Budgettoactual Recent

Village of Northbrook March Budget to Actual Summary For the Fiscal Year Ending April 30, 2017 March Represents 92% of the Fiscal Year

REVENUES SUMMARY BY FUND

Current Month Activity Year to Date Activity March March % YTD YTD % Total % FUND Budget Actual Variance Budget Actual Variance Budget Received

GeneralCorporateFund 2,772,470 3,090,102 11.5% 1 37,930,625 34,862,187 -8.1% 1 45,009,330.00 77.5% DebtServiceFund 3,512 86 -97.6% 3,772,027 3,733,012 -1.0% 5,263,297 70.9% SanitarySewerFund 68,997 66,430 -3.7% 1,314,189 1,186,209 -9.7% 2 1,478,700 80.2% SeniorHousingFund 71,919 70,463 -2.0% 808,872 776,404 -4.0% 856,320 90.7% StormwaterFund 190,047 74,748 -60.7% 3 14,603,299 2,111,812 -85.5% 3 14,689,000 14.4% NorthfieldCemetaryFund 7 8 100.0% 1,554 6,126 294.2% 3,100 197.6% WaterFund 400,034 413,485 3.4% 7,424,115 6,972,383 -6.1% 4 8,328,600 83.7% ParkingFund 16,297 15,015 -7.9% 167,438 162,079 -3.2% 503,095 32.2% SelfInsuranceFund 152,125 139,000 -8.6% 7,550,076 7,391,571 -2.1% 7,639,945 96.7% InfrastructureCapitalProjectsFund 306,070 328,600 7.4% 6,893,643 2,933,586 -57.4% 5 7,051,800 41.6% PolicePensionFund 248,154 561,332 126.2% 6 3,564,127 4,964,535 39.3% 6 4,445,482 111.7% Firefighters'PensionFund 283,819 135,405 -52.3% 7 3,465,130 4,493,925 29.7% 7 4,396,210 102.2%

Totals 4,513,451 4,894,674 8.4% 87,495,095 69,593,829 -20.5% 99,664,879 69.8% Village of Northbrook March Budget to Actual Summary For the Fiscal Year Ending April 30, 2017 March Represents 92% of the Fiscal Year

EXPENDITURES SUMMARY BY FUND

CurrentMonthActivity YeartoDateActivity March March % YTD YTD % Total % FUND Budget Actual Variance Budget Actual Variance Budget Expended

GeneralCorporateFund 3,413,949 3,071,703 -10.0% 8 40,181,775 39,653,926 -1.3% 8 45,814,540 86.6% Debt Service Fund - 475 0.0% 5,186,564 5,297,168 2.1% 5,186,564 102.1% SanitarySewerFund 103,122 64,548 -37.4% 9 1,611,913 1,360,692 -15.6% 9 1,676,278 81.2% SeniorHousingFund 91,481 26,915 -70.6% 10 829,327 617,098 -25.6% 10 969,586 63.6% StormwaterFund 78,653 46,742 -40.6% 11 12,614,547 8,722,667 -30.9% 11 14,184,639 61.5% NorthfieldCemetaryFund 239 5,590 2238.9% 15,949 17,856 12.0% 17,755 100.6% WaterFund 2,103,086 310,890 -85.2% 12 11,511,461 7,214,692 -37.3% 12 14,615,272 49.4% ParkingFund 6,012 60,245 902.1% 13 499,673 214,734 -57.0% 13 508,300 42.2% SelfInsuranceFund 646,601 644,555 -0.3% 7,143,812 6,709,482 -6.1% 14 7,786,300 86.2% InfrastructureCapitalProjectsFund 550,000 65,292 -88.1% 7,024,402 4,067,168 -42.1% 15 7,490,632 54.3% PolicePensionFund 334,908 337,003 0.6% 3,572,472 3,660,471 2.5% 16 3,921,610 93.3% Firefighters'PensionFund 303,831 305,353 0.5% 3,249,784 3,325,422 2.3% 17 3,559,720 93.4%

Totals 7,631,882 4,939,311 -35.3% 93,441,679 80,861,376 -13.5% 105,731,196 76.5%

VILLAGE OF NORTHBROOK

Effective Interest - Actual Life Receipts in Period 10/31/2016 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Market Value 1300 - THE ILLINOIS FUNDS CASH - COMMINGLED 0.4080 31,786,930.00 31,786,930.00 0.00 31,786,930 31,786,930 CASH - E-PAY 0.4080 6,232,343.00 6,232,343.00 6,232,343 6,232,343 CASH - DISBURSEMENT 0.4080 7,620.00 7,620.00 7,620 7,620 CASH - SENIOR HOUSING (Closed 4/15) 0.4080 0.00 0.00 0.00 0.00 - - CASH - SENIOR HOUSING SECURITY DEPOSITIS 0.4080 97,155.00 97,155.00 97,155 97,155 CASH - COMMUTER PARKING 0.4080 214,609.00 214,609.00 214,609 214,609 CASH - MFT 0.4080 1,282,479.00 1,282,479.00 1,282,479 1,282,479 CASH - E-911 0.4080 125,102.00 125,102.00 125,102 125,102 CASH - DRUG FORFEITURE 0.4080 10,162.00 10,162.00 10,162 10,162 1300 - THE ILLINOIS FUNDS Total 39,756,400.00 39,756,400.00 0.00 0.00 39,756,400 39,756,400 1300 - THE ILLINOIS FUNDS Total 39,756,400.00 39,756,400.00 0.00 0.00 39,756,400 39,756,400

4600 - NORTHBROOK BANK & TRUST 8100009643 MAXSAFE TM PUBLIC 10/20/11 OPEN 0.2000 1,355,077.00 1,355,077.00 0.00 0.00 1,355,077 1,355,077 7500019386 PUBLIC FUNDS CHECKING 10/20/11 Open 0.0000 4,500,000.00 4,500,000.00 0.00 0.00 4,500,000 4,500,000 7500019394 SUPER PUBFUND MMDA 10/20/11 Open 0.1900 4,558,027.00 4,558,027.00 0.00 0.00 4,558,027 4,558,027 7500014368 AR-0029 MONEY MARKET 07/08/08 OPEN 0.0000 3,932,238.00 3,932,238.00 0.00 0.00 3,932,238 3,932,238 CASH - PAYROLL 0.0000 0.00 0.00 0.00 0.00 - - CASH - SENIOR HOUSING 0.0300 1,472,480.00 1,472,480.00 0.00 0.00 1,472,480 1,472,480 CASH - ANGEL 0.0300 22,430.00 22,430.00 0.00 0.00 22,430 22,430 CASH - DISBURSEMENT 0.0000 84.00 84.00 0.00 0.00 84 84 4600 - NORTHBROOK BANK & TRUST Total 15,840,336.00 15,840,336.00 0.00 0.00 15,840,336.00 15,840,336.00 4600 - NORTHBROOK BANK & TRUST Total 15,840,336.00 15,840,336.00 0.00 0.00 15,840,336.00 15,840,336.00

5000 - FIRST BANK OF HIGHLAND PARK 52006511 AR-0028 MONEY MARKET 02/08/07 Open 0.4500 9,982,049.00 9,982,049.00 0.00 0.00 9,982,049 9,982,049 52005698 CASH-DISBURSEMENT 09/21/15 0.00 0.00 0.00 0.00 - - XXXX0101 CERTIFICATE OF DEPOSIT 09/19/16 0.9000 10,093,442.00 10,093,442.00 0.00 0.00 10,093,442 10,093,442 5000 -FIRST BANK OF HIGHLAND PARK Total 20,075,491.00 20,075,491.00 0.00 0.00 20,075,491.00 20,075,491.00 5000 - FIRST BANK OF HIGHLAND PARK Total 20,075,491.00 20,075,491.00 0.00 0.00 20,075,491.00 20,075,491.00

Investment Total 75,672,227 75,672,227 - - 75,672,227 75,672,227

Page 1 of 1 VILLAGE OF NORTHBROOK POLICE AND FIREFIGHTER'S PENSION FUNDS

Effective Interest - Actual Life Receipts in Period 10/31/2016 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 1300 - THE ILLINOIS FUNDS 139125103 AR-0001 Treasurs Pool 04/30/95 Open 0.4080 0.0000 1.000000 1,792,128.00 1,792,128.00 0.00 0.00 1,792,128 1,792,128 139124585 AR-0002 Treasurs Pool 04/30/95 Open 0.4080 0.0000 1.000000 1,712,412.00 1,712,412.00 0.00 0.00 1,712,412 1,712,412 1300 - THE ILLINOIS FUNDS Total 0.4080 0.0000 1.000000 3,504,540.00 3,504,540.00 0.00 0.00 3,504,540 3,504,540 1300 - THE ILLINOIS FUNDS Total 0.4080 0.0000 1.000000 3,504,540.00 3,504,540.00 0.00 0.00 3,504,540 3,504,540

2400 - VANGUARD GROUP 919946557 AR-0010 VANGUARD 06/22/98 Open 0.0000 0.0000 1.000000 7,882,781.00 7,882,781.00 0.00 0.00 7,882,781 7,882,781 2400 - VANGUARD GROUP Total 0.0000 0.0000 1.000000 7,882,781.00 7,882,781.00 0.00 0.00 7,882,781.00 7,882,781.00 2400 - VANGUARD GROUP Total 0.0000 0.0000 1.000000 7,882,781.00 7,882,781.00 0.00 0.00 7,882,781.00 7,882,781.00

2500- FIRST BANK OF HIGHLAND PARK 52006244 HIGH YIELD 02/01/16 Open 0.4500 0.0000 1.000000 1,674,594.00 1,674,594.00 0.00 0.00 1,674,594 1,674,594 52006252 HIGH YIELD 02/01/16 Open 0.4500 0.0000 1.000000 1,751,257.00 1,751,257.00 0.00 0.00 1,751,257 1,751,257 2500 - FIRST BANK OF HIGHLAND PARK Total 0.4500 0.0000 1.000000 3,425,851.00 3,425,851.00 0.00 0.00 3,425,851.00 3,425,851.00 2500 - FIRST BANK OF HIGHLAND PARK Total 0.4500 0.0000 1.000000 3,425,851.00 3,425,851.00 0.00 0.00 3,425,851.00 3,425,851.00

2800 - FIRST TENNESSEE 452152QJ3 15-0096 ILLINOIS ST 2.42 04/01/17 08/08/14 OPEN 1.8103 1.8103 1.015680 400,000.00 406,272.00 -6,272.00 0.00 406,272.00 400,900.00 452152QJ3 15-0101 ILLINOIS ST 2.42 04/01/17 08/08/14 OPEN 1.8103 1.8103 1.015680 600,000.00 607,806.00 -7,806.00 0.00 607,806.00 601,350.00 167505JY3 15-0275 CHICAGO BRD ED BUILD AMER 4.682 12/01/17 03/26/15 OPEN 2.7500 2.7500 1.049560 450,000.00 472,302.00 -22,302.00 0.00 472,302.00 432,054.00 167505JY3 15-0296 CHICAGO BRD ED BUILD AMER 4.682 12/01/17 03/26/15 OPEN 2.7500 2.7500 1.049560 400,000.00 419,824.00 -19,824.00 0.00 419,824.00 384,048.00 777543UL1 15-0300 ROSEMONT IL 4.72 12/01/18 04/20/15 OPEN 1.8501 1.8501 1.099860 200,000.00 219,972.00 -19,972.00 0.00 219,972.00 211,626.00 777543UL1 15-0312 ROSEMONT IL 4.72 12/01/18 04/20/15 OPEN 1.8501 1.8501 1.099860 200,000.00 219,972.00 -19,972.00 0.00 219,972.00 211,626.00 452152HS3 ILLINOIS ST 5.365 3/1/17 12/18/15 Open 500,000.00 518,665.00 -18,665.00 0.00 518,665.00 506,235.06 452152HS3 ILLINOIS ST 5.365 3/1/17 12/18/15 Open 500,000.00 518,665.00 -18,665.00 0.00 518,665.00 506,235.01 94974BFW5 WELLS FARGO COM MTN 1.150% 6/2/17 02/29/16 OPEN 250,000.00 250,000.00 0.00 0.00 250,000.00 250,027.00 94974BFW5 WELLS FARGO COM MTN 1.150% 6/2/17 02/29/16 OPEN 250,000.00 250,000.00 0.00 0.00 250,000.00 250,027.00 949746NX5 WELLS FARGO COM MTN 5.6250% 12/11/17 06/07/16 OPEN 250,000.00 266,320.00 -16,320.00 0.00 266,320.00 261,490.00 949746NX5 WELLS FARGO CON MTN 5.625% 12/11/17 06/07/16 OPEN 250,000.00 266,320.00 -16,320.00 0.00 266,320.00 261,490.00 452152HT1 ILLINOIS ST 5.665% 3/1/18 07/26/16 OPEN 400,000.00 422,436.00 -22,436.00 0.00 422,436.00 417,616.00 452152HT1 ILLINOIS ST 5.665% 3/1/18 07/26/16 OPEN 400,000.00 422,436.00 -22,436.00 0.00 422,436.00 417,616.00 46625HJG6 JPMORGAN CHASE CO 1.800% 1/25/18 09/26/16 OPEN 245,000.00 247,327.00 -2,327.00 0.00 247,327.00 245,899.00 46625HJG6 JPMORGAN CHASE CO 1.800% 1/25/18 09/26/16 OPEN 245,000.00 247,327.00 -2,327.00 0.00 247,327.00 245,899.00 2800 - FIRST TENNESSEE Total 3.1529 3.0091 1.026634 5,540,000.00 5,755,644.00 -215,644.00 0.00 5,755,644.00 5,604,138.08 2800 - FIRST TENNESSEE Total 3.1529 3.0091 1.026634 5,540,000.00 5,755,644.00 -215,644.00 0.00 5,755,644.00 5,604,138.08 315920249 09-0014 FIDELITY ADVEMERG MARKET CL I 05/21/08 Open 0.0000 0.0000 29.660000 3,371.54 100,000.00 0.00 0.00 100,000 75,657 315920249 09-0157 FIDELITY ADVEMERG MARKET CL I 12/08/08 Open 0.0000 0.0000 10.810100 71.11 768.71 0.00 0.00 769 1,596 197199409 10-0096 FIDELITY ADVEMERG MARKET CL I 12/07/09 Open 0.0000 0.0000 20.979907 39.22 822.79 0.00 0.00 823 880 315920249 11-0005 FIDELITY ADVEMERG MARKET CL I 05/11/10 Open 0.0000 0.0000 20.809990 5,117.73 106,500.00 0.00 0.00 106,500 114,842 315920249 11-0140 FIDELITY ADVEMERG MARKET CL I 12/06/10 Open 0.0000 0.0000 24.120168 114.09 2,751.87 0.00 0.00 2,752 2,560 315920249 11-0152 FIDELITY ADVEMERG MARKET CL I 12/31/10 Open 0.0000 0.0000 24.346368 1.79 43.58 0.00 0.00 44 40 315805655 09-0241 FIDELITY ADVISORS SMALL CAP CL I 03/09/09 Open 0.0000 0.0000 14.939900 9,259.46 138,336.00 0.00 0.00 138,336 237,412 315805655 11-0163 FIDELITY ADVISORS SMALL CAP CL I 12/13/10 Open 0.0000 0.0000 26.089692 276.83 7,222.39 0.00 0.00 7,222 7,098 315805655 11-0184 FIDELITY ADVISORS SMALL CAP CL I 01/10/11 Open 0.0000 0.0000 25.850024 202.90 5,244.97 0.00 0.00 5,245 5,202 315805655 FIDELITY ADVISORS SMALL CAP CL I Open 0.0000 0.0000 4,891.72 130,394.64 0.00 0.00 130,395 125,424 543069405 02-0203 LONGLEAF PARTNERS INTL FUND 03/07/02 Open 0.0000 0.0000 12.738091 1,523.19 19,402.52 0.00 19,403 21,020 543069405 03-0085 LONGLEAF PARTNERS INTL FUND 11/13/02 Open 0.0000 0.0000 9.469882 392.46 3,716.55 -3,324.09 0.00 3,717 5,416 471023648 07-0051 LONGLEAF PARTNERS INTL FUND 11/08/06 Open 0.0000 0.0000 18.240000 147.26 2,685.94 2,686 2,032 543069405 07-0087 LONGLEAF PARTNERS INTL FUND 12/27/06 Open 0.0000 0.0000 18.944100 1.65 31.22 31 23 543069405 06-0143 LONGLEAF PARTNERS INTL FUND 11/09/05 Open 0.0000 0.0000 16.809668 75.71 1,272.66 -1,196.95 0.00 1,273 1,045 543069405 08-0078 LONGLEAF PARTNERS INTL FUND 11/09/07 Open 0.0000 0.0000 20.259900 218.78 4,432.47 4,432 3,019 543069405 08-0153 LONGLEAF PARTNERS INTL FUND 02/14/08 Open 0.0000 0.0000 17.689900 3,391.75 60,000.00 60,000 46,806 543069405 09-0147 LONGLEAF PARTNERS INTL FUND 11/07/08 Open 0.0000 0.0000 10.349700 168.67 1,745.69 1,746 2,328 543069405 09-0148 LONGLEAF PARTNERS INTL FUND 11/07/08 Open 0.0000 0.0000 10.350000 242.50 2,509.89 2,510 3,347 543069405 09-0167 LONGLEAF PARTNERS INTL FUND 12/31/08 Open 0.0000 0.0000 10.942200 13.86 151.66 152 191 543069405 09-0197 LONGLEAF PARTNERS INTL FUND 01/02/09 Open 0.0000 0.0000 10.941200 19.93 218.06 218 275 543069405 10-0052 LONGLEAF PARTNERS INTL FUND 08/05/09 Open 0.0000 0.0000 12.860000 3,888.03 50,000.00 50,000 53,655 543069405 11-0153 LONGLEAF PARTNERS INTL FUNDPage 1 of 12/31/10 7 Open 0.0000 0.0000 15.378981 31.40 482.90 483 433 543069405 11-0174 LONGLEAF PARTNERS INTL FUND 12/30/10 Open 0.0000 0.0000 15.378981 93.17 1,433.02 1,433 1,286 3000 - CHARLES SCHWAB Total 0.0000 0.0000 14.768316 33,555 640,168 (4,521) - 640,170 711,587 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 3000 - CHARLES SCHWAB Total 0.0000 0.0000 14.768316 33,555 640,168 (4,521) - 640,170 711,587 3100 - WILLIAM BLAIR 912810RJ9 US TREASURY BOND 3.00% 11/15/44 01/27/16 Open 0.0000 0.0000 250,000.00 267,422.00 -17,422.00 0.00 267,422 271,542 912810RJ9 US TREASURY BOND 3.00% 11/15/44 01/27/16 Open 0.0000 0.0000 250,000.00 267,422.00 -17,422.00 0.00 267,422 271,542 912810RJ9 US TREASURY BOND 3.00% 11/15/44 04/15/16 Open 0.0000 0.0000 350,000.00 379,367.00 -29,367.00 0.00 379,367 163,754 912810RJ9 US TREASURY BOND 3.00% 11/15/44 04/15/16 OPEN 0.0000 0.0000 350,000.00 379,367.00 -29,367.00 0.00 379,367 163,754 970648AD3 WILLIS NORTH AMERICA 6.200% 3/28/17 04/20/16 Open 0.0000 0.0000 300,000.00 312,516.00 -12,516.00 0.00 312,516 305,850 970648AD3 WILLIS NORTH AMERICA 6.200% 3/28/17 04/20/16 OPEN 0.0000 0.0000 300,000.00 312,516.00 -12,516.00 0.00 312,516 305,850 743410AW2 PROLOGIS 6.875% 3/15/20 04/21/16 Open 0.0000 0.0000 135,000.00 148,070.00 -13,070.00 0.00 148,070 150,325 743410AW2 PROLOGIS 6.875% 3/15/20 04/24/16 OPEN 0.0000 0.0000 135,000.00 148,070.00 -13,070.00 0.00 148,070 150,325 345397VX8 FORD MOTOR CREDIT 4.250% 2/3/17 03/07/16 Open 0.0000 0.0000 500,000.00 510,570.00 -10,570.00 0.00 510,570 503,865 345397VX8 FORD MOTOR CREDIT 4.250% 2/3/17 03/07/16 Open 0.0000 0.0000 500,000.00 510,570.00 -10,570.00 0.00 510,570 503,865 912834KP2 US TREASURY BOND 8/15/41 06/15/16 Open 0.0000 0.0000 250,000.00 133,445.00 116,555.00 0.00 133,445 128,260 9128334S6 US TREASURY BOND 8/15/31 06/17/16 Open 0.0000 0.0000 275,000.00 203,065.00 71,935.00 0.00 203,065 196,573 912834KP2 US TREASURY BOND 8/15/41 06/15/16 Open 0.0000 0.0000 250,000.00 133,445.00 116,555.00 0.00 133,445 128,260 9128334S6 US TREASURY BOND 8/15/31 06/17/16 Open 0.0000 0.0000 275,000.00 203,065.00 71,935.00 0.00 203,065 196,573 9128335A4 US TREASURY BOND 8/15/35 07/06/16 Open 0.0000 0.0000 400,000.00 272,944.00 127,056.00 0.00 272,944 250,536 912833LX6 US TREASURY BOND 11/15/25 07/06/16 Open 0.0000 0.0000 350,000.00 304,038.00 45,962.00 0.00 304,038 294,238 9128335A4 US TREASURY BOND 8/15/35 07/06/16 Open 0.0000 0.0000 400,000.00 272,944.00 127,056.00 0.00 272,944 250,536 912833LX6 US TREASURY BOND 11/15/25 07/06/16 Open 0.0000 0.0000 350,000.00 304,038.00 45,962.00 0.00 304,038 294,238 594918BR4 MICROSOFT CORP 2.400% 8/8/26 08/24/16 Open 0.0000 0.0000 275,000.00 276,957.00 -1,957.00 0.00 276,957 269,717 594918BR4 MICROSOFT CORP 2.400% 8/8/26 08/24/16 Open 0.0000 0.0000 275,000.00 276,957.00 -1,957.00 0.00 276,957 269,717 9128282A7 US TREASURY NOTE 1.500% 8/15/26 08/24/16 Open 0.0000 0.0000 300,000.00 297,860.00 2,140.00 0.00 297,860 291,048 9128282A7 US TREASURY NOTE 1.500% 8/15/26 08/24/16 Open 0.0000 0.0000 300,000.00 297,860.00 2,140.00 0.00 297,860 291,048 037833CD0 APPLE INC 3.850% 8/4/46 09/14/16 Open 0.0000 0.0000 250,000.00 257,631.00 -7,631.00 0.00 257,631 243,447 037833CD0 APPLE INC 3.850% 8/4/46 09/14/16 Open 0.0000 0.0000 250,000.00 257,631.00 -7,631.00 0.00 257,631 243,447 00287YAJ8 ABBVIE INC 1.750% 11/6/17 09/27/16 Open 0.0000 0.0000 200,000.00 202,137.00 -2,137.00 0.00 202,137 200,714 00287YAJ8 ABBVIE INC 1.750% 11/6/17 09/27/16 Open 0.0000 0.0000 200,000.00 202,137.00 -2,137.00 0.00 202,137 200,714 912834AU2 US TREASURY BOND STRIP 2/15/39 10/14/16 Open 0.0000 0.0000 225,000.00 129,114.00 95,886.00 0.00 129,114 126,009 912834AU2 US TREASURY BOND STRIP 2/15/39 10/14/16 Open 0.0000 0.0000 225,000.00 129,114.00 95,886.00 0.00 129,114 126,009 3100 - WILLIAM BLAIR Total 0.580600 0.5806 1.014884 8,120,000 7,390,272 729,728 - 7,390,272 6,791,756 3100 - WILLIAM BLAIR Total 0.900200 0.9002 1.036760 8,120,000 7,390,272 729,728 - 7,390,272 6,791,756

912828TE0 13.0099 U.S. TIPS 0.125 07/15/22 09/24/12 Open -0.7053 -0.7053 1.084469 150,000.00 162,670.34 -12,670.34 0.00 162,670 153,419 3600 - MISCHLER FINANCIAL GROUP INC 912828TE0 13.0101 U.S. TIPS 0.125 07/15/22 09/24/12 Open -0.7053 -0.7053 1.084469 500,000.00 542,234.45 -42,234.45 0.00 542,234 511,395 912828TE0 13-0194 U.S. TIPS 0.125 07/15/22 01/08/13 Open -0.6929 -0.6929 1.080625 150,721.00 162,873.00 -12,151.00 0.00 162,873 153,419 912828TE0 13.0198 U.S. TIPS 0.125 07/15/22 01/08/13 Open -0.7434 -0.7434 1.085823 500,000.00 542,911.00 -42,911.00 0.00 542,911 511,395 565849AK2 13-0230 MARATHON OIL CORP 2.80 11/1/22 02/13/13 08/01/22 3.0996 3.1068 0.975000 200,000.00 195,000.00 5,000.00 0.00 195,000 190,034 565849AK2 13-0232 MARATHON OIL CORP 2.80 11/1/22 02/13/13 08/01/22 3.0990 3.1068 0.975000 300,000.00 292,500.00 7,500.00 0.00 292,500 285,051 345397VX8 FORD MOTOR CREDIT 4.25% 2/3/17 01/13/16 500,000.00 520,999.00 -20,999.00 0.00 520,999 503,865 140420ND8 CAPITAL ONE BANK MTN 1.15% 11/21/16 01/29/16 250,000.00 250,383.06 -383.06 0.00 250,383 250,037 345397VX8 FORD MOTOR CREDIT 4.25% 2/3/17 01/13/16 500,000.00 520,999.00 -20,999.00 0.00 520,999 503,865 140420ND8 CAPITAL ONE BANK MTN 1.15% 11/21/16 01/29/16 250,000.00 250,383.06 -383.06 0.00 250,383 250,037 216871AC7 COOPER US INC 6.10% 7/1/17 02/29/16 200,000.00 212,450.00 -12,450.00 0.00 212,450 206,310 216871AC7 COOPER US INC 6.10% 7/1/17 02/29/16 200,000.00 212,450.00 -12,450.00 0.00 212,450 206,310 031162AV2 AMGEN INC 5.80% 6/1/17 03/09/16 290,000.00 305,645.00 -15,645.00 0.00 305,645 297,879 031162AV2 AMGEN INC 5.80% 6/1/17 03/09/16 290,000.00 305,645.00 -15,645.00 0.00 305,645 297,879 55616XAA5 MACYS RETAIL HLDGS 7.450% 7/15/17 03/11/16 275,000.00 295,537.00 -20,537.00 0.00 295,537 286,841 55616XAA5 MACYS RETAIL HLDGS 7.450% 7/15/17 03/11/16 275,000.00 295,537.00 -20,537.00 0.00 295,537 286,841 025816AX7 AMERICAN EXPRESS 6.150% 8/28/17 03/31/16 500,000.00 532,705.00 -32,705.00 0.00 532,705 519,540 025816AX7 AMERICAN EXPRESS 6.150% 8/28/17 03/31/16 500,000.00 532,705.00 -32,705.00 532,705 519,540 628530BE6 MYLAN INC 1.35% 11/29/16 07/26/16 200,000.00 200,250.00 -250.00 0.00 200,250 200,040 628530BE6 MYLAN INC 1.35% 11/29/16 07/26/16 200,000.00 200,250.00 -250.00 0.00 200,250 200,040 075887BB4 BECTON DICKINSON 1.75% 11/8/16 07/29/16 425,000.00 426,135.00 -1,135.00 0.00 426,135 425,064 075887BB4 BECTON DICKINSON 1.75% 11/8/16 07/29/16 425,000.00 426,135.00 -1,135.00 0.00 426,135 425,064 064159FK7 BANK OF NOVA SCOTIA 1.300% 7/21/17 08/18/16 275,000.00 275,999.00 -999.00 0.00 275,999 275,044 064159FK7 BANK OF NOVA SCOTIA 1.300% 7/21/17 08/18/16 275,000.00 275,999.00 -999.00 0.00 275,999 275,044 87165BAA1 SYNCHRONY FINANCIAL 1.875% 8/15/17 09/09/16 500,000.00 502,540.00 -2,540.00 0.00 502,540 501,220 45685EAE6 ING US INC 2.900% 2/15/18 09/27/16 250,000.00 255,963.00 -5,963.00 0.00 255,963 254,120 45685EAE6 ING US INC 2.900% 2/15/18 09/27/16 250,000.00 255,963.00 -5,963.00 0.00 255,963 254,120 362320AZ6 GTE CORP 6.840% 4/15/18Page 2 of 10/28/16 7 300,000.00 322,938.00 -22,938.00 0.00 322,938 320,874 362320AZ6 GTE CORP 6.840% 4/15/18 10/28/16 300,000.00 322,938.00 -22,938.00 0.00 322,938 320,874 3600 - MISCHLER FINANCIAL GROUP, INC. Total 2.0903 2.0903 1.048388 9,230,721.00 9,598,736.91 -368,014.91 0.00 9,598,736.00 9,385,160.72 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 3600 - MISCHLER FINANCIAL GROUP, INC. Total 2.0903 2.0903 1.048388 9,230,721.00 9,598,736.91 -368,014.91 0.00 9,598,736.00 9,385,160.72

4600 - BMO HARRIS 3175346 Cash Open 0.0500 0.0000 1.000000 10,000.00 10,000.00 0.00 0.00 10,000 10,000 3175221 Cash Open 0.0500 0.0000 1.000000 10,000.00 10,000.00 0.00 0.00 10,000 10,000 4600 - BMO HARRIS Total 0.0500 0.9098 1.000000 20,000.00 20,000.00 0.00 0.00 20,000.00 20,000 4600 - BMO HARRIS Total 0.0500 0.9098 1.000000 20,000.00 20,000.00 0.00 0.00 20,000.00 20,000

4900 - PERSHING 36212UVW8 08-0004 GNMA #544329 5.00 1/15/22 12/23/04 Open 5.1363 5.1363 0.991250 108,044.00 107,090.00 1,523.36 0.00 107,090 112,624 36202FVF0 12-0081 GNMA #005114 4.00 7/20/41 08/18/11 Open 3.4812 3.4812 1.065517 326,654.00 348,687.00 -22,033.00 0.00 348,687 350,719 25271CAL6 15-0208 DIAMOND OFFSHORE DRILL 5.70 10/15/39 12/29/14 Open 5.9600 5.9600 0.966440 250,000.00 241,610.00 8,390.00 0.00 241,610 208,790 25271CAL6 15-0210 DIAMOND OFFSHORE DRILL 5.70 10/15/39 12/29/14 Open 5.9600 5.9600 0.966440 300,000.00 289,932.00 10,068.00 0.00 289,932 250,548 452152HS3 15-0265 ILLINOIS ST 5.365 03/01/17 03/19/15 Open 1.4205 1.4205 1.075590 525,000.00 564,684.75 -39,684.75 0.00 564,685 531,547 452152HS3 15-0291 ILLINOIS ST 5.365 03/01/17 03/19/15 Open 1.4205 1.4205 1.075590 385,000.00 414,102.15 -29,102.15 80.00 414,102 389,801 452152FW6 15-0301 ILLINOIS ST 5.125 07/01/17 04/24/15 Open 1.6602 1.6602 1.074060 750,000.00 805,545.00 -55,545.00 0.00 805,545 764,738 452152FW6 15-0313 ILLINOIS ST 5.125 7/1/17 04/24/15 Open 1.6602 1.6602 1.074060 750,000.00 805,545.00 -55,545.00 0.00 805,545 764,738 4900 -PERSHING Total 1.6476 1.4757 1.044748 2,960,000.00 3,121,418.90 -161,418.90 0.00 3,121,419.00 3,373,504.78 4900 - PERSHING Total 1.6476 1.4757 1.044748 2,960,000.00 3,121,418.90 -161,418.90 0.00 3,121,419.00 3,373,504.78

5000 - BROWNSTONE INVESTMENT GROUP 29081YAB2 EMBRAER OVERSEAS LTD 6.375 1/24/17 12/22/15 Open 0.0000 0.0000 0.000000 300,000.00 307,431.00 -7,431.00 0.00 307,431 302,625 29081YAB2 EMBRAER OVERSEAS LTD 6.375 1/24/17 12/22/15 Open 0.0000 0.0000 0.000000 300,000.00 307,431.00 -7,431.00 0.00 307,431 302,625 845437BH4 SOUTHWESTERN ELEC PWR 5.550% 1/15/17 02/29/16 Open 0.0000 0.0000 0.000000 250,000.00 259,182.00 -9,182.00 0.00 259,182 252,145 845437BH4 SOUTHWESTERN ELEC PWR 5.550% 1/15/17 02/29/16 Open 0.0000 0.0000 0.000000 250,000.00 259,182.00 -9,182.00 0.00 259,182 252,145 200339CG2 COMERICA BANK 5.75% 11/21/16 03/10/16 Open 0.0000 0.0000 0.000000 300,000.00 308,916.00 -8,916.00 0.00 308,916 300,690 200339CG2 COMERICA BANK 5.75% 11/21/16 03/10/16 Open 0.0000 0.0000 0.000000 300,000.00 308,916.00 -8,916.00 0.00 308,916 300,690 55279HAD2 MANUF TRADERS TRUST CO 1.25% 1/30/17 06/17/16 Open 0.0000 0.0000 0.000000 324,000.00 324,431.00 -431.00 0.00 324,431 324,042 55279HAD2 MANUF TRADERS TRUST CO 1.25% 1/30/17 06/17/16 Open 0.0000 0.0000 0.000000 324,000.00 324,431.00 -431.00 0.00 324,431 324,042 452152HS3 ILLINOIS ST 5.365 3/1/17 08/29/16 Open 0.0000 0.0000 0.000000 600,000.00 628,624.00 28,624.00 0.00 628,624 607,482 452152HS3 ILLINOIS ST 5.365 3/1/17 08/29/16 Open 0.0000 0.0000 0.000000 500,000.00 523,853.00 23,853.00 0.00 523,853 506,235 452152HT1 ILLINOIS ST 5.665 3/1/18 09/30/16 Open 0.0000 0.0000 0.000000 200,000.00 211,117.00 11,117.00 0.00 211,117 208,808 452152HT1 ILLINOIS ST 5.665 3/1/18 09/30/16 Open 0.0000 0.0000 0.000000 200,000.00 211,117.00 11,117.00 0.00 211,117 208,808 5000 -BROWNSTONE INVESTMENT GROUP Total 0.0000 0.0000 0.000000 3,848,000.00 3,974,631.00 22,791.00 0.00 3,974,631.00 3,890,337.09 5000 - BROWNSTONE INVESTMENT GROUPTotal 0.0000 0.0000 0.000000 3,848,000.00 3,974,631.00 22,791.00 0.00 3,974,631.00 3,890,337.09

5050 - SOUTHWEST SECURITIES, INC 452152HS3 ILLINOIS ST 5.365 3/1/17 12/04/15 Open 0.0000 0.0000 0.000000 400,000.00 415,408.00 -15,408.00 0.00 415,408 404,988 452152HT1 ILLINOIS ST 5.665 3/1/18 12/07/15 Open 0.0000 0.0000 0.000000 150,000.00 158,932.00 -8,932.00 0.00 158,932 156,606 452152HS3 ILLINOIS ST 5.365 3/1/17 12/04/15 Open 0.0000 0.0000 0.000000 400,000.00 415,408.00 -15,408.00 0.00 415,408 404,988 452152HT1 ILLINOIS ST 5.665 3/1/18 12/07/15 Open 0.0000 0.0000 0.000000 150,000.00 158,932.00 -8,932.00 0.00 158,932 156,606 5050 -SOUTHWEST SECURITIES INC Total 0.0000 0.0000 0.000000 1,100,000.00 1,148,680.00 -48,680.00 0.00 1,148,680.00 1,123,188.06 5050 - SOUTHWEST SECURITIES INCTotal 0.0000 0.0000 0.000000 1,100,000.00 1,148,680.00 -48,680.00 0.00 1,148,680.00 1,123,188.06

5052 WELLS FARGO SECURITIES, LLC 452151LD3 ILLINOIS ST PENSION 4.350% 6/1/18 09/07/16 0.0000 0.0000 0.000000 568,333.00 589,135.00 -20,802.00 0.00 589,135 578,222 452151LD3 ILLINOIS ST PENSION 4.350% 6/1/18 09/07/16 0.0000 0.0000 0.000000 392,333.00 406,740.00 -14,407.00 0.00 406,740 399,160 5052 -WELLS FARGO SECURITIES, LLCTotal 0.0000 0.0000 0.000000 960,666.00 995,875.00 -35,209.00 0.00 995,875.00 977,382.00 5052 - WELLS FARGO SECURITIES, LLC Total 0.0000 0.0000 0.000000 960,666.00 995,875.00 -35,209.00 0.00 995,875.00 977,382.00

00287Y109 ABBVIE INC 07/12/16 Open 0.0000 0.0000 5,900.00 374,196.00 0.00 0.00 374,196.00 329,102 00507V109 ACTIVISION BLIZZARD INC Open 0.0000 0.0000 8,600.00 382,868.00 0.00 0.00 382,868.00 371,262 00508Y102 ACUITY BRANDS INC Open 0.0000 0.0000 900.00 233,860.00 0.00 0.00 233,860.00 201,213 00508Y102 ACUITY BRANDS INC Open 0.0000 0.0000 1,400.00 354,371.00 0.00 0.00 354,371.00 312,998 02079K305 ALPHABET INC CL A Open 0.0000 0.0000 300.00 228,802.00 0.00 0.00 228,802.00 242,970 023135106 AMAZON COM INC 400.00 250,618.00 0.00 0.00 250,618.00 315,928 023135106 AMAZON COM INC 500.00 359,455.00 0.00 0.00 359,455.00 394,910 025537101 13-0043 AMERICAN ELECTRIC POWER CO INC 07/06/12 OPEN 0.0000 0.0000 40.229500 1,000.00 40,229.00 0.00 0.00 80,459.00 64,840 025537101 13-0078 AMERICAN ELECTRIC POWER CO INC 08/02/12 OPEN 0.0000 0.0000 42.629200 1,400.00 56,321.00 0.00 0.00 51,155.00 90,776 29875E100 10-0018 AMERICAN EUROPACIFIC GROWTH F2 05/14/09 OPEN 0.0000 0.0000 29.479900 3,222.52 95,000.00 0.00 0.00 95,000.00 150,331 29875E100 10-0050 AMERICAN EUROPACIFIC GROWTH F2 08/10/09 OPEN 0.0000 0.0000 35.060000 1,711.35 60,000.00 0.00 0.00 60,000.00 79,835 29875E100 10-0101 AMERICAN EUROPACIFIC GROWTH F2 12/28/09 OPEN 0.0000 0.0000 38.390040 93.54 3,590.89 0.00 0.00 3,591.00 4,364 29875E100 10-0177 AMERICAN EUROPACIFIC GROWTH F2 04/30/10 OPEN 0.0000 0.0000 38.309900 1,566.17 60,000.00 0.00 0.00 60,000.00 73,062 29875E100 11-0149 AMERICAN EUROPACIFIC GROWTH F2 12/29/10 OPEN 0.0000 0.0000 40.928106 109.05 4,463.21 0.00 0.00 4,463.00 5,087 29875E100 15-0177 AMERICAN EUROPACIFIC GROWTH F2 12/30/14 OPEN 0.0000 0.0000 47.489162 717.18 5,564.78 0.00 0.00 5,565.00 33,456 649280823 AMERICAN FUNDS NEW WORLD FUNDPage 3 of 7 Open 0.0000 0.0000 5,328.00 275,000.00 0.00 0.00 275,000.00 286,060 649280823 AMERICAN FUNDS NEW WORLD FUND Open 0.0000 0.0000 3,945.00 200,000.00 0.00 0.00 200,000.00 211,807 029683109 07-0109 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.387300 1,000.00 7,387.30 0.00 0.00 7,387.00 10,430 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 029683109 07-0110 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.397200 1,893.00 14,002.91 0.00 0.00 14,003.00 19,744 029683109 07-0171 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.484000 400.00 2,993.61 0.00 0.00 2,994.00 4,172 029683109 07-0172 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.514000 500.00 3,757.00 0.00 0.00 3,757.00 5,215 029683109 07-0173 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.524000 600.00 4,514.41 0.00 0.00 4,514.00 6,258 029683109 07-0174 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.554000 100.00 755.40 0.00 0.00 755.00 1,043 029683109 07-0175 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.574000 500.00 3,787.00 0.00 0.00 3,787.00 5,215 029683109 07-0176 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.564000 100.00 756.40 0.00 0.00 756.00 1,043 029683109 07-0178 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.494000 500.00 3,747.01 0.00 0.00 3,747.00 5,215 029683109 07-0180 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.584000 5,830.00 44,214.85 0.00 0.00 44,215.00 60,807 029683109 09-0020 AMERICAN SOFTWARE INC CL A 05/27/08 OPEN 0.0000 0.0000 6.198400 2,200.00 13,636.60 0.00 0.00 13,637.00 22,946 029683109 AMERICAN SOFTWARE INC CL A Open 0.0000 0.0000 1,470.00 20,245.00 0.00 0.00 20,245.00 15,332 029899101 13-0044 AMERICAN STATES WATER CO 07/06/12 OPEN 0.0000 0.0000 39.663000 1,900.00 37,680.00 0.00 0.00 37,680.00 75,962 029899101 13-0079 AMERICAN STATES WATER CO 08/02/12 OPEN 0.0000 0.0000 41.441900 1,300.00 33,154.00 0.00 0.00 33,154.00 51,974 029899101 AMERICAN STATES WATER CO 07/21/16 OPEN 0.0000 0.0000 300.00 17,321.00 0.00 0.00 17,321.00 11,994 029899101 AMERICAN STATES WATER CO 07/21/16 Open 0.0000 0.0000 400.00 17,148.00 0.00 0.00 17,148.00 15,992 03027X100 AMERICAN TOWER CORP OPEN 0.0000 0.0000 3,400.00 360,400.00 0.00 0.00 360,400.00 398,446 03027X100 AMERICAN TOWER CORP Open 0.0000 0.0000 2,100.00 244,398.00 0.00 0.00 244,398.00 246,099 03073E105 15-0231 AMERISOURCEBERGEN CORP 02/02/15 OPEN 0.0000 0.0000 96.635200 2,600.00 252,477.00 0.00 0.00 252,477.00 182,832 00170K208 AMG MANAGERS SKYLINE SPECIAL Open 0.0000 0.0000 6,343.00 239,371.00 0.00 0.00 239,371.00 231,710 037833100 08-0165 APPLE, INC 02/19/08 OPEN 0.0000 0.0000 127.209000 2,100.00 86,842.00 0.00 0.00 86,842.00 238,434 037833100 APPLE, INC Open 0.0000 0.0000 300.00 29,973.00 0.00 0.00 29,973.00 34,062 037833100 14-0273 APPLE, INC 04/21/14 OPEN 0.0000 0.0000 516.525800 3,600.00 280,701.00 0.00 0.00 280,701.00 408,744 04010L103 11-0023 ARES CAP CORP 06/08/10 OPEN 0.0000 0.0000 13.825400 5,200.00 71,892.08 0.00 0.00 71,892.00 79,560 04010L103 ARES CAP CORP Open 0.0000 0.0000 1,900.00 26,692.00 0.00 0.00 26,692.00 29,070 00206R102 AT&T INC OPEN 0.0000 0.0000 5,800.00 247,995.00 0.00 0.00 247,995.00 213,382 09253U108 11-0191 BLACKSTONE GROUP LP 01/28/11 OPEN 0.0000 0.0000 15.680000 6,100.00 95,699.00 0.00 0.00 95,699.00 152,683 09253U108 12-0228 BLACKSTONE GROUP LP 04/30/12 OPEN 0.0000 0.0000 13.460000 1,400.00 18,844.00 0.00 0.00 18,844.00 35,042 09253U108 BLACKSTONE GROUP LP OPEN 0.0000 0.0000 1,800.00 36,468.00 0.00 0.00 36,468.00 45,054 09253U108 15-0307 BLACKSTONE GROUP LP 04/13/15 Open 0.0000 0.0000 39.227000 10,200.00 400,115.00 0.00 0.00 400,115.00 255,306 09253U108 BLACKSTONE GROUP LP OPEN 0.0000 0.0000 300.00 70,515.00 0.00 0.00 70,515.00 7,509 09253U108 BLACKSTONE GROUP LP 07/21/16 OPEN 0.0000 0.0000 1,100.00 27,654.00 0.00 0.00 27,654.00 27,533 09253U108 BLACKSTONE GROUP LP 07/21/16 Open 0.0000 0.0000 2,500.00 60,857.00 0.00 0.00 60,857.00 62,575 Y09827109 BROADCOM LTD OPEN 0.0000 0.0000 1,500.00 188,995.00 0.00 0.00 188,995.00 255,420 Y09827109 BROADCOM LTD Open 0.0000 0.0000 2,300.00 233,807.00 0.00 0.00 233,807.00 391,644 118230101 BUCKEYE PARTNERS LP OPEN 0.0000 0.0000 5,300.00 362,406.00 0.00 0.00 362,406.00 342,062 12673P105 14-0031 CA INC 05/07/13 OPEN 0.0000 0.0000 27.100800 2,900.00 86,723.00 0.00 0.00 86,723.00 89,146 12673P105 14-0092 CA INC 05/22/13 OPEN 0.0000 0.0000 27.530000 2,000.00 63,319.00 0.00 0.00 63,319.00 61,480 128030202 CAL MAINE FOODS INC OPEN 0.0000 0.0000 1,100.00 51,673.00 0.00 0.00 51,673.00 42,515 128030202 CAL MAINE FOODS INC OPEN 0.0000 0.0000 1,600.00 77,756.00 0.00 0.00 77,756.00 61,840 128030202 CAL MAINE FOODS INC 07/21/16 Open 0.0000 0.0000 500.00 22,394.14 0.00 0.00 22,394.14 19,325 128030202 CAL MAINE FOODS INC 07/12/16 OPEN 0.0000 0.0000 600.00 27,107.00 0.00 0.00 27,107.00 23,190 151020104 CELGENE CORP OPEN 0.0000 0.0000 3,200.00 358,656.00 0.00 0.00 358,656.00 326,976 151020104 CELGENE CORP OPEN 0.0000 0.0000 300.00 31,197.00 0.00 0.00 31,197.00 30,654 151020104 CELGENE CORP Open 0.0000 0.0000 2,200.00 57,887.00 0.00 0.00 57,887.00 224,796 17800P407 CNI CHARTER EMERGING MARKETS 07/19/16 OPEN 0.0000 0.0000 7,414.73 300,000.00 0.00 0.00 300,000.00 306,377 192446102 16- COGNIZANT TECH SOLUTIONS CL A 06/11/15 OPEN 0.0000 0.0000 64.045800 4,000.00 256,303.20 0.00 0.00 256,303.00 205,400 192446102 COGNIZANT TECH SOLUTIONS CL A Open 0.0000 0.0000 5,700.00 369,481.00 0.00 0.00 369,481.00 292,695 192446102 COGNIZANT TECH SOLUTIONS CL A OPEN 0.0000 0.0000 1,800.00 51,191.00 0.00 0.00 51,191.00 92,430 197199813 11-0188 COLUMBIA ACORN INTL FUND CL Z 01/28/11 OPEN 0.0000 0.0000 40.980000 5,124.45 210,000.00 0.00 0.00 210,000.00 202,621 197199813 12-0021 COLUMBIA ACORN INTL FUND CL Z 06/10/11 OPEN 0.0000 0.0000 41.098372 127.78 5,252.00 0.00 0.00 5,252.00 5,052 197199813 13-0030 COLUMBIA ACORN INTL FUND CL Z 06/07/12 OPEN 0.0000 0.0000 35.878912 29.40 1,055.00 0.00 0.00 1,055.00 1,162 197199813 13-0039 COLUMBIA ACORN INTL FUND CL Z 06/06/12 OPEN 0.0000 0.0000 35.885126 28.64 1,027.00 0.00 0.00 1,027.00 1,132 197199813 COLUMBIA ACORN INTL FUND CL Z OPEN 0.0000 0.0000 1,205.00 51,183.00 0.00 0.00 51,183.00 47,646 205887102 07-0130 CONAGRA FOODS INC 02/28/07 OPEN 0.0000 0.0000 25.760000 1,500.00 36,601.00 0.00 0.00 36,601.00 72,270 205887102 07-0223 CONAGRA FOODS INC 02/28/07 OPEN 0.0000 0.0000 26.140000 1,800.00 47,058.00 0.00 0.00 47,058.00 86,724 205887102 09-0034 CONAGRA FOODS INC 05/29/08 OPEN 0.0000 0.0000 23.732400 400.00 9,492.96 0.00 0.00 9,493.00 19,272 21036P108 CONSTELLATION BRANDS INC A 07/12/16 OPEN 0.0000 0.0000 2,300.00 381,379.00 0.00 0.00 381,379.00 384,376 22822V101 CROWN CASTLE INTL CORP OPEN 0.0000 0.0000 600.00 52,038.00 0.00 0.00 52,038.00 54,594 22822V101 CROWN CASTLE INTL CORP OPEN 0.0000 0.0000 900.00 73,233.00 0.00 0.00 73,233.00 81,891 126650100 13-0240 CVS/CAREMARK CORP 04/18/13 OPEN 0.0000 0.0000 56.986600 2,500.00 148,153.00 0.00 0.00 148,153.00 210,250 126650100 14-0012 CVS/CAREMARK CORP 05/24/13 OPEN 0.0000 0.0000 59.261200 4,200.00 199,322.00 0.00 0.00 199,322.00 353,220 233331107 DTE ENERGY CO OPEN 0.0000 0.0000 600.00 50,801.00 0.00 0.00 50,801.00 57,606 233331107 DTE ENERGY COPage 4 of 7 OPEN 0.0000 0.0000 1,000.00 78,158.00 0.00 0.00 78,158.00 96,010 237194105 DARDEN RESTAURANTS INC OPEN 0.0000 0.0000 1,600.00 94,943.00 0.00 0.00 94,943.00 103,664 237194105 DARDEN RESTAURANTS INC OPEN 0.0000 0.0000 1,100.00 76,323.00 0.00 0.00 76,323.00 71,269 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 247361702 14-0097 DELTA AIR LINES INC 07/08/13 OPEN 0.0000 0.0000 18.784400 4,800.00 232,546.00 0.00 0.00 232,546.00 200,496 247361702 DELTA AIR LINES INC OPEN 0.0000 0.0000 1,500.00 60,479.00 0.00 0.00 60,479.00 62,655 26613Q106 15-0218 DUPONT FABROS TECHNOLOGY 01/08/15 OPEN 0.0000 0.0000 33.529400 2,400.00 80,470.00 0.00 0.00 93,882.00 97,944 26613Q106 15-0232 DUPONT FABROS TECHNOLOGY 02/02/15 OPEN 0.0000 0.0000 37.930000 1,600.00 60,688.00 0.00 0.00 60,688.00 65,296 30303M102 FACEBOOK INC A OPEN 0.0000 0.0000 3,000.00 371,968.00 0.00 0.00 371,968.00 392,970 316128834 15-0048 FIDELITY ADVISOR MID CAP VALUE 07/17/14 OPEN 0.0000 0.0000 23.990000 13,805.00 329,675.00 0.00 0.00 329,675.00 318,067 316389717 FIDELITY ADVISOR SMALL CAP GRW FD 1 OPEN 0.0000 0.0000 21.940000 20,366.93 394,377.00 0.00 0.00 394,377.00 396,137 31428X106 FED EX CORP OPEN 0.0000 0.0000 1,400.00 234,740.00 0.00 0.00 234,740.00 244,048 31428X106 FED EX CORP OPEN 0.0000 0.0000 2,200.00 408,921.00 0.00 0.00 408,921.00 383,504 H2906T109 GARMIN LTD OPEN 0.0000 0.0000 1,600.00 56,765.00 0.00 0.00 56,765.00 77,376 H2906T109 GARMIN LTD OPEN 0.0000 0.0000 2,400.00 80,035.00 0.00 0.00 80,035.00 116,064 372460105 14-0002 GENUINE PARTS CO 05/22/13 OPEN 0.0000 0.0000 80.709900 700.00 56,497.00 0.00 0.00 64,568.00 63,413 372460105 14-0030 GENUINE PARTS CO 05/07/13 OPEN 0.0000 0.0000 75.710200 900.00 68,139.00 0.00 0.00 83,281.00 81,531 38142Y500 10-0064 GOLDMAN SACHS GRWTH OPP FUND 08/05/09 OPEN 0.0000 0.0000 16.550000 12,084.59 200,000.00 0.00 0.00 200,000.00 239,758 38142Y500 11-0160 GOLDMAN SACHS GRWTH OPP FUND 12/10/10 OPEN 0.0000 0.0000 22.290000 117.97 2,630.00 0.00 0.00 2,630.00 2,341 38142Y500 12-0166 GOLDMAN SACHS GRWTH OPP FUND 12/09/11 OPEN 0.0000 0.0000 20.639876 822.91 16,985.00 0.00 0.00 16,985.00 16,327 38142Y500 15-0178 GOLDMAN SACHS GRWTH OPP FUND 12/05/14 OPEN 0.0000 0.0000 24.010000 3,892.01 93,447.18 0.00 0.00 93,447.00 77,217 38142Y500 GOLDMAN SACHS GRWTH OPP FUND OPEN 0.0000 0.0000 4,826.36 105,772.82 0.00 0.00 105,773.00 95,755 41012R811 14-0055 HANCOCK HORIZON BURKENROAD SMALL 06/04/13 OPEN 0.0000 0.0000 48.609997 6,382.00 311,424.00 0.00 0.00 311,424 356,116 413875105 HARRIS CORP DEL OPEN 0.0000 0.000000 3,000.00 235,430.00 0.00 0.00 235,430 267,630 413875105 HARRIS CORP DEL OPEN 0.0000 0.0000 4,200.00 370,989.00 0.00 0.00 370,989 374,682 41664L294 13-0183 HARTFORD INTL OPPORTUNITY I 11/16/12 OPEN 0.0000 0.0000 14.069990 13,503.91 190,000.00 0.00 0.00 190,000 193,376 41664L294 14-0070 HARTFORD INTL OPPORTUNITY I 07/24/13 OPEN 0.0000 0.0000 16.289985 5,217.93 85,000.00 0.00 0.00 85,000 74,721 41664L294 HARTFORD INTL OPPORTUNITY I OPEN 0.0000 0.0000 4,608.00 69,193.00 0.00 0.00 69,193 65,987 500754106 HJ HEINZ HOLDING CORP Open 0.0000 0.0000 4,300.00 376,135.00 0.00 0.00 376,135 382,485 437076102 15-0085 HOME DEPOT 08/11/14 OPEN 0.0000 0.0000 80.769900 1,900.00 150,408.00 0.00 0.00 150,408.00 231,819 437076102 14-0010 HOME DEPOT 05/24/13 OPEN 0.0000 0.0000 78.420000 2,900.00 320,228.00 0.00 0.00 367,670.00 353,829 44106M102 15-0248 HOSPITALITY PPTYS TR 02/24/15 OPEN 0.0000 0.0000 31.773800 1,800.00 57,192.84 0.00 0.00 57,193.00 49,248 44106M102 HOSPITALITY PPTYS TR O 0.0000 0.0000 500.00 15,679.00 0.00 0.00 15,679.00 13,680 44106M102 16- HOSPITALITY PPTYS TR 06/11/15 OPEN 0.0000 0.0000 29.725800 3,100.00 92,242.98 0.00 0.00 92,242.98 84,816 45865V100 12-0068 INTERCONTINENTAL EXCHANGE INC 08/02/11 OPEN 0.0000 0.0000 125.506700 1,000.00 125,507.00 0.00 0.00 125,507.00 270,390 45865V100 INTERCONTINENTAL EXCHANGE INC OPEN 0.0000 0.0000 1,400.00 355,971.00 0.00 0.00 355,971.00 378,546 465899706 10-0182 IVY INTERNATIONAL CORE EQUITY 04/23/10 OPEN 0.0000 0.0000 15.009900 21,319.12 320,000.00 0.00 0.00 320,000.00 356,029 465899706 11-0162 IVY INTERNATIONAL CORE EQUITY 12/13/10 OPEN 0.0000 0.0000 16.269860 268.62 4,370.41 0.00 0.00 4,370.00 4,486 465899706 12-0168 IVY INTERNATIONAL CORE EQUITY 12/12/11 OPEN 0.0000 0.0000 13.819995 850.70 11,757.00 0.00 0.00 11,757.00 14,207 465899706 IVY INTERNATIONAL CORE EQUITY OPEN 0.0000 0.0000 4,078.94 69,719.59 0.00 0.00 69,720.00 68,118 471023549 15-0160 JANUS INVT FD 12/12/14 OPEN 0.0000 0.0000 25.189962 3,374.36 85,000.00 0.00 0.00 85,000.00 77,003 471023549 15-0234 JANUS INVT FD 02/20/15 OPEN 0.0000 0.0000 24.479993 7,761.44 190,000.00 0.00 0.00 190,000.00 177,116 471023549 JANUS INVT FD OPEN 0.0000 0.0000 7,393.99 158,883.00 0.00 0.00 158,883.00 168,731 471023549 JANUS INVT FD OPEN 0.0000 0.0000 10,808.00 212,563.00 0.00 0.00 212,563.00 246,639 471023549 JANUS INVT FD OPEN 0.0000 0.0000 6,452.00 45,621.00 0.00 0.00 45,621.00 147,235 501044101 14-0146 KROGER CO 11/14/13 OPEN 0.0000 0.0000 41.462100 6,000.00 118,457.00 0.00 0.00 118,457.00 185,880 521865204 15-0120 LEAR CORP 10/10/14 OPEN 0.0000 0.0000 88.253400 2,300.00 239,265.00 0.00 0.00 239,265.00 282,394 525327102 LEIDOS HOLDINGS INC OPEN 0.0000 0.0000 1,400.00 61,879.00 0.00 0.00 61,879.00 58,198 525327102 LEIDOS HOLDINGS INC OPEN 0.0000 0.0000 2,000.00 84,078.00 0.00 0.00 84,078.00 83,140 543069405 14-0053 LONGLEAF PARTNERS INTL FUND 06/04/13 OPEN 0.0000 0.0000 15.549990 11,254.02 175,000.00 0.00 0.00 175,000.00 155,305 543069405 LONGLEAF PARTNERS INTL FUND OPEN 0.0000 0.0000 3,736.81 66,000.00 0.00 0.00 66,000.00 51,568 58933Y105 13-0047 MERCK AND CO INC 07/06/12 OPEN 0.0000 0.0000 41.779500 1,100.00 48,994.00 0.00 0.00 79,381.00 64,592 58933Y105 13-0070 MERCK AND CO INC 08/02/12 OPEN 0.0000 0.0000 44.540000 1,600.00 66,847.00 0.00 0.00 53,448.00 93,952 55272X102 07-0251 MFA MORTGAGE INVESTMENTS INC 03/01/07 OPEN 0.0000 0.0000 7.347000 1,200.00 8,816.44 0.00 0.00 8,816.00 8,772 55272X102 07-0299 MFA MORTGAGE INVESTMENTS INC 03/01/07 OPEN 0.0000 0.0000 7.393800 6,700.00 49,538.99 0.00 0.00 49,538.99 48,977 55272X102 MFA MORTGAGE INVESTMENTS INC OPEN 0.0000 0.0000 1,700.00 11,425.00 0.00 0.00 11,425.00 12,427 55273E822 13-0189 MFS INTERNATIONAL VALUE FUND I 11/21/12 OPEN 0.0000 0.0000 27.459990 7,101.24 195,000.00 0.00 0.00 195,000.00 268,924 55273B822 14-0054 MFS INTERNATIONAL VALUE FUND I 06/04/13 OPEN 0.0000 0.0000 31.520003 11,104.06 350,000.00 0.00 0.00 350,000.00 420,511 55273B822 14-0069 MFS INTERNATIONAL VALUE FUND I 07/23/13 OPEN 0.0000 0.0000 33.050001 4,084.72 135,000.00 0.00 0.00 135,000.00 154,688 55273E822 14-0226 MFS INTERNATIONAL VALUE FUND I 01/28/14 OPEN 0.0000 0.0000 34.160000 8,782.20 300,000.00 0.00 0.00 300,000.00 332,582 55273E822 15-0047 MFS INTERNATIONAL VALUE FUND I 07/17/14 OPEN 0.0000 0.0000 37.090016 8,088.43 300,000.00 0.00 0.00 300,000.00 306,309 55273E822 MFS INTERNATIONAL VALUE FUND I OPEN 0.0000 0.0000 8,584.00 313,885.00 0.00 0.00 313,885.00 325,076 595017104 10-0147 MICROCHIP TECHNOLOGY INC 01/14/10 OPEN 0.0000 0.0000 28.557280 1,300.00 37,464.00 0.00 0.00 37,464.00 78,715 595017104 13-0012 MICROCHIP TECHNOLOGY INC 05/04/12 OPEN 0.0000 0.0000 35.470000 2,000.00 76,915.00 0.00 0.00 76,915.00 121,100 596278101 MIDDLEBY CORP OPEN 0.0000 0.0000 3,100.00 378,160.00 0.00 0.00 378,160.00 347,541 61174X109 MONSTER BREVERAGE CORP OPEN 0.0000 0.0000 1,700.00 240,505.00 0.00 0.00 240,505.00 245,378 628530107 15-0314 MYLAN INCPage 5 of 04/09/15 7 OPEN 0.0000 0.0000 57.702400 5,500.00 300,979.00 0.00 0.00 300,979.00 200,750 670725712 NUVEEN INTERNATIONAL GROWTH 1 Open 0.0000 0.0000 5,648.20 210,000.00 0.00 0.00 210,000.00 203,618 67064Y727 15-0050 NUVEEN NWQ SMALL CAP VALUE INDEX 07/17/14 OPEN 0.0000 0.0000 41.970017 10,721.94 450,000.00 0.00 0.00 450,000.00 477,341 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 67064Y727 15-0083 NUVEEN NWQ SMALL CAP VALUE INDEX 08/08/14 OPEN 0.0000 0.0000 40.090000 7,233.72 290,000.00 0.00 0.00 290,000.00 322,045 67064Y727 15-0151 NUVEEN NWQ SMALL CAP VALUE INDEX 11/07/14 OPEN 0.0000 0.0000 42.429944 2,710.35 115,000.00 0.00 0.00 115,000.00 120,665 670678200 NUVEEN SMALL CAP VALUE FUND CL 1 OPEN 0.0000 0.0000 21,971.00 448,000.00 0.00 0.00 448,000.00 476,771 670678200 NUVEEN SMALL CAP VALUE FUND CL 1 OPEN 0.0000 0.0000 18,445.00 375,000.00 0.00 0.00 375,000.00 400,257 62944T105 NVR INC OPEN 0.0000 0.0000 125.00 320,396.00 0.00 0.00 320,396.00 190,375 413838202 12-0055 OAKMARK INTERNATIONAL FUND 07/28/11 OPEN 0.0000 0.0000 19.600000 15,144.30 303,649.00 0.00 0.00 303,649.00 334,992 674375506 OBERWEIS INTER OPPORTUNITIES OPEN 0.0000 0.0000 13,020.00 275,000.00 0.00 0.00 275,000.00 273,811 680223104 16- OLD REP INTL CORP 06/11/15 OPEN 0.0000 0.0000 15.072200 3,600.00 58,370.00 0.00 0.00 58,370.00 60,696 680223104 16- OLD REP INTL CORP 06/11/15 OPEN 0.0000 0.0000 15.090700 2,700.00 40,776.00 0.00 0.00 40,776.00 45,522 680223104 OLD REP INTL CORP OPEN 0.0000 0.0000 2,500.00 42,672.00 0.00 0.00 42,672.00 42,150 68380L407 14-0149 OPPENHEIMER INTL GROWTH FD CL Y 11/14/13 OPEN 0.0000 0.0000 36.619976 2,949.21 108,000.00 0.00 0.00 108,000.00 104,608 68380L407 14-0153 OPPENHEIMER INTL GROWTH FD CL Y 11/05/13 OPEN 0.0000 0.0000 37.039980 7,424.41 275,000.00 0.00 0.00 275,000.00 263,344 68380L407 14-0205 OPPENHEIMER INTL GROWTH FD CL Y 01/31/14 OPEN 0.0000 0.0000 36.269990 5,514.20 200,000.00 0.00 0.00 200,000.00 195,589 68380L407 14-0233 OPPENHEIMER INTL GROWTH FD CL Y 01/30/14 OPEN 0.0000 0.0000 36.420000 5,766.06 210,000.00 0.00 0.00 210,000.00 204,522 695263103 PACWEST BANCORP OPEN 0.0000 0.0000 1,700.00 71,367.00 0.00 0.00 71,367.00 73,763 695263103 PACWEST BANCORP OPEN 0.0000 0.0000 2,500.00 101,140.00 0.00 0.00 101,140.00 108,475 704326107 13-0049 PAYCHEX 07/06/12 OPEN 0.0000 0.0000 31.450000 1,300.00 42,757.00 0.00 0.00 42,757.00 71,760 704326107 13-0077 PAYCHEX 08/02/12 OPEN 0.0000 0.0000 32.890000 1,600.00 52,624.00 0.00 0.00 52,624.00 88,320 704326107 PAYCHEX OPEN 0.0000 0.0000 100.00 5,148.00 0.00 0.00 5,148.00 5,520 717081103 13-0051 PFIZER INC 07/06/12 OPEN 0.0000 0.0000 22.930000 1,600.00 42,119.00 0.00 0.00 42,119.00 50,736 717081103 13-0069 PFIZER INC 08/02/12 OPEN 0.0000 0.0000 23.710000 2,700.00 65,816.00 0.00 0.00 65,816.00 85,617 741503403 PRICELINE COM INC OPEN 0.0000 0.0000 250.00 374,768.00 0.00 0.00 374,768.00 368,558 74160Q103 14-0143 PRIMECAP ODYSSEY GROWTH FUND 11/12/13 OPEN 0.0000 0.0000 23.330000 10,287.18 240,000.00 0.00 0.00 240,000.00 287,012 74160Q103 15-0162 PRIMECAP ODYSSEY GROWTH FUND 12/15/14 OPEN 0.0000 0.0000 26.549900 2,259.89 60,000.00 0.00 0.00 60,000.00 63,051 74160Q103 PRIMECAP ODYSSEY GROWTH FUND OPEN 0.0000 0.0000 817.00 20,467.00 0.00 0.00 20,467.00 22,794 74255L795 14-0056 PRINCIPAL MIDCAP 06/04/13 OPEN 0.0000 0.0000 18.170004 13,758.94 250,000.00 0.00 0.00 250,000.00 304,761 74255L795 14-0245 PRINCIPAL MIDCAP 02/05/14 OPEN 0.0000 0.0000 19.450000 13,778.92 268,000.00 0.00 0.00 268,000.00 305,203 74255L795 15-0002 PRINCIPAL MIDCAP 05/19/14 OPEN 0.0000 0.0000 20.740003 7,232.40 150,000.00 0.00 0.00 150,000.00 160,198 74255L795 PRINCIPAL MIDCAP OPEN 0.0000 0.0000 4,558.48 95,303.00 0.00 0.00 95,303.00 100,970 742537863 PRINCIPAL SMALLCAP P OPEN 0.0000 0.0000 11,873.23 258,430.00 0.00 0.00 258,430.00 252,187 718546104 PHILLIPS 66 OPEN 0.0000 0.0000 3,100.00 262,612.00 0.00 0.00 262,612.00 251,565 718546104 PHILLIPS 66 OPEN 0.0000 0.0000 4,700.00 381,252.00 0.00 0.00 381,252.00 381,405 756109104 11-0124 REALTY INCOME CORP 10/06/10 OPEN 0.0000 0.0000 33.646428 1,100.00 37,011.00 0.00 0.00 47,105.00 65,164 756109104 13-0011 REALTY INCOME CORP 05/04/12 OPEN 0.0000 0.0000 39.744100 1,300.00 51,639.00 0.00 0.00 67,565.00 77,012 761713106 11-0009 REYNOLDS AMERICAN INC 06/08/10 OPEN 0.0000 0.0000 53.039300 1,200.00 15,912.00 0.00 0.00 15,912.00 66,096 761713106 11-0018 REYNOLDS AMERICAN INC 06/08/10 OPEN 0.0000 0.0000 52.979742 1,800.00 23,841.00 0.00 0.00 23,841.00 99,144 780905741 08-0179 RPM INTERNATIONAL INC 02/27/08 OPEN 0.0000 0.0000 21.856500 1,300.00 28,413.51 0.00 0.00 28,414.00 61,802 780905741 RPM INTERNATIONAL INC OPEN 0.0000 0.0000 100.00 1,464.00 0.00 0.00 1,464.00 4,754 749685103 08-0197 RPM INTERNATIONAL INC 02/21/08 OPEN 0.0000 0.0000 21.612500 1,900.00 41,064.00 0.00 0.00 41,064.00 90,326 79466L302 SALESFORCE COM INC OPEN 0.0000 0.0000 2,900.00 223,287.00 0.00 0.00 223,287.00 217,964 79466L302 SALESFORCE COM INC OPEN 0.0000 0.0000 5,500.00 360,399.00 0.00 0.00 360,399.00 413,380 808513105 SCHWAB CHARLES CORP OPEN 0.0000 0.0000 8,000.00 230,787.00 0.00 0.00 230,787.00 253,600 808513105 SCHWAB CHARLES CORP OPEN 0.0000 0.0000 12,300.00 361,260.00 0.00 0.00 361,260.00 389,910 81721M109 SENIOR HOUSING PROP TRUST OPEN 0.0000 0.0000 3,700.00 50,908.00 0.00 0.00 50,908.00 78,699 824348106 SHERWIN WILLIAMS CO OPEN 0.0000 0.0000 900.00 230,963.00 0.00 0.00 230,963.00 220,374 824348106 SHERWIN WILLIAMS CO OPEN 0.0000 0.0000 1,400.00 287,412.00 0.00 0.00 287,412.00 342,804 842587107 09-0091 SOUTHERN CO 08/28/08 OPEN 0.0000 0.0000 37.624600 1,300.00 48,912.00 0.00 0.00 48,912.00 67,041 842587107 09-0093 SOUTHERN CO 08/29/08 OPEN 0.0000 0.0000 37.515200 1,800.00 67,527.00 0.00 0.00 67,527.00 92,826 844741108 15-0206 SOUTHWEST AIRLINES CO 12/16/14 OPEN 0.0000 0.0000 41.961100 4,900.00 200,262.00 0.00 0.00 200,262.00 196,245 844741108 SOUTHWEST AIRLINES CO OPEN 0.0000 0.0000 8,900.00 336,145.00 0.00 0.00 365,558.00 356,445 844741108 SOUTHWEST AIRLINES CO OPEN 0.0000 0.0000 1,600.00 63,599.00 0.00 0.00 63,599.00 64,080 78409V104 SP GLOBAL INC 07/21/16 OPEN 0.0000 0.0000 2,200.00 255,860.00 0.00 0.00 255,860.00 268,070 78409V104 SP GLOBAL INC 07/21/16 OPEN 0.0000 0.0000 3,200.00 374,290.00 0.00 0.00 374,290.00 389,920 847560109 11-0113 SPECTRA ENERGY CORP 10/21/10 OPEN 0.0000 0.0000 24.983951 2,600.00 61,901.00 0.00 0.00 61,901.00 108,706 85917K546 STERLING CAPITAL STRATTON SM CAP VAL OPEN 0.0000 0.0000 5,652.58 288,729.00 0.00 0.00 288,729.00 433,666 779552207 14-0160 T ROWE PRICE EXT EQ MKT IDX 11/04/13 OPEN 0.0000 0.0000 23.860000 16,200.44 385,778.00 0.00 0.00 385,778.00 392,861 779562107 14-0068 T ROWE PRICE NEW HORIZONS FUND 07/23/13 OPEN 0.0000 0.0000 42.809978 2,919.88 125,000.00 0.00 0.00 125,000.00 128,475 779562107 15-0013 T ROWE PRICE NEW HORIZONS FUND 05/23/14 OPEN 0.0000 0.0000 44.149988 3,601.36 159,000.00 0.00 0.00 159,000.00 158,460 779562107 15-0233 T ROWE PRICE NEW HORIZONS FUND 02/02/15 OPEN 0.0000 0.0000 43.370000 3,919.76 170,000.00 0.00 0.00 170,000.00 172,469 779562107 T ROWE PRICE NEW HORIZONS FUND OPEN 0.0000 0.0000 1,904.16 80,801.00 0.00 0.00 80,801.00 83,783 883556102 15-0039 THERMO FISHER SCIENTIFIC INC 07/11/14 OPEN 0.0000 0.0000 118.689700 2,500.00 284,855.00 0.00 0.00 284,855.00 367,575 887389104 TIMKEN CO OPEN 0.0000 0.0000 2,200.00 63,145.00 0.00 0.00 63,145.00 72,710 887389104 TIMKEN COPage 6 of 7 OPEN 0.0000 0.0000 3,200.00 94,716.00 0.00 0.00 94,716.00 105,760 892356106 TRACTOR SUPPLY CO 07/21/16 OPEN 0.0000 0.0000 2,700.00 251,048.00 0.00 0.00 251,048.00 169,101 893509224 14-0209 TRANSAMERICA FDS 01/31/14 OPEN 0.0000 0.0000 17.550000 11,396.01 200,000.00 0.00 0.00 200,000.00 190,655 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 893509224 TRANSAMERICA FDS OPEN 0.0000 0.0000 10,802.98 171,885.00 0.00 0.00 171,885.00 180,734 901165100 15-0257 TWEEDY BROWNE GLOBAL VALUE FUND 02/23/15 OPEN 0.0000 0.0000 26.660000 7,476.00 198,609.00 0.00 0.00 190,000.00 188,246 921937694 VANGUARD MIDCAP VALUE INDEX ADMIRAL 07/19/16 OPEN 0.0000 0.0000 6,294.59 300,000.00 0.00 0.00 300,000.00 297,608 921937694 VANGUARD MIDCAP VALUE INDEX ADMIRAL 07/19/16 OPEN 0.0000 0.0000 10,002.14 467,000.00 0.00 0.00 467,000.00 472,901 921937686 15-0051 VANGUARD SMALL CAP VALUE INDEX 07/17/14 OPEN 0.0000 0.0000 44.589986 9,556.00 425,000.00 0.00 0.00 500,000.00 440,818 921937686 VANGUARD SMALL CAP VALUE INDEX OPEN 0.0000 0.0000 15,610.00 690,387.00 0.00 0.00 690,387.00 720,089 92828N593 VIRTUS SMALL CAP SUSTAINABLE GROWTH OPEN 0.0000 0.0000 21,071.00 385,603.00 0.00 0.00 385,603.00 402,878 92828N593 VIRTUS SMALL CAP SUSTAINABLE GROWTH OPEN 0.0000 0.0000 10,887.32 200,000.00 0.00 0.00 200,000.00 208,165 92930Y107 11-0126 W P CAREY & CO LLC 10/06/10 OPEN 0.0000 0.0000 29.105000 900.00 26,195.00 0.00 0.00 26,195.00 54,666 92930Y107 13-0017 W P CAREY & CO LLC 05/04/12 OPEN 0.0000 0.0000 47.125200 1,500.00 70,688.00 0.00 0.00 70,688.00 91,110 958102105 WESTERN DIGITAL CORP OPEN 0.0000 0.0000 1,300.00 51,375.00 0.00 0.00 51,375.00 75,972 958102105 WESTERN DIGITAL CORP OPEN 0.0000 0.0000 2,200.00 91,107.00 0.00 0.00 91,107.00 128,568 959319104 WESTERN REFINING INC OPEN 0.0000 0.0000 3,600.00 105,607.00 0.00 0.00 105,607.00 103,860 959319104 WESTERN REFINING INC OPEN 0.0000 0.0000 4,700.00 139,562.00 0.00 0.00 139,562.00 135,595 963320106 WHIRLPOOL CORP 07/12/16 OPEN 0.0000 0.0000 2,300.00 365,624.00 0.00 0.00 365,624.00 344,586 98956P102 ZIMMER BIOMET HOLDINGS INC 07/21/16 OPEN 0.0000 0.0000 2,000.00 249,705.00 0.00 0.00 249,705.00 210,800 5100 -FSC SECURITIES CORPORATION Total 0.0000 0.0000 0.000000 916,712.71 35,323,516.51 0.00 0.00 35,581,459.11 38,833,330.28 5100 - FSC SECURITIES CORPORATION Total 0.0000 0.0000 0.000000 916,712.71 35,323,516.51 0.00 0.00 35,581,459.11 38,833,330.28 Investment Total 47,542,826 82,782,114 (80,969) - 83,040,058 85,523,556

Page 7 of 7 VILLAGE OF NORTHBROOK

Effective Interest - Actual Life Receipts in Period 1/31/2017 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Market Value 1300 - THE ILLINOIS FUNDS CASH - COMMINGLED 0.5900 27,970,879.00 27,970,879.00 0.00 27,970,879 27,970,879 CASH - E-PAY 0.5900 6,664,543.00 6,664,543.00 6,664,543 6,664,543 CASH - DISBURSEMENT 0.5900 7,630.00 7,630.00 7,630 7,630 CASH - SENIOR HOUSING (Closed 4/15) 0.5900 0.00 0.00 0.00 0.00 - - CASH - SENIOR HOUSING SECURITY DEPOSITIS 0.5900 97,282.00 97,282.00 97,282 97,282 CASH - COMMUTER PARKING 0.5900 232,869.00 232,869.00 232,869 232,869 CASH - MFT 0.5900 1,511,699.00 1,511,699.00 1,511,699 1,511,699 CASH - E-911 0.5900 125,265.00 125,265.00 125,265 125,265 CASH - DRUG FORFEITURE 0.5900 10,175.00 10,175.00 10,175 10,175 1300 - THE ILLINOIS FUNDS Total 36,620,342.00 36,620,342.00 0.00 0.00 36,620,342 36,620,342 1300 - THE ILLINOIS FUNDS Total 36,620,342.00 36,620,342.00 0.00 0.00 36,620,342 36,620,342

4600 - NORTHBROOK BANK & TRUST 8100009643 MAXSAFE TM PUBLIC 10/20/11 OPEN 0.2000 1,355,760.00 1,355,760.00 0.00 0.00 1,355,760 1,355,760 7500019386 PUBLIC FUNDS CHECKING 10/20/11 Open 0.0000 4,500,000.00 4,500,000.00 0.00 0.00 4,500,000 4,500,000 7500019394 SUPER PUBFUND MMDA 10/20/11 Open 0.1900 4,560,211.00 4,560,211.00 0.00 0.00 4,560,211 4,560,211 7500014368 AR-0029 MONEY MARKET 07/08/08 OPEN 0.0000 6,380,966.00 6,380,966.00 0.00 0.00 6,380,966 6,380,966 CASH - PAYROLL 0.0000 0.00 0.00 0.00 0.00 - - CASH - SENIOR HOUSING 0.0300 1,685,945.00 1,685,945.00 0.00 0.00 1,685,945 1,685,945 CASH - ANGEL 0.0300 20,207.00 20,207.00 0.00 0.00 20,207 20,207 CASH - DISBURSEMENT 0.0000 88.00 88.00 0.00 0.00 88 88 4600 - NORTHBROOK BANK & TRUST Total 18,503,177.00 18,503,177.00 0.00 0.00 18,503,177.00 18,503,177.00 4600 - NORTHBROOK BANK & TRUST Total 18,503,177.00 18,503,177.00 0.00 0.00 18,503,177.00 18,503,177.00

5000 - FIRST BANK OF HIGHLAND PARK 52006511 AR-0028 MONEY MARKET 02/08/07 Open 0.4500 3,265,930.00 3,265,930.00 0.00 0.00 3,265,930 3,265,930 52005698 CASH-DISBURSEMENT 09/21/15 0.00 0.00 0.00 0.00 - - XXXX0101 CERTIFICATE OF DEPOSIT 09/19/16 0.9000 10,116,356.00 10,116,356.00 0.00 0.00 10,116,356 10,116,356 5000 -FIRST BANK OF HIGHLAND PARK Total 13,382,286.00 13,382,286.00 0.00 0.00 13,382,286.00 13,382,286.00 5000 - FIRST BANK OF HIGHLAND PARK Total 13,382,286.00 13,382,286.00 0.00 0.00 13,382,286.00 13,382,286.00

Investment Total 68,505,805 68,505,805 - - 68,505,805 68,505,805

Page 1 of 1 VILLAGE OF NORTHBROOK POLICE AND FIREFIGHTER'S PENSION FUNDS

Effective Interest - Actual Life Receipts in Period 1/31/2017 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 1300 - THE ILLINOIS FUNDS 139125103 AR-0001 Treasurs Pool 04/30/95 Open 0.5900 0.0000 1.000000 1,002,516.00 1,002,516.00 0.00 0.00 1,002,516 1,002,516 139124585 AR-0002 Treasurs Pool 04/30/95 Open 0.5900 0.0000 1.000000 967,491.00 967,491.00 0.00 0.00 967,491 967,491 1300 - THE ILLINOIS FUNDS Total 0.5900 0.0000 1.000000 1,970,007.00 1,970,007.00 0.00 0.00 1,970,007 1,970,007 1300 - THE ILLINOIS FUNDS Total 0.5900 0.0000 1.000000 1,970,007.00 1,970,007.00 0.00 0.00 1,970,007 1,970,007

2400 - VANGUARD GROUP 919946557 AR-0010 VANGUARD 06/22/98 Open 0.0000 0.0000 1.000000 8,207,191.00 8,207,191.00 0.00 0.00 8,207,191 8,207,191 2400 - VANGUARD GROUP Total 0.0000 0.0000 1.000000 8,207,191.00 8,207,191.00 0.00 0.00 8,207,191.00 8,207,191.00 2400 - VANGUARD GROUP Total 0.0000 0.0000 1.000000 8,207,191.00 8,207,191.00 0.00 0.00 8,207,191.00 8,207,191.00

2500- FIRST BANK OF HIGHLAND PARK 52006244 HIGH YIELD 02/01/16 Open 0.4500 0.0000 1.000000 1,654,517.00 1,654,517.00 0.00 0.00 1,654,517 1,654,517 52006252 HIGH YIELD 02/01/16 Open 0.4500 0.0000 1.000000 1,775,107.00 1,775,107.00 0.00 0.00 1,775,107 1,775,107 2500 - FIRST BANK OF HIGHLAND PARK Total 0.4500 0.0000 1.000000 3,429,624.00 3,429,624.00 0.00 0.00 3,429,624.00 3,429,624.00 2500 - FIRST BANK OF HIGHLAND PARK Total 0.4500 0.0000 1.000000 3,429,624.00 3,429,624.00 0.00 0.00 3,429,624.00 3,429,624.00

2800 - FIRST TENNESSEE 452152QJ3 15-0096 ILLINOIS ST 2.42 04/01/17 08/08/14 OPEN 1.8103 1.8103 1.015680 400,000.00 406,272.00 -6,272.00 0.00 406,272.00 400,404.00 452152QJ3 15-0101 ILLINOIS ST 2.42 04/01/17 08/08/14 OPEN 1.8103 1.8103 1.015680 600,000.00 607,806.00 -7,806.00 0.00 607,806.00 600,606.00 167505JY3 15-0275 CHICAGO BRD ED BUILD AMER 4.682 12/01/17 03/26/15 OPEN 2.7500 2.7500 1.049560 450,000.00 472,302.00 -22,302.00 0.00 472,302.00 428,585.00 167505JY3 15-0296 CHICAGO BRD ED BUILD AMER 4.682 12/01/17 03/26/15 OPEN 2.7500 2.7500 1.049560 400,000.00 419,824.00 -19,824.00 0.00 419,824.00 380,964.00 777543UL1 15-0300 ROSEMONT IL 4.72 12/01/18 04/20/15 OPEN 1.8501 1.8501 1.099860 200,000.00 219,972.00 -19,972.00 0.00 219,972.00 208,996.00 777543UL1 15-0312 ROSEMONT IL 4.72 12/01/18 04/20/15 OPEN 1.8501 1.8501 1.099860 200,000.00 219,972.00 -19,972.00 0.00 219,972.00 208,996.00 452152HS3 ILLINOIS ST 5.365 3/1/17 12/18/15 Open 500,000.00 518,665.00 -18,665.00 0.00 518,665.00 501,424.94 452152HS3 ILLINOIS ST 5.365 3/1/17 12/18/15 Open 500,000.00 518,665.00 -18,665.00 0.00 518,665.00 501,424.93 94974BFW5 WELLS FARGO COM MTN 1.150% 6/2/17 02/29/16 OPEN 250,000.00 250,000.00 0.00 0.00 250,000.00 249,998.00 94974BFW5 WELLS FARGO COM MTN 1.150% 6/2/17 02/29/16 OPEN 250,000.00 250,000.00 0.00 0.00 250,000.00 249,998.00 949746NX5 WELLS FARGO COM MTN 5.6250% 12/11/17 06/07/16 OPEN 250,000.00 266,320.00 -16,320.00 0.00 266,320.00 258,650.00 949746NX5 WELLS FARGO CON MTN 5.625% 12/11/17 06/07/16 OPEN 250,000.00 266,320.00 -16,320.00 0.00 266,320.00 258,650.00 452152HT1 ILLINOIS ST 5.665% 3/1/18 07/26/16 OPEN 400,000.00 422,436.00 -22,436.00 0.00 422,436.00 412,700.27 452152HT1 ILLINOIS ST 5.665% 3/1/18 07/26/16 OPEN 400,000.00 422,436.00 -22,436.00 0.00 422,436.00 412,700.27 46625HJG6 JPMORGAN CHASE CO 1.800% 1/25/18 09/26/16 OPEN 245,000.00 247,327.00 -2,327.00 0.00 247,327.00 245,556.00 46625HJG6 JPMORGAN CHASE CO 1.800% 1/25/18 09/26/16 OPEN 245,000.00 247,327.00 -2,327.00 0.00 247,327.00 245,556.00 2800 - FIRST TENNESSEE Total 3.1529 3.0091 1.026634 5,540,000.00 5,755,644.00 -215,644.00 0.00 5,755,644.00 5,565,209.40 2800 - FIRST TENNESSEE Total 3.1529 3.0091 1.026634 5,540,000.00 5,755,644.00 -215,644.00 0.00 5,755,644.00 5,565,209.40 315920249 09-0014 FIDELITY ADVEMERG MARKET CL I 05/21/08 Open 0.0000 0.0000 29.660000 3,371.54 100,000.00 0.00 0.00 100,000 73,904 315920249 09-0157 FIDELITY ADVEMERG MARKET CL I 12/08/08 Open 0.0000 0.0000 10.810100 71.11 768.71 0.00 0.00 769 1,559 197199409 10-0096 FIDELITY ADVEMERG MARKET CL I 12/07/09 Open 0.0000 0.0000 20.979907 39.22 822.79 0.00 0.00 823 860 315920249 11-0005 FIDELITY ADVEMERG MARKET CL I 05/11/10 Open 0.0000 0.0000 20.809990 5,117.73 106,500.00 0.00 0.00 106,500 112,181 315920249 11-0140 FIDELITY ADVEMERG MARKET CL I 12/06/10 Open 0.0000 0.0000 24.120168 114.09 2,751.87 0.00 0.00 2,752 2,501 315920249 11-0152 FIDELITY ADVEMERG MARKET CL I 12/31/10 Open 0.0000 0.0000 24.346368 385.27 43.58 0.00 0.00 44 8,445 315805655 09-0241 FIDELITY ADVISORS SMALL CAP CL I 03/09/09 Open 0.0000 0.0000 14.939900 9,259.46 138,336.00 0.00 0.00 138,336 260,746 315805655 11-0163 FIDELITY ADVISORS SMALL CAP CL I 12/13/10 Open 0.0000 0.0000 26.089692 276.83 7,222.39 0.00 0.00 7,222 7,795 315805655 11-0184 FIDELITY ADVISORS SMALL CAP CL I 01/10/11 Open 0.0000 0.0000 25.850024 202.90 5,244.97 0.00 0.00 5,245 5,714 315805655 FIDELITY ADVISORS SMALL CAP CL I Open 0.0000 0.0000 5,104.30 130,394.64 0.00 0.00 130,395 143,737 543069405 02-0203 LONGLEAF PARTNERS INTL FUND 03/07/02 Open 0.0000 0.0000 12.738091 1,523.19 19,402.52 0.00 19,403 21,416 543069405 03-0085 LONGLEAF PARTNERS INTL FUND 11/13/02 Open 0.0000 0.0000 9.469882 392.46 3,716.55 -3,324.09 0.00 3,717 5,518 471023648 07-0051 LONGLEAF PARTNERS INTL FUND 11/08/06 Open 0.0000 0.0000 18.240000 147.26 2,685.94 2,686 2,070 543069405 07-0087 LONGLEAF PARTNERS INTL FUND 12/27/06 Open 0.0000 0.0000 18.944100 1.65 31.22 31 23 543069405 06-0143 LONGLEAF PARTNERS INTL FUND 11/09/05 Open 0.0000 0.0000 16.809668 75.71 1,272.66 -1,196.95 0.00 1,273 1,064 543069405 08-0078 LONGLEAF PARTNERS INTL FUND 11/09/07 Open 0.0000 0.0000 20.259900 218.78 4,432.47 4,432 3,076 543069405 08-0153 LONGLEAF PARTNERS INTL FUND 02/14/08 Open 0.0000 0.0000 17.689900 3,391.75 60,000.00 60,000 47,688 543069405 09-0147 LONGLEAF PARTNERS INTL FUND 11/07/08 Open 0.0000 0.0000 10.349700 168.67 1,745.69 1,746 2,371 543069405 09-0148 LONGLEAF PARTNERS INTL FUND 11/07/08 Open 0.0000 0.0000 10.350000 242.50 2,509.89 2,510 3,410 543069405 09-0167 LONGLEAF PARTNERS INTL FUND 12/31/08 Open 0.0000 0.0000 10.942200 13.86 151.66 152 195 543069405 09-0197 LONGLEAF PARTNERS INTL FUND 01/02/09 Open 0.0000 0.0000 10.941200 19.93 218.06 218 280 543069405 10-0052 LONGLEAF PARTNERS INTL FUND 08/05/09 Open 0.0000 0.0000 12.860000 3,888.03 50,000.00 50,000 54,666 543069405 11-0153 LONGLEAF PARTNERS INTL FUNDPage 1 of 12/31/10 7 Open 0.0000 0.0000 15.378981 31.40 482.90 483 441 543069405 11-0174 LONGLEAF PARTNERS INTL FUND 12/30/10 Open 0.0000 0.0000 15.378981 93.17 1,433.02 1,433 1,310 3000 - CHARLES SCHWAB Total 0.0000 0.0000 14.768316 34,151 640,168 (4,521) - 640,170 760,971 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 3000 - CHARLES SCHWAB Total 0.0000 0.0000 14.768316 34,151 640,168 (4,521) - 640,170 760,971 3100 - WILLIAM BLAIR 912810RJ9 US TREASURY BOND 3.00% 11/15/44 01/27/16 Open 0.0000 0.0000 250,000.00 267,422.00 -17,422.00 0.00 267,422 247,372 912810RJ9 US TREASURY BOND 3.00% 11/15/44 01/27/16 Open 0.0000 0.0000 250,000.00 267,422.00 -17,422.00 0.00 267,422 247,372 912810RJ9 US TREASURY BOND 3.00% 11/15/44 04/15/16 Open 0.0000 0.0000 350,000.00 379,367.00 -29,367.00 0.00 379,367 144,553 912810RJ9 US TREASURY BOND 3.00% 11/15/44 04/15/16 OPEN 0.0000 0.0000 350,000.00 379,367.00 -29,367.00 0.00 379,367 144,553 970648AD3 WILLIS NORTH AMERICA 6.200% 3/28/17 04/20/16 Open 0.0000 0.0000 300,000.00 312,516.00 -12,516.00 0.00 312,516 302,292 970648AD3 WILLIS NORTH AMERICA 6.200% 3/28/17 04/20/16 OPEN 0.0000 0.0000 300,000.00 312,516.00 -12,516.00 0.00 312,516 302,292 345397VX8 FORD MOTOR CREDIT 4.250% 2/3/17 03/07/16 Open 0.0000 0.0000 500,000.00 510,570.00 -10,570.00 0.00 510,570 500,000 345397VX8 FORD MOTOR CREDIT 4.250% 2/3/17 03/07/16 Open 0.0000 0.0000 500,000.00 510,570.00 -10,570.00 0.00 510,570 500,000 912834KP2 US TREASURY BOND 8/15/41 06/15/16 Open 0.0000 0.0000 250,000.00 133,445.00 116,555.00 0.00 133,445 114,475 9128334S6 US TREASURY BOND 8/15/31 06/17/16 Open 0.0000 0.0000 275,000.00 203,065.00 71,935.00 0.00 203,065 181,368 912834KP2 US TREASURY BOND 8/15/41 06/15/16 Open 0.0000 0.0000 250,000.00 133,445.00 116,555.00 0.00 133,445 114,475 9128334S6 US TREASURY BOND 8/15/31 06/17/16 Open 0.0000 0.0000 275,000.00 203,065.00 71,935.00 0.00 203,065 181,368 9128335A4 US TREASURY BOND 8/15/35 07/06/16 Open 0.0000 0.0000 400,000.00 272,944.00 127,056.00 0.00 272,944 228,976 912833LX6 US TREASURY BOND 11/15/25 07/06/16 Open 0.0000 0.0000 350,000.00 304,038.00 45,962.00 0.00 304,038 279,244 9128335A4 US TREASURY BOND 8/15/35 07/06/16 Open 0.0000 0.0000 400,000.00 272,944.00 127,056.00 0.00 272,944 228,976 912833LX6 US TREASURY BOND 11/15/25 07/06/16 Open 0.0000 0.0000 350,000.00 304,038.00 45,962.00 0.00 304,038 279,244 594918BR4 MICROSOFT CORP 2.400% 8/8/26 08/24/16 Open 0.0000 0.0000 275,000.00 276,957.00 -1,957.00 0.00 276,957 256,600 594918BR4 MICROSOFT CORP 2.400% 8/8/26 08/24/16 Open 0.0000 0.0000 275,000.00 276,957.00 -1,957.00 0.00 276,957 256,600 9128282A7 US TREASURY NOTE 1.500% 8/15/26 08/24/16 Open 0.0000 0.0000 300,000.00 297,860.00 2,140.00 0.00 297,860 275,814 9128282A7 US TREASURY NOTE 1.500% 8/15/26 08/24/16 Open 0.0000 0.0000 300,000.00 297,860.00 2,140.00 0.00 297,860 275,814 037833CD0 APPLE INC 3.850% 8/4/46 09/14/16 Open 0.0000 0.0000 250,000.00 257,631.00 -7,631.00 0.00 257,631 232,355 037833CD0 APPLE INC 3.850% 8/4/46 09/14/16 Open 0.0000 0.0000 250,000.00 257,631.00 -7,631.00 0.00 257,631 232,355 912834AU2 US TREASURY BOND STRIP 2/15/39 10/14/16 Open 0.0000 0.0000 225,000.00 129,114.00 95,886.00 0.00 129,114 113,191 912834AU2 US TREASURY BOND STRIP 2/15/39 10/14/16 Open 0.0000 0.0000 225,000.00 129,114.00 95,886.00 0.00 129,114 113,191 912828UH1 US TREASURY IPS 0.125% 1/15/23 11/21/16 Open 0.0000 0.0000 522,560.00 522,840.00 -229.00 0.00 522,840 524,330 912828UH1 US TREASURY IPS 0.125% 1/15/23 11/21/16 Open 0.0000 0.0000 522,560.00 522,840.00 -229.00 0.00 522,840 524,330 912810QY7 US TREASURY BOND 2.750% 11/15/42 11/28/16 Open 0.0000 0.0000 300,000.00 284,747.00 15,253.00 0.00 284,747 284,085 912810QY7 US TREASURY BOND 2.750% 11/15/42 11/28/16 Open 0.0000 0.0000 300,000.00 284,747.00 15,253.00 0.00 284,747 284,085 172967JH5 CITIGROUP INC 1.800% 2/5/18 01/26/17 Open 0.0000 0.0000 500,000.00 505,285.00 -5,285.00 0.00 505,285 500,130 172967JH5 CITIGROUP INC 1.800% 2/5/18 01/26/17 Open 0.0000 0.0000 500,000.00 505,285.00 -5,285.00 0.00 505,285 500,130 3100 - WILLIAM BLAIR Total 0.580600 0.5806 1.014884 10,095,120 9,315,602 779,620 - 9,315,602 8,369,570 3100 - WILLIAM BLAIR Total 0.900200 0.9002 1.036760 10,095,120 9,315,602 779,620 - 9,315,602 8,369,570

3600 - MISCHLER FINANCIAL GROUP INC 912828TE0 13.0099 U.S. TIPS 0.125 07/15/22 09/24/12 Open -0.7053 -0.7053 1.084469 150,000.00 162,670.34 -12,670.34 0.00 162,670 152,356 912828TE0 13.0101 U.S. TIPS 0.125 07/15/22 09/24/12 Open -0.7053 -0.7053 1.084469 500,000.00 542,234.45 -42,234.45 0.00 542,234 506,765 912828TE0 13-0194 U.S. TIPS 0.125 07/15/22 01/08/13 Open -0.6929 -0.6929 1.080625 150,721.00 162,873.00 -12,151.00 0.00 162,873 152,356 912828TE0 13.0198 U.S. TIPS 0.125 07/15/22 01/08/13 Open -0.7434 -0.7434 1.085823 500,000.00 542,911.00 -42,911.00 0.00 542,911 506,765 565849AK2 13-0230 MARATHON OIL CORP 2.80 11/1/22 02/13/13 08/01/22 3.0996 3.1068 0.975000 200,000.00 195,000.00 5,000.00 0.00 195,000 193,208 565849AK2 13-0232 MARATHON OIL CORP 2.80 11/1/22 02/13/13 08/01/22 3.0990 3.1068 0.975000 300,000.00 292,500.00 7,500.00 0.00 292,500 289,812 345397VX8 FORD MOTOR CREDIT 4.25% 2/3/17 01/13/16 500,000.00 520,999.00 -20,999.00 0.00 520,999 500,000 345397VX8 FORD MOTOR CREDIT 4.25% 2/3/17 01/13/16 500,000.00 520,999.00 -20,999.00 0.00 520,999 500,000 216871AC7 COOPER US INC 6.10% 7/1/17 02/29/16 200,000.00 212,450.00 -12,450.00 0.00 212,450 203,712 216871AC7 COOPER US INC 6.10% 7/1/17 02/29/16 200,000.00 212,450.00 -12,450.00 0.00 212,450 203,712 031162AV2 AMGEN INC 5.80% 6/1/17 03/09/16 290,000.00 305,645.00 -15,645.00 0.00 305,645 294,124 031162AV2 AMGEN INC 5.80% 6/1/17 03/09/16 290,000.00 305,645.00 -15,645.00 0.00 305,645 294,124 55616XAA5 MACYS RETAIL HLDGS 7.450% 7/15/17 03/11/16 275,000.00 295,537.00 -20,537.00 0.00 295,537 282,389 55616XAA5 MACYS RETAIL HLDGS 7.450% 7/15/17 03/11/16 275,000.00 295,537.00 -20,537.00 0.00 295,537 282,389 025816AX7 AMERICAN EXPRESS 6.150% 8/28/17 03/31/16 500,000.00 532,705.00 -32,705.00 0.00 532,705 513,330 025816AX7 AMERICAN EXPRESS 6.150% 8/28/17 03/31/16 500,000.00 532,705.00 -32,705.00 532,705 513,330 064159FK7 BANK OF NOVA SCOTIA 1.300% 7/21/17 08/18/16 275,000.00 275,999.00 -999.00 0.00 275,999 275,250 064159FK7 BANK OF NOVA SCOTIA 1.300% 7/21/17 08/18/16 275,000.00 275,999.00 -999.00 0.00 275,999 275,250 87165BAA1 SYNCHRONY FINANCIAL 1.875% 8/15/17 09/09/16 500,000.00 502,540.00 -2,540.00 0.00 502,540 500,350 45685EAE6 ING US INC 2.900% 2/15/18 09/27/16 250,000.00 255,963.00 -5,963.00 0.00 255,963 252,675 45685EAE6 ING US INC 2.900% 2/15/18 09/27/16 250,000.00 255,963.00 -5,963.00 0.00 255,963 252,675 362320AZ6 GTE CORP 6.840% 4/15/18 10/28/16 300,000.00 322,938.00 -22,938.00 0.00 322,938 316,716 362320AZ6 GTE CORP 6.840% 4/15/18 10/28/16 300,000.00 322,938.00 -22,938.00 0.00 322,938 316,716 3130AA2K3 FHLB 1.700% 11/26/21 12/05/16 500,000.00 493,095.00 -6,905.00 0.00 493,095 488,055 3130AA2K3 FHLB 1.700% 11/26/21 12/05/16 500,000.00 493,095.00 -6,905.00 0.00 493,095 488,055 37045XBS4 GENERAL MOTORS FINL 3.450% 1/14/22 01/17/17 100,000.00 99,868.00 132.00 0.00 99,868 100,036 37054XBS4 GENERAL MOTORS FINL 3.450% 1/14/22Page 2 of 01/17/17 7 100,000.00 99,868.00 132.00 0.00 99,868 100,036 3600 - MISCHLER FINANCIAL GROUP, INC. Total 2.0903 2.0903 1.048388 8,680,721.00 9,031,126.79 -378,024.79 0.00 9,031,126.00 8,754,186.16 3600 - MISCHLER FINANCIAL GROUP, INC. Total 2.0903 2.0903 1.048388 8,680,721.00 9,031,126.79 -378,024.79 0.00 9,031,126.00 8,754,186.16 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value

4900 - PERSHING 36212UVW8 08-0004 GNMA #544329 5.00 1/15/22 12/23/04 Open 5.1363 5.1363 0.991250 98,860.00 97,988.00 872.00 0.00 97,988 102,856 36202FVF0 12-0081 GNMA #005114 4.00 7/20/41 08/18/11 Open 3.4812 3.4812 1.065517 274,211.00 292,706.00 -18,495.00 0.00 292,706 290,965 25271CAL6 15-0208 DIAMOND OFFSHORE DRILL 5.70 10/15/39 12/29/14 Open 5.9600 5.9600 0.966440 250,000.00 241,610.00 8,390.00 0.00 241,610 203,125 25271CAL6 15-0210 DIAMOND OFFSHORE DRILL 5.70 10/15/39 12/29/14 Open 5.9600 5.9600 0.966440 300,000.00 289,932.00 10,068.00 0.00 289,932 243,750 452152HS3 15-0265 ILLINOIS ST 5.365 03/01/17 03/19/15 Open 1.4205 1.4205 1.075590 525,000.00 564,684.75 -39,684.75 0.00 564,685 526,496 452152HS3 15-0291 ILLINOIS ST 5.365 03/01/17 03/19/15 Open 1.4205 1.4205 1.075590 385,000.00 414,102.15 -29,102.15 80.00 414,102 386,097 452152FW6 15-0301 ILLINOIS ST 5.125 07/01/17 04/24/15 Open 1.6602 1.6602 1.074060 750,000.00 805,545.00 -55,545.00 0.00 805,545 758,812 452152FW6 15-0313 ILLINOIS ST 5.125 7/1/17 04/24/15 Open 1.6602 1.6602 1.074060 750,000.00 805,545.00 -55,545.00 0.00 805,545 758,812 4900 -PERSHING Total 1.6476 1.4757 1.044748 2,960,000.00 3,512,112.90 -161,418.90 0.00 3,512,113.00 3,270,913.38 4900 - PERSHING Total 1.6476 1.4757 1.044748 2,960,000.00 3,512,112.90 -161,418.90 0.00 3,512,113.00 3,270,913.38

5000 - BROWNSTONE INVESTMENT GROUP 452152HS3 ILLINOIS ST 5.365 3/1/17 08/29/16 Open 0.0000 0.0000 0.000000 600,000.00 628,624.00 -28,624.00 0.00 628,624 601,710 452152HS3 ILLINOIS ST 5.365 3/1/17 08/29/16 Open 0.0000 0.0000 0.000000 500,000.00 523,853.00 -23,853.00 0.00 523,853 501,425 452152HT1 ILLINOIS ST 5.665 3/1/18 09/30/16 Open 0.0000 0.0000 0.000000 200,000.00 211,117.00 -11,117.00 0.00 211,117 206,350 452152HT1 ILLINOIS ST 5.665 3/1/18 09/30/16 Open 0.0000 0.0000 0.000000 200,000.00 211,117.00 -11,117.00 0.00 211,117 206,350 073902PR3 BEAR STEARNS CO 6.400% 10/2/17 11/23/16 Open 0.0000 0.0000 0.000000 250,000.00 262,857.00 -12,857.00 0.00 262,857 258,117 073902PR3 BEAR STEARNS CO 6.400% 10/2/17 11/23/16 Open 0.0000 0.0000 0.000000 250,000.00 262,857.00 -12,857.00 0.00 262,857 258,117 345397XH1 FORD MOTOR CREDIT 2.240% 6/15/18 01/31/17 Open 0.0000 0.0000 0.000000 250,000.00 251,453.00 -1,453.00 0.00 251,453 250,867 345397XH1 FORD MOTOR CREDIT 2.240% 6/15/18 01/31/17 Open 0.0000 0.0000 0.000000 450,000.00 451,328.00 -1,328.00 0.00 451,328 451,561 5000 -BROWNSTONE INVESTMENT GROUP Total 0.0000 0.0000 0.000000 2,700,000.00 2,803,206.00 -103,206.00 0.00 2,803,206.00 2,734,496.59 5000 - BROWNSTONE INVESTMENT GROUPTotal 0.0000 0.0000 0.000000 2,700,000.00 2,803,206.00 -103,206.00 0.00 2,803,206.00 2,734,496.59

452152HS3 ILLINOIS ST 5.365 3/1/17 12/04/15 Open 0.0000 0.0000 0.000000 400,000.00 415,408.00 -15,408.00 0.00 415,408 401,140 5050 - SOUTHWEST SECURITIES, INC 452152HT1 ILLINOIS ST 5.665 3/1/18 12/07/15 Open 0.0000 0.0000 0.000000 150,000.00 158,932.00 -8,932.00 0.00 158,932 154,762 452152HS3 ILLINOIS ST 5.365 3/1/17 12/04/15 Open 0.0000 0.0000 0.000000 400,000.00 415,408.00 -15,408.00 0.00 415,408 401,140 452152HT1 ILLINOIS ST 5.665 3/1/18 12/07/15 Open 0.0000 0.0000 0.000000 150,000.00 158,932.00 -8,932.00 0.00 158,932 154,762 5050 -SOUTHWEST SECURITIES INC Total 0.0000 0.0000 0.000000 1,100,000.00 1,148,680.00 -48,680.00 0.00 1,148,680.00 1,111,804.69 5050 - SOUTHWEST SECURITIES INCTotal 0.0000 0.0000 0.000000 1,100,000.00 1,148,680.00 -48,680.00 0.00 1,148,680.00 1,111,804.69

452151LD3 ILLINOIS ST PENSION 4.350% 6/1/18 09/07/16 0.0000 0.0000 0.000000 568,333.00 589,135.00 -20,802.00 0.00 589,135 574,079 5052 WELLS FARGO SECURITIES, LLC 452151LD3 ILLINOIS ST PENSION 4.350% 6/1/18 09/07/16 0.0000 0.0000 0.000000 392,333.00 406,740.00 -14,407.00 0.00 406,740 396,300 5052 -WELLS FARGO SECURITIES, LLCTotal 0.0000 0.0000 0.000000 960,666.00 995,875.00 -35,209.00 0.00 995,875.00 970,379.00 5052 - WELLS FARGO SECURITIES, LLC Total 0.0000 0.0000 0.000000 960,666.00 995,875.00 -35,209.00 0.00 995,875.00 970,379.00

00287Y109 ABBVIE INC 07/12/16 Open 0.0000 0.0000 4,100.00 230,372.00 0.00 0.00 230,372.00 250,555 00507V109 ACTIVISION BLIZZARD INC Open 0.0000 0.0000 5,500.00 238,527.00 0.00 0.00 238,527.00 221,155 00507V109 ACTIVISION BLIZZARD INC Open 0.0000 0.0000 10,400.00 448,512.00 0.00 0.00 448,512.00 418,184 00508Y102 ACUITY BRANDS INC Open 0.0000 0.0000 1,100.00 278,602.00 0.00 0.00 278,602.00 227,953 00508Y102 ACUITY BRANDS INC Open 0.0000 0.0000 1,600.00 398,601.00 0.00 0.00 398,601.00 331,568 02079K305 ALPHABET INC CL A Open 0.0000 0.0000 300.00 228,802.00 0.00 0.00 228,802.00 246,057 023135106 AMAZON COM INC 300.00 187,963.00 0.00 0.00 187,963.00 247,044 025537101 13-0043 AMERICAN ELECTRIC POWER CO INC 07/06/12 OPEN 0.0000 0.0000 40.229500 1,000.00 40,229.00 0.00 0.00 80,459.00 64,060 025537101 13-0078 AMERICAN ELECTRIC POWER CO INC 08/02/12 OPEN 0.0000 0.0000 42.629200 1,400.00 56,321.00 0.00 0.00 51,155.00 89,684 29875E100 10-0018 AMERICAN EUROPACIFIC GROWTH F2 05/14/09 OPEN 0.0000 0.0000 29.479900 3,222.52 95,000.00 0.00 0.00 95,000.00 151,330 29875E100 10-0050 AMERICAN EUROPACIFIC GROWTH F2 08/10/09 OPEN 0.0000 0.0000 35.060000 1,711.35 60,000.00 0.00 0.00 60,000.00 80,365 29875E100 10-0101 AMERICAN EUROPACIFIC GROWTH F2 12/28/09 OPEN 0.0000 0.0000 38.390040 93.54 3,590.89 0.00 0.00 3,591.00 4,392 29875E100 10-0177 AMERICAN EUROPACIFIC GROWTH F2 04/30/10 OPEN 0.0000 0.0000 38.309900 1,566.17 60,000.00 0.00 0.00 60,000.00 73,547 29875E100 11-0149 AMERICAN EUROPACIFIC GROWTH F2 12/29/10 OPEN 0.0000 0.0000 40.928106 109.05 4,463.21 0.00 0.00 4,463.00 5,121 29875E100 15-0177 AMERICAN EUROPACIFIC GROWTH F2 12/30/14 OPEN 0.0000 0.0000 47.489162 717.18 5,564.78 0.00 0.00 5,565.00 33,679 649280823 AMERICAN FUNDS NEW WORLD FUND Open 0.0000 0.0000 5,328.00 275,000.00 0.00 0.00 275,000.00 287,392 649280823 AMERICAN FUNDS NEW WORLD FUND Open 0.0000 0.0000 3,945.00 200,000.00 0.00 0.00 200,000.00 212,793 029683109 07-0109 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.387300 1,000.00 7,387.30 0.00 0.00 7,387.00 10,490 029683109 07-0110 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.397200 1,893.00 14,002.91 0.00 0.00 14,003.00 19,858 029683109 07-0171 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.484000 400.00 2,993.61 0.00 0.00 2,994.00 4,196 029683109 07-0172 AMERICAN SOFTWARE INC CL APage 3 of 02/23/07 7 OPEN 0.0000 0.0000 7.514000 500.00 3,757.00 0.00 0.00 3,757.00 5,245 029683109 07-0173 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.524000 600.00 4,514.41 0.00 0.00 4,514.00 6,294 029683109 07-0174 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.554000 100.00 755.40 0.00 0.00 755.00 1,049 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 029683109 07-0175 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.574000 500.00 3,787.00 0.00 0.00 3,787.00 5,245 029683109 07-0176 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.564000 100.00 756.40 0.00 0.00 756.00 1,049 029683109 07-0178 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.494000 500.00 3,747.01 0.00 0.00 3,747.00 5,245 029683109 07-0180 AMERICAN SOFTWARE INC CL A 02/23/07 OPEN 0.0000 0.0000 7.584000 5,830.00 44,214.85 0.00 0.00 44,215.00 61,157 029683109 09-0020 AMERICAN SOFTWARE INC CL A 05/27/08 OPEN 0.0000 0.0000 6.198400 2,200.00 13,636.60 0.00 0.00 13,637.00 23,078 029683109 AMERICAN SOFTWARE INC CL A Open 0.0000 0.0000 1,470.00 20,245.00 0.00 0.00 20,245.00 15,420 029899101 13-0044 AMERICAN STATES WATER CO 07/06/12 OPEN 0.0000 0.0000 39.663000 1,900.00 37,680.00 0.00 0.00 37,680.00 83,182 029899101 13-0079 AMERICAN STATES WATER CO 08/02/12 OPEN 0.0000 0.0000 41.441900 1,300.00 33,154.00 0.00 0.00 33,154.00 56,914 029899101 AMERICAN STATES WATER CO 07/21/16 OPEN 0.0000 0.0000 300.00 17,321.00 0.00 0.00 17,321.00 13,134 029899101 AMERICAN STATES WATER CO 07/21/16 Open 0.0000 0.0000 400.00 17,148.00 0.00 0.00 17,148.00 17,512 03027X100 AMERICAN TOWER CORP OPEN 0.0000 0.0000 2,100.00 244,398.00 0.00 0.00 244,398.00 217,350 03073E105 15-0231 AMERISOURCEBERGEN CORP 02/02/15 OPEN 0.0000 0.0000 96.635200 3,400.00 308,915.00 0.00 0.00 308,915.00 296,752 00170K208 AMG MANAGERS SKYLINE SPECIAL Open 0.0000 0.0000 6,343.00 239,371.00 0.00 0.00 239,371.00 271,861 037833100 08-0165 APPLE, INC 02/19/08 OPEN 0.0000 0.0000 127.209000 2,100.00 111,363.00 0.00 0.00 111,363.00 254,835 037833100 14-0273 APPLE, INC 04/21/14 OPEN 0.0000 0.0000 516.525800 3,300.00 258,564.00 0.00 0.00 258,564.00 400,455 04010L103 11-0023 ARES CAP CORP 06/08/10 OPEN 0.0000 0.0000 13.825400 5,200.00 71,892.08 0.00 0.00 71,892.00 87,880 04010L103 ARES CAP CORP Open 0.0000 0.0000 1,900.00 26,692.00 0.00 0.00 26,692.00 32,110 09253U108 11-0191 BLACKSTONE GROUP LP 01/28/11 OPEN 0.0000 0.0000 15.680000 6,100.00 95,699.00 0.00 0.00 95,699.00 186,843 09253U108 12-0228 BLACKSTONE GROUP LP 04/30/12 OPEN 0.0000 0.0000 13.460000 1,400.00 18,844.00 0.00 0.00 18,844.00 42,882 09253U108 BLACKSTONE GROUP LP OPEN 0.0000 0.0000 1,800.00 36,468.00 0.00 0.00 36,468.00 55,134 09253U108 15-0307 BLACKSTONE GROUP LP 04/13/15 Open 0.0000 0.0000 39.227000 10,200.00 400,115.00 0.00 0.00 400,115.00 312,426 09253U108 BLACKSTONE GROUP LP OPEN 0.0000 0.0000 300.00 70,515.00 0.00 0.00 70,515.00 9,189 09253U108 BLACKSTONE GROUP LP 07/21/16 OPEN 0.0000 0.0000 1,100.00 27,654.00 0.00 0.00 27,654.00 33,693 09253U108 BLACKSTONE GROUP LP 07/21/16 Open 0.0000 0.0000 2,500.00 60,857.00 0.00 0.00 60,857.00 76,575 097023105 BOEING CO Open 0.0000 0.0000 2,500.00 391,292.00 0.00 0.00 391,292.00 408,550 Y09827109 BROADCOM LTD OPEN 0.0000 0.0000 1,500.00 188,995.00 0.00 0.00 188,995.00 299,250 Y09827109 BROADCOM LTD Open 0.0000 0.0000 2,300.00 233,807.00 0.00 0.00 233,807.00 458,850 118230101 BUCKEYE PARTNERS LP OPEN 0.0000 0.0000 6,300.00 419,569.00 0.00 0.00 419,569.00 439,173 12673P105 14-0031 CA INC 05/07/13 OPEN 0.0000 0.0000 27.100800 2,900.00 86,723.00 0.00 0.00 86,723.00 90,683 12673P105 14-0092 CA INC 05/22/13 OPEN 0.0000 0.0000 27.530000 2,000.00 63,319.00 0.00 0.00 63,319.00 62,540 128030202 CAL MAINE FOODS INC OPEN 0.0000 0.0000 1,100.00 51,673.00 0.00 0.00 51,673.00 45,870 128030202 CAL MAINE FOODS INC OPEN 0.0000 0.0000 1,600.00 77,756.00 0.00 0.00 77,756.00 66,720 128030202 CAL MAINE FOODS INC 07/21/16 Open 0.0000 0.0000 500.00 22,394.14 0.00 0.00 22,394.14 20,850 128030202 CAL MAINE FOODS INC 07/12/16 OPEN 0.0000 0.0000 600.00 27,107.00 0.00 0.00 27,107.00 25,020 14149Y108 CARDINAL HEALTH INC Open 0.0000 0.0000 5,000.00 379,142.00 0.00 0.00 379,142.00 374,800 151020104 CELGENE CORP OPEN 0.0000 0.0000 3,200.00 358,656.00 0.00 0.00 358,656.00 371,680 151020104 CELGENE CORP OPEN 0.0000 0.0000 300.00 31,197.00 0.00 0.00 31,197.00 34,845 151020104 CELGENE CORP Open 0.0000 0.0000 2,200.00 57,887.00 0.00 0.00 57,887.00 255,530 17800P407 CNI CHARTER EMERGING MARKETS 07/19/16 OPEN 0.0000 0.0000 7,428.59 300,000.00 0.00 0.00 300,000.00 306,058 192446102 16- COGNIZANT TECH SOLUTIONS CL A 06/11/15 OPEN 0.0000 0.0000 64.045800 4,000.00 256,303.20 0.00 0.00 256,303.00 210,360 192446102 COGNIZANT TECH SOLUTIONS CL A Open 0.0000 0.0000 5,700.00 369,481.00 0.00 0.00 369,481.00 299,763 192446102 COGNIZANT TECH SOLUTIONS CL A OPEN 0.0000 0.0000 1,800.00 51,191.00 0.00 0.00 51,191.00 94,662 197199813 11-0188 COLUMBIA ACORN INTL FUND CL Z 01/28/11 OPEN 0.0000 0.0000 40.980000 5,124.45 210,000.00 0.00 0.00 210,000.00 201,493 197199813 12-0021 COLUMBIA ACORN INTL FUND CL Z 06/10/11 OPEN 0.0000 0.0000 41.098372 127.78 5,252.00 0.00 0.00 5,252.00 5,024 197199813 13-0030 COLUMBIA ACORN INTL FUND CL Z 06/07/12 OPEN 0.0000 0.0000 35.878912 29.40 1,055.00 0.00 0.00 1,055.00 1,156 197199813 13-0039 COLUMBIA ACORN INTL FUND CL Z 06/06/12 OPEN 0.0000 0.0000 35.885126 28.64 1,027.00 0.00 0.00 1,027.00 1,126 197199813 COLUMBIA ACORN INTL FUND CL Z OPEN 0.0000 0.0000 1,205.00 51,183.00 0.00 0.00 51,183.00 47,381 205887102 07-0130 CONAGRA FOODS INC 02/28/07 OPEN 0.0000 0.0000 25.760000 1,500.00 36,601.00 0.00 0.00 36,601.00 58,635 205887102 07-0223 CONAGRA FOODS INC 02/28/07 OPEN 0.0000 0.0000 26.140000 1,800.00 47,058.00 0.00 0.00 47,058.00 70,362 205887102 09-0034 CONAGRA FOODS INC 05/29/08 OPEN 0.0000 0.0000 23.732400 900.00 9,492.96 0.00 0.00 9,493.00 35,181 21036P108 CONSTELLATION BRANDS INC A 07/12/16 OPEN 0.0000 0.0000 2,500.00 411,099.00 0.00 0.00 411,099.00 374,400 21036P108 CONSTELLATION BRANDS INC A OPEN 0.0000 0.0000 1,400.00 235,725.00 0.00 0.00 235,725.00 209,664 22822V101 CROWN CASTLE INTL CORP OPEN 0.0000 0.0000 800.00 70,238.00 0.00 0.00 70,238.00 70,264 22822V101 CROWN CASTLE INTL CORP OPEN 0.0000 0.0000 1,200.00 99,312.00 0.00 0.00 99,312.00 105,396 126650100 13-0240 CVS/CAREMARK CORP 04/18/13 OPEN 0.0000 0.0000 56.986600 2,500.00 148,153.00 0.00 0.00 148,153.00 197,025 126650100 14-0012 CVS/CAREMARK CORP 05/24/13 OPEN 0.0000 0.0000 59.261200 4,900.00 319,784.00 0.00 0.00 319,784.00 386,169 233331107 DTE ENERGY CO OPEN 0.0000 0.0000 700.00 60,392.00 0.00 0.00 60,392.00 69,048 233331107 DTE ENERGY CO OPEN 0.0000 0.0000 1,000.00 78,158.00 0.00 0.00 78,158.00 98,640 237194105 DARDEN RESTAURANTS INC OPEN 0.0000 0.0000 1,600.00 94,943.00 0.00 0.00 94,943.00 117,248 237194105 DARDEN RESTAURANTS INC OPEN 0.0000 0.0000 1,100.00 76,323.00 0.00 0.00 76,323.00 80,608 247361702 14-0097 DELTA AIR LINES INC 07/08/13 OPEN 0.0000 0.0000 18.784400 4,800.00 232,546.00 0.00 0.00 232,546.00 226,752 247361702 DELTA AIR LINES INC OPEN 0.0000 0.0000 1,500.00 60,479.00 0.00 0.00 60,479.00 70,860 26613Q106 15-0218 DUPONT FABROS TECHNOLOGYPage 4 of 01/08/15 7 OPEN 0.0000 0.0000 33.529400 2,400.00 80,470.00 0.00 0.00 93,882.00 113,952 26613Q106 15-0232 DUPONT FABROS TECHNOLOGY 02/02/15 OPEN 0.0000 0.0000 37.930000 1,600.00 60,688.00 0.00 0.00 60,688.00 75,968 30303M102 FACEBOOK INC A OPEN 0.0000 0.0000 3,000.00 371,968.00 0.00 0.00 371,968.00 390,960 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 316128834 15-0048 FIDELITY ADVISOR MID CAP VALUE 07/17/14 OPEN 0.0000 0.0000 23.990000 13,991.89 334,327.00 0.00 0.00 334,327.00 350,637 316389717 FIDELITY ADVISOR SMALL CAP GRW FD 1 OPEN 0.0000 0.0000 21.940000 20,525.46 397,575.00 0.00 0.00 397,575.00 438,424 31428X106 FED EX CORP OPEN 0.0000 0.0000 1,400.00 234,740.00 0.00 0.00 234,740.00 264,754 31428X106 FED EX CORP OPEN 0.0000 0.0000 2,200.00 408,921.00 0.00 0.00 408,921.00 416,042 315920819 FIDELITY ADVISOR INTL CAPITAL APP 1 OPEN 0.0000 0.0000 15,394.78 250,890.00 0.00 0.00 250,890.00 248,626 H2906T109 GARMIN LTD OPEN 0.0000 0.0000 1,600.00 56,765.00 0.00 0.00 56,765.00 77,264 H2906T109 GARMIN LTD OPEN 0.0000 0.0000 2,400.00 80,035.00 0.00 0.00 80,035.00 115,896 372460105 14-0002 GENUINE PARTS CO 05/22/13 OPEN 0.0000 0.0000 80.709900 700.00 56,497.00 0.00 0.00 64,568.00 67,767 372460105 14-0030 GENUINE PARTS CO 05/07/13 OPEN 0.0000 0.0000 75.710200 1,000.00 77,633.00 0.00 0.00 77,633.00 96,810 37733W105 GLAXO SMITHKLINE PLC ADR Open 0.0000 0.0000 10,000.00 388,319.00 0.00 0.00 388,319.00 393,100 38141G104 GOLDMAN SACHS GROUP INC OPEN 0.0000 0.0000 1,600.00 382,281.00 0.00 0.00 382,281.00 366,912 38142Y500 10-0064 GOLDMAN SACHS GRWTH OPP FUND 08/05/09 OPEN 0.0000 0.0000 16.550000 12,084.59 200,000.00 0.00 0.00 200,000.00 245,559 38142Y500 11-0160 GOLDMAN SACHS GRWTH OPP FUND 12/10/10 OPEN 0.0000 0.0000 22.290000 117.97 2,630.00 0.00 0.00 2,630.00 2,397 38142Y500 12-0166 GOLDMAN SACHS GRWTH OPP FUND 12/09/11 OPEN 0.0000 0.0000 20.639876 822.91 16,985.00 0.00 0.00 16,985.00 16,722 38142Y500 15-0178 GOLDMAN SACHS GRWTH OPP FUND 12/05/14 OPEN 0.0000 0.0000 24.010000 3,892.01 93,447.18 0.00 0.00 93,447.00 79,086 38142Y500 GOLDMAN SACHS GRWTH OPP FUND OPEN 0.0000 0.0000 5,662.74 105,772.82 0.00 0.00 105,773.00 115,067 41012R811 14-0055 HANCOCK HORIZON BURKENROAD SMALL 06/04/13 OPEN 0.0000 0.0000 48.609997 6,382.00 311,424.00 0.00 0.00 311,424 406,470 413875105 HARRIS CORP DEL OPEN 0.0000 0.000000 3,000.00 235,430.00 0.00 0.00 235,430 308,130 413875105 HARRIS CORP DEL OPEN 0.0000 0.0000 3,700.00 380,027.00 0.00 0.00 380,027 380,027 41664L294 13-0183 HARTFORD INTL OPPORTUNITY I 11/16/12 OPEN 0.0000 0.0000 14.069990 13,503.91 190,000.00 0.00 0.00 190,000 198,778 41664L294 14-0070 HARTFORD INTL OPPORTUNITY I 07/24/13 OPEN 0.0000 0.0000 16.289985 5,217.93 85,000.00 0.00 0.00 85,000 76,808 41664L294 HARTFORD INTL OPPORTUNITY I OPEN 0.0000 0.0000 4,608.00 69,193.00 0.00 0.00 69,193 67,830 437076102 15-0085 HOME DEPOT 08/11/14 OPEN 0.0000 0.0000 80.769900 1,900.00 150,408.00 0.00 0.00 150,408.00 261,402 437076102 14-0010 HOME DEPOT 05/24/13 OPEN 0.0000 0.0000 78.420000 2,900.00 320,228.00 0.00 0.00 367,670.00 398,982 44106M102 15-0248 HOSPITALITY PPTYS TR 02/24/15 OPEN 0.0000 0.0000 31.773800 1,800.00 57,192.84 0.00 0.00 57,193.00 56,034 44106M102 HOSPITALITY PPTYS TR O 0.0000 0.0000 500.00 15,679.00 0.00 0.00 15,679.00 15,565 44106M102 16- HOSPITALITY PPTYS TR 06/11/15 OPEN 0.0000 0.0000 29.725800 3,100.00 92,242.98 0.00 0.00 92,242.98 96,503 45865V100 12-0068 INTERCONTINENTAL EXCHANGE INC 08/02/11 OPEN 0.0000 0.0000 125.506700 5,000.00 139,301.00 0.00 0.00 139,301.00 291,800 45865V100 INTERCONTINENTAL EXCHANGE INC OPEN 0.0000 0.0000 7,000.00 332,462.00 0.00 0.00 332,462.00 408,520 465899706 10-0182 IVY INTERNATIONAL CORE EQUITY 04/23/10 OPEN 0.0000 0.0000 15.009900 21,319.12 320,000.00 0.00 0.00 320,000.00 367,968 465899706 11-0162 IVY INTERNATIONAL CORE EQUITY 12/13/10 OPEN 0.0000 0.0000 16.269860 268.62 4,370.41 0.00 0.00 4,370.00 4,636 465899706 12-0168 IVY INTERNATIONAL CORE EQUITY 12/12/11 OPEN 0.0000 0.0000 13.819995 850.70 11,757.00 0.00 0.00 11,757.00 14,683 465899706 IVY INTERNATIONAL CORE EQUITY OPEN 0.0000 0.0000 4,078.94 69,719.59 0.00 0.00 69,720.00 70,402 471023549 15-0160 JANUS INVT FD 12/12/14 OPEN 0.0000 0.0000 25.189962 3,374.36 85,000.00 0.00 0.00 85,000.00 81,592 471023549 15-0234 JANUS INVT FD 02/20/15 OPEN 0.0000 0.0000 24.479993 7,761.44 190,000.00 0.00 0.00 190,000.00 187,672 471023549 JANUS INVT FD OPEN 0.0000 0.0000 7,393.99 158,883.00 0.00 0.00 158,883.00 178,787 471023549 JANUS INVT FD OPEN 0.0000 0.0000 10,808.00 212,563.00 0.00 0.00 212,563.00 261,337 471023549 JANUS INVT FD OPEN 0.0000 0.0000 7,449.21 45,621.00 0.00 0.00 45,621.00 180,122 48248M102 KKR CO LP OPEN 0.0000 0.0000 23,500.00 372,200.00 0.00 0.00 372,200.00 407,960 513272104 LAMB WESTON HOLDING INC OPEN 0.0000 0.0000 500.00 8,702.00 0.00 0.00 8,702.00 18,680 521865204 15-0120 LEAR CORP 10/10/14 OPEN 0.0000 0.0000 88.253400 2,000.00 239,265.00 0.00 0.00 239,265.00 284,180 525327102 LEIDOS HOLDINGS INC OPEN 0.0000 0.0000 1,700.00 74,376.00 0.00 0.00 74,376.00 82,144 525327102 LEIDOS HOLDINGS INC OPEN 0.0000 0.0000 2,000.00 84,078.00 0.00 0.00 84,078.00 96,640 543069405 14-0053 LONGLEAF PARTNERS INTL FUND 06/04/13 OPEN 0.0000 0.0000 15.549990 11,254.02 175,000.00 0.00 0.00 175,000.00 158,232 543069405 LONGLEAF PARTNERS INTL FUND OPEN 0.0000 0.0000 3,736.81 66,000.00 0.00 0.00 66,000.00 52,540 58933Y105 13-0047 MERCK AND CO INC 07/06/12 OPEN 0.0000 0.0000 41.779500 1,100.00 48,994.00 0.00 0.00 79,381.00 68,189 58933Y105 13-0070 MERCK AND CO INC 08/02/12 OPEN 0.0000 0.0000 44.540000 1,600.00 66,847.00 0.00 0.00 53,448.00 99,184 55272X102 07-0251 MFA MORTGAGE INVESTMENTS INC 03/01/07 OPEN 0.0000 0.0000 7.347000 1,200.00 8,816.44 0.00 0.00 8,816.00 9,468 55272X102 07-0299 MFA MORTGAGE INVESTMENTS INC 03/01/07 OPEN 0.0000 0.0000 7.393800 6,700.00 49,538.99 0.00 0.00 49,538.99 52,863 55272X102 MFA MORTGAGE INVESTMENTS INC OPEN 0.0000 0.0000 1,700.00 11,425.00 0.00 0.00 11,425.00 13,413 55273E822 13-0189 MFS INTERNATIONAL VALUE FUND I 11/21/12 OPEN 0.0000 0.0000 27.459990 7,101.24 195,000.00 0.00 0.00 195,000.00 265,941 55273B822 14-0054 MFS INTERNATIONAL VALUE FUND I 06/04/13 OPEN 0.0000 0.0000 31.520003 11,104.06 350,000.00 0.00 0.00 350,000.00 415,847 55273B822 14-0069 MFS INTERNATIONAL VALUE FUND I 07/23/13 OPEN 0.0000 0.0000 33.050001 4,084.72 135,000.00 0.00 0.00 135,000.00 152,973 55273E822 14-0226 MFS INTERNATIONAL VALUE FUND I 01/28/14 OPEN 0.0000 0.0000 34.160000 8,782.20 300,000.00 0.00 0.00 300,000.00 328,893 55273E822 15-0047 MFS INTERNATIONAL VALUE FUND I 07/17/14 OPEN 0.0000 0.0000 37.090016 8,088.43 300,000.00 0.00 0.00 300,000.00 302,912 55273E822 MFS INTERNATIONAL VALUE FUND I OPEN 0.0000 0.0000 9,465.00 313,885.00 0.00 0.00 313,885.00 354,464 595017104 10-0147 MICROCHIP TECHNOLOGY INC 01/14/10 OPEN 0.0000 0.0000 28.557280 1,300.00 37,464.00 0.00 0.00 37,464.00 87,555 595017104 13-0012 MICROCHIP TECHNOLOGY INC 05/04/12 OPEN 0.0000 0.0000 35.470000 2,000.00 76,915.00 0.00 0.00 76,915.00 134,700 61174X109 MONSTER BREVERAGE CORP OPEN 0.0000 0.0000 5,100.00 240,505.00 0.00 0.00 240,505.00 217,260 649445103 NEW YORK COMMUNITY BANCORP INC OPEN 0.0000 0.0000 6,700.00 105,926.00 0.00 0.00 105,926.00 101,773 651229106 NEWELL BRANDS INC OPEN 0.0000 0.0000 8,600.00 387,325.00 0.00 0.00 387,325.00 407,038 670725712 NUVEEN INTERNATIONAL GROWTH 1 Open 0.0000 0.0000 5,648.20 210,000.00 0.00 0.00 210,000.00 208,362 67064Y727 15-0050 NUVEEN NWQ SMALL CAP VALUE INDEXPage 5 of 07/17/14 7 OPEN 0.0000 0.0000 41.970017 10,231.00 419,140.00 0.00 0.00 419,140.00 506,946 67064Y727 15-0083 NUVEEN NWQ SMALL CAP VALUE INDEX 08/08/14 OPEN 0.0000 0.0000 40.090000 7,233.72 290,000.00 0.00 0.00 290,000.00 358,431 67064Y727 15-0151 NUVEEN NWQ SMALL CAP VALUE INDEX 11/07/14 OPEN 0.0000 0.0000 42.429944 3,798.00 115,000.00 0.00 0.00 115,000.00 188,191 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 670678200 NUVEEN SMALL CAP VALUE FUND CL 1 OPEN 0.0000 0.0000 22,552.00 462,675.00 0.00 0.00 462,675.00 567,408 670678200 NUVEEN SMALL CAP VALUE FUND CL 1 OPEN 0.0000 0.0000 18,933.00 387,320.00 0.00 0.00 387,320.00 476,354 413838202 12-0055 OAKMARK INTERNATIONAL FUND 07/28/11 OPEN 0.0000 0.0000 19.600000 15,377.99 308,743.00 0.00 0.00 308,743.00 363,536 674375506 OBERWEIS INTER OPPORTUNITIES OPEN 0.0000 0.0000 13,020.00 275,000.00 0.00 0.00 275,000.00 275,243 680223104 16- OLD REP INTL CORP 06/11/15 OPEN 0.0000 0.0000 15.072200 4,200.00 58,370.00 0.00 0.00 58,370.00 87,360 680223104 16- OLD REP INTL CORP 06/11/15 OPEN 0.0000 0.0000 15.090700 2,700.00 40,776.00 0.00 0.00 40,776.00 56,160 680223104 OLD REP INTL CORP OPEN 0.0000 0.0000 2,500.00 42,672.00 0.00 0.00 42,672.00 52,000 68380L407 14-0153 OPPENHEIMER INTL GROWTH FD CL Y 11/05/13 OPEN 0.0000 0.0000 37.039980 7,424.41 275,000.00 0.00 0.00 275,000.00 263,715 68380L407 14-0205 OPPENHEIMER INTL GROWTH FD CL Y 01/31/14 OPEN 0.0000 0.0000 36.269990 6,326.00 200,000.00 0.00 0.00 200,000.00 224,700 695263103 PACWEST BANCORP OPEN 0.0000 0.0000 1,700.00 71,367.00 0.00 0.00 71,367.00 94,180 695263103 PACWEST BANCORP OPEN 0.0000 0.0000 2,500.00 101,140.00 0.00 0.00 101,140.00 138,500 704326107 13-0049 PAYCHEX 07/06/12 OPEN 0.0000 0.0000 31.450000 1,300.00 42,757.00 0.00 0.00 42,757.00 78,377 704326107 13-0077 PAYCHEX 08/02/12 OPEN 0.0000 0.0000 32.890000 1,600.00 52,624.00 0.00 0.00 52,624.00 96,464 704326107 PAYCHEX OPEN 0.0000 0.0000 100.00 5,148.00 0.00 0.00 5,148.00 6,029 717081103 13-0051 PFIZER INC 07/06/12 OPEN 0.0000 0.0000 22.930000 2,200.00 61,228.00 0.00 0.00 61,228.00 69,806 717081103 13-0069 PFIZER INC 08/02/12 OPEN 0.0000 0.0000 23.710000 2,900.00 72,398.00 0.00 0.00 72,398.00 92,017 741503403 PRICELINE COM INC OPEN 0.0000 0.0000 250.00 374,768.00 0.00 0.00 374,768.00 393,783 741503403 PRICELINE COM INC OPEN 0.0000 0.0000 150.00 221,799.00 0.00 0.00 221,799.00 236,270 74255L795 14-0056 PRINCIPAL MIDCAP 06/04/13 OPEN 0.0000 0.0000 18.170004 13,758.94 250,000.00 0.00 0.00 250,000.00 318,244 74255L795 14-0245 PRINCIPAL MIDCAP 02/05/14 OPEN 0.0000 0.0000 19.450000 10,366.80 268,000.00 0.00 0.00 268,000.00 239,784 74255L795 15-0002 PRINCIPAL MIDCAP 05/19/14 OPEN 0.0000 0.0000 20.740003 7,232.40 150,000.00 0.00 0.00 150,000.00 167,285 74255L795 PRINCIPAL MIDCAP OPEN 0.0000 0.0000 8,934.84 95,303.00 0.00 0.00 95,303.00 206,663 742537863 PRINCIPAL SMALLCAP P OPEN 0.0000 0.0000 12,170.00 258,430.00 0.00 0.00 258,430.00 284,656 718546104 PHILLIPS 66 OPEN 0.0000 0.0000 3,100.00 262,612.00 0.00 0.00 262,612.00 253,022 718546104 PHILLIPS 66 OPEN 0.0000 0.0000 4,700.00 381,252.00 0.00 0.00 381,252.00 383,614 756109104 11-0124 REALTY INCOME CORP 10/06/10 OPEN 0.0000 0.0000 33.646428 1,100.00 37,011.00 0.00 0.00 47,105.00 65,593 756109104 13-0011 REALTY INCOME CORP 05/04/12 OPEN 0.0000 0.0000 39.744100 1,900.00 85,926.00 0.00 0.00 85,926.00 113,297 761713106 11-0009 REYNOLDS AMERICAN INC 06/08/10 OPEN 0.0000 0.0000 53.039300 1,200.00 15,912.00 0.00 0.00 15,912.00 72,156 761713106 11-0018 REYNOLDS AMERICAN INC 06/08/10 OPEN 0.0000 0.0000 52.979742 1,800.00 23,841.00 0.00 0.00 23,841.00 108,234 780905741 08-0179 RPM INTERNATIONAL INC 02/27/08 OPEN 0.0000 0.0000 21.856500 1,300.00 28,413.51 0.00 0.00 28,414.00 67,938 780905741 RPM INTERNATIONAL INC OPEN 0.0000 0.0000 100.00 1,464.00 0.00 0.00 1,464.00 5,226 749685103 08-0197 RPM INTERNATIONAL INC 02/21/08 OPEN 0.0000 0.0000 21.612500 1,900.00 41,064.00 0.00 0.00 41,064.00 99,294 79466L302 SALESFORCE COM INC OPEN 0.0000 0.0000 2,900.00 223,287.00 0.00 0.00 223,287.00 229,390 79466L302 SALESFORCE COM INC OPEN 0.0000 0.0000 4,900.00 360,399.00 0.00 0.00 360,399.00 387,590 808513105 SCHWAB CHARLES CORP OPEN 0.0000 0.0000 8,000.00 230,787.00 0.00 0.00 230,787.00 329,920 808513105 SCHWAB CHARLES CORP OPEN 0.0000 0.0000 10,000.00 266,060.00 0.00 0.00 266,060.00 412,400 81721M109 SENIOR HOUSING PROP TRUST OPEN 0.0000 0.0000 3,700.00 50,908.00 0.00 0.00 50,908.00 70,485 824348106 SHERWIN WILLIAMS CO OPEN 0.0000 0.0000 900.00 230,963.00 0.00 0.00 230,963.00 273,429 842587107 09-0091 SOUTHERN CO 08/28/08 OPEN 0.0000 0.0000 37.624600 1,300.00 48,912.00 0.00 0.00 48,912.00 64,259 842587107 09-0093 SOUTHERN CO 08/29/08 OPEN 0.0000 0.0000 37.515200 1,800.00 67,527.00 0.00 0.00 67,527.00 88,974 844741108 15-0206 SOUTHWEST AIRLINES CO 12/16/14 OPEN 0.0000 0.0000 41.961100 6,000.00 243,809.00 0.00 0.00 243,809.00 313,860 844741108 SOUTHWEST AIRLINES CO OPEN 0.0000 0.0000 6,900.00 281,676.00 0.00 0.00 281,676.00 360,939 78409V104 SP GLOBAL INC 07/21/16 OPEN 0.0000 0.0000 2,200.00 255,860.00 0.00 0.00 255,860.00 264,396 847560109 11-0113 SPECTRA ENERGY CORP 10/21/10 OPEN 0.0000 0.0000 24.983951 2,600.00 61,901.00 0.00 0.00 61,901.00 108,290 847560109 SPECTRA ENERGY CORP OPEN 0.0000 0.0000 5,600.00 234,804.00 0.00 0.00 234,804.00 233,240 858119100 STEEL DYNAMICS INC OPEN 0.0000 0.0000 10,800.00 389,126.00 0.00 0.00 389,126.00 365,148 85917K546 STERLING CAPITAL STRATTON SM CAP VAL OPEN 0.0000 0.0000 5,936.76 312,733.00 0.00 0.00 312,733.00 496,491 779552207 14-0160 T ROWE PRICE EXT EQ MKT IDX 11/04/13 OPEN 0.0000 0.0000 23.860000 17,144.00 409,917.00 0.00 0.00 409,917.00 442,144 779562107 14-0068 T ROWE PRICE NEW HORIZONS FUND 07/23/13 OPEN 0.0000 0.0000 42.809978 2,919.88 125,000.00 0.00 0.00 125,000.00 131,949 779562107 15-0013 T ROWE PRICE NEW HORIZONS FUND 05/23/14 OPEN 0.0000 0.0000 44.149988 3,601.36 159,000.00 0.00 0.00 159,000.00 162,745 779562107 15-0233 T ROWE PRICE NEW HORIZONS FUND 02/02/15 OPEN 0.0000 0.0000 43.370000 3,919.76 170,000.00 0.00 0.00 170,000.00 177,134 779562107 T ROWE PRICE NEW HORIZONS FUND OPEN 0.0000 0.0000 2,604.00 80,801.00 0.00 0.00 80,801.00 117,675 881624209 TEVA PHARMACEUTICAL INDS LTD ADR OPEN 0.0000 0.0000 10,600.00 396,652.00 0.00 0.00 396,652.00 354,358 883556102 15-0039 THERMO FISHER SCIENTIFIC INC 07/11/14 OPEN 0.0000 0.0000 118.689700 2,700.00 328,631.00 0.00 0.00 328,631.00 411,453 885882662 THRIVENT MID CAP STOCK S OPEN 0.0000 0.0000 6,759.70 172,925.00 0.00 0.00 172,925.00 177,577 887389104 TIMKEN CO OPEN 0.0000 0.0000 2,200.00 63,145.00 0.00 0.00 63,145.00 97,680 887389104 TIMKEN CO OPEN 0.0000 0.0000 3,200.00 94,716.00 0.00 0.00 94,716.00 142,080 893509224 14-0209 TRANSAMERICA FDS 01/31/14 OPEN 0.0000 0.0000 17.550000 11,396.01 200,000.00 0.00 0.00 200,000.00 192,023 893509224 TRANSAMERICA FDS OPEN 0.0000 0.0000 10,802.98 171,885.00 0.00 0.00 171,885.00 182,030 901165100 15-0257 TWEEDY BROWNE GLOBAL VALUE FUND 02/23/15 OPEN 0.0000 0.0000 26.660000 7,713.59 198,609.00 0.00 0.00 190,000.00 195,385 921937694 VANGUARD MIDCAP VALUE INDEX ADMIRAL 07/19/16 OPEN 0.0000 0.0000 6,367.81 300,000.00 0.00 0.00 300,000.00 327,496 921937694 VANGUARD MIDCAP VALUE INDEX ADMIRAL 07/19/16 OPEN 0.0000 0.0000 10,118.50 467,000.00 0.00 0.00 467,000.00 520,394 921937686 15-0051 VANGUARD SMALL CAP VALUE INDEXPage 6 of 07/17/14 7 OPEN 0.0000 0.0000 44.589986 9,618.00 425,000.00 0.00 0.00 500,000.00 503,214 921937686 VANGUARD SMALL CAP VALUE INDEX OPEN 0.0000 0.0000 15,712.00 690,387.00 0.00 0.00 690,387.00 822,052 92828N593 VIRTUS SMALL CAP SUSTAINABLE GROWTH OPEN 0.0000 0.0000 21,099.70 385,603.00 0.00 0.00 385,603.00 441,406 Beginning Commissi CUSIP Invest Security Purchase Call Yield Yield Beginning Beginning Unamor Premium on Total Market Number Description Date Date Matur Call Unit Cost Par Val/Shares Val/Cost Discount Fees Cost Value 92828N593 VIRTUS SMALL CAP SUSTAINABLE GROWTH OPEN 0.0000 0.0000 10,901.69 200,000.00 0.00 0.00 200,000.00 228,063 92930Y107 11-0126 W P CAREY & CO LLC 10/06/10 OPEN 0.0000 0.0000 29.105000 1,200.00 44,319.00 0.00 0.00 44,319.00 74,328 92930Y107 13-0017 W P CAREY & CO LLC 05/04/12 OPEN 0.0000 0.0000 47.125200 1,500.00 70,688.00 0.00 0.00 70,688.00 92,910 958102105 WESTERN DIGITAL CORP OPEN 0.0000 0.0000 1,300.00 51,375.00 0.00 0.00 51,375.00 103,649 958102105 WESTERN DIGITAL CORP OPEN 0.0000 0.0000 2,200.00 91,107.00 0.00 0.00 91,107.00 175,406 959319104 WESTERN REFINING INC OPEN 0.0000 0.0000 2,500.00 59,271.00 0.00 0.00 59,271.00 87,525 963320106 WHIRLPOOL CORP 07/12/16 OPEN 0.0000 0.0000 2,300.00 365,624.00 0.00 0.00 365,624.00 402,247 98956P102 ZIMMER BIOMET HOLDINGS INC 07/21/16 OPEN 0.0000 0.0000 2,000.00 249,705.00 0.00 0.00 249,705.00 236,660 5100 -FSC SECURITIES CORPORATION Total 0.0000 0.0000 0.000000 990,220.76 35,948,953.51 0.00 0.00 36,146,415.11 42,163,639.42 5100 - FSC SECURITIES CORPORATION Total 0.0000 0.0000 0.000000 990,220.76 35,948,953.51 0.00 0.00 36,146,415.11 42,163,639.42 Investment Total 46,687,701 82,778,190 (167,084) - 82,975,653 87,327,992

Page 7 of 7 Quarterly Overtime Report Fiscal Year 2016/17

First Second Third Fourth Budget Qtr. Qtr. Qtr. Qtr. Total

General Government

Regular overtime 3,755.49 2,463.58 2,515.08 8,734.15 Family dinner -

Total General Government 7,500 3,755.49 2,463.58 2,515.08 8,734.15

Finance Department

Vehicle licenses 3,173.28 3,173.28 Regular overtime 3,767.17 4,137.98 3,608.35 11,513.50

Total Finance Department 10,000 6,940.45 4,137.98 3,608.35 14,686.78

Police Department Roll call 33,929.50 34,035.54 33,439.56 101,404.60 FLSA 18,348.90 18,069.96 21,390.70 57,809.56 Shift holdover 7,850.98 7,951.12 10,795.73 26,597.83 Regular/Speciality recall 24,736.92 16,970.87 34,239.19 75,946.98 Meetings/Training 35,331.89 33,133.48 48,172.35 116,637.72 Special Assignments 9,581.01 6,428.57 7,354.65 23,364.23 Private details (reimbursable) 8,717.28 23,113.68 7,359.79 39,190.75 Court time 17,206.73 19,990.36 21,918.92 59,116.01 Minimum manning 28,896.10 43,825.04 29,189.36 101,910.50 Quarterly Overtime Report Fiscal Year 2016/17

First Second Third Fourth Budget Qtr. Qtr. Qtr. Qtr. Total Police Department (cont.) Northbrook Days (partial reimb.) 28,288.02 28,288.02 Community relations 2,466.89 485.08 568.39 3,520.36 4th of July 19,479.69 1,564.51 55.45 21,099.65 NIPAS/NORTAF 7,634.71 5,919.70 37,383.78 50,938.19

Total Overtime Worked 214,180.60 239,775.93 251,867.87 705,824.40

LESS: Hours accumulated as PTO (104,119.24) (112,567.78) (149,194.87) (365,881.89)

Overtime Paid Out 720,840 110,061.36 127,208.15 102,673.00 339,942.51

Fire Department FLSA 10,720.28 13,228.39 11,339.98 35,288.65 Shift holdover 4,509.59 4,987.37 3,180.09 12,677.05 Regular/recall 8,219.43 11,468.43 5,110.83 24,798.69 Meetings/Training 10,938.18 12,702.65 11,050.46 34,691.29 Special teams training 18,962.92 11,221.59 9,070.15 39,254.66 Minimum manning 134,912.51 85,300.09 73,823.10 294,035.70 CERT Training (REIMBURS) - 1,571.46 - 1,571.46 FLS Inspections 2,552.45 - - 2,552.45 Administrative Work 6,805.41 -- 6,805.41 Open House - 588.82 - 588.82 Northbrook Days - 4,757.98 - 4,757.98 4th of July 1,828.17 -- 1,828.17

- Quarterly Overtime Report Fiscal Year 2016/17

First Second Third Fourth Budget Qtr. Qtr. Qtr. Qtr. Total Fire Department (cont.) Total Overtime Worked 199,448.94 145,826.78 113,574.61 458,850.33

LESS: Hours accumulated as PTO (19,891.45) (26,530.57) (17,462.76) (63,884.78)

Overtime Paid Out 349,000 179,557.49 119,296.21 96,111.85 394,965.55

Public Works

Streets & sidewalks 223.66 228.71 675.28 1,127.65 Snow & Ice control - - 86,011.17 86,011.17 Parkway & street lights 442.92 332.00 977.99 1,752.91 Storm sewer 1,961.44 2,339.28 1,991.10 6,291.82 Sanitary sewer 4,284.07 1,150.27 2,139.38 7,573.72 Village building 1,007.05 901.51 1,073.64 2,982.20 Fleet 1,686.84 838.44 1,967.23 4,492.51 Water Production & Dist. 18,344.46 13,462.30 24,864.38 56,671.14 Water main breaks 9,197.03 4,495.50 12,969.02 26,661.55 JULIE Locates 3,107.71 3,391.11 3,375.09 9,873.91 Engineering plan review & insp. 5,040.21 4,107.83 4,991.15 14,139.19 Northbrook Days - - - - Family Dinner - - 2,121.34 2,121.34 EarthDay - - - - Misc. Special Events 959.66 1,207.53 1,772.35 3,939.54 4th of July 5,664.99 - - 5,664.99 Roll call 5,626.37 5,639.80 5,808.52 17,074.69 Trees & storm damage 4,733.48 1,860.90 8,164.55 14,758.93 Quarterly Overtime Report Fiscal Year 2016/17

First Second Third Fourth Budget Qtr. Qtr. Qtr. Qtr. Total Public Works (cont.) Total Overtime Worked 62,279.89 39,955.18 158,902.19 261,137.26

LESS: Hours accumulated as PTO (26,589.97) (20,894.09) (76,849.14) (124,333.20)

Overtime Paid Out 315,810 35,689.92 19,061.09 82,053.05 136,804.06

General Fund 175,000 18,332.64 9,754.90 55,466.56 83,554.10 Water Fund 98,420 11,654.94 6,505.58 16,974.96 35,135.48 Sewer Fund 21,195 5,591.61 2,800.61 9,611.53 18,003.75 Storm Water Fund 21,195 110.73 110.73 315,810 35,689.92 19,061.09 82,053.05 136,804.06

Development & Planning Services

Regular overtime 4,876.96 5,585.75 2,427.88 12,890.59

Total Dev. & Planning Services 8,200 4,876.96 5,585.75 2,427.88 12,890.59

Total Overtime paid Out 1,411,350 340,881.67 277,752.76 289,389.21 908,023.64 Hours accumulated as PTO 150,600.66 159,992.44 243,506.77 554,099.87 GRAND TOTAL 1,411,350 491,482.33 437,745.20 532,895.98 1,462,123.51 Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17

General Government

Regular overtime 2,202.08 3,755.49 1,247.93 2,463.58 4,060.22 2,515.08 7,510.23 8,734.15

General Government 2,202.08 3,755.49 1,247.93 2,463.58 4,060.22 2,515.08 7,510.23 8,734.15

Finance Department

Vehicle licenses 1,388.80 3,173.28 1,388.80 3,173.28 Regular overtime 1,106.71 3,767.17 4,834.51 4,137.98 4,965.62 3,608.35 10,906.84 11,513.50

Finance Department 2,495.51 6,940.45 4,834.51 4,137.98 4,965.62 3,608.35 - - 12,295.64 14,686.78

Police Department

Roll call 33,654.28 33,929.50 33,216.26 34,035.54 33,603.90 33,439.56 100,474.44 101,404.60 Preparation and participation in daily roll call, checking equipment, and providing assignments at the beginning of each shift. Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 Police Dept. (cont.) FLSA 26,983.64 18,348.90 25,152.22 18,069.96 25,510.88 21,390.70 77,646.74 57,809.56 The Fair Labor Standards Act provides exceptions to the seven day work period for police and fire employees due to the nature of 24 hour shifts in fire and 12 hour shifts for police. While this exception allows more hours worked than 40 per week before overtime is required, these shifts slightly exceed the limit so compensation must be adjusted accordingly.

Shift holdover 10,535.17 7,850.98 8,506.15 7,951.12 7,476.22 10,795.73 26,517.54 26,597.83 Completion of arrest or assignment which occurs near end of a shift.

Regular/Speciality 22,998.27 24,736.92 23,363.43 16,970.87 21,745.68 34,239.19 68,107.38 75,946.98 Need based recall of recall officers with specific certifications or training. Includes Evidence Technicians, Accident Investigators and Canine Officer. Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 Police Dept. (cont.) Meetings/Training 59,886.41 35,331.89 59,662.92 33,133.48 72,896.72 48,172.35 192,446.05 116,637.72 Primarily comprised of required training which cannot be completed while on duty. Also includes special team meetings as needed. Special Assignments 12,934.00 9,581.01 5,888.64 6,428.57 7,426.06 7,354.65 26,248.70 23,364.23 Private details 7,859.95 8,717.28 11,910.62 23,113.68 7,080.79 7,359.79 26,851.36 39,190.75 (reimbursable) Court time 23,842.36 17,206.73 18,076.12 19,990.36 19,444.48 21,918.92 61,362.96 59,116.01 Minimum manning 70,148.94 28,896.10 59,214.88 43,825.04 64,399.12 29,189.36 193,762.94 101,910.50 Hireback of officers to maintain minimum required staffing of shift. This occurs when an officer is ill or injured, or called to participate in a regional investigation. Cost reductions due to the Department being fully staffed beginning in Q4 of FY 15/16.

Northbrook Days (partial reimb.) - 28,753.55 28,288.02 28,753.55 28,288.02 Includes National Night Out and other community Community relations 3,992.47 2,466.89 1,925.63 485.08 325.35 568.39 6,243.45 3,520.36 events. Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 Police Dept. (cont.) 4th of July 15,811.15 19,479.69 1,351.05 1,564.51 686.93 55.45 17,849.13 21,099.65 Third quarter of FY 16/17 incresed significantly due to NIPAS/NORTAF 9,112.06 7,634.71 18,641.12 5,919.70 1,953.40 37,383.78 29,706.58 50,938.19 NORTAF investigation.

Police Department 297,758.70 214,180.60 295,662.59 239,775.93 262,549.53 251,867.87 855,970.82 705,824.40

Fire Department FLSA 13,484.54 10,720.28 12,668.35 13,228.39 14,474.52 11,339.98 40,627.41 35,288.65 The Fair Labor Standards Act provides exceptions to the seven day work period for police and fire employees due to the nature of 24 hour shifts in fire and 12 hour shifts for police. While this exception allows more hours worked than 40 per week before overtime is required, these shifts slightly exceed the limit so compensation must be adjusted accordingly. Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 Fire Dept. (cont.)

Regular/recall 5,259.01 8,219.43 13,392.80 11,468.43 12,220.64 5,110.83 30,872.45 24,798.69 Emergency call-back of a Full-time firefighter to staff reserve apparatus and/or a station due to an extended large scale incident, or multiple alarms. Meetings/Training 12,374.07 10,938.18 18,428.28 12,702.65 16,605.73 11,050.46 47,408.08 34,691.29 Required training which cannot be completed while on duty. Also includes special team meetings as needed. Union Pacific RR conference was presented in October of 2015 but not in 2016. The Village sent more employees to IFSI training during 3rd quarter of FY 15/16 compared to FY 16/17. Also, FY 2015 included extra training with police on Tactical Emergency Medicine (TEMS) and active threat training. Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 Fire Dept. (cont.) Special teams training 28,775.00 18,962.92 9,707.46 11,221.59 9,700.72 9,070.15 48,183.18 39,254.66 Specialized training for Dive, Technical Rescue, and Hazmat teams which cannot be completed while on duty. The decrease in FY 16/17, 1st quarter is due to an altered schedule for special teams this year. Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 Fire Dept. (cont.) Minimum manning 83,702.11 134,912.51 57,497.97 85,300.09 52,982.04 73,823.10 194,182.12 294,035.70 Hireback of firefighters/paramedics to maintain minimum required staffing of shift. Mainly occurs when a firefighter is ill or injured. This cost increased due to firefighters being out due to injuries. During FY 16/17, the Village had two long term disabilities that have lasted over a year. In addition, there were 6+ short term injuries and several FMLA situations.

CERT Training (REIMBURS) 681.00 1,076.39 1,571.46 680.97 2,438.36 1,571.46 FLS Inspections 2,552.45 - 2,552.45 Administrative Work 6,805.41 - 6,805.41 Open house - 588.82 - 588.82 Northbrook Days - 5,518.00 4,757.98 5,518.00 4,757.98 4th of July 948.00 1,828.17 948.00 1,828.17 -

Fire Department 149,677.19 199,448.94 118,289.25 140,839.41 106,664.62 110,394.52 374,631.06 450,682.87 Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 Public Works

Streets & sidewalks 1,814.52 223.66 2,884.80 228.71 675.28 4,699.32 1,127.65 - The Village had 8 ice control events and 4 plowing operations in the 3rd quarter of FY 16/17 compared to 3 plow events and 4 salting events during 3rd quarter Snow & Ice control 58,446.50 86,011.17 58,446.50 86,011.17 of FY 15/16.

Parkway & street lights 524.90 442.92 295.28 332.00 203.00 977.99 1,023.18 1,752.91 Storm sewer 852.82 1,961.44 183.48 2,339.28 1,681.78 1,991.10 2,718.08 6,291.82 Sanitary sewer 2,290.99 4,284.07 2,207.71 1,150.27 5,072.18 2,139.38 9,570.88 7,573.72 Village building 847.85 1,007.05 134.12 901.51 1,385.97 1,073.64 2,367.94 2,982.20 Fleet 1,400.36 1,686.84 401.67 838.44 1,319.72 1,967.23 3,121.75 4,492.51 Water Production & 16,405.79 18,344.46 13,459.66 13,462.30 12,853.27 24,864.38 42,718.72 56,671.14 Vacant Water Plant Dist. Operator position since January is being filled with current staff while search is conducted for replacement. Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 Water main breaks 1,840.05 9,197.03 11,117.38 4,495.50 4,745.40 12,969.02 17,702.83 26,661.55 Had several significant water main breaks during 1st and 3rd quarter of FY 16/17. The 600 block of Skokie as well as on Walters Avenue during 1st quarter and 14 water main breaks in the 3rd quarter.

JULIE Locates 3,298.23 3,107.71 4,286.13 3,391.11 1,694.49 3,375.09 9,278.85 9,873.91 Engineering plan 7,803.23 5,040.21 4,069.86 4,107.83 2,394.07 4,991.15 14,267.16 14,139.19 review & insp. Northbrook Days -- Family Dinner 1,956.83 2,121.34 1,956.83 2,121.34 Earth Day -- Misc. Special Events 1,107.30 959.66 341.42 1,207.53 1,772.35 1,448.72 3,939.54 4th of July 4,409.16 5,664.99 4,409.16 5,664.99 Roll call 5,264.50 5,626.37 4,978.26 5,639.80 4,391.34 5,808.52 14,634.10 17,074.69 Trees & storm damage 3,360.52 4,733.48 1,801.82 1,860.90 2,230.04 8,164.55 7,392.38 14,758.93 The Village had two freezing rain events in January that required afterhours tree work during 3rd quarter of FY 16/17.

Public Works 51,220.22 62,279.89 46,161.59 39,955.18 98,374.59 158,902.19 195,756.40 261,137.26 Department Comparative Overtime Report

First Quarter Second Quarter Third Quarter Fourth Quarter Total FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 FY 15/16 FY 16/17 Development & Planning Services Regular overtime 2,992.38 4,876.96 5,128.83 5,585.75 3,439.69 2,427.88 11,560.90 12,890.59 Inspections

Dev. & Planning 2,992.38 4,876.96 5,128.83 5,585.75 3,439.69 2,427.88 11,560.90 12,890.59 Services

GRAND TOTAL 506,346.08 491,482.33 471,324.70 432,757.83 480,054.27 529,715.89 - 1,457,725.05 1,453,956.05 Northbrook Economic Data •Office, Industrial & Retail Vacancies •Unemployment Rates •Local Sales Tax Collections •Hotel Market •Housing Market •Building Permits

March 2017 Northbrook Economic Data March 2017

• Office, Industrial, & Retail Vacancy Rates Central North & Near North Office Submarkets

Source: CoStar Northbrook Office Vacancy Rate

Source: CoStar Northbrook

South Lake County & North Cook County Industrial Submarkets

Source: CoStar Northbrook Industrial/Flex Space Vacancy Rate

Northbrook

Source: CoStar Overall Vacancy Rate for Northbrook Shopping Centers 16.0% 14.9%

14.0%

11.7% 11.5% 12.0%

10.0%

8.3% 8.7% 8.2% 7.9% 8.0%

6.7% 6.6% 6.6% 5.9% 6.0% 5.3% 4.8% 4.5% 4.3% 4.0%

2.0%

0.0% 2009-4Q 2010-2Q 2010-4Q 2011-2Q 2011-4Q 2012-2Q 2012-4Q 2013-2Q 2013-4Q 2014-2Q 2014-4Q 2015-2Q 2015-4Q 2016-2Q 2016-4Q

Source: Village of Northbrook Survey Northbrook Economic Data March 2017

• Unemployment Rates Northbrook Unemployment Rate Compared to Cook County, Chicago Metro Area and State of Illinois 12.0%

10.0%

8.0%

6.9% 6.7% 6.0% 6.5% 6.5% 6.2%

5.1%

4.0% 4.3% 4.2% 4.0%

3.2% 2.9% 2.0%

0.0% 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Dec-16 Northbrook Unemployment Rate Cook County Unemployment Rate Chicago Metro Area Unemployment Rate State of Illinois Unemployment Rate Source: IDES - LMI Unemployment Rate by Area Municipalities Not Seasonally Adjusted

Change Over Change Over CITIES Dec-16 Nov-16 Dec-15 the Month the Year WILMETTE VILLAGE 3.8 4.1 4.0 -0.3 -0.2 ARLINGTON HEIGHTS VILLAGE 3.9 4.3 4.1 -0.4 -0.2 HIGHLAND PARK CITY 3.9 3.9 4.4 0.0 -0.5 HOFFMAN ESTATES VILLAGE 4.0 4.4 4.2 -0.4 -0.2 GLENVIEW VILLAGE 4.1 4.5 4.2 -0.4 -0.1 MOUNT PROSPECT VILLAGE 4.1 4.4 4.2 -0.3 -0.1 NAPERVILLE CITY 4.1 4.5 4.1 -0.4 0.0 SCHAUMBURG VILLAGE 4.1 4.5 4.2 -0.4 -0.1 BUFFALO GROVE VILLAGE 4.2 4.4 4.4 -0.2 -0.2 ELMHURST CITY 4.2 4.5 4.1 -0.3 0.1 NORTHBROOK VILLAGE 4.2 4.6 4.1 -0.4 0.1 SKOKIE VILLAGE 4.2 4.4 4.5 -0.2 -0.3 EVANSTON CITY 4.3 4.7 4.4 -0.4 -0.1 MORTON GROVE VILLAGE 4.3 4.5 4.4 -0.2 -0.1 NILES VILLAGE 4.9 5.0 4.7 -0.1 0.2 WHEELING VILLAGE 4.9 4.2 4.9 0.7 0.0 DES PLAINES CITY 5.1 4.6 5.3 0.5 -0.2 CHICAGO CITY 5.9 6.1 6.0 -0.2 -0.1 Source: IDES - LMI Northbrook Economic Data March 2017

• Local Sales Tax Collections Village of Northbrook Sales Tax by Calendar Month of Actual Retail Sale $2,000,000

1,798,318 $1,800,000

$1,600,000

1,384,513 $1,400,000 $1,343,112 1,346,464 $1,311,912

$1,225,303 1,211,757 $1,178,323 $1,200,000 $1,112,953 $1,118,367 2013 $1,018,147 $997,047 $1,000,000 2014 2015 2016 $800,000

$600,000

$400,000

$200,000

$- Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Source: Village of Northbrook Village of Northbrook Sales Tax Change by Calendar Month of Actual Retail Sales Difference Between 2015 & 2016 $150,000

$122,960

$106,758 $101,563 $97,397 $100,000

$50,000

$11,233 $10,150 $13,291 $2,828 $- Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec $(2,514) $(15,388) $(28,317) Total Difference Between 2015 & 2016 $(50,000) $(60,645) Increase of $359,316

$(100,000)

Difference Between '15 & '16 Source: Village of Northbrook Village of Northbrook % Sales Tax Change by Calendar Month of Actual Retail Sales Difference Between 2015 & 2016 10.0% 8.9%

7.9% 7.8% 8.0% 7.3%

6.0%

4.0%

2.0% 1.0% 0.9% 1.0% 0.3% 0.0% Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec -0.2%

-2.0% -1.5% Total % Change Between 2015 & 2016 -2.3%

-4.0% Increase of 2.4%

-5.1% -6.0%

% Difference '15 & '16 Source: Village of Northbrook Northbrook Economic Data March 2017

• Hotel Market Revenue Per Available Room (RevPar) Chicago's North Shore CVB $120.00

$105.41 $100.00 $94.58 $95.11 $89.74 $85.93 $83.78 $83.12

$80.00

$74.59

2013 $63.90 $60.00 $60.18 2014 2015 2016 $49.07 Hotel Communities Revenue Per Available RevenuePerAvailable Room $43.38 $40.00 in the Chicago’s North Shore CVB • Evanston • Glenview • Northbrook

$20.00 • Prospect Heights • Skokie • Wheeling

$- Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Source: STR Hotel Revenue Per Available Room (RevPAR) $120.00

$105.41 $103.34

$100.00 $95.48 $94.73 $94.58 $95.11 $91.65 $90.80 $89.74 $85.93 $84.27 $83.78 $83.12 $80.57 $80.00 $74.59 $71.81

$63.67 $63.90 $60.18 $57.40 $60.00

$47.96 $48.25 $49.07 $43.38

$40.00

$20.00

$- Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2015 2016

Chicago North Shore CVB ChicagoNorth/Lake County(1) Metro Area, Excluding Chicago Source: STR Village of Northbrook Hotel Tax Revenue by Calendar Quarter $350,000 Difference Between 2015 & 2016

Decrease of $92,463 $300,000 A 8.7% Decrease $281,295 $281,347

$250,000 $232,114

$200,000 2012 2013 $169,718 2014

$150,000 2015 2016

$100,000

$50,000

$- Jan-Mar Apr-Jun Jul-Sep Oct-Dec Note: # of rooms – Sheraton -161; Renaissance – 385; Sheraton opened Fall 2008 Source: Village of Northbrook Northbrook Economic Data March 2017

• Housing Market Single Family Detached Homes - Annual Average Sales Price $1,600,000

$1,457,066 Peak of Housing Market - 2007

$1,400,000

$1,200,000 $1,163,775 $1,168,252

$1,000,000 2007 $821,302 2008 $788,506 $793,431 $800,000 2010 $717,304 $691,115 2012 $628,262 $624,571 $606,288 2014 $600,000 $539,130 2016 $487,977

$400,000 $371,958 $293,747 $231,526 $200,000

$- DEERFIELD GLENCOE GLENVIEW HIGHLAND PARK NORTHBROOK NORTHFIELD PROSPECT WHEELING HEIGHTS Source: North Shore - Barrington Association of REALTORS Single Family Detached Homes - Annual Average Sales Price Percentage Change from Previous Calendar Year 20.00%

15.00%

10.00%

5.00%

2008 0.00% 2010 DEERFIELD GLENCOE GLENVIEW HIGHLAND PARK NORTHBROOK NORTHFIELD PROSPECT WHEELING HEIGHTS 2012 2014 -5.00% 2016

-10.00%

-15.00%

-20.00%

-25.00% Source: North Shore - Barrington Association of REALTORS Northbrook Economic Data March 2017

• Building Permits

Northbrook Economic Data

Prepared by the Village of Northbrook Department of Development & Planning Services

March 2017