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- Federal Register/Vol. 85, No. 231/Tuesday, December 1, 2020
- Trading Floor Practices on Futures and Securities Exchanges: Economics, Regulation, and Policy Issues Seymour Smidt
- Tentative Proposals for Additional Study Relative to Broker-Dealer Segregation
- 96–32 Market–Maker Use of Orders/Floor Broker Representation
- High-Speed Trading on Stock and Commodity Markets-From Courier
- Order Approving a Proposed Rule Change, As Modified by Amendment Nos
- Federal Register/Vol. 85, No. 220/Friday, November 13, 2020
- OATS FAQ to CAT Mapping
- Do Brokers Misallocate Customer Trades? Evidence from Futures Markets
- Clearing and Execution
- Organization of Independent Floor Brokers 11 Wall Street New York, NY 10005
- GGD-00-89 CFTC And
- Notice of Filing of Proposed Rule Change Amending NYSE Rule 104
- NYSE Arca Options
- March 28, 2012 VIA E-MAIL and FEDERAL EXPRESS Ms. Elizabeth
- How New York's Finnerty Decision Salvaged the Stock Exchange Specialist
- Sea Carriers, LP I, Et Al. V. NYSE Euronext, Et Al. 07-CV-04658
- Rules for the Trading of Financial Assets David E
- Trading of Companystock (Shares) and Derivatives at an Agreed Price; These Are Securities Listed on Astock Exchange As Well As Those Only Traded Privately
- Automation, Trading Costs, and the Structure of the Securities Trading Industry
- RG95-49 Floor Brokerage Practices
- Execution of Portfolio Decisions
- Floor Broker Order File Record Layout
- Federal Register/Vol. 86, No. 9/Thursday, January 14, 2021/Notices
- Other People's Volatility
- Phase 2D CAT Reporting Requirements for Open Outcry Trades
- ECONOMICS of OUTSIDE INFORMATION and RULE 10B-5
- Answer to the Allegations of Order
- Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C
- GGD-86-26 Securities and Futures: How the Markets Developed And
- EXHIBIT 5 Additions: Underlined Deletions: [Bracketed]
- Dual Trading in the Commodity Futures Markets: Should It Be Banned? Craig S
- Federal Register/Vol. 86, No. 83/Monday, May 3, 2021/Notices
- The Impact of Technology on the Trading of Securities: the Emerging Global Market and the Implications for Regulation
- 110702 New Complete Draft
- Past, Present and Future: the Evolution and Development of Electronic F'inancial Markets
- Speculators, Prices and Market Volatility
- Failure to Engage: the Regulation of Proprietary Trading Systems