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9/6/2018 Baloxavir Marboxil Phase II and III Studies for the Treatment of Published in the New England Journal of Medicine - Shionogi In…

(https://www.shionogi.com)

Baloxavir Marboxil Phase II and III Studies for the Treatment of Inuenza Published in the New England Journal of Medicine

Sep. 6, 2018

OSAKA, Japan & FLORHAM PARK, N.J.–(BUSINESS WIRE (http://www.businesswire.com/))– Shionogi & Co., Ltd. (Head Oce: Osaka; President & CEO: Isao Teshirogi, Ph.D.; hereafter “Shionogi”) today announced the positive results from Phase II and III

studies of baloxavir marboxil for the treatment of inuenza in otherwise-healthy patients have been published in the New England Journal of Medicine (NEJM) in the September 6, 2018 issue.1 Baloxavir marboxil was discovered by Shionogi and has a novel mechanism of action that inhibits viral cap-dependent endonuclease.

In the Phase II study conducted in adults in Japan, baloxavir marboxil demonstrated a reduction in time to alleviation of symptoms and in inuenza virus titers compared with the placebo.2, 3, 4 In the global Phase III study (CAPSTONE-1) in patients

12 years of age and older, baloxavir marboxil reduced time to alleviations of symptoms (TTAS) compared with the placebo. On the other hand, there was no statistical dierence in TTAS between baloxavir marboxil and . Of note, baloxavir

marboxil demonstrated more rapid declines in infectious virus titers compared with both the placebo and oseltamivir. Regarding safety, baloxavir marboxil was well tolerated with a numerically lower overall incidence of adverse events compared

with both the placebo and oseltamivir.5, 6, 7

“In addition to its favorable safety and pharmacokinetic prole enabling single dose oral therapy in uncomplicated inuenza, baloxavir marboxil’s antiviral potency oers promise of potentially reducing complications and transmission of the virus to

others and in treating more serious forms of inuenza illness. It also addresses an important unmet medical need in inhibiting inuenza viruses that are resistant to currently available agents,” said Frederick G. Hayden, M.D., Stuart S. Richardson

Professor Emeritus of Clinical Virology and Professor Emeritus of Medicine, University of Virginia School of Medicine, the lead author of the published paper.

A timeline of important events in 2018 are as follows:

• February 23: Baloxavir marboxil was approved in Japan. Baloxavir marboxil is now available in Japan under the brand name ® XOFLUZA for the treatment of inuenza Types A and B in adults and pediatric patients.8

• April 24: Shionogi submitted a New Drug Application (NDA) to the United States Food and Drug Administration (FDA) for the treatment of acute uncomplicated inuenza in patients 12 years of age and older in collaboration with F. Homann-La

Roche Ltd. (hereafter “Roche”). On June 26, the FDA accepted the NDA and granted Priority Review. The User Fee Act (PDUFA) date for an FDA decision is December 24, 2018.9

• June 29: Shionogi submitted a NDA for baloxavir marboxil in Taiwan for the treatment of inuenza in patients 12 years of

age and older.10

• July 17: Shionogi announced positive top-line results of CAPSTONE-2, a Phase III study in patients at high risk for inuenza- related complications. The results from the CAPSTONE-2 study will be presented at upcoming medical meetings.11

• September 6: The NEJM published the results of Phase II and Phase III studies of baloxavir marboxil for the treatment of inuenza in otherwise-healthy patients.1

https://www.shionogi.com/baloxavir-marboxil-phase-ii-and-iii-studies-for-the-treatment-of-influenza-published-in-the-new-england-journal-of-medicine/ 1/5 9/6/2018 Shionogi’sBaloxavir research Marboxil and Phase development II and III eorts Studies target for the infectious Treatment diseases of Influenza as one Published of its priority in the New areas, England and Shionogi Journal hasof Medicine positioned - Shionogi In… “protecting people from the threat of infectious diseases” as one of its core social missions. Shionogi strives constantly to bring forth innovative drugs for the treatment of infectious diseases, to protect the health of many patients we serve.

About Baloxavir Marboxil

Baloxavir marboxil, discovered and developed by Shionogi, has a novel mechanism of action that inhibits cap-dependent endonuclease, an essential enzyme for viral replication. The regimen for baloxavir marboxil is a single-oral dose to treat

uncomplicated inuenza, which is dierent from most currently available antiviral treatments. In non-clinical studies, baloxavir marboxil demonstrated an antiviral eect against a wide range of inuenza viruses including oseltamivir-resistant strains and avian strains (H7N9, H5N1).12, 13, 14

Shionogi and the Roche Group which includes in the U.S. are in a license and collaboration agreement to further develop and commercialize baloxavir marboxil globally. Under the terms of this agreement, the Roche Group holds worldwide rights to baloxavir marboxil excluding Japan and Taiwan where the rights are retained exclusively by Shionogi. Roche will further investigate baloxavir marboxil in a global Phase III development program including pediatric and severely ill

hospitalized populations with inuenza. Shionogi will conduct a post-exposure Phase III prophylaxis study in Japan in the 2018/2019 u season.

About Inuenza

Seasonal and pandemic inuenza remain a major public health concern, and novel inuenza drugs that will oer signicant improvement over current therapy are urgently needed. Globally, annual epidemics result in 3 to 5 million cases of severe disease, millions of hospitalizations and up to 650,000 deaths worldwide.15, 16, 17, 18, 19

About Shionogi

Shionogi & Co., Ltd. is a Japanese major research-driven pharmaceutical company dedicated to bringing benets to patients based on its corporate philosophy of “supplying the best possible medicine to protect the health and wellbeing of the patients we serve.” Shionogi Inc., the U.S. based subsidiary of Shionogi & Co., Ltd., continues this focus on the development and commercialization of high quality medicines that protect the health and well-being of the patients we serve. The company currently markets products in several therapeutic areas including anti-infectives, pain, cardiovascular diseases and gastroenterology. Our pipeline is focused on infectious disease, pain, CNS and oncology. For more information on Shionogi & Co., Ltd., please visit www.shionogi.co.jp/en (http://cts.businesswire.com/ct/CT? id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2F&esheet=51862596&newsitemid=20180905006055&lan=en-

US&anchor=www.shionogi.co.jp%2Fen&index=1&md5=6800056d6b10615bba93f43426909048). For more information on Shionogi Inc., please visit www.shionogi.com (http://cts.businesswire.com/ct/CT? id=smartlink&url=http%3A%2F%2Fwww.shionogi.com&esheet=51862596&newsitemid=20180905006055&lan=en- US&anchor=www.shionogi.com&index=2&md5=4bea2840fdbe494aad46232d68e46c).

Forward-Looking Statements

This announcement contains forward-looking statements. These statements are based on expectations in light of the information

currently available, assumptions that are subject to risks and uncertainties which could cause actual results to dier materially from these statements. Risks and uncertainties include general domestic and international economic conditions such as general industry and market conditions, and changes of interest rate and currency exchange rate. These risks and uncertainties particularly apply with respect to product-related forward-looking statements. Product risks and uncertainties include, but are not limited to, completion and discontinuation of clinical trials; obtaining regulatory approvals; claims and concerns about product safety and ecacy; technological advances; adverse outcome of important litigation; domestic and foreign healthcare reforms and changes of laws and regulations. Also for existing products, there are manufacturing and marketing risks, which include, but are not limited to, inability to build

https://www.shionogi.com/baloxavir-marboxil-phase-ii-and-iii-studies-for-the-treatment-of-influenza-published-in-the-new-england-journal-of-medicine/ 2/5 9/6/2018 productionBaloxavir capacity Marboxil to meet Phase demand, II and unavailabilityIII Studies for ofthe raw Treatment materials of andInfluenza entry ofPublished competitive in the products. New England The company Journal disclaimsof Medicine any - Shionogi In… intention or obligation to update or revise any forward-looking statements whether as a result of new information, future events or

otherwise.

Reference:

1. Frederick G. Hayden et al. Baloxavir Marboxil for Uncomplicated Inuenza in Adults and Adolescents. N Engl J Med 2018 Sep 6; 379:913-923. https://www.nejm.org/doi/full/10.1056/NEJMoa1716197?query=featured_home (http://cts.businesswire.com/ct/CT? id=smartlink&url=https%3A%2F%2Fwww.nejm.org%2Fdoi%2Ffull%2F10.1056%2FNEJMoa1716197%3Fquery%3Dfeatured_home&esheet=51862

US&anchor=https%3A%2F%2Fwww.nejm.org%2Fdoi%2Ffull%2F10.1056%2FNEJMoa1716197%3Fquery%3Dfeatured_home&index=3&md5=3c1

2. Press release on August 29, 2016 (http://cts.businesswire.com/ct/CT? id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2016%2Fpmrltj0000002zx1-

att%2Fe160829.pdf&esheet=51862596&newsitemid=20180905006055&lan=en- US&anchor=Press+release+on+August+29%2C+2016&index=4&md5=61b424982c60a787ddf916b27f41bfde)

Shionogi Presents Results from a Phase 2 Proof-of-Concept Clinical Trial and Non-Clinical Studies of S-033188, a Novel Cap- Dependent Endonuclease Inhibitor for Treatment of Inuenza – Oral Presentation and Posters Presented at Options IX –

3. Press release on December 1, 2016 (http://cts.businesswire.com/ct/CT? id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2016%2Fpmrltj00000034lx- att%2Fe161201.pdf&esheet=51862596&newsitemid=20180905006055&lan=en-

US&anchor=Press+release+on+December+1%2C+2016&index=5&md5=25b24c837edabb0de6241d378194ec86)

Secondary Endpoint Data for S-033188, a Novel Cap-Dependent Endonuclease Inhibitor for Treatment of Inuenza, Support Favorable Primary Endpoint Data Previously Released – Oral Presentation Presented at APCCMI –

4. Press release on April 25, 2017 (http://cts.businesswire.com/ct/CT? id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2017%2Fpmrltj0000003byn- att%2Fe170425_1.pdf&esheet=51862596&newsitemid=20180905006055&lan=en-

US&anchor=Press+release+on+April+25%2C+2017&index=6&md5=8a4c462b14384bd014c80b8612622c01)

Shionogi Presents Results of the First Clinical Ecacy Trial and In Vitro Data on Cederocol (S-649266), a Siderophore Cephalosporin

5. Press release on July 24, 2017 (http://cts.businesswire.com/ct/CT? id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2017%2Fpmrltj0000003ft2-

att%2Fe170724.pdf&esheet=51862596&newsitemid=20180905006055&lan=en- US&anchor=Press+release+on+July+24%2C+2017&index=7&md5=f5e9e9daf7de1e4602a3a2494dc29d)

Shionogi Announces Positive Top-Line Results for S-033188 Phase 3 Study (CAPSTONE-1) in Otherwise Healthy Inuenza

Patients

6. Press release on September 13, 2017 (http://cts.businesswire.com/ct/CT?

id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2017%2Fpmrltj0000003hmx-

att%2Fe170914.pdf&esheet=51862596&newsitemid=20180905006055&lan=en- US&anchor=Press+release+on+September+13%2C+2017&index=8&md5=56af76a3f11ede2dca72ca8155777368)

S-033188 Phase 3 CAPSTONE-1 Study Results for Treatment of Inuenza Presented at the European Scientic Working Group

on Inuenza Conference

https://www.shionogi.com/baloxavir-marboxil-phase-ii-and-iii-studies-for-the-treatment-of-influenza-published-in-the-new-england-journal-of-medicine/ 3/5 9/6/2018 7. PressBaloxavir release Marboxil on October Phase 5, II2017 and (http://cts.businesswire.com/ct/CT?III Studies for the Treatment of Influenza Published in the New England Journal of Medicine - Shionogi In… id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2017%2Fpmrltj0000003iol-

att%2Fe171006.pdf&esheet=51862596&newsitemid=20180905006055&lan=en-

US&anchor=Press+release+on+October+5%2C+2017&index=9&md5=291f64bf71ba2fe153298b163f161298)

Shionogi to Present S-033188 Phase 3 Capstone-1 Study Results for Treatment of Inuenza at IDWeek 2017

8. Press release on March 14, 2018 (http://cts.businesswire.com/ct/CT?

id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2018%2Fpmrltj0000003oid- att%2Fe180314.pdf&esheet=51862596&newsitemid=20180905006055&lan=en-

US&anchor=Press+release+on+March+14%2C+2018&index=10&md5=2a0efd0799b0c16987a724f99bce2faf)

XOFLUZA (Baloxavir Marboxil) Tablets 10mg/20mg for the Treatment of Inuenza Types A and B launched in Japan

9. Press release on June 26, 2018 (http://cts.businesswire.com/ct/CT? id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2018%2Fpmrltj0000003v8a-

att%2Fe_180626.pdf&esheet=51862596&newsitemid=20180905006055&lan=en- US&anchor=Press+release+on+June+26%2C+2018&index=11&md5=2e95fb530b24e4cbe67b17ccdf9bce0d)

FDA Accepts Baloxavir Marboxil New Drug Application and Grants Priority Review for the Treatment of Inuenza

10. Press release on July 2, 2018 (http://cts.businesswire.com/ct/CT?

id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2018%2Fpmrltj0000003vit- att%2Fe_180702.pdf&esheet=51862596&newsitemid=20180905006055&lan=en-

US&anchor=Press+release+on+July+2%2C+2018&index=12&md5=e2dbe5e0b3b2ec96e3fd0e1761e244)

Shionogi Filed for the New Drug Application of Baloxavir Marboxil in Taiwan for the Treatment of Inuenza

11. Press release on July 17, 2018 (http://cts.businesswire.com/ct/CT?

id=smartlink&url=http%3A%2F%2Fwww.shionogi.co.jp%2Fen%2Fcompany%2Fnews%2F2018%2Fpmrltj0000003w9m-

att%2Fe_180717.pdf&esheet=51862596&newsitemid=20180905006055&lan=en- US&anchor=Press+release+on+July+17%2C+2018&index=13&md5=c47b6b4be5babe53c5da9370f3082fcf)

Shionogi Announces Positive Top-Line Results for Baloxavir Marboxil Phase III Study (CAPSTONE-2) in Individuals at High Risk

for Inuenza-Related Complications

12. T. Noshi et al. S-033447/S-033188, a Novel Small Molecule Inhibitor of Cap-dependent Endonuclease of Inuenza A and B

Virus: In Vitro Antiviral Activity against Laboratory Strains of Inuenza A and B Virus in Madin-Darby Canine Kidney Cells. Poster

presentation at OPTIONS IX, August 2016.

13. K.Taniguchi et al. Inhibitory Eect of S-033188, a novel inhibitor of inuenza virus cap-dependent endonuclease, against

avian inuenza A/H7N9 virus in vitro and in vivo. Poster presentation at ESWI, September 2017.

14. K.Taniguchi et al. Inhibitory Eect of S-033188/S-033447, a novel inhibitor of inuenza virus cap-dependent endonuclease, against highly pathogenic avian inuenza virus A/H5N1. Poster presentation at ECCMID, April 2017.

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u%2Fen%2F&index=14&md5=ed7c71e7ea6391c4dd13884a5c7c6cbe) World Health Organization website, Up to 650 000 people die of respiratory diseases linked to seasonal u each year, Accessed December 14, 2017.

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World Health Organization website, Inuenza (Seasonal), Accessed January 31, 2018.

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US&anchor=https%3A%2F%2Fwww.cdc.gov%2Fu%2Fabout%2Fdisease%2F2015- 16.htm&index=16&md5=132365a90a6feddd505f824eb09c6248) CDC website, Estimated Inuenza Illnesses, Medical Visits,

Hospitalizations, and Deaths Averted by Vaccination in the United State. Accessed April 19, 2017.

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