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SUp·REME COURT COpy IN TH.E SUPRE\JE Co-URT Or-TUE S·C,\TE ()F C:ALIFC}RNL\. PEOPLE OF TITE ST/\··fC. OF CALIFORNIA,) v. CEDRIC JERO\\IE JOHNSOt<~ Defi:.nd.(jJ1ts 2md j\:melhmts, ~ .... AP"PELLANT~S OPENING BRIEF MICH/\.EI.. J, HERSEK Stat~ PubFcDefender JOSEPH K (TL\l30T I)<"~'?'l'rv p I);,~Fv.·v<""r Si'-=-"'""!"....". :..,.t::..L:t':.( .........t/ ..~ ..·.... 's't<'f'"....' ... ,.~....."D-r ....: ·;·'·I';··v ;"v,w. o;.;,? ""l:.(~"" (=fd~ Bar, No, 1{}481(~ 7\-1/\1 LTt<I-I SPENCER n<~I'n'n' ~}.<>.,..<> r'h".t<>~,.·<",<,... A. ... ')yo .'• ...>.,,} ..... ".),.{-,,,'," P."h!;i'Ao;.':~-/: .. >......·.e.... o;.·i~".;e;;-....:-...:;.. (:a.I, I~a.r :>So. :23216-4 >"'~i'V~ O .1..co,s..tt\.. ....:t ... ,o,' ,..... ".:..;'>"'.'... .<-:'<'<'r>"ll·:jp-:;._:~ .. : .....' " <. ,'." ,,; ;s~ TABLE OF CONTENTS TABLE OF AUTHORITIES ..... .. xx APPELLANT'S OPENING BRIEF 1 INTRODUCTION 1 STATEMENT OF APPEALABILITY 3 STATEMENT OF THE CASE 3 STATEMENT OF FACTS 6 A. Guilt Phase 6 1. Introduction 6 2. The Hightower and Faggins Shootings 6 B. Penalty Phase 20 ARGUMENT 22 1. BECAUSE DEFENDANT CEDRIC JOHNSON WAS TRIED BEFORE A BIASED JUDGE, HE WAS DENIED A FAIR TRIAL. 22 A. Introduction 22 B. Facts 23 C. Law 23 D. Code of Judicial Ethics 25 E. Judge Cheroske Committed Many Acts of Misconduct Against Johnson, Culminating in Actual Bias When Judge Cheroske Deceived Johnson intQBelieving That He Was Testifying to the Jury over a Television Monitor, When in Fact the Jury Was Not in the Courtroom 27 TABLE OF CONTENTS 1. Judge Cheroske summarily denied Johnson's motion to disqualify standby counsel - without even reading Johnson's filed motion 27 2. Judge Cheroske forced Johnson to argue his motion for ancillary funds in open court with the prosecutor present - after Johnson asked that Judge Cheroske hear the matter ex parte in blatant violation of section 987.9's charge that the motion be heard ex parte and in camera. ..... 28 3. Judge Cheroske expelled Johnson from the courtroom without basis when Johnson tried to make a proper objection while acting in pro per. ... 29 4. Judge Cheroske intentionally flouted constitutional law - with which he personally disagreed - by threatening to revoke Johnson's self-representation "in a heartbeat" if Johnson did not always behave like a lawyer at every pretrial proceeding. 32 5. Judge Cheroske said he would continue the date of the first trial, but then denied Johnson's continuance motion after substantially misstating the contents of Johnson's moving papers. 36 6. Without just cause, Judge Cheroske instantly revoked Johnson's constitutional right to represent himself. 41 7. Judge Cheroske deceived Johnson into believing that the jury was present to see and hear Johnson, as he testified from his holding cell over one-way closed circuit television, though the jury was not present in the courtroom. 45 F. Conclusion 53 11 TABLE OF CONTENTS 2. JUDGE CHEROSKE ERRED IN BARRING JOHNSON FROM THE COURTROOM FOR HIS ENTIRE TRIAL. 56 A. Introduction 56 B. Facts. ....................................... .. 56 C. The Court Erred in Excluding Johnson from His Entire Trial Because (1) It Wrongly Barred Johnson from the Hearing on this Critical Question, (2) It Failed to Accord Johnson the Essentials of Due Process at the Hearing, (3) It Violated the Eighth Amendment's Insistence on Reliable Decision-making, and (4) It Denied Johnson His Rights to Confrontation and Due Process. 62 1. Judge Cheroske erred by barring Johnson from the critical October 19 hearing on whether Johnson should be excluded from his entire trial. 62 2. Judge Cheroske erred by failing to provide Johnson the essentials of due process at the October 19 hearing on whether Johnson would be excluded from his entire trial. 66 3. Judge Cheroske erred by excluding a capital defendant from his entire trial, thereby depriving Johnson of the reliable decision-making required by the Eighth Amendment. 69 4. By barring Johnson from his trial, Judge Cheroske violated his rights to confrontation and due process 75 a. Johnson was not present in the courtroom when hhi trial began - 79 III TABLE OF CONTENTS b. Johnson did not commit any misconduct during the trial. 80 c. Judge Cheroske did not warn Johnson that his misconduct could result in his permanent expulsion from trial. 80 d. Johnson's behavior during trial did not make it impossible to conduct the trial. 81 e. Judge Cheroske failed to inform Johnson that he could reclaim the right to be present if he was willing to conduct himself properly. 86 f. Conclusion 87 D. The Errors Were Prejudicial. 88 3. JUDGE CHEROSKE ERRED IN FINDING THAT JOHNSON WAIVED HIS RIGHT TO TESTIFY AT BOTH THE GUILT AND PENALTY PHASES 93 A. Introduction 93 B. Law 93 C. Johnson Did Not Waive His Right to Testify at the Guilt Phase. 94 1. Background facts 94 2. Judge Cheroske erred in finding waiver because he should have given Johnson another warning and chance to conform behavior, and considered less severe options to waiver. 99 IV TABLE OF CONTENTS 3. No one represented Johnson's interests at the meeting and hearing that resulted in the finding that Johnson waived his right to testify although present, Hauser actually plotted against and deceived Johnson, while Johnson was excluded from the meeting and hearing altogether. ..... .. 104 a. Johnson was not represented by counsel at the critical meeting and hearing that resulted in the court's decision to deny Johnson his right to testify 104 b. Judge Cheroske deprived Johnson of his right to be present at the critical meeting and hearing 106 4. Judge Cheroske denied Johnson due process by inducing Johnson to relinquish his right to remain silent, breaching a promise to Johnson, and then using Johnson's statements against him to deny Johnson the right to testify 109 D. Johnson Did Not Waive His Right to Testify at the Penalty Phase. 112 1. Facts 112 2. Judge Cheroske violated Johnson's constitutional and statutory rights to presence by excluding Johnson from the two conferences on whether Johnson would testify at the penalty phase. ..... 113 3. Judge Cheroske erred in finding that Johnson waived his fundamental right to testify at the penalty phase. ... .......................... 116 v TABLE OF CONTENTS E. The Errors Call For Reversal of the Conviction and Sentence. 118 4. THE LOWER COURT ERRED THRICE IN SUMMARILY DENYING JOHNSON'S MOTIONS TO REMOVE COUNSEL WITHOUT HOLDING A MARSDEN HEARING. 125 A. Introduction. ................................ .. 125 B. Facts 125 C. The Lower Court Constitutionally Erred in Failing to Hold Marsden Hearings in Response to Johnson's Requests for a New Lawyer 127 D. The Errors Were Prejudicial Per Se 130 E. This Court Should Reverse the Judgment and Order a New Trial. 138 5. JOHNSON WAS CONSTRUCTIVELY DENIED COUNSEL AT HIS SECOND TRIAL DUE TO THE COMPLETE BREAKDOWN IN COMMUNICATION WITH HIS ATTORNEY THAT BEGAN AT THE END OF THE FIRST TRIAL. 144 A. Introduction and Factual Background 144 B. Law 145 C. Reversal Is Required Because the Court Failed to Inquire into Johnson's Timely Motions to Discharge Hauser After Johnson and Hauser Experienced a Complete Breakdown in Communication, Caused by Hauser's Repeated Breaches of Loyalty 148 1. Timeliness of motion 148 VI TABLE OF CONTENTS 2. Adequacy of court's inquiry 148 3. Extent of the conflict 149 a. Hauser breached his duty of loyalty by putting his pecuniary interests ahead of Johnson's interests, while publicly disparaging Johnson and revealing confidences 149 b. Hauser regularly violated Johnson's trust by revealing confidential communications 153 c. Hauser utterly failed to support any of Johnson's meritorious requests to remove his physical restraints, thereby sabotaging those requests, breaching Hauser's duty of loyalty, and exacerbating the conflict with Johnson 156 d. Hauser failed to object to the imposition of the notorious REACT stun belt on Johnson at trial- even while Johnson testified - thereby committing a contemptible breach of loyalty 159 e. Hauser repeatedly deceived the court, undermined Johnson's credibility, and breached his duty of loyalty, further eroding Johnson's trust. 165 f. Hauser pretended to be standby counsel, repeatedly deceived the court, and disparaged Johnson in order to advance his own pecuniary interests, over Johnson's objections. 167 VB TABLE OF CONTENTS g. Hauser violated his duty of candor, exploited Judge Cheroske's misstatement of the law, and breached his duty of loyalty by accepting appointment as Johnson's counsel. 172 h. Johnson and Hauser continued to be embroiled in an irreconcilable conflict Hauser again breached his duty of loyalty and deceived Johnson 176 1. Demonstrating deepening distrust in Hauser, Johnson objected to Hauser's obtaining Johnson's personal psychiatric records. 180 J. Despite Johnson's best efforts to work with Hauser, the relationship deteriorated further towards a complete breakdown in communication. 182 k. Hauser breached his duty of loyalty by improperly waiving nine times Johnson's right to be present at trial - without Johnson's consent. 187 1. The breakdown was cemented when Hauser did not hide or deny his disappointment that Johnson was not convicted 188 m. The complete breakdown in the attorney-client relationship was manifested at the second trial by Hauser's appalling betrayal of Johnson when Hauser failed to object to Johnson's expulsion from the entire Vlll TABLE OF CONTENTS trial, deceived Johnson into believing the jury was present to hear Johnson's testimony, and failed to object to Judge Cheroske's finding that Johnson waived his right to testify. 188 n. The conflict between Johnson and Hauser was extensive and deep 189 4. Conclusion 191 6. JUDGE CHEROSKE ERRED IN FAILING TO REMOVE HAUSER AS JOHNSON'S COUNSEL.