HERZEGOVINA BA BLBF XBLB S BANJA LUKA STOCK EXCHANGE - FREE MARKET BLSE BANJA LUKA WWW.BLBERZA.COM MARCH 2013 ACTIVE MARCH 2013 BOSNIA AND HERZEGOVINA BA XBLB XBLB O BANJA LUKA STOCK EXCHANGE BANJA LUKA WWW.BLBERZA.COM OCTOBER 2005 ACTIVE OCTOBER 2005 BOSNIA AND HERZEGOVINA BA XSSE XSSE O SARAJEVO STOCK EXCHANGE SASE SARAJEVO WWW.SASE.BA JUNE 2007 ACTIVE JUNE 2007 BOTSWANA BW BOTE XBOT S BOTSWANA STOCK EXCHANGE - EXCHANGE TRADED FUNDS (ETF) BOT GABORONE WWW.BSE.CO.BW MARCH 2013 ACTIVE MARCH 2013 BOTSWANA BW BOTV XBOT S BOTSWANA STOCK EXCHANGE - VENTURE CAPITAL BOT GABORONE WWW.BSE.CO.BW MARCH 2013 ACTIVE MARCH 2013 BOTSWANA BW XBOT XBOT O BOTSWANA STOCK EXCHANGE GABORONE WWW.BSE.CO.BW JUNE 2005 ACTIVE JUNE 2005 BRAZIL BR BCMM BCMM O BOLSA DE CEREAIS E MERCADORIAS DE MARINGÁ MARINGA WWW.BCMM.COM.BR MARCH 2013 ACTIVE DECEMBER 2010 COMMODITIES MARKET. BRAZIL BR BOVM BOVM O BOLSA DE VALORES MINAS-ESPÍRITO SANTO-BRASÍLIA ESPIRITO SANTO WWW.BOVMESB.COM.BR MARCH 2013 ACTIVE DECEMBER 2010 COMMODITIES MARKET. BRAZIL BR BRIX BRIX O BRAZILIAN ENERGY EXCHANGE SAO PAULO MAY 2011 ACTIVE MAY 2011 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES BRAZIL BR BVMF BVMF O BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS SAO PAULO WWW.BMFBOVESPA.COM.BR APRIL 2010 ACTIVE APRIL 2010 EQUITIES, SECURITIES, FINANCIAL ASSETS, INDICES, INTEREST RATES, AGRICULTURAL COMMODITIES, AND FOREIGN EXCHANGE FUTURES AND SPOT CONTRACTS. BRAZIL BR CETI CETI O CETIP S.A. - MERCADOS ORGANIZADOS RIO DE JANEIRO WWW.CETIP.COM.BR MARCH 2013 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING, TRADE REGISTRATION AND FINANCIAL SETTLEMENT FOR TRANSACTIONS INVOLVING FIXED INCOME SECURITIES AND OTC DERIVATIVES. BRAZIL BR SELC SELC O SISTEMA ESPECIAL DE LIQUIDACAO E CUSTODIA DE TITULOS PUBLICOS RIO DE JANEIRO WWW4.BCB.GOV.BR JANUARY 2011 ACTIVE JANUARY 2011 SELIC (SISTEMA ESPECIAL DE LIQUIDACAO E CUSTODIA DE TITULOS PUBLICOS - IN ENGLISH: SPECIAL SYSTEM FOR CUSTODY AND SETTLEMENT OF PUBLIC SECURITIES) IS THE CENTRAL CUSTODIAN FOR ALL SECURITIES EMITTED BY THE BRAZILIAN NATIONAL TREASURY. BULGARIA BG ABUL XBUL S BULGARIAN STOCK EXCHANGE - ALTERNATIVE MARKET BSE SOFIA WWW.BSE-SOFIA.BG AUGUST 2016 ACTIVE AUGUST 2016 ALTERNATIVE REGULATED MARKET. BULGARIA BG BDSK BDSK O DSK BANK EAD SOFIA HTTPS://DSKBANK.BG/ APRIL 2020 ACTIVE APRIL 2020 BULGARIA BG BEBG BEBG O BULGARIAN ENERGY TRADING PLATFORM BETP SOFIA WWW.BETP.BG NOVEMBER 2020 ACTIVE NOVEMBER 2020 BULGARIA BG BGHX BGHX O BALKAN GAS HUB EAD SOFIA WWW.BALKANGASHUB.BG DECEMBER 2019 ACTIVE DECEMBER 2019 COMMODITIES AND DERIVATIVES OTC AND EXCHANGE MARKET OPERATOR. BULGARIA BG GBUL XBUL S BULGARIAN STOCK EXCHANGE - SME GROWTH MARKET BEAM BEAM SOFIA WWW.BSE-SOFIA.BG JANUARY 2019 ACTIVE JANUARY 2019 BULGARIAN STOCK EXCHANGE SME GROWTH MARKET. BULGARIA BG GMBG MBUL S MTF SOFIA - GROWTH MARKET SOFIA WWW.CAPMAN.BG JUNE 2021 ACTIVE JUNE 2021 BULGARIA BG IBEX IBEX O INDEPENDENT BULGARIAN ENERGY EXCHANGE IBEX SOFIA WWW.IBEX.BG DECEMBER 2015 ACTIVE DECEMBER 2015 IBEX WAS ESTABLISHED JANUARY 2014, AS A FULLY-OWNED SUBSIDIARY OF THE BULGARIAN ENERGY HOLDING EAD. IBEX HOLDS A 10-YEAR LICENSE BY THE STATE ENERGY AND WATER REGULATORY COMMISSION TO ORGANIZING A POWER EXCHANGE FOR ELECTRICITY IN BULGARIA. BULGARIA BG IBUL XBUL S BULGARIAN STOCK EXCHANGE - INTERNATIONAL INSTRUMENTS BSE SOFIA WWW.BSE-SOFIA.BG MAY 2017 ACTIVE MAY 2017 BULGARIA BG JBUL XBUL S BULGARIAN STOCK EXCHANGE - INTERNATIONAL MTF BSE-MTF SOFIA WWW.BSE-SOFIA.BG FEBRUARY 2019 ACTIVE FEBRUARY 2019 INTERNATIONAL INSTRUMENTS OF MULTILATERAL TRADING FACILITY, ORGANIZED BY BULGARIAN STOCK EXCHANGE. BULGARIA BG MBUL MBUL O MTF SOFIA SOFIA WWW.CAPMAN.BG NOVEMBER 2016 ACTIVE NOVEMBER 2016 MULTILATERAL TRADING FACILITY FOR EQUITIES, BONDS, DERIVATIVES. BULGARIA BG PBUL XBUL S BULGARIAN STOCK EXCHANGE - APA SOFIA WWW.BSE-SOFIA.BG DECEMBER 2018 ACTIVE DECEMBER 2018 APPROVED PUBLICATION ARRANGEMENT (APA) SERVICE OF THE BULGARIAN STOCK EXCHANGE (BSE). BULGARIA BG T212 T212 O TRADING 212 LIMITED - SYSTEMATIC INTERNALISER SOFIA WWW.TRADING212.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. BULGARIA BG UCBG UCBG O UNICREDIT BULBANK AD - SYSTEMATIC INTERNALISER SOFIA WWW.UNICREDITBULBANK.BG SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 SYSTEMATIC INTERNALISER. BULGARIA BG XBUL XBUL O BULGARIAN STOCK EXCHANGE BSE SOFIA WWW.BSE-SOFIA.BG JUNE 2005 ACTIVE JUNE 2005 BULGARIA BG ZBUL XBUL S BULGARIAN STOCK EXCHANGE - MAIN MARKET SOFIA WWW.BSE-SOFIA.BG FEBRUARY 2019 ACTIVE FEBRUARY 2019 BULGARIAN STOCK EXCHANGE MAIN MARKET. CAMBODIA KH XCSX XCSX O CAMBODIA SECURITIES EXCHANGE CSX PHNOM PENH WWW.CSX.COM.KH MAY 2012 ACTIVE MAY 2012 CAMEROON CM XDSX XDSX O DOUALA STOCK EXCHANGE DOUALA WWW.DOUALA-STOCK-EXCHANGE.COM MAY 2008 ACTIVE MAY 2008 REGISTERED MARKET FOR EQUITIES CANADA CA BNSX BNSX O THE BANK OF NOVA SCOTIA - SYSTEMATIC INTERNALISER TORONTO WWW.SCOTIABANK.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. CANADA CA CAND CAND O CANDEAL.CA INC CANDEAL TORONTO WWW.CANDEAL.COM DECEMBER 2016 ACTIVE DECEMBER 2016 ELECTRONIC TRADING PLATFORM FOR FIXED INCOME SECURITIES AND DERIVATIVES. CANADA CA CANX CANX O CANNEX FINANCIAL EXCHANGE LTS CANNEX TORONTO WWW.CANNEX.COM JUNE 2005 ACTIVE JUNE 2005 CANADA CA CHIC CHIC O CHI-X CANADA ATS TORONTO WWW.CHI-XCANADA.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 MARKET MODEL FOCUSED ON EQUAL OPPORTUNITY TRADING AND MARKET-LEVEL INNOVATION TO DRIVE GROWTH IN THE CANADIAN EQUITY MARKET CANADA CA COTC COTC O BMO CAPITAL MARKETS - CAD OTC TRADES TORONTO WWW.BMOCM.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 OVER THE COUNTER TRADING OF CAD EQUITY. CANADA CA EQCA EQCA O EQUILEND CANADA CORP. TORONTO WWW.EQUILEND.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 CANADA CA IFCA IFCA O ICE FUTURES CANADA WINNIPEG WWW.THEICE.COM OCTOBER 2011 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFCA REPLACES MIC XWCE. CANADA CA IVZX IVZX O INVESCO CANADA PTF TRADES TORONTO WWW.INVESCO.CA JULY 2014 ACTIVE JULY 2014 TRADING PLATFORM FOR MUTUAL FUNDS CANADA CA LICA LICA O LIQUIDNET CANADA ATS TORONTO WWW.LIQUIDNET.COM SEPTEMBER 2010 ACTIVE SEPTEMBER 2010 REGISTERED MARKET FOR EQUITIES, ELECTRONIC TRADING. CANADA CA LYNX OMGA S LYNX ATS TORONTO WWW.OMEGAATS.COM NOVEMBER 2012 ACTIVE NOVEMBER 2012 LYNX ATS IS A REGISTERED MARKET FOR THE FULLY ELECTRONIC TRADING OF EQUITIES AND FIXED INCOME. CANADA CA MATN MATN O MATCH NOW TORONTO WWW.TRIACTCANADA.COM JANUARY 2008 ACTIVE JANUARY 2008 MARKETPLACE FOR REGISTERED CANADIAN INVESTMENT DEALERS AND THEIR CLIENTS TO TRADE CANADIAN LISTED EQUITIES. CANADA CA NEOC NEOE S NEO CONNECT NEO CONNECT TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018 CANADA CA NEOD NEOE S NEO EXCHANGE - NEO-D (DARK) NEO-D TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018 CANADA CA NEOE NEOE O NEO EXCHANGE - NEO-L (MARKET BY ORDER) NEO-L TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2014 CANADA CA NEON NEOE S NEO EXCHANGE - NEO-N (MARKET BY PRICE) NEO-N TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018 CANADA CA NGXC NGXC O NATURAL GAS EXCHANGE NGX CALGARY WWW.NGX.COM MAY 2010 ACTIVE MAY 2010 NGX PROVIDES ELECTRONIC TRADING, CENTRAL COUNTERPARTY CLEARING AND DATA SERVICES TO THE NORTH AMERICAN NATURAL GAS AND ELECTRICITY MARKETS. CANADA CA OMGA OMGA O OMEGA ATS TORONTO WWW.OMEGAATS.COM JANUARY 2008 ACTIVE JANUARY 2008 CANADA CA PURE XCNQ S CANADIAN SECURITIES EXCHANGE - PURE CSE-PURE TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED DECEMBER 2006 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX). CANADA CA VDRK XTSX S TSX VENTURE EXCHANGE - DRK TSXV DRK TORONTO WWW.TSX.COM MAY 2019 ACTIVE MAY 2019 FOR TSXV DARK ORDER BOOK TRADES. CANADA CA XATS XATS O ALPHA EXCHANGE TORONTO WWW.ALPHATRADINGSYSTEMS.CA MAY 2012 ACTIVE MAY 2012 REGULATED MARKETPLACE FOR TRADING EQUITY AND EQUITY RELATED SECURITIES. CANADA CA XBBK XBBK O PERIMETER FINANCIAL CORP. - BLOCKBOOK ATS TORONTO WWW.PFIN.CA MAY 2008 ACTIVE MAY 2008 ALTERNATIVE TRADING SYSTEM FOR BLOCK TRADING OF CANADIAN LISTED EQUITIES CANADA CA XCNQ XCNQ O CANADIAN SECURITIES EXCHANGE CSE LISTED TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED APRIL 2009 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX). CANADA CA XCX2 CHIC S CX2 TORONTO WWW.CHI-X.COM/CA DECEMBER 2012 ACTIVE DECEMBER 2012 REGISTERED MARKET FOR EQUITIES CANADA CA XCXD XCXD O NASDAQ CXD TORONTO HTTP://BUSINESS.NASDAQ.COM/TRADE/CANADIAN-EQUITIES/OVERVIEW SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 NON-DISPLAYED MARKET FOR EQUITIES. CANADA CA XDRK XTSE S TORONTO STOCK EXCHANGE - DRK TSX DRK TORONTO WWW.TSX.COM MAY 2019 ACTIVE MAY 2019 FOR TSX DARK ORDER BOOK TRADES. CANADA CA XICX XICX O INSTINET CANADA CROSS TORONTO WWW.INSTINET.COM NOVEMBER 2010 ACTIVE NOVEMBER 2010 ALTERNATIVE CANADIAN MARKETPLACE TO REGISTERED INVESTMENT DEALERS AND THEIR CLIENTS TO TRADE CANADIAN LISTED EQUITIES. CANADA CA XMOC XMOC O MONTREAL CLIMATE EXCHANGE MONTREAL WWW.M-X.CA JULY 2008 ACTIVE JULY 2008 CANADA CA XMOD XMOD O THE MONTREAL EXCHANGE / BOURSE DE MONTREAL CDE MONTREAL WWW.M-X.CA JUNE 2005 ACTIVE JUNE 2005 CANADA CA XTNX XTSX S TSX VENTURE EXCHANGE - NEX NEX VANCOUVER WWW.TSX.COM/EN/NEX JUNE 2005 ACTIVE JUNE 2005 CANADA CA XTSE XTSE O TORONTO STOCK EXCHANGE TSX TORONTO WWW.TSE.COM JUNE 2005 ACTIVE JUNE 2005 CANADA CA XTSX XTSX O TSX VENTURE EXCHANGE TSX-V TORONTO WWW.TSX.COM JUNE 2005 ACTIVE JUNE 2005 CAPE VERDE CV XBVC XBVC O CAPE VERDE STOCK EXCHANGE BVC PRAIA WWW.BVC.CV NOVEMBER 2005 ACTIVE NOVEMBER 2005 CAYMAN ISLANDS KY XCAY XCAY O CAYMAN ISLANDS STOCK EXCHANGE GEORGETOWN WWW.CSX.COM.KY JUNE 2005 ACTIVE JUNE 2005 CHILE CL BOVA BOVA O BOLSA DE CORREDORES - BOLSA DE VALORES VALPARAISO WWW.BOVALPO.COM DECEMBER 2010 ACTIVE DECEMBER 2010 EQUITY AND BOND MARKET. CHILE CL XBCL XBCL O LA BOLSA ELECTRONICA DE CHILE BOLCHILE SANTIAGO WWW.BOLCHILE.CL JUNE 2005 ACTIVE JUNE 2005 CHILE CL XSGO XSGO O SANTIAGO STOCK EXCHANGE SANTIAGO WWW.BOLSADESANTIAGO.COM JUNE 2005 ACTIVE JUNE 2005 CHINA CN CCFX CCFX O CHINA FINANCIAL FUTURES EXCHANGE SHANGHAI WWW.CFFEX.COM.CN SEPTEMBER 2007 ACTIVE SEPTEMBER 2007

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS CHINA CN CFBC XCFE S CHINA FOREIGN EXCHANGE TRADE SYSTEM - SHANGHAI - HONG KONG BOND CONNECT CFETSBC SHANGHAI WWW.CHINAMONEY.COM.CN FEBRUARY 2018 ACTIVE FEBRUARY 2018 CHINA CN CSSX CSSX O CHINA STAINLESS STEEL EXCHANGE WUXI WWW.EXBXG.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 CHINA CN GSXC GSXC O GSX CHINA BEIJING WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY. CHINA CN SGEX SGEX O SHANGHAI GOLD EXCHANGE SGE SHANGHAI WWW.SGE.SH JUNE 2006 ACTIVE JUNE 2006 CHINA CN XCFE XCFE O CHINA FOREIGN EXCHANGE TRADE SYSTEM CFETS SHANGHAI WWW.CHINAMONEY.COM.CN JUNE 2005 ACTIVE JUNE 2005 CHINA CN XDCE XDCE O DALIAN COMMODITY EXCHANGE DCE DALIAN WWW.DCE.COM.CN JUNE 2005 ACTIVE JUNE 2005 CHINA CN XINE XSGE S SHANGHAI INTERNATIONAL ENERGY EXCHANGE INE SHANGHAI WWW.INE.CN JUNE 2014 ACTIVE JUNE 2014 EXCHANGE FOR TRADING ELECTRONICALLY ENERGY DERIVATIVES CHINA CN XSEC XSHE S SHENZHEN STOCK EXCHANGE - SHENZHEN - HONG KONG STOCK CONNECT SHENZHEN WWW.SZSE.CN MAY 2015 ACTIVE MAY 2015 CHINA CN XSGE XSGE O SHANGHAI FUTURES EXCHANGE SHFE SHANGHAI WWW.SHFE.COM.CN JUNE 2005 ACTIVE JUNE 2005 CHINA CN XSHE XSHE O SHENZHEN STOCK EXCHANGE SHENZHEN WWW.SZSE.CN JUNE 2005 ACTIVE JUNE 2005 CHINA CN XSHG XSHG O SHANGHAI STOCK EXCHANGE SSE SHANGHAI WWW.SSE.COM.CN AUGUST 2014 ACTIVE JUNE 2005 CHINA CN XSSC XSHG S SHANGHAI STOCK EXCHANGE - SHANGHAI - HONG KONG STOCK CONNECT SSE SHANGHAI WWW.SSE.COM.CN AUGUST 2014 ACTIVE AUGUST 2014 FOREIGN INVESTORS TRADING IN A-SHARE STOCK LISTED IN SHANGHAI STOCK EXCHANGE UNDER SHANGHAI-HONG KONG STOCK CONNECT CHINA CN XZCE XZCE O ZHENGZHOU COMMODITY EXCHANGE ZCE ZHENGZHOU WWW.CZCE.COM.CN JUNE 2005 ACTIVE JUNE 2005 COLOMBIA CO XBOG XBOG O BOLSA DE VALORES DE COLOMBIA BVC BOGOTA WWW.BVC.COM.CO JUNE 2005 ACTIVE JUNE 2005 COSTA RICA CR XBNV XBNV O BOLSA NACIONAL DE VALORES, S.A. BNV SAN JOSE WWW.BOLSACR.COM JUNE 2005 ACTIVE JUNE 2005 CROATIA HR XCRO XCRO O CROATIAN POWER EXCHANGE CROPEX ZAGREB WWW.CROPEX.HR OCTOBER 2015 ACTIVE OCTOBER 2015 ORGANISED MARKET PLACE FOR ELECTRICITY TRADING. CROATIA HR XOTP XOTP O OTP BANKA D.D. SPLIT WWW.OTPBANKA.HR APRIL 2020 ACTIVE APRIL 2020 CROATIA HR XTRZ XTRZ O ZAGREB MONEY AND SHORT TERM SECURITIES MARKET INC ZAGREB WWW.TRZISTENOVCA.HR APRIL 2007 ACTIVE APRIL 2007 CROATIA HR XZAG XZAG O ZAGREB STOCK EXCHANGE ZAGREB WWW.ZSE.HR JUNE 2005 ACTIVE JUNE 2005 CROATIA HR XZAP XZAG S PROGRESS MARKET ZAGREB HTTP://PROGRESS.MARKET DECEMBER 2017 ACTIVE DECEMBER 2017 MULTILATERAL TRADING FACILITY FOR SMALL AND MEDIUM-SIZED ENTERPRISES. CROATIA HR ZAPA XZAG S ZAGREB STOCK EXCHANGE - APA ZAGREB WWW.ZSE.HR FEBRUARY 2018 ACTIVE FEBRUARY 2018 APPROVED PUBLICATION ARRANGEMENT. CURACAO CW DCSX DCSX O DUTCH CARIBBEAN SECURITIES EXCHANGE DCSX WILLEMSTAD WWW.DCSX.AN JANUARY 2012 ACTIVE JANUARY 2012 INTERNATIONAL EXCHANGE FOR THE LISTING AND TRADING IN DOMESTIC- AND INTERNATIONAL SECURITIES. CYPRUS CY ATHL ATHL O ATHLOS CAPITAL INVESTMENT SERVICES LTD - SYSTEMATIC INTERNALISER NICOSIA WWW.ATHLOSCAPITAL.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. CYPRUS CY ATLN ATLN O ATONLINE LIMITED - SYSTEMATIC INTERNALISER NICOSIA WWW.ATONINT.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. CYPRUS CY BCSC BCSC O BROKERCREDITSERVICE (CYPRUS) LIMITED - SYSTEMATIC INTERNALISER BCE LIMASSOL WWW.BCSCYPRUS.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. CYPRUS CY CFIF CFIF O CREDIT FINANCIER INVEST (CFI) LTD CFI LARNACA WWW.CFIFINANCIAL.COM.CY NOVEMBER 2018 ACTIVE NOVEMBER 2018 CYPRUS CY GPBC GPBC O GPB-FINANCIAL SERVICES LTD - SYSTEMATIC INTERNALISER LIMASSOL WWW.GPBFS.COM.CY NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. CYPRUS CY MKAP MKAP O MERITKAPITAL - SYSTEMATIC INTERNALISER LIMASSOL WWW.MERITKAPITAL.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. CYPRUS CY RENC RENC O RENAISSANCE SECURITIES (CYPRUS) LIMITED NICOSIA WWW.RENCAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CYPRUS CY SIBC SIBC O SIB CYPRUS LTD - SYSTEMATIC INTERNALISER SIB NICOSIA WWW.SIB.COM.CY SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. CYPRUS CY TMCY TMCY O TRADING 212 MARKETS LIMITED - SYSTEMATIC INTERNALISER T212CY LIMASSOL WWW.TRADING212.COM MAY 2021 ACTIVE MAY 2021 SYSTEMATIC INTERNALISER. CYPRUS CY XCYO XCYS S CYPRUS STOCK EXCHANGE - OTC NICOSIA (LEFKOSIA) WWW.CSE.COM.CY OCTOBER 2009 ACTIVE OCTOBER 2009 ELECTRONIC TRADING PLATFORM FOR OTC. CYPRUS CY XCYS XCYS O CYPRUS STOCK EXCHANGE CSE NICOSIA (LEFKOSIA) WWW.CSE.COM.CY JUNE 2005 ACTIVE JUNE 2005 CYPRUS CY XECM XCYS S MTF - CYPRUS EXCHANGE NICOSIA WWW.CSE.COM.CY/EN/DEFAULT.ASP MAY 2009 ACTIVE MAY 2009 CZECH REPUBLIC CZ CELP CSOB S ČESKOSLOVENSKÁ OBCHODNÍ BANKA, A.S. - OTHER LIQUIDITY PROVIDER (OLP) CSOB PRAGUE WWW.CSOB.CZ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTHER LIQUIDITY PROVIDER SEGMENT. CZECH REPUBLIC CZ CESI CSOB S ČESKOSLOVENSKÁ OBCHODNÍ BANKA, A.S. - SYSTEMATIC INTERNALISER CSOB PRAGUE WWW.CSOB.CZ NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. CZECH REPUBLIC CZ CSAS CSAS O CESKA SPORITELNA, A.S. - SYSTEMATIC INTERNALISER PRAGUE WWW.CSAS.CZ DECEMBER 2019 ACTIVE DECEMBER 2019 SYSTEMATIC INTERNALISER. CZECH REPUBLIC CZ CSOB CSOB O ČESKOSLOVENSKÁ OBCHODNÍ BANKA, A.S. CSOB PRAGUE WWW.CSOB.CZ OCTOBER 2018 ACTIVE OCTOBER 2018 CZECH REPUBLIC CZ FTFM FTFS S 42 FINANCIAL SERVICES - MTF 42FS PRAGUE WWW.42FS.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY REGULATED MARKET. CZECH REPUBLIC CZ FTFS FTFS O 42 FINANCIAL SERVICES 42FS PRAGUE WWW.42FS.COM SEPTEMBER 2018 ACTIVE JULY 2016 CZECH REPUBLIC CZ KOME KOME O KOMERCNI BANKA, A.S. PRAGUE WWW.KB.CZ JUNE 2019 ACTIVE JUNE 2019 CZECH REPUBLIC CZ RFBK RFBK O RAIFFEISENBANK, AS. - SYSTEMATIC INTERNALISER RBCZ PRAGUE WWW.RB.CZ JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. CZECH REPUBLIC CZ UBCZ UBCZ O UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. PRAGUE WWW.UNICREDITBANK.CZ DECEMBER 2018 ACTIVE DECEMBER 2018 CZECH REPUBLIC CZ WOOD WOOD O WOOD & COMPANY FINANCIAL SERVICES, A.S. - SYSTEMATIC INTERNALISER PRAGUE WWW.WOOD.CZ OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. CZECH REPUBLIC CZ XPRA XPRA O PRAGUE STOCK EXCHANGE PSE PRAGUE WWW.PSE.CZ MAY 2010 ACTIVE MAY 2010 CZECH REPUBLIC CZ XPRM XPRA S PRAGUE STOCK EXCHANGE - MTF PSE PRAGUE WWW.PSE.CZ JANUARY 2016 ACTIVE JANUARY 2016 MTF MARKET OF THE PRAGUE STOCK EXCHANGE. CZECH REPUBLIC CZ XPXE XPXE O POWER EXCHANGE CENTRAL EUROPE PXE PRAGUE WWW.PXE.CZ MAY 2010 ACTIVE MAY 2010 CZECH REPUBLIC CZ XRMO XRMZ S RM-SYSTEM CZECH STOCK EXCHANGE - MTF RMS CZ PRAGUE WWW.RMSYSTEM.CZ MAY 2010 ACTIVE MAY 2010 ELECTRONIC TRADING PLATFORM FOR EQUITIES AND BONDS LEGALLY DEFINED AS A MULTI-SIDED TRADING SYSTEM (MOS) WITH MORE OPEN CONDITIONS FOR ACCEPTING SECURITIES. CZECH REPUBLIC CZ XRMZ XRMZ O RM-SYSTEM CZECH STOCK EXCHANGE RMS CZ PRAGUE WWW.RMSYSTEM.CZ MAY 2010 ACTIVE MAY 2010 DENMARK DK ABSI ABSI O ALM. BRAND BANK - SYSTEMATIC INTERNALISER COPENHAGEN WWW.ALMBRAND.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. DENMARK DK ALSI ALSI O AKTIESELSKABET ARBEJDERNES LANDSBANK - SYSTEMATIC INTERNALISER ALSI COPENHAGEN WWW.AL-BANK.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. DENMARK DK DASI DASI O DANSKE BANK A/S - SYSTEMATIC INTERNALISER COPENHAGEN WWW.DANSKEBANK.DK MARCH 2017 ACTIVE MARCH 2017 SYSTEMATIC INTERNALISER. DENMARK DK DCSE XCSE S NASDAQ COPENHAGEN A/S - NORDIC@MID COPENHAGEN WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XCSE DENMARK DK DKTC DKTC O DANSK OTC HORSENS WWW.DANSKOTC.DK SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 DENMARK DK DNDK XCSE S FIRST NORTH DENMARK - NORDIC@MID COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH DENMARK DENMARK DK DSME XCSE S FIRST NORTH DENMARK -SME GROWTH MARKET COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 DENMARK DK FNDK XCSE S FIRST NORTH DENMARK COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. DENMARK DK JBSI JBSI O JYSKE BANK - SYSTEMATIC INTERNALISER SILKEBORG WWW.JYSKEBANK.DK SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. DENMARK DK JYSI JYSI O DEN JYSKE SPAREKASSE - SYSTEMATIC INTERNALISER GRINDSTED WWW.DJS.DK SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. DENMARK DK LASP LASP O LAN AND SPAR BANK A/S COPENHAGEN WWW.LSB.DK NOVEMBER 2017 ACTIVE NOVEMBER 2017 DENMARK DK MCSE XCSE S NASDAQ COPENHAGEN A/S – AUCTION ON DEMAND COPENHAGEN WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 DENMARK DK MNDK XCSE S FIRST NORTH DENMARK – AUCTION ON DEMAND COPENHAGEN WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 DENMARK DK NPGA NPGA O GASPOINT NORDIC A/S GPN COPENHAGEN WWW.GASPOINTNORDIC.COM MARCH 2015 ACTIVE JUNE 2011 GASPOINT NORDIC IS OPERATING A PLATFORM FOR CONTINUOUS ELECTRONIC TRADING OF GAS, DELIVERABLE TO THE ETF VIRTUAL TRADING POINT. DENMARK DK NYSI NYSI O NYKREDIT BANK - SYSTEMATIC INTERNALISER COPENHAGEN WWW.NYKREDIT.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. DENMARK DK SBSI SBSI O SYDBANK A/S AABENRAA WWW.SYDBANK.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. DENMARK DK SKSI SKSI O SPAREKASSEN KRONJYLLAND - SYSTEMATIC INTERNALISER RANDERS WWW.SPARKRON.DK NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. DENMARK DK SNSI SNSI O SPAR NORD BANK - SYSTEMATIC INTERNALISER AALBORG WWW.SPARNORD.DK MAY 2017 ACTIVE MAY 2017 SYSTEMATIC INTERNALISER. DENMARK DK SXSI SXSI O SAXO BANK A/S COPENHAGEN WWW.HOME.SAXO MARCH 2020 ACTIVE MARCH 2020 SYSTEMATIC INTERNALISER FOR BONDS. DENMARK DK XCSE XCSE O NASDAQ COPENHAGEN A/S COPENHAGEN WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE SEPTEMBER 2007 DOMINICAN REPUBLIC DO XBVR XBVR O BOLSA DE VALORES DE LA REPUBLICA DOMINICANA SA. BVRD SANTO DOMINGO WWW.BOLSARD.COM JUNE 2005 ACTIVE JUNE 2005 ECUADOR EC XGUA XGUA O BOLSA DE VALORES DE GUAYAQUIL GUAYAQUIL WWW.MUNDOBVG.COM JUNE 2011 ACTIVE JUNE 2011 ECUADOR EC XQUI XQUI O BOLSA DE VALORES DE QUITO QUITO WWW.CCBVQ.COM JUNE 2011 ACTIVE JUNE 2011 EGYPT EG NILX NILX O NILE STOCK EXCHANGE CAIRO WWW.NILEX.EGYPTSE.COM JANUARY 2011 ACTIVE JANUARY 2011 THE EGYPTIAN EXCHANGE (EGX) LAUNCHED ON THURSDAY 3 JUNE 2010 THE FIRST TRADING SESSION IN THE NILE STOCK EXCHANGE (NILEX). EGYPT EG XCAI XCAI O EGYPTIAN EXCHANGE CASE CAIRO WWW.EGYPTSE.COM AUGUST 2008 ACTIVE AUGUST 2008 CAIRO AND ALEXANDRIA STOCK EXCHANGES (CASE) HAVE BEEN RENAMED TO THE EGYPTIAN EXCHANGE. EL SALVADOR SV XSVA XSVA O EL SALVADOR STOCK EXCHANGE EL SALVADOR WWW.BVES.COM.SV JUNE 2005 ACTIVE JUNE 2005 ESTONIA EE FNEE XTAL S FIRST NORTH ESTONIA TALLINN WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2009 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. ESTONIA EE LMNR LMNR O LUMINOR BANK AS TALLINN WWW.LUMINOR.EE NOVEMBER 2020 ACTIVE SEPTEMBER 2018 ESTONIA EE SWEE SWEE O SWEDBANK ESTONIA - SYSTEMATIC INTERNALISER TALLINN WWW.SWEDBANK.EE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. ESTONIA EE XTAL XTAL O NASDAQ TALLINN AS TALLINN WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE DECEMBER 2009 FAROE ISLANDS FO VMFX VMFX O THE FAROESE SECURITIES MARKET TORSHAVN WWW.VMF.FO AUGUST 2011 ACTIVE AUGUST 2011 THE FAROESE SECURITIES MARKET (VMF) IS THE STOCK EXCHANGE OF THE FAROE ISLANDS. FIJI FJ XSPS XSPS O SOUTH PACIFIC STOCK EXCHANGE SPSE SUVA WWW.SPSE.COM.FJ JUNE 2005 ACTIVE JUNE 2005 FINLAND FI DHEL XHEL S NASDAQ HELSINKI LTD - NORDIC@MID HELSINKI WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XHEL FINLAND FI DNFI XHEL S FIRST NORTH FINLAND - NORDIC@MID HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH FINLAND FINLAND FI FGEX FGEX O KAASUPORSSI - FINNISH GAS EXCHANGE ESPOO WWW.KAASUPORSSI.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 THE FINNISH GAS EXCHANGE FINLAND FI FNFI XHEL S FIRST NORTH FINLAND HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE MARCH 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. FINLAND FI FSME XHEL S FIRST NORTH FINLAND - SME GROWTH MARKET HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 FINLAND FI MHEL XHEL S NASDAQ HELSINKI LTD – AUCTION ON DEMAND HELSINKI WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 FINLAND FI MNFI XHEL S FIRST NORTH FINLAND – AUCTION ON DEMAND HELSINKI WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 FINLAND FI OPCO OPCO O OP CORPORATE BANK PLC - SYSTEMATIC INTERNALISER OP HELSINKI WWW.OP.FI MARCH 2018 ACTIVE MARCH 2018 SYSTEMATIC INTERNALISER. FINLAND FI XHEL XHEL O NASDAQ HELSINKI LTD HELSINKI WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE JANUARY 2011 FINLAND FI XNOR XNOR O NORDEA - SYSTEMATIC INTERNALISER HELSINKI WWW.NORDEA.COM OCTOBER 2018 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. FRANCE FR AACA AACA O CREDIT AGRICOLE CIB - SYSTEMATIC INTERNALISER CACIB SI PARIS WWW.CA-CIB.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. FRANCE FR ALXP XPAR S EURONEXT GROWTH PARIS PARIS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 FRANCE FR AQEA AQEU S AQUIS EXCHANGE EUROPE AUCTION ON DEMAND (AOD) PARIS WWW.AQUIS.EU FEBRUARY 2019 ACTIVE SEPTEMBER 2018 FRANCE FR AQED AQEU S AQUIS EXCHANGE EUROPE NON DISPLAY ORDER BOOK (NDOB) PARIS WWW.AQUIS.EU DECEMBER 2020 ACTIVE DECEMBER 2020 FRANCE FR AQEU AQEU O AQUIS EXCHANGE EUROPE PARIS WWW.AQUIS.EU FEBRUARY 2019 ACTIVE SEPTEMBER 2018 FRANCE FR AURB AURB O AUREL PARIS WWW.AUREL-BGC.COM OCTOBER 2017 ACTIVE OCTOBER 2017 FRANCE FR AURO AURB S AUREL - OTF PARIS WWW.AUREL-BGC.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. FRANCE FR BNPA BNPA O BNP PARIBAS ARBITRAGE SNC - SYSTEMATIC INTERNALISER BNPP A SI PARIS WWW.CIB.BNPPARIBAS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. FRANCE FR BNPS BNPS O BNP PARIBAS SA - SYSTEMATIC INTERNALISER BNPP SA SI PARIS www.CIB.BNPPARIBAS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. FRANCE FR BPSX BPSX O BNP PARIBAS SECURITIES SERVICES - SYSTEMATIC INTERNALISER BP2S PARIS WWW.SECURITIES.BNPPARIBAS.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. EXECUTING VENUE FOR OTC DERIVATIVES FX. FRANCE FR BRED BRED O BRED BANQUE POPULAIRE - SYSTEMATIC INTERNALISER PARIS WWW.BRED.FR APRIL 2021 ACTIVE APRIL 2021 SYSTEMATIC INTERNALISER. FRANCE FR CMCI CMCI O CREDIT INDUSTRIEL ET COMMERCIAL - SYSTEMATIC INTERNALISER CIC PARIS WWW.CIC.FR AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. FRANCE FR COAL COAL O LA COTE ALPHA PARIS WWW.COTE-ALPHA.FR SEPTEMBER 2011 ACTIVE SEPTEMBER 2011 SOURCE OF PRICES FOR INVESTMENT FUNDS. FRANCE FR EDRF EDRF O EDMOND DE ROTHSCHILD (FRANCE) - SYSTEMATIC INTERNALISER PARIS WWW.EDMOND-DE-ROTHSCHILD.COM MAY 2018 ACTIVE MAY 2018 SYSTEMATIC INTERNALISER. FRANCE FR ELXE ELXE O ELIXIUM S.A. PARIS WWW.ELIXIUM.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 PLATFORM FOR SECURITIES FINANCING TRANSACTIONS. FRANCE FR ENSL ESLO S ENGNSOL - OMP FIAC HTTP://ENGNSOL.COM/ APRIL 2021 ACTIVE APRIL 2021 REGISTERED ORGANIZED MARKET PLACE (OMP) IN THE CAPACITY OF AN ENERGY BROKER PLATFORM. FRANCE FR EPEX EPEX O EPEX SPOT SE PARIS WWW.EPEXSPOT.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 EUROPEAN POWER EXCHANGE (DAY AHEAD AND INTRADAY MARKETS FOR ELECTRICITY IN CENTRAL EUROPE). FRANCE FR ESLO ESLO O ENGNSOL FIAC HTTP://ENGNSOL.COM/ APRIL 2021 ACTIVE APRIL 2021 FRANCE FR EXSB EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER CORPORATE BONDS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FRANCE FR EXSD EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER OTC DERIVATIVES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FRANCE FR EXSE EXSE O EXANE BNP PARIBAS - SYSTEMATIC INTERNALISER EXSE PARIS WWW.EXANE.COM APRIL 2018 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. FRANCE FR EXSF EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER OTHER BONDS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FRANCE FR EXSH EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER SHARES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FRANCE FR EXSP EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER STRUCTURED PRODUCTS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FRANCE FR EXSY EXSY O EXANE DERIVATIVES - SYSTEMATIC INTERNALISER PARIS WWW.EXANE.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. FRANCE FR EXYY EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER CONVERTIBLES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FRANCE FR FMTS FMTS O MTS FRANCE SAS PARIS WWW.MTSFRANCE.COM NOVEMBER 2005 ACTIVE NOVEMBER 2005 FRANCE FR GFPO AURB S GFI PARIS - OTF PARIS WWW.AUREL-BGC.COM APRIL 2019 ACTIVE APRIL 2019 ORGANISED TRADING FACILITY. FRANCE FR GIPB GIPB O GOLDMAN SACHS INTERNATIONAL PARIS BRANCH PARIS WWW.GOLDMANSACHS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 FRANCE FR GMEO GMES S GRIFFIN MARKETS EUROPE - OTF PARIS WWW.GRIFFINMARKETS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ORGANISED TRADING FACILITY. FRANCE FR GMES GMES O GRIFFIN MARKETS EUROPE PARIS WWW.GRIFFINMARKETS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FRANCE FR GMTF GMTF O GALAXY PARIS WWW.TRADINGSCREEN.COM APRIL 2011 ACTIVE APRIL 2011 MULTILATERAL TRADING FACILITY FOR EURO DENOMINATED GOVERNMENT AND CORPORATE BONDS. FRANCE FR GSPX GIPB S GOLDMAN SACHS INTERNATIONAL PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.GOLDMANSACHS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. FRANCE FR HBFR HBFR O HSBC CONTINENTAL EUROPE - SYSTEMATIC INTERNALISER PARIS WWW.HSBC.FR MARCH 2021 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. FRANCE FR HPCO HPCX S HPC ETRADING HPC PARIS WWW.OTCEXGROUP.COM DECEMBER 2020 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. FRANCE FR HPCS HPCX S HPC ENERGY TRADING HPC PARIS WWW.OTCEXGROUP.COM DECEMBER 2020 ACTIVE APRIL 2017 TRADE NAME: TRAYPORT FRANCE FR HPCV HPCX S HPC SA - VOICE OTF HPC PARIS WWW.OTCEXGROUP.COM JANUARY 2018 ACTIVE JANUARY 2018 ORGANISED TRADING FACILITY. FRANCE FR HPCX HPCX O HPC SA PARIS WWW.OTCEXGROUP.COM DECEMBER 2017 ACTIVE DECEMBER 2017 FRANCE FR ICOR ICOT S ICAP EU - OTF - REGISTRATION TPIE PARIS HTTPS://REGULATORY.TPICAP.COM/TPICAP/EU/ICAPEUOTF DECEMBER 2020 ACTIVE DECEMBER 2020 FRANCE FR ICOT ICOT O ICAP EU - OTF PARIS WWW.TPICAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 ORGANISED TRADING FACILITY. FRANCE FR KOTF KOTF O OTFLINK PARIS WWW.KEPLERCHEUVREUX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 OTF FOR BONDS AND DERIVATIVES. FRANCE FR LCHC LCHC O LCH.CLEARNET PARIS WWW.LCHCLEARNET.COM DECEMBER 2013 ACTIVE DECEMBER 2013 CLEARING HOUSE FRANCE FR MAQE MAQE O MACQUARIE BANK EUROPE DESIGNATED ACTIVITY COMPANY – SYSTEMATIC INTERNALISER PARIS WWW.MACQUARIE.COM FEBRUARY 2020 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. FRANCE FR MHBP MHBP O MIZUHO BANK LTD. - PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.MIZUHOBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER IN FX DERIVATIVES. FRANCE FR MKTF MKTF O MARKET SECURITIES (FRANCE) SA PARIS WWW.MARKET-SECURITIES.COM AUGUST 2019 ACTIVE AUGUST 2019 FRANCE FR MLER MLEX S BOFA SECURITIES EUROPE - RFQ - SYSTEMATIC INTERNALISER BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. FRANCE FR MLES MLEX S BOFA SECURITIES EUROPE - SYSTEMATIC INTERNALISER BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. FRANCE FR MLEX MLEX O BOFA SECURITIES EUROPE BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 FRANCE FR MSAX MSAX O MORGAN STANLEY MTF - PERIODIC AUCTION MSAX PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 FRANCE FR MSCX MSAX S MORGAN STANLEY MTF - CONTINUOUS CROSS DARK MSCX PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 FRANCE FR MSNT MSAX S MORGAN STANLEY MTF - NEGOTIATED TRADE MSNT PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 FRANCE FR MTCH XPAR S BONDMATCH PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2010 FINANCIAL, CORPORATE AND COVERED BONDS TRADING PLATFORM FOR PROFESSIONAL INVESTORS. FRANCE FR MUBP MUBP O MUFG BANK, LTD. - PARIS BRANCH - SYSTEMATIC INTERNALISER MUBP SI PARIS WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FRANCE FR NATX NATX O NATIXIS - SYSTEMATIC INTERNALISER NATX PARIS WWW.NATIXIS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. FRANCE FR NOWX NOWX O NOW CP - NEU CP PARIS WWW.NOWCP.EU NOVEMBER 2018 ACTIVE NOVEMBER 2018 PLATFORM FOR NEGOTIABLE EUROPEAN COMMERCIAL PAPERS (NEU CP). FRANCE FR ODDO ODDO O ODDO BHF PARIS WWW.ODDO-BHF.COM DECEMBER 2017 ACTIVE DECEMBER 2017 FRANCE FR ODOC ODOC O ODDO CONTREPARTIE PARIS WWW.ODDO-BHF.COM DECEMBER 2017 ACTIVE DECEMBER 2017 FRANCE FR RBCC RBCC O RBC - PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.RBC.COM NOVEMBER 2020 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. FRANCE FR SGMU SGMU O SIGMA X EUROPE NON-DISPLAYED BOOK GSPIC PARIS HTTP://GSET.GS.COM/SIGMAXMTF SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 FRANCE FR SGMV SGMU S SIGMA X EUROPE AUCTION BOOK PARIS HTTP://GSET.GS.COM/SIGMAXMTF SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 FRANCE FR SGMW SGMU S SIGMA X EUROPE NEGOTIATED TRADE PARIS HTTP://GSET.GS.COM/SIGMAXMTF SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 FRANCE FR SGOE SGOE O SG OPTION EUROPE - SYSTEMATIC INTERNALISER SGOE SI PARIS WWW.SGCIB.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SG OPTION EUROPE - SYSTEMATIC INTERNALISER BUSINESSES. FRANCE FR SMBP SMBP O SUMITOMO MITSUI BANKING CORPORATION EUROPE LIMITED - PARIS BRANCH PARIS WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 FRANCE FR TDON TDON O TRADITION PARIS - TSAF TSAF PARIS WWW.TSAF-PARIS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 TSAF OTF FOR DELTA ONE PRODUCTS. FRANCE FR TLCM ICOT S LOUIS CAPITAL MARKETS EU PARIS HTTPS://REGULATORY.TPICAP.COM/ JULY 2020 ACTIVE JULY 2020 FRANCE FR TPEE TPIC S TP ICAP EU - MTF - EQUITY AND ETF PARIS HTTPS://REGULATORY.TPICAP.COM/TPICAP/EU/TPICAPEUMTF FEBRUARY 2021 ACTIVE FEBRUARY 2021 FRANCE FR TPER TPEU S TULLETT PREBON EU OTF - REGISTRATION TPIE PARIS HTTPS://REGULATORY.TPICAP.COM/TPICAP/EU/TPEUOTF DECEMBER 2020 ACTIVE DECEMBER 2020 FRANCE FR TPEU TPEU O TULLETT PREBON EU OTF PARIS WWW.TPICAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 FRANCE FR TPIC TPIC O TP ICAP EU - MTF PARIS WWW.TPICAP.COM NOVEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY. FRANCE FR TPIO TPIC S TP ICAP EU - MTF - ORDERBOOK PARIS WWW.TPICAP.COM NOVEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY. FRANCE FR TPIR TPIC S TP ICAP EU - MTF - REGISTRATION PARIS WWW.TPICAP.COM FEBRUARY 2019 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY. FRANCE FR TRXE TRXE O TRAD-X EUROPE PARIS WWW.TRAD-X.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 TRADITION'S HYBRID TRADING PLATFORM FOR OTC DERIVATIVES AND OTHER FINANCIAL INSTRUMENTS. FRANCE FR TSAF TSAF O TSAF OTC - OTF TSAF OTC PARIS WWW.TSAF-PARIS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 FRANCE FR WFSE WFSE O WELLS FARGO SECURITIES EUROPE, S.A. WFSE PARIS WWW.WELLSFARGO.COM JULY 2020 ACTIVE JULY 2020 FRANCE FR XAFR XAFR O ALTERNATIVA FRANCE PARIS WWW.ALTERNATIVA.FR JUNE 2008 ACTIVE JUNE 2008 MULTILATERAL TRADING FACILITY FOR UNQUOTED STOCKS AND FUNDS. FRANCE FR XAPA XPAR S EURONEXT - APA PARIS WWW.EURONEXT.COM DECEMBER 2017 ACTIVE DECEMBER 2017 APPROVED PUBLICATION ARRANGEMENT. FRANCE FR XBLK XPAR S EURONEXT BLOCK 2 PARIS WWW.EURONEXT.COM JANUARY 2019 ACTIVE JANUARY 2019 FRANCE FR XBLN XBLN O BLUENEXT PARIS WWW.BLUENEXT.EU APRIL 2011 ACTIVE APRIL 2011 BLUENEXT MTF HAS BECOME A REGULATED MARKET. FRANCE FR XETF XPAR S EURONEXT ETF ACCESS PARIS WWW.EURONEXT.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FRANCE FR XMAT XPAR S EURONEXT PARIS MATIF PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 FRANCE FR XMLI XPAR S EURONEXT ACCESS PARIS PARIS WWW.EURONEXT.COM JUNE 2017 ACTIVE JUNE 2006 FRANCE FR XMON XPAR S EURONEXT PARIS MONEP PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS FRANCE FR XPAR XPAR O EURONEXT - EURONEXT PARIS PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 FRANCE FR XPOW XPOW O POWERNEXT PARIS WWW.POWERNEXT.FR JUNE 2005 ACTIVE JUNE 2005 FRANCE FR XSGA XSGA O SOCIETE GENERALE - SYSTEMATIC INTERNALISER SG SI PARIS WWW.SGCIB.COM NOVEMBER 2017 ACTIVE SEPTEMBER 2012 SOCIETE GENERALE - SYSTEMATIC INTERNALISER BUSINESSES. FRANCE FR XSPM XPAR S EURONEXT STRUCTURED PRODUCTS MTF PARIS WWW.EURONEXT.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 MULTILATERAL TRADING FACILITY FOR THE TRADING OF STRUCTURED PRODUCTS. FRANCE FR XTXE XTXE O XTX MARKETS SAS PARIS WWW.XTXMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 EQUITY, FX, FIXED INCOME AND COMMODITY PRODUCTS. GEORGIA GE XGSE XGSE O GEORGIA STOCK EXCHANGE GSE TBILISI WWW.GSE.GE JUNE 2005 ACTIVE JUNE 2005 GERMANY DE 360T 360T O 360T FRANKFURT WWW.360T.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GERMANY DE AUTO DBOX S AUTOBAHN FX FRANKFURT WWW.AUTOBAHNFX.DB.COM OCTOBER 2012 ACTIVE OCTOBER 2012 DEUTSCHE BANK'S ELECTRONIC PLATFORM FOR TRADING FOREIGN EXCHANGE AND PRECIOUS METALS. GERMANY DE BAAD BAAD O BAADER BANK - SYSTEMATIC INTERNALISER UNTERSCHLEISSHEM WWW.BAADERBANK.DE SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE BDEA BLBB S BAYERNLB - IDEAL FX - SYSTEMATIC INTERNALISER MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. GERMANY DE BERA XBER S BOERSE BERLIN - REGULIERTER MARKT BERLIN WWW.BERLIN-BOERSE.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE BERB XBER S BOERSE BERLIN - FREIVERKEHR BERLIN WWW.BERLIN-BOERSE.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE BERC XBER S BOERSE BERLIN - BERLIN SECOND REGULATED MARKET BERLIN WWW.BERLIN-BOERSE.DE AUGUST 2010 ACTIVE AUGUST 2010 GERMANY DE BGFI BGSI S BERENBERG FIXED INCOME - SYSTEMATIC INTERNALISER BGFI HAMBURG WWW.BERENBERG.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER FOR FIXED INCOME. GERMANY DE BGFX BGSI S BERENBERG FX - SYSTEMATIC INTERNALISER BGFX HAMBURG WWW.BERENBERG.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER FOR FX. GERMANY DE BGSI BGSI O BERENBERG - SYSTEMATIC - INTERNALISER BBSI HAMBURG WWW.BERENBERG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER FOR EQUITIES. GERMANY DE BINV BINV O BOND INVEST - SYSTEMATIC INTERNALISER FRANKFURT AM MAIN WWW.STEUBING.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE BLBB BLBB O BAYERNLB MUNICH WWW.BAYERNLB.DE MAY 2018 ACTIVE MAY 2018 GERMANY DE BLBS BLBB S BAYERNLB - BONDS MARKET - SYSTEMATIC INTERNALISER MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. GERMANY DE BLEQ BLBB S BAYERNLB - EQUITIES MARKET MUNICH WWW.BAYERNLB.DE JANUARY 2019 ACTIVE JANUARY 2019 GERMANY DE BLFX BLBB S BAYERNLB - FX DERIVATIVES MARKET MUNICH WWW.BAYERNLB.DE OCTOBER 2020 ACTIVE OCTOBER 2020 GERMANY DE BLIQ BLBB S BAYERNLB - LIQP BONDS MARKET MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 GERMANY DE BSFX BLBB S BAYERNLB - FX HANDEL - SYSTEMATIC INTERNALISER MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. GERMANY DE CATS CATS O CATS CATS FRANKFURT WWW.BS-CATS.COM FEBRUARY 2015 ACTIVE NOVEMBER 2010 ELECTRONIC TRADING PLATFORM FOR STRUCTURED PRODUCTS. THE OWNER OF CATS HAS CHANGED FROM CITIGROUP TO BOERSE STUTTGART. GERMANY DE CBKA CBKA O COMMERZBANK AG FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 GERMANY DE CBKC CBKA S COMMERZBANK COMMODITY DERIVATIVES - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. THIS MIC WILL BE USED FOR TRANSACTIONS IN COMMODITY DERIVATIVES EXECUTED AS SI UNDER MIFID 2 REGIME. GERMANY DE CBKD CBKA S COMMERZBANK EQUITY DERIVATIVES - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE CBKE CBKA S COMMERZBANK EQUITY - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE CBKF CBKA S COMMERZBANK COMMANDER - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM DECEMBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER - TRANSACTIONS EXECUTED ON THE COMMANDER PLATFORM OF COMMERZBANK. GERMANY DE CBKG CBKA S COMMERZBANK FIXED INCOME - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE CBKS CBKA S COMMERZBANK INTEREST RATE SWAPS - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 SYSTEMATIC INTERNALISER. GERMANY DE CDSI CSDA S CREDIT SUISSE (DEUTSCHLAND) AG - SYSTEMATIC INTERNALISER CSD SI FRANKFURT WWW.CREDIT-SUISSE.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 SYSTEMATIC INTERNALISER. GERMANY DE CGEC CGMD S CITIGROUP GLOBAL MARKETS EUROPE AG - EMEA LIQUIDITY HUB FRANKFURT WWW.CITIGROUP.DE JANUARY 2020 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR EQUITIES. GERMANY DE CGEE CGMD S CITI MATCH DE CONTRA LIQUIDITY FRANKFURT WWW.CITIGROUP.DE JANUARY 2020 ACTIVE SEPTEMBER 2018 CITI MATCH EMEA EQUITIES. GERMANY DE CGET CGMD S CITIGROUP GLOBAL MARKETS EUROPE AG - EMEA TRADING FRANKFURT WWW.CITIGROUP.DE AUGUST 2019 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR EQUITIES. GERMANY DE CGMD CGMD O CITIGROUP GLOBAL MARKETS EUROPE AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.CITIGROUP.DE JULY 2018 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE CSDA CSDA O CREDIT SUISSE AKTIENGESELLSCHAFT CSD FRANKFURT WWW.CREDIT-SUISSE.COM AUGUST 2019 ACTIVE AUGUST 2019 GERMANY DE DAPA DAPA O DEUTSCHE BOERSE AG - APA SERVICE FRANKFURT WWW.DEUTSCHE-BOERSE.COM JUNE 2018 ACTIVE JULY 2017 APPROVED PUBLICATION ARRANGEMENT. GERMANY DE DBAG DBAG O DEUTSCHE BANK AG FRANKFURT WWW.DB.COM DECEMBER 2017 ACTIVE DECEMBER 2017 GERMANY DE DBES DBAG S DEUTSCHE BANK AG - SYSTEMATIC INTERNALISER DBES FRANKFURT WWW.DB.COM DECEMBER 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. GERMANY DE DBLN DBAG S DEUTSCHE BANK AG - LONDON - SYSTEMATIC INTERNALISER FRANKFURT WWW.DB.COM APRIL 2021 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. GERMANY DE DBMO DBAG S DEUTSCHE BANK - MANUAL OTC MANUAL OTC FRANKFURT HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML APRIL 2021 ACTIVE OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR MANUAL OTC FILLS AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/) GERMANY DE DBOX DBOX O DEUTSCHE BANK OFF EXCHANGE TRADING FRANKFURT WWW.DEUTSCHE-BANK.DE FEBRUARY 2010 ACTIVE FEBRUARY 2010 DEUTSCHE BANK AG ELECTRONIC OFF EXCHANGE TRADING PLATFORM. GERMANY DE DEKA DEKA O DEKABANK DEUTSCHE GIROZENTRALE FRANKFURT AM MAIN WWW.DEKA.DE SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. GERMANY DE DUSA XDUS S BOERSE DUESSELDORF - REGULIERTER MARKT DUESSELDORF FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE DUSB XDUS S BOERSE DUESSELDORF - FREIVERKEHR DUESSELDORF FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE DUSC XDUS S BOERSE DUESSELDORF - QUOTRIX - REGULIERTER MARKT DUESSELDORF AUGUST 2008 ACTIVE AUGUST 2008 GERMANY DE DUSD XDUS S BOERSE DUESSELDORF - QUOTRIX MTF DUESSELDORF AUGUST 2008 ACTIVE AUGUST 2008 GERMANY DE DZBK DZBK O DZ BANK - SYSTEMATIC INTERNALISER FRANKFURT WWW.DZBANK.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE ECAG ECAG O EUREX CLEARING AG FRANKFURT WWW.EUREXCLEARING.COM NOVEMBER 2016 ACTIVE NOVEMBER 2005 GERMANY DE ECGS ECAG S EUREX CLEARING AG - SME FRANKFURT WWW.EUREXCLEARING.COM/CLEARING-EN/ MARCH 2020 ACTIVE MARCH 2020 GERMANY DE EQTA XBER S BOERSE BERLIN EQUIDUCT TRADING - REGULIERTER MARKT BERLIN WWW.EQUIDUCT-TRADING.DE MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING SYSTEM. GERMANY DE EQTB XBER S BOERSE BERLIN EQUIDUCT TRADING - BERLIN SECOND REGULATED MARKET BERLIN WWW.EQUIDUCT-TRADING.DE MARCH 2010 ACTIVE MARCH 2010 ELECTRONIC TRADING SYSTEM. GERMANY DE EQTC XBER S BOERSE BERLIN EQUIDUCT TRADING - FREIVERKEHR BERLIN WWW.EQUIDUCT-TRADING.DE AUGUST 2010 ACTIVE AUGUST 2010 ELECTRONIC TRADING SYSTEM. GERMANY DE EQTD XBER S BOERSE BERLIN EQUIDUCT TRADING - OTC BERLIN WWW.EQUIDUCT-TRADING.DE JANUARY 2011 ACTIVE JANUARY 2011 ELECTRONIC TRADING SYSTEM. GERMANY DE EUWA EUWA O EUWAX AG - SYSTEMATIC INTERNALISER STUTTGART WWW.EUWAX-AG.DE FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. GERMANY DE EUWX XSTU S EUWAX EUWAX STUTTGART WWW.EUWAX.DE JUNE 2005 ACTIVE JUNE 2005 GERMANY DE FICX FICX O FINANCIAL INFORMATION CONTRIBUTORS EXCHANGE FICONEX RODGAU WWW.FICONEX.COM AUGUST 2016 ACTIVE AUGUST 2016 GLOBAL, CLOUD BASED PLATFORM FOR CONTRIBUTORS INFORMATION EXCHANGE IN REAL-TIME. GERMANY DE FRAA XFRA S BOERSE FRANKFURT - REGULIERTER MARKT FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2008 ACTIVE MARCH 2008 GERMANY DE FRAB XFRA S BOERSE FRANKFURT - FREIVERKEHR FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2008 ACTIVE MARCH 2008 GERMANY DE FRAS XFRA S BOERSE FRANKFURT - SCALE FRANKFURT WWW.DEUTSCHE-BOERSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 BOERSE FRANKFURT SME GROWTH MARKET. GERMANY DE FRAU XFRA S BOERSE FRANKFURT – REGULIERTERMARKT – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 GERMANY DE FRAV XFRA S BOERSE FRANKFURT – FREIVERKEHR– OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 GERMANY DE FRAW XFRA S BOERSE FRANKFURT – SCALE – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 GERMANY DE GSBE GSBE O GOLDMAN SACHS BANK EUROPE SE FRANKFURT WWW.GOLDMANSACHS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 GERMANY DE GSEI GSBE S GOLDMAN SACHS BANK EUROPE SE - SYSTEMATIC INTERNALISER FRANKFURT WWW.GOLDMANSACHS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. GERMANY DE HAMA XHAM S BOERSE HAMBURG - REGULIERTER MARKT HAMBURG FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE HAMB XHAM S BOERSE HAMBURG - FREIVERKEHR HAMBURG FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE HAML XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016 GERMANY DE HAMM XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE - REGULIERTER MARKT HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016 GERMANY DE HAMN XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE - FREIVERKEHR HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016 GERMANY DE HANA XHAN S BOERSE HANNOVER - REGULIERTER MARKT HANNOVER FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE HANB XHAN S BOERSE HANNOVER - FREIVERKEHR HANNOVER FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE HELA HELA O HELABA - SYSTEMATIC INTERNALISER FRANKFURT WWW.HELABA.DE JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. GERMANY DE HSBT HSBT O HSBC TRINKAUS AND BURKHARDT AG - SYSTEMATIC INTERNALISER DUESSELDORF WWW.HSBC.DE AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. GERMANY DE IKBS IKBS O IKB DEUTSCHE INDUSTRIEBANK AG - SYSTEMATIC INTERNALISER DUESSELDORF WWW.IKB.DE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. GERMANY DE JEFE JEFE O JEFFERIES EUROPE FRANKFURT WWW.JEFFERIES.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 GERMANY DE JESI JEFE S JEFFERIES EUROPE - SYSTEMATIC INTERNALISER FRANKFURT WWW.JEFFERIES.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. GERMANY DE JPEU JPEU O J.P. MORGAN AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.JPMORGAN.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. GERMANY DE LBBW LBBW O LBBW - LANDESBANK BADEN-WUERTTEMBERG LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 GENERAL MIC FOR LANDESBANK BADEN-WUERTTEMBERG (LBBW). GERMANY DE LBCW LBCW O LLOYDS BANK CORPORATE MARKETS WERTPAPIERHANDELSBANK GMBH - SYSTEMATIC INTERNALISER FRANKFURT WWW.LLOYDSBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. GERMANY DE LBWL LBBW S LBBW - LANDESBANK BADEN-WUERTTEMBERG - LIQUIDITY PROVIDER LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 LIQUIDITY PROVIDER. GERMANY DE LBWS LBBW S LBBW - LANDESBANK BADEN-WUERTTEMBERG - SYSTEMATIC INTERNALISER LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. GERMANY DE LIGA LIGA O LIGA BANK EG - SYSTEMATIC INTERNALISER REGENSBURG WWW.LIGABANK.DE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER GERMANY DE LSSI LSSI O LANG AND SCHWARZ TRADE CENTER - SYSTEMATIC INTERNALISER DUESSELDORF WWW.LS-TC.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE MESI MSEU S MORGAN STANLEY EUROPE S.E. - SYSTEMATIC INTERNALISER MESI FRANKFURT WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. GERMANY DE MHBD MHBD O MIZUHO BANK, LTD. DUESSELDORF BRANCH - SYSTEMATIC INTERNALISER DUESSELDORF WWW.MIZUHO-EMEA.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER GERMANY DE MHEU MHEU O MIZUHO SECURITIES EUROPE - SYSTEMATIC INTERNALISER MHEU FRANKFURT WWW.MIZUHO-EMEA.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER . LICENCE APPLIED FOR TO PROVIDE POST-BREXIT INVESTMENT SERVICES TO EU CLIENTS. ANTICIPATED SYSTEMATIC INTERNALISER IN BONDS. GERMANY DE MSEU MSEU O MORGAN STANLEY EUROPE S.E. MSEU FRANKFURT WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 GERMANY DE MUNA XMUN S BOERSE MUENCHEN - REGULIERTER MARKT MUENCHEN WWW.BOERSE-MUENCHEN.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE MUNB XMUN S BOERSE MUENCHEN - FREIVERKEHR MUENCHEN WWW.BOERSE-MUENCHEN.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE MUNC XMUN S BOERSE MUENCHEN - GETTEX - REGULIERTER MARKT MUENCHEN WWW.GETTEX.DE AUGUST 2017 ACTIVE MAY 2014 GERMANY DE MUND XMUN S BOERSE MUENCHEN – GETTEX – FREIVERKEHR MUENCHEN WWW.GETTEX.DE AUGUST 2017 ACTIVE MAY 2014 GERMANY DE NCME NCME O SMBC NIKKO CAPITAL MARKETS EUROPE GMBH FRANKFURT WWW.SMBCNIKKO-CM.COM JANUARY 2019 ACTIVE JANUARY 2019 GERMANY DE NESI NESI O NOMURA EUROPE - SYSTEMATIC INTERNALISER FRANKFURT WWW.NOMURA.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. GERMANY DE NLBX NLBX O NORDDEUTSCHE LANDESBANK - GIROZENTRALE - SYSTEMATIC INTERNALISER HANNOVER WWW.NORDLB.DE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE NORD NORD O HSH NORDBANK - SYSTEMATIC INTERNALISER KIEL WWW.HSH-NORDBANK.DE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE OLBB OLBB O OLDENBURGISCHE LANDESBANK AG FX HANDEL - SYSTEMATIC INTERNALISER OLDENBURG WWW.OLB.DE SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. GERMANY DE RBCG RBCG O RBC CAPITAL MARKETS (EUROPE) GMBH FRANKFURT WWW.RBC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 GERMANY DE SCAG SCAG O STANDARD CHARTERED BANK AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.SC.COM/DE FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. GERMANY DE SEBA SEBA O STIFEL EUROPE BANK AG - SYSTEMATIC INTERNALISER SEBA FRANKFURT WWW.STIFEL.COM APRIL 2021 ACTIVE APRIL 2021 SYSTEMATIC INTERNALISER. GERMANY DE SMBD SMBD O SUMITOMO MITSUI BANKING CORPORATION - DUESSELDORF BRANCH - SYSTEMATIC INTERNALISER DUESSELDORF WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. GERMANY DE SMFF SMFF O SMBC BANK EU AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.SMBCGROUP.COM/EMEA/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. GERMANY DE SPEX SPEX O SPECTRUM MARKETS FRANKFURT WWW.SPECTRUM-MARKETS.COM SEPTEMBER 2019 ACTIVE MARCH 2019 REGULATED MULTILATERAL TRADING FACILITY FOR TURBO WARRANT-TRADING. GERMANY DE SSBI SSBI O STATE STREET BANK INTERNATIONAL GMBH SSBI MUNICH WWW.STATESTREET.COM DECEMBER 2017 ACTIVE NOVEMBER 2017 GERMANY DE SSBM SSBI S STATE STREET BANK INTERNATIONAL FX - SYSTEMATIC INTERNALISER SSBI MUNICH WWW.STATESTREET.COM DECEMBER 2017 ACTIVE NOVEMBER 2017 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER. GERMANY DE STUA XSTU S BOERSE STUTTGART - REGULIERTER MARKT STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE STUB XSTU S BOERSE STUTTGART - FREIVERKEHR STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 GERMANY DE STUC XSTU S BOERSE STUTTGART - REGULIERTER MARKT - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE. GERMANY DE STUD XSTU S BOERSE STUTTGART - FREIVERKEHR - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE. GERMANY DE STUE XSTU S BOERSE STUTTGART - REGULIERTER MARKT - TECHNICAL PLATFORM 3 STUTTGART WWW.BOERSE-STUTTGART.DE JULY 2021 ACTIVE JULY 2021 GERMANY DE STUF XSTU S BOERSE STUTTGART - FREIVERKEHR - TECHNICAL PLATFORM 3 STUTTGART WWW.BOERSE-STUTTGART.DE JULY 2021 ACTIVE JULY 2021 GERMANY DE TGAT TGAT O TRADEGATE EXCHANGE TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE AUGUST 2012 GERMANY DE TGSI TGAT S TRADEGATE EXCHANGE - SYSTEMATIC INTERNALISER TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE UBSI UBSL S UBS EUROPE SE - SYSTEMATIC INTERNALISER FRANKFURT WWW.UBS.COM MARCH 2019 ACTIVE JULY 2017 UBS EUROPE SE SYSTEMATIC INTERNALISER. GERMANY DE UBSL UBSL O UBS EUROPE SE - TRADING FRANKFURT WWW.UBS.COM MARCH 2019 ACTIVE DECEMBER 2015 UBS EUROPE SE TRADING PLATFORM. GERMANY DE UCDE UCDE O UNICREDIT BANK AG - SYSTEMATIC INTERNALISER MUNICH WWW.HYPOVEREINSBANK.DE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE VONT VONT O BANK VONTOBEL EUROPE AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.VONTOBEL.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GERMANY DE VTLS VWDX S TRADELINK FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE DECEMBER 2017 OVER-THE-COUNTER (OTC) TRADING PLATFORM FOR STRUCTURED PRODUCTS, EQUITIES AND BONDS. GERMANY DE VTPS VWDX S TRADEPLUS FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE DECEMBER 2017 ORGANISED TRADING FACILITY (OTF) FOR STRUCTURED PRODUCTS AND BONDS. LIVE IN JANUARY 2018. GERMANY DE VWDA VWDX S VWD - APA SERVICE FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE APRIL 2019 ACTIVE APRIL 2019 APPROVED PUBLICATION ARRANGEMENT. GERMANY DE VWDX VWDX O VWD TRANSACTIONSOLUTIONS AG FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE SEPTEMBER 2017 GERMANY DE XBER XBER O BOERSE BERLIN BERLIN WWW.BOERSE-BERLIN.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GERMANY DE XDEX XSTU S BOERSE STUTTGART - DIGITAL EXCHANGE STUTTGART WWW.BOERSE-STUTTGART.DE SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 GERMANY DE XDUS XDUS O BOERSE DUESSELDORF DUESSELDORF WWW.BOERSE-DUESSELDORF.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GERMANY DE XECB XECB O ECB EXCHANGE RATES FRANKFURT WWW.ECB.EUROPA.EU NOVEMBER 2012 ACTIVE NOVEMBER 2012 EURO FOREIGN EXCHANGE REFERENCE RATES. GERMANY DE XECC XECC O EUROPEAN COMMODITY CLEARING AG ECC LEIPZIG WWW.ECC.DE MAY 2012 ACTIVE MAY 2012 GERMANY DE XEEE XEEE O EUROPEAN ENERGY EXCHANGE EEX LEIPZIG WWW.EEX.COM SEPTEMBER 2015 ACTIVE JUNE 2005 GERMANY DE XEEO XEEE S EUROPEAN ENERGY EXCHANGE - NON-MTF MARKET EEX LEIPZIG WWW.EEX.COM NOVEMBER 2015 ACTIVE SEPTEMBER 2015 NON-MTF MARKET GERMANY DE XEER XEEE S EUROPEAN ENERGY EXCHANGE - REGULATED MARKET EEX LEIPZIG WWW.EEX.COM NOVEMBER 2015 ACTIVE SEPTEMBER 2015 REGULATED MARKET GERMANY DE XEHQ XEUP S EUREX REPO - HQLA MARKET FRANKFURT WWW.EUREXREPO.COM APRIL 2018 ACTIVE APRIL 2018 EUREX REPO ELECTRONIC TRADING PLATFORM FOR HQLA BLOCKCHAIN. GERMANY DE XEQT XBER S BOERSE BERLIN EQUIDUCT TRADING BERLIN WWW.EQUIDUCT-TRADING.DE MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING SYSTEM. GERMANY DE XERE XEUP S EUREX REPO - FUNDING AND FINANCING PRODUCTS FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE APRIL 2014 EUREX REPO ELECTRONIC TRADING PLATFORM FOR FUNDING AND FINANCING PRODUCTS. GERMANY DE XERT XEUP S EUREX REPO - TRIPARTY FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE DECEMBER 2015 EUREX REPO ELECTRONIC TRADING SEGMENT FOR TRIPARTY REPO. GERMANY DE XETA XETR S XETRA - REGULIERTER MARKT XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE MARCH 2008 GERMANY DE XETB XETR S XETRA - FREIVERKEHR XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE MARCH 2008 GERMANY DE XETR XETR O XETRA XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE JUNE 2005 GERMANY DE XETS XETR S XETRA - SCALE FRANKFURT WWW.DEUTSCHE-BOERSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 XETRA SME GROWTH MARKET. GERMANY DE XETU XETR S XETRA – REGULIERTERMARKT – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 GERMANY DE XETV XETR S XETRA – FREIVERKEHR– OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 GERMANY DE XETW XETR S XETRA – SCALE – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 GERMANY DE XEUM XEUP S EUREX REPO SECLEND MARKET FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE JANUARY 2012 ET IS NOW OPERATED FROM FRANKFURT (GERMANY) GERMANY DE XEUP XEUP O EUREX REPO GMBH FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE NOVEMBER 2005 GERMANY DE XEUR XEUR O EUREX DEUTSCHLAND FRANKFURT WWW.EUREXCHANGE.COM NOVEMBER 2016 ACTIVE JUNE 2005 GERMANY DE XFRA XFRA O DEUTSCHE BOERSE AG FRANKFURT WWW.DEUTSCHE-BOERSE.COM JUNE 2005 ACTIVE JUNE 2005 GERMANY DE XGAT TGAT S TRADEGATE EXCHANGE - FREIVERKEHR TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE MAY 2010 GERMANY DE XGRM TGAT S TRADEGATE EXCHANGE - REGULIERTER MARKT TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE MAY 2010 TRADEGATE EXCHANGE IS AN OFFICIAL REGULATED STOCK EXCHANGE IN BERLIN/GERMANY FOR SHARES, BONDS, ETFS AND FONDS. GERMANY DE XHAM XHAM O HANSEATISCHE WERTPAPIERBOERSE HAMBURG HAMBURG WWW.BOERSENAG.DE JUNE 2005 ACTIVE JUNE 2005 GERMANY DE XHAN XHAN O NIEDERSAECHSISCHE BOERSE ZU HANNOVER HANNOVER WWW.BOERSENAG.DE JUNE 2005 ACTIVE JUNE 2005 GERMANY DE XINV XINV O INVESTRO FRANKFURT WWW.INVESTRO.DE OCTOBER 2008 ACTIVE OCTOBER 2008 SETTLEMENT PLATFORM FOR CSD AND NON CSD FUNDS. GERMANY DE XMUN XMUN O BOERSE MUENCHEN MUENCHEN WWW.BOERSE-MUENCHEN.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GERMANY DE XPOT XEEE S EUROPEAN ENERGY EXCHANGE - OTF GAS MARKET LEIPZIG WWW.EEX.COM DECEMBER 2019 ACTIVE MARCH 2016 OTF SEGMENT OF THE EEX GAS MARKETS. GERMANY DE XPSF XEEE S EUROPEAN ENERGY EXCHANGE - REGULATED GAS MARKET LEIPZIG WWW.EEX.COM DECEMBER 2019 ACTIVE SEPTEMBER 2015 REGULATED MARKET SEGMENT FOR SPOT AND FUTURES GAS MARKETS OF EEX. GERMANY DE XQTX XDUS S BOERSE DUESSELDORF - QUOTRIX DUESSELDORF WWW.BOERSE-DUESSELDORF.DE SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC TRADING SYSTEM FOR SHARES, BONDS, ETFs, INVESTMENT FUNDS GERMANY DE XSC1 XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 1 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUCTURED PRODUCTS - COUNTRY SEGMENT 1. GERMANY DE XSC2 XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 2 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUCTURED PRODUCTS - COUNTRY SEGMENT 2. GERMANY DE XSC3 XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 3 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUKTURED PRODUCTS - COUNTRY SEGMENT 3. GERMANY DE XSCO XSCO O BOERSE FRANKFURT WARRANTS TECHNICAL FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE AUGUST 2012 GERMANY DE XSTF XSTU S BOERSE STUTTGART - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE. GERMANY DE XSTP XSTU S BOERSE STUTTGART - TECHNICAL PLATFORM 3 STUTTGART WWW.BOERSE-STUTTGART.DE JULY 2021 ACTIVE JULY 2021 GERMANY DE XSTU XSTU O BOERSE STUTTGART STUTTGART WWW.BOERSE-STUTTGART.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GERMANY DE XXSC XXSC O FRANKFURT CEF SC FRANKFURT WWW.DEUTSCHE-BOERSE.COM OCTOBER 2011 ACTIVE OCTOBER 2011 XXSC WILL COMPRISE THE INFORMATION FOR "FRAA" AND "FRAB". QUOTE AND TRADE INFORMATION IS DISTRIBUTED VIA CEF (CONSOLIDATED EXCHANGE FEED), THEREFORE THE SHORT NAME "FRANKFURT CEF SC" REFERS TO CEF AND SC TO SCOACH. GERMANY DE ZOBX XBER S ZOBEX ZOBEX BERLIN WWW.BOERSE-BERLIN.DE JUNE 2005 ACTIVE JUNE 2005 GHANA GH XGHA XGHA O GHANA STOCK EXCHANGE ACCRA WWW.GSE.COM.GH JUNE 2005 ACTIVE JUNE 2005 GIBRALTAR GI GSXL GSXL O THE GIBRALTAR STOCK EXCHANGE GSX GIBRALTAR WWW.GSX.GI JULY 2015 ACTIVE JULY 2015 EU REGULATED MARKET FOR TECHNICAL LISTINGS IN COLLECTIVE INVESTMENT SCHEMES. GREECE GR AAPA AAPA O ATHENS EXCHANGE - APA ATHEX APA ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2017 ACTIVE NOVEMBER 2017 APPROVED PUBLICATION ARRANGEMENT. GREECE GR ABFI ABFI O ALPHA BANK - SYSTEMATIC INTERNALISER ATHENS WWW.ALPHA.GR JULY 2019 ACTIVE JULY 2019 SYSTEMATIC INTERNALISER FOR NON EQUITIES. GREECE GR ASEX ASEX O ATHENS STOCK EXCHANGE ASE ATHENS WWW.ASE.GR JULY 2012 ACTIVE JULY 2012 GREECE GR ENAX ASEX S ATHENS EXCHANGE ALTERNATIVE MARKET ENAX ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007 GREECE GR ERBX ERBX O EUROBANK - SYSTEMATIC INTERNALISER ATHENS WWW.EUROBANK.GR JUNE 2019 ACTIVE JUNE 2019 SYSTEMATIC INTERNALISER FOR BONDS ISSUED BY THE HELLENIC REPUBLIC. GREECE GR HDAT HDAT O ELECTRONIC SECONDARY SECURITIES MARKET (HDAT) HDAT ATHENS WWW.BANKOFGREECE.GR JUNE 2005 ACTIVE JUNE 2005 GREECE GR HEDE HEMO S HENEX FINANCIAL ENERGY MARKET - DERIVATIVES MARKET HENEX ATHENS WWW.ENEXGROUP.GR FEBRUARY 2020 ACTIVE FEBRUARY 2020 GREECE GR HEMO HEMO O HENEX S.A. HENEX ATHENS WWW.ENEXGROUP.GR JULY 2018 ACTIVE APRIL 2015 HELLENIC ENERGY EXCHANGE.

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS GREECE GR HESP HEMO S HENEX ENERGY SPOT MARKET HENEX ATHENS WWW.ENEXGROUP.GR FEBRUARY 2020 ACTIVE FEBRUARY 2020 GREECE GR HOTC ASEX S HELLENIC EXCHANGE OTC MARKET ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE AUGUST 2008 THE HELLENIC EXCHANGE OTC MARKET IS THE OVER-THE-COUNTER ELECTRONIC TRADING MARKET FOR ATHENS EXCHANGE. GREECE GR PBGR PBGR O PIRAEUS BANK - SYSTEMATIC INTERNALISER ATHENS WWW.PIRAEUSBANK.GR FEBRUARY 2021 ACTIVE JULY 2019 SYSTEMATIC INTERNALISER FOR BONDS EXCLUDED ETC AND ETN. GREECE GR XADE ASEX S ATHENS EXCHANGE S.A. DERIVATIVES MARKET ATHEXD ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007 GREECE GR XATH ASEX S ATHENS EXCHANGE S.A. CASH MARKET ATHEXC ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007 GREECE GR XIPO ASEX S HELEX ELECTRONIC BOOK BUILDING EBB ATHENS WWW.ASE.GR JUNE 2014 ACTIVE JUNE 2014 EBB IS A PRIMARY MARKET (IPO MARKET). GUATEMALA GT XGTG XGTG O BOLSA DE VALORES NACIONAL SA GUATEMALA WWW.BVNSA.COM.GT JUNE 2005 ACTIVE JUNE 2005 GUERNSEY, C.I. GG XCIE XCIE O THE INTERNATIONAL STOCK EXCHANGE TISE ST. PETER PORT WWW.TISEGROUP.COM MAY 2017 ACTIVE JUNE 2005 REGULATED MARKET. GUYANA GY GSCI GSCI O THE GUYANA ASSOCIATION OF SECURITIES COMPANIES AND INTERMEDIARIES INC. GEORGETOWN WWW.GASCI.COM DECEMBER 2010 ACTIVE DECEMBER 2010 THIS COMPANY IS THE LOCAL STOCK EXCHANGE THAT ORGANISES AND SUPERVISES THE STOCK MARKET IN GUYANA. HONDURAS HN XBCV XBCV O BOLSA CENTROAMERICANA DE VALORES S.A. BCV TEGUCIGALPA WWW.BCV.HN JUNE 2005 ACTIVE JUNE 2005 HONG KONG HK BACR BAIP S BANK OF AMERICA SECURITIES - CENTRAL RISK HONG KONG WWW.BOFAML.COM JULY 2021 ACTIVE JULY 2021 HONG KONG HK BAEP BAIP S BANK OF AMERICA MERRILL LYNCH EQUITY SWAP - EXTERNAL PRICE SOURCE HONG KONG WWW.BOFAML.COM AUGUST 2018 ACTIVE AUGUST 2018 HONG KONG HK BAIP BAIP O BANK OF AMERICA MERRILL LYNCH EQUITY SWAP - INTERNAL PRICE SOURCE HONG KONG WWW.BOFAML.COM AUGUST 2018 ACTIVE AUGUST 2018 HONG KONG HK BASE BASE O BANK OF AMERICA MERRILL LYNCH - SWAP EXECUTIONS MLFE HONG KONG WWW.BOFAML.COM JUNE 2018 ACTIVE JANUARY 2018 HONG KONG HK BASP BAIP S BANK OF AMERICA SECURITIES EQUITY SWAP - SYNTHETIC PRICE SOURCE HONG KONG WWW.BOFAML.COM JUNE 2020 ACTIVE JUNE 2020 HONG KONG HK CFHK CSHK S CROSSFINDER HONG KONG HONG KONG WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL HONG KONG HONG KONG HK CGMH CGMH O CITI MATCH - HK HONG KONG WWW.CITIGROUP.COM OCTOBER 2017 ACTIVE MARCH 2012 HONG KONG HK CLHK CLHK O CLSA HONG KONG - DARK HONG KONG WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. HONG KONG HK CSHK CSHK O CREDIT SUISSE SECURITIES (HONG KONG) LIMITED HONG KONG WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN HONG KONG HONG KONG HK DBHK DBHK O DEUTSCHE BANK HONG KONG ATS HONG KONG WWW.DB.COM/HONGKONG/ SEPTEMBER 2010 ACTIVE SEPTEMBER 2010 ALTERNATIVE TRADING SYSTEM FOR TRADING ASIAN EXCHANGE TRADED EQUITY PRODUCTS. HONG KONG HK EOTC EOTC O E-OTC HONG KONG WWW.CONNECTED-MARKETS.COM FEBRUARY 2010 ACTIVE FEBRUARY 2010 INTERNET-BASED BULLETIN BOARD FOR POSTING INDICATIONS OF INTEREST IN BUYING AND SELLING OTC DERIVATIVES, PRIMARILY FOCUSED ON CREDIT DEFAULT SWAPS. HONG KONG HK GSAL GSAL O GOLDMAN SACHS (ASIA) LLC HONG KONG WWW.GOLDMANSACHS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 HONG KONG HK GSPL GSAL S GS PRINCIPAL LIQUIDITY ASIA HONG KONG WWW.GSET.GS.COM JULY 2020 ACTIVE JULY 2020 HONG KONG HK GSXH GSAL S GSX HONG KONG HONG KONG WWW.GSET.GS.COM DECEMBER 2017 ACTIVE DECEMBER 2016 GOLDMAN SACHS INTERNAL CROSSING FACILITY. HONG KONG HK HSXA HSXA O HSBC-X HONG KONG HONG KONG WWW.HSBC.COM.HK OCTOBER 2010 ACTIVE OCTOBER 2010 TRADING PLATFORM WHICH IS SPECIFICALLY TRADING ASIA PACIFIC CASH EQUITIES WITH THE FOCUS OF HONG KONG CASH EQUITIES. HONG KONG HK JPMI JPMI O JP MORGAN - JPMI MARKET JPMI HONG KONG WWW.JPMORGAN.COM JULY 2016 ACTIVE JULY 2016 HONG KONG HK MAQH MAQH O MACQUARIE INTERNAL MARKETS (HONG KONG) HONG KONG WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2015 MACQUARIE DARK POOL (HONG KONG) HONG KONG HK OSDS OSDS O OSL DIGITAL SECURITIES EXCHANGE OSLDS HONG KONG HTTPS://OSL.COM/EN/HOME JUNE 2021 ACTIVE JUNE 2021 OSL DIGITAL SECURITIES - ASIA'S LEADING DIGITAL ASSET PLATFORM. HONG KONG HK SHSC XHKG S STOCK EXCHANGE OF HONG KONG LIMITED - SHANGHAI - HONG KONG STOCK CONNECT SEHK HONG KONG WWW.HKEX.COM.HK AUGUST 2014 ACTIVE AUGUST 2014 MAINLAND INVESTORS TRADING IN SEHK SECURITIES UNDER SHANGHAI-HONG KONG STOCK CONNECT HONG KONG HK SIGH GSAL S SIGMA X HONG KONG GSET HONG KONG WWW.GSET.GS.COM DECEMBER 2017 ACTIVE MARCH 2012 HONG KONG HK SZSC XHKG S STOCK EXCHANGE OF HONG KONG LIMITED - SHENZHEN - HONG KONG STOCK CONNECT SEHK HONG KONG WWW.HKEX.COM.HK SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 MAINLAND INVESTORS TRADING IN SEHK SECURITIES UNDER SHENZHEN-HONG KONG STOCK CONNECT. HONG KONG HK TFSD TFSD O T.F.S. DERIVATIVES HK LIMITED HONG KONG WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 HONG KONG HK TOCP TOCP O TORA CROSSPOINT HONG KONG WWW.TORA.COM APRIL 2011 ACTIVE APRIL 2011 HK REGISTERED ATS FOR EQUITIES. HONG KONG HK TRAS TRAS O TRADITION ASIA LIMITED HONG KONG WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 HONG KONG HK TWHK TWHK O TRADEWEB EUROPE LIMITED - HONG KONG HONG KONG WWW.TRADEWEB.COM OCTOBER 2017 ACTIVE OCTOBER 2017 HONG KONG HK UBSX UBSX O UBS CROSS HONG KONG N/A MARCH 2012 ACTIVE MARCH 2012 HK, JAPAN AND AUSTRALIA. HONG KONG HK XCGS XCGS O CHINESE GOLD & SILVER EXCHANGE SOCIETY HONG KONG WWW.CGSE.COM.HK APRIL 2006 ACTIVE APRIL 2006 HONG KONG HK XGEM XHKG S HONG KONG GROWTH ENTERPRISES MARKET HK GEM HONG KONG WWW.HKGEM.COM JUNE 2005 ACTIVE JUNE 2005 HONG KONG HK XHKF XHKF O HONG KONG FUTURES EXCHANGE LTD. HKFE HONG KONG WWW.HKEX.COM.HK JUNE 2005 ACTIVE JUNE 2005 HONG KONG HK XHKG XHKG O HONG KONG EXCHANGES AND CLEARING LTD HKEX HONG KONG WWW.HKEX.COM.HK JUNE 2011 ACTIVE JUNE 2011 HONG KONG EXCHANGES AND CLEARING LIMITED, OR HKEX, OPERATES A SECURITIES MARKET AND A DERIVATIVES MARKET IN HONG KONG AND THE CLEARING HOUSES FOR THOSE MARKETS. HONG KONG HK XIHK XIHK O INSTINET PACIFIC LTD HONG KONG WWW.INSTINET.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 HONG KONG HK XPST XPST O POSIT - ASIA PACIFIC HONG KONG WWW.ITG.COM MARCH 2011 ACTIVE MARCH 2011 EQUITY CROSSING NETWORK. HUNGARY HU BETA XBUD S BETA MARKET BUDAPEST WWW.BSE.HU OCTOBER 2019 ACTIVE DECEMBER 2011 LAUNCHED IN NOVEMBER 2011, MULTILATERAL TRADING FACILITY. HUNGARY HU CIBH CIBH O CIB BANK - SYSTEMATIC INTERNALISER BUDAPEST WWW.CIB.HU DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER FOR HUNGARIAN GMT BONDS. HUNGARY HU CONC CONC O CONCORDE SECURITIES LTD. - SYSTEMATIC INTERNALISER BUDAPEST WWW.CON.HU MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER. HUNGARY HU EBHU EBHU O ERSTE BANK HUNGARY ZRT. - SYSTEMATIC INTERNALISER BUDAPEST WWW.ERSTEBANK.HU APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. HUNGARY HU ERST ERST O ERSTE BEFEKTETESI ZRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.ERSTEBROKER.HU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. HUNGARY HU HUDX HUDX O HUNGARIAN DERIVATIVE ENERGY EXCHANGE HUDEX BUDAPEST WWW.HUDEX.HU JULY 2017 ACTIVE JULY 2017 REGULATED MARKET FOR ELECTRICITY. HUNGARY HU HUPX HUPX O HUNGARIAN POWER EXCHANGE HUPX BUDAPEST WWW.HUPX.HU APRIL 2009 ACTIVE APRIL 2009 HUNGARY HU KCCP KCCP O KELER CCP BUDAPEST WWW.KELERKSZF.HU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CENTRAL COUNTERPARTY OF THE BUDAPEST STOCK EXCHANGE, MTS HUNGARY PLATFORM, CENTRAL EASTERN EUROPEAN GAS EXCHANGE. HUNGARY HU KELR KELR O KELER BUDAPEST WWW.KELER.HU DECEMBER 2017 ACTIVE DECEMBER 2017 CENTRAL SECURITIES DEPOSITORY. HUNGARY HU KHHU KHHU O K AND H BANK ZRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.KH.HU JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. HUNGARY HU OTPB OTPB O OTP BANK NYRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.OTPBANK.HU SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. HUNGARY HU RBHU RBHU O RAIFFEISEN BANK (HUNGARY) - SYSTEMATIC INTERNALISER RBHU-SI BUDAPEST WWW.RAIFFEISEN.HU SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. HUNGARY HU UCHU UCHU O UNICREDIT BANK HUNGARY ZRT. - SYSTEMATIC INTERNALISER BUDAPEST WWW.UNICREDITBANK.HU APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. HUNGARY HU XBND XBUD S BUDAPEST STOCK EXCHANGE - XBOND BUDAPEST WWW.BET.HU JULY 2019 ACTIVE MAY 2019 DEDICATED MARKET FOR BONDS. HUNGARY HU XBUD XBUD O BUDAPEST STOCK EXCHANGE BUDAPEST WWW.BET.HU JUNE 2005 ACTIVE JUNE 2005 HUNGARY HU XGAS XGAS O CENTRAL EASTERN EUROPEAN GAS EXCHANGE LTD BUDAPEST WWW.CEEGEX.COM MAY 2013 ACTIVE MAY 2013 CEEGEX IS A ORGANISED NATURAL GAS MARKET PROVIDING SERVICES FOR THE GAS MARKET PLAYERS WITHIN THE EUROPEAN ECONOMIC AREA (EEA). HUNGARY HU XTND XBUD S XTEND XTND BUDAPEST WWW.BET.HU OCTOBER 2017 ACTIVE OCTOBER 2017 BUDAPEST STOCK EXCHANGE MULTILATERAL TRADING FACILITY (MTF) ICELAND IS DICE XICE S NASDAQ ICELAND HF. - NORDIC@MID ICEX REYKJAVIK WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XICE ICELAND IS DNIS XICE S FIRST NORTH ICELAND - NORDIC@MID REYKJAVIK WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH ICELAND ICELAND IS FNIS XICE S FIRST NORTH ICELAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. ICELAND IS MICE XICE S NASDAQ ICELAND HF. – AUCTION ON DEMAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 ICELAND IS MNIS XICE S FIRST NORTH ICELAND – AUCTION ON DEMAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 ICELAND IS XICE XICE O NASDAQ ICELAND HF. ICEX REYKJAVIK WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE MAY 2010 INDIA IN ACEX ACEX O ACE DERIVATIVES & COMMODITY EXCHANGE LTD MUMBAI WWW.ACEINDIA.COM APRIL 2011 ACTIVE APRIL 2011 DERIVATIVES EXCHANGE FOR COMMODITIES TRADING IN INDIA. INDIA IN ASTR CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – ASTROID ASTROID MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 ANONYMOUS SYSTEM FOR TRADING IN RUPEE OTC INTEREST RATE DERIVATIVES. INDIA IN BSME XBOM S BSE SME BSE SME MUMBAI WWW.BSESME.COM DECEMBER 2011 ACTIVE DECEMBER 2011 BSE SME PLATFORM. INDIA IN CDSL CDSL O CLEARCORP DEALING SYSTEMS (INDIA) LTD. CLEARCORP MUMBAI WWW.CCILINDIA.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 SYSTEMS/PLATFORM FOR REPOS, MONEY INSTRUMENTS AND FX MARKET. INDIA IN FXCL CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – FX-CLEAR FXCLR MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 FX-CLEAR, A FOREX DEALING SYSTEM, OFFERS BOTH ORDER MATCHING AND NEGOTIATION MODES FOR DEALING COVERS INTER-BANK USD-INR SPOT AND SWAP TRANSACTIONS AND TRANSACTIONS IN MAJOR CROSS CURRENCIES. INDIA IN FXSW CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – FX-SWAP FXSWAP MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 FX-SWAP, A FOREX SWAP DEALING SYSTEM, OFFERS AN ORDER MATCHING SYSTEM FOR FOREX SWAPS. THE PLATFORM OFFERS SWAP INSTRUMENTS EXTENDING UP TO 12 MONTHS. INDIA IN ICXL ICXL O INDIAN COMMODITY EXCHANGE LTD. MUMBAI WWW.ICEXINDIA.COM APRIL 2010 ACTIVE APRIL 2010 INDIAN COMMODITY EXCHANGE LTD IS A SCREEN BASED ON-LINE DERIVATIVES EXCHANGE FOR COMMODITIES. INDIA IN IINX IINX O INDIA INTERNATIONAL EXCHANGE (IFSC) LIMITED INDIA INX GIFT CITY, GANDHINAGAR WWW.INDIAINX.COM MARCH 2018 ACTIVE DECEMBER 2017 INDIA'S FIRST INTERNATIONAL EXCHANGE. INDIA IN INSE XNSE S NSE IFSC LIMITED NSE IFSC GANDHINAGAR WWW.NSEIFSC.COM JUNE 2018 ACTIVE JUNE 2018 FULLY OWNED SUBSIDIARY COMPANY OF NATIONAL STOCK EXCHANGE OF INDIA LIMITED (NSE). INDIA IN ISEX ISEX O INTER-CONNECTED STOCK EXCHANGE OF INDIA LTD ISE MUMBAI WWW.ISEINDIA.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 INDIA IN MCXX MCXX O METROPOLITAN STOCK EXCHANGE OF INDIA LIMITED MUMBAI WWW.MSEI.IN JULY 2020 ACTIVE NOVEMBER 2010 INDIA IN NBOT NBOT O NATIONAL BOARD OF TRADE LIMITED INDORE MADHYA PRADESH WWW.NBOTIND.ORG JANUARY 2009 ACTIVE JANUARY 2009 COMMODITY FUTURES EXCHANGE INDIA IN NMCE NMCE O NATIONAL MULTI-COMMODITY EXCHANGE OF INDIA AHMEDABAD WWW.NMCE.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 INDIA IN OTCX OTCX O OTC EXCHANGE OF INDIA OTCEI MUMBAI WWW.OTCEI.NET JUNE 2006 ACTIVE JUNE 2006 INDIA IN PXIL PXIL O POWER EXCHANGE INDIA LTD. MUMBAI WWW.POWEREXINDIA.COM JULY 2009 ACTIVE JULY 2009 ELECTRONIC NATION-WIDE EXCHANGE FOR TRADING OF ELECTRICITY INDIA IN XBAN XBAN O BANGALORE STOCK EXCHANGE LTD BANGALORE WWW.BGSE.CO.IN JUNE 2005 ACTIVE JUNE 2005 INDIA IN XBOM XBOM O BSE LTD MSE MUMBAI WWW.BSEINDIA.COM SEPTEMBER 2011 ACTIVE SEPTEMBER 2011 INDIA IN XCAL XCAL O CALCUTTA STOCK EXCHANGE CALCUTTA WWW.CSE-INDIA.COM JUNE 2005 ACTIVE JUNE 2005 INDIA IN XDES XDES O DELHI STOCK EXCHANGE DELHI JUNE 2005 ACTIVE JUNE 2005 INDIA IN XIMC XIMC O MULTI COMMODITY EXCHANGE OF INDIA LTD. MCX MUMBAI WWW.MCXINDIA.COM APRIL 2006 ACTIVE APRIL 2006 INDIA IN XMDS XMDS O MADRAS STOCK EXCHANGE MADRAS JUNE 2005 ACTIVE JUNE 2005 INDIA IN XNCD XNCD O NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD NCDEX MUMBAI WWW.NCDEX.COM APRIL 2006 ACTIVE APRIL 2006 INDIA IN XNSE XNSE O NATIONAL STOCK EXCHANGE OF INDIA NSE MUMBAI WWW.NSEINDIA.COM JUNE 2005 ACTIVE JUNE 2005 INDIA IN XUSE XUSE O UNITED STOCK EXCHANGE MUMBAI WWW.USEINDIA.COM OCTOBER 2010 ACTIVE OCTOBER 2010 REGISTERED STOCK EXCHANGE WITH SECURITIES AND EXCHANGE BOARD OF INDIA FOR OFFERRING CURRENCY DERIVATIVES. INDONESIA ID ICDX ICDX O INDONESIA COMMODITY AND DERIVATIVES EXCHANGE JAKARTA WWW.ICDEXCHANGE.COM FEBRUARY 2010 ACTIVE FEBRUARY 2010 COMMODITY DERIVATIVES, INCLUDING THREE MAJOR GROUPS OF COMMODITIES: METALS, SOFT AGRICULTURAL PRODUCTS, AND ENERGY. INDONESIA ID XBBJ XBBJ O JAKARTA FUTURES EXCHANGE (BURSA BERJANGKA JAKARTA) BBJ JAKARTA WWW.BBJ-JFX.COM JUNE 2005 ACTIVE JUNE 2005 INDONESIA ID XIDX XIDX O INDONESIA STOCK EXCHANGE IDX JAKARTA WWW.IDX.CO.ID APRIL 2008 ACTIVE APRIL 2008 THE JAKARTA (JSX) AND SURABAYA (SSX) STOCK EXCHANGES HAVE MERGED TO BECOME THE INDONESIA STOCK EXCHANGE (IDX). INDONESIA ID XJNB XJNB O JAKARTA NEGOTIATED BOARD JAKARTA JUNE 2005 ACTIVE JUNE 2005 IRAN IR IFBX IFBX O IRAN FARA BOURSE IFB TEHRAN WWW.IFB.IR MARCH 2019 ACTIVE MARCH 2019 IRAN IR IMEX IMEX O IRAN MERCANTILE EXCHANGE TEHRAN WWW.IME.CO.IR AUGUST 2011 ACTIVE AUGUST 2011 COMMODITIES EXCHANGE. IRAN IR XTEH XTEH O TEHRAN STOCK EXCHANGE TSE TEHRAN WWW.TSE.IR NOVEMBER 2007 ACTIVE NOVEMBER 2007 IRAQ IQ XIQS XIQS O IRAQ STOCK EXCHANGE ISX BAGHDAD WWW.ISX-IQ.NET OCTOBER 2011 ACTIVE OCTOBER 2011 IRELAND IE AILT AILT O ARRACO IRELAND LTD DUBLIN WWW.ARRACO.COM JANUARY 2021 ACTIVE JANUARY 2021 BROKER OF REMIT PHYSICAL WHOLESALE ENERGY PRODUCTS AND PRE-ARRANGEMENT OF BLOCK FUTURES. IRELAND IE AREX AREX O AREX - AUTOMATED RECEIVABLES EXCHANGE AREX DUBLIN HTTP://AREX.IO MAY 2016 ACTIVE MAY 2016 MARKET FOR ETR (EXCHANGE TRADED RECEIVABLES) ORDER EXECUTION. IRELAND IE BBIE BBIE O BARCLAYS BANK IRELAND PLC BBI DUBLIN WWW.BARCLAYS.IE JULY 2018 ACTIVE JULY 2018 IRELAND IE BBIS BBIE S BARCLAYS BANK IRELAND PLC - SYSTEMATIC INTERNALISER BBI SI DUBLIN WWW.BARCLAYS.IE JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. IRELAND IE BKDM BKDM O BNY MELLON MARKETS EUROPE LIMITED BNYMEL DUBLIN WWW.BNYMELLON.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 REGISTERED ELECTRONIC MARKET FOR REPO. IRELAND IE BMLI BMLI O BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY BAMLI DAC DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 ACTIVE NOVEMBER 2019 IRELAND IE BMLS BMLI S BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY - SYSTEMATIC INTERNALISER BAMLI DAC DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 ACTIVE NOVEMBER 2019 SYSTEMATIC INTERNALISER. IRELAND IE CEPL CEPL O CITIBANK EUROPE PLC - SYSTEMATIC INTERNALISER DUBLIN WWW.CITIGROUP.COM/CITI/ MARCH 2019 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. IRELAND IE CFIL CFIL O CANTOR FITZGERALD IRELAND LIMITED DUBLIN WWW.CANTORFITZGERALDIRELAND.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 IRELAND IE CSGI CSGI O CITADEL SECURITIES FI - EUROPE - SYSTEMATIC INTERNALISER DUBLIN WWW.CITADELSECURITIES.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. IRELAND IE DAVY DAVY O J AND E DAVY - IRISH GOVERNMENT BOND - SYSTEMATIC INTERNALISER DUBLIN WWW.DAVY.IE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. IRELAND IE EDBT XDUB S EURONEXT DUBLIN - TRADED BONDS DUBLIN WWW.EURONEXT.COM JULY 2020 ACTIVE JUNE 2020 IRELAND IE EDGL XDUB S GLOBAL EXCHANGE MARKET - TRADED BONDS DUBLIN WWW.EURONEXT.COM JULY 2020 ACTIVE JUNE 2020 IRELAND IE EQIE EQIE O EQUILEND LIMITED DUBLIN WWW.EQUILEND.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY (MTF) FOR SECURITIES FINANCING. IRELAND IE EQSE EQIE S EQUILEND LIMITED - SWAPS DUBLIN WWW.EQUILEND.COM JUNE 2020 ACTIVE JUNE 2020 IRELAND IE EUCC EUCC O CITADEL CONNECT EUROPE - EU - SYSTEMATIC INTERNALISER DUBLIN WWW.CITADELSECURITIES.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. IRELAND IE FXFM RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FORWARDS MATCHING DUBLIN WWW.REFINITIV.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FORWARDS MATCHING. IRELAND IE FXRQ RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FXALL RFQ MTF DUBLIN WWW.REFINITIV.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FXALL REQUEST FOR QUOTE (RFQ) MULTILATERAL TRADING FACILITY (MTF). IRELAND IE FXRS RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FXALL RFS MTF FRTSIL DUBLIN WWW.REFINITIV.COM MARCH 2021 ACTIVE MARCH 2021 FXALL REQUEST FOR STREAM MULTILATERAL TRADING FACILITY. IRELAND IE HREU HREU O HRTEU LIMITED - SYSTEMATIC INTERNALISER DUBLIN WWW.HUDSON-TRADING.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. IRELAND IE ICUR ICUR O CURRENEX IRELAND MTF CNX MTF DUBLIN WWW.CURRENEXMTF.COM/OUR-OFFERING OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IRELAND IE ICXR ICUR S CURRENEX IRELAND MTF - RFQ CNX MTF DUBLIN WWW.CURRENEXMTF.COM/OUR-OFFERING OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IRELAND IE IFXA IFXC S FX CONNECT IRELAND MTF - ALLOCATIONS IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IRELAND IE IFXC IFXC O FX CONNECT IRELAND MTF IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IRELAND IE IFXR IFXC S FX CONNECT IRELAND MTF - RFQ IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IRELAND IE ITGL ITGL O POSIT MTF POSIT DUBLIN WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2017 IRELAND IE LEUE LEUE O LIQUIDNET EU LIMITED EQUITY MTF DUBLIN WWW.LIQUIDNET.COM JULY 2018 ACTIVE JULY 2018 EQUITY MULTILATERAL TRADING. IRELAND IE LEUF LEUE S LIQUIDNET EU LIMITED FIXED INCOME MTF DUBLIN WWW.LIQUIDNET.COM JULY 2018 ACTIVE JULY 2018 FIXED INCOME MULTILATERAL TRADING. IRELAND IE MCID MCID O MACQUARIE CAPITAL (IRELAND) DUBLIN WWW.MACQUARIE.COM/UK JANUARY 2019 ACTIVE JANUARY 2019 REGISTERED MARKET FOR EQUITIES. IRELAND IE MSEL MSEL O MAREX SPECTRON EUROPE LIMITED - OTF MSEL OTF DUBLIN WWW.MAREXSPECTRON.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ORGANISED TRADING FACILITY FOR COMMODITY DERIVATIVES, EMISSION ALLOWANCES AND EMISSION ALLOWANCE DERIVATIVES. IRELAND IE RMTF RMTF O REFINITIV MTF DUBLIN WWW.REFINITIV.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY. IRELAND IE SEMX SEMX O SEMOPX DUBLIN WWW.SEM-O.COM DECEMBER 2017 ACTIVE DECEMBER 2017 IRELAND IE SIDX SIDX O SCOTIABANK (IRELAND) DESIGNATED ACTIVITY COMPANY - SYSTEMATIC INTERNALISER SIDAC DUBLIN WWW.SCOTIABANK.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 SYSTEMATIC INTERNALISER. IRELAND IE SISI SISI O SUSQUEHANNA INTERNATIONAL SECURITIES LIMITED - SYSTEMATIC INTERNALISER SISI DUBLIN HTTPS://SIG.COM/ JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. IRELAND IE TDGF TDGF O TD SECURITIES DUBLIN WWW.TD.COM MARCH 2019 ACTIVE MARCH 2019 IRELAND IE VFIL VFIL O VIRTU FINANCIAL IRELAND LIMITED VFIL DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED ELECTRONIC PLATFORMS. IRELAND IE VFSI VFIL S VIRTU FINANCIAL IRELAND LIMITED - SYSTEMATIC INTERNALISER VIRTU SI DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED SYSTEMATIC INTERNALISER. IRELAND IE VFXO VFIL S VIRTU FINANCIAL IRELAND LIMITED - OTC VIRTU OTC DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED SYSTEMATIC OTC PLATFORM. IRELAND IE XATL XDUB S ATLANTIC SECURITIES MARKET ISE ASM DUBLIN WWW.ISE.IE JULY 2017 ACTIVE JANUARY 2015 ATLANTIC SECURITIES MARKET (ASM). THE ASM IS AUTHORISED BY THE CENTRAL BANK OF IRELAND AS A MTF AND IS REGULATED BY THE IRISH STOCK EXCHANGE PLC. IRELAND IE XCDE XCDE O BAXTER FINANCIAL SERVICES DUBLIN WWW.BAXTER-FX.COM MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING PLATFORM FOR CURRENCY FUTURES EFP'S AND OTC CURRENCY TRADING IRELAND IE XDUB XDUB O IRISH STOCK EXCHANGE - ALL MARKET ISE DUBLIN WWW.ISE.IE NOVEMBER 2007 ACTIVE NOVEMBER 2007 IRELAND IE XEBI XEBI O ENERGY BROKING IRELAND GAS TRADING PLATFORM EBI DUBLIN WWW.EBI.IE OCTOBER 2015 ACTIVE OCTOBER 2015 ELECTRONIC TRADING AND BROKING PLATFORM FOR OTC NATURAL GAS PHYSICAL SPOT TRANSACTIONS. IRELAND IE XESM XDUB S EURONEXT GROWTH DUBLIN DUBLIN WWW.ISE.IE JANUARY 2019 ACTIVE JANUARY 2013 IRELAND IE XEYE XDUB S IRISH STOCK EXCHANGE - GLOBAL EXCHANGE MARKET ISE GEM DUBLIN WWW.ISE.IE JULY 2017 ACTIVE MARCH 2012 IRELAND IE XMSM XDUB S EURONEXT DUBLIN DUBLIN WWW.ISE.IE JANUARY 2019 ACTIVE JANUARY 2013 IRELAND IE XPAC ITGL S POSIT AUCTION AUCTIONS DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 IRELAND IE XPOS ITGL S POSIT DARK DARK DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE JULY 2007 IRELAND IE XRFQ ITGL S POSIT RFQ RFQ DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 REQUEST-FOR-QUOTE (RFQ) MARKET. ISRAEL IL XTAE XTAE O TEL AVIV STOCK EXCHANGE TASE TEL AVIV WWW.TASE.CO.IL JUNE 2005 ACTIVE JUNE 2005 ITALY IT AKIS AKIS O AKIS - BANCA AKROS - SYSTEMATIC INTERNALISER AKIS MILANO WWW.BANCAAKROS.IT FEBRUARY 2018 ACTIVE FEBRUARY 2018 BANCA AKROS SYSTEMATIC INTERNALISER. ITALY IT ATFX XMIL S ATFUND MTF ATFUND MILANO WWW.BORSAITALIANA.IT JULY 2018 ACTIVE JULY 2018 MULTILATERAL TRADING FACILITY FOR OPEN END FUNDS. ITALY IT BEIS BEIS O BANCA ETICA - SYSTEMATIC INTERNALISER PADOVA WWW.BANCAETICA.IT JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. ITALY IT BNLD BNLD O BANCA NAZIONALE DEL LAVORO SPA - SYSTEMATIC INTERNALISER ROME WWW.BNL.IT FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. ITALY IT BREA BREA O BANCA REALE - SYSTEMATIC INTERNALISER TORINO WWW.BANCAREALE.IT JANUARY 2019 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. ITALY IT CGCM CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - COLLATERALIZED MONEY MARKET GUARANTEE SERVICE NEWMIC ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 COLLATERALIZED MONEY MARKET GUARANTEE SERVICE ITALY IT CGDB CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - BONDS CCP SERVICE CCGBONDS ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR GOVERNMENT BONDS, CORPORATE BONDS AND REPOS ITALY IT CGEB CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - EURO BONDS CCP SERVICE CCGEUROBONDS ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR EURO GOVERNMENT BONDS, EURO CORPORATE BONDS ITALY IT CGGD CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP AGRICULTURAL COMMODITY DERIVATIVES CCGAGRIDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON AGRICULTURAL COMMODITIES DERIVATIVES ITALY IT CGIT CGIT O CASSA DI COMPENSAZIONE E GARANZIA SPA CC&G ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CENTRAL COUNTERPARTY ACROSS MULTIPLE TRADING VENUES COVERING A WIDE RANGE OF ASSET CLASSES ITALY IT CGND CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP ENERGY DERIVATIVES CCGENERGYDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON ENERGY DERIVATIVES ITALY IT CGQD CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP EQUITY DERIVATIVES CCGEQUITYDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON EQUITY DERIVATIVES ITALY IT CGQT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - EQUITY CCP SERVICE CCGEQUITY ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR EQUITIES AND COMPARABLE PRODUCTS SUCH WARRANTS, CONVERTIBLE BONDS, CLOSED-END FUNDS, INVESTMENT COMPANIES, REAL ESTATE INVESTMENT COMPANIES, ETF AND ETC ITALY IT CGTR CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - TRIPARTY REPO CCP SERVICE CCGTRIPARTY ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR TRIPARTY REPOS ITALY IT CREM CREM O CREDEM BANCA - SYSTEMATIC INTERNALISER CREDEM SI REGGIO EMILIA WWW.CREDEM.IT DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER FOR BONDS. ITALY IT DDTX DDTX O DEAL DONE TRADING - SYSTEMATIC INTERNALISER DDT FIRENZE WWW.MPSCAPITALSERVICES.IT JANUARY 2018 ACTIVE JANUARY 2018 SYSTEMATIC INTERNALISER. ITALY IT EBMX MTSO S EBM - MTF ROMA WWW.MTSMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY. ITALY IT EMDR EMID S E-MID - E-MIDER MARKET MILANO WWW.E-MID.IT JUNE 2008 ACTIVE JUNE 2008 MARKET FOR THE TRADING OF MULTI-CURRENCY DERIVATIVE FINANCIAL INSTRUMENTS ITALY IT EMIB EMID S E-MID - BANCA D'ITALIA SHARES TRADING MARKET MILANO WWW.E-MID.IT OCTOBER 2016 ACTIVE OCTOBER 2016 MARKET FOR THE NATIONAL CENTRAL BANK (BANCA D'ITALIA) SHARES. ITALY IT EMID EMID O E-MID MILANO WWW.E-MID.IT MAY 2010 ACTIVE MAY 2010 MARKET FOR INTERBANK DEPOSITS IN EUROPE. ITALY IT EMIR EMID S E-MID REPO MILANO WWW.E-MID.IT NOVEMBER 2011 ACTIVE NOVEMBER 2011 ELECTRONIC TRADING PLATFORM FOR REPO TRADES. ITALY IT ETFP XMIL S ELECTRONIC ETF, ETC/ETN AND OPEN-END FUNDS MARKET ETFPLUS MILANO WWW.BORSAITALIANA.IT JUNE 2017 ACTIVE SEPTEMBER 2007 ITALY IT ETLX XMIL S EUROTLX MILANO WWW.EUROTLX.COM JULY 2020 ACTIVE AUGUST 2007 ITALY IT FBSI FBSI O FINECO BANK - SYSTEMATIC INTERNALISER FBSI MILANO WWW.FINECOBANK.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. ITALY IT HCER HMTF S HI-CERT - MULTILATERAL TRADING FACILITY MILANO WWW.HIMTF.COM JUNE 2021 ACTIVE JULY 2020 MTF FOR CERTIFICATES AND COVERED WARRANT. ITALY IT HMOD HMTF S HI-MTF ORDER DRIVEN MILANO WWW.HIMTF.COM JULY 2008 ACTIVE JULY 2008 MULTILATERAL TRADING FACILITY ORDER DRIVEN FOR EQUITIES AND BONDS ITALY IT HMTF HMTF O HI-MTF MILANO WWW.HIMTF.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS ITALY IT HRFQ HMTF S HI-MTF RFQ MILANO WWW.HIMTF.COM JULY 2016 ACTIVE JULY 2016 MTF FOR BONDS BASED ON RFQ NEGOTIATION MODEL ITALY IT IBEQ IBIS S INVEST BANCA - IBIS EQUITY - SYSTEMATIC INTERNALISER FLORENCE WWW.INVESTBANCA.IT MARCH 2018 ACTIVE MARCH 2018 SYSTEMATIC INTERNALISER. ITALY IT IBIS IBIS O INVEST BANCA - SYSTEMATIC INTERNALISER FLORENCE WWW.INVESTBANCA.IT FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. ITALY IT IMMH IMMH O IMMH – INTESA SANPAOLO - SYSTEMATIC INTERNALISER MILAN WWW.INTESASANPAOLO.COM JULY 2020 ACTIVE MAY 2018 SYSTEMATIC INTERNALISER. EFFECTIVE MERGER DATE IS ON 20 JULY 2020. ITALY IT ISBA ISBA O BANCA DI ASTI - SYSTEMATIC INTERNALISER ASTI WWW.BANCADIASTI.IT JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. ITALY IT ISBV ISBV O BIVER BANCA - SYSTEMATIC INTERNALISER BIELLA WWW.BIVERBANCA.IT JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. ITALY IT MCAD MTSO S MTS CASH DOMESTIC - MTF ROMA WWW.MTSMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY. ITALY IT MIVX XMIL S MARKET FOR INVESTMENT VEHICLES MIV MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE JUNE 2009 THE MIV, DEDICATED TO INVESTMENT VEHICLES, IS DIVIDED INTO THREE SEGMENTS: UNITS OF CLOSED-END FUNDS SEGMENT, INVESTMENT COMPANIES SEGMENT, REAL ESTATE INVESTMENT COMPANIES SEGMENT (REICS FROM THE EXPANDI MARKET). ITALY IT MOTX XMIL S ELECTRONIC BOND MARKET MOT MILANO WWW.BORSAITALIANA.IT SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 ITALY IT MTAA XMIL S ELECTRONIC SHARE MARKET MTA MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE SEPTEMBER 2007 ITALY IT MTAH XMIL S BORSA ITALIANA EQUITY MTF BITEQMTF MILAN WWW.BORSAITALIANA.IT JULY 2016 ACTIVE JULY 2016 SINCE 11.7.16, BIEM OFFERS TRADING IN REGULAR MARKET HOURS FOR INTERNATIONAL SHARES ("BIT GEM" SEGMENT, FROM 8AM TO 5:42PM MILAN TIME) AND "AFTER HOUR" TRADING FOR ITALIAN AND INTL. SHARES ("TAH" SEGMENT, FROM 6PM TO 8:30PM MILAN TIME). ITALY IT MTSC MTSO S MTS ITALIA MTS ITALY ROMA WWW.MTSMARKETS.COM APRIL 2017 ACTIVE NOVEMBER 2005 ITALY IT MTSO MTSO O MTS S.P.A. ROMA WWW.MTSMARKETS.COM APRIL 2017 ACTIVE APRIL 2017 LEGAL ENTITY OPERATING ALL RELATED MARKET SEGMENT MICS. ITALY IT MUBM MUBM O MUFG BANK, LTD. - MILANO BRANCH - SYSTEMATIC INTERNALISER MUBM SI MILAN WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. ITALY IT SEDX XMIL S SECURITISED DERIVATIVES MARKET SEDEX MILANO WWW.BORSAITALIANA.IT DECEMBER 2017 ACTIVE SEPTEMBER 2007 MULTILATERAL TRADING FACILITY. ITALY IT SSOB MTSO S BONDVISION EUROPE MTF ROMA WWW.MTSMARKETS.COM DECEMBER 2017 ACTIVE MAY 2010 CORPORATE BONDS, COVERED BONDS, ETFS, SUPRANATIONAL, SOVEREIGN AND AGENCY (SSA). ITALY IT UBIS UBIS O UNIPOL BANCA S.P.A. UBIS BOLOGNA WWW.UNIPOLBANCA.IT NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR UNIPOL BANCA BRANDED BONDS. ITALY IT UCIT UCIT O UNICREDIT SPA - SYSTEMATIC INTERNALISER MILAN WWW.UNICREDIT.IT NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. ITALY IT XAIM XMIL S AIM ITALIA - MERCATO ALTERNATIVO DEL CAPITALE MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE APRIL 2012 MULTILATERAL TRADING FACILITY - MERGE OF AIM ITALIA AND MAC, MAC WILL BE OPENED TILL END 2012. ITALY IT XDMI XMIL S ITALIAN DERIVATIVES MARKET IDEM MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE JUNE 2005 ITALY IT XGME XGME O GESTORE MERCATO ELETTRICO - ITALIAN POWER EXCHANGE IPEX/GME ROMA WWW.MERCATOELETTRICO.ORG APRIL 2009 ACTIVE APRIL 2009 ITALIAN POWER EXCHANGE ITALY IT XMIL XMIL O BORSA ITALIANA S.P.A. MILANO WWW.BORSAITALIANA.IT SEPTEMBER 2012 ACTIVE DECEMBER 2007 ITALY IT XMOT XMIL S EXTRAMOT MILANO WWW.BORSAITALIANA.IT JULY 2009 ACTIVE JULY 2009 MTF OF BONDS MANAGED AND ORGANISED BY BORSA ITALIANA. IVORY COAST CI XBRV XBRV O BOURSE REGIONALE DES VALEURS MOBILIERES BRVM ABIDJAN WWW.BRVM.ORG JUNE 2005 ACTIVE JUNE 2005 JAMAICA JM XJAM XJAM O JAMAICA STOCK EXCHANGE KINGSTON WWW.JAMSTOCKEX.COM JUNE 2005 ACTIVE JUNE 2005 JAPAN JP BAJD BAJD O BANK OF AMERICA MERRILL LYNCH – JAPAN INSTINCT X TOKYO WWW.BOFAML.COM JULY 2019 ACTIVE JULY 2019 JAPAN JP BASX BASX O BANK OF AMERICA MERRILL LYNCH – SIMPLEX BLAST X TOKYO WWW.JAPAN.ML.COM/JAPAN_OVERVIEW/MLJS_OVERVIEW.ASP MAY 2018 ACTIVE MAY 2018 DARK POOL. JAPAN JP BETP BETP O BLOOMBERG TRADEBOOK JAPAN LIMITED CHIYODA-KU WWW.BLOOMBERGTRADEBOOK.COM JULY 2015 ACTIVE JULY 2015 BLOOMBERG'S ETP JAPAN JP BNPX BNPX O BNP PARIBAS ALTERNATIVE TRADING SYSTEM TOKYO WWW.BNPPARIBAS.JP/EN/ DECEMBER 2020 ACTIVE DECEMBER 2020 JAPAN JP CFJP CSJP S CROSSFINDER JAPAN TOKYO WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL JAPAN JAPAN JP CHIJ CHIJ O CHI-X JAPAN TOKYO WWW.CHI-X.ASIA/APAC/JP/ENG FEBRUARY 2010 ACTIVE FEBRUARY 2010 MARKET FOR JAPANESE EQUITIES AND ETF, ELECTRONIC TRADING PLATFORM. JAPAN JP CHIS CHIJ S CHI-X JAPAN SELECT CHI-SELECT TOKYO WWW.CHI-X.JP APRIL 2015 ACTIVE APRIL 2015 REGISTERED MARKET FOR EQUITIES JAPAN JP CHIV CHIJ S CHI-X JAPAN VWAP CROSSING TOKYO WWW.CHI-X.JP/ AUGUST 2014 ACTIVE AUGUST 2014 ORDER MATCHING SERVICE AT PRE-DEFINED PRICE LEVELS JAPAN JP CITD CITX S CITI DARK TOKYO WWW.CITIVELOCITY.COM MARCH 2013 ACTIVE MAY 2011 DARK POOL. JAPAN JP CITX CITX O CITI MATCH - JP TOKYO WWW.CITIGROUPGLOBALMARKETS.CO.JP OCTOBER 2017 ACTIVE JULY 2009 CITIMATCH PTS (PROPRIETARY TRADING SYSTEM) LICENSE IN JAPAN. JAPAN JP CLJP CLJP O CLSA JAPAN - DARK TOKYO WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. JAPAN JP CMET CMET O CLEAR MARKETS JAPAN, INC. CM ETP TOKYO WWW.CLEAR-MARKETS.COM DECEMBER 2014 ACTIVE DECEMBER 2014 CLEAR MARKETS JAPAN, INC. OFFERS ELECTRONIC TRADING SERVICES FOR BOTH CLEARED AND NON-CLEARED SWAPS IN JAPAN. JAPAN JP CSJP CSJP O CREDIT SUISSE EQUITIES (JAPAN) LIMITED TOKYO WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN JAPAN JAPAN JP DRCT DRCT O DAIWA DRECT TOKYO WWW.DAIWA.JP MAY 2016 ACTIVE APRIL 2013 DAIWA EQUITIES ELECTRONIC CROSSING PLATFORM JAPAN JP ICHK NMRJ S NOMURA ICE - HK TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JAPAN JP ICKR NMRJ S NOMURA ICE - KR TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JAPAN JP ICSH NMRJ S NOMURA ICE - SH TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JAPAN JP ICSZ NMRJ S NOMURA ICE - SZ TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JAPAN JP ICTW NMRJ S NOMURA ICE - TW TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JAPAN JP KAIX CHIJ S KAI-X TOKYO WWW.CHI-X.JP APRIL 2016 ACTIVE APRIL 2016 PURELY BROKER NEUTRAL CROSSING POOL FOR JAPANESE EQUITIES. JAPAN JP LXJP LXJP O BARCLAYS LX JAPAN LXJP TOKYO WWW.BARCLAYS.COM MAY 2015 ACTIVE MAY 2015 ALTERNATIVE TRADING SYSTEM (ATS) OPERATED BY BARCLAYS SECURITIES JAPAN LIMITED. JAPAN JP MAQJ MAQJ O MACQUARIE INTERNAL MARKETS (JAPAN) TOKYO WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2015 MACQUARIE DARK POOL (JAPAN) JAPAN JP MIZX MIZX O MIZUHO INTERNAL CROSSING MIX TOKYO WWW.MIZUHO-SC.COM APRIL 2014 ACTIVE APRIL 2014 MIZUHO DARK JAPAN JP MSMS MSMS O MORGAN STANLEY MUFG SECURITIES CO., LTD TOKYO WWW.MORGANSTANLEYMUFG.COM JULY 2015 ACTIVE JULY 2015 MORGAN STANLEY’S SECURITIES JOINT VENTURE WITH MITSUBISHI UFJ FINANCIAL GROUP IN JAPAN. JAPAN JP MUDX MUDX O MITSUBISHI DIAMOND CROSSING MDX TOKYO WWW.MUMSS.COM MARCH 2021 ACTIVE MARCH 2021 MITSUBISHI DARK. JAPAN JP NMRJ NMRJ O NOMURA SECURITIES CO LTD NSC TOKYO WWW.NOMURA.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 NOMURA JAPAN EQUITY TRADING JAPAN JP NMSX NMRJ S NOMURA - EXTERNAL CROSSING PLATFORM TOKYO WWW.NOMURA.COM JULY 2019 ACTIVE JULY 2019 EXTERNAL CROSSING PLATFORM FOR NOMURA. JAPAN JP NXJP NMRJ S NX JAPAN NXJP TOKYO WWW.NOMURA.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 INTERNAL CROSSING PLATFORM FOR NOMURA JAPAN JP NXSE NMRJ S NX SELECT JAPAN NXSE TOKYO WWW.NOMURA.COM JULY 2015 ACTIVE JULY 2015 INTERNAL CROSSING PLATFORM FOR NOMURA NX SELECT JAPAN JP NXVW NMRJ S NX VWAP NXVWAP TOKYO WWW.NOMURA.COM OCTOBER 2014 ACTIVE OCTOBER 2014 INTERNAL VWAP CROSSING PLATFORM FOR NOMURA JAPAN JP SBIJ SBIJ O JAPANNEXT - J - MARKET TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE APRIL 2008 JAPAN JP SBIU SBIJ S JAPANNEXT - U - MARKET TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE JANUARY 2015 JAPANNEXT - UNIFORM SPREAD MARKET. JAPAN JP SBIV SBIJ S JAPANNEXT - VWAP CROSSING TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE JULY 2013 VWAP CROSSING PLATFORM. JAPAN JP SIGJ SIGJ O SIGMA X JAPAN TOKYO WWW.GSET.GS.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 ALTERNATIVE TRADING SYSTEM (ATS)OPERATED BY GOLDMAN SACHS JAPAN JP TWJP TWJP O TRADEWEB JAPAN KK - PTS TOKYO WWW.TRADEWEB.COM AUGUST 2018 ACTIVE OCTOBER 2017 PROPRIETARY TRADING SYSTEM. JAPAN JP TWJT TWJP S TRADEWEB JAPAN KK - ETP TOKYO WWW.TRADEWEB.COM AUGUST 2018 ACTIVE OCTOBER 2017 JAPAN JP UTSL UTSL O UEDA TRADITION SECURITIES LTD. TOKYO HTTP://UTS.TRADITIONASIA.COM/ FEBRUARY 2018 ACTIVE FEBRUARY 2018 JAPAN JP XFKA XFKA O FUKUOKA STOCK EXCHANGE FUKUOKA WWW.FSE.OR.JP JUNE 2005 ACTIVE JUNE 2005 JAPAN JP XJAS XJPX S TOKYO STOCK EXCHANGE JASDAQ JASDAQ TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE OCTOBER 2010 MERGER OF OSE AND TSE JAPAN JP XJPX XJPX O JAPAN EXCHANGE GROUP JPX TOKYO WWW.JPX.CO.JP MARCH 2013 ACTIVE JANUARY 2013 JAPAN JP XKAC XKAC O OSAKA DOJIMA COMMODITY EXCHANGE ODE OSAKA WWW.ODE.OR.JP MARCH 2017 ACTIVE JUNE 2005 FUTURES EXCHANGE. PREVIOUSLY KNOWN AS THE KANSAI COMMODITIES EXCHANGE. JAPAN JP XNGO XNGO O NAGOYA STOCK EXCHANGE NSE NAGOYA WWW.NSE.OR.JP JUNE 2005 ACTIVE JUNE 2005 JAPAN JP XNKS XNKS O CENTRAL JAPAN COMMODITIES EXCHANGE C-COM NAGOYA WWW.C-COM.OR.JP JUNE 2005 ACTIVE JUNE 2005 JAPAN JP XOSE XJPX S OSAKA EXCHANGE OSE OSAKA WWW.JPX.CO.JP MAY 2016 ACTIVE JUNE 2005 JAPAN JP XOSJ XJPX S OSAKA EXCHANGE J-NET J-NET OSAKA WWW.JPX.CO.JP MAY 2016 ACTIVE JANUARY 2006 JAPAN JP XSAP XSAP O SAPPORO SECURITIES EXCHANGE SAPPORO WWW.SSE.OR.JP JUNE 2005 ACTIVE JUNE 2005 JAPAN JP XSBI SBIJ S JAPANNEXT - X - MARKET TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE MARCH 2012 JAPAN JP XTAM XJPX S TOKYO STOCK EXCHANGE-TOKYO PRO MARKET TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE MARCH 2009 REGISTERED MARKET FOR EQUITIES IN JAPAN. JAPAN JP XTFF XTFF O TOKYO FINANCIAL EXCHANGE TFX TOKYO WWW.TFX.CO.JP SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 JAPAN JP XTK1 XJPX S TOKYO STOCK EXCHANGE - TOSTNET-1 TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JANUARY 2006 JAPAN JP XTK2 XJPX S TOKYO STOCK EXCHANGE - TOSTNET-2 TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JANUARY 2006 JAPAN JP XTK3 XJPX S TOKYO STOCK EXCHANGE - TOSTNET-3 TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JULY 2011 TOKYO STOCK EXCHANGE'S TOSTNET-3 MARKET IS AN OFF-AUCTION MARKET DESIGNED FOR ISSUER'S SHARE BUYBACK. JAPAN JP XTKS XJPX S TOKYO STOCK EXCHANGE TSE TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JUNE 2005 JAPAN JP XTKT XTKT O TOKYO COMMODITY EXCHANGE TOCOM TOKYO WWW.TOCOM.OR.JP MAY 2010 ACTIVE MAY 2010 JORDAN JO AMNL XAMM S AMMAN STOCK EXCHANGE - NON-LISTED SECURITIES MARKET ASE AMMAN WWW.EXCHANGE.JO OCTOBER 2019 ACTIVE OCTOBER 2019 JORDAN JO XAMM XAMM O AMMAN STOCK EXCHANGE ASE AMMAN WWW.EXCHANGE.JO OCTOBER 2019 ACTIVE JUNE 2005 KAZAKHSTAN KZ AIXK AIXK O ASTANA INTERNATIONAL EXCHANGE LTD AIX ASTANA WWW.AIX.KZ APRIL 2018 ACTIVE APRIL 2018 KAZAKHSTAN KZ CCEX CCEX O CASPY COMMODITY EXCHANGE ASTANA WWW.COMEX.KZ FEBRUARY 2019 ACTIVE FEBRUARY 2019 KAZAKHSTAN KZ ETSC ETSC O ETS EURASIAN TRADING SYSTEM COMMODITY EXCHANGE ALMATY WWW.ETS.KZ/EN/ JULY 2010 ACTIVE JULY 2010 THE REGIONAL FINANCIAL CENTRE OF ALMATY CITY (RFCA) AND OJSC "RUSSIAN TRADING SYSTEM" STOCK EXCHANGE HAVE SET UP A COMMODITY EXCHANGE, JSC "EURASIAN TRADING SYSTEM" HEADQUARTERED IN ALMATY, KAZAKHSTAN. KAZAKHSTAN KZ XKAZ XKAZ O KAZAKHSTAN STOCK EXCHANGE KAZE ALMA-ATA WWW.KASE.KZ JUNE 2005 ACTIVE JUNE 2005 KENYA KE XNAI XNAI O NAIROBI STOCK EXCHANGE NAIROBI WWW.NSE.CO.KE JUNE 2005 ACTIVE JUNE 2005 KOREA, REPUBLIC OF KR GSXK GSXK O GSX KOREA SEOUL WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY. KOREA, REPUBLIC OF KR XKCM XKRX S KOREA EXCHANGE COMMODITY MARKET SEOUL KCM.KRX.CO.KR DECEMBER 2015 ACTIVE DECEMBER 2015 REGISTERED MARKET FOR COMMODITY SUCH AS GOLD, PETRO, ETC KOREA, REPUBLIC OF KR XKEM XKRX S KOREA EXCHANGE EMISSIONS MARKET SEOUL KCM.KRX.CO.KR DECEMBER 2015 ACTIVE DECEMBER 2015 REGISTERED MARKET FOR EMISSIONS. KOREA, REPUBLIC OF KR XKFB XKFB O KOREA FREEBOARD MARKET SEOUL WWW.KSDA.OR.KR/ENGLISH/INVEST/OTC_OVERVIEW.CFM AUGUST 2010 ACTIVE AUGUST 2010 FREEBOARD IS A NEW MARKET FOR COMPANIES LISTED, NEITHER ON THE STOCK MARKET DIVISION NOR ON THE KOSDAQ MARKET DIVISION OF KRX. KOREA, REPUBLIC OF KR XKFE XKRX S KOREA EXCHANGE (FUTURES MARKET) KRX FM SEOUL HTTP://ENG.KRX.CO.KR SEPTEMBER 2013 ACTIVE JULY 2008 KOREA, REPUBLIC OF KR XKON XKRX S KOREA NEW EXCHANGE KONEX SEOUL JANUARY 2016 ACTIVE JUNE 2013 KOREA THIRD OFFICIAL EXCHANGE - LAUNCH DATE: JULY 1ST 2013 KOREA, REPUBLIC OF KR XKOS XKRX S KOREA EXCHANGE (KOSDAQ) KOSDAQ SEOUL HTTP://ENG.KRX.CO.KR SEPTEMBER 2013 ACTIVE NOVEMBER 2006 KOREA, REPUBLIC OF KR XKRX XKRX O KOREA EXCHANGE (STOCK MARKET) KRX SM SEOUL HTTP://ENG.KRX.CO.KR SEPTEMBER 2013 ACTIVE JULY 2008 KUWAIT KW XKUW XKUW O KUWAIT STOCK EXCHANGE KUWAIT WWW.KUWAITSE.COM MARCH 2007 ACTIVE MARCH 2007 KYRGYZSTAN KG XKSE XKSE O KYRGYZ STOCK EXCHANGE KSE BISHKEK WWW.KSE.KG MARCH 2007 ACTIVE MARCH 2007 LAOS LA XLAO XLAO O LAO SECURITIES EXCHANGE LSX LAO WWW.LSX.COM.LA FEBRUARY 2011 ACTIVE FEBRUARY 2011 LATVIA LV FNLV XRIS S FIRST NORTH LATVIA RIGA WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE MARCH 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. LATVIA LV SWLV SWLV O SWEDBANK LATVIA - SYSTEMATIC INTERNALISER RIGA WWW.SWEDBANK.LV DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. LATVIA LV XRIS XRIS O NASDAQ RIGA AS RIGA WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE OCTOBER 2009 LEBANON LB XBEY XBEY O BOURSE DE BEYROUTH - BEIRUT STOCK EXCHANGE BSE BEIRUT WWW.BSE.COM.LB APRIL 2009 ACTIVE APRIL 2009 LIBYAN ARAB JAMAHIRIYA LY XLSM XLSM O LIBYAN STOCK MARKET TRIPOLI WWW.LSM.GOV.LY MAY 2009 ACTIVE MAY 2009 REGISTERED MARKET FOR 7 EQUITIES LIECHTENSTEIN LI XLGT XLGT O LGT BANK AG - SYSTEMATIC INTERNALISER BILV VADUZ WW.LGT.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 SYSTEMATIC INTERNALISER LIECHTENSTEIN LI XLLB XLLB O LIECHTENSTEINISCHE LANDESBANK AG - SYSTEMATIC INTERNALISER VADUZ WWW.LLB.LI DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. LIECHTENSTEIN LI XNOM XNOM O NOMISMA (LIECHTENSTEIN) AG VADUZ HTTP://NIEDERMUELLER.LAW OCTOBER 2020 ACTIVE OCTOBER 2020 BLOCKCHAIN BASED MULTILATERAL TRADING FACILITY (MTF). LIECHTENSTEIN LI XVPB XVPB O VP BANK AG - SYSTEMATIC INTERNALISER VADUZ WWW.VPBANK.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. REGISTERED MARKET FOR FX OTC DERIVATIVES. LITHUANIA LT BAPX BAPX O BALTPOOL VILNIUS WWW.BALTPOOL.LT MARCH 2010 ACTIVE MARCH 2010 BALTPOOL UAB IS THE ELECTRICITY MARKET OPERATOR OF LITHUANIA. LITHUANIA LT FNLT XLIT S FIRST NORTH LITHUANIA VILNIUS WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE OCTOBER 2009 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. LITHUANIA LT GETB GETB O LITHUANIAN NATURAL GAS EXCHANGE GET BALTIC VILNIUS WWW.GETBALTIC.LT NOVEMBER 2014 ACTIVE NOVEMBER 2014 LITHUANIAN NATURAL GAS EXCHANGE FOR PHYSICAL DELIVERY PRODUCTS TRADING. LITHUANIA LT SEBL SEBL O SEB LITHUANIA - SYSTEMATIC INTERNALISER VILNIUS WWW.SEB.LT OCTOBER 2019 ACTIVE OCTOBER 2019 SYSTEMATIC INTERNALISER. LITHUANIA LT SWLT SWLT O SWEDBANK LITHUANIA - SYSTEMATIC INTERNALISER VILNIUS WWW.SWEDBANK.LT DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. LITHUANIA LT XLIT XLIT O AB NASDAQ VILNIUS VILNIUS WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE OCTOBER 2009 LUXEMBOURG LU BCEE BCEE O BANQUE ET CAISSE D'EPARGNE DE L'ETAT, LUXEMBOURG - BCEE - SYSTEMATIC INTERNALISER BCEE LUXEMBOURG WWW.BCEE.LU JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. MIC FOR SI ACTIVITY. LUXEMBOURG LU BGLU BGLU O BGL BNP PARIBAS - SYSTEMATIC INTERNALISER BGL LUXEMBOURG WWW.BGL.LU MAY 2021 ACTIVE MAY 2021 SYSTEMATIC INTERNALISER. LUXEMBOURG LU BILU BILU O BANQUE INTERNATIONALE A LUXEMBOURG S.A. - SYSTEMATIC INTERNALISER BIL LUXEMBOURG WWW.BIL.COM MAY 2019 ACTIVE MAY 2019 SYSTEMATIC INTERNALISER. LUXEMBOURG LU BLUX BLUX O BANQUE DE LUXEMBOURG - SYSTEMATIC INTERNALISER LUXEMBOURG WWW.BANQUEDELUXEMBOURG.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. LUXEMBOURG LU CCLX CCLX O FINESTI S.A. CCLUX LUXEMBOURG WWW.CCLUX.LU APRIL 2009 ACTIVE APRIL 2009 CENTRALE DE COMMUNICATIONS LUXEMBOURG S.A. (CCLUX) CHANGED ITS NAME TO FINESTI S.A. LUXEMBOURG LU DBLX DBLX O DEUTSCHE BANK LUXEMBOURG S.A. LUXEMBOURG WWW.DB.COM/LUXEMBOURG JANUARY 2019 ACTIVE JANUARY 2019 LUXEMBOURG LU DHLX DHLX O DEUTSCHE HOLDINGS (LUXEMBOURG) S.A R.L. LUXEMBOURG WWW.DB.COM JANUARY 2019 ACTIVE JANUARY 2019 LUXEMBOURG LU EMTF XLUX S EURO MTF LUXEMBOURG WWW.BOURSE.LU JUNE 2005 ACTIVE JUNE 2005 LUXEMBOURG LU KBLC KBLL S KBL EURO COMMERCIAL PAPERS LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 LUXEMBOURG LU KBLL KBLL O KBL EUROPEAN PRIVATE BANKERS S.A. KBLL LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 LUXEMBOURG LU KBLS KBLL S KBL STRUCTURED PRODUCTS LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 LUXEMBOURG LU KBLT KBLL S KBL FX TREASURY DERIVATIVES LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 LUXEMBOURG LU RBCB RBCB O RBC INVESTOR SERVICES BANK S.A. ESCH-SUR-ALZETTE WWW.RBCITS.COM JULY 2017 ACTIVE JULY 2017 LUXEMBOURG LU RBSI RBCB S RBC INVESTOR SERVICES BANK S.A. - SYSTEMATIC INTERNALISER ESCH-SUR-ALZETTE WWW.RBCITS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. LUXEMBOURG LU XLUX XLUX O LUXEMBOURG STOCK EXCHANGE LUXEMBOURG WWW.BOURSE.LU JUNE 2005 ACTIVE JUNE 2005 LUXEMBOURG LU XVES XVES O VESTIMA LUXEMBOURG WWW.CLEARSTREAM.COM DECEMBER 2014 ACTIVE JUNE 2005 MACEDONIA MK XMAE XMAE O MACEDONIAN STOCK EXCHANGE SKOPJE WWW.MSE.ORG.MK JUNE 2005 ACTIVE JUNE 2005 MADAGASCAR MG XMDG XMDG O MARCHE INTERBANCAIRE DES DEVISES M.I.D. ANTANANARIVO JUNE 2005 ACTIVE JUNE 2005 MALAWI MW XMSW XMSW O MALAWI STOCK EXCHANGE BLANTYRE WWW.MSE.CO.MW JUNE 2005 ACTIVE JUNE 2005 MALAYSIA MY MESQ XKLS S ACE MARKET KUALA LUMPUR WWW.BURSAMALAYSIA.COM MAY 2010 ACTIVE MAY 2010 THE MESDAQ IS DESIGNED FOR HIGH-GROWTH COMPANIES AND TECHNOLOGY INTENSIVE INDUSTRIES. MALAYSIA MY XKLS XKLS O BURSA MALAYSIA KUALA LUMPUR WWW.BURSAMALAYSIA.COM JUNE 2005 ACTIVE JUNE 2005 MALAYSIA MY XLFX XLFX O LABUAN INTERNATIONAL FINANCIAL EXCHANGE LFX LABUAN LFXSYS.LFX.COM.MY JUNE 2005 ACTIVE JUNE 2005 MALAYSIA MY XRBM XRBM O RINGGIT BOND MARKET RBM KUALA LUMPUR WWW.BONDINFO.BNM.GOV.MY MAY 2010 ACTIVE MAY 2010 MALDIVES MV MALX MALX O MALDIVES STOCK EXCHANGE MALE WWW.MSE.COM.MV AUGUST 2011 ACTIVE AUGUST 2011 REGISTERED MARKET FOR EQUITIES. MALTA MT COMG COMG O COMMERG LTD. SLIEMA WWW.COMMERG.COM MARCH 2018 ACTIVE MARCH 2018 ELECTRONIC TRADING PLATFORM FOR ENERGY TRACKING CERTIFICATES. MALTA MT IFSM XMAL S INSTITUTIONAL FINANCIAL SECURITIES MARKET IFSM VALLETTA WWW.BORZAMALTA.COM.MT NOVEMBER 2017 ACTIVE NOVEMBER 2017 PROFESSIONAL INVESTOR MARKET FOR ASSET BACKED SECURITIES, BONDS, DERIVATIVES AND SECURITISED PRODUCTS MALTA MT PROS XMAL S PROSPECTS VALLETTA WWW.SMEPROSPECTS.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 MTF MALTA MT XMAL XMAL O MALTA STOCK EXCHANGE MSE VALLETTA WWW.BORZAMALTA.COM.MT MAY 2016 ACTIVE JUNE 2005 MAURITIUS MU AFEX AFEX O AFRINEX LIMITED CYBERCITY, EBENE WWW.AFRINEXEXCHANGE.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 MAURITIUS MU GBOT GBOT O BOURSE AFRICA LIMITED BAFR EBENE WWW.BOURSEAFRICA.COM DECEMBER 2013 ACTIVE OCTOBER 2010 MULTI-ASSET CLASS EXCHANGE PROVIDING AN ELECTRONIC PLATFORM FOR TRADING ON COMMODITY DERIVATIVES, CURRENCY DERIVATIVES, EQUITY, EQUITY DERIVATIVES AND BONDS. MAURITIUS MU XAFX XAFX O AFRICAN STOCK EXCHANGE EBENE CITY WWW.BHUMISHQ.COM AUGUST 2014 ACTIVE AUGUST 2014 ELECTRONIC TRADING PLATFORM FOR EQUITIES AND BONDS MARKET MAURITIUS MU XMAU XMAU O STOCK EXCHANGE OF MAURITIUS LTD PORT LOUIS WWW.STOCKEXCHANGEOFMAURITIUS.COM JUNE 2005 ACTIVE JUNE 2005 MEXICO MX BIVA BIVA O BOLSA INSTITUCIONAL DE VALORES BIVA MEXICO WWW.BIVA.MX SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 STOCK EXCHANGE.LIVE IN Q1 2018. MEXICO MX CGMX CGMX O CITI MEXICO RPI (RETAIL PRICE IMPROVEMENT) MEXICO WWW.CITIGROUP.COM DECEMBER 2014 ACTIVE APRIL 2012 MEXICO MX XEMD XEMD O MERCADO MEXICANO DE DERIVADOS MEXDER MEXICO WWW.MEXDER.COM.MX JUNE 2005 ACTIVE JUNE 2005 MEXICO MX XMEX XMEX O BOLSA MEXICANA DE VALORES (MEXICAN STOCK EXCHANGE) MEXICO WWW.BMV.COM.MX JUNE 2005 ACTIVE JUNE 2005 MOLDOVA, REPUBLIC OF MD XMOL XMOL O MOLDOVA STOCK EXCHANGE CHISINAU WWW.MOLDSE.MD JUNE 2005 ACTIVE JUNE 2005 MONGOLIA MN XULA XULA O MONGOLIAN STOCK EXCHANGE ULAAN BAATAR WWW.MSE.MN JUNE 2005 ACTIVE JUNE 2005 MONTENEGRO, REPUBLIC OF ME XMNX XMNX O MONTENEGRO STOCK EXCHANGE MONTENEGRO WWW.MONTENEGROBERZA.COM DECEMBER 2006 ACTIVE DECEMBER 2006 MOROCCO MA XCAS XCAS O CASABLANCA STOCK EXCHANGE CASABLANCA WWW.CASABLANCA-BOURSE.COM JUNE 2005 ACTIVE JUNE 2005 MOZAMBIQUE MZ XBVM XBVM O MOZAMBIQUE STOCK EXCHANGE BVM MAPUTO WWW.BOLSADEVALORES.CO.MZ OCTOBER 2014 ACTIVE OCTOBER 2014 REGISTERED MARKET FOR EQUITIES, BONDS, COMMERCIAL PAPER AND OTHER FINANCIAL INSTRUMENTS. NAMIBIA NA XNAM XNAM O NAMIBIAN STOCK EXCHANGE WINDHOEK WWW.NSX.COM.NA JUNE 2005 ACTIVE JUNE 2005 NEPAL NP XNEP XNEP O NEPAL STOCK EXCHANGE KATHMANDU WWW.NEPALSTOCK.COM JUNE 2005 ACTIVE JUNE 2005 NETHERLANDS, THE NL RR4G RR4G O ROUTE4GAS R4G AMSTERDAM HTTPS://ROUTE4GAS.COM/INFO/ JUNE 2021 ACTIVE JUNE 2021 NEW ZEALAND NZ XNZE XNZE O NEW ZEALAND EXCHANGE LTD NZX WELLINGTON WWW.NZX.COM JUNE 2005 ACTIVE JUNE 2005 NICARAGUA NI XMAN XMAN O BOLSA DE VALORES DE NICARAGUA MANAGUA WWW.BOLSANIC.COM JUNE 2005 ACTIVE JUNE 2005 NIGERIA NG NASX NASX O NASD OTC MARKET NASDOTC LAGOS WWW.NASDNG.COM AUGUST 2015 ACTIVE AUGUST 2015 REGISTERED MARKET FOR ELECTRONIC TRADING OF UNLISTED SECURITIES. NIGERIA NG XNSA XNSA O THE NIGERIAN STOCK EXCHANGE NSE LAGOS WWW.NSE.COM.NG FEBRUARY 2015 ACTIVE JUNE 2005 ELECTRONIC TRADING PLATFORM NORWAY NO CNSI CNSI O CARNEGIE AS - SYSTEMATIC INTERNALISER CAR OSLO WWW.CARNEGIE.SE/EN/NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. NORWAY NO ELEU NORX S NASDAQ COMMODITIES - EUR POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NORWAY NO ELNO NORX S NASDAQ COMMODITIES - NOK POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NORWAY NO ELSE NORX S NASDAQ COMMODITIES - SEK POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NORWAY NO ELUK NORX S NASDAQ COMMODITIES - GBP POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NORWAY NO FISH FISH O FISH POOL ASA BERGEN WWW.FISHPOOL.EU JUNE 2007 ACTIVE JUNE 2007 NORWAY NO FREI NORX S NASDAQ COMMODITIES - FREIGHT COMMODITY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NORWAY NO FSHX FSHX O FISHEX TROMSO WWW.FISHEX.NO SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 NORWAY NO MERD XOSL S MERKUR MARKET - DARK POOL OSLO WWW.OSLOBORS.NO AUGUST 2015 ACTIVE AUGUST 2015 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS - DARK POOL NORWAY NO MERK XOSL S EURONEXT GROWTH - OSLO OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE AUGUST 2015 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS NORWAY NO NEXO NEXO O NOREXECO ASA NOREXECO KONGSVINGER WWW.NOREXECO.COM NOVEMBER 2016 ACTIVE JANUARY 2014 FINANCIAL DERIVATIVES, CASH SETTLED FUTURES CONTRACTS. ELECTRONIC TRADING QND CLEARING NORWAY NO NIBR XOSL S NORWEGIAN INTER BANK OFFERED RATE NIBOR OSLO WWW.OSLOBORS.NO JULY 2013 ACTIVE JULY 2013 OFFICIAL PLATFORM FOR SUBMISSION OF NIBOR BASIS RATES AND DISTRIBUTION OF NIBOR FIXING RATES NORWAY NO NOPS NOPS O NORD POOL SPOT AS TRONDHEIM WWW.NORDPOOLSPOT.COM JUNE 2011 ACTIVE JUNE 2011 NORD POOL SPOT AS ENERGY EXCHANGE FOR NORDIC PHYSICAL MARKETS.

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS NORWAY NO NORX NORX O NASDAQ OSLO ASA OSLO WWW.NASDAQ.COM/SOLUTIONS/EUROPEAN-COMMODITIES SEPTEMBER 2021 MODIFIED MAY 2011 NORWAY NO NOSC NOSC O NOS CLEARING ASA NOS OSLO WWW.NOSCLEARING.COM DECEMBER 2013 ACTIVE DECEMBER 2013 CENTRAL COUNTER PARTY CLEARING HOUSE (CCP) FOR COMMODITY DERIVATIVES NORWAY NO NOTC NOTC O NORWEGIAN OVER THE COUNTER MARKET NOTC OSLO WWW.NFMF.NO JUNE 2005 ACTIVE JUNE 2005 NORWAY NO OAPA OAPA O OSLO BORS - APA OSLO WWW.OSLOBORS.NO JANUARY 2018 ACTIVE JANUARY 2018 APPROVED PUBLICATION ARRANGEMENT OPERATED BY OSLO BORS. NORWAY NO OSLC OSLC O SIX X-CLEAR AG OSLO WWW.SIX-SECURITIES-SERVICES.COM JUNE 2015 ACTIVE NOVEMBER 2013 SECURITIES LENDING, TRADE REGISTRATIONS AND FINANCIAL SETTLEMENT FOR DERIVATIVES. AS OF 1 MAY 2015 OSLO CLEARING ASA IS LEGALLY INTEGRATED INTO SIX X-CLEAR LTD. NORWAY NO SB1M SB1M O SPAREBANK 1 MARKETS - SYSTEMATIC INTERNALISER SB1M OSLO WWW.SB1MARKETS.NO DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. NORWAY NO SPTR SPTR O SPAREBANK 1 SMN - SYSTEMATIC INTERNALISER TRONDHEIM WWW.SMN.NO FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. NORWAY NO XABG XABG O ABG SUNDAL COLLIER ASA - SYSTEMATIC INTERNALISER ABG OSLO WWW.ABGSC.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. NORWAY NO XDNB XDNB O DNB BANK ASA - SYSTEMATIC INTERNALISER OSLO WWW.DNB.NO SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. NORWAY NO XIMA XIMA O INTERNATIONAL MARTIME EXCHANGE IMAREX OSLO WWW.IMAREX.COM JUNE 2006 ACTIVE JUNE 2006 NORWAY NO XOAA XOSL S OSLO BORS ASA - OSLO AXESS LIT X AUCTIONS OSLO WWW.OSLOBORS.NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 LISTED INSTRUMENTS. NORWAY NO XOAD XOSL S OSLO AXESS NORTH SEA - DARK POOL OSLO WWW.OSLOBORS.NO APRIL 2015 ACTIVE APRIL 2015 DARK POOL. NORWAY NO XOAM XOSL S NORDIC ALTERNATIVE BOND MARKET ABM OSLO WWW.OSLOBORS.NO DECEMBER 2014 ACTIVE NOVEMBER 2007 NORDIC MARKETPLACE FOR LISTING OF BONDS NORWAY NO XOAS XOSL S EURONEXT EXPAND OSLO OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE FEBRUARY 2007 NORWAY NO XOBD XOSL S OSLO BORS - DERIVATIVES MARKET OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE FEBRUARY 2020 NORWAY NO XOSA XOSL S OSLO BORS - LIT X AUCTIONS OSLO WWW.OSLOBORS.NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 NORWAY NO XOSC XOSL S OSLO CONNECT OSLO WWW.OSLOBORS.NO MAY 2013 ACTIVE MAY 2013 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS NORWAY NO XOSD XOSL S OSLO BORS NORTH SEA - DARK POOL OSLO WWW.OSLOBORS.NO APRIL 2015 ACTIVE APRIL 2015 DARK POOL. NORWAY NO XOSL XOSL O OSLO BORS OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE JUNE 2005 OMAN OM XMUS XMUS O MUSCAT SECURITIES MARKET MSM MUSCAT WWW.MSM.GOV.OM JUNE 2005 ACTIVE JUNE 2005 PAKISTAN PK NCEL NCEL O PAKISTAN MERCANTILE EXCHANGE PMEX KARACHI WWW.PMEX.COM.PK AUGUST 2013 ACTIVE APRIL 2009 REGISTERED FOR LISTED DERIVATIVES (OPTIONS AND FUTURES) TRADING - FORMERLY NATIONAL COMMODITY EXCHANGE LIMITED. PAKISTAN PK XKAR XKAR O THE PAKISTAN STOCK EXCHANGE LIMITED PSX KARACHI WWW.PSX.COM.PK APRIL 2016 ACTIVE JUNE 2005 MERGER OF THE THREE STOCK EXCHANGES IN PAKISTAN. PSX SUCCESSFULLY STARTED TO OPERATE FROM JANUARY 11, 2016, ONWARDS. PALESTINIAN TERRITORY, OCCUPIED PS XPAE XPAE O PALESTINE SECURITIES EXCHANGE PSE NABLUS WWW.PEX.PS NOVEMBER 2013 ACTIVE JUNE 2011 PANAMA PA XPTY XPTY O BOLSA DE VALORES DE PANAMA, S.A. BVP PANAMA WWW.PANABOLSA.COM JUNE 2005 ACTIVE JUNE 2005 PAPUA NEW GUINEA PG XPOM XPOM O PNGX MARKETS LIMITED PNGX PORT MORESBY WWW.PNGX.COM.PG AUGUST 2020 ACTIVE JUNE 2005 PARAGUAY PY XVPA XVPA O BOLSA DE VALORES Y PRODUCTOS DE ASUNCION SA BVPASA ASUNCION WWW.BVPASA.COM.PY JUNE 2005 ACTIVE JUNE 2005 PERU PE XLIM XLIM O BOLSA DE VALORES DE LIMA BVL LIMA WWW.BVL.COM.PE JUNE 2005 ACTIVE JUNE 2005 PHILIPPINES PH CLPH CLPH O CLSA PHILIPPINES - DARK MANILA WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. PHILIPPINES PH PDEX PDEX O PHILIPPINE DEALING AND EXCHANGE CORP MAKATI CITY WWW.PDEX.COM.PH MAY 2010 ACTIVE MAY 2010 PDEX PROVIDES A CENTRALIZED INFRASTRUCTURE FOR TRADING SECURITIES. PHILIPPINES PH XPHS XPHS O PHILIPPINE STOCK EXCHANGE, INC. PSE PASIG CITY WWW.PSE.COM.PH JUNE 2005 ACTIVE JUNE 2005 POLAND PL BHWA BHWA O BANK HANDLOWY W WARSZAWIE S.A. - SYSTEMATIC INTERNALISER BHW SI WARSAW WWW.CITIBANK.PL JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. POLAND PL BNPP BNPP O BANK BGZ BNP PARIBAS S.A. - SYSTEMATIC INTERNALISER WARSAW WWW.BGZBNPPARIBAS.PL DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. POLAND PL BOSP XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/BONDSPOT/MTF WARSAW WWW.BONDSPOT.PL AUGUST 2013 ACTIVE JULY 2010 MULTILATERAL TRADING FACILITIES FOR DEBT INSTRUMENTS. POLAND PL BPKO BPKO O PKO BANK POLSKI S.A. - SYSTEMATIC INTERNALISER PKO BP WARSAW WWW.PKOBP.PL JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. POLAND PL CAPL CAPL O CREDIT AGRICOLE BANK POLSKA S.A. - SYSTEMATIC INTERNALISER WROCLAW WWW.CREDIT-AGRICOLE.PL SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. CREDIT AGRICOLE BANK POLSKA S.A. IS GOING TO GET THE STATUS OF SI BY 15 SEPTEMBER 2020. POLAND PL HBPL HBPL O HSBC BANK POLSKA S.A. - SYSTEMATIC INTERNALISER WARSAW WWW.HSBC.PL DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. 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POLAND PL XNCO XWAR S WARSAW STOCK EXCHANGE/ EQUITIES/NEW CONNECT - MTF WARSAW WWW.NEWCONNECT.PL AUGUST 2013 ACTIVE JANUARY 2008 MARKET FINANCING THE GROWTH OF YOUNG COMPANIES WITH A LARGE GROWTH POTENTIAL, ORGANISED AND OPERATED BY THE WSE POLAND PL XWAR XWAR O WARSAW STOCK EXCHANGE/EQUITIES/MAIN MARKET WSE WARSAW WWW.GPW.PL AUGUST 2013 ACTIVE JUNE 2005 PORTUGAL PT ALXL XLIS S EURONEXT GROWTH LISBON LISBON WWW.EURONEXT.COM JUNE 2017 ACTIVE MAY 2011 PORTUGAL PT BFPT BFPT O BANCO FINANTIA S.A. - SYSTEMATIC INTERNALISER LISBON WWW.FINANTIA.PT MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER. PORTUGAL PT ENXL XLIS S EURONEXT ACCESS LISBON LISBOA WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 PORTUGAL PT MBCP MBCP O MILLENNIUM BCP-SYSTEMATIC INTERNALISER MILLENNIUMBCP PORTO HTTPS://IND.MILLENNIUMBCP.PT/PT/PARTICULARES/PAGES/WELCOME.ASPX JUNE 2021 ACTIVE JUNE 2021 SYSTEMATIC INTERNALISER IN FX DERIVATIVES AND STRUCTURED PRODUCTS. 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REPUBLIC OF SEYCHELLES SC TRPX TRPX O MERJ EXCHANGE LIMITED MERJ EDEN ISLAND WWW.MERJ.EXCHANGE JUNE 2019 ACTIVE DECEMBER 2012 SECURITIES EXCHANGE OFFERING A MULTI-ASSET, MULTI-CURRENCY TRADING PLATFORM. OFFER ISSUERS LISTING SERVICES ON THREE BOARDS-MAIN BOARD, SMALL AND MEDIUM ENTERPRISE (SME) BOARD AND VENTURE CAPITAL (VCAP) BOARD. ROMANIA RO BRDE BRDE O BRD - GROUPE SOCIETE GENERALE S.A. BUCHAREST WWW.BRD.RO SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 OPERATING MIC COVERING OTC MARKETS FOR BRD - GROUPE SOCIETE GENERALE S.A. ROMANIA RO BRDL BRDE S BRD - GROUPE SOCIETE GENERALE S.A. - LIQUIDITY PROVIDER BUCHAREST WWW.BRD.RO SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 LIQUIDITY PROVIDER. ROMANIA RO BRDS BRDE S BRD - GROUPE SOCIETE GENERALE S.A. - SYSTEMATIC INTERNALISER BUCHAREST WWW.BRD.RO NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. ROMANIA RO BTRL BTRL O BANCA TRANSILVANIA S.A. 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ROMANIA RO XRAS XBSE S RASDAQ RASDAQ BUCHAREST WWW.BVB.RO JUNE 2005 ACTIVE JUNE 2005 ROMANIA RO XRPM XRPM O ROMANIAN POWER MARKET BUCHAREST WWW.OPCOM.RO APRIL 2009 ACTIVE APRIL 2009 ROMANIAN POWER MARKET OPERATOR (OPCOM). RUSSIA RU MISX MISX O MOSCOW EXCHANGE - ALL MARKETS MOEX MOSCOW WWW.MOEX.COM JULY 2019 ACTIVE JANUARY 2012 EQUITIES, BONDS, CURRENCIES, MONEY MARKET INSTRUMENTS, COMMODITIES AND MOEX BOARD. RUSSIA RU NAMX NAMX O NATIONAL MERCANTILE EXCHANGE NAMEX MOSCOW WWW.NAMEX.ORG MARCH 2011 ACTIVE MARCH 2011 ORGANIZING AND CONDUCTING TRADING OF THE FUTURES CONTRACTS ON THE COMMODITY SESSION. RUSSIA RU RPDX RPDX O MOSCOW ENERGY EXCHANGE MOSENEX MOSCOW WWW.MOSENEX.RU MARCH 2013 ACTIVE MAY 2010 RUSSIAN POWER DERIVATIVES EXCHANGE. RUSSIA RU RTSX MISX S MOSCOW EXCHANGE - DERIVATIVES MARKET MOEX MOSCOW WWW.MOEX.COM NOVEMBER 2018 ACTIVE MARCH 2012 DERIVATIVES MARKET OF MOSCOW EXCHANGE. 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SINGAPORE SG JADX JADX O JOINT ASIAN DERIVATIVES EXCHANGE SINGAPORE WWW.JADEEXCHANGE.COM MAY 2007 ACTIVE MAY 2007 SINGAPORE SG MALM MASG S MARKETAXESS SINGAPORE PTE LIMITED - LIVE MARKETS SINGAPORE WWW.MARKETAXESS.COM DECEMBER 2019 ACTIVE DECEMBER 2019 SINGAPORE SG MASG MASG O MARKETAXESS SINGAPORE PTE LIMITED SINGAPORE WWW.MARKETAXESS.COM JUNE 2017 ACTIVE JUNE 2017 SINGAPORE SG OSSG OSSG O OSL SG EXCHANGES OSLSG SINGAPORE WWW.SG.OSL.COM JUNE 2021 ACTIVE JUNE 2021 ASIA LEADING DIGITAL ASSET PLATFORM - OSL SG EXCHANGES. SINGAPORE SG RTSP RTSP O REFINITIV TRANSACTION SERVICES PTE. LTD RTSPL SINGAPORE WWW.REFINITIV.COM/EN/PRODUCTS/FXALL-ELECTRONIC-TRADING-PLATFORM MAY 2020 ACTIVE MAY 2020 SINGAPORE SG SMEX SMEX O SINGAPORE MERCANTILE EXCHANGE PTE LTD SINGAPORE WWW.SMX.COM.SG DECEMBER 2009 ACTIVE DECEMBER 2009 SMX IS ASIA'S FIRST MULTI-PRODUCT GLOBAL COMMODITY DERIVATIVES EXCHANGE. 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SINGAPORE SG XSCE XSES S SINGAPORE COMMODITY EXCHANGE SICOM SINGAPORE WWW.SGX.COM OCTOBER 2013 ACTIVE JUNE 2005 MERGED WITH SGX IN 2008 SINGAPORE SG XSES XSES O SINGAPORE EXCHANGE SGX SINGAPORE WWW.SGX.COM JUNE 2005 ACTIVE JUNE 2005 SINGAPORE SG XSIM XSES S SINGAPORE EXCHANGE DERIVATIVES CLEARING LIMITED SGX-DT SINGAPORE WWW.SGX.COM JUNE 2005 ACTIVE JUNE 2005 SLOVAKIA SK CBSK CBSK O CESKOSLOVENSKA OBCHODNA BANKA, A.S. - SYSTEMATIC INTERNALISER CSOB SK BRATISLAVA WWW.CSOB.SK MAY 2019 ACTIVE MAY 2019 SYSTEMATIC INTERNALISER. SLOVAKIA SK EBRA XBRA S BRATISLAVA STOCK EXCHANGE - MTF BRATISLAVA WWW.BSSE.SK DECEMBER 2016 ACTIVE DECEMBER 2016 SLOVAKIA SK SPXE SPXE O SPX SPX ZILINA WWW.SPX.SK JUNE 2015 ACTIVE JUNE 2015 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES - SLOVAK AND CZECH POWER AND GAS. SLOVAKIA SK XBRA XBRA O BRATISLAVA STOCK EXCHANGE BSSE BRATISLAVA WWW.BSSE.SK JUNE 2005 ACTIVE JUNE 2005 SLOVENIA SI SKBB SKBB O SKB BANKA D.D. 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SOUTH AFRICA ZA ALTX XJSE S JSE ALTERNATE EXCHANGE ALTX JOHANNESBURG WWW.JSE.CO.ZA/MARKETS/ALTX.ASPX APRIL 2015 ACTIVE AUGUST 2006 SOUTH AFRICA ZA JSEB XJSE S JSE BOND ELECTRONIC TRADING PLATFORM BETP JOHANNESBURG WWW.JSE.CO.ZA OCTOBER 2017 ACTIVE OCTOBER 2017 SOUTH AFRICA ZA JSER XJSE S JSE REPO MARKET JOHANNESBURG WWW.JSE.CO.ZA APRIL 2020 ACTIVE APRIL 2020 SOUTH AFRICA ZA RMMS RMMS O RMB MORGAN STANLEY JOHANNESBURG WWW.RMB.CO.ZA/SOLUTION/EQUITY-SALES-TRADING-AND-RESEARCH DECEMBER 2020 ACTIVE DECEMBER 2020 SOUTH AFRICA ZA RMMX RMMS S RMB MORGAN STANLEY - INVENTORY MANAGER JOHANNESBURG WWW.RMB.CO.ZA/SOLUTION/EQUITY-SALES-TRADING-AND-RESEARCH DECEMBER 2020 ACTIVE DECEMBER 2020 SOUTH AFRICA ZA XBES XJSE S JSE CASH BOND MARKET BESA JOHANNESBURG WWW.JSE.CO.ZA APRIL 2015 ACTIVE MARCH 2011 JSE – FORMER BOND EXCHANGE OF SOUTH AFRICA. SOUTH AFRICA ZA XJSE XJSE O JOHANNESBURG STOCK EXCHANGE JSE JOHANNESBURG WWW.JSE.CO.ZA MARCH 2011 ACTIVE MARCH 2011 SOUTH AFRICA ZA XSAF XJSE S JSE EQUITY DERIVATIVES MARKET SAFEX JOHANNESBURG WWW.SAFEX.CO.ZA APRIL 2015 ACTIVE JUNE 2005 SOUTH AFRICA ZA XSFA XJSE S JSE COMMODITY DERIVATIVES MARKET SAFEX JOHANNESBURG WWW.SAFEX.CO.ZA APRIL 2015 ACTIVE JUNE 2005 SOUTH AFRICA ZA YLDX XJSE S JSE INTEREST RATE DERIVATIVES MARKET JOHANNESBURG WWW.YIELDX.CO.ZA APRIL 2015 ACTIVE JUNE 2005 SOUTH AFRICA ZA ZARX ZARX O ZAR X ZARX JOHANNESBURG WWW.ZARX.CO.ZA APRIL 2018 ACTIVE APRIL 2018 SOUTH AFRICA ZA ZFXM XJSE S JSE CURRENCY DERIVATIVES MARKET FXM JOHANNESBURG WWW.JSE.CO.ZA JUNE 2018 ACTIVE JUNE 2018 SPAIN ES ABAN ABAN O ABANCA MADRID WWW.ABANCA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SPAIN ES AGBP AGBP O A AND G BANCA PRIVADA SAU MADRID WWW.ABANCA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SPAIN ES ALLT ALLT O ALLT - OTF ALLT-OTF MADRID WWW.ALLTRADING.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 ORGANISED TRADING FACILITY. REGISTERED MARKET FOR BONDS. SPAIN ES BBVA BBVA O BANCO BILBAO VIZCAYA ARGENTARIA S.A - SYSTEMATIC INTERNALISER BBVA MADRID WWW.BBVA.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. SPAIN ES BCMA BCMA O BANCA MARCH S.A. - SYSTEMATIC INTERNALISER MARCH PALMA DE MALLORCA WWW.BANCAMARCH.ES OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. SPAIN ES BMCL BMEX S BME CLEARING S.A. MADRID WWW.AIAF.ES OCTOBER 2013 ACTIVE OCTOBER 2013 SPAIN ES BMEA BMEX S BME - APA BME APA MADRID WWW.BOLSASYMERCADOS.ES/REGULATORY-SERVICES/ING/HOME AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA). SPAIN ES BMEX BMEX O BME - BOLSAS Y MERCADOS ESPANOLES BME MADRID WWW.BOLSASYMERCADOS.ES AUGUST 2012 ACTIVE AUGUST 2012 SPAIN ES BSAB BSAB O BANCO DE SABADELL, S.A. - SYSTEMATIC INTERNALISER BSAB SABADELL WWW.BANCSABADELL.COM OCTOBER 2020 ACTIVE OCTOBER 2020 SYSTEMATIC INTERNALISER. SPAIN ES CABK CABK O CAIXABANK - SYSTEMATIC INTERNALISER CABK BARCELONA WWW.CAIXABANK.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. SPAIN ES CAPI CAPI O CAPI - OTF CAPI MADRID WWW.CAPI.ES NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED ORGANISED TRADING FACILITY FOR BONDS AND DERIVATIVES (INTEREST RATES AND FX). SPAIN ES CECA CECA O CECABANK - SYSTEMATIC INTERNALISER MADRID WWW.CECABANK.ES DECEMBER 2020 ACTIVE DECEMBER 2020 SYSTEMATIC INTERNALISER. SPAIN ES CIMA CIMD S CIMD S.V. S.A. - APPROVED PUBLICATION ARRANGEMENT MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ FEBRUARY 2020 ACTIVE FEBRUARY 2020 APPROVED PUBLICATION ARRANGEMENT. SPAIN ES CIMB CIMD S CIMD S.V. S.A. - OTF FOR BONDS MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR BONDS INSTRUMENTS. SPAIN ES CIMD CIMD O CIMD S.V. S.A. - OTF MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. SPAIN ES CIME CIMD S CIMD S.V. S.A. - OTF FOR ENERGY DERIVATIVES MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR ENERGY DERIVATIVES INSTRUMENTS. SPAIN ES CIMV CIMD S CIMD S.V. S.A. - OTF FOR DERIVATIVES MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR DERIVATIVES INSTRUMENTS. SPAIN ES CMAP CAPI S CAPI - APPROVED PUBLICATION ARRANGEMENT APA CAPI OTF MADRID WWW.CAPI.ES MAY 2020 ACTIVE MAY 2020 CM CAPITAL MARKETS BROKERAGE, SOCIEDAD DE VALORES, S.A. APPROVED PUBLICATION ARRANGEMENT (APA).

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS SPAIN ES CSMD CSMD O CREDIT SUISSE SECURITIES SOCIEDAD DE VALORES, S.A. CSSSV MADRID WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SPAIN ES DOWE DOWM S DOWGATE EURO GOVERNMENT BONDS MADRID WWW.KSCM.ES SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 SPAIN ES DOWM DOWM O DOWGATE - MTF (MADRID) MADRID WWW.KSCM.ES AUGUST 2019 ACTIVE AUGUST 2019 MULTILATERAL TRADING FACILITY. SPAIN ES GROW BMEX S BME GROWTH MARKET MADRID WWW.BMEGROWTH.ES AUGUST 2020 ACTIVE AUGUST 2020 SPAIN ES IBER IBER O IBERCAJA BANCO SA IBERCAJA ZARAGOZA WWW.IBERCAJA.ES JUNE 2019 ACTIVE JUNE 2019 REGISTER MARKET FOR BONDS. SPAIN ES IBGH IBGH O IBERIAN GAS HUB IBGH BILBAO WWW.IBERIANGASHUB.COM APRIL 2015 ACTIVE APRIL 2015 TRADING PLATFORM FOR THE IBERIAN GAS MARKET. SPAIN ES MABX BMEX S BME MTF EQUITY (IIC AND ECR SEGMENTS) MAB MADRID WWW.BMEGROWTH.ES DECEMBER 2020 ACTIVE JULY 2007 SPAIN ES MARF BMEX S MERCADO ALTERNATIVO DE RENTA FIJA MARF MADRID WWW.AIAF.ES JULY 2013 ACTIVE JULY 2013 ALTERNATIVE FIXED INCOME MARKET FOR SMALL AND MEDIUM ENTERPRISES ISSUES SPAIN ES MDRV MIBG S MIBGAS - DERIVATIVES MIBGAS MADRID WWW.MIBGASDERIVATIVES.ES NOVEMBER 2017 ACTIVE NOVEMBER 2017 ENERGY EXCHANGE (IBERIAN GAS MARKET). SPAIN ES MERF BMEX S MERCADO ELECTRONICO DE RENTA FIJA MERF MADRID WWW.BMERF.ES OCTOBER 2013 ACTIVE AUGUST 2012 REGISTERED MARKET FOR BONDS ELECTRONIC TRADING PLATFORM. SPAIN ES MIBG MIBG O MERCADO ORGANIZADO DEL GAS MIBGAS MADRID WWW.MERCADOSGAS.OMIE.ES JULY 2015 ACTIVE JULY 2015 REGULATED MARKET OPERATOR FOR THE ORGANISED GAS MARKET IN SPAIN. SPAIN ES OMEL OMEL O OMI POLO ESPANOL S.A. (OMIE) OMIE MADRID WWW.OMIE.ES NOVEMBER 2014 ACTIVE MAY 2007 OMIE IS LEGAL SUCCESSOR OF OMEL AS MARKET OPERATOR BY WAY OF UNIVERSAL LEGAL SUCCESSION SPAIN ES PAVE PAVE O ALTERNATIVE PLATFORM FOR SPANISH SECURITIES PAVE BARCELONA WWW.PAVEPLATFORM.COM MARCH 2012 ACTIVE MARCH 2012 SPAIN ES POSE POSE O PORTFOLIO STOCK EXCHANGE MADRID WWW.PORTFOLIO.EXCHANGE SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 MULTILATERAL TRADING FACILITY. SPAIN ES SANT SANT O BANCO SANTANDER S.A. - SYSTEMATIC INTERNALISER SANT SANTANDER WWW.SANTANDER.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. SPAIN ES SBAR BMEX S BOLSA DE BARCELONA RENTA FIJA BARCELONA WWW.BOLSASYMERCADOS.ES FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FIXED INCOME BOLSA DE BARCELONA SPAIN ES SBIL BMEX S BOLSA DE BILBAO RENTA FIJA BILBAO WWW.BOLSASYMERCADOS.ES FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FIXED INCOME BOLSA DE BILBAO. SPAIN ES SEND BMEX S SEND - SISTEMA ELECTRONICO DE NEGOCIACION DE DEUDA SEND MADRID WWW.AIAF.ES OCTOBER 2013 ACTIVE JUNE 2010 SEND IS AN ELECTRONIC TRADING PLATFORM, DEVELOPED BY AIAF MERCADO DE RENTA FIJA, DESIGNED FOR THE TRADING OF RETAIL DISTRIBUTED FIXED INCOME SECURITIES LISTED IN THIS MARKET. SPAIN ES SIMD CSMD S CREDIT SUISSE EU - SYSTEMATIC INTERNALISER MADRID WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. SPAIN ES TEUR TEUR O TRADITION ESPANA OTF MADRID WWW.TRADITION.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 ORGANISED TRADING FACILITY. SPAIN ES TOMG TPES S TULLETT PREBON EUROPE - OTF - MADRID - GOVERNMENT BONDS - EXCLUDING GILTS MADRID WWW.TPICAP.COM MAY 2018 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. SPAIN ES TPES TPES O TULLETT PREBON EUROPE - OTF - MADRID MADRID WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. SPAIN ES XBAR BMEX S BOLSA DE BARCELONA BARCELONA WWW.BORSABCN.ES JUNE 2011 ACTIVE JUNE 2011 SPAIN ES XBIL BMEX S BOLSA DE VALORES DE BILBAO BILBAO WWW.BOLSABILBAO.ES JUNE 2005 ACTIVE JUNE 2005 SPAIN ES XDPA XDPA O CADE - MERCADO DE DEUDA PUBLICA ANOTADA MADRID JUNE 2005 ACTIVE JUNE 2005 SPAIN ES XDRF BMEX S AIAF - MERCADO DE RENTA FIJA MADRID WWW.AIAF.ES JUNE 2005 ACTIVE JUNE 2005 SPAIN ES XLAT BMEX S LATIBEX MADRID WWW.LATIBEX.COM JUNE 2005 ACTIVE JUNE 2005 SPAIN ES XMAD BMEX S BOLSA DE MADRID MADRID WWW.BOLSAMADRID.ES JUNE 2005 ACTIVE JUNE 2005 SPAIN ES XMFX BMEX S MEFF FX FINANCIAL DERIVATIVES MADRID WWW.MEFF.ES APRIL 2019 ACTIVE APRIL 2019 DERIVATIVES IN CURRENCIES. SPAIN ES XMPW BMEX S MEFF POWER DERIVATIVES MEPD MADRID WWW.MEFF.COM JUNE 2014 ACTIVE JUNE 2014 MEFF SEGMENT FOR THE TRADING OF POWER DERIVATIVES SPAIN ES XMRV BMEX S MEFF FINANCIAL DERIVATIVES MEFF MADRID WWW.MEFF.COM JUNE 2014 ACTIVE JUNE 2005 SPAIN ES XNAF XNAF O SISTEMA ESPANOL DE NEGOCIACION DE ACTIVOS FINANCIEROS SENAF MADRID WWW.SENAF.NET JUNE 2007 ACTIVE JUNE 2007 SPAIN ES XVAL BMEX S BOLSA DE VALENCIA VALENCIA WWW.BOLSAVALENCIA.ES JUNE 2005 ACTIVE JUNE 2005 SRI LANKA LK XCOL XCOL O COLOMBO STOCK EXCHANGE COLOMBO WWW.CSE.LK JUNE 2005 ACTIVE JUNE 2005 SUDAN SD XKHA XKHA O KHARTOUM STOCK EXCHANGE KSE KHARTOUM WWW.KSE.COM.SD JUNE 2005 ACTIVE JUNE 2005 SWAZILAND SZ XSWA XSWA O SWAZILAND STOCK EXCHANGE SSX MBABANE WWW.SSX.ORG.SZ JUNE 2005 ACTIVE JUNE 2005 SWEDEN SE CASI CASI O CARNEGIE INVESTMENT BANK AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.CARNEGIE.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. SWEDEN SE CRYD CRYD O CRYEX - FX AND DIGITAL CURRENCIES STOCKHOLM WWW.CRYEX.COM JUNE 2015 ACTIVE JUNE 2015 SWEDEN SE CRYX CRYX O CRYEX STOCKHOLM WWW.CRYEX.COM JUNE 2015 ACTIVE JUNE 2015 SWEDEN SE CSTO XSTO S NASDAQ CLEARING AB STOCKHOLM WWW.NASDAQOMX.COM/EUROPEANCLEARING DECEMBER 2015 ACTIVE NOVEMBER 2014 CLEARING HOUSE FOR EQUITY, FIXED INCOME AND COMMODITIES DERIVATIVES SWEDEN SE DKED XSTO S NASDAQ STOCKHOLM AB - DANISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE DKFI XSTO S NASDAQ STOCKHOLM AB - DANISH FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE DNSE XSTO S FIRST NORTH SWEDEN - NORDIC@MID STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH SWEDEN SWEDEN SE DOSE XSTO S FIRST NORTH SWEDEN - NORWAY NORDIC@MID STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH MARCH 2018 ACTIVE MARCH 2018 SWEDEN SE DSTO XSTO S NASDAQ STOCKHOLM AB - NORDIC@MID STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XSTO SWEDEN SE EBON XSTO S NASDAQ STOCKHOLM AB - EUR FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE ESTO XSTO S NASDAQ STOCKHOLM AB – NORWAY ETF STOCKHOLM NASDAQOMXNORDIC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 ELECTRONIC TRADING FACILITY (ETF). SWEDEN SE EUWB XSTO S NASDAQ STOCKHOLM AB - EUR WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE FIED XSTO S NASDAQ STOCKHOLM AB - FINNISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE FNSE XSTO S FIRST NORTH SWEDEN STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH NOVEMBER 2015 ACTIVE JANUARY 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. SWEDEN SE GBWB XSTO S NASDAQ STOCKHOLM AB – GBP WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SWEDEN SE GFKS GFKS O GARANTUM FONDKOMMISSION AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.GARANTUM.SE FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. SWEDEN SE MNSE XSTO S FIRST NORTH SWEDEN – AUCTION ON DEMAND STOCKHOLM WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 SWEDEN SE MOSE XSTO S FIRST NORTH SWEDEN - NORWAY AUCTION ON DEMAND STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH MARCH 2018 ACTIVE MARCH 2018 SWEDEN SE MSTO XSTO S NASDAQ STOCKHOLM AB – AUCTION ON DEMAND STOCKHOLM WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 SWEDEN SE NAPA NAPA O NASDAQ STOCKHOLM AB - APA SERVICE STOCKHOLM WWW.NASDAQOMXNORDIC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 APPROVED PUBLICATION ARRANGEMENT (APA). SWEDEN SE NMTF XNGM S NORDIC MTF STOCKHOLM WWW.NORDICMTF.SE NOVEMBER 2007 ACTIVE NOVEMBER 2007 SWEDEN SE NOED XSTO S NASDAQ STOCKHOLM AB - NORWEGIAN EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE NOFI XSTO S NASDAQ STOCKHOLM AB - NORWEGIAN FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE NSME XNGM S NORDIC SME NGM STOCKHOLM WWW.NGM.SE JULY 2019 ACTIVE JULY 2019 SWEDEN SE ONSE XSTO S FIRST NORTH SWEDEN - NORWAY STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SWEDEN SE PEPH PEPW S PEPINS - MTF - HALF-YEAR NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - HALF-YEAR TRADING SCHEDULE. SWEDEN SE PEPM PEPW S PEPINS - MTF - MONTH NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - MONTHLY TRADING SCHEDULE. SWEDEN SE PEPQ PEPW S PEPINS - MTF - QUARTER NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - QUARTERLY TRADING SCHEDULE. SWEDEN SE PEPW PEPW O PEPINS - MTF NACKA WWW.PEPINS.COM JULY 2020 ACTIVE JULY 2020 MULTILATERAL TRADING FACILITY. SWEDEN SE PEPY PEPW S PEPINS - MTF - YEAR NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - YEARLY TRADING SCHEDULE. SWEDEN SE PNED XSTO S NASDAQ STOCKHOLM AB - PAN-NORDIC EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE SEBS SEBS O SEB - SYSTEMATIC INTERNALISER SEB STOCKHOLM WWW.SEB.SE DECEMBER 2017 ACTIVE JUNE 2017 SEB SYSTEMATIC INTERNALISER. SWEDEN SE SEED XSTO S NASDAQ STOCKHOLM AB - SWEDISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE SSME XSTO S FIRST NORTH SWEDEN - SME GROWTH MARKET STOCKHOLM NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SWEDEN SE SVES SVEX S SVENSKA HANDELSBANKEN AB - SYSTEMATIC INTERNALISER SVEX STOCKHOLM WWW.HANDELSBANKEN.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. SWEDEN SE SVEX SVEX O SVENSKA HANDELSBANKEN AB - SVEX SVEX STOCKHOLM WWW.HANDELSBANKEN.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SWEDEN SE SWBI SWBI O SWEDBANK - SYSTEMATIC INTERNALISER STOCKHOLM WWW.SWEDBANK.SE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. SWEDEN SE USWB XSTO S NASDAQ STOCKHOLM AB - USD WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SWEDEN SE XABC XABC O ABG SUNDAL COLLIER AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.ABGSC.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. SWEDEN SE XNGM XNGM O NORDIC GROWTH MARKET NGM STOCKHOLM WWW.NGM.SE APRIL 2012 ACTIVE APRIL 2012 REINSTATED. CONFIRMED BY EXCHANGE. SWEDEN SE XOPV XSTO S OTC PUBLICATION VENUE STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2014 ACTIVE NOVEMBER 2007 SWEDEN SE XSAT XSAT O SPOTLIGHT STOCK MARKET STOCKHOLM WWW.SPOTLIGHTSTOCKMARKET.COM AUGUST 2018 ACTIVE JUNE 2007 SWEDEN SE XSTO XSTO O NASDAQ STOCKHOLM AB STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE JULY 2010 SWITZERLAND CH CBOE CBOE O CBOE FX NDFS ZURICH HTTPS://FX.CBOE.COM/ JANUARY 2020 ACTIVE JANUARY 2020 SWITZERLAND CH CCMS CCMS O CONTINENTAL CAPITAL MARKETS S.A. NYON WWW.CONTICAP.COM MARCH 2018 ACTIVE MARCH 2018 SWITZERLAND CH CSAG CSAG O CREDIT SUISSE AG CSA ZURICH WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE MAY 2018 SWITZERLAND CH CSOT CSAG S CREDIT SUISSE AG - OHS CSA OHS ZURICH WWW.CREDIT-SUISSE.COM AUGUST 2018 ACTIVE AUGUST 2018 BILATERAL ORGANISED TRADING SYSTEM. SWITZERLAND CH CSZH CSZH O CREDIT SUISSE (CH) CSZ ZURICH WWW.CREDIT-SUISSE.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 BILATERAL ORGANISED TRADING FACILITY. SWITZERLAND CH DOTS DOTS O SWISS DOTS BY CATS DOTS ZURICH WWW.BS-CATS.COM FEBRUARY 2015 ACTIVE OCTOBER 2013 OTC DERIVATIVES AVAILABLE TO THE SWISS MARKET USING THE CATS PLATFORM IN ASSOCIATION WITH SWISSQUOTE BANK. THE OWNER OF CATS HAS CHANGED FROM CITIGROUP TO BOERSE STUTTGART. SWITZERLAND CH EBSC EBSS S EBS MARKET- CLOB - FOR THE TRADING OF SPOT FX, PRECIOUS METALS AND OTHER FX PRODUCTS ZURICH WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 CENTRAL LIMIT ORDER BOOK. SWITZERLAND CH EBSS EBSS O EBS SERVICE COMPANY LIMITED - ALL MARKETS ZURICH WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 SWITZERLAND CH KMUX ZKBX S ZURCHER KANTONALBANK - EKMU-X ZURICH WWW.ZKB.CH/EKMUX FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FOR SWISS EQUITIES (OTC). SWITZERLAND CH OTXB OTXB O BERNER KANTONALBANK OTC-X OTC-X BERNE WWW.OTC-X.CH DECEMBER 2017 ACTIVE DECEMBER 2017 SWITZERLAND CH ROSR ROSR O SIX REPO AG SIX ZURICH WWW.SIX-REPO.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SWISS INTERBANK REPO MARKET OPERATED BY SIX REPO AG. SWITZERLAND CH S3FM S3FM O SOCIETY3 FUNDERSMART S3FM LUZERN HTTP://SOCIETY3.COM JANUARY 2017 ACTIVE JANUARY 2017 NON REGULATED, US SEC AND SWISS FINMA COMPLIANT AND BANKING LICENSE EXEMPT EQUITY FUNDRAISING AND TRADING PLATFORM. SWITZERLAND CH STOX STOX O STOXX LIMITED ZURICH WWW.STOXX.COM MARCH 2013 ACTIVE AUGUST 2012 SWITZERLAND CH UBSC UBSG S UBS PIN-FX ZURICH WWW.UBS.COM SEPTEMBER 2013 ACTIVE JULY 2013 UBS FX PRICE IMPROVEMENT NETWORK SWITZERLAND CH UBSF UBSG S UBS FX ZURICH WWW.UBS.COM SEPTEMBER 2013 ACTIVE JULY 2013 UBS E-FX EXECUTION VENUE SWITZERLAND CH UBSG UBSG O UBS TRADING ZURICH WWW.UBS.COM AUGUST 2013 ACTIVE AUGUST 2013 UBS TRADING PLATFORMS SWITZERLAND CH VLEX VLEX O VONTOBEL LIQUIDITY EXTENDER VLEX ZURICH WWW.VONTOBEL.COM JULY 2017 ACTIVE MARCH 2016 INTERNAL MARKET. SWITZERLAND CH XBRN XBRN O BX SWISS AG BERN WWW.BXSWISS.COM, WWW.BERNE-X.COM AUGUST 2014 ACTIVE JUNE 2005 BX WORLDCAPS, BX LOCAL SHARES SWITZERLAND CH XBTR XSWX S SIX SWISS BILATERAL TRADING PLATFORM FOR STRUCTURED OTC PRODUCTS SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE MARCH 2013 WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML SWITZERLAND CH XDLP XSWX S SIX SWISS EXCHANGE - DEAL POOL - BOOK BUILDING AND ANNOUNCEMENT PLATFORM SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE DECEMBER 2020 WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML SWITZERLAND CH XQMH XSWX S SIX SWISS EXCHANGE – STRUCTURED PRODUCTS SIX ZURICH WWW.SIX-STRUCTURED-PRODUCTS.COM DECEMBER 2020 ACTIVE OCTOBER 2007 WARRANTS AND STRUCTURED PRODUCTS SEGMENT. WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML SWITZERLAND CH XQOD XSWX S SIX SWISS EXCHANGE - ETF QOD SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE JULY 2020 WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML SWITZERLAND CH XREP ROSR S SIX REPO AG - CH REPO MARKET SIX ZURICH WWW.SIX-REPO.COM DECEMBER 2017 ACTIVE DECEMBER 2017 CH REPO MARKET OPERATED BY SIX REPO AG. SWITZERLAND CH XROT ROSR S SIX REPO AG - OTC SPOT MARKET SIX ZURICH WWW.SIX-REPO.COM DECEMBER 2017 ACTIVE DECEMBER 2017 OTC SPOT MARKET. SWITZERLAND CH XSCU STOX S STOXX LIMITED - CUSTOMIZED INDICES ZURICH WWW.STOXX.COM MARCH 2011 ACTIVE MARCH 2011 SWITZERLAND CH XSDX XSWX S SIX DIGITAL EXCHANGE SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE JUNE 2019 REGULATED PLATFORM TO ISSUE AND TRADE DIGITAL ASSETS. WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML SWITZERLAND CH XSEB XSWX S SIX SWISS EXCHANGE - EBBO BOOK SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE NOVEMBER 2018 EBBO EQUITY ORDER BOOK. WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML SWITZERLAND CH XSTV STOX S STOXX LIMITED - VOLATILITY INDICES ZURICH WWW.STOXX.COM MARCH 2011 ACTIVE MARCH 2011 SWITZERLAND CH XSTX STOX S STOXX LIMITED - INDICES ZURICH WWW.STOXX.COM MARCH 2011 ACTIVE MARCH 2011 SWITZERLAND CH XSWM XSWX S SIX SWISS EXCHANGE - SIX SWISS EXCHANGE AT MIDPOINT SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE SEPTEMBER 2016 SWITZERLAND CH XSWX XSWX O SIX SWISS EXCHANGE SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE JUNE 2005 MID/SMALL CAP EQUITY, FUNDS, ETFS, BOND SEGMENT. WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML SWITZERLAND CH ZKBX ZKBX O ZURCHER KANTONALBANK SECURITIES EXCHANGE ZURICH WWW.ZKB.CH FEBRUARY 2017 ACTIVE JUNE 2011 REGISTERED MARKET FOR EQUITIES AND BONDS. SYRIAN ARAB REPUBLIC SY XDSE XDSE O DAMASCUS SECURITIES EXCHANGE DAMASCUS WWW.DSE.SY FEBRUARY 2009 ACTIVE FEBRUARY 2009 REGISTERED MARKET FOR EQUITIES AND BONDS TAIWAN TW CFTW CFTW O CROSSFINDER TAIWAN TAIWAN WWW.CREDIT-SUISSE.COM/SITES/AES/EN/ASIA.HTML JULY 2017 ACTIVE JULY 2017 EQUITIES ALTERNATIVE LIQUIDITY POOL TAIWAN. TAIWAN TW GSXT GSXT O GSX TAIWAN TAIPEI WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY. TAIWAN TW ROCO ROCO O TAIPEI EXCHANGE TPEX TAIPEI WWW.TPEX.ORG.TW APRIL 2015 ACTIVE JUNE 2005 TAIWAN TW XTAF XTAF O TAIWAN FUTURES EXCHANGE TAIFEX TAIPEI WWW.TAIFEX.COM.TW JUNE 2005 ACTIVE JUNE 2005 TAIWAN TW XTAI XTAI O TAIWAN STOCK EXCHANGE TWSE TAIPEI WWW.TWSE.COM.TW/EN/ JUNE 2005 ACTIVE JUNE 2005 TANZANIA TZ XDAR XDAR O DAR ES SALAAM STOCK EXCHANGE DAR ES SALAAM WWW.DARSTOCKEXCHANGE.COM JUNE 2005 ACTIVE JUNE 2005 THAILAND TH AFET AFET O AGRICULTURAL FUTURES EXCHANGE OF THAILAND BANGKOK WWW.AFET.OR.TH JANUARY 2008 ACTIVE JANUARY 2008 THAILAND TH BEEX BEEX O BOND ELECTRONIC EXCHANGE BANGKOK WWW.BEX.OR.TH NOVEMBER 2007 ACTIVE NOVEMBER 2007 THAILAND TH TFEX TFEX O THAILAND FUTURES EXCHANGE TFEX BANGKOK WWW.TFEX.CO.TH JUNE 2006 ACTIVE JUNE 2006 THAILAND TH XBKF XBKK S STOCK EXCHANGE OF THAILAND - FOREIGN BOARD SET BANGKOK WWW.SET.OR.TH JUNE 2005 ACTIVE JUNE 2005 THAILAND TH XBKK XBKK O STOCK EXCHANGE OF THAILAND SET BANGKOK WWW.SET.OR.TH JUNE 2005 ACTIVE JUNE 2005 THAILAND TH XMAI XBKK S MARKET FOR ALTERNATIVE INVESTMENT BANGKOK WWW.SET.OR.TH APRIL 2011 ACTIVE APRIL 2011 THE MAI’S PURPOSE IS TO CREATE NEW FUND-RAISING OPPORTUNITIES FOR INNOVATIVE BUSINESS WITH HIGH POTENTIAL GROWTH AS WELL AS PROVIDE A GREATER RANGE OF INVESTMENT ALTERNATIVES. THE NETHERLANDS NL ABNA ABNA O ABN AMRO BANK NV - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ABNAMRO.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL ABNC ABNC O ABN AMRO CLEARING BANK - SYSTEMATIC INTERNALISER AACB SI AMSTERDAM WWW.ABNAMROCLEARING.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL AFSA AFSA O AFS - OTF AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. THE NETHERLANDS NL AFSE AFSE O AFS E-VENUES B.V. AMSTERDAM WWW.AFSBLUE.NL MARCH 2020 ACTIVE MARCH 2020 THE NETHERLANDS NL AFSI AFSA S AFS - OTF - INTEREST RATE DERIVATIVES AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR INTEREST RATE DERIVATIVES. THE NETHERLANDS NL AFSL AFSA S AFS - OTF - STRUCTURED PRODUCTS AMSTERDAM WWW.AFSGROUP.NL JANUARY 2018 ACTIVE JANUARY 2018 ORGANISED TRADING FACILITY FOR STRUCTURED PRODUCTS. THE NETHERLANDS NL AFSO AFSA S AFS - OTF - BONDS AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR BONDS (CORPORATE, GOVERNMENT, T-BILL, CP, CD, MTN). THE NETHERLANDS NL AFSX AFSA S AFS - OTF - FX FORWARDS AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR FX FORWARDS. THE NETHERLANDS NL BAPE BAPE O BLOOMBERG DATA REPORTING SERVICES B.V. - APA AMSTERDAM WWW.BLOOMBERGAPAE.COM JUNE 2018 ACTIVE JUNE 2018 APPROVED PUBLICATION ARRANGEMENT. THE NETHERLANDS NL BARU CCRM S CBOE EUROPE - REGULATED MARKET DARK BOOK (NL) CBOE EU REGM DARK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EUROPE - REGULATED MARKET DARK BOOK. THE NETHERLANDS NL BEUO CCRM S CBOE EUROPE - REGULATED MARKET OFF BOOK (NL) CBOE EU REGM OFF BOOK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EU - REGULATED MARKET SECURITIES MIC CODE FOR OFF-BOOK TRADES. THE NETHERLANDS NL BEUP CCXE S CBOE EUROPE - DXE PERIODIC (NL) CBOE EU DXE PERIODIC AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EU DXE AUCTIONS BOOK. THE NETHERLANDS NL BEUT CCRM S CBOE EUROPE - REGULATED MARKET INTEGRATED BOOK (NL) CBOE EU REGM LIT AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EU - REGULATED MARKET SECURITIES MIC CODE FOR INTEGRATED BOOK TRADES. THE NETHERLANDS NL BTAM BTAM O CME AMSTERDAM B.V. AMSTERDAM WWW.NEX.COM JANUARY 2019 ACTIVE OCTOBER 2018 REGULATED MARKET. THE NETHERLANDS NL BTFE BTFE O BLOOMBERG TRADING FACILITY B.V. AMSTERDAM WWW.BLOOMBERGTFE.COM JUNE 2018 ACTIVE JUNE 2018 THE NETHERLANDS NL BTQE BTAM S CME AMSTERDAM B.V. - RFQ TRADING PROTOCOL AMSTERDAM WWW.NEX.COM MAY 2019 ACTIVE MAY 2019 THE NETHERLANDS NL CABV CABV O CME AMSTERDAM B.V. - APA AMSTERDAM WWW.NEX.COM JANUARY 2019 ACTIVE JANUARY 2019 APPROVED PUBLICATION ARRANGEMENT. THE NETHERLANDS NL CAPA CCXE S CBOE EUROPE - APA (NL) CBOE EU OFF EXCHANGE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 APPROVED PUBLICATION ARRANGEMENT. OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EU. THE NETHERLANDS NL CAVD CAVD O CAVENDISH MARKETS B.V. AMSTERDAM WWW.CAVENDISHMARKETS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 THE NETHERLANDS NL CCRM CCRM O CBOE EUROPE REGULATED MARKETS (NL) CBOE EU RM AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 THE NETHERLANDS NL CCXE CCXE O CBOE EUROPE EQUITIES - EUROPEAN EQUITIES (NL) CBOE EUROPE B.V. AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. THE NETHERLANDS NL CEDX CCRM S CBOE EUROPE DERIVATIVES CBOE NL CEDX AMSTERDAM HTTPS://MARKETS.CBOE.COM/EUROPE/DERIVATIVES/ NOVEMBER 2020 ACTIVE NOVEMBER 2020 EUROPEAN FUTURES AND OPTIONS VENUE. THE NETHERLANDS NL CEUD CCXE S CBOE EUROPE - DXE DARK ORDER BOOK (NL) CBOE EU DXE DARK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS. THE NETHERLANDS NL CEUO CCXE S CBOE EUROPE - DXE OFF-BOOK (NL) CBOE EU DXE OFF BOOK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 CBOE EUROPE (DXE) OFF-BOOK TRADE REPORTS. THE NETHERLANDS NL CEUX CCXE S CBOE EUROPE - DXE ORDER BOOKS (NL) CBOE EU DXE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE DECEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. THE NETHERLANDS NL CLMX CLMX O CLIMEX UTRECHT WWW.CLIMEX.COM JULY 2009 ACTIVE JULY 2009 MARKET FOR TRADING AND AUCTIONING ENVIRONMENTAL COMMODITIES AND ENERGY CONTRACTS THE NETHERLANDS NL COMM COMM O COMMERG AMSTERDAM WWW.COMMERG.COM MARCH 2018 ACTIVE MARCH 2018 THE NETHERLANDS NL CPTX CPTX O CAPTIN AMSTERDAM WWW.CAPTIN.NL OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR TRADING IN UNLISTED COMPANIES AND EMPLOYEE OWNERSHIP SERVICES. THE NETHERLANDS NL EBSF EBSN S EBS MTF – FX PRODUCTS – RFQ SEGMENT AMSTERDAM WWW.NEX.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 THE NETHERLANDS NL EBSN EBSN O EBS MTF AMSTERDAM WWW.NEX.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY FX DERIVATIVES. THE NETHERLANDS NL ECEU ECEU O TRADECHO EU APA AMSTERDAM WWW.TRADECHO.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 APPROVED PUBLICATION ARRANGEMENT. THE NETHERLANDS NL ETPA ETPA O ENERGY TRADING PLATFORM AMSTERDAM ETPA AMSTERDAM WWW.ETPA.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC PLATFORM TO TRADE SPOT ENERGY CONTRACTS. THE NETHERLANDS NL FLTB FLWX S FLOW TRADERS B.V. - SYSTEMATIC INTERNALISER BONDS AMSTERDAM WWW.FLOWTRADERS.COM MARCH 2020 ACTIVE MARCH 2020 SYSTEMATIC INTERNALISER.RESERVED FOR FUTURE USE. THE NETHERLANDS NL FLTR FLWX S FLOW TRADERS - SYSTEMATIC INTERNALISER AMSTERDAM WWW.FLOWTRADERS.COM JUNE 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL FLWX FLWX O FLOW TRADERS AMSTERDAM WWW.FLOWTRADERS.COM JANUARY 2019 ACTIVE JANUARY 2019 RESERVED FOR FUTURE USE. THE NETHERLANDS NL HCHC HCHC O ICE CLEAR NETHERLANDS B.V. AMSTERDAM WWW.THEICE.COM SEPTEMBER 2015 ACTIVE JANUARY 2014 CENTRAL COUNTER PARTY FOR EXCHANGE TRADED DERIVATIVES THE NETHERLANDS NL IEBS EBSN S EBS MTF - RFQ - FX PRODUCTS FOR ASSET MANAGERS AMSTERDAM WWW.NEX.COM AUGUST 2019 ACTIVE AUGUST 2019 THE NETHERLANDS NL IMCO NDEX S ICE ENDEX OTF FUTURES ICE ENDEX OTF AMSTERDAM WWW.THEICE.COM/ENDEX DECEMBER 2017 ACTIVE JUNE 2011 ELECTRONIC ORGANISED TRADING PLATFORM. THE NETHERLANDS NL IMCT IMCT O IMC - SYSTEMATIC INTERNALISER IMC AMSTERDAM WWW.IMC.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL IMEQ NDEX S ICE MARKETS EQUITY ICE ENDEX EQUITY AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE EQUITY PRODUCTS. THE NETHERLANDS NL INGB INGB O ING BANK NV - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL INGE INGB S ING BANK NV - SPRINTERS AND EQUITY - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR SPRINTERS AND EQUITY. THE NETHERLANDS NL INGF INGB S ING BANK NV - FOREIGN EXCHANGE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR FX. THE NETHERLANDS NL ISWN ISWP S ISWAP EURO MTF - TRADE REGISTRATION AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. THE NETHERLANDS NL ISWO ISWP S ISWAP EURO MTF - ORDERBOOK AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. THE NETHERLANDS NL ISWP ISWP O ISWAP EURO MTF AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. THE NETHERLANDS NL ISWT ISWP S ISWAP EURO MTF - TARGETED STREAMING / RFQ AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. THE NETHERLANDS NL JLEU JLEU O JUMP TRADING EUROPE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.JUMPTRADING.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER FOR EU EQUITIES. THE NETHERLANDS NL JNSI JNSI O JANE STREET NETHERLANDS B.V. - SYSTEMATIC INTERNALISER AMSTERDAM WWW.JANESTREET.COM DECEMBER 2020 ACTIVE OCTOBER 2020 SYSTEMATIC INTERNALISER.

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS THE NETHERLANDS NL LISZ CCXE S CBOE EUROPE - LIS SERVICE (NL) CBOE EU LIS AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EU LIS SERVICE. THE NETHERLANDS NL MANL MANL O MARKETAXESS NL B.V. AMSTERDAM WWW.MARKETAXESS.COM FEBRUARY 2019 ACTIVE MARCH 2018 MULTILATERAL TRADING FACILITY. THE NETHERLANDS NL MHBE MHBE O MIZUHO BANK EUROPE N.V. - SYSTEMATIC INTERNALISER AMSTERDAM WWW.MIZUHO-EMEA.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER IN FX DERIVATIVES. THE NETHERLANDS NL MUBE MUBE O MUFG BANK (EUROPE) N.V. - SYSTEMATIC INTERNALISER MUBE SI AMSTERDAM WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL MUSN MUSN O MUFG SECURITIES (EUROPE) N.V - AMSTERDAM WWW.MUFGEMEA.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL MXNL MANL S MARKETAXESS NL B.V. - LIVE MARKETS AMSTERDAM WWW.MARKETAXESS.COM MARCH 2020 ACTIVE MARCH 2020 THE NETHERLANDS NL NDEX NDEX O ICE ENDEX FUTURES ICE ENDEX RM AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE MAY 2007 ELECTRONIC PLATFORM TO TRADE FUTURES. THE NETHERLANDS NL NDXS NDEX S ICE ENDEX EUROPEAN GAS SPOT ICE ENDEX SPOT AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE FEBRUARY 2014 ELECTRONIC PLATFORM TO TRADE EUROPEAN GAS SPOT. THE NETHERLANDS NL NIBC NIBC O NIBC - SYSTEMIC INTERNALISER THE HAGUE WWW.NIBC.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL NLPX NLPX O APX POWER NL AMSTERDAM WWW.APXGROUP.COM JUNE 2006 ACTIVE JUNE 2006 THE NETHERLANDS NL NPEX NPEX O NPEX THE HAGUE WWW.NPEX.NL JANUARY 2018 ACTIVE JANUARY 2018 MULTILATERAL TRADING FACILITY FOR EQUITIES AND BONDS. THE NETHERLANDS NL NWNV NWNV O NATWEST MARKETS NV NWM NV AMSTERDAM WWW.RBS.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 THE NETHERLANDS NL OHVO OHVO O OHV OTF AMSTERDAM WWW.OHV.NL NOVEMBER 2018 ACTIVE NOVEMBER 2018 ORGANISED TRADING FACILITY FOR BONDS AND OTC DERIVATIVES. THE NETHERLANDS NL RABO RABO O RABOBANK - SYSTEMATIC INTERNALISER UTRECHT WWW.RABOBANK.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL RESF EBSN S EBS MTF – RESET SEGMENT AMSTERDAM WWW.NEX.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 THE NETHERLANDS NL TNLA XAMS S EURONEXT - TRADED BUT NOT LISTED AMSTERDAM AMSTERDAM WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 THE NETHERLANDS NL TOWR TOWR O TOWER RESEARCH CAPITAL EUROPE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.TOWER-RESEARCH.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. THE NETHERLANDS NL TQEA TQEX S TURQUOISE EUROPE - LIT AUCTIONS AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 THE NETHERLANDS NL TQEB TQEX S TURQUOISE EUROPE - NYLON CASH ORDER BOOK AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 THE NETHERLANDS NL TQEM TQEX S TURQUOISE EUROPE - DARK AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 THE NETHERLANDS NL TQEX TQEX O TURQUOISE EUROPE AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 THE NETHERLANDS NL TRNL TRNL O MARKETAXESS POST-TRADE B.V. - APA AMSTERDAM WWW.MARKETAXESS.COM MARCH 2021 ACTIVE APRIL 2018 APPROVED PUBLICATION ARRANGEMENT. THE NETHERLANDS NL TWEA TWEU S TRADEWEB EU BV - APA AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 APPROVED PUBLICATION ARRANGEMENT. THE NETHERLANDS NL TWEM TWEU S TRADEWEB EU BV - MTF AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 MULTILATERAL TRADING FACILITY. THE NETHERLANDS NL TWEO TWEU S TRADEWEB EU BV - OTF AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 ORGANISED TRADING FACILITY. THE NETHERLANDS NL TWEU TWEU O TRADEWEB EU BV AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 THE NETHERLANDS NL XAMS XAMS O EURONEXT - EURONEXT AMSTERDAM AMSTERDAM WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 THE NETHERLANDS NL XEMS XEMS O EMS EXCHANGE S-HERTOGENBOSCH WWW.VANLANSCHOT.NL SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 REGISTERED MARKET FOR SECURITIES, ELECTRONIC TRADING PLATFORM. THE NETHERLANDS NL XEUC XAMS S EURONEXT COM, COMMODITIES FUTURES AND OPTIONS AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005 THE NETHERLANDS NL XEUE XAMS S EURONEXT EQF, EQUITIES AND INDICES DERIVATIVES AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005 THE NETHERLANDS NL XEUI XAMS S EURONEXT IRF, INTEREST RATE FUTURE AND OPTIONS AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005 THE NETHERLANDS NL XNXC XNXC O NXCHANGE AMSTERDAM WWW.NXCHANGE.COM MAY 2016 ACTIVE MAY 2016 REGULATED MARKET, TRADING PLATFORM NXCHANGE. THE NETHERLANDS NL XNXD XNXC S NXCHANGE B.V. MTF AMSTERDAM WWW.NXCHANGE.COM OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY. TRINIDAD AND TOBAGO TT XTRN XTRN O TRINIDAD AND TOBAGO STOCK EXCHANGE TTSE PORT OF SPAIN JUNE 2005 ACTIVE JUNE 2005 TUNISIA TN XTUN XTUN O BOURSE DE TUNIS BVMT TUNIS WWW.BVMT.COM.TN SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 TURKEY TR EWRM TMEX S TURKISH MERCANTILE EXCHANGE - ELECTRONIC WAREHOUSE RECEIPT MARKET ANKARA WWW.TURIB.COM.TR OCTOBER 2020 ACTIVE OCTOBER 2020 ELECTRONIC WAREHOUSE RECEIPT 5EWR). TURKEY TR EXTR EXTR O ENERGY EXCHANGE ISTANBUL EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 LICENSED ENERGY MARKET OPERATOR FOR DAY AHEAD/INTRADAY ELECTRICITY MARKETS AND ESTABLISHMENT OF NATURAL GAS MARKET. TURKEY TR TMEX TMEX O TURKISH MERCANTILE EXCHANGE ANKARA WWW.TURIB.COM.TR SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 TURKEY TR XDSM XIST S BORSA ISTANBUL - DEBT SECURITIES MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 DEBT SECURITIES MARKET TURKEY TR XEDA EXTR S ELECTRICITY DAY-AHEAD MARKET EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 ELECTRICITY DAY-AHEAD MARKET TURKEY TR XEID EXTR S ELECTRICITY INTRA-DAY MARKET EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 ELECTRICITY INTRA-DAY MARKET TURKEY TR XEQY XIST S BORSA ISTANBUL - EQUITY MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 EQUITY MARKET TURKEY TR XFNO XIST S BORSA ISTANBUL - FUTURES AND OPTIONS MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 FUTURES AND OPTIONS MARKET TURKEY TR XIST XIST O BORSA ISTANBUL ISTANBUL WWW.BORSAISTANBUL.COM MAY 2013 ACTIVE JUNE 2005 CHANGE OF MARKET NAME AND MARKET WEBSITE TURKEY TR XPMS XIST S BORSA ISTANBUL - PRECIOUS METALS AND DIAMONDS MARKETS ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 PRECIOUS METALS AND DIAMONDS MARKETS UGANDA UG ULTX ULTX O ALT XCHANGE (U) ALTX UGANDA KAMPALA WWW.ALTXUG.COM APRIL 2014 ACTIVE APRIL 2014 APPROVED MARKET FOR EQUITIES, BONDS AND DERIVATIVES UGANDA UG XUGA XUGA O UGANDA SECURITIES EXCHANGE USE KAMPALA WWW.USE.OR.UG JUNE 2005 ACTIVE JUNE 2005 UKRAINE UA EESE EESE O EAST EUROPEAN STOCK EXCHANGE KIEV WWW.EESE.COM.UA MAY 2010 ACTIVE MAY 2010 UKRAINE UA PFTQ PFTS S PFTS QUOTE DRIVEN KIEV WWW.PFTS.COM OCTOBER 2010 ACTIVE OCTOBER 2010 QUOTE DRIVEN MARKET IS A TRADING SEGMENT UNDER PFTS STOCK EXCHANGE. UKRAINE UA PFTS PFTS O PFTS STOCK EXCHANGE PFTS KIEV WWW.PFTS.COM MAY 2010 ACTIVE MAY 2010 UKRAINE UA SEPE SEPE O STOCK EXCHANGE PERSPECTIVA DNIPROPETROVSK FBP.COM.UA MAY 2010 ACTIVE MAY 2010 UKRAINE UA UICE UICE O UKRAINIAN INTERBANK CURRENCY EXCHANGE UICE KIEV WWW.UICEGROUP.COM OCTOBER 2018 ACTIVE OCTOBER 2018 REGISTERED MARKET FOR EQUITIES, BONDS AND DERIVATIVES. UKRAINE UA UKEX UKEX O UKRAINIAN EXCHANGE KIEV WWW.UX.UA DECEMBER 2011 ACTIVE DECEMBER 2011 REGISTERED MARKET FOR EQUITIES AND BONDS. UKRAINE UA XDFB XDFB O JOINT-STOCK COMPANY “STOCK EXCHANGE INNEX” KIEV MAY 2010 ACTIVE MAY 2010 UKRAINE UA XKHR XKHR O KHARKOV COMMODITY EXCHANGE KHARKOV WWW.XTB.COM.UA JUNE 2005 ACTIVE JUNE 2005 UKRAINE UA XKIE XKIE O KIEV UNIVERSAL EXCHANGE KIEV WWW.KUE.KIEV.UA JUNE 2005 ACTIVE JUNE 2005 UKRAINE UA XKIS XKIS O KIEV INTERNATIONAL STOCK EXCHANGE KISE KIEV WWW.KISE-UA.COM JUNE 2006 ACTIVE JUNE 2006 UKRAINE UA XNDU XNDU O PJSC NATIONAL DEPOSITORY OF UKRAINE PJSC NDU KYIV WWW.CSD.UA OCTOBER 2018 ACTIVE OCTOBER 2018 UKRAINE UA XODE XODE O ODESSA COMMODITY EXCHANGE ODESSA WWW.OTB.ODESSA.UA JUNE 2005 ACTIVE JUNE 2005 UKRAINE UA XPRI XPRI O PRIDNEPROVSK COMMODITY EXCHANGE DNIPROPETROVSK MAY 2010 ACTIVE MAY 2010 UKRAINE UA XUAX XUAX O UKRAINIAN STOCK EXCHANGE UKRSE KIEV WWW.UKRSE.KIEV.UA FEBRUARY 2006 ACTIVE FEBRUARY 2006 UKRAINE UA XUKR XUKR O UKRAINIAN UNIVERSAL COMMODITY EXCHANGE KIEV WWW.UUTB.COM.UA JUNE 2005 ACTIVE JUNE 2005 UNITED ARAB EMIRATES AE ABXX ABXX O ARABIAN BOURSE LIMITED ABX ABU DHABI HTTPS://ARABIANBOURSE.COM MARCH 2021 ACTIVE MARCH 2021 UNITED ARAB EMIRATES AE DEXE DEXE O DEX LIMITED ABU DHABI WWW.DEX.AE APRIL 2020 ACTIVE APRIL 2020 UNITED ARAB EMIRATES AE DGCX DGCX O DUBAI GOLD & COMMODITIES EXCHANGE DMCC DGCX DUBAI WWW.DGCX.AE DECEMBER 2005 ACTIVE DECEMBER 2005 UNITED ARAB EMIRATES AE DIFX DIFX O NASDAQ DUBAI NDXB DUBAI WWW.NASDAQDUBAI.COM FEBRUARY 2017 ACTIVE DECEMBER 2008 ON TUESDAY 18TH NOVEMBER, 2008, THE DUBAI INTERNATIONAL FINANCIAL MARKET WAS REBRANDED AS NASDAQ DUBAI. UNITED ARAB EMIRATES AE DUMX DUMX O DUBAI MERCANTILE EXCHANGE DUBAI WWW.DUBAIMERC.COM JULY 2007 ACTIVE JULY 2007 UNITED ARAB EMIRATES AE GLOM GLOM O GLOMAX EXCHANGE LTD ABU DHABI WWW.GLOMAX.COM FEBRUARY 2020 ACTIVE JANUARY 2020 ELECTRONIC TRADING PLATFORM FOR CRYPTOCURRENCIES. UNITED ARAB EMIRATES AE GMGD GMGD O GMG DUBAI LIMITED GMGDXB DUBAI WWW.GMG-BROKERS.COM JANUARY 2018 ACTIVE JANUARY 2018 UNITED ARAB EMIRATES AE IFAD IFAD O ICE FUTURES ABU DHABI ABU DHABI WWW.THEICE.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. UNITED ARAB EMIRATES AE KRME KRME O PAYWARD MENA HOLDINGS LTD. ABU DHABI WWW.KRAKEN.COM MARCH 2020 ACTIVE MARCH 2020 REGISTERED DIGITAL ASSET EXCHANGE MARKET, REGULATED BY ADGM FINANCIAL SERVICES REGULATORY AUTHORITY (FSRA). UNITED ARAB EMIRATES AE MATX MATX O MATRIX EXCHANGE LIMITED ABU DHABI WWW.MATRIX.CO MAY 2020 ACTIVE MAY 2020 UNITED ARAB EMIRATES AE MIDC MIDC O MIDCHAINS ABU DHABI WWW.MIDCHAINS.COM DECEMBER 2020 ACTIVE DECEMBER 2020 UNITED ARAB EMIRATES AE XADS XADS O ABU DHABI SECURITIES EXCHANGE ADSM ABU DHABI WWW.ADX.AE JUNE 2011 ACTIVE JUNE 2011 UNITED ARAB EMIRATES AE XDFM XDFM O DUBAI FINANCIAL MARKET DFM DUBAI WWW.DFM.CO.AE JUNE 2005 ACTIVE JUNE 2005 UNITED KINGDOM GB 3579 3579 O SSY FUTURES LTD - FREIGHT SCREEN LONDON WWW.SSYONLINE.COM JULY 2017 ACTIVE JULY 2017 TRADING SCREEN FOR FORWARD FREIGHT AGREEMENTS (FFA). UNITED KINGDOM GB AFDL AFDL O ABIDE FINANCIAL DRSP LIMITED APA AFDLAPA LONDON WWW.ABIDE-FINANCIAL.COM MARCH 2017 ACTIVE MARCH 2017 UNITED KINGDOM GB AIMX XLON S LONDON STOCK EXCHANGE - AIM MTF LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE DECEMBER 2016 DEACTIVATED JAN 2017 UNTIL MARKET LAUNCH. AIMX WAS INACTIVE FROM DECEMBER 2007 UNTIL DECEMBER 2016. REACTIVATED AUGUST 2017. UNITED KINGDOM GB AMPX AMPX O ASSET MATCH PRIVATE EXCHANGE AMPX LONDON WWW.ASSETMATCH.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR EQUITIES. UNITED KINGDOM GB ANLP ANZL S AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED LONDON WWW.ANZ.COM.AU NOVEMBER 2017 ACTIVE NOVEMBER 2017 LIQUIDITY PROVIDER. UNITED KINGDOM GB ANTS ANTS O ABBEY NATIONAL TREASURY SERVICES PLC - SYSTEMATIC INTERNALISER ANTS LONDON WWW.SANTANDER.CO.UK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB ANZL ANZL O AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED SYSTEMATIC INTERNALISER ANZBGL LONDON WWW.ANZ.COM.AU AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB AQXA AQXE S AQUIS EXCHANGE PLC AUCTION ON DEMAND (AOD) LONDON WWW.AQUIS.EU FEBRUARY 2019 ACTIVE MARCH 2018 UNITED KINGDOM GB AQXE AQXE O AQUIS EXCHANGE PLC AQX LONDON WWW.AQUIS.EU FEBRUARY 2019 ACTIVE JULY 2013 PAN-EUROPEAN EQUITIES TRADING EXCHANGE (MTF). UNITED KINGDOM GB ARAX ARAX O ARRACO GLOBAL MARKETS LTD LONDON WWW.ARRACO.COM JANUARY 2021 ACTIVE MARCH 2016 REGISTERED FOR BROKING OF EUROPEAN POWER AND GAS WHOLESALE PRODUCTS. UNITED KINGDOM GB ARCH ARCH O ARCHAX LONDON WWW.ARCHAX.COM MAY 2019 ACTIVE MAY 2019 MULTILATERAL TRADING FACILITY (MTF) FOR DIGITAL ASSETS. UNITED KINGDOM GB ARIA ARIA O ARIAN TRADING FACILITY LONDON WWW.ARIANFINANCIAL.CO.UK NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB ATLB ATLB O BRAEMAR ATLANTIC SECURITIES LTD LONDON WWW.ATLANTICBROKERS.CO.UK MARCH 2018 ACTIVE MAY 2016 SECURITY AND COMMODITY CONTRACTS DEALING ACTIVITIES. UNITED KINGDOM GB AUTB AUTX S AUTILLA - BASE METALS LONDON WWW.AUTILLA.COM MARCH 2017 ACTIVE MARCH 2017 UNITED KINGDOM GB AUTP AUTX S AUTILLA - PRECIOUS METALS LONDON WWW.AUTILLA.COM MARCH 2017 ACTIVE MARCH 2017 UNITED KINGDOM GB AUTX AUTX O AUTILLA LONDON WWW.AUTILLA.COM MARCH 2017 ACTIVE FEBRUARY 2017 ELECTRONIC PLATFORM FOR COMMODITIES AND FX. UNITED KINGDOM GB BALT BALT O THE BALTIC EXCHANGE LONDON WWW.BALTICEXCHANGE.COM NOVEMBER 2008 ACTIVE NOVEMBER 2008 UNITED KINGDOM GB BANA BANA O BANK OF AMERICA, NATIONAL ASSOCIATION BANA LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB BAPA BAPA O BLOOMBERG - APA LONDON WWW.BLOOMBERG.COM JULY 2017 ACTIVE JULY 2017 BLOOMBERG APPROVED PUBLICATION ARRANGEMENT. UNITED KINGDOM GB BARK BCRM S CBOE EUROPE - REGULATED MARKET DARK BOOK CBOE REGM DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JUNE 2016 CBOE EUROPE - REGULATED MARKET SECURITIES MIC CODE FOR DARK ORDER BOOK TRADES UNITED KINGDOM GB BARO BCRM S CBOE EUROPE - REGULATED MARKET OFF BOOK CBOE REGM OFF BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JUNE 2016 CBOE EUROPE - REGULATED MARKET SECURITIES MIC CODE FOR OFF-BOOK TRADES UNITED KINGDOM GB BART BCRM S CBOE EUROPE - REGULATED MARKET INTEGRATED BOOK CBOE REGM LIT LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JUNE 2016 CBOE EUROPE - REGULATED MARKET SECURITIES MIC CODE FOR INTEGRATED BOOK TRADES UNITED KINGDOM GB BASI BANA S BANK OF AMERICA, NATIONAL ASSOCIATION - LONDON BRANCH OFFICE - SYSTEMATIC INTERNALISER BANA LONDON LONDON WWW.BOFAML.COM/EMEA DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB BATD BCXE S CBOE EUROPE - BXE DARK ORDER BOOK CBOE DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JANUARY 2013 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS. UNITED KINGDOM GB BATE BCXE S CBOE EUROPE - BXE ORDER BOOKS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE NOVEMBER 2008 MULTILATERAL TRADING FACILITY FOR CASH EQUITIES. UNITED KINGDOM GB BATF BCXE S CBOE EUROPE - BXE OFF-BOOK CBOE OFF-BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 CBOE EUROPE (BXE) OFF-BOOK TRADE REPORTS. UNITED KINGDOM GB BATP BCXE S CBOE EUROPE - BXE PERIODIC BXE PERIODIC LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JULY 2015 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE BXE AUCTIONS BOOK. UNITED KINGDOM GB BBSI BPLC S BARCLAYS BANK PLC - SYSTEMATIC INTERNALISER BBPLC SI LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB BBSX BBSX O BB SECURITIES LTD LONDON SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 UNITED KINGDOM GB BCRM BCRM O CBOE EUROPE REGULATED MARKETS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE MAY 2017 CBOE REGULATED MARKETS. UNITED KINGDOM GB BCSI BCSL S BARCLAYS CAPITAL SECURITIES LIMITED - SYSTEMATIC INTERNALISER BCSL SI LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB BCSL BCSL O BARCLAYS CAPITAL SECURITIES LIMITED BCSL LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 UNITED KINGDOM GB BCXE BCXE O CBOE EUROPE EQUITIES CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. UNITED KINGDOM GB BETX BETX O BET OTC BILAT COMMODITY DERIVATIVES BET LONDON WWW.BP.COM/EN/GLOBAL/TRADING/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTC COMMODITY DERIVATIVES DONE BILATERALLY WITH CLIENTS OF THE FIRM. NO ELECTRONIC PLATFORM. UNITED KINGDOM GB BGCB BGCI S BGC BROKERS LP - TRAYPORT LONDON WWW.BGCPARTNERS.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 UNITED KINGDOM GB BGCI BGCI O BGC BROKERS LP LONDON WWW.BGCPARTNERS.COM OCTOBER 2007 ACTIVE OCTOBER 2007 UNITED KINGDOM GB BGCO BGCI S BGC BROKERS LP - OTF LONDON WWW.BGCPARTNERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB BGFU BGUK S BERENBERG FIXED INCOME UK - SYSTEMATIC INTERNALISER BGFU LONDON WWW.BERENBERG.COM APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER FOR FIXED INCOME UK. UNITED KINGDOM GB BGUK BGUK O BERENBERG - SYSTEMATIC INTERNALISER UK BGUK LONDON WWW.BERENBERG.COM APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB BISI GSIB S GOLDMAN SACHS INTERNATIONAL BANK - SYSTEMATIC INTERNALISER LONDON WWW.GOLDMANSACHS.COM JULY 2017 ACTIVE JULY 2017 GSIB SYSTEMATIC INTERNALISER UNITED KINGDOM GB BKLF BKLN S BNY MELLON - SYSTEMATIC INTERNALISER BNYM LONDON WWW.BNYMELLON.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB BKLN BKLN O BNY MELLON INTERNATIONAL - LONDON BRANCH BNYM LONDON WWW.BNYMELLON.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 UNITED KINGDOM GB BLNK CHEV S BLINK MTF LONDON WWW.CHEUVREUX.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 EQUITIES CROSSING, EQUITIES DARK POOL, PAN-EUROPEAN EQUITIES. UNITED KINGDOM GB BLOX XIEL S BLOCKMATCH DARK LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2007 PRICE REFERENCE WAIVER SYSTEM. UNITED KINGDOM GB BLTX BALT S BALTEX - FREIGHT DERIVATIVES MARKET LONDON WWW.BALTICEXCHANGE.COM JULY 2013 ACTIVE JULY 2013 MTF FOR ELECTRONIC TRADING OF FREIGHT DERIVATIVES UNITED KINGDOM GB BMCM BMCM O BMO CAPITAL MARKETS LIMITED ST LONDON WWW.BMOCM.COM JULY 2019 ACTIVE JULY 2019 UNITED KINGDOM GB BMLB BMLB O BANK OF MONTREAL - LONDON BRANCH - SYSTEMATIC INTERNALISER BMO LONDON WWW.BMOCM.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB BMTF BMTF O BLOOMBERG TRADING FACILITY LIMITED LONDON WWW.BLOOMBERG.COM JUNE 2015 ACTIVE JUNE 2015 BLOOMBERG'S MULTI-LATERAL TRADING FACILITY UNITED KINGDOM GB BNPL BNPL O BNP PARIBAS SA LONDON BRANCH - SYSTEMATIC INTERNALISER BNPP SA LB SI LONDON WWW.CIB.BNPPARIBAS.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. FOR UK MIFID II. UNITED KINGDOM GB BNTW XIEL S BLOCKMATCH MTF NT LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 NEGOTIATED TRADE WAIVER SYSTEM. UNITED KINGDOM GB BOAL BANA S BANK OF AMERICA, NATIONAL ASSOCIATION - LONDON BRANCH OFFICE LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB BOAT BOAT O CINNOBER BOAT LONDON WWW.CINNOBER.COM/BOAT-TRADE-REPORTING SEPTEMBER 2014 ACTIVE JUNE 2008 OTC EQUITIES TRADE REPORTING PLATFORM UNITED KINGDOM GB BOFS BOFS O BANK OF SCOTLAND PLC - SYSTEMATIC INTERNALISER EDINBURGH WWW.BANKOFSCOTLAND.CO.UK OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB BOSC BOSC O BONDSCAPE LONDON WWW.BONDSCAPE.NET NOVEMBER 2007 ACTIVE NOVEMBER 2007 UNITED KINGDOM GB BOTC BCXE S OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EUROPE CBOE OFF EXCHANGE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE AUGUST 2013 OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EUROPE. UNITED KINGDOM GB BPLC BPLC O BARCLAYS BANK PLC BBPLC LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 UNITED KINGDOM GB BRFQ XIEL S BLOCKMATCH MTF RFQ LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REQUEST FOR QUOTE SYSTEM. UNITED KINGDOM GB BRGA BRGA O BRYAN GARNIER AND CO LIMITED LONDON WWW.BRYANGARNIER.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 EQUITIES AND BONDS, EQUITY DERIVATIVES. UNITED KINGDOM GB BRNX BRNX O BERNSTEIN CROSS (BERN-X) BERN-X LONDON WWW.ALLIANCEBERNSTEIN.COM MAY 2014 ACTIVE MAY 2014 INTERNAL CROSSING FOR BERNSTEIN UNITED KINGDOM GB BSLB BSLB O BANCO SANTANDER, LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.SANTANDER.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 SYSTEMATIC INTERNALISER UNITED KINGDOM GB BSPL BSPL O BNP PARIBAS SECURITIES SERVICES LONDON BRANCH - SYSTEMATIC INTERNALISER BP2S LB SI LONDON WWW.SECURITIES.BNPPARIBAS.COM OCTOBER 2020 ACTIVE OCTOBER 2020 SYSTEMATIC INTERNALISER - FOR UK MIFID II. UNITED KINGDOM GB BTEE BTEE O BROKERTEC EUROPE LIMITED - ALL MARKETS BEM LONDON WWW.BROKERTEC.COM/ JULY 2017 ACTIVE OCTOBER 2008 UNITED KINGDOM GB BTLX BTLX O BTL OTC BILAT COMMODITY DERIVATIVES BTL LONDON WWW.BP.COM/EN/GLOBAL/TRADING/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTC COMMODITY DERIVATIVES DONE BILATERALLY WITH CLIENTS OF THE FIRM. NO ELECTRONIC PLATFORM. UNITED KINGDOM GB BTQG BTEE S BROKERTEC EUROPE LIMITED - RFQ TRADING PROTOCOL BEM LONDON WWW.BROKERTEC.COM/ MAY 2019 ACTIVE MAY 2019 UNITED KINGDOM GB BUYN XLCH S LCH LTD - BUY IN LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2019 UNITED KINGDOM GB BVUK XMTS S BONDVISION UK LONDON WWW.MTSMARKETS.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR GOVIES AND NON GOVIES UNITED KINGDOM GB CBAL CBAL O COMMONWEALTH BANK OF AUSTRALIA - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.COMMBANK.COM.AU/ABOUT-US/OUR-COMPANY/INTERNATIONAL-BRANCHES/EUROPE.HTML AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER FOR BONDS. UNITED KINGDOM GB CBNL CBNL O CITIBANK N.A. LONDON LONDON WWW.CITIGROUP.COM/CITI APRIL 2019 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB CCEU CCEU O CITADEL CONNECT EUROPE - SYSTEMATIC INTERNALISER LONDON WWW.CITADELSECURITIES.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB CCML CCML O CONTINENTAL CAPITAL MARKETS LIMITED - OTF CONTICAP OTF LONDON WWW.CONTICAP.COM JULY 2017 ACTIVE JULY 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB CCO2 CCO2 O CANTORCO2E.COM LIMITED LONDON WWW.CANTORCO2E.COM JULY 2007 ACTIVE JULY 2007 UNITED KINGDOM GB CEPU CEPU O CITIBANK EUROPE PLC - LONDON BRANCH LONDON WWW.CITIGROUP.COM/CITI MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB CFIC CFIC O CHINAFICC LONDON HTTPS://CHINAFICC.GLOBAL MARCH 2021 ACTIVE MARCH 2021 UNITED KINGDOM GB CGMC CGML S CITIGROUP GLOBAL MARKETS LIMITED – EMEA LIQUIDITY HUB LONDON WWW.CITIGROUP.COM/CITI JANUARY 2020 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR EQUITIES. UNITED KINGDOM GB CGMG CGMG O CITIGROUP GLOBAL MARKETS EUROPE AG - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.CITIGROUP.COM/CITI APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB CGML CGML O CITIGROUP GLOBAL MARKETS LIMITED LONDON WWW.CITIGROUP.COM/CITI OCTOBER 2017 ACTIVE OCTOBER 2017 REGISTERED MARKET FOR EQUITIES. UNITED KINGDOM GB CGMT CGML S CITIGROUP GLOBAL MARKETS LIMITED - EMEA TRADING LONDON WWW.CITIGROUP.COM/CITI NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR EQUITIES. UNITED KINGDOM GB CGMU CGML S CITI MATCH GB CONTRA LIQUIDITY LONDON WWW.CITIGROUP.COM/CITI NOVEMBER 2019 ACTIVE MARCH 2012 UNITED KINGDOM GB CHEV CHEV O CA CHEUVREUX LONDON WWW.CHEUVREUX.COM JUNE 2012 ACTIVE JUNE 2012 UNITED KINGDOM GB CHID BCXE S CBOE EUROPE - CXE DARK ORDER BOOK CXE DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JANUARY 2013 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS. UNITED KINGDOM GB CHIO BCXE S CBOE EUROPE - CXE OFF-BOOK CXE OFF-BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 CBOE EUROPE - CXE - OFF-BOOK TRADE REPORTS. UNITED KINGDOM GB CHIX BCXE S CBOE EUROPE - CXE ORDER BOOKS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE OCTOBER 2007 MULTILATERAL TRADING FACILITY FOR CASH EQUITIES. UNITED KINGDOM GB CIBC CIBC O CANADIAN IMPERIAL BANK OF COMMERCE - SYSTEMATIC INTERNALISER CIBC LONDON WWW.CIBCWM.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB CIBP CIBP O CIBC WORLD MARKETS PLC - SYSTEMATIC INTERNALISER CIBC WM PLC LONDON WWW.CIBCWM.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB CLCH XLCH S LCH LTD - CROSS NETTING LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2019 UNITED KINGDOM GB CLVE CLVE O VERTO MTF LONDON WWW.CATLEYLAKEMAN.COM APRIL 2019 ACTIVE APRIL 2019 MULTILATERAL TRADING FACILITY. UNITED KINGDOM GB CMEC CMEE S CME CLEARING EUROPE CME LONDON WWW.CMECLEARINGEUROPE.COM FEBRUARY 2014 ACTIVE DECEMBER 2011 EUROPEAN CLEARING HOUSE UNITED KINGDOM GB CMEE CMEE O CME EUROPE CME LONDON WWW.CMEGROUP.COM JANUARY 2013 ACTIVE JANUARY 2013 UNITED KINGDOM GB CMMT CMMT O CLEAR MARKETS EUROPE LIMITED CM MTF LONDON WWW.CLEAR-MARKETS.COM DECEMBER 2014 ACTIVE DECEMBER 2014 MTF REGISTERED SWAP EXECUTION FACILITY UNITED KINGDOM GB CRYP CRYP O CRYPTO FACILITIES CF LONDON WWW.CRYPTOFACILITIES.CO.UK JUNE 2016 ACTIVE JUNE 2016 DIGITAL ASSETS TRADING PLATFORM. UNITED KINGDOM GB CSBX CSEU S CREDIT SUISSE AES EUROPE BENCHMARK CROSS LONDON WWW.CREDIT-SUISSE.COM APRIL 2017 ACTIVE APRIL 2017 UNITED KINGDOM GB CSCF CSEU S CREDIT SUISSE AES CROSSFINDER EUROPE LONDON WWW.CREDIT-SUISSE.COM AUGUST 2012 ACTIVE AUGUST 2012 UNITED KINGDOM GB CSEC CSEC O CITADEL SECURITIES FI - SYSTEMATIC INTERNALISER LONDON WWW.CITADELSECURITIES.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB CSEU CSEU O CREDIT SUISSE (EUROPE) LONDON WWW.CREDIT-SUISSE.COM SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 UNITED KINGDOM GB CSIN CSIN O CREDIT SUISSE INTERNATIONAL CSI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 UNITED KINGDOM GB CSLB CSLB O CREDIT SUISSE AG - LONDON BRANCH CSAGLB SI LONDON WWW.CREDIT-SUISSE.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB CSSI CSIN S CREDIT SUISSE INTERNATIONAL - SYSTEMATIC INTERNALISER CSI SI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB CXOT IFEU S CREDITEX BROKERAGE LLP - OTF LONDON WWW.THEICE.COM/SERVICE/CREDITEX APRIL 2017 ACTIVE MARCH 2017 ELECTRONIC MARKET FOR FIXED INCOME PRODUCTS.

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS UNITED KINGDOM GB CXRT IFEU S CREDITEX BROKERAGE LLP - MTF LONDON WWW.CREDITEX.COM MARCH 2017 ACTIVE SEPTEMBER 2007 ELECTRONIC MARKET FOR CREDIT PRODUCTS. CXRT HAS BEEN DEACTIVATED FROM MAY 2014 TO 26 JANUARY 2015(IMPLEMENTATION DATE). UNITED KINGDOM GB DAIW DAIW O DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON WWW.UK.DAIWACM.COM MARCH 2018 ACTIVE MARCH 2018 UNITED KINGDOM GB DOWG DOWG O DOWGATE LONDON WWW.DOWGATE.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR BONDS AND DERIVATIVES. UNITED KINGDOM GB DRSP DRSP O EURONEXT UK - REPORTING SERVICES LONDON WWW.EURONEXT.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 APPROVED PUBLICATION ARRANGEMENT. UNITED KINGDOM GB DVFX DVFX O DIGITAL VEGA DVFX LONDON WWW.DIGITALVEGA.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED FOR FOREIGN EXCHANGE OPTIONS AND OTC FX DERIVATIVES. UNITED KINGDOM GB EBSM BTEE S EBS MTF - CLOB - FOR THE TRADING OF FX PRODUCTS LONDON WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 CENTRAL LIMIT ORDER BOOK. UNITED KINGDOM GB EBSO NEXS S NEX SEF - RFQ - FX PRODUCTS FOR ASSET MANAGERS LONDON WWW.NEXSEF.COM JULY 2020 ACTIVE JULY 2020 SWAP EXECUTION FACILITY. UNITED KINGDOM GB ECHO ECHO O LONDON STOCK EXCHANGE - APA LSE APA LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA). UNITED KINGDOM GB ECSL ECSL O ENTERPRISE COMMODITY SERVICES LIMITED LONDON WWW.ENTERPRISECOMMODITY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 UNITED KINGDOM GB EIXE AQXE S AQUIS EXCHANGE PLC AQUIS - EIX INFRASTRUCTURE BOND MARKET AQUIS-EIX LONDON WWW.AQUIS.EU DECEMBER 2020 ACTIVE MARCH 2019 AQUIS-EIX INFRASTRUCTURE BOND MARKET UNITED KINGDOM GB ELIX TRDE S ELIXIUM LONDON WWW.TRADITION.COM APRIL 2016 ACTIVE APRIL 2016 PLATFORM FOR SECURITIES FINANCING TRANSACTIONS. UNITED KINGDOM GB EMBX EMBX O EMERGING MARKETS BOND EXCHANGE LIMITED EMBX LONDON WWW.EMBONDS.COM OCTOBER 2016 ACTIVE OCTOBER 2016 ELECTRONIC TRADING PLATFORM FOR EMERGING MARKET FIXED INCOME BOND. UNITED KINGDOM GB ENCL ENCL O ENCLEAR ENC LONDON WWW.LCHCLEARNET.COM OCTOBER 2013 ACTIVE OCTOBER 2013 LCH.CLEARNET ENCLEAR PROVIDES AN OTC CLEARING SERVICE FOR VARIOUS COMMODITY PRODUCTS INCLUDING FREIGHT, CONTAINERS, EMISSIONS, IRON ORE, FERTILISER & COAL. UNITED KINGDOM GB ENSY XLDN S EURONEXT SYNAPSE LONDON WWW.EURONEXT.COM JULY 2017 ACTIVE JULY 2017 FIXED INCOME MTF UNITED KINGDOM GB EQLD EQLD O EQUILEND EUROPE LIMITED LONDON WWW.EQUILEND.COM AUGUST 2013 ACTIVE AUGUST 2013 MULTILATERAL TRADING FACILITY UNITED KINGDOM GB EQSL EQLD S EQUILEND EUROPE LIMITED - SWAPS LONDON WWW.EQUILEND.COM APRIL 2020 ACTIVE APRIL 2020 UNITED KINGDOM GB EVOL EVOL O EVOLUTION MARKETS EVOL LONDON WWW.EVOMARKETS.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 COMMODITIES. UNITED KINGDOM GB EXBO EXEU S EXANE BNP PARIBAS - BID-OFFER CROSSING LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 BID-OFFER CROSSING NETWORK TO BE OPERATED BY EXANE BNP PARIBAS. UNITED KINGDOM GB EXCP EXEU S EXANE BNP PARIBAS - CLOSING PRICE LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 EXCP IS THE IDENTIFIER TO BE USED FOR CLIENT EXECUTIONS EXECUTED UNDER EXANE'S CLOSING PRICE MECHANISM. UNITED KINGDOM GB EXDC EXEU S EXANE BNP PARIBAS - DIRECT CAPITAL ACCESS EXDC LONDON WWW.EXANE.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 UNITED KINGDOM GB EXEU EXEU O EXANE BNP PARIBAS EXEU LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 OPERATING MIC COVERING THE CROSSING MECHANISMS OPERATED BY EXANE BNP PARIBAS. UNITED KINGDOM GB EXLP EXEU S EXANE BNP PARIBAS - LIQUIDITY PROVISION EXLP LONDON WWW.EXANE.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 UNITED KINGDOM GB EXMP EXEU S EXANE BNP PARIBAS - MID POINT EXANE BNP PARIBAS LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 EUROPEAN MID-POINT CROSSING NETWORK OPERATED BY EXANE BNP PARIBAS. UNITED KINGDOM GB EXOR EXEU S EXANE BNP PARIBAS - CHILD ORDER CROSSING LONDON WWW.EXANE.COM AUGUST 2015 ACTIVE JULY 2015 SMART ORDER ROUTING CROSSING MECHANISM OPERATED BY EXANE BNP PARIBAS. UNITED KINGDOM GB EXOT EXOT O EXOTIX CAPITAL - OTF LONDON WWW.EXOTIX.COM AUGUST 2017 ACTIVE AUGUST 2017 ORGANISED TRADING FACILITY (OTF). UNITED KINGDOM GB EXSI EXEU S EXANE BNP PARIBAS - GB - SYSTEMATIC INTERNALISER LONDON WWW.EXANE.COM OCTOBER 2017 ACTIVE JULY 2015 EXSI IS THE IDENTIFIER TO BE USED FOR CLIENT EXECUTIONS EXECUTED UNDER THE SYSTEMATIC INTERNALISER REGIME BY EXANE BNP PARIBAS. UNITED KINGDOM GB EXVP EXEU S EXANE BNP PARIBAS - VOLUME PROFILE CROSSING LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 CROSSING MECHANISM OPERATED BY EXANE BNP PARIBAS WHERE A BUY AND A SELL ORDER HAVE OPPOSITE VOLUME PROFILES FOR AN INTERVAL OF TIME. UNITED KINGDOM GB FAIR FAIR O CANTOR SPREADFAIR LONDON WWW.SPREADFAIR.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UNITED KINGDOM GB FISU FISU O FREIGHT INVESTOR SERVICES LIMITED FIS LONDON WWW.FREIGHTINVESTORSERVICES.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 INTRODUCING BROKER FOR EXCHANGE TRADED DERIVATIVES CONTRACTS. UNITED KINGDOM GB FNUK FNUK O FINANTIA UK LIMITED - SYSTEMATIC INTERNALISER LONDON APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB FRTE FRTE O FORTE - OTF LONDON WWW.FORTESECURITIES.COM DECEMBER 2017 ACTIVE DECEMBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB FXGB FXGB O FXCM - MTF FXCM LONDON WWW.FXCM.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR OTC DERIVATIVES. UNITED KINGDOM GB FXOP FXOP O TRADITION-NEX OTF LONDON WWW.TRADITION.COM FEBRUARY 2018 ACTIVE APRIL 2017 FX OPTIONS TRADING FACILITY. UNITED KINGDOM GB GEMX GEMX O GEMMA (GILT EDGED MARKET MAKERS’ASSOCIATION) GEMMA LONDON JUNE 2005 ACTIVE JUNE 2005 UNITED KINGDOM GB GFBM GFIB S GFI BROKERS - MTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY. UNITED KINGDOM GB GFBO GFIB S GFI BROKERS - OTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB GFIB GFIB O GFI BROKERS LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 UNITED KINGDOM GB GFIC GFIC O GFI SECURITIES LTD LONDON WWW.GFIGROUP.COM DECEMBER 2017 ACTIVE AUGUST 2007 UNITED KINGDOM GB GFIF GFIC S GFI FOREXMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE AUGUST 2007 UNITED KINGDOM GB GFIN GFIC S GFI ENERGYMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE APRIL 2009 ADDITIONAL PRODUCTS: DRY FREIGHT DERIVATIVES AND UK GAS TRADING UNITED KINGDOM GB GFIR GFIC S GFI RATESMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE SEPTEMBER 2010 ELECTRONIC PLATFORM FOR TRADING INTEREST RATE DERIVATIVES. UNITED KINGDOM GB GFSM GFIC S GFI SECURITIES LTD - MTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY. UNITED KINGDOM GB GFSO GFIC S GFI SECURITIES LTD - OTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB GMEG GMEG O GMEX EXCHANGE GMEX LONDON WWW.GMEX-GROUP.COM MAY 2016 ACTIVE JUNE 2013 MTF FOR DERIVATIVES AND SECURITIES UNITED KINGDOM GB GMGL GMGL O GMG BROKERS LIMITED GMGLDN LONDON WWW.GMG-BROKERS.COM JANUARY 2018 ACTIVE JANUARY 2018 UNITED KINGDOM GB GRIF GRIF O GRIFFIN MARKETS LIMITED LONDON WWW.GRIFFINMARKETS.COM OCTOBER 2012 ACTIVE OCTOBER 2012 TRADING VENUE FOR EUROPEAN ENERGY MARKETS. UNITED KINGDOM GB GRIO GRIF S GRIFFIN MARKETS LIMITED - OTF LONDON WWW.GRIFFINMARKETS.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 GRIFFIN ORGANISED TRADING FACILITY. UNITED KINGDOM GB GRSE GRSE O THE GREEN STOCK EXCHANGE - ACB IMPACT MARKETS GSE LONDON WWW.ACBIMPACTMARKETS.COM JULY 2014 ACTIVE JULY 2014 MARKETPLACE FOR SUSTAINABLE SECURITIES (SECURITIES, BONDS, COMMODITIES) UNITED KINGDOM GB GSIB GSIB O GOLDMAN SACHS INTERNATIONAL BANK GSIB LONDON WWW.GOLDMANSACHS.COM JULY 2017 ACTIVE JULY 2017 UNITED KINGDOM GB GSIL GSIL O GOLDMAN SACHS INTERNATIONAL GSI LONDON WWW.GOLDMANSACHS.COM/GSET OCTOBER 2016 ACTIVE OCTOBER 2016 UNITED KINGDOM GB GSSI GSIL S GOLDMAN SACHS INTERNATIONAL - SYSTEMATIC INTERNALISER LONDON WWW.GOLDMANSACHS.COM/GSET OCTOBER 2016 ACTIVE OCTOBER 2016 GSI SYSTEMATIC INTERNALISER UNITED KINGDOM GB HRSI HRSI O HUDSON RIVER TRADING - SYSTEMATIC INTERNALISER LONDON WWW.HUDSON-TRADING.COM JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB HSBC HSBC O HSBC - SYSTEMATIC INTERNALISER HSBC SI LONDON WWW.HSBCNET.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB IBAL IBAL O ICE BENCHMARK ADMINISTRATION IBA LONDON WWW.THEICE.COM/IBA JULY 2015 ACTIVE JULY 2015 INDEPENDENT SUBSIDIARY OF THE ICE, RESPONSIBLE FOR THE END-TO-END ADMINISTRATION OF BENCHMARKS. UNITED KINGDOM GB ICEO ICEO O ICAP ENERGY - OTF LONDON WWW.ICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB ICPM ICPM O TP ICAP UK MTF LONDON WWW.ICAP.COM FEBRUARY 2019 ACTIVE JUNE 2007 MULTILATERAL TRADING FACILITY. UNITED KINGDOM GB IECL ICEO S ICAP ENERGY LTD OTF - COMMODITIES AND ENERGY DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF COMMODITIES AND ENERGY DERIVATIVES. UNITED KINGDOM GB IFEN IFEU S ICE FUTURES EUROPE - OIL AND REFINED PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. UNITED KINGDOM GB IFEU IFEU O ICE FUTURES EUROPE LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. UNITED KINGDOM GB IFLL IFEU S ICE FUTURES EUROPE - FINANCIAL PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. UNITED KINGDOM GB IFLO IFEU S ICE FUTURES EUROPE - EQUITY PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. UNITED KINGDOM GB IFLS IFLS O SWAPXECUTE LONDON WWW.INTLFCSTONE.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 ORGANISED TRADING FACILITY (OTF) FOR OTC DERIVATIVES. NOT LIVE YET. UNITED KINGDOM GB IFLX IFEU S ICE FUTURES EUROPE - AGRICULTURAL PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. UNITED KINGDOM GB IFUT IFEU S ICE FUTURES EUROPE - EUROPEAN UTILITIES DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. UNITED KINGDOM GB IGDL IGDL O ICAP GLOBAL DERIVATIVES LIMITED LONDON WWW.ICAP.COM/WHAT-WE-DO/OUR-MIFID-II-VENUES/ICAP-GLOBAL-DERIVATIVES-MTF.ASPX FEBRUARY 2018 ACTIVE NOVEMBER 2016 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES. UNITED KINGDOM GB ILCM IOTF S LOUIS CAPITAL MARKETS UK LONDON HTTPS://REGULATORY.TPICAP.COM/ JULY 2020 ACTIVE JULY 2020 UNITED KINGDOM GB IMCE ICPM S TP ICAP UK MTF - CASH EQUITY LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR CASH EQUITY. UNITED KINGDOM GB IMED ICPM S TP ICAP UK MTF - EQUITY DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR EQUITY DERIVATIVES. UNITED KINGDOM GB IMET ICPM S TP ICAP UK MTF - EXCHANGE TRADED PRODUCTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR EXCHANGE-TRADED FUNDS. UNITED KINGDOM GB IMFD ICPM S TP ICAP UK MTF - FX DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR FX DERIVATIVES. UNITED KINGDOM GB IMGB ICPM S TP ICAP UK MTF - GOVERNMENT BONDS EXCLUDING GILTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR GOVERNMENT BONDS EXCLUDING GILTS. UNITED KINGDOM GB IMGI ICPM S TP ICAP UK MTF - GILTS LONDON WWW.ICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR GILTS. UNITED KINGDOM GB IMMM ICPM S TP ICAP UK MTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR MONEY MARKET INSTRUMENTS. UNITED KINGDOM GB IMRD ICPM S TP ICAP UK MTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR INTEREST RATE DERIVATIVES. UNITED KINGDOM GB IMSB ICPM S TP ICAP UK MTF - CORPORATE BONDS AND SECURITIES DEBT LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR CORPORATE BONDS AND SECURITISED DEBT. UNITED KINGDOM GB IMTF IMTF O INTEGRAL MTF LONDON WWW.INTEGRALMTF.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 MULTILATERAL TRADING FACILITY. UNITED KINGDOM GB INVE INVE O INVESTEC BANK PLC - SYSTEMATIC INTERNALISER LONDON WWW.INVESTEC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER - LIVE IN JANUARY 2018. UNITED KINGDOM GB IOCD IOTF S ICAP SECURITIES OTF - CREDIT DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF CREDIT DERIVATIVES. UNITED KINGDOM GB IOED IOTF S ICAP SECURITIES OTF - EQUITY DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF EQUITY DERIVATIVES. UNITED KINGDOM GB IOFI IOTF S ICAP SECURITIES OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF CORPORATE BONDS & SECURITISED DEBT. UNITED KINGDOM GB IOFX IOTF S ICAP SECURITIES OTF - FX DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES. UNITED KINGDOM GB IOGB IOTF S ICAP SECURITIES OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. UNITED KINGDOM GB IOGI IOTF S ICAP SECURITIES OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. UNITED KINGDOM GB IOIR IOTF S ICAP SECURITIES OTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF INTEREST RATE DERIVATIVES. UNITED KINGDOM GB IOMM IOTF S ICAP SECURITIES OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. UNITED KINGDOM GB IOTC XIEL S INSTINET EUROPE LIMITED OTC LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB IOTF IOTF O ICAP SECURITIES - OTF ISL OTF LONDON WWW.ICAP.COM APRIL 2021 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB IPSX IPSX O IPSX IPSX GUILDFORD WWW.IPSX.COM APRIL 2018 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR COMMERCIAL PROPERTY EQUITY. UNITED KINGDOM GB IPXP IPSX S IPSX PRIME IPSX GUILDFORD WWW.IPSX.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR COMMERCIAL PROPERTY EQUITY. UNITED KINGDOM GB IPXW IPSX S IPSX WHOLESALE IPSX GUILDFORD WWW.IPSX.COM MARCH 2019 ACTIVE MARCH 2019 REGISTERED MARKET FOR EQUITIES IN COMMERCIAL PROPERTY. UNITED KINGDOM GB ISSI ISSI O ICBC STANDARD BANK - SYSTEMATIC INTERNALISER ICBCS LONDON WWW.ICBCSTANDARDBANK.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB ISWA ISWA O I-SWAP LONDON WWW.I-SWAP.COM JANUARY 2012 ACTIVE JANUARY 2012 AUTHORISED MTF FOR OF EURO INTEREST RATE SWAPS. UNITED KINGDOM GB ISWB ISWA S I-SWAP - TRADE REGISTRATION LONDON WWW.I-SWAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REPORTING OF LIS AND OFF VENUE TRADES. UNITED KINGDOM GB ISWC ISWA S I-SWAP ORDER BOOK LONDON WWW.I-SWAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 UNITED KINGDOM GB ISWE IGDL S ICAP GLOBAL DERIVATIVES LIMITED - ELECTRONIC LONDON WWW.ICAP.COM/WHAT-WE-DO/ELECTRONIC-MARKETS/I-SWAP.ASPX FEBRUARY 2018 ACTIVE DECEMBER 2017 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES – CLOB. UNITED KINGDOM GB ISWR ISWA S I-SWAP TARGETED STREAMING/RFQ LONDON WWW.I-SWAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 UNITED KINGDOM GB ISWV IGDL S ICAP GLOBAL DERIVATIVES LIMITED - VOICE LONDON WWW.ICAP.COM/WHAT-WE-DO/OUR-MARKETS-AND-PRODUCTS/PRODUCTS/MEDIUM-LONG-TERM-INTEREST-RATE-SWAPS.ASPX FEBRUARY 2018 ACTIVE DECEMBER 2017 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES – VOICE / RFQ. UNITED KINGDOM GB IUOB IOTF S ICAP UK OTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 UNITED KINGDOM GB JEFS JISI S JEFFERIES INTERNATIONAL - SYSTEMATIC INTERNALISER LONDON WWW.JEFFERIES.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB JISI JISI O JEFFERIES INTERNATIONAL LONDON WWW.JEFFERIES.COM DECEMBER 2017 ACTIVE OCTOBER 2017 UNITED KINGDOM GB JPCB JPCB O JPMORGAN CHASE BANK N.A. LONDON BRANCH LONDON WWW.JPMORGAN.COM DECEMBER 2017 ACTIVE JUNE 2017 UNITED KINGDOM GB JPSI JPSI O J.P. MORGAN SECURITIES PLC LONDON WWW.JPMORGAN.COM JANUARY 2017 ACTIVE JANUARY 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB JSSI JSSI O JANE STREET FINANCIAL LTD - SYSTEMATIC INTERNALISER JSF LONDON WWW.JANESTREET.COM JANUARY 2018 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB KBLM KBLM O KYTE BROKING LIMITED LONDON WWW.KYTEBROKING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB KLEU KLEU O KNIGHT LINK EUROPE LONDON WWW.KNIGHT.COM APRIL 2009 ACTIVE APRIL 2009 SYSTEMATIC INTERNALISER UNITED KINGDOM GB LBCM LBCM O LLOYDS BANK CORPORATE MARKETS – SYSTEMATIC INTERNALISER LBCM LONDON WWW.LLOYDSBANKCORPORATEMARKETS.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. REGISTERED MARKET FOR LLOYDS BANK CORPORATE MARKET. UNITED KINGDOM GB LCUR LCUR O CURRENEX LDFX CX LDFX LONDON WWW.CURRENEX.COM MAY 2016 ACTIVE MAY 2016 FOREIGN EXCHANGE TRADING PLATFORM/SYSTEM THAT INCLUDES MATCHING ENGINES OPERATING DIFFERENT MARKETS: LDFX IS ITS LONDON MATCHING ENGINE. UNITED KINGDOM GB LELE LELE O LEDGEREDGE LONDON WWW.LEDGEREDGE.COM JULY 2020 ACTIVE JULY 2020 UNITED KINGDOM GB LIQF LIQU S LIQUIDNET EUROPE LIMITED LIQU LONDON WWW.LIQUIDNET.COM JUNE 2014 ACTIVE JUNE 2014 MIC FOR FIXED INCOME BOND TRADING REPORTING UNITED KINGDOM GB LIQH LIQU S LIQUIDNET H20 LQNT H20 LONDON WWW.LIQUIDNET.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. UNITED KINGDOM GB LIQU LIQU O LIQUIDNET SYSTEMS LONDON WWW.LIQUIDNET.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UNITED KINGDOM GB LISX BCXE S CBOE EUROPE - LIS SERVICE CBOE LIS LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE SEPTEMBER 2016 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EUROPE LIS SERVICE. UNITED KINGDOM GB LMAD LMAX S LMAX - DERIVATIVES LONDON WWW.LMAX.COM AUGUST 2011 ACTIVE AUGUST 2011 LMAX ALLOWS THE BENEFIT OF DIRECT ACCESS TO FINANCIAL MARKETS AND ALSO FACILITATES MTF WHERE TRADES ARE ENTERED DIRECTLY INTO THE MARKET AS ORDERS AND ALSO ACCESS FIVE LEVELS OF MARKET DEPTH WHERE THE BOOK IS WEIGHTED BETWEEN BUYERS AND SELLERS. UNITED KINGDOM GB LMAE LMAX S LMAX - EQUITIES LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING EQUITIES. UNITED KINGDOM GB LMAF LMAX S LMAX - FX LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING FX. UNITED KINGDOM GB LMAO LMAX S LMAX - INDICES/RATES/COMMODITIES LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING INDICES/RATES/COMMODITIES. UNITED KINGDOM GB LMAX LMAX O LMAX LONDON WWW.MTF.LMAX.COM/ DECEMBER 2010 ACTIVE DECEMBER 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS. UNITED KINGDOM GB LMEC LMEC O LME CLEAR LMEC LONDON WWW.LME.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 LONDON METAL EXCHANGE CLEARING PLATFORM UNITED KINGDOM GB LOTC LOTC O OTC MARKET LONDON WWW.LOTCE.COM AUGUST 2013 ACTIVE AUGUST 2013 SERVICE COMPANY PROVIDING TRADEABLE OTC DERIVATIVE PRODUCTS UNITED KINGDOM GB LOUI LOUI O LOUIS CAPITAL MARKETS UK LLP LCM LONDON WWW.LOUISCAPITAL.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB LOYD LOYD O LLOYDS BANK - SYSTEMATIC INTERNALISER LONDON WWW.LLOYDSBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB LPPM LPPM O LONDON PLATINUM AND PALLADIUM MARKET LPPM LONDON WWW.LPPM.ORG.UK APRIL 2007 ACTIVE APRIL 2007 UNITED KINGDOM GB MAEL MAEL O MARKETAXESS EUROPE LIMITED LONDON WWW.MARKETAXESS.COM JULY 2007 ACTIVE JULY 2007 UNITED KINGDOM GB MAKX MAKX O MAKOR SECURITIES LONDON LTD LONDON WWW.MAKOR-CAPITAL.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 UNITED KINGDOM GB MAQI MAQI O MACQUARIE BANK INTERNATIONAL LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.MACQUARIE.COM/UK JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB MAQL MAQL O MACQUARIE CAPITAL EUROPE LIMITED LONDON WWW.MACQUARIE.COM/UK OCTOBER 2017 ACTIVE OCTOBER 2017 UNITED KINGDOM GB MAQU MAQU O MACQUARIE BANK LIMITED, LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.MACQUARIE.COM/UK JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB MAXD MAXD O MAX MARKETS LIMITED HOVE WWW.MAXMARKETS.NET JUNE 2020 ACTIVE JUNE 2020 UNITED KINGDOM GB MBSI MSBI S MORGAN STANLEY BANK INTERNATIONAL LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.MORGANSTANLEY.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB MCUR MCUR O CURRENEX MTF LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017 UNITED KINGDOM GB MCXR MCUR S CURRENEX MTF - RFQ LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017 UNITED KINGDOM GB MCXS MCUR S CURRENEX MTF - STREAMING LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017 UNITED KINGDOM GB METZ METZ O MET ZURICH LONDON WWW.METZURICH.COM JULY 2018 ACTIVE JULY 2018 UNITED KINGDOM GB MFGL MFGL O MF GLOBAL ENERGY MTF LONDON WWW.MFGLOBAL.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 UNITED KINGDOM GB MFXA MFXC S FX CONNECT - MTF - ALLOCATIONS LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017 UNITED KINGDOM GB MFXC MFXC O FX CONNECT - MTF LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017 UNITED KINGDOM GB MFXR MFXC S FX CONNECT - MTF - RFQ LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017 UNITED KINGDOM GB MHBL MHBL O MIZUHO BANK, LTD. LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.MIZUHO-EMEA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER IN FX DERIVATIVES. UNITED KINGDOM GB MHIP MHIP O MIZUHO INTERNATIONAL - SYSTEMATIC INTERNALISER MHI LONDON WWW.ONEMIZUHO.EU JULY 2017 ACTIVE JULY 2017 ANTICIPATED SYSTEMATIC INTERNALISER FOR BONDS. UNITED KINGDOM GB MLIX MLIX O MERRILL LYNCH INTERNATIONAL MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB MLRQ MLIX S MERRILL LYNCH INTERNATIONAL - RFQ - SYSTEMATIC INTERNALISER MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB MLSI MLIX S MERRILL LYNCH INTERNATIONAL - SYSTEMATIC INTERNALISER MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB MSBI MSBI O MORGAN STANLEY BANK INTERNATIONAL LIMITED LONDON WWW.MORGANSTANLEY.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 UNITED KINGDOM GB MSIP MSIP O MORGAN STANLEY AND CO. INTERNATIONAL PLC LONDON WWW.MORGANSTANLEY.COM MAY 2015 ACTIVE MAY 2015 UNITED KINGDOM GB MSSI MSIP S MORGAN STANLEY AND CO. INTERNATIONAL PLC - SYSTEMATIC INTERNALISER LONDON WWW.MORGANSTANLEY.COM APRIL 2018 ACTIVE MAY 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB MUBL MUBL O MUFG BANK, LTD. - LONDON BRANCH -SYSTEMATIC INTERNALISER MUBL SI LONDON WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB MUFP MUFP O MARIANA UFP LLP MUFP LONDON WWW.MARIANAINVESTMENTS.COM JULY 2017 ACTIVE JULY 2017 MARKET FOR BONDS & OTC DERIVATIVES. UNITED KINGDOM GB MUSE MUSE O MUFG SECURITIES EMEA PLC - SYSTEMATIC INTERNALISER LONDON WWW.MUFGEMEA.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB MUTI MUTI O MITSUBISHI UFJ TRUST INTERNATIONAL LIMITED MUTI LONDON WWW.TR.MUFG.JP/ENGLISH/OURSERVICES/ADMINISTRATION/MUTI.HTML JULY 2018 ACTIVE JUNE 2017 UNITED KINGDOM GB MXLM MAEL S MARKETAXESS EUROPE LIMITED - LIVE MARKETS LONDON WWW.MARKETAXESS.COM MARCH 2020 ACTIVE MARCH 2020 UNITED KINGDOM GB MYTR MYTR O MYTREASURY LONDON WWW.MYTREASURY.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UNITED KINGDOM GB N2EX N2EX O N2EX LONDON WWW.N2EX.COM NOVEMBER 2009 ACTIVE NOVEMBER 2009 N2EX, THE UK MARKET OPERATED BY NASDAQ OMX COMMODITIES AND NORD POOL SPOT, IS A MARKETPLACE FOR PHYSICAL UK POWER CONTRACTS AND LAUNCH A PLATFORM FOR FINANCIAL FUTURES CONTRACTS. UNITED KINGDOM GB NABA NABL S NATIONAL AUSTRALIA BANK - FX DERIVATIVES AND FIXED INCOME SECURITIES - SYSTEMATIC INTERNALISER NAB LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB NABE NABE O NAB EUROPE LIMITED - SYSTEMATIC INTERNALISER NABE LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB NABL NABL O NATIONAL AUSTRALIA BANK - SYSTEMATIC INTERNALISER NAB LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB NABU NABE S NAB EUROPE LIMITED - SYSTEMATIC INTERNALISER - FIXED INCOME SECURITIES NABE LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB NBFL NBFL O NATIONAL BANK FINANCIAL INC. - SYSTEMATIC INTERNALISER NBF LONDON HTTPS://NBFM.CA/EN JUNE 2020 ACTIVE JUNE 2020 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB NCML NCML O SMBC NIKKO CAPITAL MARKETS LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.SMBCNIKKO-CM.COM DECEMBER 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB NDCM NDCM O ICE ENDEX UK OCM GAS SPOT ICE ENDEX OCM LONDON WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE DECEMBER 2014 ELECTRONIC PLATFORM TO TRADE UK OCM GAS SPOT MARKET. UNITED KINGDOM GB NEXD NEXX S AQSE MAIN MARKET (NON-EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 UNITED KINGDOM GB NEXF NEXX S AQSE GROWTH MARKET (NON-EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 UNITED KINGDOM GB NEXG NEXX S AQSE GROWTH MARKET (EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 UNITED KINGDOM GB NEXL NEXX S AQSE MAIN MARKET (EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 UNITED KINGDOM GB NEXN NEXX S AQSE TRADING (NON-EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 UNITED KINGDOM GB NEXS NEXS O NEX SEF NSL LONDON WWW.NEX.COM MARCH 2017 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY UNITED KINGDOM GB NEXT NEXX S AQSE TRADING (EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 UNITED KINGDOM GB NEXX NEXX O AQUIS STOCK EXCHANGE LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 UNITED KINGDOM GB NOFF NOFF O NOMURA OTC TRADES LONDON WWW.NOMURA.COM APRIL 2012 ACTIVE APRIL 2012 UNITED KINGDOM GB NOSI NOSI O NOMURA - SYSTEMATIC INTERNALISER LONDON WWW.NOMURA.COM MARCH 2018 ACTIVE APRIL 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB NTUK NTUK O NATIXIS LONDON BRANCH NLB LONDON WWW.NATIXIS.COM DECEMBER 2020 ACTIVE DECEMBER 2020 UNITED KINGDOM GB NWMS NWMS O ROYAL BANK OF SCOTLAND - SYSTEMATIC INTERNALISER RBS PLC EDINBURGH WWW.RBS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB NXEU NXEU O NX LONDON WWW.NOMURA.COM JUNE 2009 ACTIVE JUNE 2009 NX IS THE INTERNAL EQUITIES ONLY CROSSING PLATFORM FOR NOMURA. UNITED KINGDOM GB OCSI OCSI O SOVA CAPITAL - SYSTEMATIC INTERNALISER LONDON WWW.SOVACAPITAL.COM MAY 2018 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS UNITED KINGDOM GB OTCE OTCE O OTCEX LONDON WWW.OTCEXGROUP.COM APRIL 2016 ACTIVE APRIL 2016 TRADE NAME: TRAYPORT. UNITED KINGDOM GB PARX TRDE S PARFX LONDON WWW.PARFX.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC TRADING PLATFORM FOR SPOT FX UNITED KINGDOM GB PEEL PEEL O PEEL HUNT LLP UK LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 UNITED KINGDOM GB PFXD TRDE S PARNDF LONDON WWW.PARFX.COM OCTOBER 2019 ACTIVE FEBRUARY 2019 TRADING PLATFORM FOR NDF AND DERIVATIVE PRODUCTS. UNITED KINGDOM GB PIEU PIEU O ARITAS FINANCIAL LTD LONDON WWW.PIPELINETRADING.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 MTF FOR LARGE BLOCK PAN-EUROPEAN EQUITIES. UNITED KINGDOM GB PIRM PIRM O PIRUM LONDON WWW.PIRUM.COM JULY 2011 ACTIVE JULY 2011 SECURITIES LENDING CCP FLOW PROVIDER. UNITED KINGDOM GB PLDX LOTC S PLUS DERIVATIVES EXCHANGE PLUS-DX LONDON WWW.PLUS-DX.COM AUGUST 2013 ACTIVE MARCH 2012 SERVICE COMPANY PROVIDING EXECUTION SERVICES FOR OTC DERIVATIVES. UNITED KINGDOM GB PPEX PPEX O PROPERTY PARTNER EXCHANGE LONDON WWW.PROPERTYPARTNER.CO SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 UNITED KINGDOM GB PVMF PVMF O PVM OTF LONDON WWW.PVMOIL.CO.UK NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB QWIX QWIX O Q-WIXX PLATFORM LONDON WWW.QWIXX.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UNITED KINGDOM GB R5FX R5FX O R5FX LIMITED LONDON WWW.R5FX.COM JUNE 2018 ACTIVE JUNE 2018 ELECTRONIC TRADING PLATFORM FOR FX SPOT TRADING. UNITED KINGDOM GB RABL RABL O RABOBANK INTERNATIONAL UK - SYSTEMATIC INTERNALISER LONDON WWW.RABOBANK.COM DECEMBER 2020 ACTIVE DECEMBER 2020 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB RBCE RBCE O RBC EUROPE LIMITED LONDON WWW.RBC.COM JUNE 2013 ACTIVE JUNE 2013 EQUITIES BROKER FILL. UNITED KINGDOM GB RBCM RBCM O RBC - ROYAL BANK OF CANADA RBC LONDON WWW.RBC.COM NOVEMBER 2019 ACTIVE NOVEMBER 2017 FIXED INCOME, CURRENCIES AND COMMODITIES. UNITED KINGDOM GB RBCT RBCT O RBC INVESTOR SERVICES TRUST LONDON WWW.RBCITS.COM JULY 2017 ACTIVE JULY 2017 UNITED KINGDOM GB RBSX RBSX O RBS CROSS LONDON WWW.RBS.COM MAY 2011 ACTIVE MAY 2011 RBS CROSS IS THE BROKER CROSSING SYSTEM (BCS) OPERATED BY RBS. UNITED KINGDOM GB REST NEXS S NEX SEF MTF - RESET - RISK MITIGATION SERVICES NSL LONDON WWW.RESET.NET DECEMBER 2017 ACTIVE DECEMBER 2017 SWAP EXECUTION FACILITY UNITED KINGDOM GB RTSI RBCT S RBC INVESTOR SERVICES TRUST - SYSTEMATIC INTERNALISER LONDON WWW.RBCITS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB RTSL RTSL O REFINITIV TRANSACTIONS SERVICES LIMITED RTSL LONDON WWW.REUTERS.COM MARCH 2019 ACTIVE AUGUST 2007 UNITED KINGDOM GB SBEX SBEX O SCOTIABANK - SYSTEMATIC INTERNALISER LONDON WWW.SCOTIABANK.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB SCOT SCOT O SCOTTISH STOCK EXCHANGE SSX EDINBURGH HTTPS://PROJECTHEATHER.SCOT/ SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 UNITED KINGDOM GB SECF SECF O SECFINEX LONDON WWW.SECFINEX.COM JANUARY 2009 ACTIVE JANUARY 2009 MULTILATERAL TRADING FACILITY - ELECTRONIC EXCHANGE FOR STOCK BORROWING AND LENDING TRANSACTIONS. UNITED KINGDOM GB SFCL SFCL O SWISSCANTO FUNDS CENTRE LIMITED LONDON WWW.SWISSCANTO.CO.UK OCTOBER 2017 ACTIVE OCTOBER 2017 PRIMARY MARKET FOR FUNDS. UNITED KINGDOM GB SGMX SGMX O SIGMA X MTF LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ FEBRUARY 2010 ACTIVE FEBRUARY 2010 ELECTRONIC TRADING PLATFORM FOR EUROPEAN EQUITIES. UNITED KINGDOM GB SGMY SGMX S SIGMA X MTF - AUCTION BOOK LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ JUNE 2017 ACTIVE JUNE 2017 AUCTION BOOK. UNITED KINGDOM GB SGMZ SGMX S SIGMA X MTF - NEGOTIATED TRADE LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ NOVEMBER 2019 ACTIVE NOVEMBER 2019 UNITED KINGDOM GB SHAR SHAR O ASSET MATCH AYLESBURY WWW.SHAREMARK.COM DECEMBER 2012 ACTIVE SEPTEMBER 2007 UNITED KINGDOM GB SICS CSEU S CREDIT SUISSE SECURITIES (EUROPE) LIMITED - SYSTEMATIC INTERNALISER CSSEL SI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB SIFX SIFX O SIEGE FX LIMITED LONDON WWW.SIEGEFX.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 UNITED KINGDOM GB SKYX SKYX O SKYTRA LONDON WWW.SKYTRA.COM FEBRUARY 2020 ACTIVE FEBRUARY 2020 UNITED KINGDOM GB SMBE SMBE O SUMITOMO MITSUI BANKING CORPORATION EUROPE LIMITED LONDON WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 INCLUDING EEA BRANCHES. UNITED KINGDOM GB SMBG SMBG O SUMITOMO MITSUI BANKING CORPORATION - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB SNUK SNUK O SANTANDER UK - SYSTEMATIC INTERNALISER SNUK LONDON WWW.SANTANDERGCB.CO.UK APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB SPDX SPDX O SPREADEX ST ALBANS WWW.SPREADEX.COM OCTOBER 2018 ACTIVE OCTOBER 2018 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES. UNITED KINGDOM GB SPEC SPEC O MAREX SPECTRON INTERNATIONAL LIMITED OTF MSIL OTF LONDON WWW.MAREXSPECTRON.COM JUNE 2017 ACTIVE SEPTEMBER 2007 ORGANISED TRADING FACILITY FOR OTC DERIVATIVES. UNITED KINGDOM GB SPRZ SPRZ O SPREADZERO LONDON WWW.SPREADZERO.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC CROSSING PLATFORM UNITED KINGDOM GB SQUA SQUA O SQUARE GLOBAL - OTF LONDON WWW.SQUAREGLOBALMARKETS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR OTC EQUITY DERIVATIVES. UNITED KINGDOM GB SSBT SSBT O STATE STREET BANK AND TRUST COMPANY SSBTCO LONDON WWW.STATESTREET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB SSEX SSEX O SOCIAL STOCK EXCHANGE SSE LONDON WWW.SOCIALSTOCKEXCHANGE.COM JULY 2013 ACTIVE JULY 2013 THE SSE GIVES INVESTORS ACCESS TO INFORMATION ON PUBLICLY LISTED BUSINESSES WITH STRONG SOCIAL AND ENVIRONMENTAL PURPOSE. UNITED KINGDOM GB SSFX SSBT S STATE STREET BANK AND TRUST FX - SYSTEMATIC INTERNALISER SSBTCO LONDON WWW.STATESTREET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER. UNITED KINGDOM GB SSIL SSIL O STATE STREET BANK INTERNATIONAL FX - LONDON BRANCH - SYSTEMATIC INTERNALISER SSIL LONDON WWW.STATESTREET.COM MARCH 2019 ACTIVE MARCH 2019 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER. UNITED KINGDOM GB STAN STAN O STANDARD CHARTERED - SYSTEMATIC INTERNALISER LONDON WWW.SC.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER UNITED KINGDOM GB STFL STFL O STIFEL NICOLAUS EUROPE LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.STIFEL.COM/INSTITUTIONAL/STIFELEUROPE SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER UNITED KINGDOM GB SUNB SUNB O SUNRISE BROKERS LONDON WWW.SUNRISEBROKERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 UNITED KINGDOM GB SUNO SUNB S SUNRISE - OTF LONDON WWW.SUNRISEBROKERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB SWAP SWAP O SWAPSTREAM LONDON WWW.SWAPSTREAM.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UNITED KINGDOM GB TCDS TRDE S TRADITION OTF LONDON WWW.TRADITION.CO.UK FEBRUARY 2018 ACTIVE AUGUST 2007 UNITED KINGDOM GB TCML TCML O TIDE CM LONDON WWW.TIDECM.COM JUNE 2017 ACTIVE JUNE 2017 UNITED KINGDOM GB TDBL TDBL O TORONTO DOMINION BANK - LONDON BRANCH TD BANK LONDON WWW.TD.COM DECEMBER 2017 ACTIVE DECEMBER 2017 UNITED KINGDOM GB TECO TPEO S TULLETT PREBON EUROPE - OTF - COMMODITY AND ENERGY DERIVATIVES LONDON WWW.TPICAP.COM DECEMBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF COMMODITY AND ENERGY DERIVATIVES. UNITED KINGDOM GB TEFD TPEL S TULLETT PREBON EUROPE - MTF - FX DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF FX DERIVATIVES. UNITED KINGDOM GB TEFX TPEO S TULLETT PREBON EUROPE - OTF - FX DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES. UNITED KINGDOM GB TEGB TPEO S TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. UNITED KINGDOM GB TEGI TPEO S TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. UNITED KINGDOM GB TEIR TPEO S TULLETT PREBON EUROPE - OTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF INTEREST RATE DERIVATIVES. UNITED KINGDOM GB TEMB TPEL S TULLETT PREBON EUROPE - MTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. UNITED KINGDOM GB TEMF TPEL S TULLETT PREBON EUROPE - MTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF CORPORATE BONDS & SECURITISED DEBT. UNITED KINGDOM GB TEMI TPEL S TULLETT PREBON EUROPE - MTF - MONEY MARKETS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. UNITED KINGDOM GB TEMM TPEO S TULLETT PREBON EUROPE - OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. UNITED KINGDOM GB TEMR TPEL S TULLETT PREBON EUROPE - MTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF REPOS. UNITED KINGDOM GB TERE TPEO S TULLETT PREBON EUROPE - OTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF REPOS. UNITED KINGDOM GB TIRD TPEL S TULLETT PREBON EUROPE - MTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF INTEREST RATE DERIVATIVES. UNITED KINGDOM GB TNLL XLDN S EURONEXT - TRADING FACILITY LONDON LONDON WWW.EURONEXT.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY (MTF). UNITED KINGDOM GB TPEL TPEL O TULLETT PREBON (EUROPE) LIMITED LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE MARCH 2016 MTF FOR THE BROKING OF FOREIGN EXCHANGE, ENERGY, COMMODITY AND INTEREST RATE DERIVATIVES. UNITED KINGDOM GB TPEO TPEO O TULLETT PREBON EUROPE - OTF LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB TPIE TPIE O THE PROPERTY INVESTMENT EXCHANGE PROPEX LONDON WWW.PROPEX.CO.UK MARCH 2013 ACTIVE OCTOBER 2007 UNITED KINGDOM GB TPSL TPSL O TULLETT PREBON SECURITIES - MTF LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE MARCH 2016 MTF FOR THE BROKING OF SECURITIES, DERIVATIVES AND REPURCHASE AGREEMENTS. UNITED KINGDOM GB TPSO TPSO O TULLETT PREBON SECURITIES - OTF LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB TRAL RTSL S REFINITIV TRANSACTIONS SERVICES LIMITED - FXALL RFQ LONDON WWW.REUTERS.COM MARCH 2019 ACTIVE APRIL 2017 TRADING REQUEST FOR QUOTE PLATFORM FOR FX OTC DERIVATIVES. UNITED KINGDOM GB TRAX TRAX O MARKETAXESS POST-TRADE LIMITED - APA LONDON WWW.MARKETAXESS.COM MARCH 2021 ACTIVE MAY 2017 APPROVED PUBLICATION ARRANGEMENT. UNITED KINGDOM GB TRDE TRDE O TRADITION LONDON WWW.TRADITION.COM FEBRUARY 2018 ACTIVE OCTOBER 2010 ELECTRONIC TRADING PLATFORM FOR SECURITIES. UNITED KINGDOM GB TRDX TRDE S TRAD-X TRAD-X LONDON WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012 TRADITION'S HYBRID TRADING PLATFORM FOR OTC DERIVATIVES AND OTHER FINANCIAL INSTRUMENTS. UNITED KINGDOM GB TREA TREU S TRADEWEB EUROPE LIMITED - APA LONDON WWW.TRADEWEB.COM APRIL 2017 ACTIVE APRIL 2017 APPROVED PUBLICATION ARRANGEMENT SEGMENT UNITED KINGDOM GB TREO TREU S TRADEWEB EUROPE LIMITED - OTF LONDON WWW.TRADEWEB.COM APRIL 2017 ACTIVE APRIL 2017 ORGANISED TRADING FACILITY UNITED KINGDOM GB TREU TREU O TRADEWEB EUROPE LIMITED LONDON WWW.TRADEWEB.COM NOVEMBER 2014 ACTIVE JUNE 2005 UNITED KINGDOM GB TRFW RTSL S REFINITIV TRANSACTION SERVICES LIMITED - FORWARDS MATCHING LONDON WWW.REUTERS.COM APRIL 2019 ACTIVE APRIL 2017 REGISTERED MARKET FOR OTC FX DERIVATIVES. UNITED KINGDOM GB TRQA TRQX S TURQUOISE LIT AUCTIONS LONDON WWW.TRADETURQUOISE.COM NOVEMBER 2017 ACTIVE SEPTEMBER 2017 ORDER BOOK FOR TURQUOISE FREQUENT TRANSPARENT AUCTION TRADING. UNITED KINGDOM GB TRQB TRQX S TURQUOISE NYLON CASH ORDER BOOK LONDON WWW.TRADETURQUOISE.COM JULY 2018 ACTIVE MARCH 2018 NON-DISPLAYED LARGE IN SCALE SERIES OF SCHEDULED BLOCK UNCROSSINGS. UNITED KINGDOM GB TRQC TRQX S TURQUOISE NYLON CLEARED CONTRACT LONDON WWW.TRADETURQUOISE.COM OCTOBER 2019 ACTIVE MARCH 2018 TRADING PLATFORM FOR CLEARED EQUITY CONTRACTS-FOR-DIFFERENCE. UNITED KINGDOM GB TRQM TRQX S TURQUOISE PLATO LONDON WWW.TRADETURQUOISE.COM JANUARY 2019 ACTIVE MAY 2011 UNITED KINGDOM GB TRQX TRQX O TURQUOISE LONDON WWW.TRADETURQUOISE.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UNITED KINGDOM GB TRSI TRSI O TOWER RESEARCH CAPITAL EUROPE LTD LONDON WWW.TOWER-RESEARCH.COM AUGUST 2017 ACTIVE AUGUST 2017 UNITED KINGDOM GB TRUK TRUK O TRADING 212 UK LIMITED LONDON WWW.TRADING212.COM JUNE 2021 ACTIVE JUNE 2021 UNITED KINGDOM GB TSCB TPSO S TULLETT PREBON SECURITIES - OTF - CORPORATE BONDS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS. UNITED KINGDOM GB TSCD TPSO S TULLETT PREBON SECURITIES - OTF - CREDIT DERIVATIVES LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CREDIT DERIVATIVES. UNITED KINGDOM GB TSED TPSO S TULLETT PREBON SECURITIES - OTF - EQUITY DERIVATIVES LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF EQUITY DERIVATIVES. UNITED KINGDOM GB TSFI TPSO S TULLETT PREBON SECURITIES - OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. UNITED KINGDOM GB TSGB TPSO S TULLETT PREBON SECURITIES - OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. UNITED KINGDOM GB TSGI TPSO S TULLETT PREBON SECURITIES - OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. UNITED KINGDOM GB TSMM TPSO S TULLETT PREBON SECURITIES - OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF MONEY MARKET INSTRUMENTS. UNITED KINGDOM GB TSMR TPSL S TULLETT PREBON SECURITIES - MTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR THE TRADING OF REPOS. UNITED KINGDOM GB TSRE TPSO S TULLETT PREBON SECURITIES - OTF - REPOS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF REPOS. UNITED KINGDOM GB TUOB TPSO S TP UK OTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 UNITED KINGDOM GB TWGP TWGP O TRADEWEB EUROPE LIMITED - GLOBAL TRADING PLATFORM LONDON WWW.TRADEWEB.COM JANUARY 2018 ACTIVE JANUARY 2018 UNITED KINGDOM GB UBIN UBIN O UNION BANK OF INDIA UK LTD LONDON WWW.UNIONBANKOFINDIAUK.CO.UK DECEMBER 2017 ACTIVE DECEMBER 2017 UNITED KINGDOM GB UBSB UBSB O UBS AG LONDON BRANCH - TRADING LONDON WWW.UBS.COM MARCH 2019 ACTIVE JULY 2017 UBS AG LONDON BRANCH TRADING PLATFORM. UNITED KINGDOM GB UBSY UBSB S UBS AG LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.UBS.COM JULY 2017 ACTIVE JULY 2017 UBS AG LONDON BRANCH TRADING PLATFORM SYSTEMATIC INTERNALISER. UNITED KINGDOM GB UGEN UGEN O UNITEDBLOCKTRADE BRADFORD WWW.UNITEDGENERAL.CO.UK JUNE 2021 ACTIVE JUNE 2021 UNITED KINGDOM GB UKGD XMTS S MTS UK LONDON JANUARY 2019 ACTIVE JULY 2011 THE MTS UK GOVERNMENT BOND MARKET OPERATES AS AN MTF AND WILL BE OPEN EXCLUSIVELY TO THE COMMUNITY OF GEMMS. UNITED KINGDOM GB UKOR ICPM S TP ICAP UK MTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 UNITED KINGDOM GB UKPX UKPX O APX POWER UK LONDON WWW.APXGROUP.COM JUNE 2006 ACTIVE JUNE 2006 UNITED KINGDOM GB UKRE ICPM S TP ICAP UK MTF - REGISTRATION LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 UNITED KINGDOM GB UNGB UNGB O UNICREDIT BANK AG - LONDON BRANCH - UK SYSTEMATIC INTERNALISER LONDON WWW.HYPOVEREINSBANK.DE APRIL 2021 ACTIVE APRIL 2021 SYSTEMATIC INTERNALISER. MIC CODE FOR UNICREDIT ACTING AS AN SYSTEMATIC INTERNALISER UNDER UK MIFIR/MIFID. UNITED KINGDOM GB VAGL VAGL O VIRTUAL AUCTION GLOBAL LIMITED VAGLOBAL LONDON WWW.VIRTUALAUCTIONGLOBAL.COM OCTOBER 2017 ACTIVE OCTOBER 2017 NOT LIVE YET. UNITED KINGDOM GB VAGM VAGM O VIRTUAL AUCTION GLOBAL MARKETS - MTF VAGM MTF LONDON WWW.VIRTUALAUCTIONGLOBAL.COM AUGUST 2019 ACTIVE AUGUST 2019 MULTILATERAL TRADING FACILITY. UNITED KINGDOM GB VCMO VCMO O VANTAGE CAPITAL MARKETS LLP - OTF VCM OTF LONDON WWW.VCMLLP.COM AUGUST 2017 ACTIVE AUGUST 2017 ORGANISED TRADING FACILITY (OTF). UNITED KINGDOM GB VEGA VEGA O VEGA-CHI LONDON WWW.VEGA-CHI.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING PLATFORM FOR OTC SECURITIES. FSA APPROVAL RECEIVED ON JANUARY 2010. UNITED KINGDOM GB VFGB VFGB O VIRTU FINANCIAL IRELAND LIMITED (LONDON BRANCH) - SYSTEMATIC INTERNALISER LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2019 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB VIUK VIUK O POSIT UK LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2019 UNITED KINGDOM GB VTBC VTBC O VTB CAPITAL PLC - SYSTEMATIC INTERNALISER LONDON WWW.VTBCAPITAL.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB WELN WELN O WEL - SYSTEMATIC INTERNALISER WEL SI LONDON WWW.WESTPAC.COM.AU/ABOUT-WESTPAC/GLOBAL-LOCATIONS/WESTPAC-UK/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB WFLB WFLB O WELLS FARGO BANK NA - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.EMEA.WF.COM JULY 2020 ACTIVE JULY 2020 SYSTEMATIC INTERNALISER. FX AND RATES DERIVATIVES. UNITED KINGDOM GB WINS WINS O WINTERFLOOD SECURITIES LIMITED - ELECTRONIC PLATFORM WINS LONDON WWW.WINTERFLOOD.COM JUNE 2017 ACTIVE OCTOBER 2014 REGISTERED MARKET MAKER – ELECTRONIC PLATFORM UNITED KINGDOM GB WINX WINS S WINTERFLOOD SECURITIES LIMITED - MANUAL TRADING LONDON WWW.WINTERFLOOD.COM JUNE 2017 ACTIVE JUNE 2017 REGISTERED MARKET MAKER - MANUAL TRADING UNITED KINGDOM GB WSIL WSIL O WELLS FARGO SECURITIES INTERNATIONAL LONDON WWW.WELLSFARGO.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 UNITED KINGDOM GB WSIN WSIN O WESTPAC BANKING CORPORATION - SYSTEMATIC INTERNALISER WBC SI LONDON WWW.WESTPAC.COM.AU/ABOUT-WESTPAC/GLOBAL-LOCATIONS/WESTPAC-UK/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB XALT XALT O ALTEX - ATS LONDON WWW.ALTEX-ATS.CO.UK JUNE 2007 ACTIVE JUNE 2007 UNITED KINGDOM GB XCOR XCOR O ICMA LONDON WWW.ICMA-GROUP.ORG SEPTEMBER 2006 ACTIVE SEPTEMBER 2006 UNITED KINGDOM GB XGCL XGCL O GLOBAL COAL LIMITED GLOBALCOAL LONDON WWW.GLOBALCOAL.COM AUGUST 2013 ACTIVE AUGUST 2013 MTF PLATFORM FOR OTC DERIVATIVES UNITED KINGDOM GB XGCX GMEG S GLOBAL COMMODITIES EXCHANGE GCX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR CASH SETTLED COMMODITIES UNITED KINGDOM GB XGDX GMEG S GLOBAL DERIVATIVES EXCHANGE GDX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR DERIVATIVES UNITED KINGDOM GB XGSX GMEG S GLOBAL SECURITIES EXCHANGE GSX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR SECURITIES UNITED KINGDOM GB XIEL XIEL O INSTINET EUROPE LIMITED LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 UNITED KINGDOM GB XLBM XLBM O LONDON BULLION MARKET LONDON WWW.LBMA.ORG.UK JUNE 2005 ACTIVE JUNE 2005 UNITED KINGDOM GB XLCH XLCH O LCH LTD LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2013 LCH GROUP IS A LEADING MULTI-ASSET CLASS AND MULTI-NATIONAL CLEARING HOUSE, SERVING MAJOR EXCHANGES AND PLATFORMS AS WELL AS A RANGE OF OTC MARKETS. UNITED KINGDOM GB XLDN XLDN O EURONEXT - EURONEXT LONDON LONDON WWW.EURONEXT.COM MAY 2015 ACTIVE MARCH 2010 UNITED KINGDOM GB XLDX GMEG S LONDON DERIVATIVES EXCHANGE LDX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 MTF FOR DERIVATIVES UNITED KINGDOM GB XLME XLME O LONDON METAL EXCHANGE LME LONDON WWW.LME.CO.UK JUNE 2005 ACTIVE JUNE 2005 UNITED KINGDOM GB XLOD XLON S LONDON STOCK EXCHANGE – CURVEGLOBAL MARKETS LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM JULY 2019 ACTIVE JULY 2013 LONDON STOCK EXCHANGE DERIVATIVES MARKET (PART OF LONDON STOCK EXCHANGE REGULATED MARKET). UNITED KINGDOM GB XLOM XLON S LONDON STOCK EXCHANGE - MTF LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE DECEMBER 2016 DEACTIVATED JAN 2017 UNTIL MARKET LAUNCH. REACTIVATED AUGUST 2017. UNITED KINGDOM GB XLON XLON O LONDON STOCK EXCHANGE LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM NOVEMBER 2015 ACTIVE JUNE 2005 UNITED KINGDOM GB XMTS XMTS O EUROMTS LTD LONDON WWW.MTSMARKETS.COM APRIL 2017 ACTIVE MARCH 2013 LEGAL ENTITY OPERATING ALL RELATED MARKET SEGMENT MICS. UNITED KINGDOM GB XPAL VIUK S POSIT AUCTION UK LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE APRIL 2019 UNITED KINGDOM GB XPHX PEEL S PEEL HUNT CROSSING LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 ELECTRONIC CROSSING PLATFORM FOR EQUITIES UNITED KINGDOM GB XPOL VIUK S POSIT DARK UK LONDON WWW.ITG.COM OCTOBER 2019 ACTIVE APRIL 2019 UNITED KINGDOM GB XPUK XPUK O XP INVESTMENTS UK LLP LONDON DECEMBER 2018 ACTIVE OCTOBER 2018 UNITED KINGDOM GB XRSP PEEL S PEEL HUNT RETAIL LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM FOR EQUITIES UNITED KINGDOM GB XSGB XSGB O SOCIETE GENERALE (LONDON BRANCH) - SYSTEMATIC INTERNALISER LONDON HTTPS://WHOLESALE.BANKING.SOCIETEGENERALE.COM/ AUGUST 2019 ACTIVE AUGUST 2019 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB XSMP XLDN S EURONEXT BLOCK LONDON WWW.EURONEXT.COM/BLOCKMTF SEPTEMBER 2017 ACTIVE SEPTEMBER 2008 MULTILATERAL TRADING FACILITY (MTF). UNITED KINGDOM GB XSWB XSWB O SWX SWISS BLOCK LONDON WWW.SWXEUROPE.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 TRADING VENUE FOR SWISS BLUE-CHIP EQUITIES. UNITED KINGDOM GB XTXM XTXM O XTX MARKETS LONDON WWW.XTXMARKETS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 EQUITY, FX, FIXED INCOME AND COMMODITY PRODUCTS. UNITED KINGDOM GB XUBS XUBS O UBS MTF LIMITED - DARK ORDER BOOK LONDON WWW.UBS.COM/MTF APRIL 2021 ACTIVE JULY 2010 UNITED KINGDOM GB XUMP XUBS S UBS MTF LIMITED - PERIODIC AUCTION ORDER BOOK LONDON WWW.UBS.COM/MTF APRIL 2021 ACTIVE NOVEMBER 2017 PERIODIC AUCTION ORDER BOOK. UNITED KINGDOM GB ZODM ZODM O ZODIA MARKETS LONDON WWW.ZODIA-MARKETS.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 CRYPTOASSET BROKERAGE AND EXCHANGE. UNITED STATES OF AMERICA US AATS AATS O ASSENT ATS JERSEY CITY WWW.SUNGARD.COM OCTOBER 2011 ACTIVE OCTOBER 2011 ASSENT ATS IS A US EQUITY DARK POOL OPERATED BY ASSENT, LLC - A SUBSIDIARY OF SUNGARD. UNITED STATES OF AMERICA US ACKF KNIG S KCG ACKNOWLEDGE FI ACKFI NEW YORK WWW.KCG.COM MARCH 2017 ACTIVE MARCH 2017 BI-LATERAL FIXED INCOME LIQUIDITY. UNITED STATES OF AMERICA US ADVT ADVT O ADVISE TECHNOLOGIES - APA TRANSPARENCY REPORTING NEW YORK WWW.ADVISETECHNOLOGIES.COM AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA). UNITED STATES OF AMERICA US ALDP XNYS S NYSE ALTERNEXT DARK AMEXDARK NEW YORK WWW.EURONEXT.COM/LANDING/EQUITIESOP-21363-EN.HTML MAY 2011 ACTIVE MAY 2011 DARK POOL. UNITED STATES OF AMERICA US AMLG AMLG O AMERICAN LEDGER ATS MOORPARK WWW.AMERICANLEDGER.COM APRIL 2021 ACTIVE APRIL 2021 ALTERNATIVE TRADING SYSTEM. UNITED STATES OF AMERICA US AMXO XNYS S NYSE AMEX OPTIONS NYSE NEW YORK WWW.NYSE.COM NOVEMBER 2008 ACTIVE NOVEMBER 2008 UNITED STATES OF AMERICA US AQUA AQUA O AQUA EQUITIES L.P. NEW YORK WWW.AQUAEQUITIES.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 REGISTERED MARKET FOR BLOCK EQUITIES UNITED STATES OF AMERICA US ARCD XNYS S ARCA DARK ARCADARK NEW YORK WWW.NYSE.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. UNITED STATES OF AMERICA US ARCO XNYS S NYSE ARCA OPTIONS NEW YORK WWW.NYSE.COM OCTOBER 2009 ACTIVE OCTOBER 2009 NYSE ARCA OPTIONS TRADING PLATFORM FROM NYSE EURONEXT. UNITED STATES OF AMERICA US ARCX XNYS S NYSE ARCA NYSE NEW YORK WWW.NYSE.COM SEPTEMBER 2006 ACTIVE SEPTEMBER 2006 UNITED STATES OF AMERICA US ARKX ARKX O ARKONIS ARKX NEW YORK WWW.NEXSMART.COM APRIL 2019 ACTIVE APRIL 2019 UNITED STATES OF AMERICA US ASMT INCR S INTELLIGENTCROSS ASPEN MAKER/TAKER STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE OCTOBER 2019 UNITED STATES OF AMERICA US ASPI INCR S INTELLIGENTCROSS ASPEN INVERTED STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE OCTOBER 2019 UNITED STATES OF AMERICA US ASPN INCR S INTELLIGENTCROSS ASPEN INTELLIGENT BID/OFFER STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE OCTOBER 2019 UNITED STATES OF AMERICA US BAML BAML O BANK OF AMERICA - MERRILL LYNCH INSTINCT X ATS MLIX NEW YORK HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT FEBRUARY 2015 ACTIVE OCTOBER 2010 REGISTERED ATS (ATS 2) UNITED STATES OF AMERICA US BAMX BAMX O BANK OF AMERICA - MERRILL LYNCH GCX MLCX NEW YORK WWW.BOFAML.COM/EN-US/CONTENT/HIGH-TOUCH-ELECTRONIC-TRADING.HTML DECEMBER 2017 ACTIVE DECEMBER 2017 CROSSING ENGINE FOR EQUITIES. UNITED STATES OF AMERICA US BARD BARX S BARCLAYS FX – TRADING BCAP LX NEW YORK WWW.BARX.COM/FX/INDEX.HTML AUGUST 2012 ACTIVE MAY 2011 UNITED STATES OF AMERICA US BARL BARX S BARCLAYS LIQUID MARKETS NEW YORK WWW.BARCAP.COM MARCH 2013 ACTIVE MARCH 2013 UNITED STATES OF AMERICA US BARX BARX O BARCLAYS ATS NEW YORK WWW.BARX.COM/EQUITIES/LIQUIDITYCROSSING.HTML MARCH 2013 ACTIVE JANUARY 2010 REGISTERED ATS. UNITED STATES OF AMERICA US BATO XCBO S CBOE BZX OPTIONS EXCHANGE BATO CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE NOVEMBER 2009 UNITED STATES OF AMERICA US BATS XCBO S CBOE BZX U.S. EQUITIES EXCHANGE BATS CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE NOVEMBER 2008 UNITED STATES OF AMERICA US BATY XCBO S CBOE BYX U.S. EQUITIES EXCHANGE BYXX CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE NOVEMBER 2009 CBOE BYX U.S. EQUITIES EXCHANGE. UNITED STATES OF AMERICA US BBOK BARX S BARCLAYS SINGLE DEALER PLATFORM BBOK NEW YORK WWW.INVESTMENTBANK.BARCLAYS.COM/MARKETS/EQUITIES-LIQUID-MARKETS.HTML OCTOBER 2020 ACTIVE OCTOBER 2020 U.S. EQUITIES SINGLE DEALER PLATFORM/POOL. UNITED STATES OF AMERICA US BBSF BBSF O BLOOMBERG SEF LLC NEW YORK WWW.BLOOMBERGSEF.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR REGULATED OTC DERIVATIVES TRANSACTIONS UNITED STATES OF AMERICA US BCDX BARX S BARCLAYS DIRECT EX ATS BCDX NEW YORK HTTP://REALIZATIONS.BARCLAYS.COM/GLOBAL-MARKETS/EQUITIES AUGUST 2014 ACTIVE AUGUST 2014 REGISTERED ATS. UNITED STATES OF AMERICA US BGCD BGCF S BGC DERIVATIVE MARKETS L.P. BGCDML NEW YORK WWW.BGCSEF.COM MARCH 2015 ACTIVE MARCH 2015 BGC SWAP EXECUTION FACILITY. UNITED STATES OF AMERICA US BGCF BGCF O BGC FINANCIAL INC NEW YORK WWW.BGCPARTNERS.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UNITED STATES OF AMERICA US BHSF BHSF O BATS HOTSPOT SEF LLC NEW YORK WWW.HOTSPOTFX.COM DECEMBER 2016 ACTIVE DECEMBER 2016 REGISTERED SWAP EXECUTION FACILITY (SEF). PREVIOUSLY JAVELIN SEF (MIC:JSEF) UNITED STATES OF AMERICA US BIDS BIDS O BIDS TRADING L.P. BIDS NEW YORK WWW.BIDSTRADING.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS UNITED STATES OF AMERICA US BKKT BKKT O BAKKT ATLANTA WWW.BAKKT.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 SPOT MARKET FOR CRYPTO CURRENCY AND DERIVATIVES. UNITED STATES OF AMERICA US BLKX XINS S INSTINET BLOCKCROSS ATS BLKX NEW YORK WWW.INSTINET.COM JULY 2019 ACTIVE SEPTEMBER 2012 ALTERNATIVE TRADING SYSTEM. UNITED STATES OF AMERICA US BLTD BLTD O BLOOMBERG TRADEBOOK LLC NEW YORK WWW.BLOOMBERGTRADEBOOK.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 UNITED STATES OF AMERICA US BLUE BLUE O PRO SECURITIES ATS PROS NEW YORK JANUARY 2019 ACTIVE JANUARY 2019 ALTERNATIVE TRADING SYSTEM. UNITED STATES OF AMERICA US BNDD TRWB S TRADEWEB DIRECT LLC NEW YORK WWW.TRADEWEB.COM FEBRUARY 2017 ACTIVE AUGUST 2007 UNITED STATES OF AMERICA US BNPC BNPC O BNPP CORTEX ATS BNPX NEW YORK HTTPS://USA.BNPPARIBAS/EN/ FEBRUARY 2021 ACTIVE FEBRUARY 2021 ALTERNATIVE TRADING SYSTEM. UNITED STATES OF AMERICA US BNYC BNYC O CONVERGEX NEW YORK WWW.CONVERGEX.COM DECEMBER 2012 ACTIVE DECEMBER 2012 UNITED STATES OF AMERICA US BOSD XNAS S NASDAQ OMX BX DARK NQBXDARK NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 DARK POOL UNITED STATES OF AMERICA US BPOL BLTD S BLOOMBERG BPOOL NEW YORK WWW.BLOOMBERG.COM DECEMBER 2012 ACTIVE DECEMBER 2012 ELECTRONIC TRADING PLATFORM UNITED STATES OF AMERICA US BSTX BSTX O BOSTON SECURITY TOKEN EXCHANGE LLC BOSTON WWW.BSTX.COM OCTOBER 2020 ACTIVE OCTOBER 2020 UNITED STATES OF AMERICA US BTEC BTEC O ICAP ELECTRONIC BROKING (US) JERSEY CITY WWW.ICAP.COM JUNE 2007 ACTIVE JUNE 2007 UNITED STATES OF AMERICA US BTEQ BTEC S BROKERTEC AMERICAS LLC - RFQ PLATFORM US QUOTE NEW YORK WWW.CMEGROUP.COM JUNE 2020 ACTIVE JUNE 2020 UNITED STATES OF AMERICA US BTNL BTNL O BITNOMIAL CHICAGO WWW.BITNOMIAL.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC TRADING PLATFORM, DESIGNATED CONTRACT MARKET (DCM). 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UNITED STATES OF AMERICA US LASF LASF O LATAM SEF NEW YORK WWW.LATAMSEF.COM JULY 2014 ACTIVE JULY 2014 SWAP EXECUTION FACILITY FOR LATIN AMERICA OTC DERIVATIVES UNITED STATES OF AMERICA US LATG GFAM S GFI SECURITIES LLC - CREDITMATCH (LATG) LATG NEW YORK WWW.GFIGROUP.COM MAY 2021 ACTIVE MAY 2021 UNITED STATES OF AMERICA US LEDG LEDG O LEDGERX NEW YORK WWW.LEDGERX.COM JUNE 2017 ACTIVE JUNE 2017 TRADING AND CLEARING PLATFORM FOR DIGITAL CURRENCY DERIVATIVES. UNITED STATES OF AMERICA US LEVL LEVL O LEVEL ATS LEVEL BOSTON WWW.LEVELATS.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007 UNITED STATES OF AMERICA US LIFI LIUS S LIQUIDNET, INC. FIXED INCOME ATS LQNF NEW YORK WWW.LIQUIDNET.COM DECEMBER 2015 ACTIVE DECEMBER 2015 THE FIXED INCOME ATS FOR LIQUIDNET, INC UNITED STATES OF AMERICA US LIUH LIUS S LIQUIDNET, INC. H2O ATS LQNA NEW YORK WWW.LIQUIDNET.COM NOVEMBER 2014 ACTIVE NOVEMBER 2014 THE H2O ATS FOR LIQUIDNET, INC. UNITED STATES OF AMERICA US LIUS LIUS O LIQUIDNET, INC. LQNT NEW YORK WWW.LIQUIDNET.COM JULY 2014 ACTIVE JULY 2014 US REGISTERED BROKER DEALER OPERATING TWO ATS AND OFFERING TRADING AND ALGORITHMIC TRADING SERVICES UNITED STATES OF AMERICA US LMNX LTAA S LUMINEX TRADING & ANALYTICS LLC - ATS LMNX BOSTON WWW.LUMINEXTRADING.COM JULY 2015 ACTIVE JULY 2015 ATS UNITED STATES OF AMERICA US LQED LQED O LIQUIDITYEDGE NEW YORK WWW.LIQUIDITYEDGE.TRADE JULY 2015 ACTIVE JULY 2015 ELECTRONIC TRADING PLATFORM FOR U.S. TREASURY SECURITIES. UNITED STATES OF AMERICA US LQFI CGMI S CITI LIQUIFI LQFI NEW YORK WWW.CITIVELOCITY.COM SEPTEMBER 2014 ACTIVE SEPTEMBER 2014 LIQUIFI IS AN ATS UNDER THE OPERATING MIC CGMI UNITED STATES OF AMERICA US LTAA LTAA O LUMINEX TRADING & ANALYTICS LLC LTAA BOSTON WWW.LUMINEXTRADING.COM JULY 2015 ACTIVE JULY 2015 BROKER DEALER UNITED STATES OF AMERICA US LTSE LTSE O LONG-TERM STOCK EXCHANGE, INC. LTSE SAN FRANCISCO WWW.LONGTERMSTOCKEXCHANGE.COM DECEMBER 2019 ACTIVE DECEMBER 2019 A NATIONALLY-REGISTERED STOCK EXCHANGE. UNITED STATES OF AMERICA US MAGM MAGM O MAGMA ATS NORTH BERGEN WWW.TORBROKERAGE.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 REGISTERED ALTERNATIVE TRADING SYSTEM FOR EQUITIES. UNITED STATES OF AMERICA US MCRY XISX S ISE MERCURY, LLC NEW YORK WWW.ISE.COM OCTOBER 2014 ACTIVE JUNE 2005 ISE MERCURY WILL BE A NATIONAL SECURITIES EXCHANGE REGISTERED WITH THE US SEC. ISE MERCURY WILL FACILITATE THE ELECTRONIC TRADING OF EQUITY AND INDEX OPTIONS. TARGETED LAUNCH: FIRST HALF OF 2015. UNITED STATES OF AMERICA US MELO XNAS S NASDAQ MIDPOINT-ELO (M-ELO) MELO NEW YORK WWW.NASDAQTRADER.COM APRIL 2018 ACTIVE APRIL 2018 MIDPOINT EXTENDED POINT ORDER (M-ELO). UNITED STATES OF AMERICA US MEMD MEMX S MEMX LLC DARK MEMXDARK JERSEY CITY HTTPS://MEMX.COM/ JULY 2020 ACTIVE JULY 2020 UNITED STATES OF AMERICA US MEMX MEMX O MEMX LLC MEMX JERSEY CITY HTTPS://MEMX.COM/ FEBRUARY 2020 ACTIVE FEBRUARY 2020 UNITED STATES OF AMERICA US MIHI MIHI O MIAMI INTERNATIONAL HOLDINGS, INC. MIHI PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE FEBRUARY 2016 HOLDINGS COMPANY FOR MIAX EXCHANGES AND OTHER ENTITIES. UNITED STATES OF AMERICA US MKAA MTXX S MARKETAXESS ATS NEW YORK WWW.MARKETAXESS.COM AUGUST 2019 ACTIVE AUGUST 2019 REGISTERED ALTERNATIVE TRADING SYSTEM (ATS) FOR FIXED INCOME SECURITIES. UNITED STATES OF AMERICA US MLCO BAML S BANK OF AMERICA - MERRILL LYNCH OTC NEW YORK HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT APRIL 2015 ACTIVE APRIL 2015 USED FOR HIGH TOUCH AND 'DIRECT TO CAPITAL' EXECUTIONS UNITED STATES OF AMERICA US MLVX BAML S BANK OF AMERICA - MERRILL LYNCH VWAP CROSS NEW YORK HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT FEBRUARY 2015 ACTIVE FEBRUARY 2015 REGISTERED ATS (ATS 1) UNITED STATES OF AMERICA US MOCX XINS S MOC CROSS MOCX NEW YORK WWW.INSTINET.COM FEBRUARY 2015 ACTIVE FEBRUARY 2015 POINT IN TIME CROSSES THAT ALLOWS PARTICIPANTS TO CROSS MOC ORDERS FOR US EQUITIES. UNITED STATES OF AMERICA US MPRL MIHI S MIAX PEARL, LLC MPRL PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE FEBRUARY 2016 MIAX PEARL: ELECTRONIC TRADING FOR DERIVATIVES. UNITED STATES OF AMERICA US MSCO MSCO O MORGAN STANLEY AND CO. LLC NEW YORK WWW.MORGANSTANLEY.COM NOVEMBER 2014 ACTIVE NOVEMBER 2014 UNITED STATES OF AMERICA US MSPL MSCO S MS POOL NEW YORK WWW.MORGANSTANLEY.COM MARCH 2015 ACTIVE MARCH 2010 REGISTERED ATS FOR EQUITIES IN THE U.S. UNITED STATES OF AMERICA US MSRP MSCO S MS RPOOL NEW YORK WWW.MORGANSTANLEY.COM MAY 2018 ACTIVE FEBRUARY 2012 INTERNAL CROSSING SYSTEM FOR EQUITIES. UNITED STATES OF AMERICA US MSTX MSCO S MS TRAJECTORY CROSS NEW YORK WWW.MORGANSTANLEY.COM MARCH 2015 ACTIVE APRIL 2014 INTERNAL CROSSING SYSTEM FOR EQUITIES. UNITED STATES OF AMERICA US MTSB MTUS S MTS BONDS.COM NEW YORK WWW.MTSMARKETS.COM/PRODUCTS/MTS-BONDS-COM AUGUST 2014 ACTIVE AUGUST 2014 REGISTERED MARKET FOR BONDS AND ELECTRONIC TRADING PLATFORM FOR FIXED INCOME PRODUCTS UNITED STATES OF AMERICA US MTUS MTUS O MTS MARKETS INTERNATIONAL INC. NEW YORK WWW.MTSMARKETS.COM MAY 2017 ACTIVE AUGUST 2014 MTS MARKETS US UNITED STATES OF AMERICA US MTXA MTXX S MARKETAXESS CANADA COMPANY NEW YORK WWW.MARKETAXESS.COM JANUARY 2016 ACTIVE JANUARY 2016 ELECTRONIC TRADING PLATFORM UNITED STATES OF AMERICA US MTXC MTXX S MARKETAXESS CORPORATION SINGLE-NAME CDS CENTRAL LIMIT ORDER NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM UNITED STATES OF AMERICA US MTXM MTXX S MARKETAXESS CORPORATION MID-X TRADING SYSTEM NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM UNITED STATES OF AMERICA US MTXS MTXX S MARKETAXESS SEF CORPORATION NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM UNITED STATES OF AMERICA US MTXX MTXX O MARKETAXESS CORPORATION NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 ELECTRONIC TRADING PLATFORM UNITED STATES OF AMERICA US NASD XNAS S NSDQ DARK NSDQDARK NEW YORK WWW.NASDAQ.COM MAY 2011 ACTIVE MAY 2011 DARK POOL

ISO 10383 Market Identifier Codes MICs List by Country

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS UNITED STATES OF AMERICA US NBLX NBLX O NOBLE EXCHANGE NEW YORK WWW.NOBLEX.IO JULY 2015 ACTIVE JULY 2015 THE NOBLE MARKETS VENUE FOR CRYPTOGRAPHIC AND DIGITAL ASSETS. UNITED STATES OF AMERICA US NFSA NFSC S FIDELITY CROSSSTREAM BOSTON WWW.CAPITALMARKETS.FIDELITY.COM SEPTEMBER 2014 ACTIVE APRIL 2012 UNITED STATES OF AMERICA US NFSC NFSC O NATIONAL FINANCIAL SERVICES, LLC BOSTON WWW.FIDELITYCAPITALMARKETS.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 TRADING PLATFORM FOR THE EXECUTION OF EQUITY, OPTION, FIXED INCOME, AND OTC SECURITIES. UNITED STATES OF AMERICA US NFSD NFSC S FIDELITY DARK BOSTON WWW.CAPITALMARKETS.FIDELITY.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. UNITED STATES OF AMERICA US NLAX CPGX S CLEARPOOL EXECUTION SERVICES, LLC - NATURAL LIQUIDITY ALLIANCE NEW YORK WWW.CLEARPOOLGROUP.COM MARCH 2019 ACTIVE MARCH 2019 ELECTRONIC TRADING PLATFORM. UNITED STATES OF AMERICA US NMRA NMRA O NOMURA SECURITIES INTERNATIONAL NEW YORK WWW.NOMURA.COM SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 NOMURA PRINCIPAL TRADING. UNITED STATES OF AMERICA US NODX NODX O NODAL EXCHANGE VIENNA WWW.NODALEXCHANGE.COM DECEMBER 2009 ACTIVE DECEMBER 2009 ELECTRONIC POWER EXCHANGE. UNITED STATES OF AMERICA US NXUS NXUS O NX ATS - CROSSING PLATFORM NEW YORK WWW.NOMURA.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 NX IS A REGISTERED ATS IN THE US MARKETS - CURRENTLY PROVIDING CROSSING FACILITIES FOR REG NMS LISTED STOCKS. UNITED STATES OF AMERICA US NYFX BNYC S MILLENNIUM NEW YORK WWW.CONVERGEX.COM OCTOBER 2010 ACTIVE OCTOBER 2010 AT THE END OF DEC 2009, THE NYSE SHUT DOWN EURO-MILLENNIUM, THE EUROPEAN EQUITIES ATS. IN DEC 2009, THE CONVERGEX GROUP BOUGHT MILLENNIUM, THE US EQUITIES ATS. UNITED STATES OF AMERICA US NYMS XCME S CME SWAPS MARKETS (NYMEX) NEW YORK WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION OF ENERGY IN THE US UNITED STATES OF AMERICA US NYPC NYPC O NEW YORK PORTFOLIO CLEARING NYPC NEW YORK WWW.NYPCLEAR.COM APRIL 2012 ACTIVE APRIL 2012 UNITED STATES OF AMERICA US NYSD XNYS S NYSE DARK NYSEDARK NEW YORK WWW.NYSE.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. UNITED STATES OF AMERICA US OCEA OCEA O BLUE OCEAN ALTERNATIVE TRADING SYSTEM BOATS SEA GIRT WWW.BLUEOCEANATS.COM JUNE 2021 ACTIVE JUNE 2021 BLUE OCEAN ATS, LLC IS A US REGISTERED BROKER DEALER (CRD #306512) AND OPERATOR OF AN ALTERNATIVE TRADING SYSTEM (ATS). UNITED STATES OF AMERICA US OLLC OLLC O OTCEX LLC NEW YORK WWW.OTCEXGROUP.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER FOR EQUITIES DERIVATIVES AND RATES DERIVATIVES IN NYC UNITED STATES OF AMERICA US ONEC CGMI S CITI-ONE NEW YORK WWW.CITI.COM/MSS/SOLUTIONS/EQUITIES/E-TRADING/LIQUIDITY/ SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 UNITED STATES OF AMERICA US OOTC FINR S OTHER OTC WASHINGTON WWW.OTCBB.COM APRIL 2013 ACTIVE AUGUST 2012 OTC SECURITY THAT IS NOT QUOTED ON THE NNQS (PREVIOUSLY OTCBB) BUT IS ELIGIBLE FOR TRADE REPORTING TO THE TRADE REPORTING FACILITY, IS CATEGORIZED AS "OTHER-OTC". UNITED STATES OF AMERICA US OPRA OPRA O OPTIONS PRICE REPORTING AUTHORITY OPRA CHICAGO WWW.OPRADATA.COM DECEMBER 2011 ACTIVE DECEMBER 2011 TRADING CONSOLIDATOR. UNITED STATES OF AMERICA US OTCB OTCM S OTCQB MARKETPLACE NEW YORK WWW.OTCMARKETS.COM MAY 2010 ACTIVE MAY 2010 OTCQB MARKET TIER HELPS INVESTORS EASILY IDENTIFY COMPANIES THAT ARE REGISTERED AND CURRENT IN THEIR REPORTING OBLIGATIONS WITH THE SEC OR REPORT TO A U.S. BANKING OR INSURANCE REGULATOR. UNITED STATES OF AMERICA US OTCM OTCM O OTC LINK ATS - OTC MARKETS NEW YORK WWW.OTCMARKETS.COM JULY 2021 ACTIVE MAY 2012 OPERATIONAL MIC FOR OTC MARKETS. UNITED STATES OF AMERICA US OTCN OTCN O OTC LINK ECN NEW YORK WWW.OTCMARKETS.COM MARCH 2019 ACTIVE MARCH 2019 ELECTRONIC COMMUNICATIONS NETWORK. UNITED STATES OF AMERICA US OTCQ OTCM S OTCQX MARKETPLACE NEW YORK WWW.OTCMARKETS.COM MAY 2016 ACTIVE AUGUST 2008 ELECTRONIC QUOTATION SYSTEM FOR PREMIUM MARKET TIER (OPERATED BY PINK SHEETS) UNITED STATES OF AMERICA US PINC OTCM S OTC PINK CURRENT NEW YORK WWW.OTCMARKETS.COM MAY 2012 ACTIVE MAY 2012 UNITED STATES OF AMERICA US PINI OTCM S OTC PINK NO INFORMATION NEW YORK WWW.OTCMARKETS.COM MAY 2012 ACTIVE MAY 2012 UNITED STATES OF AMERICA US PINL OTCM S OTC PINK LIMITED NEW YORK WWW.OTCMARKETS.COM MAY 2012 ACTIVE MAY 2012 UNITED STATES OF AMERICA US PINX OTCM S OTC PINK MARKETPLACE NEW YORK WWW.OTCMARKETS.COM MARCH 2012 ACTIVE MARCH 2012 UNITED STATES OF AMERICA US PIPE PIPE O ARITAS SECURITIES LLC NEW YORK WWW.PIPELINETRADING.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 UNITED STATES OF AMERICA US PIPR PIPR O PIPER SANDLER AND CO. GREENWICH WWW.PIPERSANDLER.COM FEBRUARY 2020 ACTIVE NOVEMBER 2019 REGISTERED MARKET FOR EQUITIES. UNITED STATES OF AMERICA US PJCX PIPR S PIPER SANDLER AND CO. - ATS GREENWICH WWW.PIPERSANDLER.COM FEBRUARY 2020 ACTIVE NOVEMBER 2019 ALTERNATIVE TRADING SYSTEM. UNITED STATES OF AMERICA US PRSE PRSE O PRAGMA ATS NEW YORK WWW.PRAGMATRADING.COM DECEMBER 2010 ACTIVE DECEMBER 2010 REGISTERED ATS FOR US EQUITIES UNITED STATES OF AMERICA US PSGM OTCM S OTC GREY MARKET NEW YORK WWW.OTCMARKETS.COM MARCH 2012 ACTIVE MARCH 2012 UNITED STATES OF AMERICA US PSXD XNAS S NASDAQ PSX PSX NEW YORK WWW.NASDAQTRADER.COM OCTOBER 2019 ACTIVE OCTOBER 2019 NON-DISPLAYED (DARK) EXECUTIONS. UNITED STATES OF AMERICA US PUMA PUMA O PUMA CAPITAL, LLC PUMA PURCHASE WWW.PUMACAP.COM APRIL 2019 ACTIVE APRIL 2019 US BROKER-DEALER. UNITED STATES OF AMERICA US PUMX PUMA S PUMA CAPITAL, LLC - OPTIONS PUMA PURCHASE WWW.PUMACAP.COM APRIL 2019 ACTIVE APRIL 2019 US BROKER-DEALER. UNITED STATES OF AMERICA US PUND PUND O PUNDION LLC NEW YORK WWW.PUNDION.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 EQUITY PRODUCTS. UNITED STATES OF AMERICA US RCMA RCMA O RBC CAPITAL MARKETS ARBITRAGE S.A. NEW YORK WWW.RBC.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 UNITED STATES OF AMERICA US RICD RICX S RIVERCROSS DARK RIVERX NARBERTH WWW.RXATS.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. UNITED STATES OF AMERICA US RICX RICX O RIVERCROSS NARBERTH WWW.RXATS.COM MAY 2011 ACTIVE MAY 2011 RIVERCROSS™ IS AN ALTERNATIVE TRADING SYSTEM (ATS) OPERATED PURSUANT TO REGULATION ATS BY RIVERCROSS SECURITIES, LLLP, PROVIDING A SECURE AND CONFIDENTIAL LIQUIDITY SOURCE FOR U.S.-REGISTERED BROKER-DEALERS AND THEIR CLIENTS. UNITED STATES OF AMERICA US SAGE SAGE O SAGETRADER SAN FRANCISCO WWW.SAGETRADER.COM MAY 2019 ACTIVE MAY 2019 BROKER DEALER. UNITED STATES OF AMERICA US SCXA SCXO S SEED DIGITAL SECURITIES MARKET CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE AUGUST 2018 ELECTRONIC TRADING PLATFORM FOR SECURITIES, ALTERNATIVE TRADING SYSTEM (ATS). UNITED STATES OF AMERICA US SCXF SCXO S SEED FUTURES CHICAGO WWW.SEEDCX.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ELECTRONIC TRADING PLATFORM, DESIGNATED CONTRACTS MARKET (DCM). UNITED STATES OF AMERICA US SCXM SCXO S SEED DIGITAL COMMODITIES MARKET CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE OCTOBER 2017 ELECTRONIC TRADING PLATFORM FOR COMMODITIES. UNITED STATES OF AMERICA US SCXO SCXO O SEED CX SEED CX CHICAGO WWW.SEEDCX.COM OCTOBER 2017 ACTIVE OCTOBER 2017 UNITED STATES OF AMERICA US SCXS SCXO S SEED SEF CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE JULY 2016 ELECTRONIC TRADING PLATFORM FOR SWAPS, SWAP EXECUTION FACILITY (SEF). UNITED STATES OF AMERICA US SGA2 SGAS S SG AMERICAS SECURITIES, LLC - SECOND VENUE SGAS NEW YORK WWW.SGCIB.COM OCTOBER 2020 ACTIVE OCTOBER 2020 US BROKER DEALER. UNITED STATES OF AMERICA US SGAS SGAS O SG AMERICAS SECURITIES, LLC SGAS NEW YORK WWW.SGCIB.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 US BROKER DEALER. UNITED STATES OF AMERICA US SGMA SGMA O GOLDMAN SACH MTF NEW YORK WWW2.GOLDMANSACHS.COM MARCH 2008 ACTIVE MARCH 2008 GS'S MTF. IMPLEMENTATION DATE: FEBRUARY 1ST 2008 UNITED STATES OF AMERICA US SGMT GSCO S SIGMA X2 SGMT NEW YORK WWW.GOLDMANSACHS.COM JUNE 2017 ACTIVE DECEMBER 2016 SIGMA X2 (SGMT) IS THE ATS OF REGISTERED BROKER-DEALER GOLDMAN SACHS & CO (GSCO). UNITED STATES OF AMERICA US SHAD SHAW S D.E. SHAW DARK NEW YORK WWW.DESHAW.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. UNITED STATES OF AMERICA US SHAW SHAW O D.E. SHAW NEW YORK WWW.DESHAW.COM MAY 2011 ACTIVE MAY 2011 UNITED STATES OF AMERICA US SMFE SMFE O SMALL EXCHANGE, INC - DESIGNATED CONTRACT MARKET CHICAGO WWW.THESMALLEXCHANGE.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 DESIGNATED CONTRACT MARKET. UNITED STATES OF AMERICA US SOHO SOHO O TWO SIGMA SECURITIES, LLC SOHO NEW YORK WWW.TWOSIGMASECURITIES.COM AUGUST 2014 ACTIVE AUGUST 2014 MARKET MAKER FOR US EXCHANGE LISTED EQUITIES UNITED STATES OF AMERICA US SSTX SSTX O E-EXCHANGE EEXCHANGE BOSTON MARCH 2012 ACTIVE MARCH 2012 UNITED STATES OF AMERICA US STFX STFX O STIFEL, NICOLAUS AND COMPANY, INCORPORATED STFL NEW YORK JANUARY 2020 ACTIVE JANUARY 2020 ALTERNATIVE TRADING SYSTEM. UNITED STATES OF AMERICA US STRM STRM O PURESTREAM NEW YORK WWW.PURESTREAM.TECH FEBRUARY 2021 ACTIVE FEBRUARY 2021 UNITED STATES OF AMERICA US SUNT SUNT O SUN TRADING LLC CHICAGO WWW.SUNTRADINGLLC.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SINGLE DEALER PLATFORM FOR US EQUITIES. UNITED STATES OF AMERICA US TERA TERA O TERAEXCHANGE NEW JERSEY WWW.TERAEXCHANGE.COM DECEMBER 2012 ACTIVE DECEMBER 2012 SWAP EXECUTION FACILITY (OTC CLEARED INSTRUMENTS) UNITED STATES OF AMERICA US TFSU TFSU O TFS GREEN UNITED STATES GREEN MARKETS TFS NEW YORK WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012 UNITED STATES OF AMERICA US THEM THEM O THEMIS TRADING LLC THEM CHATHAM WWW.THEMISTRADING.COM JUNE 2017 ACTIVE JUNE 2017 BROKER DEALER - US EQUITIES. UNITED STATES OF AMERICA US THRE THRE O REFINITIV US SEF LLC RSEF NEW YORK WWW.REFINITIV.COM/EN/PRODUCTS/SEF-SWAP-EXECUTION-FACILITY NOVEMBER 2019 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY (SEF). UNITED STATES OF AMERICA US TMCC IFUS S ICE TMC NEW YORK WWW.THEICE.COM JULY 2020 ACTIVE NOVEMBER 2019 ICE TMC ATS IS OPERATED BY ICE BONDS SECURITIES CORPORATION. UNITED STATES OF AMERICA US TMID TMID O TRUMID ATS NEW YORK WWW.TRUMID.COM MARCH 2017 ACTIVE MARCH 2017 REGISTERED ATS FOR CORPORATE BONDS AND CREDIT DEFAULT SWAPS. UNITED STATES OF AMERICA US TPSE TPSE O TP SEF, INC. JERSEY CITY WWW.TULLETTPREBON.COM DECEMBER 2016 ACTIVE DECEMBER 2016 SWAP EXECUTION FACILITY. UNITED STATES OF AMERICA US TPSV TPSE S TPSEF, INC - VOICE JERSEY CITY WWW.TULLETTPREBON.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 UNITED STATES OF AMERICA US TRAI TRAI O TRAIANA INC WILMINGTON WWW.TRAIANA.COM JANUARY 2020 ACTIVE JANUARY 2020 UNITED STATES OF AMERICA US TRCK TRCK O TRACK ECN NEW YORK WWW.TRACKECN.COM DECEMBER 2010 ACTIVE DECEMBER 2010 US ELECTRONIC COMMUNICATION NETWORK (ECN) FOR US EQUITIES. UNITED STATES OF AMERICA US TRCX TRCX O TOWER RESEARCH CAPITAL TRCX NEW YORK WWW.TOWER-RESEARCH.COM JUNE 2019 ACTIVE JUNE 2019 UNITED STATES OF AMERICA US TRU1 TRUX S TRUEEX LLC - DESIGNATED CONTRACT MARKET (DMC) NEW YORK WWW.TRUEEX.COM JULY 2014 ACTIVE JULY 2014 DESIGNATED CONTRACT MARKET-ELECTRONIC MARKET FOR TRADING FUTURES, OPTIONS ON FUTURES, SWAPS AND OTHER DERIVATIVES UNITED STATES OF AMERICA US TRU2 TRUX S TRUEEX LLC - SEF (SWAP EXECUTION FACILITY) NEW YORK WWW.TRUEEX.COM JULY 2014 ACTIVE JULY 2014 SWAP EXECUTION FACILITY -ELECTRONIC MARKET FOR TRADING SWAPS UNITED STATES OF AMERICA US TRUX TRUX O TRUEEX LLC NEW YORK WWW.TRUEEX.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC MARKET FOR TRADING FUTURES, OPTIONS ON FUTURES, SWAPS AND OTHER DERIVATIVES UNITED STATES OF AMERICA US TRWB TRWB O TRADEWEB LLC JERSEY CITY WWW.TRADEWEB.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US TSAD TSAD O TRADITION SECURITIES AND DERIVATIVES INC. NEW YORK WWW.TRADITION.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 UNITED STATES OF AMERICA US TSBX TSBX O DBOT ATS, LLC DBOT WILMINGTON WWW.DBOTTRADING.COM MARCH 2018 ACTIVE MARCH 2013 ATS FOR UNLISTED OTC EQUITIES. UNITED STATES OF AMERICA US TSEF TSEF O TRADITION SEF NEW YORK WWW.TRADITIONSEF.COM JULY 2014 ACTIVE JULY 2014 MULTI-ASSET CLASS SWAP EXECUTION FACILITY (SEF) UNITED STATES OF AMERICA US TWSF TRWB S TW SEF LLC TWSEF NEW YORK WWW.TRADEWEB.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC PLATFORM FOR TRADING IN SWAPS AND DERIVATIVES UNITED STATES OF AMERICA US UBEC UBEC O UNIVERSAL BARTER EXCHANGE CREDIT UNION UBECU ATLANTA HTTP://AIROBOTCRYPTOBANK.COM MAY 2021 ACTIVE MAY 2021 UNITED STATES OF AMERICA US UBSA UBSA O UBS ATS UBS ATS NEW YORK WWW.UBS.COM/ATS MAY 2016 ACTIVE FEBRUARY 2012 REGISTERED ALTERNATIVE TRADING SYSTEM FOR CROSSING ORDERS IN US EQUITIES UNITED STATES OF AMERICA US UBSP UBSA S UBS PIN (UBS PRICE IMPROVEMENT NETWORK) NEW YORK WWW.UBS.COM/ATS MAY 2016 ACTIVE MARCH 2012 UBS PRICE IMPROVEMENT NETWORK IN THE US (EQUITIES). UNITED STATES OF AMERICA US UBSS UBSS O UBS SECURITIES LLC NEW YORK WWW.UBS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 ELECTRONIC TRADING PLATFORM FOR EQUITIES. UNITED STATES OF AMERICA US VABD IFUS S ICE BONDPOINT NEW YORK WWW.THEICE.COM JUNE 2020 ACTIVE NOVEMBER 2017 ICE BONDPOINT ATS IS OPERATED BY ICE BONDS SECURITIES CORPORATION. UNITED STATES OF AMERICA US VALX VUSA S VIRTU CLIENT MARKET MAKING VCMM NEW YORK WWW.VIRTU.COM DECEMBER 2018 ACTIVE DECEMBER 2018 VIRTU CLIENT MARKET MAKING IS A WHOLESALE MARKET MAKER AND BLOCK POSITIONER IN OTC AND NMS US EQUITIES. UNITED STATES OF AMERICA US VCRS VUSA S VIRTU MATCHIT - CONDITIONAL ROOM KCGM NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 UNITED STATES OF AMERICA US VERT VERT O VERTICAL VERT NEW YORK WWW.VERTGRP.COM MAY 2017 ACTIVE MAY 2017 MARKET MAKERS OF NASDAQ AND PINK SHEET SECURITIES. UNITED STATES OF AMERICA US VFCM VFCM O VIRTU FINANCIAL CAPITAL MARKETS LLC VFCM NEW YORK WWW.VIRTU.COM APRIL 2016 ACTIVE APRIL 2016 ELECTRONIC TRADING PLATFORM FOR US EQUITIES. UNITED STATES OF AMERICA US VFMI VUSA S VIRTU MATCHIT - MAIN CROSSING SESSION KCGM NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 ALTERNATIVE TRADING SYSTEM FOR US EQUITIES EXECUTING VIRTU'S WHOLESALE, INSTITUTIONAL, CLIENT AND PROP FLOW. UNITED STATES OF AMERICA US VIRT VIRT O VIRTU FINANCIAL BD VEQ NEW YORK WWW.VIRTU.COM MARCH 2017 ACTIVE MARCH 2017 CHX REGISTERED BROKER-DEALER. UNITED STATES OF AMERICA US VNDM WSAG S WALL STREET ACCESS NYC - VNDM VNDM NEW YORK WWW.WSACCESS.COM JULY 2020 ACTIVE JULY 2020 BROKER DEALER SPECIALIZING IN INSTITUTIONAL EXECUTION AND MARKET-MAKING IN US EQUITIES, FIXED INCOME AND OPTIONS. UNITED STATES OF AMERICA US VTEX BNYC S VORTEX NEW YORK WWW.BNYCONVERGEX.COM MARCH 2009 ACTIVE MARCH 2009 DARK LIQUIDITY POOL UNITED STATES OF AMERICA US VUSA VUSA O VIRTU AMERICAS LLC VAL NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 BROKER DEALER OPERATING OTC AND ON EXCHANGE MARKET MAKING BUSINESSES AND EXECUTION SERVICES DIVISION IN US EQUITIES. UNITED STATES OF AMERICA US WABR WSAG S WALL STREET ACCESS NYC WABR NEW YORK WWW.WSACCESS.COM JULY 2020 ACTIVE JULY 2020 BROKER DEALER SPECIALIZING IN INSTITUTIONAL EXECUTION AND MARKET-MAKING IN US EQUITIES, FIXED INCOME AND OPTIONS. UNITED STATES OF AMERICA US WELS WELS O WELLS FARGO SECURITIES, LLC - CASH EQUITIES WFS CHARLOTTE WWW.WELLSFARGO.COM/COM/SECURITIES/MARKETS/ AUGUST 2018 ACTIVE AUGUST 2018 MARKET FOR CASH EQUITIES TRADING. UNITED STATES OF AMERICA US WSAG WSAG O WALL STREET ACCESS WSAG NEW YORK WWW.WSACCESS.COM FEBRUARY 2015 ACTIVE FEBRUARY 2015 ELECTRONIC TRADING PLATFORM FOR US EQUITIES. UNITED STATES OF AMERICA US XADF FINR S FINRA ALTERNATIVE DISPLAY FACILITY (ADF) WASHINGTON/NEW YORK WWW.FINRA.ORG APRIL 2013 ACTIVE JANUARY 2013 THE ALTERNATIVE DISPLAY FACILITY (ADF) IS AN SRO DISPLAY ONLY FACILITY THAT IS OPERATED BY FINRA. UNITED STATES OF AMERICA US XAQS XAQS O AUTOMATED EQUITY FINANCE MARKETS AQS NEW YORK WWW.QUADRISERV.COM OCTOBER 2008 ACTIVE OCTOBER 2008 ATS FOR STOCK LENDING AND BORROWING UNITED STATES OF AMERICA US XASE XNYS S NYSE MKT LLC AMEX NEW YORK WWW.NYSE.COM JUNE 2012 ACTIVE MAY 2009 NYSE ALTERNEXT HAS CHANGED THEIR NAME TO NYSE AMEX EQUITIES UNITED STATES OF AMERICA US XBOS XNAS S NASDAQ OMX BX BSE NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 NASDAQ OMX HAS ACQUIRED THE BOSTON STOCK EXCHANGE (BSE). UNITED STATES OF AMERICA US XBOX XBOX O BOX OPTIONS EXCHANGE BOX BOSTON WWW.BOXOPTIONS.COM DECEMBER 2017 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XBRT XNAS S BRUT ECN BRUT NEW YORK WWW.NASDAQTRADER.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XBXO XNAS S NASDAQ OMX BX OPTIONS NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 ELECTRONIC MARKET FOR TRADING US LISTED DERIVATIVES. UNITED STATES OF AMERICA US XCBF XCBO S CBOE FUTURES EXCHANGE CFE CHICAGO WWW.CFE.CBOE.COM JULY 2008 ACTIVE JULY 2008 FOR FUTURES UNITED STATES OF AMERICA US XCBO XCBO O CBOE GLOBAL MARKETS INC. CBOE CHICAGO HTTP://MARKETS.CBOE.COM/ SEPTEMBER 2020 ACTIVE JULY 2008 USED FOR CBOE OPTIONS EXCHANGE (C1). UNITED STATES OF AMERICA US XCBT XCBT O CHICAGO BOARD OF TRADE CBOT CHICAGO WWW.CBOT.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XCEC XNYM S COMMODITIES EXCHANGE CENTER COMEX NEW YORK WWW.NYMEX.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XCFF XCFF O CANTOR FINANCIAL FUTURES EXCHANGE CANTOR NEW YORK WWW.CANTOR.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XCHI XNYS S NYSE CHICAGO, INC. CHX CHICAGO WWW.NYSE.COM FEBRUARY 2019 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XCIS XNYS S NYSE NATIONAL, INC. NSX NEW YORK WWW.NYSE.COM FEBRUARY 2019 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XCME XCME O CHICAGO MERCANTILE EXCHANGE CME CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XCUR XCUR O CURRENEX NEW YORK WWW.CURRENEX.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 UNITED STATES OF AMERICA US XELX XELX O ELX NEW YORK WWW.ELXFUTURES.COM JUNE 2009 ACTIVE JUNE 2009 UNITED STATES OF AMERICA US XFCI FICO S FINANCIALCONTENT - INDEXES SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE FEBRUARY 2009 ELECTRONIC PLATFORM FOR INDEX CALCULATION. UNITED STATES OF AMERICA US XFDA FICO S FINANCIALCONTENT - DIGITAL ASSET TRADE REPORTING FACILITY SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE JUNE 2018 UNITED STATES OF AMERICA US XGMX XGMX O GLOBALCLEAR MERCANTILE EXCHANGE GMX GUAYNABO WWW.GMEGROUP.US AUGUST 2014 ACTIVE NOVEMBER 2012 ELECTRONIC TRADING PLATFORM FOR COMMODITIES, CFDS, CREDIT, FUTURES, METALS, AND NEW MARKETS. UNITED STATES OF AMERICA US XIMM XCME S INTERNATIONAL MONETARY MARKET CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XINS XINS O INSTINET NEW YORK WWW.INSTINET.COM MARCH 2013 ACTIVE MARCH 2013 UNITED STATES OF AMERICA US XIOM XCME S INDEX AND OPTIONS MARKET IOM CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XISA XISX S INTERNATIONAL SECURITIES EXCHANGE, LLC - ALTERNATIVE MARKETS ISE NEW YORK WWW.ISE.COM JUNE 2008 ACTIVE JUNE 2008 PARIMUTUEL, ELETRONIC TRADING PLATFORM FOR DERIVATIVES. UNITED STATES OF AMERICA US XISE XISX S INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES ISE NEW YORK WWW.ISE.COM JUNE 2008 ACTIVE JUNE 2008 EQUITIES. ELECTRONIC MARKETPLACE. UNITED STATES OF AMERICA US XISX XISX O INTERNATIONAL SECURITIES EXCHANGE, LLC ISE NEW YORK WWW.ISE.COM OCTOBER 2014 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XKBT XCBT S KANSAS CITY BOARD OF TRADE KCBT KANSAS CITY WWW.KCBT.COM JANUARY 2014 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XMER XMER O MERCHANTS' EXCHANGE ME CHICAGO JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XMGE XMGE O MINNEAPOLIS GRAIN EXCHANGE MGE MINNEAPOLIS WWW.MGEX.COM SEPTEMBER 2013 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XMIO MIHI S MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE NOVEMBER 2011 MIAX OPTIONS EXCHANGE: ELECTRONIC TRADING FOR DERIVATIVES. UNITED STATES OF AMERICA US XNAS XNAS O NASDAQ - ALL MARKETS NASDAQ NEW YORK WWW.NASDAQ.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XNCM XNAS S NASDAQ CAPITAL MARKET NEW YORK WWW.NASDAQ.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 PREVIOUSLY (2005) NAMED NASDAQ SMALLCAP MARKET.NASDAQ CAPITAL MARKET SECURITY SATISFIES ALL APPLICABLE QUALIFICATION REQUIREMENTS FOR NASDAQ SECURITIES IN RULE 4300 OTHER THAN THOSE APPLICABLE TO NASDAQ NATIONAL MARKET SECURITIES. UNITED STATES OF AMERICA US XNDQ XNAS S NASDAQ OPTIONS MARKET NEW YORK WWW.NASDAQ.COM MAY 2007 ACTIVE MAY 2007 UNITED STATES OF AMERICA US XNFI XNAS S NASDAQ FIXED INCOME TRADING NEW YORK WWW.NASDAQ.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 UNITED STATES OF AMERICA US XNGS XNAS S NASDAQ/NGS (GLOBAL SELECT MARKET) NGS NEW YORK WWW.NASDAQ.COM JULY 2006 ACTIVE JULY 2006 UNITED STATES OF AMERICA US XNIM XNAS S NASDAQ INTERMARKET NEW YORK WWW.NASDAQ.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 ELECTRONIC MARKETPLACE COMPRISED OF MULTIPLE BROKER-DEALERS THAT QUOTE AND TRADE SECURITIES LISTED ON NYSE AND AMEX UNITED STATES OF AMERICA US XNLI XNYS S NYSE LIFFE NEW YORK WWW.NYSE.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 UNITED STATES OF AMERICA US XNMS XNAS S NASDAQ/NMS (GLOBAL MARKET) NEW YORK WWW.NASDAQ.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XNYE XNYM S NEW YORK MERCANTILE EXCHANGE - OTC MARKETS NYMEX ECM NEW YORK WWW.NYMEX.COM MAY 2008 ACTIVE MAY 2008 DIVISION OF THE NEW YORK MERCANTILE EXCHANGE - OTC MARKETS (ECM) UNITED STATES OF AMERICA US XNYL XNYM S NEW YORK MERCANTILE EXCHANGE - ENERGY MARKETS NYMEX MTF LIMITED NEW YORK WWW.NYMEXONLCHCLEARNET.COM MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING PLATFORM FOR ENERGY MARKETS UNITED STATES OF AMERICA US XNYM XNYM O NEW YORK MERCANTILE EXCHANGE NYMEX NEW YORK WWW.NYMEX.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XNYS XNYS O NEW YORK STOCK EXCHANGE, INC. NYSE NEW YORK WWW.NYSE.COM BEFORE JUNE 2005 ACTIVE BEFORE JUNE 2005 UNITED STATES OF AMERICA US XOTC XOTC O OTCBB OTCBB WASHINGTON WWW.OTCBB.COM OCTOBER 2012 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XPBT XNAS S NASDAQ OMX FUTURES EXCHANGE NFX PHILADELPHIA WWW.NASDAQTRADER.COM MARCH 2009 ACTIVE MARCH 2009 NASDAQ ACQUIRED THE PHILADELPHIA STOCK EXCHANGE (PHLX) UNITED STATES OF AMERICA US XPHL XNAS S NASDAQ OMX PHLX PHLX PHILADELPHIA WWW.PHLX.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 NASDAQ ACQUIRED THE PHILADELPHIA STOCK EXCHANGE (PHLX) UNITED STATES OF AMERICA US XPHO XNAS S PHILADELPHIA OPTIONS EXCHANGE PHILADELPHIA WWW.PHLX.COM JUNE 2005 ACTIVE JUNE 2005 UNITED STATES OF AMERICA US XPOR XNAS S PORTAL WASHINGTON WWW.NASDAQPORTALMARKET.COM OCTOBER 2007 ACTIVE OCTOBER 2007 UNITED STATES OF AMERICA US XPSX XNAS S NASDAQ OMX PSX PSX NEW YORK WWW.NASDAQTRADER.COM MARCH 2013 ACTIVE MARCH 2013 US EQUITIES EXCHANGE UNITED STATES OF AMERICA US XPUS XPUS O XP INVESTMENTS US, LLC NEW YORK WWW.XPI.US NOVEMBER 2019 ACTIVE MAY 2019 UNITED STATES OF AMERICA US XSEF XSEF O SWAPEX, LLC SWAPEX NEW YORK WWW.SWAPEX.COM JULY 2014 ACTIVE MARCH 2012 SWAP EXECUTION FACILITY. UNITED STATES OF AMERICA US XSTM NFSC S FIDELITY CROSSSTREAM ATS BOSTON WWW.CAPITALMARKETS.FIDELITY.COM NOVEMBER 2014 ACTIVE SEPTEMBER 2014 REGISTERED ATS FOR TRADING US EQUITIES UNITED STATES OF AMERICA US XTRD XTRD O XTRD XTRD NEW YORK HTTPS://XTRD.IO NOVEMBER 2018 ACTIVE NOVEMBER 2018 ORDERS ROUTING SYSTEM FOR CRYPTOCURRENCIES EXCHANGES. UNITED STATES OF AMERICA US XTXD XTXD O XTX DIRECT NEW YORK WWW.XTXMARKETS.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 UNITED STATES OF AMERICA US YKNA YKNA O COMHAR CAPITAL MARKETS, LLC - US EQUITIES CHICAGO AUGUST 2019 ACTIVE AUGUST 2019 PROPRIETARY TRADING SYSTEM. UNITED STATES OF AMERICA US ZERO SCXO S ZERO HASH CHICAGO WWW.SEEDCX.COM MARCH 2019 ACTIVE MARCH 2019 CALCULATION AGENT AND SETTLEMENT PLATFORM. URUGUAY UY BVUR BVUR O BOLSA ELECTRONICA DE VALORES DEL URUGUAY MONTEVIDEO HTTPS://WEB.BEVSA.COM.UY/BEVSAINTRANET2008/INICIO/DEFAULT.ASPX DECEMBER 2009 ACTIVE DECEMBER 2009 REGISTERED ELECTRONIC STOCK EXCHANGE. URUGUAY UY UFEX UFEX O UFEX UFEX MONTEVIDEO WWW.UFEX.COM.UY MARCH 2016 ACTIVE MARCH 2016 URUGUAY FUTURES EXCHANGE URUGUAY UY XMNT XMNT O BOLSA DE VALORES DE MONTEVIDEO BVMT MONTEVIDEO WWW.BVM.COM.UY JUNE 2005 ACTIVE JUNE 2005 UZBEKISTAN UZ XCET XCET O UZBEK COMMODITY EXCHANGE TASHKENT WWW.UZEX.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UZBEKISTAN UZ XCUE XCUE O UZBEKISTAN REPUBLICAN CURRENCY EXCHANGE TASHKENT JUNE 2005 ACTIVE JUNE 2005 UZBEKISTAN UZ XKCE XKCE O KHOREZM INTERREGION COMMODITY EXCHANGE TASHKENT JUNE 2005 ACTIVE JUNE 2005 UZBEKISTAN UZ XSTE XSTE O REPUBLICAN STOCK EXCHANGE UZSE TASHKENT WWW.UZSE.UZ SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UZBEKISTAN UZ XUNI XUNI O UNIVERSAL BROKER'S EXCHANGE 'TASHKENT' TASHKENT JUNE 2005 ACTIVE JUNE 2005 VANUATU VU GXMA GXMA O GX MARKETCENTER VILA MAY 2010 ACTIVE MAY 2010 VANUATU VU POTC POTC O PACIFIC OTC POTC PORT VILA WWW.PACIFICOTC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 TRADING PLATFORM FOR OTC EQUITIES AND DEBT. VENEZUELA VE BVCA BVCA O CARACAS STOCK EXCHANGE BVCC CARACAS WWW.BOLSADECARACAS.COM APRIL 2014 ACTIVE APRIL 2014 MARKET FOR EQUITIES AND BONDS VIET NAM VN HSTC HSTC O HANOI STOCK EXCHANGE HNX HANOI WWW.HNX.VN JULY 2009 ACTIVE JULY 2009 HANOI SECURITIES TRADING CENTRE HAS BECOME THE HANOI STOCK EXCHANGE IN JANUARY 2009. VIET NAM VN XHNF HSTC S HANOI STOCK EXCHANGE - DERIVATIVES HANOI WWW.HNX.VN JULY 2017 ACTIVE JULY 2017 DERIVATIVES MARKET. VIET NAM VN XHNX HSTC S HANOI STOCK EXCHANGE (UNLISTED PUBLIC COMPANY TRADING PLATFORM) UPCOM HANOI WWW.HNX.VN JULY 2009 ACTIVE JULY 2009 TRADING PLATFORM FOR UNLISTED PUBLIC COMPANIES WHICH DON'T MEET THE LISTING CRITERIA BUT TRADED IN THE OTC MARKET. VIET NAM VN XSTC XSTC O HOCHIMINH STOCK EXCHANGE HOSE HO CHI MINH CITY WWW.HSX.VN DECEMBER 2009 ACTIVE DECEMBER 2009 ZAMBIA ZM XLUS XLUS O LUSAKA STOCK EXCHANGE LUSAKA WWW.LUSE.CO.ZM JUNE 2005 ACTIVE JUNE 2005 ZIMBABWE ZW XZIM XZIM O ZIMBABWE STOCK EXCHANGE HARARE WWW.ZSE.CO.ZW JUNE 2005 ACTIVE JUNE 2005 ZZ ZZ BILT BILT O OFF-EXCHANGE TRANSACTIONS - LISTED AND UNLISTED INSTRUMENTS ZZ JULY 2017 ACTIVE JULY 2017 BILATERAL (OFF-EXCHANGE) TRANSACTIONS - LISTED OR UNLISTED INSTRUMENTS. ZZ ZZ XOFF XOFF O OFF-EXCHANGE TRANSACTIONS - LISTED INSTRUMENTS XOFF ZZ ZZ NOVEMBER 2015 ACTIVE OCTOBER 2015 MIC TO USE FOR OFF-EXCHANGE TRANSACTIONS IN LISTED INSTRUMENTS. ZZ ZZ XXXX XXXX O NO MARKET (E.G. UNLISTED) OCTOBER 2005 ACTIVE OCTOBER 2005

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS AE UNITED ARAB EMIRATES ABXX ABXX O ARABIAN BOURSE LIMITED ABX ABU DHABI HTTPS://ARABIANBOURSE.COM MARCH 2021 ACTIVE MARCH 2021 AE UNITED ARAB EMIRATES DEXE DEXE O DEX LIMITED ABU DHABI WWW.DEX.AE APRIL 2020 ACTIVE APRIL 2020 AE UNITED ARAB EMIRATES DGCX DGCX O DUBAI GOLD & COMMODITIES EXCHANGE DMCC DGCX DUBAI WWW.DGCX.AE DECEMBER 2005 ACTIVE DECEMBER 2005 AE UNITED ARAB EMIRATES DIFX DIFX O NASDAQ DUBAI NDXB DUBAI WWW.NASDAQDUBAI.COM FEBRUARY 2017 ACTIVE DECEMBER 2008 ON TUESDAY 18TH NOVEMBER, 2008, THE DUBAI INTERNATIONAL FINANCIAL MARKET WAS REBRANDED AS NASDAQ DUBAI. AE UNITED ARAB EMIRATES DUMX DUMX O DUBAI MERCANTILE EXCHANGE DUBAI WWW.DUBAIMERC.COM JULY 2007 ACTIVE JULY 2007 AE UNITED ARAB EMIRATES GLOM GLOM O GLOMAX EXCHANGE LTD ABU DHABI WWW.GLOMAX.COM FEBRUARY 2020 ACTIVE JANUARY 2020 ELECTRONIC TRADING PLATFORM FOR CRYPTOCURRENCIES. AE UNITED ARAB EMIRATES GMGD GMGD O GMG DUBAI LIMITED GMGDXB DUBAI WWW.GMG-BROKERS.COM JANUARY 2018 ACTIVE JANUARY 2018 AE UNITED ARAB EMIRATES IFAD IFAD O ICE FUTURES ABU DHABI ABU DHABI WWW.THEICE.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. AE UNITED ARAB EMIRATES KRME KRME O PAYWARD MENA HOLDINGS LTD. ABU DHABI WWW.KRAKEN.COM MARCH 2020 ACTIVE MARCH 2020 REGISTERED DIGITAL ASSET EXCHANGE MARKET, REGULATED BY ADGM FINANCIAL SERVICES REGULATORY AUTHORITY (FSRA). AE UNITED ARAB EMIRATES MATX MATX O MATRIX EXCHANGE LIMITED ABU DHABI WWW.MATRIX.CO MAY 2020 ACTIVE MAY 2020 AE UNITED ARAB EMIRATES MIDC MIDC O MIDCHAINS ABU DHABI WWW.MIDCHAINS.COM DECEMBER 2020 ACTIVE DECEMBER 2020 AE UNITED ARAB EMIRATES XADS XADS O ABU DHABI SECURITIES EXCHANGE ADSM ABU DHABI WWW.ADX.AE JUNE 2011 ACTIVE JUNE 2011 AE UNITED ARAB EMIRATES XDFM XDFM O DUBAI FINANCIAL MARKET DFM DUBAI WWW.DFM.CO.AE JUNE 2005 ACTIVE JUNE 2005 AL ALBANIA XALS XALS O ALBANIA SECURITIES EXCHANGE ALSE TIRANA WWW.ALSE.AL APRIL 2019 ACTIVE APRIL 2019 ALL CLASSES OF SECURITIES. AL ALBANIA XTIR XTIR O TIRANA STOCK EXCHANGE TIRANA JUNE 2005 ACTIVE JUNE 2005 AM ARMENIA XARM XARM O NASDAQ OMX ARMENIA ARMEX YEREVAN WWW.NASDAQOMX.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 NASDAQ OMX ARMENIA IS THE NEW NAME OF THE ARMENIAN STOCK EXCHANGE. AO ANGOLA XBDV XBDV O BOLSA DE DIVIDA E VALORES DE ANGOLA (BODIVA) - ANGOLA SECURITIES EXCHANGE BODIVA LUANDA WWW.BODIVA.AO APRIL 2017 ACTIVE APRIL 2017 REGULATED MARKETS FOR SECURITIES TRADING. AR ARGENTINA BACE BACE O BOLSA DE CEREALES DE BUENOS AIRES BUENOS AIRES WWW.BOLCEREALES.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 COMMODITY EXCHANGE. AR ARGENTINA BCFS BCFS O BOLSA DE COMERCIO DE SANTA FE SANTA FE WWW.BCSF.COM.AR NOVEMBER 2007 ACTIVE NOVEMBER 2007 AR ARGENTINA MVCX XBCC S MERCADO DE VALORES DE CORDOBA S.A. CORDOBA WWW.MERVALCORDOBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 AR ARGENTINA ROFX ROFX O ROSARIO FUTURE EXCHANGE ROFEX ROSARIO WWW.ROFEX.COM.AR OCTOBER 2009 ACTIVE OCTOBER 2009 REGISTERED MARKET FOR FUTURES AND OPTIONS. AR ARGENTINA XBCC XBCC O BOLSA DE COMERCIO DE CORDOBA CORDOBA WWW.BOLSACBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 AR ARGENTINA XBCM XBCM O BOLSA DE COMERCIO DE MENDOZA S.A. MENDOZA WWW.BOLSAMZA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 AR ARGENTINA XBCX XBCM S MERCADO DE VALORES DE MENDOZA S.A. MENDOZA WWW.MERVALMZA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 AR ARGENTINA XBUE XBUE O BOLSA DE COMERCIO DE BUENOS AIRES BCBA BUENOS AIRES WWW.BCBA.SBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 AR ARGENTINA XCNF XCNF O BOLSA DE COMERCIO CONFEDERADA S.A. BCC CORRIENTES WWW.BOLSANOR.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 AR ARGENTINA XMAB XMAB O MERCADO ABIERTO ELECTRONICO S.A. MAE BUENOS AIRES WWW.MAE.COM.AR JUNE 2005 ACTIVE JUNE 2005 AR ARGENTINA XMEV XBUE S MERCADO DE VALORES DE BUENOS AIRES S.A. MERVAL BUENOS AIRES WWW.MERVAL.SBA.COM.AR JUNE 2005 ACTIVE JUNE 2005 AR ARGENTINA XMTB XMTB O MERCADO A TERMINO DE BUENOS AIRES S.A. MATBA BUENOS AIRES WWW.MATBA.COM.AR JUNE 2005 ACTIVE JUNE 2005 AR ARGENTINA XMVL BCFS S MERCADO DE VALORES DEL LITORAL S.A. SANTA FE WWW.MVL.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 AR ARGENTINA XROS XROS O BOLSA DE COMERCIO ROSARIO BCR ROSARIO WWW.BCR.COM.AR JUNE 2005 ACTIVE JUNE 2005 AR ARGENTINA XROX XROS S MERCADO DE VALORES DE ROSARIO S.A. MERVAROS ROSARIO WWW.MERVAROS.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 AR ARGENTINA XTUC XROS S NUEVA BOLSA DE COMERCIO DE TUCUMAN S.A. NBCT TUCUMAN WWW.NBCT.COM.AR NOVEMBER 2007 ACTIVE NOVEMBER 2007 AT AUSTRIA APAW APAW O WIENER BOERSE AG - APA VIENNA WWW.WIENERBOERSE.AT JULY 2017 ACTIVE JUNE 2018 APPROVED PUBLICATION ARRANGEMENT. AT AUSTRIA BKSK BKSK O BKS BANK AG - SYSTEMATIC INTERNALISER KLAGENFURT AM WOERTHERSEE WWW.BKS.AT AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. AT AUSTRIA EGSI EGSI O ERSTE GROUP BANK AG VIENNA WWW.ERSTEGROUP.COM JANUARY 2017 ACTIVE JANUARY 2017 SYSTEMATIC INTERNALISER. AT AUSTRIA EXAA XWBO S WIENER BOERSE AG, AUSTRIAN ENERGY EXCHANGE EXAA VIENNA WWW.EXAA.AT MAY 2016 ACTIVE MAY 2007 AT AUSTRIA LLAT LLAT O LIECHTENSTEINISCHE LANDESBANK (OSTERREICH) AG - SYSTEMATIC INTERNALISER VIENNA WWW.LLB.AT JULY 2020 ACTIVE JULY 2020 SYSTEMATIC INTERNALISER. AT AUSTRIA OBKL OBKL O OBERBANK AG - SYSTEMATIC INTERNALISER LINZ WWW.OBERBANK.AT AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. AT AUSTRIA RBIV RBIV O RAIFFEISEN BANK INTERNATIONAL AG - SYSTEMATIC INTERNALISER VIENNA WWW.RBINTERNATIONAL.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. AT AUSTRIA RLBO RLBO O RAIFFEISENLANDESBANK OBERÖSTERREICH - SYSTEMATIC INTERNALISER LINZ WWW.RLBOOE.AT APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. AT AUSTRIA SLHB SLHB O SALZBURGER LANDES-HYPOTHEKENBANK SALZBURG WWW.HYPOSALZBURG.AT SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. AT AUSTRIA UCBA UCBA O UNICREDIT BANK AUSTRIA AG VIENNA WWW.BANKAUSTRIA.AT OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. REGISTERED FOR SYSTEMATIC INTERNALISER BUT NON-ACTIVE. AT AUSTRIA WBAH XWBO S WIENER BOERSE AG AMTLICHER HANDEL (OFFICIAL MARKET) VIENNA WWW.WIENERBOERSE.AT JULY 2007 ACTIVE JULY 2007 AT AUSTRIA WBDM XWBO S WIENER BOERSE AG DRITTER MARKT (THIRD MARKET) VIENNA WWW.WIENERBOERSE.AT JULY 2007 ACTIVE JULY 2007 AT AUSTRIA XRCB XRCB O RAIFFEISEN CENTROBANK AG - SYSTEMATIC INTERNALISER RCB VIENNA WWW.RCB.AT NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. AT AUSTRIA XVIE XWBO S WIENER BOERSE AG, WERTPAPIERBOERSE (SECURITIES EXCHANGE) VIENNA WWW.WIENERBORSE.AT APRIL 2011 ACTIVE APRIL 2011 AT AUSTRIA XWBO XWBO O WIENER BOERSE AG VIENNA WWW.WIENERBOERSE.AT NOVEMBER 2008 ACTIVE NOVEMBER 2008 AU AUSTRALIA APXL APXL O SYDNEY STOCK EXCHANGE LIMITED SSX SYDNEY WWW.SSX.SYDNEY FEBRUARY 2016 ACTIVE AUGUST 2011 AS A SECURITIES EXCHANGE,SSX PROVIDES ‘LISTING’ FACILITIES TO COMPANIES AND SECURITIES ISSUERS AS WELL AS ‘TRADING’ FACILITIES FOR STOCK BROKERS, TRADERS AND INVESTORS TO BUY AND SELL SHARES/SECURITIES. AU AUSTRALIA ASXB XASX S ASX BOOKBUILD ASX SYDNEY WWW.ASX.COM.AU OCTOBER 2012 ACTIVE OCTOBER 2012 ON-MARKET AUTOMATED BOOKBUILD MECHANISM CALLED ASX BOOKBUILD TO ALLOW ASX LISTED COMPANIES TO PRICE AND ALLOCATE NEW SECURITIES. AU AUSTRALIA ASXC XASX S ASX - CENTRE POINT ASX SYDNEY WWW.ASX.COM.AU/TRADING_SERVICES/ASX-TRADE.HTM FEBRUARY 2018 ACTIVE AUGUST 2011 CENTRE POINT ARE ORDER TYPES IN ASX TRADE ENABLING EXECUTION AT THE PREVAILING MIDPOINT OF THE BEST BID AND OFFER OF THE ASX CENTRAL LIMIT ORDER BOOK. AU AUSTRALIA ASXP XASX S ASX - PUREMATCH ASX SYDNEY WWW.ASX.COM.AU/TRADING_SERVICES/ASX-TRADE.HTM AUGUST 2011 ACTIVE AUGUST 2011 ASX PUREMATCH IS AN ADDITIONAL ORDER BOOK LAUNCHING IN MID 2011 AIMED AT MEETING THE NEEDS OF LATENCY SENSITIVE TRADERS, PROVIDING TRADING IN A SUBSET OF ASX LISTED SECURITIES. AU AUSTRALIA ASXT XASX S ASX TRADEMATCH ASX SYDNEY WWW.ASX.COM.AU MAY 2012 ACTIVE SEPTEMBER 2011 MERGER BETWEEN XASX AND XSFE. AU AUSTRALIA ASXV XASX S ASX - VOLUMEMATCH ASX SYDNEY WWW.ASX.COM.AU/TRADING_SERVICES/ASX-TRADE.HTM AUGUST 2011 ACTIVE AUGUST 2011 ASX LAUNCHED VOLUMEMATCH IN JUNE 2011, AN ASX TRADE EXECUTION FACILITY THAT ENABLES END USERS TO SEARCH FOR LIQUIDITY AND EXECUTE LARGE ORDERS ANONYMOUSLY. AU AUSTRALIA AWBX AWBX O AUSTRALIAN WHEAT BOARD AWB MELBOURNE WWW.AWB.COM.AU SEPTEMBER 2006 ACTIVE SEPTEMBER 2006 AU AUSTRALIA AWEX AWEX O AUSTRALIAN WOOL EXCHANGE AWEX LANE COVE WWW.AWEX.COM.AU SEPTEMBER 2006 ACTIVE SEPTEMBER 2006 AU AUSTRALIA BLEV BLEV O BLOCK EVENT MELBOURNE WWW.BLOCKEVENT.COM APRIL 2015 ACTIVE APRIL 2015 ELECTRONIC BLOCK TRADING PLATFORM FOR EQUITIES. AU AUSTRALIA BLXA BLXA O INSTINET BLX (AU) SYDNEY WWW.INSTINET.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 BLOCK FOCUSED LIQUIDITY POOL FOR AUSTRALIAN EQUITIES. AU AUSTRALIA CFAU CSAU S CROSSFINDER AUSTRALIA SYDNEY WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL AUSTRALIA AU AUSTRALIA CGMA CGMA O CITI MATCH AUSTRALIA SYDNEY HTTP://ICG.CITI.COM/ICG/GLOBAL_MARKETS/PRODUCT_SOLUTIONS/GLOBAL_EQUITIES/CITI_MATCH.JSP JULY 2012 ACTIVE JULY 2012 AU AUSTRALIA CHIA CHIA O CHI-X AUSTRALIA SYDNEY WWW.CHI-X.COM/APAC/ APRIL 2010 ACTIVE APRIL 2010 AU AUSTRALIA CLAU CLAU O CLSA AUSTRALIA - DARK SYDNEY WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. AU AUSTRALIA CSAU CSAU O CREDIT SUISSE EQUITIES (AUSTRALIA) LIMITED SYDNEY WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN AUSTRALIA AU AUSTRALIA CXAC CHIA S CHI-X MARKET AUSTRALIA - LIMIT VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE SEPTEMBER 2012 CHI-X LIMIT VENUE AU AUSTRALIA CXAF CHIA S CHI-X AUSTRALIA MARKET PEG (FARPOINT) VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X MARKET PEG (FARPOINT) VENUE AU AUSTRALIA CXAM CHIA S CHI-X MOC SYDNEY WWW.CHI-X.COM.AU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CHI-X MARKET ON CLOSE VENUE AU AUSTRALIA CXAN CHIA S CHI-X AUSTRALIA PRIMARY PEG (NEARPOINT) VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X PRIMARY PEG (NEARPOINT) VENUE AU AUSTRALIA CXAP CHIA S CHI-X AUSTRALIA MID-POINT VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X MID-POINT VENUE AU AUSTRALIA CXAQ CHIA S CHI-X AUSTRALIA -QUOTED MANAGED FUNDS SYDNEY WWW.CHI-X.COM.AU DECEMBER 2016 ACTIVE DECEMBER 2016 CHI-X QUOTED MANAGED FUNDS. AU AUSTRALIA CXAR CHIA S CHI-X AUSTRALIA - TRANSFERABLE CUSTODY RECEIPT MARKET CHI-X SYDNEY WWW.CHI-X.COM.AU NOVEMBER 2016 ACTIVE NOVEMBER 2016 CHI-X TCR MARKET. AU AUSTRALIA CXAV CHIA S CHI-X VWAP SYDNEY WWW.CHI-X.COM.AU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CHI-X VWAP VENUE AU AUSTRALIA CXAW CHIA S CHI-X AUSTRALIA - WARRANTS CXA SYDNEY WWW.CHI-X.COM.AU NOVEMBER 2015 ACTIVE NOVEMBER 2015 CHI-X WARRANTS AU AUSTRALIA MACB MAQX S MACQUARIE AUSTRALIA BLOCK CROSSING SYDNEY WWW.MACQUARIE.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 AU AUSTRALIA MAQX MAQX O MACQUARIE INTERNAL MARKETS (AUSTRALIA) SYDNEY WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2012 MACQUARIE DARK POOL (AUSTRALIA) AU AUSTRALIA MSAL MSAL O MORGAN STANLEY AUSTRALIA SECURITIES LIMITED SYDNEY WWW.MORGANSTANLEY.COM JULY 2015 ACTIVE JULY 2015 AU AUSTRALIA NSXB NSXB O BENDIGO STOCK EXCHANGE LIMITED BSX MELBOURNE WWW.BSX.COM.AU JUNE 2007 ACTIVE JUNE 2007 AU AUSTRALIA NZFX XASX S ASX - NEW ZEALAND FUTURES & OPTIONS ASX SYDNEY WWW.ASX.COM.AU SEPTEMBER 2021 MODIFIED SEPTEMBER 2007 AU AUSTRALIA SIGA SIGA O SIGMA X AUSTRALIA SYDNEY WWW.GSET.GS.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 ALTERNATIVE TRADING SYSTEM (ATS)OPERATED BY GOLDMAN SACHS AU AUSTRALIA SIMV SIMV O SIM VENTURE SECURITIES EXCHANGE SYDNEY WWW.SIMVSE.COM.AU DECEMBER 2011 ACTIVE DECEMBER 2011 AU AUSTRALIA XASX XASX O ASX - ALL MARKETS ASX SYDNEY WWW.ASX.COM.AU JUNE 2012 ACTIVE MAY 2012 AU AUSTRALIA XFEX XFEX O FEX GLOBAL FEX SYDNEY WWW.FEX.COM.AU DECEMBER 2019 ACTIVE NOVEMBER 2014 ELECTRONIC TRADING PLATFORM. REGISTERED MARKET FOR ENERGY, COMMODITY AND ENVIRONMENTAL DERIVATIVES. AU AUSTRALIA XLQC XLQC O LIQUIDITY CUBE PTY LTD SYDNEY WWW.LIQUIDITYCUBE.COM APRIL 2021 ACTIVE APRIL 2021 AU AUSTRALIA XNEC XNEC O NATIONAL STOCK EXCHANGE OF AUSTRALIA LIMITED NSXA NEWCASTLE WWW.NSXA.COM.AU JUNE 2007 ACTIVE JUNE 2007 AU AUSTRALIA XSFE XASX S ASX - TRADE24 SFE SYDNEY WWW.SFE.COM.AU MAY 2012 ACTIVE SEPTEMBER 2010 AU AUSTRALIA XYIE XYIE O YIELDBROKER PTY LTD SYDNEY WWW.YIELDBROKER.COM JUNE 2005 ACTIVE JUNE 2005 AZ AZERBAIJAN BSEX BSEX O BAKU STOCK EXCHANGE BAKU WWW.BSE.AZ SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 AZ AZERBAIJAN XIBE XIBE O BAKU INTERBANK CURRENCY EXCHANGE BAKU WWW.BBVB.ORG JUNE 2005 ACTIVE JUNE 2005 BA BOSNIA AND HERZEGOVINA BLBF XBLB S BANJA LUKA STOCK EXCHANGE - FREE MARKET BLSE BANJA LUKA WWW.BLBERZA.COM MARCH 2013 ACTIVE MARCH 2013 BA BOSNIA AND HERZEGOVINA XBLB XBLB O BANJA LUKA STOCK EXCHANGE BANJA LUKA WWW.BLBERZA.COM OCTOBER 2005 ACTIVE OCTOBER 2005 BA BOSNIA AND HERZEGOVINA XSSE XSSE O SARAJEVO STOCK EXCHANGE SASE SARAJEVO WWW.SASE.BA JUNE 2007 ACTIVE JUNE 2007 BB BARBADOS BAJM XBAB S BARBADOS STOCK EXCHANGE - JUNIOR MARKET BSE BRIDGETOWN WWW.BSE.COM.BB MARCH 2013 ACTIVE MARCH 2013 MARKET FOR SMALL COMPANIES BB BARBADOS XBAB XBAB O BARBADOS STOCK EXCHANGE BSE BRIDGETOWN WWW.BSE.COM.BB JUNE 2005 ACTIVE JUNE 2005 MAIN MARKET BB BARBADOS XBIS XBAB S BARBADOS STOCK EXCHANGE - INTERNATIONAL SECURITIES MARKET ISM BRIDGETOWN WWW.BSE.COM.BB MARCH 2021 ACTIVE MARCH 2021 BD BANGLADESH XCHG XCHG O CHITTAGONG STOCK EXCHANGE LTD. CSE CHITTAGONG WWW.CSEBD.COM JUNE 2005 ACTIVE JUNE 2005 BD BANGLADESH XDHA XDHA O DHAKA STOCK EXCHANGE LTD DSE DHAKA WWW.DSEBD.ORG JUNE 2005 ACTIVE JUNE 2005 BE BELGIUM ALXB XBRU S EURONEXT GROWTH BRUSSELS BRUSSELS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 BE BELGIUM BEAM BEAM O MTS ASSOCIATED MARKETS BRUSSELS WWW.MTSBELGIUM.COM MAY 2017 ACTIVE MAY 2017 BE BELGIUM BELB BELB O BELFIUS BANK NV/SA BRUSSELS WWW.BELFIUS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 BE BELGIUM BELF BELB S BELFIUS BANK NV/SA FIXED INCOME - SYSTEMATIC INTERNALISER BRUSSELS WWW.BELFIUS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER FOR CORPORATE, COVERED AND OTHER PUBLIC BONDS ISSUED BY BELGIAN ISSUERS. BE BELGIUM BKBF BKBR S BNY MELLON S.A./N.V. - BRUSSELS BRANCH - SYSTEMATIC INTERNALISER BNYM BRUSSELS WWW.BNYMELLON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. BE BELGIUM BKBR BKBR O BNY MELLON S.A./N.V. - BRUSSELS BRANCH BNYM BRUSSELS WWW.BNYMELLON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 BE BELGIUM BLPX BLPX O BELGIAN POWER EXCHANGE BLPX BRUSSELS WWW.BELPEX.BE NOVEMBER 2007 ACTIVE NOVEMBER 2007 BE BELGIUM BMTS BEAM S MTS BELGIUM BRUSSELS WWW.MTSBELGIUM.COM MAY 2017 ACTIVE NOVEMBER 2005 BE BELGIUM BNPF BNPF O BNP PARIBAS FORTIS SA/NV- SYSTEMATIC INTERNALISER BNPPF SI BRUSSELS WWW.BNPPARIBASFORTIS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. BE BELGIUM KBCB KBCB O KBC BANK NV GROUP MARKETS - SYSTEMATIC INTERNALISER BRUSSELS WWW.KBC.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. BE BELGIUM MLXB XBRU S EURONEXT ACCESS BRUSSELS BRUSSELS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 BE BELGIUM MTSD BEAM S MTS DENMARK BRUSSELS WWW.MTSDENMARK.COM JUNE 2017 ACTIVE NOVEMBER 2005 BE BELGIUM MTSF BEAM S MTS FINLAND BRUSSELS WWW.MTSFINLAND.COM JUNE 2017 ACTIVE NOVEMBER 2005 BE BELGIUM SMBB SMBB O SUMITOMO MITSUI BANKING CORPORATION - BRUSSELS BRANCH - SYSTEMATIC INTERNALISER BRUSSELS WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. BE BELGIUM TNLB XBRU S EURONEXT - TRADING FACILITY BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 BE BELGIUM TNLK XBRU S EURONEXT BLOCKS BRUSSELS WWW.EURONEXT.COM MAY 2019 ACTIVE MAY 2019 MULTILATERAL TRADING FACILITY (MTF) FOR BLOCKS. BE BELGIUM VPXB XBRU S EURONEXT - VENTES PUBLIQUES BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 BE BELGIUM XBRD XBRU S EURONEXT - EURONEXT BRUSSELS - DERIVATIVES BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2007 BE BELGIUM XBRU XBRU O EURONEXT - EURONEXT BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 BG BULGARIA ABUL XBUL S BULGARIAN STOCK EXCHANGE - ALTERNATIVE MARKET BSE SOFIA WWW.BSE-SOFIA.BG AUGUST 2016 ACTIVE AUGUST 2016 ALTERNATIVE REGULATED MARKET. BG BULGARIA BDSK BDSK O DSK BANK EAD SOFIA HTTPS://DSKBANK.BG/ APRIL 2020 ACTIVE APRIL 2020 BG BULGARIA BEBG BEBG O BULGARIAN ENERGY TRADING PLATFORM BETP SOFIA WWW.BETP.BG NOVEMBER 2020 ACTIVE NOVEMBER 2020 BG BULGARIA BGHX BGHX O BALKAN GAS HUB EAD SOFIA WWW.BALKANGASHUB.BG DECEMBER 2019 ACTIVE DECEMBER 2019 COMMODITIES AND DERIVATIVES OTC AND EXCHANGE MARKET OPERATOR. BG BULGARIA GBUL XBUL S BULGARIAN STOCK EXCHANGE - SME GROWTH MARKET BEAM BEAM SOFIA WWW.BSE-SOFIA.BG JANUARY 2019 ACTIVE JANUARY 2019 BULGARIAN STOCK EXCHANGE SME GROWTH MARKET. BG BULGARIA GMBG MBUL S MTF SOFIA - GROWTH MARKET SOFIA WWW.CAPMAN.BG JUNE 2021 ACTIVE JUNE 2021 BG BULGARIA IBEX IBEX O INDEPENDENT BULGARIAN ENERGY EXCHANGE IBEX SOFIA WWW.IBEX.BG DECEMBER 2015 ACTIVE DECEMBER 2015 IBEX WAS ESTABLISHED JANUARY 2014, AS A FULLY-OWNED SUBSIDIARY OF THE BULGARIAN ENERGY HOLDING EAD. IBEX HOLDS A 10-YEAR LICENSE BY THE STATE ENERGY AND WATER REGULATORY COMMISSION TO ORGANIZING A POWER EXCHANGE FOR ELECTRICITY IN BULGARIA. BG BULGARIA IBUL XBUL S BULGARIAN STOCK EXCHANGE - INTERNATIONAL INSTRUMENTS BSE SOFIA WWW.BSE-SOFIA.BG MAY 2017 ACTIVE MAY 2017 BG BULGARIA JBUL XBUL S BULGARIAN STOCK EXCHANGE - INTERNATIONAL MTF BSE-MTF SOFIA WWW.BSE-SOFIA.BG FEBRUARY 2019 ACTIVE FEBRUARY 2019 INTERNATIONAL INSTRUMENTS OF MULTILATERAL TRADING FACILITY, ORGANIZED BY BULGARIAN STOCK EXCHANGE. BG BULGARIA MBUL MBUL O MTF SOFIA SOFIA WWW.CAPMAN.BG NOVEMBER 2016 ACTIVE NOVEMBER 2016 MULTILATERAL TRADING FACILITY FOR EQUITIES, BONDS, DERIVATIVES. BG BULGARIA PBUL XBUL S BULGARIAN STOCK EXCHANGE - APA SOFIA WWW.BSE-SOFIA.BG DECEMBER 2018 ACTIVE DECEMBER 2018 APPROVED PUBLICATION ARRANGEMENT (APA) SERVICE OF THE BULGARIAN STOCK EXCHANGE (BSE). BG BULGARIA T212 T212 O TRADING 212 LIMITED - SYSTEMATIC INTERNALISER SOFIA WWW.TRADING212.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. BG BULGARIA UCBG UCBG O UNICREDIT BULBANK AD - SYSTEMATIC INTERNALISER SOFIA WWW.UNICREDITBULBANK.BG SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 SYSTEMATIC INTERNALISER. BG BULGARIA XBUL XBUL O BULGARIAN STOCK EXCHANGE BSE SOFIA WWW.BSE-SOFIA.BG JUNE 2005 ACTIVE JUNE 2005 BG BULGARIA ZBUL XBUL S BULGARIAN STOCK EXCHANGE - MAIN MARKET SOFIA WWW.BSE-SOFIA.BG FEBRUARY 2019 ACTIVE FEBRUARY 2019 BULGARIAN STOCK EXCHANGE MAIN MARKET. BH BAHRAIN BFEX BFEX O BAHRAIN FINANCIAL EXCHANGE MANAMA WWW.BFX.BH OCTOBER 2010 ACTIVE OCTOBER 2010 THE BFX IS THE FIRST MULTI-ASSET CLASS EXCHANGE IN THE MIDDLE EAST REGION AND WILL BE INTERNATIONALLY ACCESSIBLE TO TRADE CASH INSTRUMENTS, STRUCTURED PRODUCTS AND SHARIA-COMPLIANT FINANCIAL INSTRUMENTS AS WELL AS DERIVATIVES. BH BAHRAIN XBAH XBAH O BAHRAIN BOURSE BSE MANAMA WWW.BAHRAINBOURSE.COM.BH JUNE 2011 ACTIVE JUNE 2011 BM BERMUDA 24EX 24EX O 24 EXCHANGE 24EX BERMUDA WWW.24EXCHANGE.NET SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 FOREIGN EXCHANGE AND EQUITIES. BM BERMUDA GTXE GTXE O GTX ECN HAMILTON WWW.GAINGTX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 GTX ELECTRONIC COMMUNICATIONS NETWORK. BM BERMUDA XBDA XBDA O BERMUDA STOCK EXCHANGE LTD BSX HAMILTON WWW.BSX.COM JUNE 2005 ACTIVE JUNE 2005 BO BOLIVIA XBOL XBOL O BOLSA BOLIVIANA DE VALORES S.A. LA PAZ WWW.BOLSA-VALORES-BOLIVIA.COM JUNE 2005 ACTIVE JUNE 2005 BR BRAZIL BCMM BCMM O BOLSA DE CEREAIS E MERCADORIAS DE MARINGÁ MARINGA WWW.BCMM.COM.BR MARCH 2013 ACTIVE DECEMBER 2010 COMMODITIES MARKET. BR BRAZIL BOVM BOVM O BOLSA DE VALORES MINAS-ESPÍRITO SANTO-BRASÍLIA ESPIRITO SANTO WWW.BOVMESB.COM.BR MARCH 2013 ACTIVE DECEMBER 2010 COMMODITIES MARKET. BR BRAZIL BRIX BRIX O BRAZILIAN ENERGY EXCHANGE SAO PAULO MAY 2011 ACTIVE MAY 2011 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES BR BRAZIL BVMF BVMF O BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS SAO PAULO WWW.BMFBOVESPA.COM.BR APRIL 2010 ACTIVE APRIL 2010 EQUITIES, SECURITIES, FINANCIAL ASSETS, INDICES, INTEREST RATES, AGRICULTURAL COMMODITIES, AND FOREIGN EXCHANGE FUTURES AND SPOT CONTRACTS. BR BRAZIL CETI CETI O CETIP S.A. - MERCADOS ORGANIZADOS RIO DE JANEIRO WWW.CETIP.COM.BR MARCH 2013 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING, TRADE REGISTRATION AND FINANCIAL SETTLEMENT FOR TRANSACTIONS INVOLVING FIXED INCOME SECURITIES AND OTC DERIVATIVES. BR BRAZIL SELC SELC O SISTEMA ESPECIAL DE LIQUIDACAO E CUSTODIA DE TITULOS PUBLICOS RIO DE JANEIRO WWW4.BCB.GOV.BR JANUARY 2011 ACTIVE JANUARY 2011 SELIC (SISTEMA ESPECIAL DE LIQUIDACAO E CUSTODIA DE TITULOS PUBLICOS - IN ENGLISH: SPECIAL SYSTEM FOR CUSTODY AND SETTLEMENT OF PUBLIC SECURITIES) IS THE CENTRAL CUSTODIAN FOR ALL SECURITIES EMITTED BY THE BRAZILIAN NATIONAL TREASURY. BS BAHAMAS XBAA XBAA O BAHAMAS INTERNATIONAL SECURITIES EXCHANGE BISX NASAU WWW.BISXBAHAMAS.COM JUNE 2005 ACTIVE JUNE 2005 BW BOTSWANA BOTE XBOT S BOTSWANA STOCK EXCHANGE - EXCHANGE TRADED FUNDS (ETF) BOT GABORONE WWW.BSE.CO.BW MARCH 2013 ACTIVE MARCH 2013 BW BOTSWANA BOTV XBOT S BOTSWANA STOCK EXCHANGE - VENTURE CAPITAL BOT GABORONE WWW.BSE.CO.BW MARCH 2013 ACTIVE MARCH 2013 BW BOTSWANA XBOT XBOT O BOTSWANA STOCK EXCHANGE GABORONE WWW.BSE.CO.BW JUNE 2005 ACTIVE JUNE 2005 BY BELARUS BCSE BCSE O BELARUS CURRENCY AND STOCK EXCHANGE BCSE MINSK WWW.BCSE.BY AUGUST 2006 ACTIVE AUGUST 2006 CA CANADA BNSX BNSX O THE BANK OF NOVA SCOTIA - SYSTEMATIC INTERNALISER TORONTO WWW.SCOTIABANK.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. CA CANADA CAND CAND O CANDEAL.CA INC CANDEAL TORONTO WWW.CANDEAL.COM DECEMBER 2016 ACTIVE DECEMBER 2016 ELECTRONIC TRADING PLATFORM FOR FIXED INCOME SECURITIES AND DERIVATIVES. CA CANADA CANX CANX O CANNEX FINANCIAL EXCHANGE LTS CANNEX TORONTO WWW.CANNEX.COM JUNE 2005 ACTIVE JUNE 2005 CA CANADA CHIC CHIC O CHI-X CANADA ATS TORONTO WWW.CHI-XCANADA.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 MARKET MODEL FOCUSED ON EQUAL OPPORTUNITY TRADING AND MARKET-LEVEL INNOVATION TO DRIVE GROWTH IN THE CANADIAN EQUITY MARKET CA CANADA COTC COTC O BMO CAPITAL MARKETS - CAD OTC TRADES TORONTO WWW.BMOCM.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 OVER THE COUNTER TRADING OF CAD EQUITY. CA CANADA EQCA EQCA O EQUILEND CANADA CORP. TORONTO WWW.EQUILEND.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 CA CANADA IFCA IFCA O ICE FUTURES CANADA WINNIPEG WWW.THEICE.COM OCTOBER 2011 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFCA REPLACES MIC XWCE. CA CANADA IVZX IVZX O INVESCO CANADA PTF TRADES TORONTO WWW.INVESCO.CA JULY 2014 ACTIVE JULY 2014 TRADING PLATFORM FOR MUTUAL FUNDS CA CANADA LICA LICA O LIQUIDNET CANADA ATS TORONTO WWW.LIQUIDNET.COM SEPTEMBER 2010 ACTIVE SEPTEMBER 2010 REGISTERED MARKET FOR EQUITIES, ELECTRONIC TRADING. CA CANADA LYNX OMGA S LYNX ATS TORONTO WWW.OMEGAATS.COM NOVEMBER 2012 ACTIVE NOVEMBER 2012 LYNX ATS IS A REGISTERED MARKET FOR THE FULLY ELECTRONIC TRADING OF EQUITIES AND FIXED INCOME. CA CANADA MATN MATN O MATCH NOW TORONTO WWW.TRIACTCANADA.COM JANUARY 2008 ACTIVE JANUARY 2008 MARKETPLACE FOR REGISTERED CANADIAN INVESTMENT DEALERS AND THEIR CLIENTS TO TRADE CANADIAN LISTED EQUITIES. CA CANADA NEOC NEOE S NEO CONNECT NEO CONNECT TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018 CA CANADA NEOD NEOE S NEO EXCHANGE - NEO-D (DARK) NEO-D TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018 CA CANADA NEOE NEOE O NEO EXCHANGE - NEO-L (MARKET BY ORDER) NEO-L TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2014 CA CANADA NEON NEOE S NEO EXCHANGE - NEO-N (MARKET BY PRICE) NEO-N TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018 CA CANADA NGXC NGXC O NATURAL GAS EXCHANGE NGX CALGARY WWW.NGX.COM MAY 2010 ACTIVE MAY 2010 NGX PROVIDES ELECTRONIC TRADING, CENTRAL COUNTERPARTY CLEARING AND DATA SERVICES TO THE NORTH AMERICAN NATURAL GAS AND ELECTRICITY MARKETS. CA CANADA OMGA OMGA O OMEGA ATS TORONTO WWW.OMEGAATS.COM JANUARY 2008 ACTIVE JANUARY 2008 CA CANADA PURE XCNQ S CANADIAN SECURITIES EXCHANGE - PURE CSE-PURE TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED DECEMBER 2006 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX). CA CANADA VDRK XTSX S TSX VENTURE EXCHANGE - DRK TSXV DRK TORONTO WWW.TSX.COM MAY 2019 ACTIVE MAY 2019 FOR TSXV DARK ORDER BOOK TRADES. CA CANADA XATS XATS O ALPHA EXCHANGE TORONTO WWW.ALPHATRADINGSYSTEMS.CA MAY 2012 ACTIVE MAY 2012 REGULATED MARKETPLACE FOR TRADING EQUITY AND EQUITY RELATED SECURITIES. CA CANADA XBBK XBBK O PERIMETER FINANCIAL CORP. - BLOCKBOOK ATS TORONTO WWW.PFIN.CA MAY 2008 ACTIVE MAY 2008 ALTERNATIVE TRADING SYSTEM FOR BLOCK TRADING OF CANADIAN LISTED EQUITIES CA CANADA XCNQ XCNQ O CANADIAN SECURITIES EXCHANGE CSE LISTED TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED APRIL 2009 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX). CA CANADA XCX2 CHIC S CX2 TORONTO WWW.CHI-X.COM/CA DECEMBER 2012 ACTIVE DECEMBER 2012 REGISTERED MARKET FOR EQUITIES CA CANADA XCXD XCXD O NASDAQ CXD TORONTO HTTP://BUSINESS.NASDAQ.COM/TRADE/CANADIAN-EQUITIES/OVERVIEW SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 NON-DISPLAYED MARKET FOR EQUITIES. CA CANADA XDRK XTSE S TORONTO STOCK EXCHANGE - DRK TSX DRK TORONTO WWW.TSX.COM MAY 2019 ACTIVE MAY 2019 FOR TSX DARK ORDER BOOK TRADES. CA CANADA XICX XICX O INSTINET CANADA CROSS TORONTO WWW.INSTINET.COM NOVEMBER 2010 ACTIVE NOVEMBER 2010 ALTERNATIVE CANADIAN MARKETPLACE TO REGISTERED INVESTMENT DEALERS AND THEIR CLIENTS TO TRADE CANADIAN LISTED EQUITIES. CA CANADA XMOC XMOC O MONTREAL CLIMATE EXCHANGE MONTREAL WWW.M-X.CA JULY 2008 ACTIVE JULY 2008

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS CA CANADA XMOD XMOD O THE MONTREAL EXCHANGE / BOURSE DE MONTREAL CDE MONTREAL WWW.M-X.CA JUNE 2005 ACTIVE JUNE 2005 CA CANADA XTNX XTSX S TSX VENTURE EXCHANGE - NEX NEX VANCOUVER WWW.TSX.COM/EN/NEX JUNE 2005 ACTIVE JUNE 2005 CA CANADA XTSE XTSE O TORONTO STOCK EXCHANGE TSX TORONTO WWW.TSE.COM JUNE 2005 ACTIVE JUNE 2005 CA CANADA XTSX XTSX O TSX VENTURE EXCHANGE TSX-V TORONTO WWW.TSX.COM JUNE 2005 ACTIVE JUNE 2005 CH SWITZERLAND CBOE CBOE O CBOE FX NDFS ZURICH HTTPS://FX.CBOE.COM/ JANUARY 2020 ACTIVE JANUARY 2020 CH SWITZERLAND CCMS CCMS O CONTINENTAL CAPITAL MARKETS S.A. NYON WWW.CONTICAP.COM MARCH 2018 ACTIVE MARCH 2018 CH SWITZERLAND CSAG CSAG O CREDIT SUISSE AG CSA ZURICH WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE MAY 2018 CH SWITZERLAND CSOT CSAG S CREDIT SUISSE AG - OHS CSA OHS ZURICH WWW.CREDIT-SUISSE.COM AUGUST 2018 ACTIVE AUGUST 2018 BILATERAL ORGANISED TRADING SYSTEM. CH SWITZERLAND CSZH CSZH O CREDIT SUISSE (CH) CSZ ZURICH WWW.CREDIT-SUISSE.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 BILATERAL ORGANISED TRADING FACILITY. CH SWITZERLAND DOTS DOTS O SWISS DOTS BY CATS DOTS ZURICH WWW.BS-CATS.COM FEBRUARY 2015 ACTIVE OCTOBER 2013 OTC DERIVATIVES AVAILABLE TO THE SWISS MARKET USING THE CATS PLATFORM IN ASSOCIATION WITH SWISSQUOTE BANK. THE OWNER OF CATS HAS CHANGED FROM CITIGROUP TO BOERSE STUTTGART. CH SWITZERLAND EBSC EBSS S EBS MARKET- CLOB - FOR THE TRADING OF SPOT FX, PRECIOUS METALS AND OTHER FX PRODUCTS ZURICH WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 CENTRAL LIMIT ORDER BOOK. CH SWITZERLAND EBSS EBSS O EBS SERVICE COMPANY LIMITED - ALL MARKETS ZURICH WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 CH SWITZERLAND KMUX ZKBX S ZURCHER KANTONALBANK - EKMU-X ZURICH WWW.ZKB.CH/EKMUX FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FOR SWISS EQUITIES (OTC). CH SWITZERLAND OTXB OTXB O BERNER KANTONALBANK OTC-X OTC-X BERNE WWW.OTC-X.CH DECEMBER 2017 ACTIVE DECEMBER 2017 CH SWITZERLAND ROSR ROSR O SIX REPO AG SIX ZURICH WWW.SIX-REPO.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SWISS INTERBANK REPO MARKET OPERATED BY SIX REPO AG. CH SWITZERLAND S3FM S3FM O SOCIETY3 FUNDERSMART S3FM LUZERN HTTP://SOCIETY3.COM JANUARY 2017 ACTIVE JANUARY 2017 NON REGULATED, US SEC AND SWISS FINMA COMPLIANT AND BANKING LICENSE EXEMPT EQUITY FUNDRAISING AND TRADING PLATFORM. CH SWITZERLAND STOX STOX O STOXX LIMITED ZURICH WWW.STOXX.COM MARCH 2013 ACTIVE AUGUST 2012 CH SWITZERLAND UBSC UBSG S UBS PIN-FX ZURICH WWW.UBS.COM SEPTEMBER 2013 ACTIVE JULY 2013 UBS FX PRICE IMPROVEMENT NETWORK CH SWITZERLAND UBSF UBSG S UBS FX ZURICH WWW.UBS.COM SEPTEMBER 2013 ACTIVE JULY 2013 UBS E-FX EXECUTION VENUE CH SWITZERLAND UBSG UBSG O UBS TRADING ZURICH WWW.UBS.COM AUGUST 2013 ACTIVE AUGUST 2013 UBS TRADING PLATFORMS CH SWITZERLAND VLEX VLEX O VONTOBEL LIQUIDITY EXTENDER VLEX ZURICH WWW.VONTOBEL.COM JULY 2017 ACTIVE MARCH 2016 INTERNAL MARKET. 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DE GERMANY FRAA XFRA S BOERSE FRANKFURT - REGULIERTER MARKT FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2008 ACTIVE MARCH 2008 DE GERMANY FRAB XFRA S BOERSE FRANKFURT - FREIVERKEHR FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2008 ACTIVE MARCH 2008 DE GERMANY FRAS XFRA S BOERSE FRANKFURT - SCALE FRANKFURT WWW.DEUTSCHE-BOERSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 BOERSE FRANKFURT SME GROWTH MARKET. DE GERMANY FRAU XFRA S BOERSE FRANKFURT – REGULIERTERMARKT – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 DE GERMANY FRAV XFRA S BOERSE FRANKFURT – FREIVERKEHR– OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 DE GERMANY FRAW XFRA S BOERSE FRANKFURT – SCALE – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 DE GERMANY GSBE GSBE O GOLDMAN SACHS BANK EUROPE SE FRANKFURT WWW.GOLDMANSACHS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 DE GERMANY GSEI GSBE S GOLDMAN SACHS BANK EUROPE SE - SYSTEMATIC INTERNALISER FRANKFURT WWW.GOLDMANSACHS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. DE GERMANY HAMA XHAM S BOERSE HAMBURG - REGULIERTER MARKT HAMBURG FEBRUARY 2008 ACTIVE FEBRUARY 2008 DE GERMANY HAMB XHAM S BOERSE HAMBURG - FREIVERKEHR HAMBURG FEBRUARY 2008 ACTIVE FEBRUARY 2008 DE GERMANY HAML XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016 DE GERMANY HAMM XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE - REGULIERTER MARKT HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016 DE GERMANY HAMN XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE - FREIVERKEHR HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016 DE GERMANY HANA XHAN S BOERSE HANNOVER - REGULIERTER MARKT HANNOVER FEBRUARY 2008 ACTIVE FEBRUARY 2008 DE GERMANY HANB XHAN S BOERSE HANNOVER - FREIVERKEHR HANNOVER FEBRUARY 2008 ACTIVE FEBRUARY 2008 DE GERMANY HELA HELA O HELABA - SYSTEMATIC INTERNALISER FRANKFURT WWW.HELABA.DE JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. DE GERMANY HSBT HSBT O HSBC TRINKAUS AND BURKHARDT AG - SYSTEMATIC INTERNALISER DUESSELDORF WWW.HSBC.DE AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. DE GERMANY IKBS IKBS O IKB DEUTSCHE INDUSTRIEBANK AG - SYSTEMATIC INTERNALISER DUESSELDORF WWW.IKB.DE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. DE GERMANY JEFE JEFE O JEFFERIES EUROPE FRANKFURT WWW.JEFFERIES.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 DE GERMANY JESI JEFE S JEFFERIES EUROPE - SYSTEMATIC INTERNALISER FRANKFURT WWW.JEFFERIES.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. DE GERMANY JPEU JPEU O J.P. MORGAN AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.JPMORGAN.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. DE GERMANY LBBW LBBW O LBBW - LANDESBANK BADEN-WUERTTEMBERG LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 GENERAL MIC FOR LANDESBANK BADEN-WUERTTEMBERG (LBBW). DE GERMANY LBCW LBCW O LLOYDS BANK CORPORATE MARKETS WERTPAPIERHANDELSBANK GMBH - SYSTEMATIC INTERNALISER FRANKFURT WWW.LLOYDSBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. DE GERMANY LBWL LBBW S LBBW - LANDESBANK BADEN-WUERTTEMBERG - LIQUIDITY PROVIDER LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 LIQUIDITY PROVIDER. DE GERMANY LBWS LBBW S LBBW - LANDESBANK BADEN-WUERTTEMBERG - SYSTEMATIC INTERNALISER LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. DE GERMANY LIGA LIGA O LIGA BANK EG - SYSTEMATIC INTERNALISER REGENSBURG WWW.LIGABANK.DE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER DE GERMANY LSSI LSSI O LANG AND SCHWARZ TRADE CENTER - SYSTEMATIC INTERNALISER DUESSELDORF WWW.LS-TC.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. DE GERMANY MESI MSEU S MORGAN STANLEY EUROPE S.E. - SYSTEMATIC INTERNALISER MESI FRANKFURT WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. DE GERMANY MHBD MHBD O MIZUHO BANK, LTD. DUESSELDORF BRANCH - SYSTEMATIC INTERNALISER DUESSELDORF WWW.MIZUHO-EMEA.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER DE GERMANY MHEU MHEU O MIZUHO SECURITIES EUROPE - SYSTEMATIC INTERNALISER MHEU FRANKFURT WWW.MIZUHO-EMEA.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER . LICENCE APPLIED FOR TO PROVIDE POST-BREXIT INVESTMENT SERVICES TO EU CLIENTS. ANTICIPATED SYSTEMATIC INTERNALISER IN BONDS. DE GERMANY MSEU MSEU O MORGAN STANLEY EUROPE S.E. MSEU FRANKFURT WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 DE GERMANY MUNA XMUN S BOERSE MUENCHEN - REGULIERTER MARKT MUENCHEN WWW.BOERSE-MUENCHEN.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 DE GERMANY MUNB XMUN S BOERSE MUENCHEN - FREIVERKEHR MUENCHEN WWW.BOERSE-MUENCHEN.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 DE GERMANY MUNC XMUN S BOERSE MUENCHEN - GETTEX - REGULIERTER MARKT MUENCHEN WWW.GETTEX.DE AUGUST 2017 ACTIVE MAY 2014 DE GERMANY MUND XMUN S BOERSE MUENCHEN – GETTEX – FREIVERKEHR MUENCHEN WWW.GETTEX.DE AUGUST 2017 ACTIVE MAY 2014

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS DE GERMANY NCME NCME O SMBC NIKKO CAPITAL MARKETS EUROPE GMBH FRANKFURT WWW.SMBCNIKKO-CM.COM JANUARY 2019 ACTIVE JANUARY 2019 DE GERMANY NESI NESI O NOMURA EUROPE - SYSTEMATIC INTERNALISER FRANKFURT WWW.NOMURA.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. DE GERMANY NLBX NLBX O NORDDEUTSCHE LANDESBANK - GIROZENTRALE - SYSTEMATIC INTERNALISER HANNOVER WWW.NORDLB.DE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. DE GERMANY NORD NORD O HSH NORDBANK - SYSTEMATIC INTERNALISER KIEL WWW.HSH-NORDBANK.DE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. DE GERMANY OLBB OLBB O OLDENBURGISCHE LANDESBANK AG FX HANDEL - SYSTEMATIC INTERNALISER OLDENBURG WWW.OLB.DE SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. DE GERMANY RBCG RBCG O RBC CAPITAL MARKETS (EUROPE) GMBH FRANKFURT WWW.RBC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 DE GERMANY SCAG SCAG O STANDARD CHARTERED BANK AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.SC.COM/DE FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. DE GERMANY SEBA SEBA O STIFEL EUROPE BANK AG - SYSTEMATIC INTERNALISER SEBA FRANKFURT WWW.STIFEL.COM APRIL 2021 ACTIVE APRIL 2021 SYSTEMATIC INTERNALISER. DE GERMANY SMBD SMBD O SUMITOMO MITSUI BANKING CORPORATION - DUESSELDORF BRANCH - SYSTEMATIC INTERNALISER DUESSELDORF WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. DE GERMANY SMFF SMFF O SMBC BANK EU AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.SMBCGROUP.COM/EMEA/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. DE GERMANY SPEX SPEX O SPECTRUM MARKETS FRANKFURT WWW.SPECTRUM-MARKETS.COM SEPTEMBER 2019 ACTIVE MARCH 2019 REGULATED MULTILATERAL TRADING FACILITY FOR TURBO WARRANT-TRADING. DE GERMANY SSBI SSBI O STATE STREET BANK INTERNATIONAL GMBH SSBI MUNICH WWW.STATESTREET.COM DECEMBER 2017 ACTIVE NOVEMBER 2017 DE GERMANY SSBM SSBI S STATE STREET BANK INTERNATIONAL FX - SYSTEMATIC INTERNALISER SSBI MUNICH WWW.STATESTREET.COM DECEMBER 2017 ACTIVE NOVEMBER 2017 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER. DE GERMANY STUA XSTU S BOERSE STUTTGART - REGULIERTER MARKT STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 DE GERMANY STUB XSTU S BOERSE STUTTGART - FREIVERKEHR STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 DE GERMANY STUC XSTU S BOERSE STUTTGART - REGULIERTER MARKT - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE. DE GERMANY STUD XSTU S BOERSE STUTTGART - FREIVERKEHR - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE. DE GERMANY STUE XSTU S BOERSE STUTTGART - REGULIERTER MARKT - TECHNICAL PLATFORM 3 STUTTGART WWW.BOERSE-STUTTGART.DE JULY 2021 ACTIVE JULY 2021 DE GERMANY STUF XSTU S BOERSE STUTTGART - FREIVERKEHR - TECHNICAL PLATFORM 3 STUTTGART WWW.BOERSE-STUTTGART.DE JULY 2021 ACTIVE JULY 2021 DE GERMANY TGAT TGAT O TRADEGATE EXCHANGE TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE AUGUST 2012 DE GERMANY TGSI TGAT S TRADEGATE EXCHANGE - SYSTEMATIC INTERNALISER TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. DE GERMANY UBSI UBSL S UBS EUROPE SE - SYSTEMATIC INTERNALISER FRANKFURT WWW.UBS.COM MARCH 2019 ACTIVE JULY 2017 UBS EUROPE SE SYSTEMATIC INTERNALISER. DE GERMANY UBSL UBSL O UBS EUROPE SE - TRADING FRANKFURT WWW.UBS.COM MARCH 2019 ACTIVE DECEMBER 2015 UBS EUROPE SE TRADING PLATFORM. DE GERMANY UCDE UCDE O UNICREDIT BANK AG - SYSTEMATIC INTERNALISER MUNICH WWW.HYPOVEREINSBANK.DE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. DE GERMANY VONT VONT O BANK VONTOBEL EUROPE AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.VONTOBEL.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. DE GERMANY VTLS VWDX S TRADELINK FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE DECEMBER 2017 OVER-THE-COUNTER (OTC) TRADING PLATFORM FOR STRUCTURED PRODUCTS, EQUITIES AND BONDS. DE GERMANY VTPS VWDX S TRADEPLUS FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE DECEMBER 2017 ORGANISED TRADING FACILITY (OTF) FOR STRUCTURED PRODUCTS AND BONDS. LIVE IN JANUARY 2018. DE GERMANY VWDA VWDX S VWD - APA SERVICE FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE APRIL 2019 ACTIVE APRIL 2019 APPROVED PUBLICATION ARRANGEMENT. DE GERMANY VWDX VWDX O VWD TRANSACTIONSOLUTIONS AG FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE SEPTEMBER 2017 DE GERMANY XBER XBER O BOERSE BERLIN BERLIN WWW.BOERSE-BERLIN.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 DE GERMANY XDEX XSTU S BOERSE STUTTGART - DIGITAL EXCHANGE STUTTGART WWW.BOERSE-STUTTGART.DE SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 DE GERMANY XDUS XDUS O BOERSE DUESSELDORF DUESSELDORF WWW.BOERSE-DUESSELDORF.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 DE GERMANY XECB XECB O ECB EXCHANGE RATES FRANKFURT WWW.ECB.EUROPA.EU NOVEMBER 2012 ACTIVE NOVEMBER 2012 EURO FOREIGN EXCHANGE REFERENCE RATES. DE GERMANY XECC XECC O EUROPEAN COMMODITY CLEARING AG ECC LEIPZIG WWW.ECC.DE MAY 2012 ACTIVE MAY 2012 DE GERMANY XEEE XEEE O EUROPEAN ENERGY EXCHANGE EEX LEIPZIG WWW.EEX.COM SEPTEMBER 2015 ACTIVE JUNE 2005 DE GERMANY XEEO XEEE S EUROPEAN ENERGY EXCHANGE - NON-MTF MARKET EEX LEIPZIG WWW.EEX.COM NOVEMBER 2015 ACTIVE SEPTEMBER 2015 NON-MTF MARKET DE GERMANY XEER XEEE S EUROPEAN ENERGY EXCHANGE - REGULATED MARKET EEX LEIPZIG WWW.EEX.COM NOVEMBER 2015 ACTIVE SEPTEMBER 2015 REGULATED MARKET DE GERMANY XEHQ XEUP S EUREX REPO - HQLA MARKET FRANKFURT WWW.EUREXREPO.COM APRIL 2018 ACTIVE APRIL 2018 EUREX REPO ELECTRONIC TRADING PLATFORM FOR HQLA BLOCKCHAIN. DE GERMANY XEQT XBER S BOERSE BERLIN EQUIDUCT TRADING BERLIN WWW.EQUIDUCT-TRADING.DE MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING SYSTEM. DE GERMANY XERE XEUP S EUREX REPO - FUNDING AND FINANCING PRODUCTS FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE APRIL 2014 EUREX REPO ELECTRONIC TRADING PLATFORM FOR FUNDING AND FINANCING PRODUCTS. DE GERMANY XERT XEUP S EUREX REPO - TRIPARTY FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE DECEMBER 2015 EUREX REPO ELECTRONIC TRADING SEGMENT FOR TRIPARTY REPO. DE GERMANY XETA XETR S XETRA - REGULIERTER MARKT XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE MARCH 2008 DE GERMANY XETB XETR S XETRA - FREIVERKEHR XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE MARCH 2008 DE GERMANY XETR XETR O XETRA XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE JUNE 2005 DE GERMANY XETS XETR S XETRA - SCALE FRANKFURT WWW.DEUTSCHE-BOERSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 XETRA SME GROWTH MARKET. DE GERMANY XETU XETR S XETRA – REGULIERTERMARKT – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 DE GERMANY XETV XETR S XETRA – FREIVERKEHR– OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 DE GERMANY XETW XETR S XETRA – SCALE – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 DE GERMANY XEUM XEUP S EUREX REPO SECLEND MARKET FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE JANUARY 2012 ET IS NOW OPERATED FROM FRANKFURT (GERMANY) DE GERMANY XEUP XEUP O EUREX REPO GMBH FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE NOVEMBER 2005 DE GERMANY XEUR XEUR O EUREX DEUTSCHLAND FRANKFURT WWW.EUREXCHANGE.COM NOVEMBER 2016 ACTIVE JUNE 2005 DE GERMANY XFRA XFRA O DEUTSCHE BOERSE AG FRANKFURT WWW.DEUTSCHE-BOERSE.COM JUNE 2005 ACTIVE JUNE 2005 DE GERMANY XGAT TGAT S TRADEGATE EXCHANGE - FREIVERKEHR TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE MAY 2010 DE GERMANY XGRM TGAT S TRADEGATE EXCHANGE - REGULIERTER MARKT TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE MAY 2010 TRADEGATE EXCHANGE IS AN OFFICIAL REGULATED STOCK EXCHANGE IN BERLIN/GERMANY FOR SHARES, BONDS, ETFS AND FONDS. DE GERMANY XHAM XHAM O HANSEATISCHE WERTPAPIERBOERSE HAMBURG HAMBURG WWW.BOERSENAG.DE JUNE 2005 ACTIVE JUNE 2005 DE GERMANY XHAN XHAN O NIEDERSAECHSISCHE BOERSE ZU HANNOVER HANNOVER WWW.BOERSENAG.DE JUNE 2005 ACTIVE JUNE 2005 DE GERMANY XINV XINV O INVESTRO FRANKFURT WWW.INVESTRO.DE OCTOBER 2008 ACTIVE OCTOBER 2008 SETTLEMENT PLATFORM FOR CSD AND NON CSD FUNDS. DE GERMANY XMUN XMUN O BOERSE MUENCHEN MUENCHEN WWW.BOERSE-MUENCHEN.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 DE GERMANY XPOT XEEE S EUROPEAN ENERGY EXCHANGE - OTF GAS MARKET LEIPZIG WWW.EEX.COM DECEMBER 2019 ACTIVE MARCH 2016 OTF SEGMENT OF THE EEX GAS MARKETS. DE GERMANY XPSF XEEE S EUROPEAN ENERGY EXCHANGE - REGULATED GAS MARKET LEIPZIG WWW.EEX.COM DECEMBER 2019 ACTIVE SEPTEMBER 2015 REGULATED MARKET SEGMENT FOR SPOT AND FUTURES GAS MARKETS OF EEX. DE GERMANY XQTX XDUS S BOERSE DUESSELDORF - QUOTRIX DUESSELDORF WWW.BOERSE-DUESSELDORF.DE SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC TRADING SYSTEM FOR SHARES, BONDS, ETFs, INVESTMENT FUNDS DE GERMANY XSC1 XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 1 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUCTURED PRODUCTS - COUNTRY SEGMENT 1. DE GERMANY XSC2 XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 2 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUCTURED PRODUCTS - COUNTRY SEGMENT 2. DE GERMANY XSC3 XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 3 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUKTURED PRODUCTS - COUNTRY SEGMENT 3. DE GERMANY XSCO XSCO O BOERSE FRANKFURT WARRANTS TECHNICAL FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE AUGUST 2012 DE GERMANY XSTF XSTU S BOERSE STUTTGART - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE. DE GERMANY XSTP XSTU S BOERSE STUTTGART - TECHNICAL PLATFORM 3 STUTTGART WWW.BOERSE-STUTTGART.DE JULY 2021 ACTIVE JULY 2021 DE GERMANY XSTU XSTU O BOERSE STUTTGART STUTTGART WWW.BOERSE-STUTTGART.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 DE GERMANY XXSC XXSC O FRANKFURT CEF SC FRANKFURT WWW.DEUTSCHE-BOERSE.COM OCTOBER 2011 ACTIVE OCTOBER 2011 XXSC WILL COMPRISE THE INFORMATION FOR "FRAA" AND "FRAB". QUOTE AND TRADE INFORMATION IS DISTRIBUTED VIA CEF (CONSOLIDATED EXCHANGE FEED), THEREFORE THE SHORT NAME "FRANKFURT CEF SC" REFERS TO CEF AND SC TO SCOACH. DE GERMANY ZOBX XBER S ZOBEX ZOBEX BERLIN WWW.BOERSE-BERLIN.DE JUNE 2005 ACTIVE JUNE 2005 DK DENMARK ABSI ABSI O ALM. BRAND BANK - SYSTEMATIC INTERNALISER COPENHAGEN WWW.ALMBRAND.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. DK DENMARK ALSI ALSI O AKTIESELSKABET ARBEJDERNES LANDSBANK - SYSTEMATIC INTERNALISER ALSI COPENHAGEN WWW.AL-BANK.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. DK DENMARK DASI DASI O DANSKE BANK A/S - SYSTEMATIC INTERNALISER COPENHAGEN WWW.DANSKEBANK.DK MARCH 2017 ACTIVE MARCH 2017 SYSTEMATIC INTERNALISER. DK DENMARK DCSE XCSE S NASDAQ COPENHAGEN A/S - NORDIC@MID COPENHAGEN WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XCSE DK DENMARK DKTC DKTC O DANSK OTC HORSENS WWW.DANSKOTC.DK SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 DK DENMARK DNDK XCSE S FIRST NORTH DENMARK - NORDIC@MID COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH DENMARK DK DENMARK DSME XCSE S FIRST NORTH DENMARK -SME GROWTH MARKET COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 DK DENMARK FNDK XCSE S FIRST NORTH DENMARK COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. DK DENMARK JBSI JBSI O JYSKE BANK - SYSTEMATIC INTERNALISER SILKEBORG WWW.JYSKEBANK.DK SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. DK DENMARK JYSI JYSI O DEN JYSKE SPAREKASSE - SYSTEMATIC INTERNALISER GRINDSTED WWW.DJS.DK SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. DK DENMARK LASP LASP O LAN AND SPAR BANK A/S COPENHAGEN WWW.LSB.DK NOVEMBER 2017 ACTIVE NOVEMBER 2017 DK DENMARK MCSE XCSE S NASDAQ COPENHAGEN A/S – AUCTION ON DEMAND COPENHAGEN WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 DK DENMARK MNDK XCSE S FIRST NORTH DENMARK – AUCTION ON DEMAND COPENHAGEN WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 DK DENMARK NPGA NPGA O GASPOINT NORDIC A/S GPN COPENHAGEN WWW.GASPOINTNORDIC.COM MARCH 2015 ACTIVE JUNE 2011 GASPOINT NORDIC IS OPERATING A PLATFORM FOR CONTINUOUS ELECTRONIC TRADING OF GAS, DELIVERABLE TO THE ETF VIRTUAL TRADING POINT. DK DENMARK NYSI NYSI O NYKREDIT BANK - SYSTEMATIC INTERNALISER COPENHAGEN WWW.NYKREDIT.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. DK DENMARK SBSI SBSI O SYDBANK A/S AABENRAA WWW.SYDBANK.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. DK DENMARK SKSI SKSI O SPAREKASSEN KRONJYLLAND - SYSTEMATIC INTERNALISER RANDERS WWW.SPARKRON.DK NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. DK DENMARK SNSI SNSI O SPAR NORD BANK - SYSTEMATIC INTERNALISER AALBORG WWW.SPARNORD.DK MAY 2017 ACTIVE MAY 2017 SYSTEMATIC INTERNALISER. DK DENMARK SXSI SXSI O SAXO BANK A/S COPENHAGEN WWW.HOME.SAXO MARCH 2020 ACTIVE MARCH 2020 SYSTEMATIC INTERNALISER FOR BONDS. DK DENMARK XCSE XCSE O NASDAQ COPENHAGEN A/S COPENHAGEN WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE SEPTEMBER 2007 DO DOMINICAN REPUBLIC XBVR XBVR O BOLSA DE VALORES DE LA REPUBLICA DOMINICANA SA. BVRD SANTO DOMINGO WWW.BOLSARD.COM JUNE 2005 ACTIVE JUNE 2005 DZ ALGERIA XALG XALG O ALGIERS STOCK EXCHANGE ALGIERS JUNE 2005 ACTIVE JUNE 2005 EC ECUADOR XGUA XGUA O BOLSA DE VALORES DE GUAYAQUIL GUAYAQUIL WWW.MUNDOBVG.COM JUNE 2011 ACTIVE JUNE 2011 EC ECUADOR XQUI XQUI O BOLSA DE VALORES DE QUITO QUITO WWW.CCBVQ.COM JUNE 2011 ACTIVE JUNE 2011 EE ESTONIA FNEE XTAL S FIRST NORTH ESTONIA TALLINN WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2009 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. EE ESTONIA LMNR LMNR O LUMINOR BANK AS TALLINN WWW.LUMINOR.EE NOVEMBER 2020 ACTIVE SEPTEMBER 2018 EE ESTONIA SWEE SWEE O SWEDBANK ESTONIA - SYSTEMATIC INTERNALISER TALLINN WWW.SWEDBANK.EE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. EE ESTONIA XTAL XTAL O NASDAQ TALLINN AS TALLINN WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE DECEMBER 2009 EG EGYPT NILX NILX O NILE STOCK EXCHANGE CAIRO WWW.NILEX.EGYPTSE.COM JANUARY 2011 ACTIVE JANUARY 2011 THE EGYPTIAN EXCHANGE (EGX) LAUNCHED ON THURSDAY 3 JUNE 2010 THE FIRST TRADING SESSION IN THE NILE STOCK EXCHANGE (NILEX). EG EGYPT XCAI XCAI O EGYPTIAN EXCHANGE CASE CAIRO WWW.EGYPTSE.COM AUGUST 2008 ACTIVE AUGUST 2008 CAIRO AND ALEXANDRIA STOCK EXCHANGES (CASE) HAVE BEEN RENAMED TO THE EGYPTIAN EXCHANGE. ES SPAIN ABAN ABAN O ABANCA MADRID WWW.ABANCA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 ES SPAIN AGBP AGBP O A AND G BANCA PRIVADA SAU MADRID WWW.ABANCA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 ES SPAIN ALLT ALLT O ALLT - OTF ALLT-OTF MADRID WWW.ALLTRADING.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 ORGANISED TRADING FACILITY. REGISTERED MARKET FOR BONDS. ES SPAIN BBVA BBVA O BANCO BILBAO VIZCAYA ARGENTARIA S.A - SYSTEMATIC INTERNALISER BBVA MADRID WWW.BBVA.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. ES SPAIN BCMA BCMA O BANCA MARCH S.A. - SYSTEMATIC INTERNALISER MARCH PALMA DE MALLORCA WWW.BANCAMARCH.ES OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. ES SPAIN BMCL BMEX S BME CLEARING S.A. MADRID WWW.AIAF.ES OCTOBER 2013 ACTIVE OCTOBER 2013 ES SPAIN BMEA BMEX S BME - APA BME APA MADRID WWW.BOLSASYMERCADOS.ES/REGULATORY-SERVICES/ING/HOME AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA). ES SPAIN BMEX BMEX O BME - BOLSAS Y MERCADOS ESPANOLES BME MADRID WWW.BOLSASYMERCADOS.ES AUGUST 2012 ACTIVE AUGUST 2012 ES SPAIN BSAB BSAB O BANCO DE SABADELL, S.A. - SYSTEMATIC INTERNALISER BSAB SABADELL WWW.BANCSABADELL.COM OCTOBER 2020 ACTIVE OCTOBER 2020 SYSTEMATIC INTERNALISER. ES SPAIN CABK CABK O CAIXABANK - SYSTEMATIC INTERNALISER CABK BARCELONA WWW.CAIXABANK.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. ES SPAIN CAPI CAPI O CAPI - OTF CAPI MADRID WWW.CAPI.ES NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED ORGANISED TRADING FACILITY FOR BONDS AND DERIVATIVES (INTEREST RATES AND FX). ES SPAIN CECA CECA O CECABANK - SYSTEMATIC INTERNALISER MADRID WWW.CECABANK.ES DECEMBER 2020 ACTIVE DECEMBER 2020 SYSTEMATIC INTERNALISER. ES SPAIN CIMA CIMD S CIMD S.V. S.A. - APPROVED PUBLICATION ARRANGEMENT MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ FEBRUARY 2020 ACTIVE FEBRUARY 2020 APPROVED PUBLICATION ARRANGEMENT. ES SPAIN CIMB CIMD S CIMD S.V. S.A. - OTF FOR BONDS MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR BONDS INSTRUMENTS. ES SPAIN CIMD CIMD O CIMD S.V. S.A. - OTF MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. ES SPAIN CIME CIMD S CIMD S.V. S.A. - OTF FOR ENERGY DERIVATIVES MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR ENERGY DERIVATIVES INSTRUMENTS. ES SPAIN CIMV CIMD S CIMD S.V. S.A. - OTF FOR DERIVATIVES MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR DERIVATIVES INSTRUMENTS. ES SPAIN CMAP CAPI S CAPI - APPROVED PUBLICATION ARRANGEMENT APA CAPI OTF MADRID WWW.CAPI.ES MAY 2020 ACTIVE MAY 2020 CM CAPITAL MARKETS BROKERAGE, SOCIEDAD DE VALORES, S.A. APPROVED PUBLICATION ARRANGEMENT (APA). ES SPAIN CSMD CSMD O CREDIT SUISSE SECURITIES SOCIEDAD DE VALORES, S.A. CSSSV MADRID WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ES SPAIN DOWE DOWM S DOWGATE EURO GOVERNMENT BONDS MADRID WWW.KSCM.ES SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 ES SPAIN DOWM DOWM O DOWGATE - MTF (MADRID) MADRID WWW.KSCM.ES AUGUST 2019 ACTIVE AUGUST 2019 MULTILATERAL TRADING FACILITY. ES SPAIN GROW BMEX S BME GROWTH MARKET MADRID WWW.BMEGROWTH.ES AUGUST 2020 ACTIVE AUGUST 2020 ES SPAIN IBER IBER O IBERCAJA BANCO SA IBERCAJA ZARAGOZA WWW.IBERCAJA.ES JUNE 2019 ACTIVE JUNE 2019 REGISTER MARKET FOR BONDS. ES SPAIN IBGH IBGH O IBERIAN GAS HUB IBGH BILBAO WWW.IBERIANGASHUB.COM APRIL 2015 ACTIVE APRIL 2015 TRADING PLATFORM FOR THE IBERIAN GAS MARKET. ES SPAIN MABX BMEX S BME MTF EQUITY (IIC AND ECR SEGMENTS) MAB MADRID WWW.BMEGROWTH.ES DECEMBER 2020 ACTIVE JULY 2007 ES SPAIN MARF BMEX S MERCADO ALTERNATIVO DE RENTA FIJA MARF MADRID WWW.AIAF.ES JULY 2013 ACTIVE JULY 2013 ALTERNATIVE FIXED INCOME MARKET FOR SMALL AND MEDIUM ENTERPRISES ISSUES ES SPAIN MDRV MIBG S MIBGAS - DERIVATIVES MIBGAS MADRID WWW.MIBGASDERIVATIVES.ES NOVEMBER 2017 ACTIVE NOVEMBER 2017 ENERGY EXCHANGE (IBERIAN GAS MARKET). ES SPAIN MERF BMEX S MERCADO ELECTRONICO DE RENTA FIJA MERF MADRID WWW.BMERF.ES OCTOBER 2013 ACTIVE AUGUST 2012 REGISTERED MARKET FOR BONDS ELECTRONIC TRADING PLATFORM. ES SPAIN MIBG MIBG O MERCADO ORGANIZADO DEL GAS MIBGAS MADRID WWW.MERCADOSGAS.OMIE.ES JULY 2015 ACTIVE JULY 2015 REGULATED MARKET OPERATOR FOR THE ORGANISED GAS MARKET IN SPAIN. ES SPAIN OMEL OMEL O OMI POLO ESPANOL S.A. (OMIE) OMIE MADRID WWW.OMIE.ES NOVEMBER 2014 ACTIVE MAY 2007 OMIE IS LEGAL SUCCESSOR OF OMEL AS MARKET OPERATOR BY WAY OF UNIVERSAL LEGAL SUCCESSION ES SPAIN PAVE PAVE O ALTERNATIVE PLATFORM FOR SPANISH SECURITIES PAVE BARCELONA WWW.PAVEPLATFORM.COM MARCH 2012 ACTIVE MARCH 2012 ES SPAIN POSE POSE O PORTFOLIO STOCK EXCHANGE MADRID WWW.PORTFOLIO.EXCHANGE SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 MULTILATERAL TRADING FACILITY. ES SPAIN SANT SANT O BANCO SANTANDER S.A. - SYSTEMATIC INTERNALISER SANT SANTANDER WWW.SANTANDER.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. ES SPAIN SBAR BMEX S BOLSA DE BARCELONA RENTA FIJA BARCELONA WWW.BOLSASYMERCADOS.ES FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FIXED INCOME BOLSA DE BARCELONA ES SPAIN SBIL BMEX S BOLSA DE BILBAO RENTA FIJA BILBAO WWW.BOLSASYMERCADOS.ES FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FIXED INCOME BOLSA DE BILBAO. ES SPAIN SEND BMEX S SEND - SISTEMA ELECTRONICO DE NEGOCIACION DE DEUDA SEND MADRID WWW.AIAF.ES OCTOBER 2013 ACTIVE JUNE 2010 SEND IS AN ELECTRONIC TRADING PLATFORM, DEVELOPED BY AIAF MERCADO DE RENTA FIJA, DESIGNED FOR THE TRADING OF RETAIL DISTRIBUTED FIXED INCOME SECURITIES LISTED IN THIS MARKET. ES SPAIN SIMD CSMD S CREDIT SUISSE EU - SYSTEMATIC INTERNALISER MADRID WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. ES SPAIN TEUR TEUR O TRADITION ESPANA OTF MADRID WWW.TRADITION.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 ORGANISED TRADING FACILITY. ES SPAIN TOMG TPES S TULLETT PREBON EUROPE - OTF - MADRID - GOVERNMENT BONDS - EXCLUDING GILTS MADRID WWW.TPICAP.COM MAY 2018 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. ES SPAIN TPES TPES O TULLETT PREBON EUROPE - OTF - MADRID MADRID WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. ES SPAIN XBAR BMEX S BOLSA DE BARCELONA BARCELONA WWW.BORSABCN.ES JUNE 2011 ACTIVE JUNE 2011 ES SPAIN XBIL BMEX S BOLSA DE VALORES DE BILBAO BILBAO WWW.BOLSABILBAO.ES JUNE 2005 ACTIVE JUNE 2005 ES SPAIN XDPA XDPA O CADE - MERCADO DE DEUDA PUBLICA ANOTADA MADRID JUNE 2005 ACTIVE JUNE 2005 ES SPAIN XDRF BMEX S AIAF - MERCADO DE RENTA FIJA MADRID WWW.AIAF.ES JUNE 2005 ACTIVE JUNE 2005 ES SPAIN XLAT BMEX S LATIBEX MADRID WWW.LATIBEX.COM JUNE 2005 ACTIVE JUNE 2005 ES SPAIN XMAD BMEX S BOLSA DE MADRID MADRID WWW.BOLSAMADRID.ES JUNE 2005 ACTIVE JUNE 2005 ES SPAIN XMFX BMEX S MEFF FX FINANCIAL DERIVATIVES MADRID WWW.MEFF.ES APRIL 2019 ACTIVE APRIL 2019 DERIVATIVES IN CURRENCIES. ES SPAIN XMPW BMEX S MEFF POWER DERIVATIVES MEPD MADRID WWW.MEFF.COM JUNE 2014 ACTIVE JUNE 2014 MEFF SEGMENT FOR THE TRADING OF POWER DERIVATIVES ES SPAIN XMRV BMEX S MEFF FINANCIAL DERIVATIVES MEFF MADRID WWW.MEFF.COM JUNE 2014 ACTIVE JUNE 2005 ES SPAIN XNAF XNAF O SISTEMA ESPANOL DE NEGOCIACION DE ACTIVOS FINANCIEROS SENAF MADRID WWW.SENAF.NET JUNE 2007 ACTIVE JUNE 2007 ES SPAIN XVAL BMEX S BOLSA DE VALENCIA VALENCIA WWW.BOLSAVALENCIA.ES JUNE 2005 ACTIVE JUNE 2005 FI FINLAND DHEL XHEL S NASDAQ HELSINKI LTD - NORDIC@MID HELSINKI WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XHEL FI FINLAND DNFI XHEL S FIRST NORTH FINLAND - NORDIC@MID HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH FINLAND FI FINLAND FGEX FGEX O KAASUPORSSI - FINNISH GAS EXCHANGE ESPOO WWW.KAASUPORSSI.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 THE FINNISH GAS EXCHANGE FI FINLAND FNFI XHEL S FIRST NORTH FINLAND HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE MARCH 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. FI FINLAND FSME XHEL S FIRST NORTH FINLAND - SME GROWTH MARKET HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 FI FINLAND MHEL XHEL S NASDAQ HELSINKI LTD – AUCTION ON DEMAND HELSINKI WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 FI FINLAND MNFI XHEL S FIRST NORTH FINLAND – AUCTION ON DEMAND HELSINKI WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 FI FINLAND OPCO OPCO O OP CORPORATE BANK PLC - SYSTEMATIC INTERNALISER OP HELSINKI WWW.OP.FI MARCH 2018 ACTIVE MARCH 2018 SYSTEMATIC INTERNALISER. FI FINLAND XHEL XHEL O NASDAQ HELSINKI LTD HELSINKI WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE JANUARY 2011 FI FINLAND XNOR XNOR O NORDEA - SYSTEMATIC INTERNALISER HELSINKI WWW.NORDEA.COM OCTOBER 2018 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. FJ FIJI XSPS XSPS O SOUTH PACIFIC STOCK EXCHANGE SPSE SUVA WWW.SPSE.COM.FJ JUNE 2005 ACTIVE JUNE 2005 FO FAROE ISLANDS VMFX VMFX O THE FAROESE SECURITIES MARKET TORSHAVN WWW.VMF.FO AUGUST 2011 ACTIVE AUGUST 2011 THE FAROESE SECURITIES MARKET (VMF) IS THE STOCK EXCHANGE OF THE FAROE ISLANDS. FR FRANCE AACA AACA O CREDIT AGRICOLE CIB - SYSTEMATIC INTERNALISER CACIB SI PARIS WWW.CA-CIB.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. FR FRANCE ALXP XPAR S EURONEXT GROWTH PARIS PARIS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 FR FRANCE AQEA AQEU S AQUIS EXCHANGE EUROPE AUCTION ON DEMAND (AOD) PARIS WWW.AQUIS.EU FEBRUARY 2019 ACTIVE SEPTEMBER 2018 FR FRANCE AQED AQEU S AQUIS EXCHANGE EUROPE NON DISPLAY ORDER BOOK (NDOB) PARIS WWW.AQUIS.EU DECEMBER 2020 ACTIVE DECEMBER 2020 FR FRANCE AQEU AQEU O AQUIS EXCHANGE EUROPE PARIS WWW.AQUIS.EU FEBRUARY 2019 ACTIVE SEPTEMBER 2018 FR FRANCE AURB AURB O AUREL PARIS WWW.AUREL-BGC.COM OCTOBER 2017 ACTIVE OCTOBER 2017 FR FRANCE AURO AURB S AUREL - OTF PARIS WWW.AUREL-BGC.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. FR FRANCE BNPA BNPA O BNP PARIBAS ARBITRAGE SNC - SYSTEMATIC INTERNALISER BNPP A SI PARIS WWW.CIB.BNPPARIBAS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. FR FRANCE BNPS BNPS O BNP PARIBAS SA - SYSTEMATIC INTERNALISER BNPP SA SI PARIS www.CIB.BNPPARIBAS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. FR FRANCE BPSX BPSX O BNP PARIBAS SECURITIES SERVICES - SYSTEMATIC INTERNALISER BP2S PARIS WWW.SECURITIES.BNPPARIBAS.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. EXECUTING VENUE FOR OTC DERIVATIVES FX.

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS FR FRANCE BRED BRED O BRED BANQUE POPULAIRE - SYSTEMATIC INTERNALISER PARIS WWW.BRED.FR APRIL 2021 ACTIVE APRIL 2021 SYSTEMATIC INTERNALISER. FR FRANCE CMCI CMCI O CREDIT INDUSTRIEL ET COMMERCIAL - SYSTEMATIC INTERNALISER CIC PARIS WWW.CIC.FR AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. FR FRANCE COAL COAL O LA COTE ALPHA PARIS WWW.COTE-ALPHA.FR SEPTEMBER 2011 ACTIVE SEPTEMBER 2011 SOURCE OF PRICES FOR INVESTMENT FUNDS. FR FRANCE EDRF EDRF O EDMOND DE ROTHSCHILD (FRANCE) - SYSTEMATIC INTERNALISER PARIS WWW.EDMOND-DE-ROTHSCHILD.COM MAY 2018 ACTIVE MAY 2018 SYSTEMATIC INTERNALISER. FR FRANCE ELXE ELXE O ELIXIUM S.A. PARIS WWW.ELIXIUM.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 PLATFORM FOR SECURITIES FINANCING TRANSACTIONS. FR FRANCE ENSL ESLO S ENGNSOL - OMP FIAC HTTP://ENGNSOL.COM/ APRIL 2021 ACTIVE APRIL 2021 REGISTERED ORGANIZED MARKET PLACE (OMP) IN THE CAPACITY OF AN ENERGY BROKER PLATFORM. FR FRANCE EPEX EPEX O EPEX SPOT SE PARIS WWW.EPEXSPOT.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 EUROPEAN POWER EXCHANGE (DAY AHEAD AND INTRADAY MARKETS FOR ELECTRICITY IN CENTRAL EUROPE). FR FRANCE ESLO ESLO O ENGNSOL FIAC HTTP://ENGNSOL.COM/ APRIL 2021 ACTIVE APRIL 2021 FR FRANCE EXSB EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER CORPORATE BONDS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FR FRANCE EXSD EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER OTC DERIVATIVES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FR FRANCE EXSE EXSE O EXANE BNP PARIBAS - SYSTEMATIC INTERNALISER EXSE PARIS WWW.EXANE.COM APRIL 2018 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. FR FRANCE EXSF EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER OTHER BONDS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FR FRANCE EXSH EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER SHARES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FR FRANCE EXSP EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER STRUCTURED PRODUCTS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FR FRANCE EXSY EXSY O EXANE DERIVATIVES - SYSTEMATIC INTERNALISER PARIS WWW.EXANE.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. FR FRANCE EXYY EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER CONVERTIBLES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FR FRANCE FMTS FMTS O MTS FRANCE SAS PARIS WWW.MTSFRANCE.COM NOVEMBER 2005 ACTIVE NOVEMBER 2005 FR FRANCE GFPO AURB S GFI PARIS - OTF PARIS WWW.AUREL-BGC.COM APRIL 2019 ACTIVE APRIL 2019 ORGANISED TRADING FACILITY. FR FRANCE GIPB GIPB O GOLDMAN SACHS INTERNATIONAL PARIS BRANCH PARIS WWW.GOLDMANSACHS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 FR FRANCE GMEO GMES S GRIFFIN MARKETS EUROPE - OTF PARIS WWW.GRIFFINMARKETS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ORGANISED TRADING FACILITY. FR FRANCE GMES GMES O GRIFFIN MARKETS EUROPE PARIS WWW.GRIFFINMARKETS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FR FRANCE GMTF GMTF O GALAXY PARIS WWW.TRADINGSCREEN.COM APRIL 2011 ACTIVE APRIL 2011 MULTILATERAL TRADING FACILITY FOR EURO DENOMINATED GOVERNMENT AND CORPORATE BONDS. FR FRANCE GSPX GIPB S GOLDMAN SACHS INTERNATIONAL PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.GOLDMANSACHS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. FR FRANCE HBFR HBFR O HSBC CONTINENTAL EUROPE - SYSTEMATIC INTERNALISER PARIS WWW.HSBC.FR MARCH 2021 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. FR FRANCE HPCO HPCX S HPC ETRADING HPC PARIS WWW.OTCEXGROUP.COM DECEMBER 2020 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. FR FRANCE HPCS HPCX S HPC ENERGY TRADING HPC PARIS WWW.OTCEXGROUP.COM DECEMBER 2020 ACTIVE APRIL 2017 TRADE NAME: TRAYPORT FR FRANCE HPCV HPCX S HPC SA - VOICE OTF HPC PARIS WWW.OTCEXGROUP.COM JANUARY 2018 ACTIVE JANUARY 2018 ORGANISED TRADING FACILITY. FR FRANCE HPCX HPCX O HPC SA PARIS WWW.OTCEXGROUP.COM DECEMBER 2017 ACTIVE DECEMBER 2017 FR FRANCE ICOR ICOT S ICAP EU - OTF - REGISTRATION TPIE PARIS HTTPS://REGULATORY.TPICAP.COM/TPICAP/EU/ICAPEUOTF DECEMBER 2020 ACTIVE DECEMBER 2020 FR FRANCE ICOT ICOT O ICAP EU - OTF PARIS WWW.TPICAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 ORGANISED TRADING FACILITY. FR FRANCE KOTF KOTF O OTFLINK PARIS WWW.KEPLERCHEUVREUX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 OTF FOR BONDS AND DERIVATIVES. FR FRANCE LCHC LCHC O LCH.CLEARNET PARIS WWW.LCHCLEARNET.COM DECEMBER 2013 ACTIVE DECEMBER 2013 CLEARING HOUSE FR FRANCE MAQE MAQE O MACQUARIE BANK EUROPE DESIGNATED ACTIVITY COMPANY – SYSTEMATIC INTERNALISER PARIS WWW.MACQUARIE.COM FEBRUARY 2020 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. FR FRANCE MHBP MHBP O MIZUHO BANK LTD. - PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.MIZUHOBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER IN FX DERIVATIVES. FR FRANCE MKTF MKTF O MARKET SECURITIES (FRANCE) SA PARIS WWW.MARKET-SECURITIES.COM AUGUST 2019 ACTIVE AUGUST 2019 FR FRANCE MLER MLEX S BOFA SECURITIES EUROPE - RFQ - SYSTEMATIC INTERNALISER BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. FR FRANCE MLES MLEX S BOFA SECURITIES EUROPE - SYSTEMATIC INTERNALISER BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. FR FRANCE MLEX MLEX O BOFA SECURITIES EUROPE BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 FR FRANCE MSAX MSAX O MORGAN STANLEY MTF - PERIODIC AUCTION MSAX PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 FR FRANCE MSCX MSAX S MORGAN STANLEY MTF - CONTINUOUS CROSS DARK MSCX PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 FR FRANCE MSNT MSAX S MORGAN STANLEY MTF - NEGOTIATED TRADE MSNT PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 FR FRANCE MTCH XPAR S BONDMATCH PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2010 FINANCIAL, CORPORATE AND COVERED BONDS TRADING PLATFORM FOR PROFESSIONAL INVESTORS. FR FRANCE MUBP MUBP O MUFG BANK, LTD. - PARIS BRANCH - SYSTEMATIC INTERNALISER MUBP SI PARIS WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FR FRANCE NATX NATX O NATIXIS - SYSTEMATIC INTERNALISER NATX PARIS WWW.NATIXIS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. FR FRANCE NOWX NOWX O NOW CP - NEU CP PARIS WWW.NOWCP.EU NOVEMBER 2018 ACTIVE NOVEMBER 2018 PLATFORM FOR NEGOTIABLE EUROPEAN COMMERCIAL PAPERS (NEU CP). FR FRANCE ODDO ODDO O ODDO BHF PARIS WWW.ODDO-BHF.COM DECEMBER 2017 ACTIVE DECEMBER 2017 FR FRANCE ODOC ODOC O ODDO CONTREPARTIE PARIS WWW.ODDO-BHF.COM DECEMBER 2017 ACTIVE DECEMBER 2017 FR FRANCE RBCC RBCC O RBC - PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.RBC.COM NOVEMBER 2020 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. FR FRANCE SGMU SGMU O SIGMA X EUROPE NON-DISPLAYED BOOK GSPIC PARIS HTTP://GSET.GS.COM/SIGMAXMTF SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 FR FRANCE SGMV SGMU S SIGMA X EUROPE AUCTION BOOK PARIS HTTP://GSET.GS.COM/SIGMAXMTF SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 FR FRANCE SGMW SGMU S SIGMA X EUROPE NEGOTIATED TRADE PARIS HTTP://GSET.GS.COM/SIGMAXMTF SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 FR FRANCE SGOE SGOE O SG OPTION EUROPE - SYSTEMATIC INTERNALISER SGOE SI PARIS WWW.SGCIB.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SG OPTION EUROPE - SYSTEMATIC INTERNALISER BUSINESSES. FR FRANCE SMBP SMBP O SUMITOMO MITSUI BANKING CORPORATION EUROPE LIMITED - PARIS BRANCH PARIS WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 FR FRANCE TDON TDON O TRADITION PARIS - TSAF TSAF PARIS WWW.TSAF-PARIS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 TSAF OTF FOR DELTA ONE PRODUCTS. FR FRANCE TLCM ICOT S LOUIS CAPITAL MARKETS EU PARIS HTTPS://REGULATORY.TPICAP.COM/ JULY 2020 ACTIVE JULY 2020 FR FRANCE TPEE TPIC S TP ICAP EU - MTF - EQUITY AND ETF PARIS HTTPS://REGULATORY.TPICAP.COM/TPICAP/EU/TPICAPEUMTF FEBRUARY 2021 ACTIVE FEBRUARY 2021 FR FRANCE TPER TPEU S TULLETT PREBON EU OTF - REGISTRATION TPIE PARIS HTTPS://REGULATORY.TPICAP.COM/TPICAP/EU/TPEUOTF DECEMBER 2020 ACTIVE DECEMBER 2020 FR FRANCE TPEU TPEU O TULLETT PREBON EU OTF PARIS WWW.TPICAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 FR FRANCE TPIC TPIC O TP ICAP EU - MTF PARIS WWW.TPICAP.COM NOVEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY. FR FRANCE TPIO TPIC S TP ICAP EU - MTF - ORDERBOOK PARIS WWW.TPICAP.COM NOVEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY. FR FRANCE TPIR TPIC S TP ICAP EU - MTF - REGISTRATION PARIS WWW.TPICAP.COM FEBRUARY 2019 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY. FR FRANCE TRXE TRXE O TRAD-X EUROPE PARIS WWW.TRAD-X.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 TRADITION'S HYBRID TRADING PLATFORM FOR OTC DERIVATIVES AND OTHER FINANCIAL INSTRUMENTS. FR FRANCE TSAF TSAF O TSAF OTC - OTF TSAF OTC PARIS WWW.TSAF-PARIS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 FR FRANCE WFSE WFSE O WELLS FARGO SECURITIES EUROPE, S.A. WFSE PARIS WWW.WELLSFARGO.COM JULY 2020 ACTIVE JULY 2020 FR FRANCE XAFR XAFR O ALTERNATIVA FRANCE PARIS WWW.ALTERNATIVA.FR JUNE 2008 ACTIVE JUNE 2008 MULTILATERAL TRADING FACILITY FOR UNQUOTED STOCKS AND FUNDS. FR FRANCE XAPA XPAR S EURONEXT - APA PARIS WWW.EURONEXT.COM DECEMBER 2017 ACTIVE DECEMBER 2017 APPROVED PUBLICATION ARRANGEMENT. FR FRANCE XBLK XPAR S EURONEXT BLOCK 2 PARIS WWW.EURONEXT.COM JANUARY 2019 ACTIVE JANUARY 2019 FR FRANCE XBLN XBLN O BLUENEXT PARIS WWW.BLUENEXT.EU APRIL 2011 ACTIVE APRIL 2011 BLUENEXT MTF HAS BECOME A REGULATED MARKET. FR FRANCE XETF XPAR S EURONEXT ETF ACCESS PARIS WWW.EURONEXT.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FR FRANCE XMAT XPAR S EURONEXT PARIS MATIF PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 FR FRANCE XMLI XPAR S EURONEXT ACCESS PARIS PARIS WWW.EURONEXT.COM JUNE 2017 ACTIVE JUNE 2006 FR FRANCE XMON XPAR S EURONEXT PARIS MONEP PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 FR FRANCE XPAR XPAR O EURONEXT - EURONEXT PARIS PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 FR FRANCE XPOW XPOW O POWERNEXT PARIS WWW.POWERNEXT.FR JUNE 2005 ACTIVE JUNE 2005 FR FRANCE XSGA XSGA O SOCIETE GENERALE - SYSTEMATIC INTERNALISER SG SI PARIS WWW.SGCIB.COM NOVEMBER 2017 ACTIVE SEPTEMBER 2012 SOCIETE GENERALE - SYSTEMATIC INTERNALISER BUSINESSES. FR FRANCE XSPM XPAR S EURONEXT STRUCTURED PRODUCTS MTF PARIS WWW.EURONEXT.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 MULTILATERAL TRADING FACILITY FOR THE TRADING OF STRUCTURED PRODUCTS. FR FRANCE XTXE XTXE O XTX MARKETS SAS PARIS WWW.XTXMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 EQUITY, FX, FIXED INCOME AND COMMODITY PRODUCTS. GB UNITED KINGDOM 3579 3579 O SSY FUTURES LTD - FREIGHT SCREEN LONDON WWW.SSYONLINE.COM JULY 2017 ACTIVE JULY 2017 TRADING SCREEN FOR FORWARD FREIGHT AGREEMENTS (FFA). GB UNITED KINGDOM AFDL AFDL O ABIDE FINANCIAL DRSP LIMITED APA AFDLAPA LONDON WWW.ABIDE-FINANCIAL.COM MARCH 2017 ACTIVE MARCH 2017 GB UNITED KINGDOM AIMX XLON S LONDON STOCK EXCHANGE - AIM MTF LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE DECEMBER 2016 DEACTIVATED JAN 2017 UNTIL MARKET LAUNCH. AIMX WAS INACTIVE FROM DECEMBER 2007 UNTIL DECEMBER 2016. REACTIVATED AUGUST 2017. GB UNITED KINGDOM AMPX AMPX O ASSET MATCH PRIVATE EXCHANGE AMPX LONDON WWW.ASSETMATCH.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR EQUITIES. GB UNITED KINGDOM ANLP ANZL S AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED LONDON WWW.ANZ.COM.AU NOVEMBER 2017 ACTIVE NOVEMBER 2017 LIQUIDITY PROVIDER. GB UNITED KINGDOM ANTS ANTS O ABBEY NATIONAL TREASURY SERVICES PLC - SYSTEMATIC INTERNALISER ANTS LONDON WWW.SANTANDER.CO.UK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM ANZL ANZL O AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED SYSTEMATIC INTERNALISER ANZBGL LONDON WWW.ANZ.COM.AU AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM AQXA AQXE S AQUIS EXCHANGE PLC AUCTION ON DEMAND (AOD) LONDON WWW.AQUIS.EU FEBRUARY 2019 ACTIVE MARCH 2018 GB UNITED KINGDOM AQXE AQXE O AQUIS EXCHANGE PLC AQX LONDON WWW.AQUIS.EU FEBRUARY 2019 ACTIVE JULY 2013 PAN-EUROPEAN EQUITIES TRADING EXCHANGE (MTF). GB UNITED KINGDOM ARAX ARAX O ARRACO GLOBAL MARKETS LTD LONDON WWW.ARRACO.COM JANUARY 2021 ACTIVE MARCH 2016 REGISTERED FOR BROKING OF EUROPEAN POWER AND GAS WHOLESALE PRODUCTS. GB UNITED KINGDOM ARCH ARCH O ARCHAX LONDON WWW.ARCHAX.COM MAY 2019 ACTIVE MAY 2019 MULTILATERAL TRADING FACILITY (MTF) FOR DIGITAL ASSETS. GB UNITED KINGDOM ARIA ARIA O ARIAN TRADING FACILITY LONDON WWW.ARIANFINANCIAL.CO.UK NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM ATLB ATLB O BRAEMAR ATLANTIC SECURITIES LTD LONDON WWW.ATLANTICBROKERS.CO.UK MARCH 2018 ACTIVE MAY 2016 SECURITY AND COMMODITY CONTRACTS DEALING ACTIVITIES. GB UNITED KINGDOM AUTB AUTX S AUTILLA - BASE METALS LONDON WWW.AUTILLA.COM MARCH 2017 ACTIVE MARCH 2017 GB UNITED KINGDOM AUTP AUTX S AUTILLA - PRECIOUS METALS LONDON WWW.AUTILLA.COM MARCH 2017 ACTIVE MARCH 2017 GB UNITED KINGDOM AUTX AUTX O AUTILLA LONDON WWW.AUTILLA.COM MARCH 2017 ACTIVE FEBRUARY 2017 ELECTRONIC PLATFORM FOR COMMODITIES AND FX. GB UNITED KINGDOM BALT BALT O THE BALTIC EXCHANGE LONDON WWW.BALTICEXCHANGE.COM NOVEMBER 2008 ACTIVE NOVEMBER 2008 GB UNITED KINGDOM BANA BANA O BANK OF AMERICA, NATIONAL ASSOCIATION BANA LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM BAPA BAPA O BLOOMBERG - APA LONDON WWW.BLOOMBERG.COM JULY 2017 ACTIVE JULY 2017 BLOOMBERG APPROVED PUBLICATION ARRANGEMENT. GB UNITED KINGDOM BARK BCRM S CBOE EUROPE - REGULATED MARKET DARK BOOK CBOE REGM DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JUNE 2016 CBOE EUROPE - REGULATED MARKET SECURITIES MIC CODE FOR DARK ORDER BOOK TRADES GB UNITED KINGDOM BARO BCRM S CBOE EUROPE - REGULATED MARKET OFF BOOK CBOE REGM OFF BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JUNE 2016 CBOE EUROPE - REGULATED MARKET SECURITIES MIC CODE FOR OFF-BOOK TRADES GB UNITED KINGDOM BART BCRM S CBOE EUROPE - REGULATED MARKET INTEGRATED BOOK CBOE REGM LIT LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JUNE 2016 CBOE EUROPE - REGULATED MARKET SECURITIES MIC CODE FOR INTEGRATED BOOK TRADES GB UNITED KINGDOM BASI BANA S BANK OF AMERICA, NATIONAL ASSOCIATION - LONDON BRANCH OFFICE - SYSTEMATIC INTERNALISER BANA LONDON LONDON WWW.BOFAML.COM/EMEA DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM BATD BCXE S CBOE EUROPE - BXE DARK ORDER BOOK CBOE DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JANUARY 2013 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS. GB UNITED KINGDOM BATE BCXE S CBOE EUROPE - BXE ORDER BOOKS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE NOVEMBER 2008 MULTILATERAL TRADING FACILITY FOR CASH EQUITIES. GB UNITED KINGDOM BATF BCXE S CBOE EUROPE - BXE OFF-BOOK CBOE OFF-BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 CBOE EUROPE (BXE) OFF-BOOK TRADE REPORTS. GB UNITED KINGDOM BATP BCXE S CBOE EUROPE - BXE PERIODIC BXE PERIODIC LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JULY 2015 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE BXE AUCTIONS BOOK. GB UNITED KINGDOM BBSI BPLC S BARCLAYS BANK PLC - SYSTEMATIC INTERNALISER BBPLC SI LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM BBSX BBSX O BB SECURITIES LTD LONDON SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 GB UNITED KINGDOM BCRM BCRM O CBOE EUROPE REGULATED MARKETS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE MAY 2017 CBOE REGULATED MARKETS. GB UNITED KINGDOM BCSI BCSL S BARCLAYS CAPITAL SECURITIES LIMITED - SYSTEMATIC INTERNALISER BCSL SI LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM BCSL BCSL O BARCLAYS CAPITAL SECURITIES LIMITED BCSL LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 GB UNITED KINGDOM BCXE BCXE O CBOE EUROPE EQUITIES CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. GB UNITED KINGDOM BETX BETX O BET OTC BILAT COMMODITY DERIVATIVES BET LONDON WWW.BP.COM/EN/GLOBAL/TRADING/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTC COMMODITY DERIVATIVES DONE BILATERALLY WITH CLIENTS OF THE FIRM. NO ELECTRONIC PLATFORM. GB UNITED KINGDOM BGCB BGCI S BGC BROKERS LP - TRAYPORT LONDON WWW.BGCPARTNERS.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 GB UNITED KINGDOM BGCI BGCI O BGC BROKERS LP LONDON WWW.BGCPARTNERS.COM OCTOBER 2007 ACTIVE OCTOBER 2007 GB UNITED KINGDOM BGCO BGCI S BGC BROKERS LP - OTF LONDON WWW.BGCPARTNERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. GB UNITED KINGDOM BGFU BGUK S BERENBERG FIXED INCOME UK - SYSTEMATIC INTERNALISER BGFU LONDON WWW.BERENBERG.COM APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER FOR FIXED INCOME UK. GB UNITED KINGDOM BGUK BGUK O BERENBERG - SYSTEMATIC INTERNALISER UK BGUK LONDON WWW.BERENBERG.COM APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM BISI GSIB S GOLDMAN SACHS INTERNATIONAL BANK - SYSTEMATIC INTERNALISER LONDON WWW.GOLDMANSACHS.COM JULY 2017 ACTIVE JULY 2017 GSIB SYSTEMATIC INTERNALISER GB UNITED KINGDOM BKLF BKLN S BNY MELLON - SYSTEMATIC INTERNALISER BNYM LONDON WWW.BNYMELLON.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM BKLN BKLN O BNY MELLON INTERNATIONAL - LONDON BRANCH BNYM LONDON WWW.BNYMELLON.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 GB UNITED KINGDOM BLNK CHEV S BLINK MTF LONDON WWW.CHEUVREUX.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 EQUITIES CROSSING, EQUITIES DARK POOL, PAN-EUROPEAN EQUITIES. GB UNITED KINGDOM BLOX XIEL S BLOCKMATCH DARK LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2007 PRICE REFERENCE WAIVER SYSTEM. GB UNITED KINGDOM BLTX BALT S BALTEX - FREIGHT DERIVATIVES MARKET LONDON WWW.BALTICEXCHANGE.COM JULY 2013 ACTIVE JULY 2013 MTF FOR ELECTRONIC TRADING OF FREIGHT DERIVATIVES GB UNITED KINGDOM BMCM BMCM O BMO CAPITAL MARKETS LIMITED ST LONDON WWW.BMOCM.COM JULY 2019 ACTIVE JULY 2019 GB UNITED KINGDOM BMLB BMLB O BANK OF MONTREAL - LONDON BRANCH - SYSTEMATIC INTERNALISER BMO LONDON WWW.BMOCM.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM BMTF BMTF O BLOOMBERG TRADING FACILITY LIMITED LONDON WWW.BLOOMBERG.COM JUNE 2015 ACTIVE JUNE 2015 BLOOMBERG'S MULTI-LATERAL TRADING FACILITY GB UNITED KINGDOM BNPL BNPL O BNP PARIBAS SA LONDON BRANCH - SYSTEMATIC INTERNALISER BNPP SA LB SI LONDON WWW.CIB.BNPPARIBAS.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. FOR UK MIFID II. GB UNITED KINGDOM BNTW XIEL S BLOCKMATCH MTF NT LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 NEGOTIATED TRADE WAIVER SYSTEM. GB UNITED KINGDOM BOAL BANA S BANK OF AMERICA, NATIONAL ASSOCIATION - LONDON BRANCH OFFICE LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM BOAT BOAT O CINNOBER BOAT LONDON WWW.CINNOBER.COM/BOAT-TRADE-REPORTING SEPTEMBER 2014 ACTIVE JUNE 2008 OTC EQUITIES TRADE REPORTING PLATFORM GB UNITED KINGDOM BOFS BOFS O BANK OF SCOTLAND PLC - SYSTEMATIC INTERNALISER EDINBURGH WWW.BANKOFSCOTLAND.CO.UK OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM BOSC BOSC O BONDSCAPE LONDON WWW.BONDSCAPE.NET NOVEMBER 2007 ACTIVE NOVEMBER 2007 GB UNITED KINGDOM BOTC BCXE S OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EUROPE CBOE OFF EXCHANGE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE AUGUST 2013 OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EUROPE. GB UNITED KINGDOM BPLC BPLC O BARCLAYS BANK PLC BBPLC LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 GB UNITED KINGDOM BRFQ XIEL S BLOCKMATCH MTF RFQ LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REQUEST FOR QUOTE SYSTEM. GB UNITED KINGDOM BRGA BRGA O BRYAN GARNIER AND CO LIMITED LONDON WWW.BRYANGARNIER.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 EQUITIES AND BONDS, EQUITY DERIVATIVES. GB UNITED KINGDOM BRNX BRNX O BERNSTEIN CROSS (BERN-X) BERN-X LONDON WWW.ALLIANCEBERNSTEIN.COM MAY 2014 ACTIVE MAY 2014 INTERNAL CROSSING FOR BERNSTEIN GB UNITED KINGDOM BSLB BSLB O BANCO SANTANDER, LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.SANTANDER.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 SYSTEMATIC INTERNALISER GB UNITED KINGDOM BSPL BSPL O BNP PARIBAS SECURITIES SERVICES LONDON BRANCH - SYSTEMATIC INTERNALISER BP2S LB SI LONDON WWW.SECURITIES.BNPPARIBAS.COM OCTOBER 2020 ACTIVE OCTOBER 2020 SYSTEMATIC INTERNALISER - FOR UK MIFID II. GB UNITED KINGDOM BTEE BTEE O BROKERTEC EUROPE LIMITED - ALL MARKETS BEM LONDON WWW.BROKERTEC.COM/ JULY 2017 ACTIVE OCTOBER 2008 GB UNITED KINGDOM BTLX BTLX O BTL OTC BILAT COMMODITY DERIVATIVES BTL LONDON WWW.BP.COM/EN/GLOBAL/TRADING/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTC COMMODITY DERIVATIVES DONE BILATERALLY WITH CLIENTS OF THE FIRM. NO ELECTRONIC PLATFORM. GB UNITED KINGDOM BTQG BTEE S BROKERTEC EUROPE LIMITED - RFQ TRADING PROTOCOL BEM LONDON WWW.BROKERTEC.COM/ MAY 2019 ACTIVE MAY 2019 GB UNITED KINGDOM BUYN XLCH S LCH LTD - BUY IN LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2019 GB UNITED KINGDOM BVUK XMTS S BONDVISION UK LONDON WWW.MTSMARKETS.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR GOVIES AND NON GOVIES GB UNITED KINGDOM CBAL CBAL O COMMONWEALTH BANK OF AUSTRALIA - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.COMMBANK.COM.AU/ABOUT-US/OUR-COMPANY/INTERNATIONAL-BRANCHES/EUROPE.HTML AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER FOR BONDS. GB UNITED KINGDOM CBNL CBNL O CITIBANK N.A. LONDON LONDON WWW.CITIGROUP.COM/CITI APRIL 2019 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM CCEU CCEU O CITADEL CONNECT EUROPE - SYSTEMATIC INTERNALISER LONDON WWW.CITADELSECURITIES.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM CCML CCML O CONTINENTAL CAPITAL MARKETS LIMITED - OTF CONTICAP OTF LONDON WWW.CONTICAP.COM JULY 2017 ACTIVE JULY 2017 ORGANISED TRADING FACILITY. GB UNITED KINGDOM CCO2 CCO2 O CANTORCO2E.COM LIMITED LONDON WWW.CANTORCO2E.COM JULY 2007 ACTIVE JULY 2007 GB UNITED KINGDOM CEPU CEPU O CITIBANK EUROPE PLC - LONDON BRANCH LONDON WWW.CITIGROUP.COM/CITI MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM CFIC CFIC O CHINAFICC LONDON HTTPS://CHINAFICC.GLOBAL MARCH 2021 ACTIVE MARCH 2021 GB UNITED KINGDOM CGMC CGML S CITIGROUP GLOBAL MARKETS LIMITED – EMEA LIQUIDITY HUB LONDON WWW.CITIGROUP.COM/CITI JANUARY 2020 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR EQUITIES. GB UNITED KINGDOM CGMG CGMG O CITIGROUP GLOBAL MARKETS EUROPE AG - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.CITIGROUP.COM/CITI APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM CGML CGML O CITIGROUP GLOBAL MARKETS LIMITED LONDON WWW.CITIGROUP.COM/CITI OCTOBER 2017 ACTIVE OCTOBER 2017 REGISTERED MARKET FOR EQUITIES. GB UNITED KINGDOM CGMT CGML S CITIGROUP GLOBAL MARKETS LIMITED - EMEA TRADING LONDON WWW.CITIGROUP.COM/CITI NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR EQUITIES. GB UNITED KINGDOM CGMU CGML S CITI MATCH GB CONTRA LIQUIDITY LONDON WWW.CITIGROUP.COM/CITI NOVEMBER 2019 ACTIVE MARCH 2012 GB UNITED KINGDOM CHEV CHEV O CA CHEUVREUX LONDON WWW.CHEUVREUX.COM JUNE 2012 ACTIVE JUNE 2012 GB UNITED KINGDOM CHID BCXE S CBOE EUROPE - CXE DARK ORDER BOOK CXE DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JANUARY 2013 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS. GB UNITED KINGDOM CHIO BCXE S CBOE EUROPE - CXE OFF-BOOK CXE OFF-BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 CBOE EUROPE - CXE - OFF-BOOK TRADE REPORTS. GB UNITED KINGDOM CHIX BCXE S CBOE EUROPE - CXE ORDER BOOKS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE OCTOBER 2007 MULTILATERAL TRADING FACILITY FOR CASH EQUITIES. GB UNITED KINGDOM CIBC CIBC O CANADIAN IMPERIAL BANK OF COMMERCE - SYSTEMATIC INTERNALISER CIBC LONDON WWW.CIBCWM.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM CIBP CIBP O CIBC WORLD MARKETS PLC - SYSTEMATIC INTERNALISER CIBC WM PLC LONDON WWW.CIBCWM.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM CLCH XLCH S LCH LTD - CROSS NETTING LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2019 GB UNITED KINGDOM CLVE CLVE O VERTO MTF LONDON WWW.CATLEYLAKEMAN.COM APRIL 2019 ACTIVE APRIL 2019 MULTILATERAL TRADING FACILITY. GB UNITED KINGDOM CMEC CMEE S CME CLEARING EUROPE CME LONDON WWW.CMECLEARINGEUROPE.COM FEBRUARY 2014 ACTIVE DECEMBER 2011 EUROPEAN CLEARING HOUSE GB UNITED KINGDOM CMEE CMEE O CME EUROPE CME LONDON WWW.CMEGROUP.COM JANUARY 2013 ACTIVE JANUARY 2013 GB UNITED KINGDOM CMMT CMMT O CLEAR MARKETS EUROPE LIMITED CM MTF LONDON WWW.CLEAR-MARKETS.COM DECEMBER 2014 ACTIVE DECEMBER 2014 MTF REGISTERED SWAP EXECUTION FACILITY GB UNITED KINGDOM CRYP CRYP O CRYPTO FACILITIES CF LONDON WWW.CRYPTOFACILITIES.CO.UK JUNE 2016 ACTIVE JUNE 2016 DIGITAL ASSETS TRADING PLATFORM. GB UNITED KINGDOM CSBX CSEU S CREDIT SUISSE AES EUROPE BENCHMARK CROSS LONDON WWW.CREDIT-SUISSE.COM APRIL 2017 ACTIVE APRIL 2017 GB UNITED KINGDOM CSCF CSEU S CREDIT SUISSE AES CROSSFINDER EUROPE LONDON WWW.CREDIT-SUISSE.COM AUGUST 2012 ACTIVE AUGUST 2012 GB UNITED KINGDOM CSEC CSEC O CITADEL SECURITIES FI - SYSTEMATIC INTERNALISER LONDON WWW.CITADELSECURITIES.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM CSEU CSEU O CREDIT SUISSE (EUROPE) LONDON WWW.CREDIT-SUISSE.COM SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 GB UNITED KINGDOM CSIN CSIN O CREDIT SUISSE INTERNATIONAL CSI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 GB UNITED KINGDOM CSLB CSLB O CREDIT SUISSE AG - LONDON BRANCH CSAGLB SI LONDON WWW.CREDIT-SUISSE.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS GB UNITED KINGDOM CSSI CSIN S CREDIT SUISSE INTERNATIONAL - SYSTEMATIC INTERNALISER CSI SI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM CXOT IFEU S CREDITEX BROKERAGE LLP - OTF LONDON WWW.THEICE.COM/SERVICE/CREDITEX APRIL 2017 ACTIVE MARCH 2017 ELECTRONIC MARKET FOR FIXED INCOME PRODUCTS. GB UNITED KINGDOM CXRT IFEU S CREDITEX BROKERAGE LLP - MTF LONDON WWW.CREDITEX.COM MARCH 2017 ACTIVE SEPTEMBER 2007 ELECTRONIC MARKET FOR CREDIT PRODUCTS. CXRT HAS BEEN DEACTIVATED FROM MAY 2014 TO 26 JANUARY 2015(IMPLEMENTATION DATE). GB UNITED KINGDOM DAIW DAIW O DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON WWW.UK.DAIWACM.COM MARCH 2018 ACTIVE MARCH 2018 GB UNITED KINGDOM DOWG DOWG O DOWGATE LONDON WWW.DOWGATE.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR BONDS AND DERIVATIVES. GB UNITED KINGDOM DRSP DRSP O EURONEXT UK - REPORTING SERVICES LONDON WWW.EURONEXT.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 APPROVED PUBLICATION ARRANGEMENT. GB UNITED KINGDOM DVFX DVFX O DIGITAL VEGA DVFX LONDON WWW.DIGITALVEGA.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED FOR FOREIGN EXCHANGE OPTIONS AND OTC FX DERIVATIVES. GB UNITED KINGDOM EBSM BTEE S EBS MTF - CLOB - FOR THE TRADING OF FX PRODUCTS LONDON WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 CENTRAL LIMIT ORDER BOOK. GB UNITED KINGDOM EBSO NEXS S NEX SEF - RFQ - FX PRODUCTS FOR ASSET MANAGERS LONDON WWW.NEXSEF.COM JULY 2020 ACTIVE JULY 2020 SWAP EXECUTION FACILITY. GB UNITED KINGDOM ECHO ECHO O LONDON STOCK EXCHANGE - APA LSE APA LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA). GB UNITED KINGDOM ECSL ECSL O ENTERPRISE COMMODITY SERVICES LIMITED LONDON WWW.ENTERPRISECOMMODITY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 GB UNITED KINGDOM EIXE AQXE S AQUIS EXCHANGE PLC AQUIS - EIX INFRASTRUCTURE BOND MARKET AQUIS-EIX LONDON WWW.AQUIS.EU DECEMBER 2020 ACTIVE MARCH 2019 AQUIS-EIX INFRASTRUCTURE BOND MARKET GB UNITED KINGDOM ELIX TRDE S ELIXIUM LONDON WWW.TRADITION.COM APRIL 2016 ACTIVE APRIL 2016 PLATFORM FOR SECURITIES FINANCING TRANSACTIONS. GB UNITED KINGDOM EMBX EMBX O EMERGING MARKETS BOND EXCHANGE LIMITED EMBX LONDON WWW.EMBONDS.COM OCTOBER 2016 ACTIVE OCTOBER 2016 ELECTRONIC TRADING PLATFORM FOR EMERGING MARKET FIXED INCOME BOND. GB UNITED KINGDOM ENCL ENCL O ENCLEAR ENC LONDON WWW.LCHCLEARNET.COM OCTOBER 2013 ACTIVE OCTOBER 2013 LCH.CLEARNET ENCLEAR PROVIDES AN OTC CLEARING SERVICE FOR VARIOUS COMMODITY PRODUCTS INCLUDING FREIGHT, CONTAINERS, EMISSIONS, IRON ORE, FERTILISER & COAL. GB UNITED KINGDOM ENSY XLDN S EURONEXT SYNAPSE LONDON WWW.EURONEXT.COM JULY 2017 ACTIVE JULY 2017 FIXED INCOME MTF GB UNITED KINGDOM EQLD EQLD O EQUILEND EUROPE LIMITED LONDON WWW.EQUILEND.COM AUGUST 2013 ACTIVE AUGUST 2013 MULTILATERAL TRADING FACILITY GB UNITED KINGDOM EQSL EQLD S EQUILEND EUROPE LIMITED - SWAPS LONDON WWW.EQUILEND.COM APRIL 2020 ACTIVE APRIL 2020 GB UNITED KINGDOM EVOL EVOL O EVOLUTION MARKETS EVOL LONDON WWW.EVOMARKETS.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 COMMODITIES. GB UNITED KINGDOM EXBO EXEU S EXANE BNP PARIBAS - BID-OFFER CROSSING LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 BID-OFFER CROSSING NETWORK TO BE OPERATED BY EXANE BNP PARIBAS. GB UNITED KINGDOM EXCP EXEU S EXANE BNP PARIBAS - CLOSING PRICE LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 EXCP IS THE IDENTIFIER TO BE USED FOR CLIENT EXECUTIONS EXECUTED UNDER EXANE'S CLOSING PRICE MECHANISM. GB UNITED KINGDOM EXDC EXEU S EXANE BNP PARIBAS - DIRECT CAPITAL ACCESS EXDC LONDON WWW.EXANE.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 GB UNITED KINGDOM EXEU EXEU O EXANE BNP PARIBAS EXEU LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 OPERATING MIC COVERING THE CROSSING MECHANISMS OPERATED BY EXANE BNP PARIBAS. GB UNITED KINGDOM EXLP EXEU S EXANE BNP PARIBAS - LIQUIDITY PROVISION EXLP LONDON WWW.EXANE.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 GB UNITED KINGDOM EXMP EXEU S EXANE BNP PARIBAS - MID POINT EXANE BNP PARIBAS LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 EUROPEAN MID-POINT CROSSING NETWORK OPERATED BY EXANE BNP PARIBAS. GB UNITED KINGDOM EXOR EXEU S EXANE BNP PARIBAS - CHILD ORDER CROSSING LONDON WWW.EXANE.COM AUGUST 2015 ACTIVE JULY 2015 SMART ORDER ROUTING CROSSING MECHANISM OPERATED BY EXANE BNP PARIBAS. GB UNITED KINGDOM EXOT EXOT O EXOTIX CAPITAL - OTF LONDON WWW.EXOTIX.COM AUGUST 2017 ACTIVE AUGUST 2017 ORGANISED TRADING FACILITY (OTF). GB UNITED KINGDOM EXSI EXEU S EXANE BNP PARIBAS - GB - SYSTEMATIC INTERNALISER LONDON WWW.EXANE.COM OCTOBER 2017 ACTIVE JULY 2015 EXSI IS THE IDENTIFIER TO BE USED FOR CLIENT EXECUTIONS EXECUTED UNDER THE SYSTEMATIC INTERNALISER REGIME BY EXANE BNP PARIBAS. GB UNITED KINGDOM EXVP EXEU S EXANE BNP PARIBAS - VOLUME PROFILE CROSSING LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 CROSSING MECHANISM OPERATED BY EXANE BNP PARIBAS WHERE A BUY AND A SELL ORDER HAVE OPPOSITE VOLUME PROFILES FOR AN INTERVAL OF TIME. GB UNITED KINGDOM FAIR FAIR O CANTOR SPREADFAIR LONDON WWW.SPREADFAIR.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GB UNITED KINGDOM FISU FISU O FREIGHT INVESTOR SERVICES LIMITED FIS LONDON WWW.FREIGHTINVESTORSERVICES.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 INTRODUCING BROKER FOR EXCHANGE TRADED DERIVATIVES CONTRACTS. GB UNITED KINGDOM FNUK FNUK O FINANTIA UK LIMITED - SYSTEMATIC INTERNALISER LONDON APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM FRTE FRTE O FORTE - OTF LONDON WWW.FORTESECURITIES.COM DECEMBER 2017 ACTIVE DECEMBER 2017 ORGANISED TRADING FACILITY. GB UNITED KINGDOM FXGB FXGB O FXCM - MTF FXCM LONDON WWW.FXCM.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR OTC DERIVATIVES. GB UNITED KINGDOM FXOP FXOP O TRADITION-NEX OTF LONDON WWW.TRADITION.COM FEBRUARY 2018 ACTIVE APRIL 2017 FX OPTIONS TRADING FACILITY. GB UNITED KINGDOM GEMX GEMX O GEMMA (GILT EDGED MARKET MAKERS’ASSOCIATION) GEMMA LONDON JUNE 2005 ACTIVE JUNE 2005 GB UNITED KINGDOM GFBM GFIB S GFI BROKERS - MTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY. GB UNITED KINGDOM GFBO GFIB S GFI BROKERS - OTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. GB UNITED KINGDOM GFIB GFIB O GFI BROKERS LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 GB UNITED KINGDOM GFIC GFIC O GFI SECURITIES LTD LONDON WWW.GFIGROUP.COM DECEMBER 2017 ACTIVE AUGUST 2007 GB UNITED KINGDOM GFIF GFIC S GFI FOREXMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE AUGUST 2007 GB UNITED KINGDOM GFIN GFIC S GFI ENERGYMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE APRIL 2009 ADDITIONAL PRODUCTS: DRY FREIGHT DERIVATIVES AND UK GAS TRADING GB UNITED KINGDOM GFIR GFIC S GFI RATESMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE SEPTEMBER 2010 ELECTRONIC PLATFORM FOR TRADING INTEREST RATE DERIVATIVES. GB UNITED KINGDOM GFSM GFIC S GFI SECURITIES LTD - MTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY. GB UNITED KINGDOM GFSO GFIC S GFI SECURITIES LTD - OTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. GB UNITED KINGDOM GMEG GMEG O GMEX EXCHANGE GMEX LONDON WWW.GMEX-GROUP.COM MAY 2016 ACTIVE JUNE 2013 MTF FOR DERIVATIVES AND SECURITIES GB UNITED KINGDOM GMGL GMGL O GMG BROKERS LIMITED GMGLDN LONDON WWW.GMG-BROKERS.COM JANUARY 2018 ACTIVE JANUARY 2018 GB UNITED KINGDOM GRIF GRIF O GRIFFIN MARKETS LIMITED LONDON WWW.GRIFFINMARKETS.COM OCTOBER 2012 ACTIVE OCTOBER 2012 TRADING VENUE FOR EUROPEAN ENERGY MARKETS. GB UNITED KINGDOM GRIO GRIF S GRIFFIN MARKETS LIMITED - OTF LONDON WWW.GRIFFINMARKETS.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 GRIFFIN ORGANISED TRADING FACILITY. GB UNITED KINGDOM GRSE GRSE O THE GREEN STOCK EXCHANGE - ACB IMPACT MARKETS GSE LONDON WWW.ACBIMPACTMARKETS.COM JULY 2014 ACTIVE JULY 2014 MARKETPLACE FOR SUSTAINABLE SECURITIES (SECURITIES, BONDS, COMMODITIES) GB UNITED KINGDOM GSIB GSIB O GOLDMAN SACHS INTERNATIONAL BANK GSIB LONDON WWW.GOLDMANSACHS.COM JULY 2017 ACTIVE JULY 2017 GB UNITED KINGDOM GSIL GSIL O GOLDMAN SACHS INTERNATIONAL GSI LONDON WWW.GOLDMANSACHS.COM/GSET OCTOBER 2016 ACTIVE OCTOBER 2016 GB UNITED KINGDOM GSSI GSIL S GOLDMAN SACHS INTERNATIONAL - SYSTEMATIC INTERNALISER LONDON WWW.GOLDMANSACHS.COM/GSET OCTOBER 2016 ACTIVE OCTOBER 2016 GSI SYSTEMATIC INTERNALISER GB UNITED KINGDOM HRSI HRSI O HUDSON RIVER TRADING - SYSTEMATIC INTERNALISER LONDON WWW.HUDSON-TRADING.COM JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM HSBC HSBC O HSBC - SYSTEMATIC INTERNALISER HSBC SI LONDON WWW.HSBCNET.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM IBAL IBAL O ICE BENCHMARK ADMINISTRATION IBA LONDON WWW.THEICE.COM/IBA JULY 2015 ACTIVE JULY 2015 INDEPENDENT SUBSIDIARY OF THE ICE, RESPONSIBLE FOR THE END-TO-END ADMINISTRATION OF BENCHMARKS. GB UNITED KINGDOM ICEO ICEO O ICAP ENERGY - OTF LONDON WWW.ICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM ICPM ICPM O TP ICAP UK MTF LONDON WWW.ICAP.COM FEBRUARY 2019 ACTIVE JUNE 2007 MULTILATERAL TRADING FACILITY. GB UNITED KINGDOM IECL ICEO S ICAP ENERGY LTD OTF - COMMODITIES AND ENERGY DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF COMMODITIES AND ENERGY DERIVATIVES. GB UNITED KINGDOM IFEN IFEU S ICE FUTURES EUROPE - OIL AND REFINED PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. GB UNITED KINGDOM IFEU IFEU O ICE FUTURES EUROPE LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. GB UNITED KINGDOM IFLL IFEU S ICE FUTURES EUROPE - FINANCIAL PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. GB UNITED KINGDOM IFLO IFEU S ICE FUTURES EUROPE - EQUITY PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. GB UNITED KINGDOM IFLS IFLS O SWAPXECUTE LONDON WWW.INTLFCSTONE.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 ORGANISED TRADING FACILITY (OTF) FOR OTC DERIVATIVES. NOT LIVE YET. GB UNITED KINGDOM IFLX IFEU S ICE FUTURES EUROPE - AGRICULTURAL PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. GB UNITED KINGDOM IFUT IFEU S ICE FUTURES EUROPE - EUROPEAN UTILITIES DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. GB UNITED KINGDOM IGDL IGDL O ICAP GLOBAL DERIVATIVES LIMITED LONDON WWW.ICAP.COM/WHAT-WE-DO/OUR-MIFID-II-VENUES/ICAP-GLOBAL-DERIVATIVES-MTF.ASPX FEBRUARY 2018 ACTIVE NOVEMBER 2016 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES. GB UNITED KINGDOM ILCM IOTF S LOUIS CAPITAL MARKETS UK LONDON HTTPS://REGULATORY.TPICAP.COM/ JULY 2020 ACTIVE JULY 2020 GB UNITED KINGDOM IMCE ICPM S TP ICAP UK MTF - CASH EQUITY LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR CASH EQUITY. GB UNITED KINGDOM IMED ICPM S TP ICAP UK MTF - EQUITY DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR EQUITY DERIVATIVES. GB UNITED KINGDOM IMET ICPM S TP ICAP UK MTF - EXCHANGE TRADED PRODUCTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR EXCHANGE-TRADED FUNDS. GB UNITED KINGDOM IMFD ICPM S TP ICAP UK MTF - FX DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR FX DERIVATIVES. GB UNITED KINGDOM IMGB ICPM S TP ICAP UK MTF - GOVERNMENT BONDS EXCLUDING GILTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR GOVERNMENT BONDS EXCLUDING GILTS. GB UNITED KINGDOM IMGI ICPM S TP ICAP UK MTF - GILTS LONDON WWW.ICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR GILTS. GB UNITED KINGDOM IMMM ICPM S TP ICAP UK MTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR MONEY MARKET INSTRUMENTS. GB UNITED KINGDOM IMRD ICPM S TP ICAP UK MTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR INTEREST RATE DERIVATIVES. GB UNITED KINGDOM IMSB ICPM S TP ICAP UK MTF - CORPORATE BONDS AND SECURITIES DEBT LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR CORPORATE BONDS AND SECURITISED DEBT. GB UNITED KINGDOM IMTF IMTF O INTEGRAL MTF LONDON WWW.INTEGRALMTF.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 MULTILATERAL TRADING FACILITY. GB UNITED KINGDOM INVE INVE O INVESTEC BANK PLC - SYSTEMATIC INTERNALISER LONDON WWW.INVESTEC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER - LIVE IN JANUARY 2018. GB UNITED KINGDOM IOCD IOTF S ICAP SECURITIES OTF - CREDIT DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF CREDIT DERIVATIVES. GB UNITED KINGDOM IOED IOTF S ICAP SECURITIES OTF - EQUITY DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF EQUITY DERIVATIVES. GB UNITED KINGDOM IOFI IOTF S ICAP SECURITIES OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF CORPORATE BONDS & SECURITISED DEBT. GB UNITED KINGDOM IOFX IOTF S ICAP SECURITIES OTF - FX DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES. GB UNITED KINGDOM IOGB IOTF S ICAP SECURITIES OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. GB UNITED KINGDOM IOGI IOTF S ICAP SECURITIES OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. GB UNITED KINGDOM IOIR IOTF S ICAP SECURITIES OTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF INTEREST RATE DERIVATIVES. GB UNITED KINGDOM IOMM IOTF S ICAP SECURITIES OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. GB UNITED KINGDOM IOTC XIEL S INSTINET EUROPE LIMITED OTC LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM IOTF IOTF O ICAP SECURITIES - OTF ISL OTF LONDON WWW.ICAP.COM APRIL 2021 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM IPSX IPSX O IPSX IPSX GUILDFORD WWW.IPSX.COM APRIL 2018 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR COMMERCIAL PROPERTY EQUITY. GB UNITED KINGDOM IPXP IPSX S IPSX PRIME IPSX GUILDFORD WWW.IPSX.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR COMMERCIAL PROPERTY EQUITY. GB UNITED KINGDOM IPXW IPSX S IPSX WHOLESALE IPSX GUILDFORD WWW.IPSX.COM MARCH 2019 ACTIVE MARCH 2019 REGISTERED MARKET FOR EQUITIES IN COMMERCIAL PROPERTY. GB UNITED KINGDOM ISSI ISSI O ICBC STANDARD BANK - SYSTEMATIC INTERNALISER ICBCS LONDON WWW.ICBCSTANDARDBANK.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM ISWA ISWA O I-SWAP LONDON WWW.I-SWAP.COM JANUARY 2012 ACTIVE JANUARY 2012 AUTHORISED MTF FOR OF EURO INTEREST RATE SWAPS. GB UNITED KINGDOM ISWB ISWA S I-SWAP - TRADE REGISTRATION LONDON WWW.I-SWAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REPORTING OF LIS AND OFF VENUE TRADES. GB UNITED KINGDOM ISWC ISWA S I-SWAP ORDER BOOK LONDON WWW.I-SWAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 GB UNITED KINGDOM ISWE IGDL S ICAP GLOBAL DERIVATIVES LIMITED - ELECTRONIC LONDON WWW.ICAP.COM/WHAT-WE-DO/ELECTRONIC-MARKETS/I-SWAP.ASPX FEBRUARY 2018 ACTIVE DECEMBER 2017 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES – CLOB. GB UNITED KINGDOM ISWR ISWA S I-SWAP TARGETED STREAMING/RFQ LONDON WWW.I-SWAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 GB UNITED KINGDOM ISWV IGDL S ICAP GLOBAL DERIVATIVES LIMITED - VOICE LONDON WWW.ICAP.COM/WHAT-WE-DO/OUR-MARKETS-AND-PRODUCTS/PRODUCTS/MEDIUM-LONG-TERM-INTEREST-RATE-SWAPS.ASPX FEBRUARY 2018 ACTIVE DECEMBER 2017 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES – VOICE / RFQ. GB UNITED KINGDOM IUOB IOTF S ICAP UK OTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 GB UNITED KINGDOM JEFS JISI S JEFFERIES INTERNATIONAL - SYSTEMATIC INTERNALISER LONDON WWW.JEFFERIES.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM JISI JISI O JEFFERIES INTERNATIONAL LONDON WWW.JEFFERIES.COM DECEMBER 2017 ACTIVE OCTOBER 2017 GB UNITED KINGDOM JPCB JPCB O JPMORGAN CHASE BANK N.A. LONDON BRANCH LONDON WWW.JPMORGAN.COM DECEMBER 2017 ACTIVE JUNE 2017 GB UNITED KINGDOM JPSI JPSI O J.P. MORGAN SECURITIES PLC LONDON WWW.JPMORGAN.COM JANUARY 2017 ACTIVE JANUARY 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM JSSI JSSI O JANE STREET FINANCIAL LTD - SYSTEMATIC INTERNALISER JSF LONDON WWW.JANESTREET.COM JANUARY 2018 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM KBLM KBLM O KYTE BROKING LIMITED LONDON WWW.KYTEBROKING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. GB UNITED KINGDOM KLEU KLEU O KNIGHT LINK EUROPE LONDON WWW.KNIGHT.COM APRIL 2009 ACTIVE APRIL 2009 SYSTEMATIC INTERNALISER GB UNITED KINGDOM LBCM LBCM O LLOYDS BANK CORPORATE MARKETS – SYSTEMATIC INTERNALISER LBCM LONDON WWW.LLOYDSBANKCORPORATEMARKETS.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. REGISTERED MARKET FOR LLOYDS BANK CORPORATE MARKET. GB UNITED KINGDOM LCUR LCUR O CURRENEX LDFX CX LDFX LONDON WWW.CURRENEX.COM MAY 2016 ACTIVE MAY 2016 FOREIGN EXCHANGE TRADING PLATFORM/SYSTEM THAT INCLUDES MATCHING ENGINES OPERATING DIFFERENT MARKETS: LDFX IS ITS LONDON MATCHING ENGINE. GB UNITED KINGDOM LELE LELE O LEDGEREDGE LONDON WWW.LEDGEREDGE.COM JULY 2020 ACTIVE JULY 2020 GB UNITED KINGDOM LIQF LIQU S LIQUIDNET EUROPE LIMITED LIQU LONDON WWW.LIQUIDNET.COM JUNE 2014 ACTIVE JUNE 2014 MIC FOR FIXED INCOME BOND TRADING REPORTING GB UNITED KINGDOM LIQH LIQU S LIQUIDNET H20 LQNT H20 LONDON WWW.LIQUIDNET.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. GB UNITED KINGDOM LIQU LIQU O LIQUIDNET SYSTEMS LONDON WWW.LIQUIDNET.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GB UNITED KINGDOM LISX BCXE S CBOE EUROPE - LIS SERVICE CBOE LIS LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE SEPTEMBER 2016 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EUROPE LIS SERVICE. GB UNITED KINGDOM LMAD LMAX S LMAX - DERIVATIVES LONDON WWW.LMAX.COM AUGUST 2011 ACTIVE AUGUST 2011 LMAX ALLOWS THE BENEFIT OF DIRECT ACCESS TO FINANCIAL MARKETS AND ALSO FACILITATES MTF WHERE TRADES ARE ENTERED DIRECTLY INTO THE MARKET AS ORDERS AND ALSO ACCESS FIVE LEVELS OF MARKET DEPTH WHERE THE BOOK IS WEIGHTED BETWEEN BUYERS AND SELLERS. GB UNITED KINGDOM LMAE LMAX S LMAX - EQUITIES LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING EQUITIES. GB UNITED KINGDOM LMAF LMAX S LMAX - FX LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING FX. GB UNITED KINGDOM LMAO LMAX S LMAX - INDICES/RATES/COMMODITIES LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING INDICES/RATES/COMMODITIES. GB UNITED KINGDOM LMAX LMAX O LMAX LONDON WWW.MTF.LMAX.COM/ DECEMBER 2010 ACTIVE DECEMBER 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS. GB UNITED KINGDOM LMEC LMEC O LME CLEAR LMEC LONDON WWW.LME.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 LONDON METAL EXCHANGE CLEARING PLATFORM GB UNITED KINGDOM LOTC LOTC O OTC MARKET LONDON WWW.LOTCE.COM AUGUST 2013 ACTIVE AUGUST 2013 SERVICE COMPANY PROVIDING TRADEABLE OTC DERIVATIVE PRODUCTS GB UNITED KINGDOM LOUI LOUI O LOUIS CAPITAL MARKETS UK LLP LCM LONDON WWW.LOUISCAPITAL.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM LOYD LOYD O LLOYDS BANK - SYSTEMATIC INTERNALISER LONDON WWW.LLOYDSBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM LPPM LPPM O LONDON PLATINUM AND PALLADIUM MARKET LPPM LONDON WWW.LPPM.ORG.UK APRIL 2007 ACTIVE APRIL 2007 GB UNITED KINGDOM MAEL MAEL O MARKETAXESS EUROPE LIMITED LONDON WWW.MARKETAXESS.COM JULY 2007 ACTIVE JULY 2007 GB UNITED KINGDOM MAKX MAKX O MAKOR SECURITIES LONDON LTD LONDON WWW.MAKOR-CAPITAL.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 GB UNITED KINGDOM MAQI MAQI O MACQUARIE BANK INTERNATIONAL LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.MACQUARIE.COM/UK JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM MAQL MAQL O MACQUARIE CAPITAL EUROPE LIMITED LONDON WWW.MACQUARIE.COM/UK OCTOBER 2017 ACTIVE OCTOBER 2017 GB UNITED KINGDOM MAQU MAQU O MACQUARIE BANK LIMITED, LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.MACQUARIE.COM/UK JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM MAXD MAXD O MAX MARKETS LIMITED HOVE WWW.MAXMARKETS.NET JUNE 2020 ACTIVE JUNE 2020 GB UNITED KINGDOM MBSI MSBI S MORGAN STANLEY BANK INTERNATIONAL LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.MORGANSTANLEY.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM MCUR MCUR O CURRENEX MTF LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017 GB UNITED KINGDOM MCXR MCUR S CURRENEX MTF - RFQ LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017 GB UNITED KINGDOM MCXS MCUR S CURRENEX MTF - STREAMING LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017 GB UNITED KINGDOM METZ METZ O MET ZURICH LONDON WWW.METZURICH.COM JULY 2018 ACTIVE JULY 2018 GB UNITED KINGDOM MFGL MFGL O MF GLOBAL ENERGY MTF LONDON WWW.MFGLOBAL.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 GB UNITED KINGDOM MFXA MFXC S FX CONNECT - MTF - ALLOCATIONS LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017 GB UNITED KINGDOM MFXC MFXC O FX CONNECT - MTF LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017 GB UNITED KINGDOM MFXR MFXC S FX CONNECT - MTF - RFQ LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017 GB UNITED KINGDOM MHBL MHBL O MIZUHO BANK, LTD. LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.MIZUHO-EMEA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER IN FX DERIVATIVES. GB UNITED KINGDOM MHIP MHIP O MIZUHO INTERNATIONAL - SYSTEMATIC INTERNALISER MHI LONDON WWW.ONEMIZUHO.EU JULY 2017 ACTIVE JULY 2017 ANTICIPATED SYSTEMATIC INTERNALISER FOR BONDS. GB UNITED KINGDOM MLIX MLIX O MERRILL LYNCH INTERNATIONAL MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM MLRQ MLIX S MERRILL LYNCH INTERNATIONAL - RFQ - SYSTEMATIC INTERNALISER MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM MLSI MLIX S MERRILL LYNCH INTERNATIONAL - SYSTEMATIC INTERNALISER MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM MSBI MSBI O MORGAN STANLEY BANK INTERNATIONAL LIMITED LONDON WWW.MORGANSTANLEY.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 GB UNITED KINGDOM MSIP MSIP O MORGAN STANLEY AND CO. INTERNATIONAL PLC LONDON WWW.MORGANSTANLEY.COM MAY 2015 ACTIVE MAY 2015 GB UNITED KINGDOM MSSI MSIP S MORGAN STANLEY AND CO. INTERNATIONAL PLC - SYSTEMATIC INTERNALISER LONDON WWW.MORGANSTANLEY.COM APRIL 2018 ACTIVE MAY 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM MUBL MUBL O MUFG BANK, LTD. - LONDON BRANCH -SYSTEMATIC INTERNALISER MUBL SI LONDON WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM MUFP MUFP O MARIANA UFP LLP MUFP LONDON WWW.MARIANAINVESTMENTS.COM JULY 2017 ACTIVE JULY 2017 MARKET FOR BONDS & OTC DERIVATIVES. GB UNITED KINGDOM MUSE MUSE O MUFG SECURITIES EMEA PLC - SYSTEMATIC INTERNALISER LONDON WWW.MUFGEMEA.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM MUTI MUTI O MITSUBISHI UFJ TRUST INTERNATIONAL LIMITED MUTI LONDON WWW.TR.MUFG.JP/ENGLISH/OURSERVICES/ADMINISTRATION/MUTI.HTML JULY 2018 ACTIVE JUNE 2017 GB UNITED KINGDOM MXLM MAEL S MARKETAXESS EUROPE LIMITED - LIVE MARKETS LONDON WWW.MARKETAXESS.COM MARCH 2020 ACTIVE MARCH 2020 GB UNITED KINGDOM MYTR MYTR O MYTREASURY LONDON WWW.MYTREASURY.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GB UNITED KINGDOM N2EX N2EX O N2EX LONDON WWW.N2EX.COM NOVEMBER 2009 ACTIVE NOVEMBER 2009 N2EX, THE UK MARKET OPERATED BY NASDAQ OMX COMMODITIES AND NORD POOL SPOT, IS A MARKETPLACE FOR PHYSICAL UK POWER CONTRACTS AND LAUNCH A PLATFORM FOR FINANCIAL FUTURES CONTRACTS. GB UNITED KINGDOM NABA NABL S NATIONAL AUSTRALIA BANK - FX DERIVATIVES AND FIXED INCOME SECURITIES - SYSTEMATIC INTERNALISER NAB LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM NABE NABE O NAB EUROPE LIMITED - SYSTEMATIC INTERNALISER NABE LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM NABL NABL O NATIONAL AUSTRALIA BANK - SYSTEMATIC INTERNALISER NAB LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM NABU NABE S NAB EUROPE LIMITED - SYSTEMATIC INTERNALISER - FIXED INCOME SECURITIES NABE LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM NBFL NBFL O NATIONAL BANK FINANCIAL INC. - SYSTEMATIC INTERNALISER NBF LONDON HTTPS://NBFM.CA/EN JUNE 2020 ACTIVE JUNE 2020 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM NCML NCML O SMBC NIKKO CAPITAL MARKETS LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.SMBCNIKKO-CM.COM DECEMBER 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM NDCM NDCM O ICE ENDEX UK OCM GAS SPOT ICE ENDEX OCM LONDON WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE DECEMBER 2014 ELECTRONIC PLATFORM TO TRADE UK OCM GAS SPOT MARKET. GB UNITED KINGDOM NEXD NEXX S AQSE MAIN MARKET (NON-EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 GB UNITED KINGDOM NEXF NEXX S AQSE GROWTH MARKET (NON-EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 GB UNITED KINGDOM NEXG NEXX S AQSE GROWTH MARKET (EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 GB UNITED KINGDOM NEXL NEXX S AQSE MAIN MARKET (EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 GB UNITED KINGDOM NEXN NEXX S AQSE TRADING (NON-EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 GB UNITED KINGDOM NEXS NEXS O NEX SEF NSL LONDON WWW.NEX.COM MARCH 2017 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY GB UNITED KINGDOM NEXT NEXX S AQSE TRADING (EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 GB UNITED KINGDOM NEXX NEXX O AQUIS STOCK EXCHANGE LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 GB UNITED KINGDOM NOFF NOFF O NOMURA OTC TRADES LONDON WWW.NOMURA.COM APRIL 2012 ACTIVE APRIL 2012 GB UNITED KINGDOM NOSI NOSI O NOMURA - SYSTEMATIC INTERNALISER LONDON WWW.NOMURA.COM MARCH 2018 ACTIVE APRIL 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM NTUK NTUK O NATIXIS LONDON BRANCH NLB LONDON WWW.NATIXIS.COM DECEMBER 2020 ACTIVE DECEMBER 2020 GB UNITED KINGDOM NWMS NWMS O ROYAL BANK OF SCOTLAND - SYSTEMATIC INTERNALISER RBS PLC EDINBURGH WWW.RBS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS GB UNITED KINGDOM NXEU NXEU O NX LONDON WWW.NOMURA.COM JUNE 2009 ACTIVE JUNE 2009 NX IS THE INTERNAL EQUITIES ONLY CROSSING PLATFORM FOR NOMURA. GB UNITED KINGDOM OCSI OCSI O SOVA CAPITAL - SYSTEMATIC INTERNALISER LONDON WWW.SOVACAPITAL.COM MAY 2018 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM OTCE OTCE O OTCEX LONDON WWW.OTCEXGROUP.COM APRIL 2016 ACTIVE APRIL 2016 TRADE NAME: TRAYPORT. GB UNITED KINGDOM PARX TRDE S PARFX LONDON WWW.PARFX.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC TRADING PLATFORM FOR SPOT FX GB UNITED KINGDOM PEEL PEEL O PEEL HUNT LLP UK LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 GB UNITED KINGDOM PFXD TRDE S PARNDF LONDON WWW.PARFX.COM OCTOBER 2019 ACTIVE FEBRUARY 2019 TRADING PLATFORM FOR NDF AND DERIVATIVE PRODUCTS. GB UNITED KINGDOM PIEU PIEU O ARITAS FINANCIAL LTD LONDON WWW.PIPELINETRADING.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 MTF FOR LARGE BLOCK PAN-EUROPEAN EQUITIES. GB UNITED KINGDOM PIRM PIRM O PIRUM LONDON WWW.PIRUM.COM JULY 2011 ACTIVE JULY 2011 SECURITIES LENDING CCP FLOW PROVIDER. GB UNITED KINGDOM PLDX LOTC S PLUS DERIVATIVES EXCHANGE PLUS-DX LONDON WWW.PLUS-DX.COM AUGUST 2013 ACTIVE MARCH 2012 SERVICE COMPANY PROVIDING EXECUTION SERVICES FOR OTC DERIVATIVES. GB UNITED KINGDOM PPEX PPEX O PROPERTY PARTNER EXCHANGE LONDON WWW.PROPERTYPARTNER.CO SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 GB UNITED KINGDOM PVMF PVMF O PVM OTF LONDON WWW.PVMOIL.CO.UK NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM QWIX QWIX O Q-WIXX PLATFORM LONDON WWW.QWIXX.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GB UNITED KINGDOM R5FX R5FX O R5FX LIMITED LONDON WWW.R5FX.COM JUNE 2018 ACTIVE JUNE 2018 ELECTRONIC TRADING PLATFORM FOR FX SPOT TRADING. GB UNITED KINGDOM RABL RABL O RABOBANK INTERNATIONAL UK - SYSTEMATIC INTERNALISER LONDON WWW.RABOBANK.COM DECEMBER 2020 ACTIVE DECEMBER 2020 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM RBCE RBCE O RBC EUROPE LIMITED LONDON WWW.RBC.COM JUNE 2013 ACTIVE JUNE 2013 EQUITIES BROKER FILL. GB UNITED KINGDOM RBCM RBCM O RBC - ROYAL BANK OF CANADA RBC LONDON WWW.RBC.COM NOVEMBER 2019 ACTIVE NOVEMBER 2017 FIXED INCOME, CURRENCIES AND COMMODITIES. GB UNITED KINGDOM RBCT RBCT O RBC INVESTOR SERVICES TRUST LONDON WWW.RBCITS.COM JULY 2017 ACTIVE JULY 2017 GB UNITED KINGDOM RBSX RBSX O RBS CROSS LONDON WWW.RBS.COM MAY 2011 ACTIVE MAY 2011 RBS CROSS IS THE BROKER CROSSING SYSTEM (BCS) OPERATED BY RBS. GB UNITED KINGDOM REST NEXS S NEX SEF MTF - RESET - RISK MITIGATION SERVICES NSL LONDON WWW.RESET.NET DECEMBER 2017 ACTIVE DECEMBER 2017 SWAP EXECUTION FACILITY GB UNITED KINGDOM RTSI RBCT S RBC INVESTOR SERVICES TRUST - SYSTEMATIC INTERNALISER LONDON WWW.RBCITS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM RTSL RTSL O REFINITIV TRANSACTIONS SERVICES LIMITED RTSL LONDON WWW.REUTERS.COM MARCH 2019 ACTIVE AUGUST 2007 GB UNITED KINGDOM SBEX SBEX O SCOTIABANK - SYSTEMATIC INTERNALISER LONDON WWW.SCOTIABANK.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM SCOT SCOT O SCOTTISH STOCK EXCHANGE SSX EDINBURGH HTTPS://PROJECTHEATHER.SCOT/ SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 GB UNITED KINGDOM SECF SECF O SECFINEX LONDON WWW.SECFINEX.COM JANUARY 2009 ACTIVE JANUARY 2009 MULTILATERAL TRADING FACILITY - ELECTRONIC EXCHANGE FOR STOCK BORROWING AND LENDING TRANSACTIONS. GB UNITED KINGDOM SFCL SFCL O SWISSCANTO FUNDS CENTRE LIMITED LONDON WWW.SWISSCANTO.CO.UK OCTOBER 2017 ACTIVE OCTOBER 2017 PRIMARY MARKET FOR FUNDS. GB UNITED KINGDOM SGMX SGMX O SIGMA X MTF LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ FEBRUARY 2010 ACTIVE FEBRUARY 2010 ELECTRONIC TRADING PLATFORM FOR EUROPEAN EQUITIES. GB UNITED KINGDOM SGMY SGMX S SIGMA X MTF - AUCTION BOOK LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ JUNE 2017 ACTIVE JUNE 2017 AUCTION BOOK. GB UNITED KINGDOM SGMZ SGMX S SIGMA X MTF - NEGOTIATED TRADE LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ NOVEMBER 2019 ACTIVE NOVEMBER 2019 GB UNITED KINGDOM SHAR SHAR O ASSET MATCH AYLESBURY WWW.SHAREMARK.COM DECEMBER 2012 ACTIVE SEPTEMBER 2007 GB UNITED KINGDOM SICS CSEU S CREDIT SUISSE SECURITIES (EUROPE) LIMITED - SYSTEMATIC INTERNALISER CSSEL SI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM SIFX SIFX O SIEGE FX LIMITED LONDON WWW.SIEGEFX.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 GB UNITED KINGDOM SKYX SKYX O SKYTRA LONDON WWW.SKYTRA.COM FEBRUARY 2020 ACTIVE FEBRUARY 2020 GB UNITED KINGDOM SMBE SMBE O SUMITOMO MITSUI BANKING CORPORATION EUROPE LIMITED LONDON WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 INCLUDING EEA BRANCHES. GB UNITED KINGDOM SMBG SMBG O SUMITOMO MITSUI BANKING CORPORATION - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM SNUK SNUK O SANTANDER UK - SYSTEMATIC INTERNALISER SNUK LONDON WWW.SANTANDERGCB.CO.UK APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM SPDX SPDX O SPREADEX ST ALBANS WWW.SPREADEX.COM OCTOBER 2018 ACTIVE OCTOBER 2018 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES. GB UNITED KINGDOM SPEC SPEC O MAREX SPECTRON INTERNATIONAL LIMITED OTF MSIL OTF LONDON WWW.MAREXSPECTRON.COM JUNE 2017 ACTIVE SEPTEMBER 2007 ORGANISED TRADING FACILITY FOR OTC DERIVATIVES. GB UNITED KINGDOM SPRZ SPRZ O SPREADZERO LONDON WWW.SPREADZERO.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC CROSSING PLATFORM GB UNITED KINGDOM SQUA SQUA O SQUARE GLOBAL - OTF LONDON WWW.SQUAREGLOBALMARKETS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR OTC EQUITY DERIVATIVES. GB UNITED KINGDOM SSBT SSBT O STATE STREET BANK AND TRUST COMPANY SSBTCO LONDON WWW.STATESTREET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM SSEX SSEX O SOCIAL STOCK EXCHANGE SSE LONDON WWW.SOCIALSTOCKEXCHANGE.COM JULY 2013 ACTIVE JULY 2013 THE SSE GIVES INVESTORS ACCESS TO INFORMATION ON PUBLICLY LISTED BUSINESSES WITH STRONG SOCIAL AND ENVIRONMENTAL PURPOSE. GB UNITED KINGDOM SSFX SSBT S STATE STREET BANK AND TRUST FX - SYSTEMATIC INTERNALISER SSBTCO LONDON WWW.STATESTREET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER. GB UNITED KINGDOM SSIL SSIL O STATE STREET BANK INTERNATIONAL FX - LONDON BRANCH - SYSTEMATIC INTERNALISER SSIL LONDON WWW.STATESTREET.COM MARCH 2019 ACTIVE MARCH 2019 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER. GB UNITED KINGDOM STAN STAN O STANDARD CHARTERED - SYSTEMATIC INTERNALISER LONDON WWW.SC.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER GB UNITED KINGDOM STFL STFL O STIFEL NICOLAUS EUROPE LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.STIFEL.COM/INSTITUTIONAL/STIFELEUROPE SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER GB UNITED KINGDOM SUNB SUNB O SUNRISE BROKERS LONDON WWW.SUNRISEBROKERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 GB UNITED KINGDOM SUNO SUNB S SUNRISE - OTF LONDON WWW.SUNRISEBROKERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. GB UNITED KINGDOM SWAP SWAP O SWAPSTREAM LONDON WWW.SWAPSTREAM.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GB UNITED KINGDOM TCDS TRDE S TRADITION OTF LONDON WWW.TRADITION.CO.UK FEBRUARY 2018 ACTIVE AUGUST 2007 GB UNITED KINGDOM TCML TCML O TIDE CM LONDON WWW.TIDECM.COM JUNE 2017 ACTIVE JUNE 2017 GB UNITED KINGDOM TDBL TDBL O TORONTO DOMINION BANK - LONDON BRANCH TD BANK LONDON WWW.TD.COM DECEMBER 2017 ACTIVE DECEMBER 2017 GB UNITED KINGDOM TECO TPEO S TULLETT PREBON EUROPE - OTF - COMMODITY AND ENERGY DERIVATIVES LONDON WWW.TPICAP.COM DECEMBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF COMMODITY AND ENERGY DERIVATIVES. GB UNITED KINGDOM TEFD TPEL S TULLETT PREBON EUROPE - MTF - FX DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF FX DERIVATIVES. GB UNITED KINGDOM TEFX TPEO S TULLETT PREBON EUROPE - OTF - FX DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES. GB UNITED KINGDOM TEGB TPEO S TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. GB UNITED KINGDOM TEGI TPEO S TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. GB UNITED KINGDOM TEIR TPEO S TULLETT PREBON EUROPE - OTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF INTEREST RATE DERIVATIVES. GB UNITED KINGDOM TEMB TPEL S TULLETT PREBON EUROPE - MTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. GB UNITED KINGDOM TEMF TPEL S TULLETT PREBON EUROPE - MTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF CORPORATE BONDS & SECURITISED DEBT. GB UNITED KINGDOM TEMI TPEL S TULLETT PREBON EUROPE - MTF - MONEY MARKETS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. GB UNITED KINGDOM TEMM TPEO S TULLETT PREBON EUROPE - OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. GB UNITED KINGDOM TEMR TPEL S TULLETT PREBON EUROPE - MTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF REPOS. GB UNITED KINGDOM TERE TPEO S TULLETT PREBON EUROPE - OTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF REPOS. GB UNITED KINGDOM TIRD TPEL S TULLETT PREBON EUROPE - MTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF INTEREST RATE DERIVATIVES. GB UNITED KINGDOM TNLL XLDN S EURONEXT - TRADING FACILITY LONDON LONDON WWW.EURONEXT.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY (MTF). GB UNITED KINGDOM TPEL TPEL O TULLETT PREBON (EUROPE) LIMITED LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE MARCH 2016 MTF FOR THE BROKING OF FOREIGN EXCHANGE, ENERGY, COMMODITY AND INTEREST RATE DERIVATIVES. GB UNITED KINGDOM TPEO TPEO O TULLETT PREBON EUROPE - OTF LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. GB UNITED KINGDOM TPIE TPIE O THE PROPERTY INVESTMENT EXCHANGE PROPEX LONDON WWW.PROPEX.CO.UK MARCH 2013 ACTIVE OCTOBER 2007 GB UNITED KINGDOM TPSL TPSL O TULLETT PREBON SECURITIES - MTF LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE MARCH 2016 MTF FOR THE BROKING OF SECURITIES, DERIVATIVES AND REPURCHASE AGREEMENTS. GB UNITED KINGDOM TPSO TPSO O TULLETT PREBON SECURITIES - OTF LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. GB UNITED KINGDOM TRAL RTSL S REFINITIV TRANSACTIONS SERVICES LIMITED - FXALL RFQ LONDON WWW.REUTERS.COM MARCH 2019 ACTIVE APRIL 2017 TRADING REQUEST FOR QUOTE PLATFORM FOR FX OTC DERIVATIVES. GB UNITED KINGDOM TRAX TRAX O MARKETAXESS POST-TRADE LIMITED - APA LONDON WWW.MARKETAXESS.COM MARCH 2021 ACTIVE MAY 2017 APPROVED PUBLICATION ARRANGEMENT. GB UNITED KINGDOM TRDE TRDE O TRADITION LONDON WWW.TRADITION.COM FEBRUARY 2018 ACTIVE OCTOBER 2010 ELECTRONIC TRADING PLATFORM FOR SECURITIES. GB UNITED KINGDOM TRDX TRDE S TRAD-X TRAD-X LONDON WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012 TRADITION'S HYBRID TRADING PLATFORM FOR OTC DERIVATIVES AND OTHER FINANCIAL INSTRUMENTS. GB UNITED KINGDOM TREA TREU S TRADEWEB EUROPE LIMITED - APA LONDON WWW.TRADEWEB.COM APRIL 2017 ACTIVE APRIL 2017 APPROVED PUBLICATION ARRANGEMENT SEGMENT GB UNITED KINGDOM TREO TREU S TRADEWEB EUROPE LIMITED - OTF LONDON WWW.TRADEWEB.COM APRIL 2017 ACTIVE APRIL 2017 ORGANISED TRADING FACILITY GB UNITED KINGDOM TREU TREU O TRADEWEB EUROPE LIMITED LONDON WWW.TRADEWEB.COM NOVEMBER 2014 ACTIVE JUNE 2005 GB UNITED KINGDOM TRFW RTSL S REFINITIV TRANSACTION SERVICES LIMITED - FORWARDS MATCHING LONDON WWW.REUTERS.COM APRIL 2019 ACTIVE APRIL 2017 REGISTERED MARKET FOR OTC FX DERIVATIVES. GB UNITED KINGDOM TRQA TRQX S TURQUOISE LIT AUCTIONS LONDON WWW.TRADETURQUOISE.COM NOVEMBER 2017 ACTIVE SEPTEMBER 2017 ORDER BOOK FOR TURQUOISE FREQUENT TRANSPARENT AUCTION TRADING. GB UNITED KINGDOM TRQB TRQX S TURQUOISE NYLON CASH ORDER BOOK LONDON WWW.TRADETURQUOISE.COM JULY 2018 ACTIVE MARCH 2018 NON-DISPLAYED LARGE IN SCALE SERIES OF SCHEDULED BLOCK UNCROSSINGS. GB UNITED KINGDOM TRQC TRQX S TURQUOISE NYLON CLEARED CONTRACT LONDON WWW.TRADETURQUOISE.COM OCTOBER 2019 ACTIVE MARCH 2018 TRADING PLATFORM FOR CLEARED EQUITY CONTRACTS-FOR-DIFFERENCE. GB UNITED KINGDOM TRQM TRQX S TURQUOISE PLATO LONDON WWW.TRADETURQUOISE.COM JANUARY 2019 ACTIVE MAY 2011 GB UNITED KINGDOM TRQX TRQX O TURQUOISE LONDON WWW.TRADETURQUOISE.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 GB UNITED KINGDOM TRSI TRSI O TOWER RESEARCH CAPITAL EUROPE LTD LONDON WWW.TOWER-RESEARCH.COM AUGUST 2017 ACTIVE AUGUST 2017 GB UNITED KINGDOM TRUK TRUK O TRADING 212 UK LIMITED LONDON WWW.TRADING212.COM JUNE 2021 ACTIVE JUNE 2021 GB UNITED KINGDOM TSCB TPSO S TULLETT PREBON SECURITIES - OTF - CORPORATE BONDS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS. GB UNITED KINGDOM TSCD TPSO S TULLETT PREBON SECURITIES - OTF - CREDIT DERIVATIVES LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CREDIT DERIVATIVES. GB UNITED KINGDOM TSED TPSO S TULLETT PREBON SECURITIES - OTF - EQUITY DERIVATIVES LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF EQUITY DERIVATIVES. GB UNITED KINGDOM TSFI TPSO S TULLETT PREBON SECURITIES - OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. GB UNITED KINGDOM TSGB TPSO S TULLETT PREBON SECURITIES - OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. GB UNITED KINGDOM TSGI TPSO S TULLETT PREBON SECURITIES - OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. GB UNITED KINGDOM TSMM TPSO S TULLETT PREBON SECURITIES - OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF MONEY MARKET INSTRUMENTS. GB UNITED KINGDOM TSMR TPSL S TULLETT PREBON SECURITIES - MTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR THE TRADING OF REPOS. GB UNITED KINGDOM TSRE TPSO S TULLETT PREBON SECURITIES - OTF - REPOS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF REPOS. GB UNITED KINGDOM TUOB TPSO S TP UK OTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 GB UNITED KINGDOM TWGP TWGP O TRADEWEB EUROPE LIMITED - GLOBAL TRADING PLATFORM LONDON WWW.TRADEWEB.COM JANUARY 2018 ACTIVE JANUARY 2018 GB UNITED KINGDOM UBIN UBIN O UNION BANK OF INDIA UK LTD LONDON WWW.UNIONBANKOFINDIAUK.CO.UK DECEMBER 2017 ACTIVE DECEMBER 2017 GB UNITED KINGDOM UBSB UBSB O UBS AG LONDON BRANCH - TRADING LONDON WWW.UBS.COM MARCH 2019 ACTIVE JULY 2017 UBS AG LONDON BRANCH TRADING PLATFORM. GB UNITED KINGDOM UBSY UBSB S UBS AG LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.UBS.COM JULY 2017 ACTIVE JULY 2017 UBS AG LONDON BRANCH TRADING PLATFORM SYSTEMATIC INTERNALISER. GB UNITED KINGDOM UGEN UGEN O UNITEDBLOCKTRADE BRADFORD WWW.UNITEDGENERAL.CO.UK JUNE 2021 ACTIVE JUNE 2021 GB UNITED KINGDOM UKGD XMTS S MTS UK LONDON JANUARY 2019 ACTIVE JULY 2011 THE MTS UK GOVERNMENT BOND MARKET OPERATES AS AN MTF AND WILL BE OPEN EXCLUSIVELY TO THE COMMUNITY OF GEMMS. GB UNITED KINGDOM UKOR ICPM S TP ICAP UK MTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 GB UNITED KINGDOM UKPX UKPX O APX POWER UK LONDON WWW.APXGROUP.COM JUNE 2006 ACTIVE JUNE 2006 GB UNITED KINGDOM UKRE ICPM S TP ICAP UK MTF - REGISTRATION LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 GB UNITED KINGDOM UNGB UNGB O UNICREDIT BANK AG - LONDON BRANCH - UK SYSTEMATIC INTERNALISER LONDON WWW.HYPOVEREINSBANK.DE APRIL 2021 ACTIVE APRIL 2021 SYSTEMATIC INTERNALISER. MIC CODE FOR UNICREDIT ACTING AS AN SYSTEMATIC INTERNALISER UNDER UK MIFIR/MIFID. GB UNITED KINGDOM VAGL VAGL O VIRTUAL AUCTION GLOBAL LIMITED VAGLOBAL LONDON WWW.VIRTUALAUCTIONGLOBAL.COM OCTOBER 2017 ACTIVE OCTOBER 2017 NOT LIVE YET. GB UNITED KINGDOM VAGM VAGM O VIRTUAL AUCTION GLOBAL MARKETS - MTF VAGM MTF LONDON WWW.VIRTUALAUCTIONGLOBAL.COM AUGUST 2019 ACTIVE AUGUST 2019 MULTILATERAL TRADING FACILITY. GB UNITED KINGDOM VCMO VCMO O VANTAGE CAPITAL MARKETS LLP - OTF VCM OTF LONDON WWW.VCMLLP.COM AUGUST 2017 ACTIVE AUGUST 2017 ORGANISED TRADING FACILITY (OTF). GB UNITED KINGDOM VEGA VEGA O VEGA-CHI LONDON WWW.VEGA-CHI.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING PLATFORM FOR OTC SECURITIES. FSA APPROVAL RECEIVED ON JANUARY 2010. GB UNITED KINGDOM VFGB VFGB O VIRTU FINANCIAL IRELAND LIMITED (LONDON BRANCH) - SYSTEMATIC INTERNALISER LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2019 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM VIUK VIUK O POSIT UK LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2019 GB UNITED KINGDOM VTBC VTBC O VTB CAPITAL PLC - SYSTEMATIC INTERNALISER LONDON WWW.VTBCAPITAL.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM WELN WELN O WEL - SYSTEMATIC INTERNALISER WEL SI LONDON WWW.WESTPAC.COM.AU/ABOUT-WESTPAC/GLOBAL-LOCATIONS/WESTPAC-UK/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM WFLB WFLB O WELLS FARGO BANK NA - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.EMEA.WF.COM JULY 2020 ACTIVE JULY 2020 SYSTEMATIC INTERNALISER. FX AND RATES DERIVATIVES. GB UNITED KINGDOM WINS WINS O WINTERFLOOD SECURITIES LIMITED - ELECTRONIC PLATFORM WINS LONDON WWW.WINTERFLOOD.COM JUNE 2017 ACTIVE OCTOBER 2014 REGISTERED MARKET MAKER – ELECTRONIC PLATFORM GB UNITED KINGDOM WINX WINS S WINTERFLOOD SECURITIES LIMITED - MANUAL TRADING LONDON WWW.WINTERFLOOD.COM JUNE 2017 ACTIVE JUNE 2017 REGISTERED MARKET MAKER - MANUAL TRADING GB UNITED KINGDOM WSIL WSIL O WELLS FARGO SECURITIES INTERNATIONAL LONDON WWW.WELLSFARGO.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 GB UNITED KINGDOM WSIN WSIN O WESTPAC BANKING CORPORATION - SYSTEMATIC INTERNALISER WBC SI LONDON WWW.WESTPAC.COM.AU/ABOUT-WESTPAC/GLOBAL-LOCATIONS/WESTPAC-UK/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM XALT XALT O ALTEX - ATS LONDON WWW.ALTEX-ATS.CO.UK JUNE 2007 ACTIVE JUNE 2007 GB UNITED KINGDOM XCOR XCOR O ICMA LONDON WWW.ICMA-GROUP.ORG SEPTEMBER 2006 ACTIVE SEPTEMBER 2006 GB UNITED KINGDOM XGCL XGCL O GLOBAL COAL LIMITED GLOBALCOAL LONDON WWW.GLOBALCOAL.COM AUGUST 2013 ACTIVE AUGUST 2013 MTF PLATFORM FOR OTC DERIVATIVES GB UNITED KINGDOM XGCX GMEG S GLOBAL COMMODITIES EXCHANGE GCX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR CASH SETTLED COMMODITIES GB UNITED KINGDOM XGDX GMEG S GLOBAL DERIVATIVES EXCHANGE GDX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR DERIVATIVES GB UNITED KINGDOM XGSX GMEG S GLOBAL SECURITIES EXCHANGE GSX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR SECURITIES GB UNITED KINGDOM XIEL XIEL O INSTINET EUROPE LIMITED LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 GB UNITED KINGDOM XLBM XLBM O LONDON BULLION MARKET LONDON WWW.LBMA.ORG.UK JUNE 2005 ACTIVE JUNE 2005 GB UNITED KINGDOM XLCH XLCH O LCH LTD LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2013 LCH GROUP IS A LEADING MULTI-ASSET CLASS AND MULTI-NATIONAL CLEARING HOUSE, SERVING MAJOR EXCHANGES AND PLATFORMS AS WELL AS A RANGE OF OTC MARKETS. GB UNITED KINGDOM XLDN XLDN O EURONEXT - EURONEXT LONDON LONDON WWW.EURONEXT.COM MAY 2015 ACTIVE MARCH 2010 GB UNITED KINGDOM XLDX GMEG S LONDON DERIVATIVES EXCHANGE LDX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 MTF FOR DERIVATIVES GB UNITED KINGDOM XLME XLME O LONDON METAL EXCHANGE LME LONDON WWW.LME.CO.UK JUNE 2005 ACTIVE JUNE 2005 GB UNITED KINGDOM XLOD XLON S LONDON STOCK EXCHANGE – CURVEGLOBAL MARKETS LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM JULY 2019 ACTIVE JULY 2013 LONDON STOCK EXCHANGE DERIVATIVES MARKET (PART OF LONDON STOCK EXCHANGE REGULATED MARKET). GB UNITED KINGDOM XLOM XLON S LONDON STOCK EXCHANGE - MTF LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE DECEMBER 2016 DEACTIVATED JAN 2017 UNTIL MARKET LAUNCH. REACTIVATED AUGUST 2017. GB UNITED KINGDOM XLON XLON O LONDON STOCK EXCHANGE LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM NOVEMBER 2015 ACTIVE JUNE 2005 GB UNITED KINGDOM XMTS XMTS O EUROMTS LTD LONDON WWW.MTSMARKETS.COM APRIL 2017 ACTIVE MARCH 2013 LEGAL ENTITY OPERATING ALL RELATED MARKET SEGMENT MICS. GB UNITED KINGDOM XPAL VIUK S POSIT AUCTION UK LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE APRIL 2019 GB UNITED KINGDOM XPHX PEEL S PEEL HUNT CROSSING LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 ELECTRONIC CROSSING PLATFORM FOR EQUITIES GB UNITED KINGDOM XPOL VIUK S POSIT DARK UK LONDON WWW.ITG.COM OCTOBER 2019 ACTIVE APRIL 2019 GB UNITED KINGDOM XPUK XPUK O XP INVESTMENTS UK LLP LONDON DECEMBER 2018 ACTIVE OCTOBER 2018 GB UNITED KINGDOM XRSP PEEL S PEEL HUNT RETAIL LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM FOR EQUITIES GB UNITED KINGDOM XSGB XSGB O SOCIETE GENERALE (LONDON BRANCH) - SYSTEMATIC INTERNALISER LONDON HTTPS://WHOLESALE.BANKING.SOCIETEGENERALE.COM/ AUGUST 2019 ACTIVE AUGUST 2019 SYSTEMATIC INTERNALISER. GB UNITED KINGDOM XSMP XLDN S EURONEXT BLOCK LONDON WWW.EURONEXT.COM/BLOCKMTF SEPTEMBER 2017 ACTIVE SEPTEMBER 2008 MULTILATERAL TRADING FACILITY (MTF). GB UNITED KINGDOM XSWB XSWB O SWX SWISS BLOCK LONDON WWW.SWXEUROPE.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 TRADING VENUE FOR SWISS BLUE-CHIP EQUITIES. GB UNITED KINGDOM XTXM XTXM O XTX MARKETS LONDON WWW.XTXMARKETS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 EQUITY, FX, FIXED INCOME AND COMMODITY PRODUCTS. GB UNITED KINGDOM XUBS XUBS O UBS MTF LIMITED - DARK ORDER BOOK LONDON WWW.UBS.COM/MTF APRIL 2021 ACTIVE JULY 2010 GB UNITED KINGDOM XUMP XUBS S UBS MTF LIMITED - PERIODIC AUCTION ORDER BOOK LONDON WWW.UBS.COM/MTF APRIL 2021 ACTIVE NOVEMBER 2017 PERIODIC AUCTION ORDER BOOK. GB UNITED KINGDOM ZODM ZODM O ZODIA MARKETS LONDON WWW.ZODIA-MARKETS.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 CRYPTOASSET BROKERAGE AND EXCHANGE. GE GEORGIA XGSE XGSE O GEORGIA STOCK EXCHANGE GSE TBILISI WWW.GSE.GE JUNE 2005 ACTIVE JUNE 2005 GG GUERNSEY, C.I. XCIE XCIE O THE INTERNATIONAL STOCK EXCHANGE TISE ST. PETER PORT WWW.TISEGROUP.COM MAY 2017 ACTIVE JUNE 2005 REGULATED MARKET. GH GHANA XGHA XGHA O GHANA STOCK EXCHANGE ACCRA WWW.GSE.COM.GH JUNE 2005 ACTIVE JUNE 2005 GI GIBRALTAR GSXL GSXL O THE GIBRALTAR STOCK EXCHANGE GSX GIBRALTAR WWW.GSX.GI JULY 2015 ACTIVE JULY 2015 EU REGULATED MARKET FOR TECHNICAL LISTINGS IN COLLECTIVE INVESTMENT SCHEMES. GR GREECE AAPA AAPA O ATHENS EXCHANGE - APA ATHEX APA ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2017 ACTIVE NOVEMBER 2017 APPROVED PUBLICATION ARRANGEMENT. GR GREECE ABFI ABFI O ALPHA BANK - SYSTEMATIC INTERNALISER ATHENS WWW.ALPHA.GR JULY 2019 ACTIVE JULY 2019 SYSTEMATIC INTERNALISER FOR NON EQUITIES. GR GREECE ASEX ASEX O ATHENS STOCK EXCHANGE ASE ATHENS WWW.ASE.GR JULY 2012 ACTIVE JULY 2012 GR GREECE ENAX ASEX S ATHENS EXCHANGE ALTERNATIVE MARKET ENAX ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007 GR GREECE ERBX ERBX O EUROBANK - SYSTEMATIC INTERNALISER ATHENS WWW.EUROBANK.GR JUNE 2019 ACTIVE JUNE 2019 SYSTEMATIC INTERNALISER FOR BONDS ISSUED BY THE HELLENIC REPUBLIC. GR GREECE HDAT HDAT O ELECTRONIC SECONDARY SECURITIES MARKET (HDAT) HDAT ATHENS WWW.BANKOFGREECE.GR JUNE 2005 ACTIVE JUNE 2005 GR GREECE HEDE HEMO S HENEX FINANCIAL ENERGY MARKET - DERIVATIVES MARKET HENEX ATHENS WWW.ENEXGROUP.GR FEBRUARY 2020 ACTIVE FEBRUARY 2020 GR GREECE HEMO HEMO O HENEX S.A. HENEX ATHENS WWW.ENEXGROUP.GR JULY 2018 ACTIVE APRIL 2015 HELLENIC ENERGY EXCHANGE. GR GREECE HESP HEMO S HENEX ENERGY SPOT MARKET HENEX ATHENS WWW.ENEXGROUP.GR FEBRUARY 2020 ACTIVE FEBRUARY 2020 GR GREECE HOTC ASEX S HELLENIC EXCHANGE OTC MARKET ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE AUGUST 2008 THE HELLENIC EXCHANGE OTC MARKET IS THE OVER-THE-COUNTER ELECTRONIC TRADING MARKET FOR ATHENS EXCHANGE. GR GREECE PBGR PBGR O PIRAEUS BANK - SYSTEMATIC INTERNALISER ATHENS WWW.PIRAEUSBANK.GR FEBRUARY 2021 ACTIVE JULY 2019 SYSTEMATIC INTERNALISER FOR BONDS EXCLUDED ETC AND ETN. GR GREECE XADE ASEX S ATHENS EXCHANGE S.A. DERIVATIVES MARKET ATHEXD ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007 GR GREECE XATH ASEX S ATHENS EXCHANGE S.A. CASH MARKET ATHEXC ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007 GR GREECE XIPO ASEX S HELEX ELECTRONIC BOOK BUILDING EBB ATHENS WWW.ASE.GR JUNE 2014 ACTIVE JUNE 2014 EBB IS A PRIMARY MARKET (IPO MARKET). GT GUATEMALA XGTG XGTG O BOLSA DE VALORES NACIONAL SA GUATEMALA WWW.BVNSA.COM.GT JUNE 2005 ACTIVE JUNE 2005 GY GUYANA GSCI GSCI O THE GUYANA ASSOCIATION OF SECURITIES COMPANIES AND INTERMEDIARIES INC. GEORGETOWN WWW.GASCI.COM DECEMBER 2010 ACTIVE DECEMBER 2010 THIS COMPANY IS THE LOCAL STOCK EXCHANGE THAT ORGANISES AND SUPERVISES THE STOCK MARKET IN GUYANA. HK HONG KONG BACR BAIP S BANK OF AMERICA SECURITIES - CENTRAL RISK HONG KONG WWW.BOFAML.COM JULY 2021 ACTIVE JULY 2021 HK HONG KONG BAEP BAIP S BANK OF AMERICA MERRILL LYNCH EQUITY SWAP - EXTERNAL PRICE SOURCE HONG KONG WWW.BOFAML.COM AUGUST 2018 ACTIVE AUGUST 2018 HK HONG KONG BAIP BAIP O BANK OF AMERICA MERRILL LYNCH EQUITY SWAP - INTERNAL PRICE SOURCE HONG KONG WWW.BOFAML.COM AUGUST 2018 ACTIVE AUGUST 2018 HK HONG KONG BASE BASE O BANK OF AMERICA MERRILL LYNCH - SWAP EXECUTIONS MLFE HONG KONG WWW.BOFAML.COM JUNE 2018 ACTIVE JANUARY 2018 HK HONG KONG BASP BAIP S BANK OF AMERICA SECURITIES EQUITY SWAP - SYNTHETIC PRICE SOURCE HONG KONG WWW.BOFAML.COM JUNE 2020 ACTIVE JUNE 2020 HK HONG KONG CFHK CSHK S CROSSFINDER HONG KONG HONG KONG WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL HONG KONG HK HONG KONG CGMH CGMH O CITI MATCH - HK HONG KONG WWW.CITIGROUP.COM OCTOBER 2017 ACTIVE MARCH 2012

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS HK HONG KONG CLHK CLHK O CLSA HONG KONG - DARK HONG KONG WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. HK HONG KONG CSHK CSHK O CREDIT SUISSE SECURITIES (HONG KONG) LIMITED HONG KONG WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN HONG KONG HK HONG KONG DBHK DBHK O DEUTSCHE BANK HONG KONG ATS HONG KONG WWW.DB.COM/HONGKONG/ SEPTEMBER 2010 ACTIVE SEPTEMBER 2010 ALTERNATIVE TRADING SYSTEM FOR TRADING ASIAN EXCHANGE TRADED EQUITY PRODUCTS. HK HONG KONG EOTC EOTC O E-OTC HONG KONG WWW.CONNECTED-MARKETS.COM FEBRUARY 2010 ACTIVE FEBRUARY 2010 INTERNET-BASED BULLETIN BOARD FOR POSTING INDICATIONS OF INTEREST IN BUYING AND SELLING OTC DERIVATIVES, PRIMARILY FOCUSED ON CREDIT DEFAULT SWAPS. HK HONG KONG GSAL GSAL O GOLDMAN SACHS (ASIA) LLC HONG KONG WWW.GOLDMANSACHS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 HK HONG KONG GSPL GSAL S GS PRINCIPAL LIQUIDITY ASIA HONG KONG WWW.GSET.GS.COM JULY 2020 ACTIVE JULY 2020 HK HONG KONG GSXH GSAL S GSX HONG KONG HONG KONG WWW.GSET.GS.COM DECEMBER 2017 ACTIVE DECEMBER 2016 GOLDMAN SACHS INTERNAL CROSSING FACILITY. HK HONG KONG HSXA HSXA O HSBC-X HONG KONG HONG KONG WWW.HSBC.COM.HK OCTOBER 2010 ACTIVE OCTOBER 2010 TRADING PLATFORM WHICH IS SPECIFICALLY TRADING ASIA PACIFIC CASH EQUITIES WITH THE FOCUS OF HONG KONG CASH EQUITIES. HK HONG KONG JPMI JPMI O JP MORGAN - JPMI MARKET JPMI HONG KONG WWW.JPMORGAN.COM JULY 2016 ACTIVE JULY 2016 HK HONG KONG MAQH MAQH O MACQUARIE INTERNAL MARKETS (HONG KONG) HONG KONG WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2015 MACQUARIE DARK POOL (HONG KONG) HK HONG KONG OSDS OSDS O OSL DIGITAL SECURITIES EXCHANGE OSLDS HONG KONG HTTPS://OSL.COM/EN/HOME JUNE 2021 ACTIVE JUNE 2021 OSL DIGITAL SECURITIES - ASIA'S LEADING DIGITAL ASSET PLATFORM. HK HONG KONG SHSC XHKG S STOCK EXCHANGE OF HONG KONG LIMITED - SHANGHAI - HONG KONG STOCK CONNECT SEHK HONG KONG WWW.HKEX.COM.HK AUGUST 2014 ACTIVE AUGUST 2014 MAINLAND INVESTORS TRADING IN SEHK SECURITIES UNDER SHANGHAI-HONG KONG STOCK CONNECT HK HONG KONG SIGH GSAL S SIGMA X HONG KONG GSET HONG KONG WWW.GSET.GS.COM DECEMBER 2017 ACTIVE MARCH 2012 HK HONG KONG SZSC XHKG S STOCK EXCHANGE OF HONG KONG LIMITED - SHENZHEN - HONG KONG STOCK CONNECT SEHK HONG KONG WWW.HKEX.COM.HK SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 MAINLAND INVESTORS TRADING IN SEHK SECURITIES UNDER SHENZHEN-HONG KONG STOCK CONNECT. HK HONG KONG TFSD TFSD O T.F.S. DERIVATIVES HK LIMITED HONG KONG WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 HK HONG KONG TOCP TOCP O TORA CROSSPOINT HONG KONG WWW.TORA.COM APRIL 2011 ACTIVE APRIL 2011 HK REGISTERED ATS FOR EQUITIES. HK HONG KONG TRAS TRAS O TRADITION ASIA LIMITED HONG KONG WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 HK HONG KONG TWHK TWHK O TRADEWEB EUROPE LIMITED - HONG KONG HONG KONG WWW.TRADEWEB.COM OCTOBER 2017 ACTIVE OCTOBER 2017 HK HONG KONG UBSX UBSX O UBS CROSS HONG KONG N/A MARCH 2012 ACTIVE MARCH 2012 HK, JAPAN AND AUSTRALIA. HK HONG KONG XCGS XCGS O CHINESE GOLD & SILVER EXCHANGE SOCIETY HONG KONG WWW.CGSE.COM.HK APRIL 2006 ACTIVE APRIL 2006 HK HONG KONG XGEM XHKG S HONG KONG GROWTH ENTERPRISES MARKET HK GEM HONG KONG WWW.HKGEM.COM JUNE 2005 ACTIVE JUNE 2005 HK HONG KONG XHKF XHKF O HONG KONG FUTURES EXCHANGE LTD. HKFE HONG KONG WWW.HKEX.COM.HK JUNE 2005 ACTIVE JUNE 2005 HK HONG KONG XHKG XHKG O HONG KONG EXCHANGES AND CLEARING LTD HKEX HONG KONG WWW.HKEX.COM.HK JUNE 2011 ACTIVE JUNE 2011 HONG KONG EXCHANGES AND CLEARING LIMITED, OR HKEX, OPERATES A SECURITIES MARKET AND A DERIVATIVES MARKET IN HONG KONG AND THE CLEARING HOUSES FOR THOSE MARKETS. HK HONG KONG XIHK XIHK O INSTINET PACIFIC LTD HONG KONG WWW.INSTINET.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 HK HONG KONG XPST XPST O POSIT - ASIA PACIFIC HONG KONG WWW.ITG.COM MARCH 2011 ACTIVE MARCH 2011 EQUITY CROSSING NETWORK. HN HONDURAS XBCV XBCV O BOLSA CENTROAMERICANA DE VALORES S.A. BCV TEGUCIGALPA WWW.BCV.HN JUNE 2005 ACTIVE JUNE 2005 HR CROATIA XCRO XCRO O CROATIAN POWER EXCHANGE CROPEX ZAGREB WWW.CROPEX.HR OCTOBER 2015 ACTIVE OCTOBER 2015 ORGANISED MARKET PLACE FOR ELECTRICITY TRADING. HR CROATIA XOTP XOTP O OTP BANKA D.D. SPLIT WWW.OTPBANKA.HR APRIL 2020 ACTIVE APRIL 2020 HR CROATIA XTRZ XTRZ O ZAGREB MONEY AND SHORT TERM SECURITIES MARKET INC ZAGREB WWW.TRZISTENOVCA.HR APRIL 2007 ACTIVE APRIL 2007 HR CROATIA XZAG XZAG O ZAGREB STOCK EXCHANGE ZAGREB WWW.ZSE.HR JUNE 2005 ACTIVE JUNE 2005 HR CROATIA XZAP XZAG S PROGRESS MARKET ZAGREB HTTP://PROGRESS.MARKET DECEMBER 2017 ACTIVE DECEMBER 2017 MULTILATERAL TRADING FACILITY FOR SMALL AND MEDIUM-SIZED ENTERPRISES. HR CROATIA ZAPA XZAG S ZAGREB STOCK EXCHANGE - APA ZAGREB WWW.ZSE.HR FEBRUARY 2018 ACTIVE FEBRUARY 2018 APPROVED PUBLICATION ARRANGEMENT. HU HUNGARY BETA XBUD S BETA MARKET BUDAPEST WWW.BSE.HU OCTOBER 2019 ACTIVE DECEMBER 2011 LAUNCHED IN NOVEMBER 2011, MULTILATERAL TRADING FACILITY. HU HUNGARY CIBH CIBH O CIB BANK - SYSTEMATIC INTERNALISER BUDAPEST WWW.CIB.HU DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER FOR HUNGARIAN GMT BONDS. HU HUNGARY CONC CONC O CONCORDE SECURITIES LTD. - SYSTEMATIC INTERNALISER BUDAPEST WWW.CON.HU MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER. HU HUNGARY EBHU EBHU O ERSTE BANK HUNGARY ZRT. - SYSTEMATIC INTERNALISER BUDAPEST WWW.ERSTEBANK.HU APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. HU HUNGARY ERST ERST O ERSTE BEFEKTETESI ZRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.ERSTEBROKER.HU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. HU HUNGARY HUDX HUDX O HUNGARIAN DERIVATIVE ENERGY EXCHANGE HUDEX BUDAPEST WWW.HUDEX.HU JULY 2017 ACTIVE JULY 2017 REGULATED MARKET FOR ELECTRICITY. HU HUNGARY HUPX HUPX O HUNGARIAN POWER EXCHANGE HUPX BUDAPEST WWW.HUPX.HU APRIL 2009 ACTIVE APRIL 2009 HU HUNGARY KCCP KCCP O KELER CCP BUDAPEST WWW.KELERKSZF.HU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CENTRAL COUNTERPARTY OF THE BUDAPEST STOCK EXCHANGE, MTS HUNGARY PLATFORM, CENTRAL EASTERN EUROPEAN GAS EXCHANGE. HU HUNGARY KELR KELR O KELER BUDAPEST WWW.KELER.HU DECEMBER 2017 ACTIVE DECEMBER 2017 CENTRAL SECURITIES DEPOSITORY. HU HUNGARY KHHU KHHU O K AND H BANK ZRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.KH.HU JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. HU HUNGARY OTPB OTPB O OTP BANK NYRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.OTPBANK.HU SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. HU HUNGARY RBHU RBHU O RAIFFEISEN BANK (HUNGARY) - SYSTEMATIC INTERNALISER RBHU-SI BUDAPEST WWW.RAIFFEISEN.HU SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. HU HUNGARY UCHU UCHU O UNICREDIT BANK HUNGARY ZRT. - SYSTEMATIC INTERNALISER BUDAPEST WWW.UNICREDITBANK.HU APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. HU HUNGARY XBND XBUD S BUDAPEST STOCK EXCHANGE - XBOND BUDAPEST WWW.BET.HU JULY 2019 ACTIVE MAY 2019 DEDICATED MARKET FOR BONDS. HU HUNGARY XBUD XBUD O BUDAPEST STOCK EXCHANGE BUDAPEST WWW.BET.HU JUNE 2005 ACTIVE JUNE 2005 HU HUNGARY XGAS XGAS O CENTRAL EASTERN EUROPEAN GAS EXCHANGE LTD BUDAPEST WWW.CEEGEX.COM MAY 2013 ACTIVE MAY 2013 CEEGEX IS A ORGANISED NATURAL GAS MARKET PROVIDING SERVICES FOR THE GAS MARKET PLAYERS WITHIN THE EUROPEAN ECONOMIC AREA (EEA). HU HUNGARY XTND XBUD S XTEND XTND BUDAPEST WWW.BET.HU OCTOBER 2017 ACTIVE OCTOBER 2017 BUDAPEST STOCK EXCHANGE MULTILATERAL TRADING FACILITY (MTF) ID INDONESIA ICDX ICDX O INDONESIA COMMODITY AND DERIVATIVES EXCHANGE JAKARTA WWW.ICDEXCHANGE.COM FEBRUARY 2010 ACTIVE FEBRUARY 2010 COMMODITY DERIVATIVES, INCLUDING THREE MAJOR GROUPS OF COMMODITIES: METALS, SOFT AGRICULTURAL PRODUCTS, AND ENERGY. ID INDONESIA XBBJ XBBJ O JAKARTA FUTURES EXCHANGE (BURSA BERJANGKA JAKARTA) BBJ JAKARTA WWW.BBJ-JFX.COM JUNE 2005 ACTIVE JUNE 2005 ID INDONESIA XIDX XIDX O INDONESIA STOCK EXCHANGE IDX JAKARTA WWW.IDX.CO.ID APRIL 2008 ACTIVE APRIL 2008 THE JAKARTA (JSX) AND SURABAYA (SSX) STOCK EXCHANGES HAVE MERGED TO BECOME THE INDONESIA STOCK EXCHANGE (IDX). ID INDONESIA XJNB XJNB O JAKARTA NEGOTIATED BOARD JAKARTA JUNE 2005 ACTIVE JUNE 2005 IE IRELAND AILT AILT O ARRACO IRELAND LTD DUBLIN WWW.ARRACO.COM JANUARY 2021 ACTIVE JANUARY 2021 BROKER OF REMIT PHYSICAL WHOLESALE ENERGY PRODUCTS AND PRE-ARRANGEMENT OF BLOCK FUTURES. IE IRELAND AREX AREX O AREX - AUTOMATED RECEIVABLES EXCHANGE AREX DUBLIN HTTP://AREX.IO MAY 2016 ACTIVE MAY 2016 MARKET FOR ETR (EXCHANGE TRADED RECEIVABLES) ORDER EXECUTION. IE IRELAND BBIE BBIE O BARCLAYS BANK IRELAND PLC BBI DUBLIN WWW.BARCLAYS.IE JULY 2018 ACTIVE JULY 2018 IE IRELAND BBIS BBIE S BARCLAYS BANK IRELAND PLC - SYSTEMATIC INTERNALISER BBI SI DUBLIN WWW.BARCLAYS.IE JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. IE IRELAND BKDM BKDM O BNY MELLON MARKETS EUROPE LIMITED BNYMEL DUBLIN WWW.BNYMELLON.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 REGISTERED ELECTRONIC MARKET FOR REPO. IE IRELAND BMLI BMLI O BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY BAMLI DAC DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 ACTIVE NOVEMBER 2019 IE IRELAND BMLS BMLI S BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY - SYSTEMATIC INTERNALISER BAMLI DAC DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 ACTIVE NOVEMBER 2019 SYSTEMATIC INTERNALISER. IE IRELAND CEPL CEPL O CITIBANK EUROPE PLC - SYSTEMATIC INTERNALISER DUBLIN WWW.CITIGROUP.COM/CITI/ MARCH 2019 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. IE IRELAND CFIL CFIL O CANTOR FITZGERALD IRELAND LIMITED DUBLIN WWW.CANTORFITZGERALDIRELAND.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 IE IRELAND CSGI CSGI O CITADEL SECURITIES FI - EUROPE - SYSTEMATIC INTERNALISER DUBLIN WWW.CITADELSECURITIES.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. IE IRELAND DAVY DAVY O J AND E DAVY - IRISH GOVERNMENT BOND - SYSTEMATIC INTERNALISER DUBLIN WWW.DAVY.IE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. IE IRELAND EDBT XDUB S EURONEXT DUBLIN - TRADED BONDS DUBLIN WWW.EURONEXT.COM JULY 2020 ACTIVE JUNE 2020 IE IRELAND EDGL XDUB S GLOBAL EXCHANGE MARKET - TRADED BONDS DUBLIN WWW.EURONEXT.COM JULY 2020 ACTIVE JUNE 2020 IE IRELAND EQIE EQIE O EQUILEND LIMITED DUBLIN WWW.EQUILEND.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY (MTF) FOR SECURITIES FINANCING. IE IRELAND EQSE EQIE S EQUILEND LIMITED - SWAPS DUBLIN WWW.EQUILEND.COM JUNE 2020 ACTIVE JUNE 2020 IE IRELAND EUCC EUCC O CITADEL CONNECT EUROPE - EU - SYSTEMATIC INTERNALISER DUBLIN WWW.CITADELSECURITIES.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. IE IRELAND FXFM RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FORWARDS MATCHING DUBLIN WWW.REFINITIV.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FORWARDS MATCHING. IE IRELAND FXRQ RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FXALL RFQ MTF DUBLIN WWW.REFINITIV.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FXALL REQUEST FOR QUOTE (RFQ) MULTILATERAL TRADING FACILITY (MTF). IE IRELAND FXRS RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FXALL RFS MTF FRTSIL DUBLIN WWW.REFINITIV.COM MARCH 2021 ACTIVE MARCH 2021 FXALL REQUEST FOR STREAM MULTILATERAL TRADING FACILITY. IE IRELAND HREU HREU O HRTEU LIMITED - SYSTEMATIC INTERNALISER DUBLIN WWW.HUDSON-TRADING.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. IE IRELAND ICUR ICUR O CURRENEX IRELAND MTF CNX MTF DUBLIN WWW.CURRENEXMTF.COM/OUR-OFFERING OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IE IRELAND ICXR ICUR S CURRENEX IRELAND MTF - RFQ CNX MTF DUBLIN WWW.CURRENEXMTF.COM/OUR-OFFERING OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IE IRELAND IFXA IFXC S FX CONNECT IRELAND MTF - ALLOCATIONS IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IE IRELAND IFXC IFXC O FX CONNECT IRELAND MTF IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IE IRELAND IFXR IFXC S FX CONNECT IRELAND MTF - RFQ IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IE IRELAND ITGL ITGL O POSIT MTF POSIT DUBLIN WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2017 IE IRELAND LEUE LEUE O LIQUIDNET EU LIMITED EQUITY MTF DUBLIN WWW.LIQUIDNET.COM JULY 2018 ACTIVE JULY 2018 EQUITY MULTILATERAL TRADING. IE IRELAND LEUF LEUE S LIQUIDNET EU LIMITED FIXED INCOME MTF DUBLIN WWW.LIQUIDNET.COM JULY 2018 ACTIVE JULY 2018 FIXED INCOME MULTILATERAL TRADING. IE IRELAND MCID MCID O MACQUARIE CAPITAL (IRELAND) DUBLIN WWW.MACQUARIE.COM/UK JANUARY 2019 ACTIVE JANUARY 2019 REGISTERED MARKET FOR EQUITIES. IE IRELAND MSEL MSEL O MAREX SPECTRON EUROPE LIMITED - OTF MSEL OTF DUBLIN WWW.MAREXSPECTRON.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ORGANISED TRADING FACILITY FOR COMMODITY DERIVATIVES, EMISSION ALLOWANCES AND EMISSION ALLOWANCE DERIVATIVES. IE IRELAND RMTF RMTF O REFINITIV MTF DUBLIN WWW.REFINITIV.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY. IE IRELAND SEMX SEMX O SEMOPX DUBLIN WWW.SEM-O.COM DECEMBER 2017 ACTIVE DECEMBER 2017 IE IRELAND SIDX SIDX O SCOTIABANK (IRELAND) DESIGNATED ACTIVITY COMPANY - SYSTEMATIC INTERNALISER SIDAC DUBLIN WWW.SCOTIABANK.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 SYSTEMATIC INTERNALISER. IE IRELAND SISI SISI O SUSQUEHANNA INTERNATIONAL SECURITIES LIMITED - SYSTEMATIC INTERNALISER SISI DUBLIN HTTPS://SIG.COM/ JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. IE IRELAND TDGF TDGF O TD SECURITIES DUBLIN WWW.TD.COM MARCH 2019 ACTIVE MARCH 2019 IE IRELAND VFIL VFIL O VIRTU FINANCIAL IRELAND LIMITED VFIL DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED ELECTRONIC PLATFORMS. IE IRELAND VFSI VFIL S VIRTU FINANCIAL IRELAND LIMITED - SYSTEMATIC INTERNALISER VIRTU SI DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED SYSTEMATIC INTERNALISER. IE IRELAND VFXO VFIL S VIRTU FINANCIAL IRELAND LIMITED - OTC VIRTU OTC DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED SYSTEMATIC OTC PLATFORM. IE IRELAND XATL XDUB S ATLANTIC SECURITIES MARKET ISE ASM DUBLIN WWW.ISE.IE JULY 2017 ACTIVE JANUARY 2015 ATLANTIC SECURITIES MARKET (ASM). THE ASM IS AUTHORISED BY THE CENTRAL BANK OF IRELAND AS A MTF AND IS REGULATED BY THE IRISH STOCK EXCHANGE PLC. IE IRELAND XCDE XCDE O BAXTER FINANCIAL SERVICES DUBLIN WWW.BAXTER-FX.COM MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING PLATFORM FOR CURRENCY FUTURES EFP'S AND OTC CURRENCY TRADING IE IRELAND XDUB XDUB O IRISH STOCK EXCHANGE - ALL MARKET ISE DUBLIN WWW.ISE.IE NOVEMBER 2007 ACTIVE NOVEMBER 2007 IE IRELAND XEBI XEBI O ENERGY BROKING IRELAND GAS TRADING PLATFORM EBI DUBLIN WWW.EBI.IE OCTOBER 2015 ACTIVE OCTOBER 2015 ELECTRONIC TRADING AND BROKING PLATFORM FOR OTC NATURAL GAS PHYSICAL SPOT TRANSACTIONS. IE IRELAND XESM XDUB S EURONEXT GROWTH DUBLIN DUBLIN WWW.ISE.IE JANUARY 2019 ACTIVE JANUARY 2013 IE IRELAND XEYE XDUB S IRISH STOCK EXCHANGE - GLOBAL EXCHANGE MARKET ISE GEM DUBLIN WWW.ISE.IE JULY 2017 ACTIVE MARCH 2012 IE IRELAND XMSM XDUB S EURONEXT DUBLIN DUBLIN WWW.ISE.IE JANUARY 2019 ACTIVE JANUARY 2013 IE IRELAND XPAC ITGL S POSIT AUCTION AUCTIONS DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 IE IRELAND XPOS ITGL S POSIT DARK DARK DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE JULY 2007 IE IRELAND XRFQ ITGL S POSIT RFQ RFQ DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 REQUEST-FOR-QUOTE (RFQ) MARKET. IL ISRAEL XTAE XTAE O TEL AVIV STOCK EXCHANGE TASE TEL AVIV WWW.TASE.CO.IL JUNE 2005 ACTIVE JUNE 2005 IN INDIA ACEX ACEX O ACE DERIVATIVES & COMMODITY EXCHANGE LTD MUMBAI WWW.ACEINDIA.COM APRIL 2011 ACTIVE APRIL 2011 DERIVATIVES EXCHANGE FOR COMMODITIES TRADING IN INDIA. IN INDIA ASTR CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – ASTROID ASTROID MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 ANONYMOUS SYSTEM FOR TRADING IN RUPEE OTC INTEREST RATE DERIVATIVES. IN INDIA BSME XBOM S BSE SME BSE SME MUMBAI WWW.BSESME.COM DECEMBER 2011 ACTIVE DECEMBER 2011 BSE SME PLATFORM. IN INDIA CDSL CDSL O CLEARCORP DEALING SYSTEMS (INDIA) LTD. CLEARCORP MUMBAI WWW.CCILINDIA.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 SYSTEMS/PLATFORM FOR REPOS, MONEY INSTRUMENTS AND FX MARKET. IN INDIA FXCL CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – FX-CLEAR FXCLR MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 FX-CLEAR, A FOREX DEALING SYSTEM, OFFERS BOTH ORDER MATCHING AND NEGOTIATION MODES FOR DEALING COVERS INTER-BANK USD-INR SPOT AND SWAP TRANSACTIONS AND TRANSACTIONS IN MAJOR CROSS CURRENCIES. IN INDIA FXSW CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – FX-SWAP FXSWAP MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 FX-SWAP, A FOREX SWAP DEALING SYSTEM, OFFERS AN ORDER MATCHING SYSTEM FOR FOREX SWAPS. THE PLATFORM OFFERS SWAP INSTRUMENTS EXTENDING UP TO 12 MONTHS. IN INDIA ICXL ICXL O INDIAN COMMODITY EXCHANGE LTD. MUMBAI WWW.ICEXINDIA.COM APRIL 2010 ACTIVE APRIL 2010 INDIAN COMMODITY EXCHANGE LTD IS A SCREEN BASED ON-LINE DERIVATIVES EXCHANGE FOR COMMODITIES. IN INDIA IINX IINX O INDIA INTERNATIONAL EXCHANGE (IFSC) LIMITED INDIA INX GIFT CITY, GANDHINAGAR WWW.INDIAINX.COM MARCH 2018 ACTIVE DECEMBER 2017 INDIA'S FIRST INTERNATIONAL EXCHANGE. IN INDIA INSE XNSE S NSE IFSC LIMITED NSE IFSC GANDHINAGAR WWW.NSEIFSC.COM JUNE 2018 ACTIVE JUNE 2018 FULLY OWNED SUBSIDIARY COMPANY OF NATIONAL STOCK EXCHANGE OF INDIA LIMITED (NSE). IN INDIA ISEX ISEX O INTER-CONNECTED STOCK EXCHANGE OF INDIA LTD ISE MUMBAI WWW.ISEINDIA.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 IN INDIA MCXX MCXX O METROPOLITAN STOCK EXCHANGE OF INDIA LIMITED MUMBAI WWW.MSEI.IN JULY 2020 ACTIVE NOVEMBER 2010 IN INDIA NBOT NBOT O NATIONAL BOARD OF TRADE LIMITED INDORE MADHYA PRADESH WWW.NBOTIND.ORG JANUARY 2009 ACTIVE JANUARY 2009 COMMODITY FUTURES EXCHANGE IN INDIA NMCE NMCE O NATIONAL MULTI-COMMODITY EXCHANGE OF INDIA AHMEDABAD WWW.NMCE.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 IN INDIA OTCX OTCX O OTC EXCHANGE OF INDIA OTCEI MUMBAI WWW.OTCEI.NET JUNE 2006 ACTIVE JUNE 2006 IN INDIA PXIL PXIL O POWER EXCHANGE INDIA LTD. MUMBAI WWW.POWEREXINDIA.COM JULY 2009 ACTIVE JULY 2009 ELECTRONIC NATION-WIDE EXCHANGE FOR TRADING OF ELECTRICITY IN INDIA XBAN XBAN O BANGALORE STOCK EXCHANGE LTD BANGALORE WWW.BGSE.CO.IN JUNE 2005 ACTIVE JUNE 2005 IN INDIA XBOM XBOM O BSE LTD MSE MUMBAI WWW.BSEINDIA.COM SEPTEMBER 2011 ACTIVE SEPTEMBER 2011 IN INDIA XCAL XCAL O CALCUTTA STOCK EXCHANGE CALCUTTA WWW.CSE-INDIA.COM JUNE 2005 ACTIVE JUNE 2005 IN INDIA XDES XDES O DELHI STOCK EXCHANGE DELHI JUNE 2005 ACTIVE JUNE 2005 IN INDIA XIMC XIMC O MULTI COMMODITY EXCHANGE OF INDIA LTD. MCX MUMBAI WWW.MCXINDIA.COM APRIL 2006 ACTIVE APRIL 2006 IN INDIA XMDS XMDS O MADRAS STOCK EXCHANGE MADRAS JUNE 2005 ACTIVE JUNE 2005 IN INDIA XNCD XNCD O NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD NCDEX MUMBAI WWW.NCDEX.COM APRIL 2006 ACTIVE APRIL 2006 IN INDIA XNSE XNSE O NATIONAL STOCK EXCHANGE OF INDIA NSE MUMBAI WWW.NSEINDIA.COM JUNE 2005 ACTIVE JUNE 2005 IN INDIA XUSE XUSE O UNITED STOCK EXCHANGE MUMBAI WWW.USEINDIA.COM OCTOBER 2010 ACTIVE OCTOBER 2010 REGISTERED STOCK EXCHANGE WITH SECURITIES AND EXCHANGE BOARD OF INDIA FOR OFFERRING CURRENCY DERIVATIVES. IQ IRAQ XIQS XIQS O IRAQ STOCK EXCHANGE ISX BAGHDAD WWW.ISX-IQ.NET OCTOBER 2011 ACTIVE OCTOBER 2011 IR IRAN IFBX IFBX O IRAN FARA BOURSE IFB TEHRAN WWW.IFB.IR MARCH 2019 ACTIVE MARCH 2019 IR IRAN IMEX IMEX O IRAN MERCANTILE EXCHANGE TEHRAN WWW.IME.CO.IR AUGUST 2011 ACTIVE AUGUST 2011 COMMODITIES EXCHANGE. IR IRAN XTEH XTEH O TEHRAN STOCK EXCHANGE TSE TEHRAN WWW.TSE.IR NOVEMBER 2007 ACTIVE NOVEMBER 2007 IS ICELAND DICE XICE S NASDAQ ICELAND HF. - NORDIC@MID ICEX REYKJAVIK WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XICE IS ICELAND DNIS XICE S FIRST NORTH ICELAND - NORDIC@MID REYKJAVIK WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH ICELAND IS ICELAND FNIS XICE S FIRST NORTH ICELAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. IS ICELAND MICE XICE S NASDAQ ICELAND HF. – AUCTION ON DEMAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 IS ICELAND MNIS XICE S FIRST NORTH ICELAND – AUCTION ON DEMAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 IS ICELAND XICE XICE O NASDAQ ICELAND HF. ICEX REYKJAVIK WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE MAY 2010 IT ITALY AKIS AKIS O AKIS - BANCA AKROS - SYSTEMATIC INTERNALISER AKIS MILANO WWW.BANCAAKROS.IT FEBRUARY 2018 ACTIVE FEBRUARY 2018 BANCA AKROS SYSTEMATIC INTERNALISER. IT ITALY ATFX XMIL S ATFUND MTF ATFUND MILANO WWW.BORSAITALIANA.IT JULY 2018 ACTIVE JULY 2018 MULTILATERAL TRADING FACILITY FOR OPEN END FUNDS. IT ITALY BEIS BEIS O BANCA ETICA - SYSTEMATIC INTERNALISER PADOVA WWW.BANCAETICA.IT JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. IT ITALY BNLD BNLD O BANCA NAZIONALE DEL LAVORO SPA - SYSTEMATIC INTERNALISER ROME WWW.BNL.IT FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. IT ITALY BREA BREA O BANCA REALE - SYSTEMATIC INTERNALISER TORINO WWW.BANCAREALE.IT JANUARY 2019 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. IT ITALY CGCM CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - COLLATERALIZED MONEY MARKET GUARANTEE SERVICE NEWMIC ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 COLLATERALIZED MONEY MARKET GUARANTEE SERVICE IT ITALY CGDB CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - BONDS CCP SERVICE CCGBONDS ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR GOVERNMENT BONDS, CORPORATE BONDS AND REPOS IT ITALY CGEB CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - EURO BONDS CCP SERVICE CCGEUROBONDS ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR EURO GOVERNMENT BONDS, EURO CORPORATE BONDS IT ITALY CGGD CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP AGRICULTURAL COMMODITY DERIVATIVES CCGAGRIDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON AGRICULTURAL COMMODITIES DERIVATIVES IT ITALY CGIT CGIT O CASSA DI COMPENSAZIONE E GARANZIA SPA CC&G ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CENTRAL COUNTERPARTY ACROSS MULTIPLE TRADING VENUES COVERING A WIDE RANGE OF ASSET CLASSES IT ITALY CGND CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP ENERGY DERIVATIVES CCGENERGYDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON ENERGY DERIVATIVES IT ITALY CGQD CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP EQUITY DERIVATIVES CCGEQUITYDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON EQUITY DERIVATIVES IT ITALY CGQT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - EQUITY CCP SERVICE CCGEQUITY ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR EQUITIES AND COMPARABLE PRODUCTS SUCH WARRANTS, CONVERTIBLE BONDS, CLOSED-END FUNDS, INVESTMENT COMPANIES, REAL ESTATE INVESTMENT COMPANIES, ETF AND ETC IT ITALY CGTR CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - TRIPARTY REPO CCP SERVICE CCGTRIPARTY ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR TRIPARTY REPOS IT ITALY CREM CREM O CREDEM BANCA - SYSTEMATIC INTERNALISER CREDEM SI REGGIO EMILIA WWW.CREDEM.IT DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER FOR BONDS. IT ITALY DDTX DDTX O DEAL DONE TRADING - SYSTEMATIC INTERNALISER DDT FIRENZE WWW.MPSCAPITALSERVICES.IT JANUARY 2018 ACTIVE JANUARY 2018 SYSTEMATIC INTERNALISER. IT ITALY EBMX MTSO S EBM - MTF ROMA WWW.MTSMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY. IT ITALY EMDR EMID S E-MID - E-MIDER MARKET MILANO WWW.E-MID.IT JUNE 2008 ACTIVE JUNE 2008 MARKET FOR THE TRADING OF MULTI-CURRENCY DERIVATIVE FINANCIAL INSTRUMENTS IT ITALY EMIB EMID S E-MID - BANCA D'ITALIA SHARES TRADING MARKET MILANO WWW.E-MID.IT OCTOBER 2016 ACTIVE OCTOBER 2016 MARKET FOR THE NATIONAL CENTRAL BANK (BANCA D'ITALIA) SHARES. IT ITALY EMID EMID O E-MID MILANO WWW.E-MID.IT MAY 2010 ACTIVE MAY 2010 MARKET FOR INTERBANK DEPOSITS IN EUROPE. IT ITALY EMIR EMID S E-MID REPO MILANO WWW.E-MID.IT NOVEMBER 2011 ACTIVE NOVEMBER 2011 ELECTRONIC TRADING PLATFORM FOR REPO TRADES. IT ITALY ETFP XMIL S ELECTRONIC ETF, ETC/ETN AND OPEN-END FUNDS MARKET ETFPLUS MILANO WWW.BORSAITALIANA.IT JUNE 2017 ACTIVE SEPTEMBER 2007 IT ITALY ETLX XMIL S EUROTLX MILANO WWW.EUROTLX.COM JULY 2020 ACTIVE AUGUST 2007 IT ITALY FBSI FBSI O FINECO BANK - SYSTEMATIC INTERNALISER FBSI MILANO WWW.FINECOBANK.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. IT ITALY HCER HMTF S HI-CERT - MULTILATERAL TRADING FACILITY MILANO WWW.HIMTF.COM JUNE 2021 ACTIVE JULY 2020 MTF FOR CERTIFICATES AND COVERED WARRANT. IT ITALY HMOD HMTF S HI-MTF ORDER DRIVEN MILANO WWW.HIMTF.COM JULY 2008 ACTIVE JULY 2008 MULTILATERAL TRADING FACILITY ORDER DRIVEN FOR EQUITIES AND BONDS IT ITALY HMTF HMTF O HI-MTF MILANO WWW.HIMTF.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 IT ITALY HRFQ HMTF S HI-MTF RFQ MILANO WWW.HIMTF.COM JULY 2016 ACTIVE JULY 2016 MTF FOR BONDS BASED ON RFQ NEGOTIATION MODEL IT ITALY IBEQ IBIS S INVEST BANCA - IBIS EQUITY - SYSTEMATIC INTERNALISER FLORENCE WWW.INVESTBANCA.IT MARCH 2018 ACTIVE MARCH 2018 SYSTEMATIC INTERNALISER. IT ITALY IBIS IBIS O INVEST BANCA - SYSTEMATIC INTERNALISER FLORENCE WWW.INVESTBANCA.IT FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. IT ITALY IMMH IMMH O IMMH – INTESA SANPAOLO - SYSTEMATIC INTERNALISER MILAN WWW.INTESASANPAOLO.COM JULY 2020 ACTIVE MAY 2018 SYSTEMATIC INTERNALISER. EFFECTIVE MERGER DATE IS ON 20 JULY 2020. IT ITALY ISBA ISBA O BANCA DI ASTI - SYSTEMATIC INTERNALISER ASTI WWW.BANCADIASTI.IT JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. IT ITALY ISBV ISBV O BIVER BANCA - SYSTEMATIC INTERNALISER BIELLA WWW.BIVERBANCA.IT JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. IT ITALY MCAD MTSO S MTS CASH DOMESTIC - MTF ROMA WWW.MTSMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY. IT ITALY MIVX XMIL S MARKET FOR INVESTMENT VEHICLES MIV MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE JUNE 2009 THE MIV, DEDICATED TO INVESTMENT VEHICLES, IS DIVIDED INTO THREE SEGMENTS: UNITS OF CLOSED-END FUNDS SEGMENT, INVESTMENT COMPANIES SEGMENT, REAL ESTATE INVESTMENT COMPANIES SEGMENT (REICS FROM THE EXPANDI MARKET). IT ITALY MOTX XMIL S ELECTRONIC BOND MARKET MOT MILANO WWW.BORSAITALIANA.IT SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 IT ITALY MTAA XMIL S ELECTRONIC SHARE MARKET MTA MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE SEPTEMBER 2007

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS IT ITALY MTAH XMIL S BORSA ITALIANA EQUITY MTF BITEQMTF MILAN WWW.BORSAITALIANA.IT JULY 2016 ACTIVE JULY 2016 SINCE 11.7.16, BIEM OFFERS TRADING IN REGULAR MARKET HOURS FOR INTERNATIONAL SHARES ("BIT GEM" SEGMENT, FROM 8AM TO 5:42PM MILAN TIME) AND "AFTER HOUR" TRADING FOR ITALIAN AND INTL. SHARES ("TAH" SEGMENT, FROM 6PM TO 8:30PM MILAN TIME). IT ITALY MTSC MTSO S MTS ITALIA MTS ITALY ROMA WWW.MTSMARKETS.COM APRIL 2017 ACTIVE NOVEMBER 2005 IT ITALY MTSO MTSO O MTS S.P.A. ROMA WWW.MTSMARKETS.COM APRIL 2017 ACTIVE APRIL 2017 LEGAL ENTITY OPERATING ALL RELATED MARKET SEGMENT MICS. IT ITALY MUBM MUBM O MUFG BANK, LTD. - MILANO BRANCH - SYSTEMATIC INTERNALISER MUBM SI MILAN WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. IT ITALY SEDX XMIL S SECURITISED DERIVATIVES MARKET SEDEX MILANO WWW.BORSAITALIANA.IT DECEMBER 2017 ACTIVE SEPTEMBER 2007 MULTILATERAL TRADING FACILITY. IT ITALY SSOB MTSO S BONDVISION EUROPE MTF ROMA WWW.MTSMARKETS.COM DECEMBER 2017 ACTIVE MAY 2010 CORPORATE BONDS, COVERED BONDS, ETFS, SUPRANATIONAL, SOVEREIGN AND AGENCY (SSA). IT ITALY UBIS UBIS O UNIPOL BANCA S.P.A. UBIS BOLOGNA WWW.UNIPOLBANCA.IT NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR UNIPOL BANCA BRANDED BONDS. IT ITALY UCIT UCIT O UNICREDIT SPA - SYSTEMATIC INTERNALISER MILAN WWW.UNICREDIT.IT NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. IT ITALY XAIM XMIL S AIM ITALIA - MERCATO ALTERNATIVO DEL CAPITALE MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE APRIL 2012 MULTILATERAL TRADING FACILITY - MERGE OF AIM ITALIA AND MAC, MAC WILL BE OPENED TILL END 2012. IT ITALY XDMI XMIL S ITALIAN DERIVATIVES MARKET IDEM MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE JUNE 2005 IT ITALY XGME XGME O GESTORE MERCATO ELETTRICO - ITALIAN POWER EXCHANGE IPEX/GME ROMA WWW.MERCATOELETTRICO.ORG APRIL 2009 ACTIVE APRIL 2009 ITALIAN POWER EXCHANGE IT ITALY XMIL XMIL O BORSA ITALIANA S.P.A. MILANO WWW.BORSAITALIANA.IT SEPTEMBER 2012 ACTIVE DECEMBER 2007 IT ITALY XMOT XMIL S EXTRAMOT MILANO WWW.BORSAITALIANA.IT JULY 2009 ACTIVE JULY 2009 MTF OF BONDS MANAGED AND ORGANISED BY BORSA ITALIANA. JM JAMAICA XJAM XJAM O JAMAICA STOCK EXCHANGE KINGSTON WWW.JAMSTOCKEX.COM JUNE 2005 ACTIVE JUNE 2005 JO JORDAN AMNL XAMM S AMMAN STOCK EXCHANGE - NON-LISTED SECURITIES MARKET ASE AMMAN WWW.EXCHANGE.JO OCTOBER 2019 ACTIVE OCTOBER 2019 JO JORDAN XAMM XAMM O AMMAN STOCK EXCHANGE ASE AMMAN WWW.EXCHANGE.JO OCTOBER 2019 ACTIVE JUNE 2005 JP JAPAN BAJD BAJD O BANK OF AMERICA MERRILL LYNCH – JAPAN INSTINCT X TOKYO WWW.BOFAML.COM JULY 2019 ACTIVE JULY 2019 JP JAPAN BASX BASX O BANK OF AMERICA MERRILL LYNCH – SIMPLEX BLAST X TOKYO WWW.JAPAN.ML.COM/JAPAN_OVERVIEW/MLJS_OVERVIEW.ASP MAY 2018 ACTIVE MAY 2018 DARK POOL. JP JAPAN BETP BETP O BLOOMBERG TRADEBOOK JAPAN LIMITED CHIYODA-KU WWW.BLOOMBERGTRADEBOOK.COM JULY 2015 ACTIVE JULY 2015 BLOOMBERG'S ETP JP JAPAN BNPX BNPX O BNP PARIBAS ALTERNATIVE TRADING SYSTEM TOKYO WWW.BNPPARIBAS.JP/EN/ DECEMBER 2020 ACTIVE DECEMBER 2020 JP JAPAN CFJP CSJP S CROSSFINDER JAPAN TOKYO WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL JAPAN JP JAPAN CHIJ CHIJ O CHI-X JAPAN TOKYO WWW.CHI-X.ASIA/APAC/JP/ENG FEBRUARY 2010 ACTIVE FEBRUARY 2010 MARKET FOR JAPANESE EQUITIES AND ETF, ELECTRONIC TRADING PLATFORM. JP JAPAN CHIS CHIJ S CHI-X JAPAN SELECT CHI-SELECT TOKYO WWW.CHI-X.JP APRIL 2015 ACTIVE APRIL 2015 REGISTERED MARKET FOR EQUITIES JP JAPAN CHIV CHIJ S CHI-X JAPAN VWAP CROSSING TOKYO WWW.CHI-X.JP/ AUGUST 2014 ACTIVE AUGUST 2014 ORDER MATCHING SERVICE AT PRE-DEFINED PRICE LEVELS JP JAPAN CITD CITX S CITI DARK TOKYO WWW.CITIVELOCITY.COM MARCH 2013 ACTIVE MAY 2011 DARK POOL. JP JAPAN CITX CITX O CITI MATCH - JP TOKYO WWW.CITIGROUPGLOBALMARKETS.CO.JP OCTOBER 2017 ACTIVE JULY 2009 CITIMATCH PTS (PROPRIETARY TRADING SYSTEM) LICENSE IN JAPAN. JP JAPAN CLJP CLJP O CLSA JAPAN - DARK TOKYO WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. JP JAPAN CMET CMET O CLEAR MARKETS JAPAN, INC. CM ETP TOKYO WWW.CLEAR-MARKETS.COM DECEMBER 2014 ACTIVE DECEMBER 2014 CLEAR MARKETS JAPAN, INC. OFFERS ELECTRONIC TRADING SERVICES FOR BOTH CLEARED AND NON-CLEARED SWAPS IN JAPAN. JP JAPAN CSJP CSJP O CREDIT SUISSE EQUITIES (JAPAN) LIMITED TOKYO WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN JAPAN JP JAPAN DRCT DRCT O DAIWA DRECT TOKYO WWW.DAIWA.JP MAY 2016 ACTIVE APRIL 2013 DAIWA EQUITIES ELECTRONIC CROSSING PLATFORM JP JAPAN ICHK NMRJ S NOMURA ICE - HK TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JP JAPAN ICKR NMRJ S NOMURA ICE - KR TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JP JAPAN ICSH NMRJ S NOMURA ICE - SH TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JP JAPAN ICSZ NMRJ S NOMURA ICE - SZ TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JP JAPAN ICTW NMRJ S NOMURA ICE - TW TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. JP JAPAN KAIX CHIJ S KAI-X TOKYO WWW.CHI-X.JP APRIL 2016 ACTIVE APRIL 2016 PURELY BROKER NEUTRAL CROSSING POOL FOR JAPANESE EQUITIES. JP JAPAN LXJP LXJP O BARCLAYS LX JAPAN LXJP TOKYO WWW.BARCLAYS.COM MAY 2015 ACTIVE MAY 2015 ALTERNATIVE TRADING SYSTEM (ATS) OPERATED BY BARCLAYS SECURITIES JAPAN LIMITED. JP JAPAN MAQJ MAQJ O MACQUARIE INTERNAL MARKETS (JAPAN) TOKYO WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2015 MACQUARIE DARK POOL (JAPAN) JP JAPAN MIZX MIZX O MIZUHO INTERNAL CROSSING MIX TOKYO WWW.MIZUHO-SC.COM APRIL 2014 ACTIVE APRIL 2014 MIZUHO DARK JP JAPAN MSMS MSMS O MORGAN STANLEY MUFG SECURITIES CO., LTD TOKYO WWW.MORGANSTANLEYMUFG.COM JULY 2015 ACTIVE JULY 2015 MORGAN STANLEY’S SECURITIES JOINT VENTURE WITH MITSUBISHI UFJ FINANCIAL GROUP IN JAPAN. JP JAPAN MUDX MUDX O MITSUBISHI DIAMOND CROSSING MDX TOKYO WWW.MUMSS.COM MARCH 2021 ACTIVE MARCH 2021 MITSUBISHI DARK. JP JAPAN NMRJ NMRJ O NOMURA SECURITIES CO LTD NSC TOKYO WWW.NOMURA.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 NOMURA JAPAN EQUITY TRADING JP JAPAN NMSX NMRJ S NOMURA - EXTERNAL CROSSING PLATFORM TOKYO WWW.NOMURA.COM JULY 2019 ACTIVE JULY 2019 EXTERNAL CROSSING PLATFORM FOR NOMURA. JP JAPAN NXJP NMRJ S NX JAPAN NXJP TOKYO WWW.NOMURA.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 INTERNAL CROSSING PLATFORM FOR NOMURA JP JAPAN NXSE NMRJ S NX SELECT JAPAN NXSE TOKYO WWW.NOMURA.COM JULY 2015 ACTIVE JULY 2015 INTERNAL CROSSING PLATFORM FOR NOMURA NX SELECT JP JAPAN NXVW NMRJ S NX VWAP NXVWAP TOKYO WWW.NOMURA.COM OCTOBER 2014 ACTIVE OCTOBER 2014 INTERNAL VWAP CROSSING PLATFORM FOR NOMURA JP JAPAN SBIJ SBIJ O JAPANNEXT - J - MARKET TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE APRIL 2008 JP JAPAN SBIU SBIJ S JAPANNEXT - U - MARKET TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE JANUARY 2015 JAPANNEXT - UNIFORM SPREAD MARKET. JP JAPAN SBIV SBIJ S JAPANNEXT - VWAP CROSSING TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE JULY 2013 VWAP CROSSING PLATFORM. JP JAPAN SIGJ SIGJ O SIGMA X JAPAN TOKYO WWW.GSET.GS.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 ALTERNATIVE TRADING SYSTEM (ATS)OPERATED BY GOLDMAN SACHS JP JAPAN TWJP TWJP O TRADEWEB JAPAN KK - PTS TOKYO WWW.TRADEWEB.COM AUGUST 2018 ACTIVE OCTOBER 2017 PROPRIETARY TRADING SYSTEM. JP JAPAN TWJT TWJP S TRADEWEB JAPAN KK - ETP TOKYO WWW.TRADEWEB.COM AUGUST 2018 ACTIVE OCTOBER 2017 JP JAPAN UTSL UTSL O UEDA TRADITION SECURITIES LTD. TOKYO HTTP://UTS.TRADITIONASIA.COM/ FEBRUARY 2018 ACTIVE FEBRUARY 2018 JP JAPAN XFKA XFKA O FUKUOKA STOCK EXCHANGE FUKUOKA WWW.FSE.OR.JP JUNE 2005 ACTIVE JUNE 2005 JP JAPAN XJAS XJPX S TOKYO STOCK EXCHANGE JASDAQ JASDAQ TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE OCTOBER 2010 MERGER OF OSE AND TSE JP JAPAN XJPX XJPX O JAPAN EXCHANGE GROUP JPX TOKYO WWW.JPX.CO.JP MARCH 2013 ACTIVE JANUARY 2013 JP JAPAN XKAC XKAC O OSAKA DOJIMA COMMODITY EXCHANGE ODE OSAKA WWW.ODE.OR.JP MARCH 2017 ACTIVE JUNE 2005 FUTURES EXCHANGE. PREVIOUSLY KNOWN AS THE KANSAI COMMODITIES EXCHANGE. JP JAPAN XNGO XNGO O NAGOYA STOCK EXCHANGE NSE NAGOYA WWW.NSE.OR.JP JUNE 2005 ACTIVE JUNE 2005 JP JAPAN XNKS XNKS O CENTRAL JAPAN COMMODITIES EXCHANGE C-COM NAGOYA WWW.C-COM.OR.JP JUNE 2005 ACTIVE JUNE 2005 JP JAPAN XOSE XJPX S OSAKA EXCHANGE OSE OSAKA WWW.JPX.CO.JP MAY 2016 ACTIVE JUNE 2005 JP JAPAN XOSJ XJPX S OSAKA EXCHANGE J-NET J-NET OSAKA WWW.JPX.CO.JP MAY 2016 ACTIVE JANUARY 2006 JP JAPAN XSAP XSAP O SAPPORO SECURITIES EXCHANGE SAPPORO WWW.SSE.OR.JP JUNE 2005 ACTIVE JUNE 2005 JP JAPAN XSBI SBIJ S JAPANNEXT - X - MARKET TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE MARCH 2012 JP JAPAN XTAM XJPX S TOKYO STOCK EXCHANGE-TOKYO PRO MARKET TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE MARCH 2009 REGISTERED MARKET FOR EQUITIES IN JAPAN. JP JAPAN XTFF XTFF O TOKYO FINANCIAL EXCHANGE TFX TOKYO WWW.TFX.CO.JP SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 JP JAPAN XTK1 XJPX S TOKYO STOCK EXCHANGE - TOSTNET-1 TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JANUARY 2006 JP JAPAN XTK2 XJPX S TOKYO STOCK EXCHANGE - TOSTNET-2 TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JANUARY 2006 JP JAPAN XTK3 XJPX S TOKYO STOCK EXCHANGE - TOSTNET-3 TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JULY 2011 TOKYO STOCK EXCHANGE'S TOSTNET-3 MARKET IS AN OFF-AUCTION MARKET DESIGNED FOR ISSUER'S SHARE BUYBACK. JP JAPAN XTKS XJPX S TOKYO STOCK EXCHANGE TSE TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JUNE 2005 JP JAPAN XTKT XTKT O TOKYO COMMODITY EXCHANGE TOCOM TOKYO WWW.TOCOM.OR.JP MAY 2010 ACTIVE MAY 2010 KE KENYA XNAI XNAI O NAIROBI STOCK EXCHANGE NAIROBI WWW.NSE.CO.KE JUNE 2005 ACTIVE JUNE 2005 KG KYRGYZSTAN XKSE XKSE O KYRGYZ STOCK EXCHANGE KSE BISHKEK WWW.KSE.KG MARCH 2007 ACTIVE MARCH 2007 KH CAMBODIA XCSX XCSX O CAMBODIA SECURITIES EXCHANGE CSX PHNOM PENH WWW.CSX.COM.KH MAY 2012 ACTIVE MAY 2012 KN SAINT KITTS AND NEVIS XECS XECS O EASTERN CARIBBEAN SECURITIES EXCHANGE ECSE BASSETERRE WWW.ECSEONLINE.COM JUNE 2005 ACTIVE JUNE 2005 KR KOREA, REPUBLIC OF GSXK GSXK O GSX KOREA SEOUL WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY. KR KOREA, REPUBLIC OF XKCM XKRX S KOREA EXCHANGE COMMODITY MARKET SEOUL KCM.KRX.CO.KR DECEMBER 2015 ACTIVE DECEMBER 2015 REGISTERED MARKET FOR COMMODITY SUCH AS GOLD, PETRO, ETC KR KOREA, REPUBLIC OF XKEM XKRX S KOREA EXCHANGE EMISSIONS MARKET SEOUL KCM.KRX.CO.KR DECEMBER 2015 ACTIVE DECEMBER 2015 REGISTERED MARKET FOR EMISSIONS. KR KOREA, REPUBLIC OF XKFB XKFB O KOREA FREEBOARD MARKET SEOUL WWW.KSDA.OR.KR/ENGLISH/INVEST/OTC_OVERVIEW.CFM AUGUST 2010 ACTIVE AUGUST 2010 FREEBOARD IS A NEW MARKET FOR COMPANIES LISTED, NEITHER ON THE STOCK MARKET DIVISION NOR ON THE KOSDAQ MARKET DIVISION OF KRX. KR KOREA, REPUBLIC OF XKFE XKRX S KOREA EXCHANGE (FUTURES MARKET) KRX FM SEOUL HTTP://ENG.KRX.CO.KR SEPTEMBER 2013 ACTIVE JULY 2008 KR KOREA, REPUBLIC OF XKON XKRX S KOREA NEW EXCHANGE KONEX SEOUL JANUARY 2016 ACTIVE JUNE 2013 KOREA THIRD OFFICIAL EXCHANGE - LAUNCH DATE: JULY 1ST 2013 KR KOREA, REPUBLIC OF XKOS XKRX S KOREA EXCHANGE (KOSDAQ) KOSDAQ SEOUL HTTP://ENG.KRX.CO.KR SEPTEMBER 2013 ACTIVE NOVEMBER 2006 KR KOREA, REPUBLIC OF XKRX XKRX O KOREA EXCHANGE (STOCK MARKET) KRX SM SEOUL HTTP://ENG.KRX.CO.KR SEPTEMBER 2013 ACTIVE JULY 2008 KW KUWAIT XKUW XKUW O KUWAIT STOCK EXCHANGE KUWAIT WWW.KUWAITSE.COM MARCH 2007 ACTIVE MARCH 2007 KY CAYMAN ISLANDS XCAY XCAY O CAYMAN ISLANDS STOCK EXCHANGE GEORGETOWN WWW.CSX.COM.KY JUNE 2005 ACTIVE JUNE 2005 KZ KAZAKHSTAN AIXK AIXK O ASTANA INTERNATIONAL EXCHANGE LTD AIX ASTANA WWW.AIX.KZ APRIL 2018 ACTIVE APRIL 2018 KZ KAZAKHSTAN CCEX CCEX O CASPY COMMODITY EXCHANGE ASTANA WWW.COMEX.KZ FEBRUARY 2019 ACTIVE FEBRUARY 2019 KZ KAZAKHSTAN ETSC ETSC O ETS EURASIAN TRADING SYSTEM COMMODITY EXCHANGE ALMATY WWW.ETS.KZ/EN/ JULY 2010 ACTIVE JULY 2010 THE REGIONAL FINANCIAL CENTRE OF ALMATY CITY (RFCA) AND OJSC "RUSSIAN TRADING SYSTEM" STOCK EXCHANGE HAVE SET UP A COMMODITY EXCHANGE, JSC "EURASIAN TRADING SYSTEM" HEADQUARTERED IN ALMATY, KAZAKHSTAN. KZ KAZAKHSTAN XKAZ XKAZ O KAZAKHSTAN STOCK EXCHANGE KAZE ALMA-ATA WWW.KASE.KZ JUNE 2005 ACTIVE JUNE 2005 LA LAOS XLAO XLAO O LAO SECURITIES EXCHANGE LSX LAO WWW.LSX.COM.LA FEBRUARY 2011 ACTIVE FEBRUARY 2011 LB LEBANON XBEY XBEY O BOURSE DE BEYROUTH - BEIRUT STOCK EXCHANGE BSE BEIRUT WWW.BSE.COM.LB APRIL 2009 ACTIVE APRIL 2009 LI LIECHTENSTEIN XLGT XLGT O LGT BANK AG - SYSTEMATIC INTERNALISER BILV VADUZ WW.LGT.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 SYSTEMATIC INTERNALISER LI LIECHTENSTEIN XLLB XLLB O LIECHTENSTEINISCHE LANDESBANK AG - SYSTEMATIC INTERNALISER VADUZ WWW.LLB.LI DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. LI LIECHTENSTEIN XNOM XNOM O NOMISMA (LIECHTENSTEIN) AG VADUZ HTTP://NIEDERMUELLER.LAW OCTOBER 2020 ACTIVE OCTOBER 2020 BLOCKCHAIN BASED MULTILATERAL TRADING FACILITY (MTF). LI LIECHTENSTEIN XVPB XVPB O VP BANK AG - SYSTEMATIC INTERNALISER VADUZ WWW.VPBANK.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. REGISTERED MARKET FOR FX OTC DERIVATIVES. LK SRI LANKA XCOL XCOL O COLOMBO STOCK EXCHANGE COLOMBO WWW.CSE.LK JUNE 2005 ACTIVE JUNE 2005 LT LITHUANIA BAPX BAPX O BALTPOOL VILNIUS WWW.BALTPOOL.LT MARCH 2010 ACTIVE MARCH 2010 BALTPOOL UAB IS THE ELECTRICITY MARKET OPERATOR OF LITHUANIA. LT LITHUANIA FNLT XLIT S FIRST NORTH LITHUANIA VILNIUS WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE OCTOBER 2009 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. LT LITHUANIA GETB GETB O LITHUANIAN NATURAL GAS EXCHANGE GET BALTIC VILNIUS WWW.GETBALTIC.LT NOVEMBER 2014 ACTIVE NOVEMBER 2014 LITHUANIAN NATURAL GAS EXCHANGE FOR PHYSICAL DELIVERY PRODUCTS TRADING. LT LITHUANIA SEBL SEBL O SEB LITHUANIA - SYSTEMATIC INTERNALISER VILNIUS WWW.SEB.LT OCTOBER 2019 ACTIVE OCTOBER 2019 SYSTEMATIC INTERNALISER. LT LITHUANIA SWLT SWLT O SWEDBANK LITHUANIA - SYSTEMATIC INTERNALISER VILNIUS WWW.SWEDBANK.LT DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. LT LITHUANIA XLIT XLIT O AB NASDAQ VILNIUS VILNIUS WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE OCTOBER 2009 LU LUXEMBOURG BCEE BCEE O BANQUE ET CAISSE D'EPARGNE DE L'ETAT, LUXEMBOURG - BCEE - SYSTEMATIC INTERNALISER BCEE LUXEMBOURG WWW.BCEE.LU JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. MIC FOR SI ACTIVITY. LU LUXEMBOURG BGLU BGLU O BGL BNP PARIBAS - SYSTEMATIC INTERNALISER BGL LUXEMBOURG WWW.BGL.LU MAY 2021 ACTIVE MAY 2021 SYSTEMATIC INTERNALISER. LU LUXEMBOURG BILU BILU O BANQUE INTERNATIONALE A LUXEMBOURG S.A. - SYSTEMATIC INTERNALISER BIL LUXEMBOURG WWW.BIL.COM MAY 2019 ACTIVE MAY 2019 SYSTEMATIC INTERNALISER. LU LUXEMBOURG BLUX BLUX O BANQUE DE LUXEMBOURG - SYSTEMATIC INTERNALISER LUXEMBOURG WWW.BANQUEDELUXEMBOURG.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. LU LUXEMBOURG CCLX CCLX O FINESTI S.A. CCLUX LUXEMBOURG WWW.CCLUX.LU APRIL 2009 ACTIVE APRIL 2009 CENTRALE DE COMMUNICATIONS LUXEMBOURG S.A. (CCLUX) CHANGED ITS NAME TO FINESTI S.A. LU LUXEMBOURG DBLX DBLX O DEUTSCHE BANK LUXEMBOURG S.A. LUXEMBOURG WWW.DB.COM/LUXEMBOURG JANUARY 2019 ACTIVE JANUARY 2019 LU LUXEMBOURG DHLX DHLX O DEUTSCHE HOLDINGS (LUXEMBOURG) S.A R.L. LUXEMBOURG WWW.DB.COM JANUARY 2019 ACTIVE JANUARY 2019 LU LUXEMBOURG EMTF XLUX S EURO MTF LUXEMBOURG WWW.BOURSE.LU JUNE 2005 ACTIVE JUNE 2005 LU LUXEMBOURG KBLC KBLL S KBL EURO COMMERCIAL PAPERS LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 LU LUXEMBOURG KBLL KBLL O KBL EUROPEAN PRIVATE BANKERS S.A. KBLL LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 LU LUXEMBOURG KBLS KBLL S KBL STRUCTURED PRODUCTS LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 LU LUXEMBOURG KBLT KBLL S KBL FX TREASURY DERIVATIVES LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 LU LUXEMBOURG RBCB RBCB O RBC INVESTOR SERVICES BANK S.A. ESCH-SUR-ALZETTE WWW.RBCITS.COM JULY 2017 ACTIVE JULY 2017 LU LUXEMBOURG RBSI RBCB S RBC INVESTOR SERVICES BANK S.A. - SYSTEMATIC INTERNALISER ESCH-SUR-ALZETTE WWW.RBCITS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. LU LUXEMBOURG XLUX XLUX O LUXEMBOURG STOCK EXCHANGE LUXEMBOURG WWW.BOURSE.LU JUNE 2005 ACTIVE JUNE 2005 LU LUXEMBOURG XVES XVES O VESTIMA LUXEMBOURG WWW.CLEARSTREAM.COM DECEMBER 2014 ACTIVE JUNE 2005 LV LATVIA FNLV XRIS S FIRST NORTH LATVIA RIGA WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE MARCH 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. LV LATVIA SWLV SWLV O SWEDBANK LATVIA - SYSTEMATIC INTERNALISER RIGA WWW.SWEDBANK.LV DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. LV LATVIA XRIS XRIS O NASDAQ RIGA AS RIGA WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE OCTOBER 2009 LY LIBYAN ARAB JAMAHIRIYA XLSM XLSM O LIBYAN STOCK MARKET TRIPOLI WWW.LSM.GOV.LY MAY 2009 ACTIVE MAY 2009 REGISTERED MARKET FOR 7 EQUITIES MA MOROCCO XCAS XCAS O CASABLANCA STOCK EXCHANGE CASABLANCA WWW.CASABLANCA-BOURSE.COM JUNE 2005 ACTIVE JUNE 2005 MD MOLDOVA, REPUBLIC OF XMOL XMOL O MOLDOVA STOCK EXCHANGE CHISINAU WWW.MOLDSE.MD JUNE 2005 ACTIVE JUNE 2005 ME MONTENEGRO, REPUBLIC OF XMNX XMNX O MONTENEGRO STOCK EXCHANGE MONTENEGRO WWW.MONTENEGROBERZA.COM DECEMBER 2006 ACTIVE DECEMBER 2006 MG MADAGASCAR XMDG XMDG O MARCHE INTERBANCAIRE DES DEVISES M.I.D. ANTANANARIVO JUNE 2005 ACTIVE JUNE 2005 MK MACEDONIA XMAE XMAE O MACEDONIAN STOCK EXCHANGE SKOPJE WWW.MSE.ORG.MK JUNE 2005 ACTIVE JUNE 2005 MN MONGOLIA XULA XULA O MONGOLIAN STOCK EXCHANGE ULAAN BAATAR WWW.MSE.MN JUNE 2005 ACTIVE JUNE 2005 MT MALTA COMG COMG O COMMERG LTD. SLIEMA WWW.COMMERG.COM MARCH 2018 ACTIVE MARCH 2018 ELECTRONIC TRADING PLATFORM FOR ENERGY TRACKING CERTIFICATES. MT MALTA IFSM XMAL S INSTITUTIONAL FINANCIAL SECURITIES MARKET IFSM VALLETTA WWW.BORZAMALTA.COM.MT NOVEMBER 2017 ACTIVE NOVEMBER 2017 PROFESSIONAL INVESTOR MARKET FOR ASSET BACKED SECURITIES, BONDS, DERIVATIVES AND SECURITISED PRODUCTS MT MALTA PROS XMAL S PROSPECTS VALLETTA WWW.SMEPROSPECTS.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 MTF MT MALTA XMAL XMAL O MALTA STOCK EXCHANGE MSE VALLETTA WWW.BORZAMALTA.COM.MT MAY 2016 ACTIVE JUNE 2005 MU MAURITIUS AFEX AFEX O AFRINEX LIMITED CYBERCITY, EBENE WWW.AFRINEXEXCHANGE.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 MU MAURITIUS GBOT GBOT O BOURSE AFRICA LIMITED BAFR EBENE WWW.BOURSEAFRICA.COM DECEMBER 2013 ACTIVE OCTOBER 2010 MULTI-ASSET CLASS EXCHANGE PROVIDING AN ELECTRONIC PLATFORM FOR TRADING ON COMMODITY DERIVATIVES, CURRENCY DERIVATIVES, EQUITY, EQUITY DERIVATIVES AND BONDS. MU MAURITIUS XAFX XAFX O AFRICAN STOCK EXCHANGE EBENE CITY WWW.BHUMISHQ.COM AUGUST 2014 ACTIVE AUGUST 2014 ELECTRONIC TRADING PLATFORM FOR EQUITIES AND BONDS MARKET MU MAURITIUS XMAU XMAU O STOCK EXCHANGE OF MAURITIUS LTD PORT LOUIS WWW.STOCKEXCHANGEOFMAURITIUS.COM JUNE 2005 ACTIVE JUNE 2005 MV MALDIVES MALX MALX O MALDIVES STOCK EXCHANGE MALE WWW.MSE.COM.MV AUGUST 2011 ACTIVE AUGUST 2011 REGISTERED MARKET FOR EQUITIES. MW MALAWI XMSW XMSW O MALAWI STOCK EXCHANGE BLANTYRE WWW.MSE.CO.MW JUNE 2005 ACTIVE JUNE 2005 MX MEXICO BIVA BIVA O BOLSA INSTITUCIONAL DE VALORES BIVA MEXICO WWW.BIVA.MX SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 STOCK EXCHANGE.LIVE IN Q1 2018. MX MEXICO CGMX CGMX O CITI MEXICO RPI (RETAIL PRICE IMPROVEMENT) MEXICO WWW.CITIGROUP.COM DECEMBER 2014 ACTIVE APRIL 2012 MX MEXICO XEMD XEMD O MERCADO MEXICANO DE DERIVADOS MEXDER MEXICO WWW.MEXDER.COM.MX JUNE 2005 ACTIVE JUNE 2005 MX MEXICO XMEX XMEX O BOLSA MEXICANA DE VALORES (MEXICAN STOCK EXCHANGE) MEXICO WWW.BMV.COM.MX JUNE 2005 ACTIVE JUNE 2005 MY MALAYSIA MESQ XKLS S ACE MARKET KUALA LUMPUR WWW.BURSAMALAYSIA.COM MAY 2010 ACTIVE MAY 2010 THE MESDAQ IS DESIGNED FOR HIGH-GROWTH COMPANIES AND TECHNOLOGY INTENSIVE INDUSTRIES. MY MALAYSIA XKLS XKLS O BURSA MALAYSIA KUALA LUMPUR WWW.BURSAMALAYSIA.COM JUNE 2005 ACTIVE JUNE 2005 MY MALAYSIA XLFX XLFX O LABUAN INTERNATIONAL FINANCIAL EXCHANGE LFX LABUAN LFXSYS.LFX.COM.MY JUNE 2005 ACTIVE JUNE 2005 MY MALAYSIA XRBM XRBM O RINGGIT BOND MARKET RBM KUALA LUMPUR WWW.BONDINFO.BNM.GOV.MY MAY 2010 ACTIVE MAY 2010 MZ MOZAMBIQUE XBVM XBVM O MOZAMBIQUE STOCK EXCHANGE BVM MAPUTO WWW.BOLSADEVALORES.CO.MZ OCTOBER 2014 ACTIVE OCTOBER 2014 REGISTERED MARKET FOR EQUITIES, BONDS, COMMERCIAL PAPER AND OTHER FINANCIAL INSTRUMENTS. NA NAMIBIA XNAM XNAM O NAMIBIAN STOCK EXCHANGE WINDHOEK WWW.NSX.COM.NA JUNE 2005 ACTIVE JUNE 2005 NG NIGERIA NASX NASX O NASD OTC MARKET NASDOTC LAGOS WWW.NASDNG.COM AUGUST 2015 ACTIVE AUGUST 2015 REGISTERED MARKET FOR ELECTRONIC TRADING OF UNLISTED SECURITIES. NG NIGERIA XNSA XNSA O THE NIGERIAN STOCK EXCHANGE NSE LAGOS WWW.NSE.COM.NG FEBRUARY 2015 ACTIVE JUNE 2005 ELECTRONIC TRADING PLATFORM NI NICARAGUA XMAN XMAN O BOLSA DE VALORES DE NICARAGUA MANAGUA WWW.BOLSANIC.COM JUNE 2005 ACTIVE JUNE 2005 NL THE NETHERLANDS ABNA ABNA O ABN AMRO BANK NV - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ABNAMRO.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS ABNC ABNC O ABN AMRO CLEARING BANK - SYSTEMATIC INTERNALISER AACB SI AMSTERDAM WWW.ABNAMROCLEARING.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS AFSA AFSA O AFS - OTF AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. NL THE NETHERLANDS AFSE AFSE O AFS E-VENUES B.V. AMSTERDAM WWW.AFSBLUE.NL MARCH 2020 ACTIVE MARCH 2020 NL THE NETHERLANDS AFSI AFSA S AFS - OTF - INTEREST RATE DERIVATIVES AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR INTEREST RATE DERIVATIVES. NL THE NETHERLANDS AFSL AFSA S AFS - OTF - STRUCTURED PRODUCTS AMSTERDAM WWW.AFSGROUP.NL JANUARY 2018 ACTIVE JANUARY 2018 ORGANISED TRADING FACILITY FOR STRUCTURED PRODUCTS. NL THE NETHERLANDS AFSO AFSA S AFS - OTF - BONDS AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR BONDS (CORPORATE, GOVERNMENT, T-BILL, CP, CD, MTN). NL THE NETHERLANDS AFSX AFSA S AFS - OTF - FX FORWARDS AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR FX FORWARDS. NL THE NETHERLANDS BAPE BAPE O BLOOMBERG DATA REPORTING SERVICES B.V. - APA AMSTERDAM WWW.BLOOMBERGAPAE.COM JUNE 2018 ACTIVE JUNE 2018 APPROVED PUBLICATION ARRANGEMENT. NL THE NETHERLANDS BARU CCRM S CBOE EUROPE - REGULATED MARKET DARK BOOK (NL) CBOE EU REGM DARK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EUROPE - REGULATED MARKET DARK BOOK. NL THE NETHERLANDS BEUO CCRM S CBOE EUROPE - REGULATED MARKET OFF BOOK (NL) CBOE EU REGM OFF BOOK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EU - REGULATED MARKET SECURITIES MIC CODE FOR OFF-BOOK TRADES. NL THE NETHERLANDS BEUP CCXE S CBOE EUROPE - DXE PERIODIC (NL) CBOE EU DXE PERIODIC AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EU DXE AUCTIONS BOOK. NL THE NETHERLANDS BEUT CCRM S CBOE EUROPE - REGULATED MARKET INTEGRATED BOOK (NL) CBOE EU REGM LIT AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EU - REGULATED MARKET SECURITIES MIC CODE FOR INTEGRATED BOOK TRADES. NL THE NETHERLANDS BTAM BTAM O CME AMSTERDAM B.V. AMSTERDAM WWW.NEX.COM JANUARY 2019 ACTIVE OCTOBER 2018 REGULATED MARKET. NL THE NETHERLANDS BTFE BTFE O BLOOMBERG TRADING FACILITY B.V. AMSTERDAM WWW.BLOOMBERGTFE.COM JUNE 2018 ACTIVE JUNE 2018 NL THE NETHERLANDS BTQE BTAM S CME AMSTERDAM B.V. - RFQ TRADING PROTOCOL AMSTERDAM WWW.NEX.COM MAY 2019 ACTIVE MAY 2019 NL THE NETHERLANDS CABV CABV O CME AMSTERDAM B.V. - APA AMSTERDAM WWW.NEX.COM JANUARY 2019 ACTIVE JANUARY 2019 APPROVED PUBLICATION ARRANGEMENT. NL THE NETHERLANDS CAPA CCXE S CBOE EUROPE - APA (NL) CBOE EU OFF EXCHANGE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 APPROVED PUBLICATION ARRANGEMENT. OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EU. NL THE NETHERLANDS CAVD CAVD O CAVENDISH MARKETS B.V. AMSTERDAM WWW.CAVENDISHMARKETS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 NL THE NETHERLANDS CCRM CCRM O CBOE EUROPE REGULATED MARKETS (NL) CBOE EU RM AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 NL THE NETHERLANDS CCXE CCXE O CBOE EUROPE EQUITIES - EUROPEAN EQUITIES (NL) CBOE EUROPE B.V. AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. NL THE NETHERLANDS CEDX CCRM S CBOE EUROPE DERIVATIVES CBOE NL CEDX AMSTERDAM HTTPS://MARKETS.CBOE.COM/EUROPE/DERIVATIVES/ NOVEMBER 2020 ACTIVE NOVEMBER 2020 EUROPEAN FUTURES AND OPTIONS VENUE. NL THE NETHERLANDS CEUD CCXE S CBOE EUROPE - DXE DARK ORDER BOOK (NL) CBOE EU DXE DARK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS.

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS NL THE NETHERLANDS CEUO CCXE S CBOE EUROPE - DXE OFF-BOOK (NL) CBOE EU DXE OFF BOOK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 CBOE EUROPE (DXE) OFF-BOOK TRADE REPORTS. NL THE NETHERLANDS CEUX CCXE S CBOE EUROPE - DXE ORDER BOOKS (NL) CBOE EU DXE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE DECEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. NL THE NETHERLANDS CLMX CLMX O CLIMEX UTRECHT WWW.CLIMEX.COM JULY 2009 ACTIVE JULY 2009 MARKET FOR TRADING AND AUCTIONING ENVIRONMENTAL COMMODITIES AND ENERGY CONTRACTS NL THE NETHERLANDS COMM COMM O COMMERG AMSTERDAM WWW.COMMERG.COM MARCH 2018 ACTIVE MARCH 2018 NL THE NETHERLANDS CPTX CPTX O CAPTIN AMSTERDAM WWW.CAPTIN.NL OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR TRADING IN UNLISTED COMPANIES AND EMPLOYEE OWNERSHIP SERVICES. NL THE NETHERLANDS EBSF EBSN S EBS MTF – FX PRODUCTS – RFQ SEGMENT AMSTERDAM WWW.NEX.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 NL THE NETHERLANDS EBSN EBSN O EBS MTF AMSTERDAM WWW.NEX.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY FX DERIVATIVES. NL THE NETHERLANDS ECEU ECEU O TRADECHO EU APA AMSTERDAM WWW.TRADECHO.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 APPROVED PUBLICATION ARRANGEMENT. NL THE NETHERLANDS ETPA ETPA O ENERGY TRADING PLATFORM AMSTERDAM ETPA AMSTERDAM WWW.ETPA.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC PLATFORM TO TRADE SPOT ENERGY CONTRACTS. NL THE NETHERLANDS FLTB FLWX S FLOW TRADERS B.V. - SYSTEMATIC INTERNALISER BONDS AMSTERDAM WWW.FLOWTRADERS.COM MARCH 2020 ACTIVE MARCH 2020 SYSTEMATIC INTERNALISER.RESERVED FOR FUTURE USE. NL THE NETHERLANDS FLTR FLWX S FLOW TRADERS - SYSTEMATIC INTERNALISER AMSTERDAM WWW.FLOWTRADERS.COM JUNE 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS FLWX FLWX O FLOW TRADERS AMSTERDAM WWW.FLOWTRADERS.COM JANUARY 2019 ACTIVE JANUARY 2019 RESERVED FOR FUTURE USE. NL THE NETHERLANDS HCHC HCHC O ICE CLEAR NETHERLANDS B.V. AMSTERDAM WWW.THEICE.COM SEPTEMBER 2015 ACTIVE JANUARY 2014 CENTRAL COUNTER PARTY FOR EXCHANGE TRADED DERIVATIVES NL THE NETHERLANDS IEBS EBSN S EBS MTF - RFQ - FX PRODUCTS FOR ASSET MANAGERS AMSTERDAM WWW.NEX.COM AUGUST 2019 ACTIVE AUGUST 2019 NL THE NETHERLANDS IMCO NDEX S ICE ENDEX OTF FUTURES ICE ENDEX OTF AMSTERDAM WWW.THEICE.COM/ENDEX DECEMBER 2017 ACTIVE JUNE 2011 ELECTRONIC ORGANISED TRADING PLATFORM. NL THE NETHERLANDS IMCT IMCT O IMC - SYSTEMATIC INTERNALISER IMC AMSTERDAM WWW.IMC.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS IMEQ NDEX S ICE MARKETS EQUITY ICE ENDEX EQUITY AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE EQUITY PRODUCTS. NL THE NETHERLANDS INGB INGB O ING BANK NV - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS INGE INGB S ING BANK NV - SPRINTERS AND EQUITY - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR SPRINTERS AND EQUITY. NL THE NETHERLANDS INGF INGB S ING BANK NV - FOREIGN EXCHANGE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR FX. NL THE NETHERLANDS ISWN ISWP S ISWAP EURO MTF - TRADE REGISTRATION AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. NL THE NETHERLANDS ISWO ISWP S ISWAP EURO MTF - ORDERBOOK AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. NL THE NETHERLANDS ISWP ISWP O ISWAP EURO MTF AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. NL THE NETHERLANDS ISWT ISWP S ISWAP EURO MTF - TARGETED STREAMING / RFQ AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. NL THE NETHERLANDS JLEU JLEU O JUMP TRADING EUROPE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.JUMPTRADING.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER FOR EU EQUITIES. NL THE NETHERLANDS JNSI JNSI O JANE STREET NETHERLANDS B.V. - SYSTEMATIC INTERNALISER AMSTERDAM WWW.JANESTREET.COM DECEMBER 2020 ACTIVE OCTOBER 2020 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS LISZ CCXE S CBOE EUROPE - LIS SERVICE (NL) CBOE EU LIS AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EU LIS SERVICE. NL THE NETHERLANDS MANL MANL O MARKETAXESS NL B.V. AMSTERDAM WWW.MARKETAXESS.COM FEBRUARY 2019 ACTIVE MARCH 2018 MULTILATERAL TRADING FACILITY. NL THE NETHERLANDS MHBE MHBE O MIZUHO BANK EUROPE N.V. - SYSTEMATIC INTERNALISER AMSTERDAM WWW.MIZUHO-EMEA.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER IN FX DERIVATIVES. NL THE NETHERLANDS MUBE MUBE O MUFG BANK (EUROPE) N.V. - SYSTEMATIC INTERNALISER MUBE SI AMSTERDAM WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS MUSN MUSN O MUFG SECURITIES (EUROPE) N.V - AMSTERDAM WWW.MUFGEMEA.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS MXNL MANL S MARKETAXESS NL B.V. - LIVE MARKETS AMSTERDAM WWW.MARKETAXESS.COM MARCH 2020 ACTIVE MARCH 2020 NL THE NETHERLANDS NDEX NDEX O ICE ENDEX FUTURES ICE ENDEX RM AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE MAY 2007 ELECTRONIC PLATFORM TO TRADE FUTURES. NL THE NETHERLANDS NDXS NDEX S ICE ENDEX EUROPEAN GAS SPOT ICE ENDEX SPOT AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE FEBRUARY 2014 ELECTRONIC PLATFORM TO TRADE EUROPEAN GAS SPOT. NL THE NETHERLANDS NIBC NIBC O NIBC - SYSTEMIC INTERNALISER THE HAGUE WWW.NIBC.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS NLPX NLPX O APX POWER NL AMSTERDAM WWW.APXGROUP.COM JUNE 2006 ACTIVE JUNE 2006 NL THE NETHERLANDS NPEX NPEX O NPEX THE HAGUE WWW.NPEX.NL JANUARY 2018 ACTIVE JANUARY 2018 MULTILATERAL TRADING FACILITY FOR EQUITIES AND BONDS. NL THE NETHERLANDS NWNV NWNV O NATWEST MARKETS NV NWM NV AMSTERDAM WWW.RBS.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 NL THE NETHERLANDS OHVO OHVO O OHV OTF AMSTERDAM WWW.OHV.NL NOVEMBER 2018 ACTIVE NOVEMBER 2018 ORGANISED TRADING FACILITY FOR BONDS AND OTC DERIVATIVES. NL THE NETHERLANDS RABO RABO O RABOBANK - SYSTEMATIC INTERNALISER UTRECHT WWW.RABOBANK.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS RESF EBSN S EBS MTF – RESET SEGMENT AMSTERDAM WWW.NEX.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 NL NETHERLANDS, THE RR4G RR4G O ROUTE4GAS R4G AMSTERDAM HTTPS://ROUTE4GAS.COM/INFO/ JUNE 2021 ACTIVE JUNE 2021 NL THE NETHERLANDS TNLA XAMS S EURONEXT - TRADED BUT NOT LISTED AMSTERDAM AMSTERDAM WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 NL THE NETHERLANDS TOWR TOWR O TOWER RESEARCH CAPITAL EUROPE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.TOWER-RESEARCH.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. NL THE NETHERLANDS TQEA TQEX S TURQUOISE EUROPE - LIT AUCTIONS AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 NL THE NETHERLANDS TQEB TQEX S TURQUOISE EUROPE - NYLON CASH ORDER BOOK AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 NL THE NETHERLANDS TQEM TQEX S TURQUOISE EUROPE - DARK AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 NL THE NETHERLANDS TQEX TQEX O TURQUOISE EUROPE AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 NL THE NETHERLANDS TRNL TRNL O MARKETAXESS POST-TRADE B.V. - APA AMSTERDAM WWW.MARKETAXESS.COM MARCH 2021 ACTIVE APRIL 2018 APPROVED PUBLICATION ARRANGEMENT. NL THE NETHERLANDS TWEA TWEU S TRADEWEB EU BV - APA AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 APPROVED PUBLICATION ARRANGEMENT. NL THE NETHERLANDS TWEM TWEU S TRADEWEB EU BV - MTF AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 MULTILATERAL TRADING FACILITY. NL THE NETHERLANDS TWEO TWEU S TRADEWEB EU BV - OTF AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 ORGANISED TRADING FACILITY. NL THE NETHERLANDS TWEU TWEU O TRADEWEB EU BV AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 NL THE NETHERLANDS XAMS XAMS O EURONEXT - EURONEXT AMSTERDAM AMSTERDAM WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 NL THE NETHERLANDS XEMS XEMS O EMS EXCHANGE S-HERTOGENBOSCH WWW.VANLANSCHOT.NL SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 REGISTERED MARKET FOR SECURITIES, ELECTRONIC TRADING PLATFORM. NL THE NETHERLANDS XEUC XAMS S EURONEXT COM, COMMODITIES FUTURES AND OPTIONS AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005 NL THE NETHERLANDS XEUE XAMS S EURONEXT EQF, EQUITIES AND INDICES DERIVATIVES AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005 NL THE NETHERLANDS XEUI XAMS S EURONEXT IRF, INTEREST RATE FUTURE AND OPTIONS AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005 NL THE NETHERLANDS XNXC XNXC O NXCHANGE AMSTERDAM WWW.NXCHANGE.COM MAY 2016 ACTIVE MAY 2016 REGULATED MARKET, TRADING PLATFORM NXCHANGE. NL THE NETHERLANDS XNXD XNXC S NXCHANGE B.V. MTF AMSTERDAM WWW.NXCHANGE.COM OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY. NO NORWAY CNSI CNSI O CARNEGIE AS - SYSTEMATIC INTERNALISER CAR OSLO WWW.CARNEGIE.SE/EN/NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. NO NORWAY ELEU NORX S NASDAQ COMMODITIES - EUR POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NO NORWAY ELNO NORX S NASDAQ COMMODITIES - NOK POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NO NORWAY ELSE NORX S NASDAQ COMMODITIES - SEK POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NO NORWAY ELUK NORX S NASDAQ COMMODITIES - GBP POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NO NORWAY FISH FISH O FISH POOL ASA BERGEN WWW.FISHPOOL.EU JUNE 2007 ACTIVE JUNE 2007 NO NORWAY FREI NORX S NASDAQ COMMODITIES - FREIGHT COMMODITY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 NO NORWAY FSHX FSHX O FISHEX TROMSO WWW.FISHEX.NO SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 NO NORWAY MERD XOSL S MERKUR MARKET - DARK POOL OSLO WWW.OSLOBORS.NO AUGUST 2015 ACTIVE AUGUST 2015 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS - DARK POOL NO NORWAY MERK XOSL S EURONEXT GROWTH - OSLO OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE AUGUST 2015 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS NO NORWAY NEXO NEXO O NOREXECO ASA NOREXECO KONGSVINGER WWW.NOREXECO.COM NOVEMBER 2016 ACTIVE JANUARY 2014 FINANCIAL DERIVATIVES, CASH SETTLED FUTURES CONTRACTS. ELECTRONIC TRADING QND CLEARING NO NORWAY NIBR XOSL S NORWEGIAN INTER BANK OFFERED RATE NIBOR OSLO WWW.OSLOBORS.NO JULY 2013 ACTIVE JULY 2013 OFFICIAL PLATFORM FOR SUBMISSION OF NIBOR BASIS RATES AND DISTRIBUTION OF NIBOR FIXING RATES NO NORWAY NOPS NOPS O NORD POOL SPOT AS TRONDHEIM WWW.NORDPOOLSPOT.COM JUNE 2011 ACTIVE JUNE 2011 NORD POOL SPOT AS ENERGY EXCHANGE FOR NORDIC PHYSICAL MARKETS. NO NORWAY NORX NORX O NASDAQ OSLO ASA OSLO WWW.NASDAQ.COM/SOLUTIONS/EUROPEAN-COMMODITIES SEPTEMBER 2021 MODIFIED MAY 2011 NO NORWAY NOSC NOSC O NOS CLEARING ASA NOS OSLO WWW.NOSCLEARING.COM DECEMBER 2013 ACTIVE DECEMBER 2013 CENTRAL COUNTER PARTY CLEARING HOUSE (CCP) FOR COMMODITY DERIVATIVES NO NORWAY NOTC NOTC O NORWEGIAN OVER THE COUNTER MARKET NOTC OSLO WWW.NFMF.NO JUNE 2005 ACTIVE JUNE 2005 NO NORWAY OAPA OAPA O OSLO BORS - APA OSLO WWW.OSLOBORS.NO JANUARY 2018 ACTIVE JANUARY 2018 APPROVED PUBLICATION ARRANGEMENT OPERATED BY OSLO BORS. NO NORWAY OSLC OSLC O SIX X-CLEAR AG OSLO WWW.SIX-SECURITIES-SERVICES.COM JUNE 2015 ACTIVE NOVEMBER 2013 SECURITIES LENDING, TRADE REGISTRATIONS AND FINANCIAL SETTLEMENT FOR DERIVATIVES. AS OF 1 MAY 2015 OSLO CLEARING ASA IS LEGALLY INTEGRATED INTO SIX X-CLEAR LTD. NO NORWAY SB1M SB1M O SPAREBANK 1 MARKETS - SYSTEMATIC INTERNALISER SB1M OSLO WWW.SB1MARKETS.NO DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. NO NORWAY SPTR SPTR O SPAREBANK 1 SMN - SYSTEMATIC INTERNALISER TRONDHEIM WWW.SMN.NO FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. NO NORWAY XABG XABG O ABG SUNDAL COLLIER ASA - SYSTEMATIC INTERNALISER ABG OSLO WWW.ABGSC.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. NO NORWAY XDNB XDNB O DNB BANK ASA - SYSTEMATIC INTERNALISER OSLO WWW.DNB.NO SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. NO NORWAY XIMA XIMA O INTERNATIONAL MARTIME EXCHANGE IMAREX OSLO WWW.IMAREX.COM JUNE 2006 ACTIVE JUNE 2006 NO NORWAY XOAA XOSL S OSLO BORS ASA - OSLO AXESS LIT X AUCTIONS OSLO WWW.OSLOBORS.NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 LISTED INSTRUMENTS. NO NORWAY XOAD XOSL S OSLO AXESS NORTH SEA - DARK POOL OSLO WWW.OSLOBORS.NO APRIL 2015 ACTIVE APRIL 2015 DARK POOL. NO NORWAY XOAM XOSL S NORDIC ALTERNATIVE BOND MARKET ABM OSLO WWW.OSLOBORS.NO DECEMBER 2014 ACTIVE NOVEMBER 2007 NORDIC MARKETPLACE FOR LISTING OF BONDS NO NORWAY XOAS XOSL S EURONEXT EXPAND OSLO OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE FEBRUARY 2007 NO NORWAY XOBD XOSL S OSLO BORS - DERIVATIVES MARKET OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE FEBRUARY 2020 NO NORWAY XOSA XOSL S OSLO BORS - LIT X AUCTIONS OSLO WWW.OSLOBORS.NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 NO NORWAY XOSC XOSL S OSLO CONNECT OSLO WWW.OSLOBORS.NO MAY 2013 ACTIVE MAY 2013 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS NO NORWAY XOSD XOSL S OSLO BORS NORTH SEA - DARK POOL OSLO WWW.OSLOBORS.NO APRIL 2015 ACTIVE APRIL 2015 DARK POOL. NO NORWAY XOSL XOSL O OSLO BORS OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE JUNE 2005 NP NEPAL XNEP XNEP O NEPAL STOCK EXCHANGE KATHMANDU WWW.NEPALSTOCK.COM JUNE 2005 ACTIVE JUNE 2005 NZ NEW ZEALAND XNZE XNZE O NEW ZEALAND EXCHANGE LTD NZX WELLINGTON WWW.NZX.COM JUNE 2005 ACTIVE JUNE 2005 OM OMAN XMUS XMUS O MUSCAT SECURITIES MARKET MSM MUSCAT WWW.MSM.GOV.OM JUNE 2005 ACTIVE JUNE 2005 PA PANAMA XPTY XPTY O BOLSA DE VALORES DE PANAMA, S.A. BVP PANAMA WWW.PANABOLSA.COM JUNE 2005 ACTIVE JUNE 2005 PE PERU XLIM XLIM O BOLSA DE VALORES DE LIMA BVL LIMA WWW.BVL.COM.PE JUNE 2005 ACTIVE JUNE 2005 PG PAPUA NEW GUINEA XPOM XPOM O PNGX MARKETS LIMITED PNGX PORT MORESBY WWW.PNGX.COM.PG AUGUST 2020 ACTIVE JUNE 2005 PH PHILIPPINES CLPH CLPH O CLSA PHILIPPINES - DARK MANILA WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. PH PHILIPPINES PDEX PDEX O PHILIPPINE DEALING AND EXCHANGE CORP MAKATI CITY WWW.PDEX.COM.PH MAY 2010 ACTIVE MAY 2010 PDEX PROVIDES A CENTRALIZED INFRASTRUCTURE FOR TRADING SECURITIES. PH PHILIPPINES XPHS XPHS O PHILIPPINE STOCK EXCHANGE, INC. PSE PASIG CITY WWW.PSE.COM.PH JUNE 2005 ACTIVE JUNE 2005 PK PAKISTAN NCEL NCEL O PAKISTAN MERCANTILE EXCHANGE PMEX KARACHI WWW.PMEX.COM.PK AUGUST 2013 ACTIVE APRIL 2009 REGISTERED FOR LISTED DERIVATIVES (OPTIONS AND FUTURES) TRADING - FORMERLY NATIONAL COMMODITY EXCHANGE LIMITED. PK PAKISTAN XKAR XKAR O THE PAKISTAN STOCK EXCHANGE LIMITED PSX KARACHI WWW.PSX.COM.PK APRIL 2016 ACTIVE JUNE 2005 MERGER OF THE THREE STOCK EXCHANGES IN PAKISTAN. PSX SUCCESSFULLY STARTED TO OPERATE FROM JANUARY 11, 2016, ONWARDS. PL POLAND BHWA BHWA O BANK HANDLOWY W WARSZAWIE S.A. - SYSTEMATIC INTERNALISER BHW SI WARSAW WWW.CITIBANK.PL JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. PL POLAND BNPP BNPP O BANK BGZ BNP PARIBAS S.A. - SYSTEMATIC INTERNALISER WARSAW WWW.BGZBNPPARIBAS.PL DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. PL POLAND BOSP XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/BONDSPOT/MTF WARSAW WWW.BONDSPOT.PL AUGUST 2013 ACTIVE JULY 2010 MULTILATERAL TRADING FACILITIES FOR DEBT INSTRUMENTS. PL POLAND BPKO BPKO O PKO BANK POLSKI S.A. - SYSTEMATIC INTERNALISER PKO BP WARSAW WWW.PKOBP.PL JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. PL POLAND CAPL CAPL O CREDIT AGRICOLE BANK POLSKA S.A. - SYSTEMATIC INTERNALISER WROCLAW WWW.CREDIT-AGRICOLE.PL SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. CREDIT AGRICOLE BANK POLSKA S.A. IS GOING TO GET THE STATUS OF SI BY 15 SEPTEMBER 2020. PL POLAND HBPL HBPL O HSBC BANK POLSKA S.A. - SYSTEMATIC INTERNALISER WARSAW WWW.HSBC.PL DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. PL POLAND INGW INGW O ING BANK SLASKI SA - SYSTEMATIC INTERNALISER WARSAW WWW.INGBANK.PL SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. PL POLAND MBPL MBPL O MBANK S.A. - SYSTEMATIC INTERNALISER MBANK WARSZAWA WWW.MBANK.PL AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. PL POLAND PARK PARK O PARKER POLAND SP. ZO.O. WARSZAWA WWW.PARKER.COM.PL FEBRUARY 2020 ACTIVE FEBRUARY 2020 PL POLAND PKOP PKOP O BANK POLSKA KASA OPIEKI S.A. - SYSTEMATIC INTERNALISER PEKAO WARSAW WWW.PEKAO.COM.PL NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. PL POLAND PLPD XWAR S WARSAW STOCK EXCHANGE/POLISH POWER EXCHANGE/REGULATED MARKET WSE WARSAW WWW.TGE.PL JULY 2019 ACTIVE MAY 2015 PL POLAND PLPO XWAR S WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER - EXCHANGE/ORGANIZED TRADING FACILITIES WARSAW WWW.GPW.PL MARCH 2020 ACTIVE MARCH 2020 PL POLAND PLPS XWAR S WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER EXCHANGE/SPOT WARSAW WWW.GPW.PL MARCH 2020 ACTIVE MARCH 2020 PL POLAND PTPG PTPG O POLISH TRADING POINT PTP WARSAW WWW.POLISHTRADINGPOINT.COM MARCH 2016 ACTIVE MARCH 2016 ELECTRONIC TRADING PLATFORM FOR OTC ENERGY PRODUCTS PL POLAND RPWC XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/BONDSPOT/REGULATED MARKET WARSAW WWW.BONDSPOT.PL AUGUST 2013 ACTIVE APRIL 2011 PL POLAND SIAB SIAB O ALIOR BANK - SYSTEMATIC INTERNALISER WARSZAWA WWW.ALIORBANK.PL AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. PL POLAND TBSA XWAR S WARSAW STOCK EXCHANGE/BONDS/TREASURY BOND/BONDSPOT/B2C MARKET/MTF WARSAW WWW.BONDSPOT.PL MARCH 2021 ACTIVE MARCH 2021 PL POLAND TBSP XWAR S WARSAW STOCK EXCHANGE/BONDS/BONDSPOT/TREASURY BOND MARKET WARSAW WWW.BONDSPOT.PL AUGUST 2013 ACTIVE JULY 2011 CHANGES IN BONDSPOT OWNERSHIP STRUCTURE. THEY ARE NO LONGER IN MTS GROUP. PL POLAND WBCL XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/LISTING WARSAW WWW.GPWCATALYST.PL AUGUST 2013 ACTIVE APRIL 2013 PL POLAND WBKP WBKP O BANK ZACHODNI WBK S.A. - SYSTEMATIC INTERNALISER BZ WBK WROCLAW WWW.BZWBK.PL OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. PL POLAND WBON XWAR S WARSAW STOCK EXCHANGE/ BONDS/CATALYST/MAIN MARKET WARSAW WWW.GPWCATALYST.PL AUGUST 2013 ACTIVE MAY 2012 PL POLAND WDER XWAR S WARSAW STOCK EXCHANGE/FINANCIAL DERIVATIVES WARSAW WWW.POCHODNE.GPW.PL AUGUST 2013 ACTIVE SEPTEMBER 2012 PL POLAND WETP XWAR S WARSAW STOCK EXCHANGE/ ETPS WARSAW WWW.GPW.PL AUGUST 2013 ACTIVE MAY 2012 PL POLAND WIND XWAR S WARSAW STOCK EXCHANGE/INDICES GPWB WARSAW WWW.GPWBENCHMARK.PL JUNE 2021 ACTIVE MAY 2012 PL POLAND WIPO XWAR S WARSAW STOCK EXCHANGE - OTHER THAN XOFF OR XXXX WSE WARSAW WWW.WSE.PL SEPTEMBER 2019 ACTIVE JULY 2017 ONLY FOR IPO/SPO PURPOSES. TRANSACTIONS ARE NOT SUBJECTED TO BE REPORTED TO ARM. PL POLAND WMTF XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/MTF WARSAW WWW.GPWCATALYST.PL AUGUST 2013 ACTIVE MAY 2012 PL POLAND XGLO XWAR S WARSAW STOCK EXCHANGE/ EQUITIES/GLOBAL CONNECT - MTF WARSAW WWW.GPW.PL JUNE 2021 ACTIVE APRIL 2021 MULTILATERAL TRADING FACILITY. PL POLAND XNCO XWAR S WARSAW STOCK EXCHANGE/ EQUITIES/NEW CONNECT - MTF WARSAW WWW.NEWCONNECT.PL AUGUST 2013 ACTIVE JANUARY 2008 MARKET FINANCING THE GROWTH OF YOUNG COMPANIES WITH A LARGE GROWTH POTENTIAL, ORGANISED AND OPERATED BY THE WSE PL POLAND XWAR XWAR O WARSAW STOCK EXCHANGE/EQUITIES/MAIN MARKET WSE WARSAW WWW.GPW.PL AUGUST 2013 ACTIVE JUNE 2005 PS PALESTINIAN TERRITORY, OCCUPIED XPAE XPAE O PALESTINE SECURITIES EXCHANGE PSE NABLUS WWW.PEX.PS NOVEMBER 2013 ACTIVE JUNE 2011 PT PORTUGAL ALXL XLIS S EURONEXT GROWTH LISBON LISBON WWW.EURONEXT.COM JUNE 2017 ACTIVE MAY 2011 PT PORTUGAL BFPT BFPT O BANCO FINANTIA S.A. - SYSTEMATIC INTERNALISER LISBON WWW.FINANTIA.PT MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER. PT PORTUGAL ENXL XLIS S EURONEXT ACCESS LISBON LISBOA WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 PT PORTUGAL MBCP MBCP O MILLENNIUM BCP-SYSTEMATIC INTERNALISER MILLENNIUMBCP PORTO HTTPS://IND.MILLENNIUMBCP.PT/PT/PARTICULARES/PAGES/WELCOME.ASPX JUNE 2021 ACTIVE JUNE 2021 SYSTEMATIC INTERNALISER IN FX DERIVATIVES AND STRUCTURED PRODUCTS. PT PORTUGAL MFOX XLIS S EURONEXT - MERCADO DE FUTUROS E OPÇÕES LISBOA WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2007 PT PORTUGAL OMIC OMIC O THE IBERIAN ENERGY CLEARING HOUSE OMICLEAR LISBOA WWW.OMICLEAR.PT JUNE 2013 ACTIVE JUNE 2013 REGISTERED CLEARING HOUSE ACTING AS CENTRAL COUNTERPARTY FOR EXCHANGE AND OTC DERIVATIVES PT PORTUGAL OMIP OMIP O OMIP - POLO PORTUGUES, S.G.M.R., S.A. / OMIP DERIVATIVES MARKET OMIP LISBOA WWW.OMIP.PT NOVEMBER 2019 ACTIVE MAY 2007 PT PORTUGAL OPEX OPEX O PEX-PRIVATE EXCHANGE OPEX LISBOA WWW.OPEX.PT JUNE 2005 ACTIVE JUNE 2005 PT PORTUGAL WQXL XLIS S EURONEXT - MARKET WITHOUT QUOTATIONS LISBON LISBOA WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 PT PORTUGAL XLIS XLIS O EURONEXT - EURONEXT LISBON LISBOA WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 PY PARAGUAY XVPA XVPA O BOLSA DE VALORES Y PRODUCTOS DE ASUNCION SA BVPASA ASUNCION WWW.BVPASA.COM.PY JUNE 2005 ACTIVE JUNE 2005 QA QATAR DSMD DSMD O QATAR EXCHANGE DSM DOHA WWW.QATAREXCHANGE.QA NOVEMBER 2009 ACTIVE NOVEMBER 2009 DOHA SECURITIES MARKET CHANGED TO QATAR EXCHANGE. RO ROMANIA BRDE BRDE O BRD - GROUPE SOCIETE GENERALE S.A. BUCHAREST WWW.BRD.RO SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 OPERATING MIC COVERING OTC MARKETS FOR BRD - GROUPE SOCIETE GENERALE S.A. RO ROMANIA BRDL BRDE S BRD - GROUPE SOCIETE GENERALE S.A. - LIQUIDITY PROVIDER BUCHAREST WWW.BRD.RO SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 LIQUIDITY PROVIDER. RO ROMANIA BRDS BRDE S BRD - GROUPE SOCIETE GENERALE S.A. - SYSTEMATIC INTERNALISER BUCHAREST WWW.BRD.RO NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. RO ROMANIA BTRL BTRL O BANCA TRANSILVANIA S.A. CLUJ NAPOCA WWW.BANCATRANSILVANIA.RO DECEMBER 2020 ACTIVE DECEMBER 2020 RO ROMANIA OTPR OTPR O OTP BANK ROMANIA SA BUCHAREST WWW.OTPBANK.RO APRIL 2020 ACTIVE APRIL 2020 OTC MARKETS FOR OTP BANK ROMANIA. RO ROMANIA XBRM XBRM O ROMANIAN COMMODITIES EXCHANGE BRM BUCHAREST WWW.BRM.RO JUNE 2005 ACTIVE JUNE 2005 RO ROMANIA XBSD XBSE S DERIVATIVES REGULATED MARKET - BVB REGF BUCHAREST WWW.BVB.RO JANUARY 2008 ACTIVE JANUARY 2008 RO ROMANIA XBSE XBSE O SPOT REGULATED MARKET - BVB REGS BUCHAREST WWW.BVB.RO JANUARY 2008 ACTIVE JANUARY 2008 RO ROMANIA XCAN XBSE S CAN - ATS BUCHAREST WWW.BVB.RO OCTOBER 2010 ACTIVE OCTOBER 2010 THE ALTERNATIVE TRADING SYSTEM - "CAN-ATS" ( NEW COMPANIES & EQUITIES) OFFER ACCESS TO TRADING FOR NEWLY SET-UP BUSINESSES AS WELL AS FOR OTHER COMPANIES THAT CANNOT BE TRADED ON THE REGULATED MARKET OF BUCHAREST STOCK EXCHANGE. RO ROMANIA XRAS XBSE S RASDAQ RASDAQ BUCHAREST WWW.BVB.RO JUNE 2005 ACTIVE JUNE 2005 RO ROMANIA XRPM XRPM O ROMANIAN POWER MARKET BUCHAREST WWW.OPCOM.RO APRIL 2009 ACTIVE APRIL 2009 ROMANIAN POWER MARKET OPERATOR (OPCOM). RS SERBIA (REPUBLIC OF) XBEL XBEL O BELGRADE STOCK EXCHANGE BELEX BELGRADE WWW.BELEX.RS DECEMBER 2014 ACTIVE MAY 2010 RU RUSSIA MISX MISX O MOSCOW EXCHANGE - ALL MARKETS MOEX MOSCOW WWW.MOEX.COM JULY 2019 ACTIVE JANUARY 2012 EQUITIES, BONDS, CURRENCIES, MONEY MARKET INSTRUMENTS, COMMODITIES AND MOEX BOARD. RU RUSSIA NAMX NAMX O NATIONAL MERCANTILE EXCHANGE NAMEX MOSCOW WWW.NAMEX.ORG MARCH 2011 ACTIVE MARCH 2011 ORGANIZING AND CONDUCTING TRADING OF THE FUTURES CONTRACTS ON THE COMMODITY SESSION. RU RUSSIA RPDX RPDX O MOSCOW ENERGY EXCHANGE MOSENEX MOSCOW WWW.MOSENEX.RU MARCH 2013 ACTIVE MAY 2010 RUSSIAN POWER DERIVATIVES EXCHANGE. RU RUSSIA RTSX MISX S MOSCOW EXCHANGE - DERIVATIVES MARKET MOEX MOSCOW WWW.MOEX.COM NOVEMBER 2018 ACTIVE MARCH 2012 DERIVATIVES MARKET OF MOSCOW EXCHANGE. RU RUSSIA RUSX RUSX O NON-PROFIT PARTNERSHIP FOR THE DEVELOPMENT OF FINANCIAL MARKET RTS NP RTS MOSCOW WWW.NPRTS.RU APRIL 2021 ACTIVE DECEMBER 2014 RU RUSSIA SPBE SPBE O SPB EXCHANGE - ALL MARKETS SPB MOSCOW HTTPS://SPBEXCHANGE.RU JULY 2021 ACTIVE MARCH 2021 SHARES, DEPOSITARY RECEIPTS, GOVERNMENT BONDS, STRUCTURED FINANCE PRODUCTS, SPOT COMMODITIES. RU RUSSIA SPIM SPIM O ST. PETERSBURG INTERNATIONAL MERCANTILE EXCHANGE SPIMEX SAINT-PETERSBURG WWW.S-PIMEX.RU MARCH 2011 ACTIVE MARCH 2011 REGISTERD COMMODITIES MARKET - OIL. RU RUSSIA XMOS XMOS O CENTRAL COUNTERPARTY CLEARING CENTER MFB - JOINT-STOCK COMPANY MFB MOSCOW HTTPS://MSE.RU APRIL 2021 ACTIVE NOVEMBER 2007 CENTRAL COUNTERPARTY OF PUBLIC JOINT-STOCK COMPANY SAINT PETERSBURG EXCHANGE COVERING A WIDE RANGE OF ASSETS CLASSES. RU RUSSIA XPET XPET O STOCK EXCHANGE SAINT PETERSBURG SPBEX SAINT-PETERSBURG WWW.SPBEX.RU MARCH 2021 ACTIVE MAY 2010 RU RUSSIA XPIC XPIC O SAINT-PETERSBURG CURRENCY EXCHANGE SPCEX SAINT-PETERSBURG WWW.SPCEX.RU JUNE 2005 ACTIVE JUNE 2005 RU RUSSIA XRUS XRUS O INTERNET DIRECT-ACCESS EXCHANGE INDX MOSCOW WWW.INDX.RU SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 RU RUSSIA XSAM XSAM O SAMARA CURRENCY INTERBANK EXCHANGE SCIEX SAMARA WWW.SCIEX.RU JUNE 2005 ACTIVE JUNE 2005 RU RUSSIA XSIB XSIB O SIBERIAN EXCHANGE SIMEX NOVOSIBIRSK WWW.SIBEX.RU MAY 2010 ACTIVE MAY 2010 RW RWANDA ROTC ROTC O RWANDA OTC MARKET RSE KIGALI WWW.RSE.RW JUNE 2008 ACTIVE JUNE 2008 RW RWANDA RSEX RSEX O RWANDA STOCK EXCHANGE RSE KIGALI WWW.RSE.RW AUGUST 2011 ACTIVE AUGUST 2011 PRINCIPAL STOCK MARKET FOR EQUITY AND BONDS. SA SAUDI ARABIA XSAU XSAU O SAUDI STOCK EXCHANGE RIYADH WWW.TADAWUL.COM.SA JUNE 2005 ACTIVE JUNE 2005

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS SC SEYCHELLES SECC SECC O SECDEX CLEARING LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020 SC SEYCHELLES SECD SECD O SECDEX DEPOSITORY LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020 SC SEYCHELLES SECE SECE O SECDEX EXCHANGE LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020 SC SEYCHELLES SEDC SEDC O SECDEX DIGITAL CUSTODIAN LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020 SC REPUBLIC OF SEYCHELLES TRPX TRPX O MERJ EXCHANGE LIMITED MERJ EDEN ISLAND WWW.MERJ.EXCHANGE JUNE 2019 ACTIVE DECEMBER 2012 SECURITIES EXCHANGE OFFERING A MULTI-ASSET, MULTI-CURRENCY TRADING PLATFORM. OFFER ISSUERS LISTING SERVICES ON THREE BOARDS-MAIN BOARD, SMALL AND MEDIUM ENTERPRISE (SME) BOARD AND VENTURE CAPITAL (VCAP) BOARD. SD SUDAN XKHA XKHA O KHARTOUM STOCK EXCHANGE KSE KHARTOUM WWW.KSE.COM.SD JUNE 2005 ACTIVE JUNE 2005 SE SWEDEN CASI CASI O CARNEGIE INVESTMENT BANK AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.CARNEGIE.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. SE SWEDEN CRYD CRYD O CRYEX - FX AND DIGITAL CURRENCIES STOCKHOLM WWW.CRYEX.COM JUNE 2015 ACTIVE JUNE 2015 SE SWEDEN CRYX CRYX O CRYEX STOCKHOLM WWW.CRYEX.COM JUNE 2015 ACTIVE JUNE 2015 SE SWEDEN CSTO XSTO S NASDAQ CLEARING AB STOCKHOLM WWW.NASDAQOMX.COM/EUROPEANCLEARING DECEMBER 2015 ACTIVE NOVEMBER 2014 CLEARING HOUSE FOR EQUITY, FIXED INCOME AND COMMODITIES DERIVATIVES SE SWEDEN DKED XSTO S NASDAQ STOCKHOLM AB - DANISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN DKFI XSTO S NASDAQ STOCKHOLM AB - DANISH FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN DNSE XSTO S FIRST NORTH SWEDEN - NORDIC@MID STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH SWEDEN SE SWEDEN DOSE XSTO S FIRST NORTH SWEDEN - NORWAY NORDIC@MID STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH MARCH 2018 ACTIVE MARCH 2018 SE SWEDEN DSTO XSTO S NASDAQ STOCKHOLM AB - NORDIC@MID STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XSTO SE SWEDEN EBON XSTO S NASDAQ STOCKHOLM AB - EUR FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN ESTO XSTO S NASDAQ STOCKHOLM AB – NORWAY ETF STOCKHOLM NASDAQOMXNORDIC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 ELECTRONIC TRADING FACILITY (ETF). SE SWEDEN EUWB XSTO S NASDAQ STOCKHOLM AB - EUR WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN FIED XSTO S NASDAQ STOCKHOLM AB - FINNISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN FNSE XSTO S FIRST NORTH SWEDEN STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH NOVEMBER 2015 ACTIVE JANUARY 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. SE SWEDEN GBWB XSTO S NASDAQ STOCKHOLM AB – GBP WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SE SWEDEN GFKS GFKS O GARANTUM FONDKOMMISSION AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.GARANTUM.SE FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. SE SWEDEN MNSE XSTO S FIRST NORTH SWEDEN – AUCTION ON DEMAND STOCKHOLM WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 SE SWEDEN MOSE XSTO S FIRST NORTH SWEDEN - NORWAY AUCTION ON DEMAND STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH MARCH 2018 ACTIVE MARCH 2018 SE SWEDEN MSTO XSTO S NASDAQ STOCKHOLM AB – AUCTION ON DEMAND STOCKHOLM WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 SE SWEDEN NAPA NAPA O NASDAQ STOCKHOLM AB - APA SERVICE STOCKHOLM WWW.NASDAQOMXNORDIC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 APPROVED PUBLICATION ARRANGEMENT (APA). SE SWEDEN NMTF XNGM S NORDIC MTF STOCKHOLM WWW.NORDICMTF.SE NOVEMBER 2007 ACTIVE NOVEMBER 2007 SE SWEDEN NOED XSTO S NASDAQ STOCKHOLM AB - NORWEGIAN EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN NOFI XSTO S NASDAQ STOCKHOLM AB - NORWEGIAN FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN NSME XNGM S NORDIC SME NGM STOCKHOLM WWW.NGM.SE JULY 2019 ACTIVE JULY 2019 SE SWEDEN ONSE XSTO S FIRST NORTH SWEDEN - NORWAY STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SE SWEDEN PEPH PEPW S PEPINS - MTF - HALF-YEAR NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - HALF-YEAR TRADING SCHEDULE. SE SWEDEN PEPM PEPW S PEPINS - MTF - MONTH NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - MONTHLY TRADING SCHEDULE. SE SWEDEN PEPQ PEPW S PEPINS - MTF - QUARTER NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - QUARTERLY TRADING SCHEDULE. SE SWEDEN PEPW PEPW O PEPINS - MTF NACKA WWW.PEPINS.COM JULY 2020 ACTIVE JULY 2020 MULTILATERAL TRADING FACILITY. SE SWEDEN PEPY PEPW S PEPINS - MTF - YEAR NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - YEARLY TRADING SCHEDULE. SE SWEDEN PNED XSTO S NASDAQ STOCKHOLM AB - PAN-NORDIC EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN SEBS SEBS O SEB - SYSTEMATIC INTERNALISER SEB STOCKHOLM WWW.SEB.SE DECEMBER 2017 ACTIVE JUNE 2017 SEB SYSTEMATIC INTERNALISER. SE SWEDEN SEED XSTO S NASDAQ STOCKHOLM AB - SWEDISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN SSME XSTO S FIRST NORTH SWEDEN - SME GROWTH MARKET STOCKHOLM NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SE SWEDEN SVES SVEX S SVENSKA HANDELSBANKEN AB - SYSTEMATIC INTERNALISER SVEX STOCKHOLM WWW.HANDELSBANKEN.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. SE SWEDEN SVEX SVEX O SVENSKA HANDELSBANKEN AB - SVEX SVEX STOCKHOLM WWW.HANDELSBANKEN.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SE SWEDEN SWBI SWBI O SWEDBANK - SYSTEMATIC INTERNALISER STOCKHOLM WWW.SWEDBANK.SE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. SE SWEDEN USWB XSTO S NASDAQ STOCKHOLM AB - USD WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SE SWEDEN XABC XABC O ABG SUNDAL COLLIER AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.ABGSC.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. SE SWEDEN XNGM XNGM O NORDIC GROWTH MARKET NGM STOCKHOLM WWW.NGM.SE APRIL 2012 ACTIVE APRIL 2012 REINSTATED. CONFIRMED BY EXCHANGE. SE SWEDEN XOPV XSTO S OTC PUBLICATION VENUE STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2014 ACTIVE NOVEMBER 2007 SE SWEDEN XSAT XSAT O SPOTLIGHT STOCK MARKET STOCKHOLM WWW.SPOTLIGHTSTOCKMARKET.COM AUGUST 2018 ACTIVE JUNE 2007 SE SWEDEN XSTO XSTO O NASDAQ STOCKHOLM AB STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE JULY 2010 SG SINGAPORE APCL APEX S ASIA PACIFIC CLEAR APEX CLEAR SINGAPORE WWW.ASIAPACIFICEX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 APEX'S CLEARING HOUSE. SG SINGAPORE APEX APEX O ASIA PACIFIC EXCHANGE APEX SINGAPORE WWW.ASIAPACIFICEX.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC TRADING PLATFORM FOR DERIVATIVES. SG SINGAPORE BBLX BBLX O BONDBLOX EXCHANGE BBX SINGAPORE WWW.BONDBLOX.COM AUGUST 2021 ACTIVE AUGUST 2021 SG SINGAPORE BTBS BTBS O BLOOMBERG TRADEBOOK SINGAPORE PTE LTD SINGAPORE WWW.BLOOMBERG.COM/PROFESSIONAL/SOLUTION/TRADEBOOK MAY 2020 ACTIVE MAY 2020 SG SINGAPORE CLTD CLTD O CLEARTRADE EXCHANGE CLTX SINGAPORE WWW.CLTX.COM OCTOBER 2014 ACTIVE JANUARY 2012 FULLY INTEGRATED FUTURES EXECUTION PLATFORM REGULATED BY THE MONETARY AUTHORITY OF SINGAPORE AS A RMO). IT ALSO OFFERS AN ELECTRONIC TRADING PLATFORM FOR OTC CLEARED COMMODITY SWAPS WHICH IS FULLY INTEGRATED TO PARTNER CLEARING HOUSES SG SINGAPORE CNOD CNOD O CNODE CNODE SINGAPORE WWW.SGX.COM JUNE 2021 ACTIVE JUNE 2021 MULTI-ASSET ECN. SG SINGAPORE ECAL ECAL O EUREX CLEARING ASIA PTE. LTD. SINGAPORE WWW.EUREXCHANGE.COM/EXCHANGE-EN/ABOUT-US/EUREXASIA JULY 2015 ACTIVE JULY 2015 APPROVED CLEARING HOUSE UNDER MONETARY AUTHORITY OF SINGAPORE (MAS) REGULATION. SG SINGAPORE EEAL EEAL O EUREX EXCHANGE ASIA PTE. LTD. SINGAPORE WWW.EUREXCHANGE.COM/EXCHANGE-EN/ABOUT-US/EUREXASIA JULY 2015 ACTIVE JULY 2015 REGISTERED MARKET FOR FUTURES AND OPTIONS. SG SINGAPORE ENMS ENMS O EURONEXT MARKETS SINGAPORE PTE. LTD. SINGAPORE WWW.EURONEXTFX.COM/EURONEXT-SINGAPORE JULY 2020 ACTIVE JULY 2020 SG SINGAPORE EQOC EQOS S EQUOS SPOT SINGAPORE HTTPS://EQUOS.IO/ JANUARY 2021 ACTIVE JANUARY 2021 SG SINGAPORE EQOD EQOS S EQUOS DERIVATIVES SINGAPORE HTTPS://EQUOS.IO/ JANUARY 2021 ACTIVE JANUARY 2021 SG SINGAPORE EQOS EQOS O EQUOS SINGAPORE HTTPS://EQUOS.IO/ DECEMBER 2020 ACTIVE DECEMBER 2020 SG SINGAPORE IFSG IFSG O ICE FUTURES SINGAPORE SINGAPORE WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. SG SINGAPORE JADX JADX O JOINT ASIAN DERIVATIVES EXCHANGE SINGAPORE WWW.JADEEXCHANGE.COM MAY 2007 ACTIVE MAY 2007 SG SINGAPORE MALM MASG S MARKETAXESS SINGAPORE PTE LIMITED - LIVE MARKETS SINGAPORE WWW.MARKETAXESS.COM DECEMBER 2019 ACTIVE DECEMBER 2019 SG SINGAPORE MASG MASG O MARKETAXESS SINGAPORE PTE LIMITED SINGAPORE WWW.MARKETAXESS.COM JUNE 2017 ACTIVE JUNE 2017 SG SINGAPORE OSSG OSSG O OSL SG EXCHANGES OSLSG SINGAPORE WWW.SG.OSL.COM JUNE 2021 ACTIVE JUNE 2021 ASIA LEADING DIGITAL ASSET PLATFORM - OSL SG EXCHANGES. SG SINGAPORE RTSP RTSP O REFINITIV TRANSACTION SERVICES PTE. LTD RTSPL SINGAPORE WWW.REFINITIV.COM/EN/PRODUCTS/FXALL-ELECTRONIC-TRADING-PLATFORM MAY 2020 ACTIVE MAY 2020 SG SINGAPORE SMEX SMEX O SINGAPORE MERCANTILE EXCHANGE PTE LTD SINGAPORE WWW.SMX.COM.SG DECEMBER 2009 ACTIVE DECEMBER 2009 SMX IS ASIA'S FIRST MULTI-PRODUCT GLOBAL COMMODITY DERIVATIVES EXCHANGE. SG SINGAPORE SYFX SYFX O SYNOPTION SYFX SINGAPORE WWW.SYNOPTION.COM MARCH 2019 ACTIVE MARCH 2019 FX DERIVATIVE TRADING PLATFORM. SG SINGAPORE TFSA TFSA O TFS GREEN AUSTRALIAN GREEN MARKETS TFS SINGAPORE WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012 SG SINGAPORE TSIG TSIG O TRADITION SINGAPORE PTE. LTD. SINGAPORE WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SG SINGAPORE TWSG TWSG O TRADEWEB EUROPE LIMITED - SINGAPORE SINGAPORE WWW.TRADEWEB.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SG SINGAPORE XSBT XSES S SINGAPORE EXCHANGE BOND TRADING PTE. LTD SGX-BT SINGAPORE WWW.SGX.COM JULY 2017 ACTIVE JULY 2017 ELECTRONIC TRADING PLATFORM FOR FIXED INCOME SECURITIES. SG SINGAPORE XSCA XSES S SINGAPORE CATALIST MARKET SINGAPORE WWW.SGX.COM JULY 2020 ACTIVE SEPTEMBER 2008 SPONSOR-SUPERVISED MARKET MODEL. SG SINGAPORE XSCE XSES S SINGAPORE COMMODITY EXCHANGE SICOM SINGAPORE WWW.SGX.COM OCTOBER 2013 ACTIVE JUNE 2005 MERGED WITH SGX IN 2008 SG SINGAPORE XSES XSES O SINGAPORE EXCHANGE SGX SINGAPORE WWW.SGX.COM JUNE 2005 ACTIVE JUNE 2005 SG SINGAPORE XSIM XSES S SINGAPORE EXCHANGE DERIVATIVES CLEARING LIMITED SGX-DT SINGAPORE WWW.SGX.COM JUNE 2005 ACTIVE JUNE 2005 SI SLOVENIA SKBB SKBB O SKB BANKA D.D. LJUBLJANA LJUBLJANA WWW.SKB.SI APRIL 2020 ACTIVE APRIL 2020 SI SLOVENIA XLJM XLJU S SI ENTER LJUBLJANA WWW.LJSE.SI DECEMBER 2016 ACTIVE DECEMBER 2016 MULTILATERAL TRADING FACILITY OF THE LJUBLJANA STOCK EXCHANGE. NOT LIVE YET. SI SLOVENIA XLJU XLJU O LJUBLJANA STOCK EXCHANGE (OFFICIAL MARKET) LJUBLJANA WWW.LJSE.SI JUNE 2005 ACTIVE JUNE 2005 SI SLOVENIA XSOP XSOP O BSP REGIONAL ENERGY EXCHANGE - SOUTH POOL LJUBLJANA WWW.BSP-SOUTHPOOL.COM APRIL 2009 ACTIVE APRIL 2009 SK SLOVAKIA CBSK CBSK O CESKOSLOVENSKA OBCHODNA BANKA, A.S. - SYSTEMATIC INTERNALISER CSOB SK BRATISLAVA WWW.CSOB.SK MAY 2019 ACTIVE MAY 2019 SYSTEMATIC INTERNALISER. SK SLOVAKIA EBRA XBRA S BRATISLAVA STOCK EXCHANGE - MTF BRATISLAVA WWW.BSSE.SK DECEMBER 2016 ACTIVE DECEMBER 2016 SK SLOVAKIA SPXE SPXE O SPX SPX ZILINA WWW.SPX.SK JUNE 2015 ACTIVE JUNE 2015 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES - SLOVAK AND CZECH POWER AND GAS. SK SLOVAKIA XBRA XBRA O BRATISLAVA STOCK EXCHANGE BSSE BRATISLAVA WWW.BSSE.SK JUNE 2005 ACTIVE JUNE 2005 SV EL SALVADOR XSVA XSVA O EL SALVADOR STOCK EXCHANGE EL SALVADOR WWW.BVES.COM.SV JUNE 2005 ACTIVE JUNE 2005 SY SYRIAN ARAB REPUBLIC XDSE XDSE O DAMASCUS SECURITIES EXCHANGE DAMASCUS WWW.DSE.SY FEBRUARY 2009 ACTIVE FEBRUARY 2009 REGISTERED MARKET FOR EQUITIES AND BONDS SZ SWAZILAND XSWA XSWA O SWAZILAND STOCK EXCHANGE SSX MBABANE WWW.SSX.ORG.SZ JUNE 2005 ACTIVE JUNE 2005 TH THAILAND AFET AFET O AGRICULTURAL FUTURES EXCHANGE OF THAILAND BANGKOK WWW.AFET.OR.TH JANUARY 2008 ACTIVE JANUARY 2008 TH THAILAND BEEX BEEX O BOND ELECTRONIC EXCHANGE BANGKOK WWW.BEX.OR.TH NOVEMBER 2007 ACTIVE NOVEMBER 2007 TH THAILAND TFEX TFEX O THAILAND FUTURES EXCHANGE TFEX BANGKOK WWW.TFEX.CO.TH JUNE 2006 ACTIVE JUNE 2006 TH THAILAND XBKF XBKK S STOCK EXCHANGE OF THAILAND - FOREIGN BOARD SET BANGKOK WWW.SET.OR.TH JUNE 2005 ACTIVE JUNE 2005 TH THAILAND XBKK XBKK O STOCK EXCHANGE OF THAILAND SET BANGKOK WWW.SET.OR.TH JUNE 2005 ACTIVE JUNE 2005 TH THAILAND XMAI XBKK S MARKET FOR ALTERNATIVE INVESTMENT BANGKOK WWW.SET.OR.TH APRIL 2011 ACTIVE APRIL 2011 THE MAI’S PURPOSE IS TO CREATE NEW FUND-RAISING OPPORTUNITIES FOR INNOVATIVE BUSINESS WITH HIGH POTENTIAL GROWTH AS WELL AS PROVIDE A GREATER RANGE OF INVESTMENT ALTERNATIVES. TN TUNISIA XTUN XTUN O BOURSE DE TUNIS BVMT TUNIS WWW.BVMT.COM.TN SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 TR TURKEY EWRM TMEX S TURKISH MERCANTILE EXCHANGE - ELECTRONIC WAREHOUSE RECEIPT MARKET ANKARA WWW.TURIB.COM.TR OCTOBER 2020 ACTIVE OCTOBER 2020 ELECTRONIC WAREHOUSE RECEIPT 5EWR). TR TURKEY EXTR EXTR O ENERGY EXCHANGE ISTANBUL EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 LICENSED ENERGY MARKET OPERATOR FOR DAY AHEAD/INTRADAY ELECTRICITY MARKETS AND ESTABLISHMENT OF NATURAL GAS MARKET. TR TURKEY TMEX TMEX O TURKISH MERCANTILE EXCHANGE ANKARA WWW.TURIB.COM.TR SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 TR TURKEY XDSM XIST S BORSA ISTANBUL - DEBT SECURITIES MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 DEBT SECURITIES MARKET TR TURKEY XEDA EXTR S ELECTRICITY DAY-AHEAD MARKET EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 ELECTRICITY DAY-AHEAD MARKET TR TURKEY XEID EXTR S ELECTRICITY INTRA-DAY MARKET EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 ELECTRICITY INTRA-DAY MARKET TR TURKEY XEQY XIST S BORSA ISTANBUL - EQUITY MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 EQUITY MARKET TR TURKEY XFNO XIST S BORSA ISTANBUL - FUTURES AND OPTIONS MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 FUTURES AND OPTIONS MARKET TR TURKEY XIST XIST O BORSA ISTANBUL ISTANBUL WWW.BORSAISTANBUL.COM MAY 2013 ACTIVE JUNE 2005 CHANGE OF MARKET NAME AND MARKET WEBSITE TR TURKEY XPMS XIST S BORSA ISTANBUL - PRECIOUS METALS AND DIAMONDS MARKETS ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 PRECIOUS METALS AND DIAMONDS MARKETS TT TRINIDAD AND TOBAGO XTRN XTRN O TRINIDAD AND TOBAGO STOCK EXCHANGE TTSE PORT OF SPAIN JUNE 2005 ACTIVE JUNE 2005 TW TAIWAN CFTW CFTW O CROSSFINDER TAIWAN TAIWAN WWW.CREDIT-SUISSE.COM/SITES/AES/EN/ASIA.HTML JULY 2017 ACTIVE JULY 2017 EQUITIES ALTERNATIVE LIQUIDITY POOL TAIWAN. TW TAIWAN GSXT GSXT O GSX TAIWAN TAIPEI WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY. TW TAIWAN ROCO ROCO O TAIPEI EXCHANGE TPEX TAIPEI WWW.TPEX.ORG.TW APRIL 2015 ACTIVE JUNE 2005 TW TAIWAN XTAF XTAF O TAIWAN FUTURES EXCHANGE TAIFEX TAIPEI WWW.TAIFEX.COM.TW JUNE 2005 ACTIVE JUNE 2005 TW TAIWAN XTAI XTAI O TAIWAN STOCK EXCHANGE TWSE TAIPEI WWW.TWSE.COM.TW/EN/ JUNE 2005 ACTIVE JUNE 2005 TZ TANZANIA XDAR XDAR O DAR ES SALAAM STOCK EXCHANGE DAR ES SALAAM WWW.DARSTOCKEXCHANGE.COM JUNE 2005 ACTIVE JUNE 2005 UA UKRAINE EESE EESE O EAST EUROPEAN STOCK EXCHANGE KIEV WWW.EESE.COM.UA MAY 2010 ACTIVE MAY 2010 UA UKRAINE PFTQ PFTS S PFTS QUOTE DRIVEN KIEV WWW.PFTS.COM OCTOBER 2010 ACTIVE OCTOBER 2010 QUOTE DRIVEN MARKET IS A TRADING SEGMENT UNDER PFTS STOCK EXCHANGE. UA UKRAINE PFTS PFTS O PFTS STOCK EXCHANGE PFTS KIEV WWW.PFTS.COM MAY 2010 ACTIVE MAY 2010 UA UKRAINE SEPE SEPE O STOCK EXCHANGE PERSPECTIVA DNIPROPETROVSK FBP.COM.UA MAY 2010 ACTIVE MAY 2010 UA UKRAINE UICE UICE O UKRAINIAN INTERBANK CURRENCY EXCHANGE UICE KIEV WWW.UICEGROUP.COM OCTOBER 2018 ACTIVE OCTOBER 2018 REGISTERED MARKET FOR EQUITIES, BONDS AND DERIVATIVES. UA UKRAINE UKEX UKEX O UKRAINIAN EXCHANGE KIEV WWW.UX.UA DECEMBER 2011 ACTIVE DECEMBER 2011 REGISTERED MARKET FOR EQUITIES AND BONDS. UA UKRAINE XDFB XDFB O JOINT-STOCK COMPANY “STOCK EXCHANGE INNEX” KIEV MAY 2010 ACTIVE MAY 2010 UA UKRAINE XKHR XKHR O KHARKOV COMMODITY EXCHANGE KHARKOV WWW.XTB.COM.UA JUNE 2005 ACTIVE JUNE 2005 UA UKRAINE XKIE XKIE O KIEV UNIVERSAL EXCHANGE KIEV WWW.KUE.KIEV.UA JUNE 2005 ACTIVE JUNE 2005 UA UKRAINE XKIS XKIS O KIEV INTERNATIONAL STOCK EXCHANGE KISE KIEV WWW.KISE-UA.COM JUNE 2006 ACTIVE JUNE 2006 UA UKRAINE XNDU XNDU O PJSC NATIONAL DEPOSITORY OF UKRAINE PJSC NDU KYIV WWW.CSD.UA OCTOBER 2018 ACTIVE OCTOBER 2018 UA UKRAINE XODE XODE O ODESSA COMMODITY EXCHANGE ODESSA WWW.OTB.ODESSA.UA JUNE 2005 ACTIVE JUNE 2005 UA UKRAINE XPRI XPRI O PRIDNEPROVSK COMMODITY EXCHANGE DNIPROPETROVSK MAY 2010 ACTIVE MAY 2010 UA UKRAINE XUAX XUAX O UKRAINIAN STOCK EXCHANGE UKRSE KIEV WWW.UKRSE.KIEV.UA FEBRUARY 2006 ACTIVE FEBRUARY 2006 UA UKRAINE XUKR XUKR O UKRAINIAN UNIVERSAL COMMODITY EXCHANGE KIEV WWW.UUTB.COM.UA JUNE 2005 ACTIVE JUNE 2005 UG UGANDA ULTX ULTX O ALT XCHANGE (U) ALTX UGANDA KAMPALA WWW.ALTXUG.COM APRIL 2014 ACTIVE APRIL 2014 APPROVED MARKET FOR EQUITIES, BONDS AND DERIVATIVES UG UGANDA XUGA XUGA O UGANDA SECURITIES EXCHANGE USE KAMPALA WWW.USE.OR.UG JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA AATS AATS O ASSENT ATS JERSEY CITY WWW.SUNGARD.COM OCTOBER 2011 ACTIVE OCTOBER 2011 ASSENT ATS IS A US EQUITY DARK POOL OPERATED BY ASSENT, LLC - A SUBSIDIARY OF SUNGARD. US UNITED STATES OF AMERICA ACKF KNIG S KCG ACKNOWLEDGE FI ACKFI NEW YORK WWW.KCG.COM MARCH 2017 ACTIVE MARCH 2017 BI-LATERAL FIXED INCOME LIQUIDITY. US UNITED STATES OF AMERICA ADVT ADVT O ADVISE TECHNOLOGIES - APA TRANSPARENCY REPORTING NEW YORK WWW.ADVISETECHNOLOGIES.COM AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA). US UNITED STATES OF AMERICA ALDP XNYS S NYSE ALTERNEXT DARK AMEXDARK NEW YORK WWW.EURONEXT.COM/LANDING/EQUITIESOP-21363-EN.HTML MAY 2011 ACTIVE MAY 2011 DARK POOL. US UNITED STATES OF AMERICA AMLG AMLG O AMERICAN LEDGER ATS MOORPARK WWW.AMERICANLEDGER.COM APRIL 2021 ACTIVE APRIL 2021 ALTERNATIVE TRADING SYSTEM. US UNITED STATES OF AMERICA AMXO XNYS S NYSE AMEX OPTIONS NYSE NEW YORK WWW.NYSE.COM NOVEMBER 2008 ACTIVE NOVEMBER 2008 US UNITED STATES OF AMERICA AQUA AQUA O AQUA EQUITIES L.P. NEW YORK WWW.AQUAEQUITIES.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 REGISTERED MARKET FOR BLOCK EQUITIES US UNITED STATES OF AMERICA ARCD XNYS S ARCA DARK ARCADARK NEW YORK WWW.NYSE.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. US UNITED STATES OF AMERICA ARCO XNYS S NYSE ARCA OPTIONS NEW YORK WWW.NYSE.COM OCTOBER 2009 ACTIVE OCTOBER 2009 NYSE ARCA OPTIONS TRADING PLATFORM FROM NYSE EURONEXT. US UNITED STATES OF AMERICA ARCX XNYS S NYSE ARCA NYSE NEW YORK WWW.NYSE.COM SEPTEMBER 2006 ACTIVE SEPTEMBER 2006 US UNITED STATES OF AMERICA ARKX ARKX O ARKONIS ARKX NEW YORK WWW.NEXSMART.COM APRIL 2019 ACTIVE APRIL 2019 US UNITED STATES OF AMERICA ASMT INCR S INTELLIGENTCROSS ASPEN MAKER/TAKER STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE OCTOBER 2019 US UNITED STATES OF AMERICA ASPI INCR S INTELLIGENTCROSS ASPEN INVERTED STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE OCTOBER 2019 US UNITED STATES OF AMERICA ASPN INCR S INTELLIGENTCROSS ASPEN INTELLIGENT BID/OFFER STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE OCTOBER 2019 US UNITED STATES OF AMERICA BAML BAML O BANK OF AMERICA - MERRILL LYNCH INSTINCT X ATS MLIX NEW YORK HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT FEBRUARY 2015 ACTIVE OCTOBER 2010 REGISTERED ATS (ATS 2) US UNITED STATES OF AMERICA BAMX BAMX O BANK OF AMERICA - MERRILL LYNCH GCX MLCX NEW YORK WWW.BOFAML.COM/EN-US/CONTENT/HIGH-TOUCH-ELECTRONIC-TRADING.HTML DECEMBER 2017 ACTIVE DECEMBER 2017 CROSSING ENGINE FOR EQUITIES. US UNITED STATES OF AMERICA BARD BARX S BARCLAYS FX – TRADING BCAP LX NEW YORK WWW.BARX.COM/FX/INDEX.HTML AUGUST 2012 ACTIVE MAY 2011 US UNITED STATES OF AMERICA BARL BARX S BARCLAYS LIQUID MARKETS NEW YORK WWW.BARCAP.COM MARCH 2013 ACTIVE MARCH 2013 US UNITED STATES OF AMERICA BARX BARX O BARCLAYS ATS NEW YORK WWW.BARX.COM/EQUITIES/LIQUIDITYCROSSING.HTML MARCH 2013 ACTIVE JANUARY 2010 REGISTERED ATS. US UNITED STATES OF AMERICA BATO XCBO S CBOE BZX OPTIONS EXCHANGE BATO CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE NOVEMBER 2009 US UNITED STATES OF AMERICA BATS XCBO S CBOE BZX U.S. EQUITIES EXCHANGE BATS CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE NOVEMBER 2008 US UNITED STATES OF AMERICA BATY XCBO S CBOE BYX U.S. EQUITIES EXCHANGE BYXX CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE NOVEMBER 2009 CBOE BYX U.S. EQUITIES EXCHANGE. US UNITED STATES OF AMERICA BBOK BARX S BARCLAYS SINGLE DEALER PLATFORM BBOK NEW YORK WWW.INVESTMENTBANK.BARCLAYS.COM/MARKETS/EQUITIES-LIQUID-MARKETS.HTML OCTOBER 2020 ACTIVE OCTOBER 2020 U.S. EQUITIES SINGLE DEALER PLATFORM/POOL. US UNITED STATES OF AMERICA BBSF BBSF O BLOOMBERG SEF LLC NEW YORK WWW.BLOOMBERGSEF.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR REGULATED OTC DERIVATIVES TRANSACTIONS US UNITED STATES OF AMERICA BCDX BARX S BARCLAYS DIRECT EX ATS BCDX NEW YORK HTTP://REALIZATIONS.BARCLAYS.COM/GLOBAL-MARKETS/EQUITIES AUGUST 2014 ACTIVE AUGUST 2014 REGISTERED ATS. US UNITED STATES OF AMERICA BGCD BGCF S BGC DERIVATIVE MARKETS L.P. BGCDML NEW YORK WWW.BGCSEF.COM MARCH 2015 ACTIVE MARCH 2015 BGC SWAP EXECUTION FACILITY. US UNITED STATES OF AMERICA BGCF BGCF O BGC FINANCIAL INC NEW YORK WWW.BGCPARTNERS.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 US UNITED STATES OF AMERICA BHSF BHSF O BATS HOTSPOT SEF LLC NEW YORK WWW.HOTSPOTFX.COM DECEMBER 2016 ACTIVE DECEMBER 2016 REGISTERED SWAP EXECUTION FACILITY (SEF). PREVIOUSLY JAVELIN SEF (MIC:JSEF) US UNITED STATES OF AMERICA BIDS BIDS O BIDS TRADING L.P. BIDS NEW YORK WWW.BIDSTRADING.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007 US UNITED STATES OF AMERICA BKKT BKKT O BAKKT ATLANTA WWW.BAKKT.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 SPOT MARKET FOR CRYPTO CURRENCY AND DERIVATIVES. US UNITED STATES OF AMERICA BLKX XINS S INSTINET BLOCKCROSS ATS BLKX NEW YORK WWW.INSTINET.COM JULY 2019 ACTIVE SEPTEMBER 2012 ALTERNATIVE TRADING SYSTEM. US UNITED STATES OF AMERICA BLTD BLTD O BLOOMBERG TRADEBOOK LLC NEW YORK WWW.BLOOMBERGTRADEBOOK.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 US UNITED STATES OF AMERICA BLUE BLUE O PRO SECURITIES ATS PROS NEW YORK JANUARY 2019 ACTIVE JANUARY 2019 ALTERNATIVE TRADING SYSTEM. US UNITED STATES OF AMERICA BNDD TRWB S TRADEWEB DIRECT LLC NEW YORK WWW.TRADEWEB.COM FEBRUARY 2017 ACTIVE AUGUST 2007 US UNITED STATES OF AMERICA BNPC BNPC O BNPP CORTEX ATS BNPX NEW YORK HTTPS://USA.BNPPARIBAS/EN/ FEBRUARY 2021 ACTIVE FEBRUARY 2021 ALTERNATIVE TRADING SYSTEM. US UNITED STATES OF AMERICA BNYC BNYC O CONVERGEX NEW YORK WWW.CONVERGEX.COM DECEMBER 2012 ACTIVE DECEMBER 2012 US UNITED STATES OF AMERICA BOSD XNAS S NASDAQ OMX BX DARK NQBXDARK NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 DARK POOL US UNITED STATES OF AMERICA BPOL BLTD S BLOOMBERG BPOOL NEW YORK WWW.BLOOMBERG.COM DECEMBER 2012 ACTIVE DECEMBER 2012 ELECTRONIC TRADING PLATFORM US UNITED STATES OF AMERICA BSTX BSTX O BOSTON SECURITY TOKEN EXCHANGE LLC BOSTON WWW.BSTX.COM OCTOBER 2020 ACTIVE OCTOBER 2020 US UNITED STATES OF AMERICA BTEC BTEC O ICAP ELECTRONIC BROKING (US) JERSEY CITY WWW.ICAP.COM JUNE 2007 ACTIVE JUNE 2007 US UNITED STATES OF AMERICA BTEQ BTEC S BROKERTEC AMERICAS LLC - RFQ PLATFORM US QUOTE NEW YORK WWW.CMEGROUP.COM JUNE 2020 ACTIVE JUNE 2020 US UNITED STATES OF AMERICA BTNL BTNL O BITNOMIAL CHICAGO WWW.BITNOMIAL.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC TRADING PLATFORM, DESIGNATED CONTRACT MARKET (DCM). US UNITED STATES OF AMERICA BVUS MTUS S BONDVISION US NEW YORK WWW.MTSMARKETS.COM AUGUST 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR GOVIES AND NON GOVIES US UNITED STATES OF AMERICA BYXD XCBO S CBOE BYX U.S. EQUITIES EXCHANGE DARK BYXDARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE FEBRUARY 2015 CBOE BYX U.S. EQUITIES EXCHANGE NON-DISPLAYED.

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS US UNITED STATES OF AMERICA BZXD XCBO S CBOE BZX U.S. EQUITIES EXCHANGE DARK BZXDARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE FEBRUARY 2015 CBOE BZX U.S. EQUITIES EXCHANGE NON-DISPLAYED. US UNITED STATES OF AMERICA C2OX XCBO S CBOE C2 OPTIONS EXCHANGE C2OX CHICAGO HTTP://MARKETS.CBOE.COM/ SEPTEMBER 2020 ACTIVE MAY 2009 C2 OPTIONS EXCHANGE. US UNITED STATES OF AMERICA CAES CRED S CREDIT SUISSE AES CROSSFINDER NEW YORK WWW.CREDIT-SUISSE.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 REGISTERED ATS US UNITED STATES OF AMERICA CALH CALH O CLSA AMERICAS - LIQUIDITY HUB NEW YORK WWW.CLSA.COM DECEMBER 2019 ACTIVE DECEMBER 2019 ADR LIQUIDITY HUB. US UNITED STATES OF AMERICA CAVE OTCM S CAVEAT EMPTOR NEW YORK WWW.OTCMARKETS.COM AUGUST 2012 ACTIVE AUGUST 2012 CORPORATE ACTIONS — CAVEAT EMPTOR. US UNITED STATES OF AMERICA CBLC CGMI S CITIBLOC CBLC NEW YORK WWW.CITIBANK.COM/MSS/PRODUCTS/EQUITIES/E_TRADING/LIQUIDITY.HTML APRIL 2018 ACTIVE JANUARY 2016 CITIBLOC IS AN ATS UNDER THE OPERATING MIC CGMI US UNITED STATES OF AMERICA CBSX XCBO S CBOE STOCK EXCHANGE CBSX CHICAGO WWW.CBSX.COM JULY 2008 ACTIVE JULY 2008 FOR EQUITIES US UNITED STATES OF AMERICA CBTS XCME S CME SWAPS MARKETS (CBOT) CHICAGO WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION IN THE US US UNITED STATES OF AMERICA CCMX CCMX O CARTAX NEW YORK HTTPS://CARTA.COM/X SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 US UNITED STATES OF AMERICA CDED CDED O CITADEL SECURITIES NEW YORK WWW.CITADELSECURITIES.COM DECEMBER 2015 ACTIVE MAY 2011 ELECTRONIC MARKET MAKER. US UNITED STATES OF AMERICA CECS XCME S CME SWAPS MARKETS (COMEX) NEW YORK WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION OF METALS IN THE US US UNITED STATES OF AMERICA CGMI CGMI O CITIGROUP GLOBAL MARKETS NEW YORK WWW.CITIGROUP.COM MARCH 2012 ACTIVE MARCH 2012 US UNITED STATES OF AMERICA CGXS CGXS O ONECHRONOS NEW YORK WWW.ONECHRONOS.COM JANUARY 2021 ACTIVE JANUARY 2021 US UNITED STATES OF AMERICA CIOI CGMI S CIOI CIOI NEW YORK WWW.CITIVELOCITY.COM APRIL 2018 ACTIVE APRIL 2018 US UNITED STATES OF AMERICA CISD XNYS S NYSE NATIONAL, INC. - DARK NEW YORK WWW.NYSE.COM OCTOBER 2019 ACTIVE OCTOBER 2019 DARK MIC FOR NYSE NATIONAL. US UNITED STATES OF AMERICA CLST CLST O CLEAR STREET CLST NEW YORK HTTPS://CLEARSTREET.IO/ AUGUST 2020 ACTIVE AUGUST 2020 US UNITED STATES OF AMERICA CMES XCME S CME SWAPS MARKETS (CME) CHICAGO WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION IN THE US US UNITED STATES OF AMERICA CMSF CMSF O CLEAR MARKETS NORTH AMERICA, INC. CM SEF CHARLOTTE WWW.CLEAR-MARKETS.COM JULY 2014 ACTIVE JULY 2014 CFTC REGISTERED SWAP EXECUTION FACILITY US UNITED STATES OF AMERICA CODA CODA O CODA MARKETS - MICRO AND BLOCK CODA GLENVIEW WWW.CODAMARKETS.COM MAY 2019 ACTIVE NOVEMBER 2018 ON-DEMAND AUCTION BASED ALTERNATIVE TRADING SYSTEM (DARK) OFFERING TWO AUCTION TYPES. US UNITED STATES OF AMERICA COHR COHR O COMHAR CAPITAL MARKETS, LLC CHICAGO JANUARY 2020 ACTIVE JANUARY 2020 US UNITED STATES OF AMERICA CORE CGMI S CITIGROUP AGENCY OPTION AND EQUITIES ROUTING ENGINE MOUNT PLEASANT WWW.CITIGROUP.COM DECEMBER 2019 ACTIVE MARCH 2015 US BROKER DEALER PROVIDING AGENCY ROUTING FOR EQUITIES AND OPTIONS. US UNITED STATES OF AMERICA CPGX CPGX O CLEARPOOL EXECUTION SERVICES, LLC NEW YORK WWW.CLEARPOOLGROUP.COM MARCH 2019 ACTIVE MARCH 2019 ELECTRONIC TRADING PLATFORM. US UNITED STATES OF AMERICA CRED CRED O CREDIT SUISSE (US) NEW YORK WWW.CREDIT-SUISSE.COM AUGUST 2012 ACTIVE AUGUST 2012 US UNITED STATES OF AMERICA CSCL CRED S CREDIT SUISSE CLOSEX NEW YORK WWW.CREDIT-SUISSE.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 US UNITED STATES OF AMERICA CSVW CRED S CREDIT SUISSE VWAPX NEW YORK WWW.CREDIT-SUISSE.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 US UNITED STATES OF AMERICA CURX CURX O CUREX FX NEW YORK WWW.CUREXGROUP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 FOREIGN EXCHANGE ELECTRONIC COMMUNICATION NETWORK (ECN). US UNITED STATES OF AMERICA DASH DASH O DASH ATS CHICAGO WWW.DASHFINANCIAL.COM JULY 2019 ACTIVE JULY 2019 ALTERNATIVE TRADING SYSTEM. US UNITED STATES OF AMERICA DBAB DBAB O DEUTSCHE BANK SECURITIES INC. NEW YORK WWW.DB.COM MARCH 2019 ACTIVE MARCH 2019 US UNITED STATES OF AMERICA DBSX DBSX O DEUTSCHE BANK SUPER X NEW YORK WWW.DB.COM AUGUST 2012 ACTIVE APRIL 2011 REGISTERED ATS FOR EQUITIES. THIS MIC CODE IS A GLOBAL PRODUCT WITH HAVING A PRESENCE IN US (NEW YORK), UK (LONDON) AND APAC (HONG KONG). US UNITED STATES OF AMERICA DEAL DEAL O DCX (DERIVATIVES CURRENCY EXCHANGE) DCX NEW YORK WWW.FXCMPRO.COM/DCX FEBRUARY 2012 ACTIVE FEBRUARY 2012 MULTI-BANK ELECTRONIC TRADING PLATFORM FOR FX OPTIONS US UNITED STATES OF AMERICA DWFI DWFI O DEALERWEB FIXED INCOME JERSEY CITY WWW.TRADEWEB.COM DECEMBER 2018 ACTIVE DECEMBER 2018 US UNITED STATES OF AMERICA DWSF TRWB S DW SEF LLC DWSEF NEW YORK WWW.TRADEWEB.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC PLATFORM FOR TRADING IN SWAPS AND DERIVATIVES US UNITED STATES OF AMERICA EBXV LEVL S LEVEL ATS - VWAP CROSS LEVEL BOSTON WWW.LEVELATS.COM MARCH 2021 ACTIVE MARCH 2021 US UNITED STATES OF AMERICA EDDP XCBO S CBOE EDGX U.S. EQUITIES EXCHANGE DARK EDGXDARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2011 CBOE EDGX U.S. EQUITIES EXCHANGE NON-DISPLAYED. US UNITED STATES OF AMERICA EDGA XCBO S CBOE EDGA U.S. EQUITIES EXCHANGE EDGA CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2010 US UNITED STATES OF AMERICA EDGD XCBO S CBOE EDGA U.S. EQUITIES EXCHANGE DARK EDGADARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2011 CBOE EDGA U.S. EQUITIES EXCHANGE NON-DISPLAYED. US UNITED STATES OF AMERICA EDGO XCBO S CBOE EDGX OPTIONS EXCHANGE EDGO CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE JUNE 2015 CBOE EDGX OPTIONS EXCHANGE. US UNITED STATES OF AMERICA EDGX XCBO S CBOE EDGX U.S. EQUITIES EXCHANGE EDGX CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2010 US UNITED STATES OF AMERICA EGMT EGMT O EG MARKET TECHNOLOGIES NEW YORK WWW.EGLP.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 REGISTERED MARKET MAKER FOR EQUITIES. US UNITED STATES OF AMERICA EMLD MIHI S MIAX EMERALD, LLC EMLD PRINCETON WWW.MIAXOPTIONS.COM MARCH 2018 ACTIVE MARCH 2018 MIAX EMERALD: ELECTRONIC TRADING FOR DERIVATIVES. US UNITED STATES OF AMERICA EPRD MIHI S MIAX PEARL EQUITIES EXCHANGE DARK EPRD PRINCETON WWW.MIAXEQUITIES.COM AUGUST 2020 ACTIVE AUGUST 2020 MIAX PEARL: ELECTRONIC TRADING FOR EQUITIES NON-DISPLAYED (DARK) EXECUTIONS. US UNITED STATES OF AMERICA EPRL MIHI S MIAX PEARL EQUITIES EPRL PRINCETON WWW.MIAXEQUITIES.COM FEBRUARY 2020 ACTIVE FEBRUARY 2020 MIAX PEARL: ELECTRONIC TRADING FOR EQUITIES. US UNITED STATES OF AMERICA EQUS EQUS O EQUILEND LLC NEW YORK WWW.EQUILEND.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 US UNITED STATES OF AMERICA ERIS ERIS O ERSX ERSX CHICAGO WWW.ERISX.COM AUGUST 2019 ACTIVE MARCH 2012 US UNITED STATES OF AMERICA EXPM OTCM S EXPERT MARKET NEW YORK WWW.OTCMARKETS.COM MAY 2019 ACTIVE MAY 2019 US UNITED STATES OF AMERICA FAST FAST O EURONEXT FX NEW YORK WWW.EURONEXTFX.COM JULY 2020 ACTIVE MAY 2012 ELECTRONIC TRADING PLATFORM FOR OTC FOREIGN EXCHANGE PRODUCTS. US UNITED STATES OF AMERICA FCBT XCBT S CHICAGO BOARD OF TRADE (FLOOR) CBOT (FLOOR) CHICAGO WWW.CBOT.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007 US UNITED STATES OF AMERICA FCME XCME S CHICAGO MERCANTILE EXCHANGE (FLOOR) CME (FLOOR) CHICAGO WWW.CME.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007 US UNITED STATES OF AMERICA FICO FICO O FINANCIALCONTENT SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE JUNE 2018 US UNITED STATES OF AMERICA FINC FINR S FINRA/NASDAQ TRF CHICAGO (TRADE REPORTING FACILITY) NEW YORK WWW.FINRA.ORG JULY 2018 ACTIVE JULY 2018 US UNITED STATES OF AMERICA FINN FINR S FINRA/NASDAQ TRF CARTERET (TRADE REPORTING FACILITY) FINN NEW YORK WWW.FINRA.ORG JULY 2018 ACTIVE JULY 2010 FINRA HAS TWO TRF PARTICIPANTS, NYSE AND NASDAQ. US UNITED STATES OF AMERICA FINO FINR S FINRA ORF (TRADE REPORTING FACILITY) WASHINGTON WWW.FINRA.ORG JULY 2010 ACTIVE JULY 2010 OTC REPORTING FACILITY. US UNITED STATES OF AMERICA FINR FINR O FINRA WASHINGTON WWW.FINRA.ORG/INDUSTRY/COMPLIANCE/MARKETTRANSPARENCY/ADF/ JANUARY 2013 ACTIVE JANUARY 2013 US UNITED STATES OF AMERICA FINY FINR S FINRA/NYSE TRF (TRADE REPORTING FACILITY) WASHINGTON WWW.FINRA.ORG/INDUSTRY/COMPLIANCE/MARKETTRANSPARENCY/TRF/PARTICIPANTS/ JULY 2010 ACTIVE JULY 2010 FINRA HAS TWO TRF PARTICIPANTS, NYSE AND NASDAQ. US UNITED STATES OF AMERICA FNCS BGCF S FENICS - US TREASURIES NEW YORK WWW.FENICSUST.COM MAY 2017 ACTIVE MAY 2017 FENICS IS BGC FINANCIAL, L.P. SEGMENT. US UNITED STATES OF AMERICA FNFX BGCF S FENICS FX ECN NEW YORK WWW.FENICSFX.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 ELECTRONIC COMMUNICATIONS NETWORK. US UNITED STATES OF AMERICA FNIX GFAM S GFI SECURITIES LLC - FENICS DELTA X NEW YORK WWW.GFIGROUP.COM MAY 2021 ACTIVE DECEMBER 2019 U.S. CORPORATE BOND TRADING. US UNITED STATES OF AMERICA FREX FREX O FAIRX CHICAGO WWW.FAIRX.COM JUNE 2021 ACTIVE OCTOBER 2020 US UNITED STATES OF AMERICA FSEF FSEF O FTSEF LLC GREAT NECK WWW.FTSEF.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY (SEF). US UNITED STATES OF AMERICA FTUS FTUS O FLOW TRADERS U.S LLC NEW YORK WWW.FLOWTRADERS.COM APRIL 2019 ACTIVE APRIL 2019 FLOW TRADERS’ DISCLOSED LIQUIDITY PROVISION THROUGH LEVEL ALTERNATIVE TRADING SYSTEM (ATS). US UNITED STATES OF AMERICA FXAL FXAL O FXALL NEW YORK WWW.FXALL.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 US UNITED STATES OF AMERICA FXCM FXCM O FXCM NEW YORK WWW.FXCM.COM AUGUST 2011 ACTIVE AUGUST 2011 REGISTERED & REGULATED MARKET FOR OTC FOREIGN EXCHANGE OPTIONS TRADING. MARKET FOR SPOT FX AND OPTIONS. US UNITED STATES OF AMERICA FXPS THRE S REFINITIV SEF REQUEST FOR STREAM RSEF (RFS) NEW YORK WWW.REFINITIV.COM MARCH 2021 ACTIVE MARCH 2021 REFINITIV SWAP EXECUTION FACILITY RFS SEGMENT. US UNITED STATES OF AMERICA G1XX G1XX O G1 EXECUTION SERVICES CHICAGO WWW.G1X.COM SEPTEMBER 2014 ACTIVE SEPTEMBER 2014 WHOLESALE MARKET MAKER IN NMS AND OTC EQUITY SECURITIES US UNITED STATES OF AMERICA GFAM GFAM O GFI SECURITIES LLC - ALL MARKETS NEW YORK WWW.GFIGROUP.COM MAY 2021 ACTIVE MAY 2021 US UNITED STATES OF AMERICA GLBX XCME S CME GLOBEX CHICAGO WWW.CME.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 US UNITED STATES OF AMERICA GLLC GLLC O GATE US LLC NEW YORK WWW.GATEUS.COM JULY 2010 ACTIVE JULY 2010 ALTERNATIVE TRADING SYSTEM. US UNITED STATES OF AMERICA GLMX GLMX O GLMX NEW YORK WWW.GLMX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 ELECTRONIC TRADING PLATFORM FOR SECURITIES FINANCING TRANSACTIONS. US UNITED STATES OF AMERICA GLPS GLPS O ESSEX RADEZ, LLC GLPS CHICAGO WWW.ESSEXRADEZ.COM SEPTEMBER 2014 ACTIVE SEPTEMBER 2014 ELECTRONIC TRADING SYSTEM US UNITED STATES OF AMERICA GLPX GLPX O ACS EXECUTION SERVICES, LLC GLPX RED BANK MARCH 2016 ACTIVE MARCH 2016 EXECUTION SERVICES US UNITED STATES OF AMERICA GMNI XISX S ISE GEMINI EXCHANGE NEW YORK WWW.ISE.COM MAY 2013 ACTIVE MAY 2013 ISE GEMINI EXCHANGE IS A NATIONAL SECURITIES EXCHANGE REGISTERED WITH THE UNITED STATES SECURITIES & EXCHANGE COMMISSION. ISE GEMINI EXCHANGE WILL FACILITATE THE ELECTRONIC TRADING OF EQUITY & INDEX OPTIONS. US UNITED STATES OF AMERICA GOTC GOTC O GLOBAL OTC CHICAGO WWW.GLOBALOTC.COM MAY 2017 ACTIVE MAY 2017 ELECTRONIC TRADING PLATFORM FOR OTC EQUITY SECURITIES. US UNITED STATES OF AMERICA GOVX GOVX O GOVEX GOVEX BOSTON WWW.GOVEX.COM MARCH 2012 ACTIVE MARCH 2012 TRADING PLATFORM FOR US TREASURY SECURITIES - OPERATED BY STATE STREET US UNITED STATES OF AMERICA GREE GREE O THE GREEN EXCHANGE CHICAGO WWW.NYMEX.GREENFUTURES.COM/ SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING PLATFORM FOR VARIOUS ENVIRONMENTAL CONTRACTS. US UNITED STATES OF AMERICA GSCO GSCO O GOLDMAN SACHS AND CO. GSCO NEW YORK WWW.GOLDMANSACHS.COM JUNE 2017 ACTIVE JUNE 2017 US UNITED STATES OF AMERICA GSEF GSEF O GFI SWAPS EXCHANGE, LLC GFI SEF NEW YORK WWW.GFIGROUP.COM/MARKETS/SWAPS-EXCHANGE/OVERVIEW.ASPX AUGUST 2014 ACTIVE AUGUST 2014 SWAPS EXECUTION FACILITY US UNITED STATES OF AMERICA GTCO GTCO O KCG AMERICAS LLC NEW YORK WWW.KCG.COM JANUARY 2014 ACTIVE SEPTEMBER 2008 REGISTERED ATS FOR TRADING US CASH EQUITIES. FINRA MEMBER AND REG ATS ON FILE WITH THE SEC US UNITED STATES OF AMERICA GTSX GTSX O GTSX GTSX NEW YORK WWW.GTSX.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 US UNITED STATES OF AMERICA GTXS GTXS O GTX SEF, LLC GTX BEDMINSTER WWW.GAINGTX.COM/SEF.SHTML NOVEMBER 2016 ACTIVE NOVEMBER 2016 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES. US UNITED STATES OF AMERICA HEGX HEGX O NADEX CHICAGO WWW.NADEX.COM APRIL 2010 ACTIVE APRIL 2010 US UNITED STATES OF AMERICA HPPO HPPO O POTAMUS TRADING LLC HPPO BOSTON WWW.POTAMUSTRADING.COM APRIL 2014 ACTIVE APRIL 2014 WHOLESALE MARKET MAKER FOR NMS EQUITIES. ELECTRONIC TRADING SERVICES FOR OTHER BROKER-DEALER CLIENTS. US UNITED STATES OF AMERICA HRTF HRTF O HUDSON RIVER TRADING (HRT) HRT NEW YORK WWW.HUDSON-TRADING.COM JULY 2018 ACTIVE JULY 2018 SINGLE DEALER PLATFORM. US UNITED STATES OF AMERICA HRTX HRTX O HUDSON RIVER TRADING HRT NEW YORK WWW.HUDSON-TRADING.COM MAY 2018 ACTIVE MAY 2018 SINGLE DEALER PLATFORM. US UNITED STATES OF AMERICA HSFX HSFX O HOTSPOT FX JERSEY CITY WWW.HOTSPOTFX.COM JANUARY 2009 ACTIVE JANUARY 2009 US UNITED STATES OF AMERICA IATS IATS O INTERACTIVE BROKERS LLC - ATS IATS GREENWICH WWW.INTERACTIVEBROKERS.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 IATS IS AN ALTERNATIVE TRADING SYSTEM OPERATED PURSUANT TO REGULATION ATS BY INTERACTIVE BROKERS LLC. US UNITED STATES OF AMERICA ICBX XINS S INSTINET CBX (US) NEW YORK WWW.INSTINET.COM NOVEMBER 2008 ACTIVE NOVEMBER 2008 CONTINUOUS BLOCK CROSSING DESTINATION FOR US EQUITIES. US UNITED STATES OF AMERICA ICEL ICEL O ISLAND ECN LTD, THE NEW YORK WWW.ISLAND.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA ICES IFUS S ICE SWAP TRADE LLC NEW YORK WWW.THEICE.COM DECEMBER 2013 ACTIVE AUGUST 2013 SWAP EXECUTION FACILITY US UNITED STATES OF AMERICA ICRO XINS S INSTINET VWAP CROSS NEW YORK WWW.INSTINET.COM JUNE 2009 ACTIVE JUNE 2009 CALL MARKET CROSS PRICED AT THE DAY'S VWAP FOR US EQUITIES. US UNITED STATES OF AMERICA ICSU BTEC S ICAP SEF (US) LLC. JERSEY CITY WWW.ICAP.COM NOVEMBER 2015 ACTIVE JULY 2014 SEF FOR TRADING CFTC REGULATED SWAPS US UNITED STATES OF AMERICA IDXM IDXM O IDX MARKETS, LLC NEW YORK WWW.IDXMARKETS.COM JUNE 2021 ACTIVE JUNE 2021 REGISTERED ALTERNATIVE TRADING SYSTEM (ATS) FOR FIXED INCOME STRUCTURED PRODUCTS. US UNITED STATES OF AMERICA IEPA IFUS S INTERCONTINENTAL EXCHANGE ICE ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE MARCH 2008 US UNITED STATES OF AMERICA IEXD IEXG S INVESTORS EXCHANGE - DARK IEX NEW YORK WWW.IEXTRADING.COM JULY 2017 ACTIVE JULY 2017 US UNITED STATES OF AMERICA IEXG IEXG O INVESTORS EXCHANGE IEX NEW YORK WWW.IEXTRADING.COM SEPTEMBER 2016 ACTIVE OCTOBER 2013 US UNITED STATES OF AMERICA IFED IFUS S ICE FUTURES U.S. ENERGY DIVISION NEW YORK WWW.THEICE.COM DECEMBER 2013 ACTIVE AUGUST 2012 US UNITED STATES OF AMERICA IFUS IFUS O ICE FUTURES U.S. NEW YORK WWW.THEICE.COM DECEMBER 2013 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFUS REPLACES MIC ICUS. US UNITED STATES OF AMERICA IMAG IFUS S ICE MARKETS AGRICULTURE ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE FUTURES, OPTIONS AND OTC AGRICULTURAL PRODUCTS. US UNITED STATES OF AMERICA IMBD IFUS S ICE MARKETS BONDS ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. US UNITED STATES OF AMERICA IMCC IFUS S ICE CREDIT TRADE NEW YORK WWW.THEICE.COM JUNE 2020 ACTIVE AUGUST 2013 ELECTRONIC MARKET FOR FIXED INCOME PRODUCTS. US UNITED STATES OF AMERICA IMCG IFUS S CREDITEX LLC NEW YORK WWW.THEICE.COM JUNE 2015 ACTIVE AUGUST 2013 OTC MARKET FOR CREDIT DERIVATIVES US UNITED STATES OF AMERICA IMCR IFUS S ICE MARKETS CREDIT ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE CREDIT PRODUCTS. US UNITED STATES OF AMERICA IMCS IMCS O IMC FINANCIAL MARKETS CHICAGO WWW.IMC.COM JUNE 2017 ACTIVE JUNE 2017 ELECTRONIC TRADING PLATFORM. US UNITED STATES OF AMERICA IMEN IFUS S ICE MARKETS ENERGY ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE ENERGY PRODUCTS. US UNITED STATES OF AMERICA IMFX IFUS S ICE MARKETS FOREIGN EXCHANGE ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE MAY 2011 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES. US UNITED STATES OF AMERICA IMIR IFUS S ICE MARKETS RATES ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE CURRENCY PRODUCTS. US UNITED STATES OF AMERICA INCA XINS S INSTINET DESK CROSS NEW YORK WWW.INSTINET.COM DECEMBER 2017 ACTIVE DECEMBER 2017 US UNITED STATES OF AMERICA INCR INCR O INTELLIGENTCROSS STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE MAY 2018 INTELLIGENTCROSS MIDPOINT. US UNITED STATES OF AMERICA ISDA ISDA O ISDAFIX NEW YORK WWW2.ISDA.ORG NOVEMBER 2012 ACTIVE NOVEMBER 2012 SCREEN SERVICE FOR SWAP RATES FOR SWAP TRANSACTIONS WORLDWIDE. US UNITED STATES OF AMERICA ITGI ITGI O ITG - POSIT NEW YORK WWW.ITG.COM MARCH 2013 ACTIVE DECEMBER 2005 ATS US UNITED STATES OF AMERICA JEFX JEFX O JETX NEW YORK WWW.JEFFERIES.COM JULY 2014 ACTIVE JULY 2014 DARK POOL FOR NMS EQUITIES US UNITED STATES OF AMERICA JLQD JLQD O JUMP LIQUIDITY JLQD CHICAGO WWW.JUMPLIQUIDITY.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2017 MULTI-ASSET PLATFORM FOR SECURITIES, FUTURES, AND FX. US UNITED STATES OF AMERICA JNST JNST O JANE STREET CAPITAL, LLC NEW YORK WWW.JANESTREET.COM MARCH 2020 ACTIVE MARCH 2020 WHOLESALING PLATFORM. US UNITED STATES OF AMERICA JPBX JPBX O JPBX JPBX NEW YORK WWW.JPMORGAN.COM JANUARY 2017 ACTIVE JANUARY 2017 J.P. MORGAN ATS US UNITED STATES OF AMERICA JPMS JPMS O JPMS, LLC NEW YORK WWW.JPMORGAN.COM/COUNTRY/US/EN/CIB/MARKETS-INVESTOR-SERVICES/AQUA APRIL 2019 ACTIVE APRIL 2019 US UNITED STATES OF AMERICA JPMX JPMX O JPMX JPMX NEW YORK WWW.JPMORGAN.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 J.P. MORGAN ATS US UNITED STATES OF AMERICA JSES JSES O JANE STREET EXECUTION SERVICES LLC JX NEW YORK WWW.JANESTREET.COM APRIL 2014 ACTIVE APRIL 2014 ELECTRONIC TRADING PLATFORM US UNITED STATES OF AMERICA JSJX JSJX O JANE STREET JX JX NEW YORK WWW.JANESTREET.COM JANUARY 2016 ACTIVE JANUARY 2016 ELECTRONIC TRADING PLATFORM (JANE STREET CAPITAL LLC) US UNITED STATES OF AMERICA KLSH KLSH O KALSHIEX LLC KEX NEW YORK WWW.KALSHI.COM MARCH 2021 ACTIVE MARCH 2021 DESIGNATED CONTRACT MARKET. US UNITED STATES OF AMERICA KNCM KNIG S KNIGHT CAPITAL MARKETS LLC JERSEY CITY WWW.KNIGHT.COM MAY 2010 ACTIVE MAY 2010 KCM PRIMARILY OPERATES AS A MARKET-MAKER IN THE OVER-THE-COUNTER MARKET FOR NEW YORK STOCK EXCHANGE AND AMERICAN STOCK EXCHANGE LISTED SECURITIES. US UNITED STATES OF AMERICA KNEM KNIG S KNIGHT EQUITY MARKETS LP JERSEY CITY WWW.KNIGHT.COM MAY 2010 ACTIVE MAY 2010 KEM OPERATES AS A MARKET-MAKER IN OVER-THE-COUNTER EQUITY SECURITIES, PRIMARILY THOSE TRADED IN THE NASDAQ STOCK MARKET AND ON THE OTC BULLETIN BOARD. US UNITED STATES OF AMERICA KNIG KNIG O KNIGHT JERSEY CITY WWW.KNIGHT.COM MARCH 2013 ACTIVE MARCH 2013 US UNITED STATES OF AMERICA KNLI KNIG S KNIGHT LINK JERSEY CITY WWW.KNIGHT.COM DECEMBER 2008 ACTIVE DECEMBER 2008 ELECTRONIC MARKET MAKER, ALTERNATIVE LIQUIDITY PROVIDER FOR US AND EUROPEAN STOCKS US UNITED STATES OF AMERICA LAMP LAMP O LAMPOST CAPITAL LAMP BOCA RATON WWW.THELAMPOST.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 US BROKER-DEALER. US UNITED STATES OF AMERICA LASF LASF O LATAM SEF NEW YORK WWW.LATAMSEF.COM JULY 2014 ACTIVE JULY 2014 SWAP EXECUTION FACILITY FOR LATIN AMERICA OTC DERIVATIVES US UNITED STATES OF AMERICA LATG GFAM S GFI SECURITIES LLC - CREDITMATCH (LATG) LATG NEW YORK WWW.GFIGROUP.COM MAY 2021 ACTIVE MAY 2021 US UNITED STATES OF AMERICA LEDG LEDG O LEDGERX NEW YORK WWW.LEDGERX.COM JUNE 2017 ACTIVE JUNE 2017 TRADING AND CLEARING PLATFORM FOR DIGITAL CURRENCY DERIVATIVES. US UNITED STATES OF AMERICA LEVL LEVL O LEVEL ATS LEVEL BOSTON WWW.LEVELATS.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007 US UNITED STATES OF AMERICA LIFI LIUS S LIQUIDNET, INC. FIXED INCOME ATS LQNF NEW YORK WWW.LIQUIDNET.COM DECEMBER 2015 ACTIVE DECEMBER 2015 THE FIXED INCOME ATS FOR LIQUIDNET, INC US UNITED STATES OF AMERICA LIUH LIUS S LIQUIDNET, INC. H2O ATS LQNA NEW YORK WWW.LIQUIDNET.COM NOVEMBER 2014 ACTIVE NOVEMBER 2014 THE H2O ATS FOR LIQUIDNET, INC. US UNITED STATES OF AMERICA LIUS LIUS O LIQUIDNET, INC. LQNT NEW YORK WWW.LIQUIDNET.COM JULY 2014 ACTIVE JULY 2014 US REGISTERED BROKER DEALER OPERATING TWO ATS AND OFFERING TRADING AND ALGORITHMIC TRADING SERVICES US UNITED STATES OF AMERICA LMNX LTAA S LUMINEX TRADING & ANALYTICS LLC - ATS LMNX BOSTON WWW.LUMINEXTRADING.COM JULY 2015 ACTIVE JULY 2015 ATS US UNITED STATES OF AMERICA LQED LQED O LIQUIDITYEDGE NEW YORK WWW.LIQUIDITYEDGE.TRADE JULY 2015 ACTIVE JULY 2015 ELECTRONIC TRADING PLATFORM FOR U.S. TREASURY SECURITIES. US UNITED STATES OF AMERICA LQFI CGMI S CITI LIQUIFI LQFI NEW YORK WWW.CITIVELOCITY.COM SEPTEMBER 2014 ACTIVE SEPTEMBER 2014 LIQUIFI IS AN ATS UNDER THE OPERATING MIC CGMI US UNITED STATES OF AMERICA LTAA LTAA O LUMINEX TRADING & ANALYTICS LLC LTAA BOSTON WWW.LUMINEXTRADING.COM JULY 2015 ACTIVE JULY 2015 BROKER DEALER US UNITED STATES OF AMERICA LTSE LTSE O LONG-TERM STOCK EXCHANGE, INC. LTSE SAN FRANCISCO WWW.LONGTERMSTOCKEXCHANGE.COM DECEMBER 2019 ACTIVE DECEMBER 2019 A NATIONALLY-REGISTERED STOCK EXCHANGE. US UNITED STATES OF AMERICA MAGM MAGM O MAGMA ATS NORTH BERGEN WWW.TORBROKERAGE.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 REGISTERED ALTERNATIVE TRADING SYSTEM FOR EQUITIES. US UNITED STATES OF AMERICA MCRY XISX S ISE MERCURY, LLC NEW YORK WWW.ISE.COM OCTOBER 2014 ACTIVE JUNE 2005 ISE MERCURY WILL BE A NATIONAL SECURITIES EXCHANGE REGISTERED WITH THE US SEC. ISE MERCURY WILL FACILITATE THE ELECTRONIC TRADING OF EQUITY AND INDEX OPTIONS. TARGETED LAUNCH: FIRST HALF OF 2015. US UNITED STATES OF AMERICA MELO XNAS S NASDAQ MIDPOINT-ELO (M-ELO) MELO NEW YORK WWW.NASDAQTRADER.COM APRIL 2018 ACTIVE APRIL 2018 MIDPOINT EXTENDED POINT ORDER (M-ELO). US UNITED STATES OF AMERICA MEMD MEMX S MEMX LLC DARK MEMXDARK JERSEY CITY HTTPS://MEMX.COM/ JULY 2020 ACTIVE JULY 2020 US UNITED STATES OF AMERICA MEMX MEMX O MEMX LLC MEMX JERSEY CITY HTTPS://MEMX.COM/ FEBRUARY 2020 ACTIVE FEBRUARY 2020 US UNITED STATES OF AMERICA MIHI MIHI O MIAMI INTERNATIONAL HOLDINGS, INC. MIHI PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE FEBRUARY 2016 HOLDINGS COMPANY FOR MIAX EXCHANGES AND OTHER ENTITIES. US UNITED STATES OF AMERICA MKAA MTXX S MARKETAXESS ATS NEW YORK WWW.MARKETAXESS.COM AUGUST 2019 ACTIVE AUGUST 2019 REGISTERED ALTERNATIVE TRADING SYSTEM (ATS) FOR FIXED INCOME SECURITIES. US UNITED STATES OF AMERICA MLCO BAML S BANK OF AMERICA - MERRILL LYNCH OTC NEW YORK HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT APRIL 2015 ACTIVE APRIL 2015 USED FOR HIGH TOUCH AND 'DIRECT TO CAPITAL' EXECUTIONS US UNITED STATES OF AMERICA MLVX BAML S BANK OF AMERICA - MERRILL LYNCH VWAP CROSS NEW YORK HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT FEBRUARY 2015 ACTIVE FEBRUARY 2015 REGISTERED ATS (ATS 1) US UNITED STATES OF AMERICA MOCX XINS S MOC CROSS MOCX NEW YORK WWW.INSTINET.COM FEBRUARY 2015 ACTIVE FEBRUARY 2015 POINT IN TIME CROSSES THAT ALLOWS PARTICIPANTS TO CROSS MOC ORDERS FOR US EQUITIES. US UNITED STATES OF AMERICA MPRL MIHI S MIAX PEARL, LLC MPRL PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE FEBRUARY 2016 MIAX PEARL: ELECTRONIC TRADING FOR DERIVATIVES. US UNITED STATES OF AMERICA MSCO MSCO O MORGAN STANLEY AND CO. LLC NEW YORK WWW.MORGANSTANLEY.COM NOVEMBER 2014 ACTIVE NOVEMBER 2014 US UNITED STATES OF AMERICA MSPL MSCO S MS POOL NEW YORK WWW.MORGANSTANLEY.COM MARCH 2015 ACTIVE MARCH 2010 REGISTERED ATS FOR EQUITIES IN THE U.S. US UNITED STATES OF AMERICA MSRP MSCO S MS RPOOL NEW YORK WWW.MORGANSTANLEY.COM MAY 2018 ACTIVE FEBRUARY 2012 INTERNAL CROSSING SYSTEM FOR EQUITIES. US UNITED STATES OF AMERICA MSTX MSCO S MS TRAJECTORY CROSS NEW YORK WWW.MORGANSTANLEY.COM MARCH 2015 ACTIVE APRIL 2014 INTERNAL CROSSING SYSTEM FOR EQUITIES. US UNITED STATES OF AMERICA MTSB MTUS S MTS BONDS.COM NEW YORK WWW.MTSMARKETS.COM/PRODUCTS/MTS-BONDS-COM AUGUST 2014 ACTIVE AUGUST 2014 REGISTERED MARKET FOR BONDS AND ELECTRONIC TRADING PLATFORM FOR FIXED INCOME PRODUCTS US UNITED STATES OF AMERICA MTUS MTUS O MTS MARKETS INTERNATIONAL INC. NEW YORK WWW.MTSMARKETS.COM MAY 2017 ACTIVE AUGUST 2014 MTS MARKETS US US UNITED STATES OF AMERICA MTXA MTXX S MARKETAXESS CANADA COMPANY NEW YORK WWW.MARKETAXESS.COM JANUARY 2016 ACTIVE JANUARY 2016 ELECTRONIC TRADING PLATFORM US UNITED STATES OF AMERICA MTXC MTXX S MARKETAXESS CORPORATION SINGLE-NAME CDS CENTRAL LIMIT ORDER NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM US UNITED STATES OF AMERICA MTXM MTXX S MARKETAXESS CORPORATION MID-X TRADING SYSTEM NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM US UNITED STATES OF AMERICA MTXS MTXX S MARKETAXESS SEF CORPORATION NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM US UNITED STATES OF AMERICA MTXX MTXX O MARKETAXESS CORPORATION NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 ELECTRONIC TRADING PLATFORM US UNITED STATES OF AMERICA NASD XNAS S NSDQ DARK NSDQDARK NEW YORK WWW.NASDAQ.COM MAY 2011 ACTIVE MAY 2011 DARK POOL US UNITED STATES OF AMERICA NBLX NBLX O NOBLE EXCHANGE NEW YORK WWW.NOBLEX.IO JULY 2015 ACTIVE JULY 2015 THE NOBLE MARKETS VENUE FOR CRYPTOGRAPHIC AND DIGITAL ASSETS. US UNITED STATES OF AMERICA NFSA NFSC S FIDELITY CROSSSTREAM BOSTON WWW.CAPITALMARKETS.FIDELITY.COM SEPTEMBER 2014 ACTIVE APRIL 2012 US UNITED STATES OF AMERICA NFSC NFSC O NATIONAL FINANCIAL SERVICES, LLC BOSTON WWW.FIDELITYCAPITALMARKETS.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 TRADING PLATFORM FOR THE EXECUTION OF EQUITY, OPTION, FIXED INCOME, AND OTC SECURITIES. US UNITED STATES OF AMERICA NFSD NFSC S FIDELITY DARK BOSTON WWW.CAPITALMARKETS.FIDELITY.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. US UNITED STATES OF AMERICA NLAX CPGX S CLEARPOOL EXECUTION SERVICES, LLC - NATURAL LIQUIDITY ALLIANCE NEW YORK WWW.CLEARPOOLGROUP.COM MARCH 2019 ACTIVE MARCH 2019 ELECTRONIC TRADING PLATFORM. US UNITED STATES OF AMERICA NMRA NMRA O NOMURA SECURITIES INTERNATIONAL NEW YORK WWW.NOMURA.COM SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 NOMURA PRINCIPAL TRADING. US UNITED STATES OF AMERICA NODX NODX O NODAL EXCHANGE VIENNA WWW.NODALEXCHANGE.COM DECEMBER 2009 ACTIVE DECEMBER 2009 ELECTRONIC POWER EXCHANGE. US UNITED STATES OF AMERICA NXUS NXUS O NX ATS - CROSSING PLATFORM NEW YORK WWW.NOMURA.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 NX IS A REGISTERED ATS IN THE US MARKETS - CURRENTLY PROVIDING CROSSING FACILITIES FOR REG NMS LISTED STOCKS. US UNITED STATES OF AMERICA NYFX BNYC S MILLENNIUM NEW YORK WWW.CONVERGEX.COM OCTOBER 2010 ACTIVE OCTOBER 2010 AT THE END OF DEC 2009, THE NYSE SHUT DOWN EURO-MILLENNIUM, THE EUROPEAN EQUITIES ATS. IN DEC 2009, THE CONVERGEX GROUP BOUGHT MILLENNIUM, THE US EQUITIES ATS. US UNITED STATES OF AMERICA NYMS XCME S CME SWAPS MARKETS (NYMEX) NEW YORK WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION OF ENERGY IN THE US US UNITED STATES OF AMERICA NYPC NYPC O NEW YORK PORTFOLIO CLEARING NYPC NEW YORK WWW.NYPCLEAR.COM APRIL 2012 ACTIVE APRIL 2012 US UNITED STATES OF AMERICA NYSD XNYS S NYSE DARK NYSEDARK NEW YORK WWW.NYSE.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. US UNITED STATES OF AMERICA OCEA OCEA O BLUE OCEAN ALTERNATIVE TRADING SYSTEM BOATS SEA GIRT WWW.BLUEOCEANATS.COM JUNE 2021 ACTIVE JUNE 2021 BLUE OCEAN ATS, LLC IS A US REGISTERED BROKER DEALER (CRD #306512) AND OPERATOR OF AN ALTERNATIVE TRADING SYSTEM (ATS). US UNITED STATES OF AMERICA OLLC OLLC O OTCEX LLC NEW YORK WWW.OTCEXGROUP.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER FOR EQUITIES DERIVATIVES AND RATES DERIVATIVES IN NYC US UNITED STATES OF AMERICA ONEC CGMI S CITI-ONE NEW YORK WWW.CITI.COM/MSS/SOLUTIONS/EQUITIES/E-TRADING/LIQUIDITY/ SEPTEMBER 2020 ACTIVE SEPTEMBER 2020

ISO 10383 Market Identifier Codes MICs List by CC

ISO COUNTRY CODE (ISO 3166) COUNTRY MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS US UNITED STATES OF AMERICA OOTC FINR S OTHER OTC WASHINGTON WWW.OTCBB.COM APRIL 2013 ACTIVE AUGUST 2012 OTC SECURITY THAT IS NOT QUOTED ON THE NNQS (PREVIOUSLY OTCBB) BUT IS ELIGIBLE FOR TRADE REPORTING TO THE TRADE REPORTING FACILITY, IS CATEGORIZED AS "OTHER-OTC". US UNITED STATES OF AMERICA OPRA OPRA O OPTIONS PRICE REPORTING AUTHORITY OPRA CHICAGO WWW.OPRADATA.COM DECEMBER 2011 ACTIVE DECEMBER 2011 TRADING CONSOLIDATOR. US UNITED STATES OF AMERICA OTCB OTCM S OTCQB MARKETPLACE NEW YORK WWW.OTCMARKETS.COM MAY 2010 ACTIVE MAY 2010 OTCQB MARKET TIER HELPS INVESTORS EASILY IDENTIFY COMPANIES THAT ARE REGISTERED AND CURRENT IN THEIR REPORTING OBLIGATIONS WITH THE SEC OR REPORT TO A U.S. BANKING OR INSURANCE REGULATOR. US UNITED STATES OF AMERICA OTCM OTCM O OTC LINK ATS - OTC MARKETS NEW YORK WWW.OTCMARKETS.COM JULY 2021 ACTIVE MAY 2012 OPERATIONAL MIC FOR OTC MARKETS. US UNITED STATES OF AMERICA OTCN OTCN O OTC LINK ECN NEW YORK WWW.OTCMARKETS.COM MARCH 2019 ACTIVE MARCH 2019 ELECTRONIC COMMUNICATIONS NETWORK. US UNITED STATES OF AMERICA OTCQ OTCM S OTCQX MARKETPLACE NEW YORK WWW.OTCMARKETS.COM MAY 2016 ACTIVE AUGUST 2008 ELECTRONIC QUOTATION SYSTEM FOR PREMIUM MARKET TIER (OPERATED BY PINK SHEETS) US UNITED STATES OF AMERICA PINC OTCM S OTC PINK CURRENT NEW YORK WWW.OTCMARKETS.COM MAY 2012 ACTIVE MAY 2012 US UNITED STATES OF AMERICA PINI OTCM S OTC PINK NO INFORMATION NEW YORK WWW.OTCMARKETS.COM MAY 2012 ACTIVE MAY 2012 US UNITED STATES OF AMERICA PINL OTCM S OTC PINK LIMITED NEW YORK WWW.OTCMARKETS.COM MAY 2012 ACTIVE MAY 2012 US UNITED STATES OF AMERICA PINX OTCM S OTC PINK MARKETPLACE NEW YORK WWW.OTCMARKETS.COM MARCH 2012 ACTIVE MARCH 2012 US UNITED STATES OF AMERICA PIPE PIPE O ARITAS SECURITIES LLC NEW YORK WWW.PIPELINETRADING.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 US UNITED STATES OF AMERICA PIPR PIPR O PIPER SANDLER AND CO. GREENWICH WWW.PIPERSANDLER.COM FEBRUARY 2020 ACTIVE NOVEMBER 2019 REGISTERED MARKET FOR EQUITIES. US UNITED STATES OF AMERICA PJCX PIPR S PIPER SANDLER AND CO. - ATS GREENWICH WWW.PIPERSANDLER.COM FEBRUARY 2020 ACTIVE NOVEMBER 2019 ALTERNATIVE TRADING SYSTEM. US UNITED STATES OF AMERICA PRSE PRSE O PRAGMA ATS NEW YORK WWW.PRAGMATRADING.COM DECEMBER 2010 ACTIVE DECEMBER 2010 REGISTERED ATS FOR US EQUITIES US UNITED STATES OF AMERICA PSGM OTCM S OTC GREY MARKET NEW YORK WWW.OTCMARKETS.COM MARCH 2012 ACTIVE MARCH 2012 US UNITED STATES OF AMERICA PSXD XNAS S NASDAQ PSX PSX NEW YORK WWW.NASDAQTRADER.COM OCTOBER 2019 ACTIVE OCTOBER 2019 NON-DISPLAYED (DARK) EXECUTIONS. US UNITED STATES OF AMERICA PUMA PUMA O PUMA CAPITAL, LLC PUMA PURCHASE WWW.PUMACAP.COM APRIL 2019 ACTIVE APRIL 2019 US BROKER-DEALER. US UNITED STATES OF AMERICA PUMX PUMA S PUMA CAPITAL, LLC - OPTIONS PUMA PURCHASE WWW.PUMACAP.COM APRIL 2019 ACTIVE APRIL 2019 US BROKER-DEALER. US UNITED STATES OF AMERICA PUND PUND O PUNDION LLC NEW YORK WWW.PUNDION.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 EQUITY PRODUCTS. US UNITED STATES OF AMERICA RCMA RCMA O RBC CAPITAL MARKETS ARBITRAGE S.A. NEW YORK WWW.RBC.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 US UNITED STATES OF AMERICA RICD RICX S RIVERCROSS DARK RIVERX NARBERTH WWW.RXATS.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. US UNITED STATES OF AMERICA RICX RICX O RIVERCROSS NARBERTH WWW.RXATS.COM MAY 2011 ACTIVE MAY 2011 RIVERCROSS™ IS AN ALTERNATIVE TRADING SYSTEM (ATS) OPERATED PURSUANT TO REGULATION ATS BY RIVERCROSS SECURITIES, LLLP, PROVIDING A SECURE AND CONFIDENTIAL LIQUIDITY SOURCE FOR U.S.-REGISTERED BROKER-DEALERS AND THEIR CLIENTS. US UNITED STATES OF AMERICA SAGE SAGE O SAGETRADER SAN FRANCISCO WWW.SAGETRADER.COM MAY 2019 ACTIVE MAY 2019 BROKER DEALER. US UNITED STATES OF AMERICA SCXA SCXO S SEED DIGITAL SECURITIES MARKET CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE AUGUST 2018 ELECTRONIC TRADING PLATFORM FOR SECURITIES, ALTERNATIVE TRADING SYSTEM (ATS). US UNITED STATES OF AMERICA SCXF SCXO S SEED FUTURES CHICAGO WWW.SEEDCX.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ELECTRONIC TRADING PLATFORM, DESIGNATED CONTRACTS MARKET (DCM). US UNITED STATES OF AMERICA SCXM SCXO S SEED DIGITAL COMMODITIES MARKET CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE OCTOBER 2017 ELECTRONIC TRADING PLATFORM FOR COMMODITIES. US UNITED STATES OF AMERICA SCXO SCXO O SEED CX SEED CX CHICAGO WWW.SEEDCX.COM OCTOBER 2017 ACTIVE OCTOBER 2017 US UNITED STATES OF AMERICA SCXS SCXO S SEED SEF CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE JULY 2016 ELECTRONIC TRADING PLATFORM FOR SWAPS, SWAP EXECUTION FACILITY (SEF). US UNITED STATES OF AMERICA SGA2 SGAS S SG AMERICAS SECURITIES, LLC - SECOND VENUE SGAS NEW YORK WWW.SGCIB.COM OCTOBER 2020 ACTIVE OCTOBER 2020 US BROKER DEALER. US UNITED STATES OF AMERICA SGAS SGAS O SG AMERICAS SECURITIES, LLC SGAS NEW YORK WWW.SGCIB.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 US BROKER DEALER. US UNITED STATES OF AMERICA SGMA SGMA O GOLDMAN SACH MTF NEW YORK WWW2.GOLDMANSACHS.COM MARCH 2008 ACTIVE MARCH 2008 GS'S MTF. IMPLEMENTATION DATE: FEBRUARY 1ST 2008 US UNITED STATES OF AMERICA SGMT GSCO S SIGMA X2 SGMT NEW YORK WWW.GOLDMANSACHS.COM JUNE 2017 ACTIVE DECEMBER 2016 SIGMA X2 (SGMT) IS THE ATS OF REGISTERED BROKER-DEALER GOLDMAN SACHS & CO (GSCO). US UNITED STATES OF AMERICA SHAD SHAW S D.E. SHAW DARK NEW YORK WWW.DESHAW.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. US UNITED STATES OF AMERICA SHAW SHAW O D.E. SHAW NEW YORK WWW.DESHAW.COM MAY 2011 ACTIVE MAY 2011 US UNITED STATES OF AMERICA SMFE SMFE O SMALL EXCHANGE, INC - DESIGNATED CONTRACT MARKET CHICAGO WWW.THESMALLEXCHANGE.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 DESIGNATED CONTRACT MARKET. US UNITED STATES OF AMERICA SOHO SOHO O TWO SIGMA SECURITIES, LLC SOHO NEW YORK WWW.TWOSIGMASECURITIES.COM AUGUST 2014 ACTIVE AUGUST 2014 MARKET MAKER FOR US EXCHANGE LISTED EQUITIES US UNITED STATES OF AMERICA SSTX SSTX O E-EXCHANGE EEXCHANGE BOSTON MARCH 2012 ACTIVE MARCH 2012 US UNITED STATES OF AMERICA STFX STFX O STIFEL, NICOLAUS AND COMPANY, INCORPORATED STFL NEW YORK JANUARY 2020 ACTIVE JANUARY 2020 ALTERNATIVE TRADING SYSTEM. US UNITED STATES OF AMERICA STRM STRM O PURESTREAM NEW YORK WWW.PURESTREAM.TECH FEBRUARY 2021 ACTIVE FEBRUARY 2021 US UNITED STATES OF AMERICA SUNT SUNT O SUN TRADING LLC CHICAGO WWW.SUNTRADINGLLC.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SINGLE DEALER PLATFORM FOR US EQUITIES. US UNITED STATES OF AMERICA TERA TERA O TERAEXCHANGE NEW JERSEY WWW.TERAEXCHANGE.COM DECEMBER 2012 ACTIVE DECEMBER 2012 SWAP EXECUTION FACILITY (OTC CLEARED INSTRUMENTS) US UNITED STATES OF AMERICA TFSU TFSU O TFS GREEN UNITED STATES GREEN MARKETS TFS NEW YORK WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012 US UNITED STATES OF AMERICA THEM THEM O THEMIS TRADING LLC THEM CHATHAM WWW.THEMISTRADING.COM JUNE 2017 ACTIVE JUNE 2017 BROKER DEALER - US EQUITIES. US UNITED STATES OF AMERICA THRE THRE O REFINITIV US SEF LLC RSEF NEW YORK WWW.REFINITIV.COM/EN/PRODUCTS/SEF-SWAP-EXECUTION-FACILITY NOVEMBER 2019 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY (SEF). US UNITED STATES OF AMERICA TMCC IFUS S ICE TMC NEW YORK WWW.THEICE.COM JULY 2020 ACTIVE NOVEMBER 2019 ICE TMC ATS IS OPERATED BY ICE BONDS SECURITIES CORPORATION. US UNITED STATES OF AMERICA TMID TMID O TRUMID ATS NEW YORK WWW.TRUMID.COM MARCH 2017 ACTIVE MARCH 2017 REGISTERED ATS FOR CORPORATE BONDS AND CREDIT DEFAULT SWAPS. US UNITED STATES OF AMERICA TPSE TPSE O TP SEF, INC. JERSEY CITY WWW.TULLETTPREBON.COM DECEMBER 2016 ACTIVE DECEMBER 2016 SWAP EXECUTION FACILITY. US UNITED STATES OF AMERICA TPSV TPSE S TPSEF, INC - VOICE JERSEY CITY WWW.TULLETTPREBON.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 US UNITED STATES OF AMERICA TRAI TRAI O TRAIANA INC WILMINGTON WWW.TRAIANA.COM JANUARY 2020 ACTIVE JANUARY 2020 US UNITED STATES OF AMERICA TRCK TRCK O TRACK ECN NEW YORK WWW.TRACKECN.COM DECEMBER 2010 ACTIVE DECEMBER 2010 US ELECTRONIC COMMUNICATION NETWORK (ECN) FOR US EQUITIES. US UNITED STATES OF AMERICA TRCX TRCX O TOWER RESEARCH CAPITAL TRCX NEW YORK WWW.TOWER-RESEARCH.COM JUNE 2019 ACTIVE JUNE 2019 US UNITED STATES OF AMERICA TRU1 TRUX S TRUEEX LLC - DESIGNATED CONTRACT MARKET (DMC) NEW YORK WWW.TRUEEX.COM JULY 2014 ACTIVE JULY 2014 DESIGNATED CONTRACT MARKET-ELECTRONIC MARKET FOR TRADING FUTURES, OPTIONS ON FUTURES, SWAPS AND OTHER DERIVATIVES US UNITED STATES OF AMERICA TRU2 TRUX S TRUEEX LLC - SEF (SWAP EXECUTION FACILITY) NEW YORK WWW.TRUEEX.COM JULY 2014 ACTIVE JULY 2014 SWAP EXECUTION FACILITY -ELECTRONIC MARKET FOR TRADING SWAPS US UNITED STATES OF AMERICA TRUX TRUX O TRUEEX LLC NEW YORK WWW.TRUEEX.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC MARKET FOR TRADING FUTURES, OPTIONS ON FUTURES, SWAPS AND OTHER DERIVATIVES US UNITED STATES OF AMERICA TRWB TRWB O TRADEWEB LLC JERSEY CITY WWW.TRADEWEB.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA TSAD TSAD O TRADITION SECURITIES AND DERIVATIVES INC. NEW YORK WWW.TRADITION.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 US UNITED STATES OF AMERICA TSBX TSBX O DBOT ATS, LLC DBOT WILMINGTON WWW.DBOTTRADING.COM MARCH 2018 ACTIVE MARCH 2013 ATS FOR UNLISTED OTC EQUITIES. US UNITED STATES OF AMERICA TSEF TSEF O TRADITION SEF NEW YORK WWW.TRADITIONSEF.COM JULY 2014 ACTIVE JULY 2014 MULTI-ASSET CLASS SWAP EXECUTION FACILITY (SEF) US UNITED STATES OF AMERICA TWSF TRWB S TW SEF LLC TWSEF NEW YORK WWW.TRADEWEB.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC PLATFORM FOR TRADING IN SWAPS AND DERIVATIVES US UNITED STATES OF AMERICA UBEC UBEC O UNIVERSAL BARTER EXCHANGE CREDIT UNION UBECU ATLANTA HTTP://AIROBOTCRYPTOBANK.COM MAY 2021 ACTIVE MAY 2021 US UNITED STATES OF AMERICA UBSA UBSA O UBS ATS UBS ATS NEW YORK WWW.UBS.COM/ATS MAY 2016 ACTIVE FEBRUARY 2012 REGISTERED ALTERNATIVE TRADING SYSTEM FOR CROSSING ORDERS IN US EQUITIES US UNITED STATES OF AMERICA UBSP UBSA S UBS PIN (UBS PRICE IMPROVEMENT NETWORK) NEW YORK WWW.UBS.COM/ATS MAY 2016 ACTIVE MARCH 2012 UBS PRICE IMPROVEMENT NETWORK IN THE US (EQUITIES). US UNITED STATES OF AMERICA UBSS UBSS O UBS SECURITIES LLC NEW YORK WWW.UBS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 ELECTRONIC TRADING PLATFORM FOR EQUITIES. US UNITED STATES OF AMERICA VABD IFUS S ICE BONDPOINT NEW YORK WWW.THEICE.COM JUNE 2020 ACTIVE NOVEMBER 2017 ICE BONDPOINT ATS IS OPERATED BY ICE BONDS SECURITIES CORPORATION. US UNITED STATES OF AMERICA VALX VUSA S VIRTU CLIENT MARKET MAKING VCMM NEW YORK WWW.VIRTU.COM DECEMBER 2018 ACTIVE DECEMBER 2018 VIRTU CLIENT MARKET MAKING IS A WHOLESALE MARKET MAKER AND BLOCK POSITIONER IN OTC AND NMS US EQUITIES. US UNITED STATES OF AMERICA VCRS VUSA S VIRTU MATCHIT - CONDITIONAL ROOM KCGM NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 US UNITED STATES OF AMERICA VERT VERT O VERTICAL VERT NEW YORK WWW.VERTGRP.COM MAY 2017 ACTIVE MAY 2017 MARKET MAKERS OF NASDAQ AND PINK SHEET SECURITIES. US UNITED STATES OF AMERICA VFCM VFCM O VIRTU FINANCIAL CAPITAL MARKETS LLC VFCM NEW YORK WWW.VIRTU.COM APRIL 2016 ACTIVE APRIL 2016 ELECTRONIC TRADING PLATFORM FOR US EQUITIES. US UNITED STATES OF AMERICA VFMI VUSA S VIRTU MATCHIT - MAIN CROSSING SESSION KCGM NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 ALTERNATIVE TRADING SYSTEM FOR US EQUITIES EXECUTING VIRTU'S WHOLESALE, INSTITUTIONAL, CLIENT AND PROP FLOW. US UNITED STATES OF AMERICA VIRT VIRT O VIRTU FINANCIAL BD VEQ NEW YORK WWW.VIRTU.COM MARCH 2017 ACTIVE MARCH 2017 CHX REGISTERED BROKER-DEALER. US UNITED STATES OF AMERICA VNDM WSAG S WALL STREET ACCESS NYC - VNDM VNDM NEW YORK WWW.WSACCESS.COM JULY 2020 ACTIVE JULY 2020 BROKER DEALER SPECIALIZING IN INSTITUTIONAL EXECUTION AND MARKET-MAKING IN US EQUITIES, FIXED INCOME AND OPTIONS. US UNITED STATES OF AMERICA VTEX BNYC S VORTEX NEW YORK WWW.BNYCONVERGEX.COM MARCH 2009 ACTIVE MARCH 2009 DARK LIQUIDITY POOL US UNITED STATES OF AMERICA VUSA VUSA O VIRTU AMERICAS LLC VAL NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 BROKER DEALER OPERATING OTC AND ON EXCHANGE MARKET MAKING BUSINESSES AND EXECUTION SERVICES DIVISION IN US EQUITIES. US UNITED STATES OF AMERICA WABR WSAG S WALL STREET ACCESS NYC WABR NEW YORK WWW.WSACCESS.COM JULY 2020 ACTIVE JULY 2020 BROKER DEALER SPECIALIZING IN INSTITUTIONAL EXECUTION AND MARKET-MAKING IN US EQUITIES, FIXED INCOME AND OPTIONS. US UNITED STATES OF AMERICA WELS WELS O WELLS FARGO SECURITIES, LLC - CASH EQUITIES WFS CHARLOTTE WWW.WELLSFARGO.COM/COM/SECURITIES/MARKETS/ AUGUST 2018 ACTIVE AUGUST 2018 MARKET FOR CASH EQUITIES TRADING. US UNITED STATES OF AMERICA WSAG WSAG O WALL STREET ACCESS WSAG NEW YORK WWW.WSACCESS.COM FEBRUARY 2015 ACTIVE FEBRUARY 2015 ELECTRONIC TRADING PLATFORM FOR US EQUITIES. US UNITED STATES OF AMERICA XADF FINR S FINRA ALTERNATIVE DISPLAY FACILITY (ADF) WASHINGTON/NEW YORK WWW.FINRA.ORG APRIL 2013 ACTIVE JANUARY 2013 THE ALTERNATIVE DISPLAY FACILITY (ADF) IS AN SRO DISPLAY ONLY FACILITY THAT IS OPERATED BY FINRA. US UNITED STATES OF AMERICA XAQS XAQS O AUTOMATED EQUITY FINANCE MARKETS AQS NEW YORK WWW.QUADRISERV.COM OCTOBER 2008 ACTIVE OCTOBER 2008 ATS FOR STOCK LENDING AND BORROWING US UNITED STATES OF AMERICA XASE XNYS S NYSE MKT LLC AMEX NEW YORK WWW.NYSE.COM JUNE 2012 ACTIVE MAY 2009 NYSE ALTERNEXT HAS CHANGED THEIR NAME TO NYSE AMEX EQUITIES US UNITED STATES OF AMERICA XBOS XNAS S NASDAQ OMX BX BSE NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 NASDAQ OMX HAS ACQUIRED THE BOSTON STOCK EXCHANGE (BSE). US UNITED STATES OF AMERICA XBOX XBOX O BOX OPTIONS EXCHANGE BOX BOSTON WWW.BOXOPTIONS.COM DECEMBER 2017 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XBRT XNAS S BRUT ECN BRUT NEW YORK WWW.NASDAQTRADER.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XBXO XNAS S NASDAQ OMX BX OPTIONS NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 ELECTRONIC MARKET FOR TRADING US LISTED DERIVATIVES. US UNITED STATES OF AMERICA XCBF XCBO S CBOE FUTURES EXCHANGE CFE CHICAGO WWW.CFE.CBOE.COM JULY 2008 ACTIVE JULY 2008 FOR FUTURES US UNITED STATES OF AMERICA XCBO XCBO O CBOE GLOBAL MARKETS INC. CBOE CHICAGO HTTP://MARKETS.CBOE.COM/ SEPTEMBER 2020 ACTIVE JULY 2008 USED FOR CBOE OPTIONS EXCHANGE (C1). US UNITED STATES OF AMERICA XCBT XCBT O CHICAGO BOARD OF TRADE CBOT CHICAGO WWW.CBOT.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XCEC XNYM S COMMODITIES EXCHANGE CENTER COMEX NEW YORK WWW.NYMEX.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XCFF XCFF O CANTOR FINANCIAL FUTURES EXCHANGE CANTOR NEW YORK WWW.CANTOR.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XCHI XNYS S NYSE CHICAGO, INC. CHX CHICAGO WWW.NYSE.COM FEBRUARY 2019 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XCIS XNYS S NYSE NATIONAL, INC. NSX NEW YORK WWW.NYSE.COM FEBRUARY 2019 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XCME XCME O CHICAGO MERCANTILE EXCHANGE CME CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XCUR XCUR O CURRENEX NEW YORK WWW.CURRENEX.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 US UNITED STATES OF AMERICA XELX XELX O ELX NEW YORK WWW.ELXFUTURES.COM JUNE 2009 ACTIVE JUNE 2009 US UNITED STATES OF AMERICA XFCI FICO S FINANCIALCONTENT - INDEXES SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE FEBRUARY 2009 ELECTRONIC PLATFORM FOR INDEX CALCULATION. US UNITED STATES OF AMERICA XFDA FICO S FINANCIALCONTENT - DIGITAL ASSET TRADE REPORTING FACILITY SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE JUNE 2018 US UNITED STATES OF AMERICA XGMX XGMX O GLOBALCLEAR MERCANTILE EXCHANGE GMX GUAYNABO WWW.GMEGROUP.US AUGUST 2014 ACTIVE NOVEMBER 2012 ELECTRONIC TRADING PLATFORM FOR COMMODITIES, CFDS, CREDIT, FUTURES, METALS, AND NEW MARKETS. US UNITED STATES OF AMERICA XIMM XCME S INTERNATIONAL MONETARY MARKET CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XINS XINS O INSTINET NEW YORK WWW.INSTINET.COM MARCH 2013 ACTIVE MARCH 2013 US UNITED STATES OF AMERICA XIOM XCME S INDEX AND OPTIONS MARKET IOM CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XISA XISX S INTERNATIONAL SECURITIES EXCHANGE, LLC - ALTERNATIVE MARKETS ISE NEW YORK WWW.ISE.COM JUNE 2008 ACTIVE JUNE 2008 PARIMUTUEL, ELETRONIC TRADING PLATFORM FOR DERIVATIVES. US UNITED STATES OF AMERICA XISE XISX S INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES ISE NEW YORK WWW.ISE.COM JUNE 2008 ACTIVE JUNE 2008 EQUITIES. ELECTRONIC MARKETPLACE. US UNITED STATES OF AMERICA XISX XISX O INTERNATIONAL SECURITIES EXCHANGE, LLC ISE NEW YORK WWW.ISE.COM OCTOBER 2014 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XKBT XCBT S KANSAS CITY BOARD OF TRADE KCBT KANSAS CITY WWW.KCBT.COM JANUARY 2014 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XMER XMER O MERCHANTS' EXCHANGE ME CHICAGO JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XMGE XMGE O MINNEAPOLIS GRAIN EXCHANGE MGE MINNEAPOLIS WWW.MGEX.COM SEPTEMBER 2013 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XMIO MIHI S MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE NOVEMBER 2011 MIAX OPTIONS EXCHANGE: ELECTRONIC TRADING FOR DERIVATIVES. US UNITED STATES OF AMERICA XNAS XNAS O NASDAQ - ALL MARKETS NASDAQ NEW YORK WWW.NASDAQ.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XNCM XNAS S NASDAQ CAPITAL MARKET NEW YORK WWW.NASDAQ.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 PREVIOUSLY (2005) NAMED NASDAQ SMALLCAP MARKET.NASDAQ CAPITAL MARKET SECURITY SATISFIES ALL APPLICABLE QUALIFICATION REQUIREMENTS FOR NASDAQ SECURITIES IN RULE 4300 OTHER THAN THOSE APPLICABLE TO NASDAQ NATIONAL MARKET SECURITIES. US UNITED STATES OF AMERICA XNDQ XNAS S NASDAQ OPTIONS MARKET NEW YORK WWW.NASDAQ.COM MAY 2007 ACTIVE MAY 2007 US UNITED STATES OF AMERICA XNFI XNAS S NASDAQ FIXED INCOME TRADING NEW YORK WWW.NASDAQ.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 US UNITED STATES OF AMERICA XNGS XNAS S NASDAQ/NGS (GLOBAL SELECT MARKET) NGS NEW YORK WWW.NASDAQ.COM JULY 2006 ACTIVE JULY 2006 US UNITED STATES OF AMERICA XNIM XNAS S NASDAQ INTERMARKET NEW YORK WWW.NASDAQ.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 ELECTRONIC MARKETPLACE COMPRISED OF MULTIPLE BROKER-DEALERS THAT QUOTE AND TRADE SECURITIES LISTED ON NYSE AND AMEX US UNITED STATES OF AMERICA XNLI XNYS S NYSE LIFFE NEW YORK WWW.NYSE.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 US UNITED STATES OF AMERICA XNMS XNAS S NASDAQ/NMS (GLOBAL MARKET) NEW YORK WWW.NASDAQ.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XNYE XNYM S NEW YORK MERCANTILE EXCHANGE - OTC MARKETS NYMEX ECM NEW YORK WWW.NYMEX.COM MAY 2008 ACTIVE MAY 2008 DIVISION OF THE NEW YORK MERCANTILE EXCHANGE - OTC MARKETS (ECM) US UNITED STATES OF AMERICA XNYL XNYM S NEW YORK MERCANTILE EXCHANGE - ENERGY MARKETS NYMEX MTF LIMITED NEW YORK WWW.NYMEXONLCHCLEARNET.COM MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING PLATFORM FOR ENERGY MARKETS US UNITED STATES OF AMERICA XNYM XNYM O NEW YORK MERCANTILE EXCHANGE NYMEX NEW YORK WWW.NYMEX.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XNYS XNYS O NEW YORK STOCK EXCHANGE, INC. NYSE NEW YORK WWW.NYSE.COM BEFORE JUNE 2005 ACTIVE BEFORE JUNE 2005 US UNITED STATES OF AMERICA XOTC XOTC O OTCBB OTCBB WASHINGTON WWW.OTCBB.COM OCTOBER 2012 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XPBT XNAS S NASDAQ OMX FUTURES EXCHANGE NFX PHILADELPHIA WWW.NASDAQTRADER.COM MARCH 2009 ACTIVE MARCH 2009 NASDAQ ACQUIRED THE PHILADELPHIA STOCK EXCHANGE (PHLX) US UNITED STATES OF AMERICA XPHL XNAS S NASDAQ OMX PHLX PHLX PHILADELPHIA WWW.PHLX.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 NASDAQ ACQUIRED THE PHILADELPHIA STOCK EXCHANGE (PHLX) US UNITED STATES OF AMERICA XPHO XNAS S PHILADELPHIA OPTIONS EXCHANGE PHILADELPHIA WWW.PHLX.COM JUNE 2005 ACTIVE JUNE 2005 US UNITED STATES OF AMERICA XPOR XNAS S PORTAL WASHINGTON WWW.NASDAQPORTALMARKET.COM OCTOBER 2007 ACTIVE OCTOBER 2007 US UNITED STATES OF AMERICA XPSX XNAS S NASDAQ OMX PSX PSX NEW YORK WWW.NASDAQTRADER.COM MARCH 2013 ACTIVE MARCH 2013 US EQUITIES EXCHANGE US UNITED STATES OF AMERICA XPUS XPUS O XP INVESTMENTS US, LLC NEW YORK WWW.XPI.US NOVEMBER 2019 ACTIVE MAY 2019 US UNITED STATES OF AMERICA XSEF XSEF O SWAPEX, LLC SWAPEX NEW YORK WWW.SWAPEX.COM JULY 2014 ACTIVE MARCH 2012 SWAP EXECUTION FACILITY. US UNITED STATES OF AMERICA XSTM NFSC S FIDELITY CROSSSTREAM ATS BOSTON WWW.CAPITALMARKETS.FIDELITY.COM NOVEMBER 2014 ACTIVE SEPTEMBER 2014 REGISTERED ATS FOR TRADING US EQUITIES US UNITED STATES OF AMERICA XTRD XTRD O XTRD XTRD NEW YORK HTTPS://XTRD.IO NOVEMBER 2018 ACTIVE NOVEMBER 2018 ORDERS ROUTING SYSTEM FOR CRYPTOCURRENCIES EXCHANGES. US UNITED STATES OF AMERICA XTXD XTXD O XTX DIRECT NEW YORK WWW.XTXMARKETS.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 US UNITED STATES OF AMERICA YKNA YKNA O COMHAR CAPITAL MARKETS, LLC - US EQUITIES CHICAGO AUGUST 2019 ACTIVE AUGUST 2019 PROPRIETARY TRADING SYSTEM. US UNITED STATES OF AMERICA ZERO SCXO S ZERO HASH CHICAGO WWW.SEEDCX.COM MARCH 2019 ACTIVE MARCH 2019 CALCULATION AGENT AND SETTLEMENT PLATFORM. UY URUGUAY BVUR BVUR O BOLSA ELECTRONICA DE VALORES DEL URUGUAY MONTEVIDEO HTTPS://WEB.BEVSA.COM.UY/BEVSAINTRANET2008/INICIO/DEFAULT.ASPX DECEMBER 2009 ACTIVE DECEMBER 2009 REGISTERED ELECTRONIC STOCK EXCHANGE. UY URUGUAY UFEX UFEX O UFEX UFEX MONTEVIDEO WWW.UFEX.COM.UY MARCH 2016 ACTIVE MARCH 2016 URUGUAY FUTURES EXCHANGE UY URUGUAY XMNT XMNT O BOLSA DE VALORES DE MONTEVIDEO BVMT MONTEVIDEO WWW.BVM.COM.UY JUNE 2005 ACTIVE JUNE 2005 UZ UZBEKISTAN XCET XCET O UZBEK COMMODITY EXCHANGE TASHKENT WWW.UZEX.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UZ UZBEKISTAN XCUE XCUE O UZBEKISTAN REPUBLICAN CURRENCY EXCHANGE TASHKENT JUNE 2005 ACTIVE JUNE 2005 UZ UZBEKISTAN XKCE XKCE O KHOREZM INTERREGION COMMODITY EXCHANGE TASHKENT JUNE 2005 ACTIVE JUNE 2005 UZ UZBEKISTAN XSTE XSTE O REPUBLICAN STOCK EXCHANGE UZSE TASHKENT WWW.UZSE.UZ SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 UZ UZBEKISTAN XUNI XUNI O UNIVERSAL BROKER'S EXCHANGE 'TASHKENT' TASHKENT JUNE 2005 ACTIVE JUNE 2005 VC SAINT VINCENT AND THE GRENADINES SVXI SVXI O SAINT VINCENT AND THE GRENADINES SECURITIES EXCHANGE SVGEX KINGSTOWN WWW.SVGEX.COM APRIL 2019 ACTIVE APRIL 2019 REGISTERED MARKET FOR EQUITIES AND BONDS. VE VENEZUELA BVCA BVCA O CARACAS STOCK EXCHANGE BVCC CARACAS WWW.BOLSADECARACAS.COM APRIL 2014 ACTIVE APRIL 2014 MARKET FOR EQUITIES AND BONDS VN VIET NAM HSTC HSTC O HANOI STOCK EXCHANGE HNX HANOI WWW.HNX.VN JULY 2009 ACTIVE JULY 2009 HANOI SECURITIES TRADING CENTRE HAS BECOME THE HANOI STOCK EXCHANGE IN JANUARY 2009. VN VIET NAM XHNF HSTC S HANOI STOCK EXCHANGE - DERIVATIVES HANOI WWW.HNX.VN JULY 2017 ACTIVE JULY 2017 DERIVATIVES MARKET. VN VIET NAM XHNX HSTC S HANOI STOCK EXCHANGE (UNLISTED PUBLIC COMPANY TRADING PLATFORM) UPCOM HANOI WWW.HNX.VN JULY 2009 ACTIVE JULY 2009 TRADING PLATFORM FOR UNLISTED PUBLIC COMPANIES WHICH DON'T MEET THE LISTING CRITERIA BUT TRADED IN THE OTC MARKET. VN VIET NAM XSTC XSTC O HOCHIMINH STOCK EXCHANGE HOSE HO CHI MINH CITY WWW.HSX.VN DECEMBER 2009 ACTIVE DECEMBER 2009 VU VANUATU GXMA GXMA O GX MARKETCENTER VILA MAY 2010 ACTIVE MAY 2010 VU VANUATU POTC POTC O PACIFIC OTC POTC PORT VILA WWW.PACIFICOTC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 TRADING PLATFORM FOR OTC EQUITIES AND DEBT. ZA SOUTH AFRICA 4AXE 4AXE O 4 AFRICA EXCHANGE (PTY) LTD BRYANSTON, SANDTON WWW.4AX.CO.ZA APRIL 2019 ACTIVE APRIL 2019 ZA SOUTH AFRICA A2XX A2XX O A2X A2X JOHANNESBURG WWW.A2X.CO.ZA FEBRUARY 2018 ACTIVE AUGUST 2017 REGISTERED MARKET FOR EQUITIES. ZA SOUTH AFRICA ALTX XJSE S JSE ALTERNATE EXCHANGE ALTX JOHANNESBURG WWW.JSE.CO.ZA/MARKETS/ALTX.ASPX APRIL 2015 ACTIVE AUGUST 2006 ZA SOUTH AFRICA JSEB XJSE S JSE BOND ELECTRONIC TRADING PLATFORM BETP JOHANNESBURG WWW.JSE.CO.ZA OCTOBER 2017 ACTIVE OCTOBER 2017 ZA SOUTH AFRICA JSER XJSE S JSE REPO MARKET JOHANNESBURG WWW.JSE.CO.ZA APRIL 2020 ACTIVE APRIL 2020 ZA SOUTH AFRICA RMMS RMMS O RMB MORGAN STANLEY JOHANNESBURG WWW.RMB.CO.ZA/SOLUTION/EQUITY-SALES-TRADING-AND-RESEARCH DECEMBER 2020 ACTIVE DECEMBER 2020 ZA SOUTH AFRICA RMMX RMMS S RMB MORGAN STANLEY - INVENTORY MANAGER JOHANNESBURG WWW.RMB.CO.ZA/SOLUTION/EQUITY-SALES-TRADING-AND-RESEARCH DECEMBER 2020 ACTIVE DECEMBER 2020 ZA SOUTH AFRICA XBES XJSE S JSE CASH BOND MARKET BESA JOHANNESBURG WWW.JSE.CO.ZA APRIL 2015 ACTIVE MARCH 2011 JSE – FORMER BOND EXCHANGE OF SOUTH AFRICA. ZA SOUTH AFRICA XJSE XJSE O JOHANNESBURG STOCK EXCHANGE JSE JOHANNESBURG WWW.JSE.CO.ZA MARCH 2011 ACTIVE MARCH 2011 ZA SOUTH AFRICA XSAF XJSE S JSE EQUITY DERIVATIVES MARKET SAFEX JOHANNESBURG WWW.SAFEX.CO.ZA APRIL 2015 ACTIVE JUNE 2005 ZA SOUTH AFRICA XSFA XJSE S JSE COMMODITY DERIVATIVES MARKET SAFEX JOHANNESBURG WWW.SAFEX.CO.ZA APRIL 2015 ACTIVE JUNE 2005 ZA SOUTH AFRICA YLDX XJSE S JSE INTEREST RATE DERIVATIVES MARKET JOHANNESBURG WWW.YIELDX.CO.ZA APRIL 2015 ACTIVE JUNE 2005 ZA SOUTH AFRICA ZARX ZARX O ZAR X ZARX JOHANNESBURG WWW.ZARX.CO.ZA APRIL 2018 ACTIVE APRIL 2018 ZA SOUTH AFRICA ZFXM XJSE S JSE CURRENCY DERIVATIVES MARKET FXM JOHANNESBURG WWW.JSE.CO.ZA JUNE 2018 ACTIVE JUNE 2018 ZM ZAMBIA XLUS XLUS O LUSAKA STOCK EXCHANGE LUSAKA WWW.LUSE.CO.ZM JUNE 2005 ACTIVE JUNE 2005 ZW ZIMBABWE XZIM XZIM O ZIMBABWE STOCK EXCHANGE HARARE WWW.ZSE.CO.ZW JUNE 2005 ACTIVE JUNE 2005 ZZ ZZ BILT BILT O OFF-EXCHANGE TRANSACTIONS - LISTED AND UNLISTED INSTRUMENTS ZZ JULY 2017 ACTIVE JULY 2017 BILATERAL (OFF-EXCHANGE) TRANSACTIONS - LISTED OR UNLISTED INSTRUMENTS. ZZ ZZ XOFF XOFF O OFF-EXCHANGE TRANSACTIONS - LISTED INSTRUMENTS XOFF ZZ ZZ NOVEMBER 2015 ACTIVE OCTOBER 2015 MIC TO USE FOR OFF-EXCHANGE TRANSACTIONS IN LISTED INSTRUMENTS. ZZ ZZ XXXX XXXX O NO MARKET (E.G. UNLISTED) OCTOBER 2005 ACTIVE OCTOBER 2005

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS 3579 UNITED KINGDOM GB 3579 O SSY FUTURES LTD - FREIGHT SCREEN LONDON WWW.SSYONLINE.COM JULY 2017 ACTIVE JULY 2017 TRADING SCREEN FOR FORWARD FREIGHT AGREEMENTS (FFA). 24EX BERMUDA BM 24EX O 24 EXCHANGE 24EX BERMUDA WWW.24EXCHANGE.NET SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 FOREIGN EXCHANGE AND EQUITIES. 360T GERMANY DE 360T O 360T FRANKFURT WWW.360T.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 4AXE SOUTH AFRICA ZA 4AXE O 4 AFRICA EXCHANGE (PTY) LTD BRYANSTON, SANDTON WWW.4AX.CO.ZA APRIL 2019 ACTIVE APRIL 2019 A2XX SOUTH AFRICA ZA A2XX O A2X A2X JOHANNESBURG WWW.A2X.CO.ZA FEBRUARY 2018 ACTIVE AUGUST 2017 REGISTERED MARKET FOR EQUITIES. AACA FRANCE FR AACA O CREDIT AGRICOLE CIB - SYSTEMATIC INTERNALISER CACIB SI PARIS WWW.CA-CIB.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. AAPA GREECE GR AAPA O ATHENS EXCHANGE - APA ATHEX APA ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2017 ACTIVE NOVEMBER 2017 APPROVED PUBLICATION ARRANGEMENT. AATS UNITED STATES OF AMERICA US AATS O ASSENT ATS JERSEY CITY WWW.SUNGARD.COM OCTOBER 2011 ACTIVE OCTOBER 2011 ASSENT ATS IS A US EQUITY DARK POOL OPERATED BY ASSENT, LLC - A SUBSIDIARY OF SUNGARD. ABAN SPAIN ES ABAN O ABANCA MADRID WWW.ABANCA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 ABFI GREECE GR ABFI O ALPHA BANK - SYSTEMATIC INTERNALISER ATHENS WWW.ALPHA.GR JULY 2019 ACTIVE JULY 2019 SYSTEMATIC INTERNALISER FOR NON EQUITIES. ABNA THE NETHERLANDS NL ABNA O ABN AMRO BANK NV - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ABNAMRO.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. ABNC THE NETHERLANDS NL ABNC O ABN AMRO CLEARING BANK - SYSTEMATIC INTERNALISER AACB SI AMSTERDAM WWW.ABNAMROCLEARING.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 SYSTEMATIC INTERNALISER. ABSI DENMARK DK ABSI O ALM. BRAND BANK - SYSTEMATIC INTERNALISER COPENHAGEN WWW.ALMBRAND.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. ABUL BULGARIA BG XBUL S BULGARIAN STOCK EXCHANGE - ALTERNATIVE MARKET BSE SOFIA WWW.BSE-SOFIA.BG AUGUST 2016 ACTIVE AUGUST 2016 ALTERNATIVE REGULATED MARKET. ABXX UNITED ARAB EMIRATES AE ABXX O ARABIAN BOURSE LIMITED ABX ABU DHABI HTTPS://ARABIANBOURSE.COM MARCH 2021 ACTIVE MARCH 2021 ACEX INDIA IN ACEX O ACE DERIVATIVES & COMMODITY EXCHANGE LTD MUMBAI WWW.ACEINDIA.COM APRIL 2011 ACTIVE APRIL 2011 DERIVATIVES EXCHANGE FOR COMMODITIES TRADING IN INDIA. ACKF UNITED STATES OF AMERICA US KNIG S KCG ACKNOWLEDGE FI ACKFI NEW YORK WWW.KCG.COM MARCH 2017 ACTIVE MARCH 2017 BI-LATERAL FIXED INCOME LIQUIDITY. ADVT UNITED STATES OF AMERICA US ADVT O ADVISE TECHNOLOGIES - APA TRANSPARENCY REPORTING NEW YORK WWW.ADVISETECHNOLOGIES.COM AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA). AFDL UNITED KINGDOM GB AFDL O ABIDE FINANCIAL DRSP LIMITED APA AFDLAPA LONDON WWW.ABIDE-FINANCIAL.COM MARCH 2017 ACTIVE MARCH 2017 AFET THAILAND TH AFET O AGRICULTURAL FUTURES EXCHANGE OF THAILAND BANGKOK WWW.AFET.OR.TH JANUARY 2008 ACTIVE JANUARY 2008 AFEX MAURITIUS MU AFEX O AFRINEX LIMITED CYBERCITY, EBENE WWW.AFRINEXEXCHANGE.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 AFSA THE NETHERLANDS NL AFSA O AFS - OTF AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. AFSE THE NETHERLANDS NL AFSE O AFS E-VENUES B.V. AMSTERDAM WWW.AFSBLUE.NL MARCH 2020 ACTIVE MARCH 2020 AFSI THE NETHERLANDS NL AFSA S AFS - OTF - INTEREST RATE DERIVATIVES AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR INTEREST RATE DERIVATIVES. AFSL THE NETHERLANDS NL AFSA S AFS - OTF - STRUCTURED PRODUCTS AMSTERDAM WWW.AFSGROUP.NL JANUARY 2018 ACTIVE JANUARY 2018 ORGANISED TRADING FACILITY FOR STRUCTURED PRODUCTS. AFSO THE NETHERLANDS NL AFSA S AFS - OTF - BONDS AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR BONDS (CORPORATE, GOVERNMENT, T-BILL, CP, CD, MTN). AFSX THE NETHERLANDS NL AFSA S AFS - OTF - FX FORWARDS AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR FX FORWARDS. AGBP SPAIN ES AGBP O A AND G BANCA PRIVADA SAU MADRID WWW.ABANCA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 AILT IRELAND IE AILT O ARRACO IRELAND LTD DUBLIN WWW.ARRACO.COM JANUARY 2021 ACTIVE JANUARY 2021 BROKER OF REMIT PHYSICAL WHOLESALE ENERGY PRODUCTS AND PRE-ARRANGEMENT OF BLOCK FUTURES. AIMX UNITED KINGDOM GB XLON S LONDON STOCK EXCHANGE - AIM MTF LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE DECEMBER 2016 DEACTIVATED JAN 2017 UNTIL MARKET LAUNCH. AIMX WAS INACTIVE FROM DECEMBER 2007 UNTIL DECEMBER 2016. REACTIVATED AUGUST 2017. 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BDSK BULGARIA BG BDSK O DSK BANK EAD SOFIA HTTPS://DSKBANK.BG/ APRIL 2020 ACTIVE APRIL 2020 BEAM BELGIUM BE BEAM O MTS ASSOCIATED MARKETS BRUSSELS WWW.MTSBELGIUM.COM MAY 2017 ACTIVE MAY 2017 BEBG BULGARIA BG BEBG O BULGARIAN ENERGY TRADING PLATFORM BETP SOFIA WWW.BETP.BG NOVEMBER 2020 ACTIVE NOVEMBER 2020 BEEX THAILAND TH BEEX O BOND ELECTRONIC EXCHANGE BANGKOK WWW.BEX.OR.TH NOVEMBER 2007 ACTIVE NOVEMBER 2007 BEIS ITALY IT BEIS O BANCA ETICA - SYSTEMATIC INTERNALISER PADOVA WWW.BANCAETICA.IT JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. BELB BELGIUM BE BELB O BELFIUS BANK NV/SA BRUSSELS WWW.BELFIUS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 BELF BELGIUM BE BELB S BELFIUS BANK NV/SA FIXED INCOME - SYSTEMATIC INTERNALISER BRUSSELS WWW.BELFIUS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER FOR CORPORATE, COVERED AND OTHER PUBLIC BONDS ISSUED BY BELGIAN ISSUERS. BERA GERMANY DE XBER S BOERSE BERLIN - REGULIERTER MARKT BERLIN WWW.BERLIN-BOERSE.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 BERB GERMANY DE XBER S BOERSE BERLIN - FREIVERKEHR BERLIN WWW.BERLIN-BOERSE.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 BERC GERMANY DE XBER S BOERSE BERLIN - BERLIN SECOND REGULATED MARKET BERLIN WWW.BERLIN-BOERSE.DE AUGUST 2010 ACTIVE AUGUST 2010 BETA HUNGARY HU XBUD S BETA MARKET BUDAPEST WWW.BSE.HU OCTOBER 2019 ACTIVE DECEMBER 2011 LAUNCHED IN NOVEMBER 2011, MULTILATERAL TRADING FACILITY. BETP JAPAN JP BETP O BLOOMBERG TRADEBOOK JAPAN LIMITED CHIYODA-KU WWW.BLOOMBERGTRADEBOOK.COM JULY 2015 ACTIVE JULY 2015 BLOOMBERG'S ETP BETX UNITED KINGDOM GB BETX O BET OTC BILAT COMMODITY DERIVATIVES BET LONDON WWW.BP.COM/EN/GLOBAL/TRADING/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTC COMMODITY DERIVATIVES DONE BILATERALLY WITH CLIENTS OF THE FIRM. NO ELECTRONIC PLATFORM. BEUO THE NETHERLANDS NL CCRM S CBOE EUROPE - REGULATED MARKET OFF BOOK (NL) CBOE EU REGM OFF BOOK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EU - REGULATED MARKET SECURITIES MIC CODE FOR OFF-BOOK TRADES. BEUP THE NETHERLANDS NL CCXE S CBOE EUROPE - DXE PERIODIC (NL) CBOE EU DXE PERIODIC AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EU DXE AUCTIONS BOOK. BEUT THE NETHERLANDS NL CCRM S CBOE EUROPE - REGULATED MARKET INTEGRATED BOOK (NL) CBOE EU REGM LIT AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EU - REGULATED MARKET SECURITIES MIC CODE FOR INTEGRATED BOOK TRADES. BFEX BAHRAIN BH BFEX O BAHRAIN FINANCIAL EXCHANGE MANAMA WWW.BFX.BH OCTOBER 2010 ACTIVE OCTOBER 2010 THE BFX IS THE FIRST MULTI-ASSET CLASS EXCHANGE IN THE MIDDLE EAST REGION AND WILL BE INTERNATIONALLY ACCESSIBLE TO TRADE CASH INSTRUMENTS, STRUCTURED PRODUCTS AND SHARIA-COMPLIANT FINANCIAL INSTRUMENTS AS WELL AS DERIVATIVES. BFPT PORTUGAL PT BFPT O BANCO FINANTIA S.A. - SYSTEMATIC INTERNALISER LISBON WWW.FINANTIA.PT MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER. BGCB UNITED KINGDOM GB BGCI S BGC BROKERS LP - TRAYPORT LONDON WWW.BGCPARTNERS.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 BGCD UNITED STATES OF AMERICA US BGCF S BGC DERIVATIVE MARKETS L.P. BGCDML NEW YORK WWW.BGCSEF.COM MARCH 2015 ACTIVE MARCH 2015 BGC SWAP EXECUTION FACILITY. BGCF UNITED STATES OF AMERICA US BGCF O BGC FINANCIAL INC NEW YORK WWW.BGCPARTNERS.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 BGCI UNITED KINGDOM GB BGCI O BGC BROKERS LP LONDON WWW.BGCPARTNERS.COM OCTOBER 2007 ACTIVE OCTOBER 2007 BGCO UNITED KINGDOM GB BGCI S BGC BROKERS LP - OTF LONDON WWW.BGCPARTNERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. BGFI GERMANY DE BGSI S BERENBERG FIXED INCOME - SYSTEMATIC INTERNALISER BGFI HAMBURG WWW.BERENBERG.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER FOR FIXED INCOME. BGFU UNITED KINGDOM GB BGUK S BERENBERG FIXED INCOME UK - SYSTEMATIC INTERNALISER BGFU LONDON WWW.BERENBERG.COM APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER FOR FIXED INCOME UK. BGFX GERMANY DE BGSI S BERENBERG FX - SYSTEMATIC INTERNALISER BGFX HAMBURG WWW.BERENBERG.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER FOR FX. BGHX BULGARIA BG BGHX O BALKAN GAS HUB EAD SOFIA WWW.BALKANGASHUB.BG DECEMBER 2019 ACTIVE DECEMBER 2019 COMMODITIES AND DERIVATIVES OTC AND EXCHANGE MARKET OPERATOR. BGLU LUXEMBOURG LU BGLU O BGL BNP PARIBAS - SYSTEMATIC INTERNALISER BGL LUXEMBOURG WWW.BGL.LU MAY 2021 ACTIVE MAY 2021 SYSTEMATIC INTERNALISER. BGSI GERMANY DE BGSI O BERENBERG - SYSTEMATIC - INTERNALISER BBSI HAMBURG WWW.BERENBERG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER FOR EQUITIES. BGUK UNITED KINGDOM GB BGUK O BERENBERG - SYSTEMATIC INTERNALISER UK BGUK LONDON WWW.BERENBERG.COM APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. BHSF UNITED STATES OF AMERICA US BHSF O BATS HOTSPOT SEF LLC NEW YORK WWW.HOTSPOTFX.COM DECEMBER 2016 ACTIVE DECEMBER 2016 REGISTERED SWAP EXECUTION FACILITY (SEF). PREVIOUSLY JAVELIN SEF (MIC:JSEF) BHWA POLAND PL BHWA O BANK HANDLOWY W WARSZAWIE S.A. - SYSTEMATIC INTERNALISER BHW SI WARSAW WWW.CITIBANK.PL JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. BIDS UNITED STATES OF AMERICA US BIDS O BIDS TRADING L.P. BIDS NEW YORK WWW.BIDSTRADING.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007 BILT ZZ ZZ BILT O OFF-EXCHANGE TRANSACTIONS - LISTED AND UNLISTED INSTRUMENTS ZZ JULY 2017 ACTIVE JULY 2017 BILATERAL (OFF-EXCHANGE) TRANSACTIONS - LISTED OR UNLISTED INSTRUMENTS. BILU LUXEMBOURG LU BILU O BANQUE INTERNATIONALE A LUXEMBOURG S.A. - SYSTEMATIC INTERNALISER BIL LUXEMBOURG WWW.BIL.COM MAY 2019 ACTIVE MAY 2019 SYSTEMATIC INTERNALISER.

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS BINV GERMANY DE BINV O BOND INVEST - SYSTEMATIC INTERNALISER FRANKFURT AM MAIN WWW.STEUBING.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. BISI UNITED KINGDOM GB GSIB S GOLDMAN SACHS INTERNATIONAL BANK - SYSTEMATIC INTERNALISER LONDON WWW.GOLDMANSACHS.COM JULY 2017 ACTIVE JULY 2017 GSIB SYSTEMATIC INTERNALISER BIVA MEXICO MX BIVA O BOLSA INSTITUCIONAL DE VALORES BIVA MEXICO WWW.BIVA.MX SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 STOCK EXCHANGE.LIVE IN Q1 2018. BKBF BELGIUM BE BKBR S BNY MELLON S.A./N.V. - BRUSSELS BRANCH - SYSTEMATIC INTERNALISER BNYM BRUSSELS WWW.BNYMELLON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. BKBR BELGIUM BE BKBR O BNY MELLON S.A./N.V. - BRUSSELS BRANCH BNYM BRUSSELS WWW.BNYMELLON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 BKDM IRELAND IE BKDM O BNY MELLON MARKETS EUROPE LIMITED BNYMEL DUBLIN WWW.BNYMELLON.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 REGISTERED ELECTRONIC MARKET FOR REPO. BKKT UNITED STATES OF AMERICA US BKKT O BAKKT ATLANTA WWW.BAKKT.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 SPOT MARKET FOR CRYPTO CURRENCY AND DERIVATIVES. BKLF UNITED KINGDOM GB BKLN S BNY MELLON - SYSTEMATIC INTERNALISER BNYM LONDON WWW.BNYMELLON.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. BKLN UNITED KINGDOM GB BKLN O BNY MELLON INTERNATIONAL - LONDON BRANCH BNYM LONDON WWW.BNYMELLON.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 BKSK AUSTRIA AT BKSK O BKS BANK AG - SYSTEMATIC INTERNALISER KLAGENFURT AM WOERTHERSEE WWW.BKS.AT AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. BLBB GERMANY DE BLBB O BAYERNLB MUNICH WWW.BAYERNLB.DE MAY 2018 ACTIVE MAY 2018 BLBF BOSNIA AND HERZEGOVINA BA XBLB S BANJA LUKA STOCK EXCHANGE - FREE MARKET BLSE BANJA LUKA WWW.BLBERZA.COM MARCH 2013 ACTIVE MARCH 2013 BLBS GERMANY DE BLBB S BAYERNLB - BONDS MARKET - SYSTEMATIC INTERNALISER MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. BLEQ GERMANY DE BLBB S BAYERNLB - EQUITIES MARKET MUNICH WWW.BAYERNLB.DE JANUARY 2019 ACTIVE JANUARY 2019 BLEV AUSTRALIA AU BLEV O BLOCK EVENT MELBOURNE WWW.BLOCKEVENT.COM APRIL 2015 ACTIVE APRIL 2015 ELECTRONIC BLOCK TRADING PLATFORM FOR EQUITIES. BLFX GERMANY DE BLBB S BAYERNLB - FX DERIVATIVES MARKET MUNICH WWW.BAYERNLB.DE OCTOBER 2020 ACTIVE OCTOBER 2020 BLIQ GERMANY DE BLBB S BAYERNLB - LIQP BONDS MARKET MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 BLKX UNITED STATES OF AMERICA US XINS S INSTINET BLOCKCROSS ATS BLKX NEW YORK WWW.INSTINET.COM JULY 2019 ACTIVE SEPTEMBER 2012 ALTERNATIVE TRADING SYSTEM. BLNK UNITED KINGDOM GB CHEV S BLINK MTF LONDON WWW.CHEUVREUX.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 EQUITIES CROSSING, EQUITIES DARK POOL, PAN-EUROPEAN EQUITIES. BLOX UNITED KINGDOM GB XIEL S BLOCKMATCH DARK LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2007 PRICE REFERENCE WAIVER SYSTEM. BLPX BELGIUM BE BLPX O BELGIAN POWER EXCHANGE BLPX BRUSSELS WWW.BELPEX.BE NOVEMBER 2007 ACTIVE NOVEMBER 2007 BLTD UNITED STATES OF AMERICA US BLTD O BLOOMBERG TRADEBOOK LLC NEW YORK WWW.BLOOMBERGTRADEBOOK.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 BLTX UNITED KINGDOM GB BALT S BALTEX - FREIGHT DERIVATIVES MARKET LONDON WWW.BALTICEXCHANGE.COM JULY 2013 ACTIVE JULY 2013 MTF FOR ELECTRONIC TRADING OF FREIGHT DERIVATIVES BLUE UNITED STATES OF AMERICA US BLUE O PRO SECURITIES ATS PROS NEW YORK JANUARY 2019 ACTIVE JANUARY 2019 ALTERNATIVE TRADING SYSTEM. BLUX LUXEMBOURG LU BLUX O BANQUE DE LUXEMBOURG - SYSTEMATIC INTERNALISER LUXEMBOURG WWW.BANQUEDELUXEMBOURG.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. BLXA AUSTRALIA AU BLXA O INSTINET BLX (AU) SYDNEY WWW.INSTINET.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 BLOCK FOCUSED LIQUIDITY POOL FOR AUSTRALIAN EQUITIES. BMCL SPAIN ES BMEX S BME CLEARING S.A. MADRID WWW.AIAF.ES OCTOBER 2013 ACTIVE OCTOBER 2013 BMCM UNITED KINGDOM GB BMCM O BMO CAPITAL MARKETS LIMITED ST LONDON WWW.BMOCM.COM JULY 2019 ACTIVE JULY 2019 BMEA SPAIN ES BMEX S BME - APA BME APA MADRID WWW.BOLSASYMERCADOS.ES/REGULATORY-SERVICES/ING/HOME AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA). BMEX SPAIN ES BMEX O BME - BOLSAS Y MERCADOS ESPANOLES BME MADRID WWW.BOLSASYMERCADOS.ES AUGUST 2012 ACTIVE AUGUST 2012 BMLB UNITED KINGDOM GB BMLB O BANK OF MONTREAL - LONDON BRANCH - SYSTEMATIC INTERNALISER BMO LONDON WWW.BMOCM.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. BMLI IRELAND IE BMLI O BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY BAMLI DAC DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 ACTIVE NOVEMBER 2019 BMLS IRELAND IE BMLI S BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY - SYSTEMATIC INTERNALISER BAMLI DAC DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 ACTIVE NOVEMBER 2019 SYSTEMATIC INTERNALISER. BMTF UNITED KINGDOM GB BMTF O BLOOMBERG TRADING FACILITY LIMITED LONDON WWW.BLOOMBERG.COM JUNE 2015 ACTIVE JUNE 2015 BLOOMBERG'S MULTI-LATERAL TRADING FACILITY BMTS BELGIUM BE BEAM S MTS BELGIUM BRUSSELS WWW.MTSBELGIUM.COM MAY 2017 ACTIVE NOVEMBER 2005 BNDD UNITED STATES OF AMERICA US TRWB S TRADEWEB DIRECT LLC NEW YORK WWW.TRADEWEB.COM FEBRUARY 2017 ACTIVE AUGUST 2007 BNLD ITALY IT BNLD O BANCA NAZIONALE DEL LAVORO SPA - SYSTEMATIC INTERNALISER ROME WWW.BNL.IT FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. BNPA FRANCE FR BNPA O BNP PARIBAS ARBITRAGE SNC - SYSTEMATIC INTERNALISER BNPP A SI PARIS WWW.CIB.BNPPARIBAS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. BNPC UNITED STATES OF AMERICA US BNPC O BNPP CORTEX ATS BNPX NEW YORK HTTPS://USA.BNPPARIBAS/EN/ FEBRUARY 2021 ACTIVE FEBRUARY 2021 ALTERNATIVE TRADING SYSTEM. BNPF BELGIUM BE BNPF O BNP PARIBAS FORTIS SA/NV- SYSTEMATIC INTERNALISER BNPPF SI BRUSSELS WWW.BNPPARIBASFORTIS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. BNPL UNITED KINGDOM GB BNPL O BNP PARIBAS SA LONDON BRANCH - SYSTEMATIC INTERNALISER BNPP SA LB SI LONDON WWW.CIB.BNPPARIBAS.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. FOR UK MIFID II. BNPP POLAND PL BNPP O BANK BGZ BNP PARIBAS S.A. - SYSTEMATIC INTERNALISER WARSAW WWW.BGZBNPPARIBAS.PL DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. BNPS FRANCE FR BNPS O BNP PARIBAS SA - SYSTEMATIC INTERNALISER BNPP SA SI PARIS www.CIB.BNPPARIBAS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. BNPX JAPAN JP BNPX O BNP PARIBAS ALTERNATIVE TRADING SYSTEM TOKYO WWW.BNPPARIBAS.JP/EN/ DECEMBER 2020 ACTIVE DECEMBER 2020 BNSX CANADA CA BNSX O THE BANK OF NOVA SCOTIA - SYSTEMATIC INTERNALISER TORONTO WWW.SCOTIABANK.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. BNTW UNITED KINGDOM GB XIEL S BLOCKMATCH MTF NT LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 NEGOTIATED TRADE WAIVER SYSTEM. BNYC UNITED STATES OF AMERICA US BNYC O CONVERGEX NEW YORK WWW.CONVERGEX.COM DECEMBER 2012 ACTIVE DECEMBER 2012 BOAL UNITED KINGDOM GB BANA S BANK OF AMERICA, NATIONAL ASSOCIATION - LONDON BRANCH OFFICE LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 BOAT UNITED KINGDOM GB BOAT O CINNOBER BOAT LONDON WWW.CINNOBER.COM/BOAT-TRADE-REPORTING SEPTEMBER 2014 ACTIVE JUNE 2008 OTC EQUITIES TRADE REPORTING PLATFORM BOFS UNITED KINGDOM GB BOFS O BANK OF SCOTLAND PLC - SYSTEMATIC INTERNALISER EDINBURGH WWW.BANKOFSCOTLAND.CO.UK OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. BOSC UNITED KINGDOM GB BOSC O BONDSCAPE LONDON WWW.BONDSCAPE.NET NOVEMBER 2007 ACTIVE NOVEMBER 2007 BOSD UNITED STATES OF AMERICA US XNAS S NASDAQ OMX BX DARK NQBXDARK NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 DARK POOL BOSP POLAND PL XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/BONDSPOT/MTF WARSAW WWW.BONDSPOT.PL AUGUST 2013 ACTIVE JULY 2010 MULTILATERAL TRADING FACILITIES FOR DEBT INSTRUMENTS. BOTC UNITED KINGDOM GB BCXE S OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EUROPE CBOE OFF EXCHANGE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE AUGUST 2013 OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EUROPE. BOTE BOTSWANA BW XBOT S BOTSWANA STOCK EXCHANGE - EXCHANGE TRADED FUNDS (ETF) BOT GABORONE WWW.BSE.CO.BW MARCH 2013 ACTIVE MARCH 2013 BOTV BOTSWANA BW XBOT S BOTSWANA STOCK EXCHANGE - VENTURE CAPITAL BOT GABORONE WWW.BSE.CO.BW MARCH 2013 ACTIVE MARCH 2013 BOVA CHILE CL BOVA O BOLSA DE CORREDORES - BOLSA DE VALORES VALPARAISO WWW.BOVALPO.COM DECEMBER 2010 ACTIVE DECEMBER 2010 EQUITY AND BOND MARKET. BOVM BRAZIL BR BOVM O BOLSA DE VALORES MINAS-ESPÍRITO SANTO-BRASÍLIA ESPIRITO SANTO WWW.BOVMESB.COM.BR MARCH 2013 ACTIVE DECEMBER 2010 COMMODITIES MARKET. BPKO POLAND PL BPKO O PKO BANK POLSKI S.A. - SYSTEMATIC INTERNALISER PKO BP WARSAW WWW.PKOBP.PL JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. BPLC UNITED KINGDOM GB BPLC O BARCLAYS BANK PLC BBPLC LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 BPOL UNITED STATES OF AMERICA US BLTD S BLOOMBERG BPOOL NEW YORK WWW.BLOOMBERG.COM DECEMBER 2012 ACTIVE DECEMBER 2012 ELECTRONIC TRADING PLATFORM BPSX FRANCE FR BPSX O BNP PARIBAS SECURITIES SERVICES - SYSTEMATIC INTERNALISER BP2S PARIS WWW.SECURITIES.BNPPARIBAS.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. EXECUTING VENUE FOR OTC DERIVATIVES FX. BRDE ROMANIA RO BRDE O BRD - GROUPE SOCIETE GENERALE S.A. BUCHAREST WWW.BRD.RO SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 OPERATING MIC COVERING OTC MARKETS FOR BRD - GROUPE SOCIETE GENERALE S.A. BRDL ROMANIA RO BRDE S BRD - GROUPE SOCIETE GENERALE S.A. - LIQUIDITY PROVIDER BUCHAREST WWW.BRD.RO SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 LIQUIDITY PROVIDER. BRDS ROMANIA RO BRDE S BRD - GROUPE SOCIETE GENERALE S.A. - SYSTEMATIC INTERNALISER BUCHAREST WWW.BRD.RO NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. BREA ITALY IT BREA O BANCA REALE - SYSTEMATIC INTERNALISER TORINO WWW.BANCAREALE.IT JANUARY 2019 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. BRED FRANCE FR BRED O BRED BANQUE POPULAIRE - SYSTEMATIC INTERNALISER PARIS WWW.BRED.FR APRIL 2021 ACTIVE APRIL 2021 SYSTEMATIC INTERNALISER. BRFQ UNITED KINGDOM GB XIEL S BLOCKMATCH MTF RFQ LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REQUEST FOR QUOTE SYSTEM. BRGA UNITED KINGDOM GB BRGA O BRYAN GARNIER AND CO LIMITED LONDON WWW.BRYANGARNIER.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 EQUITIES AND BONDS, EQUITY DERIVATIVES. BRIX BRAZIL BR BRIX O BRAZILIAN ENERGY EXCHANGE SAO PAULO MAY 2011 ACTIVE MAY 2011 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES BRNX UNITED KINGDOM GB BRNX O BERNSTEIN CROSS (BERN-X) BERN-X LONDON WWW.ALLIANCEBERNSTEIN.COM MAY 2014 ACTIVE MAY 2014 INTERNAL CROSSING FOR BERNSTEIN BSAB SPAIN ES BSAB O BANCO DE SABADELL, S.A. - SYSTEMATIC INTERNALISER BSAB SABADELL WWW.BANCSABADELL.COM OCTOBER 2020 ACTIVE OCTOBER 2020 SYSTEMATIC INTERNALISER. BSEX AZERBAIJAN AZ BSEX O BAKU STOCK EXCHANGE BAKU WWW.BSE.AZ SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 BSFX GERMANY DE BLBB S BAYERNLB - FX HANDEL - SYSTEMATIC INTERNALISER MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. BSLB UNITED KINGDOM GB BSLB O BANCO SANTANDER, LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.SANTANDER.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 SYSTEMATIC INTERNALISER BSME INDIA IN XBOM S BSE SME BSE SME MUMBAI WWW.BSESME.COM DECEMBER 2011 ACTIVE DECEMBER 2011 BSE SME PLATFORM. BSPL UNITED KINGDOM GB BSPL O BNP PARIBAS SECURITIES SERVICES LONDON BRANCH - SYSTEMATIC INTERNALISER BP2S LB SI LONDON WWW.SECURITIES.BNPPARIBAS.COM OCTOBER 2020 ACTIVE OCTOBER 2020 SYSTEMATIC INTERNALISER - FOR UK MIFID II. BSTX UNITED STATES OF AMERICA US BSTX O BOSTON SECURITY TOKEN EXCHANGE LLC BOSTON WWW.BSTX.COM OCTOBER 2020 ACTIVE OCTOBER 2020 BTAM THE NETHERLANDS NL BTAM O CME AMSTERDAM B.V. AMSTERDAM WWW.NEX.COM JANUARY 2019 ACTIVE OCTOBER 2018 REGULATED MARKET. BTBS SINGAPORE SG BTBS O BLOOMBERG TRADEBOOK SINGAPORE PTE LTD SINGAPORE WWW.BLOOMBERG.COM/PROFESSIONAL/SOLUTION/TRADEBOOK MAY 2020 ACTIVE MAY 2020 BTEC UNITED STATES OF AMERICA US BTEC O ICAP ELECTRONIC BROKING (US) JERSEY CITY WWW.ICAP.COM JUNE 2007 ACTIVE JUNE 2007 BTEE UNITED KINGDOM GB BTEE O BROKERTEC EUROPE LIMITED - ALL MARKETS BEM LONDON WWW.BROKERTEC.COM/ JULY 2017 ACTIVE OCTOBER 2008 BTEQ UNITED STATES OF AMERICA US BTEC S BROKERTEC AMERICAS LLC - RFQ PLATFORM US QUOTE NEW YORK WWW.CMEGROUP.COM JUNE 2020 ACTIVE JUNE 2020 BTFE THE NETHERLANDS NL BTFE O BLOOMBERG TRADING FACILITY B.V. AMSTERDAM WWW.BLOOMBERGTFE.COM JUNE 2018 ACTIVE JUNE 2018 BTLX UNITED KINGDOM GB BTLX O BTL OTC BILAT COMMODITY DERIVATIVES BTL LONDON WWW.BP.COM/EN/GLOBAL/TRADING/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTC COMMODITY DERIVATIVES DONE BILATERALLY WITH CLIENTS OF THE FIRM. NO ELECTRONIC PLATFORM. BTNL UNITED STATES OF AMERICA US BTNL O BITNOMIAL CHICAGO WWW.BITNOMIAL.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC TRADING PLATFORM, DESIGNATED CONTRACT MARKET (DCM). BTQE THE NETHERLANDS NL BTAM S CME AMSTERDAM B.V. - RFQ TRADING PROTOCOL AMSTERDAM WWW.NEX.COM MAY 2019 ACTIVE MAY 2019 BTQG UNITED KINGDOM GB BTEE S BROKERTEC EUROPE LIMITED - RFQ TRADING PROTOCOL BEM LONDON WWW.BROKERTEC.COM/ MAY 2019 ACTIVE MAY 2019 BTRL ROMANIA RO BTRL O BANCA TRANSILVANIA S.A. CLUJ NAPOCA WWW.BANCATRANSILVANIA.RO DECEMBER 2020 ACTIVE DECEMBER 2020 BUYN UNITED KINGDOM GB XLCH S LCH LTD - BUY IN LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2019 BVCA VENEZUELA VE BVCA O CARACAS STOCK EXCHANGE BVCC CARACAS WWW.BOLSADECARACAS.COM APRIL 2014 ACTIVE APRIL 2014 MARKET FOR EQUITIES AND BONDS BVMF BRAZIL BR BVMF O BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS SAO PAULO WWW.BMFBOVESPA.COM.BR APRIL 2010 ACTIVE APRIL 2010 EQUITIES, SECURITIES, FINANCIAL ASSETS, INDICES, INTEREST RATES, AGRICULTURAL COMMODITIES, AND FOREIGN EXCHANGE FUTURES AND SPOT CONTRACTS. BVUK UNITED KINGDOM GB XMTS S BONDVISION UK LONDON WWW.MTSMARKETS.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR GOVIES AND NON GOVIES BVUR URUGUAY UY BVUR O BOLSA ELECTRONICA DE VALORES DEL URUGUAY MONTEVIDEO HTTPS://WEB.BEVSA.COM.UY/BEVSAINTRANET2008/INICIO/DEFAULT.ASPX DECEMBER 2009 ACTIVE DECEMBER 2009 REGISTERED ELECTRONIC STOCK EXCHANGE. BVUS UNITED STATES OF AMERICA US MTUS S BONDVISION US NEW YORK WWW.MTSMARKETS.COM AUGUST 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR GOVIES AND NON GOVIES BYXD UNITED STATES OF AMERICA US XCBO S CBOE BYX U.S. EQUITIES EXCHANGE DARK BYXDARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE FEBRUARY 2015 CBOE BYX U.S. EQUITIES EXCHANGE NON-DISPLAYED. BZXD UNITED STATES OF AMERICA US XCBO S CBOE BZX U.S. EQUITIES EXCHANGE DARK BZXDARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE FEBRUARY 2015 CBOE BZX U.S. EQUITIES EXCHANGE NON-DISPLAYED. C2OX UNITED STATES OF AMERICA US XCBO S CBOE C2 OPTIONS EXCHANGE C2OX CHICAGO HTTP://MARKETS.CBOE.COM/ SEPTEMBER 2020 ACTIVE MAY 2009 C2 OPTIONS EXCHANGE. CABK SPAIN ES CABK O CAIXABANK - SYSTEMATIC INTERNALISER CABK BARCELONA WWW.CAIXABANK.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. CABV THE NETHERLANDS NL CABV O CME AMSTERDAM B.V. - APA AMSTERDAM WWW.NEX.COM JANUARY 2019 ACTIVE JANUARY 2019 APPROVED PUBLICATION ARRANGEMENT. CAES UNITED STATES OF AMERICA US CRED S CREDIT SUISSE AES CROSSFINDER NEW YORK WWW.CREDIT-SUISSE.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 REGISTERED ATS CALH UNITED STATES OF AMERICA US CALH O CLSA AMERICAS - LIQUIDITY HUB NEW YORK WWW.CLSA.COM DECEMBER 2019 ACTIVE DECEMBER 2019 ADR LIQUIDITY HUB. CAND CANADA CA CAND O CANDEAL.CA INC CANDEAL TORONTO WWW.CANDEAL.COM DECEMBER 2016 ACTIVE DECEMBER 2016 ELECTRONIC TRADING PLATFORM FOR FIXED INCOME SECURITIES AND DERIVATIVES. CANX CANADA CA CANX O CANNEX FINANCIAL EXCHANGE LTS CANNEX TORONTO WWW.CANNEX.COM JUNE 2005 ACTIVE JUNE 2005 CAPA THE NETHERLANDS NL CCXE S CBOE EUROPE - APA (NL) CBOE EU OFF EXCHANGE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 APPROVED PUBLICATION ARRANGEMENT. OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EU. CAPI SPAIN ES CAPI O CAPI - OTF CAPI MADRID WWW.CAPI.ES NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED ORGANISED TRADING FACILITY FOR BONDS AND DERIVATIVES (INTEREST RATES AND FX). CAPL POLAND PL CAPL O CREDIT AGRICOLE BANK POLSKA S.A. - SYSTEMATIC INTERNALISER WROCLAW WWW.CREDIT-AGRICOLE.PL SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. CREDIT AGRICOLE BANK POLSKA S.A. IS GOING TO GET THE STATUS OF SI BY 15 SEPTEMBER 2020. CASI SWEDEN SE CASI O CARNEGIE INVESTMENT BANK AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.CARNEGIE.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. CATS GERMANY DE CATS O CATS CATS FRANKFURT WWW.BS-CATS.COM FEBRUARY 2015 ACTIVE NOVEMBER 2010 ELECTRONIC TRADING PLATFORM FOR STRUCTURED PRODUCTS. THE OWNER OF CATS HAS CHANGED FROM CITIGROUP TO BOERSE STUTTGART. CAVD THE NETHERLANDS NL CAVD O CAVENDISH MARKETS B.V. AMSTERDAM WWW.CAVENDISHMARKETS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 CAVE UNITED STATES OF AMERICA US OTCM S CAVEAT EMPTOR NEW YORK WWW.OTCMARKETS.COM AUGUST 2012 ACTIVE AUGUST 2012 CORPORATE ACTIONS — CAVEAT EMPTOR. CBAL UNITED KINGDOM GB CBAL O COMMONWEALTH BANK OF AUSTRALIA - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.COMMBANK.COM.AU/ABOUT-US/OUR-COMPANY/INTERNATIONAL-BRANCHES/EUROPE.HTML AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER FOR BONDS. CBKA GERMANY DE CBKA O COMMERZBANK AG FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 CBKC GERMANY DE CBKA S COMMERZBANK COMMODITY DERIVATIVES - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. THIS MIC WILL BE USED FOR TRANSACTIONS IN COMMODITY DERIVATIVES EXECUTED AS SI UNDER MIFID 2 REGIME. CBKD GERMANY DE CBKA S COMMERZBANK EQUITY DERIVATIVES - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. CBKE GERMANY DE CBKA S COMMERZBANK EQUITY - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. CBKF GERMANY DE CBKA S COMMERZBANK COMMANDER - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM DECEMBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER - TRANSACTIONS EXECUTED ON THE COMMANDER PLATFORM OF COMMERZBANK. CBKG GERMANY DE CBKA S COMMERZBANK FIXED INCOME - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. CBKS GERMANY DE CBKA S COMMERZBANK INTEREST RATE SWAPS - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 SYSTEMATIC INTERNALISER. CBLC UNITED STATES OF AMERICA US CGMI S CITIBLOC CBLC NEW YORK WWW.CITIBANK.COM/MSS/PRODUCTS/EQUITIES/E_TRADING/LIQUIDITY.HTML APRIL 2018 ACTIVE JANUARY 2016 CITIBLOC IS AN ATS UNDER THE OPERATING MIC CGMI CBNL UNITED KINGDOM GB CBNL O CITIBANK N.A. LONDON LONDON WWW.CITIGROUP.COM/CITI APRIL 2019 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. CBOE SWITZERLAND CH CBOE O CBOE FX NDFS ZURICH HTTPS://FX.CBOE.COM/ JANUARY 2020 ACTIVE JANUARY 2020 CBSK SLOVAKIA SK CBSK O CESKOSLOVENSKA OBCHODNA BANKA, A.S. - SYSTEMATIC INTERNALISER CSOB SK BRATISLAVA WWW.CSOB.SK MAY 2019 ACTIVE MAY 2019 SYSTEMATIC INTERNALISER. CBSX UNITED STATES OF AMERICA US XCBO S CBOE STOCK EXCHANGE CBSX CHICAGO WWW.CBSX.COM JULY 2008 ACTIVE JULY 2008 FOR EQUITIES CBTS UNITED STATES OF AMERICA US XCME S CME SWAPS MARKETS (CBOT) CHICAGO WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION IN THE US CCEU UNITED KINGDOM GB CCEU O CITADEL CONNECT EUROPE - SYSTEMATIC INTERNALISER LONDON WWW.CITADELSECURITIES.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. CCEX KAZAKHSTAN KZ CCEX O CASPY COMMODITY EXCHANGE ASTANA WWW.COMEX.KZ FEBRUARY 2019 ACTIVE FEBRUARY 2019 CCFX CHINA CN CCFX O CHINA FINANCIAL FUTURES EXCHANGE SHANGHAI WWW.CFFEX.COM.CN SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 CCLX LUXEMBOURG LU CCLX O FINESTI S.A. CCLUX LUXEMBOURG WWW.CCLUX.LU APRIL 2009 ACTIVE APRIL 2009 CENTRALE DE COMMUNICATIONS LUXEMBOURG S.A. (CCLUX) CHANGED ITS NAME TO FINESTI S.A. CCML UNITED KINGDOM GB CCML O CONTINENTAL CAPITAL MARKETS LIMITED - OTF CONTICAP OTF LONDON WWW.CONTICAP.COM JULY 2017 ACTIVE JULY 2017 ORGANISED TRADING FACILITY. CCMS SWITZERLAND CH CCMS O CONTINENTAL CAPITAL MARKETS S.A. NYON WWW.CONTICAP.COM MARCH 2018 ACTIVE MARCH 2018 CCMX UNITED STATES OF AMERICA US CCMX O CARTAX NEW YORK HTTPS://CARTA.COM/X SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 CCO2 UNITED KINGDOM GB CCO2 O CANTORCO2E.COM LIMITED LONDON WWW.CANTORCO2E.COM JULY 2007 ACTIVE JULY 2007 CCRM THE NETHERLANDS NL CCRM O CBOE EUROPE REGULATED MARKETS (NL) CBOE EU RM AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CCXE THE NETHERLANDS NL CCXE O CBOE EUROPE EQUITIES - EUROPEAN EQUITIES (NL) CBOE EUROPE B.V. AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. CDED UNITED STATES OF AMERICA US CDED O CITADEL SECURITIES NEW YORK WWW.CITADELSECURITIES.COM DECEMBER 2015 ACTIVE MAY 2011 ELECTRONIC MARKET MAKER. CDSI GERMANY DE CSDA S CREDIT SUISSE (DEUTSCHLAND) AG - SYSTEMATIC INTERNALISER CSD SI FRANKFURT WWW.CREDIT-SUISSE.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 SYSTEMATIC INTERNALISER. CDSL INDIA IN CDSL O CLEARCORP DEALING SYSTEMS (INDIA) LTD. CLEARCORP MUMBAI WWW.CCILINDIA.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 SYSTEMS/PLATFORM FOR REPOS, MONEY INSTRUMENTS AND FX MARKET. CECA SPAIN ES CECA O CECABANK - SYSTEMATIC INTERNALISER MADRID WWW.CECABANK.ES DECEMBER 2020 ACTIVE DECEMBER 2020 SYSTEMATIC INTERNALISER. CECS UNITED STATES OF AMERICA US XCME S CME SWAPS MARKETS (COMEX) NEW YORK WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION OF METALS IN THE US CEDX THE NETHERLANDS NL CCRM S CBOE EUROPE DERIVATIVES CBOE NL CEDX AMSTERDAM HTTPS://MARKETS.CBOE.COM/EUROPE/DERIVATIVES/ NOVEMBER 2020 ACTIVE NOVEMBER 2020 EUROPEAN FUTURES AND OPTIONS VENUE. CELP CZECH REPUBLIC CZ CSOB S ČESKOSLOVENSKÁ OBCHODNÍ BANKA, A.S. - OTHER LIQUIDITY PROVIDER (OLP) CSOB PRAGUE WWW.CSOB.CZ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTHER LIQUIDITY PROVIDER SEGMENT. CEPL IRELAND IE CEPL O CITIBANK EUROPE PLC - SYSTEMATIC INTERNALISER DUBLIN WWW.CITIGROUP.COM/CITI/ MARCH 2019 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. CEPU UNITED KINGDOM GB CEPU O CITIBANK EUROPE PLC - LONDON BRANCH LONDON WWW.CITIGROUP.COM/CITI MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER. CESI CZECH REPUBLIC CZ CSOB S ČESKOSLOVENSKÁ OBCHODNÍ BANKA, A.S. - SYSTEMATIC INTERNALISER CSOB PRAGUE WWW.CSOB.CZ NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. CETI BRAZIL BR CETI O CETIP S.A. - MERCADOS ORGANIZADOS RIO DE JANEIRO WWW.CETIP.COM.BR MARCH 2013 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING, TRADE REGISTRATION AND FINANCIAL SETTLEMENT FOR TRANSACTIONS INVOLVING FIXED INCOME SECURITIES AND OTC DERIVATIVES. CEUD THE NETHERLANDS NL CCXE S CBOE EUROPE - DXE DARK ORDER BOOK (NL) CBOE EU DXE DARK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS. CEUO THE NETHERLANDS NL CCXE S CBOE EUROPE - DXE OFF-BOOK (NL) CBOE EU DXE OFF BOOK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 CBOE EUROPE (DXE) OFF-BOOK TRADE REPORTS. CEUX THE NETHERLANDS NL CCXE S CBOE EUROPE - DXE ORDER BOOKS (NL) CBOE EU DXE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE DECEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. CFAU AUSTRALIA AU CSAU S CROSSFINDER AUSTRALIA SYDNEY WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL AUSTRALIA CFBC CHINA CN XCFE S CHINA FOREIGN EXCHANGE TRADE SYSTEM - SHANGHAI - HONG KONG BOND CONNECT CFETSBC SHANGHAI WWW.CHINAMONEY.COM.CN FEBRUARY 2018 ACTIVE FEBRUARY 2018 CFHK HONG KONG HK CSHK S CROSSFINDER HONG KONG HONG KONG WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL HONG KONG CFIC UNITED KINGDOM GB CFIC O CHINAFICC LONDON HTTPS://CHINAFICC.GLOBAL MARCH 2021 ACTIVE MARCH 2021 CFIF CYPRUS CY CFIF O CREDIT FINANCIER INVEST (CFI) LTD CFI LARNACA WWW.CFIFINANCIAL.COM.CY NOVEMBER 2018 ACTIVE NOVEMBER 2018 CFIL IRELAND IE CFIL O CANTOR FITZGERALD IRELAND LIMITED DUBLIN WWW.CANTORFITZGERALDIRELAND.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 CFJP JAPAN JP CSJP S CROSSFINDER JAPAN TOKYO WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL JAPAN CFTW TAIWAN TW CFTW O CROSSFINDER TAIWAN TAIWAN WWW.CREDIT-SUISSE.COM/SITES/AES/EN/ASIA.HTML JULY 2017 ACTIVE JULY 2017 EQUITIES ALTERNATIVE LIQUIDITY POOL TAIWAN. CGCM ITALY IT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - COLLATERALIZED MONEY MARKET GUARANTEE SERVICE NEWMIC ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 COLLATERALIZED MONEY MARKET GUARANTEE SERVICE CGDB ITALY IT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - BONDS CCP SERVICE CCGBONDS ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR GOVERNMENT BONDS, CORPORATE BONDS AND REPOS CGEB ITALY IT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - EURO BONDS CCP SERVICE CCGEUROBONDS ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR EURO GOVERNMENT BONDS, EURO CORPORATE BONDS CGEC GERMANY DE CGMD S CITIGROUP GLOBAL MARKETS EUROPE AG - EMEA LIQUIDITY HUB FRANKFURT WWW.CITIGROUP.DE JANUARY 2020 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR EQUITIES. CGEE GERMANY DE CGMD S CITI MATCH DE CONTRA LIQUIDITY FRANKFURT WWW.CITIGROUP.DE JANUARY 2020 ACTIVE SEPTEMBER 2018 CITI MATCH EMEA EQUITIES. CGET GERMANY DE CGMD S CITIGROUP GLOBAL MARKETS EUROPE AG - EMEA TRADING FRANKFURT WWW.CITIGROUP.DE AUGUST 2019 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR EQUITIES. CGGD ITALY IT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP AGRICULTURAL COMMODITY DERIVATIVES CCGAGRIDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON AGRICULTURAL COMMODITIES DERIVATIVES CGIT ITALY IT CGIT O CASSA DI COMPENSAZIONE E GARANZIA SPA CC&G ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CENTRAL COUNTERPARTY ACROSS MULTIPLE TRADING VENUES COVERING A WIDE RANGE OF ASSET CLASSES CGMA AUSTRALIA AU CGMA O CITI MATCH AUSTRALIA SYDNEY HTTP://ICG.CITI.COM/ICG/GLOBAL_MARKETS/PRODUCT_SOLUTIONS/GLOBAL_EQUITIES/CITI_MATCH.JSP JULY 2012 ACTIVE JULY 2012 CGMC UNITED KINGDOM GB CGML S CITIGROUP GLOBAL MARKETS LIMITED – EMEA LIQUIDITY HUB LONDON WWW.CITIGROUP.COM/CITI JANUARY 2020 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR EQUITIES. CGMD GERMANY DE CGMD O CITIGROUP GLOBAL MARKETS EUROPE AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.CITIGROUP.DE JULY 2018 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. CGMG UNITED KINGDOM GB CGMG O CITIGROUP GLOBAL MARKETS EUROPE AG - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.CITIGROUP.COM/CITI APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. CGMH HONG KONG HK CGMH O CITI MATCH - HK HONG KONG WWW.CITIGROUP.COM OCTOBER 2017 ACTIVE MARCH 2012 CGMI UNITED STATES OF AMERICA US CGMI O CITIGROUP GLOBAL MARKETS NEW YORK WWW.CITIGROUP.COM MARCH 2012 ACTIVE MARCH 2012 CGML UNITED KINGDOM GB CGML O CITIGROUP GLOBAL MARKETS LIMITED LONDON WWW.CITIGROUP.COM/CITI OCTOBER 2017 ACTIVE OCTOBER 2017 REGISTERED MARKET FOR EQUITIES. CGMT UNITED KINGDOM GB CGML S CITIGROUP GLOBAL MARKETS LIMITED - EMEA TRADING LONDON WWW.CITIGROUP.COM/CITI NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR EQUITIES.

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS CGMU UNITED KINGDOM GB CGML S CITI MATCH GB CONTRA LIQUIDITY LONDON WWW.CITIGROUP.COM/CITI NOVEMBER 2019 ACTIVE MARCH 2012 CGMX MEXICO MX CGMX O CITI MEXICO RPI (RETAIL PRICE IMPROVEMENT) MEXICO WWW.CITIGROUP.COM DECEMBER 2014 ACTIVE APRIL 2012 CGND ITALY IT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP ENERGY DERIVATIVES CCGENERGYDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON ENERGY DERIVATIVES CGQD ITALY IT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP EQUITY DERIVATIVES CCGEQUITYDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON EQUITY DERIVATIVES CGQT ITALY IT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - EQUITY CCP SERVICE CCGEQUITY ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR EQUITIES AND COMPARABLE PRODUCTS SUCH WARRANTS, CONVERTIBLE BONDS, CLOSED-END FUNDS, INVESTMENT COMPANIES, REAL ESTATE INVESTMENT COMPANIES, ETF AND ETC CGTR ITALY IT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - TRIPARTY REPO CCP SERVICE CCGTRIPARTY ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR TRIPARTY REPOS CGXS UNITED STATES OF AMERICA US CGXS O ONECHRONOS NEW YORK WWW.ONECHRONOS.COM JANUARY 2021 ACTIVE JANUARY 2021 CHEV UNITED KINGDOM GB CHEV O CA CHEUVREUX LONDON WWW.CHEUVREUX.COM JUNE 2012 ACTIVE JUNE 2012 CHIA AUSTRALIA AU CHIA O CHI-X AUSTRALIA SYDNEY WWW.CHI-X.COM/APAC/ APRIL 2010 ACTIVE APRIL 2010 CHIC CANADA CA CHIC O CHI-X CANADA ATS TORONTO WWW.CHI-XCANADA.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 MARKET MODEL FOCUSED ON EQUAL OPPORTUNITY TRADING AND MARKET-LEVEL INNOVATION TO DRIVE GROWTH IN THE CANADIAN EQUITY MARKET CHID UNITED KINGDOM GB BCXE S CBOE EUROPE - CXE DARK ORDER BOOK CXE DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JANUARY 2013 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS. CHIJ JAPAN JP CHIJ O CHI-X JAPAN TOKYO WWW.CHI-X.ASIA/APAC/JP/ENG FEBRUARY 2010 ACTIVE FEBRUARY 2010 MARKET FOR JAPANESE EQUITIES AND ETF, ELECTRONIC TRADING PLATFORM. CHIO UNITED KINGDOM GB BCXE S CBOE EUROPE - CXE OFF-BOOK CXE OFF-BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 CBOE EUROPE - CXE - OFF-BOOK TRADE REPORTS. CHIS JAPAN JP CHIJ S CHI-X JAPAN SELECT CHI-SELECT TOKYO WWW.CHI-X.JP APRIL 2015 ACTIVE APRIL 2015 REGISTERED MARKET FOR EQUITIES CHIV JAPAN JP CHIJ S CHI-X JAPAN VWAP CROSSING TOKYO WWW.CHI-X.JP/ AUGUST 2014 ACTIVE AUGUST 2014 ORDER MATCHING SERVICE AT PRE-DEFINED PRICE LEVELS CHIX UNITED KINGDOM GB BCXE S CBOE EUROPE - CXE ORDER BOOKS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE OCTOBER 2007 MULTILATERAL TRADING FACILITY FOR CASH EQUITIES. CIBC UNITED KINGDOM GB CIBC O CANADIAN IMPERIAL BANK OF COMMERCE - SYSTEMATIC INTERNALISER CIBC LONDON WWW.CIBCWM.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. CIBH HUNGARY HU CIBH O CIB BANK - SYSTEMATIC INTERNALISER BUDAPEST WWW.CIB.HU DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER FOR HUNGARIAN GMT BONDS. CIBP UNITED KINGDOM GB CIBP O CIBC WORLD MARKETS PLC - SYSTEMATIC INTERNALISER CIBC WM PLC LONDON WWW.CIBCWM.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. CIMA SPAIN ES CIMD S CIMD S.V. S.A. - APPROVED PUBLICATION ARRANGEMENT MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ FEBRUARY 2020 ACTIVE FEBRUARY 2020 APPROVED PUBLICATION ARRANGEMENT. CIMB SPAIN ES CIMD S CIMD S.V. S.A. - OTF FOR BONDS MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR BONDS INSTRUMENTS. CIMD SPAIN ES CIMD O CIMD S.V. S.A. - OTF MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. CIME SPAIN ES CIMD S CIMD S.V. S.A. - OTF FOR ENERGY DERIVATIVES MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR ENERGY DERIVATIVES INSTRUMENTS. CIMV SPAIN ES CIMD S CIMD S.V. S.A. - OTF FOR DERIVATIVES MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR DERIVATIVES INSTRUMENTS. CIOI UNITED STATES OF AMERICA US CGMI S CIOI CIOI NEW YORK WWW.CITIVELOCITY.COM APRIL 2018 ACTIVE APRIL 2018 CISD UNITED STATES OF AMERICA US XNYS S NYSE NATIONAL, INC. - DARK NEW YORK WWW.NYSE.COM OCTOBER 2019 ACTIVE OCTOBER 2019 DARK MIC FOR NYSE NATIONAL. CITD JAPAN JP CITX S CITI DARK TOKYO WWW.CITIVELOCITY.COM MARCH 2013 ACTIVE MAY 2011 DARK POOL. CITX JAPAN JP CITX O CITI MATCH - JP TOKYO WWW.CITIGROUPGLOBALMARKETS.CO.JP OCTOBER 2017 ACTIVE JULY 2009 CITIMATCH PTS (PROPRIETARY TRADING SYSTEM) LICENSE IN JAPAN. CLAU AUSTRALIA AU CLAU O CLSA AUSTRALIA - DARK SYDNEY WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. CLCH UNITED KINGDOM GB XLCH S LCH LTD - CROSS NETTING LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2019 CLHK HONG KONG HK CLHK O CLSA HONG KONG - DARK HONG KONG WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. CLJP JAPAN JP CLJP O CLSA JAPAN - DARK TOKYO WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. CLMX THE NETHERLANDS NL CLMX O CLIMEX UTRECHT WWW.CLIMEX.COM JULY 2009 ACTIVE JULY 2009 MARKET FOR TRADING AND AUCTIONING ENVIRONMENTAL COMMODITIES AND ENERGY CONTRACTS CLPH PHILIPPINES PH CLPH O CLSA PHILIPPINES - DARK MANILA WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL. CLST UNITED STATES OF AMERICA US CLST O CLEAR STREET CLST NEW YORK HTTPS://CLEARSTREET.IO/ AUGUST 2020 ACTIVE AUGUST 2020 CLTD SINGAPORE SG CLTD O CLEARTRADE EXCHANGE CLTX SINGAPORE WWW.CLTX.COM OCTOBER 2014 ACTIVE JANUARY 2012 FULLY INTEGRATED FUTURES EXECUTION PLATFORM REGULATED BY THE MONETARY AUTHORITY OF SINGAPORE AS A RMO). IT ALSO OFFERS AN ELECTRONIC TRADING PLATFORM FOR OTC CLEARED COMMODITY SWAPS WHICH IS FULLY INTEGRATED TO PARTNER CLEARING HOUSES CLVE UNITED KINGDOM GB CLVE O VERTO MTF LONDON WWW.CATLEYLAKEMAN.COM APRIL 2019 ACTIVE APRIL 2019 MULTILATERAL TRADING FACILITY. CMAP SPAIN ES CAPI S CAPI - APPROVED PUBLICATION ARRANGEMENT APA CAPI OTF MADRID WWW.CAPI.ES MAY 2020 ACTIVE MAY 2020 CM CAPITAL MARKETS BROKERAGE, SOCIEDAD DE VALORES, S.A. APPROVED PUBLICATION ARRANGEMENT (APA). CMCI FRANCE FR CMCI O CREDIT INDUSTRIEL ET COMMERCIAL - SYSTEMATIC INTERNALISER CIC PARIS WWW.CIC.FR AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. CMEC UNITED KINGDOM GB CMEE S CME CLEARING EUROPE CME LONDON WWW.CMECLEARINGEUROPE.COM FEBRUARY 2014 ACTIVE DECEMBER 2011 EUROPEAN CLEARING HOUSE CMEE UNITED KINGDOM GB CMEE O CME EUROPE CME LONDON WWW.CMEGROUP.COM JANUARY 2013 ACTIVE JANUARY 2013 CMES UNITED STATES OF AMERICA US XCME S CME SWAPS MARKETS (CME) CHICAGO WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION IN THE US CMET JAPAN JP CMET O CLEAR MARKETS JAPAN, INC. CM ETP TOKYO WWW.CLEAR-MARKETS.COM DECEMBER 2014 ACTIVE DECEMBER 2014 CLEAR MARKETS JAPAN, INC. OFFERS ELECTRONIC TRADING SERVICES FOR BOTH CLEARED AND NON-CLEARED SWAPS IN JAPAN. CMMT UNITED KINGDOM GB CMMT O CLEAR MARKETS EUROPE LIMITED CM MTF LONDON WWW.CLEAR-MARKETS.COM DECEMBER 2014 ACTIVE DECEMBER 2014 MTF REGISTERED SWAP EXECUTION FACILITY CMSF UNITED STATES OF AMERICA US CMSF O CLEAR MARKETS NORTH AMERICA, INC. CM SEF CHARLOTTE WWW.CLEAR-MARKETS.COM JULY 2014 ACTIVE JULY 2014 CFTC REGISTERED SWAP EXECUTION FACILITY CNOD SINGAPORE SG CNOD O CNODE CNODE SINGAPORE WWW.SGX.COM JUNE 2021 ACTIVE JUNE 2021 MULTI-ASSET ECN. CNSI NORWAY NO CNSI O CARNEGIE AS - SYSTEMATIC INTERNALISER CAR OSLO WWW.CARNEGIE.SE/EN/NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. COAL FRANCE FR COAL O LA COTE ALPHA PARIS WWW.COTE-ALPHA.FR SEPTEMBER 2011 ACTIVE SEPTEMBER 2011 SOURCE OF PRICES FOR INVESTMENT FUNDS. CODA UNITED STATES OF AMERICA US CODA O CODA MARKETS - MICRO AND BLOCK CODA GLENVIEW WWW.CODAMARKETS.COM MAY 2019 ACTIVE NOVEMBER 2018 ON-DEMAND AUCTION BASED ALTERNATIVE TRADING SYSTEM (DARK) OFFERING TWO AUCTION TYPES. COHR UNITED STATES OF AMERICA US COHR O COMHAR CAPITAL MARKETS, LLC CHICAGO JANUARY 2020 ACTIVE JANUARY 2020 COMG MALTA MT COMG O COMMERG LTD. SLIEMA WWW.COMMERG.COM MARCH 2018 ACTIVE MARCH 2018 ELECTRONIC TRADING PLATFORM FOR ENERGY TRACKING CERTIFICATES. COMM THE NETHERLANDS NL COMM O COMMERG AMSTERDAM WWW.COMMERG.COM MARCH 2018 ACTIVE MARCH 2018 CONC HUNGARY HU CONC O CONCORDE SECURITIES LTD. - SYSTEMATIC INTERNALISER BUDAPEST WWW.CON.HU MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER. CORE UNITED STATES OF AMERICA US CGMI S CITIGROUP AGENCY OPTION AND EQUITIES ROUTING ENGINE MOUNT PLEASANT WWW.CITIGROUP.COM DECEMBER 2019 ACTIVE MARCH 2015 US BROKER DEALER PROVIDING AGENCY ROUTING FOR EQUITIES AND OPTIONS. COTC CANADA CA COTC O BMO CAPITAL MARKETS - CAD OTC TRADES TORONTO WWW.BMOCM.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 OVER THE COUNTER TRADING OF CAD EQUITY. CPGX UNITED STATES OF AMERICA US CPGX O CLEARPOOL EXECUTION SERVICES, LLC NEW YORK WWW.CLEARPOOLGROUP.COM MARCH 2019 ACTIVE MARCH 2019 ELECTRONIC TRADING PLATFORM. CPTX THE NETHERLANDS NL CPTX O CAPTIN AMSTERDAM WWW.CAPTIN.NL OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR TRADING IN UNLISTED COMPANIES AND EMPLOYEE OWNERSHIP SERVICES. CRED UNITED STATES OF AMERICA US CRED O CREDIT SUISSE (US) NEW YORK WWW.CREDIT-SUISSE.COM AUGUST 2012 ACTIVE AUGUST 2012 CREM ITALY IT CREM O CREDEM BANCA - SYSTEMATIC INTERNALISER CREDEM SI REGGIO EMILIA WWW.CREDEM.IT DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER FOR BONDS. CRYD SWEDEN SE CRYD O CRYEX - FX AND DIGITAL CURRENCIES STOCKHOLM WWW.CRYEX.COM JUNE 2015 ACTIVE JUNE 2015 CRYP UNITED KINGDOM GB CRYP O CRYPTO FACILITIES CF LONDON WWW.CRYPTOFACILITIES.CO.UK JUNE 2016 ACTIVE JUNE 2016 DIGITAL ASSETS TRADING PLATFORM. CRYX SWEDEN SE CRYX O CRYEX STOCKHOLM WWW.CRYEX.COM JUNE 2015 ACTIVE JUNE 2015 CSAG SWITZERLAND CH CSAG O CREDIT SUISSE AG CSA ZURICH WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE MAY 2018 CSAS CZECH REPUBLIC CZ CSAS O CESKA SPORITELNA, A.S. - SYSTEMATIC INTERNALISER PRAGUE WWW.CSAS.CZ DECEMBER 2019 ACTIVE DECEMBER 2019 SYSTEMATIC INTERNALISER. CSAU AUSTRALIA AU CSAU O CREDIT SUISSE EQUITIES (AUSTRALIA) LIMITED SYDNEY WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN AUSTRALIA CSBX UNITED KINGDOM GB CSEU S CREDIT SUISSE AES EUROPE BENCHMARK CROSS LONDON WWW.CREDIT-SUISSE.COM APRIL 2017 ACTIVE APRIL 2017 CSCF UNITED KINGDOM GB CSEU S CREDIT SUISSE AES CROSSFINDER EUROPE LONDON WWW.CREDIT-SUISSE.COM AUGUST 2012 ACTIVE AUGUST 2012 CSCL UNITED STATES OF AMERICA US CRED S CREDIT SUISSE CLOSEX NEW YORK WWW.CREDIT-SUISSE.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 CSDA GERMANY DE CSDA O CREDIT SUISSE AKTIENGESELLSCHAFT CSD FRANKFURT WWW.CREDIT-SUISSE.COM AUGUST 2019 ACTIVE AUGUST 2019 CSEC UNITED KINGDOM GB CSEC O CITADEL SECURITIES FI - SYSTEMATIC INTERNALISER LONDON WWW.CITADELSECURITIES.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. CSEU UNITED KINGDOM GB CSEU O CREDIT SUISSE (EUROPE) LONDON WWW.CREDIT-SUISSE.COM SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 CSGI IRELAND IE CSGI O CITADEL SECURITIES FI - EUROPE - SYSTEMATIC INTERNALISER DUBLIN WWW.CITADELSECURITIES.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. CSHK HONG KONG HK CSHK O CREDIT SUISSE SECURITIES (HONG KONG) LIMITED HONG KONG WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN HONG KONG CSIN UNITED KINGDOM GB CSIN O CREDIT SUISSE INTERNATIONAL CSI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 CSJP JAPAN JP CSJP O CREDIT SUISSE EQUITIES (JAPAN) LIMITED TOKYO WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN JAPAN CSLB UNITED KINGDOM GB CSLB O CREDIT SUISSE AG - LONDON BRANCH CSAGLB SI LONDON WWW.CREDIT-SUISSE.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. CSMD SPAIN ES CSMD O CREDIT SUISSE SECURITIES SOCIEDAD DE VALORES, S.A. CSSSV MADRID WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 CSOB CZECH REPUBLIC CZ CSOB O ČESKOSLOVENSKÁ OBCHODNÍ BANKA, A.S. CSOB PRAGUE WWW.CSOB.CZ OCTOBER 2018 ACTIVE OCTOBER 2018 CSOT SWITZERLAND CH CSAG S CREDIT SUISSE AG - OHS CSA OHS ZURICH WWW.CREDIT-SUISSE.COM AUGUST 2018 ACTIVE AUGUST 2018 BILATERAL ORGANISED TRADING SYSTEM. CSSI UNITED KINGDOM GB CSIN S CREDIT SUISSE INTERNATIONAL - SYSTEMATIC INTERNALISER CSI SI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. CSSX CHINA CN CSSX O CHINA STAINLESS STEEL EXCHANGE WUXI WWW.EXBXG.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 CSTO SWEDEN SE XSTO S NASDAQ CLEARING AB STOCKHOLM WWW.NASDAQOMX.COM/EUROPEANCLEARING DECEMBER 2015 ACTIVE NOVEMBER 2014 CLEARING HOUSE FOR EQUITY, FIXED INCOME AND COMMODITIES DERIVATIVES CSVW UNITED STATES OF AMERICA US CRED S CREDIT SUISSE VWAPX NEW YORK WWW.CREDIT-SUISSE.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 CSZH SWITZERLAND CH CSZH O CREDIT SUISSE (CH) CSZ ZURICH WWW.CREDIT-SUISSE.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 BILATERAL ORGANISED TRADING FACILITY. CURX UNITED STATES OF AMERICA US CURX O CUREX FX NEW YORK WWW.CUREXGROUP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 FOREIGN EXCHANGE ELECTRONIC COMMUNICATION NETWORK (ECN). CXAC AUSTRALIA AU CHIA S CHI-X MARKET AUSTRALIA - LIMIT VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE SEPTEMBER 2012 CHI-X LIMIT VENUE CXAF AUSTRALIA AU CHIA S CHI-X AUSTRALIA MARKET PEG (FARPOINT) VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X MARKET PEG (FARPOINT) VENUE CXAM AUSTRALIA AU CHIA S CHI-X MOC SYDNEY WWW.CHI-X.COM.AU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CHI-X MARKET ON CLOSE VENUE CXAN AUSTRALIA AU CHIA S CHI-X AUSTRALIA PRIMARY PEG (NEARPOINT) VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X PRIMARY PEG (NEARPOINT) VENUE CXAP AUSTRALIA AU CHIA S CHI-X AUSTRALIA MID-POINT VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X MID-POINT VENUE CXAQ AUSTRALIA AU CHIA S CHI-X AUSTRALIA -QUOTED MANAGED FUNDS SYDNEY WWW.CHI-X.COM.AU DECEMBER 2016 ACTIVE DECEMBER 2016 CHI-X QUOTED MANAGED FUNDS. CXAR AUSTRALIA AU CHIA S CHI-X AUSTRALIA - TRANSFERABLE CUSTODY RECEIPT MARKET CHI-X SYDNEY WWW.CHI-X.COM.AU NOVEMBER 2016 ACTIVE NOVEMBER 2016 CHI-X TCR MARKET. CXAV AUSTRALIA AU CHIA S CHI-X VWAP SYDNEY WWW.CHI-X.COM.AU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CHI-X VWAP VENUE CXAW AUSTRALIA AU CHIA S CHI-X AUSTRALIA - WARRANTS CXA SYDNEY WWW.CHI-X.COM.AU NOVEMBER 2015 ACTIVE NOVEMBER 2015 CHI-X WARRANTS CXOT UNITED KINGDOM GB IFEU S CREDITEX BROKERAGE LLP - OTF LONDON WWW.THEICE.COM/SERVICE/CREDITEX APRIL 2017 ACTIVE MARCH 2017 ELECTRONIC MARKET FOR FIXED INCOME PRODUCTS. CXRT UNITED KINGDOM GB IFEU S CREDITEX BROKERAGE LLP - MTF LONDON WWW.CREDITEX.COM MARCH 2017 ACTIVE SEPTEMBER 2007 ELECTRONIC MARKET FOR CREDIT PRODUCTS. CXRT HAS BEEN DEACTIVATED FROM MAY 2014 TO 26 JANUARY 2015(IMPLEMENTATION DATE). DAIW UNITED KINGDOM GB DAIW O DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON WWW.UK.DAIWACM.COM MARCH 2018 ACTIVE MARCH 2018 DAPA GERMANY DE DAPA O DEUTSCHE BOERSE AG - APA SERVICE FRANKFURT WWW.DEUTSCHE-BOERSE.COM JUNE 2018 ACTIVE JULY 2017 APPROVED PUBLICATION ARRANGEMENT. DASH UNITED STATES OF AMERICA US DASH O DASH ATS CHICAGO WWW.DASHFINANCIAL.COM JULY 2019 ACTIVE JULY 2019 ALTERNATIVE TRADING SYSTEM. DASI DENMARK DK DASI O DANSKE BANK A/S - SYSTEMATIC INTERNALISER COPENHAGEN WWW.DANSKEBANK.DK MARCH 2017 ACTIVE MARCH 2017 SYSTEMATIC INTERNALISER. DAVY IRELAND IE DAVY O J AND E DAVY - IRISH GOVERNMENT BOND - SYSTEMATIC INTERNALISER DUBLIN WWW.DAVY.IE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. DBAB UNITED STATES OF AMERICA US DBAB O DEUTSCHE BANK SECURITIES INC. NEW YORK WWW.DB.COM MARCH 2019 ACTIVE MARCH 2019 DBAG GERMANY DE DBAG O DEUTSCHE BANK AG FRANKFURT WWW.DB.COM DECEMBER 2017 ACTIVE DECEMBER 2017 DBES GERMANY DE DBAG S DEUTSCHE BANK AG - SYSTEMATIC INTERNALISER DBES FRANKFURT WWW.DB.COM DECEMBER 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. DBHK HONG KONG HK DBHK O DEUTSCHE BANK HONG KONG ATS HONG KONG WWW.DB.COM/HONGKONG/ SEPTEMBER 2010 ACTIVE SEPTEMBER 2010 ALTERNATIVE TRADING SYSTEM FOR TRADING ASIAN EXCHANGE TRADED EQUITY PRODUCTS. DBLN GERMANY DE DBAG S DEUTSCHE BANK AG - LONDON - SYSTEMATIC INTERNALISER FRANKFURT WWW.DB.COM APRIL 2021 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. DBLX LUXEMBOURG LU DBLX O DEUTSCHE BANK LUXEMBOURG S.A. LUXEMBOURG WWW.DB.COM/LUXEMBOURG JANUARY 2019 ACTIVE JANUARY 2019 DBMO GERMANY DE DBAG S DEUTSCHE BANK - MANUAL OTC MANUAL OTC FRANKFURT HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML APRIL 2021 ACTIVE OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR MANUAL OTC FILLS AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/) DBOX GERMANY DE DBOX O DEUTSCHE BANK OFF EXCHANGE TRADING FRANKFURT WWW.DEUTSCHE-BANK.DE FEBRUARY 2010 ACTIVE FEBRUARY 2010 DEUTSCHE BANK AG ELECTRONIC OFF EXCHANGE TRADING PLATFORM. DBSX UNITED STATES OF AMERICA US DBSX O DEUTSCHE BANK SUPER X NEW YORK WWW.DB.COM AUGUST 2012 ACTIVE APRIL 2011 REGISTERED ATS FOR EQUITIES. THIS MIC CODE IS A GLOBAL PRODUCT WITH HAVING A PRESENCE IN US (NEW YORK), UK (LONDON) AND APAC (HONG KONG). DCSE DENMARK DK XCSE S NASDAQ COPENHAGEN A/S - NORDIC@MID COPENHAGEN WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XCSE DCSX CURACAO CW DCSX O DUTCH CARIBBEAN SECURITIES EXCHANGE DCSX WILLEMSTAD WWW.DCSX.AN JANUARY 2012 ACTIVE JANUARY 2012 INTERNATIONAL EXCHANGE FOR THE LISTING AND TRADING IN DOMESTIC- AND INTERNATIONAL SECURITIES. DDTX ITALY IT DDTX O DEAL DONE TRADING - SYSTEMATIC INTERNALISER DDT FIRENZE WWW.MPSCAPITALSERVICES.IT JANUARY 2018 ACTIVE JANUARY 2018 SYSTEMATIC INTERNALISER. DEAL UNITED STATES OF AMERICA US DEAL O DCX (DERIVATIVES CURRENCY EXCHANGE) DCX NEW YORK WWW.FXCMPRO.COM/DCX FEBRUARY 2012 ACTIVE FEBRUARY 2012 MULTI-BANK ELECTRONIC TRADING PLATFORM FOR FX OPTIONS DEKA GERMANY DE DEKA O DEKABANK DEUTSCHE GIROZENTRALE FRANKFURT AM MAIN WWW.DEKA.DE SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. DEXE UNITED ARAB EMIRATES AE DEXE O DEX LIMITED ABU DHABI WWW.DEX.AE APRIL 2020 ACTIVE APRIL 2020 DGCX UNITED ARAB EMIRATES AE DGCX O DUBAI GOLD & COMMODITIES EXCHANGE DMCC DGCX DUBAI WWW.DGCX.AE DECEMBER 2005 ACTIVE DECEMBER 2005 DHEL FINLAND FI XHEL S NASDAQ HELSINKI LTD - NORDIC@MID HELSINKI WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XHEL DHLX LUXEMBOURG LU DHLX O DEUTSCHE HOLDINGS (LUXEMBOURG) S.A R.L. LUXEMBOURG WWW.DB.COM JANUARY 2019 ACTIVE JANUARY 2019 DICE ICELAND IS XICE S NASDAQ ICELAND HF. - NORDIC@MID ICEX REYKJAVIK WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XICE DIFX UNITED ARAB EMIRATES AE DIFX O NASDAQ DUBAI NDXB DUBAI WWW.NASDAQDUBAI.COM FEBRUARY 2017 ACTIVE DECEMBER 2008 ON TUESDAY 18TH NOVEMBER, 2008, THE DUBAI INTERNATIONAL FINANCIAL MARKET WAS REBRANDED AS NASDAQ DUBAI. DKED SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - DANISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 DKFI SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - DANISH FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 DKTC DENMARK DK DKTC O DANSK OTC HORSENS WWW.DANSKOTC.DK SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 DNDK DENMARK DK XCSE S FIRST NORTH DENMARK - NORDIC@MID COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH DENMARK DNFI FINLAND FI XHEL S FIRST NORTH FINLAND - NORDIC@MID HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH FINLAND DNIS ICELAND IS XICE S FIRST NORTH ICELAND - NORDIC@MID REYKJAVIK WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH ICELAND DNSE SWEDEN SE XSTO S FIRST NORTH SWEDEN - NORDIC@MID STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH SWEDEN DOSE SWEDEN SE XSTO S FIRST NORTH SWEDEN - NORWAY NORDIC@MID STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH MARCH 2018 ACTIVE MARCH 2018 DOTS SWITZERLAND CH DOTS O SWISS DOTS BY CATS DOTS ZURICH WWW.BS-CATS.COM FEBRUARY 2015 ACTIVE OCTOBER 2013 OTC DERIVATIVES AVAILABLE TO THE SWISS MARKET USING THE CATS PLATFORM IN ASSOCIATION WITH SWISSQUOTE BANK. 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DSME DENMARK DK XCSE S FIRST NORTH DENMARK -SME GROWTH MARKET COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 DSTO SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - NORDIC@MID STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XSTO DUMX UNITED ARAB EMIRATES AE DUMX O DUBAI MERCANTILE EXCHANGE DUBAI WWW.DUBAIMERC.COM JULY 2007 ACTIVE JULY 2007 DUSA GERMANY DE XDUS S BOERSE DUESSELDORF - REGULIERTER MARKT DUESSELDORF FEBRUARY 2008 ACTIVE FEBRUARY 2008 DUSB GERMANY DE XDUS S BOERSE DUESSELDORF - FREIVERKEHR DUESSELDORF FEBRUARY 2008 ACTIVE FEBRUARY 2008 DUSC GERMANY DE XDUS S BOERSE DUESSELDORF - QUOTRIX - REGULIERTER MARKT DUESSELDORF AUGUST 2008 ACTIVE AUGUST 2008 DUSD GERMANY DE XDUS S BOERSE DUESSELDORF - QUOTRIX MTF DUESSELDORF AUGUST 2008 ACTIVE AUGUST 2008 DVFX UNITED KINGDOM GB DVFX O DIGITAL VEGA DVFX LONDON WWW.DIGITALVEGA.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED FOR FOREIGN EXCHANGE OPTIONS AND OTC FX DERIVATIVES. DWFI UNITED STATES OF AMERICA US DWFI O DEALERWEB FIXED INCOME JERSEY CITY WWW.TRADEWEB.COM DECEMBER 2018 ACTIVE DECEMBER 2018 DWSF UNITED STATES OF AMERICA US TRWB S DW SEF LLC DWSEF NEW YORK WWW.TRADEWEB.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC PLATFORM FOR TRADING IN SWAPS AND DERIVATIVES DZBK GERMANY DE DZBK O DZ BANK - SYSTEMATIC INTERNALISER FRANKFURT WWW.DZBANK.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. EBHU HUNGARY HU EBHU O ERSTE BANK HUNGARY ZRT. - SYSTEMATIC INTERNALISER BUDAPEST WWW.ERSTEBANK.HU APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. EBMX ITALY IT MTSO S EBM - MTF ROMA WWW.MTSMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY. EBON SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - EUR FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 EBRA SLOVAKIA SK XBRA S BRATISLAVA STOCK EXCHANGE - MTF BRATISLAVA WWW.BSSE.SK DECEMBER 2016 ACTIVE DECEMBER 2016 EBSC SWITZERLAND CH EBSS S EBS MARKET- CLOB - FOR THE TRADING OF SPOT FX, PRECIOUS METALS AND OTHER FX PRODUCTS ZURICH WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 CENTRAL LIMIT ORDER BOOK. EBSF THE NETHERLANDS NL EBSN S EBS MTF – FX PRODUCTS – RFQ SEGMENT AMSTERDAM WWW.NEX.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 EBSM UNITED KINGDOM GB BTEE S EBS MTF - CLOB - FOR THE TRADING OF FX PRODUCTS LONDON WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 CENTRAL LIMIT ORDER BOOK. EBSN THE NETHERLANDS NL EBSN O EBS MTF AMSTERDAM WWW.NEX.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY FX DERIVATIVES. EBSO UNITED KINGDOM GB NEXS S NEX SEF - RFQ - FX PRODUCTS FOR ASSET MANAGERS LONDON WWW.NEXSEF.COM JULY 2020 ACTIVE JULY 2020 SWAP EXECUTION FACILITY. EBSS SWITZERLAND CH EBSS O EBS SERVICE COMPANY LIMITED - ALL MARKETS ZURICH WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 EBXV UNITED STATES OF AMERICA US LEVL S LEVEL ATS - VWAP CROSS LEVEL BOSTON WWW.LEVELATS.COM MARCH 2021 ACTIVE MARCH 2021 ECAG GERMANY DE ECAG O EUREX CLEARING AG FRANKFURT WWW.EUREXCLEARING.COM NOVEMBER 2016 ACTIVE NOVEMBER 2005 ECAL SINGAPORE SG ECAL O EUREX CLEARING ASIA PTE. LTD. SINGAPORE WWW.EUREXCHANGE.COM/EXCHANGE-EN/ABOUT-US/EUREXASIA JULY 2015 ACTIVE JULY 2015 APPROVED CLEARING HOUSE UNDER MONETARY AUTHORITY OF SINGAPORE (MAS) REGULATION. ECEU THE NETHERLANDS NL ECEU O TRADECHO EU APA AMSTERDAM WWW.TRADECHO.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 APPROVED PUBLICATION ARRANGEMENT. ECGS GERMANY DE ECAG S EUREX CLEARING AG - SME FRANKFURT WWW.EUREXCLEARING.COM/CLEARING-EN/ MARCH 2020 ACTIVE MARCH 2020 ECHO UNITED KINGDOM GB ECHO O LONDON STOCK EXCHANGE - APA LSE APA LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA). ECSL UNITED KINGDOM GB ECSL O ENTERPRISE COMMODITY SERVICES LIMITED LONDON WWW.ENTERPRISECOMMODITY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 EDBT IRELAND IE XDUB S EURONEXT DUBLIN - TRADED BONDS DUBLIN WWW.EURONEXT.COM JULY 2020 ACTIVE JUNE 2020 EDDP UNITED STATES OF AMERICA US XCBO S CBOE EDGX U.S. EQUITIES EXCHANGE DARK EDGXDARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2011 CBOE EDGX U.S. EQUITIES EXCHANGE NON-DISPLAYED. EDGA UNITED STATES OF AMERICA US XCBO S CBOE EDGA U.S. EQUITIES EXCHANGE EDGA CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2010 EDGD UNITED STATES OF AMERICA US XCBO S CBOE EDGA U.S. EQUITIES EXCHANGE DARK EDGADARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2011 CBOE EDGA U.S. EQUITIES EXCHANGE NON-DISPLAYED. EDGL IRELAND IE XDUB S GLOBAL EXCHANGE MARKET - TRADED BONDS DUBLIN WWW.EURONEXT.COM JULY 2020 ACTIVE JUNE 2020 EDGO UNITED STATES OF AMERICA US XCBO S CBOE EDGX OPTIONS EXCHANGE EDGO CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE JUNE 2015 CBOE EDGX OPTIONS EXCHANGE. EDGX UNITED STATES OF AMERICA US XCBO S CBOE EDGX U.S. EQUITIES EXCHANGE EDGX CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2010 EDRF FRANCE FR EDRF O EDMOND DE ROTHSCHILD (FRANCE) - SYSTEMATIC INTERNALISER PARIS WWW.EDMOND-DE-ROTHSCHILD.COM MAY 2018 ACTIVE MAY 2018 SYSTEMATIC INTERNALISER. EEAL SINGAPORE SG EEAL O EUREX EXCHANGE ASIA PTE. LTD. SINGAPORE WWW.EUREXCHANGE.COM/EXCHANGE-EN/ABOUT-US/EUREXASIA JULY 2015 ACTIVE JULY 2015 REGISTERED MARKET FOR FUTURES AND OPTIONS.

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS EESE UKRAINE UA EESE O EAST EUROPEAN STOCK EXCHANGE KIEV WWW.EESE.COM.UA MAY 2010 ACTIVE MAY 2010 EGMT UNITED STATES OF AMERICA US EGMT O EG MARKET TECHNOLOGIES NEW YORK WWW.EGLP.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 REGISTERED MARKET MAKER FOR EQUITIES. EGSI AUSTRIA AT EGSI O ERSTE GROUP BANK AG VIENNA WWW.ERSTEGROUP.COM JANUARY 2017 ACTIVE JANUARY 2017 SYSTEMATIC INTERNALISER. EIXE UNITED KINGDOM GB AQXE S AQUIS EXCHANGE PLC AQUIS - EIX INFRASTRUCTURE BOND MARKET AQUIS-EIX LONDON WWW.AQUIS.EU DECEMBER 2020 ACTIVE MARCH 2019 AQUIS-EIX INFRASTRUCTURE BOND MARKET ELEU NORWAY NO NORX S NASDAQ COMMODITIES - EUR POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 ELIX UNITED KINGDOM GB TRDE S ELIXIUM LONDON WWW.TRADITION.COM APRIL 2016 ACTIVE APRIL 2016 PLATFORM FOR SECURITIES FINANCING TRANSACTIONS. ELNO NORWAY NO NORX S NASDAQ COMMODITIES - NOK POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 ELSE NORWAY NO NORX S NASDAQ COMMODITIES - SEK POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 ELUK NORWAY NO NORX S NASDAQ COMMODITIES - GBP POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 ELXE FRANCE FR ELXE O ELIXIUM S.A. PARIS WWW.ELIXIUM.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 PLATFORM FOR SECURITIES FINANCING TRANSACTIONS. EMBX UNITED KINGDOM GB EMBX O EMERGING MARKETS BOND EXCHANGE LIMITED EMBX LONDON WWW.EMBONDS.COM OCTOBER 2016 ACTIVE OCTOBER 2016 ELECTRONIC TRADING PLATFORM FOR EMERGING MARKET FIXED INCOME BOND. EMDR ITALY IT EMID S E-MID - E-MIDER MARKET MILANO WWW.E-MID.IT JUNE 2008 ACTIVE JUNE 2008 MARKET FOR THE TRADING OF MULTI-CURRENCY DERIVATIVE FINANCIAL INSTRUMENTS EMIB ITALY IT EMID S E-MID - BANCA D'ITALIA SHARES TRADING MARKET MILANO WWW.E-MID.IT OCTOBER 2016 ACTIVE OCTOBER 2016 MARKET FOR THE NATIONAL CENTRAL BANK (BANCA D'ITALIA) SHARES. EMID ITALY IT EMID O E-MID MILANO WWW.E-MID.IT MAY 2010 ACTIVE MAY 2010 MARKET FOR INTERBANK DEPOSITS IN EUROPE. EMIR ITALY IT EMID S E-MID REPO MILANO WWW.E-MID.IT NOVEMBER 2011 ACTIVE NOVEMBER 2011 ELECTRONIC TRADING PLATFORM FOR REPO TRADES. EMLD UNITED STATES OF AMERICA US MIHI S MIAX EMERALD, LLC EMLD PRINCETON WWW.MIAXOPTIONS.COM MARCH 2018 ACTIVE MARCH 2018 MIAX EMERALD: ELECTRONIC TRADING FOR DERIVATIVES. EMTF LUXEMBOURG LU XLUX S EURO MTF LUXEMBOURG WWW.BOURSE.LU JUNE 2005 ACTIVE JUNE 2005 ENAX GREECE GR ASEX S ATHENS EXCHANGE ALTERNATIVE MARKET ENAX ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007 ENCL UNITED KINGDOM GB ENCL O ENCLEAR ENC LONDON WWW.LCHCLEARNET.COM OCTOBER 2013 ACTIVE OCTOBER 2013 LCH.CLEARNET ENCLEAR PROVIDES AN OTC CLEARING SERVICE FOR VARIOUS COMMODITY PRODUCTS INCLUDING FREIGHT, CONTAINERS, EMISSIONS, IRON ORE, FERTILISER & COAL. ENMS SINGAPORE SG ENMS O EURONEXT MARKETS SINGAPORE PTE. LTD. SINGAPORE WWW.EURONEXTFX.COM/EURONEXT-SINGAPORE JULY 2020 ACTIVE JULY 2020 ENSL FRANCE FR ESLO S ENGNSOL - OMP FIAC HTTP://ENGNSOL.COM/ APRIL 2021 ACTIVE APRIL 2021 REGISTERED ORGANIZED MARKET PLACE (OMP) IN THE CAPACITY OF AN ENERGY BROKER PLATFORM. ENSY UNITED KINGDOM GB XLDN S EURONEXT SYNAPSE LONDON WWW.EURONEXT.COM JULY 2017 ACTIVE JULY 2017 FIXED INCOME MTF ENXL PORTUGAL PT XLIS S EURONEXT ACCESS LISBON LISBOA WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 EOTC HONG KONG HK EOTC O E-OTC HONG KONG WWW.CONNECTED-MARKETS.COM FEBRUARY 2010 ACTIVE FEBRUARY 2010 INTERNET-BASED BULLETIN BOARD FOR POSTING INDICATIONS OF INTEREST IN BUYING AND SELLING OTC DERIVATIVES, PRIMARILY FOCUSED ON CREDIT DEFAULT SWAPS. EPEX FRANCE FR EPEX O EPEX SPOT SE PARIS WWW.EPEXSPOT.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 EUROPEAN POWER EXCHANGE (DAY AHEAD AND INTRADAY MARKETS FOR ELECTRICITY IN CENTRAL EUROPE). EPRD UNITED STATES OF AMERICA US MIHI S MIAX PEARL EQUITIES EXCHANGE DARK EPRD PRINCETON WWW.MIAXEQUITIES.COM AUGUST 2020 ACTIVE AUGUST 2020 MIAX PEARL: ELECTRONIC TRADING FOR EQUITIES NON-DISPLAYED (DARK) EXECUTIONS. EPRL UNITED STATES OF AMERICA US MIHI S MIAX PEARL EQUITIES EPRL PRINCETON WWW.MIAXEQUITIES.COM FEBRUARY 2020 ACTIVE FEBRUARY 2020 MIAX PEARL: ELECTRONIC TRADING FOR EQUITIES. EQCA CANADA CA EQCA O EQUILEND CANADA CORP. TORONTO WWW.EQUILEND.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 EQIE IRELAND IE EQIE O EQUILEND LIMITED DUBLIN WWW.EQUILEND.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY (MTF) FOR SECURITIES FINANCING. EQLD UNITED KINGDOM GB EQLD O EQUILEND EUROPE LIMITED LONDON WWW.EQUILEND.COM AUGUST 2013 ACTIVE AUGUST 2013 MULTILATERAL TRADING FACILITY EQOC SINGAPORE SG EQOS S EQUOS SPOT SINGAPORE HTTPS://EQUOS.IO/ JANUARY 2021 ACTIVE JANUARY 2021 EQOD SINGAPORE SG EQOS S EQUOS DERIVATIVES SINGAPORE HTTPS://EQUOS.IO/ JANUARY 2021 ACTIVE JANUARY 2021 EQOS SINGAPORE SG EQOS O EQUOS SINGAPORE HTTPS://EQUOS.IO/ DECEMBER 2020 ACTIVE DECEMBER 2020 EQSE IRELAND IE EQIE S EQUILEND LIMITED - SWAPS DUBLIN WWW.EQUILEND.COM JUNE 2020 ACTIVE JUNE 2020 EQSL UNITED KINGDOM GB EQLD S EQUILEND EUROPE LIMITED - SWAPS LONDON WWW.EQUILEND.COM APRIL 2020 ACTIVE APRIL 2020 EQTA GERMANY DE XBER S BOERSE BERLIN EQUIDUCT TRADING - REGULIERTER MARKT BERLIN WWW.EQUIDUCT-TRADING.DE MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING SYSTEM. EQTB GERMANY DE XBER S BOERSE BERLIN EQUIDUCT TRADING - BERLIN SECOND REGULATED MARKET BERLIN WWW.EQUIDUCT-TRADING.DE MARCH 2010 ACTIVE MARCH 2010 ELECTRONIC TRADING SYSTEM. EQTC GERMANY DE XBER S BOERSE BERLIN EQUIDUCT TRADING - FREIVERKEHR BERLIN WWW.EQUIDUCT-TRADING.DE AUGUST 2010 ACTIVE AUGUST 2010 ELECTRONIC TRADING SYSTEM. EQTD GERMANY DE XBER S BOERSE BERLIN EQUIDUCT TRADING - OTC BERLIN WWW.EQUIDUCT-TRADING.DE JANUARY 2011 ACTIVE JANUARY 2011 ELECTRONIC TRADING SYSTEM. EQUS UNITED STATES OF AMERICA US EQUS O EQUILEND LLC NEW YORK WWW.EQUILEND.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 ERBX GREECE GR ERBX O EUROBANK - SYSTEMATIC INTERNALISER ATHENS WWW.EUROBANK.GR JUNE 2019 ACTIVE JUNE 2019 SYSTEMATIC INTERNALISER FOR BONDS ISSUED BY THE HELLENIC REPUBLIC. ERIS UNITED STATES OF AMERICA US ERIS O ERSX ERSX CHICAGO WWW.ERISX.COM AUGUST 2019 ACTIVE MARCH 2012 ERST HUNGARY HU ERST O ERSTE BEFEKTETESI ZRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.ERSTEBROKER.HU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. ESLO FRANCE FR ESLO O ENGNSOL FIAC HTTP://ENGNSOL.COM/ APRIL 2021 ACTIVE APRIL 2021 ESTO SWEDEN SE XSTO S NASDAQ STOCKHOLM AB – NORWAY ETF STOCKHOLM NASDAQOMXNORDIC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 ELECTRONIC TRADING FACILITY (ETF). ETFP ITALY IT XMIL S ELECTRONIC ETF, ETC/ETN AND OPEN-END FUNDS MARKET ETFPLUS MILANO WWW.BORSAITALIANA.IT JUNE 2017 ACTIVE SEPTEMBER 2007 ETLX ITALY IT XMIL S EUROTLX MILANO WWW.EUROTLX.COM JULY 2020 ACTIVE AUGUST 2007 ETPA THE NETHERLANDS NL ETPA O ENERGY TRADING PLATFORM AMSTERDAM ETPA AMSTERDAM WWW.ETPA.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC PLATFORM TO TRADE SPOT ENERGY CONTRACTS. ETSC KAZAKHSTAN KZ ETSC O ETS EURASIAN TRADING SYSTEM COMMODITY EXCHANGE ALMATY WWW.ETS.KZ/EN/ JULY 2010 ACTIVE JULY 2010 THE REGIONAL FINANCIAL CENTRE OF ALMATY CITY (RFCA) AND OJSC "RUSSIAN TRADING SYSTEM" STOCK EXCHANGE HAVE SET UP A COMMODITY EXCHANGE, JSC "EURASIAN TRADING SYSTEM" HEADQUARTERED IN ALMATY, KAZAKHSTAN. EUCC IRELAND IE EUCC O CITADEL CONNECT EUROPE - EU - SYSTEMATIC INTERNALISER DUBLIN WWW.CITADELSECURITIES.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. EUWA GERMANY DE EUWA O EUWAX AG - SYSTEMATIC INTERNALISER STUTTGART WWW.EUWAX-AG.DE FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. EUWB SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - EUR WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 EUWX GERMANY DE XSTU S EUWAX EUWAX STUTTGART WWW.EUWAX.DE JUNE 2005 ACTIVE JUNE 2005 EVOL UNITED KINGDOM GB EVOL O EVOLUTION MARKETS EVOL LONDON WWW.EVOMARKETS.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 COMMODITIES. EWRM TURKEY TR TMEX S TURKISH MERCANTILE EXCHANGE - ELECTRONIC WAREHOUSE RECEIPT MARKET ANKARA WWW.TURIB.COM.TR OCTOBER 2020 ACTIVE OCTOBER 2020 ELECTRONIC WAREHOUSE RECEIPT 5EWR). EXAA AUSTRIA AT XWBO S WIENER BOERSE AG, AUSTRIAN ENERGY EXCHANGE EXAA VIENNA WWW.EXAA.AT MAY 2016 ACTIVE MAY 2007 EXBO UNITED KINGDOM GB EXEU S EXANE BNP PARIBAS - BID-OFFER CROSSING LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 BID-OFFER CROSSING NETWORK TO BE OPERATED BY EXANE BNP PARIBAS. EXCP UNITED KINGDOM GB EXEU S EXANE BNP PARIBAS - CLOSING PRICE LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 EXCP IS THE IDENTIFIER TO BE USED FOR CLIENT EXECUTIONS EXECUTED UNDER EXANE'S CLOSING PRICE MECHANISM. EXDC UNITED KINGDOM GB EXEU S EXANE BNP PARIBAS - DIRECT CAPITAL ACCESS EXDC LONDON WWW.EXANE.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 EXEU UNITED KINGDOM GB EXEU O EXANE BNP PARIBAS EXEU LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 OPERATING MIC COVERING THE CROSSING MECHANISMS OPERATED BY EXANE BNP PARIBAS. EXLP UNITED KINGDOM GB EXEU S EXANE BNP PARIBAS - LIQUIDITY PROVISION EXLP LONDON WWW.EXANE.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 EXMP UNITED KINGDOM GB EXEU S EXANE BNP PARIBAS - MID POINT EXANE BNP PARIBAS LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 EUROPEAN MID-POINT CROSSING NETWORK OPERATED BY EXANE BNP PARIBAS. EXOR UNITED KINGDOM GB EXEU S EXANE BNP PARIBAS - CHILD ORDER CROSSING LONDON WWW.EXANE.COM AUGUST 2015 ACTIVE JULY 2015 SMART ORDER ROUTING CROSSING MECHANISM OPERATED BY EXANE BNP PARIBAS. EXOT UNITED KINGDOM GB EXOT O EXOTIX CAPITAL - OTF LONDON WWW.EXOTIX.COM AUGUST 2017 ACTIVE AUGUST 2017 ORGANISED TRADING FACILITY (OTF). EXPM UNITED STATES OF AMERICA US OTCM S EXPERT MARKET NEW YORK WWW.OTCMARKETS.COM MAY 2019 ACTIVE MAY 2019 EXSB FRANCE FR EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER CORPORATE BONDS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. EXSD FRANCE FR EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER OTC DERIVATIVES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. EXSE FRANCE FR EXSE O EXANE BNP PARIBAS - SYSTEMATIC INTERNALISER EXSE PARIS WWW.EXANE.COM APRIL 2018 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. EXSF FRANCE FR EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER OTHER BONDS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. EXSH FRANCE FR EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER SHARES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. EXSI UNITED KINGDOM GB EXEU S EXANE BNP PARIBAS - GB - SYSTEMATIC INTERNALISER LONDON WWW.EXANE.COM OCTOBER 2017 ACTIVE JULY 2015 EXSI IS THE IDENTIFIER TO BE USED FOR CLIENT EXECUTIONS EXECUTED UNDER THE SYSTEMATIC INTERNALISER REGIME BY EXANE BNP PARIBAS. EXSP FRANCE FR EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER STRUCTURED PRODUCTS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. EXSY FRANCE FR EXSY O EXANE DERIVATIVES - SYSTEMATIC INTERNALISER PARIS WWW.EXANE.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. EXTR TURKEY TR EXTR O ENERGY EXCHANGE ISTANBUL EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 LICENSED ENERGY MARKET OPERATOR FOR DAY AHEAD/INTRADAY ELECTRICITY MARKETS AND ESTABLISHMENT OF NATURAL GAS MARKET. EXVP UNITED KINGDOM GB EXEU S EXANE BNP PARIBAS - VOLUME PROFILE CROSSING LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 CROSSING MECHANISM OPERATED BY EXANE BNP PARIBAS WHERE A BUY AND A SELL ORDER HAVE OPPOSITE VOLUME PROFILES FOR AN INTERVAL OF TIME. EXYY FRANCE FR EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER CONVERTIBLES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. FAIR UNITED KINGDOM GB FAIR O CANTOR SPREADFAIR LONDON WWW.SPREADFAIR.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 FAST UNITED STATES OF AMERICA US FAST O EURONEXT FX NEW YORK WWW.EURONEXTFX.COM JULY 2020 ACTIVE MAY 2012 ELECTRONIC TRADING PLATFORM FOR OTC FOREIGN EXCHANGE PRODUCTS. FBSI ITALY IT FBSI O FINECO BANK - SYSTEMATIC INTERNALISER FBSI MILANO WWW.FINECOBANK.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. FCBT UNITED STATES OF AMERICA US XCBT S CHICAGO BOARD OF TRADE (FLOOR) CBOT (FLOOR) CHICAGO WWW.CBOT.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007 FCME UNITED STATES OF AMERICA US XCME S CHICAGO MERCANTILE EXCHANGE (FLOOR) CME (FLOOR) CHICAGO WWW.CME.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007 FGEX FINLAND FI FGEX O KAASUPORSSI - FINNISH GAS EXCHANGE ESPOO WWW.KAASUPORSSI.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 THE FINNISH GAS EXCHANGE FICO UNITED STATES OF AMERICA US FICO O FINANCIALCONTENT SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE JUNE 2018 FICX GERMANY DE FICX O FINANCIAL INFORMATION CONTRIBUTORS EXCHANGE FICONEX RODGAU WWW.FICONEX.COM AUGUST 2016 ACTIVE AUGUST 2016 GLOBAL, CLOUD BASED PLATFORM FOR CONTRIBUTORS INFORMATION EXCHANGE IN REAL-TIME. FIED SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - FINNISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 FINC UNITED STATES OF AMERICA US FINR S FINRA/NASDAQ TRF CHICAGO (TRADE REPORTING FACILITY) NEW YORK WWW.FINRA.ORG JULY 2018 ACTIVE JULY 2018 FINN UNITED STATES OF AMERICA US FINR S FINRA/NASDAQ TRF CARTERET (TRADE REPORTING FACILITY) FINN NEW YORK WWW.FINRA.ORG JULY 2018 ACTIVE JULY 2010 FINRA HAS TWO TRF PARTICIPANTS, NYSE AND NASDAQ. FINO UNITED STATES OF AMERICA US FINR S FINRA ORF (TRADE REPORTING FACILITY) WASHINGTON WWW.FINRA.ORG JULY 2010 ACTIVE JULY 2010 OTC REPORTING FACILITY. FINR UNITED STATES OF AMERICA US FINR O FINRA WASHINGTON WWW.FINRA.ORG/INDUSTRY/COMPLIANCE/MARKETTRANSPARENCY/ADF/ JANUARY 2013 ACTIVE JANUARY 2013 FINY UNITED STATES OF AMERICA US FINR S FINRA/NYSE TRF (TRADE REPORTING FACILITY) WASHINGTON WWW.FINRA.ORG/INDUSTRY/COMPLIANCE/MARKETTRANSPARENCY/TRF/PARTICIPANTS/ JULY 2010 ACTIVE JULY 2010 FINRA HAS TWO TRF PARTICIPANTS, NYSE AND NASDAQ. FISH NORWAY NO FISH O FISH POOL ASA BERGEN WWW.FISHPOOL.EU JUNE 2007 ACTIVE JUNE 2007 FISU UNITED KINGDOM GB FISU O FREIGHT INVESTOR SERVICES LIMITED FIS LONDON WWW.FREIGHTINVESTORSERVICES.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 INTRODUCING BROKER FOR EXCHANGE TRADED DERIVATIVES CONTRACTS. FLTB THE NETHERLANDS NL FLWX S FLOW TRADERS B.V. - SYSTEMATIC INTERNALISER BONDS AMSTERDAM WWW.FLOWTRADERS.COM MARCH 2020 ACTIVE MARCH 2020 SYSTEMATIC INTERNALISER.RESERVED FOR FUTURE USE. FLTR THE NETHERLANDS NL FLWX S FLOW TRADERS - SYSTEMATIC INTERNALISER AMSTERDAM WWW.FLOWTRADERS.COM JUNE 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. FLWX THE NETHERLANDS NL FLWX O FLOW TRADERS AMSTERDAM WWW.FLOWTRADERS.COM JANUARY 2019 ACTIVE JANUARY 2019 RESERVED FOR FUTURE USE. FMTS FRANCE FR FMTS O MTS FRANCE SAS PARIS WWW.MTSFRANCE.COM NOVEMBER 2005 ACTIVE NOVEMBER 2005 FNCS UNITED STATES OF AMERICA US BGCF S FENICS - US TREASURIES NEW YORK WWW.FENICSUST.COM MAY 2017 ACTIVE MAY 2017 FENICS IS BGC FINANCIAL, L.P. SEGMENT. FNDK DENMARK DK XCSE S FIRST NORTH DENMARK COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. FNEE ESTONIA EE XTAL S FIRST NORTH ESTONIA TALLINN WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2009 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. FNFI FINLAND FI XHEL S FIRST NORTH FINLAND HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE MARCH 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. FNFX UNITED STATES OF AMERICA US BGCF S FENICS FX ECN NEW YORK WWW.FENICSFX.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 ELECTRONIC COMMUNICATIONS NETWORK. FNIS ICELAND IS XICE S FIRST NORTH ICELAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. FNIX UNITED STATES OF AMERICA US GFAM S GFI SECURITIES LLC - FENICS DELTA X NEW YORK WWW.GFIGROUP.COM MAY 2021 ACTIVE DECEMBER 2019 U.S. CORPORATE BOND TRADING. FNLT LITHUANIA LT XLIT S FIRST NORTH LITHUANIA VILNIUS WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE OCTOBER 2009 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. FNLV LATVIA LV XRIS S FIRST NORTH LATVIA RIGA WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE MARCH 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. FNSE SWEDEN SE XSTO S FIRST NORTH SWEDEN STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH NOVEMBER 2015 ACTIVE JANUARY 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS. FNUK UNITED KINGDOM GB FNUK O FINANTIA UK LIMITED - SYSTEMATIC INTERNALISER LONDON APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. FRAA GERMANY DE XFRA S BOERSE FRANKFURT - REGULIERTER MARKT FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2008 ACTIVE MARCH 2008 FRAB GERMANY DE XFRA S BOERSE FRANKFURT - FREIVERKEHR FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2008 ACTIVE MARCH 2008 FRAS GERMANY DE XFRA S BOERSE FRANKFURT - SCALE FRANKFURT WWW.DEUTSCHE-BOERSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 BOERSE FRANKFURT SME GROWTH MARKET. FRAU GERMANY DE XFRA S BOERSE FRANKFURT – REGULIERTERMARKT – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 FRAV GERMANY DE XFRA S BOERSE FRANKFURT – FREIVERKEHR– OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 FRAW GERMANY DE XFRA S BOERSE FRANKFURT – SCALE – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 FREI NORWAY NO NORX S NASDAQ COMMODITIES - FREIGHT COMMODITY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017 FREX UNITED STATES OF AMERICA US FREX O FAIRX CHICAGO WWW.FAIRX.COM JUNE 2021 ACTIVE OCTOBER 2020 FRTE UNITED KINGDOM GB FRTE O FORTE - OTF LONDON WWW.FORTESECURITIES.COM DECEMBER 2017 ACTIVE DECEMBER 2017 ORGANISED TRADING FACILITY. FSEF UNITED STATES OF AMERICA US FSEF O FTSEF LLC GREAT NECK WWW.FTSEF.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY (SEF). FSHX NORWAY NO FSHX O FISHEX TROMSO WWW.FISHEX.NO SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 FSME FINLAND FI XHEL S FIRST NORTH FINLAND - SME GROWTH MARKET HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 FTFM CZECH REPUBLIC CZ FTFS S 42 FINANCIAL SERVICES - MTF 42FS PRAGUE WWW.42FS.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY REGULATED MARKET. FTFS CZECH REPUBLIC CZ FTFS O 42 FINANCIAL SERVICES 42FS PRAGUE WWW.42FS.COM SEPTEMBER 2018 ACTIVE JULY 2016 FTUS UNITED STATES OF AMERICA US FTUS O FLOW TRADERS U.S LLC NEW YORK WWW.FLOWTRADERS.COM APRIL 2019 ACTIVE APRIL 2019 FLOW TRADERS’ DISCLOSED LIQUIDITY PROVISION THROUGH LEVEL ALTERNATIVE TRADING SYSTEM (ATS). FXAL UNITED STATES OF AMERICA US FXAL O FXALL NEW YORK WWW.FXALL.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 FXCL INDIA IN CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – FX-CLEAR FXCLR MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 FX-CLEAR, A FOREX DEALING SYSTEM, OFFERS BOTH ORDER MATCHING AND NEGOTIATION MODES FOR DEALING COVERS INTER-BANK USD-INR SPOT AND SWAP TRANSACTIONS AND TRANSACTIONS IN MAJOR CROSS CURRENCIES. FXCM UNITED STATES OF AMERICA US FXCM O FXCM NEW YORK WWW.FXCM.COM AUGUST 2011 ACTIVE AUGUST 2011 REGISTERED & REGULATED MARKET FOR OTC FOREIGN EXCHANGE OPTIONS TRADING. MARKET FOR SPOT FX AND OPTIONS. FXFM IRELAND IE RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FORWARDS MATCHING DUBLIN WWW.REFINITIV.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FORWARDS MATCHING. FXGB UNITED KINGDOM GB FXGB O FXCM - MTF FXCM LONDON WWW.FXCM.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR OTC DERIVATIVES. FXOP UNITED KINGDOM GB FXOP O TRADITION-NEX OTF LONDON WWW.TRADITION.COM FEBRUARY 2018 ACTIVE APRIL 2017 FX OPTIONS TRADING FACILITY. FXPS UNITED STATES OF AMERICA US THRE S REFINITIV SEF REQUEST FOR STREAM RSEF (RFS) NEW YORK WWW.REFINITIV.COM MARCH 2021 ACTIVE MARCH 2021 REFINITIV SWAP EXECUTION FACILITY RFS SEGMENT. FXRQ IRELAND IE RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FXALL RFQ MTF DUBLIN WWW.REFINITIV.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FXALL REQUEST FOR QUOTE (RFQ) MULTILATERAL TRADING FACILITY (MTF). FXRS IRELAND IE RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FXALL RFS MTF FRTSIL DUBLIN WWW.REFINITIV.COM MARCH 2021 ACTIVE MARCH 2021 FXALL REQUEST FOR STREAM MULTILATERAL TRADING FACILITY. FXSW INDIA IN CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – FX-SWAP FXSWAP MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 FX-SWAP, A FOREX SWAP DEALING SYSTEM, OFFERS AN ORDER MATCHING SYSTEM FOR FOREX SWAPS. THE PLATFORM OFFERS SWAP INSTRUMENTS EXTENDING UP TO 12 MONTHS. G1XX UNITED STATES OF AMERICA US G1XX O G1 EXECUTION SERVICES CHICAGO WWW.G1X.COM SEPTEMBER 2014 ACTIVE SEPTEMBER 2014 WHOLESALE MARKET MAKER IN NMS AND OTC EQUITY SECURITIES GBOT MAURITIUS MU GBOT O BOURSE AFRICA LIMITED BAFR EBENE WWW.BOURSEAFRICA.COM DECEMBER 2013 ACTIVE OCTOBER 2010 MULTI-ASSET CLASS EXCHANGE PROVIDING AN ELECTRONIC PLATFORM FOR TRADING ON COMMODITY DERIVATIVES, CURRENCY DERIVATIVES, EQUITY, EQUITY DERIVATIVES AND BONDS. GBUL BULGARIA BG XBUL S BULGARIAN STOCK EXCHANGE - SME GROWTH MARKET BEAM BEAM SOFIA WWW.BSE-SOFIA.BG JANUARY 2019 ACTIVE JANUARY 2019 BULGARIAN STOCK EXCHANGE SME GROWTH MARKET. GBWB SWEDEN SE XSTO S NASDAQ STOCKHOLM AB – GBP WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM OCTOBER 2018 ACTIVE OCTOBER 2018 GEMX UNITED KINGDOM GB GEMX O GEMMA (GILT EDGED MARKET MAKERS’ASSOCIATION) GEMMA LONDON JUNE 2005 ACTIVE JUNE 2005 GETB LITHUANIA LT GETB O LITHUANIAN NATURAL GAS EXCHANGE GET BALTIC VILNIUS WWW.GETBALTIC.LT NOVEMBER 2014 ACTIVE NOVEMBER 2014 LITHUANIAN NATURAL GAS EXCHANGE FOR PHYSICAL DELIVERY PRODUCTS TRADING. GFAM UNITED STATES OF AMERICA US GFAM O GFI SECURITIES LLC - ALL MARKETS NEW YORK WWW.GFIGROUP.COM MAY 2021 ACTIVE MAY 2021 GFBM UNITED KINGDOM GB GFIB S GFI BROKERS - MTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY. GFBO UNITED KINGDOM GB GFIB S GFI BROKERS - OTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. GFIB UNITED KINGDOM GB GFIB O GFI BROKERS LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 GFIC UNITED KINGDOM GB GFIC O GFI SECURITIES LTD LONDON WWW.GFIGROUP.COM DECEMBER 2017 ACTIVE AUGUST 2007 GFIF UNITED KINGDOM GB GFIC S GFI FOREXMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE AUGUST 2007 GFIN UNITED KINGDOM GB GFIC S GFI ENERGYMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE APRIL 2009 ADDITIONAL PRODUCTS: DRY FREIGHT DERIVATIVES AND UK GAS TRADING GFIR UNITED KINGDOM GB GFIC S GFI RATESMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE SEPTEMBER 2010 ELECTRONIC PLATFORM FOR TRADING INTEREST RATE DERIVATIVES. GFKS SWEDEN SE GFKS O GARANTUM FONDKOMMISSION AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.GARANTUM.SE FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. GFPO FRANCE FR AURB S GFI PARIS - OTF PARIS WWW.AUREL-BGC.COM APRIL 2019 ACTIVE APRIL 2019 ORGANISED TRADING FACILITY. GFSM UNITED KINGDOM GB GFIC S GFI SECURITIES LTD - MTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY. GFSO UNITED KINGDOM GB GFIC S GFI SECURITIES LTD - OTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. GIPB FRANCE FR GIPB O GOLDMAN SACHS INTERNATIONAL PARIS BRANCH PARIS WWW.GOLDMANSACHS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 GLBX UNITED STATES OF AMERICA US XCME S CME GLOBEX CHICAGO WWW.CME.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 GLLC UNITED STATES OF AMERICA US GLLC O GATE US LLC NEW YORK WWW.GATEUS.COM JULY 2010 ACTIVE JULY 2010 ALTERNATIVE TRADING SYSTEM. GLMX UNITED STATES OF AMERICA US GLMX O GLMX NEW YORK WWW.GLMX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 ELECTRONIC TRADING PLATFORM FOR SECURITIES FINANCING TRANSACTIONS. GLOM UNITED ARAB EMIRATES AE GLOM O GLOMAX EXCHANGE LTD ABU DHABI WWW.GLOMAX.COM FEBRUARY 2020 ACTIVE JANUARY 2020 ELECTRONIC TRADING PLATFORM FOR CRYPTOCURRENCIES. GLPS UNITED STATES OF AMERICA US GLPS O ESSEX RADEZ, LLC GLPS CHICAGO WWW.ESSEXRADEZ.COM SEPTEMBER 2014 ACTIVE SEPTEMBER 2014 ELECTRONIC TRADING SYSTEM GLPX UNITED STATES OF AMERICA US GLPX O ACS EXECUTION SERVICES, LLC GLPX RED BANK MARCH 2016 ACTIVE MARCH 2016 EXECUTION SERVICES GMBG BULGARIA BG MBUL S MTF SOFIA - GROWTH MARKET SOFIA WWW.CAPMAN.BG JUNE 2021 ACTIVE JUNE 2021 GMEG UNITED KINGDOM GB GMEG O GMEX EXCHANGE GMEX LONDON WWW.GMEX-GROUP.COM MAY 2016 ACTIVE JUNE 2013 MTF FOR DERIVATIVES AND SECURITIES GMEO FRANCE FR GMES S GRIFFIN MARKETS EUROPE - OTF PARIS WWW.GRIFFINMARKETS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ORGANISED TRADING FACILITY. GMES FRANCE FR GMES O GRIFFIN MARKETS EUROPE PARIS WWW.GRIFFINMARKETS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 GMGD UNITED ARAB EMIRATES AE GMGD O GMG DUBAI LIMITED GMGDXB DUBAI WWW.GMG-BROKERS.COM JANUARY 2018 ACTIVE JANUARY 2018 GMGL UNITED KINGDOM GB GMGL O GMG BROKERS LIMITED GMGLDN LONDON WWW.GMG-BROKERS.COM JANUARY 2018 ACTIVE JANUARY 2018 GMNI UNITED STATES OF AMERICA US XISX S ISE GEMINI EXCHANGE NEW YORK WWW.ISE.COM MAY 2013 ACTIVE MAY 2013 ISE GEMINI EXCHANGE IS A NATIONAL SECURITIES EXCHANGE REGISTERED WITH THE UNITED STATES SECURITIES & EXCHANGE COMMISSION. ISE GEMINI EXCHANGE WILL FACILITATE THE ELECTRONIC TRADING OF EQUITY & INDEX OPTIONS. GMTF FRANCE FR GMTF O GALAXY PARIS WWW.TRADINGSCREEN.COM APRIL 2011 ACTIVE APRIL 2011 MULTILATERAL TRADING FACILITY FOR EURO DENOMINATED GOVERNMENT AND CORPORATE BONDS. GOTC UNITED STATES OF AMERICA US GOTC O GLOBAL OTC CHICAGO WWW.GLOBALOTC.COM MAY 2017 ACTIVE MAY 2017 ELECTRONIC TRADING PLATFORM FOR OTC EQUITY SECURITIES. GOVX UNITED STATES OF AMERICA US GOVX O GOVEX GOVEX BOSTON WWW.GOVEX.COM MARCH 2012 ACTIVE MARCH 2012 TRADING PLATFORM FOR US TREASURY SECURITIES - OPERATED BY STATE STREET GPBC CYPRUS CY GPBC O GPB-FINANCIAL SERVICES LTD - SYSTEMATIC INTERNALISER LIMASSOL WWW.GPBFS.COM.CY NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. GREE UNITED STATES OF AMERICA US GREE O THE GREEN EXCHANGE CHICAGO WWW.NYMEX.GREENFUTURES.COM/ SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING PLATFORM FOR VARIOUS ENVIRONMENTAL CONTRACTS. GRIF UNITED KINGDOM GB GRIF O GRIFFIN MARKETS LIMITED LONDON WWW.GRIFFINMARKETS.COM OCTOBER 2012 ACTIVE OCTOBER 2012 TRADING VENUE FOR EUROPEAN ENERGY MARKETS. GRIO UNITED KINGDOM GB GRIF S GRIFFIN MARKETS LIMITED - OTF LONDON WWW.GRIFFINMARKETS.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 GRIFFIN ORGANISED TRADING FACILITY. GROW SPAIN ES BMEX S BME GROWTH MARKET MADRID WWW.BMEGROWTH.ES AUGUST 2020 ACTIVE AUGUST 2020 GRSE UNITED KINGDOM GB GRSE O THE GREEN STOCK EXCHANGE - ACB IMPACT MARKETS GSE LONDON WWW.ACBIMPACTMARKETS.COM JULY 2014 ACTIVE JULY 2014 MARKETPLACE FOR SUSTAINABLE SECURITIES (SECURITIES, BONDS, COMMODITIES)

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS GSAL HONG KONG HK GSAL O GOLDMAN SACHS (ASIA) LLC HONG KONG WWW.GOLDMANSACHS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 GSBE GERMANY DE GSBE O GOLDMAN SACHS BANK EUROPE SE FRANKFURT WWW.GOLDMANSACHS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 GSCI GUYANA GY GSCI O THE GUYANA ASSOCIATION OF SECURITIES COMPANIES AND INTERMEDIARIES INC. GEORGETOWN WWW.GASCI.COM DECEMBER 2010 ACTIVE DECEMBER 2010 THIS COMPANY IS THE LOCAL STOCK EXCHANGE THAT ORGANISES AND SUPERVISES THE STOCK MARKET IN GUYANA. GSCO UNITED STATES OF AMERICA US GSCO O GOLDMAN SACHS AND CO. GSCO NEW YORK WWW.GOLDMANSACHS.COM JUNE 2017 ACTIVE JUNE 2017 GSEF UNITED STATES OF AMERICA US GSEF O GFI SWAPS EXCHANGE, LLC GFI SEF NEW YORK WWW.GFIGROUP.COM/MARKETS/SWAPS-EXCHANGE/OVERVIEW.ASPX AUGUST 2014 ACTIVE AUGUST 2014 SWAPS EXECUTION FACILITY GSEI GERMANY DE GSBE S GOLDMAN SACHS BANK EUROPE SE - SYSTEMATIC INTERNALISER FRANKFURT WWW.GOLDMANSACHS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. GSIB UNITED KINGDOM GB GSIB O GOLDMAN SACHS INTERNATIONAL BANK GSIB LONDON WWW.GOLDMANSACHS.COM JULY 2017 ACTIVE JULY 2017 GSIL UNITED KINGDOM GB GSIL O GOLDMAN SACHS INTERNATIONAL GSI LONDON WWW.GOLDMANSACHS.COM/GSET OCTOBER 2016 ACTIVE OCTOBER 2016 GSPL HONG KONG HK GSAL S GS PRINCIPAL LIQUIDITY ASIA HONG KONG WWW.GSET.GS.COM JULY 2020 ACTIVE JULY 2020 GSPX FRANCE FR GIPB S GOLDMAN SACHS INTERNATIONAL PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.GOLDMANSACHS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. GSSI UNITED KINGDOM GB GSIL S GOLDMAN SACHS INTERNATIONAL - SYSTEMATIC INTERNALISER LONDON WWW.GOLDMANSACHS.COM/GSET OCTOBER 2016 ACTIVE OCTOBER 2016 GSI SYSTEMATIC INTERNALISER GSXC CHINA CN GSXC O GSX CHINA BEIJING WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY. GSXH HONG KONG HK GSAL S GSX HONG KONG HONG KONG WWW.GSET.GS.COM DECEMBER 2017 ACTIVE DECEMBER 2016 GOLDMAN SACHS INTERNAL CROSSING FACILITY. GSXK KOREA, REPUBLIC OF KR GSXK O GSX KOREA SEOUL WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY. GSXL GIBRALTAR GI GSXL O THE GIBRALTAR STOCK EXCHANGE GSX GIBRALTAR WWW.GSX.GI JULY 2015 ACTIVE JULY 2015 EU REGULATED MARKET FOR TECHNICAL LISTINGS IN COLLECTIVE INVESTMENT SCHEMES. GSXT TAIWAN TW GSXT O GSX TAIWAN TAIPEI WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY. GTCO UNITED STATES OF AMERICA US GTCO O KCG AMERICAS LLC NEW YORK WWW.KCG.COM JANUARY 2014 ACTIVE SEPTEMBER 2008 REGISTERED ATS FOR TRADING US CASH EQUITIES. FINRA MEMBER AND REG ATS ON FILE WITH THE SEC GTSX UNITED STATES OF AMERICA US GTSX O GTSX GTSX NEW YORK WWW.GTSX.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 GTXE BERMUDA BM GTXE O GTX ECN HAMILTON WWW.GAINGTX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 GTX ELECTRONIC COMMUNICATIONS NETWORK. GTXS UNITED STATES OF AMERICA US GTXS O GTX SEF, LLC GTX BEDMINSTER WWW.GAINGTX.COM/SEF.SHTML NOVEMBER 2016 ACTIVE NOVEMBER 2016 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES. GXMA VANUATU VU GXMA O GX MARKETCENTER VILA MAY 2010 ACTIVE MAY 2010 HAMA GERMANY DE XHAM S BOERSE HAMBURG - REGULIERTER MARKT HAMBURG FEBRUARY 2008 ACTIVE FEBRUARY 2008 HAMB GERMANY DE XHAM S BOERSE HAMBURG - FREIVERKEHR HAMBURG FEBRUARY 2008 ACTIVE FEBRUARY 2008 HAML GERMANY DE XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016 HAMM GERMANY DE XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE - REGULIERTER MARKT HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016 HAMN GERMANY DE XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE - FREIVERKEHR HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016 HANA GERMANY DE XHAN S BOERSE HANNOVER - REGULIERTER MARKT HANNOVER FEBRUARY 2008 ACTIVE FEBRUARY 2008 HANB GERMANY DE XHAN S BOERSE HANNOVER - FREIVERKEHR HANNOVER FEBRUARY 2008 ACTIVE FEBRUARY 2008 HBFR FRANCE FR HBFR O HSBC CONTINENTAL EUROPE - SYSTEMATIC INTERNALISER PARIS WWW.HSBC.FR MARCH 2021 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. HBPL POLAND PL HBPL O HSBC BANK POLSKA S.A. - SYSTEMATIC INTERNALISER WARSAW WWW.HSBC.PL DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. HCER ITALY IT HMTF S HI-CERT - MULTILATERAL TRADING FACILITY MILANO WWW.HIMTF.COM JUNE 2021 ACTIVE JULY 2020 MTF FOR CERTIFICATES AND COVERED WARRANT. HCHC THE NETHERLANDS NL HCHC O ICE CLEAR NETHERLANDS B.V. AMSTERDAM WWW.THEICE.COM SEPTEMBER 2015 ACTIVE JANUARY 2014 CENTRAL COUNTER PARTY FOR EXCHANGE TRADED DERIVATIVES HDAT GREECE GR HDAT O ELECTRONIC SECONDARY SECURITIES MARKET (HDAT) HDAT ATHENS WWW.BANKOFGREECE.GR JUNE 2005 ACTIVE JUNE 2005 HEDE GREECE GR HEMO S HENEX FINANCIAL ENERGY MARKET - DERIVATIVES MARKET HENEX ATHENS WWW.ENEXGROUP.GR FEBRUARY 2020 ACTIVE FEBRUARY 2020 HEGX UNITED STATES OF AMERICA US HEGX O NADEX CHICAGO WWW.NADEX.COM APRIL 2010 ACTIVE APRIL 2010 HELA GERMANY DE HELA O HELABA - SYSTEMATIC INTERNALISER FRANKFURT WWW.HELABA.DE JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. HEMO GREECE GR HEMO O HENEX S.A. HENEX ATHENS WWW.ENEXGROUP.GR JULY 2018 ACTIVE APRIL 2015 HELLENIC ENERGY EXCHANGE. HESP GREECE GR HEMO S HENEX ENERGY SPOT MARKET HENEX ATHENS WWW.ENEXGROUP.GR FEBRUARY 2020 ACTIVE FEBRUARY 2020 HMOD ITALY IT HMTF S HI-MTF ORDER DRIVEN MILANO WWW.HIMTF.COM JULY 2008 ACTIVE JULY 2008 MULTILATERAL TRADING FACILITY ORDER DRIVEN FOR EQUITIES AND BONDS HMTF ITALY IT HMTF O HI-MTF MILANO WWW.HIMTF.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 HOTC GREECE GR ASEX S HELLENIC EXCHANGE OTC MARKET ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE AUGUST 2008 THE HELLENIC EXCHANGE OTC MARKET IS THE OVER-THE-COUNTER ELECTRONIC TRADING MARKET FOR ATHENS EXCHANGE. HPCO FRANCE FR HPCX S HPC ETRADING HPC PARIS WWW.OTCEXGROUP.COM DECEMBER 2020 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. HPCS FRANCE FR HPCX S HPC ENERGY TRADING HPC PARIS WWW.OTCEXGROUP.COM DECEMBER 2020 ACTIVE APRIL 2017 TRADE NAME: TRAYPORT HPCV FRANCE FR HPCX S HPC SA - VOICE OTF HPC PARIS WWW.OTCEXGROUP.COM JANUARY 2018 ACTIVE JANUARY 2018 ORGANISED TRADING FACILITY. HPCX FRANCE FR HPCX O HPC SA PARIS WWW.OTCEXGROUP.COM DECEMBER 2017 ACTIVE DECEMBER 2017 HPPO UNITED STATES OF AMERICA US HPPO O POTAMUS TRADING LLC HPPO BOSTON WWW.POTAMUSTRADING.COM APRIL 2014 ACTIVE APRIL 2014 WHOLESALE MARKET MAKER FOR NMS EQUITIES. ELECTRONIC TRADING SERVICES FOR OTHER BROKER-DEALER CLIENTS. HREU IRELAND IE HREU O HRTEU LIMITED - SYSTEMATIC INTERNALISER DUBLIN WWW.HUDSON-TRADING.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. HRFQ ITALY IT HMTF S HI-MTF RFQ MILANO WWW.HIMTF.COM JULY 2016 ACTIVE JULY 2016 MTF FOR BONDS BASED ON RFQ NEGOTIATION MODEL HRSI UNITED KINGDOM GB HRSI O HUDSON RIVER TRADING - SYSTEMATIC INTERNALISER LONDON WWW.HUDSON-TRADING.COM JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. HRTF UNITED STATES OF AMERICA US HRTF O HUDSON RIVER TRADING (HRT) HRT NEW YORK WWW.HUDSON-TRADING.COM JULY 2018 ACTIVE JULY 2018 SINGLE DEALER PLATFORM. HRTX UNITED STATES OF AMERICA US HRTX O HUDSON RIVER TRADING HRT NEW YORK WWW.HUDSON-TRADING.COM MAY 2018 ACTIVE MAY 2018 SINGLE DEALER PLATFORM. HSBC UNITED KINGDOM GB HSBC O HSBC - SYSTEMATIC INTERNALISER HSBC SI LONDON WWW.HSBCNET.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. HSBT GERMANY DE HSBT O HSBC TRINKAUS AND BURKHARDT AG - SYSTEMATIC INTERNALISER DUESSELDORF WWW.HSBC.DE AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. HSFX UNITED STATES OF AMERICA US HSFX O HOTSPOT FX JERSEY CITY WWW.HOTSPOTFX.COM JANUARY 2009 ACTIVE JANUARY 2009 HSTC VIET NAM VN HSTC O HANOI STOCK EXCHANGE HNX HANOI WWW.HNX.VN JULY 2009 ACTIVE JULY 2009 HANOI SECURITIES TRADING CENTRE HAS BECOME THE HANOI STOCK EXCHANGE IN JANUARY 2009. HSXA HONG KONG HK HSXA O HSBC-X HONG KONG HONG KONG WWW.HSBC.COM.HK OCTOBER 2010 ACTIVE OCTOBER 2010 TRADING PLATFORM WHICH IS SPECIFICALLY TRADING ASIA PACIFIC CASH EQUITIES WITH THE FOCUS OF HONG KONG CASH EQUITIES. HUDX HUNGARY HU HUDX O HUNGARIAN DERIVATIVE ENERGY EXCHANGE HUDEX BUDAPEST WWW.HUDEX.HU JULY 2017 ACTIVE JULY 2017 REGULATED MARKET FOR ELECTRICITY. HUPX HUNGARY HU HUPX O HUNGARIAN POWER EXCHANGE HUPX BUDAPEST WWW.HUPX.HU APRIL 2009 ACTIVE APRIL 2009 IATS UNITED STATES OF AMERICA US IATS O INTERACTIVE BROKERS LLC - ATS IATS GREENWICH WWW.INTERACTIVEBROKERS.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 IATS IS AN ALTERNATIVE TRADING SYSTEM OPERATED PURSUANT TO REGULATION ATS BY INTERACTIVE BROKERS LLC. IBAL UNITED KINGDOM GB IBAL O ICE BENCHMARK ADMINISTRATION IBA LONDON WWW.THEICE.COM/IBA JULY 2015 ACTIVE JULY 2015 INDEPENDENT SUBSIDIARY OF THE ICE, RESPONSIBLE FOR THE END-TO-END ADMINISTRATION OF BENCHMARKS. IBEQ ITALY IT IBIS S INVEST BANCA - IBIS EQUITY - SYSTEMATIC INTERNALISER FLORENCE WWW.INVESTBANCA.IT MARCH 2018 ACTIVE MARCH 2018 SYSTEMATIC INTERNALISER. IBER SPAIN ES IBER O IBERCAJA BANCO SA IBERCAJA ZARAGOZA WWW.IBERCAJA.ES JUNE 2019 ACTIVE JUNE 2019 REGISTER MARKET FOR BONDS. IBEX BULGARIA BG IBEX O INDEPENDENT BULGARIAN ENERGY EXCHANGE IBEX SOFIA WWW.IBEX.BG DECEMBER 2015 ACTIVE DECEMBER 2015 IBEX WAS ESTABLISHED JANUARY 2014, AS A FULLY-OWNED SUBSIDIARY OF THE BULGARIAN ENERGY HOLDING EAD. IBEX HOLDS A 10-YEAR LICENSE BY THE STATE ENERGY AND WATER REGULATORY COMMISSION TO ORGANIZING A POWER EXCHANGE FOR ELECTRICITY IN BULGARIA. IBGH SPAIN ES IBGH O IBERIAN GAS HUB IBGH BILBAO WWW.IBERIANGASHUB.COM APRIL 2015 ACTIVE APRIL 2015 TRADING PLATFORM FOR THE IBERIAN GAS MARKET. IBIS ITALY IT IBIS O INVEST BANCA - SYSTEMATIC INTERNALISER FLORENCE WWW.INVESTBANCA.IT FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER. IBUL BULGARIA BG XBUL S BULGARIAN STOCK EXCHANGE - INTERNATIONAL INSTRUMENTS BSE SOFIA WWW.BSE-SOFIA.BG MAY 2017 ACTIVE MAY 2017 ICBX UNITED STATES OF AMERICA US XINS S INSTINET CBX (US) NEW YORK WWW.INSTINET.COM NOVEMBER 2008 ACTIVE NOVEMBER 2008 CONTINUOUS BLOCK CROSSING DESTINATION FOR US EQUITIES. ICDX INDONESIA ID ICDX O INDONESIA COMMODITY AND DERIVATIVES EXCHANGE JAKARTA WWW.ICDEXCHANGE.COM FEBRUARY 2010 ACTIVE FEBRUARY 2010 COMMODITY DERIVATIVES, INCLUDING THREE MAJOR GROUPS OF COMMODITIES: METALS, SOFT AGRICULTURAL PRODUCTS, AND ENERGY. ICEL UNITED STATES OF AMERICA US ICEL O ISLAND ECN LTD, THE NEW YORK WWW.ISLAND.COM JUNE 2005 ACTIVE JUNE 2005 ICEO UNITED KINGDOM GB ICEO O ICAP ENERGY - OTF LONDON WWW.ICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ICES UNITED STATES OF AMERICA US IFUS S ICE SWAP TRADE LLC NEW YORK WWW.THEICE.COM DECEMBER 2013 ACTIVE AUGUST 2013 SWAP EXECUTION FACILITY ICHK JAPAN JP NMRJ S NOMURA ICE - HK TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. ICKR JAPAN JP NMRJ S NOMURA ICE - KR TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. ICOR FRANCE FR ICOT S ICAP EU - OTF - REGISTRATION TPIE PARIS HTTPS://REGULATORY.TPICAP.COM/TPICAP/EU/ICAPEUOTF DECEMBER 2020 ACTIVE DECEMBER 2020 ICOT FRANCE FR ICOT O ICAP EU - OTF PARIS WWW.TPICAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 ORGANISED TRADING FACILITY. ICPM UNITED KINGDOM GB ICPM O TP ICAP UK MTF LONDON WWW.ICAP.COM FEBRUARY 2019 ACTIVE JUNE 2007 MULTILATERAL TRADING FACILITY. ICRO UNITED STATES OF AMERICA US XINS S INSTINET VWAP CROSS NEW YORK WWW.INSTINET.COM JUNE 2009 ACTIVE JUNE 2009 CALL MARKET CROSS PRICED AT THE DAY'S VWAP FOR US EQUITIES. ICSH JAPAN JP NMRJ S NOMURA ICE - SH TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. ICSU UNITED STATES OF AMERICA US BTEC S ICAP SEF (US) LLC. JERSEY CITY WWW.ICAP.COM NOVEMBER 2015 ACTIVE JULY 2014 SEF FOR TRADING CFTC REGULATED SWAPS ICSZ JAPAN JP NMRJ S NOMURA ICE - SZ TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. ICTW JAPAN JP NMRJ S NOMURA ICE - TW TOKYO WWW.NOMURA.COM MAY 2020 ACTIVE MAY 2020 INTERNAL CROSSING PLATFORM FOR NOMURA. ICUR IRELAND IE ICUR O CURRENEX IRELAND MTF CNX MTF DUBLIN WWW.CURRENEXMTF.COM/OUR-OFFERING OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. ICXL INDIA IN ICXL O INDIAN COMMODITY EXCHANGE LTD. MUMBAI WWW.ICEXINDIA.COM APRIL 2010 ACTIVE APRIL 2010 INDIAN COMMODITY EXCHANGE LTD IS A SCREEN BASED ON-LINE DERIVATIVES EXCHANGE FOR COMMODITIES. ICXR IRELAND IE ICUR S CURRENEX IRELAND MTF - RFQ CNX MTF DUBLIN WWW.CURRENEXMTF.COM/OUR-OFFERING OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IDXM UNITED STATES OF AMERICA US IDXM O IDX MARKETS, LLC NEW YORK WWW.IDXMARKETS.COM JUNE 2021 ACTIVE JUNE 2021 REGISTERED ALTERNATIVE TRADING SYSTEM (ATS) FOR FIXED INCOME STRUCTURED PRODUCTS. IEBS THE NETHERLANDS NL EBSN S EBS MTF - RFQ - FX PRODUCTS FOR ASSET MANAGERS AMSTERDAM WWW.NEX.COM AUGUST 2019 ACTIVE AUGUST 2019 IECL UNITED KINGDOM GB ICEO S ICAP ENERGY LTD OTF - COMMODITIES AND ENERGY DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF COMMODITIES AND ENERGY DERIVATIVES. IEPA UNITED STATES OF AMERICA US IFUS S INTERCONTINENTAL EXCHANGE ICE ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE MARCH 2008 IEXD UNITED STATES OF AMERICA US IEXG S INVESTORS EXCHANGE - DARK IEX NEW YORK WWW.IEXTRADING.COM JULY 2017 ACTIVE JULY 2017 IEXG UNITED STATES OF AMERICA US IEXG O INVESTORS EXCHANGE IEX NEW YORK WWW.IEXTRADING.COM SEPTEMBER 2016 ACTIVE OCTOBER 2013 IFAD UNITED ARAB EMIRATES AE IFAD O ICE FUTURES ABU DHABI ABU DHABI WWW.THEICE.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFBX IRAN IR IFBX O IRAN FARA BOURSE IFB TEHRAN WWW.IFB.IR MARCH 2019 ACTIVE MARCH 2019 IFCA CANADA CA IFCA O ICE FUTURES CANADA WINNIPEG WWW.THEICE.COM OCTOBER 2011 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFCA REPLACES MIC XWCE. IFED UNITED STATES OF AMERICA US IFUS S ICE FUTURES U.S. ENERGY DIVISION NEW YORK WWW.THEICE.COM DECEMBER 2013 ACTIVE AUGUST 2012 IFEN UNITED KINGDOM GB IFEU S ICE FUTURES EUROPE - OIL AND REFINED PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFEU UNITED KINGDOM GB IFEU O ICE FUTURES EUROPE LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFLL UNITED KINGDOM GB IFEU S ICE FUTURES EUROPE - FINANCIAL PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFLO UNITED KINGDOM GB IFEU S ICE FUTURES EUROPE - EQUITY PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFLS UNITED KINGDOM GB IFLS O SWAPXECUTE LONDON WWW.INTLFCSTONE.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 ORGANISED TRADING FACILITY (OTF) FOR OTC DERIVATIVES. NOT LIVE YET. IFLX UNITED KINGDOM GB IFEU S ICE FUTURES EUROPE - AGRICULTURAL PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFSG SINGAPORE SG IFSG O ICE FUTURES SINGAPORE SINGAPORE WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFSM MALTA MT XMAL S INSTITUTIONAL FINANCIAL SECURITIES MARKET IFSM VALLETTA WWW.BORZAMALTA.COM.MT NOVEMBER 2017 ACTIVE NOVEMBER 2017 PROFESSIONAL INVESTOR MARKET FOR ASSET BACKED SECURITIES, BONDS, DERIVATIVES AND SECURITISED PRODUCTS IFUS UNITED STATES OF AMERICA US IFUS O ICE FUTURES U.S. NEW YORK WWW.THEICE.COM DECEMBER 2013 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFUS REPLACES MIC ICUS. IFUT UNITED KINGDOM GB IFEU S ICE FUTURES EUROPE - EUROPEAN UTILITIES DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFXA IRELAND IE IFXC S FX CONNECT IRELAND MTF - ALLOCATIONS IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IFXC IRELAND IE IFXC O FX CONNECT IRELAND MTF IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IFXR IRELAND IE IFXC S FX CONNECT IRELAND MTF - RFQ IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX. IGDL UNITED KINGDOM GB IGDL O ICAP GLOBAL DERIVATIVES LIMITED LONDON WWW.ICAP.COM/WHAT-WE-DO/OUR-MIFID-II-VENUES/ICAP-GLOBAL-DERIVATIVES-MTF.ASPX FEBRUARY 2018 ACTIVE NOVEMBER 2016 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES. IINX INDIA IN IINX O INDIA INTERNATIONAL EXCHANGE (IFSC) LIMITED INDIA INX GIFT CITY, GANDHINAGAR WWW.INDIAINX.COM MARCH 2018 ACTIVE DECEMBER 2017 INDIA'S FIRST INTERNATIONAL EXCHANGE. IKBS GERMANY DE IKBS O IKB DEUTSCHE INDUSTRIEBANK AG - SYSTEMATIC INTERNALISER DUESSELDORF WWW.IKB.DE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. ILCM UNITED KINGDOM GB IOTF S LOUIS CAPITAL MARKETS UK LONDON HTTPS://REGULATORY.TPICAP.COM/ JULY 2020 ACTIVE JULY 2020 IMAG UNITED STATES OF AMERICA US IFUS S ICE MARKETS AGRICULTURE ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE FUTURES, OPTIONS AND OTC AGRICULTURAL PRODUCTS. IMBD UNITED STATES OF AMERICA US IFUS S ICE MARKETS BONDS ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IMCC UNITED STATES OF AMERICA US IFUS S ICE CREDIT TRADE NEW YORK WWW.THEICE.COM JUNE 2020 ACTIVE AUGUST 2013 ELECTRONIC MARKET FOR FIXED INCOME PRODUCTS. IMCE UNITED KINGDOM GB ICPM S TP ICAP UK MTF - CASH EQUITY LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR CASH EQUITY. IMCG UNITED STATES OF AMERICA US IFUS S CREDITEX LLC NEW YORK WWW.THEICE.COM JUNE 2015 ACTIVE AUGUST 2013 OTC MARKET FOR CREDIT DERIVATIVES IMCO THE NETHERLANDS NL NDEX S ICE ENDEX OTF FUTURES ICE ENDEX OTF AMSTERDAM WWW.THEICE.COM/ENDEX DECEMBER 2017 ACTIVE JUNE 2011 ELECTRONIC ORGANISED TRADING PLATFORM. IMCR UNITED STATES OF AMERICA US IFUS S ICE MARKETS CREDIT ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE CREDIT PRODUCTS. IMCS UNITED STATES OF AMERICA US IMCS O IMC FINANCIAL MARKETS CHICAGO WWW.IMC.COM JUNE 2017 ACTIVE JUNE 2017 ELECTRONIC TRADING PLATFORM. IMCT THE NETHERLANDS NL IMCT O IMC - SYSTEMATIC INTERNALISER IMC AMSTERDAM WWW.IMC.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. IMED UNITED KINGDOM GB ICPM S TP ICAP UK MTF - EQUITY DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR EQUITY DERIVATIVES. IMEN UNITED STATES OF AMERICA US IFUS S ICE MARKETS ENERGY ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE ENERGY PRODUCTS. IMEQ THE NETHERLANDS NL NDEX S ICE MARKETS EQUITY ICE ENDEX EQUITY AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE EQUITY PRODUCTS. IMET UNITED KINGDOM GB ICPM S TP ICAP UK MTF - EXCHANGE TRADED PRODUCTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR EXCHANGE-TRADED FUNDS. IMEX IRAN IR IMEX O IRAN MERCANTILE EXCHANGE TEHRAN WWW.IME.CO.IR AUGUST 2011 ACTIVE AUGUST 2011 COMMODITIES EXCHANGE. IMFD UNITED KINGDOM GB ICPM S TP ICAP UK MTF - FX DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR FX DERIVATIVES. IMFX UNITED STATES OF AMERICA US IFUS S ICE MARKETS FOREIGN EXCHANGE ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE MAY 2011 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES. IMGB UNITED KINGDOM GB ICPM S TP ICAP UK MTF - GOVERNMENT BONDS EXCLUDING GILTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR GOVERNMENT BONDS EXCLUDING GILTS. IMGI UNITED KINGDOM GB ICPM S TP ICAP UK MTF - GILTS LONDON WWW.ICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR GILTS. IMIR UNITED STATES OF AMERICA US IFUS S ICE MARKETS RATES ATLANTA WWW.THEICE.COM DECEMBER 2013 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE CURRENCY PRODUCTS. IMMH ITALY IT IMMH O IMMH – INTESA SANPAOLO - SYSTEMATIC INTERNALISER MILAN WWW.INTESASANPAOLO.COM JULY 2020 ACTIVE MAY 2018 SYSTEMATIC INTERNALISER. EFFECTIVE MERGER DATE IS ON 20 JULY 2020. IMMM UNITED KINGDOM GB ICPM S TP ICAP UK MTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR MONEY MARKET INSTRUMENTS. IMRD UNITED KINGDOM GB ICPM S TP ICAP UK MTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR INTEREST RATE DERIVATIVES. IMSB UNITED KINGDOM GB ICPM S TP ICAP UK MTF - CORPORATE BONDS AND SECURITIES DEBT LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR CORPORATE BONDS AND SECURITISED DEBT. IMTF UNITED KINGDOM GB IMTF O INTEGRAL MTF LONDON WWW.INTEGRALMTF.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 MULTILATERAL TRADING FACILITY. INCA UNITED STATES OF AMERICA US XINS S INSTINET DESK CROSS NEW YORK WWW.INSTINET.COM DECEMBER 2017 ACTIVE DECEMBER 2017 INCR UNITED STATES OF AMERICA US INCR O INTELLIGENTCROSS STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE MAY 2018 INTELLIGENTCROSS MIDPOINT. INGB THE NETHERLANDS NL INGB O ING BANK NV - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. INGE THE NETHERLANDS NL INGB S ING BANK NV - SPRINTERS AND EQUITY - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR SPRINTERS AND EQUITY. INGF THE NETHERLANDS NL INGB S ING BANK NV - FOREIGN EXCHANGE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR FX. INGW POLAND PL INGW O ING BANK SLASKI SA - SYSTEMATIC INTERNALISER WARSAW WWW.INGBANK.PL SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. INSE INDIA IN XNSE S NSE IFSC LIMITED NSE IFSC GANDHINAGAR WWW.NSEIFSC.COM JUNE 2018 ACTIVE JUNE 2018 FULLY OWNED SUBSIDIARY COMPANY OF NATIONAL STOCK EXCHANGE OF INDIA LIMITED (NSE). INVE UNITED KINGDOM GB INVE O INVESTEC BANK PLC - SYSTEMATIC INTERNALISER LONDON WWW.INVESTEC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER - LIVE IN JANUARY 2018. IOCD UNITED KINGDOM GB IOTF S ICAP SECURITIES OTF - CREDIT DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF CREDIT DERIVATIVES. IOED UNITED KINGDOM GB IOTF S ICAP SECURITIES OTF - EQUITY DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF EQUITY DERIVATIVES. IOFI UNITED KINGDOM GB IOTF S ICAP SECURITIES OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF CORPORATE BONDS & SECURITISED DEBT. IOFX UNITED KINGDOM GB IOTF S ICAP SECURITIES OTF - FX DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES. IOGB UNITED KINGDOM GB IOTF S ICAP SECURITIES OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. IOGI UNITED KINGDOM GB IOTF S ICAP SECURITIES OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. IOIR UNITED KINGDOM GB IOTF S ICAP SECURITIES OTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF INTEREST RATE DERIVATIVES. IOMM UNITED KINGDOM GB IOTF S ICAP SECURITIES OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. IOTC UNITED KINGDOM GB XIEL S INSTINET EUROPE LIMITED OTC LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 IOTF UNITED KINGDOM GB IOTF O ICAP SECURITIES - OTF ISL OTF LONDON WWW.ICAP.COM APRIL 2021 ACTIVE NOVEMBER 2017 IPSX UNITED KINGDOM GB IPSX O IPSX IPSX GUILDFORD WWW.IPSX.COM APRIL 2018 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR COMMERCIAL PROPERTY EQUITY. IPXP UNITED KINGDOM GB IPSX S IPSX PRIME IPSX GUILDFORD WWW.IPSX.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR COMMERCIAL PROPERTY EQUITY. IPXW UNITED KINGDOM GB IPSX S IPSX WHOLESALE IPSX GUILDFORD WWW.IPSX.COM MARCH 2019 ACTIVE MARCH 2019 REGISTERED MARKET FOR EQUITIES IN COMMERCIAL PROPERTY. ISBA ITALY IT ISBA O BANCA DI ASTI - SYSTEMATIC INTERNALISER ASTI WWW.BANCADIASTI.IT JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. ISBV ITALY IT ISBV O BIVER BANCA - SYSTEMATIC INTERNALISER BIELLA WWW.BIVERBANCA.IT JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. ISDA UNITED STATES OF AMERICA US ISDA O ISDAFIX NEW YORK WWW2.ISDA.ORG NOVEMBER 2012 ACTIVE NOVEMBER 2012 SCREEN SERVICE FOR SWAP RATES FOR SWAP TRANSACTIONS WORLDWIDE. ISEX INDIA IN ISEX O INTER-CONNECTED STOCK EXCHANGE OF INDIA LTD ISE MUMBAI WWW.ISEINDIA.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 ISSI UNITED KINGDOM GB ISSI O ICBC STANDARD BANK - SYSTEMATIC INTERNALISER ICBCS LONDON WWW.ICBCSTANDARDBANK.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. ISWA UNITED KINGDOM GB ISWA O I-SWAP LONDON WWW.I-SWAP.COM JANUARY 2012 ACTIVE JANUARY 2012 AUTHORISED MTF FOR OF EURO INTEREST RATE SWAPS. ISWB UNITED KINGDOM GB ISWA S I-SWAP - TRADE REGISTRATION LONDON WWW.I-SWAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REPORTING OF LIS AND OFF VENUE TRADES. ISWC UNITED KINGDOM GB ISWA S I-SWAP ORDER BOOK LONDON WWW.I-SWAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ISWE UNITED KINGDOM GB IGDL S ICAP GLOBAL DERIVATIVES LIMITED - ELECTRONIC LONDON WWW.ICAP.COM/WHAT-WE-DO/ELECTRONIC-MARKETS/I-SWAP.ASPX FEBRUARY 2018 ACTIVE DECEMBER 2017 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES – CLOB. ISWN THE NETHERLANDS NL ISWP S ISWAP EURO MTF - TRADE REGISTRATION AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. ISWO THE NETHERLANDS NL ISWP S ISWAP EURO MTF - ORDERBOOK AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. ISWP THE NETHERLANDS NL ISWP O ISWAP EURO MTF AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. ISWR UNITED KINGDOM GB ISWA S I-SWAP TARGETED STREAMING/RFQ LONDON WWW.I-SWAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ISWT THE NETHERLANDS NL ISWP S ISWAP EURO MTF - TARGETED STREAMING / RFQ AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. ISWV UNITED KINGDOM GB IGDL S ICAP GLOBAL DERIVATIVES LIMITED - VOICE LONDON WWW.ICAP.COM/WHAT-WE-DO/OUR-MARKETS-AND-PRODUCTS/PRODUCTS/MEDIUM-LONG-TERM-INTEREST-RATE-SWAPS.ASPX FEBRUARY 2018 ACTIVE DECEMBER 2017 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES – VOICE / RFQ. ITGI UNITED STATES OF AMERICA US ITGI O ITG - POSIT NEW YORK WWW.ITG.COM MARCH 2013 ACTIVE DECEMBER 2005 ATS ITGL IRELAND IE ITGL O POSIT MTF POSIT DUBLIN WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2017

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS IUOB UNITED KINGDOM GB IOTF S ICAP UK OTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 IVZX CANADA CA IVZX O INVESCO CANADA PTF TRADES TORONTO WWW.INVESCO.CA JULY 2014 ACTIVE JULY 2014 TRADING PLATFORM FOR MUTUAL FUNDS JADX SINGAPORE SG JADX O JOINT ASIAN DERIVATIVES EXCHANGE SINGAPORE WWW.JADEEXCHANGE.COM MAY 2007 ACTIVE MAY 2007 JBSI DENMARK DK JBSI O JYSKE BANK - SYSTEMATIC INTERNALISER SILKEBORG WWW.JYSKEBANK.DK SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. JBUL BULGARIA BG XBUL S BULGARIAN STOCK EXCHANGE - INTERNATIONAL MTF BSE-MTF SOFIA WWW.BSE-SOFIA.BG FEBRUARY 2019 ACTIVE FEBRUARY 2019 INTERNATIONAL INSTRUMENTS OF MULTILATERAL TRADING FACILITY, ORGANIZED BY BULGARIAN STOCK EXCHANGE. JEFE GERMANY DE JEFE O JEFFERIES EUROPE FRANKFURT WWW.JEFFERIES.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 JEFS UNITED KINGDOM GB JISI S JEFFERIES INTERNATIONAL - SYSTEMATIC INTERNALISER LONDON WWW.JEFFERIES.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. JEFX UNITED STATES OF AMERICA US JEFX O JETX NEW YORK WWW.JEFFERIES.COM JULY 2014 ACTIVE JULY 2014 DARK POOL FOR NMS EQUITIES JESI GERMANY DE JEFE S JEFFERIES EUROPE - SYSTEMATIC INTERNALISER FRANKFURT WWW.JEFFERIES.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. JISI UNITED KINGDOM GB JISI O JEFFERIES INTERNATIONAL LONDON WWW.JEFFERIES.COM DECEMBER 2017 ACTIVE OCTOBER 2017 JLEU THE NETHERLANDS NL JLEU O JUMP TRADING EUROPE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.JUMPTRADING.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER FOR EU EQUITIES. JLQD UNITED STATES OF AMERICA US JLQD O JUMP LIQUIDITY JLQD CHICAGO WWW.JUMPLIQUIDITY.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2017 MULTI-ASSET PLATFORM FOR SECURITIES, FUTURES, AND FX. JNSI THE NETHERLANDS NL JNSI O JANE STREET NETHERLANDS B.V. - SYSTEMATIC INTERNALISER AMSTERDAM WWW.JANESTREET.COM DECEMBER 2020 ACTIVE OCTOBER 2020 SYSTEMATIC INTERNALISER. JNST UNITED STATES OF AMERICA US JNST O JANE STREET CAPITAL, LLC NEW YORK WWW.JANESTREET.COM MARCH 2020 ACTIVE MARCH 2020 WHOLESALING PLATFORM. JPBX UNITED STATES OF AMERICA US JPBX O JPBX JPBX NEW YORK WWW.JPMORGAN.COM JANUARY 2017 ACTIVE JANUARY 2017 J.P. MORGAN ATS JPCB UNITED KINGDOM GB JPCB O JPMORGAN CHASE BANK N.A. LONDON BRANCH LONDON WWW.JPMORGAN.COM DECEMBER 2017 ACTIVE JUNE 2017 JPEU GERMANY DE JPEU O J.P. MORGAN AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.JPMORGAN.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. JPMI HONG KONG HK JPMI O JP MORGAN - JPMI MARKET JPMI HONG KONG WWW.JPMORGAN.COM JULY 2016 ACTIVE JULY 2016 JPMS UNITED STATES OF AMERICA US JPMS O JPMS, LLC NEW YORK WWW.JPMORGAN.COM/COUNTRY/US/EN/CIB/MARKETS-INVESTOR-SERVICES/AQUA APRIL 2019 ACTIVE APRIL 2019 JPMX UNITED STATES OF AMERICA US JPMX O JPMX JPMX NEW YORK WWW.JPMORGAN.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 J.P. MORGAN ATS JPSI UNITED KINGDOM GB JPSI O J.P. MORGAN SECURITIES PLC LONDON WWW.JPMORGAN.COM JANUARY 2017 ACTIVE JANUARY 2017 SYSTEMATIC INTERNALISER. JSEB SOUTH AFRICA ZA XJSE S JSE BOND ELECTRONIC TRADING PLATFORM BETP JOHANNESBURG WWW.JSE.CO.ZA OCTOBER 2017 ACTIVE OCTOBER 2017 JSER SOUTH AFRICA ZA XJSE S JSE REPO MARKET JOHANNESBURG WWW.JSE.CO.ZA APRIL 2020 ACTIVE APRIL 2020 JSES UNITED STATES OF AMERICA US JSES O JANE STREET EXECUTION SERVICES LLC JX NEW YORK WWW.JANESTREET.COM APRIL 2014 ACTIVE APRIL 2014 ELECTRONIC TRADING PLATFORM JSJX UNITED STATES OF AMERICA US JSJX O JANE STREET JX JX NEW YORK WWW.JANESTREET.COM JANUARY 2016 ACTIVE JANUARY 2016 ELECTRONIC TRADING PLATFORM (JANE STREET CAPITAL LLC) JSSI UNITED KINGDOM GB JSSI O JANE STREET FINANCIAL LTD - SYSTEMATIC INTERNALISER JSF LONDON WWW.JANESTREET.COM JANUARY 2018 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. JYSI DENMARK DK JYSI O DEN JYSKE SPAREKASSE - SYSTEMATIC INTERNALISER GRINDSTED WWW.DJS.DK SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. KAIX JAPAN JP CHIJ S KAI-X TOKYO WWW.CHI-X.JP APRIL 2016 ACTIVE APRIL 2016 PURELY BROKER NEUTRAL CROSSING POOL FOR JAPANESE EQUITIES. KBCB BELGIUM BE KBCB O KBC BANK NV GROUP MARKETS - SYSTEMATIC INTERNALISER BRUSSELS WWW.KBC.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. KBLC LUXEMBOURG LU KBLL S KBL EURO COMMERCIAL PAPERS LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 KBLL LUXEMBOURG LU KBLL O KBL EUROPEAN PRIVATE BANKERS S.A. KBLL LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 KBLM UNITED KINGDOM GB KBLM O KYTE BROKING LIMITED LONDON WWW.KYTEBROKING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY. KBLS LUXEMBOURG LU KBLL S KBL STRUCTURED PRODUCTS LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 KBLT LUXEMBOURG LU KBLL S KBL FX TREASURY DERIVATIVES LUXEMBOURG WWW.KBL.LU DECEMBER 2018 ACTIVE DECEMBER 2018 KCCP HUNGARY HU KCCP O KELER CCP BUDAPEST WWW.KELERKSZF.HU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CENTRAL COUNTERPARTY OF THE BUDAPEST STOCK EXCHANGE, MTS HUNGARY PLATFORM, CENTRAL EASTERN EUROPEAN GAS EXCHANGE. KELR HUNGARY HU KELR O KELER BUDAPEST WWW.KELER.HU DECEMBER 2017 ACTIVE DECEMBER 2017 CENTRAL SECURITIES DEPOSITORY. KHHU HUNGARY HU KHHU O K AND H BANK ZRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.KH.HU JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. KLEU UNITED KINGDOM GB KLEU O KNIGHT LINK EUROPE LONDON WWW.KNIGHT.COM APRIL 2009 ACTIVE APRIL 2009 SYSTEMATIC INTERNALISER KLSH UNITED STATES OF AMERICA US KLSH O KALSHIEX LLC KEX NEW YORK WWW.KALSHI.COM MARCH 2021 ACTIVE MARCH 2021 DESIGNATED CONTRACT MARKET. KMUX SWITZERLAND CH ZKBX S ZURCHER KANTONALBANK - EKMU-X ZURICH WWW.ZKB.CH/EKMUX FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FOR SWISS EQUITIES (OTC). KNCM UNITED STATES OF AMERICA US KNIG S KNIGHT CAPITAL MARKETS LLC JERSEY CITY WWW.KNIGHT.COM MAY 2010 ACTIVE MAY 2010 KCM PRIMARILY OPERATES AS A MARKET-MAKER IN THE OVER-THE-COUNTER MARKET FOR NEW YORK STOCK EXCHANGE AND AMERICAN STOCK EXCHANGE LISTED SECURITIES. KNEM UNITED STATES OF AMERICA US KNIG S KNIGHT EQUITY MARKETS LP JERSEY CITY WWW.KNIGHT.COM MAY 2010 ACTIVE MAY 2010 KEM OPERATES AS A MARKET-MAKER IN OVER-THE-COUNTER EQUITY SECURITIES, PRIMARILY THOSE TRADED IN THE NASDAQ STOCK MARKET AND ON THE OTC BULLETIN BOARD. KNIG UNITED STATES OF AMERICA US KNIG O KNIGHT JERSEY CITY WWW.KNIGHT.COM MARCH 2013 ACTIVE MARCH 2013 KNLI UNITED STATES OF AMERICA US KNIG S KNIGHT LINK JERSEY CITY WWW.KNIGHT.COM DECEMBER 2008 ACTIVE DECEMBER 2008 ELECTRONIC MARKET MAKER, ALTERNATIVE LIQUIDITY PROVIDER FOR US AND EUROPEAN STOCKS KOME CZECH REPUBLIC CZ KOME O KOMERCNI BANKA, A.S. PRAGUE WWW.KB.CZ JUNE 2019 ACTIVE JUNE 2019 KOTF FRANCE FR KOTF O OTFLINK PARIS WWW.KEPLERCHEUVREUX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 OTF FOR BONDS AND DERIVATIVES. KRME UNITED ARAB EMIRATES AE KRME O PAYWARD MENA HOLDINGS LTD. ABU DHABI WWW.KRAKEN.COM MARCH 2020 ACTIVE MARCH 2020 REGISTERED DIGITAL ASSET EXCHANGE MARKET, REGULATED BY ADGM FINANCIAL SERVICES REGULATORY AUTHORITY (FSRA). LAMP UNITED STATES OF AMERICA US LAMP O LAMPOST CAPITAL LAMP BOCA RATON WWW.THELAMPOST.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 US BROKER-DEALER. LASF UNITED STATES OF AMERICA US LASF O LATAM SEF NEW YORK WWW.LATAMSEF.COM JULY 2014 ACTIVE JULY 2014 SWAP EXECUTION FACILITY FOR LATIN AMERICA OTC DERIVATIVES LASP DENMARK DK LASP O LAN AND SPAR BANK A/S COPENHAGEN WWW.LSB.DK NOVEMBER 2017 ACTIVE NOVEMBER 2017 LATG UNITED STATES OF AMERICA US GFAM S GFI SECURITIES LLC - CREDITMATCH (LATG) LATG NEW YORK WWW.GFIGROUP.COM MAY 2021 ACTIVE MAY 2021 LBBW GERMANY DE LBBW O LBBW - LANDESBANK BADEN-WUERTTEMBERG LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 GENERAL MIC FOR LANDESBANK BADEN-WUERTTEMBERG (LBBW). LBCM UNITED KINGDOM GB LBCM O LLOYDS BANK CORPORATE MARKETS – SYSTEMATIC INTERNALISER LBCM LONDON WWW.LLOYDSBANKCORPORATEMARKETS.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. REGISTERED MARKET FOR LLOYDS BANK CORPORATE MARKET. LBCW GERMANY DE LBCW O LLOYDS BANK CORPORATE MARKETS WERTPAPIERHANDELSBANK GMBH - SYSTEMATIC INTERNALISER FRANKFURT WWW.LLOYDSBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. LBWL GERMANY DE LBBW S LBBW - LANDESBANK BADEN-WUERTTEMBERG - LIQUIDITY PROVIDER LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 LIQUIDITY PROVIDER. LBWS GERMANY DE LBBW S LBBW - LANDESBANK BADEN-WUERTTEMBERG - SYSTEMATIC INTERNALISER LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. LCHC FRANCE FR LCHC O LCH.CLEARNET PARIS WWW.LCHCLEARNET.COM DECEMBER 2013 ACTIVE DECEMBER 2013 CLEARING HOUSE LCUR UNITED KINGDOM GB LCUR O CURRENEX LDFX CX LDFX LONDON WWW.CURRENEX.COM MAY 2016 ACTIVE MAY 2016 FOREIGN EXCHANGE TRADING PLATFORM/SYSTEM THAT INCLUDES MATCHING ENGINES OPERATING DIFFERENT MARKETS: LDFX IS ITS LONDON MATCHING ENGINE. LEDG UNITED STATES OF AMERICA US LEDG O LEDGERX NEW YORK WWW.LEDGERX.COM JUNE 2017 ACTIVE JUNE 2017 TRADING AND CLEARING PLATFORM FOR DIGITAL CURRENCY DERIVATIVES. LELE UNITED KINGDOM GB LELE O LEDGEREDGE LONDON WWW.LEDGEREDGE.COM JULY 2020 ACTIVE JULY 2020 LEUE IRELAND IE LEUE O LIQUIDNET EU LIMITED EQUITY MTF DUBLIN WWW.LIQUIDNET.COM JULY 2018 ACTIVE JULY 2018 EQUITY MULTILATERAL TRADING. LEUF IRELAND IE LEUE S LIQUIDNET EU LIMITED FIXED INCOME MTF DUBLIN WWW.LIQUIDNET.COM JULY 2018 ACTIVE JULY 2018 FIXED INCOME MULTILATERAL TRADING. LEVL UNITED STATES OF AMERICA US LEVL O LEVEL ATS LEVEL BOSTON WWW.LEVELATS.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007 LICA CANADA CA LICA O LIQUIDNET CANADA ATS TORONTO WWW.LIQUIDNET.COM SEPTEMBER 2010 ACTIVE SEPTEMBER 2010 REGISTERED MARKET FOR EQUITIES, ELECTRONIC TRADING. LIFI UNITED STATES OF AMERICA US LIUS S LIQUIDNET, INC. FIXED INCOME ATS LQNF NEW YORK WWW.LIQUIDNET.COM DECEMBER 2015 ACTIVE DECEMBER 2015 THE FIXED INCOME ATS FOR LIQUIDNET, INC LIGA GERMANY DE LIGA O LIGA BANK EG - SYSTEMATIC INTERNALISER REGENSBURG WWW.LIGABANK.DE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER LIQF UNITED KINGDOM GB LIQU S LIQUIDNET EUROPE LIMITED LIQU LONDON WWW.LIQUIDNET.COM JUNE 2014 ACTIVE JUNE 2014 MIC FOR FIXED INCOME BOND TRADING REPORTING LIQH UNITED KINGDOM GB LIQU S LIQUIDNET H20 LQNT H20 LONDON WWW.LIQUIDNET.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. LIQU UNITED KINGDOM GB LIQU O LIQUIDNET SYSTEMS LONDON WWW.LIQUIDNET.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 LISX UNITED KINGDOM GB BCXE S CBOE EUROPE - LIS SERVICE CBOE LIS LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE SEPTEMBER 2016 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EUROPE LIS SERVICE. LISZ THE NETHERLANDS NL CCXE S CBOE EUROPE - LIS SERVICE (NL) CBOE EU LIS AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EU LIS SERVICE. LIUH UNITED STATES OF AMERICA US LIUS S LIQUIDNET, INC. H2O ATS LQNA NEW YORK WWW.LIQUIDNET.COM NOVEMBER 2014 ACTIVE NOVEMBER 2014 THE H2O ATS FOR LIQUIDNET, INC. LIUS UNITED STATES OF AMERICA US LIUS O LIQUIDNET, INC. LQNT NEW YORK WWW.LIQUIDNET.COM JULY 2014 ACTIVE JULY 2014 US REGISTERED BROKER DEALER OPERATING TWO ATS AND OFFERING TRADING AND ALGORITHMIC TRADING SERVICES LLAT AUSTRIA AT LLAT O LIECHTENSTEINISCHE LANDESBANK (OSTERREICH) AG - SYSTEMATIC INTERNALISER VIENNA WWW.LLB.AT JULY 2020 ACTIVE JULY 2020 SYSTEMATIC INTERNALISER. LMAD UNITED KINGDOM GB LMAX S LMAX - DERIVATIVES LONDON WWW.LMAX.COM AUGUST 2011 ACTIVE AUGUST 2011 LMAX ALLOWS THE BENEFIT OF DIRECT ACCESS TO FINANCIAL MARKETS AND ALSO FACILITATES MTF WHERE TRADES ARE ENTERED DIRECTLY INTO THE MARKET AS ORDERS AND ALSO ACCESS FIVE LEVELS OF MARKET DEPTH WHERE THE BOOK IS WEIGHTED BETWEEN BUYERS AND SELLERS. LMAE UNITED KINGDOM GB LMAX S LMAX - EQUITIES LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING EQUITIES. LMAF UNITED KINGDOM GB LMAX S LMAX - FX LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING FX. LMAO UNITED KINGDOM GB LMAX S LMAX - INDICES/RATES/COMMODITIES LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING INDICES/RATES/COMMODITIES. LMAX UNITED KINGDOM GB LMAX O LMAX LONDON WWW.MTF.LMAX.COM/ DECEMBER 2010 ACTIVE DECEMBER 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS. LMEC UNITED KINGDOM GB LMEC O LME CLEAR LMEC LONDON WWW.LME.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 LONDON METAL EXCHANGE CLEARING PLATFORM LMNR ESTONIA EE LMNR O LUMINOR BANK AS TALLINN WWW.LUMINOR.EE NOVEMBER 2020 ACTIVE SEPTEMBER 2018 LMNX UNITED STATES OF AMERICA US LTAA S LUMINEX TRADING & ANALYTICS LLC - ATS LMNX BOSTON WWW.LUMINEXTRADING.COM JULY 2015 ACTIVE JULY 2015 ATS LOTC UNITED KINGDOM GB LOTC O OTC MARKET LONDON WWW.LOTCE.COM AUGUST 2013 ACTIVE AUGUST 2013 SERVICE COMPANY PROVIDING TRADEABLE OTC DERIVATIVE PRODUCTS LOUI UNITED KINGDOM GB LOUI O LOUIS CAPITAL MARKETS UK LLP LCM LONDON WWW.LOUISCAPITAL.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 LOYD UNITED KINGDOM GB LOYD O LLOYDS BANK - SYSTEMATIC INTERNALISER LONDON WWW.LLOYDSBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. LPPM UNITED KINGDOM GB LPPM O LONDON PLATINUM AND PALLADIUM MARKET LPPM LONDON WWW.LPPM.ORG.UK APRIL 2007 ACTIVE APRIL 2007 LQED UNITED STATES OF AMERICA US LQED O LIQUIDITYEDGE NEW YORK WWW.LIQUIDITYEDGE.TRADE JULY 2015 ACTIVE JULY 2015 ELECTRONIC TRADING PLATFORM FOR U.S. TREASURY SECURITIES. LQFI UNITED STATES OF AMERICA US CGMI S CITI LIQUIFI LQFI NEW YORK WWW.CITIVELOCITY.COM SEPTEMBER 2014 ACTIVE SEPTEMBER 2014 LIQUIFI IS AN ATS UNDER THE OPERATING MIC CGMI LSSI GERMANY DE LSSI O LANG AND SCHWARZ TRADE CENTER - SYSTEMATIC INTERNALISER DUESSELDORF WWW.LS-TC.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. LTAA UNITED STATES OF AMERICA US LTAA O LUMINEX TRADING & ANALYTICS LLC LTAA BOSTON WWW.LUMINEXTRADING.COM JULY 2015 ACTIVE JULY 2015 BROKER DEALER LTSE UNITED STATES OF AMERICA US LTSE O LONG-TERM STOCK EXCHANGE, INC. LTSE SAN FRANCISCO WWW.LONGTERMSTOCKEXCHANGE.COM DECEMBER 2019 ACTIVE DECEMBER 2019 A NATIONALLY-REGISTERED STOCK EXCHANGE. LXJP JAPAN JP LXJP O BARCLAYS LX JAPAN LXJP TOKYO WWW.BARCLAYS.COM MAY 2015 ACTIVE MAY 2015 ALTERNATIVE TRADING SYSTEM (ATS) OPERATED BY BARCLAYS SECURITIES JAPAN LIMITED. LYNX CANADA CA OMGA S LYNX ATS TORONTO WWW.OMEGAATS.COM NOVEMBER 2012 ACTIVE NOVEMBER 2012 LYNX ATS IS A REGISTERED MARKET FOR THE FULLY ELECTRONIC TRADING OF EQUITIES AND FIXED INCOME. MABX SPAIN ES BMEX S BME MTF EQUITY (IIC AND ECR SEGMENTS) MAB MADRID WWW.BMEGROWTH.ES DECEMBER 2020 ACTIVE JULY 2007 MACB AUSTRALIA AU MAQX S MACQUARIE AUSTRALIA BLOCK CROSSING SYDNEY WWW.MACQUARIE.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 MAEL UNITED KINGDOM GB MAEL O MARKETAXESS EUROPE LIMITED LONDON WWW.MARKETAXESS.COM JULY 2007 ACTIVE JULY 2007 MAGM UNITED STATES OF AMERICA US MAGM O MAGMA ATS NORTH BERGEN WWW.TORBROKERAGE.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 REGISTERED ALTERNATIVE TRADING SYSTEM FOR EQUITIES. MAKX UNITED KINGDOM GB MAKX O MAKOR SECURITIES LONDON LTD LONDON WWW.MAKOR-CAPITAL.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 MALM SINGAPORE SG MASG S MARKETAXESS SINGAPORE PTE LIMITED - LIVE MARKETS SINGAPORE WWW.MARKETAXESS.COM DECEMBER 2019 ACTIVE DECEMBER 2019 MALX MALDIVES MV MALX O MALDIVES STOCK EXCHANGE MALE WWW.MSE.COM.MV AUGUST 2011 ACTIVE AUGUST 2011 REGISTERED MARKET FOR EQUITIES. MANL THE NETHERLANDS NL MANL O MARKETAXESS NL B.V. AMSTERDAM WWW.MARKETAXESS.COM FEBRUARY 2019 ACTIVE MARCH 2018 MULTILATERAL TRADING FACILITY. MAQE FRANCE FR MAQE O MACQUARIE BANK EUROPE DESIGNATED ACTIVITY COMPANY – SYSTEMATIC INTERNALISER PARIS WWW.MACQUARIE.COM FEBRUARY 2020 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. MAQH HONG KONG HK MAQH O MACQUARIE INTERNAL MARKETS (HONG KONG) HONG KONG WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2015 MACQUARIE DARK POOL (HONG KONG) MAQI UNITED KINGDOM GB MAQI O MACQUARIE BANK INTERNATIONAL LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.MACQUARIE.COM/UK JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. MAQJ JAPAN JP MAQJ O MACQUARIE INTERNAL MARKETS (JAPAN) TOKYO WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2015 MACQUARIE DARK POOL (JAPAN) MAQL UNITED KINGDOM GB MAQL O MACQUARIE CAPITAL EUROPE LIMITED LONDON WWW.MACQUARIE.COM/UK OCTOBER 2017 ACTIVE OCTOBER 2017 MAQU UNITED KINGDOM GB MAQU O MACQUARIE BANK LIMITED, LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.MACQUARIE.COM/UK JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. MAQX AUSTRALIA AU MAQX O MACQUARIE INTERNAL MARKETS (AUSTRALIA) SYDNEY WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2012 MACQUARIE DARK POOL (AUSTRALIA) MARF SPAIN ES BMEX S MERCADO ALTERNATIVO DE RENTA FIJA MARF MADRID WWW.AIAF.ES JULY 2013 ACTIVE JULY 2013 ALTERNATIVE FIXED INCOME MARKET FOR SMALL AND MEDIUM ENTERPRISES ISSUES MASG SINGAPORE SG MASG O MARKETAXESS SINGAPORE PTE LIMITED SINGAPORE WWW.MARKETAXESS.COM JUNE 2017 ACTIVE JUNE 2017 MATN CANADA CA MATN O MATCH NOW TORONTO WWW.TRIACTCANADA.COM JANUARY 2008 ACTIVE JANUARY 2008 MARKETPLACE FOR REGISTERED CANADIAN INVESTMENT DEALERS AND THEIR CLIENTS TO TRADE CANADIAN LISTED EQUITIES. MATX UNITED ARAB EMIRATES AE MATX O MATRIX EXCHANGE LIMITED ABU DHABI WWW.MATRIX.CO MAY 2020 ACTIVE MAY 2020 MAXD UNITED KINGDOM GB MAXD O MAX MARKETS LIMITED HOVE WWW.MAXMARKETS.NET JUNE 2020 ACTIVE JUNE 2020 MBCP PORTUGAL PT MBCP O MILLENNIUM BCP-SYSTEMATIC INTERNALISER MILLENNIUMBCP PORTO HTTPS://IND.MILLENNIUMBCP.PT/PT/PARTICULARES/PAGES/WELCOME.ASPX JUNE 2021 ACTIVE JUNE 2021 SYSTEMATIC INTERNALISER IN FX DERIVATIVES AND STRUCTURED PRODUCTS. MBPL POLAND PL MBPL O MBANK S.A. - SYSTEMATIC INTERNALISER MBANK WARSZAWA WWW.MBANK.PL AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. MBSI UNITED KINGDOM GB MSBI S MORGAN STANLEY BANK INTERNATIONAL LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.MORGANSTANLEY.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. MBUL BULGARIA BG MBUL O MTF SOFIA SOFIA WWW.CAPMAN.BG NOVEMBER 2016 ACTIVE NOVEMBER 2016 MULTILATERAL TRADING FACILITY FOR EQUITIES, BONDS, DERIVATIVES. MCAD ITALY IT MTSO S MTS CASH DOMESTIC - MTF ROMA WWW.MTSMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY. MCID IRELAND IE MCID O MACQUARIE CAPITAL (IRELAND) DUBLIN WWW.MACQUARIE.COM/UK JANUARY 2019 ACTIVE JANUARY 2019 REGISTERED MARKET FOR EQUITIES. MCRY UNITED STATES OF AMERICA US XISX S ISE MERCURY, LLC NEW YORK WWW.ISE.COM OCTOBER 2014 ACTIVE JUNE 2005 ISE MERCURY WILL BE A NATIONAL SECURITIES EXCHANGE REGISTERED WITH THE US SEC. ISE MERCURY WILL FACILITATE THE ELECTRONIC TRADING OF EQUITY AND INDEX OPTIONS. TARGETED LAUNCH: FIRST HALF OF 2015. MCSE DENMARK DK XCSE S NASDAQ COPENHAGEN A/S – AUCTION ON DEMAND COPENHAGEN WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 MCUR UNITED KINGDOM GB MCUR O CURRENEX MTF LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017 MCXR UNITED KINGDOM GB MCUR S CURRENEX MTF - RFQ LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017 MCXS UNITED KINGDOM GB MCUR S CURRENEX MTF - STREAMING LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017 MCXX INDIA IN MCXX O METROPOLITAN STOCK EXCHANGE OF INDIA LIMITED MUMBAI WWW.MSEI.IN JULY 2020 ACTIVE NOVEMBER 2010 MDRV SPAIN ES MIBG S MIBGAS - DERIVATIVES MIBGAS MADRID WWW.MIBGASDERIVATIVES.ES NOVEMBER 2017 ACTIVE NOVEMBER 2017 ENERGY EXCHANGE (IBERIAN GAS MARKET). MELO UNITED STATES OF AMERICA US XNAS S NASDAQ MIDPOINT-ELO (M-ELO) MELO NEW YORK WWW.NASDAQTRADER.COM APRIL 2018 ACTIVE APRIL 2018 MIDPOINT EXTENDED POINT ORDER (M-ELO). MEMD UNITED STATES OF AMERICA US MEMX S MEMX LLC DARK MEMXDARK JERSEY CITY HTTPS://MEMX.COM/ JULY 2020 ACTIVE JULY 2020 MEMX UNITED STATES OF AMERICA US MEMX O MEMX LLC MEMX JERSEY CITY HTTPS://MEMX.COM/ FEBRUARY 2020 ACTIVE FEBRUARY 2020 MERD NORWAY NO XOSL S MERKUR MARKET - DARK POOL OSLO WWW.OSLOBORS.NO AUGUST 2015 ACTIVE AUGUST 2015 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS - DARK POOL MERF SPAIN ES BMEX S MERCADO ELECTRONICO DE RENTA FIJA MERF MADRID WWW.BMERF.ES OCTOBER 2013 ACTIVE AUGUST 2012 REGISTERED MARKET FOR BONDS ELECTRONIC TRADING PLATFORM. MERK NORWAY NO XOSL S EURONEXT GROWTH - OSLO OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE AUGUST 2015 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS MESI GERMANY DE MSEU S MORGAN STANLEY EUROPE S.E. - SYSTEMATIC INTERNALISER MESI FRANKFURT WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. MESQ MALAYSIA MY XKLS S ACE MARKET KUALA LUMPUR WWW.BURSAMALAYSIA.COM MAY 2010 ACTIVE MAY 2010 THE MESDAQ IS DESIGNED FOR HIGH-GROWTH COMPANIES AND TECHNOLOGY INTENSIVE INDUSTRIES. METZ UNITED KINGDOM GB METZ O MET ZURICH LONDON WWW.METZURICH.COM JULY 2018 ACTIVE JULY 2018 MFGL UNITED KINGDOM GB MFGL O MF GLOBAL ENERGY MTF LONDON WWW.MFGLOBAL.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 MFOX PORTUGAL PT XLIS S EURONEXT - MERCADO DE FUTUROS E OPÇÕES LISBOA WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2007 MFXA UNITED KINGDOM GB MFXC S FX CONNECT - MTF - ALLOCATIONS LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017 MFXC UNITED KINGDOM GB MFXC O FX CONNECT - MTF LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017 MFXR UNITED KINGDOM GB MFXC S FX CONNECT - MTF - RFQ LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017 MHBD GERMANY DE MHBD O MIZUHO BANK, LTD. DUESSELDORF BRANCH - SYSTEMATIC INTERNALISER DUESSELDORF WWW.MIZUHO-EMEA.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER MHBE THE NETHERLANDS NL MHBE O MIZUHO BANK EUROPE N.V. - SYSTEMATIC INTERNALISER AMSTERDAM WWW.MIZUHO-EMEA.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER IN FX DERIVATIVES. MHBL UNITED KINGDOM GB MHBL O MIZUHO BANK, LTD. LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.MIZUHO-EMEA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER IN FX DERIVATIVES. MHBP FRANCE FR MHBP O MIZUHO BANK LTD. - PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.MIZUHOBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER IN FX DERIVATIVES. MHEL FINLAND FI XHEL S NASDAQ HELSINKI LTD – AUCTION ON DEMAND HELSINKI WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 MHEU GERMANY DE MHEU O MIZUHO SECURITIES EUROPE - SYSTEMATIC INTERNALISER MHEU FRANKFURT WWW.MIZUHO-EMEA.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER . LICENCE APPLIED FOR TO PROVIDE POST-BREXIT INVESTMENT SERVICES TO EU CLIENTS. ANTICIPATED SYSTEMATIC INTERNALISER IN BONDS. MHIP UNITED KINGDOM GB MHIP O MIZUHO INTERNATIONAL - SYSTEMATIC INTERNALISER MHI LONDON WWW.ONEMIZUHO.EU JULY 2017 ACTIVE JULY 2017 ANTICIPATED SYSTEMATIC INTERNALISER FOR BONDS. MIBG SPAIN ES MIBG O MERCADO ORGANIZADO DEL GAS MIBGAS MADRID WWW.MERCADOSGAS.OMIE.ES JULY 2015 ACTIVE JULY 2015 REGULATED MARKET OPERATOR FOR THE ORGANISED GAS MARKET IN SPAIN. MICE ICELAND IS XICE S NASDAQ ICELAND HF. – AUCTION ON DEMAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 MIDC UNITED ARAB EMIRATES AE MIDC O MIDCHAINS ABU DHABI WWW.MIDCHAINS.COM DECEMBER 2020 ACTIVE DECEMBER 2020 MIHI UNITED STATES OF AMERICA US MIHI O MIAMI INTERNATIONAL HOLDINGS, INC. MIHI PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE FEBRUARY 2016 HOLDINGS COMPANY FOR MIAX EXCHANGES AND OTHER ENTITIES. MISX RUSSIA RU MISX O MOSCOW EXCHANGE - ALL MARKETS MOEX MOSCOW WWW.MOEX.COM JULY 2019 ACTIVE JANUARY 2012 EQUITIES, BONDS, CURRENCIES, MONEY MARKET INSTRUMENTS, COMMODITIES AND MOEX BOARD. MIVX ITALY IT XMIL S MARKET FOR INVESTMENT VEHICLES MIV MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE JUNE 2009 THE MIV, DEDICATED TO INVESTMENT VEHICLES, IS DIVIDED INTO THREE SEGMENTS: UNITS OF CLOSED-END FUNDS SEGMENT, INVESTMENT COMPANIES SEGMENT, REAL ESTATE INVESTMENT COMPANIES SEGMENT (REICS FROM THE EXPANDI MARKET). MIZX JAPAN JP MIZX O MIZUHO INTERNAL CROSSING MIX TOKYO WWW.MIZUHO-SC.COM APRIL 2014 ACTIVE APRIL 2014 MIZUHO DARK MKAA UNITED STATES OF AMERICA US MTXX S MARKETAXESS ATS NEW YORK WWW.MARKETAXESS.COM AUGUST 2019 ACTIVE AUGUST 2019 REGISTERED ALTERNATIVE TRADING SYSTEM (ATS) FOR FIXED INCOME SECURITIES. MKAP CYPRUS CY MKAP O MERITKAPITAL - SYSTEMATIC INTERNALISER LIMASSOL WWW.MERITKAPITAL.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. MKTF FRANCE FR MKTF O MARKET SECURITIES (FRANCE) SA PARIS WWW.MARKET-SECURITIES.COM AUGUST 2019 ACTIVE AUGUST 2019 MLCO UNITED STATES OF AMERICA US BAML S BANK OF AMERICA - MERRILL LYNCH OTC NEW YORK HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT APRIL 2015 ACTIVE APRIL 2015 USED FOR HIGH TOUCH AND 'DIRECT TO CAPITAL' EXECUTIONS MLER FRANCE FR MLEX S BOFA SECURITIES EUROPE - RFQ - SYSTEMATIC INTERNALISER BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. MLES FRANCE FR MLEX S BOFA SECURITIES EUROPE - SYSTEMATIC INTERNALISER BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER. MLEX FRANCE FR MLEX O BOFA SECURITIES EUROPE BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 MLIX UNITED KINGDOM GB MLIX O MERRILL LYNCH INTERNATIONAL MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 MLRQ UNITED KINGDOM GB MLIX S MERRILL LYNCH INTERNATIONAL - RFQ - SYSTEMATIC INTERNALISER MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. MLSI UNITED KINGDOM GB MLIX S MERRILL LYNCH INTERNATIONAL - SYSTEMATIC INTERNALISER MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. MLVX UNITED STATES OF AMERICA US BAML S BANK OF AMERICA - MERRILL LYNCH VWAP CROSS NEW YORK HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT FEBRUARY 2015 ACTIVE FEBRUARY 2015 REGISTERED ATS (ATS 1) MLXB BELGIUM BE XBRU S EURONEXT ACCESS BRUSSELS BRUSSELS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007 MNDK DENMARK DK XCSE S FIRST NORTH DENMARK – AUCTION ON DEMAND COPENHAGEN WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 MNFI FINLAND FI XHEL S FIRST NORTH FINLAND – AUCTION ON DEMAND HELSINKI WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 MNIS ICELAND IS XICE S FIRST NORTH ICELAND – AUCTION ON DEMAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 MNSE SWEDEN SE XSTO S FIRST NORTH SWEDEN – AUCTION ON DEMAND STOCKHOLM WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 MOCX UNITED STATES OF AMERICA US XINS S MOC CROSS MOCX NEW YORK WWW.INSTINET.COM FEBRUARY 2015 ACTIVE FEBRUARY 2015 POINT IN TIME CROSSES THAT ALLOWS PARTICIPANTS TO CROSS MOC ORDERS FOR US EQUITIES. MOSE SWEDEN SE XSTO S FIRST NORTH SWEDEN - NORWAY AUCTION ON DEMAND STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH MARCH 2018 ACTIVE MARCH 2018 MOTX ITALY IT XMIL S ELECTRONIC BOND MARKET MOT MILANO WWW.BORSAITALIANA.IT SEPTEMBER 2007 ACTIVE SEPTEMBER 2007

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS MPRL UNITED STATES OF AMERICA US MIHI S MIAX PEARL, LLC MPRL PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE FEBRUARY 2016 MIAX PEARL: ELECTRONIC TRADING FOR DERIVATIVES. MSAL AUSTRALIA AU MSAL O MORGAN STANLEY AUSTRALIA SECURITIES LIMITED SYDNEY WWW.MORGANSTANLEY.COM JULY 2015 ACTIVE JULY 2015 MSAX FRANCE FR MSAX O MORGAN STANLEY MTF - PERIODIC AUCTION MSAX PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 MSBI UNITED KINGDOM GB MSBI O MORGAN STANLEY BANK INTERNATIONAL LIMITED LONDON WWW.MORGANSTANLEY.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 MSCO UNITED STATES OF AMERICA US MSCO O MORGAN STANLEY AND CO. LLC NEW YORK WWW.MORGANSTANLEY.COM NOVEMBER 2014 ACTIVE NOVEMBER 2014 MSCX FRANCE FR MSAX S MORGAN STANLEY MTF - CONTINUOUS CROSS DARK MSCX PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 MSEL IRELAND IE MSEL O MAREX SPECTRON EUROPE LIMITED - OTF MSEL OTF DUBLIN WWW.MAREXSPECTRON.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ORGANISED TRADING FACILITY FOR COMMODITY DERIVATIVES, EMISSION ALLOWANCES AND EMISSION ALLOWANCE DERIVATIVES. MSEU GERMANY DE MSEU O MORGAN STANLEY EUROPE S.E. MSEU FRANKFURT WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 MSIP UNITED KINGDOM GB MSIP O MORGAN STANLEY AND CO. INTERNATIONAL PLC LONDON WWW.MORGANSTANLEY.COM MAY 2015 ACTIVE MAY 2015 MSMS JAPAN JP MSMS O MORGAN STANLEY MUFG SECURITIES CO., LTD TOKYO WWW.MORGANSTANLEYMUFG.COM JULY 2015 ACTIVE JULY 2015 MORGAN STANLEY’S SECURITIES JOINT VENTURE WITH MITSUBISHI UFJ FINANCIAL GROUP IN JAPAN. MSNT FRANCE FR MSAX S MORGAN STANLEY MTF - NEGOTIATED TRADE MSNT PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 MSPL UNITED STATES OF AMERICA US MSCO S MS POOL NEW YORK WWW.MORGANSTANLEY.COM MARCH 2015 ACTIVE MARCH 2010 REGISTERED ATS FOR EQUITIES IN THE U.S. MSRP UNITED STATES OF AMERICA US MSCO S MS RPOOL NEW YORK WWW.MORGANSTANLEY.COM MAY 2018 ACTIVE FEBRUARY 2012 INTERNAL CROSSING SYSTEM FOR EQUITIES. MSSI UNITED KINGDOM GB MSIP S MORGAN STANLEY AND CO. INTERNATIONAL PLC - SYSTEMATIC INTERNALISER LONDON WWW.MORGANSTANLEY.COM APRIL 2018 ACTIVE MAY 2017 SYSTEMATIC INTERNALISER. MSTO SWEDEN SE XSTO S NASDAQ STOCKHOLM AB – AUCTION ON DEMAND STOCKHOLM WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016 MSTX UNITED STATES OF AMERICA US MSCO S MS TRAJECTORY CROSS NEW YORK WWW.MORGANSTANLEY.COM MARCH 2015 ACTIVE APRIL 2014 INTERNAL CROSSING SYSTEM FOR EQUITIES. MTAA ITALY IT XMIL S ELECTRONIC SHARE MARKET MTA MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE SEPTEMBER 2007 MTAH ITALY IT XMIL S BORSA ITALIANA EQUITY MTF BITEQMTF MILAN WWW.BORSAITALIANA.IT JULY 2016 ACTIVE JULY 2016 SINCE 11.7.16, BIEM OFFERS TRADING IN REGULAR MARKET HOURS FOR INTERNATIONAL SHARES ("BIT GEM" SEGMENT, FROM 8AM TO 5:42PM MILAN TIME) AND "AFTER HOUR" TRADING FOR ITALIAN AND INTL. SHARES ("TAH" SEGMENT, FROM 6PM TO 8:30PM MILAN TIME). MTCH FRANCE FR XPAR S BONDMATCH PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2010 FINANCIAL, CORPORATE AND COVERED BONDS TRADING PLATFORM FOR PROFESSIONAL INVESTORS. MTSB UNITED STATES OF AMERICA US MTUS S MTS BONDS.COM NEW YORK WWW.MTSMARKETS.COM/PRODUCTS/MTS-BONDS-COM AUGUST 2014 ACTIVE AUGUST 2014 REGISTERED MARKET FOR BONDS AND ELECTRONIC TRADING PLATFORM FOR FIXED INCOME PRODUCTS MTSC ITALY IT MTSO S MTS ITALIA MTS ITALY ROMA WWW.MTSMARKETS.COM APRIL 2017 ACTIVE NOVEMBER 2005 MTSD BELGIUM BE BEAM S MTS DENMARK BRUSSELS WWW.MTSDENMARK.COM JUNE 2017 ACTIVE NOVEMBER 2005 MTSF BELGIUM BE BEAM S MTS FINLAND BRUSSELS WWW.MTSFINLAND.COM JUNE 2017 ACTIVE NOVEMBER 2005 MTSO ITALY IT MTSO O MTS S.P.A. ROMA WWW.MTSMARKETS.COM APRIL 2017 ACTIVE APRIL 2017 LEGAL ENTITY OPERATING ALL RELATED MARKET SEGMENT MICS. MTUS UNITED STATES OF AMERICA US MTUS O MTS MARKETS INTERNATIONAL INC. NEW YORK WWW.MTSMARKETS.COM MAY 2017 ACTIVE AUGUST 2014 MTS MARKETS US MTXA UNITED STATES OF AMERICA US MTXX S MARKETAXESS CANADA COMPANY NEW YORK WWW.MARKETAXESS.COM JANUARY 2016 ACTIVE JANUARY 2016 ELECTRONIC TRADING PLATFORM MTXC UNITED STATES OF AMERICA US MTXX S MARKETAXESS CORPORATION SINGLE-NAME CDS CENTRAL LIMIT ORDER NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM MTXM UNITED STATES OF AMERICA US MTXX S MARKETAXESS CORPORATION MID-X TRADING SYSTEM NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM MTXS UNITED STATES OF AMERICA US MTXX S MARKETAXESS SEF CORPORATION NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM MTXX UNITED STATES OF AMERICA US MTXX O MARKETAXESS CORPORATION NEW YORK WWW.MARKETAXESS.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 ELECTRONIC TRADING PLATFORM MUBE THE NETHERLANDS NL MUBE O MUFG BANK (EUROPE) N.V. - SYSTEMATIC INTERNALISER MUBE SI AMSTERDAM WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. MUBL UNITED KINGDOM GB MUBL O MUFG BANK, LTD. - LONDON BRANCH -SYSTEMATIC INTERNALISER MUBL SI LONDON WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. MUBM ITALY IT MUBM O MUFG BANK, LTD. - MILANO BRANCH - SYSTEMATIC INTERNALISER MUBM SI MILAN WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. MUBP FRANCE FR MUBP O MUFG BANK, LTD. - PARIS BRANCH - SYSTEMATIC INTERNALISER MUBP SI PARIS WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. MUDX JAPAN JP MUDX O MITSUBISHI DIAMOND CROSSING MDX TOKYO WWW.MUMSS.COM MARCH 2021 ACTIVE MARCH 2021 MITSUBISHI DARK. MUFP UNITED KINGDOM GB MUFP O MARIANA UFP LLP MUFP LONDON WWW.MARIANAINVESTMENTS.COM JULY 2017 ACTIVE JULY 2017 MARKET FOR BONDS & OTC DERIVATIVES. MUNA GERMANY DE XMUN S BOERSE MUENCHEN - REGULIERTER MARKT MUENCHEN WWW.BOERSE-MUENCHEN.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 MUNB GERMANY DE XMUN S BOERSE MUENCHEN - FREIVERKEHR MUENCHEN WWW.BOERSE-MUENCHEN.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 MUNC GERMANY DE XMUN S BOERSE MUENCHEN - GETTEX - REGULIERTER MARKT MUENCHEN WWW.GETTEX.DE AUGUST 2017 ACTIVE MAY 2014 MUND GERMANY DE XMUN S BOERSE MUENCHEN – GETTEX – FREIVERKEHR MUENCHEN WWW.GETTEX.DE AUGUST 2017 ACTIVE MAY 2014 MUSE UNITED KINGDOM GB MUSE O MUFG SECURITIES EMEA PLC - SYSTEMATIC INTERNALISER LONDON WWW.MUFGEMEA.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. MUSN THE NETHERLANDS NL MUSN O MUFG SECURITIES (EUROPE) N.V - AMSTERDAM WWW.MUFGEMEA.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. MUTI UNITED KINGDOM GB MUTI O MITSUBISHI UFJ TRUST INTERNATIONAL LIMITED MUTI LONDON WWW.TR.MUFG.JP/ENGLISH/OURSERVICES/ADMINISTRATION/MUTI.HTML JULY 2018 ACTIVE JUNE 2017 MVCX ARGENTINA AR XBCC S MERCADO DE VALORES DE CORDOBA S.A. CORDOBA WWW.MERVALCORDOBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 MXLM UNITED KINGDOM GB MAEL S MARKETAXESS EUROPE LIMITED - LIVE MARKETS LONDON WWW.MARKETAXESS.COM MARCH 2020 ACTIVE MARCH 2020 MXNL THE NETHERLANDS NL MANL S MARKETAXESS NL B.V. - LIVE MARKETS AMSTERDAM WWW.MARKETAXESS.COM MARCH 2020 ACTIVE MARCH 2020 MYTR UNITED KINGDOM GB MYTR O MYTREASURY LONDON WWW.MYTREASURY.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 N2EX UNITED KINGDOM GB N2EX O N2EX LONDON WWW.N2EX.COM NOVEMBER 2009 ACTIVE NOVEMBER 2009 N2EX, THE UK MARKET OPERATED BY NASDAQ OMX COMMODITIES AND NORD POOL SPOT, IS A MARKETPLACE FOR PHYSICAL UK POWER CONTRACTS AND LAUNCH A PLATFORM FOR FINANCIAL FUTURES CONTRACTS. NABA UNITED KINGDOM GB NABL S NATIONAL AUSTRALIA BANK - FX DERIVATIVES AND FIXED INCOME SECURITIES - SYSTEMATIC INTERNALISER NAB LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. NABE UNITED KINGDOM GB NABE O NAB EUROPE LIMITED - SYSTEMATIC INTERNALISER NABE LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. NABL UNITED KINGDOM GB NABL O NATIONAL AUSTRALIA BANK - SYSTEMATIC INTERNALISER NAB LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. NABU UNITED KINGDOM GB NABE S NAB EUROPE LIMITED - SYSTEMATIC INTERNALISER - FIXED INCOME SECURITIES NABE LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. NAMX RUSSIA RU NAMX O NATIONAL MERCANTILE EXCHANGE NAMEX MOSCOW WWW.NAMEX.ORG MARCH 2011 ACTIVE MARCH 2011 ORGANIZING AND CONDUCTING TRADING OF THE FUTURES CONTRACTS ON THE COMMODITY SESSION. NAPA SWEDEN SE NAPA O NASDAQ STOCKHOLM AB - APA SERVICE STOCKHOLM WWW.NASDAQOMXNORDIC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 APPROVED PUBLICATION ARRANGEMENT (APA). NASD UNITED STATES OF AMERICA US XNAS S NSDQ DARK NSDQDARK NEW YORK WWW.NASDAQ.COM MAY 2011 ACTIVE MAY 2011 DARK POOL NASX NIGERIA NG NASX O NASD OTC MARKET NASDOTC LAGOS WWW.NASDNG.COM AUGUST 2015 ACTIVE AUGUST 2015 REGISTERED MARKET FOR ELECTRONIC TRADING OF UNLISTED SECURITIES. NATX FRANCE FR NATX O NATIXIS - SYSTEMATIC INTERNALISER NATX PARIS WWW.NATIXIS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. NBFL UNITED KINGDOM GB NBFL O NATIONAL BANK FINANCIAL INC. - SYSTEMATIC INTERNALISER NBF LONDON HTTPS://NBFM.CA/EN JUNE 2020 ACTIVE JUNE 2020 SYSTEMATIC INTERNALISER. NBLX UNITED STATES OF AMERICA US NBLX O NOBLE EXCHANGE NEW YORK WWW.NOBLEX.IO JULY 2015 ACTIVE JULY 2015 THE NOBLE MARKETS VENUE FOR CRYPTOGRAPHIC AND DIGITAL ASSETS. NBOT INDIA IN NBOT O NATIONAL BOARD OF TRADE LIMITED INDORE MADHYA PRADESH WWW.NBOTIND.ORG JANUARY 2009 ACTIVE JANUARY 2009 COMMODITY FUTURES EXCHANGE NCEL PAKISTAN PK NCEL O PAKISTAN MERCANTILE EXCHANGE PMEX KARACHI WWW.PMEX.COM.PK AUGUST 2013 ACTIVE APRIL 2009 REGISTERED FOR LISTED DERIVATIVES (OPTIONS AND FUTURES) TRADING - FORMERLY NATIONAL COMMODITY EXCHANGE LIMITED. NCME GERMANY DE NCME O SMBC NIKKO CAPITAL MARKETS EUROPE GMBH FRANKFURT WWW.SMBCNIKKO-CM.COM JANUARY 2019 ACTIVE JANUARY 2019 NCML UNITED KINGDOM GB NCML O SMBC NIKKO CAPITAL MARKETS LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.SMBCNIKKO-CM.COM DECEMBER 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. NDCM UNITED KINGDOM GB NDCM O ICE ENDEX UK OCM GAS SPOT ICE ENDEX OCM LONDON WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE DECEMBER 2014 ELECTRONIC PLATFORM TO TRADE UK OCM GAS SPOT MARKET. NDEX THE NETHERLANDS NL NDEX O ICE ENDEX FUTURES ICE ENDEX RM AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE MAY 2007 ELECTRONIC PLATFORM TO TRADE FUTURES. NDXS THE NETHERLANDS NL NDEX S ICE ENDEX EUROPEAN GAS SPOT ICE ENDEX SPOT AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE FEBRUARY 2014 ELECTRONIC PLATFORM TO TRADE EUROPEAN GAS SPOT. NEOC CANADA CA NEOE S NEO CONNECT NEO CONNECT TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018 NEOD CANADA CA NEOE S NEO EXCHANGE - NEO-D (DARK) NEO-D TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018 NEOE CANADA CA NEOE O NEO EXCHANGE - NEO-L (MARKET BY ORDER) NEO-L TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2014 NEON CANADA CA NEOE S NEO EXCHANGE - NEO-N (MARKET BY PRICE) NEO-N TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018 NESI GERMANY DE NESI O NOMURA EUROPE - SYSTEMATIC INTERNALISER FRANKFURT WWW.NOMURA.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. NEXD UNITED KINGDOM GB NEXX S AQSE MAIN MARKET (NON-EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 NEXF UNITED KINGDOM GB NEXX S AQSE GROWTH MARKET (NON-EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 NEXG UNITED KINGDOM GB NEXX S AQSE GROWTH MARKET (EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 NEXL UNITED KINGDOM GB NEXX S AQSE MAIN MARKET (EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 NEXN UNITED KINGDOM GB NEXX S AQSE TRADING (NON-EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 NEXO NORWAY NO NEXO O NOREXECO ASA NOREXECO KONGSVINGER WWW.NOREXECO.COM NOVEMBER 2016 ACTIVE JANUARY 2014 FINANCIAL DERIVATIVES, CASH SETTLED FUTURES CONTRACTS. ELECTRONIC TRADING QND CLEARING NEXS UNITED KINGDOM GB NEXS O NEX SEF NSL LONDON WWW.NEX.COM MARCH 2017 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY NEXT UNITED KINGDOM GB NEXX S AQSE TRADING (EQUITY) LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 NEXX UNITED KINGDOM GB NEXX O AQUIS STOCK EXCHANGE LONDON WWW.NEXEXCHANGE.COM JUNE 2020 ACTIVE JUNE 2017 NFSA UNITED STATES OF AMERICA US NFSC S FIDELITY CROSSSTREAM BOSTON WWW.CAPITALMARKETS.FIDELITY.COM SEPTEMBER 2014 ACTIVE APRIL 2012 NFSC UNITED STATES OF AMERICA US NFSC O NATIONAL FINANCIAL SERVICES, LLC BOSTON WWW.FIDELITYCAPITALMARKETS.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 TRADING PLATFORM FOR THE EXECUTION OF EQUITY, OPTION, FIXED INCOME, AND OTC SECURITIES. NFSD UNITED STATES OF AMERICA US NFSC S FIDELITY DARK BOSTON WWW.CAPITALMARKETS.FIDELITY.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. NGXC CANADA CA NGXC O NATURAL GAS EXCHANGE NGX CALGARY WWW.NGX.COM MAY 2010 ACTIVE MAY 2010 NGX PROVIDES ELECTRONIC TRADING, CENTRAL COUNTERPARTY CLEARING AND DATA SERVICES TO THE NORTH AMERICAN NATURAL GAS AND ELECTRICITY MARKETS. NIBC THE NETHERLANDS NL NIBC O NIBC - SYSTEMIC INTERNALISER THE HAGUE WWW.NIBC.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. NIBR NORWAY NO XOSL S NORWEGIAN INTER BANK OFFERED RATE NIBOR OSLO WWW.OSLOBORS.NO JULY 2013 ACTIVE JULY 2013 OFFICIAL PLATFORM FOR SUBMISSION OF NIBOR BASIS RATES AND DISTRIBUTION OF NIBOR FIXING RATES NILX EGYPT EG NILX O NILE STOCK EXCHANGE CAIRO WWW.NILEX.EGYPTSE.COM JANUARY 2011 ACTIVE JANUARY 2011 THE EGYPTIAN EXCHANGE (EGX) LAUNCHED ON THURSDAY 3 JUNE 2010 THE FIRST TRADING SESSION IN THE NILE STOCK EXCHANGE (NILEX). NLAX UNITED STATES OF AMERICA US CPGX S CLEARPOOL EXECUTION SERVICES, LLC - NATURAL LIQUIDITY ALLIANCE NEW YORK WWW.CLEARPOOLGROUP.COM MARCH 2019 ACTIVE MARCH 2019 ELECTRONIC TRADING PLATFORM. NLBX GERMANY DE NLBX O NORDDEUTSCHE LANDESBANK - GIROZENTRALE - SYSTEMATIC INTERNALISER HANNOVER WWW.NORDLB.DE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. NLPX THE NETHERLANDS NL NLPX O APX POWER NL AMSTERDAM WWW.APXGROUP.COM JUNE 2006 ACTIVE JUNE 2006 NMCE INDIA IN NMCE O NATIONAL MULTI-COMMODITY EXCHANGE OF INDIA AHMEDABAD WWW.NMCE.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 NMRA UNITED STATES OF AMERICA US NMRA O NOMURA SECURITIES INTERNATIONAL NEW YORK WWW.NOMURA.COM SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 NOMURA PRINCIPAL TRADING. NMRJ JAPAN JP NMRJ O NOMURA SECURITIES CO LTD NSC TOKYO WWW.NOMURA.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 NOMURA JAPAN EQUITY TRADING NMSX JAPAN JP NMRJ S NOMURA - EXTERNAL CROSSING PLATFORM TOKYO WWW.NOMURA.COM JULY 2019 ACTIVE JULY 2019 EXTERNAL CROSSING PLATFORM FOR NOMURA. NMTF SWEDEN SE XNGM S NORDIC MTF STOCKHOLM WWW.NORDICMTF.SE NOVEMBER 2007 ACTIVE NOVEMBER 2007 NODX UNITED STATES OF AMERICA US NODX O NODAL EXCHANGE VIENNA WWW.NODALEXCHANGE.COM DECEMBER 2009 ACTIVE DECEMBER 2009 ELECTRONIC POWER EXCHANGE. NOED SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - NORWEGIAN EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 NOFF UNITED KINGDOM GB NOFF O NOMURA OTC TRADES LONDON WWW.NOMURA.COM APRIL 2012 ACTIVE APRIL 2012 NOFI SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - NORWEGIAN FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 NOPS NORWAY NO NOPS O NORD POOL SPOT AS TRONDHEIM WWW.NORDPOOLSPOT.COM JUNE 2011 ACTIVE JUNE 2011 NORD POOL SPOT AS ENERGY EXCHANGE FOR NORDIC PHYSICAL MARKETS. NORD GERMANY DE NORD O HSH NORDBANK - SYSTEMATIC INTERNALISER KIEL WWW.HSH-NORDBANK.DE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. NORX NORWAY NO NORX O NASDAQ OSLO ASA OSLO WWW.NASDAQ.COM/SOLUTIONS/EUROPEAN-COMMODITIES SEPTEMBER 2021 MODIFIED MAY 2011 NOSC NORWAY NO NOSC O NOS CLEARING ASA NOS OSLO WWW.NOSCLEARING.COM DECEMBER 2013 ACTIVE DECEMBER 2013 CENTRAL COUNTER PARTY CLEARING HOUSE (CCP) FOR COMMODITY DERIVATIVES NOSI UNITED KINGDOM GB NOSI O NOMURA - SYSTEMATIC INTERNALISER LONDON WWW.NOMURA.COM MARCH 2018 ACTIVE APRIL 2017 SYSTEMATIC INTERNALISER. NOTC NORWAY NO NOTC O NORWEGIAN OVER THE COUNTER MARKET NOTC OSLO WWW.NFMF.NO JUNE 2005 ACTIVE JUNE 2005 NOWX FRANCE FR NOWX O NOW CP - NEU CP PARIS WWW.NOWCP.EU NOVEMBER 2018 ACTIVE NOVEMBER 2018 PLATFORM FOR NEGOTIABLE EUROPEAN COMMERCIAL PAPERS (NEU CP). NPEX THE NETHERLANDS NL NPEX O NPEX THE HAGUE WWW.NPEX.NL JANUARY 2018 ACTIVE JANUARY 2018 MULTILATERAL TRADING FACILITY FOR EQUITIES AND BONDS. NPGA DENMARK DK NPGA O GASPOINT NORDIC A/S GPN COPENHAGEN WWW.GASPOINTNORDIC.COM MARCH 2015 ACTIVE JUNE 2011 GASPOINT NORDIC IS OPERATING A PLATFORM FOR CONTINUOUS ELECTRONIC TRADING OF GAS, DELIVERABLE TO THE ETF VIRTUAL TRADING POINT. NSME SWEDEN SE XNGM S NORDIC SME NGM STOCKHOLM WWW.NGM.SE JULY 2019 ACTIVE JULY 2019 NSXB AUSTRALIA AU NSXB O BENDIGO STOCK EXCHANGE LIMITED BSX MELBOURNE WWW.BSX.COM.AU JUNE 2007 ACTIVE JUNE 2007 NTUK UNITED KINGDOM GB NTUK O NATIXIS LONDON BRANCH NLB LONDON WWW.NATIXIS.COM DECEMBER 2020 ACTIVE DECEMBER 2020 NWMS UNITED KINGDOM GB NWMS O ROYAL BANK OF SCOTLAND - SYSTEMATIC INTERNALISER RBS PLC EDINBURGH WWW.RBS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. NWNV THE NETHERLANDS NL NWNV O NATWEST MARKETS NV NWM NV AMSTERDAM WWW.RBS.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 NXEU UNITED KINGDOM GB NXEU O NX LONDON WWW.NOMURA.COM JUNE 2009 ACTIVE JUNE 2009 NX IS THE INTERNAL EQUITIES ONLY CROSSING PLATFORM FOR NOMURA. NXJP JAPAN JP NMRJ S NX JAPAN NXJP TOKYO WWW.NOMURA.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 INTERNAL CROSSING PLATFORM FOR NOMURA NXSE JAPAN JP NMRJ S NX SELECT JAPAN NXSE TOKYO WWW.NOMURA.COM JULY 2015 ACTIVE JULY 2015 INTERNAL CROSSING PLATFORM FOR NOMURA NX SELECT NXUS UNITED STATES OF AMERICA US NXUS O NX ATS - CROSSING PLATFORM NEW YORK WWW.NOMURA.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 NX IS A REGISTERED ATS IN THE US MARKETS - CURRENTLY PROVIDING CROSSING FACILITIES FOR REG NMS LISTED STOCKS. NXVW JAPAN JP NMRJ S NX VWAP NXVWAP TOKYO WWW.NOMURA.COM OCTOBER 2014 ACTIVE OCTOBER 2014 INTERNAL VWAP CROSSING PLATFORM FOR NOMURA NYFX UNITED STATES OF AMERICA US BNYC S MILLENNIUM NEW YORK WWW.CONVERGEX.COM OCTOBER 2010 ACTIVE OCTOBER 2010 AT THE END OF DEC 2009, THE NYSE SHUT DOWN EURO-MILLENNIUM, THE EUROPEAN EQUITIES ATS. IN DEC 2009, THE CONVERGEX GROUP BOUGHT MILLENNIUM, THE US EQUITIES ATS. NYMS UNITED STATES OF AMERICA US XCME S CME SWAPS MARKETS (NYMEX) NEW YORK WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION OF ENERGY IN THE US NYPC UNITED STATES OF AMERICA US NYPC O NEW YORK PORTFOLIO CLEARING NYPC NEW YORK WWW.NYPCLEAR.COM APRIL 2012 ACTIVE APRIL 2012 NYSD UNITED STATES OF AMERICA US XNYS S NYSE DARK NYSEDARK NEW YORK WWW.NYSE.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. NYSI DENMARK DK NYSI O NYKREDIT BANK - SYSTEMATIC INTERNALISER COPENHAGEN WWW.NYKREDIT.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. NZFX AUSTRALIA AU XASX S ASX - NEW ZEALAND FUTURES & OPTIONS ASX SYDNEY WWW.ASX.COM.AU SEPTEMBER 2021 MODIFIED SEPTEMBER 2007 OAPA NORWAY NO OAPA O OSLO BORS - APA OSLO WWW.OSLOBORS.NO JANUARY 2018 ACTIVE JANUARY 2018 APPROVED PUBLICATION ARRANGEMENT OPERATED BY OSLO BORS. OBKL AUSTRIA AT OBKL O OBERBANK AG - SYSTEMATIC INTERNALISER LINZ WWW.OBERBANK.AT AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER. OCEA UNITED STATES OF AMERICA US OCEA O BLUE OCEAN ALTERNATIVE TRADING SYSTEM BOATS SEA GIRT WWW.BLUEOCEANATS.COM JUNE 2021 ACTIVE JUNE 2021 BLUE OCEAN ATS, LLC IS A US REGISTERED BROKER DEALER (CRD #306512) AND OPERATOR OF AN ALTERNATIVE TRADING SYSTEM (ATS). OCSI UNITED KINGDOM GB OCSI O SOVA CAPITAL - SYSTEMATIC INTERNALISER LONDON WWW.SOVACAPITAL.COM MAY 2018 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. ODDO FRANCE FR ODDO O ODDO BHF PARIS WWW.ODDO-BHF.COM DECEMBER 2017 ACTIVE DECEMBER 2017 ODOC FRANCE FR ODOC O ODDO CONTREPARTIE PARIS WWW.ODDO-BHF.COM DECEMBER 2017 ACTIVE DECEMBER 2017 OHVO THE NETHERLANDS NL OHVO O OHV OTF AMSTERDAM WWW.OHV.NL NOVEMBER 2018 ACTIVE NOVEMBER 2018 ORGANISED TRADING FACILITY FOR BONDS AND OTC DERIVATIVES. OLBB GERMANY DE OLBB O OLDENBURGISCHE LANDESBANK AG FX HANDEL - SYSTEMATIC INTERNALISER OLDENBURG WWW.OLB.DE SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. OLLC UNITED STATES OF AMERICA US OLLC O OTCEX LLC NEW YORK WWW.OTCEXGROUP.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER FOR EQUITIES DERIVATIVES AND RATES DERIVATIVES IN NYC OMEL SPAIN ES OMEL O OMI POLO ESPANOL S.A. (OMIE) OMIE MADRID WWW.OMIE.ES NOVEMBER 2014 ACTIVE MAY 2007 OMIE IS LEGAL SUCCESSOR OF OMEL AS MARKET OPERATOR BY WAY OF UNIVERSAL LEGAL SUCCESSION OMGA CANADA CA OMGA O OMEGA ATS TORONTO WWW.OMEGAATS.COM JANUARY 2008 ACTIVE JANUARY 2008 OMIC PORTUGAL PT OMIC O THE IBERIAN ENERGY CLEARING HOUSE OMICLEAR LISBOA WWW.OMICLEAR.PT JUNE 2013 ACTIVE JUNE 2013 REGISTERED CLEARING HOUSE ACTING AS CENTRAL COUNTERPARTY FOR EXCHANGE AND OTC DERIVATIVES OMIP PORTUGAL PT OMIP O OMIP - POLO PORTUGUES, S.G.M.R., S.A. / OMIP DERIVATIVES MARKET OMIP LISBOA WWW.OMIP.PT NOVEMBER 2019 ACTIVE MAY 2007 ONEC UNITED STATES OF AMERICA US CGMI S CITI-ONE NEW YORK WWW.CITI.COM/MSS/SOLUTIONS/EQUITIES/E-TRADING/LIQUIDITY/ SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 ONSE SWEDEN SE XSTO S FIRST NORTH SWEDEN - NORWAY STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 OOTC UNITED STATES OF AMERICA US FINR S OTHER OTC WASHINGTON WWW.OTCBB.COM APRIL 2013 ACTIVE AUGUST 2012 OTC SECURITY THAT IS NOT QUOTED ON THE NNQS (PREVIOUSLY OTCBB) BUT IS ELIGIBLE FOR TRADE REPORTING TO THE TRADE REPORTING FACILITY, IS CATEGORIZED AS "OTHER-OTC". OPCO FINLAND FI OPCO O OP CORPORATE BANK PLC - SYSTEMATIC INTERNALISER OP HELSINKI WWW.OP.FI MARCH 2018 ACTIVE MARCH 2018 SYSTEMATIC INTERNALISER. OPEX PORTUGAL PT OPEX O PEX-PRIVATE EXCHANGE OPEX LISBOA WWW.OPEX.PT JUNE 2005 ACTIVE JUNE 2005 OPRA UNITED STATES OF AMERICA US OPRA O OPTIONS PRICE REPORTING AUTHORITY OPRA CHICAGO WWW.OPRADATA.COM DECEMBER 2011 ACTIVE DECEMBER 2011 TRADING CONSOLIDATOR. OSDS HONG KONG HK OSDS O OSL DIGITAL SECURITIES EXCHANGE OSLDS HONG KONG HTTPS://OSL.COM/EN/HOME JUNE 2021 ACTIVE JUNE 2021 OSL DIGITAL SECURITIES - ASIA'S LEADING DIGITAL ASSET PLATFORM. OSLC NORWAY NO OSLC O SIX X-CLEAR AG OSLO WWW.SIX-SECURITIES-SERVICES.COM JUNE 2015 ACTIVE NOVEMBER 2013 SECURITIES LENDING, TRADE REGISTRATIONS AND FINANCIAL SETTLEMENT FOR DERIVATIVES. AS OF 1 MAY 2015 OSLO CLEARING ASA IS LEGALLY INTEGRATED INTO SIX X-CLEAR LTD. OSSG SINGAPORE SG OSSG O OSL SG EXCHANGES OSLSG SINGAPORE WWW.SG.OSL.COM JUNE 2021 ACTIVE JUNE 2021 ASIA LEADING DIGITAL ASSET PLATFORM - OSL SG EXCHANGES. OTCB UNITED STATES OF AMERICA US OTCM S OTCQB MARKETPLACE NEW YORK WWW.OTCMARKETS.COM MAY 2010 ACTIVE MAY 2010 OTCQB MARKET TIER HELPS INVESTORS EASILY IDENTIFY COMPANIES THAT ARE REGISTERED AND CURRENT IN THEIR REPORTING OBLIGATIONS WITH THE SEC OR REPORT TO A U.S. BANKING OR INSURANCE REGULATOR. OTCE UNITED KINGDOM GB OTCE O OTCEX LONDON WWW.OTCEXGROUP.COM APRIL 2016 ACTIVE APRIL 2016 TRADE NAME: TRAYPORT. OTCM UNITED STATES OF AMERICA US OTCM O OTC LINK ATS - OTC MARKETS NEW YORK WWW.OTCMARKETS.COM JULY 2021 ACTIVE MAY 2012 OPERATIONAL MIC FOR OTC MARKETS. OTCN UNITED STATES OF AMERICA US OTCN O OTC LINK ECN NEW YORK WWW.OTCMARKETS.COM MARCH 2019 ACTIVE MARCH 2019 ELECTRONIC COMMUNICATIONS NETWORK. OTCQ UNITED STATES OF AMERICA US OTCM S OTCQX MARKETPLACE NEW YORK WWW.OTCMARKETS.COM MAY 2016 ACTIVE AUGUST 2008 ELECTRONIC QUOTATION SYSTEM FOR PREMIUM MARKET TIER (OPERATED BY PINK SHEETS) OTCX INDIA IN OTCX O OTC EXCHANGE OF INDIA OTCEI MUMBAI WWW.OTCEI.NET JUNE 2006 ACTIVE JUNE 2006 OTPB HUNGARY HU OTPB O OTP BANK NYRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.OTPBANK.HU SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. OTPR ROMANIA RO OTPR O OTP BANK ROMANIA SA BUCHAREST WWW.OTPBANK.RO APRIL 2020 ACTIVE APRIL 2020 OTC MARKETS FOR OTP BANK ROMANIA. OTXB SWITZERLAND CH OTXB O BERNER KANTONALBANK OTC-X OTC-X BERNE WWW.OTC-X.CH DECEMBER 2017 ACTIVE DECEMBER 2017 PARK POLAND PL PARK O PARKER POLAND SP. ZO.O. WARSZAWA WWW.PARKER.COM.PL FEBRUARY 2020 ACTIVE FEBRUARY 2020 PARX UNITED KINGDOM GB TRDE S PARFX LONDON WWW.PARFX.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC TRADING PLATFORM FOR SPOT FX PAVE SPAIN ES PAVE O ALTERNATIVE PLATFORM FOR SPANISH SECURITIES PAVE BARCELONA WWW.PAVEPLATFORM.COM MARCH 2012 ACTIVE MARCH 2012 PBGR GREECE GR PBGR O PIRAEUS BANK - SYSTEMATIC INTERNALISER ATHENS WWW.PIRAEUSBANK.GR FEBRUARY 2021 ACTIVE JULY 2019 SYSTEMATIC INTERNALISER FOR BONDS EXCLUDED ETC AND ETN. PBUL BULGARIA BG XBUL S BULGARIAN STOCK EXCHANGE - APA SOFIA WWW.BSE-SOFIA.BG DECEMBER 2018 ACTIVE DECEMBER 2018 APPROVED PUBLICATION ARRANGEMENT (APA) SERVICE OF THE BULGARIAN STOCK EXCHANGE (BSE). PDEX PHILIPPINES PH PDEX O PHILIPPINE DEALING AND EXCHANGE CORP MAKATI CITY WWW.PDEX.COM.PH MAY 2010 ACTIVE MAY 2010 PDEX PROVIDES A CENTRALIZED INFRASTRUCTURE FOR TRADING SECURITIES. PEEL UNITED KINGDOM GB PEEL O PEEL HUNT LLP UK LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 PEPH SWEDEN SE PEPW S PEPINS - MTF - HALF-YEAR NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - HALF-YEAR TRADING SCHEDULE. PEPM SWEDEN SE PEPW S PEPINS - MTF - MONTH NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - MONTHLY TRADING SCHEDULE. PEPQ SWEDEN SE PEPW S PEPINS - MTF - QUARTER NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - QUARTERLY TRADING SCHEDULE. PEPW SWEDEN SE PEPW O PEPINS - MTF NACKA WWW.PEPINS.COM JULY 2020 ACTIVE JULY 2020 MULTILATERAL TRADING FACILITY. PEPY SWEDEN SE PEPW S PEPINS - MTF - YEAR NACKA WWW.PEPINS.COM AUGUST 2020 ACTIVE AUGUST 2020 MULTILATERAL TRADING FACILITY - YEARLY TRADING SCHEDULE. PFTQ UKRAINE UA PFTS S PFTS QUOTE DRIVEN KIEV WWW.PFTS.COM OCTOBER 2010 ACTIVE OCTOBER 2010 QUOTE DRIVEN MARKET IS A TRADING SEGMENT UNDER PFTS STOCK EXCHANGE. PFTS UKRAINE UA PFTS O PFTS STOCK EXCHANGE PFTS KIEV WWW.PFTS.COM MAY 2010 ACTIVE MAY 2010 PFXD UNITED KINGDOM GB TRDE S PARNDF LONDON WWW.PARFX.COM OCTOBER 2019 ACTIVE FEBRUARY 2019 TRADING PLATFORM FOR NDF AND DERIVATIVE PRODUCTS. PIEU UNITED KINGDOM GB PIEU O ARITAS FINANCIAL LTD LONDON WWW.PIPELINETRADING.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 MTF FOR LARGE BLOCK PAN-EUROPEAN EQUITIES. PINC UNITED STATES OF AMERICA US OTCM S OTC PINK CURRENT NEW YORK WWW.OTCMARKETS.COM MAY 2012 ACTIVE MAY 2012 PINI UNITED STATES OF AMERICA US OTCM S OTC PINK NO INFORMATION NEW YORK WWW.OTCMARKETS.COM MAY 2012 ACTIVE MAY 2012

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS PINL UNITED STATES OF AMERICA US OTCM S OTC PINK LIMITED NEW YORK WWW.OTCMARKETS.COM MAY 2012 ACTIVE MAY 2012 PINX UNITED STATES OF AMERICA US OTCM S OTC PINK MARKETPLACE NEW YORK WWW.OTCMARKETS.COM MARCH 2012 ACTIVE MARCH 2012 PIPE UNITED STATES OF AMERICA US PIPE O ARITAS SECURITIES LLC NEW YORK WWW.PIPELINETRADING.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 PIPR UNITED STATES OF AMERICA US PIPR O PIPER SANDLER AND CO. GREENWICH WWW.PIPERSANDLER.COM FEBRUARY 2020 ACTIVE NOVEMBER 2019 REGISTERED MARKET FOR EQUITIES. PIRM UNITED KINGDOM GB PIRM O PIRUM LONDON WWW.PIRUM.COM JULY 2011 ACTIVE JULY 2011 SECURITIES LENDING CCP FLOW PROVIDER. PJCX UNITED STATES OF AMERICA US PIPR S PIPER SANDLER AND CO. - ATS GREENWICH WWW.PIPERSANDLER.COM FEBRUARY 2020 ACTIVE NOVEMBER 2019 ALTERNATIVE TRADING SYSTEM. PKOP POLAND PL PKOP O BANK POLSKA KASA OPIEKI S.A. - SYSTEMATIC INTERNALISER PEKAO WARSAW WWW.PEKAO.COM.PL NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. PLDX UNITED KINGDOM GB LOTC S PLUS DERIVATIVES EXCHANGE PLUS-DX LONDON WWW.PLUS-DX.COM AUGUST 2013 ACTIVE MARCH 2012 SERVICE COMPANY PROVIDING EXECUTION SERVICES FOR OTC DERIVATIVES. PLPD POLAND PL XWAR S WARSAW STOCK EXCHANGE/POLISH POWER EXCHANGE/REGULATED MARKET WSE WARSAW WWW.TGE.PL JULY 2019 ACTIVE MAY 2015 PLPO POLAND PL XWAR S WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER - EXCHANGE/ORGANIZED TRADING FACILITIES WARSAW WWW.GPW.PL MARCH 2020 ACTIVE MARCH 2020 PLPS POLAND PL XWAR S WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER EXCHANGE/SPOT WARSAW WWW.GPW.PL MARCH 2020 ACTIVE MARCH 2020 PNED SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - PAN-NORDIC EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 POSE SPAIN ES POSE O PORTFOLIO STOCK EXCHANGE MADRID WWW.PORTFOLIO.EXCHANGE SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 MULTILATERAL TRADING FACILITY. POTC VANUATU VU POTC O PACIFIC OTC POTC PORT VILA WWW.PACIFICOTC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 TRADING PLATFORM FOR OTC EQUITIES AND DEBT. PPEX UNITED KINGDOM GB PPEX O PROPERTY PARTNER EXCHANGE LONDON WWW.PROPERTYPARTNER.CO SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 PROS MALTA MT XMAL S PROSPECTS VALLETTA WWW.SMEPROSPECTS.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 MTF PRSE UNITED STATES OF AMERICA US PRSE O PRAGMA ATS NEW YORK WWW.PRAGMATRADING.COM DECEMBER 2010 ACTIVE DECEMBER 2010 REGISTERED ATS FOR US EQUITIES PSGM UNITED STATES OF AMERICA US OTCM S OTC GREY MARKET NEW YORK WWW.OTCMARKETS.COM MARCH 2012 ACTIVE MARCH 2012 PSXD UNITED STATES OF AMERICA US XNAS S NASDAQ PSX PSX NEW YORK WWW.NASDAQTRADER.COM OCTOBER 2019 ACTIVE OCTOBER 2019 NON-DISPLAYED (DARK) EXECUTIONS. PTPG POLAND PL PTPG O POLISH TRADING POINT PTP WARSAW WWW.POLISHTRADINGPOINT.COM MARCH 2016 ACTIVE MARCH 2016 ELECTRONIC TRADING PLATFORM FOR OTC ENERGY PRODUCTS PUMA UNITED STATES OF AMERICA US PUMA O PUMA CAPITAL, LLC PUMA PURCHASE WWW.PUMACAP.COM APRIL 2019 ACTIVE APRIL 2019 US BROKER-DEALER. PUMX UNITED STATES OF AMERICA US PUMA S PUMA CAPITAL, LLC - OPTIONS PUMA PURCHASE WWW.PUMACAP.COM APRIL 2019 ACTIVE APRIL 2019 US BROKER-DEALER. PUND UNITED STATES OF AMERICA US PUND O PUNDION LLC NEW YORK WWW.PUNDION.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 EQUITY PRODUCTS. PURE CANADA CA XCNQ S CANADIAN SECURITIES EXCHANGE - PURE CSE-PURE TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED DECEMBER 2006 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX). PVMF UNITED KINGDOM GB PVMF O PVM OTF LONDON WWW.PVMOIL.CO.UK NOVEMBER 2017 ACTIVE NOVEMBER 2017 PXIL INDIA IN PXIL O POWER EXCHANGE INDIA LTD. MUMBAI WWW.POWEREXINDIA.COM JULY 2009 ACTIVE JULY 2009 ELECTRONIC NATION-WIDE EXCHANGE FOR TRADING OF ELECTRICITY QWIX UNITED KINGDOM GB QWIX O Q-WIXX PLATFORM LONDON WWW.QWIXX.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 R5FX UNITED KINGDOM GB R5FX O R5FX LIMITED LONDON WWW.R5FX.COM JUNE 2018 ACTIVE JUNE 2018 ELECTRONIC TRADING PLATFORM FOR FX SPOT TRADING. RABL UNITED KINGDOM GB RABL O RABOBANK INTERNATIONAL UK - SYSTEMATIC INTERNALISER LONDON WWW.RABOBANK.COM DECEMBER 2020 ACTIVE DECEMBER 2020 SYSTEMATIC INTERNALISER. RABO THE NETHERLANDS NL RABO O RABOBANK - SYSTEMATIC INTERNALISER UTRECHT WWW.RABOBANK.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. RBCB LUXEMBOURG LU RBCB O RBC INVESTOR SERVICES BANK S.A. ESCH-SUR-ALZETTE WWW.RBCITS.COM JULY 2017 ACTIVE JULY 2017 RBCC FRANCE FR RBCC O RBC - PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.RBC.COM NOVEMBER 2020 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. RBCE UNITED KINGDOM GB RBCE O RBC EUROPE LIMITED LONDON WWW.RBC.COM JUNE 2013 ACTIVE JUNE 2013 EQUITIES BROKER FILL. RBCG GERMANY DE RBCG O RBC CAPITAL MARKETS (EUROPE) GMBH FRANKFURT WWW.RBC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 RBCM UNITED KINGDOM GB RBCM O RBC - ROYAL BANK OF CANADA RBC LONDON WWW.RBC.COM NOVEMBER 2019 ACTIVE NOVEMBER 2017 FIXED INCOME, CURRENCIES AND COMMODITIES. RBCT UNITED KINGDOM GB RBCT O RBC INVESTOR SERVICES TRUST LONDON WWW.RBCITS.COM JULY 2017 ACTIVE JULY 2017 RBHU HUNGARY HU RBHU O RAIFFEISEN BANK (HUNGARY) - SYSTEMATIC INTERNALISER RBHU-SI BUDAPEST WWW.RAIFFEISEN.HU SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. RBIV AUSTRIA AT RBIV O RAIFFEISEN BANK INTERNATIONAL AG - SYSTEMATIC INTERNALISER VIENNA WWW.RBINTERNATIONAL.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. RBSI LUXEMBOURG LU RBCB S RBC INVESTOR SERVICES BANK S.A. - SYSTEMATIC INTERNALISER ESCH-SUR-ALZETTE WWW.RBCITS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER. RBSX UNITED KINGDOM GB RBSX O RBS CROSS LONDON WWW.RBS.COM MAY 2011 ACTIVE MAY 2011 RBS CROSS IS THE BROKER CROSSING SYSTEM (BCS) OPERATED BY RBS. RCMA UNITED STATES OF AMERICA US RCMA O RBC CAPITAL MARKETS ARBITRAGE S.A. 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RICX UNITED STATES OF AMERICA US RICX O RIVERCROSS NARBERTH WWW.RXATS.COM MAY 2011 ACTIVE MAY 2011 RIVERCROSS™ IS AN ALTERNATIVE TRADING SYSTEM (ATS) OPERATED PURSUANT TO REGULATION ATS BY RIVERCROSS SECURITIES, LLLP, PROVIDING A SECURE AND CONFIDENTIAL LIQUIDITY SOURCE FOR U.S.-REGISTERED BROKER-DEALERS AND THEIR CLIENTS. RLBO AUSTRIA AT RLBO O RAIFFEISENLANDESBANK OBERÖSTERREICH - SYSTEMATIC INTERNALISER LINZ WWW.RLBOOE.AT APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. RMMS SOUTH AFRICA ZA RMMS O RMB MORGAN STANLEY JOHANNESBURG WWW.RMB.CO.ZA/SOLUTION/EQUITY-SALES-TRADING-AND-RESEARCH DECEMBER 2020 ACTIVE DECEMBER 2020 RMMX SOUTH AFRICA ZA RMMS S RMB MORGAN STANLEY - INVENTORY MANAGER JOHANNESBURG WWW.RMB.CO.ZA/SOLUTION/EQUITY-SALES-TRADING-AND-RESEARCH DECEMBER 2020 ACTIVE DECEMBER 2020 RMTF IRELAND IE RMTF O REFINITIV MTF DUBLIN WWW.REFINITIV.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY. 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LTD RTSPL SINGAPORE WWW.REFINITIV.COM/EN/PRODUCTS/FXALL-ELECTRONIC-TRADING-PLATFORM MAY 2020 ACTIVE MAY 2020 RTSX RUSSIA RU MISX S MOSCOW EXCHANGE - DERIVATIVES MARKET MOEX MOSCOW WWW.MOEX.COM NOVEMBER 2018 ACTIVE MARCH 2012 DERIVATIVES MARKET OF MOSCOW EXCHANGE. RUSX RUSSIA RU RUSX O NON-PROFIT PARTNERSHIP FOR THE DEVELOPMENT OF FINANCIAL MARKET RTS NP RTS MOSCOW WWW.NPRTS.RU APRIL 2021 ACTIVE DECEMBER 2014 S3FM SWITZERLAND CH S3FM O SOCIETY3 FUNDERSMART S3FM LUZERN HTTP://SOCIETY3.COM JANUARY 2017 ACTIVE JANUARY 2017 NON REGULATED, US SEC AND SWISS FINMA COMPLIANT AND BANKING LICENSE EXEMPT EQUITY FUNDRAISING AND TRADING PLATFORM. SAGE UNITED STATES OF AMERICA US SAGE O SAGETRADER SAN FRANCISCO WWW.SAGETRADER.COM MAY 2019 ACTIVE MAY 2019 BROKER DEALER. SANT SPAIN ES SANT O BANCO SANTANDER S.A. - SYSTEMATIC INTERNALISER SANT SANTANDER WWW.SANTANDER.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. SB1M NORWAY NO SB1M O SPAREBANK 1 MARKETS - SYSTEMATIC INTERNALISER SB1M OSLO WWW.SB1MARKETS.NO DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. SBAR SPAIN ES BMEX S BOLSA DE BARCELONA RENTA FIJA BARCELONA WWW.BOLSASYMERCADOS.ES FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FIXED INCOME BOLSA DE BARCELONA SBEX UNITED KINGDOM GB SBEX O SCOTIABANK - SYSTEMATIC INTERNALISER LONDON WWW.SCOTIABANK.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. SBIJ JAPAN JP SBIJ O JAPANNEXT - J - MARKET TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE APRIL 2008 SBIL SPAIN ES BMEX S BOLSA DE BILBAO RENTA FIJA BILBAO WWW.BOLSASYMERCADOS.ES FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FIXED INCOME BOLSA DE BILBAO. SBIU JAPAN JP SBIJ S JAPANNEXT - U - MARKET TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE JANUARY 2015 JAPANNEXT - UNIFORM SPREAD MARKET. 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SCXM UNITED STATES OF AMERICA US SCXO S SEED DIGITAL COMMODITIES MARKET CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE OCTOBER 2017 ELECTRONIC TRADING PLATFORM FOR COMMODITIES. SCXO UNITED STATES OF AMERICA US SCXO O SEED CX SEED CX CHICAGO WWW.SEEDCX.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SCXS UNITED STATES OF AMERICA US SCXO S SEED SEF CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE JULY 2016 ELECTRONIC TRADING PLATFORM FOR SWAPS, SWAP EXECUTION FACILITY (SEF). SEBA GERMANY DE SEBA O STIFEL EUROPE BANK AG - SYSTEMATIC INTERNALISER SEBA FRANKFURT WWW.STIFEL.COM APRIL 2021 ACTIVE APRIL 2021 SYSTEMATIC INTERNALISER. SEBL LITHUANIA LT SEBL O SEB LITHUANIA - SYSTEMATIC INTERNALISER VILNIUS WWW.SEB.LT OCTOBER 2019 ACTIVE OCTOBER 2019 SYSTEMATIC INTERNALISER. SEBS SWEDEN SE SEBS O SEB - SYSTEMATIC INTERNALISER SEB STOCKHOLM WWW.SEB.SE DECEMBER 2017 ACTIVE JUNE 2017 SEB SYSTEMATIC INTERNALISER. SECC SEYCHELLES SC SECC O SECDEX CLEARING LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020 SECD SEYCHELLES SC SECD O SECDEX DEPOSITORY LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020 SECE SEYCHELLES SC SECE O SECDEX EXCHANGE LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020 SECF UNITED KINGDOM GB SECF O SECFINEX LONDON WWW.SECFINEX.COM JANUARY 2009 ACTIVE JANUARY 2009 MULTILATERAL TRADING FACILITY - ELECTRONIC EXCHANGE FOR STOCK BORROWING AND LENDING TRANSACTIONS. SEDC SEYCHELLES SC SEDC O SECDEX DIGITAL CUSTODIAN LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020 SEDX ITALY IT XMIL S SECURITISED DERIVATIVES MARKET SEDEX MILANO WWW.BORSAITALIANA.IT DECEMBER 2017 ACTIVE SEPTEMBER 2007 MULTILATERAL TRADING FACILITY. SEED SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - SWEDISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 SELC BRAZIL BR SELC O SISTEMA ESPECIAL DE LIQUIDACAO E CUSTODIA DE TITULOS PUBLICOS RIO DE JANEIRO WWW4.BCB.GOV.BR JANUARY 2011 ACTIVE JANUARY 2011 SELIC (SISTEMA ESPECIAL DE LIQUIDACAO E CUSTODIA DE TITULOS PUBLICOS - IN ENGLISH: SPECIAL SYSTEM FOR CUSTODY AND SETTLEMENT OF PUBLIC SECURITIES) IS THE CENTRAL CUSTODIAN FOR ALL SECURITIES EMITTED BY THE BRAZILIAN NATIONAL TREASURY. SEMX IRELAND IE SEMX O SEMOPX DUBLIN WWW.SEM-O.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SEND SPAIN ES BMEX S SEND - SISTEMA ELECTRONICO DE NEGOCIACION DE DEUDA SEND MADRID WWW.AIAF.ES OCTOBER 2013 ACTIVE JUNE 2010 SEND IS AN ELECTRONIC TRADING PLATFORM, DEVELOPED BY AIAF MERCADO DE RENTA FIJA, DESIGNED FOR THE TRADING OF RETAIL DISTRIBUTED FIXED INCOME SECURITIES LISTED IN THIS MARKET. 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SGMZ UNITED KINGDOM GB SGMX S SIGMA X MTF - NEGOTIATED TRADE LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ NOVEMBER 2019 ACTIVE NOVEMBER 2019 SGOE FRANCE FR SGOE O SG OPTION EUROPE - SYSTEMATIC INTERNALISER SGOE SI PARIS WWW.SGCIB.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SG OPTION EUROPE - SYSTEMATIC INTERNALISER BUSINESSES. SHAD UNITED STATES OF AMERICA US SHAW S D.E. SHAW DARK NEW YORK WWW.DESHAW.COM MAY 2011 ACTIVE MAY 2011 DARK POOL. SHAR UNITED KINGDOM GB SHAR O ASSET MATCH AYLESBURY WWW.SHAREMARK.COM DECEMBER 2012 ACTIVE SEPTEMBER 2007 SHAW UNITED STATES OF AMERICA US SHAW O D.E. 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SMBE UNITED KINGDOM GB SMBE O SUMITOMO MITSUI BANKING CORPORATION EUROPE LIMITED LONDON WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 INCLUDING EEA BRANCHES. SMBG UNITED KINGDOM GB SMBG O SUMITOMO MITSUI BANKING CORPORATION - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER. SMBP FRANCE FR SMBP O SUMITOMO MITSUI BANKING CORPORATION EUROPE LIMITED - PARIS BRANCH PARIS WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SMEX SINGAPORE SG SMEX O SINGAPORE MERCANTILE EXCHANGE PTE LTD SINGAPORE WWW.SMX.COM.SG DECEMBER 2009 ACTIVE DECEMBER 2009 SMX IS ASIA'S FIRST MULTI-PRODUCT GLOBAL COMMODITY DERIVATIVES EXCHANGE. SMFE UNITED STATES OF AMERICA US SMFE O SMALL EXCHANGE, INC - DESIGNATED CONTRACT MARKET CHICAGO WWW.THESMALLEXCHANGE.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 DESIGNATED CONTRACT MARKET. SMFF GERMANY DE SMFF O SMBC BANK EU AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.SMBCGROUP.COM/EMEA/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. SNSI DENMARK DK SNSI O SPAR NORD BANK - SYSTEMATIC INTERNALISER AALBORG WWW.SPARNORD.DK MAY 2017 ACTIVE MAY 2017 SYSTEMATIC INTERNALISER. SNUK UNITED KINGDOM GB SNUK O SANTANDER UK - SYSTEMATIC INTERNALISER SNUK LONDON WWW.SANTANDERGCB.CO.UK APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. SOHO UNITED STATES OF AMERICA US SOHO O TWO SIGMA SECURITIES, LLC SOHO NEW YORK WWW.TWOSIGMASECURITIES.COM AUGUST 2014 ACTIVE AUGUST 2014 MARKET MAKER FOR US EXCHANGE LISTED EQUITIES SPBE RUSSIA RU SPBE O SPB EXCHANGE - ALL MARKETS SPB MOSCOW HTTPS://SPBEXCHANGE.RU JULY 2021 ACTIVE MARCH 2021 SHARES, DEPOSITARY RECEIPTS, GOVERNMENT BONDS, STRUCTURED FINANCE PRODUCTS, SPOT COMMODITIES. SPDX UNITED KINGDOM GB SPDX O SPREADEX ST ALBANS WWW.SPREADEX.COM OCTOBER 2018 ACTIVE OCTOBER 2018 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES. SPEC UNITED KINGDOM GB SPEC O MAREX SPECTRON INTERNATIONAL LIMITED OTF MSIL OTF LONDON WWW.MAREXSPECTRON.COM JUNE 2017 ACTIVE SEPTEMBER 2007 ORGANISED TRADING FACILITY FOR OTC DERIVATIVES. SPEX GERMANY DE SPEX O SPECTRUM MARKETS FRANKFURT WWW.SPECTRUM-MARKETS.COM SEPTEMBER 2019 ACTIVE MARCH 2019 REGULATED MULTILATERAL TRADING FACILITY FOR TURBO WARRANT-TRADING. SPIM RUSSIA RU SPIM O ST. PETERSBURG INTERNATIONAL MERCANTILE EXCHANGE SPIMEX SAINT-PETERSBURG WWW.S-PIMEX.RU MARCH 2011 ACTIVE MARCH 2011 REGISTERD COMMODITIES MARKET - OIL. SPRZ UNITED KINGDOM GB SPRZ O SPREADZERO LONDON WWW.SPREADZERO.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC CROSSING PLATFORM SPTR NORWAY NO SPTR O SPAREBANK 1 SMN - SYSTEMATIC INTERNALISER TRONDHEIM WWW.SMN.NO FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER. SPXE SLOVAKIA SK SPXE O SPX SPX ZILINA WWW.SPX.SK JUNE 2015 ACTIVE JUNE 2015 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES - SLOVAK AND CZECH POWER AND GAS. 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SSFX UNITED KINGDOM GB SSBT S STATE STREET BANK AND TRUST FX - SYSTEMATIC INTERNALISER SSBTCO LONDON WWW.STATESTREET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER. SSIL UNITED KINGDOM GB SSIL O STATE STREET BANK INTERNATIONAL FX - LONDON BRANCH - SYSTEMATIC INTERNALISER SSIL LONDON WWW.STATESTREET.COM MARCH 2019 ACTIVE MARCH 2019 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER. SSME SWEDEN SE XSTO S FIRST NORTH SWEDEN - SME GROWTH MARKET STOCKHOLM NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SSOB ITALY IT MTSO S BONDVISION EUROPE MTF ROMA WWW.MTSMARKETS.COM DECEMBER 2017 ACTIVE MAY 2010 CORPORATE BONDS, COVERED BONDS, ETFS, SUPRANATIONAL, SOVEREIGN AND AGENCY (SSA). SSTX UNITED STATES OF AMERICA US SSTX O E-EXCHANGE EEXCHANGE BOSTON MARCH 2012 ACTIVE MARCH 2012 STAN UNITED KINGDOM GB STAN O STANDARD CHARTERED - SYSTEMATIC INTERNALISER LONDON WWW.SC.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER STFL UNITED KINGDOM GB STFL O STIFEL NICOLAUS EUROPE LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.STIFEL.COM/INSTITUTIONAL/STIFELEUROPE SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER STFX UNITED STATES OF AMERICA US STFX O STIFEL, NICOLAUS AND COMPANY, INCORPORATED STFL NEW YORK JANUARY 2020 ACTIVE JANUARY 2020 ALTERNATIVE TRADING SYSTEM. STOX SWITZERLAND CH STOX O STOXX LIMITED ZURICH WWW.STOXX.COM MARCH 2013 ACTIVE AUGUST 2012 STRM UNITED STATES OF AMERICA US STRM O PURESTREAM NEW YORK WWW.PURESTREAM.TECH FEBRUARY 2021 ACTIVE FEBRUARY 2021 STUA GERMANY DE XSTU S BOERSE STUTTGART - REGULIERTER MARKT STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 STUB GERMANY DE XSTU S BOERSE STUTTGART - FREIVERKEHR STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008 STUC GERMANY DE XSTU S BOERSE STUTTGART - REGULIERTER MARKT - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE. STUD GERMANY DE XSTU S BOERSE STUTTGART - FREIVERKEHR - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE. STUE GERMANY DE XSTU S BOERSE STUTTGART - REGULIERTER MARKT - TECHNICAL PLATFORM 3 STUTTGART WWW.BOERSE-STUTTGART.DE JULY 2021 ACTIVE JULY 2021 STUF GERMANY DE XSTU S BOERSE STUTTGART - FREIVERKEHR - TECHNICAL PLATFORM 3 STUTTGART WWW.BOERSE-STUTTGART.DE JULY 2021 ACTIVE JULY 2021 SUNB UNITED KINGDOM GB SUNB O SUNRISE BROKERS LONDON WWW.SUNRISEBROKERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SUNO UNITED KINGDOM GB SUNB S SUNRISE - OTF LONDON WWW.SUNRISEBROKERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. SUNT UNITED STATES OF AMERICA US SUNT O SUN TRADING LLC CHICAGO WWW.SUNTRADINGLLC.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SINGLE DEALER PLATFORM FOR US EQUITIES. SVES SWEDEN SE SVEX S SVENSKA HANDELSBANKEN AB - SYSTEMATIC INTERNALISER SVEX STOCKHOLM WWW.HANDELSBANKEN.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. SVEX SWEDEN SE SVEX O SVENSKA HANDELSBANKEN AB - SVEX SVEX STOCKHOLM WWW.HANDELSBANKEN.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS SVXI SAINT VINCENT AND THE GRENADINES VC SVXI O SAINT VINCENT AND THE GRENADINES SECURITIES EXCHANGE SVGEX KINGSTOWN WWW.SVGEX.COM APRIL 2019 ACTIVE APRIL 2019 REGISTERED MARKET FOR EQUITIES AND BONDS. SWAP UNITED KINGDOM GB SWAP O SWAPSTREAM LONDON WWW.SWAPSTREAM.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 SWBI SWEDEN SE SWBI O SWEDBANK - SYSTEMATIC INTERNALISER STOCKHOLM WWW.SWEDBANK.SE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. SWEE ESTONIA EE SWEE O SWEDBANK ESTONIA - SYSTEMATIC INTERNALISER TALLINN WWW.SWEDBANK.EE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. SWLT LITHUANIA LT SWLT O SWEDBANK LITHUANIA - SYSTEMATIC INTERNALISER VILNIUS WWW.SWEDBANK.LT DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. SWLV LATVIA LV SWLV O SWEDBANK LATVIA - SYSTEMATIC INTERNALISER RIGA WWW.SWEDBANK.LV DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. SXSI DENMARK DK SXSI O SAXO BANK A/S COPENHAGEN WWW.HOME.SAXO MARCH 2020 ACTIVE MARCH 2020 SYSTEMATIC INTERNALISER FOR BONDS. SYFX SINGAPORE SG SYFX O SYNOPTION SYFX SINGAPORE WWW.SYNOPTION.COM MARCH 2019 ACTIVE MARCH 2019 FX DERIVATIVE TRADING PLATFORM. SZSC HONG KONG HK XHKG S STOCK EXCHANGE OF HONG KONG LIMITED - SHENZHEN - HONG KONG STOCK CONNECT SEHK HONG KONG WWW.HKEX.COM.HK SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 MAINLAND INVESTORS TRADING IN SEHK SECURITIES UNDER SHENZHEN-HONG KONG STOCK CONNECT. T212 BULGARIA BG T212 O TRADING 212 LIMITED - SYSTEMATIC INTERNALISER SOFIA WWW.TRADING212.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 SYSTEMATIC INTERNALISER. TBSA POLAND PL XWAR S WARSAW STOCK EXCHANGE/BONDS/TREASURY BOND/BONDSPOT/B2C MARKET/MTF WARSAW WWW.BONDSPOT.PL MARCH 2021 ACTIVE MARCH 2021 TBSP POLAND PL XWAR S WARSAW STOCK EXCHANGE/BONDS/BONDSPOT/TREASURY BOND MARKET WARSAW WWW.BONDSPOT.PL AUGUST 2013 ACTIVE JULY 2011 CHANGES IN BONDSPOT OWNERSHIP STRUCTURE. THEY ARE NO LONGER IN MTS GROUP. TCDS UNITED KINGDOM GB TRDE S TRADITION OTF LONDON WWW.TRADITION.CO.UK FEBRUARY 2018 ACTIVE AUGUST 2007 TCML UNITED KINGDOM GB TCML O TIDE CM LONDON WWW.TIDECM.COM JUNE 2017 ACTIVE JUNE 2017 TDBL UNITED KINGDOM GB TDBL O TORONTO DOMINION BANK - LONDON BRANCH TD BANK LONDON WWW.TD.COM DECEMBER 2017 ACTIVE DECEMBER 2017 TDGF IRELAND IE TDGF O TD SECURITIES DUBLIN WWW.TD.COM MARCH 2019 ACTIVE MARCH 2019 TDON FRANCE FR TDON O TRADITION PARIS - TSAF TSAF PARIS WWW.TSAF-PARIS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 TSAF OTF FOR DELTA ONE PRODUCTS. TECO UNITED KINGDOM GB TPEO S TULLETT PREBON EUROPE - OTF - COMMODITY AND ENERGY DERIVATIVES LONDON WWW.TPICAP.COM DECEMBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF COMMODITY AND ENERGY DERIVATIVES. TEFD UNITED KINGDOM GB TPEL S TULLETT PREBON EUROPE - MTF - FX DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF FX DERIVATIVES. TEFX UNITED KINGDOM GB TPEO S TULLETT PREBON EUROPE - OTF - FX DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES. TEGB UNITED KINGDOM GB TPEO S TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. TEGI UNITED KINGDOM GB TPEO S TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. TEIR UNITED KINGDOM GB TPEO S TULLETT PREBON EUROPE - OTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF INTEREST RATE DERIVATIVES. TEMB UNITED KINGDOM GB TPEL S TULLETT PREBON EUROPE - MTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. TEMF UNITED KINGDOM GB TPEL S TULLETT PREBON EUROPE - MTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF CORPORATE BONDS & SECURITISED DEBT. TEMI UNITED KINGDOM GB TPEL S TULLETT PREBON EUROPE - MTF - MONEY MARKETS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. TEMM UNITED KINGDOM GB TPEO S TULLETT PREBON EUROPE - OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. TEMR UNITED KINGDOM GB TPEL S TULLETT PREBON EUROPE - MTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF REPOS. TERA UNITED STATES OF AMERICA US TERA O TERAEXCHANGE NEW JERSEY WWW.TERAEXCHANGE.COM DECEMBER 2012 ACTIVE DECEMBER 2012 SWAP EXECUTION FACILITY (OTC CLEARED INSTRUMENTS) TERE UNITED KINGDOM GB TPEO S TULLETT PREBON EUROPE - OTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF REPOS. TEUR SPAIN ES TEUR O TRADITION ESPANA OTF MADRID WWW.TRADITION.COM FEBRUARY 2021 ACTIVE FEBRUARY 2021 ORGANISED TRADING FACILITY. TFEX THAILAND TH TFEX O THAILAND FUTURES EXCHANGE TFEX BANGKOK WWW.TFEX.CO.TH JUNE 2006 ACTIVE JUNE 2006 TFSA SINGAPORE SG TFSA O TFS GREEN AUSTRALIAN GREEN MARKETS TFS SINGAPORE WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012 TFSD HONG KONG HK TFSD O T.F.S. DERIVATIVES HK LIMITED HONG KONG WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 TFSU UNITED STATES OF AMERICA US TFSU O TFS GREEN UNITED STATES GREEN MARKETS TFS NEW YORK WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012 TGAT GERMANY DE TGAT O TRADEGATE EXCHANGE TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE AUGUST 2012 TGSI GERMANY DE TGAT S TRADEGATE EXCHANGE - SYSTEMATIC INTERNALISER TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. THEM UNITED STATES OF AMERICA US THEM O THEMIS TRADING LLC THEM CHATHAM WWW.THEMISTRADING.COM JUNE 2017 ACTIVE JUNE 2017 BROKER DEALER - US EQUITIES. THRE UNITED STATES OF AMERICA US THRE O REFINITIV US SEF LLC RSEF NEW YORK WWW.REFINITIV.COM/EN/PRODUCTS/SEF-SWAP-EXECUTION-FACILITY NOVEMBER 2019 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY (SEF). TIRD UNITED KINGDOM GB TPEL S TULLETT PREBON EUROPE - MTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF INTEREST RATE DERIVATIVES. TLCM FRANCE FR ICOT S LOUIS CAPITAL MARKETS EU PARIS HTTPS://REGULATORY.TPICAP.COM/ JULY 2020 ACTIVE JULY 2020 TMCC UNITED STATES OF AMERICA US IFUS S ICE TMC NEW YORK WWW.THEICE.COM JULY 2020 ACTIVE NOVEMBER 2019 ICE TMC ATS IS OPERATED BY ICE BONDS SECURITIES CORPORATION. TMCY CYPRUS CY TMCY O TRADING 212 MARKETS LIMITED - SYSTEMATIC INTERNALISER T212CY LIMASSOL WWW.TRADING212.COM MAY 2021 ACTIVE MAY 2021 SYSTEMATIC INTERNALISER. TMEX TURKEY TR TMEX O TURKISH MERCANTILE EXCHANGE ANKARA WWW.TURIB.COM.TR SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 TMID UNITED STATES OF AMERICA US TMID O TRUMID ATS NEW YORK WWW.TRUMID.COM MARCH 2017 ACTIVE MARCH 2017 REGISTERED ATS FOR CORPORATE BONDS AND CREDIT DEFAULT SWAPS. TNLA THE NETHERLANDS NL XAMS S EURONEXT - TRADED BUT NOT LISTED AMSTERDAM AMSTERDAM WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 TNLB BELGIUM BE XBRU S EURONEXT - TRADING FACILITY BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 TNLK BELGIUM BE XBRU S EURONEXT BLOCKS BRUSSELS WWW.EURONEXT.COM MAY 2019 ACTIVE MAY 2019 MULTILATERAL TRADING FACILITY (MTF) FOR BLOCKS. TNLL UNITED KINGDOM GB XLDN S EURONEXT - TRADING FACILITY LONDON LONDON WWW.EURONEXT.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY (MTF). TOCP HONG KONG HK TOCP O TORA CROSSPOINT HONG KONG WWW.TORA.COM APRIL 2011 ACTIVE APRIL 2011 HK REGISTERED ATS FOR EQUITIES. TOMG SPAIN ES TPES S TULLETT PREBON EUROPE - OTF - MADRID - GOVERNMENT BONDS - EXCLUDING GILTS MADRID WWW.TPICAP.COM MAY 2018 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. TOWR THE NETHERLANDS NL TOWR O TOWER RESEARCH CAPITAL EUROPE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.TOWER-RESEARCH.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER. TPEE FRANCE FR TPIC S TP ICAP EU - MTF - EQUITY AND ETF PARIS HTTPS://REGULATORY.TPICAP.COM/TPICAP/EU/TPICAPEUMTF FEBRUARY 2021 ACTIVE FEBRUARY 2021 TPEL UNITED KINGDOM GB TPEL O TULLETT PREBON (EUROPE) LIMITED LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE MARCH 2016 MTF FOR THE BROKING OF FOREIGN EXCHANGE, ENERGY, COMMODITY AND INTEREST RATE DERIVATIVES. TPEO UNITED KINGDOM GB TPEO O TULLETT PREBON EUROPE - OTF LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. TPER FRANCE FR TPEU S TULLETT PREBON EU OTF - REGISTRATION TPIE PARIS HTTPS://REGULATORY.TPICAP.COM/TPICAP/EU/TPEUOTF DECEMBER 2020 ACTIVE DECEMBER 2020 TPES SPAIN ES TPES O TULLETT PREBON EUROPE - OTF - MADRID MADRID WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. TPEU FRANCE FR TPEU O TULLETT PREBON EU OTF PARIS WWW.TPICAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 TPIC FRANCE FR TPIC O TP ICAP EU - MTF PARIS WWW.TPICAP.COM NOVEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY. TPIE UNITED KINGDOM GB TPIE O THE PROPERTY INVESTMENT EXCHANGE PROPEX LONDON WWW.PROPEX.CO.UK MARCH 2013 ACTIVE OCTOBER 2007 TPIO FRANCE FR TPIC S TP ICAP EU - MTF - ORDERBOOK PARIS WWW.TPICAP.COM NOVEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY. TPIR FRANCE FR TPIC S TP ICAP EU - MTF - REGISTRATION PARIS WWW.TPICAP.COM FEBRUARY 2019 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY. TPSE UNITED STATES OF AMERICA US TPSE O TP SEF, INC. JERSEY CITY WWW.TULLETTPREBON.COM DECEMBER 2016 ACTIVE DECEMBER 2016 SWAP EXECUTION FACILITY. TPSL UNITED KINGDOM GB TPSL O TULLETT PREBON SECURITIES - MTF LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE MARCH 2016 MTF FOR THE BROKING OF SECURITIES, DERIVATIVES AND REPURCHASE AGREEMENTS. TPSO UNITED KINGDOM GB TPSO O TULLETT PREBON SECURITIES - OTF LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY. TPSV UNITED STATES OF AMERICA US TPSE S TPSEF, INC - VOICE JERSEY CITY WWW.TULLETTPREBON.COM SEPTEMBER 2020 ACTIVE SEPTEMBER 2020 TQEA THE NETHERLANDS NL TQEX S TURQUOISE EUROPE - LIT AUCTIONS AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 TQEB THE NETHERLANDS NL TQEX S TURQUOISE EUROPE - NYLON CASH ORDER BOOK AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 TQEM THE NETHERLANDS NL TQEX S TURQUOISE EUROPE - DARK AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 TQEX THE NETHERLANDS NL TQEX O TURQUOISE EUROPE AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018 TRAI UNITED STATES OF AMERICA US TRAI O TRAIANA INC WILMINGTON WWW.TRAIANA.COM JANUARY 2020 ACTIVE JANUARY 2020 TRAL UNITED KINGDOM GB RTSL S REFINITIV TRANSACTIONS SERVICES LIMITED - FXALL RFQ LONDON WWW.REUTERS.COM MARCH 2019 ACTIVE APRIL 2017 TRADING REQUEST FOR QUOTE PLATFORM FOR FX OTC DERIVATIVES. TRAS HONG KONG HK TRAS O TRADITION ASIA LIMITED HONG KONG WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 TRAX UNITED KINGDOM GB TRAX O MARKETAXESS POST-TRADE LIMITED - APA LONDON WWW.MARKETAXESS.COM MARCH 2021 ACTIVE MAY 2017 APPROVED PUBLICATION ARRANGEMENT. TRCK UNITED STATES OF AMERICA US TRCK O TRACK ECN NEW YORK WWW.TRACKECN.COM DECEMBER 2010 ACTIVE DECEMBER 2010 US ELECTRONIC COMMUNICATION NETWORK (ECN) FOR US EQUITIES. TRCX UNITED STATES OF AMERICA US TRCX O TOWER RESEARCH CAPITAL TRCX NEW YORK WWW.TOWER-RESEARCH.COM JUNE 2019 ACTIVE JUNE 2019 TRDE UNITED KINGDOM GB TRDE O TRADITION LONDON WWW.TRADITION.COM FEBRUARY 2018 ACTIVE OCTOBER 2010 ELECTRONIC TRADING PLATFORM FOR SECURITIES. TRDX UNITED KINGDOM GB TRDE S TRAD-X TRAD-X LONDON WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012 TRADITION'S HYBRID TRADING PLATFORM FOR OTC DERIVATIVES AND OTHER FINANCIAL INSTRUMENTS. TREA UNITED KINGDOM GB TREU S TRADEWEB EUROPE LIMITED - APA LONDON WWW.TRADEWEB.COM APRIL 2017 ACTIVE APRIL 2017 APPROVED PUBLICATION ARRANGEMENT SEGMENT TREO UNITED KINGDOM GB TREU S TRADEWEB EUROPE LIMITED - OTF LONDON WWW.TRADEWEB.COM APRIL 2017 ACTIVE APRIL 2017 ORGANISED TRADING FACILITY TREU UNITED KINGDOM GB TREU O TRADEWEB EUROPE LIMITED LONDON WWW.TRADEWEB.COM NOVEMBER 2014 ACTIVE JUNE 2005 TRFW UNITED KINGDOM GB RTSL S REFINITIV TRANSACTION SERVICES LIMITED - FORWARDS MATCHING LONDON WWW.REUTERS.COM APRIL 2019 ACTIVE APRIL 2017 REGISTERED MARKET FOR OTC FX DERIVATIVES. TRNL THE NETHERLANDS NL TRNL O MARKETAXESS POST-TRADE B.V. - APA AMSTERDAM WWW.MARKETAXESS.COM MARCH 2021 ACTIVE APRIL 2018 APPROVED PUBLICATION ARRANGEMENT. TRPX REPUBLIC OF SEYCHELLES SC TRPX O MERJ EXCHANGE LIMITED MERJ EDEN ISLAND WWW.MERJ.EXCHANGE JUNE 2019 ACTIVE DECEMBER 2012 SECURITIES EXCHANGE OFFERING A MULTI-ASSET, MULTI-CURRENCY TRADING PLATFORM. OFFER ISSUERS LISTING SERVICES ON THREE BOARDS-MAIN BOARD, SMALL AND MEDIUM ENTERPRISE (SME) BOARD AND VENTURE CAPITAL (VCAP) BOARD. TRQA UNITED KINGDOM GB TRQX S TURQUOISE LIT AUCTIONS LONDON WWW.TRADETURQUOISE.COM NOVEMBER 2017 ACTIVE SEPTEMBER 2017 ORDER BOOK FOR TURQUOISE FREQUENT TRANSPARENT AUCTION TRADING. TRQB UNITED KINGDOM GB TRQX S TURQUOISE NYLON CASH ORDER BOOK LONDON WWW.TRADETURQUOISE.COM JULY 2018 ACTIVE MARCH 2018 NON-DISPLAYED LARGE IN SCALE SERIES OF SCHEDULED BLOCK UNCROSSINGS. TRQC UNITED KINGDOM GB TRQX S TURQUOISE NYLON CLEARED CONTRACT LONDON WWW.TRADETURQUOISE.COM OCTOBER 2019 ACTIVE MARCH 2018 TRADING PLATFORM FOR CLEARED EQUITY CONTRACTS-FOR-DIFFERENCE. TRQM UNITED KINGDOM GB TRQX S TURQUOISE PLATO LONDON WWW.TRADETURQUOISE.COM JANUARY 2019 ACTIVE MAY 2011 TRQX UNITED KINGDOM GB TRQX O TURQUOISE LONDON WWW.TRADETURQUOISE.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 TRSI UNITED KINGDOM GB TRSI O TOWER RESEARCH CAPITAL EUROPE LTD LONDON WWW.TOWER-RESEARCH.COM AUGUST 2017 ACTIVE AUGUST 2017 TRU1 UNITED STATES OF AMERICA US TRUX S TRUEEX LLC - DESIGNATED CONTRACT MARKET (DMC) NEW YORK WWW.TRUEEX.COM JULY 2014 ACTIVE JULY 2014 DESIGNATED CONTRACT MARKET-ELECTRONIC MARKET FOR TRADING FUTURES, OPTIONS ON FUTURES, SWAPS AND OTHER DERIVATIVES TRU2 UNITED STATES OF AMERICA US TRUX S TRUEEX LLC - SEF (SWAP EXECUTION FACILITY) NEW YORK WWW.TRUEEX.COM JULY 2014 ACTIVE JULY 2014 SWAP EXECUTION FACILITY -ELECTRONIC MARKET FOR TRADING SWAPS TRUK UNITED KINGDOM GB TRUK O TRADING 212 UK LIMITED LONDON WWW.TRADING212.COM JUNE 2021 ACTIVE JUNE 2021 TRUX UNITED STATES OF AMERICA US TRUX O TRUEEX LLC NEW YORK WWW.TRUEEX.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC MARKET FOR TRADING FUTURES, OPTIONS ON FUTURES, SWAPS AND OTHER DERIVATIVES TRWB UNITED STATES OF AMERICA US TRWB O TRADEWEB LLC JERSEY CITY WWW.TRADEWEB.COM JUNE 2005 ACTIVE JUNE 2005 TRXE FRANCE FR TRXE O TRAD-X EUROPE PARIS WWW.TRAD-X.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 TRADITION'S HYBRID TRADING PLATFORM FOR OTC DERIVATIVES AND OTHER FINANCIAL INSTRUMENTS. TSAD UNITED STATES OF AMERICA US TSAD O TRADITION SECURITIES AND DERIVATIVES INC. NEW YORK WWW.TRADITION.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 TSAF FRANCE FR TSAF O TSAF OTC - OTF TSAF OTC PARIS WWW.TSAF-PARIS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 TSBX UNITED STATES OF AMERICA US TSBX O DBOT ATS, LLC DBOT WILMINGTON WWW.DBOTTRADING.COM MARCH 2018 ACTIVE MARCH 2013 ATS FOR UNLISTED OTC EQUITIES. TSCB UNITED KINGDOM GB TPSO S TULLETT PREBON SECURITIES - OTF - CORPORATE BONDS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS. TSCD UNITED KINGDOM GB TPSO S TULLETT PREBON SECURITIES - OTF - CREDIT DERIVATIVES LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CREDIT DERIVATIVES. TSED UNITED KINGDOM GB TPSO S TULLETT PREBON SECURITIES - OTF - EQUITY DERIVATIVES LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF EQUITY DERIVATIVES. TSEF UNITED STATES OF AMERICA US TSEF O TRADITION SEF NEW YORK WWW.TRADITIONSEF.COM JULY 2014 ACTIVE JULY 2014 MULTI-ASSET CLASS SWAP EXECUTION FACILITY (SEF) TSFI UNITED KINGDOM GB TPSO S TULLETT PREBON SECURITIES - OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. TSGB UNITED KINGDOM GB TPSO S TULLETT PREBON SECURITIES - OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. TSGI UNITED KINGDOM GB TPSO S TULLETT PREBON SECURITIES - OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. TSIG SINGAPORE SG TSIG O TRADITION SINGAPORE PTE. LTD. SINGAPORE WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 TSMM UNITED KINGDOM GB TPSO S TULLETT PREBON SECURITIES - OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF MONEY MARKET INSTRUMENTS. TSMR UNITED KINGDOM GB TPSL S TULLETT PREBON SECURITIES - MTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR THE TRADING OF REPOS. TSRE UNITED KINGDOM GB TPSO S TULLETT PREBON SECURITIES - OTF - REPOS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF REPOS. TUOB UNITED KINGDOM GB TPSO S TP UK OTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 TWEA THE NETHERLANDS NL TWEU S TRADEWEB EU BV - APA AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 APPROVED PUBLICATION ARRANGEMENT. TWEM THE NETHERLANDS NL TWEU S TRADEWEB EU BV - MTF AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 MULTILATERAL TRADING FACILITY. TWEO THE NETHERLANDS NL TWEU S TRADEWEB EU BV - OTF AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 ORGANISED TRADING FACILITY. TWEU THE NETHERLANDS NL TWEU O TRADEWEB EU BV AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 TWGP UNITED KINGDOM GB TWGP O TRADEWEB EUROPE LIMITED - GLOBAL TRADING PLATFORM LONDON WWW.TRADEWEB.COM JANUARY 2018 ACTIVE JANUARY 2018 TWHK HONG KONG HK TWHK O TRADEWEB EUROPE LIMITED - HONG KONG HONG KONG WWW.TRADEWEB.COM OCTOBER 2017 ACTIVE OCTOBER 2017 TWJP JAPAN JP TWJP O TRADEWEB JAPAN KK - PTS TOKYO WWW.TRADEWEB.COM AUGUST 2018 ACTIVE OCTOBER 2017 PROPRIETARY TRADING SYSTEM. TWJT JAPAN JP TWJP S TRADEWEB JAPAN KK - ETP TOKYO WWW.TRADEWEB.COM AUGUST 2018 ACTIVE OCTOBER 2017 TWSF UNITED STATES OF AMERICA US TRWB S TW SEF LLC TWSEF NEW YORK WWW.TRADEWEB.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC PLATFORM FOR TRADING IN SWAPS AND DERIVATIVES TWSG SINGAPORE SG TWSG O TRADEWEB EUROPE LIMITED - SINGAPORE SINGAPORE WWW.TRADEWEB.COM OCTOBER 2017 ACTIVE OCTOBER 2017 UBCZ CZECH REPUBLIC CZ UBCZ O UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. PRAGUE WWW.UNICREDITBANK.CZ DECEMBER 2018 ACTIVE DECEMBER 2018 UBEC UNITED STATES OF AMERICA US UBEC O UNIVERSAL BARTER EXCHANGE CREDIT UNION UBECU ATLANTA HTTP://AIROBOTCRYPTOBANK.COM MAY 2021 ACTIVE MAY 2021 UBIN UNITED KINGDOM GB UBIN O UNION BANK OF INDIA UK LTD LONDON WWW.UNIONBANKOFINDIAUK.CO.UK DECEMBER 2017 ACTIVE DECEMBER 2017 UBIS ITALY IT UBIS O UNIPOL BANCA S.P.A. UBIS BOLOGNA WWW.UNIPOLBANCA.IT NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR UNIPOL BANCA BRANDED BONDS. UBSA UNITED STATES OF AMERICA US UBSA O UBS ATS UBS ATS NEW YORK WWW.UBS.COM/ATS MAY 2016 ACTIVE FEBRUARY 2012 REGISTERED ALTERNATIVE TRADING SYSTEM FOR CROSSING ORDERS IN US EQUITIES UBSB UNITED KINGDOM GB UBSB O UBS AG LONDON BRANCH - TRADING LONDON WWW.UBS.COM MARCH 2019 ACTIVE JULY 2017 UBS AG LONDON BRANCH TRADING PLATFORM. UBSC SWITZERLAND CH UBSG S UBS PIN-FX ZURICH WWW.UBS.COM SEPTEMBER 2013 ACTIVE JULY 2013 UBS FX PRICE IMPROVEMENT NETWORK UBSF SWITZERLAND CH UBSG S UBS FX ZURICH WWW.UBS.COM SEPTEMBER 2013 ACTIVE JULY 2013 UBS E-FX EXECUTION VENUE UBSG SWITZERLAND CH UBSG O UBS TRADING ZURICH WWW.UBS.COM AUGUST 2013 ACTIVE AUGUST 2013 UBS TRADING PLATFORMS UBSI GERMANY DE UBSL S UBS EUROPE SE - SYSTEMATIC INTERNALISER FRANKFURT WWW.UBS.COM MARCH 2019 ACTIVE JULY 2017 UBS EUROPE SE SYSTEMATIC INTERNALISER. UBSL GERMANY DE UBSL O UBS EUROPE SE - TRADING FRANKFURT WWW.UBS.COM MARCH 2019 ACTIVE DECEMBER 2015 UBS EUROPE SE TRADING PLATFORM. UBSP UNITED STATES OF AMERICA US UBSA S UBS PIN (UBS PRICE IMPROVEMENT NETWORK) NEW YORK WWW.UBS.COM/ATS MAY 2016 ACTIVE MARCH 2012 UBS PRICE IMPROVEMENT NETWORK IN THE US (EQUITIES). UBSS UNITED STATES OF AMERICA US UBSS O UBS SECURITIES LLC NEW YORK WWW.UBS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 ELECTRONIC TRADING PLATFORM FOR EQUITIES. UBSX HONG KONG HK UBSX O UBS CROSS HONG KONG N/A MARCH 2012 ACTIVE MARCH 2012 HK, JAPAN AND AUSTRALIA. UBSY UNITED KINGDOM GB UBSB S UBS AG LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.UBS.COM JULY 2017 ACTIVE JULY 2017 UBS AG LONDON BRANCH TRADING PLATFORM SYSTEMATIC INTERNALISER. UCBA AUSTRIA AT UCBA O UNICREDIT BANK AUSTRIA AG VIENNA WWW.BANKAUSTRIA.AT OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. REGISTERED FOR SYSTEMATIC INTERNALISER BUT NON-ACTIVE. UCBG BULGARIA BG UCBG O UNICREDIT BULBANK AD - SYSTEMATIC INTERNALISER SOFIA WWW.UNICREDITBULBANK.BG SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 SYSTEMATIC INTERNALISER. UCDE GERMANY DE UCDE O UNICREDIT BANK AG - SYSTEMATIC INTERNALISER MUNICH WWW.HYPOVEREINSBANK.DE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. UCHU HUNGARY HU UCHU O UNICREDIT BANK HUNGARY ZRT. - SYSTEMATIC INTERNALISER BUDAPEST WWW.UNICREDITBANK.HU APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER. UCIT ITALY IT UCIT O UNICREDIT SPA - SYSTEMATIC INTERNALISER MILAN WWW.UNICREDIT.IT NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER. UFEX URUGUAY UY UFEX O UFEX UFEX MONTEVIDEO WWW.UFEX.COM.UY MARCH 2016 ACTIVE MARCH 2016 URUGUAY FUTURES EXCHANGE UGEN UNITED KINGDOM GB UGEN O UNITEDBLOCKTRADE BRADFORD WWW.UNITEDGENERAL.CO.UK JUNE 2021 ACTIVE JUNE 2021 UICE UKRAINE UA UICE O UKRAINIAN INTERBANK CURRENCY EXCHANGE UICE KIEV WWW.UICEGROUP.COM OCTOBER 2018 ACTIVE OCTOBER 2018 REGISTERED MARKET FOR EQUITIES, BONDS AND DERIVATIVES. UKEX UKRAINE UA UKEX O UKRAINIAN EXCHANGE KIEV WWW.UX.UA DECEMBER 2011 ACTIVE DECEMBER 2011 REGISTERED MARKET FOR EQUITIES AND BONDS. UKGD UNITED KINGDOM GB XMTS S MTS UK LONDON JANUARY 2019 ACTIVE JULY 2011 THE MTS UK GOVERNMENT BOND MARKET OPERATES AS AN MTF AND WILL BE OPEN EXCLUSIVELY TO THE COMMUNITY OF GEMMS. UKOR UNITED KINGDOM GB ICPM S TP ICAP UK MTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 UKPX UNITED KINGDOM GB UKPX O APX POWER UK LONDON WWW.APXGROUP.COM JUNE 2006 ACTIVE JUNE 2006 UKRE UNITED KINGDOM GB ICPM S TP ICAP UK MTF - REGISTRATION LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 ULTX UGANDA UG ULTX O ALT XCHANGE (U) ALTX UGANDA KAMPALA WWW.ALTXUG.COM APRIL 2014 ACTIVE APRIL 2014 APPROVED MARKET FOR EQUITIES, BONDS AND DERIVATIVES UNGB UNITED KINGDOM GB UNGB O UNICREDIT BANK AG - LONDON BRANCH - UK SYSTEMATIC INTERNALISER LONDON WWW.HYPOVEREINSBANK.DE APRIL 2021 ACTIVE APRIL 2021 SYSTEMATIC INTERNALISER. MIC CODE FOR UNICREDIT ACTING AS AN SYSTEMATIC INTERNALISER UNDER UK MIFIR/MIFID. USWB SWEDEN SE XSTO S NASDAQ STOCKHOLM AB - USD WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017 UTSL JAPAN JP UTSL O UEDA TRADITION SECURITIES LTD. TOKYO HTTP://UTS.TRADITIONASIA.COM/ FEBRUARY 2018 ACTIVE FEBRUARY 2018 VABD UNITED STATES OF AMERICA US IFUS S ICE BONDPOINT NEW YORK WWW.THEICE.COM JUNE 2020 ACTIVE NOVEMBER 2017 ICE BONDPOINT ATS IS OPERATED BY ICE BONDS SECURITIES CORPORATION. VAGL UNITED KINGDOM GB VAGL O VIRTUAL AUCTION GLOBAL LIMITED VAGLOBAL LONDON WWW.VIRTUALAUCTIONGLOBAL.COM OCTOBER 2017 ACTIVE OCTOBER 2017 NOT LIVE YET. VAGM UNITED KINGDOM GB VAGM O VIRTUAL AUCTION GLOBAL MARKETS - MTF VAGM MTF LONDON WWW.VIRTUALAUCTIONGLOBAL.COM AUGUST 2019 ACTIVE AUGUST 2019 MULTILATERAL TRADING FACILITY. VALX UNITED STATES OF AMERICA US VUSA S VIRTU CLIENT MARKET MAKING VCMM NEW YORK WWW.VIRTU.COM DECEMBER 2018 ACTIVE DECEMBER 2018 VIRTU CLIENT MARKET MAKING IS A WHOLESALE MARKET MAKER AND BLOCK POSITIONER IN OTC AND NMS US EQUITIES. VCMO UNITED KINGDOM GB VCMO O VANTAGE CAPITAL MARKETS LLP - OTF VCM OTF LONDON WWW.VCMLLP.COM AUGUST 2017 ACTIVE AUGUST 2017 ORGANISED TRADING FACILITY (OTF). VCRS UNITED STATES OF AMERICA US VUSA S VIRTU MATCHIT - CONDITIONAL ROOM KCGM NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 VDRK CANADA CA XTSX S TSX VENTURE EXCHANGE - DRK TSXV DRK TORONTO WWW.TSX.COM MAY 2019 ACTIVE MAY 2019 FOR TSXV DARK ORDER BOOK TRADES. VEGA UNITED KINGDOM GB VEGA O VEGA-CHI LONDON WWW.VEGA-CHI.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING PLATFORM FOR OTC SECURITIES. FSA APPROVAL RECEIVED ON JANUARY 2010. VERT UNITED STATES OF AMERICA US VERT O VERTICAL VERT NEW YORK WWW.VERTGRP.COM MAY 2017 ACTIVE MAY 2017 MARKET MAKERS OF NASDAQ AND PINK SHEET SECURITIES. VFCM UNITED STATES OF AMERICA US VFCM O VIRTU FINANCIAL CAPITAL MARKETS LLC VFCM NEW YORK WWW.VIRTU.COM APRIL 2016 ACTIVE APRIL 2016 ELECTRONIC TRADING PLATFORM FOR US EQUITIES. VFGB UNITED KINGDOM GB VFGB O VIRTU FINANCIAL IRELAND LIMITED (LONDON BRANCH) - SYSTEMATIC INTERNALISER LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2019 SYSTEMATIC INTERNALISER. VFIL IRELAND IE VFIL O VIRTU FINANCIAL IRELAND LIMITED VFIL DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED ELECTRONIC PLATFORMS. VFMI UNITED STATES OF AMERICA US VUSA S VIRTU MATCHIT - MAIN CROSSING SESSION KCGM NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 ALTERNATIVE TRADING SYSTEM FOR US EQUITIES EXECUTING VIRTU'S WHOLESALE, INSTITUTIONAL, CLIENT AND PROP FLOW. VFSI IRELAND IE VFIL S VIRTU FINANCIAL IRELAND LIMITED - SYSTEMATIC INTERNALISER VIRTU SI DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED SYSTEMATIC INTERNALISER. VFXO IRELAND IE VFIL S VIRTU FINANCIAL IRELAND LIMITED - OTC VIRTU OTC DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED SYSTEMATIC OTC PLATFORM. VIRT UNITED STATES OF AMERICA US VIRT O VIRTU FINANCIAL BD VEQ NEW YORK WWW.VIRTU.COM MARCH 2017 ACTIVE MARCH 2017 CHX REGISTERED BROKER-DEALER. VIUK UNITED KINGDOM GB VIUK O POSIT UK LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2019 VLEX SWITZERLAND CH VLEX O VONTOBEL LIQUIDITY EXTENDER VLEX ZURICH WWW.VONTOBEL.COM JULY 2017 ACTIVE MARCH 2016 INTERNAL MARKET. VMFX FAROE ISLANDS FO VMFX O THE FAROESE SECURITIES MARKET TORSHAVN WWW.VMF.FO AUGUST 2011 ACTIVE AUGUST 2011 THE FAROESE SECURITIES MARKET (VMF) IS THE STOCK EXCHANGE OF THE FAROE ISLANDS. VNDM UNITED STATES OF AMERICA US WSAG S WALL STREET ACCESS NYC - VNDM VNDM NEW YORK WWW.WSACCESS.COM JULY 2020 ACTIVE JULY 2020 BROKER DEALER SPECIALIZING IN INSTITUTIONAL EXECUTION AND MARKET-MAKING IN US EQUITIES, FIXED INCOME AND OPTIONS.

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS VONT GERMANY DE VONT O BANK VONTOBEL EUROPE AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.VONTOBEL.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. VPXB BELGIUM BE XBRU S EURONEXT - VENTES PUBLIQUES BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 VTBC UNITED KINGDOM GB VTBC O VTB CAPITAL PLC - SYSTEMATIC INTERNALISER LONDON WWW.VTBCAPITAL.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. VTEX UNITED STATES OF AMERICA US BNYC S VORTEX NEW YORK WWW.BNYCONVERGEX.COM MARCH 2009 ACTIVE MARCH 2009 DARK LIQUIDITY POOL VTLS GERMANY DE VWDX S TRADELINK FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE DECEMBER 2017 OVER-THE-COUNTER (OTC) TRADING PLATFORM FOR STRUCTURED PRODUCTS, EQUITIES AND BONDS. VTPS GERMANY DE VWDX S TRADEPLUS FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE DECEMBER 2017 ORGANISED TRADING FACILITY (OTF) FOR STRUCTURED PRODUCTS AND BONDS. LIVE IN JANUARY 2018. VUSA UNITED STATES OF AMERICA US VUSA O VIRTU AMERICAS LLC VAL NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 BROKER DEALER OPERATING OTC AND ON EXCHANGE MARKET MAKING BUSINESSES AND EXECUTION SERVICES DIVISION IN US EQUITIES. VWDA GERMANY DE VWDX S VWD - APA SERVICE FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE APRIL 2019 ACTIVE APRIL 2019 APPROVED PUBLICATION ARRANGEMENT. VWDX GERMANY DE VWDX O VWD TRANSACTIONSOLUTIONS AG FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE SEPTEMBER 2017 WABR UNITED STATES OF AMERICA US WSAG S WALL STREET ACCESS NYC WABR NEW YORK WWW.WSACCESS.COM JULY 2020 ACTIVE JULY 2020 BROKER DEALER SPECIALIZING IN INSTITUTIONAL EXECUTION AND MARKET-MAKING IN US EQUITIES, FIXED INCOME AND OPTIONS. WBAH AUSTRIA AT XWBO S WIENER BOERSE AG AMTLICHER HANDEL (OFFICIAL MARKET) VIENNA WWW.WIENERBOERSE.AT JULY 2007 ACTIVE JULY 2007 WBCL POLAND PL XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/LISTING WARSAW WWW.GPWCATALYST.PL AUGUST 2013 ACTIVE APRIL 2013 WBDM AUSTRIA AT XWBO S WIENER BOERSE AG DRITTER MARKT (THIRD MARKET) VIENNA WWW.WIENERBOERSE.AT JULY 2007 ACTIVE JULY 2007 WBKP POLAND PL WBKP O BANK ZACHODNI WBK S.A. - SYSTEMATIC INTERNALISER BZ WBK WROCLAW WWW.BZWBK.PL OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. WBON POLAND PL XWAR S WARSAW STOCK EXCHANGE/ BONDS/CATALYST/MAIN MARKET WARSAW WWW.GPWCATALYST.PL AUGUST 2013 ACTIVE MAY 2012 WDER POLAND PL XWAR S WARSAW STOCK EXCHANGE/FINANCIAL DERIVATIVES WARSAW WWW.POCHODNE.GPW.PL AUGUST 2013 ACTIVE SEPTEMBER 2012 WELN UNITED KINGDOM GB WELN O WEL - SYSTEMATIC INTERNALISER WEL SI LONDON WWW.WESTPAC.COM.AU/ABOUT-WESTPAC/GLOBAL-LOCATIONS/WESTPAC-UK/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. WELS UNITED STATES OF AMERICA US WELS O WELLS FARGO SECURITIES, LLC - CASH EQUITIES WFS CHARLOTTE WWW.WELLSFARGO.COM/COM/SECURITIES/MARKETS/ AUGUST 2018 ACTIVE AUGUST 2018 MARKET FOR CASH EQUITIES TRADING. WETP POLAND PL XWAR S WARSAW STOCK EXCHANGE/ ETPS WARSAW WWW.GPW.PL AUGUST 2013 ACTIVE MAY 2012 WFLB UNITED KINGDOM GB WFLB O WELLS FARGO BANK NA - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.EMEA.WF.COM JULY 2020 ACTIVE JULY 2020 SYSTEMATIC INTERNALISER. FX AND RATES DERIVATIVES. WFSE FRANCE FR WFSE O WELLS FARGO SECURITIES EUROPE, S.A. WFSE PARIS WWW.WELLSFARGO.COM JULY 2020 ACTIVE JULY 2020 WIND POLAND PL XWAR S WARSAW STOCK EXCHANGE/INDICES GPWB WARSAW WWW.GPWBENCHMARK.PL JUNE 2021 ACTIVE MAY 2012 WINS UNITED KINGDOM GB WINS O WINTERFLOOD SECURITIES LIMITED - ELECTRONIC PLATFORM WINS LONDON WWW.WINTERFLOOD.COM JUNE 2017 ACTIVE OCTOBER 2014 REGISTERED MARKET MAKER – ELECTRONIC PLATFORM WINX UNITED KINGDOM GB WINS S WINTERFLOOD SECURITIES LIMITED - MANUAL TRADING LONDON WWW.WINTERFLOOD.COM JUNE 2017 ACTIVE JUNE 2017 REGISTERED MARKET MAKER - MANUAL TRADING WIPO POLAND PL XWAR S WARSAW STOCK EXCHANGE - OTHER THAN XOFF OR XXXX WSE WARSAW WWW.WSE.PL SEPTEMBER 2019 ACTIVE JULY 2017 ONLY FOR IPO/SPO PURPOSES. TRANSACTIONS ARE NOT SUBJECTED TO BE REPORTED TO ARM. WMTF POLAND PL XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/MTF WARSAW WWW.GPWCATALYST.PL AUGUST 2013 ACTIVE MAY 2012 WOOD CZECH REPUBLIC CZ WOOD O WOOD & COMPANY FINANCIAL SERVICES, A.S. - SYSTEMATIC INTERNALISER PRAGUE WWW.WOOD.CZ OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. WQXL PORTUGAL PT XLIS S EURONEXT - MARKET WITHOUT QUOTATIONS LISBON LISBOA WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007 WSAG UNITED STATES OF AMERICA US WSAG O WALL STREET ACCESS WSAG NEW YORK WWW.WSACCESS.COM FEBRUARY 2015 ACTIVE FEBRUARY 2015 ELECTRONIC TRADING PLATFORM FOR US EQUITIES. WSIL UNITED KINGDOM GB WSIL O WELLS FARGO SECURITIES INTERNATIONAL LONDON WWW.WELLSFARGO.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 WSIN UNITED KINGDOM GB WSIN O WESTPAC BANKING CORPORATION - SYSTEMATIC INTERNALISER WBC SI LONDON WWW.WESTPAC.COM.AU/ABOUT-WESTPAC/GLOBAL-LOCATIONS/WESTPAC-UK/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER. XABC SWEDEN SE XABC O ABG SUNDAL COLLIER AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.ABGSC.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. XABG NORWAY NO XABG O ABG SUNDAL COLLIER ASA - SYSTEMATIC INTERNALISER ABG OSLO WWW.ABGSC.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. XADE GREECE GR ASEX S ATHENS EXCHANGE S.A. DERIVATIVES MARKET ATHEXD ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007 XADF UNITED STATES OF AMERICA US FINR S FINRA ALTERNATIVE DISPLAY FACILITY (ADF) WASHINGTON/NEW YORK WWW.FINRA.ORG APRIL 2013 ACTIVE JANUARY 2013 THE ALTERNATIVE DISPLAY FACILITY (ADF) IS AN SRO DISPLAY ONLY FACILITY THAT IS OPERATED BY FINRA. XADS UNITED ARAB EMIRATES AE XADS O ABU DHABI SECURITIES EXCHANGE ADSM ABU DHABI WWW.ADX.AE JUNE 2011 ACTIVE JUNE 2011 XAFR FRANCE FR XAFR O ALTERNATIVA FRANCE PARIS WWW.ALTERNATIVA.FR JUNE 2008 ACTIVE JUNE 2008 MULTILATERAL TRADING FACILITY FOR UNQUOTED STOCKS AND FUNDS. XAFX MAURITIUS MU XAFX O AFRICAN STOCK EXCHANGE EBENE CITY WWW.BHUMISHQ.COM AUGUST 2014 ACTIVE AUGUST 2014 ELECTRONIC TRADING PLATFORM FOR EQUITIES AND BONDS MARKET XAIM ITALY IT XMIL S AIM ITALIA - MERCATO ALTERNATIVO DEL CAPITALE MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE APRIL 2012 MULTILATERAL TRADING FACILITY - MERGE OF AIM ITALIA AND MAC, MAC WILL BE OPENED TILL END 2012. XALG ALGERIA DZ XALG O ALGIERS STOCK EXCHANGE ALGIERS JUNE 2005 ACTIVE JUNE 2005 XALS ALBANIA AL XALS O ALBANIA SECURITIES EXCHANGE ALSE TIRANA WWW.ALSE.AL APRIL 2019 ACTIVE APRIL 2019 ALL CLASSES OF SECURITIES. XALT UNITED KINGDOM GB XALT O ALTEX - ATS LONDON WWW.ALTEX-ATS.CO.UK JUNE 2007 ACTIVE JUNE 2007 XAMM JORDAN JO XAMM O AMMAN STOCK EXCHANGE ASE AMMAN WWW.EXCHANGE.JO OCTOBER 2019 ACTIVE JUNE 2005 XAMS THE NETHERLANDS NL XAMS O EURONEXT - EURONEXT AMSTERDAM AMSTERDAM WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 XAPA FRANCE FR XPAR S EURONEXT - APA PARIS WWW.EURONEXT.COM DECEMBER 2017 ACTIVE DECEMBER 2017 APPROVED PUBLICATION ARRANGEMENT. XAQS UNITED STATES OF AMERICA US XAQS O AUTOMATED EQUITY FINANCE MARKETS AQS NEW YORK WWW.QUADRISERV.COM OCTOBER 2008 ACTIVE OCTOBER 2008 ATS FOR STOCK LENDING AND BORROWING XARM ARMENIA AM XARM O NASDAQ OMX ARMENIA ARMEX YEREVAN WWW.NASDAQOMX.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 NASDAQ OMX ARMENIA IS THE NEW NAME OF THE ARMENIAN STOCK EXCHANGE. XASE UNITED STATES OF AMERICA US XNYS S NYSE MKT LLC AMEX NEW YORK WWW.NYSE.COM JUNE 2012 ACTIVE MAY 2009 NYSE ALTERNEXT HAS CHANGED THEIR NAME TO NYSE AMEX EQUITIES XASX AUSTRALIA AU XASX O ASX - ALL MARKETS ASX SYDNEY WWW.ASX.COM.AU JUNE 2012 ACTIVE MAY 2012 XATH GREECE GR ASEX S ATHENS EXCHANGE S.A. CASH MARKET ATHEXC ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007 XATL IRELAND IE XDUB S ATLANTIC SECURITIES MARKET ISE ASM DUBLIN WWW.ISE.IE JULY 2017 ACTIVE JANUARY 2015 ATLANTIC SECURITIES MARKET (ASM). THE ASM IS AUTHORISED BY THE CENTRAL BANK OF IRELAND AS A MTF AND IS REGULATED BY THE IRISH STOCK EXCHANGE PLC. XATS CANADA CA XATS O ALPHA EXCHANGE TORONTO WWW.ALPHATRADINGSYSTEMS.CA MAY 2012 ACTIVE MAY 2012 REGULATED MARKETPLACE FOR TRADING EQUITY AND EQUITY RELATED SECURITIES. XBAA BAHAMAS BS XBAA O BAHAMAS INTERNATIONAL SECURITIES EXCHANGE BISX NASAU WWW.BISXBAHAMAS.COM JUNE 2005 ACTIVE JUNE 2005 XBAB BARBADOS BB XBAB O BARBADOS STOCK EXCHANGE BSE BRIDGETOWN WWW.BSE.COM.BB JUNE 2005 ACTIVE JUNE 2005 MAIN MARKET XBAH BAHRAIN BH XBAH O BAHRAIN BOURSE BSE MANAMA WWW.BAHRAINBOURSE.COM.BH JUNE 2011 ACTIVE JUNE 2011 XBAN INDIA IN XBAN O BANGALORE STOCK EXCHANGE LTD BANGALORE WWW.BGSE.CO.IN JUNE 2005 ACTIVE JUNE 2005 XBAR SPAIN ES BMEX S BOLSA DE BARCELONA BARCELONA WWW.BORSABCN.ES JUNE 2011 ACTIVE JUNE 2011 XBBJ INDONESIA ID XBBJ O JAKARTA FUTURES EXCHANGE (BURSA BERJANGKA JAKARTA) BBJ JAKARTA WWW.BBJ-JFX.COM JUNE 2005 ACTIVE JUNE 2005 XBBK CANADA CA XBBK O PERIMETER FINANCIAL CORP. - BLOCKBOOK ATS TORONTO WWW.PFIN.CA MAY 2008 ACTIVE MAY 2008 ALTERNATIVE TRADING SYSTEM FOR BLOCK TRADING OF CANADIAN LISTED EQUITIES XBCC ARGENTINA AR XBCC O BOLSA DE COMERCIO DE CORDOBA CORDOBA WWW.BOLSACBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 XBCL CHILE CL XBCL O LA BOLSA ELECTRONICA DE CHILE BOLCHILE SANTIAGO WWW.BOLCHILE.CL JUNE 2005 ACTIVE JUNE 2005 XBCM ARGENTINA AR XBCM O BOLSA DE COMERCIO DE MENDOZA S.A. MENDOZA WWW.BOLSAMZA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 XBCV HONDURAS HN XBCV O BOLSA CENTROAMERICANA DE VALORES S.A. BCV TEGUCIGALPA WWW.BCV.HN JUNE 2005 ACTIVE JUNE 2005 XBCX ARGENTINA AR XBCM S MERCADO DE VALORES DE MENDOZA S.A. MENDOZA WWW.MERVALMZA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 XBDA BERMUDA BM XBDA O BERMUDA STOCK EXCHANGE LTD BSX HAMILTON WWW.BSX.COM JUNE 2005 ACTIVE JUNE 2005 XBDV ANGOLA AO XBDV O BOLSA DE DIVIDA E VALORES DE ANGOLA (BODIVA) - ANGOLA SECURITIES EXCHANGE BODIVA LUANDA WWW.BODIVA.AO APRIL 2017 ACTIVE APRIL 2017 REGULATED MARKETS FOR SECURITIES TRADING. XBEL SERBIA (REPUBLIC OF) RS XBEL O BELGRADE STOCK EXCHANGE BELEX BELGRADE WWW.BELEX.RS DECEMBER 2014 ACTIVE MAY 2010 XBER GERMANY DE XBER O BOERSE BERLIN BERLIN WWW.BOERSE-BERLIN.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 XBES SOUTH AFRICA ZA XJSE S JSE CASH BOND MARKET BESA JOHANNESBURG WWW.JSE.CO.ZA APRIL 2015 ACTIVE MARCH 2011 JSE – FORMER BOND EXCHANGE OF SOUTH AFRICA. XBEY LEBANON LB XBEY O BOURSE DE BEYROUTH - BEIRUT STOCK EXCHANGE BSE BEIRUT WWW.BSE.COM.LB APRIL 2009 ACTIVE APRIL 2009 XBIL SPAIN ES BMEX S BOLSA DE VALORES DE BILBAO BILBAO WWW.BOLSABILBAO.ES JUNE 2005 ACTIVE JUNE 2005 XBIS BARBADOS BB XBAB S BARBADOS STOCK EXCHANGE - INTERNATIONAL SECURITIES MARKET ISM BRIDGETOWN WWW.BSE.COM.BB MARCH 2021 ACTIVE MARCH 2021 XBKF THAILAND TH XBKK S STOCK EXCHANGE OF THAILAND - FOREIGN BOARD SET BANGKOK WWW.SET.OR.TH JUNE 2005 ACTIVE JUNE 2005 XBKK THAILAND TH XBKK O STOCK EXCHANGE OF THAILAND SET BANGKOK WWW.SET.OR.TH JUNE 2005 ACTIVE JUNE 2005 XBLB BOSNIA AND HERZEGOVINA BA XBLB O BANJA LUKA STOCK EXCHANGE BANJA LUKA WWW.BLBERZA.COM OCTOBER 2005 ACTIVE OCTOBER 2005 XBLK FRANCE FR XPAR S EURONEXT BLOCK 2 PARIS WWW.EURONEXT.COM JANUARY 2019 ACTIVE JANUARY 2019 XBLN FRANCE FR XBLN O BLUENEXT PARIS WWW.BLUENEXT.EU APRIL 2011 ACTIVE APRIL 2011 BLUENEXT MTF HAS BECOME A REGULATED MARKET. XBND HUNGARY HU XBUD S BUDAPEST STOCK EXCHANGE - XBOND BUDAPEST WWW.BET.HU JULY 2019 ACTIVE MAY 2019 DEDICATED MARKET FOR BONDS. XBNV COSTA RICA CR XBNV O BOLSA NACIONAL DE VALORES, S.A. BNV SAN JOSE WWW.BOLSACR.COM JUNE 2005 ACTIVE JUNE 2005 XBOG COLOMBIA CO XBOG O BOLSA DE VALORES DE COLOMBIA BVC BOGOTA WWW.BVC.COM.CO JUNE 2005 ACTIVE JUNE 2005 XBOL BOLIVIA BO XBOL O BOLSA BOLIVIANA DE VALORES S.A. LA PAZ WWW.BOLSA-VALORES-BOLIVIA.COM JUNE 2005 ACTIVE JUNE 2005 XBOM INDIA IN XBOM O BSE LTD MSE MUMBAI WWW.BSEINDIA.COM SEPTEMBER 2011 ACTIVE SEPTEMBER 2011 XBOS UNITED STATES OF AMERICA US XNAS S NASDAQ OMX BX BSE NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 NASDAQ OMX HAS ACQUIRED THE BOSTON STOCK EXCHANGE (BSE). XBOT BOTSWANA BW XBOT O BOTSWANA STOCK EXCHANGE GABORONE WWW.BSE.CO.BW JUNE 2005 ACTIVE JUNE 2005 XBOX UNITED STATES OF AMERICA US XBOX O BOX OPTIONS EXCHANGE BOX BOSTON WWW.BOXOPTIONS.COM DECEMBER 2017 ACTIVE JUNE 2005 XBRA SLOVAKIA SK XBRA O BRATISLAVA STOCK EXCHANGE BSSE BRATISLAVA WWW.BSSE.SK JUNE 2005 ACTIVE JUNE 2005 XBRD BELGIUM BE XBRU S EURONEXT - EURONEXT BRUSSELS - DERIVATIVES BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2007 XBRM ROMANIA RO XBRM O ROMANIAN COMMODITIES EXCHANGE BRM BUCHAREST WWW.BRM.RO JUNE 2005 ACTIVE JUNE 2005 XBRN SWITZERLAND CH XBRN O BX SWISS AG BERN WWW.BXSWISS.COM, WWW.BERNE-X.COM AUGUST 2014 ACTIVE JUNE 2005 BX WORLDCAPS, BX LOCAL SHARES XBRT UNITED STATES OF AMERICA US XNAS S BRUT ECN BRUT NEW YORK WWW.NASDAQTRADER.COM JUNE 2005 ACTIVE JUNE 2005 XBRU BELGIUM BE XBRU O EURONEXT - EURONEXT BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 XBRV IVORY COAST CI XBRV O BOURSE REGIONALE DES VALEURS MOBILIERES BRVM ABIDJAN WWW.BRVM.ORG JUNE 2005 ACTIVE JUNE 2005 XBSD ROMANIA RO XBSE S DERIVATIVES REGULATED MARKET - BVB REGF BUCHAREST WWW.BVB.RO JANUARY 2008 ACTIVE JANUARY 2008 XBSE ROMANIA RO XBSE O SPOT REGULATED MARKET - BVB REGS BUCHAREST WWW.BVB.RO JANUARY 2008 ACTIVE JANUARY 2008 XBTR SWITZERLAND CH XSWX S SIX SWISS BILATERAL TRADING PLATFORM FOR STRUCTURED OTC PRODUCTS SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE MARCH 2013 WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML XBUD HUNGARY HU XBUD O BUDAPEST STOCK EXCHANGE BUDAPEST WWW.BET.HU JUNE 2005 ACTIVE JUNE 2005 XBUE ARGENTINA AR XBUE O BOLSA DE COMERCIO DE BUENOS AIRES BCBA BUENOS AIRES WWW.BCBA.SBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 XBUL BULGARIA BG XBUL O BULGARIAN STOCK EXCHANGE BSE SOFIA WWW.BSE-SOFIA.BG JUNE 2005 ACTIVE JUNE 2005 XBVC CAPE VERDE CV XBVC O CAPE VERDE STOCK EXCHANGE BVC PRAIA WWW.BVC.CV NOVEMBER 2005 ACTIVE NOVEMBER 2005 XBVM MOZAMBIQUE MZ XBVM O MOZAMBIQUE STOCK EXCHANGE BVM MAPUTO WWW.BOLSADEVALORES.CO.MZ OCTOBER 2014 ACTIVE OCTOBER 2014 REGISTERED MARKET FOR EQUITIES, BONDS, COMMERCIAL PAPER AND OTHER FINANCIAL INSTRUMENTS. XBVR DOMINICAN REPUBLIC DO XBVR O BOLSA DE VALORES DE LA REPUBLICA DOMINICANA SA. BVRD SANTO DOMINGO WWW.BOLSARD.COM JUNE 2005 ACTIVE JUNE 2005 XBXO UNITED STATES OF AMERICA US XNAS S NASDAQ OMX BX OPTIONS NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 ELECTRONIC MARKET FOR TRADING US LISTED DERIVATIVES. XCAI EGYPT EG XCAI O EGYPTIAN EXCHANGE CASE CAIRO WWW.EGYPTSE.COM AUGUST 2008 ACTIVE AUGUST 2008 CAIRO AND ALEXANDRIA STOCK EXCHANGES (CASE) HAVE BEEN RENAMED TO THE EGYPTIAN EXCHANGE. XCAL INDIA IN XCAL O CALCUTTA STOCK EXCHANGE CALCUTTA WWW.CSE-INDIA.COM JUNE 2005 ACTIVE JUNE 2005 XCAN ROMANIA RO XBSE S CAN - ATS BUCHAREST WWW.BVB.RO OCTOBER 2010 ACTIVE OCTOBER 2010 THE ALTERNATIVE TRADING SYSTEM - "CAN-ATS" ( NEW COMPANIES & EQUITIES) OFFER ACCESS TO TRADING FOR NEWLY SET-UP BUSINESSES AS WELL AS FOR OTHER COMPANIES THAT CANNOT BE TRADED ON THE REGULATED MARKET OF BUCHAREST STOCK EXCHANGE. XCAS MOROCCO MA XCAS O CASABLANCA STOCK EXCHANGE CASABLANCA WWW.CASABLANCA-BOURSE.COM JUNE 2005 ACTIVE JUNE 2005 XCAY CAYMAN ISLANDS KY XCAY O CAYMAN ISLANDS STOCK EXCHANGE GEORGETOWN WWW.CSX.COM.KY JUNE 2005 ACTIVE JUNE 2005 XCBF UNITED STATES OF AMERICA US XCBO S CBOE FUTURES EXCHANGE CFE CHICAGO WWW.CFE.CBOE.COM JULY 2008 ACTIVE JULY 2008 FOR FUTURES XCBO UNITED STATES OF AMERICA US XCBO O CBOE GLOBAL MARKETS INC. CBOE CHICAGO HTTP://MARKETS.CBOE.COM/ SEPTEMBER 2020 ACTIVE JULY 2008 USED FOR CBOE OPTIONS EXCHANGE (C1). XCBT UNITED STATES OF AMERICA US XCBT O CHICAGO BOARD OF TRADE CBOT CHICAGO WWW.CBOT.COM JUNE 2005 ACTIVE JUNE 2005 XCDE IRELAND IE XCDE O BAXTER FINANCIAL SERVICES DUBLIN WWW.BAXTER-FX.COM MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING PLATFORM FOR CURRENCY FUTURES EFP'S AND OTC CURRENCY TRADING XCEC UNITED STATES OF AMERICA US XNYM S COMMODITIES EXCHANGE CENTER COMEX NEW YORK WWW.NYMEX.COM JUNE 2005 ACTIVE JUNE 2005 XCET UZBEKISTAN UZ XCET O UZBEK COMMODITY EXCHANGE TASHKENT WWW.UZEX.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 XCFE CHINA CN XCFE O CHINA FOREIGN EXCHANGE TRADE SYSTEM CFETS SHANGHAI WWW.CHINAMONEY.COM.CN JUNE 2005 ACTIVE JUNE 2005 XCFF UNITED STATES OF AMERICA US XCFF O CANTOR FINANCIAL FUTURES EXCHANGE CANTOR NEW YORK WWW.CANTOR.COM JUNE 2005 ACTIVE JUNE 2005 XCGS HONG KONG HK XCGS O CHINESE GOLD & SILVER EXCHANGE SOCIETY HONG KONG WWW.CGSE.COM.HK APRIL 2006 ACTIVE APRIL 2006 XCHG BANGLADESH BD XCHG O CHITTAGONG STOCK EXCHANGE LTD. CSE CHITTAGONG WWW.CSEBD.COM JUNE 2005 ACTIVE JUNE 2005 XCHI UNITED STATES OF AMERICA US XNYS S NYSE CHICAGO, INC. CHX CHICAGO WWW.NYSE.COM FEBRUARY 2019 ACTIVE JUNE 2005 XCIE GUERNSEY, C.I. GG XCIE O THE INTERNATIONAL STOCK EXCHANGE TISE ST. PETER PORT WWW.TISEGROUP.COM MAY 2017 ACTIVE JUNE 2005 REGULATED MARKET. XCIS UNITED STATES OF AMERICA US XNYS S NYSE NATIONAL, INC. NSX NEW YORK WWW.NYSE.COM FEBRUARY 2019 ACTIVE JUNE 2005 XCME UNITED STATES OF AMERICA US XCME O CHICAGO MERCANTILE EXCHANGE CME CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005 XCNF ARGENTINA AR XCNF O BOLSA DE COMERCIO CONFEDERADA S.A. BCC CORRIENTES WWW.BOLSANOR.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007 XCNQ CANADA CA XCNQ O CANADIAN SECURITIES EXCHANGE CSE LISTED TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED APRIL 2009 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX). XCOL SRI LANKA LK XCOL O COLOMBO STOCK EXCHANGE COLOMBO WWW.CSE.LK JUNE 2005 ACTIVE JUNE 2005 XCOR UNITED KINGDOM GB XCOR O ICMA LONDON WWW.ICMA-GROUP.ORG SEPTEMBER 2006 ACTIVE SEPTEMBER 2006 XCRO CROATIA HR XCRO O CROATIAN POWER EXCHANGE CROPEX ZAGREB WWW.CROPEX.HR OCTOBER 2015 ACTIVE OCTOBER 2015 ORGANISED MARKET PLACE FOR ELECTRICITY TRADING. XCSE DENMARK DK XCSE O NASDAQ COPENHAGEN A/S COPENHAGEN WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE SEPTEMBER 2007 XCSX CAMBODIA KH XCSX O CAMBODIA SECURITIES EXCHANGE CSX PHNOM PENH WWW.CSX.COM.KH MAY 2012 ACTIVE MAY 2012 XCUE UZBEKISTAN UZ XCUE O UZBEKISTAN REPUBLICAN CURRENCY EXCHANGE TASHKENT JUNE 2005 ACTIVE JUNE 2005 XCUR UNITED STATES OF AMERICA US XCUR O CURRENEX NEW YORK WWW.CURRENEX.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 XCX2 CANADA CA CHIC S CX2 TORONTO WWW.CHI-X.COM/CA DECEMBER 2012 ACTIVE DECEMBER 2012 REGISTERED MARKET FOR EQUITIES XCXD CANADA CA XCXD O NASDAQ CXD TORONTO HTTP://BUSINESS.NASDAQ.COM/TRADE/CANADIAN-EQUITIES/OVERVIEW SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 NON-DISPLAYED MARKET FOR EQUITIES. XCYO CYPRUS CY XCYS S CYPRUS STOCK EXCHANGE - OTC NICOSIA (LEFKOSIA) WWW.CSE.COM.CY OCTOBER 2009 ACTIVE OCTOBER 2009 ELECTRONIC TRADING PLATFORM FOR OTC. XCYS CYPRUS CY XCYS O CYPRUS STOCK EXCHANGE CSE NICOSIA (LEFKOSIA) WWW.CSE.COM.CY JUNE 2005 ACTIVE JUNE 2005 XDAR TANZANIA TZ XDAR O DAR ES SALAAM STOCK EXCHANGE DAR ES SALAAM WWW.DARSTOCKEXCHANGE.COM JUNE 2005 ACTIVE JUNE 2005 XDCE CHINA CN XDCE O DALIAN COMMODITY EXCHANGE DCE DALIAN WWW.DCE.COM.CN JUNE 2005 ACTIVE JUNE 2005 XDES INDIA IN XDES O DELHI STOCK EXCHANGE DELHI JUNE 2005 ACTIVE JUNE 2005 XDEX GERMANY DE XSTU S BOERSE STUTTGART - DIGITAL EXCHANGE STUTTGART WWW.BOERSE-STUTTGART.DE SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 XDFB UKRAINE UA XDFB O JOINT-STOCK COMPANY “STOCK EXCHANGE INNEX” KIEV MAY 2010 ACTIVE MAY 2010 XDFM UNITED ARAB EMIRATES AE XDFM O DUBAI FINANCIAL MARKET DFM DUBAI WWW.DFM.CO.AE JUNE 2005 ACTIVE JUNE 2005 XDHA BANGLADESH BD XDHA O DHAKA STOCK EXCHANGE LTD DSE DHAKA WWW.DSEBD.ORG JUNE 2005 ACTIVE JUNE 2005 XDLP SWITZERLAND CH XSWX S SIX SWISS EXCHANGE - DEAL POOL - BOOK BUILDING AND ANNOUNCEMENT PLATFORM SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE DECEMBER 2020 WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML XDMI ITALY IT XMIL S ITALIAN DERIVATIVES MARKET IDEM MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE JUNE 2005 XDNB NORWAY NO XDNB O DNB BANK ASA - SYSTEMATIC INTERNALISER OSLO WWW.DNB.NO SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER. XDPA SPAIN ES XDPA O CADE - MERCADO DE DEUDA PUBLICA ANOTADA MADRID JUNE 2005 ACTIVE JUNE 2005 XDRF SPAIN ES BMEX S AIAF - MERCADO DE RENTA FIJA MADRID WWW.AIAF.ES JUNE 2005 ACTIVE JUNE 2005 XDRK CANADA CA XTSE S TORONTO STOCK EXCHANGE - DRK TSX DRK TORONTO WWW.TSX.COM MAY 2019 ACTIVE MAY 2019 FOR TSX DARK ORDER BOOK TRADES. XDSE SYRIAN ARAB REPUBLIC SY XDSE O DAMASCUS SECURITIES EXCHANGE DAMASCUS WWW.DSE.SY FEBRUARY 2009 ACTIVE FEBRUARY 2009 REGISTERED MARKET FOR EQUITIES AND BONDS XDSM TURKEY TR XIST S BORSA ISTANBUL - DEBT SECURITIES MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 DEBT SECURITIES MARKET XDSX CAMEROON CM XDSX O DOUALA STOCK EXCHANGE DOUALA WWW.DOUALA-STOCK-EXCHANGE.COM MAY 2008 ACTIVE MAY 2008 REGISTERED MARKET FOR EQUITIES XDUB IRELAND IE XDUB O IRISH STOCK EXCHANGE - ALL MARKET ISE DUBLIN WWW.ISE.IE NOVEMBER 2007 ACTIVE NOVEMBER 2007 XDUS GERMANY DE XDUS O BOERSE DUESSELDORF DUESSELDORF WWW.BOERSE-DUESSELDORF.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 XEBI IRELAND IE XEBI O ENERGY BROKING IRELAND GAS TRADING PLATFORM EBI DUBLIN WWW.EBI.IE OCTOBER 2015 ACTIVE OCTOBER 2015 ELECTRONIC TRADING AND BROKING PLATFORM FOR OTC NATURAL GAS PHYSICAL SPOT TRANSACTIONS. XECB GERMANY DE XECB O ECB EXCHANGE RATES FRANKFURT WWW.ECB.EUROPA.EU NOVEMBER 2012 ACTIVE NOVEMBER 2012 EURO FOREIGN EXCHANGE REFERENCE RATES. XECC GERMANY DE XECC O EUROPEAN COMMODITY CLEARING AG ECC LEIPZIG WWW.ECC.DE MAY 2012 ACTIVE MAY 2012 XECM CYPRUS CY XCYS S MTF - CYPRUS EXCHANGE NICOSIA WWW.CSE.COM.CY/EN/DEFAULT.ASP MAY 2009 ACTIVE MAY 2009 XECS SAINT KITTS AND NEVIS KN XECS O EASTERN CARIBBEAN SECURITIES EXCHANGE ECSE BASSETERRE WWW.ECSEONLINE.COM JUNE 2005 ACTIVE JUNE 2005 XEDA TURKEY TR EXTR S ELECTRICITY DAY-AHEAD MARKET EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 ELECTRICITY DAY-AHEAD MARKET XEEE GERMANY DE XEEE O EUROPEAN ENERGY EXCHANGE EEX LEIPZIG WWW.EEX.COM SEPTEMBER 2015 ACTIVE JUNE 2005 XEEO GERMANY DE XEEE S EUROPEAN ENERGY EXCHANGE - NON-MTF MARKET EEX LEIPZIG WWW.EEX.COM NOVEMBER 2015 ACTIVE SEPTEMBER 2015 NON-MTF MARKET XEER GERMANY DE XEEE S EUROPEAN ENERGY EXCHANGE - REGULATED MARKET EEX LEIPZIG WWW.EEX.COM NOVEMBER 2015 ACTIVE SEPTEMBER 2015 REGULATED MARKET XEHQ GERMANY DE XEUP S EUREX REPO - HQLA MARKET FRANKFURT WWW.EUREXREPO.COM APRIL 2018 ACTIVE APRIL 2018 EUREX REPO ELECTRONIC TRADING PLATFORM FOR HQLA BLOCKCHAIN. XEID TURKEY TR EXTR S ELECTRICITY INTRA-DAY MARKET EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 ELECTRICITY INTRA-DAY MARKET XELX UNITED STATES OF AMERICA US XELX O ELX NEW YORK WWW.ELXFUTURES.COM JUNE 2009 ACTIVE JUNE 2009 XEMD MEXICO MX XEMD O MERCADO MEXICANO DE DERIVADOS MEXDER MEXICO WWW.MEXDER.COM.MX JUNE 2005 ACTIVE JUNE 2005 XEMS THE NETHERLANDS NL XEMS O EMS EXCHANGE S-HERTOGENBOSCH WWW.VANLANSCHOT.NL SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 REGISTERED MARKET FOR SECURITIES, ELECTRONIC TRADING PLATFORM. XEQT GERMANY DE XBER S BOERSE BERLIN EQUIDUCT TRADING BERLIN WWW.EQUIDUCT-TRADING.DE MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING SYSTEM. XEQY TURKEY TR XIST S BORSA ISTANBUL - EQUITY MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 EQUITY MARKET XERE GERMANY DE XEUP S EUREX REPO - FUNDING AND FINANCING PRODUCTS FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE APRIL 2014 EUREX REPO ELECTRONIC TRADING PLATFORM FOR FUNDING AND FINANCING PRODUCTS. XERT GERMANY DE XEUP S EUREX REPO - TRIPARTY FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE DECEMBER 2015 EUREX REPO ELECTRONIC TRADING SEGMENT FOR TRIPARTY REPO. XESM IRELAND IE XDUB S EURONEXT GROWTH DUBLIN DUBLIN WWW.ISE.IE JANUARY 2019 ACTIVE JANUARY 2013 XETA GERMANY DE XETR S XETRA - REGULIERTER MARKT XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE MARCH 2008 XETB GERMANY DE XETR S XETRA - FREIVERKEHR XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE MARCH 2008

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS XETF FRANCE FR XPAR S EURONEXT ETF ACCESS PARIS WWW.EURONEXT.COM DECEMBER 2018 ACTIVE DECEMBER 2018 XETR GERMANY DE XETR O XETRA XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE JUNE 2005 XETS GERMANY DE XETR S XETRA - SCALE FRANKFURT WWW.DEUTSCHE-BOERSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 XETRA SME GROWTH MARKET. XETU GERMANY DE XETR S XETRA – REGULIERTERMARKT – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 XETV GERMANY DE XETR S XETRA – FREIVERKEHR– OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 XETW GERMANY DE XETR S XETRA – SCALE – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019 XEUC THE NETHERLANDS NL XAMS S EURONEXT COM, COMMODITIES FUTURES AND OPTIONS AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005 XEUE THE NETHERLANDS NL XAMS S EURONEXT EQF, EQUITIES AND INDICES DERIVATIVES AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005 XEUI THE NETHERLANDS NL XAMS S EURONEXT IRF, INTEREST RATE FUTURE AND OPTIONS AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005 XEUM GERMANY DE XEUP S EUREX REPO SECLEND MARKET FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE JANUARY 2012 ET IS NOW OPERATED FROM FRANKFURT (GERMANY) XEUP GERMANY DE XEUP O EUREX REPO GMBH FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE NOVEMBER 2005 XEUR GERMANY DE XEUR O EUREX DEUTSCHLAND FRANKFURT WWW.EUREXCHANGE.COM NOVEMBER 2016 ACTIVE JUNE 2005 XEYE IRELAND IE XDUB S IRISH STOCK EXCHANGE - GLOBAL EXCHANGE MARKET ISE GEM DUBLIN WWW.ISE.IE JULY 2017 ACTIVE MARCH 2012 XFCI UNITED STATES OF AMERICA US FICO S FINANCIALCONTENT - INDEXES SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE FEBRUARY 2009 ELECTRONIC PLATFORM FOR INDEX CALCULATION. XFDA UNITED STATES OF AMERICA US FICO S FINANCIALCONTENT - DIGITAL ASSET TRADE REPORTING FACILITY SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE JUNE 2018 XFEX AUSTRALIA AU XFEX O FEX GLOBAL FEX SYDNEY WWW.FEX.COM.AU DECEMBER 2019 ACTIVE NOVEMBER 2014 ELECTRONIC TRADING PLATFORM. REGISTERED MARKET FOR ENERGY, COMMODITY AND ENVIRONMENTAL DERIVATIVES. XFKA JAPAN JP XFKA O FUKUOKA STOCK EXCHANGE FUKUOKA WWW.FSE.OR.JP JUNE 2005 ACTIVE JUNE 2005 XFNO TURKEY TR XIST S BORSA ISTANBUL - FUTURES AND OPTIONS MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 FUTURES AND OPTIONS MARKET XFRA GERMANY DE XFRA O DEUTSCHE BOERSE AG FRANKFURT WWW.DEUTSCHE-BOERSE.COM JUNE 2005 ACTIVE JUNE 2005 XGAS HUNGARY HU XGAS O CENTRAL EASTERN EUROPEAN GAS EXCHANGE LTD BUDAPEST WWW.CEEGEX.COM MAY 2013 ACTIVE MAY 2013 CEEGEX IS A ORGANISED NATURAL GAS MARKET PROVIDING SERVICES FOR THE GAS MARKET PLAYERS WITHIN THE EUROPEAN ECONOMIC AREA (EEA). XGAT GERMANY DE TGAT S TRADEGATE EXCHANGE - FREIVERKEHR TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE MAY 2010 XGCL UNITED KINGDOM GB XGCL O GLOBAL COAL LIMITED GLOBALCOAL LONDON WWW.GLOBALCOAL.COM AUGUST 2013 ACTIVE AUGUST 2013 MTF PLATFORM FOR OTC DERIVATIVES XGCX UNITED KINGDOM GB GMEG S GLOBAL COMMODITIES EXCHANGE GCX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR CASH SETTLED COMMODITIES XGDX UNITED KINGDOM GB GMEG S GLOBAL DERIVATIVES EXCHANGE GDX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR DERIVATIVES XGEM HONG KONG HK XHKG S HONG KONG GROWTH ENTERPRISES MARKET HK GEM HONG KONG WWW.HKGEM.COM JUNE 2005 ACTIVE JUNE 2005 XGHA GHANA GH XGHA O GHANA STOCK EXCHANGE ACCRA WWW.GSE.COM.GH JUNE 2005 ACTIVE JUNE 2005 XGLO POLAND PL XWAR S WARSAW STOCK EXCHANGE/ EQUITIES/GLOBAL CONNECT - MTF WARSAW WWW.GPW.PL JUNE 2021 ACTIVE APRIL 2021 MULTILATERAL TRADING FACILITY. XGME ITALY IT XGME O GESTORE MERCATO ELETTRICO - ITALIAN POWER EXCHANGE IPEX/GME ROMA WWW.MERCATOELETTRICO.ORG APRIL 2009 ACTIVE APRIL 2009 ITALIAN POWER EXCHANGE XGMX UNITED STATES OF AMERICA US XGMX O GLOBALCLEAR MERCANTILE EXCHANGE GMX GUAYNABO WWW.GMEGROUP.US AUGUST 2014 ACTIVE NOVEMBER 2012 ELECTRONIC TRADING PLATFORM FOR COMMODITIES, CFDS, CREDIT, FUTURES, METALS, AND NEW MARKETS. XGRM GERMANY DE TGAT S TRADEGATE EXCHANGE - REGULIERTER MARKT TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE MAY 2010 TRADEGATE EXCHANGE IS AN OFFICIAL REGULATED STOCK EXCHANGE IN BERLIN/GERMANY FOR SHARES, BONDS, ETFS AND FONDS. XGSE GEORGIA GE XGSE O GEORGIA STOCK EXCHANGE GSE TBILISI WWW.GSE.GE JUNE 2005 ACTIVE JUNE 2005 XGSX UNITED KINGDOM GB GMEG S GLOBAL SECURITIES EXCHANGE GSX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR SECURITIES XGTG GUATEMALA GT XGTG O BOLSA DE VALORES NACIONAL SA GUATEMALA WWW.BVNSA.COM.GT JUNE 2005 ACTIVE JUNE 2005 XGUA ECUADOR EC XGUA O BOLSA DE VALORES DE GUAYAQUIL GUAYAQUIL WWW.MUNDOBVG.COM JUNE 2011 ACTIVE JUNE 2011 XHAM GERMANY DE XHAM O HANSEATISCHE WERTPAPIERBOERSE HAMBURG HAMBURG WWW.BOERSENAG.DE JUNE 2005 ACTIVE JUNE 2005 XHAN GERMANY DE XHAN O NIEDERSAECHSISCHE BOERSE ZU HANNOVER HANNOVER WWW.BOERSENAG.DE JUNE 2005 ACTIVE JUNE 2005 XHEL FINLAND FI XHEL O NASDAQ HELSINKI LTD HELSINKI WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE JANUARY 2011 XHKF HONG KONG HK XHKF O HONG KONG FUTURES EXCHANGE LTD. HKFE HONG KONG WWW.HKEX.COM.HK JUNE 2005 ACTIVE JUNE 2005 XHKG HONG KONG HK XHKG O HONG KONG EXCHANGES AND CLEARING LTD HKEX HONG KONG WWW.HKEX.COM.HK JUNE 2011 ACTIVE JUNE 2011 HONG KONG EXCHANGES AND CLEARING LIMITED, OR HKEX, OPERATES A SECURITIES MARKET AND A DERIVATIVES MARKET IN HONG KONG AND THE CLEARING HOUSES FOR THOSE MARKETS. XHNF VIET NAM VN HSTC S HANOI STOCK EXCHANGE - DERIVATIVES HANOI WWW.HNX.VN JULY 2017 ACTIVE JULY 2017 DERIVATIVES MARKET. XHNX VIET NAM VN HSTC S HANOI STOCK EXCHANGE (UNLISTED PUBLIC COMPANY TRADING PLATFORM) UPCOM HANOI WWW.HNX.VN JULY 2009 ACTIVE JULY 2009 TRADING PLATFORM FOR UNLISTED PUBLIC COMPANIES WHICH DON'T MEET THE LISTING CRITERIA BUT TRADED IN THE OTC MARKET. XIBE AZERBAIJAN AZ XIBE O BAKU INTERBANK CURRENCY EXCHANGE BAKU WWW.BBVB.ORG JUNE 2005 ACTIVE JUNE 2005 XICE ICELAND IS XICE O NASDAQ ICELAND HF. ICEX REYKJAVIK WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE MAY 2010 XICX CANADA CA XICX O INSTINET CANADA CROSS TORONTO WWW.INSTINET.COM NOVEMBER 2010 ACTIVE NOVEMBER 2010 ALTERNATIVE CANADIAN MARKETPLACE TO REGISTERED INVESTMENT DEALERS AND THEIR CLIENTS TO TRADE CANADIAN LISTED EQUITIES. XIDX INDONESIA ID XIDX O INDONESIA STOCK EXCHANGE IDX JAKARTA WWW.IDX.CO.ID APRIL 2008 ACTIVE APRIL 2008 THE JAKARTA (JSX) AND SURABAYA (SSX) STOCK EXCHANGES HAVE MERGED TO BECOME THE INDONESIA STOCK EXCHANGE (IDX). XIEL UNITED KINGDOM GB XIEL O INSTINET EUROPE LIMITED LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 XIHK HONG KONG HK XIHK O INSTINET PACIFIC LTD HONG KONG WWW.INSTINET.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 XIMA NORWAY NO XIMA O INTERNATIONAL MARTIME EXCHANGE IMAREX OSLO WWW.IMAREX.COM JUNE 2006 ACTIVE JUNE 2006 XIMC INDIA IN XIMC O MULTI COMMODITY EXCHANGE OF INDIA LTD. MCX MUMBAI WWW.MCXINDIA.COM APRIL 2006 ACTIVE APRIL 2006 XIMM UNITED STATES OF AMERICA US XCME S INTERNATIONAL MONETARY MARKET CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005 XINE CHINA CN XSGE S SHANGHAI INTERNATIONAL ENERGY EXCHANGE INE SHANGHAI WWW.INE.CN JUNE 2014 ACTIVE JUNE 2014 EXCHANGE FOR TRADING ELECTRONICALLY ENERGY DERIVATIVES XINS UNITED STATES OF AMERICA US XINS O INSTINET NEW YORK WWW.INSTINET.COM MARCH 2013 ACTIVE MARCH 2013 XINV GERMANY DE XINV O INVESTRO FRANKFURT WWW.INVESTRO.DE OCTOBER 2008 ACTIVE OCTOBER 2008 SETTLEMENT PLATFORM FOR CSD AND NON CSD FUNDS. XIOM UNITED STATES OF AMERICA US XCME S INDEX AND OPTIONS MARKET IOM CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005 XIPO GREECE GR ASEX S HELEX ELECTRONIC BOOK BUILDING EBB ATHENS WWW.ASE.GR JUNE 2014 ACTIVE JUNE 2014 EBB IS A PRIMARY MARKET (IPO MARKET). XIQS IRAQ IQ XIQS O IRAQ STOCK EXCHANGE ISX BAGHDAD WWW.ISX-IQ.NET OCTOBER 2011 ACTIVE OCTOBER 2011 XISA UNITED STATES OF AMERICA US XISX S INTERNATIONAL SECURITIES EXCHANGE, LLC - ALTERNATIVE MARKETS ISE NEW YORK WWW.ISE.COM JUNE 2008 ACTIVE JUNE 2008 PARIMUTUEL, ELETRONIC TRADING PLATFORM FOR DERIVATIVES. XISE UNITED STATES OF AMERICA US XISX S INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES ISE NEW YORK WWW.ISE.COM JUNE 2008 ACTIVE JUNE 2008 EQUITIES. ELECTRONIC MARKETPLACE. XIST TURKEY TR XIST O BORSA ISTANBUL ISTANBUL WWW.BORSAISTANBUL.COM MAY 2013 ACTIVE JUNE 2005 CHANGE OF MARKET NAME AND MARKET WEBSITE XISX UNITED STATES OF AMERICA US XISX O INTERNATIONAL SECURITIES EXCHANGE, LLC ISE NEW YORK WWW.ISE.COM OCTOBER 2014 ACTIVE JUNE 2005 XJAM JAMAICA JM XJAM O JAMAICA STOCK EXCHANGE KINGSTON WWW.JAMSTOCKEX.COM JUNE 2005 ACTIVE JUNE 2005 XJAS JAPAN JP XJPX S TOKYO STOCK EXCHANGE JASDAQ JASDAQ TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE OCTOBER 2010 MERGER OF OSE AND TSE XJNB INDONESIA ID XJNB O JAKARTA NEGOTIATED BOARD JAKARTA JUNE 2005 ACTIVE JUNE 2005 XJPX JAPAN JP XJPX O JAPAN EXCHANGE GROUP JPX TOKYO WWW.JPX.CO.JP MARCH 2013 ACTIVE JANUARY 2013 XJSE SOUTH AFRICA ZA XJSE O JOHANNESBURG STOCK EXCHANGE JSE JOHANNESBURG WWW.JSE.CO.ZA MARCH 2011 ACTIVE MARCH 2011 XKAC JAPAN JP XKAC O OSAKA DOJIMA COMMODITY EXCHANGE ODE OSAKA WWW.ODE.OR.JP MARCH 2017 ACTIVE JUNE 2005 FUTURES EXCHANGE. PREVIOUSLY KNOWN AS THE KANSAI COMMODITIES EXCHANGE. XKAR PAKISTAN PK XKAR O THE PAKISTAN STOCK EXCHANGE LIMITED PSX KARACHI WWW.PSX.COM.PK APRIL 2016 ACTIVE JUNE 2005 MERGER OF THE THREE STOCK EXCHANGES IN PAKISTAN. PSX SUCCESSFULLY STARTED TO OPERATE FROM JANUARY 11, 2016, ONWARDS. XKAZ KAZAKHSTAN KZ XKAZ O KAZAKHSTAN STOCK EXCHANGE KAZE ALMA-ATA WWW.KASE.KZ JUNE 2005 ACTIVE JUNE 2005 XKBT UNITED STATES OF AMERICA US XCBT S KANSAS CITY BOARD OF TRADE KCBT KANSAS CITY WWW.KCBT.COM JANUARY 2014 ACTIVE JUNE 2005 XKCE UZBEKISTAN UZ XKCE O KHOREZM INTERREGION COMMODITY EXCHANGE TASHKENT JUNE 2005 ACTIVE JUNE 2005 XKCM KOREA, REPUBLIC OF KR XKRX S KOREA EXCHANGE COMMODITY MARKET SEOUL KCM.KRX.CO.KR DECEMBER 2015 ACTIVE DECEMBER 2015 REGISTERED MARKET FOR COMMODITY SUCH AS GOLD, PETRO, ETC XKEM KOREA, REPUBLIC OF KR XKRX S KOREA EXCHANGE EMISSIONS MARKET SEOUL KCM.KRX.CO.KR DECEMBER 2015 ACTIVE DECEMBER 2015 REGISTERED MARKET FOR EMISSIONS. XKFB KOREA, REPUBLIC OF KR XKFB O KOREA FREEBOARD MARKET SEOUL WWW.KSDA.OR.KR/ENGLISH/INVEST/OTC_OVERVIEW.CFM AUGUST 2010 ACTIVE AUGUST 2010 FREEBOARD IS A NEW MARKET FOR COMPANIES LISTED, NEITHER ON THE STOCK MARKET DIVISION NOR ON THE KOSDAQ MARKET DIVISION OF KRX. XKFE KOREA, REPUBLIC OF KR XKRX S KOREA EXCHANGE (FUTURES MARKET) KRX FM SEOUL HTTP://ENG.KRX.CO.KR SEPTEMBER 2013 ACTIVE JULY 2008 XKHA SUDAN SD XKHA O KHARTOUM STOCK EXCHANGE KSE KHARTOUM WWW.KSE.COM.SD JUNE 2005 ACTIVE JUNE 2005 XKHR UKRAINE UA XKHR O KHARKOV COMMODITY EXCHANGE KHARKOV WWW.XTB.COM.UA JUNE 2005 ACTIVE JUNE 2005 XKIE UKRAINE UA XKIE O KIEV UNIVERSAL EXCHANGE KIEV WWW.KUE.KIEV.UA JUNE 2005 ACTIVE JUNE 2005 XKIS UKRAINE UA XKIS O KIEV INTERNATIONAL STOCK EXCHANGE KISE KIEV WWW.KISE-UA.COM JUNE 2006 ACTIVE JUNE 2006 XKLS MALAYSIA MY XKLS O BURSA MALAYSIA KUALA LUMPUR WWW.BURSAMALAYSIA.COM JUNE 2005 ACTIVE JUNE 2005 XKON KOREA, REPUBLIC OF KR XKRX S KOREA NEW EXCHANGE KONEX SEOUL JANUARY 2016 ACTIVE JUNE 2013 KOREA THIRD OFFICIAL EXCHANGE - LAUNCH DATE: JULY 1ST 2013 XKOS KOREA, REPUBLIC OF KR XKRX S KOREA EXCHANGE (KOSDAQ) KOSDAQ SEOUL HTTP://ENG.KRX.CO.KR SEPTEMBER 2013 ACTIVE NOVEMBER 2006 XKRX KOREA, REPUBLIC OF KR XKRX O KOREA EXCHANGE (STOCK MARKET) KRX SM SEOUL HTTP://ENG.KRX.CO.KR SEPTEMBER 2013 ACTIVE JULY 2008 XKSE KYRGYZSTAN KG XKSE O KYRGYZ STOCK EXCHANGE KSE BISHKEK WWW.KSE.KG MARCH 2007 ACTIVE MARCH 2007 XKUW KUWAIT KW XKUW O KUWAIT STOCK EXCHANGE KUWAIT WWW.KUWAITSE.COM MARCH 2007 ACTIVE MARCH 2007 XLAO LAOS LA XLAO O LAO SECURITIES EXCHANGE LSX LAO WWW.LSX.COM.LA FEBRUARY 2011 ACTIVE FEBRUARY 2011 XLAT SPAIN ES BMEX S LATIBEX MADRID WWW.LATIBEX.COM JUNE 2005 ACTIVE JUNE 2005 XLBM UNITED KINGDOM GB XLBM O LONDON BULLION MARKET LONDON WWW.LBMA.ORG.UK JUNE 2005 ACTIVE JUNE 2005 XLCH UNITED KINGDOM GB XLCH O LCH LTD LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2013 LCH GROUP IS A LEADING MULTI-ASSET CLASS AND MULTI-NATIONAL CLEARING HOUSE, SERVING MAJOR EXCHANGES AND PLATFORMS AS WELL AS A RANGE OF OTC MARKETS. XLDN UNITED KINGDOM GB XLDN O EURONEXT - EURONEXT LONDON LONDON WWW.EURONEXT.COM MAY 2015 ACTIVE MARCH 2010 XLDX UNITED KINGDOM GB GMEG S LONDON DERIVATIVES EXCHANGE LDX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 MTF FOR DERIVATIVES XLFX MALAYSIA MY XLFX O LABUAN INTERNATIONAL FINANCIAL EXCHANGE LFX LABUAN LFXSYS.LFX.COM.MY JUNE 2005 ACTIVE JUNE 2005 XLGT LIECHTENSTEIN LI XLGT O LGT BANK AG - SYSTEMATIC INTERNALISER BILV VADUZ WW.LGT.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 SYSTEMATIC INTERNALISER XLIM PERU PE XLIM O BOLSA DE VALORES DE LIMA BVL LIMA WWW.BVL.COM.PE JUNE 2005 ACTIVE JUNE 2005 XLIS PORTUGAL PT XLIS O EURONEXT - EURONEXT LISBON LISBOA WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 XLIT LITHUANIA LT XLIT O AB NASDAQ VILNIUS VILNIUS WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE OCTOBER 2009 XLJM SLOVENIA SI XLJU S SI ENTER LJUBLJANA WWW.LJSE.SI DECEMBER 2016 ACTIVE DECEMBER 2016 MULTILATERAL TRADING FACILITY OF THE LJUBLJANA STOCK EXCHANGE. NOT LIVE YET. XLJU SLOVENIA SI XLJU O LJUBLJANA STOCK EXCHANGE (OFFICIAL MARKET) LJUBLJANA WWW.LJSE.SI JUNE 2005 ACTIVE JUNE 2005 XLLB LIECHTENSTEIN LI XLLB O LIECHTENSTEINISCHE LANDESBANK AG - SYSTEMATIC INTERNALISER VADUZ WWW.LLB.LI DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. XLME UNITED KINGDOM GB XLME O LONDON METAL EXCHANGE LME LONDON WWW.LME.CO.UK JUNE 2005 ACTIVE JUNE 2005 XLOD UNITED KINGDOM GB XLON S LONDON STOCK EXCHANGE – CURVEGLOBAL MARKETS LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM JULY 2019 ACTIVE JULY 2013 LONDON STOCK EXCHANGE DERIVATIVES MARKET (PART OF LONDON STOCK EXCHANGE REGULATED MARKET). XLOM UNITED KINGDOM GB XLON S LONDON STOCK EXCHANGE - MTF LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE DECEMBER 2016 DEACTIVATED JAN 2017 UNTIL MARKET LAUNCH. REACTIVATED AUGUST 2017. XLON UNITED KINGDOM GB XLON O LONDON STOCK EXCHANGE LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM NOVEMBER 2015 ACTIVE JUNE 2005 XLQC AUSTRALIA AU XLQC O LIQUIDITY CUBE PTY LTD SYDNEY WWW.LIQUIDITYCUBE.COM APRIL 2021 ACTIVE APRIL 2021 XLSM LIBYAN ARAB JAMAHIRIYA LY XLSM O LIBYAN STOCK MARKET TRIPOLI WWW.LSM.GOV.LY MAY 2009 ACTIVE MAY 2009 REGISTERED MARKET FOR 7 EQUITIES XLUS ZAMBIA ZM XLUS O LUSAKA STOCK EXCHANGE LUSAKA WWW.LUSE.CO.ZM JUNE 2005 ACTIVE JUNE 2005 XLUX LUXEMBOURG LU XLUX O LUXEMBOURG STOCK EXCHANGE LUXEMBOURG WWW.BOURSE.LU JUNE 2005 ACTIVE JUNE 2005 XMAB ARGENTINA AR XMAB O MERCADO ABIERTO ELECTRONICO S.A. MAE BUENOS AIRES WWW.MAE.COM.AR JUNE 2005 ACTIVE JUNE 2005 XMAD SPAIN ES BMEX S BOLSA DE MADRID MADRID WWW.BOLSAMADRID.ES JUNE 2005 ACTIVE JUNE 2005 XMAE MACEDONIA MK XMAE O MACEDONIAN STOCK EXCHANGE SKOPJE WWW.MSE.ORG.MK JUNE 2005 ACTIVE JUNE 2005 XMAI THAILAND TH XBKK S MARKET FOR ALTERNATIVE INVESTMENT BANGKOK WWW.SET.OR.TH APRIL 2011 ACTIVE APRIL 2011 THE MAI’S PURPOSE IS TO CREATE NEW FUND-RAISING OPPORTUNITIES FOR INNOVATIVE BUSINESS WITH HIGH POTENTIAL GROWTH AS WELL AS PROVIDE A GREATER RANGE OF INVESTMENT ALTERNATIVES. XMAL MALTA MT XMAL O MALTA STOCK EXCHANGE MSE VALLETTA WWW.BORZAMALTA.COM.MT MAY 2016 ACTIVE JUNE 2005 XMAN NICARAGUA NI XMAN O BOLSA DE VALORES DE NICARAGUA MANAGUA WWW.BOLSANIC.COM JUNE 2005 ACTIVE JUNE 2005 XMAT FRANCE FR XPAR S EURONEXT PARIS MATIF PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 XMAU MAURITIUS MU XMAU O STOCK EXCHANGE OF MAURITIUS LTD PORT LOUIS WWW.STOCKEXCHANGEOFMAURITIUS.COM JUNE 2005 ACTIVE JUNE 2005 XMDG MADAGASCAR MG XMDG O MARCHE INTERBANCAIRE DES DEVISES M.I.D. ANTANANARIVO JUNE 2005 ACTIVE JUNE 2005 XMDS INDIA IN XMDS O MADRAS STOCK EXCHANGE MADRAS JUNE 2005 ACTIVE JUNE 2005 XMER UNITED STATES OF AMERICA US XMER O MERCHANTS' EXCHANGE ME CHICAGO JUNE 2005 ACTIVE JUNE 2005 XMEV ARGENTINA AR XBUE S MERCADO DE VALORES DE BUENOS AIRES S.A. MERVAL BUENOS AIRES WWW.MERVAL.SBA.COM.AR JUNE 2005 ACTIVE JUNE 2005 XMEX MEXICO MX XMEX O BOLSA MEXICANA DE VALORES (MEXICAN STOCK EXCHANGE) MEXICO WWW.BMV.COM.MX JUNE 2005 ACTIVE JUNE 2005 XMFX SPAIN ES BMEX S MEFF FX FINANCIAL DERIVATIVES MADRID WWW.MEFF.ES APRIL 2019 ACTIVE APRIL 2019 DERIVATIVES IN CURRENCIES. XMGE UNITED STATES OF AMERICA US XMGE O MINNEAPOLIS GRAIN EXCHANGE MGE MINNEAPOLIS WWW.MGEX.COM SEPTEMBER 2013 ACTIVE JUNE 2005 XMIL ITALY IT XMIL O BORSA ITALIANA S.P.A. MILANO WWW.BORSAITALIANA.IT SEPTEMBER 2012 ACTIVE DECEMBER 2007 XMIO UNITED STATES OF AMERICA US MIHI S MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE NOVEMBER 2011 MIAX OPTIONS EXCHANGE: ELECTRONIC TRADING FOR DERIVATIVES. XMLI FRANCE FR XPAR S EURONEXT ACCESS PARIS PARIS WWW.EURONEXT.COM JUNE 2017 ACTIVE JUNE 2006 XMNT URUGUAY UY XMNT O BOLSA DE VALORES DE MONTEVIDEO BVMT MONTEVIDEO WWW.BVM.COM.UY JUNE 2005 ACTIVE JUNE 2005 XMNX MONTENEGRO, REPUBLIC OF ME XMNX O MONTENEGRO STOCK EXCHANGE MONTENEGRO WWW.MONTENEGROBERZA.COM DECEMBER 2006 ACTIVE DECEMBER 2006 XMOC CANADA CA XMOC O MONTREAL CLIMATE EXCHANGE MONTREAL WWW.M-X.CA JULY 2008 ACTIVE JULY 2008 XMOD CANADA CA XMOD O THE MONTREAL EXCHANGE / BOURSE DE MONTREAL CDE MONTREAL WWW.M-X.CA JUNE 2005 ACTIVE JUNE 2005 XMOL MOLDOVA, REPUBLIC OF MD XMOL O MOLDOVA STOCK EXCHANGE CHISINAU WWW.MOLDSE.MD JUNE 2005 ACTIVE JUNE 2005 XMON FRANCE FR XPAR S EURONEXT PARIS MONEP PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 XMOS RUSSIA RU XMOS O CENTRAL COUNTERPARTY CLEARING CENTER MFB - JOINT-STOCK COMPANY MFB MOSCOW HTTPS://MSE.RU APRIL 2021 ACTIVE NOVEMBER 2007 CENTRAL COUNTERPARTY OF PUBLIC JOINT-STOCK COMPANY SAINT PETERSBURG EXCHANGE COVERING A WIDE RANGE OF ASSETS CLASSES. XMOT ITALY IT XMIL S EXTRAMOT MILANO WWW.BORSAITALIANA.IT JULY 2009 ACTIVE JULY 2009 MTF OF BONDS MANAGED AND ORGANISED BY BORSA ITALIANA. XMPW SPAIN ES BMEX S MEFF POWER DERIVATIVES MEPD MADRID WWW.MEFF.COM JUNE 2014 ACTIVE JUNE 2014 MEFF SEGMENT FOR THE TRADING OF POWER DERIVATIVES XMRV SPAIN ES BMEX S MEFF FINANCIAL DERIVATIVES MEFF MADRID WWW.MEFF.COM JUNE 2014 ACTIVE JUNE 2005 XMSM IRELAND IE XDUB S EURONEXT DUBLIN DUBLIN WWW.ISE.IE JANUARY 2019 ACTIVE JANUARY 2013 XMSW MALAWI MW XMSW O MALAWI STOCK EXCHANGE BLANTYRE WWW.MSE.CO.MW JUNE 2005 ACTIVE JUNE 2005 XMTB ARGENTINA AR XMTB O MERCADO A TERMINO DE BUENOS AIRES S.A. MATBA BUENOS AIRES WWW.MATBA.COM.AR JUNE 2005 ACTIVE JUNE 2005 XMTS UNITED KINGDOM GB XMTS O EUROMTS LTD LONDON WWW.MTSMARKETS.COM APRIL 2017 ACTIVE MARCH 2013 LEGAL ENTITY OPERATING ALL RELATED MARKET SEGMENT MICS. XMUN GERMANY DE XMUN O BOERSE MUENCHEN MUENCHEN WWW.BOERSE-MUENCHEN.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 XMUS OMAN OM XMUS O MUSCAT SECURITIES MARKET MSM MUSCAT WWW.MSM.GOV.OM JUNE 2005 ACTIVE JUNE 2005 XMVL ARGENTINA AR BCFS S MERCADO DE VALORES DEL LITORAL S.A. SANTA FE WWW.MVL.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 XNAF SPAIN ES XNAF O SISTEMA ESPANOL DE NEGOCIACION DE ACTIVOS FINANCIEROS SENAF MADRID WWW.SENAF.NET JUNE 2007 ACTIVE JUNE 2007 XNAI KENYA KE XNAI O NAIROBI STOCK EXCHANGE NAIROBI WWW.NSE.CO.KE JUNE 2005 ACTIVE JUNE 2005 XNAM NAMIBIA NA XNAM O NAMIBIAN STOCK EXCHANGE WINDHOEK WWW.NSX.COM.NA JUNE 2005 ACTIVE JUNE 2005 XNAS UNITED STATES OF AMERICA US XNAS O NASDAQ - ALL MARKETS NASDAQ NEW YORK WWW.NASDAQ.COM JUNE 2005 ACTIVE JUNE 2005 XNCD INDIA IN XNCD O NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD NCDEX MUMBAI WWW.NCDEX.COM APRIL 2006 ACTIVE APRIL 2006 XNCM UNITED STATES OF AMERICA US XNAS S NASDAQ CAPITAL MARKET NEW YORK WWW.NASDAQ.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 PREVIOUSLY (2005) NAMED NASDAQ SMALLCAP MARKET.NASDAQ CAPITAL MARKET SECURITY SATISFIES ALL APPLICABLE QUALIFICATION REQUIREMENTS FOR NASDAQ SECURITIES IN RULE 4300 OTHER THAN THOSE APPLICABLE TO NASDAQ NATIONAL MARKET SECURITIES. XNCO POLAND PL XWAR S WARSAW STOCK EXCHANGE/ EQUITIES/NEW CONNECT - MTF WARSAW WWW.NEWCONNECT.PL AUGUST 2013 ACTIVE JANUARY 2008 MARKET FINANCING THE GROWTH OF YOUNG COMPANIES WITH A LARGE GROWTH POTENTIAL, ORGANISED AND OPERATED BY THE WSE XNDQ UNITED STATES OF AMERICA US XNAS S NASDAQ OPTIONS MARKET NEW YORK WWW.NASDAQ.COM MAY 2007 ACTIVE MAY 2007 XNDU UKRAINE UA XNDU O PJSC NATIONAL DEPOSITORY OF UKRAINE PJSC NDU KYIV WWW.CSD.UA OCTOBER 2018 ACTIVE OCTOBER 2018 XNEC AUSTRALIA AU XNEC O NATIONAL STOCK EXCHANGE OF AUSTRALIA LIMITED NSXA NEWCASTLE WWW.NSXA.COM.AU JUNE 2007 ACTIVE JUNE 2007 XNEP NEPAL NP XNEP O NEPAL STOCK EXCHANGE KATHMANDU WWW.NEPALSTOCK.COM JUNE 2005 ACTIVE JUNE 2005 XNFI UNITED STATES OF AMERICA US XNAS S NASDAQ FIXED INCOME TRADING NEW YORK WWW.NASDAQ.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 XNGM SWEDEN SE XNGM O NORDIC GROWTH MARKET NGM STOCKHOLM WWW.NGM.SE APRIL 2012 ACTIVE APRIL 2012 REINSTATED. CONFIRMED BY EXCHANGE. XNGO JAPAN JP XNGO O NAGOYA STOCK EXCHANGE NSE NAGOYA WWW.NSE.OR.JP JUNE 2005 ACTIVE JUNE 2005 XNGS UNITED STATES OF AMERICA US XNAS S NASDAQ/NGS (GLOBAL SELECT MARKET) NGS NEW YORK WWW.NASDAQ.COM JULY 2006 ACTIVE JULY 2006 XNIM UNITED STATES OF AMERICA US XNAS S NASDAQ INTERMARKET NEW YORK WWW.NASDAQ.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 ELECTRONIC MARKETPLACE COMPRISED OF MULTIPLE BROKER-DEALERS THAT QUOTE AND TRADE SECURITIES LISTED ON NYSE AND AMEX XNKS JAPAN JP XNKS O CENTRAL JAPAN COMMODITIES EXCHANGE C-COM NAGOYA WWW.C-COM.OR.JP JUNE 2005 ACTIVE JUNE 2005 XNLI UNITED STATES OF AMERICA US XNYS S NYSE LIFFE NEW YORK WWW.NYSE.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 XNMS UNITED STATES OF AMERICA US XNAS S NASDAQ/NMS (GLOBAL MARKET) NEW YORK WWW.NASDAQ.COM JUNE 2005 ACTIVE JUNE 2005 XNOM LIECHTENSTEIN LI XNOM O NOMISMA (LIECHTENSTEIN) AG VADUZ HTTP://NIEDERMUELLER.LAW OCTOBER 2020 ACTIVE OCTOBER 2020 BLOCKCHAIN BASED MULTILATERAL TRADING FACILITY (MTF). XNOR FINLAND FI XNOR O NORDEA - SYSTEMATIC INTERNALISER HELSINKI WWW.NORDEA.COM OCTOBER 2018 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER. XNSA NIGERIA NG XNSA O THE NIGERIAN STOCK EXCHANGE NSE LAGOS WWW.NSE.COM.NG FEBRUARY 2015 ACTIVE JUNE 2005 ELECTRONIC TRADING PLATFORM XNSE INDIA IN XNSE O NATIONAL STOCK EXCHANGE OF INDIA NSE MUMBAI WWW.NSEINDIA.COM JUNE 2005 ACTIVE JUNE 2005 XNXC THE NETHERLANDS NL XNXC O NXCHANGE AMSTERDAM WWW.NXCHANGE.COM MAY 2016 ACTIVE MAY 2016 REGULATED MARKET, TRADING PLATFORM NXCHANGE. XNXD THE NETHERLANDS NL XNXC S NXCHANGE B.V. MTF AMSTERDAM WWW.NXCHANGE.COM OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY. XNYE UNITED STATES OF AMERICA US XNYM S NEW YORK MERCANTILE EXCHANGE - OTC MARKETS NYMEX ECM NEW YORK WWW.NYMEX.COM MAY 2008 ACTIVE MAY 2008 DIVISION OF THE NEW YORK MERCANTILE EXCHANGE - OTC MARKETS (ECM) XNYL UNITED STATES OF AMERICA US XNYM S NEW YORK MERCANTILE EXCHANGE - ENERGY MARKETS NYMEX MTF LIMITED NEW YORK WWW.NYMEXONLCHCLEARNET.COM MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING PLATFORM FOR ENERGY MARKETS XNYM UNITED STATES OF AMERICA US XNYM O NEW YORK MERCANTILE EXCHANGE NYMEX NEW YORK WWW.NYMEX.COM JUNE 2005 ACTIVE JUNE 2005 XNYS UNITED STATES OF AMERICA US XNYS O NEW YORK STOCK EXCHANGE, INC. NYSE NEW YORK WWW.NYSE.COM BEFORE JUNE 2005 ACTIVE BEFORE JUNE 2005 XNZE NEW ZEALAND NZ XNZE O NEW ZEALAND EXCHANGE LTD NZX WELLINGTON WWW.NZX.COM JUNE 2005 ACTIVE JUNE 2005 XOAA NORWAY NO XOSL S OSLO BORS ASA - OSLO AXESS LIT X AUCTIONS OSLO WWW.OSLOBORS.NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 LISTED INSTRUMENTS. XOAD NORWAY NO XOSL S OSLO AXESS NORTH SEA - DARK POOL OSLO WWW.OSLOBORS.NO APRIL 2015 ACTIVE APRIL 2015 DARK POOL.

ISO 10383 Market Identifier Codes MICs List by MIC

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS XOAM NORWAY NO XOSL S NORDIC ALTERNATIVE BOND MARKET ABM OSLO WWW.OSLOBORS.NO DECEMBER 2014 ACTIVE NOVEMBER 2007 NORDIC MARKETPLACE FOR LISTING OF BONDS XOAS NORWAY NO XOSL S EURONEXT EXPAND OSLO OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE FEBRUARY 2007 XOBD NORWAY NO XOSL S OSLO BORS - DERIVATIVES MARKET OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE FEBRUARY 2020 XODE UKRAINE UA XODE O ODESSA COMMODITY EXCHANGE ODESSA WWW.OTB.ODESSA.UA JUNE 2005 ACTIVE JUNE 2005 XOFF ZZ ZZ XOFF O OFF-EXCHANGE TRANSACTIONS - LISTED INSTRUMENTS XOFF ZZ ZZ NOVEMBER 2015 ACTIVE OCTOBER 2015 MIC TO USE FOR OFF-EXCHANGE TRANSACTIONS IN LISTED INSTRUMENTS. XOPV SWEDEN SE XSTO S OTC PUBLICATION VENUE STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2014 ACTIVE NOVEMBER 2007 XOSA NORWAY NO XOSL S OSLO BORS - LIT X AUCTIONS OSLO WWW.OSLOBORS.NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 XOSC NORWAY NO XOSL S OSLO CONNECT OSLO WWW.OSLOBORS.NO MAY 2013 ACTIVE MAY 2013 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS XOSD NORWAY NO XOSL S OSLO BORS NORTH SEA - DARK POOL OSLO WWW.OSLOBORS.NO APRIL 2015 ACTIVE APRIL 2015 DARK POOL. XOSE JAPAN JP XJPX S OSAKA EXCHANGE OSE OSAKA WWW.JPX.CO.JP MAY 2016 ACTIVE JUNE 2005 XOSJ JAPAN JP XJPX S OSAKA EXCHANGE J-NET J-NET OSAKA WWW.JPX.CO.JP MAY 2016 ACTIVE JANUARY 2006 XOSL NORWAY NO XOSL O OSLO BORS OSLO WWW.OSLOBORS.NO OCTOBER 2020 ACTIVE JUNE 2005 XOTC UNITED STATES OF AMERICA US XOTC O OTCBB OTCBB WASHINGTON WWW.OTCBB.COM OCTOBER 2012 ACTIVE JUNE 2005 XOTP CROATIA HR XOTP O OTP BANKA D.D. SPLIT WWW.OTPBANKA.HR APRIL 2020 ACTIVE APRIL 2020 XPAC IRELAND IE ITGL S POSIT AUCTION AUCTIONS DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 XPAE PALESTINIAN TERRITORY, OCCUPIED PS XPAE O PALESTINE SECURITIES EXCHANGE PSE NABLUS WWW.PEX.PS NOVEMBER 2013 ACTIVE JUNE 2011 XPAL UNITED KINGDOM GB VIUK S POSIT AUCTION UK LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE APRIL 2019 XPAR FRANCE FR XPAR O EURONEXT - EURONEXT PARIS PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005 XPBT UNITED STATES OF AMERICA US XNAS S NASDAQ OMX FUTURES EXCHANGE NFX PHILADELPHIA WWW.NASDAQTRADER.COM MARCH 2009 ACTIVE MARCH 2009 NASDAQ ACQUIRED THE PHILADELPHIA STOCK EXCHANGE (PHLX) XPET RUSSIA RU XPET O STOCK EXCHANGE SAINT PETERSBURG SPBEX SAINT-PETERSBURG WWW.SPBEX.RU MARCH 2021 ACTIVE MAY 2010 XPHL UNITED STATES OF AMERICA US XNAS S NASDAQ OMX PHLX PHLX PHILADELPHIA WWW.PHLX.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 NASDAQ ACQUIRED THE PHILADELPHIA STOCK EXCHANGE (PHLX) XPHO UNITED STATES OF AMERICA US XNAS S PHILADELPHIA OPTIONS EXCHANGE PHILADELPHIA WWW.PHLX.COM JUNE 2005 ACTIVE JUNE 2005 XPHS PHILIPPINES PH XPHS O PHILIPPINE STOCK EXCHANGE, INC. PSE PASIG CITY WWW.PSE.COM.PH JUNE 2005 ACTIVE JUNE 2005 XPHX UNITED KINGDOM GB PEEL S PEEL HUNT CROSSING LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 ELECTRONIC CROSSING PLATFORM FOR EQUITIES XPIC RUSSIA RU XPIC O SAINT-PETERSBURG CURRENCY EXCHANGE SPCEX SAINT-PETERSBURG WWW.SPCEX.RU JUNE 2005 ACTIVE JUNE 2005 XPMS TURKEY TR XIST S BORSA ISTANBUL - PRECIOUS METALS AND DIAMONDS MARKETS ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 PRECIOUS METALS AND DIAMONDS MARKETS XPOL UNITED KINGDOM GB VIUK S POSIT DARK UK LONDON WWW.ITG.COM OCTOBER 2019 ACTIVE APRIL 2019 XPOM PAPUA NEW GUINEA PG XPOM O PNGX MARKETS LIMITED PNGX PORT MORESBY WWW.PNGX.COM.PG AUGUST 2020 ACTIVE JUNE 2005 XPOR UNITED STATES OF AMERICA US XNAS S PORTAL WASHINGTON WWW.NASDAQPORTALMARKET.COM OCTOBER 2007 ACTIVE OCTOBER 2007 XPOS IRELAND IE ITGL S POSIT DARK DARK DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE JULY 2007 XPOT GERMANY DE XEEE S EUROPEAN ENERGY EXCHANGE - OTF GAS MARKET LEIPZIG WWW.EEX.COM DECEMBER 2019 ACTIVE MARCH 2016 OTF SEGMENT OF THE EEX GAS MARKETS. XPOW FRANCE FR XPOW O POWERNEXT PARIS WWW.POWERNEXT.FR JUNE 2005 ACTIVE JUNE 2005 XPRA CZECH REPUBLIC CZ XPRA O PRAGUE STOCK EXCHANGE PSE PRAGUE WWW.PSE.CZ MAY 2010 ACTIVE MAY 2010 XPRI UKRAINE UA XPRI O PRIDNEPROVSK COMMODITY EXCHANGE DNIPROPETROVSK MAY 2010 ACTIVE MAY 2010 XPRM CZECH REPUBLIC CZ XPRA S PRAGUE STOCK EXCHANGE - MTF PSE PRAGUE WWW.PSE.CZ JANUARY 2016 ACTIVE JANUARY 2016 MTF MARKET OF THE PRAGUE STOCK EXCHANGE. XPSF GERMANY DE XEEE S EUROPEAN ENERGY EXCHANGE - REGULATED GAS MARKET LEIPZIG WWW.EEX.COM DECEMBER 2019 ACTIVE SEPTEMBER 2015 REGULATED MARKET SEGMENT FOR SPOT AND FUTURES GAS MARKETS OF EEX. XPST HONG KONG HK XPST O POSIT - ASIA PACIFIC HONG KONG WWW.ITG.COM MARCH 2011 ACTIVE MARCH 2011 EQUITY CROSSING NETWORK. XPSX UNITED STATES OF AMERICA US XNAS S NASDAQ OMX PSX PSX NEW YORK WWW.NASDAQTRADER.COM MARCH 2013 ACTIVE MARCH 2013 US EQUITIES EXCHANGE XPTY PANAMA PA XPTY O BOLSA DE VALORES DE PANAMA, S.A. BVP PANAMA WWW.PANABOLSA.COM JUNE 2005 ACTIVE JUNE 2005 XPUK UNITED KINGDOM GB XPUK O XP INVESTMENTS UK LLP LONDON DECEMBER 2018 ACTIVE OCTOBER 2018 XPUS UNITED STATES OF AMERICA US XPUS O XP INVESTMENTS US, LLC NEW YORK WWW.XPI.US NOVEMBER 2019 ACTIVE MAY 2019 XPXE CZECH REPUBLIC CZ XPXE O POWER EXCHANGE CENTRAL EUROPE PXE PRAGUE WWW.PXE.CZ MAY 2010 ACTIVE MAY 2010 XQMH SWITZERLAND CH XSWX S SIX SWISS EXCHANGE – STRUCTURED PRODUCTS SIX ZURICH WWW.SIX-STRUCTURED-PRODUCTS.COM DECEMBER 2020 ACTIVE OCTOBER 2007 WARRANTS AND STRUCTURED PRODUCTS SEGMENT. WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML XQOD SWITZERLAND CH XSWX S SIX SWISS EXCHANGE - ETF QOD SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE JULY 2020 WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML XQTX GERMANY DE XDUS S BOERSE DUESSELDORF - QUOTRIX DUESSELDORF WWW.BOERSE-DUESSELDORF.DE SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC TRADING SYSTEM FOR SHARES, BONDS, ETFs, INVESTMENT FUNDS XQUI ECUADOR EC XQUI O BOLSA DE VALORES DE QUITO QUITO WWW.CCBVQ.COM JUNE 2011 ACTIVE JUNE 2011 XRAS ROMANIA RO XBSE S RASDAQ RASDAQ BUCHAREST WWW.BVB.RO JUNE 2005 ACTIVE JUNE 2005 XRBM MALAYSIA MY XRBM O RINGGIT BOND MARKET RBM KUALA LUMPUR WWW.BONDINFO.BNM.GOV.MY MAY 2010 ACTIVE MAY 2010 XRCB AUSTRIA AT XRCB O RAIFFEISEN CENTROBANK AG - SYSTEMATIC INTERNALISER RCB VIENNA WWW.RCB.AT NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. XREP SWITZERLAND CH ROSR S SIX REPO AG - CH REPO MARKET SIX ZURICH WWW.SIX-REPO.COM DECEMBER 2017 ACTIVE DECEMBER 2017 CH REPO MARKET OPERATED BY SIX REPO AG. XRFQ IRELAND IE ITGL S POSIT RFQ RFQ DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 REQUEST-FOR-QUOTE (RFQ) MARKET. XRIS LATVIA LV XRIS O NASDAQ RIGA AS RIGA WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE OCTOBER 2009 XRMO CZECH REPUBLIC CZ XRMZ S RM-SYSTEM CZECH STOCK EXCHANGE - MTF RMS CZ PRAGUE WWW.RMSYSTEM.CZ MAY 2010 ACTIVE MAY 2010 ELECTRONIC TRADING PLATFORM FOR EQUITIES AND BONDS LEGALLY DEFINED AS A MULTI-SIDED TRADING SYSTEM (MOS) WITH MORE OPEN CONDITIONS FOR ACCEPTING SECURITIES. XRMZ CZECH REPUBLIC CZ XRMZ O RM-SYSTEM CZECH STOCK EXCHANGE RMS CZ PRAGUE WWW.RMSYSTEM.CZ MAY 2010 ACTIVE MAY 2010 XROS ARGENTINA AR XROS O BOLSA DE COMERCIO ROSARIO BCR ROSARIO WWW.BCR.COM.AR JUNE 2005 ACTIVE JUNE 2005 XROT SWITZERLAND CH ROSR S SIX REPO AG - OTC SPOT MARKET SIX ZURICH WWW.SIX-REPO.COM DECEMBER 2017 ACTIVE DECEMBER 2017 OTC SPOT MARKET. XROX ARGENTINA AR XROS S MERCADO DE VALORES DE ROSARIO S.A. MERVAROS ROSARIO WWW.MERVAROS.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 XRPM ROMANIA RO XRPM O ROMANIAN POWER MARKET BUCHAREST WWW.OPCOM.RO APRIL 2009 ACTIVE APRIL 2009 ROMANIAN POWER MARKET OPERATOR (OPCOM). XRSP UNITED KINGDOM GB PEEL S PEEL HUNT RETAIL LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM FOR EQUITIES XRUS RUSSIA RU XRUS O INTERNET DIRECT-ACCESS EXCHANGE INDX MOSCOW WWW.INDX.RU SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 XSAF SOUTH AFRICA ZA XJSE S JSE EQUITY DERIVATIVES MARKET SAFEX JOHANNESBURG WWW.SAFEX.CO.ZA APRIL 2015 ACTIVE JUNE 2005 XSAM RUSSIA RU XSAM O SAMARA CURRENCY INTERBANK EXCHANGE SCIEX SAMARA WWW.SCIEX.RU JUNE 2005 ACTIVE JUNE 2005 XSAP JAPAN JP XSAP O SAPPORO SECURITIES EXCHANGE SAPPORO WWW.SSE.OR.JP JUNE 2005 ACTIVE JUNE 2005 XSAT SWEDEN SE XSAT O SPOTLIGHT STOCK MARKET STOCKHOLM WWW.SPOTLIGHTSTOCKMARKET.COM AUGUST 2018 ACTIVE JUNE 2007 XSAU SAUDI ARABIA SA XSAU O SAUDI STOCK EXCHANGE RIYADH WWW.TADAWUL.COM.SA JUNE 2005 ACTIVE JUNE 2005 XSBI JAPAN JP SBIJ S JAPANNEXT - X - MARKET TOKYO WWW.JAPANNEXT.CO.JP APRIL 2020 ACTIVE MARCH 2012 XSBT SINGAPORE SG XSES S SINGAPORE EXCHANGE BOND TRADING PTE. LTD SGX-BT SINGAPORE WWW.SGX.COM JULY 2017 ACTIVE JULY 2017 ELECTRONIC TRADING PLATFORM FOR FIXED INCOME SECURITIES. XSC1 GERMANY DE XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 1 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUCTURED PRODUCTS - COUNTRY SEGMENT 1. XSC2 GERMANY DE XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 2 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUCTURED PRODUCTS - COUNTRY SEGMENT 2. XSC3 GERMANY DE XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 3 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUKTURED PRODUCTS - COUNTRY SEGMENT 3. XSCA SINGAPORE SG XSES S SINGAPORE CATALIST MARKET SINGAPORE WWW.SGX.COM JULY 2020 ACTIVE SEPTEMBER 2008 SPONSOR-SUPERVISED MARKET MODEL. XSCE SINGAPORE SG XSES S SINGAPORE COMMODITY EXCHANGE SICOM SINGAPORE WWW.SGX.COM OCTOBER 2013 ACTIVE JUNE 2005 MERGED WITH SGX IN 2008 XSCO GERMANY DE XSCO O BOERSE FRANKFURT WARRANTS TECHNICAL FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE AUGUST 2012 XSCU SWITZERLAND CH STOX S STOXX LIMITED - CUSTOMIZED INDICES ZURICH WWW.STOXX.COM MARCH 2011 ACTIVE MARCH 2011 XSDX SWITZERLAND CH XSWX S SIX DIGITAL EXCHANGE SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE JUNE 2019 REGULATED PLATFORM TO ISSUE AND TRADE DIGITAL ASSETS. WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML XSEB SWITZERLAND CH XSWX S SIX SWISS EXCHANGE - EBBO BOOK SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE NOVEMBER 2018 EBBO EQUITY ORDER BOOK. WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML XSEC CHINA CN XSHE S SHENZHEN STOCK EXCHANGE - SHENZHEN - HONG KONG STOCK CONNECT SHENZHEN WWW.SZSE.CN MAY 2015 ACTIVE MAY 2015 XSEF UNITED STATES OF AMERICA US XSEF O SWAPEX, LLC SWAPEX NEW YORK WWW.SWAPEX.COM JULY 2014 ACTIVE MARCH 2012 SWAP EXECUTION FACILITY. XSES SINGAPORE SG XSES O SINGAPORE EXCHANGE SGX SINGAPORE WWW.SGX.COM JUNE 2005 ACTIVE JUNE 2005 XSFA SOUTH AFRICA ZA XJSE S JSE COMMODITY DERIVATIVES MARKET SAFEX JOHANNESBURG WWW.SAFEX.CO.ZA APRIL 2015 ACTIVE JUNE 2005 XSFE AUSTRALIA AU XASX S ASX - TRADE24 SFE SYDNEY WWW.SFE.COM.AU MAY 2012 ACTIVE SEPTEMBER 2010 XSGA FRANCE FR XSGA O SOCIETE GENERALE - SYSTEMATIC INTERNALISER SG SI PARIS WWW.SGCIB.COM NOVEMBER 2017 ACTIVE SEPTEMBER 2012 SOCIETE GENERALE - SYSTEMATIC INTERNALISER BUSINESSES. XSGB UNITED KINGDOM GB XSGB O SOCIETE GENERALE (LONDON BRANCH) - SYSTEMATIC INTERNALISER LONDON HTTPS://WHOLESALE.BANKING.SOCIETEGENERALE.COM/ AUGUST 2019 ACTIVE AUGUST 2019 SYSTEMATIC INTERNALISER. XSGE CHINA CN XSGE O SHANGHAI FUTURES EXCHANGE SHFE SHANGHAI WWW.SHFE.COM.CN JUNE 2005 ACTIVE JUNE 2005 XSGO CHILE CL XSGO O SANTIAGO STOCK EXCHANGE SANTIAGO WWW.BOLSADESANTIAGO.COM JUNE 2005 ACTIVE JUNE 2005 XSHE CHINA CN XSHE O SHENZHEN STOCK EXCHANGE SHENZHEN WWW.SZSE.CN JUNE 2005 ACTIVE JUNE 2005 XSHG CHINA CN XSHG O SHANGHAI STOCK EXCHANGE SSE SHANGHAI WWW.SSE.COM.CN AUGUST 2014 ACTIVE JUNE 2005 XSIB RUSSIA RU XSIB O SIBERIAN EXCHANGE SIMEX NOVOSIBIRSK WWW.SIBEX.RU MAY 2010 ACTIVE MAY 2010 XSIM SINGAPORE SG XSES S SINGAPORE EXCHANGE DERIVATIVES CLEARING LIMITED SGX-DT SINGAPORE WWW.SGX.COM JUNE 2005 ACTIVE JUNE 2005 XSMP UNITED KINGDOM GB XLDN S EURONEXT BLOCK LONDON WWW.EURONEXT.COM/BLOCKMTF SEPTEMBER 2017 ACTIVE SEPTEMBER 2008 MULTILATERAL TRADING FACILITY (MTF). XSOP SLOVENIA SI XSOP O BSP REGIONAL ENERGY EXCHANGE - SOUTH POOL LJUBLJANA WWW.BSP-SOUTHPOOL.COM APRIL 2009 ACTIVE APRIL 2009 XSPM FRANCE FR XPAR S EURONEXT STRUCTURED PRODUCTS MTF PARIS WWW.EURONEXT.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 MULTILATERAL TRADING FACILITY FOR THE TRADING OF STRUCTURED PRODUCTS. XSPS FIJI FJ XSPS O SOUTH PACIFIC STOCK EXCHANGE SPSE SUVA WWW.SPSE.COM.FJ JUNE 2005 ACTIVE JUNE 2005 XSSC CHINA CN XSHG S SHANGHAI STOCK EXCHANGE - SHANGHAI - HONG KONG STOCK CONNECT SSE SHANGHAI WWW.SSE.COM.CN AUGUST 2014 ACTIVE AUGUST 2014 FOREIGN INVESTORS TRADING IN A-SHARE STOCK LISTED IN SHANGHAI STOCK EXCHANGE UNDER SHANGHAI-HONG KONG STOCK CONNECT XSSE BOSNIA AND HERZEGOVINA BA XSSE O SARAJEVO STOCK EXCHANGE SASE SARAJEVO WWW.SASE.BA JUNE 2007 ACTIVE JUNE 2007 XSTC VIET NAM VN XSTC O HOCHIMINH STOCK EXCHANGE HOSE HO CHI MINH CITY WWW.HSX.VN DECEMBER 2009 ACTIVE DECEMBER 2009 XSTE UZBEKISTAN UZ XSTE O REPUBLICAN STOCK EXCHANGE UZSE TASHKENT WWW.UZSE.UZ SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 XSTF GERMANY DE XSTU S BOERSE STUTTGART - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE. XSTM UNITED STATES OF AMERICA US NFSC S FIDELITY CROSSSTREAM ATS BOSTON WWW.CAPITALMARKETS.FIDELITY.COM NOVEMBER 2014 ACTIVE SEPTEMBER 2014 REGISTERED ATS FOR TRADING US EQUITIES XSTO SWEDEN SE XSTO O NASDAQ STOCKHOLM AB STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE JULY 2010 XSTP GERMANY DE XSTU S BOERSE STUTTGART - TECHNICAL PLATFORM 3 STUTTGART WWW.BOERSE-STUTTGART.DE JULY 2021 ACTIVE JULY 2021 XSTU GERMANY DE XSTU O BOERSE STUTTGART STUTTGART WWW.BOERSE-STUTTGART.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 XSTV SWITZERLAND CH STOX S STOXX LIMITED - VOLATILITY INDICES ZURICH WWW.STOXX.COM MARCH 2011 ACTIVE MARCH 2011 XSTX SWITZERLAND CH STOX S STOXX LIMITED - INDICES ZURICH WWW.STOXX.COM MARCH 2011 ACTIVE MARCH 2011 XSVA EL SALVADOR SV XSVA O EL SALVADOR STOCK EXCHANGE EL SALVADOR WWW.BVES.COM.SV JUNE 2005 ACTIVE JUNE 2005 XSWA SWAZILAND SZ XSWA O SWAZILAND STOCK EXCHANGE SSX MBABANE WWW.SSX.ORG.SZ JUNE 2005 ACTIVE JUNE 2005 XSWB UNITED KINGDOM GB XSWB O SWX SWISS BLOCK LONDON WWW.SWXEUROPE.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 TRADING VENUE FOR SWISS BLUE-CHIP EQUITIES. XSWM SWITZERLAND CH XSWX S SIX SWISS EXCHANGE - SIX SWISS EXCHANGE AT MIDPOINT SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE SEPTEMBER 2016 XSWX SWITZERLAND CH XSWX O SIX SWISS EXCHANGE SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 ACTIVE JUNE 2005 MID/SMALL CAP EQUITY, FUNDS, ETFS, BOND SEGMENT. WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML XTAE ISRAEL IL XTAE O TEL AVIV STOCK EXCHANGE TASE TEL AVIV WWW.TASE.CO.IL JUNE 2005 ACTIVE JUNE 2005 XTAF TAIWAN TW XTAF O TAIWAN FUTURES EXCHANGE TAIFEX TAIPEI WWW.TAIFEX.COM.TW JUNE 2005 ACTIVE JUNE 2005 XTAI TAIWAN TW XTAI O TAIWAN STOCK EXCHANGE TWSE TAIPEI WWW.TWSE.COM.TW/EN/ JUNE 2005 ACTIVE JUNE 2005 XTAL ESTONIA EE XTAL O NASDAQ TALLINN AS TALLINN WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE DECEMBER 2009 XTAM JAPAN JP XJPX S TOKYO STOCK EXCHANGE-TOKYO PRO MARKET TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE MARCH 2009 REGISTERED MARKET FOR EQUITIES IN JAPAN. XTEH IRAN IR XTEH O TEHRAN STOCK EXCHANGE TSE TEHRAN WWW.TSE.IR NOVEMBER 2007 ACTIVE NOVEMBER 2007 XTFF JAPAN JP XTFF O TOKYO FINANCIAL EXCHANGE TFX TOKYO WWW.TFX.CO.JP SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 XTIR ALBANIA AL XTIR O TIRANA STOCK EXCHANGE TIRANA JUNE 2005 ACTIVE JUNE 2005 XTK1 JAPAN JP XJPX S TOKYO STOCK EXCHANGE - TOSTNET-1 TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JANUARY 2006 XTK2 JAPAN JP XJPX S TOKYO STOCK EXCHANGE - TOSTNET-2 TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JANUARY 2006 XTK3 JAPAN JP XJPX S TOKYO STOCK EXCHANGE - TOSTNET-3 TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JULY 2011 TOKYO STOCK EXCHANGE'S TOSTNET-3 MARKET IS AN OFF-AUCTION MARKET DESIGNED FOR ISSUER'S SHARE BUYBACK. XTKS JAPAN JP XJPX S TOKYO STOCK EXCHANGE TSE TOKYO WWW.JPX.CO.JP MAY 2016 ACTIVE JUNE 2005 XTKT JAPAN JP XTKT O TOKYO COMMODITY EXCHANGE TOCOM TOKYO WWW.TOCOM.OR.JP MAY 2010 ACTIVE MAY 2010 XTND HUNGARY HU XBUD S XTEND XTND BUDAPEST WWW.BET.HU OCTOBER 2017 ACTIVE OCTOBER 2017 BUDAPEST STOCK EXCHANGE MULTILATERAL TRADING FACILITY (MTF) XTNX CANADA CA XTSX S TSX VENTURE EXCHANGE - NEX NEX VANCOUVER WWW.TSX.COM/EN/NEX JUNE 2005 ACTIVE JUNE 2005 XTRD UNITED STATES OF AMERICA US XTRD O XTRD XTRD NEW YORK HTTPS://XTRD.IO NOVEMBER 2018 ACTIVE NOVEMBER 2018 ORDERS ROUTING SYSTEM FOR CRYPTOCURRENCIES EXCHANGES. XTRN TRINIDAD AND TOBAGO TT XTRN O TRINIDAD AND TOBAGO STOCK EXCHANGE TTSE PORT OF SPAIN JUNE 2005 ACTIVE JUNE 2005 XTRZ CROATIA HR XTRZ O ZAGREB MONEY AND SHORT TERM SECURITIES MARKET INC ZAGREB WWW.TRZISTENOVCA.HR APRIL 2007 ACTIVE APRIL 2007 XTSE CANADA CA XTSE O TORONTO STOCK EXCHANGE TSX TORONTO WWW.TSE.COM JUNE 2005 ACTIVE JUNE 2005 XTSX CANADA CA XTSX O TSX VENTURE EXCHANGE TSX-V TORONTO WWW.TSX.COM JUNE 2005 ACTIVE JUNE 2005 XTUC ARGENTINA AR XROS S NUEVA BOLSA DE COMERCIO DE TUCUMAN S.A. NBCT TUCUMAN WWW.NBCT.COM.AR NOVEMBER 2007 ACTIVE NOVEMBER 2007 XTUN TUNISIA TN XTUN O BOURSE DE TUNIS BVMT TUNIS WWW.BVMT.COM.TN SEPTEMBER 2007 ACTIVE SEPTEMBER 2007 XTXD UNITED STATES OF AMERICA US XTXD O XTX DIRECT NEW YORK WWW.XTXMARKETS.COM NOVEMBER 2020 ACTIVE NOVEMBER 2020 XTXE FRANCE FR XTXE O XTX MARKETS SAS PARIS WWW.XTXMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 EQUITY, FX, FIXED INCOME AND COMMODITY PRODUCTS. XTXM UNITED KINGDOM GB XTXM O XTX MARKETS LONDON WWW.XTXMARKETS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 EQUITY, FX, FIXED INCOME AND COMMODITY PRODUCTS. XUAX UKRAINE UA XUAX O UKRAINIAN STOCK EXCHANGE UKRSE KIEV WWW.UKRSE.KIEV.UA FEBRUARY 2006 ACTIVE FEBRUARY 2006 XUBS UNITED KINGDOM GB XUBS O UBS MTF LIMITED - DARK ORDER BOOK LONDON WWW.UBS.COM/MTF APRIL 2021 ACTIVE JULY 2010 XUGA UGANDA UG XUGA O UGANDA SECURITIES EXCHANGE USE KAMPALA WWW.USE.OR.UG JUNE 2005 ACTIVE JUNE 2005 XUKR UKRAINE UA XUKR O UKRAINIAN UNIVERSAL COMMODITY EXCHANGE KIEV WWW.UUTB.COM.UA JUNE 2005 ACTIVE JUNE 2005 XULA MONGOLIA MN XULA O MONGOLIAN STOCK EXCHANGE ULAAN BAATAR WWW.MSE.MN JUNE 2005 ACTIVE JUNE 2005 XUMP UNITED KINGDOM GB XUBS S UBS MTF LIMITED - PERIODIC AUCTION ORDER BOOK LONDON WWW.UBS.COM/MTF APRIL 2021 ACTIVE NOVEMBER 2017 PERIODIC AUCTION ORDER BOOK. XUNI UZBEKISTAN UZ XUNI O UNIVERSAL BROKER'S EXCHANGE 'TASHKENT' TASHKENT JUNE 2005 ACTIVE JUNE 2005 XUSE INDIA IN XUSE O UNITED STOCK EXCHANGE MUMBAI WWW.USEINDIA.COM OCTOBER 2010 ACTIVE OCTOBER 2010 REGISTERED STOCK EXCHANGE WITH SECURITIES AND EXCHANGE BOARD OF INDIA FOR OFFERRING CURRENCY DERIVATIVES. XVAL SPAIN ES BMEX S BOLSA DE VALENCIA VALENCIA WWW.BOLSAVALENCIA.ES JUNE 2005 ACTIVE JUNE 2005 XVES LUXEMBOURG LU XVES O VESTIMA LUXEMBOURG WWW.CLEARSTREAM.COM DECEMBER 2014 ACTIVE JUNE 2005 XVIE AUSTRIA AT XWBO S WIENER BOERSE AG, WERTPAPIERBOERSE (SECURITIES EXCHANGE) VIENNA WWW.WIENERBORSE.AT APRIL 2011 ACTIVE APRIL 2011 XVPA PARAGUAY PY XVPA O BOLSA DE VALORES Y PRODUCTOS DE ASUNCION SA BVPASA ASUNCION WWW.BVPASA.COM.PY JUNE 2005 ACTIVE JUNE 2005 XVPB LIECHTENSTEIN LI XVPB O VP BANK AG - SYSTEMATIC INTERNALISER VADUZ WWW.VPBANK.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER. REGISTERED MARKET FOR FX OTC DERIVATIVES. XWAR POLAND PL XWAR O WARSAW STOCK EXCHANGE/EQUITIES/MAIN MARKET WSE WARSAW WWW.GPW.PL AUGUST 2013 ACTIVE JUNE 2005 XWBO AUSTRIA AT XWBO O WIENER BOERSE AG VIENNA WWW.WIENERBOERSE.AT NOVEMBER 2008 ACTIVE NOVEMBER 2008 XXSC GERMANY DE XXSC O FRANKFURT CEF SC FRANKFURT WWW.DEUTSCHE-BOERSE.COM OCTOBER 2011 ACTIVE OCTOBER 2011 XXSC WILL COMPRISE THE INFORMATION FOR "FRAA" AND "FRAB". QUOTE AND TRADE INFORMATION IS DISTRIBUTED VIA CEF (CONSOLIDATED EXCHANGE FEED), THEREFORE THE SHORT NAME "FRANKFURT CEF SC" REFERS TO CEF AND SC TO SCOACH. XXXX ZZ ZZ XXXX O NO MARKET (E.G. UNLISTED) OCTOBER 2005 ACTIVE OCTOBER 2005 XYIE AUSTRALIA AU XYIE O YIELDBROKER PTY LTD SYDNEY WWW.YIELDBROKER.COM JUNE 2005 ACTIVE JUNE 2005 XZAG CROATIA HR XZAG O ZAGREB STOCK EXCHANGE ZAGREB WWW.ZSE.HR JUNE 2005 ACTIVE JUNE 2005 XZAP CROATIA HR XZAG S PROGRESS MARKET ZAGREB HTTP://PROGRESS.MARKET DECEMBER 2017 ACTIVE DECEMBER 2017 MULTILATERAL TRADING FACILITY FOR SMALL AND MEDIUM-SIZED ENTERPRISES. XZCE CHINA CN XZCE O ZHENGZHOU COMMODITY EXCHANGE ZCE ZHENGZHOU WWW.CZCE.COM.CN JUNE 2005 ACTIVE JUNE 2005 XZIM ZIMBABWE ZW XZIM O ZIMBABWE STOCK EXCHANGE HARARE WWW.ZSE.CO.ZW JUNE 2005 ACTIVE JUNE 2005 YKNA UNITED STATES OF AMERICA US YKNA O COMHAR CAPITAL MARKETS, LLC - US EQUITIES CHICAGO AUGUST 2019 ACTIVE AUGUST 2019 PROPRIETARY TRADING SYSTEM. YLDX SOUTH AFRICA ZA XJSE S JSE INTEREST RATE DERIVATIVES MARKET JOHANNESBURG WWW.YIELDX.CO.ZA APRIL 2015 ACTIVE JUNE 2005 ZAPA CROATIA HR XZAG S ZAGREB STOCK EXCHANGE - APA ZAGREB WWW.ZSE.HR FEBRUARY 2018 ACTIVE FEBRUARY 2018 APPROVED PUBLICATION ARRANGEMENT. ZARX SOUTH AFRICA ZA ZARX O ZAR X ZARX JOHANNESBURG WWW.ZARX.CO.ZA APRIL 2018 ACTIVE APRIL 2018 ZBUL BULGARIA BG XBUL S BULGARIAN STOCK EXCHANGE - MAIN MARKET SOFIA WWW.BSE-SOFIA.BG FEBRUARY 2019 ACTIVE FEBRUARY 2019 BULGARIAN STOCK EXCHANGE MAIN MARKET. ZERO UNITED STATES OF AMERICA US SCXO S ZERO HASH CHICAGO WWW.SEEDCX.COM MARCH 2019 ACTIVE MARCH 2019 CALCULATION AGENT AND SETTLEMENT PLATFORM. ZFXM SOUTH AFRICA ZA XJSE S JSE CURRENCY DERIVATIVES MARKET FXM JOHANNESBURG WWW.JSE.CO.ZA JUNE 2018 ACTIVE JUNE 2018 ZKBX SWITZERLAND CH ZKBX O ZURCHER KANTONALBANK SECURITIES EXCHANGE ZURICH WWW.ZKB.CH FEBRUARY 2017 ACTIVE JUNE 2011 REGISTERED MARKET FOR EQUITIES AND BONDS. ZOBX GERMANY DE XBER S ZOBEX ZOBEX BERLIN WWW.BOERSE-BERLIN.DE JUNE 2005 ACTIVE JUNE 2005 ZODM UNITED KINGDOM GB ZODM O ZODIA MARKETS LONDON WWW.ZODIA-MARKETS.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 CRYPTOASSET BROKERAGE AND EXCHANGE.

ISO 10383 Market Identifier Codes MICs Additions

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS UNITED KINGDOM GB DRSP DRSP O EURONEXT UK - REPORTING SERVICES LONDON WWW.EURONEXT.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 APPROVED PUBLICATION ARRANGEMENT. UNITED STATES OF AMERICA US FNFX BGCF S FENICS FX ECN NEW YORK WWW.FENICSFX.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 ELECTRONIC COMMUNICATIONS NETWORK. SPAIN ES POSE POSE O PORTFOLIO STOCK EXCHANGE MADRID WWW.PORTFOLIO.EXCHANGE SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 MULTILATERAL TRADING FACILITY. UNITED STATES OF AMERICA US PUND PUND O PUNDION LLC NEW YORK WWW.PUNDION.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 EQUITY PRODUCTS. BULGARIA BG UCBG UCBG O UNICREDIT BULBANK AD - SYSTEMATIC INTERNALISER SOFIA WWW.UNICREDITBULBANK.BG SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB ZODM ZODM O ZODIA MARKETS LONDON WWW.ZODIA-MARKETS.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 CRYPTOASSET BROKERAGE AND EXCHANGE.

ISO 10383 Market Identifier Codes MICs Modifications

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS NORWAY NO NORX NORX O NASDAQ OSLO ASA OSLO WWW.NASDAQ.COM/SOLUTIONS/EUROPEAN-COMMODITIES SEPTEMBER 2021 MODIFIED MAY 2011 AUSTRALIA AU NZFX XASX S ASX - NEW ZEALAND FUTURES & OPTIONS ASX SYDNEY WWW.ASX.COM.AU SEPTEMBER 2021 MODIFIED SEPTEMBER 2007 CANADA CA PURE XCNQ S CANADIAN SECURITIES EXCHANGE - PURE CSE-PURE TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED DECEMBER 2006 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX). CANADA CA XCNQ XCNQ O CANADIAN SECURITIES EXCHANGE CSE LISTED TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED APRIL 2009 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX).

ISO 10383 Market Identifier Codes MICs Deactivations

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS

ISO 10383 Market Identifier Codes Monthly updates

MIC COUNTRY ISO COUNTRY CODE (ISO 3166) OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS DRSP UNITED KINGDOM GB DRSP O EURONEXT UK - REPORTING SERVICES LONDON WWW.EURONEXT.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 APPROVED PUBLICATION ARRANGEMENT. FNFX UNITED STATES OF AMERICA US BGCF S FENICS FX ECN NEW YORK WWW.FENICSFX.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 ELECTRONIC COMMUNICATIONS NETWORK. NORX NORWAY NO NORX O NASDAQ OSLO ASA OSLO WWW.NASDAQ.COM/SOLUTIONS/EUROPEAN-COMMODITIES SEPTEMBER 2021 MODIFIED MAY 2011 NZFX AUSTRALIA AU XASX S ASX - NEW ZEALAND FUTURES & OPTIONS ASX SYDNEY WWW.ASX.COM.AU SEPTEMBER 2021 MODIFIED SEPTEMBER 2007 POSE SPAIN ES POSE O PORTFOLIO STOCK EXCHANGE MADRID WWW.PORTFOLIO.EXCHANGE SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 MULTILATERAL TRADING FACILITY. PUND UNITED STATES OF AMERICA US PUND O PUNDION LLC NEW YORK WWW.PUNDION.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 EQUITY PRODUCTS. PURE CANADA CA XCNQ S CANADIAN SECURITIES EXCHANGE - PURE CSE-PURE TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED DECEMBER 2006 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX). UCBG BULGARIA BG UCBG O UNICREDIT BULBANK AD - SYSTEMATIC INTERNALISER SOFIA WWW.UNICREDITBULBANK.BG SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 SYSTEMATIC INTERNALISER. XCNQ CANADA CA XCNQ O CANADIAN SECURITIES EXCHANGE CSE LISTED TORONTO WWW.THECSE.COM SEPTEMBER 2021 MODIFIED APRIL 2009 FORMERLY KNOWN AS PURE (CSE OTHER LISTED) FORMERLY KNOWN AS THE CANADIAN NATIONAL STOCK EXCHANGE (CNSX). ZODM UNITED KINGDOM GB ZODM O ZODIA MARKETS LONDON WWW.ZODIA-MARKETS.COM SEPTEMBER 2021 ACTIVE SEPTEMBER 2021 CRYPTOASSET BROKERAGE AND EXCHANGE.

ISO 10383 Market Identifier Codes MICs List Deactivated MICs

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS SWITZERLAND CH AIXE AIXE O AIXECUTE BERNE WWW.BEKB.CH DECEMBER 2017 DELETED JULY 2012 REPLACED BY OTXB. THE NETHERLANDS NL ALXA XAMS S EURONEXT - ALTERNEXT AMSTERDAM AMSTERDAM WWW.EURONEXT.COM JUNE 2017 DELETED AUGUST 2007 UNITED KINGDOM GB AMTS XMTS S MTS NETHERLANDS LONDON WWW.MTSMARKETS.COM APRIL 2019 DELETED FEBRUARY 2011 UNITED STATES OF AMERICA US ATDF ATDF O AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC ATDF MOUNT PLEASANT WWW.ATDESK.COM DECEMBER 2019 DELETED JANUARY 2015 US BROKER-DEALER EQUITY MARKET MAKER. CANADA CA ATSA ALPHA VENTURE PLUS TORONTO MAY 2012 DELETED MIC TO USE IS XATS (ALPHA EXCHANGE) FINLAND FI AXSI AXSI O ALEXANDRIA PANKKIIRILIIKE OYJ - SYSTEMATIC INTERNALISER HELSINKI WWW.ALEXANDRIA.FI MAY 2020 DELETED DECEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB BAIK BAIKAL LONDON OCTOBER 2011 DELETED LSEG HAS COMPLETED ITS ACQUISITION OF TURQUOISE TRADING LIMITED (TURQUOISE) THROUGH A MERGER OF THE BUSINESSES OF TURQUOISE AND BAIKAL GLOBAL LIMITED (BAIKAL).THE NEW VENTURE WILL CONTINUE TO TRADE UNDER THE TURQUOISE NAME. UNITED STATES OF AMERICA US BAMP MERR POOL XLN NEW YORK JULY 2011 DELETED DARK POOL REQUESTED BY MISTAKE. BAML AND BAMP ARE THE SAME. THE NETHERLANDS NL BEUD CCXE S CBOE EUROPE - BXE DARK ORDER BOOK (NL) CBOE EU DARK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 DELETED SEPTEMBER 2018 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS. THE NETHERLANDS NL BEUE CCXE S CBOE EUROPE - BXE ORDER BOOKS (NL) CBOE EU BXE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 DELETED SEPTEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. THE NETHERLANDS NL BEUF CCXE S CBOE EUROPE - BXE OFF-BOOK (NL) CBOE EU BXE OFF BOOK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 DELETED SEPTEMBER 2018 CBOE EUROPE (BXE) OFF-BOOK TRADE REPORTS. UNITED KINGDOM GB BGCM BGCI S BGC BROKERS LP - MTF LONDON WWW.BGCPARTNERS.COM MARCH 2018 DELETED OCTOBER 2017 MULTILATERAL TRADING FACILITY. ROMANIA RO BMFA BMFX S BMFMS-ATS SIBIU WWW.SIBEX.RO FEBRUARY 2018 DELETED OCTOBER 2010 ALTERNATIVE TRADING SYSTEM FOR EQUITIES. ROMANIA RO BMFM BMFX S DERIVATIVES REGULATED MARKET - BMFMS BMFMS SIBIU WWW.SIBEX.RO FEBRUARY 2018 DELETED MAY 2010 ROMANIA RO BMFX BMFX O SIBIU MONETARY- FINANCIAL AND COMMODITIES EXCHANGE SIBIU WWW.SIBEX.RO FEBRUARY 2018 DELETED JULY 2010 THE SIBIU MONETARY FINANCIAL AND COMMODITIES EXCHANGE (BURSA MONETAR FINANCIARÃ ŞI DE MÃRFURI SIBIU OR BMFMS IN ROMANIAN) IS ROMANIA'S SECOND LARGEST FINANCIAL MARKET. IRELAND IE BMLX BMLX O BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY BAMLI DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 DELETED NOVEMBER 2017 IRELAND IE BMSI BMLX S BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY - SYSTEMATIC INTERNALISER BAMLI DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 DELETED NOVEMBER 2017 SYSTEMATIC INTERNALISER. ITALY IT BOND MTSO S BONDVISION ITALIA ROMA WWW.MTSMARKETS.COM FEBRUARY 2018 DELETED NOVEMBER 2005 REGULATED MARKET FOR GOVERNMENT DEBT SECURITIES. ITALY IT BPAS BPAS O BANCA PASSADORE - SYSTEMATIC INTERNALISER GENOVA WWW.BANCAPASSADORE.IT JANUARY 2019 DELETED SEPTEMBER 2018 SYSTEMATIC INTERNALISER. NORWAY NO BULK NORX S NASDAQ COMMODITIES - BULK COMMODITY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ NOVEMBER 2020 DELETED APRIL 2017 NORWAY NO BURG XOSL S BURGUNDY NORDIC MTF OSLO WWW.OSLOBORS.NO JANUARY 2016 DELETED APRIL 2009 MULTILATERAL TRADING PLATFORM, NORDIC SECURITIES NORWAY NO BURM XOSL S BURGUNDY REGULATED MARKET OSLO WWW.OSLOBORS.NO JANUARY 2016 DELETED JULY 2010 REGULATED MARKET FOR WARRANTS, CERTIFICATES, STRUCTURED PRODUCTS AND ETFS. UNITED KINGDOM GB CAZE CAZE O THE CAZENOVE MTF LONDON WWW.JPMORGANCAZENOVE.COM JANUARY 2017 DELETED NOVEMBER 2007 UNITED STATES OF AMERICA US CCFE CCFE O CHICAGO CLIMATE FUTURES EXCHANGE CHICAGO WWW.CCFE.COM DECEMBER 2013 DELETED JUNE 2007 MARKET IS CLOSED. UNITED STATES OF AMERICA US CDEL CDEL O CITADEL SECURITIES ATS NEW YORK WWW.CITADELGROUP.COM NOVEMBER 2015 DELETED MAY 2011 ATS FOR EQUITIES. POLAND PL CETO BONDSPOT S.A. WARSZAWA MARCH 2011 DELETED CETO WAS ONLY FOR BONDSPOT AS JOINT-STOCK COMPANY, NOT AS MARKET. THE NETHERLANDS NL CEUE CCXE S CBOE EUROPE - CXE ORDER BOOKS (NL) CBOE EU CXE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ DECEMBER 2018 DELETED SEPTEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE. CHANGE OF CODE TO CEUX. UNITED KINGDOM GB CGME CGML S CITI MATCH - GB LONDON WWW.CITIGROUP.COM JANUARY 2020 DELETED APRIL 2012 CITI MATCH EMEA. SINGAPORE SG CHIE CHIE O CHI-EAST SINGAPORE WWW.CHI-EAST.COM JUNE 2012 DELETED DECEMBER 2009 EXCHANGE-BACKED NON DISPLAY VENUE IN ASIA, FOR SECURITIES LISTED IN AUSTRALIA, HONG KONG, JAPAN AND SINGAPORE. UNITED KINGDOM GB CHIY BCXE S BATS CHI-X EUROPE LIMITED - CHI-CLEAR CHI-X LONDON WWW.BATSTRADING.CO.UK NOVEMBER 2014 DELETED JULY 2010 OFF BOOK, ON-EXCHANGE SYSTEM FOR CFDS AND EQUITIES. UNITED STATES OF AMERICA US CICX CGMI S CITI CROSS CX NEW YORK WWW.CITIGROUP.COM DECEMBER 2019 DELETED FEBRUARY 2012 REGISTERED ATS DARK POOL FOR EQUITIES. CITICROSS ATS CEASED OPERATIONS ON APRIL 30, 2019. UNITED KINGDOM GB CMED CMEE S CME EUROPE - DERIVATIVES CME LONDON WWW.CMEEUROPE.COM NOVEMBER 2017 DELETED JANUARY 2013 CME EUROPE TRADING PLATFORM UNITED KINGDOM GB CMTS XMTS S EUROCREDIT MTS LONDON WWW.EUROCREDITMTS.COM SEPTEMBER 2013 DELETED NOVEMBER 2005 MARKET IS CLOSED. UNITED STATES OF AMERICA US CONE XCBO S CBOE OPTIONS EXCHANGE CHICAGO HTTP://MARKETS.CBOE.COM/ SEPTEMBER 2020 DELETED AUGUST 2020 CBOE OPTIONS EXCHANGE (C1). UNITED KINGDOM GB CRDL COREDEAL MTS LONDON FEBRUARY 2011 DELETED DELETED AT THE REQUEST OF MTS GROUP. UNITED KINGDOM GB CSFB CREDIT SUISSE (EUROPE) LONDON SEPTEMBER 2012 DELETED UNITED STATES OF AMERICA US CSLP CRED S CREDIT SUISSE LIGHT POOL NEW YORK WWW.CREDIT-SUISSE.COM NOVEMBER 2019 DELETED MAY 2010 EQUITIES ELECTRONIC TRADING PLATFORM UNITED STATES OF AMERICA US CTWO XCBO S CBOE C2 OPTIONS EXCHANGE CHICAGO HTTP://MARKETS.CBOE.COM/ SEPTEMBER 2020 DELETED AUGUST 2020 DENMARK DK DAMP GXG MARKETS A/S HORSENS MAY 2012 DELETED MIC TO USE IS GXGR. UNITED KINGDOM GB DBCR DBIX S DEUTSCHE BANK - CENTRAL RISK BOOK CENTRAL RISK BOOK LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML DECEMBER 2020 DELETED OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR THE CENTRAL RISK BOOK AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/) UNITED KINGDOM GB DBCX DBIX S DEUTSCHE BANK - CLOSE CROSS CLX LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML DECEMBER 2020 DELETED OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR CLOSE CROSS AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/) UNITED KINGDOM GB DBDC DBIX S DEUTSCHE BANK - DIRECT CAPITAL ACCESS DCA LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML DECEMBER 2020 DELETED OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR DCA AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/) UNITED KINGDOM GB DBIX DBIX O DEUTSCHE BANK AG - LONDON LONDON WWW.DB.COM APRIL 2021 DELETED OCTOBER 2014 UNITED KINGDOM GB DBSE DBIX S DEUTSCHE BANK - SUPERX EU SUPERX EU LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML DECEMBER 2020 DELETED OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR SUPERX EU AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/) UNITED KINGDOM GB DBVX TRDE S DBV-X LONDON WWW.DBV-X.COM JUNE 2016 DELETED OCTOBER 2015 MTF FOR MONEY MARKET PRODUCTS - PLATFORM NOT LAUNCHED BY MARKET ORGANISATION UNITED KINGDOM GB EACM XMTS S MTS REPO - AGENCY CASH MANAGEMENT ACM LONDON WWW.MTSMARKETS.COM APRIL 2016 DELETED JULY 2013 ELECTRONIC AUCTION TRADING PLATFORM FOR CASH-RICH INVESTORS TO ENTER SECURED MONEY MARKETS INVESTMENTS VIA TRI-PARTY REPO MECHANISM THE NETHERLANDS NL EBSD EBSN S EBS MTF - RFQ - FOR THE TRADING OF FX PRODUCTS AMSTERDAM WWW.EBS.COM MARCH 2020 DELETED JULY 2017 REPLACED BY EBSF. THE NETHERLANDS NL EBSI EBSN S EBS MTF - RFQ - FOR ASSET MANAGERS TRADING FX PRODUCTS AMSTERDAM WWW.EBS.COM MARCH 2020 DELETED JULY 2017 REPLACED BY IEBS. UNITED KINGDOM GB EBSX BTEE S EBS MTF EBS LONDON WWW.EBS.COM AUGUST 2017 DELETED DECEMBER 2015 MULTILATERAL TRADING FACILITY FOR FX DERIVATIVES. THE NETHERLANDS NL ECXE ECXE O EUROPEAN CLIMATE EXCHANGE AMSTERDAM WWW.ECX.EU DECEMBER 2013 DELETED SEPTEMBER 2008 MARKET IS CLOSED. UNITED STATES OF AMERICA US EDGE EDGE O BATS DIRECT EDGE LENEXA WWW.BATS.COM JUNE 2018 DELETED AUGUST 2012 GERMANY DE EFTP EFTP O ENERGIEFINANZ TRADING PLATFORM HPF SCHWERIN WWW.ENERGIEFINANZ.EU APRIL 2014 DELETED APRIL 2013 THIS MARKET IS CLOSED UNITED KINGDOM GB EMCH TRDE S FINACOR EMATCH LONDON WWW.TRADITION.COM SEPTEMBER 2017 DELETED NOVEMBER 2016 PLATFORM FOR EMERGING MARKETS SECURITIES UNITED KINGDOM GB EMTS XMTS S EBM EMTS LONDON WWW.EUROMTS-LTD.COM APRIL 2019 DELETED JUNE 2005 SWEDEN SE ENSX SEBS S SEB ENSKILDA STOCKHOLM WWW.SEB.SE DECEMBER 2017 DELETED NOVEMBER 2012 SEB ENSKILADA LIQUIDITY POOL. BELGIUM BE ENXB XBRU S EURONEXT - EASY NEXT BRUSSELS WWW.EURONEXT.COM JANUARY 2019 DELETED JUNE 2008 MULTILATERAL TRADING FACILITY FOR WARRANTS AND CERTIFICATES SWITZERLAND CH EQWB XBRN S BX WORLDCAPS BERNE WWW.BXSWISS.COM JULY 2014 DELETED OCTOBER 2013 NOT IN USE ANYMORE - MARKET FOR EQUITIES WORLDWIDE UNITED STATES OF AMERICA US ESPD XNAS S NASDAQ OMX ESPEED ESPEED NEW YORK WWW.NASDAQOMX.COM NOVEMBER 2018 DELETED SEPTEMBER 2013 ELECTRONIC FIXED INCOME TRADING PLATFORM. GREECE GR EUAX ASEX S ATHENS EXCHANGE EUAS MARKET ATHENS WWW.ATHEX.GR/DEFAULT_EN.ASP MAY 2016 DELETED JUNE 2011 ELECTRONIC TRADING PLATFORM FOR EMISSION ALLOWANCES (EUAS). SWITZERLAND CH EUCH EUCH O EUREX ZURICH ZURICH WWW.EUREXREPO.COM APRIL 2019 DELETED JULY 2012 SWITZERLAND CH EURM EUCH S EUREX REPO MARKET ZURICH WWW.EUREXREPO.COM APRIL 2019 DELETED JULY 2012 EUREX SWISS REPO MARKET. SWITZERLAND CH EUSC EUCH S EUREX CH SECLEND MARKET ZURICH WWW.EUREXREPO.COM APRIL 2019 DELETED JULY 2012 EUREX SWISS SECURITIES LENDING MARKET. SWITZERLAND CH EUSP EUCH S EUREX OTC SPOT MARKET ZURICH WWW.EUREXREPO.COM APRIL 2019 DELETED JULY 2012 EUREX SWISS OTC/SPOT MARKET. MALTA MT EWSM EWSM O EUROPEAN WHOLESALE SECURITIES MARKET EWSM VALLETTA WWW.EWSM.EU JULY 2019 DELETED APRIL 2012 ITALY IT EXPA EXPANDI MARKET MILANO JUNE 2009 DELETED STARTING FROM 22ND JUNE 2009 EXPANDI WILL MERGE IN MTA MARKETS (MTAA) GERMANY DE FRAD XFRA S DEUTSCHE BOERSE MID-POINT CROSS DBMID FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 DELETED MAY 2011 DARK POOL. BELGIUM BE FRRF FRRF O FONDS DES RENTES / RENTENFONDS BRUSSELS WWW.BNB.BE/RK/FONDS.HTM JUNE 2012 DELETED OCTOBER 2005 UNITED KINGDOM GB FXMT FXMARKETSPACE LIMITED LONDON JANUARY 2009 DELETED FXMARKETSPACE SUSPENDED TRADING OPERATIONS ON OCTOBER 17, 2008 UNITED KINGDOM GB GFIA GFIA O GFI AUCTIONMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 DELETED OCTOBER 2011 MTF NO LONGER IN USE UNITED KINGDOM GB GFIM GFIC S GFI MARKETMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 DELETED DECEMBER 2008 MTF NO LONGER IN USE GERMANY DE GMEX GMEX O GREENMARKET EXCHANGE MUENCHEN WWW.GREENMARKET-EXCHANGE.COM JUNE 2015 DELETED JUNE 2011 TRADING CEASED AS OF 29TH JUNE 2012. MARKET WILL NOT BE REACTIVATED. UNITED KINGDOM GB GMTS XMTS S MTS GERMANY LONDON WWW.MTSGERMANY.COM APRIL 2019 DELETED FEBRUARY 2011 UNITED KINGDOM GB GSBX GSIL S GOLDMAN SACHS INTERNATIONAL - SIGMA BCN LONDON WWW.GOLDMANSACHS.COM/GSET OCTOBER 2019 DELETED OCTOBER 2016 GSI BROKER CROSSING NETWORK DENMARK DK GXGF GXGR S GXG MTF FIRST QUOTE HORSENS WWW.GXGMARKETS.COM JULY 2019 DELETED APRIL 2012 DENMARK DK GXGM GXGR S GXG MTF HORSENS WWW.GXGMARKETS.COM JULY 2019 DELETED OCTOBER 2011 MULTILATERAL TRADING FACILITY FOR EQUITIES AND BONDS. DENMARK DK GXGR GXGR O GXG MARKETS A/S DANSK AMP HORSENS WWW.GXGMARKETS.COM JULY 2019 DELETED MAY 2012 HONG KONG HK HKME HKME O HONG KONG MERCANTILE EXCHANGE HKMEX HONG KONG WWW.HKMERC.COM MAY 2015 DELETED NOVEMBER 2008 HKMEX HAS CEASED ITS ACTIVITIES IN MAY 2013. UNITED KINGDOM GB HSXE HSXE O HSBC-X UNITED KINGDOM LONDON WWW.HSBC.COM AUGUST 2017 DELETED AUGUST 2012 UNITED KINGDOM GB HUNG XMTS S MTS HUNGARY LONDON APRIL 2019 DELETED SEPTEMBER 2011 MTS HUNGARY IS A DIVISION OF EUROMTS AND TRADES GOVIES BONDS. UNITED STATES OF AMERICA US IBLX XINS S INSTINET BLX NEW YORK WWW.INSTINET.COM NOVEMBER 2017 DELETED JUNE 2009 VOLUME-TRIGGERED, MULTI-PARTY DARK CONTINUOUS BLOCK CROSSING ATS FOR US EQUITIES. UNITED KINGDOM GB ICAH ICAP S TRAYPORT LONDON WWW.ICAP.COM AUGUST 2018 DELETED JUNE 2007 ICAP ELECTRONIC BROKING LIMITED UNITED KINGDOM GB ICAP ICAP O ICAP EUROPE LONDON WWW.I-SWAP.COM AUGUST 2018 DELETED JUNE 2007 NORWAY NO ICAS ICAS O ICAP ENERGY AS BERGEN WWW.ICAPENERGY.COM/EU MAY 2018 DELETED JULY 2008 MTF - ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES UNITED KINGDOM GB ICAT ICAP HYDE TANKER DERIVATIVES LIMITED LONDON SEPTEMBER 2008 DELETED MIC TO USE IS ICAH UNITED KINGDOM GB ICEN ICAP S ICAP ENERGY LONDON WWW.ICAPENERGY.COM AUGUST 2018 DELETED JUNE 2007 UNITED KINGDOM GB ICEU INTERCONTINENTAL EXCHANGE - ICE FUTURES EUROPE LONDON OCTOBER 2011 DELETED UNITED KINGDOM GB ICSE ICAP S ICAP SECURITIES LONDON WWW.ICAP.COM AUGUST 2018 DELETED JUNE 2007 UNITED KINGDOM GB ICTQ ICAP S ICAP TRUEQUOTE LONDON WWW.ICAPENERGY.COM/EU AUGUST 2018 DELETED MARCH 2010 ELECTRONIC TRADING PLATFORM FOR OTC OIL SWAPS. UNITED STATES OF AMERICA US ICUS ICE FUTURES U.S. INC NEW YORK OCTOBER 2011 DELETED NEW YORK BOARD OF TRADE (NYBOT) IS RENAMED IN ICE FUTURES US. XNYF IS CHANGED INTO ICUS (ALREADY CREATED IN MAY 08 - V48) AS PER EXCHANGE REQUEST UNITED KINGDOM GB IECE ICEO S ICAP ENERGY LTD OTF - EUROPEAN COMMODITIES AND ENERGY DERIVATIVES LONDON WWW.TICAP.COM AUGUST 2018 DELETED NOVEMBER 2017 OTF FOR TRADING OF EUROPEAN COMMODITIES AND ENERGY DERIVATIVES. POLAND PL IENG IENG O INFOENGINE OTC WARSAW WWW.INFOENGINE.PL DECEMBER 2017 DELETED JUNE 2016 PLATFORM FOR OTC TRADE IN NATURAL GAS AND ELECTRICITY. UNITED STATES OF AMERICA US IIDX XINS S INSTINET IDX NEW YORK WWW.INSTINET.COM NOVEMBER 2017 DELETED JUNE 2009 POINT-IN-TIME DARK ATS FOR US EQUITIES. UNITED KINGDOM GB IMCD ICPM S ICAP MTF - CREDIT DERIVATIVES LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR CREDIT DERIVATIVES. UNITED KINGDOM GB IMCM ICPM S ICAP MTF - COMMODITIES LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR COMMODITIES. UNITED KINGDOM GB IMTS XMTS S MTS IRELAND LONDON WWW.MTSIRELAND.COM APRIL 2019 DELETED NOVEMBER 2005 UNITED KINGDOM GB IOFB IOTF S ICAP SECURITIES OTF - BUTLER FX DERIVATIVES LONDON WWW.TICAP.COM MAY 2018 DELETED NOVEMBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES. THE NETHERLANDS NL IPNL IPNL O ISWAP EURO MTF AMSTERDAM WWW.ICAP.COM DECEMBER 2018 DELETED OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES. UNITED KINGDOM GB ISDX ICAP S ICAP SECURITIES & DERIVATIVES EXCHANGE LIMITED LONDON WWW.ISDX.COM JUNE 2017 DELETED NOVEMBER 2012 MIC TO USE IS NEXX AND RELATED SEGMENT MICS. ICELAND IS ISEC XICE S FIRST NORTH ICELAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 DELETED MAY 2010 ITALY IT ITSM AIM ITALIA - MERCATO ALTERNATIVO DEL CAPITALE MILANO APRIL 2012 DELETED COMBINATION OF SME MARKETS OF AIM ITALIA AND MAC IN ITALY. RUSSIA RU IXSP IXSP O INTERNATIONAL STOCK EXCHANGE SAINT-PETERSBOURG IXSP SAINT-PETERSBURG WWW.IXSP.RU MARCH 2013 DELETED MARCH 2008 SECURITIES MARKETS, IPO. REGISTRED IN APRIL 2007 JAPAN JP JASR XIJP S JAPANCROSSING TOKYO WWW.INSTINET.COM FEBRUARY 2018 DELETED SEPTEMBER 2007 JAPAN JP JATA JASDAQ TACHIAIGAI (OFF-FLOOR MARKET) TOKYO SEPTEMBER 2010 DELETED DELETED DUE TO ORGANIZATIONAL MERGER OF OSE AND JASDAQ. UNITED KINGDOM GB JLSI JLSI O JUMP LIQUIDITY - SYSTEMATIC INTERNALISER LONDON WWW.JUMPTRADING.COM SEPTEMBER 2019 DELETED DECEMBER 2017 SYSTEMATIC INTERNALISER FOR EU EQUITIES. UNITED STATES OF AMERICA US JSEF JSEF O JAVELIN SEF, LLC NEW YORK WWW.THEJAVELIN.COM DECEMBER 2016 DELETED AUGUST 2014 REGISTERED SEF FOR INTEREST RATE DERIVATIVES. BOUGHT BY BATS HOTSPOT FX (MIC: BHSF). JAPAN JP KABU KABU O KABU.COM PTS TOKYO WWW.KABU.COM MAY 2013 DELETED OCTOBER 2008 MARKET HAS CLOSED IN SEPTEMBER 2011 POLAND PL KDPW KDPW O KDPW_CCP WARSAW WWW.KDPWCCP.PL AUGUST 2017 DELETED AUGUST 2013 KDPW_CCP CLEARED OVER THE COUNTER (OTC) TRADES UNITED KINGDOM GB KMTS EUROMTS LINKERS MARKET LONDON FEBRUARY 2011 DELETED DELETED AT THE REQUEST OF MTS GROUP UNITED STATES OF AMERICA US KNMX KNIG S KNIGHT MATCH ATS JERSEY CITY WWW.KNIGHT.COM MAY 2019 DELETED DECEMBER 2008 CROSSING ENGINE FOR EQUITIES. KOREA, REPUBLIC OF KR KOCN KOCN O KOREA ECN SECURITIES CO. LTD (ATS) SEOUL SEPTEMBER 2007 DELETED UNITED STATES OF AMERICA US LAFD LAVA S FLOW DARK FLOWDARK NEW YORK WWW.LAVATRADING.COM NOVEMBER 2014 DELETED MAY 2011 DARK POOL. UNITED STATES OF AMERICA US LAFL LAVA S LAVAFLOW ECN NEW YORK WWW.LAVAFLOWECN.COM MARCH 2015 DELETED JULY 2010 US ELECTRONIC COMMUNICATION NETWORK (ECN) FOR EQUITIES TRADING. UNITED STATES OF AMERICA US LAFX LAVA S LAVAFX NEW YORK WWW.LAVAFX.COM NOVEMBER 2014 DELETED MARCH 2009 UNITED STATES OF AMERICA US LAVA LAVA O LAVA TRADING (CITI) NEW YORK WWW.LAVAFLOWECN.COM MARCH 2015 DELETED MARCH 2013 UNITED KINGDOM GB LMTS XMTS S EUROGLOBALMTS LONDON WWW.LIQUIDNET.COM SEPTEMBER 2013 DELETED NOVEMBER 2005 MARKET IS CLOSED. ITALY IT MACX XMIL S MERCATO ALTERNATIVO DEL CAPITALE MAC MILANO WWW.BORSAITALIANA.IT OCTOBER 2013 DELETED APRIL 2012 MERGE OF AIM ITALIA AND MAC, MAC WILL BE OPENED TILL END 2012. AFTER, XAIM WILL BE THE MIC TO USE. UNITED KINGDOM GB MCZK XMTS S MTS CZECH REPUBLIC LONDON APRIL 2019 DELETED MAY 2011 MTS CZECH REPUBLIC IS A DOMESTIC MARKET WHERE IT WILL BE POSSIBLE TO TRADE GOVIES BONDS IN LOCAL CURRENCY. PORTUGAL PT MDIP MDIP O MEDIP (MTS PORTUGAL SGMR, SA) MEDIP LISBOA WWW.MTSPORTUGAL.COM JULY 2014 DELETED JUNE 2007 MTS PORTUGAL IS OPERATING AS A DIVISION OF EUROMTS SINCE 30 JUNE 2014 AUSTRALIA AU MEAU MEAU O MACQUARIE EXECUTION (AU) SYDNEY WWW.MACQUARIE.COM OCTOBER 2013 DELETED JANUARY 2011 MACQUARIE SECURITIES DARK POOL FOR TRADING AUSTRALIAN EQUITIES. HONG KONG HK MEHK MEHK O MACQUARIE EXECUTION (HK) HONG KONG WWW.MACQUARIE.COM MARCH 2015 DELETED JANUARY 2011 MACQUARIE CAPITAL SECURITIES DARK POOL FOR TRADING HK EQUITIES. LUXEMBOURG LU MIBL MIBL O MITSUBISHI UFJ INVESTOR SERVICES AND BANKING - SYSTEMATIC INTERNALISER MIBL LUXEMBOURG WWW.LU.TR.MUFG.JP JULY 2018 DELETED JULY 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB MLAX MLXN S BANK OF AMERICA - MERRILL LYNCH AUCTION CROSS LONDON HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT DECEMBER 2017 DELETED MAY 2015 INSTINCT-X AUCTION CROSS FACILITY UNITED KINGDOM GB MLEU MLXN S BANK OF AMERICA - MERRILL LYNCH OTC - EUROPE LONDON HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT DECEMBER 2017 DELETED MAY 2015 UNITED KINGDOM GB MLIB MLIB O MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY BAMLI DAC LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2018 DELETED NOVEMBER 2017 UNITED KINGDOM GB MLVE MLXN S BANK OF AMERICA - MERRILL LYNCH VWAP CROSS - EUROPE LONDON HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT DECEMBER 2017 DELETED MAY 2015 UNITED KINGDOM GB MLXN MLXN O BANK OF AMERICA - MERRILL LYNCH INSTINCT X - EUROPE LONDON HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT DECEMBER 2017 DELETED MAY 2015 UNITED STATES OF AMERICA US MSLP MSCO S MORGAN STANLEY AUTOMATED LIQUIDITY PROVISION NEW YORK WWW.MORGANSTANLEY.COM MAY 2018 DELETED DECEMBER 2014 INTERNAL AUTOMATED LIQUIDITY PROVISION UNITED STATES OF AMERICA US MSTC MSCO S MS TRAJECTORY CROSSING ATS NEW YORK WWW.MORGANSTANLEY.COM MARCH 2015 DELETED AUGUST 2010 REGISTERED ATS FOR EQUITIES IN THE U.S. MIC TO USE: MSTX. ITALY IT MTAX MTAX MILANO APRIL 2008 DELETED UNIFICATION OF MTA AND MTAX ON MARCH 3RD 2008. MTAA IS THE MIC TO USE. UNITED KINGDOM GB MTSA XMTS S MTS AUSTRIA LONDON WWW.MTSAUSTRIA.COM APRIL 2019 DELETED FEBRUARY 2011 UNITED KINGDOM GB MTSG XMTS S MTS GREECE LONDON WWW.MTSGREECE.COM APRIL 2019 DELETED FEBRUARY 2011 ITALY IT MTSM MTSO S MTS CORPORATE MARKET MTS ITALY ROMA WWW.MTSMARKETS.COM JUNE 2018 DELETED JANUARY 2008 NON-GOVERNMENT BONDS. POLAND PL MTSP MTS POLAND WARSZAWA MAY 2012 DELETED WAS REPLACED BY TBS POLAND MARKET UNITED KINGDOM GB MTSS XMTS S MTS INTERDEALER SWAPS MARKET LONDON NOVEMBER 2017 DELETED OCTOBER 2007 B2B SEGMENT UNITED KINGDOM GB MTSW XMTS S MTS SWAP MARKET STF LONDON WWW.MTSMARKETS.COM NOVEMBER 2017 DELETED JULY 2014 B2C SEGMENT OF EUROMTS LTD. LITHUANIA LT NASB NASB O NASDAQ BALTIC VILNIUS WWW.NASDAQBALTIC.COM NOVEMBER 2015 DELETED SEPTEMBER 2009 MULTILATERAL TRADING FACILITY (MTF) FOR TRADING IN SECURITIES OF BALTIC COUNTRIES. SWEDEN SE NASN NASDAQ OMX DERIVATIVES MARKETS STOCKHOLM OCTOBER 2010 DELETED NASDAQ OMX NORDIC HAVE A MIC (XSTO) THAT SHOULD BE USED FOR REPORTING PURPOSES (INCLUDING THE DERIVATIVES MARKET) UNITED KINGDOM GB NAVE TRDE S NAVESIS-MTF LONDON WWW.TRADITION.COM FEBRUARY 2018 DELETED MARCH 2012 TRADE NAME: NAVESIS ETF. UNITED STATES OF AMERICA US NBXO NASDAQ OMX BX OPTIONS WASHINGTON AUGUST 2012 DELETED DUPLICATE. MIC TO USE IS XBXO. AUSTRALIA AU NECD NSX DARK NEWCASTLE AUGUST 2011 DELETED DARK POOL REQUESTED BY MISTAKE. THE NETHERLANDS NL NEXY EBSN S EBS MTF - RFQ - FOR CORPORATES TRADING FX PRODUCTS AMSTERDAM WWW.EBS.COM JANUARY 2020 DELETED JULY 2017 CEASED OPERATIONS ON 13 DECEMBER 2019. UNITED KINGDOM GB NMTS XMTS S NEW EUROMTS LONDON WWW.NEWEUROMTS.COM SEPTEMBER 2013 DELETED NOVEMBER 2005 MARKET IS CLOSED. RUSSIA RU NNCS NNCS O REGIONAL EXCHANGE CENTRE - MICEX VOLGA REGION NCSE NIZHNIY NOVGOROD WWW.MICEX-PFO.RU MARCH 2013 DELETED APRIL 2011 NNCS ORGANIZES THE TRADING (AND REPORTING) ON THE COMMODITY SESSION WHERE TRADES ARE EXECUTED SEPARATELY FROM THE MOSCOW OFFICE. SWEDEN SE NOCO XSTO S NASDAQ STOCKHOLM AB - COMMODITIES STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2020 DELETED OCTOBER 2017 UNITED KINGDOM GB NOME NASDAQ OMX EUROPE LONDON SEPTEMBER 2008 DELETED MIC TO USE IS NURO UNITED KINGDOM GB NURD NURO S NASDAQ EUROPE (NURO) DARK NURODARK LONDON WWW.NASDAQOMXEUROPE.COM JUNE 2018 DELETED MAY 2011 DARK POOL. UNITED KINGDOM GB NURO NURO O NASDAQ OMX EUROPE LONDON WWW.NASDAQOMXEUROPE.COM JUNE 2018 DELETED SEPTEMBER 2008 MULTILATERAL TRADING FACILITY - NASDAQ OMX EUROPE - NEW MIC UNITED KINGDOM GB NYMX NYMX O NYMEX EUROPE LTD. LONDON NOVEMBER 2007 DELETED UNITED KINGDOM GB OFEX OFEX O OFEX LONDON SEPTEMBER 2006 DELETED UNITED KINGDOM GB OILX TRDE S OILX LONDON WWW.TRADITION.COM JANUARY 2015 DELETED JULY 2009 ARRANGING PLATFORM FOR OIL SWAP TRANSACTIONS. UNITED KINGDOM GB PCDS TULLETT PREBON PLC - PREBON CDS LONDON DECEMBER 2008 DELETED MIC TO USE IS TPCD. TULLETT PREBON HAS MIGRATED BUSINESS TO ITS NEW TPCREDITDEAL PLATFORM. UNITED STATES OF AMERICA US PDQD PDQX S CODA MARKETS ATS DARK ILLINOIS WWW.PDQENTERPRISES.COM FEBRUARY 2018 DELETED MAY 2011 DARK POOL. UNITED STATES OF AMERICA US PDQX PDQX O CODA MARKETS PDQX GLENVIEW WWW.PDQENTERPRISES.COM MAY 2019 DELETED MAY 2011 PREVISOULY PDQ ATS. REPLACED BY CODA MIC. POLAND PL PLPX XWAR S WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER EXCHANGE/ENERGY MARKET WARSAW WWW.TGE.PL MARCH 2020 DELETED JULY 2007 ADAPTATION TO OTF.

ISO 10383 Market Identifier Codes MICs List Deactivated MICs

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS UNITED KINGDOM GB PLSX ICAP S PLUS STOCK EXCHANGE PLUS-SX LONDON WWW.PLUS-SX.COM SEPTEMBER 2013 DELETED MARCH 2012 MIC TO USE IS ISDX GERMANY DE PLUS XMUN S BOERSE MUENCHEN - FREIVERKHER - PLUS - EUROPE MUENCHEN WWW.BOERSE-MUENCHEN.DE JUNE 2015 DELETED APRIL 2009 PAN-EUROPEAN EQUITY MARKET FOR SMALL AND MID-CAP COMPANIES. TRADING WAS INTERRUPTED AS OF AUGUST 20, 2010 AND MARKET WILL NOT BE REACTIVATED. PORTUGAL PT PMTS PMTS O MTS PORTUGAL SGMR, SA LISBOA JUNE 2007 DELETED POLAND PL POEE XWAR S WARSAW STOCK EXCHANGE/ENERGY MARKET/POEE WARSAW WWW.POEE.GPW.PL FEBRUARY 2015 DELETED JUNE 2011 ENERGY MARKT OF THE WARSAW STOCK EXCHANGE - MARKET HAS CEASED ITS ACTIVITY UNITED KINGDOM GB PORT XMTS S MTS PORTUGAL PTE LONDON WWW.MTSMARKETS.COM APRIL 2019 DELETED JULY 2014 MTSD PORTUGAL IS OPERATING AS A DIVISION OF EUROMTS SINCE 30 JUNE 2014 UNITED KINGDOM GB PRME XMTS S MTS PRIME LONDON WWW.MTSMARKETS.COM APRIL 2017 DELETED OCTOBER 2011 MTS PRIME IS A MARKET WHERE PARTICIPANTS CAN TRADE CORPORATE, COVERED AND FINANCIAL BONDS. IT IS A MARKET UNDER EUROMTS’ UMBRELLA. UNITED STATES OF AMERICA US PULX PULX O INSTINET BLOCKCROSS ATS BLKX NEW YORK WWW.INSTINET.COM NOVEMBER 2017 DELETED NOVEMBER 2010 HUNGARY HU QMTF QMTF O QUOTE MTF BUDAPEST WWW.QUOTEMTF.COM JANUARY 2014 DELETED DECEMBER 2008 MULTILATERAL TRADING FACILITY FOR EEA STOCKS - MARKET CEASED ITS ACTIVITIES ON NOVEMBER 15, 2013 UNITED KINGDOM GB QMTS MTS QUASI GOVERNMENT LONDON FEBRUARY 2011 DELETED DELETED AT THE REQUEST OF MTS GROUP UNITED STATES OF AMERICA US RCBX XINS S INSTINET RETAIL CBX RCBX NEW YORK WWW.INSTINET.COM NOVEMBER 2017 DELETED FEBRUARY 2014 CONTINUOUS DARK LIMIT ORDER BOOK THAT ALLOWS PARTICIPANTS TO INTERACT ONLY WITH SPECIFIED COUNTERPARTIES. THE NETHERLANDS NL RESE EBSN S EBS MTF - RESET AMSTERDAM WWW.RESET.NET MARCH 2020 DELETED NOVEMBER 2017 RISK MITIGATION SERVICES.REPLACED BY RESF. UNITED KINGDOM GB RMTS XMTS S MTS ISRAEL LONDON WWW.MTSISRAEL.COM APRIL 2019 DELETED AUGUST 2007 ROMANIA RO SBMF BMFX S SPOT REGULATED MARKET - BMFMS SIBIU WWW.SIBEX.RO FEBRUARY 2018 DELETED FEBRUARY 2010 SWEDEN SE SEBX SEBX O SEB - LIQUIDITY POOL SEB STOCKHOLM WWW.SEB.SE JANUARY 2018 DELETED NOVEMBER 2012 SKANDINAVISKA ENSKILDA BANKEN AB LIQUIDITY POOL. UNITED KINGDOM GB SEDR SEDR O SEEDRS - SECONDARY MARKET LONDON WWW.SEEDRS.COM/SECONDARY-MARKET DECEMBER 2017 DELETED AUGUST 2017 EQUITY CROWDFUNDING PLATFORM. UNITED STATES OF AMERICA US SIGX SIGX O SIGMA X CANADA BOSTON HTTP://GSET.GS.COM/ JUNE 2014 DELETED JULY 2011 SIGMA X CANADA IS GOLDMAN SACHS CANADA INC'S NON-DISPLAYED ATS. UNITED KINGDOM GB SLKK XMTS S MTS SLOVAKIA LONDON WWW.MTSMARKETS.COM APRIL 2019 DELETED NOVEMBER 2017 UNITED KINGDOM GB SLXT SLXT O SL-X - SECURITIES LENDING MTF LONDON WWW.SL-X.COM JULY 2015 DELETED JUNE 2013 SECURITIES LENDING MTF UNITED KINGDOM GB SMTS XMTS S MTS SPAIN LONDON WWW.MTSSPAIN.COM APRIL 2019 DELETED FEBRUARY 2011 CZECH REPUBLIC CZ SPAD XPRA S SPAD TRADING PRAGUE WWW.PSE.CZ MARCH 2013 DELETED MAY 2010 SYSTEM FOR SUPPORT OF THE SHARE AND BOND MARKETS. GERMANY DE SSWM SSWM O SSW MARKET MAKING - SYSTEMATIC INTERNALISER SSWMM OSTSTEINBEK WWW.SSW-MARKETMAKING.COM OCTOBER 2020 DELETED NOVEMBER 2017 SYSTEMATIC INTERNALISER. UNITED KINGDOM GB STAL STAL O SCHNEIDER OTF LONDON WWW.SCHNEIDERTRADING.COM FEBRUARY 2018 DELETED JUNE 2017 ELECTRONIC/VOICE HYBRID TRADING PLATFORM FOR BONDS AND OTC DERIVATIVES. NORWAY NO STEE NORX S NASDAQ COMMODITIES - STEEL COMMODITY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ NOVEMBER 2020 DELETED APRIL 2017 UNITED STATES OF AMERICA US STFU STFU O STIFEL, NICOLAUS AND COMPANY, INCORPORATED STFL NEW YORK JANUARY 2020 DELETED NOVEMBER 2019 SYSTEMATIC INTERNALISER. CZECH REPUBLIC CZ STRT XPRA S PRAGUE STOCK EXCHANGE - START (MTF) PSE PRAGUE WWW.PSE.CZ JANUARY 2016 DELETED MARCH 2014 UNREGULATED MARKET OF THE PRAGUE STOCK EXCHANGE. UNITED KINGDOM GB STSI STSI O SUN TRADING INTERNATIONAL - SYSTEMATIC INTERNALISER LONDON WWW.HUDSON-TRADING.COM DECEMBER 2018 DELETED JULY 2017 SYSTEMATIC INTERNALISER. AFTER ITS ACQUISITION BY HUDSON RIVER TRADING, SUN TRADING INTERNATIONAL HAS CEASED DEALING AND HAS BEEN DE-AUTHORISED. UNITED KINGDOM GB SUNM SUNB S SUNRISE - MTF LONDON WWW.SUNRISEBROKERS.COM MARCH 2018 DELETED OCTOBER 2017 MULTILATERAL TRADING FACILITY. UNITED KINGDOM GB TBEN XTUP S TULLETT PREBON PLC - TP ENERGY LONDON WWW.TULLETTPREBON.COM AUGUST 2018 DELETED SEPTEMBER 2007 UNITED KINGDOM GB TBLA XTUP S TULLETT PREBON PLC - TP TRADEBLADE LONDON WWW.TULLETTPREBON.COM AUGUST 2018 DELETED JUNE 2008 UNITED KINGDOM GB TCME TRDE S TFS CME DIRECT LONDON WWW.TRADITION.COM SEPTEMBER 2015 DELETED NOVEMBER 2012 ELECTRONIC TRADING PLATFORM FOR ENERGY DERIVATIVES. UNITED KINGDOM GB TEEG TPSO S TULLETT PREBON SECURITIES - OTF - EUROPEAN GOVERNMENT BONDS LONDON WWW.TULLETTPREBON.COM APRIL 2019 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF EUROPEAN GOVERNMENT BONDS. UNITED KINGDOM GB TEMC TPEL S TULLETT PREBON EUROPE - MTF - COMMODITIES AND ENERGY DERIVATIVES LONDON WWW.TPICAP.COM JUNE 2018 DELETED OCTOBER 2017 MTF FOR THE TRADING OF COMMODITIES & ENERGY DERIVATIVES. UNITED KINGDOM GB TEMG TPEL S TULLETT PREBON EUROPE - MTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 MTF FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. UNITED KINGDOM GB TEOF TPEO S TULLETT PREBON EUROPE - OTF - PREBON FX DERIVATIVES LONDON WWW.TPICAP.COM AUGUST 2018 DELETED DECEMBER 2017 OTF FOR THE TRADING OF PREBON FX DERIVATIVES. FRANCE FR TEPF TPFR S TULLETT PREBON EUROPE - OTF - PARIS - CORPORATE BONDS AND SECURITISED DEBT PARIS WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 OTF FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. FRANCE FR TEPG TPFR S TULLETT PREBON EUROPE - OTF - PARIS - GOVERNMENT BONDS - EXCLUDING GILTS PARIS WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. FRANCE FR TEPI TPFR S TULLETT PREBON EUROPE - OTF - PARIS - INTEREST RATE DERIVATIVES PARIS WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 OTF FOR THE TRADING OF INTEREST RATE DERIVATIVES INTEREST RATE DERIVATIVES. FRANCE FR TEPM TPFR S TULLETT PREBON EUROPE - OTF - PARIS - MONEY MARKET INSTRUMENTS PARIS WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 OTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS. FRANCE FR TEPR TPFR S TULLETT PREBON EUROPE - OTF - PARIS - REPOS PARIS WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 OTF FOR THE TRADING OF REPOS. FRANCE FR TEPX TPFR S TULLETT PREBON EUROPE - OTF - PARIS - FX DERIVATIVES PARIS WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES. UNITED KINGDOM GB TFSC TRDE S TFS GREEN CARBON CREDIT GLOBAL MARKETS TFS LONDON WWW.TFSGREEN.COM JANUARY 2015 DELETED MARCH 2012 UNITED KINGDOM GB TFSE TRDE S TFS GREEN EUROPEAN GREEN MARKETS TFS LONDON WWW.TRADITION.COM JANUARY 2015 DELETED MARCH 2012 UNITED KINGDOM GB TFSG TRDE S TRADITION ENERGY LONDON WWW.TFSGREEN.COM FEBRUARY 2018 DELETED MARCH 2012 TRADE NAME: TRAYPORT UNITED KINGDOM GB TFSS TRDE S TFS VARIANCE SWAPS SYSTEM LONDON NOVEMBER 2014 DELETED AUGUST 2007 UNITED KINGDOM GB TFSV TFSV O VOLBROKER LONDON WWW.TFSICAP.COM FEBRUARY 2018 DELETED AUGUST 2007 UNITED STATES OF AMERICA US THRD THIRD MARKET CORPORATION CHICAGO MARCH 2012 DELETED EXCHANGE NAME "THIRD MARKET" WILL BE CHANGED TO "NASDAQ INTERMARKET", AS A RESULT OF WHICH THE MIC CHANGES FROM THRD TO XNIM. ITALY IT TLAB TLAB O TRADINGLAB MILANO AUGUST 2007 DELETED UNITED KINGDOM GB TMTS XMTS S EUROBENCHMARK TRES. BILLS LONDON WWW.EUROMTS-LTD.COM SEPTEMBER 2013 DELETED NOVEMBER 2005 MARKET IS CLOSED. CANADA CA TMXS TMXS O TMX SELECT TORONTO WWW.TMX.COM MARCH 2018 DELETED DECEMBER 2010 TMX SELECT IS AN EQUITIES ATS IN CANADA. OWNED BY TMX GROUP, IT LEVERAGES THE SAME TECHNOLOGY AS THE TORONTO STOCK EXCHANGE TO TRADE SECURITIES THAT ARE LISTED BY EXCHANGES THAT ARE RECOGNIZED IN A CANADIAN JURISDICTION. THE NETHERLANDS NL TOMD TOMX S TOM MTF DERIVATIVES MARKET AMSTERDAM WWW.TOMMTF.EU AUGUST 2017 DELETED JUNE 2011 MTF FOR DERIVATIVES. DISCONTINUATION OF COMPANY AND SERVICES. SPAIN ES TOMF TPES S TULLETT PREBON EUROPE - OTF - MADRID - CORPORATE BONDS AND SECURITISED DEBT MADRID WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 OTF FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. THE NETHERLANDS NL TOMX TOMX O TOM MTF CASH MARKETS AMSTERDAM WWW.TOMMTF.EU AUGUST 2017 DELETED JUNE 2011 MTF FOR EQUITIES. DISCONTINUATION OF COMPANY AND SERVICES. UNITED KINGDOM GB TPCD XTUP S TULLETT PREBON PLC - TP CREDITDEAL LONDON WWW.TULLETTPREBON.COM AUGUST 2018 DELETED JUNE 2008 ELECTRONIC TRADING PLATFORM FOR CREDIT PRODUCTS GERMANY DE TPDE TPDE O TULLETT PREBON SECURITIES - FRANKFURT - OTF FRANKFURT WWW.TULLETTPREBON.COM MARCH 2018 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB TPEQ XTUP S TULLETT PREBON PLC - TP EQUITYTRADE LONDON WWW.TULLETTPREBON.COM AUGUST 2018 DELETED NOVEMBER 2012 MULTILATERAL TRADING PLATFORM FOR EQUITY DERIVATIVES. UNITED KINGDOM GB TPFD XTUP S TULLETT PREBON PLC - TP FORWARDDEAL LONDON WWW.TULLETTPREBON.COM AUGUST 2018 DELETED APRIL 2012 FRANCE FR TPFR TPFR O TULLETT PREBON EUROPE - OTF - PARIS PARIS WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB TPIM TPIM O THE PROPERTY INVESTMENT MARKET LONDON WWW.THEPROPERTYINVESTMENTMARKET.COM MARCH 2013 DELETED OCTOBER 2007 UNITED KINGDOM GB TPIS TPIS O TULLETT PREBON - INSTITUTIONAL SERVICES - OTF LONDON WWW.TPICAP.COM OCTOBER 2018 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY. UNITED KINGDOM GB TPLF TPIS S TULLETT PREBON - INSTITUTIONAL SERVICES - LIQUIDITY CHAIN - OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TPICAP.COM APRIL 2018 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. UNITED KINGDOM GB TPMF TPIS S TULLETT PREBON - INSTITUTIONAL SERVICES - MIREXA - OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. UNITED KINGDOM GB TPMG TPIS S TULLETT PREBON - INSTITUTIONAL SERVICES - MIREXA - OTF - GOVERNMENT BONDS LONDON WWW.TPICAP.COM JUNE 2018 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS. UNITED KINGDOM GB TPRE XTUP S TULLETT PREBON PLC - TP REPO LONDON WWW.TULLETTPREBON.COM AUGUST 2018 DELETED JUNE 2008 ELECTRONIC TRADING PLATFORM FOR REPURCHASE AGREEMENTS UNITED KINGDOM GB TPSD XTUP S TULLETT PREBON PLC - TP SWAPDEAL LONDON WWW.TULLETTPREBON.COM AUGUST 2018 DELETED APRIL 2011 OTC ELECTRONIC TRADING PLATFORM FOR INTEREST RATE DERIVATIVES. UNITED KINGDOM GB TPSP XTUP S TULLETT PREBON PLC - TP SPOTDEAL LONDON WWW.TULLETTPREBON.COM MARCH 2016 DELETED AUGUST 2012 UNITED KINGDOM GB TPSY TPIS S TULLETT PREBON - INSTITUTIONAL SERVICES - TPSYNREX - OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. UNITED STATES OF AMERICA US TRFX TRWB S TRADEWEB FX OPTIONS JERSEY CITY WWW.TRADEWEB.COM DECEMBER 2014 DELETED MARCH 2012 MULTIDEALER- TO-CUSTOMER TRADING PLATFORM FOR FX OPTIONS. UNITED KINGDOM GB TRQD TRQX S TURQUOISE DERIVATIVES MARKET LONDON WWW.TRADETURQUOISE.COM OCTOBER 2013 DELETED FEBRUARY 2011 MIC TO USE IS XLOD - LONDON STOCK EXCHANGE PLC HAD ENTERED INTO AN AGREEMENT WITH TURQUOISE TO ACQUIRE ITS DERIVATIVES BUSINESS. UNITED KINGDOM GB TRQS TRQX S TURQUOISE SWAPMATCH LONDON WWW.TRADETURQUOISE.COM JANUARY 2020 DELETED JUNE 2017 PLATFORM FOR BLOCK INTERESTS IN OTC EQUITY TOTAL RETURN SWAPS. GERMANY DE TSFF TPDE S TULLETT PREBON SECURITIES - FRANKFURT - OTF - CORPORATE BONDS AND SECURITISED DEBT FRANKFURT WWW.TULLETTPREBON.COM MARCH 2018 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. GERMANY DE TSFG TPDE S TULLETT PREBON SECURITIES - FRANKFURT - OTF - GOVERNMENT BONDS - EX GILTS FRANKFURT WWW.TULLETTPREBON.COM MARCH 2018 DELETED OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. UNITED KINGDOM GB TSMB TPSL S TULLETT PREBON SECURITIES - MTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT. UNITED KINGDOM GB TSMC TPSL S TULLETT PREBON SECURITIES - MTF - CREDIT DERIVATIVES LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR THE TRADING OF CREDIT DERIVATIVES. UNITED KINGDOM GB TSMG TPSL S TULLETT PREBON SECURITIES - MTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS. UNITED KINGDOM GB TSMI TPSL S TULLETT PREBON SECURITIES - MTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR THE TRADING OF MONEY MARKET INSTRUMENTS. UNITED KINGDOM GB TSUK TPSL S TULLETT PREBON SECURITIES - MTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TPICAP.COM AUGUST 2018 DELETED OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS. ITALY IT UBIM UBIM O UBI BANCA - SYSTEMATIC INTERNALISER UBI BERGAMO WWW.UBIBANCA.IT APRIL 2021 DELETED JULY 2018 SYSTEMATIC INTERNALISER. GERMANY DE UBSD UBSD O UBS EUROPE SE FRANKFURT WWW.UBS.COM MARCH 2019 DELETED JUNE 2018 FX/PM DERIVATIVES (FX/PM FORWARDS, FX/PM SWAPS, FX/PM OPTIONS). UNITED KINGDOM GB UBSE UBSL S UBS PIN (EMEA) LONDON WWW.UBS.COM MARCH 2019 DELETED DECEMBER 2015 UBS PRICE IMPROVEMENT NETWORK IN EMEA (EQUITIES). SWITZERLAND CH UBST UBST O UBS TRADING ZURICH WWW.UBS.COM AUGUST 2013 DELETED JULY 2013 UBS TRADING PLATFORMS - MIC TO USE IS UBSG. UNITED KINGDOM GB UMTS MTS CEDULAS MARKET LONDON FEBRUARY 2011 DELETED DELETED AT THE REQUEST OF MTS GROUP. RUSSIA RU URCE REGIONAL EXCHANGE CENTRE - MICEX URAL EKATERINBURG JUNE 2010 DELETED THE MICEX REGIONAL EXCHANGE CENTRES ONLY INITIATE TRADE BUSINESS, I.E. THERE IS NO TRADE THERE. UNITED KINGDOM GB VFUK VFUK O VIRTU FINANCIAL IRELAND LIMITED (LONDON BRANCH) - SYSTEMATIC INTERNALISER LONDON WWW.VIRTU.COM OCTOBER 2019 DELETED APRIL 2019 SYSTEMATIC INTERNALISER. JAPAN JP VKAB KABU S KABU.COMPTS-VWAP TOKYO WWW.KABU.COM MAY 2013 DELETED FEBRUARY 2011 MARKET HAS CLOSED IN SEPTEMBER 2011 UNITED KINGDOM GB VMTS XMTS S MTS SLOVENIA LONDON WWW.MTSSLOVENIA.COM APRIL 2019 DELETED AUGUST 2007 UNITED KINGDOM GB VOLA TRDE S TRADITION - VOLATIS LONDON WWW.TRADITION.COM SEPTEMBER 2017 DELETED JUNE 2012 FRANCE FR VRXP NYSE EURONEXT - COMPARTIMENT DES VALEURS RADIEES PARIS PARIS MARCH 2008 DELETED THIS MTF HAS MERGED WITH NYSE EURONEXT MARCHE LIBRE PARIS (XMLI) IN JANUARY 2008 AUSTRIA AT WBGF XWBO S WIENER BOERSE AG GEREGELTER FREIVERKEHR (SECOND REGULATED MARKET) VIENNA WWW.WIENERBOERSE.AT MARCH 2019 DELETED JULY 2007 POLAND PL WBLC XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/LISTING WARSZAWA WWW.GPWCATALYST.PL APRIL 2013 DELETED DECEMBER 2012 POLAND PL WCDE XWAR S WARSAW STOCK EXCHANGE/COMMODITY DERIVATIVES WARSAW WWW.POCHODNE.GPW.PL FEBRUARY 2015 DELETED SEPTEMBER 2012 MARKET HAS CEASED ITS ACTIVITY UNITED KINGDOM GB WCLK ICAP S ICAP WCLK LONDON WWW.ICAP.COM AUGUST 2018 DELETED JUNE 2007 UNITED STATES OF AMERICA US WEED WEED O WEEDEN AND CO MARKETS GREENWICH WWW.WEEDENCO.COM NOVEMBER 2019 DELETED MARCH 2017 UNITED STATES OF AMERICA US WELX WELX O WELLS FARGO LIQUIDITY CROSS ATS CHARLOTTE WWW.WELLSFARGO.COM AUGUST 2018 DELETED JUNE 2012 POLAND PL WGAS XWAR S WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER EXCHANGE/GAS WARSAW WWW.TGE.PL MARCH 2020 DELETED MAY 2012 ADAPTATION TO OTF. POLAND PL WOPO XWAR S WARSAW STOCK EXCHANGE - SPO BOOK BUILDING WSE WARSAW WWW.WSE.PL SEPTEMBER 2019 DELETED OCTOBER 2017 ARGENTINA AR XA1X A1 BUENOS AIRES JANUARY 2011 DELETED IVORY COAST CI XABJ XABJ O BOURSE DES VALEURS ABIDJAN ABIDJAN JANUARY 2004 DELETED THE NETHERLANDS NL XACE XACE O AMSTERDAM COMMODITY EXCHANGE AMSTERDAM APRIL 2003 DELETED THE NETHERLANDS NL XAEX XAEX O AEX-AGRICULTURAL FUTURES EXCHANGE AMSTERDAM APRIL 2003 DELETED CANADA CA XALB XALB O ALBERTA STOCK EXCHANGE, THE ALBERTA APRIL 2003 DELETED BELGIUM BE XANT XANT O BEURS VAN ANTWERPEN (ANTWERP STOCK EXCHANGE) ANTWERPEN APRIL 2003 DELETED AUSTRALIA AU XAOM XAOM O AUSTRALIAN OPTIONS MARKET SYDNEY JUNE 2004 DELETED RUSSIA RU XAPI XAPI O REGIONAL EXCHANGE CENTRE - MICEX FAR EAST MICEX FAR EAST VLADIVOSTOK WWW.MMVBDV.RU MARCH 2013 DELETED NOVEMBER 2007 UNITED STATES OF AMERICA US XARC XARC O THE ARCHIPELAGO ECN CHICAGO SEPTEMBER 2006 DELETED IRELAND IE XASM IRISH STOCK EXCHANGE - GLOBAL EXCHANGE MARKET DUBLIN AUGUST 2010 DELETED THE IRISH STOCK EXCHANGE IS MOVING TO A SINGLE MIC CODE REGIME AND THEREFORE XDUB WILL BE THE MIC CODE FOR ALL IRISH STOCK EXCHANGE MARKETS. NEW ZEALAND NZ XAUK XAUK O NEW ZEALAND STOCK EXCHANGE - AUCKLAND AUCKLAND APRIL 2003 DELETED UNITED STATES OF AMERICA US XAZX XAZX O ARIZONA STOCK EXCHANGE PHOENIX SEPTEMBER 2007 DELETED SPAIN ES XBAV XBAV O MERCHBOLSA AGENCIA DE VALORES, S.A. BARCELONA JULY 2007 DELETED BRAZIL BR XBBF XBBF O BOLSA BRASILIERA DE FUTUROS RIO DE JANEIRO SEPTEMBER 2007 DELETED HUNGARY HU XBCE XBCE O BUDAPEST COMMODITY EXCHANGE BUDAPEST SEPTEMBER 2006 DELETED BELGIUM BE XBFO XBFO O BELGIAN FUTURES AND OPTIONS EXCHANGE BRUSSELS JUNE 2003 DELETED BRAZIL BR XBMF BOLSA DE MERCADORIAS E FUTUROS SAO PAULO MAY 2010 DELETED MERGER BETWEEN THE BRAZILIAN MERCANTILE & FUTURES EXCHANGE (BM&F) AND THE SAO PAULO STOCK EXCHANGE (BOVESPA) => BM&FBOVESPA S.A. UNITED STATES OF AMERICA US XBMK BONDMART NEW YORK JUNE 2009 DELETED REGISTRATION FOR BONDMART WITHDRAWN. GERMANY DE XBRE XBRE O BREMER WERTPAPIERBOERSE BREMEN SEPTEMBER 2007 DELETED BRAZIL BR XBSP BOLSA DE VALORES DE SAO PAULO SAO PAULO MAY 2010 DELETED MERGER BETWEEN THE BRAZILIAN MERCANTILE & FUTURES EXCHANGE (BM&F) AND THE SAO PAULO STOCK EXCHANGE (BOVESPA) => BM&FBOVESPA S.A. UNITED STATES OF AMERICA US XBTF XBTF O BROKERTEC FUTURES EXCHANGE JERSEY CITY SEPTEMBER 2006 DELETED BRAZIL BR XBVP XBVP O BOLSA DE VALORES DO PARANA CURITIBA JULY 2006 DELETED VENEZUELA VE XCAR BVCA S BOLSA DE VALORES DE CARACAS CARACAS WWW.BOLSADECARACAS.COM APRIL 2014 DELETED JUNE 2005 JAPAN JP XCCE XCCE O CHUBU COMMODITY EXCHANGE NAGOYA AUGUST 2004 DELETED UNITED STATES OF AMERICA US XCCX XCCX O CHICAGO CLIMATE EXCHANGE, INC CCX CHICAGO WWW.CHICAGOCLIMATEEXCHANGE.COM DECEMBER 2013 DELETED JUNE 2005 NOT IN USE ANYMORE. AUSTRIA AT XCEG XWBO S WIENER BOERSE AG, CEGH GAS EXCHANGE VIENNA WWW.CEGHEX.COM FEBRUARY 2017 DELETED APRIL 2011 CENTRAL EUROPEAN GAS HUB (CEGH) IS ONE OF THE MOST IMPORTANT TRADING HUBS FOR NATURAL GAS IN CENTRAL EUROPE AND PROVIDES EXCHANGE SERVICES TOGETHER WITH VIENNA STOCK EXCHANGE. UNITED STATES OF AMERICA US XCRC XCRC O CHICAGO RICE AND COTTON EXCHANGE CHICAGO SEPTEMBER 2007 DELETED UNITED STATES OF AMERICA US XCSC XCSC O NEW YORK COCOA, COFFEE AND SUGAR EXCHANGE NEW YORK SEPTEMBER 2006 DELETED GERMANY DE XDBC XFRA S DEUTSCHE BOERSE AG - CUSTOMIZED INDICES FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2020 DELETED MARCH 2011 GERMANY DE XDBV XFRA S DEUTSCHE BOERSE AG - VOLATILITY INDICES FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2020 DELETED MARCH 2011 GERMANY DE XDBX XFRA S DEUTSCHE BOERSE AG - INDICES FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2020 DELETED MARCH 2011 GERMANY DE XDTB XDTB O DTB DEUTSCHE TERMINBOERSE GMBH FRANKFURT AM MAIN APRIL 2003 DELETED GERMANY DE XDWZ XDWZ O DEUTSCHE BOERSE AG, FRANKFURT AM MAIN FRANKFURT AM MAIN JANUARY 2004 DELETED BELGIUM BE XEAS EQUIDUCT LEUVEN NOVEMBER 2008 DELETED MIC TO USE IS XEQT UNITED KINGDOM GB XEDX EDX LONDON LIMITED LONDON MAY 2011 DELETED FROM 01/05/2011 EDX'S EXISTED PRODUCTS WILL USE NEW TURQUOISE DERIVATIVES MIC CODE. GERMANY DE XETC XETI S XETRA INTERNATIONAL MARKET - REGULATED MARKET FRANKFURT WWW.DEUTSCHE-BOERSE.COM JANUARY 2014 DELETED JUNE 2009 XETRA INTERNATIONAL, MARKET SEGMENT REGULATED. GERMANY DE XETD XETI S XETRA INTERNATIONAL MARKET - OPEN MARKET FRANKFURT WWW.DEUTSCHE-BOERSE.COM JANUARY 2014 DELETED JUNE 2009 XETRA INTERNATIONAL, MARKET SEGMENT OPEN. GERMANY DE XETI XETI O XETRA INTERNATIONAL MARKET FRANKFURT WWW.DEUTSCHE-BOERSE.COM JANUARY 2014 DELETED JUNE 2009 XETRA INTERNATIONAL, OPERATING LEVEL. TO BE GLOBALLY USED FOR ORDERROUTING AND OTHER PURPOSES LIKE "SCHLUßNOTEN" (EXECUTIONS). GERMANY DE XEUB XETR S EUREX BONDS FRANKFURT WWW.EUREX-BONDS.COM AUGUST 2019 DELETED JUNE 2005 UNITED STATES OF AMERICA US XEUS US FUTURES EXCHANGE CHICAGO JULY 2009 DELETED HAS TERMINATED ALL EXCHANGE OPERATIONS EFFECTIVE DECEMBER 31, 2008 SPAIN ES XFCM XFCM O MERCADO DE FUTUROS Y OPCIONES SOBRE CITRICOS VALENCIA JULY 2007 DELETED JAPAN JP XFFE XFFE O FUKUOKA FUTURES EXCHANGE FUKUOKA SEPTEMBER 2007 DELETED FRANCE FR XFMN XFMN O SOCIETE DU NOUVEAU MARCHE PARIS JUNE 2007 DELETED DENMARK DK XFND XCSE S FIRST NORTH DENMARK COPENHAGEN WWW.OMXNORDICEXCHANGE.COM NOVEMBER 2015 DELETED NOVEMBER 2007 IRELAND IE XFNX FINEX (NEW YORK AND DUBLIN) DUBLIN JANUARY 2011 DELETED FINEX, THEY NO LONGER OPERATE IN DUBLIN AND THEREFORE THE MIC CODE DELETED. FINEX (NOW ICE) CONTINUE TO OPERATE AS ICE IN NEW YORK. FINLAND FI XFOM XFOM O FINNISH OPTIONS MARKET HELSINKI DECEMBER 2007 DELETED THE NETHERLANDS NL XFTA XFTA O FINANCIELE TERMIJNMARKET AMSTERDAM AMSTERDAM APRIL 2003 DELETED UNITED KINGDOM GB XGFI GFIC S GFI BASISMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 DELETED SEPTEMBER 2008 MTF NO LONGER IN USE GERMANY DE XHCE RISK MANAGEMENT EXCHANGE HANNOVER JANUARY 2011 DELETED JAPAN JP XHER NIPPON NEW MARKET - HERCULES OSAKA SEPTEMBER 2010 DELETED DELETED DUE TO ORGANIZATIONAL MERGER OF OSE AND JASDAQ. THE NETHERLANDS NL XHFT XAMS S ARCA EUROPE AMSTERDAM WWW.EURONEXT.COM APRIL 2015 DELETED DECEMBER 2008 EURONEXT PAN-EUROPEAN MTF FOR HIGH FREQUENCY TRADING (HFT) JAPAN JP XHIR XHIR O HIROSHIMA STOCK EXCHANGE HIROSHIMA APRIL 2003 DELETED HONDURAS HN XHON HONDURIAN STOCK EXCHANGE SAN PEDRO SULA DECEMBER 2008 DELETED MIC TO USE IS XBCV TURKEY TR XIAB XIAB O ISTANBUL GOLD EXCHANGE IAB ISTANBUL WWW.IAB.GOV.TR MAY 2013 DELETED JUNE 2006 MARKET HAS CLOSED IN APRIL 2013 SWITZERLAND CH XICB XICB O SIX CORPORATE BONDS AG SIX ZURICH WWW.SIX-SWISS-EXCHANGE.COM JANUARY 2020 DELETED MARCH 2015 MTF PLATFORM FOR CORPORATE BONDS TRADING. IRELAND IE XIEX IRISH STOCK EXCHANGE - ENTERPRISE SECURITIES MARKET DUBLIN AUGUST 2010 DELETED THE IRISH STOCK EXCHANGE IS MOVING TO A SINGLE MIC CODE REGIME AND THEREFORE XDUB WILL BE THE MIC CODE FOR ALL IRISH STOCK EXCHANGE MARKETS. JAPAN JP XIJP XIJP O INSTINET JAPAN TOKYO WWW.INSTINET.COM FEBRUARY 2018 DELETED JANUARY 2009 TAIWAN TW XIME XIME O TAIWAN INTERNATIONAL MERCANTILE EXCHANGE TAIPEI NOVEMBER 2007 DELETED UNITED KINGDOM GB XIPE XIPE O INTERNATIONAL PETROLEUM EXCHANGE LONDON APRIL 2006 DELETED

ISO 10383 Market Identifier Codes MICs List Deactivated MICs

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTS PAKISTAN PK XISL XISL O ISLAMABAD STOCK EXCHANGE ISE ISLAMABAD WWW.ISE.COM.PK FEBRUARY 2017 DELETED JUNE 2005 ISLAMABAD STOCK EXCHANGE HAS BEEN INTEGRATED TO THE PAKISTAN STOCK EXCHANGE IN JANUARY 2017. INDONESIA ID XJKT JAKARTA STOCK EXCHANGE JAKARTA APRIL 2008 DELETED THE JAKARTA (JSX) AND SURABAYA (SSX) STOCK EXCHANGES HAVE MERGED TO BECOME THE INDONESIA STOCK EXCHANGE (IDX). MIC TO USE IS XIDX UNITED KINGDOM GB XJWY XJWY O JIWAY EXCHANGE LTD LONDON AUGUST 2004 DELETED JAPAN JP XKGT XKGT O KOBE GOMU TORIHIKIJO (RUBBER EXCHANGE) KOBE AUGUST 2004 DELETED JAPAN JP XKKT XKKT O KOBE KIITO TORIHIKIJO (RAW SILK EXCHANGE) KOBE AUGUST 2004 DELETED KOREA, REPUBLIC OF KR XKOR XKOR O KOREA STOCK EXCHANGE SEOUL FEBRUARY 2006 DELETED JAPAN JP XKST XKST O KANMON SHOHIN TORIHIKIJO (COMMODITY EXCHANGE) SHIMONOSEKI AUGUST 2004 DELETED JAPAN JP XKYO XKYO O KYOTO STOCK EXCHANGE KYOTO APRIL 2003 DELETED PAKISTAN PK XLAH XLAH O LAHORE STOCK EXCHANGE LSE LAHORE WWW.LAHORESTOCK.COM FEBRUARY 2017 DELETED JUNE 2005 LAHORE STOCK EXCHANGE HAS BEEN INTEGRATED TO THE PAKISTAN STOCK EXCHANGE IN JANUARY 2017. UNITED KINGDOM GB XLCE XLCE O LONDON COMMODITY EXCHANGE, THE LONDON SEPTEMBER 2007 DELETED UNITED KINGDOM GB XLIF XLDN S EURONEXT LIFFE LONDON WWW.EURONEXT.COM JULY 2015 DELETED JUNE 2005 MARKET DOES NOT EXIST ANYMORE. SLOVENIA SI XLJS LJUBLJANA STOCK EXCHANGE (SEMI-OFFICIAL MARKET) LJUBLJANA FEBRUARY 2009 DELETED LJSE SEMI-OFFICIAL MARKET DOES NOT EXIST SINCE 30 JUNE 2008 MALAYSIA MY XLOF MALAYSIA DERIVATIVES EXCHANGE BHD KUALA LUMPUR JULY 2008 DELETED MERGER BETWEEN THE MALAYSIA DERIVATIVES EXCHANGE AND THE BURSA MALAYSIA. XKLS IS THE VALID CODE TO USE UNITED KINGDOM GB XLTO XLTO O LONDON TRADED OPTIONS MARKET LONDON SEPTEMBER 2007 DELETED UNITED STATES OF AMERICA US XMAC XMAC O MID AMERICA COMMODITY EXCHANGE CHICAGO SEPTEMBER 2007 DELETED MOZAMBIQUE MZ XMAP XMAP O MAPUTO STOCK EXCHANGE MAPUTO OCTOBER 2014 DELETED JUNE 2005 SPAIN ES XMCE BMEX S MERCADO CONTINUO ESPANOL - CONTINUOUS MARKET SIBE MADRID WWW.BOLSASYMERCADOS.ES FEBRUARY 2018 DELETED NOVEMBER 2007 SPAIN ES XMEF BMEX S MEFF RENTA FIJA MEFF BARCELONA WWW.MEFF.COM SEPTEMBER 2013 DELETED JUNE 2005 RUSSIA RU XMIC MOSCOW INTERBANK CURRENCY EXCHANGE MOSCOW DECEMBER 2011 DELETED MIC TO USE AS FROM 19 DEC 2011 IS MISX. MERGER BETWEEN RTS AND MICEX GROUPS. UNITED STATES OF AMERICA US XMID XMID O MIDWEST STOCK EXCHANGE CHICAGO APRIL 2003 DELETED ITALY IT XMIF XMIF O MERCATO ITALIANO DEI FUTURES MILANO SEPTEMBER 2007 DELETED UNITED KINGDOM GB XMLX XMLX O OMLX, THE LONDON SECURITIES AND DERIVATIVES EXCHANGE LIMITED LONDON JULY 2006 DELETED CANADA CA XMOO XMOO O MONTREAL EXCHANGE THE / BOURSE DE MONTREAL MONTREAL JANUARY 2005 DELETED SWEDEN SE XNDX XNGM S NORDIC DERIVATIVES EXCHANGE NDX STOCKHOLM WWW.NDX.SE JUNE 2020 DELETED MARCH 2008 NEW ZEALAND NZ XNEE XNEE O NEW ZEALAND FUTURES AND OPTIONS EXCHANGE AUCKLAND SEPTEMBER 2007 DELETED GERMANY DE XNEW XFRA S NEWEX NEWEX FRANKFURT WWW.NEWEX.COM NOVEMBER 2016 DELETED SEPTEMBER 2006 JAPAN JP XNII XNII O NIIGATA STOCK EXCHANGE NIGITA APRIL 2003 DELETED UNITED KINGDOM GB XNLX NURO S NASDAQ OMX NLX NLX LONDON WWW.NLX.CO.UK JUNE 2018 DELETED NOVEMBER 2012 MULTILATERAL TRADING FACILITY FOR LISTED DERIVATIVES. SWEDEN SE XNMR XNGM S NORDIC MTF REPORTING STOCKHOLM WWW.NORDICMTF.SE JUNE 2020 DELETED APRIL 2008 OFF EXCHANGE TRADE REPORTING UNITED STATES OF AMERICA US XNQL XNQL O NQLX NEW YORK SEPTEMBER 2007 DELETED JAPAN JP XNST XNST O NAGOYA SENI TORIHIKIJO (TEXTILE EXCHANGE) - CHUBU COMMODITY EXCHANGE NAGOYA AUGUST 2004 DELETED UNITED STATES OF AMERICA US XNYC XNYC O NEW YORK COTTON EXCHANGE NEW YORK SEPTEMBER 2006 DELETED UNITED STATES OF AMERICA US XNYF ICE FUTURES U.S. INC NEW YORK JUNE 2008 DELETED NEW YORK BOARD OF TRADE (NYBOT) IS RENAMED IN ICE FUTURES US. XNYF IS CHANGED INTO ICUS AS PER EXCHANGE REQUEST UNITED STATES OF AMERICA US XOCH XOCH O ONECHICAGO, LLC CHICAGO WWW.ONECHICAGO.COM AUGUST 2021 DELETED JUNE 2005 SWEDEN SE XOME XOME O OMX NORDIC EXCHANGE STOCKHOLM AB STOCKHOLM DECEMBER 2007 DELETED JAPAN JP XOSM XOSM O OSAKA MERCANTILE EXCHANGE OSAKA SEPTEMBER 2007 DELETED JAPAN JP XOST XOST O OSAKA SENI TORIHIKIJO (TEXTILE EXCHANGE) OSAKA AUGUST 2004 DELETED AUSTRIA AT XOTB XOTB O OESTERREICHISCHE TERMIN- UND OPTIONENBOERSE, CLEARING BANK AG VIENNA JUNE 2007 DELETED UNITED STATES OF AMERICA US XPIN UBS PIN (UBS PRICE IMPROVEMENT NETWORK) STAMFORD MARCH 2012 DELETED INTERNATIONAL, SIGNAL-FREE, INTERNAL CROSSING NETWORK UNITED KINGDOM GB XPLU PLUS MARKETS GROUP LONDON NOVEMBER 2012 DELETED THE MARKET OPERATOR PLUS STOCK EXCHANGE PLC CHANGED ITS NAME TO ICAP SECURITIES & DERIVATIVES EXCHANGE LIMITED, ISDX WITH EFFECT FROM 31 OCTOBER 2012. UNITED STATES OF AMERICA US XPSE XPSE O PACIFIC EXCHANGE SAN FRANCISCO SEPTEMBER 2006 DELETED HUNGARY HU XQLX QMTF S QLX BUDAORS SEPTEMBER 2014 DELETED JUNE 2012 HYBRID MODEL MTF FOR PAN-EUROPEAN EQUITIES. BRAZIL BR XRIO XRIO O BOLSA DE VALORES DO RIO DE JANEIRO RIO DE JANEIRO SEPTEMBER 2007 DELETED SLOVAKIA SK XRMS SK RM-S (SLOVAK STOCK EXCHANGE) BRATISLAVA JANUARY 2008 DELETED XRMS IS NOT ANYMORE EXISTING MARKET IN SLOVAK REPUBLIC. RUSSIA RU XROV REGIONAL EXCHANGE CENTRE - MICEX SOUTH ROSTOV APRIL 2011 DELETED XROV ONLY ORGANIZES THE ACCESS TO THE MOSCOW TRADING SYSTEM AND SIGNS AGREEMENTS FOR THIS ACCESS WITH REGIONAL PARTICIPANTS OF THE MOSCOW TRADING SYSTEM. XROV IS NOT A PLATFORM WHERE TRADES ARE EXECUTED SEPARATELY FROM THE MOSCOW OFFICE. GERMANY DE XRTR RTR (REUTERS-REALTIME-DATEN) FRANKFURT FEBRUARY 2011 DELETED SINGAPORE SG XSCL XSES S SINGAPORE CENTRAL LIMIT ORDER BOOK INTERNATIONAL SINGAPORE WWW.SGX.COM NOVEMBER 2014 DELETED SEPTEMBER 2008 CENTRAL LIMIT ORDER BOOK (CLOB) MARKET. NO LONGER ACTIVE RUSSIA RU XSIC SIBERIAN INTERBANK CURRENCY EXCHANGE NOVOSIBIRSK MARCH 2011 DELETED NO MORE AN EXCHANGE BECAUSE ITS LICENCE OF EXCHANGE ACTIVITY WAS CEASED IN 2010 DUE TO THE REORGANIZATION. SWITZERLAND CH XSLS XSWX S SIX SWISS EXCHANGE - SLS SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML JANUARY 2020 DELETED SEPTEMBER 2016 WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML CHINA CN XSME XSME O SHENZHEN MERCANTILE EXCHANGE SHENZHEN SEPTEMBER 2007 DELETED BRAZIL BR XSOM XSOM O BOLSA DE VALORES DE SAO PAULO - SOMA SAO PAULO NOVEMBER 2007 DELETED SPAIN ES XSRM XSRM O MERCADO DE FUTUROS DE ACEITE DE OLIVA, S.A. MFAO JAEN WWW.MFAO.ES JANUARY 2017 DELETED JUNE 2005 MARKET IS CLOSED. INDONESIA ID XSUR SURABAYA STOCK EXCHANGE SURABAYA APRIL 2008 DELETED THE JAKARTA (JSX) AND SURABAYA (SSX) STOCK EXCHANGES HAVE MERGED TO BECOME THE INDONESIA STOCK EXCHANGE (IDX). MIC TO USE IS XIDX SWITZERLAND CH XSWO XSWO O SWISS OPTIONS AND FINANIAL FUTURES EXCHANGE ZURICH APRIL 2003 DELETED ESTONIA EE XTAA FIRST NORTH ESTONIA TALLINN NOVEMBER 2009 DELETED XTAA REPLACED BY FNEE. TAIWAN TW XTAD XTAD O TAISDAQ TAIPEI SEPTEMBER 2005 DELETED ESTONIA EE XTAR TALLINN STOCK EXCHANGE - REGULATED MARKET TALLINN NOVEMBER 2009 DELETED XTAR DELETED, XTAL SHOULD BE USED. NO REAL DIFFERNCES BEWEEN BOTH SEGMENTS. CANADA CA XTFE XTFE O TORONTO FUTURES EXCHANGE TORONTO SEPTEMBER 2006 DELETED UNITED KINGDOM GB XTFN XTFN O TRADEPOINT FINANCIAL NETWORKS PLC LONDON AUGUST 2004 DELETED JAPAN JP XTKA XTKA O TOYOHASHI KANKEN TORIHIKIJO (DRIED COCOON EXCHANGE) - CHUBU COMMODITY EXCHANGE AICHI AUGUST 2004 DELETED JAPAN JP XTKO XTKO O TOKYO GRAIN EXCHANGE TGE TOKYO WWW.TGE.OR.JP JANUARY 2014 DELETED MAY 2010 THE MARKET HAS CLOSED ITALY IT XTLX TLX MILANO JANUARY 2011 DELETED CANADA CA XTOE XTOE O TORONTO OPTIONS EXCHANGE TORONTO SEPTEMBER 2006 DELETED UNITED KINGDOM GB XTPE XTUP S TULLETT PREBON PLC - TP ENERGYTRADE LONDON WWW.TULLETTPREBON.COM AUGUST 2018 DELETED APRIL 2012 OTC ELECTRONIC TRADING PLATFORM FOR ENERGY PRODUCTS. UNITED STATES OF AMERICA US XTPZ XISX S INTERNATIONAL SECURITIES EXCHANGE, LLC - TOPAZ NEW YORK WWW.ISE.COM SEPTEMBER 2013 DELETED AUGUST 2012 MIC TO USE IS GMNI DENMARK DK XTRA XTRA O XTRAMARKED COPENHAGEN DECEMBER 2007 DELETED UNITED KINGDOM GB XTUP XTUP O TULLETT PREBON PLC LONDON WWW.TULLETTPREBON.COM AUGUST 2018 DELETED AUGUST 2012 TURKEY TR XTUR XTUR O TURKISH DERIVATIVES EXCHANGE TURKDEX IZMIR WWW.TURKDEX.ORG.TR AUGUST 2013 DELETED NOVEMBER 2006 MIC TO USE IS XIST CROATIA HR XVAR XVAR O VARAZDIN STOCK EXCHANGE, THE VARAZDIN SEPTEMBER 2007 DELETED LITHUANIA LT XVIA ALTERNATIVE MARKET-FIRST NORTH LITHUANIA VILNIUS OCTOBER 2009 DELETED MIC IS NOW FNLT. MARKET NOT USED YET, SO IMPACT OF MIC CHANGE IS LIMITED. RUSSIA RU XVLA XVLA O VLADIVOSTOK (RUSSIA) STOCK EXCHANGE VLADIVOSTOK NOVEMBER 2007 DELETED CANADA CA XVSE XVSE O VANCOUVER STOCK EXCHANGE VANCOUVER APRIL 2003 DELETED SWITZERLAND CH XVTX XSWX S SIX SWISS EXCHANGE - BLUE CHIPS SEGMENT SIX ZURICH WWW.SIX-GROUP.COM/EN/SITE/EXCHANGES.HTML DECEMBER 2020 DELETED MARCH 2010 WWW.SIX-GROUP.COM/EN/PRODUCTS-SERVICES/THE-SWISS-STOCK-EXCHANGE.HTML CANADA CA XWCE INTERCONTINENTAL EXCHANGE - ICE FUTURES CANADA WINNIPEG OCTOBER 2011 DELETED WINNIPEG COMMODITY EXCHANGE BECAME ICE FUTURES CANADA SINCE JANUARY 1ST, 2008 UNITED STATES OF AMERICA US XWEE WEED S WEEDEN ATS GREENWICH WWW.WEEDENCO.COM NOVEMBER 2019 DELETED APRIL 2009 REGISTERED ELECTRONIC ATS FOR US EQUITIES. JAPAN JP XYKT XYKT O YOKOHAMA COMMODITY EXCHANGE (WRONGLY RENAMED TOKYO GRAIN EXCHANGE SEPT 2006) TOKYO NOVEMBER 2006 DELETED CROATIA HR XZAM XZAG S THE ZAGREB STOCK EXCHANGE MTF ZAGREB WWW.ZSE.HR JANUARY 2020 DELETED SEPTEMBER 2009 MULTILATERAL TRADING FACILITY OF THE ZAGREB STOCK EXCHANGE.

ISO 10383 Market Identifier Codes Version

SEP2021_v1

Modification implementation date 27-Sep-21 Next publication 11-Oct-21

ISO 10383 Market Identifier Codes