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JANUARY MIXED SALE Wednesday, January 6, 2021 - 12:00 PM Fairplex - Pomona, CA NEW for 2021 PHANTOM BOSS

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JANUARY MIXED SALE Wednesday, January 6, 2021 - 12:00 PM Fairplex - Pomona, CA NEW for 2021 PHANTOM BOSS JANUARY MIXED SALE Wednesday, January 6, 2021 - 12:00 PM Fairplex - Pomona, CA NEW FOR 2021 PHANTOM BOSS Graded Stakes winner of $171,954 by G1 Preakness Winner SHACKLEFORD PHANTOM BOSS Shackleford – Bossy Bell, by Street Boss ©Coady Photography 2021 Fee: $3,000 LFSN PHANTOM BOSS, winning the G3 Bashford Manor Stakes at Churchill Downs STAY THIRSTY #1 CALIFORNIA STALLION BY REPORTED MARES BRED IN 2019 CALIFORNIA’S LEADING SIRE OF 2018 AND 2019 Top Five National Fourth - Crop Sire by AEI Sold at Auction Weanlings for $280K Terry Lovingier Yearlings for $325K Cell (562) 547 9848 or email [email protected] 2-year-olds for $575K 35490 Highway 79, Warner Springs, CA 92086 www.lovacres.com STAY THIRSTY STANDING: Bernardini - Marozia, by Storm Bird Grace Upon Grace, Govenor 2021 Fee: $10,000 LFSN - Accepting Charlie, Smokem, Great Stuff limited number of mares and all mares will be screened Calif. Incentive Program_Cat 20 Page 1 CALIFORNIA’S INCENTIVE PROGRAM IT PAYS TO BREED AND OWN A CALIFORNIA-BRED In 2019, the breeders and owners of California-bred Thoroughbreds and the owners of California-based stallions received over $7M in premiums through the California Incentive Program. In addition, special racing opportunities afforded California-breds in 2019, provided more than $15.3M in purses for races restricted to California-breds. As a result of legislation recently amended in 2009, total monies available for incentive awards are distributed as follows: 10% to the California-bred race fund; 15% to the Maiden Bonus program: 20% bonus on the winner’s share to the owner of a California-bred Thoroughbred horse conceived by a registered eligible Thoroughbred stallion that finishes first in an open qualifying race, and a 10% bonus on the winner’s share to the owner of a California-bred Thoroughbred horse that finishes first in an open qualifying race that was not conceived by a registered eligible Thoroughbred stallion. The tracks are adding an additional 10% for Cal-bred winners of allowance races making the bonus 30%. A qualifying race is all non-claiming races excluding stakes with a purse of at least $15,000, as are open non maiden claiming races with a claiming price of $40,000 or greater in Southern California and $20,000 or greater in Northern California. After these deductions, 75% of the remainder to be paid as breeder awards, and 25% of the fund to be paid as stallion awards. The legis- lation also calls for owners awards to be distributed at the same time as the purse, and a conservation advance payment of approximately 6-8% breeder award paid around September 1 for races from January 1- June 30 and the final payment for 2020 along with the stallion awards being paid during March 2021. A Maiden Bonus award will be paid to the owner of a registered Cal-bred or registered Cal-sired foal for winning a maiden special weight race. The bonus amount is $10,000 in Northern California and at all Fair Meetings throughout the state and $17,500 in Southern California. These awards are paid directly to the owner approximately 45 racing days after the win. The breeder of a registered California-bred Thoroughbred will receive a pro- rated share of total monies available for breeders. These awards are payable for finishing first, second, or third in any race run in California, or in a graded stakes outside California, but within the United States. The owner of a registered California-based stallion will receive a pro-rated share of monies available for stallion owners based upon the earnings of the stallion's California-bred or California-conceived progeny from qualifying wins in California and also for finishing first, second, or third in all stakes within California and graded stakes outside California but within the United States. The California-bred race fund will provide for the promotion of California- bred races and to provide for or supplement purses for California-bred races. More than ever, it pays to breed and own a Cal-bred – just ask the breeder or owner of one! 1 172049_Guts.indd 1 11/24/20 7:47 AM CAT 18-pg. 2_NC-CAT O4-pg. 4 7/2/18 3:31 PM Page 1 CTBA Sales 2021 January Mixed Sale Hinds Pavilion • Fairplex Pomona, California Upset Price $1,000 Wednesday, January 6 - 12:00 p.m. Hip Numbers 1 - 155 A U C T I O N E E R Scott Caldwell The Conditions of Sale are set forth in their entirety in this catalog. Telephone: . (626) 445-7800 Loretta Veiga ext: 227 . Email: [email protected] Christy Chapman ext: 247 . .Email: [email protected] CTBA SALES ADDRESS: 201 COLORADO PLACE, ARCADIA, CA 91007 www.ctba.com • Auction License #C1274 On the cover 2019 January Sale graduate Expo Gold, dam of multiple graded stakes winner Swiss Skydiver. @Kelcey Loges 2 172049_Guts.indd 2 11/24/20 7:47 AM CAT 18-DIRECTOR&STAFF p3_NC-CAT 16-DIRECTOR&STAFF PAGE 7/2/18 9:22 AM Page 1 CTBA SALES STAFF Doug Burge . .President Thomas R. Retchless . .Controller Loretta Veiga . .Sales Coordinator Christy Chapman . .Sales Coordinator Susann Arenkens . .Stable Manager Kevin K. Habell . .Stable Manager Ken Gurnick . .Website Managing Editor AUCTIONEERS EQUINE AUCTION SERVICES Scott Caldwell - Auctioneer Mark Harman - Announcer San Clemente, CA • (949) 492-7593 CTBA Phone: (626) 445-7800 Mail Address: 201 Colorado Place • Arcadia, CA 91007 CALIFORNIA THOROUGHBRED BREEDERS ASSOCIATION BOARD OF DIRECTORS Terry C. Lovingier, Chairperson Sue Greene, Secretary Gloria Haley Pete Parrella, Vice Chairperson John H. Barr John C. Harris George F. Schmitt, Treasurer Ty Green Donald J. Valpredo SALES COMMITTEE Terry C. Lovingier, Chairperson Doug Burge John C. Harris Sue Greene George Schmitt 201 Colorado Place, Arcadia, CA 91007 (626) 445-7800 • www.ctba.com Toll Free (In California only): 1-800-573-CTBA A Non-Profit Organization of Breeders of Thoroughbred Horses 3 172049_Guts.indd 3 11/24/20 7:47 AM Page 4 * CONTENTS * Buyer’s Authorized Agent Form . .8 California Horse Racing Board Regulations . .206 California’s Incentive Program . .1 Conditions of Sale . .27 to 44 Consignor Addresses . 13 Credit Information/Request to Purchase . .11 CTBA Sales Staff & Directors . .3 Hotel Information . .205 Jockey Club Disclaimer . .212 Map – Fairplex Grounds . .211 Notices . .7 Payment Procedures . .10 Repository Information . .9 Responsibility of Bidder . .6 Sales Schedule . .2 Sales Tax Information . .12 * SALES INDICES * Index to Consignors . .15-20 Index to Mares and First Dams . .21-22 Index to Pregnant Mares . .23 Index to Sires of Broodmares . .24 Index to Sires of Yearlings . 25 Index to Sires of 2-Year-Olds . .26 * APPENDIX * Black-Type Definitions . .209-210 Horse Transportation . .207-208 4 172049_Guts.indd 4 11/24/20 7:47 AM Monday, February 15, 2021 Is The Deadline To Nominate Cal-bred/Cal-sired 2-Year-Olds For The GOLDEN STATE SERIES NAME OF HORSE (if unnamed, leave blank) COLOR SEX AGE SIRE DAM Monday, February 15, 2021 Is The Deadline To Nominate Cal-bred/Cal-sired 2-Year-Olds For The GOLDEN STATE SERIES NAME OF HORSE (if unnamed, leave blank) COLOR SEX AGE SIRE DAM * Registered California-bred or sired foals of 2019 must make a $300 payment by MONDAY, FEBRUARY 15, 2021 * 2019 Foals not making the $300 payment may supplement to the GOLDEN STATE SERIES for a one-time fee of $25,000 at time of entry. * Registered California-bred or sired foals of 2009 or earlier are grandfathered into the GOLDEN STATE SERIES at no cost. * Advertised Purses Are Subject To Change. Forward all nominations to: OWNER _______________________________________________________________ OWNER'S ADDRESS __________________________________________________ CALIFORNIA THOROUGHBRED BREEDERS CITY_________________________STATE__________________ZIP ____________ ASSOCIATION *201 Registered Colorado Pl California-bred or sired foals of 2019 must make a $300 payment by MONDAY, FEBRUARY 15, 2021 Arcadia,* 2019 CA Foals 91007 not making thePHONE $300 payment _______________________________________________________________ may supplement to the GOLDEN STATE SERIES for a one-time fee of $25,000 at (626) 445-7800 / (800) 573-2822 time of entry. TOTAL *# Registered OF NOMINATED California-bred HORSES or sired foals_______________X of 2009 or earlier $300 are grandfathered PER NOMINATION into the GOLDEN = $ _______________________STATE SERIES at no cost. * Advertised Purses Are Subject To Change. Forward all nominations to: OWNER _______________________________________________________________ OWNER'S ADDRESS __________________________________________________ CALIFORNIA THOROUGHBRED BREEDERS CITY_________________________STATE__________________ZIP ____________ ASSOCIATION 201 Colorado Pl Arcadia, CA 91007 PHONE _______________________________________________________________ (626) 445-7800 / (800) 573-2822 TOTAL # OF NOMINATED HORSES _______________X $300 PER NOMINATION = $ _______________________ 172049_Guts.indd 5 11/24/20 7:47 AM RESPON. OF BIDDER_RESPON. OF BIDDER-CAT 18_page 6 RESPONSIBILITY OF BIDDER We wish to point out to you, in your own interests, the position of a bidder at auction who purchases on behalf of another party. Warranties on horses offered for sale are only as stated in the Conditions of Sale printed herein. Prior to bidding, all prospective bidders shall have the right and duty to inspect each horse upon which he bids. The inspection shall be by a veterinary examination or otherwise. CTBA Sales has not given a physical examination to any horse entered in the sale. Prospective bidders further have the right and duty prior to bidding to inspect any medication report regarding any horse upon which they bid. When the bidder discloses his principal after purchase, we stress that there is no obligation on our part to automatically send the billing to his principal. The person purchasing the horse in the sale ring remains liable for payment under the Conditions of Sale. Should the billing be sent to a principal who defaults, the responsi- bility for payment remains with the person purchasing the horse in the sale ring.
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