2.3 Analysis on Land Expropriation Impact

Home , Dongtai, Hailing District, Yunlong District

RP593 V5 Public Disclosure Authorized

Resettlement Action Plan of Key Plain and Low-lying Land Public Disclosure Authorized Treatment Project in Huai River Drainage area in Jiangsu Province in the 1st Year Public Disclosure Authorized

Foreign Capital Project Management Office of Huai River Drainage area Low-lying Land Treatment in Jiangsu Province

Public Disclosure Authorized November, 2008 Promise letter

By China Ministry of Finance, Jiangsu Province Government applies for World Bank loan that used for subsidizing parts of expenseses in this project. Therefore, the implement of project has to satisfy with the social security policy of World Bank. This plan represents a key requirement of World Bank and becomes the basis of land expropriation, house demolition and resettlement involved in this project. This plan obeys the law of People’s Republic of China and local laws, for the sake of completing resettlement better this plan still includes some additional measures, implement and monitoring arrangement.

Jiangsu Province Government confirmed this resettlement plan content, and made a commitment that the budget fund in resettlement plan will be included in general budget of project, and the capital will be in an account in time. Jiangsu Provincial Government has already discussed the first draft of resettlement plan with the interrelated units and got their approbations. Jiangsu Provincial Government authorized Jiangsu Province Poject Management Office to totally be responsible for the project implement and interrelated resettlement work, and the government in each project area is concretely responsible for the project implement and interrelated resettlement work.

Governor of Jiangsu Province People’s Government

______(Signature)______(date)

Contents 1 INTRODUCTION OF THE PROJECT·················································································································1 1.1 BRIEF INTRODUCTION ··································································································································· 1 1.2 AREAS BENEFITED AND AREAS AFFECTED BY PROJECT ················································································ 2 1.3 MONEY AND SPONSORS IN THE FIRST YEAR ·································································································· 5 1.4 MEASURES TO MITIGATE ADVERSE IMPACT ·································································································· 5 1.5 END DATE OF COMPENSATION······················································································································· 6 2 PROJECT IMPACT····················································································································································7 2.1 PROJECT IMPACT SCOPE ································································································································ 7 2.2 SURVERY METHODS OF PROJECT IMPACT ······································································································ 7 2.3 RURAL COLLECTIVE LAND EXPROPRIATION·································································································· 8 2.4 TEMPORARY LAND OCCUPATION··················································································································· 9 2.5 RESIDENT’S HOUSES DEMOLISHED ············································································································· 10 2.6 BUSINESS AND ENTERPRISES AFFECTED······································································································ 10 2.7 ENTERPRISE AND INSTITUTIONS AFFECTED ································································································· 12 2.8 SHOPS AFFECTED ········································································································································ 12 2.9 UNREGISTERED STRUCTURES ······················································································································ 12 2.10 AFFECTED POPULATION······························································································································· 12 2.11 VULNERABLE GROUPS, FLOATING POPULATION AND MINORITY NATIONALITY ·········································· 14 2.12 AUXILIARY STRUCTURES AND INFRASTRUCTURE AFFECTED······································································· 14 3 SOCIOECONOMIC CONDITIONS····················································································································17 3.1 SOCIOECONOMIC CONDITIONS IN PROJECT AREAS ······················································································ 17 3.2 SURVEY RESULT ON SOCIOECONOMIC CONDITIONS OF COUNTIES AND TOWNS (STREETS) AFFECTED ········ 22 3.3 SAMPLING SURVEY AFFECTED RURAL HOUSEHOLDS ·················································································· 24 3.4 BASIC CONDITIONS OF THE AFFECTED BUSINESS ························································································ 27 3.5 BASIC CONDITIONS OF AFFECTED ENTERPRISES ························································································· 28 3.6 BASIC CONDITIONS OF AFFECTED SHOPS ···································································································· 28 3.7 BASIC CONDITIONS OF AFFECTED UNREGISTERED STRUCTURES ································································ 29 3.8 BASIC CONDITIONS OF AFFECTED VULNERABLE PEOPLE ············································································ 29 3.9 BASIC CONDITIONS OF AFFECTED MINORITY COMMUNITIES ······································································ 29 4 LEGAL AND POLICY FRAMEWORK··············································································································30 4.1 RESETTLEMENT LAWS AND POLICIES ·········································································································· 30 4.2 RESETTLEMENT POLICIES IN THIS PROJECT································································································· 31 5 COMPENSATION STANDARD ···························································································································40 5.1 COMPENSATION STANDARD FOR PERMANENT LAND EXPROPRIATION ························································· 40 5.2 COMPENSATION STANDARD FOR TEMPORARY LAND AQUISITION································································ 42 5.3 RESIDENTIAL HOUSES AND MAIN ATTACHMENT ························································································· 43 5.4 COMPENSATION STANDARD FOR NON-LIVING HOUSES DEMOLISHED ·························································· 48 5.5 COMPENSATION STANDARD FOR HOUSE HAVING NO HOUSE PROPERTY RIGHT CERTIFICATE ························ 49 5.6 COMPENSATION STANDARD FOR PARTICULAR ITEM AND INFRASTRUCTURE ················································ 49 6 REHABILITATION MEASURES OF DISPLACED PERSONS’ PRODUCTION AND LIVES·········51

6.1 RESETTLEMENT TARGET AND PRINCIPLE····································································································· 51 6.2 RESETTLEMENT PLAN FOR LAND EXPROPRIATION PERMANENTLY AND OCCUPATION TEMPORARILY·········· 54 6.3 RESETTLEMENT FOR LIVING HOUSE DEMOLITION······················································································· 59 6.4 NON-LIVING HOUSES RESETTLEMENT MEASURES ······················································································ 68 6.5 UNREGISTERED BUILDINGS ························································································································· 71 6.6 VULNERABLE GROUPS AND FLOATING POPULATION ··················································································· 71 6.7 REHABILITATION MEASURES OF INFRASTRUCTURE AND GROUND ATTACHMENTS······································· 72 7 PUBLIC PARTICIPATION·····································································································································74 7.1 STRATEGY OF PUBLIC PARTICIPATION ·········································································································· 74 7.2 PARTICIPATION PROCEDURES AND POLICIES DISCLOSURE ··········································································· 74 7.3 PUBLIC PARTICIPATION IN THE RAP COMPILING STAGE ·············································································· 77 7.4 PUBLIC PARTICIPATION IN THE RAP IMPLEMENTATION STAGE····································································· 79 7.5 WOMEN’S PARTICIPATION···························································································································· 82 8 APPEAL AND COMPLAIN SYSTEM ················································································································83 8.1 MAIN GRIEVANCE ISSUES AND POSSIBLE SOLUTIONS·················································································· 83 8.2 APPEAL CHANNELS AND PROCEDURES ········································································································ 84 9 ORGANIZATION······················································································································································87 9.1 RESETTLEMENT AGENCIES ·························································································································· 87 9.2 QUALIFICATIONS AND STAFF OF THE AGENCIES··························································································· 87 9.3 RESPECTIVE RESPONSIBILITIES OF THE AGENCIES······················································································· 89 9.4 MEASURES TO STRENGTHEN THE AGENCIES’ CAPACITY·············································································· 90 10 IMPLEMENTATION SCHEDULE······················································································································92 10.1 PROGRESS LINKAGE OF RESETTLEMENT WORKS AND PROJECT CONSTRUCTION········································· 92 10.2 KEY TASKS OF RESETTLEMENT ··················································································································· 93 10.3 SCHEDULE OF RESETTLEMENT IMPLEMENTATION························································································ 95 11 COSTS AND BUDGET ········································································································································· 100 11.1 MONEY RESOURCE···································································································································· 100 11.2 MONEY FLOWING DIRECTION AND DISBURSEMENT PLAN········································································· 100 12 MONITORING AND ASSESSMENT ··············································································································· 103 12.1 INTERNAL MONITORING ···························································································································· 104 12.2 EXTERNAL INDEPENDENT MONITORING ···································································································· 105 12.3 MONITORING INDEX ·································································································································· 106 12.4 POST-ASSESSMENT ···································································································································· 107 13 LIST OF RIGHTS··················································································································································· 108 ANNEX TABLE 1 COLLECTIVE LAND EXPROPRIATION CIRCUMSTANCE TABLE IN FIRST YEAR PROJECT OF JIANGSU PROVINCE HUAI RIVER BASIN KEY PLAIN AND LOW-LYING LAND FOREIGN CAPITAL PROJECT ····················································································································112 ANNEX TABLE 2 TEMPORARY COLLECTIVE LAND OCCUPATION CIRCUMSTANCE TABLE IN FIRST YEAR PROJECT OF JIANGSU PROVINCE HUAI RIVER BASIN KEY PLAIN AND LOW- LYING LAND FOREIGN CAPITAL PROJECT ·····································································································114 ANNEX TABLE 3 VILLAGE RESIDENT HOUSE DEMOLITION CIRCUMSTANCE TABLE IN FIRST YEAR PROJECT OF JIANGSU PROVINCE HUAI RIVER BASIN KEY PLAIN AND LOW- LYING LAND FOREIGN CAPITAL PROJECT ·····································································································117 ANNEX TABLE 4 ENTERPRISES AND INSTITUTIONS HOUSE DEMOLITION CIRCUMSTANCE TABLE IN FIRST YEAR PROJECT OF JIANGSU PROVINCE HUAI RIVER BASIN KEY PLAIN AND LOW-LYING LAND FOREIGN CAPITAL PROJECT ··············································································119 ANNEX TABLE 5 SHOP HOUSE DEMOLITION CIRCUMSTANCE TABLE IN FIRST YEAR PROJECT OF JIANGSU PROVINCE HUAI RIVER BASIN KEY PLAIN AND LOW-LYING LAND FOREIGN CAPITAL PROJECT································································································································· 121 ANNEX TABLE 6 PRODUCTION RESETTLEMENT CIRCUMSTANCE TABLE IN FIRST YEAR PROJECT OF JIANGSU PROVINCE HUAI RIVER BASIN KEY PLAIN AND LOW-LYING LAND FOREIGN CAPITAL PROJECT································································································································· 122 ANNEX TABLE 7 RURAL RESIDENT HOUSE RESETTLEMENT CIRCUMSTANCE TABLE IN FIRST YEAR PROJECT OF JIANGSU PROVINCE HUAI RIVER BASIN KEY PLAIN AND LOW- LYING LAND FOREIGN CAPITAL PROJECT ···································································································· 126 ANNEX TABLE 8 ENTERPRISE AND INSTITUTE RESETTLEMENT CIRCUMSTANCE TABLE IN FIRST YEAR PROJECT OF JIANGSU PROVINCE HUAI RIVER BASIN KEY PLAIN AND LOW- LYING LAND FOREIGN CAPITAL PROJECT ···································································································· 128 ANNEX TABLE 9 SHOP HOUSES RESETTLEMENT CIRCUMSTANCE TABLE IN FIRST YEAR PROJECT OF JIANGSU PROVINCE HUAI RIVER BASIN KEY PLAIN AND LOW-LYING LAND FOREIGN CAPITAL PROJECT································································································································· 130 ANNEX TABLE 10-1 INVESTMENT BUDGETARY ESTIMATE TABLE OF TAIDONG RIVER PROJECT IN FIRST YEAR RESETTLEMENT COMPENSATION······························································· 131 ANNEX TABLE 10-2 INVESTMENT BUDGETARY ESTIMATE TABLE OF TAIZHOU CITY TREATMENT PROJECT IN FIRST YEAR RESETTLEMENT COMPENSATION·································· 135 ANNEX TABLE 10-3 INVESTMENT BUDGETARY ESTIMATE TABLE OF XUZHOU CITY TREATMENT PROJECT IN FIRST YEAR RESETTLEMENT COMPENSATION·································· 135 ANNEX ONE····································································································································································· 138 1 LIUDONG VILLAGE AT ZHANGGUO TOWN IN XINGHUA CITY··················································· 139 1.1 GENERAL SITUATION OF LIUDONG VILLAGE ················································································ 139 1.2 PROJECT IMPACT ·········································································································································· 139 1.3 PUBLIC PARTICIPATION PROCESS········································································································ 140 1.4 RECOVERING INCOME MEASURES······································································································ 141 2 CAOSHE VILLAGE AT ZHENDONG TOWN IN DONGTAI CITY ······················································ 144 2.1 GENERAL SITUATION OF VILLAGE······································································································ 144 2.2 SURVEY ON FAMILY CIRCUMSTANCE OF AFFECTED PEASANT HOUSEHOLD ·············· 144 2.3 ANALYSIS ON LAND EXPROPRIATION IMPACT ············································································· 145 2.4 PUBLIC PARTICIPATION PROCESS········································································································ 146 2.5 RECOVERING INCOME MEASURES······································································································ 146 3 NANSHE VILLAGE AT AGRICULTURE DEVELOPMENT REGION IN TAIZHOU CITY ········ 148 3.1 VILLAGE GENERAL SITUATION············································································································· 148 3.2 SURVEY ON FAMILY CIRCUMSTANCE OF AFFECTED PEASANT HOUSEHOLD ·············· 148 3.3 PUBLIC PARTICIPATION PROCESS········································································································ 148 3.4 RECOVERING INCOME MEASURES······································································································ 149 4 SHANGHETOU VILLAGE AT DAGUOZHUANG OFFICE IN YUNLONG DISTRICT IN XUZHOU CITY································································································································································ 150 4.1 GENERAL SITUATION OF SHANGHETOU VILLAGE ····································································· 150 4.2 SURVEY ON FAMILY CIRCUMSTANCE OF AFFECTED PEASANT HOUSEHOLD ·············· 150 4.3 PUBLIC PARTICIPATION PROCESS········································································································ 151 4.4 RECOVERING INCOME MEASURES······································································································ 151 ANNEX TWO OUTLINE OF EXTERNAL MONITORING AND EVALUATION OF RESETTLEMENT ······························································································································································································· 155 ANNEX THREE PHOTOS OF PUBLIC PARTICIPATION ··············································································· 158

List of Tables

TABLE 1.1 AFFECTED VILLAGES BY PERMANENT LAND EXPROPRIATION IN 1ST YEAR ··········································· 3 TABLE 1.2 AFFECTED VILLAGES BY TEMPORARY LAND EXPROPRIATION IN 1ST YEAR ··········································· 4 TABLE 1.3 END DATE OF DISPLACE PERSON’S QUALIFICATION IN SUBPROJECT ······················································· 6 TABLE 2.1 LAND EXPROPRIATION AND RESETTLEMENT IMPACT IN HUAI RIVER DRAINAGE AREA AND LOW-LYING LAND TREATMENT PROJECT IN THE FIRST YEAR ······························································································· 7 TABLE 2.2 RURAL COLLECTIVE LAND EXPROPRIATION IN THE 1ST YEAR CONSTRUCTION····································· 9 TABLE 2.3 TEMPORARY COLLECTIVE LAND OCCUPATION IN THE 1ST YEAR·························································· 9 TABLE 2.4 RURAL HOUSES TO BE DEMOLISHED IN THE 1ST YEAR CONSTRUCTION ·············································· 10 TABLE 2.5 AFFECTED BUSINESS IN THE 1ST YEAR CONSTRUCTION······································································ 11 TABLE 2.6 AFFECTED POPULATION IN THE 1ST YEAR CONSTRUCTION ··································································· 13 TABLE 2.7Ã AUXILIARY STRUCTURES AND INFRASTRUCTURES AFFECTED IN THE 1ST YEAR································ 14 TABLE 3.1 ECONOMIC INDICATORS OF THE AFFECTED COUNTIES AND TOWNS IN THE 1ST YEAR ··························· 22 TABLE 3.2 POPULATION DISTRIBUTION, AGE STRUCTURE, EDUCATIONAL DEGREE AND NATIONALITY··············· 24 TABLE 3.3 BASIC CONDITIONS OF AFFECTED BUSINESS ······················································································· 27 TABLE 5.1 COMPENSATION STANDARD FOR COLLECTIVE LAND EXPROPRIATION IN THE 1ST YEAR ····················· 40 TABLE 5.2 TAXES AND FEES ·································································································································· 42 TABLE 5.3 COMPENSATION FOR TEMPORAY LAND EXPROPRIATION ······································································ 43 TABLE 5.4 COMPENSATION STANDARD FOR HOUSES AND MAIN ATTACHMENT···················································· 46 TABLE 5.5 COMPENSATION STANDARD FOR BUSINESS, ENTERPRISE AND INSTITUTION ········································ 48 TABLE 5.6 COMPENSATION RATES OF JIANGSU PROVINCE FOR SPECIAL FACILITIES ·············································· 49 TABLE 6.1 TASKS OF PRODUCTION REHABILITATION ···························································································· 54 TABLE 6.2 THE RESETTLEMENT INSTANCE OF SHOPS IN FIRST YEAR PROJECT························································ 69 TABLE 7.1 DISCLOSURE ACTIVITIES OF RESETTLEMENT POLICIES········································································· 75 TABLE 7.2 PARTICIPATION PROCEDURES OF AFFECTED PEOPLE············································································ 78 LOCALE·································································································································································· 78 TABLE 7.3 QUESTIONNAIRE OF PUBLIC OPINION ··································································································· 80 TABLE 9.1 STAFFING LIST OF PROJECT RESETTLEMENT AGENCIES ······································································· 88 TABLE 9.2 PERSONS IN CHARGE OF MAIN RESETTLEMENT IMPLEMENTATION AGENCIES ····································· 88 TABLE 10.1 IMPLEMENTATION SCHEDULE OF TAIDONG RIVER SUBPROJECT························································· 96 TABLE 10.2 IMPLEMENTATION SCHEDULE OF THE TAIZHOU SUBPROJECT····························································· 97 TABLE 10.3 IMPLEMENTATION SCHEDULE OF XUZHOU SUBPROJECT ···································································· 98 TABLE 11.1 INVESTIMENTS OF EACH SUBPROJECT ······························································································ 100 TABLE 13.1 LIST OF RIGHTS ································································································································ 108

1 Introduction of the Project

1.1 Brief Introduction 1.1.1 Project Background The major low-lying land areas along Huai River are inundated by the River and other outlet rivers (whose water level is higher than the lowlan) in flood seasons, with very low self-drainage ability, less than 3 years once happen. As a result, flood disasters occure frequently and disturb largely and broadly. In the light of the imcomplete analytic data of disasters in 1991 and 2003, flood losses occupy about 2/3 of total losses. The low-lying land also become the most poor area along Huai River and a large amount of sufferers cannot go back home for autumn planting during the extended drainage period. Essential management to the major low-lying land shall speed up so as to upgrade the anti-flood ability and improve the production and living conditions around the area. Since the Flood in 2003, the Water Conservancy Ministry (WCM) has broaden the investment channel and accepted the sponsor from the World Bank (WB) on the agreement to accelerate the treatment work over the low-lying land. The Water Conservancy Department of Jiangsu Province (JPWCD) has suggested to the WCM and the Huai River Commission (HRC) in an official document (order number 2003 214 ) that some pieces of low-lying land along Huai River in Jiangsu be listed in the Bank funded treatment projects. 1.1.2 Project Components The scope of plain and low-lying land along Huai River in Jiangsu covers extendedly. The workload of waterlogging treatment is huge, Most of low-lying land flood treatment involved the situation that the waterlogging was caused by the flood. And this will be listed in the drainage area and regional treatment projects, and be treated at stages along with the main flood discharge river project. This Low-lying land Treatment Project financed by World Bank is devided into 3 subprojects initially at some flooding areas especially some urban low-lying land regarding the order of importance, focal location and urgency degree. The project spreads 1798.6km2, including the Treatment Subproject over Southwest Low- lying land in Lixiahe District (including the Treatment Subproject over Taidonghe, the Low-lying land Treatment Subproject in Yancheng, and the Low-lying land Treatment Subproject in Taizhou), the Qubei Low-lying land Treatment Subpeoject along Liyun River

in Huai’an, and the Low-lying land Treatment Subproject around the Deserted Yellow River in Xuzhou (from the Railway Bridge to the Rubber Dam in Chengtou). The above 3 subprojects needs to be carried out in years according with the World Bank Aide Memoire (WBAM). The project will begin at some selected sections of project area regarding the order of importance, focal location and urgency degree. In accordance with the project draft design, the subproject components in the first-year are as follows, except that the resettlement of Huai’an Subproject has been completed. Taidong Subproject is devided into 4 sections, and the pole number from south to north is 45+140 41+250, 38+580 35+500, 20+200 17+200,12+200 5+400, including river dredging, bridge construction and reconstruction along river, counterpart structures construction and reconstruction and reinforcement, dike rebuilding and strengthening. Taizhou Subproject includes the treatment of Suhong River, Junmin River and the other 18 local production rivers, reconstructing (demolishing) 24 embankment floodgates, 12 small drainage station, and rebuilding 23km dikes. Xuzhou Subproject includes broadening and dredging 40km river course, and building 8km stone dikes along both sides of river.

1.2 Areas Benefited and Areas Affected by Project 1.2.1 Areas Benefited by Project The project benefited areas are Hailing District, the Agricultural Development District, the Economic Development District, Jiangyan City and Xinghua City in Taizhou, Tinghu District, Yandu District and the Development District in Yancheng, Chuzhou District, Qingpu District, Qinghe District and the Development District in Huai’an, and Yunlong District, the Economic Development District and Tongshan County in Xuzhou, the total acreage reaching to 1798.6km2. Sectional and partial benefits may be achieved after the first year construction, and the whole benefits and effectiveness may show when all the project components are completed. The advantages to be enjoyed after the first year construction are as follows: Taidong River Project: The project benefited areas are the construction sections of Dontai, Jiangyan, and the Agricultural Development District, and the whole city of Xinghua. The construction sections of Dongtai, Jiangyan and the Agricultural Development District may improve their drainage and irrigation effectiveness. The Taidong River may run smooth and easy in Xinghua to improve the drainage and irrigation effectivess and to advance the shipping function to the higher level.

Taizhou Project: The project construction may dredge the production rivers inside the Agricultural Development District and clean the local network of waterways to upgrade the anti-flood ability, improve the water environment and foster the sustainable development. Xuzhou Project: The project construction may dredge the river course from Lizhuang Floodgate to Shanghetou Village (13+500 17+500) and provide a drain way for Yunlong District Xuzhou to upgrade the low-lying land rainage level from 5 years once happen to 20 years once happen. 1.2.2 Areas Affected by Project The project construction may affect the river banks and structures along the rivers. The river course dredging may affects: (i) strengthening dikes, earth excavating and deserting area for building dikes; (ii) the area between the river standard section and present river mouth; (iii) land expropriation for construction roads and sites. The affected area distributes in a zonal way along the rivers. Structure construction needs occupy land for structures and project management. The project involves land requisition, house demolishment and special facilities dislocation and reconstruction. According to the survey statistics, in the first year construction in this Project, permanent land expropriation covers 3 cities, 5 counties (districts), 10 towns and 29 administrative villages, temporary land occupation involves 3 cities, 6 counties (districts), 13 towns and 39 villages, 51 business and enterprise units and 9 shops. For project permanent land occupation area, the village collective land is 2853.55mu, the area of enterprise and units is 86.15mu, the area of shops is 1.01mu; For temopary occupation area, the village collective land is 4345.77mu, the area of enterprise and units is 1.0mu, the area of shops is 250.5mu. The area of all kinds of residents’ houses demolished is 31635.87mu, and the displaced households are 343, and the displaced persons are 1052; The area of all kinds of enterprise and units’ houses demolished is 16609.60mu, workers affected are 1393; The area of shops’ houses demolished is 563.08 m2, and their workers affected are 17.

Table 1.1 Affected Villages by Permanent Land expropriation in 1st Year Districts Subprojects Towns Villages Amounts Counties Taidong Guangshan Pankai 1 River Tainan Caoyin 1 Dongtai Wuxing, Xinba, Xinji, Shiyan 6 Taodong, Taoxi, Huanbai Qindong Caoshe 1

Table 1.1 Affected Villages by Permanent Land expropriation in 1st Year Districts Subprojects Towns Villages Amounts Counties Guodong, Guoxi, Xinghua Zhangguo 4 Liudong, Jiangzhuang Yuduo Henan 1 Yangdong, Yangxi, Zhuzhuang, Jiangyan Youzhuang, Jinnan, Yuxi 10 Bianbei, Biannan, Wuxi, Wuzhaung Agricultural Development Agricultural Development Nanshe 1 District District Agricultural Development Agricultural Development Taizhou Nanshe 1 District District Daguozhuang Shanghetou, Licun 2 Xuzhou Yunlong Pantang Dingzhuang, Cuizhuang 2 Total 5 10 29

Table 1.2 Affected Villages by Temporary Land expropriation in 1st Year Subprojects Districts, Counties Towns Villages Num. Guangshan Pankai 1 Tainan Caoyin 1 Dongtai Wuxing, Taosi, Shiyan 3 Huangbai Qindong Caoshe 1 Guodong, Guoxi, Qindong River Xinghua Zhangguo 4 Liudong, Jiangzhuang Yuduo Henan 1 Yangdong, Yangxi, Jiangyan Youzhuang, Yuxi 7 Jinnan, Bianbei, Biannan, Yuxi Xiyangshi, Dongyangshi, Shuang’an, Beizhuang, Suchen 9 Jiangyan Xujiangzhuang, Xicha, Dongcha, Suchen, Zhouli Taizhou Qiaotou Lipu 1 Zhouqiao, Xuzheng, Hailing Taidong 4 Shuangdun, Dongtang Agricultural Agricultural Nanshe, Zhongling, 3 Development Development Hongqi Daguozhuang Shanghetou, Lizhuang 2 Xuzhou Yunlong Pantang Dingzhuang, Cuizhuang 2 Total 6 13 39

1.3 Money and Sponsors in the First Year According to the budge, the Jiangsu Low-lying land Treatment Project will charge 222608.3 thousand yuan, including 182929.7 thousand yuan for Taidong River, 7804.8 thousand yuan in Taizhou project and 31873.8 thousand yuan for Xuzhou project.

1.4 Measures to Mitigate Adverse Impact 1.4.1 Project Planning and Designing At the planning and designing stage, the designing agency and project owners introduce some effective measures to mitigate the adverse Impact on the local society and economy: A. At the planing stage, try to take the socioeconomic Impact into full consideration, and make the socioeconomic Impact as key indicator to select one best Plan among the competing plan programs. B. At the designing stage, the design agency scheme reasonablec construction courses to avoid planting land expropriation and house demolishment. Take the river course construction in Taidong River Project as example, the selected plan will occupy little land and displace few people. C Try to use waste land and construction land for project components and eath heaping to avoid planting land expropriation and house demolishment. For example, Taizhou will adopt up-right retaining wall instead of slop protection to reduce the width of river mouth and to decrease planting land expropriation and house demolishment along both river banks. 1.4.2 Land expropriation and Resettlement Plans Implementation The following measures will be taken up to reduce the adverse Impact when land expropriation is unaviodable: A To compile applicable resettlement plans on the base of local socioeconomic situation and future development; to compensate and subsidize reasonably and timely so as to decrease the losses of affected persons; B To foster public participation and to accept public supervision; C To strengthen internal and external monitoring, and to build effective and open reflection mechanism and procedure so as to shorten the information processing cycle and

ensure every problems occurred during the project construction and implementation to be resolved in time; D To organize project officials to survey on the spot prior to demolishement to avoid unnecessary removal; E To compensate the displaced persons at full displacement value so as to mitigate the adverse Impact; F To position resettlement area in close proximity to original housing plot so as to keep residents track with formal life and cut down the distance to and fro between resettlement area and working site; G To notify the affected business companies in advance, provide displacement site, compensate for the losses, rearrange employees, and shorten the closure period as much as possible; H To support the displace people and business to get assistance from local functional departments, provide them convenience, and lay down their burden and losses.

1.5 End Date of Compensation The confirming date of resettlement qualification in the first year is made on the base of the confirming date of material survey which was completed before February 2006 approved by the persons (units) of title and has been disclosed in the resettlement villages and communities. The subprojects have been specified and optimized. The material amounts have been checkd within the red line according to the optimizaiton. The disclosure date of the checked material amounts is the compensation confirming date for resettlement. The comfirming date of each subproject is as following table:

Table 1.3 End Date of displace person’s qualification in Subproject

Subproject Name Confirming Date

Taidong River Project Aug.10, 2006

Yancheng Project July 30, 2006

Taizhou Project Jan.30, 2006

Xuzhou Project Jan.10, 2006

2 Project Impact

2.1 Project Impact Scope Jiangsu Province resettlement scope involves Taidong River Project, Taizhou Treatment Project and Xuzhou Project, and involves 10 counties (cities, diatricts), 27 towns (government agencies) and 124 villages (communities, residents committees) in Xuzhou, Yancheng and Taizhou. The area of permanent land expropriation is 8583.50mu, including rural collective land 8496.60mu and state-owned land 86.90mu; The area of temporary land occupation is 14430.34mu, lincluding collective land 14086.09mu and state-owned land 344.25mu; housing demolision area is 158835.41m2 among them, resident’s living house area is 73605.26m2, and outbuildings area is 25415.54m2, and the area of enterprise’s house is 25415.54m2, and the area of unit’s house is 1529.93 m2, and the house area of shops is 1459.23m2, and the displaced households are 1045 and the displaced persons are 3314. There are 157 business and enterprises units and shops which are affected by project.. The fisrt year construction will influence 6 counties (cities, diatricts), 14 towns (government agencies) and 46 villages (communities, residents committees) in 3 cities of Xuzhou, Yancheng and Taizhou. Among them, thare are 29 villages at 10 towns in 5 counties in 3 cities affected by permonant land expropriation, and thare are 39 villages at 13 towns in 6 counties in 3 cities affected by temporary land occupation.

Table 2.1 land expropriation and resettlement Impact in Huai river drainage area and low-lying land treatment project in the First yearÃ

Permanent land expropriation Temporary land expropriation Total Total Total Total Total Total province Sub-projecets Total HH Total HH amount HH businesses amount HH businesses displaced displaced of land affects affected of land affects affected Taidong River 2548.04 4640 1052 57 2962.13 3408 -LDQJVXÃ Ã Taizhou 10.85 141 534.25 161 Xuzhou 294.67 4495 3 1099.89 5509 WRWDOÃ 2853.56 9276 1052 60 4596.27 9078

2.2 Survery Methods of Project Impact At the request of resettlement survey in the project feasibility research phase, the Jiangsu Province Project Survey Research Institute, the Huai’an Water Conservancy Design and Research Institute, the Yancheng Water Conservancy Design and Research Institute,

and the Xuzhou Water Conservancy Design and Research Institute formed a unitd survey group, together with the water conservancy departments and relevant bureaus at county and town level, to make a thorough survey on the land, houses, auxiliary structures, special facilities and local socioeconomic background from 2000 to 2004. In May 2005, the above institues and departments re-checked the figures. From December 2005 to January 2006, the relevant units and organizations went to the project sites once again and made a supplementary survey at the request of the Resettlement Research Center Hohai University, which was approved and appointed to instruct the project resettlement activities by the Huai River Commission and the Bank. Each subproject re-checked the figures of assets in kind in line with the detailed and optimized work respectively. The assets survey includes rural survey, special facilities survey and several other parts. A.Land: includes agricultural land, fish pond, firewood and cattail plots, mulberry garden,plantlet plots, gulies, small reservoirs and country roads. The Survey Group reviewed the surface features, general configuration of the earth’s surface and plants according to the new-drawn topographic map of 1/2000, and village boundaries figuring out on the spot. Generally, the land acreage is measured on the topographic map. The land with high economic value is measured on the spot and is recorded plant varieties. B.Polupation: houses and auxiliary facilities: Popultion is inquired and registered family by family, confirmed by the residents record and population census; houses are cataegorized in the light of property title into private houses and collective houses, investigeted in rural and urban respectively, and are registered in the name of property owners; auxiliary facilities are classified in sorts, including trees (fruit trees and other trees, individual trees recorded one by one), graves, telephones and cable televisions. C.Survey on Business and enterprises: includes the basis information, assets and production ability. D.Survey on Special facilities: includes transportations, electric power, telecommunication, broadcast and television, water conservancy and water power, and cultural and historic relics.

2.3 Rural Collective Land Expropriation The Project construction in the first year will expropriate 2853.55mu rural collective lands, covering Jiangyan, Xinghua and the Agricultural Development District in Taizhou, Dongtai in Yancheng, and Yulong District in Xuzhou. The detailed rural collective land

expropriation are followings, The Taidong River subproject takes 2548.04mu, Taizhou subproject needs 10.85mu and Xuzhou subproject needs 294.67mu. The expropriated land is categorized into 1195.49mu paddy field, 104.87mu dry farm land, 63.1mu vegetable land, 22.36mu garden lands, 4.8mu fish pond farmed carefully and 360.74mu mu fish pond farmed carelessly, and other land (including business and enterprises land) of 1102.2mu, and projects affected 2543 households and 9276 persons who have been documented by the design organizations. The following table tells the details. See Attached Table 1 as regard villages land expropriation.

Table 2.2 Rural Collective Land expropriation in the 1st Year Construction Permanent Acuisition (mu) Affected Affected Subprojects Paddy Irrigated Dry Vegetable Fish Pond Sum Gardens Others Household Persons Field Land Land Plots IntensiveExtensive Taidong 2548.04 1098.45 1.65 345.74 1102.2 1392 4640 River Taizhou 10.85 7.7 3.15 42 141 Xuzhou 294.67 89.34 104.87 63.10 22.36 15.00 1109 4495 Ã Ã Ã Ã Ã Ã Ã Ã Ã Ã Total Ã

2.4 Temporary Land Occupation The Project temporary land requisition is for earth excavating, earth discarding, construction sites and construction roads. 2.4.1 Temporary Occupation for Collective Land The Project in the first year takes 4345.77mu collective land for temporary use, covering Hailing, Jiangyan, Xinghua and the Agricultural Development Distric in Taizhou, Dongtai in Yancheng, and Yunlong in Xuzhou. Taidong River subproject takes 2962.13mu, Taizhou 283.75mu and Xuzhou 1099.89mu, wchich is categorized into paddy field of 3165.72mu, irrigable land of 25mu, dry farm land of 415.63mu, vegetable plots of 134.88mu, orchards of 236.08mu, fish pond farmed carefully 42.23mu, fish pond farmed carelessly 157.11mu,and other kinds of land of 169.12mu. The affected displaced households are 2669, and affected displaced persons are 9078. The following Table 2.3 and Attached Table 2 tell the details.

Table 2.3 Temporary Collective Land Occupation in the 1st Year

Collective land under Temporary land occupation (mu) Affect Fish Pond ed Affected Subprojects Paddy Irrigated Dry Vegetable Sum OrchardsÃ Other House Persons Field Land Land Plots IntensiExtens LandÃ ve ive holds 2962.1 2609.5 138.0 169.1 3.2 42.23 1054 3408 Taidong River 3 2 6 2 Taizhou 283.75 239.15 25 3 16.6 229 161 1099.8 412.6 317.05 134.88 232.88 2.45 1386 5509 Xuzhou 9 3 4345.7 3165.7 415.6 157.1 169.1 TotalÃ 25 134.88 236.08 42.23 2669 9078 7 2 3 1 2

2.4.2 Temporary Land Occupation for State-Owned Land The Project in the fisrt year takes mu state-owned land for tamporary use. The taken land lies in the Agrisultural Development District in Taizhou, including paddy field of 169.5mu, dry land of 8mu, fish ponds of 46.75mu, vegetable plots of 26.25mu.

2.5 Resident’s Houses Demolished 343 rural households with 1052 persons affected live in Jiangyan and Xinghua in Taizhou, and Dongtai in Yancheng only in the Taidong River subproject. The demolishment acreage amounts to 31695.85 m2 for villagers’ houses, including house structure of 21606.02m2 and accessory structures of m2. 29229.34m2 in the Taidong River subproject, and 2406.56m2 in the Xuzhou subproject are to be expropriated. Since housing structures dismantling only occurs in the Taidong River subproject, the activities in other villages relates to the accessory structures demolishment. See Attached Table 3 for details in the affected villages.

Table 2.4 Rural Houses to be Demolished in the 1st Year Construction

Houses to be Demolished m2

Subprojects Households Persons Earth and Brick and Brick and Sum Wood plain Concrete Wood (Grass)

Taidong River 343 1052 21606.02 1458.3 19188.13 887.65 71.94

Total 343 1052 21606.02 1458.3 19188.13 887.65 71.94

2.6 Business and Enterprises Affected 50 business companies together with 1391 employees are exposed to the direct Project Impact. The structures to be pulled down reach 16609.60m2 (including 15761.13m2

registered and 848.47 m2 unregistered), the land to be taken reaches 86.0mu, and the land to be used of 1.0mu temporalily, spreading in Jiangyan and Xinghua in Taizhou, Dongtai in Yancheng, and Yunlong District in Xuzhou, For details, see the Table 2.3 and the following description: Taidong River Subproject involves 48 rural business companies together with 1303 employees to be affected directly. The structures to be demolished are 14118.4m2, and the land to be taken is 75.05mu, distributing in Dongtai in Yancheng, and Jiangyan and the Agricultural Development District in Taizhou. In Dongtai, there are 43 companies and 870 employees to be affected, and 39.79mu land to be taken, and 9964.12 m2 business structures to be demolished. In Jiangyan, there are 3 companies and 225 employees to be affected, and 21.95mu land to be taken, and 2034.65 m2 business structures to be demolished. In the Agricultural Development District, there are 1 company and 208 employees to be affected, and 12.81mu land to be taken, and 1861.44 m2 business structures to be demolished. In addition, some facilities of the Jiangsu Petroleum Company, lying in Caoshe Village of Qindong Town of Dongtai City, are to be displaced, which takes 0.5mu land and 258.19 m2 structures. Xuzhou subproject involves 2 companiess and 88 employees to be affected, 2491.2 registered structures to be demolished, including 2083.8 of production and business structures, 407.4 of officeroom and warehouses. 11mu land is to be taken, and 1mu for temporary occupation. For details, see the following Table 2.5 and the Attached Table 4.

Table 2.5 Affected Business in the 1st Year Construction

Registered Unregistered Land Structure m2 Structure m2 Expropriation Affected Office Office No. Subprojects Amounts (mu) Productio Productio Total Employees and and n and n and Warehou Wareho Business Business Permanent Temporary se use

Total 56 146 113.5 3.3 13572.64 5670.6 455.55 876.7 20575.5

1 Taidong River 48 130 75.05 9342.74 3927.19 848.47 14118.4

2 Xuzhou 2 88 11 1 2083.8 407.4 2491.2

2.7 Enterprise and Institutions Affected 1 enterprise and Institutions with 2 employees are affected in the fisrt year project construction. The permanent land expropriation area is 0.1mu land, and only Taidong River Project involves it, and the affected Institution is Zhendong Hydrology Montoring Station, and it affects 2 workers, and exproptiated 0.1mu, and did not affect house demolition. No enterprise Institutions are enbraced in the other subprojects. See the Attached Table 4 for details.

2.8 Shops Affected There are 9 shops with 17 employees to be affected 1.01mu land to be taken and 563.08m2 houses to be displaced, locating in Dongtai and Yunlong in Xuzhou, the details as follows: Taidong River Subproject: 8 shops to be affected, lying in Caoshe Village of Qindong Town of Dongtai City, 15 persons to be influenced, 0.71mu land to be taken, and 372.08m2 shops to be demolished. Xuzhou Subproject: 1 shop to be affected, 2 persons to be influenced, 191 shop structures to be demolished, and 0.3mu land to be taken. See the Attached Table 6 for details.

2.9 Unregistered Structures The unregistered structures to be affected in the first year project construction only lie in the Yangcheng and Xuzhou subproject sites. The total acreage is 2406.53m2, including 2005.53m2 of brick and concrete structure, 30 m2 of earth and wood structure, and 371.00m2 of plain structure, all of which are attachments of local residents’ houses, locating in Pantang and Daguozhuang in Yunlong District, 968.1 and 1438.46 respectively.

2.10 Affected Population This Project will displace 60 companies, enterprises and shops, 5253 households and 19682 persons actually, there are 9276 persons affected by temporay land occupation, and 1052 displaced details as follows: The Taidong River Subproject will relocate 57 companies and enterprises and shops, 2487 households and 9286 persons, together with 3408 persons to be affected in short period.

Taizhou Subproject will affect 271 households, 302 persons, and 161 persons in short period due to temporary land requisition. Xuzhou Subproject will diaplace 2 companies and enterprises, 1 shops, 2495 households, and 10094 persons, together with 5509 persons to be affected in short period.

Table 2.6 Affected Population in the 1st Year Construction

Taidong River Taizhou Xuzhou Types Total Subproject Subproject Subproject

Households Ã Ã Ã Ã Permanent Expropriation Persons Ã Ã Ã Ã For Collective Land Labor Force Ã Ã Ã Ã Households Ã Ã Ã Ã Temporary land occupation Persons in short Ã Ã Ã Ã period Households Ã Ã Ã Ã Ã Ã Rural Citizens Displaced Persons Ã Ã Ã Ã Ã Ã Business Amounts Ã Ã Ã Ã Ã Companies Persons Ã Ã Ã Ã Ã Amounts Ã Ã Ã Ã Ã Ã Enterprise Institutions Persons Ã Ã Ã Ã Ã Ã Amounts Ã Ã Ã Ã Ã Shops Persons Ã Ã Ã Ã Ã Households Ã Ã Ã Ã Total Amounts Ã Ã Ã Ã Persons Ã Ã Ã Ã Labor forces affected Ã Ã Ã Ã by land expropriation Households of both land expropriation Ã Ã Ã Ã Ã Ã and housing Among them demolishment Persons of both land expropriation and Ã Ã Ã Ã Ã Ã housing demolishment Households affected Ã Ã Ã Ã Actual Impact Persons affected Ã Ã Ã Ã Persons in short periodÃ Ã Ã Ã Ã

2.11 Vulnerable Groups, Floating Population and Minority Nationality There are 45 vulnerable households, including 18 households disabled, 16 households of single olders, 7 households of woman supporters, 1 households in poverty, and 8 in low life security, among which 3 households of single olders are supported by women, 1 household of single older in low security, and 1 household of woman supporter in poverty. This Project doesn’t involve floating population and ethnic minorities. The details are as follows: Taidong River Subproject: 41 vulnerable households and 45 persons involved, including 17 households disabled, 15 households of aingle olders, 6 households of woman supporters, and 7 in low security, among which 3 households of single olders are supported by women, and 1 household of single older in low security. Taizhou Subproject involves no vulnerable people. Xuzhou Subproject: 4 households and 9 persons involved, the 4 households including 1 of disabled, 1 of single older, 1 of woman supporter in poverty and 1 in low security, and the 9 persons including 3 men, taking 33% of the total diadvantaged people in this subproject.

2.12 Auxiliary Structures and Infrastructure Affected The auxiliary structure and infrastructure to be affected in the project include hign- tension lines of 220kv, 110kv, 35kv and 10kv, and low-tension lines of 380v and 220v, gullies, bridges, roads, tractor ploughing roads, water supplying and drainage pipelines, telecommunication cables, power cables, water pipelines, trees, fruit trees, dikes, floodgates, drainage stations and culverts. See the Table 2.7 for details.

Table 2.7 Auxiliary Structures and Infrastructures Affected in the 1st Year Taidong River Indicator in Kind Xuzhou Subproject Total Subproject Toilet 1 3 3

Electric Poles of 110KV 1 25 25

Lines 1 9 9

Length M 7390 7390

Electric Poles of 10KV 1 39 36 75

Lines 1 11 12

Taidong River Indicator in Kind Xuzhou Subproject Total Subproject Length M 3000 3600 6600

Electric Poles of 380V 1 25 25

Length M 4910 1250 6160

Electric Poles of 220V 1 37 37

Length M 1900 1900

Low-tension Line M 30

Transformers 1 4 1 5

Gullies M2 3080 2140.2 5220.2

Bridges 1 20 4 24

Iron Tower 1 2

Concrete Roads KM 2100 2100

Asphalt Roads KM 500 500

Brick and Stone Roads KM 330 3000 3330

Brick Roads KM 2450 2450

Graves (earth) 1 2668 259 3062

Graves (concrete) 1 279 10 289

Underground Structures M 200 200

Water Supplying Pipes M 2643 2643

Drainage Pipes M 260 260

Sewage Pipes M 500

Telephone and Broadcast Lines M 2720 2720

Communication Cables M 660 660

Optical Cables for Communication M 9100 9100

Television Cables M 500

Water Pipelines M 9080 4591.2 14281.2

Heat Pipelines M 400

Livestock Shed M2 3100 3100

Motor Pumped Wells 1 8 8

Pressurized Wells 1 32 32

Big Trees (not fruit trees) 1 23025 27470 50495

Plantlets (not fruit trees) 1 27079 15029 42108

Scattered Fruit Trees 1 23 18559 18582

Taidong River Indicator in Kind Xuzhou Subproject Total Subproject Fruit Trees (plantlets) 1 9164 9164

Special Fruit Trees 1 809 809

Water Turning Stations 1 5 5

Check Gates 1 2 2

Floodgates 1 32 32

Electric Pumping Stations 1 15 15

Caves 1 9 9

Culverts 1 164 164

Wharfs 1 4 4

Ferries 1 1 1

Stone Banks M 95 95

Stengthening Banks M 199 199

3 Socioeconomic Conditions

3.1 Socioeconomic Conditions in Project Areas 3.1.1 Socioeconomic Conditions in Project Cities A.Taizhou In 2007, the GDP in Taizhou reached 1201.82 hundred million yuan, increasing 15.7% at the fixed price. The first industry increased value was 102.93 hundred million yuan, increasing 4.4%; the second industry increased value was 700.02 hundred million yuan, with 17.5% increment; and the third industry increased value was 398.87 hundred million yuan with 16.10% increment. Per capital local GNP was 26085 yuan with 17.0% increment. The three kinds of industires occupied 8.6%, 58.2% and 33.2% respectively in the total production value. In possession structure, the private capital increased value was 625.58 hundred million yuan, increased 15.90%, reached to 52.0% in the total output value and with 1.9% than last year. The village economic steadily developed. The whole city food planting area was 606.27 ten thousand mu and increased 6.0%; The food production each mu attained 448.7 kilograms and increased 2.9%; The total production attained 272.07 ten thousand ton and increased 3.5%. The increase of public finance income was quickly. The public finance gross earnings was 208.52 hundred million yuan and increased 34.20% compared to last year; By 2007, in the whole city, the total registered population was 500.7 ten thousand peoples and decreased 6 than last year. Among them, in the downtown there was 64.75 ten thousand peoples and increased 8 ‰. The urban residents life were improved. Per capital disposable income of whole city residents person each year was 14940 yuan and increased 17.8%; Per capital consumption expenditure was 9021 yuan and increased 10.2%. Farmer’s per capital pure income was 6469 yuan and increased 13.6%; The consumption expenditure was 4430 yuan and increased 9.50%. The urban residents’ life condition was improved further. Town residents’ per capital housing area was 31.97 m2, village residents’ ’ per capital housing area was 43.97 m2. B.Yancheng: In 2007, the GDP in Yancheng reached 1174.26 hundred million yuan, increasing 15.10% at the fixed price, and increasing 0.8% than that of last year, and created the heighest increase in “Nineth Five-Year Plan”. The first industry increased value was 245.65

hundred million yuan, increasing 5.5%; the second industry increased value was 536.36 hundred million yuan, with 19.90% increment; and the third industry increased value was 392.25 hundred million yuan with 15.10% increment. Per capital local GNP was 15177 yuan. The industrialisation developed quickly, and the three kinds of industires occupied 20.9%, 45.7% and 33.4% respectively in the total production value from 22.7%, 44.0% and 33.3% in 2006. The proportion of second industry increased 1.7%. the agricultural productioin steadily developed. The whole city food planting area was 1236.9 ten thousand mu and increased 5.8%; The food production each mu attained 432.8 kilograms and increased 4.5%; The total production attained 535.33 ten thousand ton and increased 8.1%. The increase of public finance income was quickly. The public finance gross earnings was 110.97 hundred million yuan and increased 27.7% compared to last year; The proportion of public finance income in GDP reached to 9.5% from 8.6% in 2006. The total population increased steadily. By 2007, in the whole city, the total registered population was 804.73 ten thousand peoples and increased 6.06 ten thousand peoples than last year. Among them, in the downtown there was 349.09 ten thousand peoples and increased 12.5 ten thousand peoples. The whole year population birthrate was 9.23 ‰, the death rate was 7.27 ‰, and the population natural growth rate was 1.96 ‰. The people life level continuously raised. Per capital disposable income of whole city residents person each year was 12052 yuan and increased 13.9%; Per capital consumption expenditure was 7378 yuan and increased 1.2%. The average wage level in the city was 15678 yuan and increased 14.95%, Farmer’s per capital pure income was 5431 yuan and increased 11%; The consumption expenditure was 3285 yuan and increased 8.90%. The urban residents’ life condition was improved further. Town residents’ per capital housing area was 25.32 m2, and the use house area was 19.10 m2, and village residents’ per capital use area was 33.4 m2, and increased 1.4% than last year. C. Social economic background in Xuzhou City Xuzhou lies in the north-west in Jiangsu, governing 11 districts, counties and cities of Gulou, Yunlong, Jiuli, Jiawang, Fengxian, Peixian, Tongshan, Suining, Peizhou and Xinyi. By the end of 2007, the whole city total households was 282.84 ten thousand and the total population was 908.67 ten thousand. In 2007, the national economy keeps on developing quickly and the total economic amount leaps onto new step. GDP of Xuzhou was 1679.56 hundred million yuan, and increased 15.3% than that of last year, develop

quickly 0.2% than last year, and created the tallest level from 1997. Among them the first industry’s increment value was 192.65 hundred million yuan and increased 5.2%; The second industry’s increment value was 881.96 hundred million yuan and increased 17.4%; The third industry’s increment is worth value was 604.95 hundred million yuan and increased 16%. Per captical GDP was 19221 yuan. Three industry increment value comparison were 11.5%, 52.5% and 36% from 12.6%, 51.9% and 35.5% of last year, the second industry proportion increased 2.3%. The first and 3th industry proportion increased respectively 0.6%, 0.5%. The urbanization speed further and the urbanization level reached to 45.8% by the end of 2007, and increased 1.0 % than last year. 3.1.2 Socioeconomic Conditions in Project Counties (Cities, Districts) A.Jiangyan In 2007, the GDP in Jiangyan reached 202.7 hundred million yuan, increasing 16.10% at the fixed price. The first industry increased value was 18.9 hundred million yuan, increasing 4.6%; the second industry increased value was 116.30 hundred million yuan, with 18.4% increment; and the third industry increased value was 67.5 hundred million yuan with 16.0% increment. The three kinds of industires occupied 9.3%, 57.4% and 33.3% respectively in the total production value. the second and third industry proportion covered 90.7% of GDP, and increased 1.4% than last year. Per capital local GNP was 24546 yuan. The public finance income and expenditure was in basic balance. The public finance income of whole city was 27.77 hundred million yuan, increasing 44.5% compared to last year and the whole year public finance expenditure was 20.58 hundred million yuan and increasing 46.8% compared to last year. The total production value of the agriculture, forestry, herding, fishery in whole city was 16.39 hundred million yuan, with comparative price calculation, increased 4.58% than last year. The food, cotton and oil plants yield has been already increased. The whole year food yield is 572,900 tons increasing 8.3% than last year, and the cotton yield was 2,685 tons decreasing 4.4%. The oil plants yield 2.59 tons and decreased 34.7%. The whole year food plants area 79,470 hectares and increased 5,740 hectares than that of last year. The plant area of cotton and oil plants was 1,790 and 10,250 hectares and increased 180 and reduced 5,730 hectares respectively. Whole year the large- scale industrial product sales income was 365.3 hundred million yuan and increased 37.8% than that of last year. Total amount of benefit tax was 34.73 hundred million yuan,

increased 52.2%, and among them, the total amount of profits was 21.38 hundred million yuan and increased 47.1%. The total number of households in whole city by the end of year was 304,000 and reduced 2,600 comparing with that of the last year-end, the total population was 888,200 peoples, reduced 13300 peoples than that of the last year-end, the population birthrate was 7.56 ‰, the death rate was 15.36 ‰, the natural growth rate of population was 7.8 ‰. The farmer income kept stable growth. The per capital of pure income of farmer person was 6304 yuan, and increased 755 yuan than that of last year and increased 8.3%. B. Xinghua In 2007, the GDP in Xinghua reached 212.73 hundred million yuan, increasing 15.2% at the fixed price. The first industry increased value was 41.77 hundred million yuan, increasing 4.7%; the second industry increased value was 101.21 hundred million yuan, with 19.5% increment; and the third industry increased value was 69.75 hundred million yuan with 16.1% increment. The three kinds of industires occupied 19.6%, 47.6% and 32.8% respectively, the first, second and third industry proportion covered 7.0%, 60.0%, 33.0% of GDP. Per capital local GNP was 16064 yuan and increased 16.90% than that of last year. The public finance income and expenditure was in basic balance. The public finance income of whole city was 24.68 hundred million yuan, increasing 55.6% compared to last year and the whole year public finance expenditure was 22.63 hundred million yuan and increasing 54.3% compared to last year. The total production value of the agriculture in whole city was 37.58 hundred million yuan, with comparative price calculation, increased 6.2% than last year. The whole year food yield is 1166700 tons increasing 2.8% than last year, and the cotton yield was 1,360 tons decreasing 23.2%. The oil plants yield 3.28 tons and increased 7.3%. The whole year food plants area 169560 hectares and increased 1310 hectares than that of last year. Whole year the large-scale industrial product sales income was 283.59 hundred million yuan and increased 36.0% than that of last year. Total amount of benefit tax was 26.16 hundred million yuan, increased 29.9%, and among them, the total amount of profits was 14.55 hundred million yuan and increased 25.9%. The total number of households in whole city by the end of year was 534,600, the total population was 1,539,200 peoples, reduced 7467 peoples than that of the last year-end, the population birthrate was 10.13‰, the natural growth rate of population was -2.62‰. The farmer income kept stable growth. In 2007, per capital wage income of each year was 18705

yuan, and increased 22.9% than last year. The per capital of disposable income in the town was 12651yuan and increased 1518 yuan that of last year with 13.60% increase. The per capital of pure income of farmer person was 6176 yuan, and increased 720 yuan than that of last year and increased 13.2%. C. Dongtai City In 2007, the GDP in Dongtai reached 224.3 hundred million yuan, increasing 15% at the fixed price. The first industry increased value was 46.7 hundred million yuan, increasing 4.6%; the second industry increased value was 103.30 hundred million yuan, with 19.2% increment; and the third industry increased value was 74.3 hundred million yuan with 16.2% increment. The three kinds of industires occupied 20.8%, 46.0% and 31.2% respectively, the second and third industry proportion increased in GDP, and economic structure kept step in reason. Per capital local GNP was 20149 yuan. The public finance income and expenditure was in basic balance. The public finance income of whole city was 22.02 hundred million yuan, increasing 46.8% compared to last year and the whole year public finance expenditure was 23.11 hundred million yuan and increasing 69.8% compared to last year. The total production value of the agriculture, forest, farming and fishing in whole city was 46.7 hundred million yuan, with comparative price calculation, increased 4.6% than last year. The whole year food yield is 800000 tons increasing 8.7% than last year, and the cotton yield was 21000 tons decreasing 23.2%. The oil plants yield 8.8 tons. The whole year food plants area 129850 hectares. Whole year the large-scale industrial product sales income was 252.79 hundred million yuan and increased 27.9% than that of last year. Total amount of benefit tax was 22.19 hundred million yuan, increased 27.3%, and among them, the total amount of profits was 10.45 hundred million yuan and increased 35.1%, and there were 30 enterprises whose sale income were over 1 hundred million yuan. The total number of registered permanent residence in whole city by the end of year was 1,152,300 peoples, reduced 1230 peoples than that of the last year-end, and there were 8081 who born new, and 9732 persons who died, the natural growth rate of population was - 1.43‰. The average wage of workers in the city was 18575 yuan, and increased 19.9% than last year. The per capital of disposable income in the town was 12052 yuan and increased 16.2% than last year. The per capital of pure income of farmer person was 7025 yuan, and increased 13.0%. D. Yunlong District

The cloud dragon area is slowly the core area of main city area in the state City, the whole area total area is 118 square kilometers, population are 300 thousand people, governing 8 street offices which are Pengcheng, Zifang, Huangshan, Loutuo mountain, Cuiping mountain, big Guo Zhuang, and 54 communities, 18 administration villages. Yunlong District locates in the center of whole municipal politics, culture, transportation, finance, business and tour. In 2007, the whole district GDP completes 52.9 hundred million yuan and increased 24.47%; The public finance gross earnings completed 7.84 7 hundred million yuan and increased 36.64%; The general budget income completed 5.65 hundred million yuan and increased 40.7%. The registration foreign capital that physically entered account was 1.05 hundred million yuan and increased 300%, various main economy datas were over the level of main city area.

3.2 Survey Result on Socioeconomic Conditions of Counties and Towns (streets) Affected The project construction will affect 14 counties and towns, among which 11 counties and towns have statistic data. According to the existing data, in 2007 there were 452400 persons in the 11 counties and towns, the agricultural land was 551 thousand mu, the grain planting land was 680.5 thousand mu, the grain output yielded 305737 tons, the total production value was 11910200 thousand yuan, the agricultural production value was 1167610 thousand yuan, the industrial value was 7603130 thousand yuan, the production value of the third industry was 3139440 thousand yuan, the urban disposable income per capita was 9846 18380 yuan, and the rural net income per capita was 64291 10374 yuan. The details are displayed in the Table 3.1.

Table 3.1 Economic Indicators of the Affected Counties and Towns in the 1st year

Main Indicators Total

Households 149611Ã

Persons 452400Ã Population Male 230532Ã

Agricultural Population 403488.0335Ã

Labor Forces Labor Forces (person) 240960.3846

Table 3.1 Economic Indicators of the Affected Counties and Towns in the 1st year

Main Indicators Total Industrial Labor Forces 112423Ã

Agricultural Labor Forces 60679Ã

Labor Forces in the Third Industry 67858Ã

Planting Acreage (ten thousand mu) 55.0997

Planting Acreage (ten thousand mu) 68.0514Ã

Grains Total Output t 305737Ã

Average Output kg/mu 449Ã

Planting Acreage (ten thousand mu) 6.5083Ã Agricultural Land Oil Crops Total Output t 11332Ã

Average Output kg/mu 174Ã

Planting Acreage (ten thousand mu) 17.5941Ã

Other Plants Total Output t 190471Ã

Average Output kg/mu 1083Ã

Total Production Value (ten thousand yuan) 1191020Ã

Agricultural Production Value (ten thousand yuan) 116761Ã GDP Industrial Production Value (ten thousand yuan) 760313Ã

Production Value of the Third Industry (ten thousand yuan) 313944Ã

Financial Income (hundred million yuan) 29.1545Ã

Urban Disposable Income Per Capita (yuan) 9846~18380

Rural Net Income Per Capita (yuan) 6429~10374Ã

3.3 Sampling Survey Affected Rural Households The affected rural households in the 1st year construction are involved in the Taidong River Subproject, the Taizhou Low-lying land Subproject and the Xuzhou Subproject. 129 households and 492 persons were selected to be on survey, taking 5 of the total affected households. The statistics and analyses are as folllows: 3.3.1 Population Distribution, Age Structure, Educational Degree and Nationality Background In accordance with the sample survey to the 129 rural households, there are 81 persons below 18 years old, taking 16.50% of the sampled population; 186 persons between 18 40, taking 38.00%; 161 persons between 41 60, taking 33.00%; and 64 persons above 60, taking 13.00%. 91 persons with high school education and above, taking 16.00% of the sampled population; 228 with junior middle school education, taking 46.00%; 118 with primary school education, taking 24.00%; and 65 illiterates, taking 13.20%. The details are as follows:

Table 3.2 Population Distribution, Age Structure, Educational Degree and Nationality

Age Educational Degree

Family High Subprojects Households Male Junior Members Below Above Primary School/Middle College and 18-4040-60 Illiterate Middle 18 60 School Professional over degree School School

Taidong River 51 207 111 38 73 67 29 30 47 100 25 5

Taizhou 38 125 61 14 44 50 17 22 43 39 17 4

Xuzhou 40 160 78 29 69 44 18 13 28 89 21 9

Total 129 492 250 81 186 161 64 65 118 228 63 18

The specific details in each subprojects are as follows: Taidong River Subproject: 51 households were selected to be on survey in the Subproject area. There are 38 persons below 18. taking 18.36%, 73 persons between 18 40 taking 35.27%, 67 between 41 60 taking 32.37%, and 29 above 60 taking 14.01%. Among the sampled population, there are 30 persons with high school and above education, taking

14.49%, 100 with junior middle school education taking 48.31%, 47 with primary school education taking 22.71%, and 30 illiterates taking 14.49%. Taizhou Subproject: 38 selected households live in the Subproject area, all of them are Han nationality and agricultural population with 125 persons and 3 per family, including 61 males. There are 14 persons below 18, taking 11.2%, 44 between 18 40 taking 35.2%, 50 between 40 60 taking 40%, and 17 above 60 taking 13.6%. There are 22 illiterates taking 17.6%, 43 with primary education taking 34.4%, 39 with junior middle school education taking 31.2%, 17 with high school education and above taking 13.6%, and 4 with college education and above taking 3.2%. Xuzhou Subproject: 40 households were selected for survey, all of them are Han nationality with 160 persons and 4 per family, including 78 males and 145 agricultural population. Among the 160 persons, there are 29 below 18 taking 18.1%, 69 between 18 40 taking 43.1%, 44 between 40 60 taking 27.5%, and 18 above 60 taking 11.25%. There are 13 illitrates taking 8.1%, 28 with primary education taking 17.5%, 89 with junior middle school taking 55.6%, 21 with high school and above education taking 13.1%, and 9 with college and above education taking 5.6%. 3.3.2 Production Resources In accordance with the survey, the average planting land per person is 1.17mu, details as follows: The Taidong River Subproject: In the 42 selected households, there are 168 population and 189.8mu planting land, 1.13mu per person, including 0.74mu paddy field, 0.36mu dry plant land and 0.0274mu irrigating land per person. The Taizhou Subpeoject: In the 38 surveyed households, there are 137.8mu paddy field, 1.2mu irrigating land, 2.2mu dry land, 9.23mu vegetable plots and 1.82mu gardens for 125 persons, the average land reaching 1.22mu per person. 3.3.3 Housing Structure The houses to be demolished are located only in the Taidong River Subproject area and the Taizhou and Xuzhou subprojects have no demolishment involved. In accordance with the survey data of the 51 sampled households around the Taidong River Subproject area, the average housing acreage is 30.41m2, including 8.15m2 brick and concrete structures and 22.27m2 brick and wood structures.

3.3.4 Family Yearly Income and Payout In accordance with the survey on the selected 129 households and 492 persons, the average yearly income of rural families in the project area is 31007 yuan, the average yearly outcome is 11353 yuan, and the average yearly net income per capita is 7862 yuan. The details are as follows: A.Taidong River Subprojects: The average yearly income of rural families in the subproject area is 8876 yuan, including agricultural income 1079 yuan, taking 12.15 , sideline production income 819 yuan taking 9.23 , employment salaries in business and enterprises 2902 yuan taking 32.69 , outside-working wages 2522 yuan taking 17.51 , and the other income 1554 yuan taking 17.51 . The average yearly outcome is 3481 yuan, including taxes and other fees 68 yuan taking 1.95 , seeds expenditures 47 taking 1.36 , pestcides and fertilizers 255 yuan taking 7.31 , irrigating water expenses 32 yuan, taking 0.91 , machinery operation expenditures 107 yuan taking 3.09 , electricity fee 110 yuan taking 3.16 , daily water fee 24 yuan taking 0.68 , telecommunication expenses 149 yuan taking 4.27 , tutition fee for children 1245 yuan taking 35.77 , medical treatment expenditures 255 yuan taking 7.34 , fuel expenses 69 yuan taking 1.97 , non-staple foodstuffs 866 yuan taking 24.87 , and other expenses 255 yuan taking 7.31 . B.Taizhou Subproject: The average yearly income of affected families in the subproject area is 15961 yuan, including agricultural income 4655 yuan, taking 29.17 , sideline production income 346 yuan taking 2.17 , employment salaries in business and enterprises 3689 yuan taking 23.12 , outside-working wages 6186 yuan taking 38.75 , and the other income 1084 yuan taking 6.79 . The average yearly outcome is 5976 yuan, including seeds expenditures 140, pestcides and fertilizers 642 yuan, irrigating water expenses 132 yuan, machinery operation expenditures 168 yuan, electricity fee 295 yuan, daily water fee 184 yuan, telecommunication expenses 372 yuan, tutition fee for children 982 yuan, medical treatment expenditures 305 yuan, fuel expenses 228 yuan, non-staple foodstuffs 1114 yuan, and other expenses 1412 yuan. C.Xuzhou Subproject: The average yearly income of affected families in the subproject area is 26840 yuan, including agricultural income 7925 yuan, taking 29.5 , sideline production income 7775 yuan taking 29 , employment salaries in business and enterprises

3625 yuan taking 13.5 , outside-working wages 3525 yuan taking 13.1 , and the other income 3990 yuan taking 14.9 . The average yearly outcome is 9465 yuan, including taxes and other fees 90 yuan, seeds expenditures 248, pestcides and fertilizers 384 yuan, irrigating water expenses 81 yuan, machinery operation expenditures 273 yuan, electricity fee 432 yuan, daily water fee 270 yuan, telecommunication expenses 644 yuan, tutition fee for children 2062 yuan, medical treatment expenditures 1750 yuan, fuel expenses 719 yuan, non-staple foodstuffs 1145 yuan, and other expenses 1365 yuan.

3.4 Basic Conditions of the Affected Business There are 50 business companies and 1691 employees to be resettled in the fisrt year construction. The 50 business companies create 50551.1 thousand yuan production value and 17085.7 thousand yuan profits one year, and the total yearly salsries of the affected employees are 17773 thousand yuan, details as follows in the Table 3.3.

Table 3.3 Basic Conditions of Affected Business

Production Salaries Profits Operation Value Subprojects Companies Employees ten thousand ten thousand Condition ten thousand yuan/year yuan/year yuan/year

Good 5 1410 1557.4 3505 1440

Taidong Ordinary 43 193 167.1 920.11 215.57 River

Sum 48 1603 1724.5 4425.11 1655.57

Good 1 40 24 280 27

Xuzhou Ordinary 1 48 28.8 350 26

Sum 2 88 52.8 630 53

7RWDO Ã Ã Ã Ã Ã

The details of each subproject are as follows: A.Taidong River Subporject: There are 48 business companies and 1603 employees to be affected, including 1303 employees to be displaced in the subproject area. The 48 business companies create totally 4425.11 thousand yuan production value and 1655.57 thousand yuan profits one year, and the total yearly salsries of the affected employees are 13360 thousand yuan. According to the statistics, there are 5 companies under good

business and operation, taking 10.4 creating 15050 thousand yuan production value and 8400 thousand yuan profits yearly, with 890 employees to be affected and 9024 thousand yuan salaries per year they get. The other 43 operates in ordinary condition, taking89.6 , generating 19201.1 thousand yuan production value and 5175.7 thousand yuan profits one year. 193 workers are employed in these ordinary companies with 4336 thousand yuan yearly salaries in total. Most of the 46 business are individual workshops. Taizhou Subproject: No business to be affected in this period project construction. Xuzhou Subproject: 2 business companies with 88 employees are to be affected, all in Daguozhuang in Yunlong District. There is 1 under good business with 40 employees to be affected, generating 240000 yuan yearly salaries, 2800 thousand yuan production value and 270 thousand yuan profits. The other 1 is under ordinary condition with 48 employees, creating 288000 yuan yearly salaries, 3500 thousand production value and 260 tthousand yuan profits.

3.5 Basic Conditions of Affected Enterprises There are 1 enterprise Institutions with 2 employees to be affected only in the Taidong River subprojects, occupying 0.1 mu land, details as follows: Taidong River Subproject: The Qindong Hydrometric Station is to be affected, lying in CaosheVillage in Qindong Town, occupying 0.1mu land and taking the work of hydrological observation. The Sation is under good operation, with 2 workers, earning 15000 yuan per year.

3.6 Basic Conditions of Affected Shops There are 9 shops and 17 employees to be affected in the first year projecrt construction, the total yearly salaries are 112.4 thousand yuan, the total yearly income is 420 thousand yuan, and the yearly profits are 145 thousand yuan. Taizhou Subproject has no shops involved. A.Taidong River Subproject: 8 shops to be affected locate in Caoshe Village in Qindong Town. They are under good operation, earning 377 thousand yuan income and creating 130 thousand yuan profits per year. 15 persons are hired, with yearly salaries of 110000 yuan in total. B. Xuzhou Subproject: An individual small department store is to be affected. It can make 25 thousand yuan a year and create 15 thousand profits. It hires 2 workers.

3.7 Basic Conditions of Affected Unregistered Structures There are 2406.56 m2 unregistered structures to be expropriated in the first year project construction. All of them are attached housing structures, 968.1 locating in Daguozhuang and 1438.46m2 in Pantang, including 2014.53m2 brick and concrete, 30m2 earth and wood (grass) and 362.03m2 plain structure.

3.8 Basic Conditions of Affected Vulnerable People 45 vulnerable households are involved in the first year construction. Taidong River Subproject: There involve 41 households with 94 family members, including 42 males. The average yearly income of the vulnerable households is 3010 yuan, lower than the general local standard. Among 45 vulnerable persons, 31 persons are illiterates or with primary education, 12 persons with junior middle school education and 2 with high school education. Among the 41 households, 3 households make their money by outside working, 7 households go on relief, 7 live on retirement pay, 2 households live on barbery and tailoring, 2 households make money by ferriage, and the others live on planting. Eleven households fall into poverty because of illness. Xuzhou Subproject: There involve 4 households and 9 persons, including 3 males, taking 33%. Among the 4 households, there is 1 household with disabled member, 1 household only living a single older, 1 household headed by a female and in poverty, and 1 household in low social security. Among the affected vulnerable persons, 2persons are illiterates and 2 are primary-educated.

3.9 Basic Conditions of Affected Minority Communities No minority community is involved in this project.

4 Legal and Policy Framework

4.1 Resettlement Laws and Policies 4.1.1 State Laws and Regulations 1.The Land Administration Law of the People’s Republic of China (effective on January 1,1999, revised August 28 2004); 2.The Implementation Regulations of the Land Administration Law of the People’s Republic of China (effective on January 1, 1999); 3.The Regulations of Demolishment and Administration of Urban Real Estate (effective on November 1, 2001) ; 4.The Regulations of Land expropriation and Resettlement Activities in the Middle- and Large-Scaled Water Conservancy and Hydraulic Power Project Construction (effectieve on September 1, 2006) ; 5.The Decision on Further Reform and Strict Administration of Land (the State Council [2004]28, October 21, 2004) ; 6.The Guidance of Compensation Standard and Resettlement Activities of Land expropriation (the State Land Resource Ministry [2004]238, November 3, 2004) ; 7.The Notice on the Issues Related to Construction Land of Water Conservancy and Hydraulic Power Project (the State Land Resource Ministry [2001]355) ; 8. The temporary regulation of People's Republic of China farmland Occupation Tax (No.511 from theState Department); 9.The temporary regulation ordinance of People's Republic of China farmland Occupation Tax. 4.1.2 Local Regulations and Policies Jiangsu Province: The Regulations of Land Administration of Jiangsu Province (revised on April 21 2003); The Regulations of Demolishment of Urban Real Estate of Jiangsu Province (effective on January 1 2003); The Notice on the Adjustment of Resettlement Compensation Standard (the Jiansu Provincial Government [2003]131);

The Land Allocation Catalogue (the Provincial Land Resource Department, September 2003). Taizhou: The Trial Measures of Land Compensation and Basic Living Security of Land-Taken Villagers of Taizhou (July 1 2004); The Administration Measures of Urban Houses Demolishment of Taizhou (August 1 2005); The Detailed Regulations of Resettlement and Compensation Assessment of Urban Real Estate (August 22 2005); The Implementation Measures of the Regulations of Land Administration of Jiangsu Province (June 1 2002). . Xuzhou: The Notice on Upgrading Land Compensation Standard (the Xuzhou Government [2004]84, effective on July 1 2004); The Implementation Advices on Land expropriation and Resettlement Subsidies of the New City Area (the Xuzhou Government [2004]22, effective on Match 7 2004); The Regulations of Demolishment and Administration of Collective Land and Houses (the Xuzhou Government, order number 98 ). 4.1.3 World Bank’s Policies The World Bank’s OP/BP4.12 on Involuntary Resettlement and the attached appendixes (January 1 2002) will be well considered.

4.2 Resettlement Policies in This Project 4.2.1 Compensation Policies for Permanent Land Expropriation A.Rural Collective Land In accordance with the Land Administration Law of the People’s Republic of China, the Regulations of Land Administration of Jiangsu Province, and the Regulations of Land expropriation and Resettlement Activities in the Middle and Large-Scaled Water Conservancy and Hydraulic Power Project Construction, in line with the practical situation of average planting land per capita and the water conservancy project approval procedure of Jiangsu Province, the planting land to be taken will be made up at 16 times of the average annual production output value of the previous three years from 2004 to 2006. Fish ponds,

mulberry field, firewood and cattail field and lotus field will be compensated and subsidized complying with the Regulations of Land Administration of Jiangsu Province. The project affected people to be replaced will be compensated and subsidized in accordance with the Regulations of Land expropriation and Resettlement Activities in the Middle- and Large-Scaled Water Conservancy and Hydraulic Power Project Construction. Article 22: For the land expropriation of big and medium scale water conservancy and water electrician project, land compensation fee and resettlement allowance is 16 times than advanced three-year average annual production value before the land expropriation. Land compensation and resettlement allowance can’t make displaced persons who need to be resettled keep original life level and need to highen the standard, the project legal person perhaps project supervisor section need to report to the project examination and approval sections or ratifying section for their approval. The land compensation and resettlement allowance of other lands standard will be carried out according to the standard in project- affected province, autonomous region, municipality directly under the Central Government. The compensate standard of scattered tree, young crops etc. will be carried out according to the standard in project-affected province, autonomous region, municipality directly under the Central Government. Things adhere to land expropriated will be compensted according to the principle of original scale, original standard and recovering original function; For those whose compensation capital is not enough to rebuilt the basical houses, they should be given appropriate subsidy. Using stateowned farmland of other Institutions or individual, compensate accordings to the compensation standard of farmland expropriation; Using not-used land that is not decided by law for them, do not compensate. After the displaced persons removed to other place, trees houses owned by them in the reservoir periphery, which should give compensation according to the standard in Section 3, Section 4 respectively. Article 22: The displaced villagers were concentrated and resettled after passing new developing and adjusting land, the county-level people’s government should give land compensation, resettlement allowance and collective property compensation directly to the villager’s committee or the village's collective economy. If the displaced villagers separatedly resettled in the other village collective economy organization or villager committee in this county, who should sign agreement with the

county-level people’s government, make arrangement for displaced villagers’ production and life according to agreement. Relevant provision of The land management regulation of Jiangsu Province: Article 26: For expropriating land, compensate according to the following standard: a.Land compensation fee Expropriate farmland, according to 8~10 times of the average annual production value in passed three years before; Expropriate the carefully kept fish pond, according to 10~12 times of the average annual production value of near land in last three years before; expropriate other aquiculture water, according to 4~8 times of the average annual production value of near land in last three years before; Expropriate orchard or other economic woodlands according to 10~12 times of the average annual production value of near land in last three years before; Expropriate other agriculture-used ground, and calculate occording to 6~10 times of the average annual production value of near land in last three years before; Expropriate the not-used land, and calculate occording to 3~5 times of the average annual production value of near land in last three years before; Expropriate the non-agriculture land that is village collective-owned building-used land, and calculate occording to 6~10 times of the average annual production value of near land in last three years before; b.Resettlement allowance The resettlement allowance for land expropriation is calculated by the area of expropriated land. For per capital farmland is over 1/15 hectare towards agriculture population, and resettlement allowance is 5 times of the average annual production value of near land in last three years before; Per capital farmland is not enough 1/15 hectare, counting with the start 6 times, per capital farmland reduces each 1/150 hectare each time and resettlement allowance correspond to increasing 100%, but highest time can not be more than 15 times of the average annual production value of near land in last three years before; The resettlement compensation allowance of other agricultures-used land, calculting according to 70% of land compensation fee standard; Expropriate not-used land and non-agriculture construction-used land owned by rural collective and not pay for resettlement allowance.

c. Compensation for attachment On the ground and green crops Compensation for house and other buildings, decide according to rebuilding; attachment, such as farmland irrigation engineering facilities, man-made farm and electric power, broadcasting, communication facilities etc. pay removing fee and compensation fee according to the principle of same effect; The compensation of green crops generally is calculated by the production value quarterly, do not compensate for those that can get harvest on schedule. Pay a transplantation fee for removable young plant and wood, flower and grass and living economic wood that grow for several years; Give reasonable compensation and payment for those that can not be removed. The land compensation fee, resettlement allowance, compensation fee for ground attachments and young crops, that will be decided by city people’s government that make a district, and report to province people’s government for keep on records. B.State-owned land in the city The state-owned land needed in Taizhou low-lying land treatment project is the permanent land used by Weikou Floodgate buildings. Currently the state-owned land use rights belong to Taizhou City Water Resources Bureau, who provided these lands to the project for free. 4.2.2 Compensation Policies of Temporary Land Occupation Complying with the Bank’s OP4.12 Involuntary Resettlement and its appendix, the collective land to be taken for temporary construction use will be compensated immediately and sufficiently at the total replaced cost. The land will be taken for temporary construction land, earth deserted land, and mud deserted land, different in the occupation age and replantation complexity. The compensation will be made up for the replantation and the losses during the occupation time. A.Cost of resuming project The replantation preliminaries include field leveling, earth loosening and irrigation and drainage ditches work in the temporary construction land; treatment of cultivation level, field leveling and irrigation and drainage ditches work in the erath deserted land; and treatment of cultivation level and irrigation and drainage ditches work in the mud deserted land, and the production value losses during the construction and consolidation period should also be taken into account. The compensation will be paid in line with various land occupation categories respectively.

B.Cost for the Losses During the Occupation Time In accordance with the actual occupation time of project construction and the raplantation circle, the production value lossess will be made up at 1280 yuan per mu annually, more than half year less than one year accounted at one year and less than half year accounted at half year. 4.2.3 Resettlement Policies of House Demolition A.Compensation Policies The replaced rural houses will be compensated in accordance with The notice transmiting on implement opinion on land expropriation and compensation and resettlement for the main project construction for Jiangsu Province transportation Department and Land Resourse Department by Jiangsu Province Office Department.( [2005]No.125 by Jiangsu Province Office Department ) B.Resettlement Policies Provided in the Article 34 of the Regulations of Land Administration of Jiangsu Province, the housing plot of individual household may not exceed 135m2 in the suburbs or in the villages where the planting land per capita is less than 1 mu; and the housing plot of individual household may not exceed 200m2 in the villages where the planting land per capita is more than 1 mu. In this project resettlement plan, the standard of rural housing plot is 0.25mu per household for those replaced scatteredly, and 0.35mu per household for those replaced collectively, in line with the related rules and regulations of village construation and administration of the project affected villages, the actual project construction process and the road land and public land as well. The urban and suburb houses to be demolished will be compensated in cash, or be replaced by another housing structure or economic building structure, which should be decided by the resettled people. The government will provide the resettled people alternative living community, and grant them favourable price and tax for purchasing new houses. Both collective displacement and scattered displacement are acceptable depending upon the actual situation in the project areas. The resettlement activities should be carried out at the residents’ willingness in villages which are basic units during the resettlement period, in line with specific rules and regulations of the affected villages. Collective displacement will be taken in the suburbs for the sake of saving land. C.Resettlement Subsidies

Transition subsidies will be provided for the replaced people during the transition time. Displacement and transportation subsidies will be provided for board and lodging, medicine and treatment, materials displacement, displacement losses, losses of working delay, and temporary housing expenses. D.Other Policies The resettled people should pay no tax during the displacement and rehabilitation time. When the resettled people modifies his/her registered residence and/or goes through the school transferring formalities for his/her children, he/she should get help from the expropriation agency. 4.2.4 Resettlement Policies of Non-living housess A. Business and Enterprise Institutions Principles The affected business will be rehabilitated and rebuilt complying with the local economic structure adjustment and development pragramme, which also reflects the willingness of affected business during the demolishment materials survey and socioeconomic survey. The compensation and subsidies include land expropriation for new site, house and auxiliary faxilities displacement, equipments displacement and losses, and losses of closure. a.Both cash compensation and rehabilitation after compensation are acceptable to the property owners of the affected business. The losses will be recovered at full sum regarding the affected business with cash compensation. The other affected business will be rebuilt on new site of certain acreage in certain scale in accordance with local development programme at the request of the local government; b.The building structures of affected business will be reconstructed at the previous scale, serving the original functions; c.The resettlement site and activities shall comply with the resettlement policies of the Project and local urban development programme; d.The affected business shall be rebuilt in the proximity of previous site as much as possible when satisfying the operation conditions and local development plan; e.Demolishment shall run after reconstruction in order to avoid or mitigate the losses of closure;

f.The affected business are entitled to compensation for their losses when closure is unavoidable. Displacement Compensation and Subsidies a.Do a favor in land expropriation of new site; b.The affected houses will be made up at replacement cost, diffent in structures; c.Closure compensation will be given as much as 3 times of the previous average monthly salaries and profits; d.The equipments displacement and losses will be compensated as much as 15% of the equipment value. Other Policies a.The employees in the affected business will not be influenced their rights and interests during the displacement period, including their salaries, medical treatment, social security, and shares and bonus; b.The employees in the affected business will not loss their jobs because of business displacement. B. Shops All the shops to be demolished in this project are located in rural areas or suburbs. They are small shops attached to the residents’ living houses. There is no specific compensation policy for such shops’ displacement in each project cities. Based on the principle of “reconstruction for the demolished, compensarion for the losses”, the affected shops in this project will be compensated as follows: The affected shops are entitled to compensation at the standard of production and business structures of affected business, and are subsidized 3500 yuan for the business losses during the displacement transition period. The administrative villages will supply shopping sites in the rebuilt communities or near bridges or other suitable places in the villages for the affected shops in the first year project construction. The owners of affected shops shall be notified one month in advance so as to find another place to continue their business with the help of free renting information from the demolishment agency. Furthermore, the demolishment agency shall notify the temporary employees in the shops 3 months in advance and provide them free working information and help them find another job as soon as possible.

4.2.5 Ground Auxiliaries and Infrastructure The affected infrastructure and ground auxiliaries will be rebuilt by the property owners under the compensation of project agency, or be rebuilt as the previous standard and scale by the project agency. The compensation will be paid at the replacement cost as regards the ground auxiliary structures. Transportation subsidies and compensation will be provided for the water conservancy facilities, artificial plants, and equipments of electric power, broadcasting, and telecommunication, on the principle of equivalent substitution. The compensation and subsidies will be paid in accordance with the above policies, as well as the Bank’s requirements and local conditions. Whenever dispute is arisen during the implementation period, the demolishment agency shall conlsult and negotiate with the affected parties. 4.2.6 Unregistered Structures The rural unregistered structures will be compensated in accordance with the relevant house structure. 4.2.7 Vulnerable People Those families with difficulties will be rendered house-building subsidies after the project implementation. The families with difficulties shall apply to and have priority in getting loan from local credit cooperatives with guarantees from villages. As for those who really have difficulties in rebuilding houses, PMO associating with local governments will provide them cash compensations at the minimum standard of urban houses demolishment in Yancheng and Taizhou after the families apply. The compensation standard is 70 thousand yuan per household in Yancheng and 50 thousand yuan per household in Taizhou. Whenver and wherever the vulnerable people may not be resettled under the above policies, the local governments promise: A.The poor families with mainly the old and weak, disabled, female and/or without male labors and/or under low security will get house-building subsidies when the project carries out; B.The families with difficulties will get living subsidies so as to put up with the inconveniences during the displacement time; C.The families with difficulties shall apply to and have priority in getting loan from local credit cooperatives with guarantees from villages;

D.When the project carries out, the families of difficulties will get favor from the village collectives to select house plots, to move houses, and to build new houses.

5 Compensation Standard

5.1 Compensation Standard for Permanent Land Expropriation 5.1.1 Compensation Standard for Collective Land Expropriation The farmland food and crops in the affected area are wheat, paddy rice, corn, soybean mainly, and economic crop are mainly cotton, oil anticipate. Counting by the year production value of paddy field and irrigable land respectively, the paddy field mainly makes for the paddy rice and the wheat round, and irrigable land is planted with the corn and the wheat round. The farmland annual production value is decided by the average annual production output value in the previous 3 years from 2004 to 2006 in Jiangsu Pronvice Annual Statisticses, the food price adopts the price at the quarterly of 2008, and considering the value of 10% by-products, through the calculation, the paddy field annual production value is 1535 yuan/mu, and the production value of irrigable land is 1216 yuan/mu. This time temporarily the project unit will take the requirement of reviewing, and the production value of each mu farmland in Jiangsu province is 1320 yuan/mu. In accordance with the Regulations of Land expropriation and Resettlement Activities in the Middle and Large-Scaled Water Conservancy and Hydraulic Power Project Construction, the requisitioned agricultural land will be compensated at 16 times of the average annual production output value in the previous 3 years. and other compensation times will take the lowest level in the Regulations of Land Administration of Jiangsu Province. The annual production output value of garden land, woodland and economic crops will be decided by the near farmland production value. Details are included in the following tabel 5.1.

Table 5.1 Compensation Standard for Collective Land Expropriation in the 1st Year Average Annual Times Price Items Unit Output Value in the CompensationSubsidy (yuan/mu) Sum Previous 3 Times Times Years Agricultural Land mu 1320 16 21120 paddy field

Irrigable land mu 1320 8 8 16 21120

Average Annual Times Price Items Unit Output Value in the CompensationSubsidy (yuan/mu) Sum Previous 3 Times Times Years

Intensive mu 1320 10 7 17 22440 Fish Pond

Extensive mu 1320 4 2.8 6.8 8976 Fish Pond Firewood and mu 1320 4 2.8 6.8 8976 Cattail Field

Mulberry land 1320 8 5.6 13.6 17952

lotus root land 1320 4 2.8 6.8 8976

Irretation pond mu 1320 6 4.2 10.2 13464

Flood land 1320 6 6 7920 Enterprise Institution Land mu 1320 16 21120 Management land 1320 16 21120 Green Crop mu 1320 0.5 660 5.1.2 Relevant Taxes and Fees The relevant tax fee includes farmland occupation tax, farmland reclaiming fee and recovering fee of forest plant, calculting by the regulation of latest nation and concerned department, Jiangsu Province, the farmland occupation tax is according to People’s Republic of China farmland occupation tax temporary regulation ordinance publicized in February 26, 2008 by National Ministry of Finance and National Tax Administration Bureau, make sure that the farmland occupation tax is 30 yuan for each m2 and will be adjusted again after provincial government related policy is set behind. As stipulated in the Announcement of Upgrading the Collection Standard of Agricultural Land Planting Fee Informed by the State Land Resource Department and Repeated by the General Office of Jiangsu Government (General Office of Jiangsu Government [2006]32), the agricultural land planting fee is raised 11 yuan /m2 in the middle areas of Jiangsu and 9 yuan /m2 in the north areas of Jiangsu. Complying with the Information of Relative Issues to the Construction Land of Water Conservancy and Hydraulic Power Project co-published by the State Land Resource

Ministry, the State Business and Trade Commission and the Water Conservancy Ministry (SLRM [2001]355), the planting fee of agricultural land will be collected at 70% of the minimum standard fixed by each province The forest plants to be recovered a fee by concerning a temporary expropriation, use and management way of recovering the forest plant notified by Ministry of Finance, National Forestry Bureau, that is 6 yuan/m2. See the Tabke 5.2.

Table 5.2 Taxes and Fees

Project Location Unit Sum yuan/mu Remarks

Xuzhou, Huaian, Suqian 2 mu 4202 9 yuan/m Fee for Reclaiming and Yancheng farmland 2 Yangzhou, Taizhou mu 5136 11 yuan/m Tax for land 2 Jiangsu Province mu 20000 30 yuan/m occupation 2 Cost for renewing forest and vegetation mu 4000 6 yuan/m

5.2 Compensation Standard for Temporary Land Aquisition In accordance with the Land Administration Law, if project construction need requisition urban state-owned or rural collective land for temporary use, it shall get approval from land administration bureau of the People’s Government above county-level; the temporary occupant of the land shall use the land in the same way as agreed in the Land Contract of Temporary Occupation, and shall pay compensation and subsidies for the temporary occupation. The term of temporary land expropriation shall not exceed 2 years in general. If it has to be prolonged for the project’s sake, it shall be re-signed prior to the next round of 2-year renting term. The temporary land occupations of this project include temporary land occupation for construction and temporary land occupation for soil acquiring and discharging. The compensation rates for temporary land occupation should be calculated on the basis of the occupied period, the second plowing time, the difficulty of second plowing and corresponding second plowing costs. The compensation for the losses during the occupation period will be paid at 1320 yuan per mu annually. If the actual taken time is more than half year but less than one year, it will be paid at one year; if the actual taken time is less than half year, it will be paid at half year. Details are included in the following table.

Table 5.3 Compensation for Temporay Land expropriation Area for Land Field for throwing No. Project Title occupied in draining Remark soil(height construction mud is 3 m A Loss compensation 1320 2244 4064

1 Loss in construction 1320 1320 2640

2 Compensation recovering 924 924

3 Other compensation 500 Electricity cost and so on

B Cost for recultivating land 500 2027 8095

1 Treatment of cultivation layer 240 1067 3335

2 Loss in concretion 2640

3 Loss in recultivating land 260 660 1320

4 Farmland water conservancy set 300 800

Compositive compensation price 1820 4271 12159

5.3 Residential Houses and Main Attachment

5.3.1 The price of replace house According to the actual circumstance of house structure following the project line, generally it is mainly divided into concrete-frame structure building, brick-concrete structure building, brick-wood building, simple building and booth house. For the structure of simple building and booth house, their worth are lower and are no longer calculated by the resetting price, and carried out by the standard in city. The rebuilding price of concrete- frame structure building, brick-concrete structure building are analyzed as follows: Table 5.4 analytic table for replacement costs of frame house

frame project unit Unit priceyuan number invest A. direct engineering cost 52068 1.laborer Working day 40 400 16000 2 materials 32158 (1) main materials 30627

reinforcement t 3341 3 10023 cement t 300 20.7 6210 log m3 1500 4.5 6750 timber m3 1700 Bricks ‘000pieces 168 9 1512 Clay tiles ‘000pieces 581 detritus m3 50 35 1740 Crushed stone m3 48 37 1774 Sand m3 47 0 0 Lime t 165 4.5 744 asphalt t 2189 0.45 985 Bituminous felt m2 2.5 151 378 5#glass m2 21 21.5 458 Paint kg 9 6 53 2other materials (major materials)% 5% 1531 2.0% 963 3 euipment usage fees (laborers+materials fees)% 4 comprehensive fees (direct fees)% 6.0% 2947 B. Indirect fees (engineering cost of direct fees )% 5.35% 2786

C.fax (engineering cost of direct fees +indirect fees)% 5.42% 2973 Civil works 578 Cost/m2 Water and electricity facilities yuan 4% 23 total 601 Table 5.5 analytic table for replacement costs of brick-mixed house

frame project unit Unit priceyuan number invest A. direct engineering cost 42855 1.laborer Working day 40 360 14400 2 materials 25236 (1) main materials 24034 reinforcement t 3341 1.6 5346 cement t 300 12 3600 log m3 1500 3.6 5400 timber m3 1700 Bricks ‘000pieces 168 22.8 3830 Clay tiles ‘000pieces 581 detritus m3 50 23.8 1190 Crushed stone m3 48 32 1526

Sand m3 47 13 611 Lime t 165 4.5 744 asphalt t 2189 0.42 919 Bituminous felt m2 2.5 151 378 5#glass m2 21 20.5 437 Paint kg 9 6 53 2other materials (major materials)% 5% 1202 2.0% 3 euipment usage fees (laborers+materials fees)% 793 4 comprehensive fees (direct fees)% 6.0% 2426 B. Indirect fees (engineering cost of direct fees )% 5.35% 2293

C.fax (engineering cost of direct fees +indirect fees)% 5.42% 2447 Civil works 476 Cost/m2 Water and electricity facilities yuan 4% 19 total 495 Table 5.6 analytic table for replacement costs of brick-wood house

frame project unit Unit priceyuan number invest A. direct engineering cost 37380 1.laborer Working day 40 280 11200 2 materials 24048 (1) main materials 23123 reinforcement t 3341 0.15 501 cement t 300 5.5 1650 log m3 1500 7.47 11205 timber m3 1700 0 Bricks ‘000pieces 168 21.9 3671 Clay tiles ‘000pieces 581 2.33 1354 detritus m3 50 9.4 470 Crushed stone m3 48 23 1097 Sand m3 47 34 1598 Lime t 165 4.2 695 asphalt t 2189 0 Bituminous felt m2 2.5 144 360 5#glass m2 21 22 469 Paint kg 9 6 53 2other materials (major materials)% 5% 925

2.0% 3 euipment usage fees (laborers+materials fees)% 352 4 comprehensive fees (direct fees)% 6.0% 1780 B. Indirect fees (engineering cost of direct fees )% 5.35% 2000

C.fax (engineering cost of direct fees +indirect fees)% 5.42% 2134 Civil works 415 5Cost/m2 Water and electricity facilities yuan 3% 12 total 427

5.3.2 Compensation standard House and subsidiary building compensation are according to the provision of The Resettlement Design Norm of Construction Land Expropration in Water cConservancy and Water Electrician Project (SL290-2003), the house compensation standard is calculated by the reconstruction price of different structure type, quality standard. According to demolished house present condition and project building price, the house is ploted out as concrete-frame structure building, brick-concrete structure building, brick-wood building, simple building and booth house. The compensation standard is decided according to the building construction circumstance and the notice about the implement opinion of land expropriation, compensation and resettlement of Jiangsu Province transportation key construction project by Jiangsu Province national territory resources department and Jiangsu Province transportation department and which was trasmitted by Jiangsu Province Government Office Department (Issued by Province Government Office Department [2005] No.125): Concrete-frame building is 600 yuan/m2 brick-concrete building is 500 yuan/m2, brick-wood building is 450 yuan/m2, simple building is 200 yuan/m2, booth house is 100 yuan/m2; Each main attachment’s accordinging to follow each city of line has already promulgate lately compensate standard and current market price make sure. Compensate the standard saw table 5.4.

Table 5.4 Compensation Standard for Houses and Main Attachment Compensation Name Norms Unit yuan

Concrete-frame building m2 600

brick-concrete m2 500

Brick- Wood m2 450

Compensation Name Norms Unit yuan

Simple building m2 200

Booth house m2 100

marsh gas pond One 1000

Well operated by hand One 260

Brick well One 2000

Animal building m2 100

Cesspit one 40

Toilet m2 50

wall m2 15

2 Runway house m 100

Stairs of outside buildings m2 100

Water pipe m 10

Drain pipe casted by iron m 30

Cement Field m2 30

Tombs removed one 240

Steel frame m2 8 Vegetable shed Bamboo 2 m 4 and wood small one 10 Trees Grown-up one 40

small one 10 Fruit tree Grown-up one 300

Bamboo grove m2 4

Nursery m2 10

5.4 Compensation Standard for Non-living houses Demolished 5.4.1 Compensation Standard for houses of Business, Enterprise and Institutions The compensation standard of enterprise and institution is decided according to their house and attachment circumstance, consulting the notice about the implement opinion of land expropriation, compensation and resettlement of Jiangsu Province transportation key construction project by Jiangsu Province national territory resources department and Jiangsu Province transportation department and which was trasmitted by Jiangsu Province Government Office Department (Issued by Province Government Office Department [2005] No.125), and according to carrying out project circumstance assurance: Concrete-frame building is 600 yuan/m2, brick-concrete building is 500 yuan/m2, brick-wood building is 450 yuan/m2, simple building is 200 yuan/m2, booth house is 100 yuan/m2.

Table 5.5 Compensation Standard for Business, Enterprise and Institution

Items Enterprise, institution and shops

Land expropriation Samd as the compensation standard of farmland Concrete-frame house 600 yuan/m2 house brick-concrete 500 yuan/m2

brick-wood 450 yuan/m2

Compensation for the loss of stopping production and 1500 yuan each person business Compensation cost for basic establishment 15% of compensation for house Cost for establishmen loss and temporary storing 10% of establishment value

5.4.2 Compensation Standard for Demolishing Shops The demolished shops in the 1st year’s resettlement are basically small shops which are close to the residential house, and there are not provisions of compensation rates for shop demolition in each city. Base on the principle of rebuilding the demolished shop and compensating the losses, the compensation for shop demolition and subsidies for

resettlement should conform to villagers’ will. After cash compensation, the villages should supply the nearest places for the owners of the demolished shops to choose and conform to the views of local governments and the affected villagers. Based on the survey data, the possible losses of stopping production should be compensated by the rate of the average wages in the resettled period. It means each villager can get 3,500 Yuan which is equal to six-month wages. The direct economic losses of physical quantity should be compensated by the rate of 500 Yuan/each family in the resettled period. The other compensation rates should be in accordance with that for enterprises.

5.5 Compensation Standard for House having no house property right certificate Compensation standard is carried out according to that of village house.

5.6 Compensation Standard for Particular item and infrastructure The rebuilding project of power transmission facilities and telecommunications facilities should be compensated on the basis of the practical conditions and the similar projects. The other special facilities should conform to their original scales and functions to rebuild and compensate. The specific compensation rates show in Table 5.6.

Table 5.6 Compensation rates of Jiangsu Province for special facilities Price Compensation (ten No. Name Unit (ten thousand No. Project Name Unit thousand Yuan) Yuan) Irrigation A Power facilities C facilities Ã Each 1 10KV voltage cable Km 1 4m sluice gate one ÃÃ Each 2 35KV voltage cable Km 2 5m sluice gate one Ã 1Q irrigation Each 3 110KV voltage cable Km 3 station one Ã Transport 4 220KV voltage cable Km D facilities Ã 2 5 500KV voltage cable Km 1 Cement road m Ã Rural low voltage m2 6 Km 2 Asphalt road cable Ã 2 7 Transformer Each 3 Gravel road m Ã one

Price Compensation (ten No. Name Unit (ten thousand No. Project Name Unit thousand Yuan) Yuan) one Communication m2 B 4 Brick road facilities Ã Each 1 Telephone line Km 5 Ferry crossing one Ã Broadcasting 2 Km transmission cable Ã

3 Optical cable Km Ã

4 Electric cable Km Ã

6 Rehabilitation Measures of Displaced Persons’ Production and Lives

6.1 Resettlement Target and Principle 6.1.1 Resettlement Target Complying with the ideology of humanism and strategy of resettlement and development, the project affected people in villages will be relocated and rehabilitated so as to improve their standard of living and production capacity, or at least to restore them to pre-Project levels, in the backgroud of agricultural structure adjustment concerning the development of farm production, husbandry and processing industry. Resources in project ressettlement area and its production and development conditions as well as local socioeconomic development plan will also be taken into account to creat favourable conditions for PAP to displace without hesitation and live in new houses happily and have chance to get rich progressively. PAP in cities will be also rehabilitated and restored to the high level at pre-project stage. Efficient measures will be adopted to replace or improve affected infrastructures, schooling and medical conditions, standard of social security, natural environment and transportation condition. 6.1.2 Resettlement Principles A.To comply with the socioeconomic survey conducted in the project areas, the affected material statistic in kind, State and local land and resettlement policies and regulations, and the Bank’s OP/BP 4.12 Involuntary Resettlement. B.To optimize the project design, to protect basic planting land, and try to minimize the range of project Impact of land expropriation. Try to avoid the areas of high population density or multiple-floor and high-rise building structures, and to control the number of affected people to the minimum. To employ convenience-for-people measures during the project implementation. C.All the resettlement and compensation activities are important composition of the project. To pay to PAP with sufficient subsidies and allowance in time so as to ensure them benefit from the project.

D.To pay PAP compensation and subsidies sufficiently prior to their diaplacement. To follow reasonable and efficient measures to rehabilitate and restore their living standard and production capacity. To do them favor when they happen to difficulties. E.To ensure all PAP to rehabilitate and restore their living standard and production capacity at least to pre-project level after the land expropriation and demolishement. F.To compensate for houses and other assets at full replacement value without any deduction for depreciation. Cash compensation and meterial compensation (such as property exchange) are both acceptable, no matter which one is adopted , it shall afford an equivalent house in acreage, structure and locale. Project resettlement agencies shall recommendate economic houses to PAP, and assist revelant administrations to go through displacement formalities (including favourable policies). G.To compensate for all the PAP and building structures bearing project adverse Impact, including those without complete resident’s registration, house lease contract, business license nor legitimate formilities. H.No compensation for those taking land and houses presumptuously in the project areas beyond set time limit. Those who do not sign resettlement and compensation agreement or refuse to follow the agreement after signature will be committed to judicial departments and relevant administrations. I.To pay transition subsidies and displacement allowance. The resettlement areas shall be equiped necessary infrastructures and service facilities. J.Displacement subsidies and closure compensation will be paid to affected companies and enterprises. To reconstruct at original or other place in light of the development plan, and try to avoid second displacement in short time. K.To take care of vulnerable people, and to assist them to move to new houses. L.To compensate for the affected infrastructures to property Institutions to get them restored and rehabilitated. M.To compensate for the land to be taken and its losses in a reasonable way. The land allowance will be paid to rural collective organizations to develop collective economy, improve public facilities and resettle the affected villagers. Displacement subsidies will be paid to resettlement agencies or affected individuals as their insurance payment. N.Land compensation and relevant subsidies will be paid in total within 3 months since the land expropriation and resettlement plan is approved, no later than the land is utilized for project construction.

O.The term of temporary land acqusition is two years in general. Land utilizer shall rehabilitate the planting land in one year since the expropriation term expires. As regards to rural collective land, village economic organizations or villagers’ committees, as representative of land owners, shall sign contracts on the land to be taken provisionally with land utilizer, and acquire compensation for it. Production losses of the land will also be taken into account. If the land usage or property is changed when it is returned, the land compensation may raise to corresponding rate, and the orginal land owner or utilizer will be settled down appropriately. P.To offer working opportunities to those project affected labors, so as to restore their living sdandard and income capacity. To encourage them engaged in the second and third industry without leaving villagers. If the original project village is changed to city by administrative orders and the residents change their identification accordingly, the original village organizations shall assist the affected people in relevant formalities. Q.To encourage PAP participate in the RAP compiling and project implementation works, and to public and announce resettlement policies and standard timely. To collect public comments and suggestions through survey and investigation, and incorporate them in reports. R.To pay attention to grievance and complaint of PAP, and to help them settle the disputes and inconvenience in the progress of land acqusition and resettlement. To negotiate with them on compensation standard. If it fails, the arguments may be submitted for arbitration, or even for legal proceedings. Any coercive effort of resettlement agencies will comply with relevant laws. S.To create partnership among resettlement agencies. To improve resettlement agencies and provide training to staff. T.To conduct internal monitoring on project implementation by project owners. To employ independent agency to carry out external monitoring and to report to the Bank periodically. To make assessment when all the resettlement activities are completed. U.During the resettlement project implementation, any great change (such as reduction of compensation rate, change of location and scale of the land to be taken, addition of new subproject, alteration of investment of a certain subproject) will be reported to the Bank in advance. To revise the RAP or prepare another plan if required.

V.If the World Bank project overlaps any other project not sponsored by the Bank, the Bank may get a “free ride”, but all the resettlement policies and compensation standard must meet the requirements of this RAP.

6.2 Resettlement Plan for Land Expropriation Permanently and Occupation Temporarily 6.2.1 Impact Analysis to Permanent Land Expropriation and Resettlement Plan 1. Rural Collective Agricultural Land A.Tasks of Production Rehabilitation There are 1385.81 mu planting land to be taken in the first year project construction, including 1098.45 mu for the Taidong River Subproject, 7.7mu for the Taizhou Subproject, and 279.66 mu for the construction of Xuzhou Subproject, involving 6 cities (counties, districts), 10 countries and towns, and 30 administrative villages, with 1510 persons affected in total. See the Table 6.1 and the Attached Table 7 for details.

Table 6.1 Tasks of Production Rehabilitation

Prevailing City/County Country Planting Subproject Village Resettlement /District /Town Land mu Population

Total 6 10 30 1385.81 1510 4 8 25 1098.45 1129 Taidong River 1 1 7.7 5 Taizhou 1 2 4 279.66 376 Xuzhou B.Environmental Capacity According to the survey, after land expropriation, the average agricultural land per capita is below 0.8mu in some suburb area where the developement of the second and third industry takes majority, and it is above 0.8 mu in the else areas. Given the zonal distribution of land to be taken permanently and little planting land lost in each village production group, the environmental capacity may meet the requirements of production resettlement. Taidong River Subproject: The affected land takes less than 10% of the total land in most village groups, and the average per capita is above 0.8 mu after land expropriation.

The adverse impact on agricultural production may be mitigated to the minimum through land reallocation within village group or utilization of village collective reserve land and collective economic field, so as to remain the standard of living of PAP after project implementation. The environmental capacity can satisfy the agricultural production need. Resettlement compensation, favourable policies, and reasonable planning will also protect PAP from hurt. Taizhou Subproject: The average planting land per capita is above one mu after land expropriation in the affected project area. Agricultural income occupies little in the total incomes. The land to be taken locates in the suburb of Taizhou City, and the residents have various means to make living. Land expropriation has little impact on them. Xuzhou Subproject: The average land alters little after land requistion, and almost no impact on PAP’s production capacity. C.Production Resettlement Measures Agricultural production resettlement takes the way of land adjustment within village production group. Land compensation will be used to improve rural infrastructure, or be paid exactly to affected villagers as approved by at least 2/3 villagers. Resettlement subsidies will be alloted within village group, or be paid to the resettlement units and individuals. Taidong River Subproject: The land to be taken locates in Nanshe Village, Farm of Good Breed of Livestock and Fishery Lot of the Agricultural Developement District of Taizhou. Since it is village reserve land and collective farmland, there is little impact on local production after land expropriation. In this regard, cash compensation is recommended. As for those village production groups who need production resettlement, land will be reallocated within group in terms of the plan. Land compensation will be used for improvement of rural infrastructure, whereas resettlement subsidies will be alloted within group. Village reserve land will be reallocated to affected households where there remains any reserve land in village; as for those villages without reserve land who have really difficulties in land reallocation within village, development of the second and third industry under the direction of Government is desirable. The impact degree of land expropriation is below 10% in most village production groups. Agricultural resettlement is the major resettlement measure. In those villages with developed second and third industry cash compensation will be employed. Land adjustment within village group is to average remaining land which equals to the deduction of present land and permanently requisitioned

land among all the village group population or labors. There are 16 village production groups with project impact degree exceeding 10%. Various resettlement measures will be recommended to them with regard to various specific condition. There are 1129 affected persons to be resettled presently, including 122 persons to be provided with village reserve land, 593 persons to be resettled by land adjustment within village group, and 414 persons with cash compensation. Taizhou River Subproject: Land adjustment will be adopted within the project area. Land compensation is paid to village organizations. Xuzhou River Subproject: Cash compensation in one lump is recommended. Land compensation will be paid exactly to affected people for their development of other farm production or husbandry. See Village Plan for detailed resettlement activities of project villages. D.Production Resettlement Measures Land will be adjusted within resettlement area in light of planned standard. Farmers are encouraged to employ resettlement allowance to improve middle- and low-production-value land to develop crop cultivation, husbandry and processing industry in the light of local conditions. a.Crop cultivation: In terms of land utilization plan of project countries and towns, to stabilize agricultural land acreage, to reclaim wasteland for crop planting, to speed the agricultural land adjustment pace, to raise re-cultivation index, to strengthen agricultural technique, to upgrade agricultural structure, to extend good species of crop, to increase agricultural production value steadily, and to enlarge Institution economic benefits. b. Aquaculture industry: There are many rivers and lakes in the project area, and local residents have rich experience in culture fishery. To optimize the stucture of aquaculture industry and to implement scientific fishery so as to achieve the end of high production value and high efficiency. To employ efficient measures to advance or postpone the market season of aquatic products to raise production yield and market price. To establish fishery base progressively to improve the risk-taking ability. c. The second and third industry: To improve PAP’s merchandise perception and business consciousness. To develop extensive processting industry, husbandry and fishery industry, advanced technical industry and green environmental protection industry on the base of local natural resources. To set up economic development pattern of “company leading individual household, example demonstrating, the rich carrying the poor” and

“streamlined production”. To develop joint-household economy with unified plan, unified production, unifies sales and unified business. To build service system for PAP and to help surplus agricultural labors look for jobs, and to promote agricultural and sideline priducts to extended markets, and provide PAP technical and information service. To strengthen business management. To enhance PAP’s responsibility sense of production and business. To arouse the enthusiasm of PAP. To improve production capacity and output benefits of local companies. d. Go out working: Presently, the project area is undeveloped. There are large amounts of surplus agricultural labors, many of them work outside their homeland. According to the statistic, peasant worker can make 4000 ~ 5000 yuan on average annualy, equivalent to the production output value of 3 mu planting land. Outside working income has taken a certain proportion of total income of peasants. Presently, most peasant workers take to physical labors such as constructors with little earning due to their shortage of skill and technical ability. In this regard, skill and technical training is necessary to enhance their adapting ability and to raise their income capacity. 2. Rural Collective Non-Agricultural Land There are 50 companies involved in the first year project construction with 1391 employees and 86.05 mu land to be affected. Among them there are 41 individual workshops who take advantage of living houses to make business concurrently. The prevailing house plot of such household useually is much larger than new planned one, which will not afford family economy after displacement. In this regard, it is planned to reallocate 10 mu land in the west of Caoxi District as resettlement site for such individual business with approval of Government. Each business household is assigned 0.244 mu according to the plan presently, and it will be rearranged under negotiations if required. The Qianjin New Type Construction Materials Co Ltd need requisition or rent 36.03 mu land in the proximity of present factory site to rehabilitate production capacity. The else affected companies wihtout main production equipment to be dislocated will get cash compensation in one lump. They will rehabilitate and restore with the money of themselves. There are altogether 45.79 mu land to be employed for business resettlement according to the plan. Only one enterprise will be affected in the first project year. It will look for another site and reconstruct of itself with cash compensation. The replaced land to be taken is 0.1 mu. There are 10 affected shops in the project areas, including 8 of the Taidong River Subproject, and one of the Yancheng and Xuzhou subprojects respectively. All the affected

shops in the Taidong River Subproject area locate in Caoshe Village of Qindong Town of Dongtai City. They will get cash compensation at replacement price. Village will provide them alternative shops in other place. They may purchase or rent the new ones or reconstruct of themselves under negotiation. Reconstruction with original acreage is recommended in present plan. Affected shops of the Yancheng subproject and Xuzhou subproject will be reconstructed of themselves when they get compensation for houses and losses in terms of relevant policies. 6.2.2 Impact Analysis to Temporary Land Occupation and Rehabilitation Measures Collective land to be taken temporarily amounts to 4345.77mu, including 3165.72mu paddy field, 25mu irrigation land, 415.63mu dry land, 134.88 mu vegetable field, 236.08mu, garden 236.08mu, fish pond breeding carefully 42.23mu fish pond breeding extensively 157.11mu, and 169.12mu other land. State-owned land to be taken temporarily reaches to 250.5mu, including 169.5 mu paddy field, 8mu dry land, 26.25mu vegetable field, 46.75mu fish pond. Altogether 4596.27 mu land involved. Compensation will be paid at annual production output value during the temporary land occupation term. The income capacity and stadard of living of the affected residents will not be influenced much. They may take to labor service other than agricultural crop during the term of land expropriation. They may find jobs in neighbor areas which are developed relatively and have many rural companies. Temporary land will be requisitioned for construction site, earth deserted place and mud deserted place. Rehabilitation measures are drafted accordingly with reagrd to land expropriation term and recultivation complexities. A.Construction Site Rehabilitation measures for construction and living area and construction roads are land flattening and return to cultivation, including field flattening, earth surface loosening and reconstruction of necessary irrigation and drainage ditches. Try to prevent surface earth from pollution during the project construction. If it is unavoidable, construction unit shall remove the polluted surface earth or employ other remedial measures, so as to restore soil fertility to pre-project level. B.Earth Deserted Place

This place is used to heap up waste earth during dry construction. The earth heap will reach to 2-3 meters high. Before the land to be taken, construction unit shall collect the surface soil to designated place as required by project unit, which will be returned after field flattening. Irrigation facilities such as ditch, gutter, pump station and country road will also be reconstructed. C.Mud Deserted Place It is for heaping up waste earth and mud when dredgers work. It will reach to 4-5 meters high. Rehabilitation works have to be conducted when the land in this place is dry and consolidated. Clayed soil distributes largely along the project construction area. Its soil fertility is bad and needs more time for consolidation. In this regard, rich soil will be prepared prior to project construction and be replaced on the surface after field flattening. Pump station and corresponding irrigation and drainage network will be constructed to maintain original land function since the land level is raised up. Revelant operation cost will be increased accordingly. To adopt efficient measures to protect surface soil. To collect and conserve rich surface soil in a designated place and take measures to prevent them from erosion. When the project construction is completed, return the land to original village production groups after its rehaibilitation and restoration to pre-project level. The recultivation technique is not complicated, and ordinary farmers can deal with it. Field water system and relevant facilities will be planned by project unit, country and village resettlement officials and village committees during the project construction. Rahabilitation works may be carried out by affected people or in accordance with the plan of affected villages of themselves when the project construction is completed, so as to increase their income as well as ensure the quality of rehabilitation. Where affected people or villages have difficulty in rehabilitation themselves, project construction unit will take the responsibility. Since the project area is flat and low-lying land area, there is demand of soil resource for municipal construction, rural economic development and infrastructure construction. The waste soil deserted in project construction will be removed to those places in need.

6.3 Resettlement for Living House Demolition 6.3.1 Rural Living Houses The houses to be displaced locate only in the Taidong River Subproject. All houses to be expropriated in Xuzhou are house attanched building structures and needn’t

reconstruction and displacement. The affected residents of Xuzhou have other houses to live, to whom cash compensation is preferable. Total affected households in the first project year amount to 343, with 1052 affected residents to be relocated. See the Attached Table 8 for details. 1. House Reconstruction Standard A.Standard of using land As provided in the Article 34 of Land Administration Regulations of Jiangsu Province, house plot on average shall be less than 0.2mu in cities and suburb or in countries and towns where average agricultural land is less than 1 mu; it shall be between 0.2 mu to 0.3 mu where average agricultural land is more than 1mu but less than 2 mu; it shall be more than 0.3 mu in hilly and mountain area, or in countries and towns where average planting land is more than 2mu, but shall not exceed 0.4mu. As provided in the Article 4.2.2 of the Plan of Village and Town (GB50188-93), construction land on average will be set at Rank 3 in accordance with Table 4.2.1 in new established villages and towns; it may be adjusted to Rank 2 where developement land is in shortage. The Rank 2 means 60-80m2 on average. In terms of the above provisions, to fix the standard of rural house reconstruction as 0.25mu on average for scattered resettlement and 0.35 mu on average for centralized resettlement. B.Standard for using water Usually rural residents obtain shadow underground water through pressure well. There is plenty of shallow underground water in the project area, and water quality can meet the State standard and satisfy the residents’ needs. In centralized resettlement communities, water will be supplied at the standard of 120L per day on average. C.Standard for using electricity Electric loan is 300W on average in rural areas. D.Standard for using Village Road The width of main street is 3.5m in ordinary small basic village, 6.5m in large or middle basic village, 6.5 m in middle or small center village, and 12m in large center village. The width of side-road is 3.5m. Main streets in residents’ communities need hardening. Outlet transportation roads will be designed with regard to the scale and importance of residents’ community, at least one in principle. 2. Resettlement Measures of rebuilding houses and Choosing fo Resettlement Area

A.Resettlement Measures In light of the survey and public opinion, two resettlement measures will be adopted with ragard to local village plan. Centralized Resettlement: It will be adopted in accordance with resettlement principles, land resource and affected populations in project areas and local economic development. House plot on average of centralized resettlement is 0.35mu. Two resettlement communities are planned, namely, Caonan Community and Caoxi Community, which will contain 185 resident households displaced from Caoshe Village of Qindong Town of Dongtai City. These communities will be equiped with good infrastructure and public facilities (such as facilities of water and electricity supply and roads ), and will be combined with the construction of “socialist new demonstrative village”. 65 resident households in Qianjin New Type Construction Materials Co Ltd will be displaced and relocated in a centralized resettlement community within the company. Resident households in centralized resettlement amounts to 250 with 722 persons altogether. They need requisition 87.5mu land for house reconstruction. Scattered Resettlement: Where there are little houses to be replaced in a village, they will be reconstructed scartteredly along the project areas. House plot on average for them is 0.25mu. The original village of PAP will set house plots for them, and they will expropriate their old houses and reconstruct new ones of themselves. No special infrastructure construction for the resettlement houses since they will be rebuilt in those areas with good public facilities. PAP will get 1500 yuan on average for it. Altogether 93 households demand scattered resettlement. Among them, 78 households need new houseplot for reconstruction, amounting to 19.5mu in total. The else 15 households and 47 persons have houses at other places. They prefer cash compensation to new houses. B.Principles To construct resettlement community on the basis of organizational system of original administrative village; Try to avoid hollow and low-lying land; Try to draw close to original roads for the transportation convenience of PAP; To adjust land reasonably, to integrate short-term plan with middle-and long-term plan, to leave plenty of scope for more development. To economize on land, to plan village and houseplot in strict compliance with Land Administration Law, to improve land utilization rate.

3. Resettlement Plan of rebuilding houses for displaced persons Altogether 343 rural households and 1052 residents will be resettled in the first year project construction, distributing in 19 administrative villages as well as Qianjin New Type Construction Materials Co Ltd. Among them, 74 households along with 276 residents will take the work of expropriatement and reconstruction of themselves; 2 households will be expropriated and reconstructed by village, affecting 4 residents; 250 households and 722 residents will be resettled in centralized communities; 2 households and 3 persons will be set in the unified expropriatement and reconstruction plan; 15 households and 47 residents will get cash compensation instead of reconstruction. Others will be resettled separatedly. Centralized resettlement communities include Caonan Community, Caoxi Community and resettlement community of Qianjing Company. All the three communities need infrastructure and counterpart facilities construction. A.Caonan Community Entire Distribution: In accordance with the village construction plan, Caonan Resettlement Community locate to the east of a modern demonstrative village which has been constructed in the southeast of Caoshe Village. Caonan Community lies to the east of Miqin Road, on the south bank of Shuangchao River. With regard to the locale of the resettlement community and its external standing infrastructure, on the principle of utilization of existing facilities and equipments to economize investment, it is planned to take advantage of standing transportation road (cement road) of the constructed demonstrative village, 10KV electric wire along the east side of Miqin Road, and water supply pipes of Caochang Village as connections with outer domain. Rain and waster water may discharge through standing drainage pipes to the production river in the north and south of the resettlement community. Lines of telecommunication and cable TV may also be connected with standing lines near Miqin Road. See the Attached Diagram 1. House Disposal: All resettlement houses are two-floored in accordance with the Resettlement Land Standard of Taidong River. House plot is planned 10×15m on average. Resettlement houses are north-south orientation. There are 5 rooms at the first floor, that is, three living rooms, one drawing room, one kitchen, and one toilet. 6 rooms lie at the second floor, four living rooms, one drawing room and one toilet. Each house is attached a courtyard of 3×10m. See the Attached Diagram 2. Plane Arrangement: The resettlement community lies on a piece of planting land along the south bank of Shuangchao River of Chaochang Village, with Shuangchao River

running to its north, a constructed demonstrative village to its west and Sangou Group of Caochang Village to its south. In light of the new village construction plan, the resettlement community to be constructed will be planned on the basis of prevailing orientation of the demonstrative village, that is, facing the south. It is planned to construct houses in lines. Each line contains 14 houses along the main street. Two households will be jointed as one unit to economize on land. The resettlement houses will be built backing a mountain to reduce roadways. Main street in the community lies east-west direction, 10m in width. Concrete road is 6m in breadth. It will be afforested along both sides of road. There are 3 side-roads lying north-south direction, 6m in breadth, including 4m-width concrete surface. There are another 4 roadways, north-south direction, 4m in width, including 3m-width concrete surface. Door way will be layed between two lines of houses, 4m in width, as same standard as roadway. See the Attached Diagram 3. House Plot Filling Up: Ground height of the resettlement community is 2.2m in line with on-the-spot survey. It is planned to fill up to 2.6m, and indoor ground level is planned to 2.9m high, so as to mitigate indoor humidity to protect the health of residents. The earth is planned to remove from close agricultural land, which will be changed to an extensive fish pond after excavation. Roads: One main street is planned in the center of the resettlement community, 200m in length within the community, east-west direction , joint with the demonstrative community to the west. 3 side-roads, 188m in length individually. 4 roadways of north- south direction and 9 of east-west direction, 166m in length each one. Main street is 6m in width, 1m earth shoulder on both sides, 10% lime soil of 0.4m in thickness, C25 concrete surface of 16cm in thickness. Side-road is 4m in width, 1m earth shoulder on both sides, 10% lime soil of 0.4m in thickness, C25 concrete surface of 12cm in thickness. Roadway is 4m in width, 0.5m earth shoulder on both sides, tampered by original earth, C25 concrete surface of 10cm in thickness. Water Supply: One water supply pipe of 100mm is planned along the main street, 135m in length; 4 side-pipes of 60mm along side-roads, 618m in length in total; 5 secondary side-pipes of 40mm of east-west direction, totally 850m in length. Indoor pipe is 20 25mm. Drainage Pipes: 3 main drainage pipes are planned beneath the side-roads of north- south direction. They are 50cm concrete machine pipes, totally 564m in length. 5 side- pipes lay along door ways of east-west direction. They are 30cm concrete machine pipes,

altogether 900m in length. 18 inspection wells and 6 river wells are also planned convenient for inspection. Electricity Supply: 10KV wire of the resettlement community is planned to introducte from the standing 10KV wire along the east of Miqin Road. One 100KVA transformer is placed at the main street in the west of the resettlement community. 380V wire is introduced from the tansformer. Electric poles are set up along the main street. Electricity of 220V goes indoors through 4 lines along side-roads and roadways. Toilets: It is planned to built one toilet on the banks of the production rivers running in the north and south of the resettlement community respectively for the public convenience. Afforestation: It is planned to plant grasses along the main street and side-roads, embellished with several scenic beauty plants. To plant green trees along the production rivers. Other Engineering: TV cable and telephone cable are planned to introduce from standing ones along Miqin Road. To set up poles holding the cable directly indoors. B.Caoxi Resettlement Community Entire Distribution: Caoxi Resettlement Community is planned on the agricultural land of Group Ten of Caoshe Village, to the west of Taidong River (original Caoxi Village), to the south of the production river, and to the north of Caokai Road. On the principle of reasonable utilization of existing facilities and resources to economize on investment, it is planned to take advantage of Caokai Road (cement road), 10KV electric wire at a distance of 400m from the east part of the community, and standing water supply pipes of Caochang Village as connections with outer domain. Rain and waster water may discharge through standing drainage pipes to the production river in the south of the resettlement community. Lines of telecommunication and cable TV may also be connected with standing lines of neighbor villages. See the Attached Diagram 1. House Disposal: All resettlement houses are two-floored in accordance with the Resettlement Land Standard of Taidong River. House plot is planned 10×15m on average. Resettlement houses are north-south orientation. See the Attached Diagram 2. Plane Arrangement: The resettlement community lies on a piece of agricultural land in the west of Caoshe Village. It faces the south. 82 houses are planned in 8 lines, with 10 houses in each line. The else 2 houses are constructed in the north-east part of the community. The houses are placed in east-west direction along the main street. Two

households will be jointed as one unit to economize on land. The resettlement houses will be built backing a mountain to reduce roadways. Main street in the community lies east- west direction, 10m in width. Concrete road is 6m in breadth. It will be afforested along both sides of road. There are 4 side-roads lying north-south direction, 6m in breadth, including 4m-width concrete surface. There are another 4 roadways of north-south direction and 4 roadways of east-west direction, 4m in width, including 3m-width concrete surface. See the Attached Diagram 3. House Plot Filling Up: Ground height of the resettlement community is 2.2m in line with on-the-spot survey. It is planned to fill up to 2.6m, and indoor ground level is planned to 2.9m high, so as to mitigate indoor humidity to protect the health of residents. The earth is planned to remove from close agricultural land, which will be changed to an extensive fish pond after excavation. Roads: One main street is planned in the north of the resettlement community, 224m in length within the community, east-west direction; 4 side-roads, 96m in length individually; 4 roadways of north-south direction and 4 of east-west direction, 1000m in length totally. Main street is 6m in width, 2m earth shoulder on both sides, 10% lime soil of 0.4m in thickness, C25 concrete surface of 16cm in thickness. Side-road is 4m in width, 1m earth shoulder on both sides, 10% lime soil of 0.4m in thickness, C25 concrete surface of 12cm in thickness. Roadway is 4m in width, 0.5m earth shoulder on both sides, tampered by original earth, C25 concrete surface of 10cm in thickness. Water Supply: One water supply pipe of 100mm is planned along the main street, 350m in length; 4 side-pipes of 60mm along side-roads, 384m in length in total; 4 secondary side-pipes of 40mm of east-west direction, totally 630m in length. Indoor pipe is 20 25mm. Drainage Pipes: 4 main drainage pipes are planned of north-south direction. They are 30cm concrete machine pipes, altogether 420m in length. 8 inspection wells and 4 river wells are also planned for the sake of inspection. It need spend 41.2 thousand yuan on this engineering. Electricity Supply: 10KV wire of the resettlement community is planned to introducte from the standing one at a distance of 400m from the east of the community. One 50KVA transformer is placed at east part of the community. 380V wire is introduced from the tansformer. Electric poles are set up along the middle roadway. Electricity of 220V goes indoors through separate lines.

Toilets: It is planned to built one toilet in the south of the resettlement community for the public convenience. Afforestation: It is planned to plant grasses along the main street and side-roads, embellished with several scenic beauty plants. To plant green trees along the production rivers. Other Engineering: TV cable and telephone cable are planned to introduce from standing ones of neighbor village. To set up poles holding the cables directly indoors. C.Qianjing Company Entire Distribution: The resettlement community lies to the east of the factory office building. With regard to the locale of the resettlement community and its external standing infrastructure, on the principle of utilization of existing facilities and equipments to economize investment, it is planned to take advantage of standing transportation road (brick road) to the north of the factory office building, the transformer substation of the factory from which10KV electric wire may introduce, and the present tap-water pipes of the factory as connections with outer domain. Rain and waster water may discharge through standing drainage pipes to the production river in the east and south of the resettlement community. Lines of telecommunication and cable TV may also be connected with standing lines along Shiqin Road. See the Attached Diagram 1. Plane Arrangement: In line with the economic condition of the company and actural situations of affected people, two resettlement buildings to be constructed are three-floored, facing the south. The north one is along the road behind the office building. Each building is 7.75m in width, and 54.25m in length. There are 15 rooms and 2 toilets on each floor. Each room is 3.6m. The distance between the buildings is 12m. The south building is 3m apart from the factory enclosing wall. Road is behind the north building, with 6m in width. The stretch from the north to the south amounts to 36m. An oil storage tank to the east of office building is to be removed, and at that place is reconstructed a public toilet, with 5m in length and 8m in width, at a distance of 2m from the office building and living quarters respectively. The resettlement buildings are 4m apart from the east enclosing wall. The stretch from the east to the west is 67m. See the Attached Diagram 5. House Plot Filling Up: Ground height of the resettlement locale is 2.8m in line with on-the-spot survey, below the flood water level of Taidong River. It is planned to fill up to 3.5m, and indoor ground level is planned to 3.8m high, so as to mitigate indoor humidity to

protect the health of residents. The earth is planned to excavate from the extended section of the factory. Roads: One main street is planned in the north of the factory, from the enclosing wall in the east to the factory gate in the west, 150m in length. Side-roads of east-west direction lie on the both sides of resettlement buildings, 30m in length each one (within the factory). Another 3 side-roads lie near the west gable and public toilet. The east side-road is 4m in width, and the west side-roads are 2m in width respectively. Cement fields are planned in front of two resettlement buildings. The north one is 12×54.25m and the south one is 3×54.25m, amounting to 814m2 altogether. Main street is 6m in width without shoulder, 10% lime soil of 0.5m in thickness, C25 concrete surface of 16cm in thickness. Side-roads are 2m and 4m in width respectively without shoulder, 10% lime soil of 0.5m in thickness, C25 concrete surface of 16cm in thickness. Cement fields are to be tampered by original earth, C25 concrete surface of 12cm in thickness. Water Supply: One water supply pipe of 100mm is planned along the south side of the main street, 120m in length; 2 side-pipes of 60mm in front of the resettlement buildings to supply water for public toilet, 100m in length in total; 60 indoor pipes of 20 25mm, altogether 900m in length. Drainage Pipes: One main drainage pipes is planned beneath the north main street. They are 40cm concrete machine pipes, altogether 150m in length. 2 side-pipes are planned, one beneath the east side-road and the other one beneath the west side-road. Both are 30cm cement machine pipes, 60m in length totally. Rain and waste water drainage pipes are planned in front of and behind the resettlement buildings, brick blind flange, 230m in length. 5 inspection wells are also planned for the sake of inspection. It need spend 19.75 thousand yuan on this engineering. Domestic Electricity and Water Supply: 10KV wire is planned to introduce from the transformer substation of the factory. An independent transformer of S11-50KVA is prepared on the side of the east side-road, from which 380V wire is introduced to the buildings and rooms through electric poles behind the buildings. Tap-water is to be supplies to rooms through water supply side-pipes. Outdoors Toilet: One toilet is planned to the west of the west side-road. This engineering need spend 40 thousand yuan.

Digestion Tank: Two digestion tanks are planned under the road behind the resettlement buildings. One is planned to the north of the public toilet. Sewage is discharged into the production river through drainage pipes after treatment. Afforestation: To grow several scenic plants along the main road and side-roads and cement fields. Other Engineering: Cables of TV and telephone are to be introdced along Shiqin Road.

6.4 Non-living Houses Resettlement Measures 6.4.1 Resettlement Measures of Enterprise’s Houses Taidong River Subproject: There are 48 companies to be affected, including 41 private workshops who take advantage of living houses to make business simutaneously. It is planned to reallocate 10 mu land in the west of Caoxi Community as resettlement site for such individual business with approval of Government. Each business household is assigned 0.244 mu according to the plan presently, and it will be rearranged under negotiations if required. Since the Qindong Supply and Marketing Coorperative has closed down, cash compensation will be paid in one lump without rehabilitation. Since houses to be dismentled of Qianjin company and other several companies are only auxiliary houses but not main factory buildings, and the expropriatement will have no influence on their production and business, cash compensation will be paid in one lump. There are 6 such companies. They will reconstruct of themselves within the factory scope in the future. Taizhou Subproject: No company to be affected. Xuzhou Subproject: Two rural companies to be affected, both private, are sited in the Shanghetou Village of DaguoZhuang Office of Yunlong District. Cash compensation in one lump will be adopted under the negotiation of all the affected departments. Affected employees will look for other jobs after cash compensation in one lump. See Attached Talbe 8 for details. 6.4.2 Resettlement Measures of Institution’s Houses Taidong River Subproject: Qindong Hydrometric Station is to be affected, which takes to hydrological obervation with two emplyees. No house to be dismentled and relocated..

6.4.3 Shops Resettlement Taidong River Subproject: All the 8 shops to be affected lie in Caoshe Village of Qindong Town of Dongtai City. They will be paid cash compensation at full replacement cost. The village will provide them other desirable shops for their purchase or lease or reconstruction, which depends upon their economic conditions and business requirements. The village is developed relatively and has been listed as a “socialist new demonstrative village” of Jiangsu Province. A new Caoshe Bridge is built in the east of the village, along with two resettlement communities and a resettlement center of private business in blueprint. The shops for option have good geographic position. The affected shops will be rendered compensation and subsidies for losses of relocation and business. Taizhou Subproject: No shop to be affected. Xuzhou Subproject: One private shop is to be affected. It is small, and sells cigarette, alcoholic drink, and other articles of daily use. The shop owner has agreed to take cash compensation after negotiation. See Table 6.2 for details.

Table 6.2 The Resettlement instance of shops in first year project

Number of Project Name Name of Affected Affected Resettleme Resettlement Village group expropriate and Location shops degree persons nt ways condition d land(mu)

Taidong river Whole village 17 1.01

Project(Caoshe Village group One 2 0.13 Village in Recover Zhendong Town Hangxin Cash ing the in Dongtai City) grong all 2 0.13 compensati business by

shop on finding a

suitable place

Two 4 0.13

Recover Zhouhon Cash ing the ggui all 3 0.1 compensati business by shop on finding a suitable place

Number of Project Name Name of Affected Affected Resettleme Resettlement Village group expropriate and Location shops degree persons nt ways condition d land(mu)

Z Recover haoweib Cash ing the ao all 1 0.03 compensati business by haircutti on finding a ng shop suitable place Three 1 0.05 Recover Cash ing the Ju all 1 0.05 compensati business by aifeng on finding a suitable place

Seven 8 0.4

Recover S Cash ing the uncheng all 3 0.03 compensati business by jun shop on finding a suitable place Recover Z Cash ing the humaoru all 1 0.05 compensati business by shop on finding a suitable place Recover C Cash ing the

uiyijin all 3 0.2 compensati business by shop on finding a suitable place Recover S Cash ing the unchang all 1 0.12 compensati business by kuan on finding a shop suitable place Xuzhou Recover City Treatment ing the Q Cash Project(Shanghe business by uanxiao all 2 0.3 compensati tou Village in finding a hai on Daguozhuang in suitable place Yunlong by himself

Number of Project Name Name of Affected Affected Resettleme Resettlement Village group expropriate and Location shops degree persons nt ways condition d land(mu)

District)

Total

6.5 Unregistered Buildings Cash compensation is recommended to all the affected unregistered buildings in project area.

6.6 Vulnerable Groups and Floating Population 1. Rural Vulnerable and Floating Population There is no floating population in rural areas. Project administrative departments look upon resettlement of vulnerable people. Besides the planned measures of resettlement and rehabilitation, some assistance will be rendered on their relocation and reconstruction. Vulnerable households may apply to local PMO for assistnace if they really have difficulties in house reconstruction. PMO and local government will render them some compensation and subsidies in light of concrete conditions. If the standing policies are still insufficient for vulnerable people, local governement promises: 1 To pay appropriate reconstruction allowance to those households in poverty due to age and weakness, sickness, female household without male labor, low security and so on; 2 To pay appropriate living subsidies to them in light of concrete conditions, so as to assist them to overcome the difficulties during relocation period; 3 To give them priority to get loan from local credit cooperative after their application and guarantee from village collective; 4 To assist them on relocation and reconstruction. 2. Urban Vulnerable and Floating Population As provided in the Article 32 of the Administration Measures of Urban Houses Demolishement of Yancheng, the affected person, who has only one house and when the

cash compensation they have got is less than the minimum compensation standard of urban houses demolishment, shall be compensated at the minimum standard after announcement. The minimum compensation standard is decided in accordance with the value of economic houses of the smallest acreage fixed in the Norms of Houses Design of the People’s Republic of China. If the affected family can still not afford a new house when getting the cash compensations at the minimum standard, it is entitled to urban cheap renting house or economic house in the light of relevant policies. The affected eldly person of neither family nor relatives will be settled in the home of destitute old person at his/her own willingness if he/she fits the requirements of adoption.

6.7 Rehabilitation Measures of Infrastructure and Ground Attachments 6.7.1 Rehabilitation Measures of Installations of Water Conservancy and Transportation Transportation installations to be affected include asphalt roads, cement roads, broken stone roads, highway bridges, tractor ploughing bridges and foot bridges. Installations of water conservancy include culvert and sluice, pump stations, and hydrometric stations. Rehabilitation and restoration of bridges to be affected have been planned and described in relevant chapters and sections of documents of project engineering design, as well as compensation and investment are included in budgetary estimate accordingly. Other installations of transportation and water conservancy will be rehabilitated at original scale and standard, so as to restore their original functions. Relocation and reconstruction backwards is the main rehabilitation measure. They wil be compensated at same standard as in other similar engineering projects. 6.7.2 Rehablitation Measures of Wires and Cables 1. Electric Wires Electric wires will be compensated at the standard fixed in the Technical Standards of Electric Wires Design SDJ94-79, with regart to the Electricity Transmission and Transformation Engineering Projects of Huai River, Sanyang River and Tong River. There are electric poles carrying electric wires of 35kv and above in the project area. They will be relocated out of project construction area. Two electric iron towers will be set

up outside the red line of river course constrution, which will hold wires go across the river and project construction area. Two straight-line towers will be set up accordingly. Power transmission wires and overhead ground wires run in the same direction with original ones. Electric poles of 10kV and below will be removed out of project construction area. Power wires will be hold by cement poles out of project construction area to go across the river and earth deserted place. Relocation scheme of high-tension wires will be planned and implemented by relevant power departments of project counties and cities under check and examination of fraternity. 2. Cables Telecommunication cables will be rehabilitated at original scale and standard so as to restore their original fuctions. Underground cables will run across the river from the bottom. Relocation scheme of calbes within project area will be planned and implemented by relevant telecommunication bureaus, the Unicom Company, and broadcasting and television bureaus of project province,counties and cities under check and examination of fraternity. 6.7.3 Rehabilitation Measures of Other Special Facilities Other facilities to be affected will be rehabilitated at original scale and standard so as to restore their orginal functions. Rehabilitation scheme will be planned and implemented by relevant administrative departments under check and examination of fraternity. They will be compensated at the same critera as in other similar engineering projects.

7 Public Participation

7.1 Strategy of Public Participation This resettlement action plan is compiled, formulated and implemented with full participation of and consultation with the project affected people, so as to protect their benefits and to mitigate grievance and disputes as much as possible in the light of state, provincial and municipal resettlement policies and regulations.

7.2 Participation Procedures and Policies Disclosure 7.2.1 Paticipation Channels and Means A working outline was marshaled prior to formal survey and investigation. Local governments of project cities commented on the investigation itmes, methods and requirements, and sent delegations to cooperate in the survey group. During the survey period, persons in charge from affected counties (towns, administrative offices), villages and production groups and representatives of affected residents were invited to join the investigation works and were propagated the project necessity, achievements and Impact, compensation standard and resettlement schedule. They were also consulted on the possibilities of resettlement and rehabilitation. In the resettlement design stage, the staff members cooperated with leaders of project cities, counties, countries (towns, administrative offices) and villages, and listened to opinions and requirements of various departments, and decided resettlement means and location under such cooperation. At meanwhile, the following procedures will be recommended to stir up public participation and consultation: 1 To invite representatives of affected people to join resettlement and demolishment works.

To elect representatives of affected people and companies and enterprises in proportion, who are expected to solicit opinions widely, list reasonable suggestions and report to the above administrations along with residents’ committees. 2 To ascertain the resettlement means under the negotiation of property owners and resettled persons. 3 To hold consultation meetings. To hold delegation workshops of affected residents, companies and enterprises and women (not less than 30 percent of the total participants) six months prior to displacement, to introduce the project progress in the meetings and to go on soliciting their opinions. 4 To hold public meetings. To continue publicising relevant resettlement policies, regulations, compensation standard and resettlement scheme extensively and intensively three months prior to displacement before the resettlement activities work. 5 To promulgate resettlement policies by means of public media. 6 To issue displacement announcement. Including project brief introduction, land expropriationt scopes, resettelment policies (compensation standard included), resettlement agencies, resettlement and displacement schedule, rights and obligations of resettled people, grievance redress mechanism and monitoring and evaluation procedures and so on. 7 To disclose the resettlement action plan. To put the resettlement action plan in the municipal construction bureaus and libraries and to publish it in local newspapers for the affected people and NGOs review prior to the Bank appraisal. 8 To compile information manual for affected people. To sort out the main components of RAP into the information manual, and deliver them to the hand of affected people before dispalcement and after the project assessment. The Manual includes project brief introduction, project Impact, compensation policies, executive agencies and grievance redress procedures and so on. 7.2.2 Policies Disclosure Activities See the table 7.1.

Table 7.1 Disclosure Activities of Resettlement Policies

Subprojects Literatures Means Date Locale

Chinese, Taizhou and Yancheng TV Project Introduction Stations, Taizhou Daily, 2006.2 Announcement Column

Chinese, Taizhou and Yancheng TV General Introduction of Stations, Taizhou Daily, 2006.2 Project Demolishment Announcement Column

Houses Demolishment Chinese, Taizhou and Yancheng TV And Displacement Stations, Taizhou Daily, 2006.2 Taidong Policies Announcement Column River Subproject Residents’ Resettlement After Bank’s Committee, Chinese Information Manual Approval Villagers’ Committee Residents’ After Bank’s Committee, Announcement of RAP Chinese Approval Villagers’ Committee After Bank’s RAP Bilingual, PMO PMO Approval Houses Displacement Chinese, Taizhou TV Station, 2006.4 Policies Taizhou Daily of Taizhou Chinese, Taizhou TV Station, Project Introduction 2006.4 Taizhou Daily General Introduction of Chinese, Taizhou TV Station, 2006.4 Project Demolishment Taizhou Daily

Taizhou Residents’ Subproject Resettlement Chinese, delivered to the hands of Committee, 2006.9 Information Manual affected people Villagers’ Group

Residents’ Chinese, sent to Residents’ Committee, Announcement of RAP 2006.9 Committees and Villagers’ Groups Villagers’ Group

RAP Bilingual, PMO, Library 2006.9 PMO, Library

Xuzhou Chinese, Xuzhou TV Station, Project Introduction 2006.5 Subproject Xuzhou Daily

General Introduction of Chinese, Xuzhou TV Station, 2006.5 Project Demolishment Xuzhou Daily Houses Demolishment Chinese, Xuzhou TV Station, And Displacement 2006.5 Xuzhou Daily Policies

Subprojects Literatures Means Date Locale

Residents’ 2006.9 Resettlement Chinese, delivered to the hands of Committee, After Bank’s Information Manual affected people Villagers’ Approval Group

Residents’ 2006.10 Chinese, sent to Residents’ Committee, Announcement of RAP After Bank’s Committees and Villagers’ Groups Villagers’ Approval Group 2006.11 RAP Bilingual, PMO After Bank’s PMO Approval

7.3 Public Participation in the RAP Compiling Stage Local governments and affected people in the project areas partook in the RAP designing and compiling works. 1 In January 2006, the delegations sent by the affected counties (cities, districts), countries (towns, administrative offices), and village committees (residents’ committees, administrative bureaus) joined the socioeconomic survey and held negotiations and consultations regarding resettlement works with the affected residents and units. 2 From December 2005 to January 2006, the subproject PMOs organised surveys to collect public opinions and suggestions. 100 affected households, 67 affected peasants and 7 ordinary citizens were interviewed. Among the respondents, 63.2% knew the project to be constructed, and 36.8% unclear; 70% applauded the project construction and 17 couldn’t tell; all the respondents thought the project benefit the State and Collective, yet only 60% thought it benefit individuals; 35% approved it could improve agricultural production condition, 20% thought it would increase economic incomes, and 52% insisted it would ameliorate ecological environment; 30% regarded the project as beneficial without adverse Impact, while 7% worried about traffic inconvenience tied to the project construction; 61% knew or made some knows of the resettlement and compensation policies, while 79% knew where to complain when their legitimate rights were offended; 36% preferred cash compensation without land reallocation, and 37% favored land reallocation with compensation payment disburesed to the village collective; 51% wished to be employed in the second and third industry with cash compensation, 29% were ready to work outsides, 46% agreed with the industrial structure adjustment or development of domestic economy

with the remaining land, 75% expected technical trainings after land expropriation, and 45% desired employment information; 52% preferred house demolishment and reconstruction of themselves, and 48% would buy merchandised houses. See the following table 7.2 for the survey contents. 3 In June and July of 2006, all the affected residents and units in the project construction areas were interviewed for their opinions and comments on resettlement policies.

Table 7.2 Participation Procedures of Affected People Date Participants Contents Remarks Locale PMO, resident Socioeconomic Survey 2005.1 Investigation on the location of PMO, AP Outline, and Project -2005.9 Project Impact affected Impact Range people

PMO and Demolishment Offices PMO, (several times) Resettlement and Preliminary Negotiation 2005.7 resident Compensation Policies, on Resettlement and - location of PMO and State-Land Preliminary Compensation Policies 2005.10 affected Administration Bureau Resettlement Plans when Compiling the RAP people (several times)

PMO, AP

PMO, Futher Negotiation on resident 2005.11 PMO, AP, PMO Resettlement Resettlement Policies and location of -2006.1 Villagers’Comittee Policies and Scheme Rehabilitation Plans when affected Updating the RAP people

PMO, resident Special Issues of the Supplementary 2006.1 location of PMO, AP Resettlement Policies Agreement on RAP affected and Scheme people

PMO, Project Impact Range Investigation on the 2006.3 PMO, Institute of resident in the 1st Year Project Project Impact in the 1st Design, AP

Date Participants Contents Remarks Locale -2006.6 location of Design, AP Construction Year Project Construction affected people

PMO, Resettlement and Negotiation over the RAP resident 2006.5 PMO, Institute of Compensation Scheme and Rehabilitation Plan in location of st st -2006.6 Design, AP in the 1 Year Project the 1 Year Project affected Construction Construction people

7.4 Public Participation in the RAP Implementation Stage Project affected people participation will be encouraged throughout the RAP implementation. 7.4.1 Partcipation in the Procedures of Houses Reconstruction and Relocation 1. Standard for Houses Compensation House compensation standard may advantage or disadvantage the affected people directly. An agreement on such regards shall be signed with the affected people prior to houses demolishment, under the public supervision throughout to the end.

Table 7.3 Questionnaire of Public Opinion Number Questions Answers Result (1) (2) (3) (4) (5) 1 Are you clear about the 1 Clear 2 A little, not too project to be much constructed? 3 Unclear 2 Where do you get 1 Newsparpers 2 Meetings information of the (3) Neighbors project land 4 Socialeconomic investigators expropriation? 3 Do you agree with the 1 Agree 2 Disagree project? 3 No matter 4 Who do you think will a) State 1 Yes 2 No get benefits from the b) Collective 1 Yes 2 No project? (You can c) Individuals 1 Yes 2 No choose more than one answers.) 5 What benefit do you 1 Protection of life and think will the project properties. bring to you? 2 Improvement of agricultural production conditions. 3 Increment of economic incomes. 4 Amelioration of ecological environment. 5 Other benefits. 6 What adverse Impact do 1 No adverse Impact. you think will the 2 Traffic inconvenience due to project bring to you? the project construction. 3 Economic losses tied to house displacement. 4 Economic income decrement due to the land expropriation. 5 Others 7 Do you understand the 1 Understand resettlement and 2 A little compensation policies? 3 Not understand 8 Do you know where to 1 Known complain when your 2 Unknown legitimate rights are infringed during the land expropriation period? 9 Which kind of 1 Cash without land compensation for land reallocation. expropriation do you

Number Questions Answers Result (1) (2) (3) (4) (5) expropriation do you 2 Land reallocation with cash prefer? compensation disbursed to the Collective. 3 Others Please list 10 If you prefer cash 1 Work in the second and third compensation without industry. land reallocation, what 2 Work outsides. will you do after the 3 Develop domestic economy land is taken? with the remaining land. 4 Buy insurance. 5 Others Please list 11 What kind of favors do 1 Technical training. you like after land 2 Employment information. expropriation? 3 Others Please list 12 Which resettlement 1 Expropriatement of myself, measure do you like? reconstruction of myself on the planed house plot. 2 Buy merchandised houses. 3 Others Please list

2. House Displacement Locale and Resettlement Measures In accordance with the public opinions survey, most of affected residents prefer dismantment and reconstruction of themselves and like to be resettled together with their peers in the same villages and groups. Local governments shall provide corresponding help in various stages of houses reconstruction. 3. Disposal of the Old Houses All the affected households may get compensation at replacement cost in accordance with relevant policies. Alternatives of expropriatement-first-reconstruction-second and reconstruction-first-expropriatement-second are both acceptable within the set time. The materials of the old houses are at the affected households diaposal. 7.4.2 Participation in the Production Rehabilitation Procedures All the villagers shall partake the work of land adjustment and reallocation as well as other agricultural development projects, especially those bearing special requirements on land. 7.4.3 Participation in Management of Land Compensation Funds Land compensation funds belong to village collectives, and any units and individuals cannot retain or embezzle them. The village collectives shall ensure their use for special

purpose regarding land expropriation compensation as soon as the funds are disbursed to the villages. The funds will be drawn upon at the approval of the villagers’ plenary session and under the supervision of the delegations of villagers. 7.4.4 Participation in the Project Construction Course The project construction will cast a shadow on the local living and production more or less. In this regard, the affected people are encouraged to participate in the project implementation and are provided convenience in materials and labors so as to narrow their losses as much as possible.

7.5 Women’s Participation From the very beginning, the project executive agencies and local government lay a special stress on the women’s role in the project, whose requirements are took seriously, especially those who support their families of themselves. In the project areas, women play an important role in economic activities and houseworks, with completely the same rights and satus as men. Especially in countries, since most women stay at home whereas most men work outsides in cities, women take major works in agricultural production besided houseworks. Women show more enthusiasm to the project than men in the project areas. They not only partake positively the resttlement works in various stages, but also play outstanding effect in the negotiation on resettlement location and measures. In the resettlement designing stage, women representatives were consulted on the resettlement and rehabilitation issues such as house diaplacement and reconstruction, and they were encouraged to express their opinions, requirements and worries. Such consultations comforted them and release their vexation at the future of livelihood and traditional production pattern. Women’s activities in the resettlement project will be paid further attention, especially to the livelihood reatoration. They will be offered prior employment opportunities in the project constructions.

8 Appeal and Complain System

8.1 Main Grievance Issues and Possible Solutions This resettlement activities plan is compiled from a general perspective of all the affected project area. Any variation and deviation in the actual project implementation may result in grievance of the affected people. Drawn experience from other projects constructing and constructed, the affected people may complain of the following matters: A.Indicators Items in kind to be affected may be missed or be in wrong registeration due to the mistakes in the survey, statistics and calculation. The benefits of affected people may be impoverished from it. In such cases, the affected person or village committee (administration bureau, residents’ committee) shall report to county (district) PMO in oral or written form, and the latter shall sort out the primary grievance materials and compile them in files prior to the project owner and monitoring agency’s review. Then re-check on- the-spot will be arranged and led by the project owner to re-document the missed items which will be compensated later in the light of revelant policies. B.Compensation Standard Some affected people may be not acquainted with the state resettlement policies and complain that the compensation is too low to meet the requirments of house reconstruction and production restoration. In such cases, the Plan compilers, associating with the governments and PMOs at various levels, shall take the responsibilities to propagandize the relevant resettlement policies on the spot and explain the calculating procedures of the compensation and subsidies prior to and during the project implementation so as to

eliminate the doubt of the affected people and to ensure them a stable and bright development future. C.Payments and Subsidies The resettlement agents shall take the resettlement funds, progress schedule and quality all in good control in case that the resettement funds and subsidies may not be paid in time when the project implementing, which may weaken the resettlement activities and production and living of the affected people. The resettlement funds and subsidies shall be earmarked for its special purpose only. The financial office shall allocate the resettlement funds and subsidies monthly in accordance with the actual project progress so as to ensure the success of resettlement activities.

8.2 Appeal Channels and Procedures The resettled people enjoy the rights and obligations endowed by the Constitution and laws which can ensure the legal rights of resettled people exempted from infringement. Whenever and wherever their legal rights are infringed, the affected people are entitled to appeal in accordance with laws and to get the rights recovery. A.Appeal Channels ——Petition Letter Offices established in the project counties, cities (districts) and province will attend to and investigate general grievance issues refering to resettlement activities; —— PMOs at various levels have responsibilities to supervise the resettlement activities of their subordinates and will attend to the grievance issues in this regards; —— The independent resettlement monitoring agency have responsibilities to defend the legitimate rights of resettled people in accordance with the state regulations and will attend to and report to relevant parts the resettlement problems; —— The legal organs and departments of administrative supervisory, auditing, discipline inspecting, judiciary and procuratorial established at state, provincial, city and county level will attend to the illegal and discipline violating cases regards to resettlement activities. The following structure displays the grievance redress system:

Legal Committee of Development and Departments at Reform of Jiangsu Provincial, City and County Levels City PMO

Departments of Resettlement Discipline Monitoring and Inspecting at Assessment Provincial, City County (District) PMO Agency and County Levels

Country (Town, Administrative Petition Letter Office) PMO Office at Provincial, City and County Levels

Village CommitteeAdministration Bureau, Residents’ Committee or Villager’s

Affected Person

Diagram 8.1 Structure of Grievance Redress System

B.Appeal Procedures The resettlement plan is compiled and implemented with the full participation of the affected people and units. The appeal procedures regarding resettlement works are as follows:

Stage 1, any person aggrieved at any aspect of the resettlement arrangement can lodge an oral or written grievance to the implementing units (town project demolishment and resettlement office); written document shall be done for the oral grievance. The implementing units shall resolve the matter within 2 weeksweeksshall resolve the matter within 2 weeksshall resolve the matter within 2 weeks.

Stage 2, if the aggrieved person is not satisfied with the decision at Stage 1, s/he can present the case to the sub-project guiding office (PGO) of the respective sub-project city immediately after Stage 1. PGO shall deal with it within 2 weeks.

Stage 3, if the DP is still dissatisfied with the decision of PGO, s/he can appeal to the city project leading panel, and the panel shall make an answer in 2 weeks.

Stage 4, if the DP is still dissatisfied with the decision of the Panel, the case may be submitted for consideration by the People’s Court in accordance with the “Civil Procedure Act”.

In addition, the resettlement offices will inform and acquaint the affected people with their rights of appeal. The superior resettlement offices shall document the grievance cases and try to resolve the problems associating with the village committee (administrative bureau, residents’ committee) in two weeks. The resettlement offices shall document all the grievance disputes and the related resolution procedures in files and sort out the advices and suggestions from various quarters into information articles for the resettlement agencies’ review in time.

9 Organization

9.1 Resettlement Agencies This is a major project of the State. The resettlement tasks are heavy and difficult to be realized within limited time. Wide propaganda is a supplement to the essential economic compensation, while appropriate administrative measures is to be adopted when required to ensure each subproject to go on smoothly in light of the construction schedule to realize the planed resetlement targets. To carry out the principle of “unified direction, wholely plan, seperated responsiblities, clear functions and powers” throughout the project resettlement procedures. To adopt the management system as “led by municipal gevernments, managed by project owners, responsiblities taken by project cities respectively, and based on project counties”. To take administrative direction system and resettlement management agency system to propel the resettlement works, including: Provincial Project Management Office of Jiangsu (negotiation) Project Resettlement Office of Taizhou (implementation) Project Resettlement Office of Yancheng (implementation) Project Resettlement Office of Xuzhou (implementation) Project Resettlement Offices of each project counties (cities, districts) Resettlement Working Groups of project countries (towns) State Land Resouce Bureaus of project cities The Survey and Design Institute of Water Conservancy of Jiangsu Province Co Ltd External Monitoring and Evaluation Agency

9.2 Qualifications and Staff of the Agencies PMOs at various levels are staffed with officials from the People’s Governements and relevant administrations, playing organization and negotiation role in the progress of land expropriation and resettlement. The other implementation agencies are also made up of people with rich experience in construction project management. See the Table 9.1 for the staffing of resettlement agencies, whereas the Table 9.2 for the persons in charge of main project implementation agencies.

Table 9.1 Staffing List of Project Resettlement Agencies

Full- Staff in Rush Agencies time Working Human Resource Staff Time

Officials, P-PMO 2 2 Project Construction and Management Personnels

Officials, Yancheng PRO 3 6 Project Construction and Management Personnels

Officials, Taizhou PRO 6 14 Project Construction and Management Personnels, Engineers, Economist, Public Functionaries

Project Construction and Management Xuzhou PRO 1 2 Personnels, Engineers

PRO of Project Counties 1 5 Public Functionaries (Cities, Districts)

SLRB of Project Cities 2 3 Public Functionaries

The Survey and Design Institute 7 13 Senior Engineers, Engineers of Water Conservancy of Jiangsu Co Ltd

Table 9.2 Persons in Charge of Main Resettlement Implementation Agencies Persons in Subprojects of Agencies Units Duties Project Duties Charge Responsibility

All Subproject Hu Taizhou Vice Permanent Taizhou PRO Components of Zhengping WCB Chairman Vice Chairman Taizhou

All Subproject Yancheng PRO Sun Zhihe City PRO Chief Chief Components of Yancheng

All Subproject Zhang Xuzhou Vice Xuzhou PRO Chief Components of Yuanling WCB Chairman Xuzhou

PRO of Project Counties

(Cities, Districts)

SLRB of Project Cities

Persons in Subprojects of Agencies Units Duties Project Duties Charge Responsibility The Survey and Design Institute Zhou Designing Chief Person in of Water Conservancy of Jiangsu Co Chief Xueqing Department II Designing Ltd Chief Person in Exteranl Monitoring and Evaluation Chief Monitoring andProvincial Project Agency Evaluation

9.3 Respective Responsibilities of the Agencies 9.3.1 Project-PMO To lead, organize and negotiate the project implementation, compile relevant policies, appraise RAP, conduct internal monitoring and check, and make important decisions on resettlement issues ocurring in the project implementation. 9.3.2 PROs of Taizhou, Yancheng, and Xuzhou To lead, organize and negotiate the project implementation, compile relevant policies, appraise RAP, conduct internal monitoring and check, and make important decisions on resettlement issues ocurring in the project implementation. 9.3.3 PROs of Project Cities, Counties and Districts To entrust a designing agency to measure the project affected scope, organize the socioeconomic survey, apply to the Bureau of Land Planning of the project city for permissions of land planning and consruction, and organise and coordinate in the compiling of RAP. To comply with resettlement policies; to propel the resettlement works in terms of project construction schedule; to allot compensation payment and supervise the money utilization; to direct, coordinate and supervise the resettlement activities and progress. To organise and conduct internal monitoring and evaluation; to assign an external independent monitoring agency and to cooperate the external monitoring activities; to appraise monitoring reports; to negotiate on and attend to the disputes and problems during the project implementation; and to make regular reports on the progress of land expropriation and demolishment, money disbursement and project implementation quality to the Bank.

9.3.4 PROs of Project Countries and Towns To organize the socioeconomic survey; to register and investigate the resettled material in kind; to organize the public participation activities; To discuss the resettlement sheme; to partake in the RAP compiling; to comply with the regulations of house demolishment; To report to the bureau of house demolishment and reconstruction of project cities and release the announcement of house demolishment; to comply with the revelant state policies and regulations on project construction land administration; to formulate land expropriation and resettlement scheme and compensation standard in terms of revelant policies and to submit to relevant offices for approval; to go through formalities of project land utilization; to apply for permissions of land planning and construction; to implement resettlement activities; to sign agreements along with relevant project counties and districts on land expropriation and resettlement compensation with affected households and units; to manage information related to land expropriation and resettlement activities; to negotiate and attend to the disputes and problems during the project implementation; to deal with resettlment disputes and grievance, to set out in negotiation and administrative arbitration; to reveal the illegitimate activities in the demolishment and resettlement, to conduct administrative punishment and other penalizations. 9.3.5 Survey and Design Institute of Water Conservancy of Jiangsu Province Co Ltd To mitigate project adverse Impact by optimized project designing; to definite the affected scope of project land expropriation. 9.3.6 External Monitoring and Evaluation Agency To be selected in accordance with the Guidebook of Selecting and Employing Consultants by Borrowers of the World Bank. To report to the Project Leading Panel, PMOs and the World Bank as regards resetttement implementation works as an independent agency.

9.4 Measures to Strengthen the Agencies’ Capacity 1. To definite the duties and responsibilities of resettlement agencies at various levels, to tighten up the supervision and management; to divide the works reasonably, to build up

and improve the rewards and punishments mechanism of resettlement staff, and to arouse their enthusiasm; 2. To furnish the PROs with technical equipments gradually of office accommodations, means of transportation and communication apparatus, including air conditioners, office desks and chairs, computers, printers, fax machines, and means of transportations, so as to enhance the efficiency of the agencies; 3. To select working staff strictly and to raise technical and service training for them to improve their service and management capacities, the training components including the Resettlement Operation Manual of the World Bank, laws and regulations of land expropriation and house demolishment, and resettlement implementation and management; 4. To dispose women cadres in proportion so as to take advantage of the potential of women in the project implementation as much as possible; 6. To establish data base, and to stir up information feedback to ensure the information flow smoothly. The big issues will be submitted to the Leading Panel for settlement; 5. To set up external monitoring and evaluation mechanism, and to build early warning system.

10 Implementation Schedule

10.1 Progress Linkage of Resettlement Works and Project Construction The resettlement implementation schedule is formulated in terms of project components, construction progress, time limit and resettled objects and resettlement measures as well. The resettlement plan shall be linked up with subproject construction progress. It shall be organized on the following principles: 1 The nature of agricultural production shall be taken into consideration. The rural works of land expropriation and house demolishement shall be arranged in slack seasons so as to alleviate the adverse Impact on agricultural production; 2 Houses demolishment shall be carried out stage by stage, but must be finished prior to each subproject start; 3 Compensation shall be paid 5 days prior to house demolishment in general; 4 The affected people shall be informed of house demolishment at least 3 months in advance. At least 2 months shall be reserved for house reconstruction and displacement prior to the dealine of demolishment. They can stay at their old houses till the new ones complete; 5 The house reconstruction time may be set in the light of the actural project construction progress, to be prolonged if required; 6 Land expropriation and house demolishment shall be completed ahead of the project construction start; 7 Land adjustment and reallocation shall be carried out in the interim of production seasons; 8 Public facilities and infrastructures shall be rehabillitated and restored 20 days prior to people’s resettlement so as to minimum the adverse Impact on the living of affected populations; 9 Special facilities and equipments shall be restored at the completeness stage of each sections of project components to mitigate the adverse Impact; 10 The training for affected people shall be set at slack seasons as far as possible;

11 The displacement of affected companies and enterprises shall be arranged of themselves along with their administrations in terms of project construction progress.

10.2 Key Tasks of Resettlement 10.2.1 Key Tasks of Resettlement of Permanent and Temporary Land expropriation 1. Land expropriation and Resettlement 1 The demolishment agencies map land expropriation scopes and definite the quantity of land to be taken and the number of houses to be demolished in the light of survey and exploration; 2 PMOs apply to the planning bureaus for the certifications of land occupation, apply to the Provincial Land Resource Department of Jiangsu for permission of land expropriation; 3 Official approval of land expropriation; 4 PMOs negotiate with land resourse administrations of the project counties (cities) on the land compensation issues, sign agreements, and go through relevant formalities; 5 The Land Administrations of the project counties, along with the related countries (towns) and villages definite the scope and quantity of the land to be taken on the spot; 6 The Land Administrations of the project counties sign the Agreement on Land expropriation with the related countries (towns) and villages; 7 Announcement to the affected people; 8 Disbursement of compensation; 9 Legitimate formalities; 10 Land expropriation. 2. Rehabilitation and Restoration of the Land Taken Temporarily 1 To sign temporary occupation contracts with the original land users; 2 To pay compensation for the temporary land occupation in accordance with the Contracts, as well as pay green crops compensation to the affected households where necessary;

3 To use the land within the contract period; 4 To return the land after the project construction, to rehabilitate and restore it to the pre-project state, or to hand it to the villagers for rehabilitation and re-cultivation of themselves with compensation and subsidies. 10.2.2 Key Tasks of Houses Demolishment of Affected Residents 1 To inform the departments and bureaus of public security, urban houses administration, municipal construction, industrial and commercial administration and street offices to freeze the registered residence within the location of land expropriation and house demolishment, and to suspend the construction license, house reconstruction, house property transaction, house servitude exchange, and house renting and transference in the above areas meanwhile, in terms of the project approval documents and permission of land occupation; 2 To examine and check on the spot in the light of frozen registered households and population and the property materials provided by houses administrations, the checking items including the number of households and population, house properties, house structure and acreage, and ground attachments; 3 To announce resettlement plans, policies, procedures, drawing sheets of resettlement houses, and compensation price, and mark out demolishment scope, time limits and the usage of the land to be taken and welcome public supervision; 4 To sign written agreements with the affected households as regards compensation forms and price, resettlement house acreage and location, and transition forms and time limits, and to take on mobilization works; 5 To sign supplementary agreements with the affected households in the light of displacement sequence and compensation payments after their displacement to definite the house floor, orientation and house number, the agreements to be registered by house demolishment administrations and witnessed by notary organs; 6 Move to new houses.

10.2.3 Key Tasks of Displacement of Affected Companies and Enterprises 1To inform the departments and bureaus of public security, urban houses administration, municipal construction, industrial and commercial administration and street offices to suspend the construction license, industrial and commercial business license, house reconstruction, house property transaction, house servitude exchange, and house renting and transference within the location of land expropriation and house demolishment in terms of the project approval documents and permission of land occupation; 2To examine and check the company and collective houses and their production and business conditions, including the number of affected companies and employees, house properties, structure and acreage, the amounts of large production equipments, annual production outputs, annual profits and annual revenue on average of the employees, with the property materials provided by urban house administrations; 3To apply to house demolishment administrations of project cities in accordance with the project approved documents such as design and plans, surveys, resettlement sheme, and land expropriation for construction; 4To announce resettlement plans, policies, procedures, drawing sheets of resettlement houses, and compensation price, and mark out demolishment scope, time limits and the usage of the land to be taken and welcome public supervision; 5To sign written agreements with the affected households as regards compensation forms and price, resettlement location, and transition forms and time limits, and to take on mobilization works; 6To reconstruct or purchase company houses of the companies themselves; 7To move.

10.3 Schedule of Resettlement Implementation 10.3.1 Formulation Principles The scope of project land expropriation is definited in terms of the design drawings of each project components, to be finished prior to the measurement and calculation of resettled items in kind. The measurement and calculation of resettled items in kind is carried out in the light of the redline map of land expropriation by the project resettlement office along with property

owners, prior to the agreement on resettlement and compensation. PMOs hold resettlement mobilization meetings with the affected households and units to announce relevant land expropriation and resettlement policies and measures prior to the agreement on resettlement and compensation. The announcement of land expropriation and house demolishment will be issued officially after the mobilization meetings. The agreement on resettlement and compensation between resettlement agencies and resettled people shall be signed after the measurement and calculation of resettlement items in kind and the announcement of land expropriation and house demolishement. Transition subsidies shall be paid to the affected people prior to their displacement. Resettlement land for the affected companies and enterprises shall be provided in advance as early as possible to refrain from or mitigate the displacement losses. Compensation and subsidies shall be paid prior to their displacement if closure is unavoidable. To construct the infrastructure ahead of time, and reconstruct first and then expropriate. Compensation and subsidies shall be settled and disbursed after the agreement prior to the displacement. To supervise and monitor the resettlement works in compliance with the resettlement policies so as to satisfy the affected people. 10.3.2 Schedule of Land expropriation and Resettlement The schedule is formulated in accordance with the progress of project land expropriation and resettlement, seeing the tables from 10.1 to 10.3.

Table 10.1 Implementation Schedule of Taidong River Subproject

Yancheng Taizhou Resettlement Activities Agricultural Dongtai Jiangyan Xinghua Development District Definition of Before 2008.08.15 Before 2008.08.15 Before 2008.08.15 Before 2008.08.15 Land Scope Check of Materials in Before 2008.08.30 Before 2008.08.31 Before 2008.08.31 Before 2008.08.31 Kind Mobilization Meetings and 2008.08.31 2008.09.102008.08.31 2008.09.102008.08.31 2008.09.102008.08.31 2008.09.10 Policies

Yancheng Taizhou Resettlement Activities Agricultural Dongtai Jiangyan Xinghua Development District Announcement of Land 2008.08.15 2008.08.312008.08.15 2008.08.312008.08.15 2008.08.312008.08.15 2008.08.31 expropriation Agreement on Resettlement 2008.09.10 2008.09.202008.09.10 2008.09.202008.09.10 2008.09.202008.09.10 2008.09.20 and Selection of Resettlement 2008.09.10 2008.09.302008.09.10 2008.09.302008.09.10 2008.09.302008.09.10 2008.09.30 House and Demolishment of 2008.09.20 2008.09.302008.09.20 2008.09.302008.09.20 2008.09.302008.09.20 2008.09.30 the Old Houses Delivery of Construction Before 2008.09.30 Before 2008.09.30 Before 2008.09.30 Before 2008.09.30 Land Rehabilitation of Production Before 2008.10.30 Before 2008.10.30 Before 2008.10.30 Before 2008.10.30 and Revenue

Monitoring and 2008.08.20 2009.11.202008.08.20 2009.11.202008.08.20 2009.11.202008.08.20 2009.11.20 Evaluation

Table 10.2 Implementation Schedule of the Taizhou Subproject

River Courses Building Structures Resettlement Activities 18 Inner Production Rivers 24 Dykes

Definition of Land Scope 2008.5 2008.5

Check of Materials in Kind 2008.5~6 2008.5~6

Announcement of 2008.7 2008.7 Temporary Land Occupation Mobilization Meetings and Policies 2008.7 2008.7 Disclosure Agreement on Resettlement 2008.8 2008.8 and Compensation

Delivery of Construction Land 2008.10~2009.9 2008.10~2009.9

Rehabilitation of Production and 2009.10~2010.3 2009.10~2010.3 Revenue

Monitoring and Evaluation 2009.1~2011.9 2009.1~2011.9

Table 10.3 Implementation Schedule of Xuzhou Subproject

Number Tasks Unit Amounts Work Days Initial Date I Resettlement Action Plan 1 1.1 Check of Materials in Kind 20 01/10/08 2 1.2 Policy Negotiation 15 01/10/08 3 1.3 Publication on Newspapers one 3 5 03/05/08 4 1.4 Approval of Administrations in Charge 20 10/10/08 5 1.5 The Bank’s Approval 1 11/05/08 II Preliminaries 1 2.1 Organizations Strengthening 8 03/05/08 2 2.2 Public Participation 2.2.1Announcement of Land expropriation and 3 20 03/10/08 Demolishment 4 2.2.2 Propaganda and Mobilization Meetings 25 03/10/08 5 2.2.3Announcement of Policies 15 03/15/08 6 2.2.4Announcement of Individual 15 04/30/08 Compensation 8 2.3Funds Payment 180 05/10/08 2.4Agreement on Land expropriation and 9 30 05/20/08 House Demolishment 10 2.4.1 Agreement on Land expropriation 30 05/20/08 11 2.4.2 Agreement on Land Adjustment 25 05/20/08 2.4.3 Ageement on Resettlement and 12 40 05/20/08 Compensation with Affected Companies 2.4.4 Ageement on Resettlement and 13 40 05/20/08 Compensation with Affected Households 14 2.5Appointment of External Monitoring 1 03/12/08 Agency III Living Rehabilitation

3.1Redemption of Compensation to Affected 1 65 05/25/09 Individuals 3.2Move of Affected Companies and 2 65 07/25/09 Enterprises 3 3.3Demolishment and Clearance 65 07/30/09 4 3.4Infrastructure 20 07/05/09 5 3.5Necessary Public Facilities 25 07/05/09 IV Production Resettlement 1 4.1Agricultural Resettlement 2 4.1.1Land Adjustment 40 05/10/09 4.1.2 Reconstruction of Low-Production Field 60 05/10/09 Reconstruction of Special Facilities and V 35 08/06/09 Equipments VI Training 6.1Cadres Training 30 02/25/09

Number Tasks Unit Amounts Work Days Initial Date 6.2Technical Training 20 02/25/09 VII Internal Monitoring Report 290 02/25/09 VIII External Monitoring Report 295 02/25/09 IX Acceptance of Construction 20 10/01/09 X Post-evaluation 20 11/15/2011

11 Costs and Budget

The total cost of resettlement compensation is 222608.3 thousand yuan in the 1st year Project construction in accordance with the materials survey, compensation standard and resettlement policies, including 182929.7 thousand yuan for Taidong River Subproject, 7804.8 thousand yuan for Taizhou Subproject, and 31873.8 thousand yuan for the Xuzhou Subproject, and the resettlement capital of each project is shown in table 11.1 and seeing the attached tables 10.110.3 for details.

Table 11.1 Investiments of Each Subproject No. Item Taidong River Taizhou Xuzhou Total Subproject tan Subproject tan Subproject tan tan thousand thousand thousand thousand yuan yuan yuan yuan

1 Compensation for Rural ÃÃ ÃÃ ÃÃ ÃÃ DPs 2 Compensation for enterprise displacing and ÃÃ Ã Ã ÃÃ ÃÃ demolishing

3 Compensation for ÃÃ Ã Ã Ã Ã ÃÃ institutions 4 Compensation for Shops ÃÃ Ã Ã ÃÃ ÃÃ

5 Compensation for ÃÃ Ã Ã ÃÃ ÃÃ Particular Equipments 6 Other expenses ÃÃ ÃÃ ÃÃ ÃÃ 7 Expenses for Preparation ÃÃ ÃÃ ÃÃ ÃÃ 8 Taxes and Fees ÃÃ ÃÃ ÃÃ ÃÃ Total ÃÃ ÃÃ ÃÃ ÃÃ

11.1 Money Resource Domestic banks’ loan and financial allocation in light of project arrangements.

11.2 Money Flowing Direction and Disbursement Plan 11.2.1 Money Flowing Procedures The compensation and subsidies will be paid to relevant units or individuals through PROs by the Project Construction and Administration Office of the Provincial Department of Water Conservancy of Jiangsu according to the resettlement policies and compensation

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standard set by the RAP in the process of the project implementation, as illustrated in the following diagram.

Financial Domestic Banks’ Loan Allocation

PMOs

Project Implementation Agencies (Cities)

Affec Affec Affec Propert Resident Propert t-ed t-ed t-ed y s y Resid Com- Enter- Owners to be Owners -ents panie prises of Affected of Ground Intermit- Infratru s Attach- tently c-tures

Diagram 11.1 Diagram of Money Flowing Procedures

11.2.2 Money Allocation and Management The compensation and subsidies will be allocated and utilized in terms of the resettlement policies and compensation standard set by the RAP, under the supervision and management of the internal monitoring agencies as well as for the review of the external monitoring agency. Subproject PROs will sign agreements on financial responsibilities in project resettlement works with the PROs of project counties (cities and districts). The money will be disbursed in turn to the latter through banks in terms of the agreements as well as the implementation progress. PROs of project counties and districts will pay in light of project components respectively. 1 Land expropriation: PROs of project counties and districts will sign agreements on compensation for land taken and ground attachments with the affected countries (towns) and village committees. The compensation and subsidies will be paid in terms of the items,

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quantities, time limits and costs fixed by the agreements by PROs of project counties and districts through banks to PROs of affected countries and towns and then to village committees or village groups. Land compensation will be used to develop agricultural production, resettlement subsidies will be paid to affected units or individuals in terms of the resettlement plan, while the compensation for ground attachments will be assigned to all the affected owners through village committees. 2 Living Houses: PROs of project counties and districts will sign agreements on the living houses condition to be demolished, compensation and subsidies, payment pattern and time limits, and displacement due time, with affected residents. The money will be paid immediately to the affected residents by PROs of project counties and districts. 3 Non-Living Houses and Structures: PROs of project counties and districts will enter into agreements on compensation standard, resettlement pattern and displacement due time, with affected people. The money will be distributed exactly to the affected people by PROs of project counties and districts. 4 Infrastructurs and Public Facilities: PROs of project counties and districts will make agreements on compensation for affected infrastructures and public facilities with affected countries, towns and village committees, or will draw up construction contracts of resettlement project components directly with construction units . The money will be designated in turn to the affected countries towns and villages or contract units in light of the agreements and contracts by PROs of project counties and districts. 5 Special Facilities: PROs of project counties and districts will conclude agreements on restoration and reconstruction and compensation for the affected special facilities with relevant administrative departments. The money will be appropriated to the departments through banks by PROs of project counties and districts.

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12 Monitoring and Assessment

In accordance with the World Bank OP4.12 Involuntary Resettlement and Business Manual of Monitoring and Evaluation of Resettlement Activities of World Bank Sponsored Projects in China, periodical monitoring and evaluation will be conducted over the land expropriation and resettlement works so as to ensure a smooth and successful resettlement in the light of the resettlement action plan. The monitoring included internal monitoring of resettlement agencies and external independent monitoring. Internal monitoring will be implemented by provincial and city PMOs as well as the Project Demolishment Offices in each project cities so as to urge the units and agencies in charge to abide by the resettlement principles and time schedule. Internal monitoring aims at keeping the resettlement agencies in good functions when the project implementing. External independent monitoring is set to take periodical monitoring and evaluation to the land expropriation and resettlement works by independent monitoring agency, which will be appointed in accordance with the Guidebook of Selecting and Employing Consultants by Borrowers of the World Bank. Independent monitoring is expected over the following matters: 1 the functions of resettlement network; 2 implementation schedule and compensation allocation of land expropriation and resettlement activities; 3 resettlement and rehabilitation of affected residents and companies and enterprises; 4 survey and analysis of production and living conditions of resettled people. Independent agency will monitor and evaluate the land acqusition and resettlement activities during the project implementation from an overall and long-term perspective. It will make sure if the resettlement activities carried out abide by the relevant laws and regulations and the Bank’s OP4.12 of Involuntary Resettlement, as well as if the production and living standard of affected people is improved or at least maintained to pre-Project level. It shall suggest to relevant implementation agencies regarding the problems found so as to make them resolved in time.

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12.1 Internal Monitoring PMOs practice an internal monitoring system to scrutinize the resettlement works. A data base of land expropriation and resettlement activities is set up to compile rsettlement action plan related to all the affected residents and units. PMOs will internally supervise and inspect the implementation of resettlement works throughout to end. 12.1.1 Procedures Internal monitoring will be carried out in the following steps: 1 to make clear of internal monitoring components in accordance with the requirements of resettlement implementation agencies, competent departments and external monitoring agency; 2 to list the monitoring items and ask the implementation agencies to make a monthly report to competent departments and project owners; 3 to scrutinize and investigate on-the-spot once a month and to attend to the acceptance inspection of resettlement project; 4 to supervise the implementation of yearly project plan and the capital arrangement and to organize the annual audit along with the provincial resettlement administration; 5 to submit a periodic working schedule report to the Bank in July each project year; 6 to make periodic reports to the P-PMO and to consult with competent departments whenever necessary. 12.1.2 Contents The main monitoring contents are included as follows: 1 land plots allocation of displacement and resettlement, and reconstruction of living houses; 2 implementation schedule and quality of production development project components for the affected people; 3 investigation, resolution and suggestion to the problems among the resettlement implementation and executive agencies; 4 income earning capacity of replaced families after resettlement; 5 resettlement of vulnerable people;

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6 resettlement compensation payment, disbursement and ascertainment; 7 public participation and consultation during the project implementation; 8 training to the affected people and the effect; 9 evaluation to the institutional capacity, training works, working time and efficiency of local PMOs.

12.2 External Independent Monitoring 12.2.1 Independent Monitoring Agency PMO will appoint an independent monitoring agency in strick compliance with the Guidebook of Selecting and Employing Consultants by Borrowers of the World Bank. The monitoting and assessment agency shall have enough qualifications to carry out its work. The assessment panel shall include experienced experts and specialists in project resettlement and sociology. Service Circle: project construction circle plus two years after completeness. Frequency: depending upon the resettlement shedule and arrangement, at least twice a year report during the rush implementation time and once a year report in the other years to the project owners. Samples: 5 percent to 10 percent of affected persons; 10 percent to 25 percent of affected villages; 10 percent to 25 percent of affected companies and enterprises. Report Time: twice a year in July and December respectively during the rush implementation time, once a year in July in the other years. 12.2.2 Responsibilities Independent monitoring agency is expected to intermittently track and evaluate the resettlement activities, to supervise the resettlement schedule, quality and capital disbursement and forward suggestions, as well as to evaluate the housing condition and production and living standard of affected population, and to submit monitoring reports to PMO and World Bank. 12.2.3 Procedures and Contents of Monitoring 1 to compile monitoring and evaluation outline; 2 to develop monitoring and evaluation information system software;

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3 to list survey outline and items, and to make documentary records of typical residents and companies and enterprises; 4 to design sampling scheme with sampling size of 10 percent of affected households and 20 percent of affected companies and enterprises; 5 to conduct baseline survey to the project affected resident households and companies and enterprises to acquire the baseline data of their production and living condition (including living standard, production capacity and income earning capacity); 6 to kick off monitoring and evaluation information system, which includes a data base in sorts providing digital assistance; 7 to conduct a survey Regional socioeconomic survey: to investigate the socioeconomic development conditions of the project area; Monitoring to the resettlement implementation agencies: to evaluate their executive capacity and efficiency; Monitoring to typical affected households: to make clear of rural and urban compensation payment, resettlement houses location, revenue restoration, resettlement quality, living houses reconstruction, and the construction quality of replaced houses and so on; Monitoring to typical companies and enterprises: to make clear of compensation payment, new business land sites requisition, house construction, displacement progress, production rehabilitation, employees’ income restoration and resettlement quality; Public facilities infrastructures: to make clear compensation payment, function restoration of public facilities and reconstruction progress; Negotiation: to join public participation activities during the project designing and implementation period, and to evaluate the participation effect; Grievance redress: to evaluate the grievance redress mechanism and its efficiency. 8 to sort out the monitoring materials and install data base; 9 to analyse comparatively; 10 to compile monitoring and evaluation report every half year.

12.3 Monitoring Index Socioeconomic indicators: income per capita, GDP, employment rate;

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Organizational indicators: staff members, personnel qualifications, regulations and institutions, equipments, and affairs completeness rate; Urban affected residents: payment rate of compensation, displacement houses location, housing acreage, and satisfication degree of resettlement; Affected companies and enterprises: payment rate of compensation, displacement location, communication hours on average of employees, revenue variation rate of employees, tax variation rate, and satisfication degree of resettlement; Affected people by provisional land expropriation: payment rate of compensation, production rehabilitation measures, economic income variation rate, employment rate, and satisfication degree of resettlement; Infrastructures: payment rate of compensation, and function restoration rate.

12.4 Post-Assessment Post-evaluation will be carried out on the base of monitoring and evaluation works after the project completeness. Post-evaluation is expected to conclude the experiences and lessons of the project resettlement activities which may nourish the following similar resettlement projects. The work will be committed by PMO to an external independent agency, who will compile post-evaluation outline and indicators system, conduct socioeconomic investigation, and formulate post-evaluation reports for the Bank and PMO.

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13 List of Rights

Table 13 List of Rights Affected Affected Resettlement and Standard Types Parties Compensation Policies zTo pay compensation for the requisitioned land at the original usage, including land compensation, The planting land to be compensation and requisitioned is compensated Affected subsidies for resettlement provisionally at 16 times Village and ground attachments average production output Groups and green crops. To pay value of the precious 3 years

Permanent the money to the rural from 2004-2006, that is:

Land collectives for production Planting land:ÃÃ Land expropriation development and living yuan/muincluding land Utilizer improvement; compensation and resettlement

zTo pay production subsidies;

resettlement subsidies to Green crops: Ãyuan/mu

those peasants to be See Table 5.1 and 5.2 for resettled and their others. acceptance units; zTo pay grees crops compensation to land contractors.

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Table 13 List of Rights Affected Affected Resettlement and Standard Types Parties Compensation Policies zTo compensate in light of occupation period (for losses); zTo rehabilitate the land to Land pre-project state after the Utilizers Temporary land occupation, and to Production value losses are

Land pay rehabilitation made up at 1320 yuan/mu Land Re- annually; expropriation compensation; cultivation See Table 5.3 for details. zTo pay compensation for Units losses to land contractors; zTo pay re-cultivation subsidies to relevant units. zTo compensate at replacement costs, and to pay displacement subsidies for auxiliaries For rural houses: 2 in terms of actual Brick Mixed: 500 yuan/m Brick and Wood: 450 yuan/m2 expenses; Simple structure: 200 yuan/m2 Rural zTo allocate house plots 2 Property Shed: 100 yuan/m Residents’ for the peasants Owners Moving house subsidy: 350 Houses reconstruction of yuan/person themselves with cash Removing house subsidy: 300 compensation; yuan/person, more information zTo pay transition living are shown in table 5.4.

subsidy and displacement and transportation subsidy.

109

Table 13 List of Rights Affected Affected Resettlement and Standard Types Parties Compensation Policies zTo compensate at replacement cost evaluation method; Rural enterprises: zTo provide factory plots Production and business of reconstruction by rooms: 200600 yuan/m2; governments; Offices and warehouses: Enterprises zTo pay equipments 200500 yuan/m2 displacement and re- Infrastructures: at 15% of assembling subsidies house compensation; and compensation for See Table 5.5. closure losses; zTo compensate for infrastructures. Enterprises zTo go on working in the enterprises after its reconstruction; zSalaries during the closure time shall be Salaries are paid as same as paid from closure them during normal compensation; business time, the same to Employees zTheir interests shall not the medical treatment, be affected during the social security, bonus and displacement period, rewards. including salaries, medical treatment and social security, bonus and rewards. zAs the above policies Enterprises Enterprises As the above. for affected enterprises.

110

Table 13 List of Rights Affected Affected Resettlement and Standard Types Parties Compensation Policies Rural shops: zTo pay compensation Displacement losses: 5 for displacement and thousand yuan/househol; business losses; Business losses: 3.5 thousand Shops Owners zAs the mentioned yuan/household. policies of affected As the mentioned enterprises. compensation for affected enterprises for others. 4m Floodgate 286.3 thousand yuan/one 5m Floodgate 357.2 thousand yuan/one

1Q Irrigation and Drainage 325 thousand yuan/one Station

10KV Electric Wire 100 thousand yuan/km 35KV Electric Wire 200 thousand yuan/km 110KV Electric Wire 300 thousand yuan/km Special Property 220KV Electric Wire 550 thousand yuan/km Facilities Owners 500KV Electric Wire 800 thousand yuan/km

Rural Low-tension Electric 7.5 thousand yuan /km Wire

Transformer 15 thousand yuan/one Telephone Line 7.5 thousand yuan /km Broadcast Antenna 7.5 thousand yuan/km TV Cables 2.5 thousan yuan/km

111 Annex table 1 Collective land expropriation circumstance table in first year project of Jiangsu Province Huai River basin key plain and low-lying land foreign capital project Permanent collective-owned land expropriation (mu) Village group Fish pound Subtotal Paddy field Irrigable land Dry land Vegetable land Garden plot Fish raised carefully Fish raised carelessly Cattail House base Road at ditch and pond

4.80 360.74 1.65 345.74 897.19 413.83 1.29 62.82 13.94 71.62 84.84

56.91 40.26 8.89

56.91 40.26 8.89 Village group One 7.11 3.92 1.29 Village group Two 48.69 36.34 6.49 Village group Four 1.11 1.11 190.73 120.57 9.46 1.88 27.34 190.73 120.57 9.46 1.88 27.34 Village group One 73.6 44.93 4.16 1.88 10.68 group Two 38.93 32.27 6.66 Village group Three 43.98 21.25 5.3 5.9 Village group Four 34.22 22.12 4.1 430.04 202 31.69 42.36

158.1 73.35 14.01 22.8

Village group Four 108.91 50.31 13.34 16.66 Village group Five 29.19 16.25 0.67 0.77 Village group Six 20 6.79 5.37 83.2 31.51 14.05 4.25 Village group One 34.96 8.31 12.43 1.61 Village group Two 19.54 8.75 1.65 Village group Three 28.7 14.45 1.62 0.99 40.38 17.33 2.26 4.52 Village group Two 23.24 12.5 2.26 2.2 Village group Six 17.14 4.83 2.32 111.36 62.11 1.37 10.79 Village group One 9.5 9.5 Village group Two 33.27 19.39 1.37 5.56 Village group Four 36.92 18.91 Village group Five 23.73 10.45 3.45 Village group Seven 7.94 3.86 1.78

14.29

Village group One 1.39 Village group Two 7.57 Village group Three 5.33

22.71 17.7

Village group One 22.71 17.7 219.51 51 1.29 21.67 13.94 69.74 6.25 219.51 51 1.29 21.67 13.94 69.74 6.25 Village group One 44.53 21.27 3.61 4.63 2.23 2.94 Village group Two 46.06 14.11 1.29 7.95 3.21 5.21 2.32 Village group Seven 11.59 6.99 0.36 2.75 Village group Eight 4.16 3.53 0.63 15.64 7.9 Village group Seven 15.64 7.9 40.32 15.18 3.19 40.32 15.18 3.19 Village group Seven 17.05 8.65 Village group Eight 23.27 6.53 3.19

370.75 15.4 218.26 57 2.52 13.12

288.21 0.54 208.87 37.51 2.52 1.71 288.21 0.54 208.87 37.51 2.52 1.71 Village committee 288.21 0.54 208.87 37.51 2.52 1.71

44.07 13.52 3.47 9.45

Jiangyan City Seed 44.07 13.52 3.47 9.45 Multiplication Farm

38.47 1.34 9.39 16.02 1.96

Jiangyan City Aquatic Product Seed 38.47 1.34 9.39 16.02 1.96 Multiplication Farm

627.99 446.86 12.23 36.73 627.99 446.86 12.23 36.73

246.84 166.39 2.86 16.81

Village group One 43.45 33.87 1.25 e group Two 9.46 5 0.46 1.37 Village group Three 5.25 2.57 Village group Four 14.44 5.5 1.36 Village group Five 12.94 7.7 0.4 2.3 Village group Six 60.68 39.17 6.63 Village group Seven 70.47 51.95 2 2.47 group Eight 30.15 20.63 1.43 169.09 120.14 6.06 9.35 Village group One 77.57 47.86 5.16 5.28 Village group Two 57.01 46.72 0.56 Village group Three 0.78 0.78 Village group Four 22.25 19.85 0.49 Village group Five 6.74 3.8 1.19 Village group Six 4.74 1.13 0.9 1.83

75.9 63.29 0.64 3.95 Annex table 2 Temporary collective land occupation circumstance table in first year project of Jiangsu Province Huai River basin key plain and low-lying land foreign capital project Temporay land occupation (mu) Fish pound Township(town) Village Village group Irrigable Fish Vegetable Subtotal Paddy field Dry land Fish raised Garden plot land raised land Cattail carelessly carefully 4345.77 3165.72 25.00 415.63 42.23 157.11 134.88 236.08 10.37

2962.13 2609.52 42.23 138.06 3.20 10.37

944.85 850.33 86.84 1.71

Guangshan Town 16.6 16.6

Pankai 16.6 16.6 Ã Ã Ã Ã Ã Ã Ã Village Village group 16.6 16.6 Ã Ã Ã Ã Ã Ã Ã Two

Tainan Town 188.6 187.3

Caoyin 188.6 187.3 Ã Ã Ã Ã Ã Ã Ã Village Village group 164.4 164.4 One Village group 24.2 22.9 Ã Ã Ã Ã Ã Ã Ã Three

Shiyan Town 501.88 424.28 71.22 1.71

Wuxing 294.74 254.46 38.03 Village Village group 294.74 254.46 38.03 Four Taosi 197.01 159.69 Ã Ã Ã 33.19 Ã Ã 1.71 Village Village group 124.32 96.66 Ã Ã Ã 26.95 Ã Ã Ã One Village group 70.84 61.18 Ã Ã Ã 6.24 Ã Ã 1.71 Two Village group 1.85 1.85 Ã Ã Ã Ã Ã Ã Ã Seven Huangbai 10.13 10.13 Village Village group 10.13 10.13 Ã Ã Ã Ã Ã Ã Ã Three

Zhendong Town 237.77 222.15 15.62

Caoshe 237.77 222.15 Ã Ã Ã 15.62 Ã Ã Ã Village Village group 183.1 167.48 Ã Ã Ã 15.62 Ã Ã Ã One Village group 43.67 43.67 Ã Ã Ã Ã Ã Ã Ã Two Village group 6 6 Ã Ã Ã Ã Ã Ã Ã Three Village group 5 5 Ã Ã Ã Ã Ã Ã Ã Six

1263.93 1099.54 20.69 3.2 8.66

Yuxi Town 1232 1067 21 3.2 9

Yangdong 292.28 255.97 15.06 8.66 Village Village group 5.27 3.83 Six Village group 87.58 71.43 8.66 Seven Village group 199.43 180.71 15.06 Zhangguo Town 753.35 659.65 42.23 30.53

Guodong 199.17 171.85 18.27 Village Village group 179.82 152.5 18.27 One Village group 3.15 3.15 Five Village group 6.5 6.5 Six Village group 4.7 4.7 Ã Ã Ã Ã Ã Ã Ã Seven Village group 5 5 Eight Guoxi 225.33 182.84 30.6 Village Village group 22 22 One Village group 29.1 29.1 Two Village group 15.1 15.1 Four Village group 32 32 Five Village 127.13 84.64 30.6 committee Liudong 33.6 33.6 Village Village group 21.5 21.5 Six Village group 12.1 12.1 Eight Jiangzhuang 295.25 271.36 11.63 12.26 Village Village group 21 21 Three Village group 54.1 54.1 Four Village group 6.3 6.3 Five Village group 4.1 4.1 Six Village group 209.75 185.86 11.63 12.26 Seven

283.75 239.15 25 3 0 16.6 0 0

201.5 172.4 25 2.5 0 1.6 0 0

Qiaotou 14 14 0 0 0 0 0 0

Libao Village farm 14 14 Village

Suchen 187.5 158.4 25 2.5 0 1.6 0 0

Xuzhuang 18.8 18.8 0 0 0 0 0 0

Village group 10.5 10.5 One Village group 4 4 Two Village group 4.3 4.3 Eight

Shuang’an 29.5 29.5 0 0 0 0 0

Village group 18.5 18.5 Five Village group 0.5 0.5 Fourteen Village group 8 8 Sixteen

41.5 26.5 0 0 0 15 0 0

Taidong 41.5 26.5 0 0 0 15 0 0

Zhouqiao 15.5 0.5 0 0 0 15 0 0

Village group 6 6 Four Village group 0.5 0.5 Eight Village group 4 4 Twelve Village group 5 5 Sixteen

Shuangdun 16.75 16.75 0 0 0 0 0 0

Village group 0.5 0.5 Twelve Village group 2 2 Fourteen Village group 14.25 14.25 Twenty

Xuzheng 5.5 5.5 0 0 0 0 0 0

Village group 5.5 5.5 Eight

Dongtang 3.75 3.75 0 0 0 0 0 0

Village farm 3.75 3.75

Agriculture Development Zone 40.75 40.25 0 0.5 0 0 0 0

Nanshe 31.75 31.75 0 0 0 0 0 0

Village group 14.5 14.5 Two Village group 9.75 9.75 Four Village group 7 7 Five Village group 0.5 0.5 Six

Zhongling 8.5 8 0 0.5 0 0 0 0

Village group 0.5 0.5 One Village group 5.75 5.75 Three Village group 2.25 2.25 Six

seed multiplication farm 0.5 0.5

1099.89 317.05 0.00 412.63 0.00 2.45 134.88 232.88 0.00

1099.89 317.05 0 412.63 0 2.45 134.88 232.88 0

Pantang 618.20 163.4 0 123.92 0 0 134.88 196 0

Dingzhuang 258.80 0 0 123.92 0 0 134.88 0 0 Village Village group 123.87 57.55 66.32 One Village group 134.93 66.37 68.56 Two Cuizhuang 359.4 163.4 0 0 0 0 0 196 0 Village Village group 42 42.00 Four

Annex table 3 Village resident house demolition circumstance table in first year project of Jiangsu Province Huai River basin key plain and low-lying land foreign capital project Resident house demolition Soil-wood Sample structure Subtotal Brick-concrete Brick-wood (brick- tile) Other Subtotal Brick-concrete (soil-grass) (soil-grass) m2 number m2 number m2 number m2 number m2 number m2 number m2 number m2 number 21606.02 1241 1458.3 67 19188.13 1121 887.65 47 31.44 3 40.5 3 Ã Ã Ã 21606.02 1241 1458.3 67 19188.13 1121 887.65 47 31.44 3 40.5 3 7623.32 557 19542.86 1117 1458.3 67 17870.18 1038 202.08 11 12.3 1 7197.87 524

200 12 200 12

100 5 100 5

100 7 100 7

620.85 34 567.74 31 53.11 3 285.01 19

478.03 25 424.92 22 53.11 3 195.02 13

142.82 9 142.82 9 89.99 6

590 45 494.58 40 95.42 5 520.18 36

143.42 11 143.42 11 217.63 15

120.38 10 120.38 10 157.23 11

23.04 1 23.04 1 26.08 2

34.32 2 30.88 4 30.88 4 86.91 5

30.88 4 30.88 4 86.91 5

59.86 4 59.86 4 54.80 5

30.34 2 30.34 2 24.90 3

29.52 2 29.52 2

29.90 2

327.44 24 232.02 19 95.42 5 160.84 11

28.4 2 28.4 2

18132.01 1026 1458.3 67 16607.86 955 53.55 3 12.3 1 6392.68 469

15162.31 971 1458.3 67 13638.16 900 53.55 3 12.3 1 6139.59 446

532.42 33 158.98 5 373.44 28 96.78 8

926.74 71 926.74 71 602.21 39

3883.75 235 348.1 13 3535.65 222 1496.73 100

531.78 27 531.78 27 158.32 11

134.42 11 134.42 11 65.20 5

1455.75 102 1402.2 99 53.55 3 1467.16 112

7697.45 492 951.22 49 6733.93 442 12.3 1 2187.09 167 113.21 9 47.12 4 52.95 4 13.14 1 27.24 3

40.4 3 40.4 3

192.98 8 192.98 8 60.00 3

180.9 7 180.9 7 60.00 3

12.08 1 12.08 1

86.02 5 86.02 5

319.86 23 308.57 21 11.29 2 53.83 5 319.86 23 308.57 21 11.29 2 53.83 5

178.2 11 171.53 10 6.67 1 15.36 2

27.95 2 27.95 2

41.32 1 41.32 1 15.36 2

64.48 5 57.81 4 6.67 1

17.39 1 17.39 1

27.06 2 27.06 2 22.62 2 18 1 4.62 1

22.62 2 18 1 4.62 1

59.04 7 59.04 7 26.47 2

59.04 7 59.04 7

26.47 2

60 3 60 3 12.00 1

2406.53 2005.53 2406.53 2005.53 1438.43 1127.43

849 664

499.00 389

350.00 275

589.43 463.43

94.43 94.43

171.00 171

120.50 120.5 Annex table 4 Enterprises and institutions house demolition circumstance table in first year project of Jiangsu Province Huai River basin key plain and low-lying land foreign capital project

Affected population Demolition of house with house ownership certificate Land expropriation (mu) Job character Gender House used for production and management Office house, storehouse

Subtotal Full-time Part-time Simple retiree man woman Permanent Temporary Subtotal Brick-concrete Brick-wood Soil-wood Subtotal Brick-concrete worker worker structure

Ã Ã Ã Ã Ã Ã Ã Ã Ã Ã Ã Ã Ã Ã Ã

1305 586 478 241 960 345 75.15 Ã 9342.74 1549.06 7733.48 60.20 Ã 3927.19 399.14 872 353 278 241 642 230 39.89 Ã 6999.50 1535.38 5403.92 60.20 Ã 2373.99 Ã

872 353 278 241 642 230 39.89 Ã 6999.50 1535.38 5403.92 60.20 Ã 2373.99 Ã

872 353 278 241 642 230 39.89 6999.50 1535.38 5403.92 60.2 2373.99

682 172 269 241 526 156 36.03 3639.59 1079.36 2560.23 1563.15

67 67 49 18 2.4 316.26 316.26 718.96

2 2 2 0.1 Ã Ã

1 1 1 0.5 97.13 97.13 Ã

10 10 7 3 0.36 158.00 158 91.88

1 1 1 0.2 24.91 24.91 Ã

4 4 3 1 0.3 74.39 74.39 Ã

3 3 2 1 69.02 69.02 Ã

4 4 3 1 93.16 93.16 Ã

4 4 2 2 80.40 80.4 Ã

6 6 4 2 50.96 50.96 Ã 2 1 1 1 1 71.68 71.68 Ã

3 2 1 1 2 57.09 57.09 Ã

3 2 1 2 1 60.20 60.2 Ã

1 1 1 83.93 83.93 Ã

4 2 2 2 2 56.61 56.61 Ã

1 1 1 111.78 111.78 Ã

1 1 1 45.08 45.08 Ã

2 2 1 1 97.15 97.15 Ã

2 2 1 1 124.56 124.56 Ã

2 2 1 1 47.08 47.08 Ã

2 2 1 1 91.66 91.66 Ã

2 2 1 1 49.80 49.8 Ã

2 2 1 1 147.30 147.3 Ã

4 4 2 2 79.53 79.53 Ã

2 2 1 1 44.29 44.29 Ã

2 2 1 1 62.94 62.94 Ã

225 205 20 150 75 22 1265 13.68 1251 511.84 212.10

220 200 20 145 75 21.95 1264.97 13.68 1251.29 511.84 212.1 220 200 20 Ã 145 75 21.95 Ã 1264.97 13.68 1251.29 Ã Ã 511.84 212.1

Ã 7.8 13.68 13.68 511.84 212.10

220 200 20 145 75 14.15 1251.29 1251.29 Ã

Annex table 5 Shop house demolition circumstance table in first year project of Jiangsu Province Huai River basin key plain and low-lying land foreign capital project

Affected population Administration Subproject County (city, Village Village Shop Management Impact Township (town) Shop name name district) (resident’s group number category Degree committee) Job Gender character Subtotal Full-time man woman worker

Total

Taidong River Project 8 15 15 10 5

Taidong City 8 15 15 10 5

Ã Zhendong Town 8 15 15 10 5

Caoshe Village 8 15 15 10 5

Village 1 2 2 1 1 group One Shop owned general by Hang 1 all 2 2 1 1 merchandise Xingrong Village 2 4 4 2 2 group Two Shop owned general by Zhou 1 merchandise, all 3 3 1 2 Honggui haircut Haircut shop owned by 1 haircut all 1 1 1 Zhao Weibao Village group 1 1 1 1 0 Three Haircut shop owned by Ju 1 haircut all 1 1 1 Aifeng Village group 4 8 8 6 2 Seven Shop owned general all by Sun 1 merchandise 3 3 2 1 Chengjun Shop owned general all by Zhu 1 merchandise 1 1 1 Maoru general all Shop owned 1 merchandise, 3 3 2 1 by Cui Jinyi mending Shop owned all general by Sun 1 1 1 1 merchandise Changkuan Xuzhou City Treatment 1 2 2 2 0 Project Yunlong Daguozhuang 1 2 2 2 0 District Shanghetou general Quan Xiaohai 1 all 2 2 2 Village merchandise Annex table 6 Production resettlement circumstance table in first year project of Jiangsu Province Huai River basin key plain and low-lying land foreign capital project

Before land expropriation Administration household After land expropriation (mu) Total People affected (mu) County (city, Township Village number affected Village group household Total population by land district) (town) (resident’s by land Land owned Per number expropriation Farmland committee) expropriation before capita expropriation project farmland

Total ÃÃ ÃÃ ÃÃ ÃÃ

Taidong River Project 4736 15391 1392 4640 15831.62 1098.45

Dongtai City 2192 7042.9 689 2199 8363.79 413.83

Guangshan 179 584 58 191 661.42 40.26 Town

Pankai Village 179 584 58 191 661.42 40.26

Village group 81 259 13 42 315.86 1.22 3.92 One

Village group 98 325 45 149 345.56 1.06 36.34 Two

Tainan Town 321 930 183 531 1316 120.57

Caoyin Village 321 930 183 531 1316 120.57

Village group 69 191 56 155 285 1.49 44.93 One

Village group 69 212 49 151 296 1.40 32.27 Two

Village group 82 233 41 117 348 1.49 21.25 Three

Village group 101 294 37 108 387 1.32 22.12 Four

Shiyan Town 897 2929 216 704 3338.53 202

Wuxing Village 172 548 46 145 595.53 73.35

Village group 72 223 30 93 220.96 0.99 50.31 Four

Village group 50 160 9 29 191.17 1.19 16.25 Five Village group 155 527 140 476 681.89 1.29 3.89 Seven

Jiangyan City 1269 4193.4 290 959 4168.84 222.36

Yuxi Town 1159 3823 274 905 4006.84 207.18

Yangdong 115 377.5 42 138 458.79 22.47 Village

Village group 60 196 30 98 144.28 0.74 3.73 Seven

Village group 55 182 12 40 180 0.99 16.87 Eight

Village 134.51 1.87 committee

Yangxi Village 268 876 58 189 932.27 28.94

Village group 60 195 17 55 174.11 0.89 8.88 Two

Village group 58 187 15 48 178.3 0.95 6.78 Four

Village group 46 154 6 20 182.96 1.19 3 Six

Village group 56 182 8 26 177.13 0.97 3.97 Seven

Village group 48 158 12 40 189.77 1.20 5.75 Eight

Village 30 0.56 committee

Zhuzhuang 0 0 0 0 30 0.53 Village

Village 30 0.53 committee

Youzhuang 44 150 11 37 127.78 5.06 Village

Village group 44 150 11 37 128 0.85 5.06 Two

Jinnan Village 10.28

Village 10.28 committee

Bianbei Village 195 642 19 62 527 21.13

Village group 40 130 5 16 107 0.82 5.26 Two

Village group 37 118 8 26 102 0.86 8.57 Seven

Village group 39 123 2 6 104 0.85 2.76 Village group 45 160 6 21 72 0.45 6.53 Eight

Taizhou Modern Agriculture 15.4 Demonstration Region

Nanshe 0.54 Village

Nanshe Village 0.54

Village 0.54 committee

Jiangyan City Seed 13.52 Multiplication Farm Jiangyan City Seed 13.52 Multiplication Farm Jiangyan City Seed 13.52 Multiplication Farm Jiangyan City Aquatic Product Seed 1.34 Multiplication Farm Jiangyan City Aquatic Product Seed 1.34 Multiplication Farm Jiangyan City Aquatic Product Seed 1.34 Multiplication Farm

Xinghua City 1275 4154 413 1483 3298.99 446.86

Zhangguo 1275 4154 413 1483 3298.99 446.86 Town

Guodong Village 480 1573 135 457 1513 166.39

Village group 88 282 35 112 234 0.83 33.87 One

Village group 62 195 5 16 206 1.05 5 Two

Village group 57 192 5 17 208 1.09 2.57 Three

Village group 49 162 8 26 141 0.87 5.5 Four

Village group 56 190 9 31 187 0.98 7.7 Five

Village group 45 140 25 78 173 1.23 39.17 Six Nanshe Village 143 429 42 141 618 7.7

Village group 48 143 27 85 205.5 1.437 2.95 Two

Village group 51 153 10 38 220.5 1.441 3.33 Three

Village group 44 133 5 18 192 1.444 1.42 Five

Xuzhou Treatment Project 286 1283 1109 4495 2719 279.66

Yunlong 286 1283 1109 4495 2719 279.66 District

Pantang 286 1283 623 2632 530 161.29

Dingzhuang 286 1283 286 1245 530 56.6 Village

Village group 158 692 158 673 270 0.39 26 One

Village group 128 591 128 572 260 0.44 30.6 Two

Cuizhuang 337 1387 104.69 Village

Village group 54 233 54 234 105 0.451 15.36 Four

Village group 105 460 105 451 115 0.25 12.21 Five

Village group 84 340 84 341 136 0.4 18.51 Six

Village group 94 365 94 361 124 0.34 8.61 Seven

Village 50 committee

Daguozhuang 486 1863 2189 118.37

Shanghetou 486 1863 2189 99.37 Village

Village group 102 374 102 374 419 1.12 14.50 One

Village group 65 261 65 260 240 0.92 10.26 Two

Village group 67 268 67 268 402 1.5 20.89 Three

Village group 109 396 109 396 408 1.03 19.00 Four

Village group 60 239 60 240 328 1.372 11.38 Five

Village group 55 220 55 220 288 1.309 13.64

Annex table 7 Rural resident house resettlement circumstance table in first year project of Jiangsu Province Huai River basin key plain and low-lying land foreign capital project

Resettlement plan Households Administration Households People affected affected both by County (city, Township Village Village affected by both by land Displacing land district) (town) (resident’s group house expropriation and people dispersedly concentrative expropriation and committee) demolition house demolition house demolition Household Household Standard Standard number number

Total 343 156 513 1052 93 250

Taidong River Project 343 156 513 1052 93 250

Dongtai City 313 152 506 966 63 250 Guangshan 2 9 2 Town Pankai Village 2 9 2

Village group 1 4 1 0.25 Three

Village group 1 5 1 0.25 Four Tainan 14 12 41 47 14 Town Caoyin 14 12 41 47 14 Village Village group 9 7 22 28 9 0.25 One

Village group 5 5 19 19 5 0.25 Two Shiyan 22 10 44 69 22 Town Wuxing 6 6 27 27 6 Village Village group 5 5 23 23 5 0.25 Four

Village group 1 1 4 4 1 0.25 Five

Xinba Village 4 4 17 17 4

Village group 4 4 17 17 4 0.25 One

Taosi Village 4 8 4

Village Village group 1 2 1 0.25 Four Bianbei 1 1 2 2 1 Village Village group 1 1 2 2 1 0.25 Ten Biannan 1 1 2 2 1 Village Village group 1 1 2 2 1 0.25 Four

Wuxi Village 1 2 1 Village group 1 2 1 Eight Yuduo 2 2 3 3 2 0.25 Town Henan Village 2 2 3 3 2 0.25

Village group 2 2 3 3 2 0.25 Two Taizhou Modern Agriculture 12 35 12 Demonstration Region Nanshe 12 35 12 Village Nanshe 12 35 12 Village Village group 1 2 1 One Village group 2 4 2 Two Village group 3 12 3 Three

Village group 2 5 2 0.25 Five

Village group 4 12 4 0.25 Six

Xinghua City 9 33 9 Zhangguo 9 33 9 Town Guodong 4 0 0 13 4 Village Village group 1 1 1 0.25 One

Village group 1 6 1 0.25 Three

Village group 1 5 1 0.25 Four

Village group 1 1 1 0.25 Five

Annex table 8 Enterprise and institute resettlement circumstance table in first year project of Jiangsu Province Huai River basin key plain and low-lying land foreign capital project

Affected Land expropriation (mu) County (city, Township Administration Unit Enterprise Impact Unit name Unit kind worker Resettlement way district) (town) Village address number Degree number Land Land expropriation occupation

Total

Taidong River Project 49 1305 75.15

Zhendong Caoshe Dongtai City 44 872 39.89 Town Village Caoshe Rebuild at actual Parts of Qianjin New Construction residence place by joint-stock 1 equipment 682 36.03 Material Ltd. land expropriation or affected rebuild on the spot Dongtai New Energy Sources Caoshe Parts of Construction Material Co. Collective 1 equipment 67 2.4 Cash compensation (Zhendong Refinery) affected Zhendong Town supply and Caoshe all Collective 1 1 0.5 Cash compensation marketing cooperative Zhendong hydrologic Caoshe all Resettlement by Institute 1 2 0.1 monitoring Station Caoshe all Displace to the new Small hardware factory Private 1 10 0.36 plann (owned by Zhao Peiqi) enterprise Caoshe Private all Displace to the new Rice factory(owned by Sun 1 1 0.2 planned region and Changhong) Caoshe Private all Displace to the new Rolling mill (owned by Zhu 1 4 0.3 planned region and Maosheng) Caoshe Private all Displace to the new Individual workshop (owned 1 3 planned region and by Zhu Jungeng) Caoshe Private all Displace to the new Individual workshop (owned 1 4 planned region and by Li Junfu) Caoshe Private all Displace to Individual workshop (owned 1 4 planned region and by Sun Chenxiang) Caoshe Private all Displace to the new Individual workshop (owned 1 6 planned region and by Sun Chengwan) Caoshe Private all Displace to the new Individual workshop (owned 1 2 planned region and by Sun Longsheng) Caoshe Private all Displace to the new Individual workshop (owned 1 1 planned regio by Zhu Maoyu) Caoshe Private all Displace to the new Individual workshop (owned 1 4 planned region and by Chen Yongzhi) Caoshe Private all Displace to the new Individual workshop (owned 1 2 planned region and by Jiang Xinming) Private all Displace to the new Individual workshop (owned Kaier 1 2 planned region and Caoshe Private all Displace to the new Individual workshop (owned 1 2 planned region and by Cui Shigao) Caoshe Private all Displace to the new Individual workshop (owned 1 2 planned region and by Sun Daming) Jiangyan 3 225 22 City

Yuduozeng Heyan Village 2 220 21.95

Yuduo Construction Material Heyan Attachment Collective 1 7.8 Cash compensation Factory Village affected Small parts Jiangyan City Yuduo Heyan of Collective 1 220 14.15 Cash compensation Construction Material Factory Village equipment affected Wuzhuang Yuxi Town 1 5 Village Small parts Jiangyan City crushed sand Wuzhuang Private of 1 5 Cash c Ltd. Village enterprise equipment affected Agriculture Development 1 208 12.81 Zone Aquatic product 1 208 12.81 breeding farm Aquatic product 1 208 12.81 breeding farm Aquatic Small parts Aquatic product breeding farm product of Collective 1 208 12.81 Cash compensation tile factory breeding equipment farm affected Jiangsu Oil field 1 0.5 extraction Company Small parts Jiangsu Oil field extraction Caoshe of State-owned 1 0.5 Cash com Company Village equipment affected Xuzhou City Treatment 2 88 11 1 Project Shanghetou Yunlong District 2 88 11 1 Village Xuzhou Hongxing Pickles Shanghetou Private 1 all 40 5.5 Cash compensation Factory Village enterprise Haihua Shanghetou Private 1 Main part 48 5.5 1 Cash compensation Alloy Equipment Factory Village enterprise

Annex table 9 Shop houses resettlement circumstance table in first year project of Jiangsu Province Huai River basin key plain and low-lying land foreign capital project

Number of Project Name Name of Affected Affected Resettleme Resettlement Village group expropriate and Location shops degree persons nt ways condition d land(mu)

Whole village 17 1.01

Village group One 2 0.13

Recover Hangxin Cash ing the grong all 2 0.13 compensati business by shop on finding a suitable place

Two 4 0.13

Recover Zhouhon Cash ing the ggui all 3 0.1 compensati business by shop on finding a suitable place Z Recover haoweib Cash ing the ao all 1 0.03 compensati business by haircutti on finding a ng shop suitable place

Three 1 0.05

Taidong river Recover Project(Caoshe Cash ing the Ju Village in all 1 0.05 compensati business by aifeng Zhendong Town on finding a in Dongtai City) suitable place

Annex table 10-1 Investment budgetary estimate table of Taidong River Project in first year resettlement compensation

Unit price (ten Investment (ten Item Unit thousand Quantity thousand Yuan) Yuan)

Part One Rural resettlement Compensation expense 10061.84

Compensation expense for land expropriation and 7015.94 resettlement subsidy Compensation expense rural land expropriation 2548.04 3076.55

Paddy field mu 2.0480 1098.45 2249.63 mu Irrigable land 2.0480 0 0.00 mu Dry land 2.0480 0 0.00 mu fish farming carefully 3.1760 1.65 5.24 mu fish farming careless 0.8704 345.74 300.93 mu Cattail land 0.8704 216.72 188.63 mu Bamboo woods 0.8704 0 0.00

Resident base 74.14 0.00 mu Road at ditch and pond 0.7680 172.15 132.21 mu embankment on the low-lying land 381.39 0.00 mu Bottomland towards river water 0.7680 239.11 183.64 mu wild rice stem 0.8704 18.69 16.27 mu Temporary land occupation 2962.13 2369.70 Compensation funds for land occupation in region mu 0.2560 0 0.00 of throwing away soil Restoration project expense in region of throwing mu 0.1440 0 0.00 away soil Compensation funds for land occupation in mu 0.3840 2962.13 1137.46 draining mud region mu Restoration project expense in draining mud region 0.4160 2962.13 1232.25 mu Young seedling compensation 0.0660 2548.04 168.17 mu Management-used land 2.1120 4.2 8.87

Fruit tree (grow into useful timber) 0.03 206 6.18

Special type fruit tree (young) 0.003 0 0.00

Special type fruit tree (grow into useful timber) 0.1 35 3.50

Compensation expense for infrastructure 527.70

Land expropriation in new place mu 2.048 107.00 225.98 Compensation expense for infrastructure by person 0.15 333 83.16 resettlement dispersedly Compensation expense for infrastructure by 218.55 resettlement centralized rock-fill object 38.74 Ten land for building houses thousand 14 2.40 33.61 m3 Ten road pavement and roadbed thousand 14 0.37 5.12 m3 Traffic road project in resettlement place 95.26

Trunk road m2 0.0075 5892.00 44.19

Branch road m2 0.0065 4032.00 26.21

Laneway m2 0.003 7474.00 22.42

Concrete field before resettlement buildings m2 0.003 814.00 2.44

Water supply project 23.17

100mm steel tube purchased and installed m 0.012 485.00 5.82

60mm steel tube purchased and installed m 0.008 1002.40 8.02

40mm steel tube purchased and installed m 0.003 1480.00 4.44 100mm galvanization tube purchased and m 0.012 120.00 1.44 installed 60mm galvanization tube purchased and installed m 0.008 100.00 0.80 20~25mm galvanization tube purchased and m 0.0025 900.00 2.25 installed catch basin 0.08 5.00 0.40

Drainage project 14.46

300mm tube purchased and installed m 0.0045 1330.00 5.99

400mm tube purchased and installed m 0.006 150.00 0.90

500mm tube purchased and installed m 0.0065 564.00 3.67 catch basin 0.1 26.00 2.60

Well in the main drainage channel 0.05 10.00 0.50 channel for draining rain and waste water around m 0.0035 230.00 0.81 resettlement buildings Power supply project 19.53

Transformer and distribution equipment 4.67 3.00 14.00

10Kv line m 0.003 500.00 1.50

400v line m 0.002 530.00 1.06 Dock 10 1 10

Pot 0.1 12 1.2

Earth kiln 1 2 2

Crane 0.5 8 4

Pond made of cement m2 0.03 256.62 7.70

Chimney 0.5 2 1

Bank reinforced M 0.03 472 14.16

Underground pipeline M 0.001 1280 1.28

Underground cable M 0.0065 0 0

Brick land m2 0.003 1000 3.00

Young tree 0.0005 39 0.02

Grown tree 0.002 55 0.11 Compensation for institution demolition and 0.21 rebuilding Area of land expropriation mu 2.112 0.1 0.21

Compensation for store 30.00

Area of land expropriation mu 2.048 0.71 1.45 house 372.08 12.69

Steel-concrete house m2 0.05 0 0.00

Brick-concrete house m2 0.0419 0 0.00

Brick-wood house m2 0.0341 372.08 12.69

Soil-wood house m2 0.0288 0 0.00

Other m2 0.012 0 0.00

Subsidy for infrastructure 0.25 12.69 3.17

Displacing equipment and loss household 0.5 8 4.00

Compensation for stopping business Person 0.35 15 5.25 Part Five Compensation for restoration and 2833.53 rebuilding of special project Expense for restoration and rebuilding of 282.75 transmission and transformer establishment 10KV transmission line km 10 3.00 30.00

35KV transmission line km 20 0.00 0

110KV transmission line km 30 7.39 221.7

Electric line in village km 5 5.01 25.05

Transformer 1.5 4 6 Expense for restoration and rebuilding of telecom 74.68 establishment Phone and broadcast line Km 0.75 2.5 12.50

Optical fiber cable Km 8 9.10 72.80 Ferry in the way of human power 1 8 8.00

Bank reinforced m 0.03 536 16.08

Oilcan 0.1 1 0.10

Martyr tomb 5 0 0.00

Triangle point, benchmark 5.46

Compensation and rebuilding expense for oil well 10 1 10.00

Add up from Part One to Part Five 12895.36

Part Six other expense 1017.46

Reconnaissance, plan and design expense 12895.36 3% 386.86

Implementation management expense 12895.36 3% 386.86

Technique training expense 10061.84 0.50% 50.31

Surveillance, monitoring and assessment expense 12895.36 1.50% 193.43

Add up from Part One to Part Six 13912.82

Part Seven preparative expense 695.64 preparative expenseFrom Part One to Part 5% 13912.82 695.64 Six× Part Eight other tax and fee 3684.51

Land reclamation expenseYancheng mu 0.4202 413.83 173.90

Land reclamation expenseTaizhou mu 0.5136 684.62 351.61

Land occupation tax mu 2.0000 1579.50 3159.00

Total Investment at static state 18292.97

Annex table 10-2 Investment budgetary estimate table of Taizhou City Treatment Project in first year resettlement compensation Unit price (ten thousand Investment (ten Item Unit Quantity Yuan) thousand Yuan) Part One Compensation for rural DPs and land use expense 665.63 A. compensation for land expropriation and subsidy for 665.63 resettlement a. collective land expropriation 26.97

Compensation for paddy field expropriation mu 2.112 7.7 16.26

Compensation for fish pond expropriation mu 3.244 3.15 10.22

Compensation for young seedling mu 0.064 7.7 0.49

b. temporary land occupation mu 534.25 638.66

Compensation funds for land occupation in construction mu 0.1320 6 0.79

Restoration project expense for land occupation in construction mu 0.0500 6 0.30 Compensation funds for land occupation in region of throwing mu 0.2244 6 1.35 away soil Restoration project expense in region of throwing away soil mu 0.2027 6 1.22

Compensation funds for land occupation in draining mud region mu 0.4064 522.25 212.24

Restoration project expense in draining mud region mu 0.8095 522.25 422.76

Part Four Compensation for special project 0.00

Add up from Part One to Part Five 665.63

Part Six Other expense 53.25 Rural houses 108.57 Brick-concrete house m2 0.05 2014.53 100.73 Sample structure m2 0.02 392.03 7.84 Outbuildings 176.57 Toilet 0.028 33 0.92 Shed for domestic animal and poultry m2 0.01 8766 87.66 fence m2 0.0015 4192 6.29 Gate tower m2 0.01 40 0.40 Motor-pumped well 0.15 2 0.30 Hand-press well 0.026 32 0.83 Cement ground m2 0.003 104 0.31 Phone 0.020 7 0.14 Pond m3 0.03 2657 79.71 Subsidy for displacing 11.31 Living subsidy at the transition time person 0.030 174 5.22 Transportation expense for displacing person 0.035 174 6.09 C. Enterprise 196.41 House and attachment 125.26 Brick-concrete house m2 0.05 2491.20 124.56 Sample structure house m2 0.02 35.00 0.70 Outbuildings Hand-press well 0.026 2.00 0.05 Well 0.015 1.00 0.02 Fence m2 0.0015 530.00 0.80 Toilet 0.028 2.00 0.06 Cement ground m2 0.003 1864.00 5.59 Pond m3 0.045 423.00 19.04 Drainpipe m 0.001 300.00 0.30 Phone 0.020 2.00 0.04 Air-condition 0.020 2.00 0.04 Ten Compensation for infrastructure thousand 0.15 125.26 18.79 Yuan Loss of equipment and 10% 132.34 13.23 19.85 expense for temporary store Loss for stopping business person 0.15 88 13.20 D. Business 10.96 and attachment Brick-concrete house m2 0.05 120.00 6.00 Sample structure house m2 0.02 71.00 1.42 Cement ground m2 0.003 71.00 0.21 Tree 0.004 24.00 0.10 Ten Compensation for infrastructure thousand 25.00% 7.33 1.83 Yuan Loss of equipment and Ten 7.33 1.10 1.10 thousand Yuan Ten Surveillance, monitoring and assessment thousand 1.5% 2164.44 32.47 expense Yuan preparative 116.84

Ten Basic preparative expense thousand 5.0% 2336.80 116.84 Yuan other tax and 733.74 Land reclamation expense mu 0.42 272.30 114.42 Land occupation mu 2.00 309.66 619.31

Investment at 3187.38 static state

Annex one

Village-level Plan (typical village)

Annex of First-year Resettlement Action Plan of Key Plain and Low-lying Land Treatment Project Financed by Foreign Capital in Huai River Basin In Jiangsu Province

Jiangsu Surveying and Design Institute of Water Resources Limited Company First-Grade Design certificate No. 100104-sj March, 2007

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1 Liudong Village at Zhangguo Town in Xinghua City

1.1 General Situation of Liudong Village

Liudong Village of Zhangguo Town in Xinghua City is the affected village of Taidong River Project, and there is 1 village, and 8 village groups, 437 households, 1472 persons, among them, there are 143 non-agriculture person, covering 10%, the proportion of between male and female is 5149. The labor force of total village is 651, among them there are 11 labor forces working in First Industry covering 2% and 640 labor forces working in Second or Third Industry covering 98% of total labor force. The total area of land in village is 1600 mu, among them, there are 901 mu farmland and 699 mu construction land. There are 754 mu land for farming in village, and per capita farmland is about 0.57 mu; The agriculture production gives priority to planting grain and cotton, and the area of paddy planting is 972 mu, and the yield of per area is 520 kg./mu; the area of wheat planting is 568 mu, and the yield of per area is 423 kg./mu; the area of barley planting is 302 mu, and the yield of per unit area is 417 kg./mu; the area of cotton planting is 57 mu, and the yield of per unit area is 89 kg./mu. There are 30 industrial investigation projects in village, but their scales are smaller, and capital asserts are 5200 ten thousand Yuan, and annual production total value are 12300 ten thousand Yuan, and annual net income are 1100 ten thousand Yuan. Third Industry gives priority to wholesale and retail, restaurant and carrying trade. Enterprises in village can receive 600 labor forces, and wage level is 10000 Yuan/year. Village GDP in 2005 is 9586 ten thousand Yuan, among them, GDP in First Industry is 1620 thousand Yuan, covering 1.69%; GDP in Second Industry is 8172 thousand Yuan, covering 85.25%; GDP in Third Industry is 1252 thousand Yuan, covering 13.06%. Per capita net income of villagers is 7856, and agriculture income is 822 Yuan, covering 10.56%; Second and Third Industry income is 7034 Yuan, covering 89.54%. 1.2 Project Impact

Land expropriation in Liudong Village affected by First-year Taidong River Project are 75.9 mu, among them, paddy land are 63.29 mu, fish pond that are rough raised are 0.64 mu, other land are 11.97 mu. Land expropriation involves 106 persons in 33 households from 3 village groups. With the survey, in 3 affected village groups, there are 164 households totally and 528 persons, and 384.9 mu farmland; average farmland of each household are 2.35 mu, and land expropriation averaged by household is 1 mu farmland, and rate of land expropriation is 16.44%, impact degree averaged by household is 42.80%. Among them, Six Village Group in Liudong Village was affected by land expropriation most, and rate of land expropriation in village is 20.45%. Circumstance of land expropriation impact is shown in Table 2.1. Table 2.1 Analysis table on circumstance of land expropriation Before land expropriation Impact of land expropriation Impact rate of land expropriation average average Name of farmland farmland Rate of Total Total Farmland Farmland Household Population Rate of village household Household population (mu) of each (mu) affected affected of each population group household household (mu) (mu)

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Before land expropriation Impact of land expropriation Impact rate of land expropriation average average Name of farmland farmland Rate of Total Total Farmland Farmland Household Population Rate of village household Household population (mu) of each (mu) affected affected of each population group household household (mu) (mu) Five Village 52 166 110.2 2.12 19.19 11 35 0.91 40.38 45.18 Group Six Village 57 191 145.2 2.55 29.7 10 34 0.99 52.63 59.69 Group Eight Villa ge 55 171 129.5 2.35 14.4 12 37 1.20 21.82 21.64 Grou p Total 164 528 384.9 2.35 63.29 33 106 1.00 38.41 42.80

1.3 Public Participation Process

From April to May in 2005, Jiangsu Province Project Survey Research Institute organized and surveyed the house circumstance and society & economy in the region of land expropriation and house demolition, and some representatives of related displaced persons took part in the survey. From May in 2005 to December in 2005, while the survey of materiel affected by land expropriation and household, the complementary survey and society & economy survey, PMO organized special survey group, and related displaced persons all took part in the survey, and listened to residents’ and enterprise’s advise to land expropriation and households, and made wide consultation and also made social and economic survey and survey about public suggestion and psychology, and surveyed the resettlement will and displaced persons’ attitude. From June to July in 2006, before fulfilling the resettlement plan, the village functionary had interviews with affected villagers in total village, and collected the will of affected residents and units. Before compiling the resettlement plan of Taidong River First-year Project, under the consultation with Jiangsu Province and local PMO, county PMO organized the design unit, the implementer from village and town resettlement institutes and village’s together, according to collected will, concretely implemented a resettlement plan. Because most of land owned by villager groups in village were rented to enterprise for production, and affected villagers basically all go to work in these business enterprises, they depend on the rent from the land and wages from working, the family labor force no longer follows the planting production, through discussion in the villager group, and consistently request: After land expropriation, displaced persons should be compensated all cash one time by stated standard. June 5th in 2007, resettlement plan design unit, the implementer of resettlement institutes from Xinghua city and Zhangguo Town together with Liudong village's staff go deep into displaced persons’ household to take up surveys about employment and income recovering problem after land expropriation, and possessed present condition of employment and income of displaced persons, displaced persons stated that they had confidence to recover income after land expropriation as long as paid reasonable compensation.

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1.4 Recovering Income Measures

a. Recovering Income Measures Because the village’s business enterprises are more, the overwhelming majority of affected villagers have already worked inside the village’s business enterprise. Although land expropriation affects villagers’ production and life, but their getting resettlement funds will speed local development of the private enterprise. Through survey analysis and consultation with displaced persons, the project unit asked and collected the will of displaced persons, and recovering income measures of affected villagers are followings: Measure one is cash compensation. Strictly according to the compensation standard and the impact quantity, issue the compensation expenses to the hand of displaced persons in time. Measure two is going on developing Second and Third Industries. With the compensation funds, adjusting structures of Second and Third Industries, extending the private enterprise scale, carrying out a development intensified and in scale, for displaced persons’ employment creates more conditions. Measure three is strengthening training and arranging employment. The professional technical ability training to parts of labor force in village resettlement region can provide more labor force resources for the village's business enterprise, and can raise village labor force quality, and increase their income. b. Risk and Evading Risk In the process of resettlement for land expropriation and house demolition in Liudong Village, parts of village groups are affected by land expropriation very big, and the rate of land expropriation in total land in village is above 10%, but business enterprises in Second and Third Industry are flourishing, in GDP, the proportion of agriculture production value isn't up to 2%, in net income of the villager, the proportion of agriculture income is lower, the main income source of the villager are the wages income in the village's business enterprise and the land rent, and affected family labor force all go to work in the village's business enterprise, don't make a living by plant. In the meantime, the compensation standard given is appropriate, and compensation funds are acquirable and guaranteed, and income recovering plan is feasible. Therefore the risk of resettlement for land expropriation is smaller. In order to assure going on wheels of land expropriation and resettlement smoothly, and avoid that the allotment and management of compensation funds for land expropriation are not in time and not public, local governments need to strengthen the village work publicity and the superintendence of using compensation funds for affected villagers. c. Income Recovering Pattern According to the survey result by going into villager’s house in June 5th, 2007, this village income recovering can be reduced to three kinds of patterns: become a shareholder of village-running business enterprise; Run a business enterprise by oneself; retire to enjoy life. The followings are analysis on three typical households. Become a shareholder of village-running business enterprise —Yang Defa (typical household) His family is made up of 4 people, 2 females and 2 males, labor forces are 3 people, and one student. a. Employment: there is 1 person in agriculture production (he can do a part-time job in farming free time and can earn 30 Yuan each day); 2 persons working in the native business enterprise (annual average wages is10000Yuan). The family net income in 2006 was 25000 Yuan, among them, the wage income was 20000 Yuan, covering 80% of the pure income, rest 15% was an agriculture income, rest 5% is other incomes. There are 4.5 mu farmland before

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land expropriation, and are all paddy field, and 1.8 mu land were acquired, surplus lands are 2.7 mu; b. Land production: In 2006, main harvest were the paddy rice and wheat, the paddy rice are 2700 kg., the production value was 5225 Yuan; the wheat were 2025 kg., the production value was 2918 Yuan, adding up the production value as 8143 Yuan, and the net income was about 3750 Yuan deducting cost. c. Land expropriation impact: this project acquired paddy field 1.8 mu, according to the production level in 2006, the net income lost in agriculture is 1500 Yuan after land expropriation. d. Compensation funds: Don’t carry on the land adjustment according to Jiangsu Province policy, the land compensation funds given directly to affected family can’t be less than 70% of land compensation, the rest are used for collective public-spirited welfare. Therefore, this family can get 25805 Yuan land compensation expenses at least. Yang Defa prepared making use of this funds to become a shareholder in a business enterprise in the village, the annual bonus is about 10%, he can get 2500 Yuan each year, which can make up the loss of land completely, because of the land reducing, his wife has more time to go out for a part-time job to increase income. Run a business enterprise by oneself —Yang Chunjiu (typical household) His family is made up of 3 people, 1 female and 2 male, labor forces are 3 people. a. Employment: there is 1 person in agriculture production (she can help family factory in farming free time); 2 persons working in the family business enterprise; He run a family cement-prefabricated processing factory, there are 6 workers who are all villagers from this village in factory, and production time are 10 months each year, and family net income in 2006 was 90000 Yuan, among them, the wage income was 88200 Yuan, covering 98% of the pure income, rest 2% was an agriculture income. There are 2.6 mu farmland before land expropriation, and are all paddy field, and 1.4 mu land were acquired, surplus lands are 1.2 mu; b. Land production: In 2006, main harvest were the paddy rice and wheat, the paddy rice are 1560 kg., the production value was 3020 Yuan; the wheat were 1170 kg., the production value was 1686 Yuan, adding up the production value as 4706 Yuan, and the net income was about 1790 Yuan deducting cost. c. Land expropriation impact: this project acquired paddy field 1.4 mu, according to the production level in 2006, the net income lost in agriculture is 964 Yuan after land expropriation. d. Compensation funds: Don’t carry on the land adjustment according to Jiangsu Province policy, the land compensation funds given directly to affected family can’t be less than 70% of land compensation. Therefore, this family can get 20070 Yuan land compensation expenses at least. Yang Chunjiu prepared investing this funds to into his family enterprise, and fetch in the environment-protection equipment project, and the net income each is 20 % total cost each year, and he can get 4014 Yuan which can make up the loss of land completely. Retire to enjoy life—Cao Jinzhong (typical household) His family is made up of 2 people, 1 female and 1 male, and they are all over 60 years old. a. Employment: there is 2 persons in agriculture production, the family net income in 2006 was 4400 Yuan, among them, their children gave them cost of living 2000 Yuan, covering 45.5% of the pure income, rest 54.5% was an agriculture income, rest 5% is other incomes. There are 2.0 mu farmlands before land expropriation, and are all paddy field, and 1.0 mu land were acquired, surplus lands are 1.0 mu;

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b. Land production: The land all are rented by others, who gave them 1000 kg. paddy rice each year, valuing 1700 Yuan, and gave 500 kg. wheat, the production value was 700 Yuan, adding up the income as 2400 Yuan. c. Land expropriation impact: this project acquired paddy field 1.0 mu, according to the rent, the net income lost in agriculture is 1200 Yuan after land expropriation. d. Compensation funds: Don’t carry on the land adjustment according to Jiangsu Province policy, the land compensation funds given directly to affected family can’t be less than 70% of land compensation. Therefore, this family can get 14336 Yuan land compensation expenses at least. He prepared saving this funds into the bank, and the interest each year is 3% of 14336 Yuan, that is 430 Yuan, which can not make up the loss of land completely, but he thought that saving in the bank is safer than investing in enterprises. If he faces the living difficulty, his children can help him and increase in living subsidy, if he gets ill, there is the cooperative medical service security.

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2 Caoshe Village at Zhendong Town in Dongtai City

2.1 General Situation of Village

Caoshe Village locates eastward Zhendong Town government in Dongtai City. There are 1062 residents’ households totally, and its total population is 3905 people, among them the non-agriculture population are 700 people. The whole village labor force adds up to 1700 people, covering 43.53% of the whole village population. Among them there are 300 labor forces engaged in First Industry, 910 in Second Industry, 490 in Third Industry. There are 4145 mu farmland inside the village, and per capita area of cultivated farmland is about 1.06 mu; The agriculture production gives priority to planting food and cotton, planting structure comparison are food covering 70% and cotton covering 30%, the average yield of wheat is 420 kg., paddy rice is 530 kg., cotton is 85 kg.. The private enterprises are a lot, but their scales are smaller, the great majority of them are individual workshops. GDP was 320,000,000 Yuan in 2005, among them First Industry was 10,000,000 Yuan, Second Industry was 290,000,000 Yuan, and Third Industry was 20,000,000 Yuan. Per capita net income of farmers is 10,010 Yuan, among them, the agriculture income is 1502 Yuan, the Second Industry income is 6006 Yuan, and the Third Industry income is 2502 Yuan. 2.2 Survey on family circumstance of affected peasant household

The spot check carried on social & economic circumstance of peasant household family affected by land expropriation and house demolition are 28 valid sample households with 112 people, covering 12.07% of affected households. The family gross income is 1034750 Yuan, per capita income is 9239 Yuan, among them, planting income is 111350 Yuan, covering 10.76% of family gross income; The sideline income is 73000 Yuan, covering 7.05% of it; The wage income form enterprises and institutes is 372700 Yuan, covering 36.02% of it; The out work income 246500 Yuan, covering 23.82% of it; Other income is 231200 Yuan, covering 22.34% of it. The proportion of wage income form enterprises & institutes and out work income are bigger and covering 60% of residents income, the proportion of agriculture income is lower, as explaining the main income source of surveyed family are from Second and Third Industry. The total family expenditure is 440965 Yuan, and per capita expenditure is 3937 Yuan, among them, the agriculture production expenditure proportion is 12.11%, and living expenditure proportion is 27.51%, other expenditure proportion reach to 60.38%. Per capita pure income of peasants all is 8762 Yuan, and this village belong to the agriculture village whose economy development is quicker in this region. The income and expenditure circumstance of households affected by land expropriation and house demolition shows in Table 2.2. Table 2.2 The income and expenditure circumstance of affected households in Caoshe Village Per capita Total income Item amount Proportion (Yuan each (Yuan) person) Annual Income Agriculture income

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Per capita Total income Item amount Proportion (Yuan each (Yuan) person) sideline income income form enterprises and institutes out work income Other income Total annual income agriculture production expenditure Annual living expenditure expenditure other expenditure Total annual expenditure Per capita net income(per capita annual income-per capita agriculture production expenditure)

2.3 Analysis on Land Expropriation Impact

First-year Taidong River Resettlement Project totally acquires 219.51 mu land in Caoshe Village, among them paddy field are 51 mu, carefully cultured fishpond are 1.29 mu, not carefully cultured fishpond are 21.67 mu, other lands are 145.55. Land expropriation involves 773 people from 232 households in 5 village groups. Through the survey, 5 affected village groups totally have 795 households, 2601 people, totally 3047.84 mu farmland; and each household has 3.83 farmland averagely, the average land expropriation of each household are 0.22 mu, the rate of land expropriation is 1.67%, the impact degree of each household is 5.73%. Among them, Village Group One was affected biggest, and its rate of land expropriation is 3.66%; Other village groups’ impact circumstance shows in Table 2.3. Table 2.3 Impact analysis table on land expropriation in Caoshe Village

Before land expropriation Impact of land expropriation Impact rate of land expropriation Imp act average deg average farmlan Rat ree Rate e of Name of farmland Rate of Total Total d of of land ave village Farmland of each Farmland Househol Populatio househo House populati popu exp group (mu) (mu) d affected n affected each ld rag hold on househol latio ropr househ ed d n iati old by (mu) on (mu) hou seh old Village Group 153 505 581.44 3.80 Ã 21.27 15 50 1.42 Ã 9.80 Ã 9.90 Ã 3.66 Ã 37.31 Ã One

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Village Group 164 525 675.58 4.12 Ã 14.11 25 80 0.56 Ã 15.24 Ã 15.24 Ã 2.09 Ã 13.70 Ã Two Village Group 198 644 671.76 3.39 Ã 0.5 17 55 0.03 Ã 8.59 Ã 8.54 Ã 0.07 Ã 0.87 Ã Three Village Group 125 400 437.17 3.50 Ã 11.23 35 112 0.32 Ã 28.00 Ã 28.00 Ã 2.57 Ã 9.17 Ã Four Village Group 155 527 681.89 4.40 Ã 3.89 140 476 0.03 Ã 90.32 Ã 90.32 Ã 0.57 Ã 0.63 Ã Seven Total 795 2601 3047.84 3.83 Ã 51 232 773 0.22 Ã 29.18 Ã 29.72 Ã 1.67 Ã 5.73 Ã

2.4 Public Participation Process

From April to May in 2005, Jiangsu Province Project Survey Research Institute organized and surveyed the house circumstance and society & economy in the region of land expropriation and house demolition, and some representatives of related displaced persons took part in the survey. From May in 2005 to December in 2005, while the survey of materiel affected by land expropriation and household, the complementary survey and society & economy survey, PMO organized special survey group, and related displaced persons all took part in the survey, and listened to residents’ and enterprise’s advise to land expropriation and house demolition and resettlement, and made wide consultation and also made social and economic survey and survey about public suggestion and psychology, and surveyed the resettlement will and displaced persons’ attitude. From June to July in 2006, before fulfilling the resettlement plan, the village functionary had interviews with affected villagers in total village, and collected the will of affected residents and units. Before compiling the resettlement plan of Taidong River First-year Project, under the consultation with Jiangsu Province and local PMO, county PMO organized the design unit, the implementer from village and town resettlement institutes and village’s together, according to collected will, concretely implemented a resettlement plan. Mainly as follows: a. Negotiated and decided production resettlement plan: After land expropriation, the land of whole village will be adjusted in the whole village; b. Negotiated and decided resettlement concentration place: The affected villagers will be resettled in two places for resettlement, and they are Caonan District and Caoxi District; c. Negotiated and decided compensation and resettlement measures of enterprises & institutes and stores: enterprises & institutes will be compensated according to the state policy, and the business store not only will be compensated according to enterprise compensation standard, they will be given subsidy for the loss of stopping business, and the project unit will deal with the resettlement of store; Displaced households in Qianjin New Material Factory are more, they will be resettled in the original factory area by choosing a new place. 2.5 Recovering Income Measures

a. Recovering Income Measures

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Through survey analysis and consultation with displaced persons, the project unit asked and collected the will of displaced persons, and recovering income measures of affected villagers are followings: Measure one is cash compensation. Strictly according to the compensation standard and the impact quantity, issue the compensation expenses to the hand of displaced persons in time. Measure two is adjusting land. In affected village groups, adjust land according to the total population in village, to reduce the impact degree and make displaced persons have land for security. Measure three is going on developing Second and Third Industries. With the compensation funds, adjusting structures of Second and Third Industries, extending the private enterprise scale, carrying out a development intensified and in scale, for displaced persons’ employment creates more conditions. Measure four is leading peasants to go out for a part-time job. The surplus labor forces in village are trained by professional technical ability, and designedly are transferred to developed regions. After the professional technical ability training to parts of labor force in resettlement region and they can learn professional technical ability, and they will be provide all kinds of employment information and strength their adjustment ability to market, and increase their income. b. Risk and Evading Risk In the process of resettlement for land expropriation and house demolition in Caoshe Village, parts of village groups are affected by land expropriation very big, but after adjusting land in whole village, the impact degree reduce to 3.66%. At the same time, the compensation standard given is appropriate, and compensation funds are acquirable and guaranteed, and income recovering plan is feasible. Therefore the risk of resettlement for land expropriation is smaller. In order to assure going on wheels of land expropriation and resettlement smoothly, and avoid that the allotment and management of compensation funds for land expropriation are not in time and not public, local governments need to strengthen the village work publicity and the superintendence of using compensation funds for affected villagers.

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3 Nanshe Village at Agriculture Development Region in Taizhou City

3.1 Village General Situation

Nanshe Village locates westward Taizhou City, and 10 km. away from Taizhou City. There are 271 residents’ households totally, and its total population is 826 people and 6 village groups, among them the non-agriculture population is 20 people, covering 2.42%, men and women’s proportion is 1: 0.86, the whole village labor force adds up to 492 people. Among them there are 395 labor forces engaged in First Industry, covering 80.28%, 97 labor forces engaged in Second Industry and Third Industry, covering 19.72%. There are 1710.05 mu land inside the village, among them, 1310.05 mu farmland, 150 mu construction lands, and 250 mu land without being used. There are 1250.05 mu plow- lying land in village, and per capita area of cultivated farmland is about 1.50 mu; The agriculture production gives priority to planting grain and cotton, average output of paddy rice is 500 kg each mu land, wheat was 400 kg., Cole was 175 kg., cotton was 260 kg. GDP was 2936.9 thousand Yuan in 2005, among them First Industry was 1267.8 thousand Yuan, covering 43.17%, and Third Industry was 1668.1 thousand Yuan, covering 56.83%. Per capita net income of farmers was 5800 Yuan, among them, the agriculture income was 4234 Yuan, covering 73%, other income was 1566, covering 27%. 3.2 Survey on family circumstance of affected peasant household

Land expropriation of First-year Taidong River Project was 288.21 mu lands, among them, farmland was 0.54 mu, and breeding not carefully fishpond 208.87 mu, other lands was 78.80 mu. The land expropriation belongs to the village collective all, is village collective mobile land, rent to nearby residents at the time, after land expropriation, the production and life of that village residents were not affected directly. 3.3 Public Participation Process

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demolition and resettlement, and made wide consultation and also made social and economic survey and survey about public suggestion and psychology, and surveyed the resettlement will and displaced persons’ attitude. From June to July in 2006, before fulfilling the resettlement plan, the village functionary had interviews with affected villagers in total village, and collected the will of affected residents and units. Before compiling the resettlement plan of Taidong River First-year Project, under the consultation with Jiangsu Province and local PMO, county PMO organized the design unit, the implementer from village and town resettlement institutes and village’s together, according to collected will, concretely implemented a resettlement plan. With the consultation with village committee, consistently required that land expropriation should be compensated according to the compensation standard. 3.4 Recovering Income Measures

a. Recovering Income Measures Because land requisitioned belongs to the village collective mobile land, after land expropriation, the production and life of the village residents were not affected directly. Through consultation with village committee and recovering income measures of affected villagers are followings: Measure one is cash compensation. Strictly according to the compensation standard and the impact quantity, issue the compensation expenses to the hand of displaced persons in time. Measure two is going on developing Second and Third Industries. With the compensation funds, develop Second and Third Industries and increase the living level of local residents. b. Risk and Evading Risk In the process of resettlement for land expropriation and house demolition in Nanshe Village, only the village collective mobile land were requisitioned and not involving villager land, not affecting the production and living. At the same time, the compensation standard given is appropriate, and compensation funds are acquirable and guaranteed, and income recovering plan is feasible. Therefore there is almost no risk of resettlement for land expropriation.

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4 Shanghetou Village at Daguozhuang Office in Yunlong District in Xuzhou City

4.1 General Situation of Shanghetou Village

Shanghetou Village locates at Daguozhuang Office in Yunlong District in Xuzhou City. And there are 486 households, 1863 persons, and most of them are agriculture person. The labor force of total village is 1078, covering 78% of total village labor force. The total area of land in village is 2189 mu, and per capita farmland is about 1.18 mu; The agriculture production gives priority to planting wheat, corn and soybean and so on. The net per capita income in 2006 was 4761 Yuan, structure of labor force are, 40% labor force in agriculture, 20% in sideline, 20% in Industry, 20% working outside hometown. The average wage level around village is 8000 Yuan each year. This region is the far suburb of Xuzhou, land is not a lot, but the Industry is developed, there are many labor force engaged in non-agriculture work. There are 12 enterprises in village, 80 enterprises in 5 km. region around village, and these enterprises can hire about 3000 labor force. 4.2 Survey on family circumstance of affected peasant household

This project acquired 99.38 mu village lands totally, among them, dry land is 92.88 mu, vegetable land is 6.5 mu. There are 96 persons in 19 affected households, among them, there are 68 labor force, covering 70.8% of total number. The total family income of 19 affected households was 714,000 Yuan, per capita income was 7437 Yuan, among them, The planting industry income was 184,000 Yuan, covering 25.8%; The sideline was 213,000 Yuan, covering 29.8%; The enterprise business wages was 128,000 Yuan, covering 17.9%; The income from outside work was 91,000 Yuan, covering 12.8% of per capita annual income; Other incomes were 98,000 Yuan, covering 13.7% of per capita annual income. The above income structure expresses that village development is diversified; the fishery income also becomes important resource. The general family expenditure was 256,900 Yuan, per capita expenditure was 2675 Yuan, among them, the proportion of agriculture production expenditure was 9.4%, and the proportion of living expenditure reached to 90.6%. Circumstance on detailed income and expenses of affected households by land expropriation and house demolition is shown in Table 2.4. Table 2.4 Circumstance on detailed income and expenses of affected households in Shanghetou Village total amount Per capita income Item Proportion (Yuan) (Yuan each person) Annual Income Agriculture income

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sideline income income form enterprises and institutes out work income Other income Total annual income agriculture production expenditure living expenditure Annual expenditure other expenditure Total annual expenditure Per capita net income(per capita annual income-per capita agriculture production expenditure)

4.3 Public Participation Process

From May in 2005 to December in 2005, while the survey of materiel affected by land expropriation and household, the complementary survey and society & economy survey, PMO organized special survey group, and related displaced persons all took part in the survey, and listened to residents’ and enterprise’s advise to land expropriation and households, and made wide consultation and also made social and economic survey and survey about public suggestion and psychology, and surveyed the resettlement will and displaced persons’ attitude. In June 20, 2006, Xuzhou City Water Conservancy Bureau, Xuzhou City Water Conservancy Construction Design and Research Institute, National Resettlement Research Center of Hohai University organized the especial survey group, with the survey questionnaire, special topic colloquium, the group heard the suggestions of village leader and villager representatives on land expropriation and compensation, and made wide consultation with them, the main compensation will of village collective economy organization and villager are followings, a. To land expropriation, affected persons should be compensated according to the related policy of the nation; b. The compensation funds should be given them in time, and assure peasant household rights; c. All compensation funds should be given affected households, and be controlled freely by the peasant household. In June 5th 2007, the resettlement plan design unit together with Xuzhou City Water Conservancy Bureau, implementer of Daguozhuang Office in Yunlong District, went into displaced households’ families, and made survey on employment and income recovering a problem after land expropriation, and grasped the detailed datas about it, and displace persons said that they had confidence to income recovering a problem after land expropriation as long as they were given reasonable compensation. 4.4 Recovering Income Measures

a. Recovering Income Measures

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Through survey analysis and consultation with displaced persons, and recovering income measures of affected villagers are followings: Measure one is cash compensation. Strictly according to the compensation standard and the affected area, issue the compensation funds to the hand of displaced persons in time through PMO, and the compensation funds are controlled freely by affected households. Measure two is adjusting planting structure. According to market demand and local agriculture production situation, choose suitable economy crop for planting, and village collective retain staff from agriculture technique service station to direct peasants in field, and help them change planting structure gradually to increase income. Measure three is labor force output. Jiangsu Province Water Conservancy Department World Bank Project Office, Xuzhou City Project Management Office urge local affected county and districts to give priority to providing labor force output service, help displaced persons go out for a work to increase income. b. Risk and Evading Risk In the process of resettlement for land expropriation and house demolition in Shanghetou Village, peasant households are not greatly affected by land expropriation, the compensation standard is appropriate, and compensation funds are guaranteed, and the income recovering plan is feasible. Therefore resettlement faces little risk. In order to assure going on wheels of land expropriation and resettlement smoothly, and avoid that the allotment and management of compensation funds for land expropriation are not in time and not public, local governments need to strengthen the village work publicity and the superintendence of using compensation funds for affected villagers. c. Income Recovering Pattern According to the survey result by going into villager’s house in June 5th, 2007, this village income recovering can be reduced to three kinds of patterns: Adjust agriculture structure; Run a business enterprise (business and service) by oneself; Part-time work outside. The followings are analysis on three typical households. Part-time work outside pattern—Wang Gongxiang (typical displaced household) There are 4 persons in his family, 2 females and 2 males, 4 labor forces. a. Employment: there are 2 persons working in Industry, and 2 persons working in local enterprise. The family net income in 2006 was 28800 Yuan, among them, the wage income was 11520 Yuan, covering 40% of the pure income, the income from part-time work outside was 11520 Yuan, covering 40%, and agriculture income covered 20%. There were 1.6 mu farmland before land expropriation, and paddy field was 0.8 mu and dry land was 0.8mu, and 0.4 mu paddy land were acquired, surplus lands are 1.2 mu; b. Land production: In 2006, main harvest were the paddy rice and wheat, the paddy rice are 480 kg., the production value was 929 Yuan; the wheat were 800 kg., the production value was 1153 Yuan, adding up the production value as 2082 Yuan, and the net income was about 850 Yuan deducting cost. c. Land expropriation impact: this project acquired paddy field 0.4 mu, according to the production level in 2006, the net income lost in agriculture is 250 Yuan after land expropriation. d. Compensation funds: Don’t carry on the land adjustment according to Jiangsu Province policy, the land compensation funds given directly to affected family can’t be less than 70% of land compensation, the rest are used for collective public-spirited welfare. Therefore, this family can get 8192 Yuan land compensation expenses at least. This household prepared using this fund to go to Xuzhou downtown for part-time work (he is working there), and to improve life. And reducing land can increase two months for part-time work, and he can get 2000 Yuan, that can offset the loss of land.

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Adjust agriculture structure pattern—Wang Gongcheng (typical displaced household) His family is made up of 7 people, 3 females and 4 males, labor forces are 5 people. a. Employment: there are 2 persons working in Industry, and 2 persons in agriculture (working in local enterprise if they are free), 1 person in part-time work outside. The family net income in 2006 was 51100 Yuan, among them, the wage income was 10220 Yuan, covering 20% of the pure income, the income from part-time work outside was 5110 Yuan, covering 10%, and agriculture income was 5110 Yuan, covered 10%, and breeding fish income was 30660 Yuan, covering 60%, There were 3.0 mu farmland before land expropriation, and paddy field was 1.0 mu and dry land was 2.0 mu, and 0.8 mu dry land were acquired, surplus lands are 2.2 mu; b. Land production: In 2006, main harvest were the paddy rice and wheat, the paddy rice are 600 kg., the production value was 1162 Yuan; the wheat were 1500 kg., the production value was 2161 Yuan, adding up the production value as 3323 Yuan, and the net income was about 1790 Yuan deducting cost. c. Land expropriation impact: this project acquired paddy field 0.8 mu, according to the production level in 2006, the net income lost in agriculture is 477 Yuan after land expropriation. d. Compensation funds: Don’t carry on the land adjustment according to Jiangsu Province policy, the land compensation funds given directly to affected family can’t be less than 70% of land compensation, the rest are used for collective public-spirited welfare. Therefore, this family can get 11469 Yuan land compensation expenses at least. This household prepared using this fund to invest in fishing, and newly build a new fish pond, and fetch in new fish, and add the original fish pond, and can get 80000 Yuan each year, which can offset the loss of land completely. Run a business enterprise by oneself —Quan Xuehai (typical household) His family is made up of 5 people, 3 females and 2 males, labor forces are 3 people, one over 60-year-old person, and 1 under 16-year-old student. a. Employment: there are 1 person working in agriculture, and 1 person in sideline and 1 person in part-time work outside. The family net income in 2006 was 33150 Yuan, among them, the agriculture income was 3481 Yuan, covering 10.5% of the pure income, the sideline income was 19890 Yuan, covering 60% of the pure income, the income from part-time work outside was 6630 Yuan, covering 20%, and other income was 3149 Yuan, covered 9.5%. There were 1.9 mu farmland before land expropriation, and paddy field was 0.6 mu and dry land was 1.3 mu, and 0.6 mu paddy land were acquired, surplus lands are 1.3 mu; b. Land production: In 2006, main harvest were the paddy rice and wheat, the paddy rice are 360 kg., the production value was 697 Yuan; the wheat were 950 kg., the production value was 1369 Yuan, adding up the production value as 2048 Yuan, and the net income was about 1010 Yuan deducting cost. c. Land expropriation impact: this project acquired paddy field 0.6 mu, according to the production level in 2006, the net income lost in agriculture is 319 Yuan after land expropriation. d. Compensation funds: Don’t carry on the land adjustment according to Jiangsu Province policy, the land compensation funds given directly to affected family can’t be less than 70% of land compensation, the rest are used for collective public-spirited welfare. Therefore, this family can get 12288 Yuan land compensation expenses at least. After land reduction, the surplus land will be planted by old man, labor force originally in agriculture transfer into service, and this household prepares using this fund and saving to run a commodity store in

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Xuzhou, and anticipative annual income is 30000 Yuan, which can offset the loss of land completely. Through above analysis on recovering income, we may get the following result, unless several families with old persons, the cash compensation is feasible, and family income of displaced household can be recovered.

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Annex Two Outline of external monitoring and evaluation of Resettlement

A. Objective of external monitoring and evaluation of Resettlement

According to the request of World Bank resettlement policy, the resettlement of this project is externally monitored and evaluated, through a check on schedule, capital and management of land expropriation and demolition and resettlement, the monitoring agency analyzes and compares change and restoration of production and living level of persons affected by land expropriation, follows and evaluates project land expropriation and resettlement. The project monitoring agency provides information and suggestions to World Bank, Wujin District PMO and relevant departments in charge while handing in the report, for departments consulting while deciding. Through external monitoring and evaluation, World Bank and departments in charge know if the land expropriation and demolition get the expected target on schedule and quality required, and point out where is the problem, and put forward the suggestion which improves a work.

B. Main contents of external monitoring and evaluation of Resettlement

. Monitor and evaluate the implementation schedule of land expropriation

Including: a. schedule of land expropriation; b. schedule of temporary land occupation

Monitor and evaluate the making sure and using capital

Including: a. condition of the making sure capital; and condition of using capital

Monitor and evaluate living level of DPs.

Including: a. production and living level before resettlement; b. production and living level after resettlement; c. comparing, analyzing and evaluating employment and living level before and after project.

. Evaluate resettlement institution ability, public participation and appeal and complain.

C. Technique route

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Make sure project

Compile monitoring and evaluation outline

Compile survey outline and questionnaire and documentary records of typical households

Design sampling survey scheme

Carry out baseline survey

Set up monitoring and evaluation information system

Monitoring and survey

Local Monitor resettlement Monitor villages Monitor villages socioeconomic implementation affected by land affected by land survey agency expropriation expropriation

Clean up the monitoring materials and install data base

Analyze comparatively

Compile monitoring and evaluation report

No If the resettlement monitoring ended

End

Figure 1 Technique route figure external monitoring D. External monitoring agency

The external monitoring agency that was trusted by Wujin District PMO and recognized by World Bank, carried out the external monitoring and evaluation of resettlement.

E. Organization and division of external monitoring and evaluation of Resettlement

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a. Wujin District PMO trusted the external monitoring agency to evaluate the detailed survey, data collection, computer analysis, and check up the survey result.

b. The external monitoring agency constituted the resettlement monitoring and evaluation group. Its duties are according as the involuntary resettlement polices, monitor and evaluate the project resettlement, compiling the outline of monitoring and evaluation, and setting up monitoring place and surveying and monitoring, and analysis, and compile resettlement monitoring and evaluation report.

c. Wujin District PMO help the external monitoring agency on personnel and traffic during the survey.

F. Measures of external monitoring and evaluation of Resettlement

a. Monitoring and evaluation are taken the combinative methods among field survey, computing analysis and expert across-the-board evaluation. b. Survey work was combined by detailed survey and across-the-board survey. Resettlement’s schedule, funds, organizations and management were surveyed wholly. Carry on sampling survey to the affected households. c. The sampling survey was adopted in the classifying and random sampling etc. typical model sample households were followed and surveyed on fixed-point. Sample proportions are 20% households affected by land expropriation and 50% of affected villages. d. The complete survey measures include questionnaire survey, group discussion, looking up document file data. e. In addition to written language data, pay attention to collecting photograph, sound record, video record, materials etc.

G. Report of external monitoring and evaluation of Resettlement

The external monitoring agency hand in the resettlement monitoring report to Wujin District and World Bank every half a year, and hand in resettlement evaluation report after project.

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Annex Three Photos of Public Participation

Yinzhuang village in guangshan town Qindong town in Taidong river

Wuxing village in Dongtai city Dushen village in Dongtai city

Dushu village in Jiangyan Zhangguo town in Xinghua city

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