Forensic Use of Y-Chromosome DNA: a General Overview
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Hum Genet DOI 10.1007/s00439-017-1776-9 REVIEW Forensic use of Y‑chromosome DNA: a general overview Manfred Kayser1 Received: 5 February 2017 / Accepted: 8 March 2017 © The Author(s) 2017. This article is an open access publication Abstract The male-specific part of the human Y chromo- different forensic applications of Y-chromosome DNA are some is widely used in forensic DNA analysis, particularly described. To illustrate the necessity of forensic Y-chromo- in cases where standard autosomal DNA profiling is not some analysis, the investigation of a prominent murder case informative. A Y-chromosomal gene fragment is applied for is described, which initiated two changes in national foren- inferring the biological sex of a crime scene trace donor. sic DNA legislation both covering Y-chromosome use, and Haplotypes composed of Y-chromosomal short tandem was finally solved via an innovative Y-STR dragnet involv- repeat polymorphisms (Y-STRs) are used to characterise ing thousands of volunteers after 14 years. Finally, expecta- paternal lineages of unknown male trace donors, especially tions for the future of forensic Y-chromosome DNA analy- suitable when males and females have contributed to the sis are discussed. same trace, such as in sexual assault cases. Y-STR haplo- typing applied in crime scene investigation can (i) exclude male suspects from involvement in crime, (ii) identify the Making the case with a case paternal lineage of male perpetrators, (iii) highlight multi- ple male contributors to a trace, and (iv) provide investi- May 30, 1999, Queensday in The Netherlands: As every gative leads for finding unknown male perpetrators. Y-STR year, the Dutch were celebrating their Queen’s birthday haplotype analysis is employed in paternity disputes of with concerts, flea markets, and public and private parties male offspring and other types of paternal kinship test- all over the country. Marianne Vaatstra, a 16-year-old girl ing, including historical cases, as well as in special cases from the small village Zwaagwesteinde in the province of missing person and disaster victim identification involv- Friesland, went for partying to the nearby village Kollum, ing men. Y-chromosome polymorphisms are applied for from where she never returned home alive. On her bicy- inferring the paternal bio-geographic ancestry of unknown cle ride back home at night, she was raped and murdered trace donors or missing persons, in cases where autoso- nearby the village Veenklooster, with her throat being slit, mal DNA profiling is uninformative. In this overview, all and traces of semen found in and on her body. No human eyewitness was available. No hit of the standard autosomal DNA profile obtained from the semen stains was found in This article is dedicated to the 25 years of forensic Y-chromosome research and applications, since the description the national criminal offender DNA database, which started of the first Y-chromosomal STR marker published in this journal in 1997 and, therefore, only included a few hundred per- (Roewer et al. Hum Genet 1992; 89:389–94), and its immediate sons by mid-1999. use in forensic casework (Roewer and Epplen Forensic Sci Int A suspect from Zwaagwesteinde was arrested weeks 1992; 53:163–171). later, but got released soon after, because his stand- * Manfred Kayser ard autosomal DNA profile did not match the one from [email protected] the semen trace. Due to the murder scene’s location in close proximity to a political asylum seeker centER, the 1 Department of Genetic Identification, Erasmus MC University Medical Center Rotterdam, PO Box 2040, 3000 investigation also focused on the asylum seekers from CA Rotterdam, The Netherlands this center. A man from Iraq, who left the center in the 1 3 Hum Genet night of the murder and, therefore, raised suspicion, was The investigation of the Vaatstra case is unique in the tracked down by INTERPOL in Istanbul, but found inno- way that it stimulated two national law adaptations, both cent because of his non-matching standard autosomal covering the forensic use of Y-chromosome DNA, albeit for DNA profile; as was a man from Afghanistan. By Decem- different purposes. In 2003, likely stimulated by the Vaat- ber 1999, approximately 150 persons, whom the investi- stra case and the previous attempts to solve it including the gators somehow linked with the case (but without enough illegally applied Y-chromosome ancestry testing, the Dutch evidence to make them case suspects), were voluntarily parliament approved the first adaptation of the forensic asked for a DNA sample; none of their standard auto- DNA legislation. This law allows and regulates the forensic somal DNA profiles matched the one obtained from the use of DNA information regarding bio-geographic ancestry semen trace. and externally visible characteristics for investigative intel- Soon after the crime happened, the local population ligence purposes to find unknown perpetrators of crime that strongly expressed its belief that the perpetrator must be cannot be identified by any other means. Moreover, in April one of the asylum seekers from the center, if only because 2012, the Dutch DNA legislation was adapted for a second of the assumed to be non-European manner of slit-throat time, allowing the forensic use of DNA for familial search- murder. This led to serious conflicts between the local pop- ing. Familial searching typically refers to the use of DNA ulation and asylum seekers in the center as well as between evidence to find in criminal offender or suspect databases the local population and police authorities. In the difficult relatives of unknown perpetrators, whose standard autoso- situation of increasing social unrest, the public prosecu- mal DNA profiles are not yet included in such database and tor in charge of the case turned to Peter de Knijff from the who, therefore, cannot be identified with DNA directly. Forensic Laboratory for DNA Research (FLDO), Depart- Two active ways of DNA-based familial searching ment of Human Genetics, Leiden University Medical regulated by this law were generally suitable to the Vaat- Center. Ordered by the public prosecutor, FLDO obtained stra case, and were thus applied to the case soon after the a Y-chromosome STR profile from the semen trace to infer law adaptation was put in place. The first is searching the trace donor’s paternal bio-geographic ancestry. By com- the standard autosomal STR profiles of known offenders paring it with those stored in the Y-chromosome Haplotype stored in the national DNA database for those that show Reference Database (YHRD) (www.yhrd.org), as well as strong similarity to the one from the crime scene trace. others (published and unpublished) available to him, de This approach can highlight close relatives of an unknown Knijff concluded that the semen donor’s paternal ancestors perpetrator being already included in the DNA database, are likely to originate from North-western Europe. With which provides that investigative leads to eventually find this result, it became clear to the investigators that they the unknown perpetrator not yet included in the DNA data- should rather widen their search for the unknown perpetra- base. Because of the use of autosomal STRs in standard tor among the Dutch European population. Although many DNA profiling, this approach is most suitable to trace close local people were still reluctant to believe that the murderer relatives (parents, children, and siblings). Distant relatives was one of them, the results of this Y-chromosome bio-geo- are difficult, if not impossible, to be traced with autosomal graphic ancestry test calmed down some of the social unrest STRs due to occurring DNA recombination events that in the region. However, the perpetrator was not found, and produce dissimilarities with every subsequent generation. the Vaatstra case became a cold case for many years, until a Applying this approach in the Vaatstra case in 2012, when different forensic use human Y-chromosome DNA eventu- 142,120 persons were included in the national offender ally allowed for solving this murder case, albeit not before DNA database, revealed 121 men for whom an increased 14 years after it occurred. probability to be related with the unknown perpetrator was This forensic use of Y chromosome DNA was remark- estimated. able in two ways. First, although, at that time, Y-STR pro- Next, the special force team from police and prosecu- filing for paternal lineage identification was already intro- tion, including forensic coordinator Ron Rintjema and duced to forensics, for which Peter de Knijff together with tactical coordinator Jelle Tjalsma, in collaboration with Lutz Roewer from the Institute of Legal Medicine, Charité Charissa van Kooten and Arnoud Kal from the Nether- University Medicine Berlin were the leading scientists (de lands Forensic Institute (NFI) performed Y-STR profil- Knijff et al. 1997; Kayser et al. 1997, Roewer et al. 1992, ing in selected men included in the national DNA data- 1996; Roewer and Epplen 1992), its forensic use for bio- base. In The Netherlands, DNA samples of persons from geographic ancestry inference was not. Second, at that time the national DNA database are kept, instead of being in The Netherlands, forensic DNA analysis was regulated destroyed after standard DNA profiling as in some other by a law from 1994, under which only autosomal STR pro- countries. This is because the investigative use of the filing was legally allowed, but DNA inference of bio-geo- DNA samples from persons whose STR profile is stored graphic ancestry was not. in the national DNA database, involving additional DNA 1 3 Hum Genet testing, is legally allowed. For the purpose of familial Y-STR-based kinship approach via distributed brochures, searching in the Vaatstra case, DNA samples from males leaflets, and a dedicated Website.