ISO 10383 Market Identifier Code (MIC) Mics List by Country
Total Page:16
File Type:pdf, Size:1020Kb
Load more
Recommended publications
-
The Role of MENA Stock Exchanges in Corporate Governance the Role of MENA Contents Stock Exchanges Executive Summary Introduction in Corporate Governance Part I
The Role of MENA Stock Exchanges in Corporate Governance The Role of MENA Contents Stock Exchanges Executive Summary Introduction in Corporate Governance Part I. Key Features of MENA Markets Dominant state ownership Low regional and international integration Moderate competition for listings Young markets, dominated by a few sectors High levels of retail investment Diversifi cation of fi nancial products Part II. The Role of Exchanges in Corporate Governance The regulatory role The listing authority Corporate governance codes Disclosure and transparency The enforcement powers Concluding Remarks Annex I. About The Taskforce Annex II. Consolidated Responses to the OECD Questionnaire Annex III. Largest Listed Companies in the MENA region www.oecd.org/daf/corporateaffairs/mena Photos on front cover : © Media Center/Saudi Stock Exchange (Tadawul) and © Argus/Shutterstock.com 002012151cov.indd 1 12/06/2012 12:48:57 The Role of MENA Stock Exchanges in Corporate Governance This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any map included herein are without prejudice to the status of or sovereignty over any territory, to the delimitation of international frontiers and boundaries and to the name of any territory, city or area. © OECD 2012 You can copy, download or print OECD content for your own use, and you can include excerpts from OECD publications, databases and multimedia products in your own documents, presentations, blogs, websites and teaching materials, provided that suitable acknowledgement of OECD as source and copyright owner is given. -
Bahrain Bourse (BHB)
Bahrain Bourse (BHB) General Overview & Future Outlook Table of Contents • Vision & Mission Statement • BHB’s Historical Overview • Capital Market Regulatory Structure • Organizational Structure • Cross Listing Agreements & MOUs • Memberships • Members & Market Participants • Securities Listing Requirements at BHB • Disclosure • Trading • Development of BHB’s Trading System • Markets • Listed Instruments • Market Sectors • Trading & Settlement Process • BHB Indices • Bahrain All Share Index • BHB Statistics • Foreign Investment • Supervision, Investigation, Surveillance, & Enforcement • Disciplinary & Arbitration • Awareness & Educational Programs • Sources of Revenue • Technical Infrastructure & Business Continuity Plan • Future Plans Vision & Mission Statement Vision: • Become the leading bourse regionally with a fair, transparent, diversified and efficient market. Providing unique services to all stakeholders and customers & attracting investments, thus contributing to the national economy of the Kingdom of Bahrain. Mission: • To contribute to the national economy by offering a dedicated, reliable & efficient capital markets platform, while acting as the intellectual and business hub for all capital market participants. BHB’s Historical Overview • 1987: Establishment (Amiri Decree No. 4). • 1989: Operated officially. • 2002: Regulatory Authority Assigned to CBB. • 2006: CBB and Financial Institutions Law. • Dec. 2009: (Law No. 57) to convert BHB to a closed shareholding company. • Dec. 2010: (Law No. 60) to replace Bahrain Stock Exchange -
Report 2013 Year
2013 Year End Report 8th Avenue Belleville, St. Michael BB11114, Barbados T: (246) 436-9871/2 | F: (246) 429-8942 | www.bse.com.bb The following report reviews the overall performance of the companies listed on the Barbados Stock Exchange for the period January 1, 2013 to December 31, 2013 inclusive. Additionally, in an effort to provide greater detail on the market performance, fourth quarter information has been included. General discussion was also given to the overall economic situation of the country and its impact on the general performance of the market. The report has been structured as follows: • Overall Performance • Economic Factors • Trading activity by Market • Indices and Market Capitalization • Advancers/Decliners for 2013 • Historical Company Trading statistics • Market Events • The Regulatory Roundup • Concluding Remarks 3 Overall Performance General performance on the Board of the Barbados Stock Exchange Inc. (BSE) for the year 2013 showed comparable performance to that of the wider macro-economic environment. Trading for the year started well with the completion of transactions pursuant to the take-over of Republic Bank Barbados Limited (RBBL) by Republic Bank Limited. Average monthly trading was steady from that point until a surge in trading activity during the month of December which saw a spike in activity in both the Regular and Put Through Markets. The Put Through Market had the most improved performance in terms of increased activity as trades occurred on this Market every month with the exception of November. The Junior Market, although only recording one single trade, saw increases in performance in both trading volumes and values; there was one Block Trade transaction during the year 2013. -
In a Year of Contraction, Asia Feels the Ripple Effect of Mifid II 2016 Greenwich Leaders: Asian Equities
In a Year of Contraction, Asia Feels the Ripple Effect of MiFID II 2016 Greenwich Leaders: Asian Equities Q1 2017 Three global brokers are pulling away from the pack in the Asian equity research/advisory business—a break from historical patterns characterized by a more gradual slope among major competitors. Credit Suisse, Bank of America Merrill Lynch and Morgan Stanley are statistically deadlocked atop the list of 2016 Greenwich Leaders in Asian Equity Research/Advisory Vote Share. These three firms have opened a significant lead over UBS, CLSA Asia-Pacific Markets and J.P. Morgan, which are also virtually tied in terms of vote share and round out the list of this year’s winners. In Asian Equity Trading, the same three firms are statistically tied for the top spot in overall share, but in this business, their lead over fellow Greenwich Share Leaders CLSA, UBS and Citi is much narrower. In the growing algorithmic trading business, Bank of America Merrill Lynch widened its lead over the competition. Credit Suisse and Morgan Stanley claim the title of 2016 Greenwich Quality Leaders in Asian Equity Research Product & Analyst Service, and Greenwich Share Leaders — 2016 GREENWICH ASSOCIATES Greenwich Share20 1Leade6r Asian Equity Research/Advisory Vote Share Asian Equity Algorithmic Trading Share Broker Statistical Rank Broker Statistical Rank Credit Suisse 1T Bank of America Merrill Lynch 1 Bank of America Merrill Lynch 1T UBS 2T Morgan Stanley 1T Morgan Stanley 2T UBS 4T Credit Suisse 2T CLSA Asia-Pacific Markets 4T Goldman Sachs 5T J.P. Morgan 4T Citi 5T ITG 5T Asian Equity Trading Share, Options & Volatility Product Important Relationships—Asia Broker Statistical Rank* Broker Statistical Rank Morgan Stanley 1T Morgan Stanley 1T Bank of America Merrill Lynch 1T Goldman Sachs 1T Credit Suisse 1T Bank of America Merrill Lynch 3T CLSA Asia-Pacific Markets 4T Deutsche Bank 3T UBS 4T J.P. -
List of Key Approved and Recognised Financial Regulators & Exchanges
List of Key Approved and Recognised Financial Regulators & Exchanges S/ COUNTRY/ ACRONYM FULL TITLE OF REGULATORY BODY LISTED/COMMODITIES EXCHANGE NO REGION APRA Australian Prudential Regulation Authority 1 Australia ASIC Australian Securities Exchange Limited ASE Australian Stock Exchange FMA Austrian Financial Market Authority 2 Austria VSE Vienna Stock Exchange Vienna Stock Exchange CBFA Commission Bancaire, Financiere et des Assurances 3 Belgium LIFFE Brussels Euronext Bruxelles OSC Ontario Securities Commission 4 Canada Bourse De Montreal Inc 5 *China CSRC China Securities Regulatory Commission Finanstilsynet Copenhagen Stock Exchange 6 Denmark Dansk Autoriseret Markedsplads Nasdaq OMX Copenhagen A/S 7 Dubai DFSA Dubai Financial Services Authority FIVA Finnish Financial Supervisory Authority Helsinki Stock Exchange 8 Finland FIN-FSA Finansinspektionen Nasdaq OMX Helsinki AMF Authorite des Marches Bluenext Eurolist by Euronext Paris 9 France Euronext Paris Matif Euronext Paris Monep LCH SA GFSA - BaFIN German Financial Supervisory Authority (BAFIN) Berlin Stock Exchange Boerse Berlin Boerse Berlin Equiduct Trading Boerse Muenchen Duesseldorfer Boerse Duesseldorfer Boerse Quotrix 10 Germany Dusseldorf Stock Exchange Eurex Clearing AG Eurex Deutschland European Energy Exchange Frankfurt Stock Exchange Frankfurter Wertpapierboerse Tradegate Exchange HCMC Hellenic Capital Market Commission Athens Exchange Derivatives Market Athens Exchange Securities Market 11 Greece Athens Stock Exchange Electronic Secondary Securities Market SFC (HK) -
The Philadelphia Stock Exchange: Adapting to Survive in Changing Markets
Swarthmore College Works Economics Faculty Works Economics 2004 The Philadelphia Stock Exchange: Adapting To Survive In Changing Markets John P. Caskey Swarthmore College, [email protected] Follow this and additional works at: https://works.swarthmore.edu/fac-economics Part of the Economics Commons Let us know how access to these works benefits ouy Recommended Citation John P. Caskey. (2004). "The Philadelphia Stock Exchange: Adapting To Survive In Changing Markets". Business History Review. Volume 78, Issue 3. 451-487. DOI: 10.2307/25096909 https://works.swarthmore.edu/fac-economics/1 This work is brought to you for free by Swarthmore College Libraries' Works. It has been accepted for inclusion in Economics Faculty Works by an authorized administrator of Works. For more information, please contact [email protected]. The President and Fellows of Harvard College The Philadelphia Stock Exchange: Adapting to Survive in Changing Markets Author(s): John P. Caskey Source: The Business History Review, Vol. 78, No. 3 (Autumn, 2004), pp. 451-487 Published by: The President and Fellows of Harvard College Stable URL: http://www.jstor.org/stable/25096909 . Accessed: 17/07/2014 14:21 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]. -
Annotated Presentation of Regulated Markets and National Provisions
15.7.2011 EN Official Journal of the European Union C 209/21 Annotated presentation of regulated markets and national provisions implementing relevant requirements of MiFID (Directive 2004/39/EC of the European Parliament and of the Council) (2011/C 209/13) Article 47 of the Markets in Financial Instruments Directive (Directive 2004/39/EC, OJ L 145, 30.4.2004) authorises each Member State to confer the status of ‘regulated market’ on those markets constituted on its territory and which comply with its regulations. Article 4, paragraph 1, point 14 of Directive 2004/39/EC defines a ‘regulated market’ as a multilateral system operated and/or managed by a market operator, which brings together or facilitates the bringing together of multiple third-party buying and selling interests in financial instruments — in the system and in accordance with its non-discretionary rules — in a way that results in a contract, in respect of the financial instruments admitted to trading under its rules and/or systems, and which is authorised and functions regularly and in accordance with the provisions of Title III of Directive 2004/39/EC. Article 47 of Directive 2004/39/EC requires that each Member State maintains an updated list of regulated markets authorised by it. This information should be communicated to other Member States and the European Commission. Under the same article (Article 47 of Directive 2004/39/EC), the Commission is required to publish a list of regulated markets, notified to it, on a yearly basis in the Official Journal of the European Union. The present list has been compiled pursuant to this requirement. -
Barbados Stock Exchange Inc. Market Activity Report
Barbados Stock Exchange Inc. Market Activity Report 2019 Report on the Trading Activity for the Securities Issued by the Listed Companies of the Barbados Stock Exchange Inc. • • • Overview The following report reviews the overall performance of the companies listed on the Barbados Stock Exchange Inc. for the year ended December 31, 2019. Additionally, to provide greater detail on the market performance, fourth quarter market statistics have been included. General discussion was also given to the overall economic situation of the country and its impact on the general performance of the market. The report has been structured as follows: • Overall Performance • Trading Activity by Market • Indices and Market Capitalization • Advancers/Decliners for 2019 • Historical Company Trading Statistics • Market Events – 2019 • The Regulatory Roundup – 2019 • Conclusion Overall Performance Overall market performance for securities listed and traded across the board of the Barbados Stock Exchange Inc. for the year ended December 31, 2019 showed promise as total trading volume and value increased by 2,891% and 2,825% respectively. The Regular market produced mixed results as the increases experienced in traded volume did not have a corresponding effect on the traded value which suffered a decline. The Put Through Market performed well, closing out 2019 with marked increases in both traded volumes and values when compared to its performance at the close of 2018. There was one (1) trade occurring on the Block Trade Market1 while no activity was recorded on the Innovation & Growth Market (IGM) or the International Securities 1 See Block Trade Market section. 1 • • • Market (ISM). The Bond Market recorded some activity as bondholders became more familiar, and comfortable, with these newly restructured fixed income securities. -
ESG Report 2021
ESG Report Environmental • Social • Governance 2021 Table of Contents Letter from Ed Tilly _________________________________________________ 4 01 Cboe Business Overview ___________________________________________6 Defining Markets ___________________________________________________8 A Global, Diverse Company __________________________________________8 Guiding Principles and Values _______________________________________10 Our History ______________________________________________________10 Key Business Metrics ______________________________________________11 Promoting Transparent and Efficient Capital Markets _____________________12 02 Industry Leadership _____________________________________________ 14 Highlights _______________________________________________________16 03 Environmental _________________________________________________ 18 Reducing our Environmental Impact __________________________________20 Assumptions and Data Coverage _____________________________________21 ESG Exchange-Traded Products ______________________________________24 Sustainability-Focused Working Groups _______________________________25 2 | TABLE OF CONTENTS CBOE GLOBAL MARKETS | ESG REPORT 04 Social _________________________________________________________ 28 Equal Opportunity, Diversity, and Pay Equity ____________________________30 Diversity and Associate Engagement __________________________________30 Human Capital Management ________________________________________37 COVID-19 _______________________________________________________39 Associate Engagement -
Significantly Regulated Organizations Added
Significantly Regulated Organizations Added ‐ September 2017 DUNS COUNTRY BUSINESS NAME TICKER SYMBOL EXCHANGE NAME NUMBER NAME 565406188 BRITISH AMERICAN TOBACCO ZIMBABWE ZIMBABWE BAT.ZW Zimbabwe Stock 565568949 MEDTECH HOLDINGS LTD ZIMBABWE MMDZ.ZW Zimbabwe Stock 565412350 NATIONAL FOODS LTD ZIMBABWE NTFD.ZW Zimbabwe Stock 565679081 STARAFRICA CORPORATION LTD ZIMBABWE SACL.ZW Zimbabwe Stock 555364141 CENTRAL PHARMACEUTICAL JOINT STOCK VIETNAM DP3 Hanoi Stock Exchange CHUONG DUONG BEVERAGE JOINT STOCK Ho Chi Minh Stock 555317798 COMPANY VIETNAM SCD Exchange 555297766 DANAMECO MEDICAL JOINT STOCK VIETNAM DNM Hanoi Stock Exchange DUC GIANG CHEMICALS AND DETERGENT 555345573 POWDER JOINT STOCK COMPANY VIETNAM DGC Hanoi Stock Exchange 555248250 Ha Long Canned Food Joint Stock Co. VIETNAM CAN Hanoi Stock Exchange 555530381 HA NOI INVESTMENT GENERAL VIETNAM SHN Hanoi Stock Exchange 555271543 HA TAY PHARMACEUTICAL JOINT STOCK VIETNAM DHT Hanoi Stock Exchange HOANG ANH GIA LAI JOINT STOCK Ho Chi Minh Stock 555335798 COMPANY VIETNAM HNG Exchange 555319636 HUNG HAU AGRICULTURAL CORPORATION VIETNAM SJ1 Hanoi Stock Exchange 555530218 HUNG VIET GREEN AGRICULTURE JOINT VIETNAM HVA Hanoi Stock Exchange KLF JOINT VENTURE GLOBAL INVESTMENT 555529792 JOINT STOCK COMPANY VIETNAM KLF Hanoi Stock Exchange 555340068 LAM DONG PHARMACEUTICAL JOINT STOCK VIETNAM LDP Hanoi Stock Exchange MECHANICS CONSTRUCTION AND 555303278 FOODSTUFF JOINT STOCK COMPANY VIETNAM MCF Hanoi Stock Exchange Ho Chi Minh Stock 555365190 NAFOODS GROUP JOINT STOCK COMPANY VIETNAM NAF Exchange NORTH PETROVIETNAM FERTILIZER & 555458287 CHEMICALS JOINT STOCK COMPANY VIETNAM PMB Hanoi Stock Exchange Ho Chi Minh Stock 555279715 S.P.M CORPORATION VIETNAM SPM Exchange SAIGON BEER ALCOHOL BEVERAGE Ho Chi Minh Stock 555254439 CORPORATION VIETNAM SAB Exchange 555341953 SAM CUONG ELECTRIC MATERIALS JS CO. -
Espinal, Et Al. V. Didi Global Inc., Et Al. 21-CV-05807-U.S. District Court
Espinal v. Didi Global Inc. et al, Docket No. 1:21-cv-05807 (S.D.N.Y. Jul 06, 2021), Court Docket Current on Bloomberg Law as of 2021-07-08 13:03:33 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:21-cv-05807-LAK Espinal v. Didi Global Inc. et al Date Filed: Jul 6, 2021 Nature of suit: 850 Securities/ Commodities Assigned to: Judge Lewis A. Kaplan Cause: 15:77 Securities Fraud Jurisdiction: Federal Question Jury demand: Plaintiff Parties and Attorneys Plaintiff Rafaela Espinal individually and on behalf of all others similarly situated Representation Gregory Bradley Linkh Glancy Prongay & Murray LLP 230 Park Avenue Suite 358 New York, NY 10169 (212) 682-5340 [email protected] ATTORNEY TO BE NOTICED Defendant Didi Global Inc. formerly known as: Xiaoju Kuaizhi Inc. Defendant Will Wei Cheng © 2021 The Bureau of National Affairs, Inc. All Rights Reserved. Terms of Service // PAGE 1 Espinal v. Didi Global Inc. et al, Docket No. 1:21-cv-05807 (S.D.N.Y. Jul 06, 2021), Court Docket Defendant Alan Yue Zhuo Defendant Jean Qing Liu Defendant Stephen Jingshi Zhu Defendant Zhiyi Chen Defendant Martin Chi Ping Lau Defendant Kentaro Matsui Defendant Adria Perica Defendant Daniel Yong Zhang Defendant Goldman Sachs (ASIA) L.L.C. Defendant Morgan Stanley & Co. LLC Defendant J.P. Morgan Securities LLC Defendant Bofa Securities, Inc. Defendant Barclays Capital Inc. Defendant China Renaissance Securities (Hong Kong) Limited Defendant China International Capital Corporation Hong Kong Securities Limited © 2021 The Bureau of National Affairs, Inc. -
Amman Stock Exchange Amman Stock Exchange
Amman Stock Exchange Amman Stock Exchange Annual Report 2015 His Majesty King Abdullah II Ibn Al Hussein His Royal Highness Crown Prince Al Hussein Bin Abdullah II The Amman Stock Exchange (ASE) was established in March 11, 1999 as an independent institution authorized to function as an exchange for the trading of securities in Jordan under the Securities Law, No. 23 of 1997 and its amendments. The ASE has a legal personality with financial and administrative autonomy and it is regulated by Jordan Securities Commission. Vision Advanced financial market distinguished legislatively and technically, regionally and globally; rising to the latest international standards in the field of financial markets to provide an attractive investment environment. Mission Provide an organized, fair, transparent, and efficient market for trading securities in Jordan, and secure a safe environment for trading securities to deepen trust in the stock market therefore to serve the national economy. Objectives • Creating an attractive, safe, competitive, transparent and credible investment environment. • Developing processes, methods, and systems for trading securities in the stock market according to the latest international standards. • Developing and delivering an outstanding service to the related parties. • Disseminating trading information to the largest possible number of traders and interested parties. • Enhance the public awareness of all segments of society, while devoting especial attention to traders of securities. • Increasing the depth and the transparency of the ASE and diversifying the financial instruments available to investors. • Enhancing the cooperation with the Arab, regional and international exchanges, organizations and federations. Amman Stock Exchange 7 Amman Stock Exchange Contents Subject Page Chairman’s Statement............................................................................