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Financial regulation

  • With Equities Looking Expensive, Where Should Investors Turn?

    With Equities Looking Expensive, Where Should Investors Turn?

  • Stock Broker Fiduciary Duties and the Impact of the Dodd-Frank Act Thomas Lee Hazen

    Stock Broker Fiduciary Duties and the Impact of the Dodd-Frank Act Thomas Lee Hazen

  • The Professional Obligations of Securities Brokers Under Federal Law: an Antidote for Bubbles?

    The Professional Obligations of Securities Brokers Under Federal Law: an Antidote for Bubbles?

  • Who Regulates Whom? an Overview of the US Financial Regulatory

    Who Regulates Whom? an Overview of the US Financial Regulatory

  • International Regulation of Securities Markets: Competition Or Harmonization?

    International Regulation of Securities Markets: Competition Or Harmonization?

  • An Assessment of Know-Your-Customer / Customer

    An Assessment of Know-Your-Customer / Customer

  • Initial Public Offerings 2020 Fourth Edition

    Initial Public Offerings 2020 Fourth Edition

  • Understanding Financial Regulation and How It Works

    Understanding Financial Regulation and How It Works

  • Global Financial Services Regulatory Guide

    Global Financial Services Regulatory Guide

  • GAO-16-175, Financial Regulation

    GAO-16-175, Financial Regulation

  • Regulation in Financial Markets Prof

    Regulation in Financial Markets Prof

  • Laws Against Bubbles: an Experimental-Asset-Market Approach to Analyzing Financial Regulation

    Laws Against Bubbles: an Experimental-Asset-Market Approach to Analyzing Financial Regulation

  • The Fundamental Principles of Financial Regulation

    The Fundamental Principles of Financial Regulation

  • Speculation and Sovereign Debt – an Insidious Interaction

    Speculation and Sovereign Debt – an Insidious Interaction

  • Asset Price Bubbles and Systemic Risk∗

    Asset Price Bubbles and Systemic Risk∗

  • Bank Capital Regulation and Dividend Policy

    Bank Capital Regulation and Dividend Policy

  • Bubbles in History

    Bubbles in History

  • Financing Growth: the Impact of Financial Regulation

    Financing Growth: the Impact of Financial Regulation

Top View
  • Potential Impacts on Financial Regulation an Uncertain Future Introduction
  • So, Now You Own a Broker-Dealer! Regulatory Considerations for Integrating a Brokerage Firm Into a Corporate Group
  • Financial Regulation in a Quantitative Model of the Modern Banking System∗
  • Federal Register/Vol. 84, No. 134/Friday, July 12, 2019/Rules and Regulations
  • Financial Regulation in General Equilibrium
  • Investment, Speculation, and Financial Regulation
  • Careers in Securities and Financial Regulation
  • Financial Regulation and the Crisis of 2008 Aniello Franzese University of Connecticut - Storrs, [email protected]
  • Office of the Commissioner of Financial Regulation (OCFR)
  • Why Financial Regulation Keeps Falling Short
  • Why Do We Regulate Speculation?
  • Financial Bubbles
  • Financial Regulation and the Federal Budget © Marek Masik/Shutterstock.Com SEPTEMBER 2019 at a Glance
  • Financial Regulation in a Quantitative Model of the Modern Banking System
  • No 907 Low Price-To-Book Ratios and Bank Dividend Payout Policies by Leonardo Gambacorta, Tommaso Oliviero and Hyun Song Shin Monetary and Economic Department
  • Working Paper No. 424 Macroeconomics of Speculation
  • The Sec's Unavailing Effort to Increase Initial Public Offerings Through
  • 1 Preventing Bubbles: What Role for Financial Regulation?


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