DOI: 10.5772/intechopen.71549
Chapter 1 Provisional chapter
Waveform Design and Related Processing for Multiple Waveform Design and Related Processing for Multiple Target Detection and Resolution Target Detection and Resolution
Gaspare Galati and Gabriele Pavan Gaspare Galati and Gabriele Pavan Additional information is available at the end of the chapter
Additional information is available at the end of the chapter http://dx.doi.org/10.5772/intechopen.71549
Abstract
The performance of modern radar systems mostly depends on the radiated wave- forms, whose design is the basis of the entire system design. Today’s coherent, solid- state radars (either of the phased array type or of the single-radiator type as air traffic control or marine radars) transmit a set of deterministic signals with relatively large duty cycles, an order of 10%, calling for pulse compression to get the required range resolution. Often, power budget calls for different pulse lengths (e.g., short, medium, and long waveforms with a rectangular envelope) to cover the whole radar range. The first part of the chapter includes the topic of mitigating the effect of unwanted side lobes, inherent to every pulse compression, which is achieved both by a careful and optimal design of the waveform and by a (possibly mismatched) suitable processing. The second part of the chapter deals with the novel noise radar technology, not yet used in commercial radar sets but promising: (1) to prevent radar interception and exploitation by an enemy part and (2) to limit the mutual interferences of nearby radars, as in the marine environment. In this case, the design includes a tailoring of a set of pseudo-random waveforms, generally by recursive processing, to comply with the system requirements.
Keywords: radar pulse compression, noise radar technology
1. Introduction
The main concern of radar signal processing is the extraction of useful information (generally referred to as “targets”) from the background and disturbance of various kinds (noise, clutter, and jammer) [1, 2]. A typical processing input to a surveillance (or search) radar is the set of echoes from a point target at the generic reference position, which, for the two-dimension (2D) case, are naturally organized in Range (fast time) and in Azimuth (slow time), see Figure 1. Figure 2 shows a real case of plan position indicator (PPI) acquisition.
© 2018 The Author(s). Licensee IntechOpen. This chapter is distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/3.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. © The Author(s). Licensee InTech. This chapter is distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/3.0), which permits unrestricted use, distribution, and eproduction in any medium, provided the original work is properly cited. 4 Topics in Radar Signal Processing
Δθ Δ Figure 1. Range-Azimuth point target. = Azimuth resolution, R = range resolution, NA = number of azimuth cells, and NR = number of range cells.
Figure 2. Real case of PPI acquisition (Tor Vergata University area). Waveform Design and Related Processing for Multiple Target Detection and Resolution 5 http://dx.doi.org/10.5772/intechopen.71549
The status of electronic technology of early radars of the World War II (WWII) period brought the designers to use simple waveforms, that is, rectangular pulses and sequences of them. Very soon, they understood that a receiver bandwidth matched to the transmitted pulse, that is, roughly equal to the reciprocal of the pulse duration, maximizes the output signal to noise ratio or SNR [3, 4]. The Range resolution, ΔR, is a function of the pulse duration τ, expressed in distance units, that is:
ΔR ¼ cτ=2 (1) where c = 2.99792 108 m ∙ s 1, which is the speed of light. In order to cope with the conflicting requirements of increasing the average power, proportional to the pulse duration, while maintaining a fair Range resolution, Pulse Compression techniques were devised and applied after WWII both in the USA and in the Soviet Union [5, 6]. These techniques use sophisticated waveforms in the place of the simple, rectangular pulse, with matched filtering (with some- times a wanted mismatching). The early waveforms, still used today, were mostly based either on bi-phase coding, for example, Barker [7], or on the even most popular frequency modula- tion (FM or LFM in the linear case), also known as chirp signal [8, 9].
Historically, the design of the chirp radar in the Western world was made public in the 1960s [8] and, in the Eastern world, in the works (1950s) by Yakov Shirman1 [11]. The radar signals synthesis problem was first examined by the ambiguity function (AF), introduced by Woodward in the 1950s [12]. Basically, the AF is a two-variable real function representing the modulus (sometimes the squared modulus) of the matched filter output when at the input there is a delayed and Doppler-shifted replica of the radar waveform. In the following, we assume the widely used correlation processor in radar reception, which is equivalent to the above-discussed matched filter (MF). The AF allows us to quantify the distribution in Range (i.e., delay) and in radial velocity (i.e., Doppler frequency) of the interfer- ence level due to point scatterers outside the reference delay-Doppler cell (i.e., the cell in which a target is to be detected and located). In the 1960s and 1970s, there were many attempts to use the AF to design radar waveforms with “good” characteristics, that is, “low enough” sidelobes in Range (and in radial velocity) and “well shaped” mainlobe (i.e., a narrow peak). Such specifications, referred to the envelope of the matched filter output, did not led to significant results in terms of practical waveforms design. Not only because the phase was ignored in them but, mainly, because a waveform designed according to a specific ambiguity function, for example, a “thumbtack” shaped one, might be hardly implementable in a real radar for various reasons, first of all the relevant need to transmit constant-modulus signals to maximize the energy radiated on the target and hence, the detection capability. In fact, dynamic range is another constraint to be carefully considered in addition to eclipsing losses, to coding accuracy, and so on. The interest in the AF has reoccurred in the 1990s and 2000s with the studies of multiple transmitters and multiple receivers’ radar as a multiple input multiple output (MIMO) system [13–16], often named netted, multistatic, or multisite, as well as with studies of
1 Y. Shirman received the IEEE Pioneer Award in 2009 “For the independent discovery of matched filtering, adaptive filtering, and high-resolution pulse compression for an entire generation of Russian and Ukrainian radars” [10]. 6 Topics in Radar Signal Processing
integration of telecommunication capabilities in radars [17]. These systems call for waveforms designed and optimized in order to get a low Peak Side-Lobe Ratio (PSLR), good orthogonality properties, and a low degradation in the mainlobe, that is, low SNR loss (typically 1–2 dB, depending on the weighting function used). Considering that a single dB of additional SNR gained is nearly equivalent to a 25% increase in the transmitter power, for cost-effective solutions it is relevant to avoid these losses due to the weighting.
Concerning the waveforms selection and the related matched filter (MF), we can distinguish among: (1) rectangular pulse, (2) deterministic single code (Barker, Frank, Chirp,…), and (3) multiple codes, whose extent may theoretically reach an infinity number of signals (MIMO, noise radar).
In case (1), after a first analog (radio frequency (RF) or intermediate frequency (IF)) filtering before the analog-to-digital (A/D) conversion to limit the useful band and to suppress the thermal noise, an approximation of the rectangular MF is usually implemented using a Bessel filter, followed by sampling and A/D conversion (about two samples for a pulse). In case (2), after sampling and A/D conversion of the sub-elements of the code (chips), a digital MF to the code is used: if x[n]=x(nT) is the sequence of the samples of x(t) obtained with a ∗ sampling period T, then the digital impulse response h[k] of the digital filter is x [N n] where N is an integer equal or greater than the length of the numeric code. In case (3), it is suitable to carry out directly the correlation between the received signal and the stored replica of the transmitted signal, which could vary each waveform repetition time (WRT) or each group of WRT. The fastest operation is in the frequency domain multiplying the spectrum of the signals (fast Fourier transform [FFT] and “zero padding”) to obtain the aperiodic convolution/correlation. The algorithm is conceptually simple and compatible with the modern processing means also for high sample rates (in the order of hundreds of mega samples/second). It is based on the following steps: (1) computation, by FFT, of the Fourier transform of the received and reference signals, that is, X(f) and H(f), respectively; (2) after ∗ “zero padding” multiplication of X(f) by the conjugate H (f); and (3) inverse fast Fourier transform (IFFT) of the previous product. In the following, we present the main characteristics of both deterministic and random signals and their comparison, including an analysis of the auto and cross-correlation functions and spectral properties, with recommendations for their practical use.
2. Waveform requirements
In the following, we will consider both continuous-time signals with duration T, that is, of the Ð type s(t) for 0 < t < T with mean power 1 T jjstðÞ2dt, and discrete-time signals of the type s for P T 0 k ≤ ≤ 1 N 2 1 k N with mean power N k¼1 jjsk . We consider the main requirements of a set of M signals … with complex envelope si(t) for i =1, , M, pulsewidth T, same power, and band B. For each signal (we drop the index i in the following), they are defined by: Waveform Design and Related Processing for Multiple Target Detection and Resolution 7 http://dx.doi.org/10.5772/intechopen.71549
P 2 max ~s ~s • kðÞk Pkjjk ~ PSLR ¼ and Integrated Side-Lobe Ratio ðÞ¼ISLR 2 where s and mk, are maxkðÞmk jjm k k k respectively the sidelobe and the mainlobe samples of the autocorrelation of s(t).
ðÞjj • Crest factor C (or peak-to-average ratio, PAR ): C ¼ PAR ¼ qmaxffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiPk sk where N is the N 1 jjs 2 N k¼1 k number of signal samples. C is the peak amplitude of the waveform divided by the rms value of the waveform. P N 1 jjs 2 • N k¼1 k 1 Mean envelope-to-peak power ratio (MEPPRÞ¼ 2 , where MEPPR ¼ 2. maxkðÞjjsk C
To evaluate the orthogonality between the signals si(t) and sj(t), the normalized cross- correlation is defined as: Ð • jjRijðÞt ∗ θ θ θ rijðÞ¼t where RijðÞ¼t si ðÞsjðÞt þ d ,i6¼ j. The normalized cross-correlation is jjRijðÞðÞ0 practically limited by the compression ratio BT (product between time duration T and bandwidth B) and, in most cases, the desired value is less (i.e., better) than 30 dB. In the frequency domain, the spectral band occupancy defines the frequency interval in which most of the spectrum of the waveform is allocated, generally taken as the equivalent noise
Ð ∞ ω 2 band width, NBW ¼ 1 HðÞ dω, where |H | is the maximum amplitude of the frequency 2π 0 Hmax max response of the filter. Sometimes this item is overlooked, especially when noise-like waveforms are concerned, but it is of paramount importance in most real-world radars.
3. Deterministic waveforms
3.1. Linear frequency modulation (LFM)
Pulse Compression allows the radar designer to play with additional degrees of freedom since the signal duration is decoupled with the Range resolution: instead of expression (1), the following relationship holds:
ΔR ¼ c=2B (2) where B is the signal bandwidth. A straightforward, well-known way to generate a signal of duration T, with a carrier f0, whose spectrum occupies a given band B (large enough to satisfy B B the resolution requirement, i.e. from f 0 2 to f 0 þ 2), is the LFM of that carrier in a given time interval T, that is, with an instantaneous frequency:
B T T ftðÞ¼ t ≤ t ≤ þ (3) T 2 2
The resulting time-domain complex envelope signal s(t) has a unit amplitude and, from Eq. (3), a quadratic instantaneous phase: 8 Topics in Radar Signal Processing
πB T T πBT stðÞ¼exp j t2 jα ≤ t ≤ þ , α ¼ (4) T 0 2 2 0 2
According to the stationary phase principle [9, 18], for a large enough number of independent samples or product BT (compression ratio), the group delay of an LFM signal is proportional to B the instantaneous frequency. The spectrum of s(t) is mostly contained in the interval from 2 to þB 2 , and it is quasi rectangular (see Figure 3) with constant amplitude and linear phase in the bandwidth B (and ideally, zero amplitude outside it). The resulting output of the matched filter (autocorrelation function) has the shape shown in Figure 4. It has a time duration 1/B and a (unacceptable) PSLR of about 13.2 dB below the main
Figure 3. Normalized spectrum of a LFM signal for BT = 100. With BT increasing, the spectrum shape is closer and closer to a rectangle (dashed line).
Figure 4. Normalized autocorrelation of a LFM signal with BT = 100. Waveform Design and Related Processing for Multiple Target Detection and Resolution 9 http://dx.doi.org/10.5772/intechopen.71549 peak. To mitigate the masking effect of nearby targets, the sidelobe level of the autocorrelation function of the transmitted pulse has to reach very low values (<