Communication to the Office of the Prosecutor of the International Criminal Court
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Communication to the Office of the Prosecutor of the International Criminal Court The Responsibility of Officials of the United Kingdom for War Crimes Involving Systematic Detainee Abuse in Iraq from 2003-2008 Submitted on 10 January 2014 by the European Center for Constitutional and Human Rights (ECCHR) and Public Interest Lawyers (PIL) I) INTRODUCTION .................................................................................................................... 5 II) CONTENTS OF SUBMISSION ................................................................................................ 10 III) BACKGROUND: HISTORICAL DEVELOPMENT OF THE UK APPROACH TO INTERROGATION ..... 12 IV) FACTS: SYSTEMATIC ABUSE PERPETRATED BY UK SERVICES PERSONNEL IN IRAQ FROM 2003 TO 2008 ..................................................................................................................................... 19 A) The Baha Mousa Public Inquiry – a Preliminary Note .............................................................. 20 B) UK Detention and Interrogation Policy ..................................................................................... 22 C) Analysis of a Sample of the Abuse of Detainees by UK Services Personnel (2003-2008) ......... 32 1) UK Military Facilities in Iraq .................................................................................................. 33 2) Presentation and Reading of Six Tables on 85 Cases of Abuse ............................................. 34 3) Conclusion ............................................................................................................................. 40 D) Analysis of Individual Accounts of Abuse of Detainees by UK Services Personnel (2003-2008) 41 1) Initial Arrest by UK Services Personnel ................................................................................. 45 2) Abuses in Transit to Detention Centres ................................................................................ 53 3) TQ at Temporary Detention Facilities ................................................................................... 57 4) JFIT Interrogation at Long-Term Internment and Detention Centres................................... 67 5) Other Killings of Civilians in Custody ................................................................................... 101 E) Other Available Evidence Indicating the Commission of War Crimes .................................... 109 1) Video and Photographic Evidence ...................................................................................... 109 2) Documentation Disclosed by the UK Government ............................................................. 112 3) Third-party Observers’ Reports .......................................................................................... 119 F) Overall Factual Conclusion ...................................................................................................... 120 V) LEGAL ANALYSIS OF ALLEGED WAR CRIMES ........................................................................ 123 A) Legal Requirements for War Crimes under Article 8 of the ICC Statute ................................. 124 1) Existence of an Armed Conflict, its Character and Nexus to the Acts ................................ 125 2) Threshold Requirement - Article 8(1) ICC Statute .............................................................. 126 3) Acts of Crimes - Article 8(2) of the ICC Statute ................................................................... 127 B) Analysis ................................................................................................................................... 134 1) Existence of an Armed Conflict, its Character and Nexus to the Acts ................................ 134 2) Threshold Requirement - Article 8 (1) ICC Statute.............................................................. 138 3) Elements of Crimes – Status of the Detainees, Conduct (“Five Techniques” and Other Techniques), Mental Requirements ............................................................................................ 139 a) Status of the Detainees ................................................................................................... 139 2 b) Conduct ........................................................................................................................... 140 c) Mental Requirements ..................................................................................................... 153 d) Conclusion ....................................................................................................................... 154 VI) CRIMINAL RESPONSIBILITY OF UK OFFICIALS ...................................................................... 155 A) Legal Requirements ................................................................................................................ 156 1) The Persons Involved, If Identified, or a Description of the Persons or Groups Involved (Regulation 49(2)(c)) ................................................................................................................... 157 2) Article 25 of the ICC Statute – Individual Criminal Responsibility ....................................... 158 3) Article 28 of the ICC Statute - Responsibility of Commanders and Other Superiors ........... 161 B) Chains of Command ................................................................................................................ 164 C) Criminal Responsibility of Members of the Military ............................................................... 169 1) Arrest and Transit ............................................................................................................... 169 2) Detention and Interrogation ............................................................................................... 171 D) Criminal Responsibility of Civilian Superiors - the SSD and the Minister for the Service Personnel ........................................................................................................................................ 186 VII) JURISDICTION .................................................................................................................... 202 VIII) ADMISSIBILITY ................................................................................................................... 203 A) Gravity (Article 17(1)(d) of the ICC Statute) ............................................................................ 203 1) Legal Requirements ............................................................................................................. 203 2) Analysis ............................................................................................................................... 208 3) Conclusion with Respect to Gravity ..................................................................................... 214 B) Complementarity (Article 17(2) and (3) of the ICC Statute) ................................................... 214 1) Legal Requirements ............................................................................................................. 214 2) Ongoing Investigations and Prosecutions or Investigations Carried Out and a Decision Made not to Prosecute .......................................................................................................................... 217 a) Investigation and Prosecution Procedures Available in the UK for War Srimes ................. 217 b) Overview of Investigations and Prosecutions Carried out by the UK in Respect of the Alleged Crimes ........................................................................................................................ 221 c) Conclusion ........................................................................................................................... 235 3) Unwillingness and Inability ................................................................................................. 236 4) Conclusion on Complementarity ........................................................................................ 247 C) Conclusion on Admissibility .................................................................................................... 248 IX) CONCLUSION ..................................................................................................................... 250 3 European Center for Constitutional and Human Rights (ECCHR), Berlin, Germany The ECCHR1 is an independent, non-profit legal and educational organization based in Berlin, Germany. Lawyers at ECCHR have been litigating against American military and civilian officials for the elaboration, authorization, and implementation of illegal interrogation policies, on behalf of Iraqi and Guantanamo detainees who suffered torture and other crimes while in U.S. detention since the start of the so-called ―War on Terror.‖ These efforts have included the filing of criminal complaints under the principle of universal jurisdiction in Germany and France. In addition, ECCHR is a party to the criminal investigations currently on-going against American officials in Spanish courts.2 In its work related to the International Criminal Court, the ECCHR filed a communication on the situation in the Republic of Colombia in October 2012.3 Public Interest Lawyers (PIL), Birmingham, United Kingdom PIL4 is an international and domestic public law firm based in the UK, currently acting for over 1069 former detainees and surviving relatives