En En Amendments 1

European Parliament 2019-2024

Committee on Legal Affairs

2020/2012(INL)

29.5.2020

AMENDMENTS 1 - 429

Draft report Ibán García del Blanco (PE650.508v01-00)

Framework of ethical aspects of artificial intelligence, robotics and related technologies (202/2012(INL))

AM\1206111EN.docx PE652.504v01-00

EN United in diversityEN AM_Com_NonLegReport

PE652.504v01-00 2/193 AM\1206111EN.docx EN Amendment 1 Liesje Schreinemacher

Motion for a resolution Citation 2 a (new)

Motion for a resolution Amendment

- having regard to the Interinstitutional Agreement of 13 April 2016 on Better Law-Making (OJ L 123, 12.5.2016) and the Better Regulation Guidelines,

Or. en

Amendment 2 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Citation 2 a (new)

Motion for a resolution Amendment

- having regard to Article 169 of the Treaty on the Functioning of the European Union,

Or. en

Amendment 3 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Citation 2 b (new)

Motion for a resolution Amendment

- having regard to Directive (EU) 2019/770 of the European Parliament and of the Council of 20 May 2019 on certain aspects concerning contracts for the supply of digital content and digital services,

AM\1206111EN.docx 3/193 PE652.504v01-00 EN Or. en

Amendment 4 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Citation 7 a (new)

Motion for a resolution Amendment

- having regard to the Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions of 11 December 2019 on The European Green Deal,

Or. en

Amendment 5 Ibán García Del Blanco

Motion for a resolution Citation 7 a (new)

Motion for a resolution Amendment

- having regard to the Charter of Fundamental Rights of the European Union,

Or. en

Amendment 6 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Citation 14 a (new)

Motion for a resolution Amendment

- having regard to the OECD

PE652.504v01-00 4/193 AM\1206111EN.docx EN Council Recommendation on Artificial Intelligence adopted on 22 May 2019,

Or. en

Amendment 7 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital A

Motion for a resolution Amendment

A. whereas artificial intelligence, A. whereas so-called ‘artificial robotics and related technologies with the intelligence’, or extended intelligence, potential to directly impact all aspects of robotics and related technologies are being our societies, including basic social and developed quickly and can have the economic principles and values, are being potential to directly impact all aspects of developed very quickly; our societies positively, as well as negatively, depending on how they are applied, and who can benefit from access to them, including basic social and economic principles and values;

Or. en

Amendment 8 Daniel Buda

Motion for a resolution Recital A

Motion for a resolution Amendment

A. whereas artificial intelligence, A. whereas artificial intelligence, robotics and related technologies with the robotics and related technologies that have potential to directly impact all aspects of a lasting influence on all areas of activity our societies, including basic social and throughout European society with the economic principles and values, are being potential to directly impact all aspects of developed very quickly; our societies, including basic social and economic principles and values, are being developed very quickly;

Or. ro

AM\1206111EN.docx 5/193 PE652.504v01-00 EN Amendment 9 Emil Radev

Motion for a resolution Recital А

Motion for a resolution Amendment

А. whereas artificial intelligence, А. whereas artificial intelligence, robotics and related technologies with the robotics and related technologies with the potential to directly impact all aspects of potential to directly impact all aspects of our societies, including basic social and our societies, including basic rights and economic principles and values, are being social and economic principles and values, developed very quickly; are being promoted and developed very quickly;

Or. bg

Amendment 10 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Recital A

Motion for a resolution Amendment

A. whereas artificial intelligence, A. whereas artificial intelligence, robotics and related technologies with the robotics and related technologies with the potential to directly impact all aspects of potential to generate opportunities for our societies, including basic social and business and citizens while directly impact economic principles and values, are being all aspects of our societies are being developed very quickly; developed very quickly;

Or. en

Amendment 11 Raffaele Stancanelli

Motion for a resolution Recital A a (new)

PE652.504v01-00 6/193 AM\1206111EN.docx EN Motion for a resolution Amendment

Aa. whereas artificial intelligence, robotics and related technologies will also lead to substantial changes to the labour market, posing a serious challenge to the public authorities in terms of reorganisation of the workforce;

Or. it

Amendment 12 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Recital A a (new)

Motion for a resolution Amendment

Aa. whereas artificial intelligence, robotics and related technologies can make a huge contribution to reaching our common goal of improving the lives of citizens and fostering prosperity within the EU;

Or. en

Amendment 13 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Recital A b (new)

Motion for a resolution Amendment

A. whereas, in areas such as health, agriculture, energy, transport, climate and various industrial processes artificial intelligence, robotics and related technologies can contribute to the development of better strategies and

AM\1206111EN.docx 7/193 PE652.504v01-00 EN innovations;

Or. en

Amendment 14 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Recital A c (new)

Motion for a resolution Amendment

Ac. whereas the development of artificial intelligence, robotics and related technologies is also a condition to reach the sustainability goals of the European Green Deal in many different sectors; whereas digital technologies can boost the impact of policies in delivering environmental protection;

Or. en

Amendment 15 Daniel Buda

Motion for a resolution Recital B

Motion for a resolution Amendment

B. whereas the Union and its Member B. whereas the Union and its Member States have a particular responsibility to States have a particular responsibility to make sure that these technologies make sure that these technologies contribute to the well-being and general contribute to the well-being and general interest of their citizens; interest of their citizens, while providing guarantees to enhance the added value of artificial intelligence in the EU;

Or. ro

PE652.504v01-00 8/193 AM\1206111EN.docx EN Amendment 16 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital B

Motion for a resolution Amendment

Or. en

Amendment 17 Emil Radev

Motion for a resolution Recital B

Motion for a resolution Amendment

B. whereas the Union and its Member B. whereas the Union and its Member States have a particular responsibility to States have a particular responsibility to make sure that these technologies make sure that these technologies are safe contribute to the well-being and general and contribute to the well-being and interest of their citizens; general interest of their citizens;

Or. bg

Amendment 18 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Recital B a (new)

Motion for a resolution Amendment

Ba. whereas a European operational framework is of key importance in avoiding the fragmentation of the Single Market, resulting from differing national

AM\1206111EN.docx 9/193 PE652.504v01-00 EN legislations; whereas, an action at European level will help fostering much needed investment, data infrastructure, research and common ethical norms; whereas this framework should be established according to the better regulation principle;

Or. en

Amendment 19 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Recital B b (new)

Motion for a resolution Amendment

Bb. whereas such a framework should include legislative actions, where needed, including mandatory measures to prevent practices that would undoubtedly undermine fundamental rights and freedoms as defined in the Charter of Fundamental Rights of the European Union;

Or. en

Amendment 20 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital C

Motion for a resolution Amendment

C. whereas a common framework for C. whereas a common framework for the development, deployment and use of the development, deployment and use of artificial intelligence, robotics and related artificial intelligence, robotics and related technologies within the Union should both technologies within the Union should allow protect citizens from their potential risks citizens to share the benefits drawn from and promote the trustworthiness of such their potential, while protecting them, the public space and the environment from

PE652.504v01-00 10/193 AM\1206111EN.docx EN technologies in the world; possible risks and promoting trustworthy technology;

Or. en

Amendment 21 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Recital C

Motion for a resolution Amendment

C. whereas a common framework for C. whereas a common European the development, deployment and use of framework should ensure the artificial intelligence, robotics and related development, the deployment and the use technologies within the Union should of trustworthy, ethical and technically both protect citizens from their potential robust artificial intelligence, based on risks and promote the trustworthiness of Union’s laws and values and guided by such technologies in the world; the principles of transparency and explainability, fairness, accountability and responsibility;

Or. en

Amendment 22 Daniel Buda

Motion for a resolution Recital C a (new)

Motion for a resolution Amendment

Ca. whereas, therefore, this common framework must make it possible to strike a balance with regard to the protection of citizens, maintaining confidence in the safety, reliability and consistency of goods and services, including digital technologies, and investment in innovative AI systems;

Or. ro

AM\1206111EN.docx 11/193 PE652.504v01-00 EN Amendment 23 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital D

Motion for a resolution Amendment

D. whereas Parliament has carried deleted out substantial research and adopted several positions on the legal and ethical questions relating to these technologies;

Or. en

Amendment 24 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Recital D a (new)

Motion for a resolution Amendment

Da. whereas the Union has a strict legal framework in place to ensure, inter alia, the protection of personal data and privacy and against discrimination, promote gender balance, environment protection and consumers’ rights;

Or. en

Amendment 25 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Recital D b (new)

Motion for a resolution Amendment

Db. whereas such an extensive body of horizontal and sectoral legislation , including the existing rules on product

PE652.504v01-00 12/193 AM\1206111EN.docx EN safety and liability, will continue to apply in relation to artificial intelligence, robotics and related technologies, although certain adjustments to specific legal instruments may be necessary to reflect the digital transformation and address new challenges posed by the use of artificial intelligence;

Or. en

Amendment 26 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Recital E

Motion for a resolution Amendment

E. whereas such questions should be E. whereas in addition to adjustments addressed through a comprehensive and to existing legislation a common and future-proof legal framework reflecting the future-proof legal framework reflecting the Union’s principles and values as enshrined Union’s principles and values as enshrined in the Treaties and the Charter of in the Treaties and the Charter of Fundamental Rights that would bring legal Fundamental Rights is needed to address certainty to businesses and citizens alike; the ethical questions related to development, deployment and use of artificial intelligence, robotics and related technologies in order to bring legal certainty to businesses and citizens alike;

Or. en

Amendment 27 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital E

Motion for a resolution Amendment

E. whereas such questions should be E. whereas legal and ethical questions addressed through a comprehensive and relating to these technologies should be future-proof legal framework reflecting the addressed through a comprehensive and Union’s principles and values as enshrined future-proof framework of Union law,

AM\1206111EN.docx 13/193 PE652.504v01-00 EN in the Treaties and the Charter of reflecting the Union’s principles and values Fundamental Rights that would bring legal as enshrined in the Treaties and the Charter certainty to businesses and citizens alike; of Fundamental Rights to increase legal certainty for businesses and citizens alike and to secure civil rights, labour rights and environmental standards;

Or. en

Amendment 28 Marion Walsmann

Motion for a resolution Recital E

Motion for a resolution Amendment

E. whereas such questions should be E. whereas such questions should be addressed through a comprehensive and addressed through a comprehensive and future-proof legal framework reflecting the future-proof legal framework reflecting the Union’s principles and values as enshrined Union’s principles and values as enshrined in the Treaties and the Charter of in the Treaties and the Charter of Fundamental Rights that would bring legal Fundamental Rights that would bring legal certainty to businesses and citizens alike; certainty to businesses and citizens alike and at the same time refraining from over-regulation by only closing existing legal loopholes;

Or. de

Amendment 29 Daniel Buda

Motion for a resolution Recital E

Motion for a resolution Amendment

E. whereas such questions should be E. whereas such questions should be addressed through a comprehensive and addressed through an effective, future-proof legal framework reflecting the comprehensive and future-proof legal Union’s principles and values as enshrined framework reflecting the Union’s in the Treaties and the Charter of principles and values as enshrined in the Fundamental Rights that would bring legal Treaties and the Charter of Fundamental Rights that would bring protection,

PE652.504v01-00 14/193 AM\1206111EN.docx EN certainty to businesses and citizens alike; confidence and legal certainty to businesses and citizens alike;

Or. ro

Amendment 30 Jiří Pospíšil

Motion for a resolution Recital E

Motion for a resolution Amendment

E. whereas such questions should be E. whereas there are new issues addressed through a comprehensive and arising related to the existing legal future-proof legal framework reflecting framework; whereas the legal framework the Union’s principles and values as should be future-proof and should reflect enshrined in the Treaties and the Charter of the Union’s principles and values as Fundamental Rights that would bring legal enshrined in the Treaties and the Charter of certainty to businesses and citizens alike; Fundamental Rights that would bring legal certainty to businesses and citizens alike;

Or. cs

Amendment 31 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Recital E

Motion for a resolution Amendment

Or. fr

AM\1206111EN.docx 15/193 PE652.504v01-00 EN Amendment 32 Liesje Schreinemacher

Motion for a resolution Recital E a (new)

Motion for a resolution Amendment

Ea. Whereas the diversity of applications driven by artificial intelligence, robotics and related technologies complicates finding a single solution suitable for the entire spectrum of risks; notes in this respect that an approach should be adopted in which experiments, pilots and regulatory sandboxes are used to come up with proportional and evidence-based solutions;

Or. en

Amendment 33 Liesje Schreinemacher

Motion for a resolution Recital E b (new)

Motion for a resolution Amendment

Eb. Whereas the future regulatory framework needs to take into consideration all the interests at stake; whereas careful examination of the consequences of any new regulatory framework on all actors in an impact assessment should be a prerequisite for further legislative steps; whereas the crucial role of Small- and Medium sized enterprises (SMEs) and start-ups especially in the European economy justifies a strictly proportionate approach to enable them to develop and innovate;

Or. en

PE652.504v01-00 16/193 AM\1206111EN.docx EN Amendment 34 Marion Walsmann

Motion for a resolution Recital F

Motion for a resolution Amendment

F. whereas for the scope of that F. whereas for the scope of that framework to be adequate it should cover a framework to be adequate it should cover a wide range of technologies and their wide range of technologies and their components, including algorithms, components, including algorithms, software and data used or produced by software and data used or produced by them; them, but it should be borne in mind that, due to these technologies, this regulation should only be used in addition to the existing sector-specific legislation;

Or. de

Amendment 35 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Recital F

Motion for a resolution Amendment

F. whereas for the scope of that F. whereas the scope of that framework to be adequate it should cover a framework should be adequate, wide range of technologies and their proportionate and thoroughly assessed; components, including algorithms, whereas while it should cover a wide range software and data used or produced by of technologies and their components, them; including algorithms, software and data used or produced by them, a targeted approach based on the concept of high risk is necessary to avoid hampering future innovations;

Or. en

Amendment 36 Geoffroy Didier, Andrzej Halicki, Axel Voss

AM\1206111EN.docx 17/193 PE652.504v01-00 EN Motion for a resolution Recital F

Motion for a resolution Amendment

F. whereas for the scope of that F. whereas for the scope of such framework to be adequate it should cover a regulatory framework to be adequate, wide range of technologies and their proportionate and avoid the creation of components, including algorithms, unnecessary burdens, especially for software and data used or produced by SMEs, it should cover only those them; technologies in relation to which, considering their intended use and the sectors where they are employed, significant risk can be expected to occur;

Or. en

Amendment 37 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital F

Motion for a resolution Amendment

F. whereas for the scope of that F. whereas for the scope of the legal framework to be adequate it should cover a framework to be adequate it should cover a wide range of technologies and their wide range of technologies and their components, including algorithms, components, including algorithms, software and data used or produced by software and data used or produced by them; them, but also the global technical infrastructures allowing these technologies to function;

Or. en

Amendment 38 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital G

Motion for a resolution Amendment

G. whereas that framework should G. whereas the Union’s legal

PE652.504v01-00 18/193 AM\1206111EN.docx EN encompass all situations requiring due framework should encompass all relevant consideration of the Union’s principles stages, namely from the development and and values, namely development, deployment to the use of the relevant deployment and use of the relevant technologies and their components; technologies and their components;

Or. en

Amendment 39 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Recital G

Motion for a resolution Amendment

G. whereas that framework should G. whereas that framework should encompass all situations requiring due make sure that the development, the consideration of the Union’s principles deployment and the use of relevant and values, namely development, technologies and their components are deployment and use of the relevant fully compliant with the Union’s technologies and their components; principles and values;

Or. en

Amendment 40 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Recital G

Motion for a resolution Amendment

G. whereas that framework should G. whereas that framework should encompass all situations requiring due encompass all situations requiring due consideration of the Union’s principles and consideration of the Union’s principles and values, namely development, deployment values, namely development, deployment and use of the relevant technologies and and use of the relevant high-risk their components; technologies and their components;

Or. en

AM\1206111EN.docx 19/193 PE652.504v01-00 EN Amendment 41 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital H

Motion for a resolution Amendment

H. whereas a harmonised approach to H. whereas ethical principles relating ethical principles relating to artificial to artificial intelligence, robotics and intelligence, robotics and related related technologies require a common technologies requires a common understanding of concepts that make up understanding in the Union of those the technologies, such as algorithms and concepts and of concepts such as software; algorithms, software, data or biometric recognition;

Or. en

Amendment 42 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Recital H

Motion for a resolution Amendment

H. whereas a harmonised approach to H. whereas a harmonised approach to ethical principles relating to artificial ethical principles relating to high-risk intelligence, robotics and related artificial intelligence, robotics and related technologies requires a common technologies requires a common understanding in the Union of those understanding in the Union of those concepts and of concepts such as concepts and of concepts such as algorithms, software, data or biometric algorithms, software, data or biometric recognition; recognition;

Or. en

Amendment 43 Daniel Buda

Motion for a resolution Recital I

PE652.504v01-00 20/193 AM\1206111EN.docx EN Motion for a resolution Amendment

I. whereas action at Union level is I. whereas action at Union level is justified by the need for a homogenous justified by the need to avoid regulatory application of common ethical principles fragmentation or a series of national when developing, deploying and using regulatory provisions with no common artificial intelligence, robotics and related denominator for a homogenous application technologies; of common ethical principles when developing, deploying and using artificial intelligence, robotics and related technologies;

Or. ro

Amendment 44 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Recital I

Motion for a resolution Amendment

I. whereas action at Union level is I. whereas action at Union level is justified by the need for a homogenous justified by the need for a homogenous application of common ethical principles application of common ethical principles when developing, deploying and using when developing, deploying and using artificial intelligence, robotics and related artificial intelligence, robotics and related technologies; technologies; whereas clear rules are needed where major risks are at stake;

Or. en

Amendment 45 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital I

Motion for a resolution Amendment

I. whereas action at Union level is I. whereas action at Union level is justified by the need for a homogenous justified to ensure a homogenous application of common ethical principles application of common ethical principles

AM\1206111EN.docx 21/193 PE652.504v01-00 EN when developing, deploying and using enshrined in law when developing, artificial intelligence, robotics and related deploying and using artificial intelligence, technologies; robotics and related technologies;

Or. en

Amendment 46 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Recital I

Motion for a resolution Amendment

I. whereas action at Union level is I. whereas action at Union level is justified by the need for a homogenous justified by the need for a homogenous application of common ethical principles application of common ethical principles when developing, deploying and using when developing, deploying and using artificial intelligence, robotics and related high-risk artificial intelligence, robotics technologies; and related technologies;

Or. en

Amendment 47 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Recital I a (new)

Motion for a resolution Amendment

Ia. whereas the European Union needs to recognise, harness and promote the benefits of artificial intelligence, robotics and related technologies for the society, while democratically deciding on the limitations to be laid down and safeguards to be provided to ensure the development, deployment and use of ethically embedded technologies that respect the Charter of Fundamental Rights of the European Union;

Or. en

PE652.504v01-00 22/193 AM\1206111EN.docx EN Amendment 48 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital J

Motion for a resolution Amendment

J. whereas common ethical principles J. whereas common ethical principles are only efficient where those responsible are only efficient where they are also for ensuring, assessing and monitoring enshrined in law, and those responsible compliance are identified; for ensuring, assessing and monitoring compliance are identified;

Or. en

Amendment 49 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital J a (new)

Motion for a resolution Amendment

Ja. whereas there are serious concerns that the current EU legal framework, including the consumer law acquis, data protection legislation, product safety and market surveillance legislation, as well as antidiscrimination legislation is not fit for purpose to effectively tackle the risks created by artificial intelligence, robotics and related technologies;

Or. en

Amendment 50 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital J b (new)

AM\1206111EN.docx 23/193 PE652.504v01-00 EN Motion for a resolution Amendment

Jb. whereas ethical guidance, such as the principles adopted by the High-Level Expert Group on Artificial Intelligence, provides a good starting point but is not enough to ensure that businesses act fairly and guarantee the effective protection of individuals;

Or. en

Amendment 51 Emmanuel Maurel, Manon Aubry

Motion for a resolution Recital K

Motion for a resolution Amendment

K. whereas each Member State should K. whereas each Member State should establish a national supervisory authority establish a national supervisory authority responsible for ensuring, assessing and responsible for ensuring, assessing and monitoring compliance, and for enabling monitoring the compliance of the discussion and exchange of points of view development, deployment and use of in close cooperation with the concerned artificial intelligence, robotics and related stakeholders and the civil society; technologies with these ethical principles; and to allow discussions and exchanges of views in close cooperation with stakeholders and civil society;

Or. fr

Amendment 52 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Recital K

Motion for a resolution Amendment

K. whereas each Member State should K. whereas each Member State should establish a national supervisory authority designate a national supervisory authority responsible for ensuring, assessing and responsible for assessing the compliance of

PE652.504v01-00 24/193 AM\1206111EN.docx EN monitoring compliance, and for enabling high-risk technologies with the ethical discussion and exchange of points of view framework, and for enabling discussion in close cooperation with the concerned and exchange of points of view in close stakeholders and the civil society; cooperation with the concerned stakeholders and the civil society;

Or. en

Amendment 53 Jiří Pospíšil

Motion for a resolution Recital K

Motion for a resolution Amendment

K. whereas each Member State K. Whereas the Member States may, should establish a national supervisory depending on their capacities, consider authority responsible for ensuring, establishing a national supervisory assessing and monitoring compliance, and authority responsible for ensuring, for enabling discussion and exchange of assessing and monitoring compliance, and points of view in close cooperation with for enabling discussion and exchange of the concerned stakeholders and the civil points of view in close cooperation with society; the concerned stakeholders and the civil society;

Or. cs

Amendment 54 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Recital K

Motion for a resolution Amendment

K. whereas each Member State should K. whereas each Member State should establish a national supervisory authority designate a competent supervisory responsible for ensuring, assessing and authority responsible for ensuring, monitoring compliance, and for enabling assessing and monitoring compliance, and discussion and exchange of points of view for enabling discussion and exchange of in close cooperation with the concerned points of view in close cooperation with stakeholders and the civil society; the concerned stakeholders and the civil society;

AM\1206111EN.docx 25/193 PE652.504v01-00 EN Or. en

Amendment 55 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Recital K

Motion for a resolution Amendment

K. whereas each Member State should K. whereas each Member State should establish a national supervisory authority establish a national supervisory system responsible for ensuring, assessing and responsible for ensuring, assessing and monitoring compliance, and for enabling monitoring compliance, and for enabling discussion and exchange of points of view discussion and exchange of points of view in close cooperation with the concerned in close cooperation with the concerned stakeholders and the civil society; stakeholders and the civil society;

Or. fr

Amendment 56 Marion Walsmann

Motion for a resolution Recital K

Motion for a resolution Amendment

K. whereas each Member State should K. whereas each Member State should establish a national supervisory authority establish a national supervisory authority responsible for ensuring, assessing and responsible for ensuring, assessing and monitoring compliance, and for enabling monitoring compliance, and for enabling discussion and exchange of points of view discussion and exchange of points of view in close cooperation with the concerned in close cooperation with the concerned stakeholders and the civil society; stakeholders and the civil society and national supervisory authorities should cooperate with each other;

Or. de

PE652.504v01-00 26/193 AM\1206111EN.docx EN Amendment 57 Marion Walsmann

Motion for a resolution Recital L

Motion for a resolution Amendment

L. whereas Parliament continues to deleted call for the establishment of a European Agency to ensure a harmonised approach across the Union and address the new opportunities and challenges, in particular those of a cross-border nature, arising from ongoing technological developments.

Or. de

Amendment 58 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Recital L

Motion for a resolution Amendment

Or. fr

Amendment 59 Raffaele Stancanelli

Motion for a resolution Recital L

AM\1206111EN.docx 27/193 PE652.504v01-00 EN Motion for a resolution Amendment

Or. it

Amendment 60 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Recital L

Motion for a resolution Amendment

Or. en

Amendment 61 Emmanuel Maurel

Motion for a resolution Recital L

Motion for a resolution Amendment

L. whereas Parliament continues to L. whereas in order to ensure a call for the establishment of a European harmonised approach across the Union Agency to ensure a harmonised approach and the optimal functioning of the Digital across the Union and address the new Single Market and to address the new

PE652.504v01-00 28/193 AM\1206111EN.docx EN opportunities and challenges, in particular opportunities and challenges, in particular those of a cross-border nature, arising from those of a cross-border nature, arising from ongoing technological developments. ongoing technological developments, Parliament calls for the establishment of a European agency for artificial intelligence, robotics and related technologies.

Or. fr

Amendment 62 Karen Melchior

Motion for a resolution Recital L

Motion for a resolution Amendment

L. whereas Parliament continues to L. whereas the idea of entrusting an call for the establishment of a European existing or new European Agency or Agency to ensure a harmonised approach European body with the task of ensuring a across the Union and address the new harmonised approach across the Union opportunities and challenges, in particular should be assessed as regards the new those of a cross-border nature, arising from opportunities and challenges, in particular ongoing technological developments. those of a cross-border nature, arising from ongoing technological developments.

Or. en

Amendment 63 Stéphane Séjourné, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Recital L

Motion for a resolution Amendment

L. whereas Parliament continues to L. whereas the idea of entrusting an call for the establishment of a European existing European body with the task of Agency to ensure a harmonised approach ensuring a harmonised approach across the across the Union and address the new Union should be assessed as regards the opportunities and challenges, in particular new opportunities and challenges, in those of a cross-border nature, arising from particular those of a cross-border nature, ongoing technological developments. arising from ongoing technological

AM\1206111EN.docx 29/193 PE652.504v01-00 EN developments.

Or. en

Amendment 64 Jiří Pospíšil

Motion for a resolution Recital L

Motion for a resolution Amendment

L. whereas Parliament continues to L. whereas Parliament calls for a call for the establishment of a European harmonised approach to be ensured across Agency to ensure a harmonised approach the Union and for the new opportunities across the Union and address the new and challenges to be addressed within its opportunities and challenges, in particular framework, in particular those of a cross- those of a cross-border nature, arising from border nature, arising from ongoing ongoing technological developments. technological developments.

Or. cs

Amendment 65 Daniel Buda

Motion for a resolution Recital L

Motion for a resolution Amendment

L. whereas Parliament continues to L. whereas the European call for the establishment of a European Commission should ensure a harmonised Agency to ensure a harmonised approach approach across the Union and address the across the Union and address the new new opportunities and challenges, in opportunities and challenges, in particular particular those of a cross-border nature, those of a cross-border nature, arising from arising from ongoing technological ongoing technological developments. developments.

Or. ro

Amendment 66 Geoffroy Didier, Andrzej Halicki, Axel Voss

PE652.504v01-00 30/193 AM\1206111EN.docx EN Motion for a resolution Subheading 2

Motion for a resolution Amendment

Human-centric and human-made artificial Human-centric artificial intelligence intelligence

Or. en

Amendment 67 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph -1 (new)

Motion for a resolution Amendment

-1. Believes that any legislative action, in particular, related to new technologies should be in line with the principles of necessity and proportionality; points out, in this respect, that the ethical framework considered in this report should be applicable to high-risk artificial intelligence, robotics and related technologies;

Or. en

Amendment 68 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph -1 a (new)

Motion for a resolution Amendment

-1a. Considers that such an approach will allow companies to introduce innovative products into the market and create new opportunities while ensuring the protection of the European values;

Or. en

AM\1206111EN.docx 31/193 PE652.504v01-00 EN Amendment 69 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Paragraph -1 b (new)

Motion for a resolution Amendment

-1b. Considers that artificial intelligence, robotics and related technologies should be considered« high risk technologies » when they are used in sectors, where given the characteristics of the activities typically undertaken, and are used in such a manner that significant risks can be expected to occur from the viewpoint of safety and fundamental rights and freedoms;

Or. en

Amendment 70 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Paragraph -1 c (new)

Motion for a resolution Amendment

-1c. Asks the Commission to establish an exhaustive list of the technologies fulfilling these criteria in the form of annex to the Regulation on ethical principles for the development, deployment and use of artificial intelligence, robotics and related technologies; considers that the Commission should review the exhaustive list, if necessary, every six months by means of a delegated act to add new high- risk technologies or delete existing ones if they do not fulfil the criteria anymore; recalls that any changes to the annex

PE652.504v01-00 32/193 AM\1206111EN.docx EN should be thoroughly assessed and justified;

Or. en

Amendment 71 Ibán García Del Blanco

Motion for a resolution Paragraph 1

Motion for a resolution Amendment

1. Declares that the development, 1. Declares that the development, deployment and use of artificial deployment and use of artificial intelligence, robotics and related intelligence, robotics and related technologies, including but not exclusively technologies, including but not exclusively by human beings, should always respect by human beings, should always respect human agency and oversight, as well as human agency and democratic oversight, allow the retrieval of human control at any as well as allow the retrieval of human time; control at any time;

Or. en

Amendment 72 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 1

Motion for a resolution Amendment

1. Declares that the development, 1. Declares that the development, deployment and use of artificial deployment and use of high-risk artificial intelligence, robotics and related intelligence, robotics and related technologies, including but not exclusively technologies, including but not exclusively by human beings, should always respect by human beings, should always respect human agency and oversight, as well as human agency and oversight, as well as allow the retrieval of human control at any allow the retrieval of human control when time; needed;

Or. en

AM\1206111EN.docx 33/193 PE652.504v01-00 EN Amendment 73 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 1

Motion for a resolution Amendment

Or. en

Amendment 74 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 1

Motion for a resolution Amendment

1. Declares that the development, 1. Declares that the development, deployment and use of artificial deployment and use of artificial intelligence, robotics and related intelligence, robotics and related technologies, including but not exclusively technologies should always be ethically by human beings, should always respect guided, and designed to allow for human human agency and oversight, as well as agency, oversight, understanding and allow the retrieval of human control at any control at any time; time;

Or. en

Amendment 75 Daniel Buda

Motion for a resolution Paragraph 1 a (new)

PE652.504v01-00 34/193 AM\1206111EN.docx EN Motion for a resolution Amendment

1a. Considers that AI systems must be tailored to human needs in line with the commitment to put them to work in the service of humanity and the common good, seeking to enhance well-being and individual freedom, while at the same time maximising the benefits offered, while preventing and reducing the risks;

Or. ro

Amendment 76 Raffaele Stancanelli

Motion for a resolution Paragraph 1 a (new)

Motion for a resolution Amendment

1a. Asserts the principle whereby the development, spread and use of artificial intelligence, robotics and related technologies should always be at the service of human beings and never the other way round;

Or. it

Amendment 77 Emil Radev

Motion for a resolution Paragraph 1 a (new)

Motion for a resolution Amendment

1а. Stresses the utmost importance of implementing appropriate control measures, including as regards the adaptability, accuracy and explainability of the system concerned;

AM\1206111EN.docx 35/193 PE652.504v01-00 EN Or. bg

Amendment 78 Daniel Buda

Motion for a resolution Paragraph 1 b (new)

Motion for a resolution Amendment

1b. Is convinced that, in order to effectively exploit the advantages of AI, prevent possible misuse thereof and avoid regulatory fragmentation at EU level, it is essential to adopt legislation embodying principles adapted to future requirements throughout the EU and applicable to all AI systems; takes the view that, while sector-specific provisions are preferable for a wide range of possible applications, an effective and harmonised legal framework based on common principles and applicable across the board is necessary in order to establish equal standards throughout the Union and effectively protect our European values;

Or. ro

Amendment 79 Daniel Buda

Motion for a resolution Paragraph 1 c (new)

Motion for a resolution Amendment

1c. Takes the view that these common framework principles must be based on respect for all rights set out in international human rights law, the EU Treaties and the EU Charter of Fundamental Rights;

Or. ro

PE652.504v01-00 36/193 AM\1206111EN.docx EN Amendment 80 Stéphane Séjourné, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 2

Motion for a resolution Amendment

2. Considers that the determination deleted of whether artificial intelligence, robotics and related technologies are to be considered high-risk as regards compliance with ethical principles should always follow from an impartial, regulated and external assessment;

Or. en

Amendment 81 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 2

Motion for a resolution Amendment

2. Considers that the determination of 2. Considers that the determination of whether artificial intelligence, robotics and whether artificial intelligence, robotics and related technologies are to be considered related technologies are to be considered high-risk as regards compliance with high-risk when, considering their intended ethical principles should always follow use and the critical sectors where they are from an impartial, regulated and external employed, their autonomous operation assessment; involves a significant potential to cause harm to one or more persons, in a manner that is random and impossible to predict in advance; considers that the significance of the risks depends on the interplay between the severity of possible harm, the likelihood that the risk materialises and the manner in which the technologies are being used;

Or. en

AM\1206111EN.docx 37/193 PE652.504v01-00 EN Amendment 82 Emmanuel Maurel

Motion for a resolution Paragraph 2

Motion for a resolution Amendment

2. Considers that the determination of 2. Considers that the determination of whether artificial intelligence, robotics and whether artificial intelligence, robotics and related technologies are to be considered related technologies are to be considered high-risk as regards compliance with high-risk as regards compliance with ethical principles should always follow ethical principles should always follow from an impartial, regulated and external from an impartial, regulated and external assessment; assessment undertaken in particular on the basis of the analyses and conclusions of the above-mentioned European agency;

Or. fr

Amendment 83 Caterina Chinnici

Motion for a resolution Paragraph 2

Motion for a resolution Amendment

Or. en

Amendment 84 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 2

PE652.504v01-00 38/193 AM\1206111EN.docx EN Motion for a resolution Amendment

Or. en

Amendment 85 Jiří Pospíšil

Motion for a resolution Paragraph 2

Motion for a resolution Amendment

Or. cs

Amendment 86 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

Motion for a resolution Paragraph 2 a (new)

Motion for a resolution Amendment

2a. Underlines that the risk assessment of these technologies in light of ethical principles shall be complementary but not replace the risk assessment on the basis of objective criteria and in line with relevant sector-

AM\1206111EN.docx 39/193 PE652.504v01-00 EN specific legislation applicable in different fields such, inter alia, as those of health, transport, employment, justice and home affairs, media, education and culture;

Or. en

Amendment 87 Liesje Schreinemacher

Motion for a resolution Paragraph 2 a (new)

Motion for a resolution Amendment

2a. Considers that this assessment should be developed in a way that limits the administrative burden for companies, and SMEs in particular, as much as possible by using existing tools; notes that the Data Protection Impact Assessment list as provided for in Regulation (EU) 2016/679 could be one of those tools;

Or. en

Amendment 88 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

Motion for a resolution Paragraph 2 b (new)

Motion for a resolution Amendment

2b. Considers that any artificial intelligence, robotics and related technologies, including the software, algorithms and data used or produced by such technologies considered as high-risk from a compliance with ethical principles perspective shall not be classified as low- risk from a sector-specific legislation perspective;

Or. en

PE652.504v01-00 40/193 AM\1206111EN.docx EN Amendment 89 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Subheading 4

Motion for a resolution Amendment

Safety features, transparency and Safety, transparency, accountability, and accountability accessibility

Or. en

Amendment 90 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph -3 a (new)

Motion for a resolution Amendment

-3a. Recalls that the right to information of consumers is anchored as a key principle under the EU Treaties (Article 169 TFEU), and underlines that it therefore should be fully implemented in the artificial intelligence and automated decision-making context. It should especially encompass transparency regarding the fact that automation processes are involved and about their mode of functioning, such as how information is filtered and presented;

Or. en

Amendment 91 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph -3 b (new)

AM\1206111EN.docx 41/193 PE652.504v01-00 EN Motion for a resolution Amendment

-3b. Stresses that future regulation on artificial intelligence should follow a differentiated risk-based approach, based on the potential harm for the individual as well as for society at large, taking into account the specific use context of the artificial intelligence system, as well as the presumed opaqueness of decision- making; legal obligations should gradually increase with the identified risk level; in the lowest risk category there should be no special legal obligations beyond those already in place; algorithmic systems that may harm an individual, violate rights and freedoms, affect an individual’s access to resources, or negatively impact their participation in society shall not be deemed to belong to the lowest risk category; this risk-based approach should be technologically neutral and follow transparent rules to establish legal certainty;

Or. en

Amendment 92 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph -3 c (new)

Motion for a resolution Amendment

-3c. Notes that it is essential for the risk assessment documentation, the software documentation, the algorithms and data sets used to be fully accessible to market surveillance authorities, while respecting Union law; additional prerogatives should be given to market surveillance authorities in this respect; stresses in this respect the importance of lawful reverse-engineering;

PE652.504v01-00 42/193 AM\1206111EN.docx EN Or. en

Amendment 93 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph -3 d (new)

Motion for a resolution Amendment

-3d. Calls for a requirement for developers and deployers to provide for the relevant documentation on the use and design instructions, including source code, development tools and data used by the system, to be made easily accessible through a mandatory legal deposit, where a risk assessment so indicates; Notes that only such an obligation would allow authorities to assess the compliance of systems with Union law and ethical principles; Recommends that for vital and advanced medical appliances, these authorities, or other independent trusted entities, retain the means necessary to provide services, for example to persons carrying these appliances, such as maintenance, repairs, and enhancements, including software updates, especially in the case where such services are no longer carried out by the original supplier, to preserve human dignity, autonomy, and self-determination of the individual;

Or. en

Amendment 94 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 3

AM\1206111EN.docx 43/193 PE652.504v01-00 EN Motion for a resolution Amendment

3. Maintains that artificial 3. Maintains that artificial intelligence, robotics and related intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies should be developed in a such technologies should be developed in a secure, technically rigorous manner and in secure, traceable, technically rigorous, good faith; ethically and legally binding manner and in good faith; Considers especially that all players throughout the development and supply chains of artificial intelligence products and services should be legally accountable for the ethical aspects laid out in this Regulation;

Or. en

Amendment 95 Emil Radev

Motion for a resolution Paragraph 3

Motion for a resolution Amendment

3. Maintains that artificial 3. Maintains that artificial intelligence, robotics and related intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies should be developed in a such technologies, regardless of the field secure, technically rigorous manner and in in which they are used, should be good faith; developed in a secure, dependable and technically rigorous manner and in good faith;

Or. bg

Amendment 96 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 3

PE652.504v01-00 44/193 AM\1206111EN.docx EN Motion for a resolution Amendment

3. Maintains that artificial 3. Maintains that high-risk intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies should be developed in a such technologies should be developed in a legal, secure and technically robust secure, technically rigorous manner and in manner; good faith;

Or. en

Amendment 97 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 3

Motion for a resolution Amendment

3. Maintains that artificial 3. Maintains that high-risk artificial intelligence, robotics and related intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies should be developed in a such technologies should be developed in a secure, technically rigorous manner and in secure, technically rigorous manner; good faith;

Or. en

Amendment 98 Emil Radev

Motion for a resolution Paragraph 3 a (new)

Motion for a resolution Amendment

3а. Highlights the need for mechanisms to ensure liability and accountability in respect of AI systems and their outcomes;

Or. bg

AM\1206111EN.docx 45/193 PE652.504v01-00 EN Amendment 99 Daniel Buda

Motion for a resolution Paragraph 4

Motion for a resolution Amendment

4. Underlines that explainability is 4. Underlines that explainability is essential to ensuring that citizens trust essential to ensuring that citizens trust these technologies, even if the degree of these technologies, even if the degree of explainability is relative to the complexity explainability is relative to the complexity of the technologies, and that it should be of the technologies; points out that it is not complemented by auditability and always possible to explain why a model traceability; has led to a particular result or decision, black box algorithms being a case in point; in such cases it should be complemented by auditability and traceability and transparent information regarding system capacities;

Or. ro

Amendment 100 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara, Javier Nart

Motion for a resolution Paragraph 4

Motion for a resolution Amendment

4. Underlines that explainability is 4. Underlines that transparency and essential to ensuring that citizens trust explainability are essential to ensure these technologies, even if the degree of citizens’ trust in these technologies, even if explainability is relative to the complexity the degree of explainability is relative to of the technologies, and that it should be the complexity of the technologies, and complemented by auditability and that it should be complemented by traceability; auditability and traceability; considers that the respect of these principles is a precondition to guarantee accountability;

Or. en

PE652.504v01-00 46/193 AM\1206111EN.docx EN Amendment 101 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 4

Motion for a resolution Amendment

4. Underlines that explainability is 4. Underlines that explainability, essential to ensuring that citizens trust interpretability, auditability, traceability, these technologies, even if the degree of and transparency, as well as access to explainability is relative to the complexity technology, data and computing systems of the technologies, and that it should be underlying such technologies contribute complemented by auditability and to citizens’ trust in technology, even if the traceability; degree of explainability may be relative to the complexity of the technologies;

Or. en

Amendment 102 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 4

Motion for a resolution Amendment

4. Underlines that explainability is 4. Underlines that explainability is essential to ensuring that citizens trust essential to ensuring that citizens trust these technologies, even if the degree of these technologies, even if the degree of explainability is relative to the complexity explainability is relative to the complexity of the technologies, and that it should be of the technologies, and that it should be complemented by auditability and complemented by regulation and traceability; guidelines to ensure auditability and traceability;

Or. fr

Amendment 103 Emil Radev

Motion for a resolution Paragraph 4

AM\1206111EN.docx 47/193 PE652.504v01-00 EN Motion for a resolution Amendment

4. Underlines that explainability is 4. Underlines that traceability of AI essential to ensuring that citizens trust systems should be ensured. In this these technologies, even if the degree of connection, explainability is essential to explainability is relative to the complexity ensuring that citizens trust these of the technologies, and that it should be technologies, even if the degree of complemented by auditability and explainability is relative to the complexity traceability; of the technologies;

Or. bg

Amendment 104 Jiří Pospíšil

Motion for a resolution Paragraph 4

Motion for a resolution Amendment

4. Underlines that explainability is 4. Underlines that explainability is essential to ensuring that citizens trust essential to ensuring that citizens trust these technologies, even if the degree of these technologies, even if the degree of explainability is relative to the complexity explainability is relative to the complexity of the technologies, and that it should be of the technologies, and that it should be complemented by auditability and complemented by auditability and traceability; traceability of the records of their activities;

Or. cs

Amendment 105 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 4 a (new)

Motion for a resolution Amendment

4a. Considers that citizens should be informed when interacting with a system using artificial intelligence in particular to personalise a product or service to its users, whether they can switch off or

PE652.504v01-00 48/193 AM\1206111EN.docx EN restrain the personalisation; considers, furthermore, that transparency measures should be accompanied, as far as this is technically possible, by clear and understandable explanations of the data used, of the algorithm, of its purpose, of its outcomes, and of its potential dangers;

Or. en

Amendment 106 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 4 a (new)

Motion for a resolution Amendment

4a. Asks the Commission to issue binding rules for companies to publish transparency reports including the existence, functionality, process, main criteria, the logic behind the datasets used and possible outcome of algorithmic systems and efforts to identify, prevent and mitigate discrimination in artificial intelligence and automated decision making systems in a timely, impartial, easily-readable, and accessible manner;

Or. en

Amendment 107 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 4 b (new)

Motion for a resolution Amendment

4b. Stresses that where public money essentially contributes to the development or implementation of artificial intelligence, robotics and related technologies, the code, the generated data

AM\1206111EN.docx 49/193 PE652.504v01-00 EN - as far as it is non-personal - and the trained model should be public by default, in addition to open procurement and open contracting standards to enable transparency and reuse, among other goals, to maximise the achievement of the Single Market, and to avoid market fragmentation;

Or. en

Amendment 108 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Subheading 4 a (new)

Motion for a resolution Amendment

Redress

Or. en

Amendment 109 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 4 c (new)

Motion for a resolution Amendment

4c. Recalls the importance of ensuring the availability of effective remedies for individuals and calls on the Member States to ensure that accessible, affordable, independent and effective procedures are available to guarantee an impartial review of all claims of violations of consumer, civil and equal rights through the use of algorithmic systems, whether stemming from public or private sector actors;

Or. en

PE652.504v01-00 50/193 AM\1206111EN.docx EN Amendment 110 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 5

Motion for a resolution Amendment

5. Recalls that the development, 5. Is concerned by the risks of biases deployment and use of artificial and discrimination in the development, intelligence, robotics and related deployment and use of high-risk artificial technologies, including the software, intelligence, robotics and related algorithms and data used or produced by technologies, including the software, such technologies, should respect human algorithms and data used or produced by dignity and ensure equal treatment for all; such technologies; recalls that, in all circumstances, they should respect human dignity and ensure equal treatment for all;

Or. en

Amendment 111 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 5

Motion for a resolution Amendment

5. Recalls that the development, 5. Recalls that the development, deployment and use of artificial deployment and use of artificial intelligence, robotics and related intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies, should respect human them, should respect Union law, as well as dignity and ensure equal treatment for all; human rights and dignity, autonomy and self-determination of the individual, and ensure equal treatment and non- discrimination for all;

Or. en

Amendment 112 Geoffroy Didier, Andrzej Halicki, Axel Voss

AM\1206111EN.docx 51/193 PE652.504v01-00 EN Motion for a resolution Paragraph 5

Motion for a resolution Amendment

5. Recalls that the development, 5. Recalls that the development, deployment and use of artificial deployment and use of high-risk artificial intelligence, robotics and related intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies, should respect human such technologies, should respect human dignity and ensure equal treatment for all; dignity and ensure equal treatment for all;

Or. en

Amendment 113 Daniel Buda

Motion for a resolution Paragraph 5 a (new)

Motion for a resolution Amendment

5a. Stresses that AI systems should be designed to respect, serve and protect moral values and physical and mental integrity, promote a sense of personal and cultural identity and help satisfy essential needs; underlines the need to avoid any use of AI systems that might lead to inadmissible direct or indirect coercion, threaten to undermine psychological autonomy and mental health or lead to unjustified surveillance, deception or inadmissible manipulation;

Or. ro

Amendment 114 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 5 a (new)

PE652.504v01-00 52/193 AM\1206111EN.docx EN Motion for a resolution Amendment

5a. Firmly believes that there is an urgent need to examine how fundamental human rights texts and principles, as well as the resultant obligations, should be applied effectively to ensure that these emerging technologies do not create gaps in terms of protection;

Or. fr

Amendment 115 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 6

Motion for a resolution Amendment

6. Affirms that possible bias in and 6. Affirms that possible bias in and discrimination by software, algorithms and discrimination by software, algorithms and data should be addressed by setting rules data should be addressed by setting rules for the processes through which they are for the processes through which they are designed and used, as this approach would designed and used; have the potential to turn software, algorithms and data into a considerable counterbalance to bias and discrimination, and a positive force for social change;

Or. fr

Amendment 116 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 6

Motion for a resolution Amendment

AM\1206111EN.docx 53/193 PE652.504v01-00 EN for the processes through which they are individuals and to society, therefore they designed and used, as this approach would should be addressed by encouraging the have the potential to turn software, development and sharing of strategies to algorithms and data into a considerable counter these, such as de-biasing datasets counterbalance to bias and discrimination, in research and development, and by the and a positive force for social change; development of rules for the processes through which they are designed and used; considers this approach to have the potential to turn software, algorithms and data into an asset in combating bias and discrimination, and a force for positive social change;

Or. en

Amendment 117 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 6

Motion for a resolution Amendment

6. Affirms that possible bias in and 6. Considers that possible bias in and discrimination by software, algorithms and discrimination by software and algorithms data should be addressed by setting rules could be addressed by setting rules on data for the processes through which they are processing; points out also that the use of designed and used, as this approach AI, robotics and related technologies has would have the potential to turn software, the potential to fight discrimination in algorithms and data into a considerable certain situation; counterbalance to bias and discrimination, and a positive force for social change;

Or. en

Amendment 118 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 6

Motion for a resolution Amendment

6. Affirms that possible bias in and 6. Affirms that possible bias in and discrimination by software, algorithms and discrimination by software, algorithms and

PE652.504v01-00 54/193 AM\1206111EN.docx EN data should be addressed by setting rules data should be addressed by setting rules for the processes through which they are for the processes through which they are designed and used, as this approach would designed and used, as this approach would have the potential to turn software, have the potential to turn software, algorithms and data into a considerable algorithms and data into a considerable counterbalance to bias and discrimination, counterbalance to bias and discrimination, and a positive force for social change; and a positive force for equal rights and social change;

Or. fr

Amendment 119 Raffaele Stancanelli

Motion for a resolution Paragraph 6

Motion for a resolution Amendment

6. Affirms that possible bias in and 6. Affirms that possible bias in and discrimination by software, algorithms and discrimination by software, algorithms and data should be addressed by setting rules data should be addressed by setting rules for the processes through which they are for the processes through which they are designed and used, as this approach would designed and used, as this approach would have the potential to turn software, have the potential to turn software, algorithms and data into a considerable algorithms and data into a considerable counterbalance to bias and discrimination, counterbalance to bias and discrimination; and a positive force for social change;

Or. it

Amendment 120 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 6

Motion for a resolution Amendment

6. Affirms that possible bias in and 6. Affirms that possible bias in and discrimination by software, algorithms and discrimination by software, algorithms and data should be addressed by setting rules data should be addressed by setting rules for the processes through which they are for the processes through which they are designed and used, as this approach would designed and used, as this approach would have the potential to turn software, have the potential to turn software,

AM\1206111EN.docx 55/193 PE652.504v01-00 EN algorithms and data into a considerable algorithms and data into a considerable counterbalance to bias and discrimination, counterbalance to unfair bias and and a positive force for social change; discrimination, and a positive force for social change;

Or. en

Amendment 121 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 6 a (new)

Motion for a resolution Amendment

6a. Underlines the importance of an ethical and regulatory framework including in particular provisions on the quality of data sets used for artificial intelligence and automated decision making systems depending on their context, especially regarding the representativeness of the training data, on the de-biasing of data sets, on the algorithms used, and on data and aggregation standards;

Or. en

Amendment 122 Stéphane Séjourné, Liesje Schreinemacher, Karen Melchior, Adrián Vázquez Lázara

Motion for a resolution Subheading 5 a (new)

Motion for a resolution Amendment

Right to redress

Or. en

Amendment 123 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara,

PE652.504v01-00 56/193 AM\1206111EN.docx EN Javier Nart

Motion for a resolution Paragraph 6 a (new)

Motion for a resolution Amendment

6a. Considers that any natural or legal person should be able to seek redress of a decision issued by a high-risk artificial intelligence, robotics or related technology at his or her detriment;

Or. en

Amendment 124 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 7

Motion for a resolution Amendment

Or. en

Amendment 125 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 7

AM\1206111EN.docx 57/193 PE652.504v01-00 EN Motion for a resolution Amendment

7. Emphasises that socially 7. Emphasises that socially responsible artificial intelligence, robotics responsible artificial intelligence, robotics and related technologies should safeguard and related technologies should safeguard and promote fundamental values of our and promote fundamental values of our society such as democracy, diverse and society such as democracy, freedom of independent media and objective and freely expression and political pluralism, diverse available information, health and economic and independent media and objective and prosperity, equality of opportunity, freely available information, health and workers’ and social rights, quality economic prosperity, equality of education, cultural and linguistic diversity, opportunity, workers’ and social rights, gender balance, digital literacy, innovation quality education, cultural and linguistic and creativity; diversity, gender balance, digital literacy, innovation and creativity;

Or. fr

Amendment 126 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 7

Motion for a resolution Amendment

7. Emphasises that socially 7. Emphasises that socially responsible artificial intelligence, robotics responsible artificial intelligence, robotics and related technologies should safeguard and related technologies has a role to play and promote fundamental values of our in contributing to find solutions that society such as democracy, diverse and safeguard and promote fundamental values independent media and objective and freely of our society such as democracy, diverse available information, health and economic and independent media and objective and prosperity, equality of opportunity, freely available information, health and workers’ and social rights, quality economic prosperity, equality of education, cultural and linguistic diversity, opportunity, workers’ and social rights, gender balance, digital literacy, innovation quality education, cultural and linguistic and creativity; diversity, gender balance, digital literacy, innovation and creativity;

Or. en

Amendment 127 Emil Radev

PE652.504v01-00 58/193 AM\1206111EN.docx EN Motion for a resolution Paragraph 7

Motion for a resolution Amendment

7. Emphasises that socially 7. Emphasises that socially responsible artificial intelligence, robotics responsible artificial intelligence, robotics and related technologies should safeguard and related technologies should safeguard and promote fundamental values of our and promote fundamental values of our society such as democracy, diverse and society such as democracy, the rule of law, independent media and objective and freely diverse and independent media and available information, health and economic objective and freely available information, prosperity, equality of opportunity, health and economic prosperity, equality of workers’ and social rights, quality opportunity, workers’ and social rights, education, cultural and linguistic diversity, quality education, cultural and linguistic gender balance, digital literacy, innovation diversity, gender balance, digital literacy, and creativity; innovation and creativity, etc.;

Or. bg

Amendment 128 Ibán García Del Blanco

Motion for a resolution Paragraph 7

Motion for a resolution Amendment

7. Emphasises that socially 7. Emphasises that socially responsible artificial intelligence, robotics responsible artificial intelligence, robotics and related technologies should safeguard and related technologies should safeguard and promote fundamental values of our and promote fundamental rights and society such as democracy, diverse and values of our society such as democracy, independent media and objective and freely diverse and independent media and available information, health and economic objective and freely available information, prosperity, equality of opportunity, health and economic prosperity, equality of workers’ and social rights, quality opportunity, workers’ and social rights, education, cultural and linguistic diversity, quality education, cultural and linguistic gender balance, digital literacy, innovation diversity, gender balance, accessibility, and creativity; digital literacy, innovation and creativity;

Or. en

AM\1206111EN.docx 59/193 PE652.504v01-00 EN Amendment 129 Caterina Chinnici

Motion for a resolution Paragraph 7

Motion for a resolution Amendment

7. Emphasises that socially 7. Emphasises that socially responsible artificial intelligence, robotics responsible artificial intelligence, robotics and related technologies should safeguard and related technologies should safeguard and promote fundamental values of our and promote fundamental values of our society such as democracy, diverse and society such as democracy, diverse and independent media and objective and freely independent media and objective and freely available information, health and economic available information, health and economic prosperity, equality of opportunity, prosperity, equality of opportunity, workers’ and social rights, quality workers’ and social rights, quality education, cultural and linguistic diversity, education, protection of children, cultural gender balance, digital literacy, innovation and linguistic diversity, gender balance, and creativity; digital literacy, innovation and creativity;

Or. en

Amendment 130 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 7

Motion for a resolution Amendment

7. Emphasises that socially 7. Emphasises that socially responsible artificial intelligence, robotics responsible artificial intelligence, robotics and related technologies should safeguard and related technologies should aim at and promote fundamental values of our safeguarding and promoting fundamental society such as democracy, diverse and values of our society such as democracy, independent media and objective and freely diverse and independent media and available information, health and economic objective and freely available information, prosperity, equality of opportunity, health and economic prosperity, equality of workers’ and social rights, quality opportunity, workers’ and social rights, education, cultural and linguistic diversity, quality education, cultural and linguistic gender balance, digital literacy, innovation diversity, gender balance, digital literacy, and creativity; innovation and creativity;

Or. en

PE652.504v01-00 60/193 AM\1206111EN.docx EN Amendment 131 Raffaele Stancanelli

Motion for a resolution Paragraph 7 a (new)

Motion for a resolution Amendment

7a. Stresses the vital importance of guaranteeing freedom of thought and expression, to prevent some ideas that are not considered ‘politically correct’ from being deleted in advance through the use of certain software and algorithms, with the aim of promoting certain ideas and values to the detriment of others;

Or. it

Amendment 132 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 7 a (new)

Motion for a resolution Amendment

7a. Stresses that the benefits of developing and using artificial intelligence, robotics and related technologies must be shared in such a way as to reduce social inequalities;

Or. fr

Amendment 133 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 7 b (new)

Motion for a resolution Amendment

7b. Asserts that the European model for developing artificial intelligence,

AM\1206111EN.docx 61/193 PE652.504v01-00 EN robotics and related technologies must be based on citizens’ trust and greater social cohesion;

Or. fr

Amendment 134 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 7 c (new)

Motion for a resolution Amendment

7c. Objects to the deployment of artificial intelligence systems such as facial, biometric or emotion recognition in public spaces, with the exception of certain establishments which might be visited by the public and which, by their nature, pose a high security risk to individuals and the state;

Or. fr

Amendment 135 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 7 d (new)

Motion for a resolution Amendment

7d. Considers any artificial intelligence mechanism which hinders or restricts freedom of expression exercised digitally, except in cases of abuse of that freedom as laid down by law and sanctioned by the judiciary, to be illegal under the fundamental principles of the European Union;

Or. fr

PE652.504v01-00 62/193 AM\1206111EN.docx EN Amendment 136 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 7 e (new)

Motion for a resolution Amendment

7e. Calls for a ban on the deployment of any artificial intelligence system which restricts users’ access to public services;

Or. fr

Amendment 137 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 8

Motion for a resolution Amendment

8. Proposes that the potential of 8. Stresses the importance of artificial intelligence, robotics and related responsible research and development technologies in this regard should be aiming at maximizing a full potential of maximized and explored through artificial intelligence, robotics and related responsible research and innovation that technologies for citizens and public good; requires the mobilisation of resources by calls for mobilisation of resources by the the Union and its Member States; Union and its Member States in order to develop and support responsible innovation;

Or. en

Amendment 138 Raffaele Stancanelli

Motion for a resolution Paragraph 8 a (new)

Motion for a resolution Amendment

8a. Stresses that technological expertise will be increasingly important and it will therefore be necessary

AM\1206111EN.docx 63/193 PE652.504v01-00 EN continuously to update training courses, in particular for the new generations, and to promote the vocational retraining of people who are already working; innovation and training should be promoted not only in the private sector but also in the public sector;

Or. it

Amendment 139 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 9

Motion for a resolution Amendment

9. Insists that the development, 9. Insists that developer, deployers deployment and use of these technologies and users of these technologies should be should not cause injury or harm of any held responsible for injury or harm of any kind to individuals or society; kind to individuals or society in accordance with the relevant Union and national liability rules;

Or. en

Amendment 140 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 9

Motion for a resolution Amendment

9. Insists that the development, 9. Insists that the development, deployment and use of these technologies deployment and use of these technologies should not cause injury or harm of any should not cause injury or harm of any kind to individuals or society; kind to individuals, society or environment;

Or. en

PE652.504v01-00 64/193 AM\1206111EN.docx EN Amendment 141 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 9 a (new)

Motion for a resolution Amendment

9a. Emphasises, in particular, that job losses resulting from the deployment of artificial intelligence systems must lead to a corresponding sharing of productivity gains and to appropriate public policies such as a reduction of working time;

Or. fr

Amendment 142 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 10

Motion for a resolution Amendment

10. States that it is essential that 10. States that it is essential that artificial intelligence, robotics and related artificial intelligence, robotics and related technologies support the achievement of technologies benefit the people and the sustainable development, climate neutrality planet, contribute to the achievement of and circular economy goals; the sustainable development, the preservation development, deployment and use of these of the environment, climate neutrality and technologies should be environmentally circular economy goals; the development, friendly, and contribute to minimising any deployment and use of these technologies harm caused to the environment during should contribute to the green transition, their lifecycle and across their entire preserve the environment, and minimise supply chain; and remedy any harm caused to the environment during their lifecycle and across their entire supply chain;

Or. en

Amendment 143 Geoffroy Didier, Andrzej Halicki, Axel Voss

AM\1206111EN.docx 65/193 PE652.504v01-00 EN Motion for a resolution Paragraph 10

Motion for a resolution Amendment

10. States that it is essential that 10. States that high-risk artificial artificial intelligence, robotics and related intelligence, robotics and related technologies support the achievement of technologies can contribute to finding sustainable development, climate neutrality solutions to support the achievement of and circular economy goals; the sustainable development, climate neutrality development, deployment and use of these and circular economy goals; the technologies should be environmentally development, deployment and use of these friendly, and contribute to minimising any technologies should be environmentally harm caused to the environment during friendly, and contribute to minimising any their lifecycle and across their entire harm caused to the environment during supply chain; their lifecycle and across their entire supply chain in line with Union law;

Or. en

Amendment 144 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 10

Motion for a resolution Amendment

10. States that it is essential that 10. States that artificial intelligence, artificial intelligence, robotics and related robotics and related technologies can be technologies support the achievement of used by government and businesses to sustainable development, climate neutrality support the achievement of sustainable and circular economy goals; the development, climate neutrality and development, deployment and use of these circular economy goals; the development, technologies should be environmentally deployment and use of these technologies friendly, and contribute to minimising any should be environmentally friendly, and harm caused to the environment during contribute to minimising any harm caused their lifecycle and across their entire to the environment during their lifecycle supply chain; and across their entire supply chain;

Or. en

Amendment 145 Emmanuel Maurel, Manon Aubry

PE652.504v01-00 66/193 AM\1206111EN.docx EN Motion for a resolution Paragraph 10 a (new)

Motion for a resolution Amendment

10a. Considers that, for the purposes of the previous paragraph, the environmental impact of developing and deploying artificial intelligence, robotics and related technologies should always be evaluated throughout their lifetime and that the evaluation should include an estimate of the impact of the extraction of the materials needed, the energy consumption and the greenhouse gas emissions caused by their production, development and operation;

Or. fr

Amendment 146 Ibán García Del Blanco

Motion for a resolution Paragraph 11

Motion for a resolution Amendment

11. Proposes that the potential of 11. Proposes that for the purpose of artificial intelligence, robotics and related developing responsible cutting-edge technologies in this regard should be artificial intelligence solutions, the maximized and explored through potential of artificial intelligence, robotics responsible research and innovation that and related technologies should be requires the mobilisation of resources by explored, stimulated and maximized the Union and its Member States; through responsible research and innovation that requires the mobilisation of resources by the Union and its Member States;

Or. en

Amendment 147 Sergey Lagodinsky, Alexandra Geese

AM\1206111EN.docx 67/193 PE652.504v01-00 EN Motion for a resolution Paragraph 11

Motion for a resolution Amendment

11. Proposes that the potential of 11. Proposes that the potential of artificial intelligence, robotics and related artificial intelligence, robotics and related technologies in this regard should be technologies in this regard should be maximized and explored through maximized and explored through responsible research and innovation that responsible research and development that requires the mobilisation of resources by requires the mobilisation of resources by the Union and its Member States; the Union and its Member States;

Or. en

Amendment 148 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 12

Motion for a resolution Amendment

12. Highlights that the development, 12. Highlights that the development, deployment and use of these technologies deployment and use of these technologies provide numerous opportunities for the provide opportunities for promoting of the achievement of the Sustainable Sustainable Development Goals outlined Development Goals outlined by the United by the United Nations, global energy Nations; transition and decarbonisation;

Or. en

Amendment 149 Emmanuel Maurel, Manon Aubry

Motion for a resolution Paragraph 12

Motion for a resolution Amendment

12. Highlights that the development, 12. Acknowledges that the deployment and use of these technologies development, deployment and use of these provide numerous opportunities for the technologies provide opportunities for the achievement of the Sustainable achievement of the Sustainable Development Goals outlined by the United Development Goals outlined by the United

PE652.504v01-00 68/193 AM\1206111EN.docx EN Nations; Nations;

Or. fr

Amendment 150 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 12 a (new)

Motion for a resolution Amendment

12a. Considers that the objectives of social responsibility, gender balance, environmental protection and sustainability should be without prejudice to existing general and sectorial obligations within these fields; believes that the Commission should establish non-binding guidelines to the intention of developers, deployers and users on the methodology for the achievement of these objectives;

Or. en

Amendment 151 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 12 a (new)

Motion for a resolution Amendment

12a. Calls on the Commission to promote and fund the development of human-centric artificial intelligence, robotics and related technologies that address environment and climate challenges and that ensure the equal enjoyment of fundamental rights through the use of tax, procurement, or other incentives;

Or. en

AM\1206111EN.docx 69/193 PE652.504v01-00 EN Amendment 152 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 13

Motion for a resolution Amendment

13. Observes that data production and 13. Observes that data production and use, including personal data such as use resulting from the development, biometric data, resulting from the deployment and use of artificial development, deployment and use of intelligence, robotics and related artificial intelligence, robotics and related technologies are rapidly increasing, thereby technologies are rapidly increasing, thereby underlining the need to respect and underlining the need to respect the rights of enforce the rights of citizens to privacy and citizens to privacy and protection of protection of personal data in line with personal data in line with Union law; Union law;

Or. en

Amendment 153 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 14

Motion for a resolution Amendment

14. Points out that the possibility 14. Points out that the possibility provided by these technologies of using provided by these technologies of using personal data and non-personal data to personal and non-personal data to categorise and micro-target people, identify categorise and micro-target people, identify the vulnerabilities of individuals, or exploit vulnerabilities of individuals, or exploit accurate predictive knowledge, has to be accurate predictive knowledge, has to be counterweighted by the principles of data counterweighted by effectively enforced minimisation, the right to obtain an data protection and privacy principles explanation of a decision based on such as data minimisation, the right to automated processing and privacy by object to profiling and control one’s data, design, as well as those of proportionality, the right to obtain an explanation of a necessity and limitation based on purpose; decision based on automated processing and privacy by design, as well as those of proportionality, necessity and limitation based on strictly identified purpose;

Or. en

PE652.504v01-00 70/193 AM\1206111EN.docx EN Amendment 154 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 14

Motion for a resolution Amendment

14. Points out that the possibility 14. Points out that the possibility provided by these technologies of using provided by high-risk technologies of personal data and non-personal data to using personal data and non-personal data categorise and micro-target people, identify to categorise and micro-target people, the vulnerabilities of individuals, or exploit identify the vulnerabilities of individuals, accurate predictive knowledge, has to be or exploit accurate predictive knowledge, counterweighted by the principles of data has to be counterweighted by the principles minimisation, the right to obtain an of data minimisation, the right to obtain an explanation of a decision based on explanation of a decision based on automated processing and privacy by automated processing and privacy by design, as well as those of proportionality, design, as well as those of proportionality, necessity and limitation based on purpose; necessity and limitation based on purpose in compliance with GDPR;

Or. en

Amendment 155 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 15

Motion for a resolution Amendment

15. Emphasises that when remote deleted recognition technologies are used by public authorities during times of national emergency, such as during a national health crisis, their use should always be proportionate, limited in time and respectful of human dignity and fundamental rights;

Or. en

AM\1206111EN.docx 71/193 PE652.504v01-00 EN Amendment 156 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 15

Motion for a resolution Amendment

15. Emphasises that when remote 15. Emphasises that when remote recognition technologies are used by public recognition technologies, such as authorities during times of national recognition of biometric features, notably emergency, such as during a national facial recognition, are used by public health crisis, their use should always be authorities, their use should always be proportionate, limited in time and voluntary, proportionate, targeted and respectful of human dignity and limited to specific objectives, restricted in fundamental rights; time, and carried out in accordance with Union law, with due regard to human rights and dignity, autonomy and self- determination of the individual, and the fundamental rights set out in the Charter. Criteria for and limits to that use should be submitted to democratic scrutiny and debate, subjected to judicial review and respectful of human dignity, autonomy and self-determination of the individual, and further fundamental rights;

Or. en

Amendment 157 Jiří Pospíšil

Motion for a resolution Paragraph 15

Motion for a resolution Amendment

15. Emphasises that when remote 15. Emphasises that when remote recognition technologies are used by public recognition technologies are used by public authorities during times of national authorities during times of national emergency, such as during a national emergency, such as during a national health crisis, their use should always be health crisis, their use should always be proportionate, limited in time and proportionate, transparent, limited in time respectful of human dignity and and respectful of human dignity and fundamental rights; fundamental rights;

Or. cs

PE652.504v01-00 72/193 AM\1206111EN.docx EN Amendment 158 Ibán García Del Blanco

Motion for a resolution Paragraph 15

Motion for a resolution Amendment

15. Emphasises that when remote 15. Emphasises that when remote recognition technologies are used by public recognition technologies are used by public authorities during times of national authorities during times of national emergency, such as during a national emergency, such as during a national health crisis, their use should always be health crisis, their use should always be proportionate, limited in time and proportionate, limited in time and scope, respectful of human dignity and and respectful of human dignity and fundamental rights; fundamental rights;

Or. en

Amendment 159 Sergey Lagodinsky, Alexandra Geese, Patrick Breyer

Motion for a resolution Paragraph 15 a (new)

Motion for a resolution Amendment

15a. Calls on the Commission to propose a ban on artificial intelligence, automated decision making and related technologies for purposes of mass surveillance and for the use of biometric technologies by private actors in public spaces to safeguard the rights and freedoms guaranteed under the Charter of fundamental rights;

Or. en

Amendment 160 Stéphane Séjourné

AM\1206111EN.docx 73/193 PE652.504v01-00 EN Motion for a resolution Subheading 8 a (new)

Motion for a resolution Amendment

Public power decisions

Or. en

Amendment 161 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 15 a (new)

Motion for a resolution Amendment

15a. Points out that while the benefits of deploying artificial intelligence, robotics and related technologies within the framework of public power decisions are unquestionable, severe misuses are also possible, such as mass surveillance, predictive policing and breaches of due process rights;

Or. en

Amendment 162 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 15 b (new)

Motion for a resolution Amendment

15b. Considers that technologies which can replace decisions taken by public authorities should be treated with the utmost precaution, notably in the area of justice and law enforcement;

Or. en

PE652.504v01-00 74/193 AM\1206111EN.docx EN Amendment 163 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 15 c (new)

Motion for a resolution Amendment

15c. Believes that Member States should have recourse to such technologies only if there is thorough evidence of their trustworthiness and if human verification is possible or systematic in cases where fundamental liberties are at stake; underlines the importance for national authorities to undertake strict fundamental rights impact assessment for high-risk artificial intelligence systems deployed in these cases;

Or. en

Amendment 164 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher

Motion for a resolution Paragraph 15 d (new)

Motion for a resolution Amendment

15d. Is of the opinion that any decision taken by high-risk artificial intelligence, robotics or related technologies within the framework of prerogatives of public power should be subject to strict human verification and due process;

Or. en

Amendment 165 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher

Motion for a resolution Paragraph 15 e (new)

AM\1206111EN.docx 75/193 PE652.504v01-00 EN Motion for a resolution Amendment

15e. Believes that the technological advancement should not allow for the use of artificial intelligence, robotics and related technologies to autonomously distribute rights or to impose legal obligations on individuals;

Or. en

Amendment 166 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 16

Motion for a resolution Amendment

16. Stresses that appropriate 16. Stresses that appropriate governance of the development, governance of the development, deployment and use of artificial deployment and use of high-risk artificial intelligence, robotics and related intelligence, robotics and related technologies, including by having technologies, including by having measures in place focusing on measures in place focusing on accountability and addressing potential accountability and addressing potential risks of bias and discrimination, increases risks of unfair bias and discrimination, citizens’ safety and trust in those increases citizens’ safety and trust in those technologies; technologies;

Or. en

Amendment 167 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 16

Motion for a resolution Amendment

PE652.504v01-00 76/193 AM\1206111EN.docx EN technologies, including by having technologies, including by having measures in place focusing on measures in place focusing on accountability and addressing potential accountability and addressing potential risks of bias and discrimination, increases risks of bias and discrimination, increases citizens’ safety and trust in those citizens’ safety and trust in those technologies; technologies;

Or. en

Amendment 168 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 16

Motion for a resolution Amendment

16. Stresses that appropriate 16. Stresses that appropriate governance of the development, governance of the development, deployment and use of artificial deployment and use of artificial intelligence, robotics and related intelligence, robotics and related technologies, including by having technologies, including by having measures in place focusing on measures in place focusing on accountability and addressing potential accountability and addressing potential risks of bias and discrimination, increases risks of bias and discrimination, can citizens’ safety and trust in those increase citizens’ safety and trust in those technologies; technologies;

Or. en

Amendment 169 Emil Radev

Motion for a resolution Paragraph 16

Motion for a resolution Amendment

AM\1206111EN.docx 77/193 PE652.504v01-00 EN risks of bias and discrimination, increases risks, increases citizens’ safety and trust in citizens’ safety and trust in those those technologies; technologies;

Or. bg

Amendment 170 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

Motion for a resolution Paragraph 16 a (new)

Motion for a resolution Amendment

16a. Considers that a common European framework for the governance of these technologies prepared by the European Commission or another relevant institution, body, office or agency of the Union (such as a European Agency for Artificial Intelligence, as called for below) designated for this task should be the basis for this governance in order to ensure a coherent European approach and prevent a fragmentation of the single market;

Or. en

Amendment 171 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 17

Motion for a resolution Amendment

17. Observes that data are used in large 17. Observes that data are used in large volumes in the development of artificial volumes in the development of artificial intelligence, robotics and related intelligence, robotics and related technologies and that the processing, technologies and that the processing, sharing of and access to such data must be sharing of and access to such data must be governed in accordance with the governed in accordance with the law; requirements of quality, integrity,

PE652.504v01-00 78/193 AM\1206111EN.docx EN security, privacy and control;

Or. en

Amendment 172 Ibán García Del Blanco

Motion for a resolution Paragraph 17

Motion for a resolution Amendment

17. Observes that data are used in large 17. Observes that data are used in large volumes in the development of artificial volumes in the development of artificial intelligence, robotics and related intelligence, robotics and related technologies and that the processing, technologies and that the processing, sharing of and access to such data must be sharing of, access to and use of such data governed in accordance with the must be governed in accordance with the requirements of quality, integrity, security, requirements of quality, integrity, privacy and control; transparency, security, privacy and control;

Or. en

Amendment 173 Jiří Pospíšil

Motion for a resolution Paragraph 17

Motion for a resolution Amendment

Or. cs

AM\1206111EN.docx 79/193 PE652.504v01-00 EN Amendment 174 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 17

Motion for a resolution Amendment

17. Observes that data are used in large 17. Observes that data are used in large volumes in the development of artificial volumes in the development of high-risk intelligence, robotics and related artificial intelligence, robotics and related technologies and that the processing, technologies and that the processing, sharing of and access to such data must be sharing of and access to such data must be governed in accordance with the governed in accordance with the requirements of quality, integrity, security, requirements of quality, integrity, security, privacy and control; privacy and control;

Or. en

Amendment 175 Brando Benifei

Motion for a resolution Paragraph 17 a (new)

Motion for a resolution Amendment

17a. Recalls that access to data is an essential component in the growth of the digital economy; points out in this regard that interoperability of data, by limiting lock-in effects, plays a key role in ensuring fair market conditions and promoting a level playing field in the Digital Single Market;

Or. en

Amendment 176 Esteban González Pons

Motion for a resolution Paragraph 17 a (new)

PE652.504v01-00 80/193 AM\1206111EN.docx EN Motion for a resolution Amendment

17a. Points out in this regard that, if they are to be dependable, artificial intelligence, robotics and their related technologies must be technically robust and accurate;

Or. es

Amendment 177 Daniel Buda

Motion for a resolution Paragraph 18

Motion for a resolution Amendment

18. Underlines the need to ensure that 18. Underlines the need to ensure that data belonging to vulnerable groups, such data belonging to vulnerable groups, such as people with disabilities, patients, as people with disabilities, patients, children, minorities and migrants, are children, minorities, migrants and other protected adequately; groups at risk of exclusion, are protected adequately;

Or. ro

Amendment 178 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 18

Motion for a resolution Amendment

18. Underlines the need to ensure that 18. Underlines the need to ensure that data belonging to vulnerable groups, such personal data is protected adequately, as people with disabilities, patients, especially data belonging to vulnerable children, minorities and migrants, are groups, such as people with disabilities, protected adequately; patients, children, minorities and migrants;

Or. en

AM\1206111EN.docx 81/193 PE652.504v01-00 EN Amendment 179 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 18

Motion for a resolution Amendment

18. Underlines the need to ensure that 18. Underlines the need to ensure that data belonging to vulnerable groups, such data on, or stemming from vulnerable as people with disabilities, patients, groups, such as people with disabilities, children, minorities and migrants, are patients, children, minorities and migrants, protected adequately; are adequately protected;

Or. en

Amendment 180 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 18 a (new)

Motion for a resolution Amendment

18a. Highlights that such regulatory governance should also and specifically address the public sector, notably governments due to their unique position of power allowing them to employ algorithmic systems with major impact on citizens’ lives and fundamental rights;

Or. en

Amendment 181 Liesje Schreinemacher

Motion for a resolution Paragraph 18 a (new)

Motion for a resolution Amendment

18a. Considers that the use of artificial intelligence, robotics and related technologies by public authorities

PE652.504v01-00 82/193 AM\1206111EN.docx EN requires specific attention because of its potential impact on fundamental rights protection;

Or. en

Amendment 182 Liesje Schreinemacher

Motion for a resolution Paragraph 18 b (new)

Motion for a resolution Amendment

18b. Notes that the development, deployment and use of artificial intelligence, robotics and related technologies by public authorities are often outsourced to private parties; considers that this should not compromise the protection of public values and fundamental rights in any way; considers that public procurement terms and conditions should reflect the ethical standards imposed on public authorities;

Or. en

Amendment 183 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Subheading 10

Motion for a resolution Amendment

National supervisory authorities Competent supervisory authorities

Or. en

Amendment 184 Ibán García Del Blanco

AM\1206111EN.docx 83/193 PE652.504v01-00 EN Motion for a resolution Paragraph 19

Motion for a resolution Amendment

19. Notes the added value of having 19. Notes the added value of having national supervisory authorities in each national supervisory authorities in each Member State responsible for ensuring, Member State responsible for ensuring, assessing and monitoring compliance with assessing and monitoring compliance with ethical principles for the development, ethical principles for the development, deployment and use of artificial deployment and use of artificial intelligence, robotics and related intelligence, robotics and related technologies; technologies; as well as for harmonising and balancing potential tensions between rights and ethics principles through methods of accountable deliberation;

Or. en

Amendment 185 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 19

Motion for a resolution Amendment

19. Notes the added value of having 19. Notes that relevant or designated national supervisory authorities in each supervisory authorities in Member States Member State responsible for ensuring, responsible for ensuring, assessing and assessing and monitoring compliance with monitoring compliance with legal and ethical principles for the development, ethical principles for the development, deployment and use of artificial deployment and use of artificial intelligence, robotics and related intelligence, robotics and related technologies; technologies can contribute to the compliance of development and research in artificial intelligence, robotics and related technologies;

Or. en

Amendment 186 Geoffroy Didier, Andrzej Halicki, Axel Voss

PE652.504v01-00 84/193 AM\1206111EN.docx EN Motion for a resolution Paragraph 19

Motion for a resolution Amendment

19. Notes the added value of having 19. Notes the added value of having national supervisory authorities in each national supervisory authorities in each Member State responsible for ensuring, Member State responsible for ensuring, assessing and monitoring compliance with assessing and monitoring compliance with ethical principles for the development, ethical principles for the development, deployment and use of artificial deployment and use of high-risk artificial intelligence, robotics and related intelligence, robotics and related technologies; technologies;

Or. en

Amendment 187 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 19

Motion for a resolution Amendment

19. Notes the added value of having 19. Notes the added value of having national supervisory authorities in each national supervisory systems in each Member State responsible for ensuring, Member State responsible for ensuring, assessing and monitoring compliance with assessing and monitoring compliance with ethical principles for the development, ethical principles for the development, deployment and use of artificial deployment and use of artificial intelligence, robotics and related intelligence, robotics and related technologies; technologies;

Or. fr

Amendment 188 Jiří Pospíšil

Motion for a resolution Paragraph 19

Motion for a resolution Amendment

19. Notes the added value of having 19. Notes the possible role of national national supervisory authorities in each supervisory authorities in each Member

AM\1206111EN.docx 85/193 PE652.504v01-00 EN Member State responsible for ensuring, State responsible for ensuring, assessing assessing and monitoring compliance with and monitoring compliance with ethical ethical principles for the development, principles for the development, deployment deployment and use of artificial and use of artificial intelligence, robotics intelligence, robotics and related and related technologies; technologies;

Or. cs

Amendment 189 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

Motion for a resolution Paragraph 19 a (new)

Motion for a resolution Amendment

19a. Notes that these authorities shall cooperate with the authorities responsible for implementing sectorial legislation in order to identify technologies which are high-risk from an ethical perspective and in order to supervise the implementation of required and appropriate measures where such technologies are identified;

Or. en

Amendment 190 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 19 a (new)

Motion for a resolution Amendment

19a. Calls for such authorities to be tasked with promoting regular exchanges with civil society and innovation within the Union by providing assistance to concerned stakeholders, in particular small and medium-sized enterprises or start-ups;

Or. en

PE652.504v01-00 86/193 AM\1206111EN.docx EN Amendment 191 Esteban González Pons

Motion for a resolution Paragraph 19 a (new)

Motion for a resolution Amendment

19a. Points out that in all circumstances Member States must avoid duplicating the tasks of national authorities in so far as this is possible;

Or. es

Amendment 192 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 20

Motion for a resolution Amendment

20. Indicates that such authorities 20. Indicates that such national should liaise not only among themselves supervisory systems should liaise not only but also with the European Commission among themselves but also with the and other relevant institutions, bodies, European Commission and other relevant offices and agencies of the Union in order institutions, bodies, offices and agencies of to guarantee coherent cross-border action; the Union in order to guarantee coherent cross-border action;

Or. fr

Amendment 193 Jiří Pospíšil

Motion for a resolution Paragraph 20

Motion for a resolution Amendment

20. Indicates that such authorities 20. Indicates that such authorities may should liaise not only among themselves liaise not only among themselves but also

AM\1206111EN.docx 87/193 PE652.504v01-00 EN but also with the European Commission with the European Commission and other and other relevant institutions, bodies, relevant institutions, bodies, offices and offices and agencies of the Union in order agencies of the Union in order to guarantee to guarantee coherent cross-border action; coherent cross-border action;

Or. cs

Amendment 194 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 20 a (new)

Motion for a resolution Amendment

20a. Suggests that, in the context of such a cooperation, common criteria and an application process be developed for the granting of a European certificate of ethical compliance following a request by any developer, deployer or user seeking to certify the positive assessment of compliance carried out by the respective national supervisory authority;

Or. en

Amendment 195 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 21

Motion for a resolution Amendment

21. Calls for such authorities to be deleted tasked with promoting regular exchanges with civil society and innovation within the Union by providing assistance to concerned stakeholders, in particular small and medium-sized enterprises or start-ups;

Or. en

PE652.504v01-00 88/193 AM\1206111EN.docx EN Amendment 196 Ibán García Del Blanco

Motion for a resolution Paragraph 21

Motion for a resolution Amendment

21. Calls for such authorities to be 21. Calls for such authorities to be tasked with promoting regular exchanges tasked with promoting regular exchanges with civil society and innovation within the with civil society and innovation within the Union by providing assistance to Union by providing assistance to concerned stakeholders, in particular small concerned stakeholders, and less digitally- and medium-sized enterprises or start-ups; mature companies, in particular small and medium-sized enterprises or start-ups; notably towards awareness-raising and support for development, deployment, training and talent acquisition to ensure efficient technology transfer and access to technologies, projects, results and networks;

Or. en

Amendment 197 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 21

Motion for a resolution Amendment

21. Calls for such authorities to be 21. Calls for such authorities to be tasked with promoting regular exchanges tasked with promoting regular exchanges with civil society and innovation within the with civil society and innovation within the Union by providing assistance to Union by providing assistance to relevant concerned stakeholders, in particular small research and development, and concerned and medium-sized enterprises or start-ups; stakeholders, in particular small and medium-sized enterprises or start-ups;

Or. en

AM\1206111EN.docx 89/193 PE652.504v01-00 EN Amendment 198 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 21

Motion for a resolution Amendment

21. Calls for such authorities to be 21. Calls for such national supervisory tasked with promoting regular exchanges systems to be tasked with promoting with civil society and innovation within the regular exchanges with civil society and Union by providing assistance to innovation within the Union by providing concerned stakeholders, in particular small assistance to concerned stakeholders, in and medium-sized enterprises or start-ups; particular small and medium-sized enterprises or start-ups;

Or. fr

Amendment 199 Jiří Pospíšil

Motion for a resolution Paragraph 21

Motion for a resolution Amendment

21. Calls for such authorities to be 21. Considers that such authorities tasked with promoting regular exchanges could be tasked with promoting regular with civil society and innovation within the exchanges with civil society and Union by providing assistance to innovation within the Union by providing concerned stakeholders, in particular small assistance to concerned stakeholders, in and medium-sized enterprises or start-ups; particular small and medium-sized enterprises or start-ups;

Or. cs

Amendment 200 Marion Walsmann

Motion for a resolution Subheading 11

Motion for a resolution Amendment

A European Agency for Artificial deleted

PE652.504v01-00 90/193 AM\1206111EN.docx EN Intelligence

Or. de

Amendment 201 Daniel Buda

Motion for a resolution Subheading 11

Motion for a resolution Amendment

A European Agency for Artificial deleted Intelligence

Or. ro

Amendment 202 Raffaele Stancanelli

Motion for a resolution Subheading 11

Motion for a resolution Amendment

A European Agency for Artificial deleted Intelligence

Or. it

Amendment 203 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Subheading 11

Motion for a resolution Amendment

A European Agency for Artificial deleted Intelligence

Or. en

AM\1206111EN.docx 91/193 PE652.504v01-00 EN Amendment 204 Marion Walsmann

Motion for a resolution Paragraph 22

Motion for a resolution Amendment

22. Recalls that Parliament’s deleted resolution of 16 February 2017 with recommendations to the Commission on Civil Law Rules on Robotics asked the Commission to consider the designation of a European Agency for Artificial Intelligence;

Or. de

Amendment 205 Raffaele Stancanelli

Motion for a resolution Paragraph 22

Motion for a resolution Amendment

Or. it

Amendment 206 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 22

PE652.504v01-00 92/193 AM\1206111EN.docx EN Motion for a resolution Amendment

Or. fr

Amendment 207 Daniel Buda

Motion for a resolution Paragraph 22

Motion for a resolution Amendment

Or. ro

Amendment 208 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 22

Motion for a resolution Amendment

AM\1206111EN.docx 93/193 PE652.504v01-00 EN Intelligence;

Or. en

Amendment 209 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 22

Motion for a resolution Amendment

Or. en

Amendment 210 Marion Walsmann

Motion for a resolution Paragraph 23

Motion for a resolution Amendment

23. Calls on the Commission to follow- deleted up on that request, especially in view of the added-value of having a body at Union level coordinating the mandates and actions of each national supervisory authority as referred to in the previous sub-section;

Or. de

Amendment 211 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

PE652.504v01-00 94/193 AM\1206111EN.docx EN Motion for a resolution Paragraph 23

Motion for a resolution Amendment

Or. fr

Amendment 212 Raffaele Stancanelli

Motion for a resolution Paragraph 23

Motion for a resolution Amendment

Or. it

Amendment 213 Jiří Pospíšil

Motion for a resolution Paragraph 23

Motion for a resolution Amendment

23. Calls on the Commission to follow- deleted up on that request, especially in view of the added-value of having a body at Union level coordinating the mandates

AM\1206111EN.docx 95/193 PE652.504v01-00 EN and actions of each national supervisory authority as referred to in the previous sub-section;

Or. cs

Amendment 214 Daniel Buda

Motion for a resolution Paragraph 23

Motion for a resolution Amendment

Or. ro

Amendment 215 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 23

Motion for a resolution Amendment

Or. en

PE652.504v01-00 96/193 AM\1206111EN.docx EN Amendment 216 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

Motion for a resolution Paragraph 23

Motion for a resolution Amendment

23. Calls on the Commission to follow- 23. Calls on the Commission to follow- up on that request, especially in view of the up on that request, especially in view of the added-value of having a body at Union added-value of having a body at Union level coordinating the mandates and level coordinating the mandates and actions of each national supervisory actions of each national supervisory authority as referred to in the previous sub- authority as referred to in the previous sub- section; section and drafting a common framework for the governance of the development, deployment and use of artificial intelligence, robotics and related technologies;

Or. en

Amendment 217 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 23

Motion for a resolution Amendment

23. Calls on the Commission to follow- 23. Calls on the Commission to up on that request, especially in view of coordinate the actions of each national the added-value of having a body at supervisory authority as referred to in the Union level coordinating the mandates previous sub-section; and actions of each national supervisory authority as referred to in the previous sub- section;

Or. en

Amendment 218 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 23

AM\1206111EN.docx 97/193 PE652.504v01-00 EN Motion for a resolution Amendment

23. Calls on the Commission to follow- 23. Calls on the Commission to follow- up on that request, especially in view of the up on that request, especially in view of the added-value of having a body at Union added-value of having a body at Union level coordinating the mandates and level coordinating the actions, and sharing actions of each national supervisory best practice of the competent supervisory authority as referred to in the previous authorities, and of contributing to the sub-section; collaboration of research and development in the field throughout the EU;

Or. en

Amendment 219 Karen Melchior

Motion for a resolution Paragraph 23 a (new)

Motion for a resolution Amendment

23a. Calls on the Commission to entrust an existing or new European Agency, or European body, with the task to ensure a harmonised implementation of the European ethical framework for high-risk artificial intelligence, robotics and related technologies;

Or. en

Amendment 220 Stéphane Séjourné, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 23 a (new)

Motion for a resolution Amendment

23a. Calls on the Commission to assess whether a European body would be necessary to ensure a harmonised implementation of the European ethical

PE652.504v01-00 98/193 AM\1206111EN.docx EN framework for high-risk artificial intelligence, robotics and related technologies;

Or. en

Amendment 221 Stéphane Séjourné, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 23 b (new)

Motion for a resolution Amendment

23b. Calls on the Commission to explore entrusting an existing EU body, such as ENISA, EDPS, or the European Ombudsman, to ensure the harmonised implementation of the European ethical framework for high-risk artificial intelligence, robots and related technologies;

Or. en

Amendment 222 Karen Melchior

Motion for a resolution Paragraph 23 b (new)

Motion for a resolution Amendment

23b. Calls on the Commission to explore entrusting a new or an existing EU body, such as ENISA, EDPS, or the European Ombudsman, to ensure the harmonised implementation of the European ethical framework for high-risk artificial intelligence, robots and related technologies;

Or. en

AM\1206111EN.docx 99/193 PE652.504v01-00 EN Amendment 223 Marion Walsmann

Motion for a resolution Paragraph 24

Motion for a resolution Amendment

24. Believes that such a body, as well deleted as the certification referred to in the following paragraph, would not only benefit the development of Union industry and innovation in that context but also increase the awareness of our citizens regarding the opportunities and risks inherent to these technologies;

Or. de

Amendment 224 Daniel Buda

Motion for a resolution Paragraph 24

Motion for a resolution Amendment

Or. ro

Amendment 225 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 24

PE652.504v01-00 100/193 AM\1206111EN.docx EN Motion for a resolution Amendment

Or. fr

Amendment 226 Raffaele Stancanelli

Motion for a resolution Paragraph 24

Motion for a resolution Amendment

Or. it

Amendment 227 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 24

Motion for a resolution Amendment

24. Believes that such a body, as well deleted as the certification referred to in the following paragraph, would not only benefit the development of Union industry

AM\1206111EN.docx 101/193 PE652.504v01-00 EN and innovation in that context but also increase the awareness of our citizens regarding the opportunities and risks inherent to these technologies;

Or. en

Amendment 228 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 24

Motion for a resolution Amendment

24. Believes that such a body, as well 24. Believes that such a body would as the certification referred to in the not only benefit the development of Union following paragraph, would not only industry and innovation in that context but benefit the development of Union industry also increase the awareness of citizens and innovation in that context but also regarding the opportunities and risks increase the awareness of our citizens inherent to technology; regarding the opportunities and risks inherent to these technologies;

Or. en

Amendment 229 Stéphane Séjourné, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 24

Motion for a resolution Amendment

24. Believes that such a body, as well 24. Believes that such a body would as the certification referred to in the not only benefit the development of Union following paragraph, would not only industry and innovation in that context but benefit the development of Union industry also increase the awareness of our citizens and innovation in that context but also regarding the opportunities and risks increase the awareness of our citizens inherent to these technologies; regarding the opportunities and risks inherent to these technologies;

Or. en

PE652.504v01-00 102/193 AM\1206111EN.docx EN Amendment 230 Ibán García Del Blanco

Motion for a resolution Paragraph 24

Motion for a resolution Amendment

24. Believes that such a body, as well 24. Believes that such a body, as well as the certification referred to in the as the European certification referred to in following paragraph, would not only the following paragraph, would not only benefit the development of Union industry benefit the development of Union industry and innovation in that context but also and innovation in that context but also increase the awareness of our citizens increase the awareness of our citizens regarding the opportunities and risks regarding the opportunities and risks inherent to these technologies; inherent to these technologies;

Or. en

Amendment 231 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 24 a (new)

Motion for a resolution Amendment

24a. Suggests to create a centre of expertise, bringing together academia, research, industry, and individual experts at Union level, either as an integral part of or associated with such Agency, to foster exchange of knowledge and technical expertise, and to facilitate collaboration throughout the EU and beyond;

Or. en

Amendment 232 Marion Walsmann

AM\1206111EN.docx 103/193 PE652.504v01-00 EN Motion for a resolution Subheading 12

Motion for a resolution Amendment

European certification of ethical deleted compliance

Or. de

Amendment 233 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Subheading 12

Motion for a resolution Amendment

European certification of ethical deleted compliance

Or. en

Amendment 234 Marion Walsmann

Motion for a resolution Paragraph 25

Motion for a resolution Amendment

25. Suggests that the European deleted Agency for Artificial Intelligence develops common criteria and an application process relating to the granting of a European certificate of ethical compliance following a request by any developer, deployer or user seeking to certify the positive assessment of compliance carried out by the respective national supervisory authority;

Or. de

PE652.504v01-00 104/193 AM\1206111EN.docx EN Amendment 235 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 25

Motion for a resolution Amendment

Or. en

Amendment 236 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 25

Motion for a resolution Amendment

25. Suggests that the European Agency 25. Calls on the Commission to for Artificial Intelligence develops explore the possibility to develop a common criteria and an application European certification of ethical process relating to the granting of a compliance, to be granted at the request European certificate of ethical compliance of developers of artificial intelligence, following a request by any developer, robotics and related technologies, which deployer or user seeking to certify the comply with the European ethical positive assessment of compliance carried framework; out by the respective national supervisory authority;

Or. en

Amendment 237 Raffaele Stancanelli

AM\1206111EN.docx 105/193 PE652.504v01-00 EN Motion for a resolution Paragraph 25

Motion for a resolution Amendment

25. Suggests that the European Agency 25. Suggests that the Commission, for Artificial Intelligence develops together with the national supervisory common criteria and an application process authorities, develop common criteria and relating to the granting of a European an application process relating to the certificate of ethical compliance following granting of a European certificate of ethical a request by any developer, deployer or compliance following a request by any user seeking to certify the positive developer, deployer or user seeking to assessment of compliance carried out by certify the positive assessment of the respective national supervisory compliance carried out by the respective authority; national supervisory authority;

Or. it

Amendment 238 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 25

Motion for a resolution Amendment

25. Suggests that the European 25. Suggests the creation of a Agency for Artificial Intelligence develops European certificate of compliance and an common criteria and an application application process relating to the granting process relating to the granting of a of a European certificate of ethical European certificate of ethical compliance compliance following a request by any following a request by any developer, developer, deployer or user seeking to deployer or user seeking to certify the certify the positive assessment of positive assessment of compliance carried compliance carried out by the respective out by the respective national supervisory national supervisory system; authority;

Or. fr

Amendment 239 Jiří Pospíšil

Motion for a resolution Paragraph 25

PE652.504v01-00 106/193 AM\1206111EN.docx EN Motion for a resolution Amendment

25. Suggests that the European 25. Suggests the development of Agency for Artificial Intelligence develops common criteria and procedures common criteria and an application governing the granting of a European process relating to the granting of a certificate of ethical compliance following European certificate of ethical compliance a request by any developer, deployer or following a request by any developer, user seeking to certify the positive deployer or user seeking to certify the assessment of compliance carried out by positive assessment of compliance carried the respective national supervisory out by the respective national supervisory authority; authority;

Or. cs

Amendment 240 Daniel Buda

Motion for a resolution Paragraph 25

Motion for a resolution Amendment

25. Suggests that the European 25. Suggests that action be taken Agency for Artificial Intelligence develops within the European Commission to common criteria and an application process develop common criteria and an relating to the granting of a European application process relating to the granting certificate of ethical compliance following of a European certificate of ethical a request by any developer, deployer or compliance following a request by any user seeking to certify the positive developer, deployer or user seeking to assessment of compliance carried out by certify at national level the positive the respective national supervisory assessment of compliance carried out by authority; the respective national supervisory authority;

Or. ro

Amendment 241 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 25

AM\1206111EN.docx 107/193 PE652.504v01-00 EN Motion for a resolution Amendment

25. Suggests that the European Agency 25. Suggests that the European Agency for Artificial Intelligence develops for Artificial Intelligence develops common criteria and an application process common criteria and an application process relating to the granting of a European relating to the granting of a European certificate of ethical compliance following certificate of ethical compliance following a request by any developer, deployer or a request by any developer, deployer or user seeking to certify the positive user seeking to certify the positive assessment of compliance carried out by assessment of compliance carried out by the respective national supervisory the respective competent supervisory authority; authority;

Or. en

Amendment 242 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 25 a (new)

Motion for a resolution Amendment

25a. Believes that such European certificate of ethical compliance would foster ethics by design throughout the supply chain of AI ecosystems;

Or. en

Amendment 243 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 25 b (new)

Motion for a resolution Amendment

25b. Recommends the certification to be a mandatory prerequisite to the eligibility for public procurement procedures on artificial intelligence and automated decision making systems in the Union;

PE652.504v01-00 108/193 AM\1206111EN.docx EN Or. en

Amendment 244 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 25 c (new)

Motion for a resolution Amendment

25c. Proposes that the European Agency for Artificial Intelligence coordinate the determination of breaches of the principles of non-discrimination by the competent supervisory authorities, in cooperation with other competent authorities in the Union, notably the Consumer Protection Cooperation Network, national consumer protection bodies and civil society, and facilitate means for individuals to meaningfully contest and remedy harm caused by such discrimination, and other infringement of fundamental rights by artificial intelligence and automated decision making systems, whether stemming from public or private sector actors;

Or. en

Amendment 245 Daniel Buda

Motion for a resolution Paragraph 26

Motion for a resolution Amendment

26. Stresses that the Union’s ethical 26. Stresses that the Union’s ethical principles for the development, deployment principles for the development, deployment and use of these technologies should be and use of these technologies could make promoted worldwide by cooperating with Europe a world leader in the IA sector international partners and liaising with and should therefore be promoted third countries with different development worldwide by cooperating with and deployment models. international partners and liaising with

AM\1206111EN.docx 109/193 PE652.504v01-00 EN third countries with different development and deployment models.

Or. ro

Amendment 246 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 26

Motion for a resolution Amendment

26. Stresses that the Union’s ethical 26. Stresses that the Union’s legal and principles for the development, deployment ethical principles for the development, and use of these technologies should be deployment and use of these technologies promoted worldwide by cooperating with should be promoted worldwide by international partners and liaising with cooperating with international partners and third countries with different development continuing the critical and ethics-based and deployment models. dialogue with third countries implementing alternative models of AI regulation, development and deployment.

Or. en

Amendment 247 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 26

Motion for a resolution Amendment

26. Stresses that the Union’s ethical 26. Stresses that the Union’s ethical principles for the development, deployment principles for the development, deployment and use of these technologies should be and use of these high-risk technologies promoted worldwide by cooperating with should be promoted worldwide by international partners and liaising with cooperating with international partners and third countries with different development liaising with third countries with different and deployment models. development and deployment models.

Or. en

PE652.504v01-00 110/193 AM\1206111EN.docx EN Amendment 248 Liesje Schreinemacher

Motion for a resolution Paragraph 27

Motion for a resolution Amendment

27. Recalls that the opportunities and 27. Recalls that the opportunities and risks inherent to these technologies have a risks inherent to these technologies have a global dimension that requires a global dimension, as the software and data consistent approach at international level used for these systems are frequently and thus calls on the Commission to work imported in and exported out of the in bilateral and multilateral settings to European Union; calls on the Commission advocate and ensure ethical compliance to take the initiative to investigate which bilateral and multilateral treaties and agreements should be adjusted to ensure a consistent approach and promote ethical compliance globally;

Or. en

Amendment 249 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 27

Motion for a resolution Amendment

27. Recalls that the opportunities and 27. Recalls that the opportunities and risks inherent to these technologies have a risks inherent to these technologies have a global dimension that requires a consistent global dimension that requires a consistent approach at international level and thus approach at international level and thus calls on the Commission to work in calls on the Commission to work in bilateral and multilateral settings to bilateral and multilateral settings to advocate and ensure ethical compliance. advocate and promote the European model of ethical compliance.

Or. en

Amendment 250 Sergey Lagodinsky, Alexandra Geese

AM\1206111EN.docx 111/193 PE652.504v01-00 EN Motion for a resolution Paragraph 27

Motion for a resolution Amendment

27. Recalls that the opportunities and 27. Recalls that the opportunities and risks inherent to these technologies have a risks inherent to these technologies have a global dimension that requires a consistent global dimension that requires international approach at international level and thus cooperation and thus calls on the calls on the Commission to work in Commission to work in bilateral and bilateral and multilateral settings to multilateral settings to advocate and ensure advocate and ensure ethical compliance. ethical compliance.

Or. en

Amendment 251 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 28

Motion for a resolution Amendment

28. Points out the added-value of a deleted European Agency as referred to above in this context as well.

Or. fr

Amendment 252 Marion Walsmann

Motion for a resolution Paragraph 28

Motion for a resolution Amendment

28. Points out the added-value of a deleted European Agency as referred to above in this context as well.

Or. de

PE652.504v01-00 112/193 AM\1206111EN.docx EN Amendment 253 Daniel Buda

Motion for a resolution Paragraph 28

Motion for a resolution Amendment

28. Points out the added-value of a deleted European Agency as referred to above in this context as well.

Or. ro

Amendment 254 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 28

Motion for a resolution Amendment

28. Points out the added-value of a deleted European Agency as referred to above in this context as well.

Or. en

Amendment 255 Jiří Pospíšil

Motion for a resolution Paragraph 28

Motion for a resolution Amendment

28. Points out the added-value of a deleted European Agency as referred to above in this context as well.

Or. cs

AM\1206111EN.docx 113/193 PE652.504v01-00 EN Amendment 256 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 28

Motion for a resolution Amendment

28. Points out the added-value of a 28. Points out the added-value of a European Agency as referred to above in European regulatory framework for high- this context as well. risk artificial intelligence, robotics and related technologies as referred to above in this context as well.

Or. en

Amendment 257 Jiří Pospíšil

Motion for a resolution Paragraph 29

Motion for a resolution Amendment

29. Concludes, following the above 29. Concludes, following the above reflections on aspects related to the ethical reflections on aspects related to the ethical dimension of artificial intelligence, dimension of artificial intelligence, robotics and related technologies, that the robotics and related technologies, that the ethical dimension should be framed as a ethical dimension should be framed as a series of principles resulting in a legal series of principles while making framework at Union level supervised by maximum use of the existing legal national competent authorities, framework; coordinated and enhanced by a European Agency for Artificial Intelligence and duly respected and certified within the internal market;

Or. cs

Amendment 258 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 29

PE652.504v01-00 114/193 AM\1206111EN.docx EN Motion for a resolution Amendment

29. Concludes, following the above 29. Concludes, following the above reflections on aspects related to the ethical reflections on aspects related to the ethical dimension of artificial intelligence, dimension of high-risk artificial robotics and related technologies, that the intelligence, robotics and related ethical dimension should be framed as a technologies, that the ethical dimension series of principles resulting in a legal should be framed as a series of principles framework at Union level supervised by resulting in a legal framework at Union national competent authorities, level; coordinated and enhanced by a European Agency for Artificial Intelligence and duly respected and certified within the internal market;

Or. en

Amendment 259 Marion Walsmann

Motion for a resolution Paragraph 29

Motion for a resolution Amendment

29. Concludes, following the above 29. Concludes, following the above reflections on aspects related to the ethical reflections on aspects related to the ethical dimension of artificial intelligence, dimension of artificial intelligence, robotics and related technologies, that the robotics and related technologies, that the ethical dimension should be framed as a ethical dimension should be framed as a series of principles resulting in a legal series of principles resulting in a legal framework at Union level supervised by framework at Union level supervised by national competent authorities, national competent authorities, and duly coordinated and enhanced by a European respected within the internal market; Agency for Artificial Intelligence and duly respected and certified within the internal market;

Or. de

Amendment 260 Sergey Lagodinsky, Alexandra Geese

AM\1206111EN.docx 115/193 PE652.504v01-00 EN Motion for a resolution Paragraph 29

Motion for a resolution Amendment

29. Concludes, following the above 29. Concludes, following the above reflections on aspects related to the ethical reflections on aspects related to the legal dimension of artificial intelligence, and ethical dimensions of artificial robotics and related technologies, that the intelligence, robotics and related ethical dimension should be framed as a technologies, that the ethical dimension series of principles resulting in a legal should be enshrined in a legal framework framework at Union level supervised by at Union level, supported by competent national competent authorities, supervisory authorities, coordinated and coordinated and enhanced by a European enhanced by the aforementioned European Agency for Artificial Intelligence and duly Agency for Artificial Intelligence, respected and certified within the internal regularly evaluated by the aforementioned market; centre of expertise and duly respected and certified within the internal market;

Or. en

Amendment 261 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 29

Motion for a resolution Amendment

29. Concludes, following the above 29. Concludes, following the above reflections on aspects related to the ethical reflections on aspects related to the high- dimension of artificial intelligence, risk ethical dimension of artificial robotics and related technologies, that the intelligence, robotics and related ethical dimension should be framed as a technologies, that the ethical dimension series of principles resulting in a legal should be framed as a series of principles framework at Union level supervised by resulting in a legal framework at Union national competent authorities, level supervised by national competent coordinated and enhanced by a European authorities, and duly respected and Agency for Artificial Intelligence and duly certified within the internal market; respected and certified within the internal market;

Or. en

PE652.504v01-00 116/193 AM\1206111EN.docx EN Amendment 262 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 29

Motion for a resolution Amendment

29. Concludes, following the above 29. Concludes, following the above reflections on aspects related to the ethical reflections on aspects related to the ethical dimension of artificial intelligence, dimension of artificial intelligence, robotics and related technologies, that the robotics and related technologies, that the ethical dimension should be framed as a ethical dimension should be framed as a series of principles resulting in a legal series of principles resulting in a legal framework at Union level supervised by framework at Union level supervised by national competent authorities, national competent systems, coordinated by coordinated and enhanced by a European the European Commission and duly Agency for Artificial Intelligence and duly respected and certified within the internal respected and certified within the internal market; market;

Or. fr

Amendment 263 Daniel Buda

Motion for a resolution Paragraph 29

Motion for a resolution Amendment

29. Concludes, following the above 29. Concludes, following the above reflections on aspects related to the ethical reflections on aspects related to the ethical dimension of artificial intelligence, dimension of artificial intelligence, robotics and related technologies, that the robotics and related technologies, that the ethical dimension should be framed as a ethical dimension should be framed as a series of principles resulting in a legal series of principles resulting in an framework at Union level supervised by effective, forward looking and national competent authorities, comprehensive legal framework at Union coordinated and enhanced by a European level, reflecting the standards and values Agency for Artificial Intelligence and duly enshrined in the treaties and in the respected and certified within the internal Charter of Fundamental Rights and market; affording protection, trust and legal safety to members of the public and economic operators;

Or. ro

AM\1206111EN.docx 117/193 PE652.504v01-00 EN Amendment 264 Raffaele Stancanelli

Motion for a resolution Paragraph 29

Motion for a resolution Amendment

29. Concludes, following the above 29. Concludes, following the above reflections on aspects related to the ethical reflections on aspects related to the ethical dimension of artificial intelligence, dimension of artificial intelligence, robotics and related technologies, that the robotics and related technologies, that the ethical dimension should be framed as a ethical dimension should be framed as a series of principles resulting in a legal series of principles resulting in a legal framework at Union level supervised by framework at Union level supervised by national competent authorities, coordinated national competent authorities, coordinated and enhanced by a European Agency for and enhanced by the Commission and duly Artificial Intelligence and duly respected respected and certified within the internal and certified within the internal market; market;

Or. it

Amendment 265 Marion Walsmann

Motion for a resolution Paragraph 30

Motion for a resolution Amendment

30. Following the procedure of Article 30. Following the procedure of Article 225 of the Treaty on the Functioning of the 225 of the Treaty on the Functioning of the European Union, requests the Commission European Union, requests the Commission to submit a proposal for a Regulation on to submit a proposal for a Regulation on ethical principles for the development, ethical principles for the development, deployment and use of artificial deployment and use of artificial intelligence, robotics and related intelligence, robotics and related technologies on the basis of Article 114 of technologies on the basis of Article 114 of the Treaty on the Functioning of the the Treaty on the Functioning of the European Union and following the detailed European Union and following the detailed recommendations set out in the annex recommendations set out in the annex hereto; hereto, and the proposal should not undermine sector-specific legislation, but only cover the legal loopholes;

PE652.504v01-00 118/193 AM\1206111EN.docx EN Or. de

Amendment 266 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Paragraph 30

Motion for a resolution Amendment

Or. en

Amendment 267 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 30

Motion for a resolution Amendment

30. Following the procedure of Article 30. Following the procedure of Article 225 of the Treaty on the Functioning of the 225 of the Treaty on the Functioning of the European Union, requests the Commission European Union, requests the Commission to submit a proposal for a Regulation on to submit a proposal for a Regulation on ethical principles for the development, ethical principles for the development, deployment and use of artificial deployment and use of high-risk artificial intelligence, robotics and related intelligence, robotics and related technologies on the basis of Article 114 of technologies on the basis of Article 114 of the Treaty on the Functioning of the the Treaty on the Functioning of the European Union and following the detailed European Union and following the detailed recommendations set out in the annex recommendations set out in the annex hereto; hereto;

AM\1206111EN.docx 119/193 PE652.504v01-00 EN Or. en

Amendment 268 Marion Walsmann

Motion for a resolution Paragraph 31

Motion for a resolution Amendment

31. Recommends that the European 31. Recommends that the European Commission review existing Union law Commission review existing Union law applicable to artificial intelligence, robotics applicable to artificial intelligence, robotics and related technologies in order to address and related technologies in order to address the rapidity of their development in line the rapidity of their development in line with the recommendations set out in the with the recommendations set out in the annex hereto; annex hereto, avoiding both over- regulation and administrative burdens, especially for SMEs;

Or. de

Amendment 269 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 31

Motion for a resolution Amendment

31. Recommends that the European 31. Recommends that the European Commission review existing Union law Commission, after consulting with all the applicable to artificial intelligence, robotics relevant stakeholders, review existing and related technologies in order to address Union law applicable to high-risk artificial the rapidity of their development in line intelligence, robotics and related with the recommendations set out in the technologies in order to review it when annex hereto; necessary and address the rapidity of their development in line with the recommendations set out in the annex hereto;

Or. en

PE652.504v01-00 120/193 AM\1206111EN.docx EN Amendment 270 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 31 a (new)

Motion for a resolution Amendment

31a. Believes that a periodical assessment of the European regulatory framework related to artificial intelligence, robotics and related technologies will be essential to ensure that the applicable legislation is up to date with the rapidly growing technological progress;

Or. en

Amendment 271 Marion Walsmann

Motion for a resolution Paragraph 32

Motion for a resolution Amendment

32. Considers that the requested deleted proposal would have financial implications if a new European Agency for Artificial Intelligence is set up;

Or. de

Amendment 272 Gilles Lebreton, Jean-Paul Garraud, Gunnar Beck, Luisa Regimenti

Motion for a resolution Paragraph 32

Motion for a resolution Amendment

32. Considers that the requested deleted proposal would have financial implications if a new European Agency

AM\1206111EN.docx 121/193 PE652.504v01-00 EN for Artificial Intelligence is set up;

Or. fr

Amendment 273 Raffaele Stancanelli

Motion for a resolution Paragraph 32

Motion for a resolution Amendment

32. Considers that the requested deleted proposal would have financial implications if a new European Agency for Artificial Intelligence is set up;

Or. it

Amendment 274 Stéphane Séjourné, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Paragraph 32

Motion for a resolution Amendment

32. Considers that the requested 32. Considers that the requested proposal would have financial implications proposal would have financial implications if a new European Agency for Artificial if an existing European body is entrusted Intelligence is set up; with the above-mentioned functions in order to ensure the necessary technical means and human resources to fulfil its newly attributed tasks;

Or. en

Amendment 275 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Paragraph 32

PE652.504v01-00 122/193 AM\1206111EN.docx EN Motion for a resolution Amendment

32. Considers that the requested 32. Considers that the requested proposal would have financial implications proposal does not have financial if a new European Agency for Artificial implications; Intelligence is set up;

Or. en

Amendment 276 Stéphane Séjourné, Liesje Schreinemacher, Karen Melchior, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point I – indent 1

Motion for a resolution Amendment

- to build trust in artificial - to build trust in artificial intelligence, robotics and related intelligence, robotics and related technologies by ensuring that these technologies by ensuring that when these technologies will be developed, deployed technologies entail a high-risk for the and used in an ethical manner; protection of safety and fundamental rights and freedoms their development, deployment and use will be done in an ethical manner;

Or. en

Amendment 277 Emil Radev

Motion for a resolution Annex I – part А – point I – indent 1

Motion for a resolution Amendment

- to build trust in artificial - to build trust in artificial intelligence, robotics and related intelligence, robotics and related technologies by ensuring that these technologies by ensuring that these technologies will be developed, deployed technologies will be developed, deployed and used in an ethical manner; and used in full compliance with the EU’s ethical principles in the field of artificial intelligence;

AM\1206111EN.docx 123/193 PE652.504v01-00 EN Or. bg

Amendment 278 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point I – indent 1

Motion for a resolution Amendment

- to build trust in artificial - to build trust in intelligent and intelligence, robotics and related autonomous technologies by ensuring that technologies by ensuring that these these technologies will be developed, technologies will be developed, deployed deployed and used in an ethical manner at and used in an ethical manner; all levels of involved stakeholders and of society;

Or. en

Amendment 279 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point I – indent 1

Motion for a resolution Amendment

- to build trust in artificial - to build trust in high-risk artificial intelligence, robotics and related intelligence, robotics and related technologies by ensuring that these technologies by ensuring that these technologies will be developed, deployed technologies will be developed, deployed and used in an ethical manner; and used in an ethical manner;

Or. en

Amendment 280 Daniel Buda

Motion for a resolution Annex I – part A – point I – indent 1 a (new)

PE652.504v01-00 124/193 AM\1206111EN.docx EN Motion for a resolution Amendment

- to ensure the balance between public protection on the one hand and business incentives to invest in innovation, especially AI systems, on the other;

Or. ro

Amendment 281 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point I – indent 2

Motion for a resolution Amendment

- to support the development of - to support the development of artificial intelligence, robotics and related artificial intelligence, robotics and related technologies in the Union, including by technologies in the Union, including by helping businesses and start-ups to assess helping businesses and start-ups to assess and address regulatory requirements and and address with certainty current and risks during the development process; future regulatory requirements and risks during the innovation and business development process, and during the subsequent phase of use by professionals and private individuals;

Or. en

Amendment 282 Marion Walsmann

Motion for a resolution Annex I – part A – point I – indent 2

Motion for a resolution Amendment

AM\1206111EN.docx 125/193 PE652.504v01-00 EN risks during the development process; and risks during the development process, especially by minimising burdens and red tape;

Or. de

Amendment 283 Daniel Buda

Motion for a resolution Annex I – part A – point I – indent 2

Motion for a resolution Amendment

- to support the development of - to support the development of artificial intelligence, robotics and related artificial intelligence, robotics and related technologies in the Union, including by technologies in the Union, including by helping businesses and start-ups to assess helping businesses, small and medium- and address regulatory requirements and sized enterprises and start-ups to assess risks during the development process; and address regulatory requirements and risks during the development process;

Or. ro

Amendment 284 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point I – indent 2

Motion for a resolution Amendment

- to support the development of - to support the development of high- artificial intelligence, robotics and related risk artificial intelligence, robotics and technologies in the Union, including by related technologies in the Union, helping businesses and start-ups to assess including by helping businesses and start- and address regulatory requirements and ups to assess and address regulatory risks during the development process; requirements and risks during the development process;

Or. en

PE652.504v01-00 126/193 AM\1206111EN.docx EN Amendment 285 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point I – indent 3

Motion for a resolution Amendment

- to support deployment of artificial - to support deployment of artificial intelligence, robotics and related intelligence, robotics and related technologies in the Union by providing the technologies in the Union by providing the appropriate regulatory framework; appropriate regulatory framework, in the aim of encouraging regulatory certainty and innovation while guaranteeing fundamental rights and consumer protection;

Or. en

Amendment 286 Marion Walsmann

Motion for a resolution Annex I – part A – point I – indent 3

Motion for a resolution Amendment

- to support deployment of artificial - to support deployment of artificial intelligence, robotics and related intelligence, robotics and related technologies in the Union by providing the technologies in the Union by providing the appropriate regulatory framework; appropriate regulatory framework which should apply as a complement to existing sector-specific legislation;

Or. de

Amendment 287 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point I – indent 3

Motion for a resolution Amendment

- to support deployment of artificial - to support deployment of artificial

AM\1206111EN.docx 127/193 PE652.504v01-00 EN intelligence, robotics and related intelligence, robotics and related technologies in the Union by providing the technologies in the Union by providing the appropriate regulatory framework; appropriate and proportionate regulatory framework;

Or. en

Amendment 288 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point I – indent 3

Motion for a resolution Amendment

- to support deployment of artificial - to support deployment of high-risk intelligence, robotics and related artificial intelligence, robotics and related technologies in the Union by providing the technologies in the Union by providing the appropriate regulatory framework; appropriate regulatory framework;

Or. en

Amendment 289 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point I – indent 4

Motion for a resolution Amendment

- to support use of artificial deleted intelligence, robotics and related technologies in the Union by ensuring that they are developed, deployed and used in an ethical manner;

Or. en

Amendment 290 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point I – indent 4

PE652.504v01-00 128/193 AM\1206111EN.docx EN Motion for a resolution Amendment

- to support use of artificial - to support use of high-risk artificial intelligence, robotics and related intelligence, robotics and related technologies in the Union by ensuring that technologies in the Union by ensuring that they are developed, deployed and used in they are developed, deployed and used in an ethical manner; an ethical manner;

Or. en

Amendment 291 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point I – indent 5

Motion for a resolution Amendment

- to require better information flows - to require transparency and better among citizens and within organisations information flows among citizens and developing, deploying or using artificial within organisations developing, deploying intelligence, robotics and related or using artificial intelligence, robotics and technologies as a means of ensuring that related technologies as a means of ensuring these technologies are compliant with the that these technologies are compliant with ethical principles of the proposed Union law, human rights and values, and Regulation. with the ethical principles of the proposed Regulation.

Or. en

Amendment 292 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point I – indent 5

Motion for a resolution Amendment

- to require better information flows - to require better information flows among citizens and within organisations among citizens and within organisations developing, deploying or using artificial developing, deploying or using high-risk intelligence, robotics and related artificial intelligence, robotics and related technologies as a means of ensuring that technologies as a means of ensuring that these technologies are compliant with the these technologies are compliant with the

AM\1206111EN.docx 129/193 PE652.504v01-00 EN ethical principles of the proposed ethical principles of the proposed Regulation. Regulation.

Or. en

Amendment 293 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point II – indent 1

Motion for a resolution Amendment

- a “Regulation on ethical principles - a “Regulation on ethical principles for the development, deployment and use for the development, deployment and use of artificial intelligence, robotics and of high-risk artificial intelligence, robotics related technologies”; and related technologies”;

Or. en

Amendment 294 Marion Walsmann

Motion for a resolution Annex I – part A – point II – indent 2

Motion for a resolution Amendment

- a European Agency for Artificial deleted Intelligence and a European certification of ethical compliance;

Or. de

Amendment 295 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point II – indent 2

Motion for a resolution Amendment

- a European Agency for Artificial deleted

PE652.504v01-00 130/193 AM\1206111EN.docx EN Intelligence and a European certification of ethical compliance;

Or. en

Amendment 296 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point II – indent 2

Motion for a resolution Amendment

- a European Agency for Artificial deleted Intelligence and a European certification of ethical compliance;

Or. en

Amendment 297 Daniel Buda

Motion for a resolution Annex I – part A – point II – indent 2

Motion for a resolution Amendment

- a European Agency for Artificial - a European certification of ethical Intelligence and a European certification compliance; of ethical compliance;

Or. ro

Amendment 298 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point II – indent 4

Motion for a resolution Amendment

- the work carried out by the - the work carried out by the “Supervisory Authority” in each Member competent supervisory authorities in the

AM\1206111EN.docx 131/193 PE652.504v01-00 EN State to ensure that ethical principles are Member States to ensure that ethical applied to artificial intelligence, robotics principles are applied to artificial and related technologies; intelligence, robotics and related technologies;

Or. en

Amendment 299 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point II – indent 4

Motion for a resolution Amendment

- the work carried out by the - the work carried out by the “Supervisory Authority” in each Member “Supervisory Authority” in each Member State to ensure that ethical principles are State to ensure that ethical principles are applied to artificial intelligence, robotics applied to high-risk artificial intelligence, and related technologies; robotics and related technologies;

Or. en

Amendment 300 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point II – indent 5

Motion for a resolution Amendment

- the involvement and consultation - the involvement and consultation of, as well as provision of support to, of, as well as provision of support to, stakeholders, including start-ups, relevant research and development, and businesses, social partners, and other concerned stakeholders, including start- representatives of the civic society. ups, businesses, social partners, and other representatives of the civic society.

Or. en

Amendment 301 Daniel Buda

PE652.504v01-00 132/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part A – point II – indent 5

Motion for a resolution Amendment

- the involvement and consultation - the involvement and consultation of, as well as provision of support to, of, as well as provision of support to, stakeholders, including start-ups, stakeholders, including start-ups, small businesses, social partners, and other and medium-sized enterprises, businesses, representatives of the civic society. social partners, and other representatives of the civic society.

Or. ro

Amendment 302 Stéphane Séjourné, Liesje Schreinemacher, Karen Melchior, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point II – indent 5 a (new)

Motion for a resolution Amendment

- annex establishing a list of high- risk technologies which fall under the scope of this Regulation;

Or. en

Amendment 303 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point III – introductory part

Motion for a resolution Amendment

III. The “Regulation on ethical III. The “Regulation on ethical principles for the development, deployment principles for the development, deployment and use of artificial intelligence, robotics and use of high-risk artificial intelligence, and related technologies” builds on the robotics and related technologies” builds following principles: on the following principles:

Or. en

AM\1206111EN.docx 133/193 PE652.504v01-00 EN Amendment 304 Emil Radev

Motion for a resolution Annex I – part А – point III – indent 1

Motion for a resolution Amendment

- human-centric and human-made - Human-centric, human-made and artificial intelligence, robotics and related human-controlled artificial intelligence, technologies; robotics and related technologies;

Or. bg

Amendment 305 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point III – indent 1

Motion for a resolution Amendment

- human-centric and human-made - human-centric artificial artificial intelligence, robotics and related intelligence, robotics and related technologies; technologies;

Or. en

Amendment 306 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point III – indent 2

Motion for a resolution Amendment

- risk assessment of artificial - compliance assessment of high- intelligence, robotics and related risk artificial intelligence, robotics and technologies; related technologies;

Or. en

PE652.504v01-00 134/193 AM\1206111EN.docx EN Amendment 307 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point III – indent 3

Motion for a resolution Amendment

- safety features, transparency and - safety features, transparency, accountability; accountability, and accessibility;

Or. en

Amendment 308 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point III – indent 4

Motion for a resolution Amendment

- safeguards against bias and - safeguards and remedies against discrimination; bias and discrimination;

Or. en

Amendment 309 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point III – indent 4

Motion for a resolution Amendment

- safeguards against bias and - safeguards against unfair bias and discrimination; discrimination;

Or. en

Amendment 310 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

AM\1206111EN.docx 135/193 PE652.504v01-00 EN Motion for a resolution Annex I – part A – point III – indent 4 a (new)

Motion for a resolution Amendment

- right to redress;

Or. en

Amendment 311 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point III – indent 5

Motion for a resolution Amendment

- social responsibility and gender - social responsibility and gender balance in artificial intelligence, robotics equality in artificial intelligence, robotics and related technologies; and related technologies;

Or. en

Amendment 312 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point III – indent 6

Motion for a resolution Amendment

- environmentally friendly and - environmentally sustainable sustainable artificial intelligence, robotics artificial intelligence, robotics and related and related technologies; technologies;

Or. en

Amendment 313 Sergey Lagodinsky, Alexandra Geese, Patrick Breyer

Motion for a resolution Annex I – part A – point III – indent 7

PE652.504v01-00 136/193 AM\1206111EN.docx EN Motion for a resolution Amendment

- respect for privacy and limitations - respect for fundamental rights, to the use of biometric recognition; including privacy and limitations to the use of biometric recognition;

Or. en

Amendment 314 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point III – indent 7 a (new)

Motion for a resolution Amendment

- safeguards related to the use of high-risk artificial intelligence, robotics and related technologies within the framework of public power decisions;

Or. en

Amendment 315 Daniel Buda

Motion for a resolution Annex I – part A – point IV – introductory part

Motion for a resolution Amendment

IV. The key elements of the IV. The key elements of the Commission’s task as regards compliance Commission’s task as regards compliance with ethical principles for the development, with ethical principles for the development, deployment and use of artificial deployment and use of artificial intelligence, robotics and related intelligence, robotics and related technologies are: technologies are: - to issue guidance as regards the application of the proposed regulation; - to develop a European certificate of compliance with ethical principles; - to support regular exchanges with concerned stakeholders and the civil

AM\1206111EN.docx 137/193 PE652.504v01-00 EN society.

Or. ro

Amendment 316 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point IV – introductory part

Motion for a resolution Amendment

Or. en

Amendment 317 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point IV – indent 1 a (new)

Motion for a resolution Amendment

- to issue guidance as regards the application of the proposed Regulation in order to ensure its consistent application, namely regarding the application of the criteria for artificial intelligence, robotics and related technologies to be considered high-risk;

Or. en

Amendment 318 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

PE652.504v01-00 138/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part A – point IV – indent 1 a (new)

Motion for a resolution Amendment

- regularly assessing and if necessary, reviewing the annex of the Regulation by means of a delegated act

Or. en

Amendment 319 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point IV – indent 1 b (new)

Motion for a resolution Amendment

- to liaise with the “Supervisory Authority” in each Member State;

Or. en

Amendment 320 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point IV – indent 2

Motion for a resolution Amendment

- raising awareness, providing - raising awareness, providing information and engaging in exchanges information, education, training and with developers, deployers and users engaging in exchanges with designers, throughout the Union. developers, deployers, citizens, users and institutional bodies throughout the Union and internationally.

Or. en

Amendment 321 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

AM\1206111EN.docx 139/193 PE652.504v01-00 EN Motion for a resolution Annex I – part A – point IV – indent 2 a (new)

Motion for a resolution Amendment

- engaging discussions on global ethical norms at international level;

Or. en

Amendment 322 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point IV – indent 2 b (new)

Motion for a resolution Amendment

- establishing binding guidelines on the methodology of the compliance assessment to be followed by the national supervisory authorities;

Or. en

Amendment 323 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point IV – indent 2 c (new)

Motion for a resolution Amendment

- establishing non-binding guidelines directed to the developers, the deployers and the users;

Or. en

Amendment 324 Marion Walsmann

PE652.504v01-00 140/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part A – point V

Motion for a resolution Amendment

V. The European Agency for deleted Artificial Intelligence should be established following a detailed proposal from the Commission, which should include the following main tasks: - to supervise the application of the proposed Regulation; - to issue guidance as regards the application of the proposed Regulation; - to liaise with the “Supervisory Authority” in each Member State and coordinate their mandate and tasks; - to develop a European certificate of compliance with ethical principles; - to support regular exchanges with concerned stakeholders and the civil society.

Or. de

Amendment 325 Daniel Buda

Motion for a resolution Annex I – part A – point V

Motion for a resolution Amendment

AM\1206111EN.docx 141/193 PE652.504v01-00 EN Authority” in each Member State and coordinate their mandate and tasks; - to develop a European certificate of compliance with ethical principles; - to support regular exchanges with concerned stakeholders and the civil society.

Or. ro

Amendment 326 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point V

Motion for a resolution Amendment

Or. en

Amendment 327 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

PE652.504v01-00 142/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part A – point V

Motion for a resolution Amendment

Or. en

Amendment 328 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point V – indent 1

Motion for a resolution Amendment

- to supervise the application of the deleted proposed Regulation;

Or. en

Amendment 329 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point V – indent 1

AM\1206111EN.docx 143/193 PE652.504v01-00 EN Motion for a resolution Amendment

- to supervise the application of the - to supervise the application of proposed Regulation; relevant Union law;

Or. en

Amendment 330 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point V – indent 2

Motion for a resolution Amendment

- to issue guidance as regards the deleted application of the proposed Regulation;

Or. en

Amendment 331 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point V – indent 2

Motion for a resolution Amendment

- to issue guidance as regards the - to issue guidance as regards the application of the proposed Regulation; application of relevant Union law;

Or. en

Amendment 332 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point V – indent 3

Motion for a resolution Amendment

- to liaise with the “Supervisory deleted

PE652.504v01-00 144/193 AM\1206111EN.docx EN Authority” in each Member State and coordinate their mandate and tasks;

Or. en

Amendment 333 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point V – indent 3

Motion for a resolution Amendment

- to liaise with the “Supervisory - to liaise with the Member States Authority” in each Member State and and concerned competent supervisory coordinate their mandate and tasks; authorities, coordinate their contributions and collaboration;

Or. en

Amendment 334 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

Motion for a resolution Annex I – part A – point V – indent 3 a (new)

Motion for a resolution Amendment

- to draft a common framework for the governance of the development, deployment and use of artificial intelligence, robotics and related technologies to be implemented by the national supervisory authorities;

Or. en

Amendment 335 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point V – indent 4

AM\1206111EN.docx 145/193 PE652.504v01-00 EN Motion for a resolution Amendment

- to develop a European certificate deleted of compliance with ethical principles;

Or. en

Amendment 336 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point V – indent 4

Motion for a resolution Amendment

- to develop a European certificate of - to develop a European certificate of compliance with ethical principles; compliance with legal and ethical principles with specific requirements for artificial intelligence, robotics and related technologies targeting children, young adults or other vulnerable persons;

Or. en

Amendment 337 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point V – indent 5

Motion for a resolution Amendment

- to support regular exchanges with deleted concerned stakeholders and the civil society.

Or. en

Amendment 338 Sergey Lagodinsky, Alexandra Geese

PE652.504v01-00 146/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part A – point V – indent 5

Motion for a resolution Amendment

- to support regular exchanges with - to support cross-sector and cross- concerned stakeholders and the civil border co-operation through regular society. exchanges, in the form of a structured dialogue, with concerned stakeholders and the civil society, in the EU and in the world, notably with social partners, researchers and competent authorities in the fields of neuroscience, cognitive science, health, sociology, economy and law.

Or. en

Amendment 339 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point V – indent 5 a (new)

Motion for a resolution Amendment

- to support regular exchanges with concerned stakeholders as regards the development of technical standards at international level.

Or. en

Amendment 340 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point V – indent 5 b (new)

Motion for a resolution Amendment

- to organise or support the activities of the centre of experts, assessing technological standards and evaluation this regulation and work of the Agency

AM\1206111EN.docx 147/193 PE652.504v01-00 EN based on expertise of their members in the relative realm of technology and humanities.

Or. en

Amendment 341 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VI – introductory part

Motion for a resolution Amendment

VI. The key tasks of the “Supervisory VI. The key tasks of competent Authority” in each Member State should supervisory authorities in the Member be: States should be:

Or. en

Amendment 342 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point VI – indent 1

Motion for a resolution Amendment

- to assess whether artificial - to assess whether artificial intelligence, robotics and related intelligence, robotics and related technologies, including software, technologies, including software, algorithms and data used or produced by algorithms and data used or produced by such technologies, developed, deployed such technologies, developed, deployed and used in the Union are high-risk and used in the Union are high-risk technologies; technologies in accordance with the criteria defined in the proposed Regulation;

Or. en

Amendment 343 Stéphane Séjourné

PE652.504v01-00 148/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part A – point VI – indent 1

Motion for a resolution Amendment

- to assess whether artificial - to assess the compliance of high- intelligence, robotics and related risk artificial intelligence, robotics and technologies, including software, related technologies with the ethical algorithms and data used or produced by principles set out in the proposed such technologies, developed, deployed Regulation; and used in the Union are high-risk technologies;

Or. en

Amendment 344 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VI – indent 1

Motion for a resolution Amendment

- to assess whether artificial - to assess whether artificial intelligence, robotics and related intelligence, robotics and related technologies, including software, technologies, including software, algorithms and data used or produced by algorithms and data used or produced by such technologies, developed, deployed such technologies, developed, deployed and used in the Union are high-risk and used in the Union are to be considered technologies; high-risk technologies;

Or. en

Amendment 345 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point VI – indent 2

Motion for a resolution Amendment

- to monitor their compliance with deleted the ethical principles set out in the proposed Regulation;

AM\1206111EN.docx 149/193 PE652.504v01-00 EN Or. en

Amendment 346 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VI – indent 2

Motion for a resolution Amendment

- to monitor their compliance with - to monitor their compliance with the ethical principles set out in the law and ethical principles set out in the proposed Regulation; proposed Regulation;

Or. en

Amendment 347 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point VI – indent 2 a (new)

Motion for a resolution Amendment

- to issue a certificate of compliance with ethical principles, in line with common criteria and an application process developed in cooperation with other Supervisory Authorities, the European Commission and other relevant institutions, bodies, offices and agencies of the Union;

Or. en

Amendment 348 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point VI – indent 3

PE652.504v01-00 150/193 AM\1206111EN.docx EN Motion for a resolution Amendment

- to contribute to the consistent - to contribute to the consistent application of the proposed Regulation in application of the proposed Regulation in cooperation with other Supervisory cooperation with other Supervisory Authorities, the European Commission and Authorities, the European Commission and other relevant institutions, bodies, offices other relevant institutions, bodies, offices and agencies of the Union; and and agencies of the Union, namely regarding the application of the criteria for artificial intelligence, robotics and related technologies to be considered high-risk by elaborating, in the context of such cooperation, a common and exhaustive list of high-risk artificial intelligence, robotics and related technologies in line with the criteria set out in this Regulation; and

Or. en

Amendment 349 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VI – indent 3

Motion for a resolution Amendment

- to contribute to the consistent - to contribute to the consistent application of the proposed Regulation in application of the legal framework and the cooperation with other Supervisory proposed Regulation in cooperation with Authorities, the European Commission and other competent supervisory authorities, other relevant institutions, bodies, offices the European Commission and other and agencies of the Union; and relevant institutions, bodies, offices and agencies of the Union; and

Or. en

Amendment 350 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point VI – indent 4

AM\1206111EN.docx 151/193 PE652.504v01-00 EN Motion for a resolution Amendment

- to be responsible for establishing deleted standards for the governance of artificial intelligence, robotics and related technologies, including by liaising with the maximum possible number of stakeholders and civil society representatives.

Or. en

Amendment 351 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VI – indent 4

Motion for a resolution Amendment

- to be responsible for establishing - to be responsible for establishing standards for the governance of artificial standards for the governance of artificial intelligence, robotics and related intelligence, robotics and related technologies, including by liaising with the technologies, including by sustaining a maximum possible number of structured dialogue with all relevant stakeholders and civil society stakeholders and civil society representatives. representatives;

Or. en

Amendment 352 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

Motion for a resolution Annex I – part A – point VI – indent 4

Motion for a resolution Amendment

- to be responsible for establishing - to be responsible for implementing standards for the governance of artificial standards for the governance of artificial intelligence, robotics and related intelligence, robotics and related technologies, including by liaising with the technologies, including by liaising with the maximum possible number of stakeholders maximum possible number of stakeholders and civil society representatives. and civil society representatives.

PE652.504v01-00 152/193 AM\1206111EN.docx EN Or. en

Amendment 353 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

Motion for a resolution Annex I – part A – point VI – indent 4 a (new)

Motion for a resolution Amendment

- to cooperate with the authorities responsible for implementing sectorial legislation in order to identify technologies which are high-risk from an ethical perspective and in order to supervise the implementation of required and appropriate measures where such technologies are identified;

Or. en

Amendment 354 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VI – indent 4 a (new)

Motion for a resolution Amendment

- to raise awareness, provide information on artificial intelligence, robotics and related technologies to the public, and support the training of relevant professions, including in the judiciary;

Or. en

Amendment 355 Marion Walsmann

Motion for a resolution Annex I – part A – point VI – indent 4 a (new)

AM\1206111EN.docx 153/193 PE652.504v01-00 EN Motion for a resolution Amendment

- to support regular exchanges with concerned stakeholders and civil society.

Or. de

Amendment 356 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VI – indent 4 b (new)

Motion for a resolution Amendment

- to empower people with the skills for AI and support workers for a fair transition;

Or. en

Amendment 357 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VI – indent 4 c (new)

Motion for a resolution Amendment

- to serve as a first point of contact in cases of suspected discriminating treatment or of violation of other rights as a result of use of artificial intelligence and automated decision making systems, conduct ethical evaluation of such cases in cooperation with other competent authorities in the Union, notably the Consumer Protection Cooperation Network, national consumer protection bodies and civil society; to facilitate means to individuals to meaningfully contest and remedy harm caused by such discrimination or violations;

PE652.504v01-00 154/193 AM\1206111EN.docx EN Or. en

Amendment 358 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VI – indent 4 d (new)

Motion for a resolution Amendment

- to facilitate the sharing of best practice and techniques for de-biasing datasets, and combatting discrimination in artificial intelligence and automated decision making systems, between competent supervisory authorities, research and development, civil society and individual experts.

Or. en

Amendment 359 Marion Walsmann

Motion for a resolution Annex I – part A – point VII

Motion for a resolution Amendment

VII. The key role of stakeholders should VII. The key role of stakeholders should be to engage with the Commission, the be to engage with the Commission and the European Agency for Artificial “Supervisory Authority” in each Member Intelligence and the “Supervisory State. Authority” in each Member State.

Or. de

Amendment 360 Stéphane Séjourné, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part A – point VII

AM\1206111EN.docx 155/193 PE652.504v01-00 EN Motion for a resolution Amendment

Or. en

Amendment 361 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part A – point VII

Motion for a resolution Amendment

Or. en

Amendment 362 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part A – point VII

Motion for a resolution Amendment

VII. The key role of stakeholders should VII. The key role of stakeholders should be to engage with the Commission, the be to engage with the Commission, the European Agency for Artificial European Agency for Artificial Intelligence and the “Supervisory Intelligence and the competent supervisory Authority” in each Member State. authorities in Member States.

Or. en

PE652.504v01-00 156/193 AM\1206111EN.docx EN Amendment 363 Karen Melchior

Motion for a resolution Annex I – part A – point VII

Motion for a resolution Amendment

VII. The key role of stakeholders should VII. The key role of stakeholders should be to engage with the Commission, the be to engage with the relevant, new or European Agency for Artificial existing, European Agency or European Intelligence and the “Supervisory body and the “Supervisory Authority” in Authority” in each Member State. each Member State.

Or. en

Amendment 364 Daniel Buda

Motion for a resolution Annex I – part B – recital 1

Motion for a resolution Amendment

(1) The development, deployment and (1) The development, deployment and use of artificial intelligence, robotics and use of artificial intelligence, robotics and related technologies, including the related technologies, including the software, algorithms and data used or software, algorithms and data used or produced by such technologies, are based produced by such technologies, are based on a desire to serve society. They can entail on a desire to serve society. They can entail opportunities and risks, which should be opportunities and risks, which should be addressed and regulated by a addressed and regulated by an efficient, comprehensive legal framework of ethical forward- looking and comprehensive legal principles to be complied with from the framework of ethical principles to be moment of the development and complied with from the moment of the deployment of such technologies to their development and deployment of such use. technologies to their use.

Or. ro

Amendment 365 Stéphane Séjourné, Liesje Schreinemacher, Karen Melchior, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 1

AM\1206111EN.docx 157/193 PE652.504v01-00 EN Motion for a resolution Amendment

(1) The development, deployment and (1) The development, deployment and use of artificial intelligence, robotics and use of artificial intelligence, robotics and related technologies, including the related technologies, including the software, algorithms and data used or software, algorithms and data used or produced by such technologies, are based produced by such technologies, should be on a desire to serve society. They can entail based on a desire to serve society. Some of opportunities and risks, which should be these technologies can entail opportunities addressed and regulated by a and risks, which should be addressed and comprehensive legal framework of ethical regulated by a comprehensive legal principles to be complied with from the framework of ethical principles to be moment of the development and complied with from the moment of the deployment of such technologies to their development and deployment of such use. technologies to their use.

Or. en

Amendment 366 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 1

Motion for a resolution Amendment

(1) The development, deployment and (1) The development, deployment and use of artificial intelligence, robotics and use of artificial intelligence, robotics and related technologies, including the related technologies, including the software, algorithms and data used or software, algorithms and data used or produced by such technologies, are based produced by such technologies, are based on a desire to serve society. They can entail on a desire to serve society. They can entail opportunities and risks, which should be opportunities and risks, which should be addressed and regulated by a addressed and regulated by a comprehensive legal framework of ethical comprehensive legal framework of ethical principles to be complied with from the principles to be complied with by high-risk moment of the development and technologies from the moment of the deployment of such technologies to their development and deployment of such use. technologies to their use.

Or. en

Amendment 367 Sergey Lagodinsky, Alexandra Geese

PE652.504v01-00 158/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part B – recital 1

Motion for a resolution Amendment

(1) The development, deployment and (1) The development, deployment and use of artificial intelligence, robotics and use of artificial intelligence, robotics and related technologies, including the related technologies, including the software, algorithms and data used or software, algorithms and data used or produced by such technologies, are based produced by such technologies, should on a desire to serve society. They can serve society. They can entail opportunities entail opportunities and risks, which should and risks, which should be addressed and be addressed and regulated by a regulated by a comprehensive legal comprehensive legal framework of ethical framework of Union law, reflecting ethical principles to be complied with from the principles to be complied with from the moment of the development and moment of the development and deployment of such technologies to their deployment of such technologies to their use. use.

Or. en

Amendment 368 Daniel Buda

Motion for a resolution Annex I – part B – recital 2

Motion for a resolution Amendment

(2) The level of compliance with the (2) The level of compliance with the ethical principles regarding the ethical principles regarding the development, deployment and use of development, deployment and use of artificial intelligence, robotics and related artificial intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies in the Union should be such technologies in the Union should be equivalent in all Member States, in order to equivalent in all Member States, in order to efficiently seize the opportunities and efficiently seize the opportunities, avoid consistently address the risks of such regulatory fragmentation and consistently technologies. It should be ensured that the address the risks of such technologies. It application of the rules set out in this should be ensured that the application of Regulation throughout the Union is the rules set out in this Regulation homogenous. throughout the Union is homogenous.

Or. ro

AM\1206111EN.docx 159/193 PE652.504v01-00 EN Amendment 369 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 2

Motion for a resolution Amendment

(2) The level of compliance with the (2) The level of compliance with the ethical principles regarding the ethical principles regarding the development, deployment and use of development, deployment and use of high- artificial intelligence, robotics and related risk artificial intelligence, robotics and technologies, including the software, related technologies, including the algorithms and data used or produced by software, algorithms and data used or such technologies in the Union should be produced by such technologies in the equivalent in all Member States, in order to Union should be equivalent in all Member efficiently seize the opportunities and States, in order to efficiently seize the consistently address the risks of such opportunities and consistently address the technologies. It should be ensured that the risks of such technologies. It should be application of the rules set out in this ensured that the application of the rules set Regulation throughout the Union is out in this Regulation throughout the homogenous. Union is homogenous.

Or. en

Amendment 370 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 3

Motion for a resolution Amendment

PE652.504v01-00 160/193 AM\1206111EN.docx EN them from being freely developed, inherent to these technologies can prevent deployed or used within the Union and them from being freely developed, such differences can constitute an obstacle deployed or used within the Union and to the pursuit of economic activities at such differences can constitute an obstacle Union level, distort competition and to the pursuit of economic activities at impede authorities in the fulfilment of their Union level, distort competition and obligations under Union law. In addition, impede authorities in the fulfilment of their the absence of a common framework of obligations under Union law. In addition, ethical principles for the development, the absence of a common framework of deployment and use of artificial ethical principles for the development, intelligence, robotics and related deployment and use of high-risk artificial technologies results in legal uncertainty for intelligence, robotics and related all those involved, namely developers, technologies results in legal uncertainty for deployers and users. all those involved, namely developers, deployers and users.

Or. en

Amendment 371 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 3

Motion for a resolution Amendment

(3) In this context, the current diversity (3) In this context, the current diversity of the rules and practices to be followed of the rules and practices to be followed across the Union poses a significant risk to across the Union poses a significant risk to the protection of the well-being and the protection of the well-being and prosperity of individuals and society alike, prosperity of individuals and society alike, as well as to the coherent exploration of the as well as to the coherent exploration of the full potential that artificial intelligence, full potential that artificial intelligence, robotics and related technologies have in robotics and related technologies have in promoting and preserving that well-being promoting and preserving that well-being and prosperity. Differences in the degree of and prosperity. Differences in the degree of consideration of the ethical dimension consideration of the ethical dimension inherent to these technologies can prevent inherent to these technologies can prevent them from being freely developed, them from being freely developed, deployed or used within the Union and deployed or used within the Union and such differences can constitute an obstacle such differences can constitute an obstacle to the pursuit of economic activities at to the pursuit of economic activities at Union level, distort competition and Union level, distort competition and impede authorities in the fulfilment of their impede authorities in the fulfilment of their obligations under Union law. In addition, obligations under Union law. In addition, the absence of a common framework of the absence of a common legal framework, ethical principles for the development, reflecting the Union’s ethical principles

AM\1206111EN.docx 161/193 PE652.504v01-00 EN deployment and use of artificial for the development, deployment and use intelligence, robotics and related of artificial intelligence, robotics and technologies results in legal uncertainty for related technologies results in legal all those involved, namely developers, uncertainty for all those involved, namely deployers and users. developers, deployers and users.

Or. en

Amendment 372 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 3

Motion for a resolution Amendment

(3) In this context, the current diversity (3) In this context, the current diversity of the rules and practices to be followed of the rules and practices to be followed across the Union poses a significant risk to across the Union poses a significant risk of the protection of the well-being and fragmentation of the Single Market , as prosperity of individuals and society alike, well as to the coherent exploration of the as well as to the coherent exploration of the full potential that artificial intelligence, full potential that artificial intelligence, robotics and related technologies have in robotics and related technologies have in promoting innovation. Differences in the promoting and preserving that well-being degree of consideration of the ethical and prosperity. Differences in the degree dimension inherent to these technologies of consideration of the ethical dimension can prevent them from being freely inherent to these technologies can prevent developed, deployed or used within the them from being freely developed, Union and such differences can constitute deployed or used within the Union and an obstacle to a level playing field and to such differences can constitute an obstacle the pursuit of technological progress and to the pursuit of economic activities at economic activities at Union level, distort Union level, distort competition and competition and impede authorities in the impede authorities in the fulfilment of their fulfilment of their obligations under Union obligations under Union law. In addition, law. In addition, the absence of a common the absence of a common framework of framework of ethical principles for the ethical principles for the development, development, deployment and use of deployment and use of artificial artificial intelligence, robotics and related intelligence, robotics and related technologies results in legal uncertainty for technologies results in legal uncertainty for all those involved, namely developers, all those involved, namely developers, deployers and users. deployers and users.

Or. en

PE652.504v01-00 162/193 AM\1206111EN.docx EN Amendment 373 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 4

Motion for a resolution Amendment

(4) Nevertheless, this Regulation deleted should provide a margin of manoeuvre for Member States, including with regard to how the mandate of their respective national supervisory authority is to be carried out in view of the objectives it is to pursue as laid down herein.

Or. en

Amendment 374 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 4

Motion for a resolution Amendment

(4) Nevertheless, this Regulation (4) Nevertheless, this Regulation should provide a margin of manoeuvre for should provide a margin of manoeuvre for Member States, including with regard to Member States, including with regard to how the mandate of their respective how the mandate of their competent national supervisory authority is to be supervisory authorities is to be carried out carried out in view of the objectives it is to in view of the objectives it is to pursue as pursue as laid down herein. laid down herein.

Or. en

Amendment 375 Marion Walsmann

Motion for a resolution Annex I – part B – recital 4 a (new)

Motion for a resolution Amendment

(4a) In addition, this Regulation should

AM\1206111EN.docx 163/193 PE652.504v01-00 EN only supplement existing sector-specific legislation and not undermine it. At the same time, red tape must be reduced as far as possible and the burdens minimised, especially for SMEs.

Or. de

Amendment 376 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 5

Motion for a resolution Amendment

(5) The geographical scope of (5) The scope of application of such a application of such a framework should framework should cover all the cover all the components of artificial components of artificial intelligence, intelligence, robotics and related robotics and related technologies technologies developed, deployed or used throughout their development, in the Union, including in cases where part deployment and use in the Union, of the technologies might be located including in cases where part of the outside the Union or not have a specific technologies might be located outside the location, such as in the case of cloud Union or not have a single location, such computing services. as in the case of cloud computing services.

Or. en

Amendment 377 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 6

Motion for a resolution Amendment

PE652.504v01-00 164/193 AM\1206111EN.docx EN prejudice to other definitions used in other legal acts and international jurisdictions.

Or. en

Amendment 378 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 6

Motion for a resolution Amendment

(6) A common understanding in the (6) A common understanding in the Union of notions such as artificial Union of notions such as artificial intelligence, robotics, related technologies, intelligence, robotics, related technologies, algorithms and biometric recognition is algorithms and biometric recognition is required in order to allow for a harmonized required in order to allow for a harmonized regulatory approach. However, the specific regulatory approach. However, the specific legal definitions need to be developed in legal definitions need to be developed in the context of this Regulation without the context of this Regulation without prejudice to other definitions used in other prejudice to other definitions used in other legal acts and international jurisdictions. legal acts and international jurisdictions. They should be technologically neutral and also subject to review whenever necessary.

Or. en

Amendment 379 Marion Walsmann

Motion for a resolution Annex I – part B – recital 6

Motion for a resolution Amendment

AM\1206111EN.docx 165/193 PE652.504v01-00 EN the context of this Regulation without prejudice to other definitions used in other . However, the specific legal definitions legal acts and international jurisdictions. need to be developed in the context of this Regulation without prejudice to other definitions used in other legal acts and international jurisdictions.

Or. de

Amendment 380 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 6

Motion for a resolution Amendment

(6) A common understanding in the (6) A common understanding in the Union of notions such as artificial Union of notions such as artificial intelligence, robotics, related technologies, intelligence, robotics, related technologies algorithms and biometric recognition is and algorithms is required in order to allow required in order to allow for a harmonized for a harmonized regulatory approach. regulatory approach. However, the specific However, the specific legal definitions legal definitions need to be developed in need to be developed in the context of this the context of this Regulation without Regulation without prejudice to other prejudice to other definitions used in other definitions used in other legal acts and legal acts and international jurisdictions. international jurisdictions.

Or. en

Amendment 381 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 6 a (new)

Motion for a resolution Amendment

(6a) There are technologies related to artificial intelligence and robotics that enable software to control physical or virtual processes, at a varying degree of autonomy1a. ______

PE652.504v01-00 166/193 AM\1206111EN.docx EN 1a For automated driving of vehicles, six levels of driving automation have been proposed by SAE International standard J3016, last updated in 2018 to J3016_201806. https://www.sae.org/standards/content/j30 16_201806/

Or. en

Amendment 382 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 6 b (new)

Motion for a resolution Amendment

(6b) Bias can originate both from decisions informed or made by an automated system as well as from data sets on which such decision making is based or trained. Such bias usually signifies a personal or social prejudice or perception of a person or a group based on their real or ascribed traits.

Or. en

Amendment 383 Brando Benifei

Motion for a resolution Annex I – part B – recital 7

Motion for a resolution Amendment

AM\1206111EN.docx 167/193 PE652.504v01-00 EN of Fundamental Rights of the European citizens are considered, and it should Union (‘the Charter’), settled case-law of respect fundamental rights as set out in the the Court of Justice of the European Union, Charter of Fundamental Rights of the and other European and international European Union (‘the Charter’), settled instruments which apply in the Union. case-law of the Court of Justice of the European Union, and other European and international instruments which apply in the Union.

Or. en

Amendment 384 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 7

Motion for a resolution Amendment

(7) The development, deployment and (7) The development, deployment and use of artificial intelligence, robotics and use of artificial intelligence, robotics and related technologies, including the related technologies, including the software, algorithms and data used or software, algorithms and data used or produced by such technologies, should be produced by such technologies, should be such as to ensure that the best interests of such as to ensure that their execution does citizens are considered, and should respect not run against the best interests of fundamental rights as set out in the Charter affected citizens and the public and should of Fundamental Rights of the European respect Union law, based on fundamental Union (‘the Charter’), settled case-law of rights as set out in the Charter of the Court of Justice of the European Union, Fundamental Rights of the European Union and other European and international (‘the Charter’), settled case-law of the instruments which apply in the Union. Court of Justice of the European Union, and other European and international instruments which apply in the Union.

Or. en

Amendment 385 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 7

PE652.504v01-00 168/193 AM\1206111EN.docx EN Motion for a resolution Amendment

(7) The development, deployment and (7) The development, deployment and use of artificial intelligence, robotics and use of artificial intelligence, robotics and related technologies, including the related technologies, including the software, algorithms and data used or software, algorithms and data used or produced by such technologies, should be produced by such technologies, should be such as to ensure that the best interests of such as to ensure that the best interests of citizens are considered, and should respect citizens are considered, by respecting fundamental rights as set out in the Charter fundamental rights as set out in the Charter of Fundamental Rights of the European of Fundamental Rights of the European Union (‘the Charter’), settled case-law of Union (‘the Charter’), settled case-law of the Court of Justice of the European Union, the Court of Justice of the European Union, and other European and international and other European and international instruments which apply in the Union. instruments which apply in the Union.

Or. en

Amendment 386 Ibán García Del Blanco

Motion for a resolution Annex I – part B – recital 8

Motion for a resolution Amendment

(8) Artificial intelligence, robotics and (8) Artificial intelligence, robotics and related technologies have been provided related technologies have been provided with the ability to learn from data and with the ability to learn from data and experience, as well as to take founded experience, as well as to take founded decisions. Such capacities need to remain decisions. Such capacities need to remain subject to meaningful human review, subject to meaningful human review, judgment, intervention and control. The judgment, intervention and control. The technical and operational complexity of technical and operational complexity of such technologies should never prevent such technologies should never prevent their deployer or user from being able to, at their deployer or user from being able to, at the very least, alter or halt them in cases the very least, enable a fail-safe shutdown, where the compliance with the principles alter, halt or redress them in cases where set out in this Regulation is at risk. the compliance with the principles set out in this Regulation is at risk.

Or. en

AM\1206111EN.docx 169/193 PE652.504v01-00 EN Amendment 387 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 8

Motion for a resolution Amendment

(8) Artificial intelligence, robotics and (8) High-risk artificial intelligence, related technologies have been provided robotics and related technologies have been with the ability to learn from data and provided with the ability to learn from data experience, as well as to take founded and experience, as well as to take founded decisions. Such capacities need to remain decisions. Such capacities need to remain subject to meaningful human review, subject to meaningful human review, judgment, intervention and control. The judgment, intervention and control. The technical and operational complexity of technical and operational complexity of such technologies should never prevent such technologies should never prevent their deployer or user from being able to, at their deployer or user from being able to, at the very least, alter or halt them in cases the very least, halt them in cases where the where the compliance with the principles compliance with the principles set out in set out in this Regulation is at risk. this Regulation is at risk.

Or. en

Amendment 388 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 8

Motion for a resolution Amendment

(8) Artificial intelligence, robotics and (8) Decisions made or informed by related technologies have been provided artificial intelligence, robotics and related with the ability to learn from data and technologies should remain subject to experience, as well as to take founded meaningful human review, judgment, decisions. Such capacities need to remain intervention and control. The technical and subject to meaningful human review, operational complexity of such judgment, intervention and control. The technologies should never prevent their technical and operational complexity of deployer or user from being able to, at the such technologies should never prevent very least, alter or halt them in cases where their deployer or user from being able to, at the execution of such technology amounts the very least, alter or halt them in cases to essential risk for goods and rights of where the compliance with the principles the user or run counter to the principles of set out in this Regulation is at risk. the Union law and this Regulation.

Or. en

PE652.504v01-00 170/193 AM\1206111EN.docx EN Amendment 389 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 8 a (new)

Motion for a resolution Amendment

(8a) This Regulation should be strictly proportionate to its objective so as not to hamper innovation in the Union. In this respect, it should be based on a targeted risk-based approach focusing on specific sectors where major interests are at stake.

Or. en

Amendment 390 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 8 b (new)

Motion for a resolution Amendment

(8b) The scope of the Regulation should be limited to high-risk artificial intelligence, robotics and related technologies used in sectors, where given the characteristics of the activities typically undertaken, significant risks can be expected to occur, and where their use is likely to create significant risk. A significant risk should be understood as directly endangering the protection of safety or fundamental rights and freedoms.

Or. en

Amendment 391 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

AM\1206111EN.docx 171/193 PE652.504v01-00 EN Motion for a resolution Annex I – part B – recital 8 c (new)

Motion for a resolution Amendment

(8c) The sectors covered should be notably, but not exclusively, healthcare, transport, energy and finance. The high- risk technologies should be exclusively listed in the annex of this Regulation, which should be revised on a regular basis, keeping up with technological development.

Or. en

Amendment 392 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 9

Motion for a resolution Amendment

(9) Any artificial intelligence, robotics (9) High-risk technologies, including and related technologies, including the the software, algorithms and data used or software, algorithms and data used or produced by such technologies, should produced by such technologies, which respect the principles of safety, entails a high risk of breaching the transparency, accountability, non-bias or principles of safety, transparency, non-discrimination, social responsibility accountability, non-bias or non- and gender balance, right to redress, discrimination, social responsibility and sustainability, privacy and governance. gender balance, environmental friendliness and sustainability, privacy and governance, should be considered high- risk from a compliance with ethical principles perspective where that is the conclusion of an impartial, regulated and external risk assessment by the national supervisory authority.

Or. en

Amendment 393 Geoffroy Didier, Andrzej Halicki, Axel Voss

PE652.504v01-00 172/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part B – recital 9

Motion for a resolution Amendment

(9) Any artificial intelligence, robotics (9) Any artificial intelligence, robotics and related technologies, including the and related technologies, including the software, algorithms and data used or software, algorithms and data used or produced by such technologies, which produced by such technologies are to be entails a high risk of breaching the considered high-risk, on the basis of an principles of safety, transparency, impartial, objective and external risk accountability, non-bias or non- assessment by the national supervisory discrimination, social responsibility and authority when, considering their intended gender balance, environmental use and the critical sectors where they are friendliness and sustainability, privacy employed, their autonomous operation and governance, should be considered involves a significant potential to cause high-risk from a compliance with ethical harm to one or more persons, in a manner principles perspective where that is the that is random and impossible to predict conclusion of an impartial, regulated and in advance. external risk assessment by the national supervisory authority.

Or. en

Amendment 394 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 9

Motion for a resolution Amendment

(9) Any artificial intelligence, robotics (9) Any artificial intelligence, robotics and related technologies, including the and related technologies, including the software, algorithms and data used or software, algorithms and data used or produced by such technologies, which produced by such technologies, which entails a high risk of breaching the entails a high risk of breaching the Union’s principles of safety, transparency, legal principles and fundamental rights accountability, non-bias or non- should be considered high-risk where that discrimination, social responsibility and is the conclusion of an impartial, regulated gender balance, environmental and external risk assessment by the friendliness and sustainability, privacy Commission, the European Parliament, and governance, should be considered the European Agency for Artificial high-risk from a compliance with ethical Intelligence or a competent supervisory principles perspective where that is the authority. The affected developer and conclusion of an impartial, regulated and deployer should be heard and its own self-

AM\1206111EN.docx 173/193 PE652.504v01-00 EN external risk assessment by the national assessment be taken into account for the supervisory authority. final decision.

Or. en

Amendment 395 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 9 a (new)

Motion for a resolution Amendment

(9a) Determining how significant the potential to cause harm or damage by high-risk artificial intelligence, robotics and related technologies should depend on the interplay between the severity of possible harm, the likelihood that the risk materialises and the manner in which the technologies are being used. The degree of severity should be determined based on the extent of the potential harm resulting from the operation, the number of affected persons, the total value of the potential damage as well as the harm to society as a whole. The likelihood should be determined based on the role of the algorithmic calculations in the decision- making process, the complexity of the decision and the reversibility of the effects. Ultimately, the manner of usage should depend, among other things, on whether, taking into account the specific sector in which the artificial intelligence, robotics and related technologies operate, it could have legal or factual effects on important legally protected rights of the affected person, and whether the effects can reasonably be avoided.

Or. en

Amendment 396 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

PE652.504v01-00 174/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part B – recital 9 a (new)

Motion for a resolution Amendment

(9a) The Commission should prepare non-binding guidelines on the methodology for compliance with this Regulation intended to developers, deployers and users. In doing so, the Commission should consult relevant stakeholders.

Or. en

Amendment 397 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 10

Motion for a resolution Amendment

(10) Notwithstanding the risk deleted assessment carried out in relation to compliance with ethical principles, artificial intelligence, robotics and related technologies, including the software, algorithms and data used or produced by such technologies, should always be assessed as to their risk on the basis of objective criteria and in line with relevant sector-specific legislation applicable in different fields such as those of health, transport, employment, justice and home affairs, media, education and culture.

Or. en

Amendment 398 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 10

AM\1206111EN.docx 175/193 PE652.504v01-00 EN Motion for a resolution Amendment

(10) Notwithstanding the risk (10) High-risk technologies should assessment carried out in relation to always be assessed as to their risk on the compliance with ethical principles, basis of the objective criteria laid down in artificial intelligence, robotics and related this Regulation and without prejudice to technologies, including the software, the relevant sector-specific legislation algorithms and data used or produced by applicable in different fields such as those such technologies, should always be of health, transport, employment, justice assessed as to their risk on the basis of and home affairs, media, education and objective criteria and in line with relevant culture. sector-specific legislation applicable in different fields such as those of health, transport, employment, justice and home affairs, media, education and culture.

Or. en

Amendment 399 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 10

Motion for a resolution Amendment

(10) Notwithstanding the risk (10) Notwithstanding the risk assessment carried out in relation to assessment carried out in relation to compliance with ethical principles, compliance with Union law and ethical artificial intelligence, robotics and related principles, artificial intelligence, robotics technologies, including the software, and related technologies, including the algorithms and data used or produced by software, algorithms and data used or such technologies, should always be produced by such technologies, should assessed as to their risk on the basis of always be assessed as to their risk on the objective criteria and in line with relevant basis of objective criteria and in line with sector-specific legislation applicable in relevant sector-specific legislation different fields such as those of health, applicable in different fields. transport, employment, justice and home affairs, media, education and culture.

Or. en

Amendment 400 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

PE652.504v01-00 176/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part B – recital 10

Motion for a resolution Amendment

(10) Notwithstanding the risk (10) Notwithstanding the risk assessment carried out in relation to assessment carried out in relation to compliance with ethical principles, compliance with ethical principles, artificial intelligence, robotics and related artificial intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies, should always be such technologies, should always be assessed as to their risk on the basis of assessed as to their risk and subject to objective criteria and in line with relevant corresponding legal obligations on the sector-specific legislation applicable in basis of objective criteria and in line with different fields such as those of health, relevant sector-specific legislation transport, employment, justice and home applicable in different fields such as those affairs, media, education and culture. of health, transport, employment, justice and home affairs, media, education and culture.

Or. en

Amendment 401 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 10 a (new)

Motion for a resolution Amendment

(10a) When a high-risk technology has been considered compliant with the principles laid out in this regulation, the software, algorithms and data which are used or produced by the technology should be presumed compliant with this regulation, unless the national supervisory authority decides to conduct an assessment at its own initiative or at the request of the developer, the deployer or the user.

Or. en

AM\1206111EN.docx 177/193 PE652.504v01-00 EN Amendment 402 Evelyne Gebhardt, Brando Benifei, Bettina Vollath

Motion for a resolution Annex I – part B – recital 10 a (new)

Motion for a resolution Amendment

(10a) Any artificial intelligence, robotics and related technologies, including the software, algorithms and data used or produced by such technologies considered as high-risk from a compliance with ethical principles perspective shall not be classified as low risk from a sector- specific legislation perspective.

Or. en

Amendment 403 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 11

Motion for a resolution Amendment

(11) Trustworthy artificial intelligence, (11) Trustworthy artificial intelligence, robotics and related technologies, including robotics and related technologies, including the software, algorithms and data used or the software, algorithms and data used or produced by such technologies should be produced by such technologies should be developed, deployed and used in a safe, developed, deployed and used in a safe, transparent and accountable manner based transparent, accountable and accessible on the features of robustness, resilience, manner based on the features of robustness, security, accuracy and error identification, resilience, security, accuracy and error explainability and identifiability, and in a identification, explainability, manner that makes it possible to be interpretability, auditability, transparency, temporarily disabled and to revert to identifiability, and access to technology, historical functionalities in cases of non- data and computing systems underlying compliance with those safety features. such technologies, and in a manner that makes it possible to be disabled or reverted to a previous state, identified as restoring safe functionalities in cases of non- compliance with those features.

Or. en

PE652.504v01-00 178/193 AM\1206111EN.docx EN Amendment 404 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 11

Motion for a resolution Amendment

(11) Trustworthy artificial intelligence, (11) To be trustworthy high-risk robotics and related technologies, including artificial intelligence, robotics and related the software, algorithms and data used or technologies, including the software, produced by such technologies should be algorithms and data used or produced by developed, deployed and used in a safe, such technologies should be developed, transparent and accountable manner based deployed and used in a safe, transparent on the features of robustness, resilience, and accountable manner based on the security, accuracy and error identification, features of robustness, resilience, security, explainability and identifiability, and in a accuracy and error identification, manner that makes it possible to be explainability and identifiability, and in a temporarily disabled and to revert to manner that makes it possible to be historical functionalities in cases of non- temporarily disabled and to revert to compliance with those safety features. historical functionalities in cases of non- compliance with those safety features.

Or. en

Amendment 405 Stéphane Séjourné, Liesje Schreinemacher, Karen Melchior, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 12

Motion for a resolution Amendment

(12) Developers, deployers and users are (12) Developers, deployers and users of responsible for compliance with safety, high-risk technologies are responsible for transparency, and accountability principles compliance with safety, transparency, and to the extent of their involvement with the accountability principles to the extent of artificial intelligence, robotics and related their involvement with the artificial technologies concerned, including the intelligence, robotics and related software, algorithms and data used or technologies concerned, including the produced by such technologies. Developers software, algorithms and data used or should ensure that the technologies produced by such technologies. Developers concerned are designed and built in line should ensure that the technologies with safety features, whereas deployers and concerned are designed and built in line users should deploy and use the concerned with safety features, whereas deployers and

AM\1206111EN.docx 179/193 PE652.504v01-00 EN technologies in full observance of those users should deploy and use the concerned features. technologies in full observance of those features. To this end, developers of high- risk technologies should evaluate and anticipate the risks of misuse of their own technologies, in order to respond effectively if the problem arises.

Or. en

Amendment 406 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 12

Motion for a resolution Amendment

(12) Developers, deployers and users (12) Developers, deployers and users are responsible for compliance with safety, can be responsible to varying degree for transparency, and accountability principles the compliance with safety, transparency, to the extent of their involvement with the accountability, and accessibility principles artificial intelligence, robotics and related to the extent of their involvement with the technologies concerned, including the artificial intelligence, robotics and related software, algorithms and data used or technologies concerned, including the produced by such technologies. Developers software, algorithms and data used or should ensure that the technologies produced by such technologies. Developers concerned are designed and built in line should ensure that the technologies with safety features, whereas deployers and concerned are designed and built in line users should deploy and use the concerned with the abovementioned features, whereas technologies in full observance of those deployers and users should deploy and use features. the concerned technologies in full observance of those features.

Or. en

Amendment 407 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 13

Motion for a resolution Amendment

(13) Developers and deployers should (13) Developers and deployers should

PE652.504v01-00 180/193 AM\1206111EN.docx EN make available to users any subsequent make available to users any subsequent updates of the technologies concerned, updates of the technologies concerned, namely in terms of software. namely in terms of software, in accordance with the obligations stipulated in the contract or laid down in Union or national law.

Or. en

Amendment 408 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 13 a (new)

Motion for a resolution Amendment

(13a) Where a risk assessment so indicates, developers and deployers should be required to provide for the relevant documentation on the use and design instructions, including the source code, development tools and data used by the system, made easily accessible through a mandatory legal deposit;

Or. en

Amendment 409 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 14

Motion for a resolution Amendment

(14) To the extent that their deleted involvement with those technologies influences the compliance with the safety, transparency and accountability requirements set out in this Regulation, users should use artificial intelligence, robotics and related technologies in good faith. This means, in particular, that they should not use those technologies in a

AM\1206111EN.docx 181/193 PE652.504v01-00 EN way that contravenes the ethical principles laid down in this legal framework and the requirements listed therein. Beyond such use in good faith, users should be exempt from any responsibility that otherwise falls upon developers and deployers as established in this Regulation.

Or. en

Amendment 410 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 14

Motion for a resolution Amendment

(14) To the extent that their involvement (14) To the extent that their involvement with those technologies influences the with those technologies influences the compliance with the safety, transparency compliance with the safety, transparency and accountability requirements set out in and accountability requirements set out in this Regulation, users should use artificial this Regulation, users should use high-risk intelligence, robotics and related artificial intelligence, robotics and related technologies in good faith. This means, in technologies in good faith. This means, in particular, that they should not use those particular, that they should use those technologies in a way that contravenes the technologies in accordance with the safety ethical principles laid down in this legal and use instructions provided by the framework and the requirements listed developer and/or the deployer and in a therein. Beyond such use in good faith, way that does not contravene the ethical users should be exempt from any principles laid down in this legal responsibility that otherwise falls upon framework and the requirements listed developers and deployers as established in therein. Beyond such use in good faith, this Regulation. users should be exempt from any responsibility that otherwise falls upon developers and deployers as established in this Regulation.

Or. en

Amendment 411 Sergey Lagodinsky, Alexandra Geese

PE652.504v01-00 182/193 AM\1206111EN.docx EN Motion for a resolution Annex I – part B – recital 14

Motion for a resolution Amendment

(14) To the extent that their involvement (14) To the extent that their involvement with those technologies influences the with those technologies influences the compliance with the safety, transparency compliance with the safety, transparency, and accountability requirements set out in accountability, and accessibility this Regulation, users should use artificial requirements set out in this Regulation, intelligence, robotics and related users should use artificial intelligence, technologies in good faith. This means, in robotics and related technologies in good particular, that they should not use those faith. This means, in particular, that they technologies in a way that contravenes the should not use those technologies in a way ethical principles laid down in this legal that contravenes Union law or the ethical framework and the requirements listed principles laid down in this legal therein. Beyond such use in good faith, framework and the requirements listed users should be exempt from any therein. Beyond such use in good faith, responsibility that otherwise falls upon users should be exempt from any developers and deployers as established in responsibility that otherwise falls upon this Regulation. developers and deployers as established in this Regulation.

Or. en

Amendment 412 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 15

Motion for a resolution Amendment

(15) The citizens’ trust in artificial (15) Individuals have a right to trust intelligence, robotics and related technology they use to perform in a technologies, including the software, reasonable manner, to respect their trust, algorithms and data used or produced by and protect their good faith in it. The such technologies, depends on the citizens’ trust in artificial intelligence, understanding and comprehension of the robotics and related technologies, including technical processes. The degree of the software, algorithms and data used or explainability of such processes should produced by such technologies, depends on depend on the context and the severity of the understanding and comprehension of the consequences of an erroneous or the technical processes. The degree of inaccurate output of those technical explainability of such processes should processes, and needs to be sufficient for depend on the context and the severity of challenging them and seeking redress. the consequences of an erroneous or Auditability and traceability should inaccurate output of those technical

AM\1206111EN.docx 183/193 PE652.504v01-00 EN remedy the possible unintelligibility of processes, and needs to be sufficient for such technologies. challenging them and seeking redress. Auditability, traceability, and transparency should remedy the possible unintelligibility of such technologies.

Or. en

Amendment 413 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 15

Motion for a resolution Amendment

(15) The citizens’ trust in artificial (15) The citizens’ trust in high-risk intelligence, robotics and related artificial intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies, depends on the such technologies, depends on the understanding and comprehension of the understanding and comprehension of the technical processes. The degree of technical processes. The degree of explainability of such processes should explainability of such processes should depend on the context and the severity of depend on the context and the severity of the consequences of an erroneous or the consequences of an erroneous or inaccurate output of those technical inaccurate output of those technical processes, and needs to be sufficient for processes, and needs to be sufficient for challenging them and seeking redress. challenging them and seeking redress. Auditability and traceability should remedy Auditability and traceability should remedy the possible unintelligibility of such the possible unintelligibility of such technologies. technologies.

Or. en

Amendment 414 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 16

Motion for a resolution Amendment

(16) Society’s trust in artificial (16) Society’s trust in high-risk intelligence, robotics and related technologies, including the software,

PE652.504v01-00 184/193 AM\1206111EN.docx EN technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies, depends on the degree such technologies, depends on the degree to which their assessment, auditability and to which their assessment, auditability and traceability are enabled in the technologies traceability are enabled in the technologies concerned. Where the extent of their concerned. Where the extent of their involvement so requires, developers should involvement so requires, developers should ensure that such technologies are designed ensure that such technologies are designed and built in a manner that enables such an and built in a manner that enables such an assessment, auditing and traceability. assessment, auditing and traceability. Within the limits of what is technically Deployers and users should ensure that possible, developers, deployers and users artificial intelligence, robotics and related should ensure that artificial intelligence, technologies are deployed and used in full robotics and related technologies are respect of transparency requirements, and deployed and used in full respect of allowing auditing and traceability. transparency requirements, and allowing auditing and traceability.

Or. en

Amendment 415 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 16

Motion for a resolution Amendment

(16) Society’s trust in artificial (16) Society’s trust in artificial intelligence, robotics and related intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies, depends on the degree such technologies, depends on the degree to which their assessment, auditability and to which their assessment, auditability and traceability are enabled in the technologies traceability are enabled in the technologies concerned. Where the extent of their concerned. Where the extent of their involvement so requires, developers should involvement so requires, developers should ensure that such technologies are designed ensure that such technologies are designed and built in a manner that enables such an and built in a manner that enables such an assessment, auditing and traceability. assessment, auditing and traceability. Deployers and users should ensure that Deployers and users should ensure that artificial intelligence, robotics and related artificial intelligence, robotics and related technologies are deployed and used in full technologies are deployed and used in full respect of transparency requirements, and respect of accessibility, and transparency allowing auditing and traceability. requirements, and allowing auditing and traceability.

AM\1206111EN.docx 185/193 PE652.504v01-00 EN Or. en

Amendment 416 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 16

Motion for a resolution Amendment

(16) Society’s trust in artificial (16) Society’s trust in high-risk artificial intelligence, robotics and related intelligence, robotics and related technologies, including the software, technologies, including the software, algorithms and data used or produced by algorithms and data used or produced by such technologies, depends on the degree such technologies, depends on the degree to which their assessment, auditability and to which their assessment, auditability and traceability are enabled in the technologies traceability are enabled in the technologies concerned. Where the extent of their concerned. Where the extent of their involvement so requires, developers should involvement so requires, developers should ensure that such technologies are designed ensure that such technologies are designed and built in a manner that enables such an and built in a manner that enables such an assessment, auditing and traceability. assessment, auditing and traceability. Deployers and users should ensure that Deployers and users should ensure that artificial intelligence, robotics and related artificial intelligence, robotics and related technologies are deployed and used in full technologies are deployed and used in full respect of transparency requirements, and respect of transparency requirements, and allowing auditing and traceability. allowing auditing and traceability.

Or. en

Amendment 417 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 16 a (new)

Motion for a resolution Amendment

(16a) In order to ensure transparency and accountability, citizens should be informed when a system uses artificial intelligence, when AI systems personalise a product or service to its users, whether they can switch off or restrain the personalisation and when they are faced

PE652.504v01-00 186/193 AM\1206111EN.docx EN with an automated-decision making technology. Furthermore, transparency measures should be accompanied, as far as this is technically possible, by clear and understandable explanations of the data used, of the algorithm, of its purpose, of its outcomes, and of its potential dangers;

Or. en

Amendment 418 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 17

Motion for a resolution Amendment

(17) Bias in and discrimination by (17) Bias in and discrimination by software, algorithms and data is unlawful software, algorithms and data is unlawful and should be addressed by regulating the and should be addressed by regulating the processes through which they are designed processes through which they are designed and used. and deployed.

Or. en

Amendment 419 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 18

Motion for a resolution Amendment

(18) Software, algorithms and data used (18) Software, algorithms and data or produced by artificial intelligence, produced or destined to be used by robotics and related technologies should be artificial intelligence, robotics and related considered biased where, for example, they technologies should be considered biased display suboptimal results in relation to where - among others - they display any person or group of persons, on the suboptimal results in relation to any person basis of a prejudiced personal, social or or group of persons, on the basis of a partial perception and subsequent prejudiced personal, social or partial processing of data relating to their traits. perception and subsequent processing of data relating to their traits.

AM\1206111EN.docx 187/193 PE652.504v01-00 EN Or. en

Amendment 420 Stéphane Séjourné, Karen Melchior, Liesje Schreinemacher, Adrián Vázquez Lázara

Motion for a resolution Annex I – part B – recital 18

Motion for a resolution Amendment

(18) Software, algorithms and data used (18) Software, algorithms and data used or produced by artificial intelligence, or produced by high-risk technologies1a robotics and related technologies should should be considered biased where, for be considered biased where, for example, example, they display suboptimal results in they display suboptimal results in relation relation to any person or group of persons, to any person or group of persons, on the on the basis of a prejudiced personal, social basis of a prejudiced personal, social or or partial perception and subsequent partial perception and subsequent processing of data relating to their traits. processing of data relating to their traits. ______1a From this point, “artificial intelligence, robotics and related technologies” should be replaced by “high-risk technologies” throughout the recitals.

Or. en

Amendment 421 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 19

Motion for a resolution Amendment

(19) In line with Union law, software, (19) In line with Union law, software, algorithms and data used or produced by algorithms and data produced or destined artificial intelligence, robotics and related to be used by artificial intelligence, technologies should be considered robotics and related technologies should be discriminatory where they treat a person considered discriminatory where they or group of persons differently, including produce outcomes that disadvantage a by putting them at a disadvantage when person based on the basis of a group compared to others, based on grounds characteristic that is considered to be such as their personal traits, without irrelevant or otherwise unacceptable or

PE652.504v01-00 188/193 AM\1206111EN.docx EN objective or reasonable justification. where – despite apparent neutrality of the technologies - such outcomes have disproportionate negative effects on people belonging to such groups, unless objectively justified by a legitimate aim, and the means of achieving that aim are appropriate and necessary.

Or. en

Amendment 422 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 20

Motion for a resolution Amendment

(20) In line with Union law, legitimate deleted aims that might objectively justify any differential treatment between persons or group of persons are the protection of public safety, security and health, the prevention of criminal offences, the protection of individual rights and freedoms, fair representation and objective professional requirements.

Or. en

Amendment 423 Brando Benifei

Motion for a resolution Annex I – part B – recital 20

Motion for a resolution Amendment

(20) In line with Union law, legitimate (20) In line with Union law, legitimate aims that might objectively justify any aims that might objectively justify any differential treatment between persons or differential treatment between persons or group of persons are the protection of group of persons are the protection of public safety, security and health, the public safety, security and health, the prevention of criminal offences, the protection of fundamental rights and protection of individual rights and freedoms, fair representation and objective

AM\1206111EN.docx 189/193 PE652.504v01-00 EN freedoms, fair representation and objective professional requirements. professional requirements.

Or. en

Amendment 424 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 21

Motion for a resolution Amendment

(21) Artificial intelligence, robotics and (21) Artificial intelligence, robotics and related technologies, including software, related technologies, including software, algorithms and data used or produced by algorithms and data produced or destined such technologies, should perform on the to be used by such technologies, should basis of sustainable progress. Such perform on the basis of sustainable technologies should contribute progress. Such technologies should not run comprehensively to the achievement of the counter to the interests of the people and Sustainable Development Goals outlined the planet, the cause of preservation of by the United Nations with a view to the environment, the green transition, and enabling future generations to flourish. the achievement of the Sustainable Such technologies can support the Development Goals outlined by the United monitoring of adequate progress on the Nations with a view to enabling future basis of sustainability and social cohesion generations to flourish. Such technologies indicators, and by using responsible can support the monitoring of adequate research and innovation tools requiring the progress on the basis of sustainability and mobilisation of resources by the Union and social cohesion indicators, and by using its Member States to support and invest in responsible research and innovation tools projects addressing those goals. requiring the mobilisation of resources by the Union and its Member States to support and invest in projects addressing those goals.

Or. en

Amendment 425 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 21

PE652.504v01-00 190/193 AM\1206111EN.docx EN Motion for a resolution Amendment

(21) Artificial intelligence, robotics and (21) Artificial intelligence, robotics and related technologies, including software, related technologies, including software, algorithms and data used or produced by algorithms and data used or produced by such technologies, should perform on the such technologies, should contribute to basis of sustainable progress. Such sustainable progress. Such technologies technologies should contribute can also play an important role in comprehensively to the achievement of the achieving of the Sustainable Development Sustainable Development Goals outlined Goals outlined by the United Nations with by the United Nations with a view to a view to enabling future generations to enabling future generations to flourish. flourish. Such technologies can support the Such technologies can support the monitoring of adequate progress on the monitoring of adequate progress on the basis of sustainability and social cohesion basis of sustainability and social cohesion indicators, by using responsible research indicators, and by using responsible and innovation tools requiring the research and innovation tools requiring the mobilisation of resources by the Union and mobilisation of resources by the Union and its Member States to support and invest in its Member States to support and invest in projects addressing those goals. projects addressing those goals.

Or. en

Amendment 426 Sergey Lagodinsky, Alexandra Geese

Motion for a resolution Annex I – part B – recital 22

Motion for a resolution Amendment

(22) The development, deployment and (22) The development, deployment and use of artificial intelligence, robotics and use of artificial intelligence, robotics and related technologies, including the related technologies, including the software, algorithms and data used or software, algorithms and data produced or produced by such technologies, should in destined to be used by such technologies, no way cause injury or harm of any kind to should in no way purposefully cause or individuals or society. Accordingly, such consciously accept by design injury or technologies should be developed, harm of any kind to individuals or society. deployed and used in a socially responsible Accordingly, such technologies should be manner. developed, deployed and used in a socially responsible manner.

Or. en

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Motion for a resolution Annex I – part B – recital 22

Motion for a resolution Amendment

(22) The development, deployment and (22) The development, deployment and use of artificial intelligence, robotics and use of high-risk artificial intelligence, related technologies, including the robotics and related technologies, including software, algorithms and data used or the software, algorithms and data used or produced by such technologies, should in produced by such technologies, should in no way cause injury or harm of any kind to no way cause injury or harm of any kind to individuals or society. Accordingly, such individuals or society. Accordingly, such technologies should be developed, technologies should be developed, deployed and used in a socially responsible deployed and used in a socially responsible manner. manner and, therefore,

Or. en

Amendment 428 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 23

Motion for a resolution Amendment

(23) For the purposes of this (23) Developers, deployers and users Regulation, developers, deployers and should be held responsible, to the extent of users should be held responsible, to the their involvement in the artificial extent of their involvement in the artificial intelligence, robotics and related intelligence, robotics and related technologies concerned, for any injury or technologies concerned, for any injury or harm inflicted upon individuals and society harm inflicted upon individuals and in accordance with Union and national society. liability rules.

Or. en

Amendment 429 Geoffroy Didier, Andrzej Halicki, Axel Voss

Motion for a resolution Annex I – part B – recital 24

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(24) In particular, the developers who deleted take decisions that determine and control the course or manner of the development of artificial intelligence, robotics and related technologies, as well as the deployers who are involved in their deployment with an operating or managing function, should be generally considered responsible for avoiding the occurrence of any such injury or harm, by putting adequate measures in place during the development process and thoroughly respecting such measures during the deployment phase, respectively.

Or. en

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