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Another interesting particular case is that of dihedral extensions, which is the one we focus on in this paper. This setting has already been considered by other authors: notably, Walter computed explicitly in [Wal77] the regulator term, building upon Brauer’s previous work and obtained a refined class number formula in the dihedral case over an arbitrary base field k, still relying on analytical results about Artin L-functions (Walter’s result actually holds for more general Frobenius groups). Bartel provided a different representation-theoretic interpretation of Walter’s result in [Bar12], a result which was later generalized to a much larger family of groups in [BdS13]. Our main result is the following theorem whose proof is purely algebraic and does not rely on any argument involving L-functions. Theorem 3.14. Let L/k be a Galois extension of number fields whose Galois group D = Gal(L/k) is dihedral of order 2q with q odd. Let Σ D be a subgroup of order 2 and G D be the subgroup of order q. Set K = LΣ and F = LG. Then ⊆ ⊆ 2 0 1 0 1 h h h D, × Z h (D, ×) h− (Σ, ×) L k = OL ⊗ 2 = OL OL . 2 1 hF h 1 1 0 K h− D, L× Z 2 h− (D, L×) h (Σ, L×) b O ⊗ b O b O i Here L× is the group of units of bL and, for a subgroup Hb D and anb integer i, h (H,B) denotes the order of the i-thO Tate cohomology group of H with values in the H⊆-module B. Similar algebraic proofs have appeared in the literature although, as far as we know,b only for special cases. Halter-Koch in [HK77] and Moser in [Mos79] analysed the case of a dihedral extension of Q of degree 2p, where p is an odd prime. They express the ratio of class numbers in terms of a unit index, proving that in this setting one has hL r 2 = L× : K× K× ′ F× p− hF hK O O O O where K′ is a Galois conjugate of K in L, and r = 1 if F is imaginary and 2 otherwise. Their result was generalized by Jaulent in [Jau81], who gave an algebraic proof of a similar formula for dihedral extensions of degree 2ps when the ground field k is Q or an imaginary quadratic field and s 1 is any integer. Jaulent actually obtained his result as a particular case of a formula for Galois extensions over≥ an arbitrary ground field with Galois group of the form Z/ps ⋊ T where T is an abelian group of exponent dividing p 1. In such general formula the ratio of class numbers is expressed in terms of orders of cohomology groups− of units, as in our Theorem 3.14. This approach was not developed further and in fact Jaulent’s paper is not cited in subsequent works in the literature. The study of class number formulas for dihedral extensions from an algebraic viewpoint was taken up more than 20 years later by Lemmermeyer. In [Lem05], he generalized Halter-Koch’s formula to arbitrary ground fields, always under the assumption that the degree is 2p and under some ramification condition. The quoted works also provide an explicit description of the finitely many possible values which may occur as class number ratio, clearly only under their working assumptions. These values are obtained using the explicit classification of the indecomposable integral representations of D, in order to find an exhaustive list of the possible indexes of units which can appear as regulator ratios. This classification is not available for dihedral groups of arbitrary order 2q, as discussed in the introduction of [HR63], for instance. Combining our formula with the knowledge of the Herbrand quotient of the units for the cyclic subextension L/F , we find a finite set of integers containing all the attainable values of the ratio of class numbers, without resorting to any integral representation theoretic results. This indicates that the traditional way of expressing the class number ratio as a unit index, although suggestive, is less effective than our cohomological approach for the purpose of determining the possible values of the ratio of class numbers. Our main results in this direction are the following two corollaries. For a number field M, denote by µM (q∞) the roots of unity in M of q-power order, and by µM (q) the subgroup of µM (q∞) of elements killed by q. Set
0 if µM (q) is trivial, βM (q)= (1 otherwise CLASS NUMBER FORMULA FOR DIHEDRAL EXTENSIONS 3
Give a a prime number ℓ, vℓ denotes the ℓ-adic valuation.
Corollary 3.15. Let a = rkZ( F×)+βF (q)+1 and b = rkZ( k×)+βk(q). Then, for every prime ℓ, the following bounds hold O O h h2 av (q) v L k bv (q). − ℓ ≤ ℓ h h2 ≤ ℓ F K In particular, if F is totally real of degree [F : Q]=2d, then h h2 2dv (q) v L k (d 1)v (q). − ℓ ≤ ℓ h h2 ≤ − ℓ F K In case F is assumed to be a CM field and k = F + is its totally real subfield, we can strengthen our bounds as follows. Corollary 3.18. Assume that F is a CM field of degree [F : Q]=2d and that k is its totally real subfield. Let q q s be the order of the quotient ( K× ) k× /( k×) and let t be the order of µF (q∞)/µF (q). Then, for every prime ℓ, O ∩ O O h h2 v (q) v (s) v (t) v L k (d 1)v (q). − ℓ − ℓ − ℓ ≤ ℓ h h2 ≤ − ℓ F K When q = p is prime and k = Q, we can further improve Corollary 3.15 and prove in Corollary 3.20 that the ratio of class numbers satisfies h 1 1 L 1, , . h h2 ∈ p p2 F K This answers the MathOverflow question [Bar] of Bartel, who asks for a proof of this fact that does not rely on the analytical class number formula, nor on any integral representation theory. Our Corollary 3.15 actually shows that a similar result holds without the assumption that k = Q or that q = p be prime. We now briefly describe the structure of the paper. Section 2 contains all the technical algebraic lemmas used in the rest of the paper. The proof of Theorem 3.14, which is divided in two parts, is contained in Section 3. The proof of the 2-part follows a strategy of Walter (see [Wal77]), combining an elementary result about D-modules and a simple arithmetic piece of information. On the other hand, the proof for the odd components heavily relies on cohomological class field theory and is partly inspired by the proof of Chevalley’s ambiguous class number formula. Since the extension L/k is non-abelian we cannot apply class field theory directly: however, since we are restricted to odd parts, the action of ∆ = Gal(F/k) on the cohomology of G = Gal(L/F ) can be described very explicitly as discussed in Section 2. We conclude the article with Section 4 where we translate our cohomological formula in an explicit unit index (see Corollary 4.2). Acknowledgment. This paper has a long history. We started working on it in 2007, during a summer school in Iwasawa theory held at McMaster University, following a suggestion of Ralph Greenberg. At the time our main focus was on what we called “fake Zp-extensions” and the formula for dihedral extensions was simply a tool which we obtained by translating the right-hand side of (1.1) into a unit index essentially using linear algebra. We posted a version of our work (quite different from the present one) on arXiv in 2009 and it became part of the second author’s PhD thesis [Nuc09]. At that time we were confident that our techniques would easily generalize to cover other classes of extensions, so we decided to wait. Then basically nothing happened until the autumn of 2016 when the second author came across a question [Bar] posted by Alex Bartel on MathOverflow. This motivated us to revise and improve our work, and to split the original version in two articles. This is the first of the two papers, concentrating on the class number formula for finite dihedral extensions, while in the second, which is still in progress, we focus on fake Zp-extensions. We are grateful to Henri Johnston for encouraging us to take up this revision task and to Alex Bartel for some comments on a preliminary version. We also thank the anonymous referee for useful comments and suggestions which improved the presentation of our paper. CLASS NUMBER FORMULA FOR DIHEDRAL EXTENSIONS 4
2. Cohomological preliminaries This section contains all the technical algebraic tools we need in the rest of the paper. We fix an odd positive integer q 3 and we let D denote the dihedral group of order 2q. We choose generators σ, ρ D such that ≥ ∈ 2 q 1 σ = ρ =1, σρ = ρ− σ.
We set Σ := σ , Σ′ := σρ and G := ρ , ∆ := D/G. We say that an abelian group B is uniquely 2-divisible when multiplicationh i byh 2 isi an automorphismh i of B. As we shall see below, the D-Tate cohomology group Hi(D,B) of a uniquely 2-divisible D-module B is canonically isomorphic to the subgroup of Hi(G, B) on which ∆ acts trivially. We find a similar cohomological description for the subgroup Hi(G, B) on which ∆ acts as 1: theb precise statement is given in Proposition 2.1. b −
Γ b Notation. Given a group Γ and a Γ-module B, we denote by B (resp. BΓ) the maximal submodule (resp. the Γ maximal quotient) of B on which Γ acts trivially. We will sometimes refer to B (resp. BΓ) as the invariants (resp. coinvariants) of B. Moreover, let N = γ Z[Γ] be the norm, B[N ] the kernel of multiplication Γ γ Γ ∈ Γ by N and I the augmentation ideal of Z[Γ] defined∈ as Γ Γ P I := Ker(Z[Γ] Z) where the morphism is induced by γ 1 for all γ Γ. Γ −→ 7→ ∈ For every i Z, let Hi(Γ,B) denote the ith Tate cohomology group of Γ with values in B. Similarly, for i 0, i ∈ ≥ H (Γ,B) (resp. Hi(Γ,B)) is the ith cohomology (resp. homology) group of Γ with values in B. For standard properties of these groupsb (which will be implicitly used without specific mention) the reader is referred to [CE56, Chapter XII]. If B′ is another Γ-module and f : B B′ is a homomorphism of abelian groups, we say that f is Γ-equivariant (resp. Γ-antiequivariant) if f(γb) =→γf(b) (resp. f(γb) = γf(b)) for every γ Γ and b B. Suppose now that Γ = 1,γ has order 2. An object B of the category of uniquely− 2-divisible Γ-modules∈ ∈ { } + + admits a functorial decomposition B = B B− where we denote by B (resp. B−) the maximal submodule ⊕ 1+γ 1 γ on which Γ acts trivially (resp. as 1). Such decomposition is obtained by writing b = 2 b + −2 b for b B. Then − ∈ Γ + (2.1) B = B ∼= B/B− = BΓ. We now go back to our setting and concentrate on the case where Γ is equal to a subquotient of D. Observe that, if B is a uniquely 2-divisible D-module, then BH is again uniquely 2-divisible for every subgroup H D. In particular, for every i Z, the map ⊆ ∈ 2 Hi(∆,BG) · Hi(∆,BG) −→ is an automorphism and therefore b b (2.2) Hi(∆,BG)=0 because these groups are killed by 2 = ∆ . Using this we prove the next proposition, which is the key of all b our cohomological computations. | | Proposition 2.1. Let B be a uniquely 2-divisible D-module. Then, for every i Z, restriction induces iso- morphisms ∈ i i + H (D,B) ∼= H (G, B) . i i+2 Moreover, the Tate isomorphism H (G, B) ∼= H (G, B) is ∆-antiequivariant. In particular, for every i Z, there are isomorphisms b b ∈ b i b i+2 + i+2 H (G, B)− ∼= H (G, B) ∼= H (D,B) i + i+2 i H (G, B) = H (G, B)− = H (D,B) b ∼ b ∼ b of abelian groups. b b b CLASS NUMBER FORMULA FOR DIHEDRAL EXTENSIONS 5
Proof. We start by proving the first isomorphisms for i Z with i =0, 1, i. e. for standard cohomology and i G G ∈ 6 − homology. Since H (∆,B )= Hi(∆,B ) = 0 by (2.2), using the Hochschild–Serre spectral sequence (see, for i i ∆ instance, [CE56, Chapter XVI, 6]), we deduce that restriction induces isomorphisms H (D,B) ∼= H (G, B) = i + § + H (G, B) and Hi(D,B) ∼= Hi(G, B)∆ = Hi(G, B) for i 0. We now consider the case i = 0. Restriction induces a commutative≥ diagram with exact rows
/ / 0 / 0 / 0 / NDB / H (D,B) / H (D,B) / 0
(2.3) b / + / 0 + / 0 + / 0 / (NGB) / H (G, B) / H (G, B) / 0
The bottom row is exact since NGB is uniquely 2-divisible, hence ∆-cohomologicallyb trivial as shown in (2.2). We showed above that the central vertical arrow is an isomorphism. In particular the right vertical arrow is surjective. It is also injective since restriction followed by corestriction is multiplication by 2 which is an automorphism of H0(D,B). Therefore 0 + 0 H (G, B) ∼= H (D,B) b 1 as claimed. The proof is similar in degree 1, by writing H− (D,B) = Ker ND : H0(D,B) NDB and similarly for G. b− b → Finally, we discuss the ∆-antiequivariance of Tate isomorphisms.b Recall that, for any i Z, the Tate isomorphism is given by the cup product with a fixed generator χ of H2(G, Z): ∈ Hi(G, B) Hi+2(G, B) x −→ x χ. 7−→ ∪ b b As in [CE56, Chap. X, 7], we let δ ∆ be the non-trivial element and we denote by cδ the automorphism § ∈ 2 induced by δ on G-Tate cohomology of B. Then cδ is multiplication by 1 on H (G, Z): indeed, since δ acts as 1 on G, it also acts as 1 on Hom(G, Q/Z). Our claim follows by considering− the isomorphism of ∆-modules − 1 − 2 Hom(G, Q/Z)= H (G, Q/Z) ∼= H (G, Z) given by the connecting homomorphism of the exact sequence 0 Z Q Q/Z 0 −→ −→ −→ → of G-modules with trivial action. Then, by [CE56, Chap. XII, 8, (14)], § c (x χ)= (c x) χ δ ∪ − δ ∪ which establishes the result.
Remark 2.2. The above proposition implies in particular that the Tate cohomology of a uniquely 2-divisible D-module is periodic of period 4. Indeed, if B is such a module and i Z, we have isomorphisms ∈ i i + i+2 i+4 + i+4 H (D,B) ∼= H (G, B) ∼= H (G, B)− ∼= H (G, B) ∼= H (D,B). In fact, one can prove that the cohomology of every D-module is periodic of period 4 (cf. [CE56, Theorem b b b b b XII.11.6]).
Remark 2.3. If B is a uniquely 2-divisible D-module such that Hj (G, B) =0 for some j Z, then ∈ Hj+2i(D,B) = 0 for all i Z. b ∈ Indeed, we have seen in the above proposition that Hj+2i(D,B) Hj+2i(G, B). On the other hand, the b ⊆j+2i j periodicity of Tate cohomology for the cyclic group G implies that H (G, B) ∼= H (G, B) = 0. b b We now give a description of some cohomology groups of D with values in a D-module B in terms of explicit b b subquotients of B. We start with the following lemma. CLASS NUMBER FORMULA FOR DIHEDRAL EXTENSIONS 6
Lemma 2.4. Let B be a D-module. Then ′ I B BΣ + BΣ . G ⊆ Proof. This is shown in [Lem05, Lemma 3.4] and we recall here the details of the proof. For every b B, we have ∈ (1 ρ)b = (1 + σ)ρ b +(1+ σρ)b. − − It follows that ′ Σ Σ I B = (1 ρ)B (1 + σ)ρ B +(1+ σρ)B = 1+ σ B +(1+ σρ)B = N B + N ′ B B + B . G − ⊆ Σ Σ ⊆ ′ Let B be a D-module. Observe that BΣ = ρt(BΣ) for any t Z such that 2t 1 (mod q). Indeed, one t Σ ρtΣρ−t t ∈ t 2t ≡ − t t easily checks that ρ (B ) = B . Now, observing that ρ σρ− = σρ− = σρ, we deduce that ρ Σρ− = Σ′ t Σ Σ Σ′ σρ =Σ′ and therefore B = ρ (B ). In particular, a generic element b + b B + B can be written as h i 1 2 ∈ t t Σ b + b = b + ρ (b′)= b + b′ (1 ρ )b′ B + I B 1 2 1 1 − − ∈ G Σ for some b′ B . Using Lemma 2.4, we deduce that ∈ Σ Σ′ Σ Σ′ (2.4) B + B = B + IGB = B + IGB and, in particular, if B is uniquely 2-divisible, Σ Σ′ (2.5) B + B − = (IGB)− Σ since Σ acts trivially on B + IGB /IGB. Lemma 2.5. Let B be a uniquely 2-divisible D-module. There are isomorphisms of abelian groups Σ Σ′ 1 B[N ] B + B I B = H− (D,B) G ∩ G ∼ and . ′ b B[N ] BΣ + BΣ B[N ] = H1(D,B). G ∩ G ∼ . 1 Proof. Consider the short exact sequence defining H− (G, B): 1 0 I B B[N ] H− (G, B) 0. −→ G −→ b G −→ −→ Since B is uniquely 2-divisible, taking Σ-invariants and using Proposition 2.1, we get an exact sequence b Σ Σ 1 (2.6) 0 I B B B[N ] B H− (D,B) 0. −→ G ∩ −→ G ∩ −→ −→ Σ Σ′ Σ Σ′ Since IGB B + B by Lemma 2.4, we can consider the quotient B[NG] (B + B ) IGB, as well as the map ⊆ b ∩ ′ B[N ] BΣ I B BΣ B[N ] BΣ + BΣ I B G ∩ G ∩ −→ G ∩ G Σ Σ Σ′ induced by the inclusion B[NG] B B[NG] B + B . The above map is clearly injective and is also surjective since ∩ ⊆ ∩ Σ Σ Σ′ B + IGB = B + B by (2.4). This, together with the exact sequence in (2.6), proves the first isomorphism of the lemma. For the second isomorphism, note that, by Proposition 2.1, we have an isomorphism of abelian groups 1 1 1 H (D,B) ∼= H− (G, B)/H− (D,B). Observe that the proof of Lemma 2.5 actually shows that b b 1 + Σ Σ′ 1 Σ Σ′ (2.7) H− (G, B) = B[N ] B + B I B and H− (G, B)− = B[N ] B + B B[N ] . G ∩ G G ∩ G Another consequence of Lemma 2.4 is the. following. . b b CLASS NUMBER FORMULA FOR DIHEDRAL EXTENSIONS 7
Lemma 2.6. Let B be a uniquely q-divisible finite D-module. There is a direct-sum decomposition ′ B/BD = BG/BD BΣ + BΣ /BD ∼ ⊕ which implies, upon taking the quotient by BG/BD, ′ B/BG = BΣ/BD BΣ /BD. ∼ ⊕ Proof. We are thankful to the referee for suggesting us the following proof, which simplifies the one in our original version. One can easily check that there is a relation
e ND NG NΣ = q − − e − Σ e G Σ e B = ND NG NΣ B B + B B, − − e ⊆ e ⊆ Σ