All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 Through 3/30/2019
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All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Capital Impact Partners Arlington, VA 3/29/2019 851462-02 Registered Community Bible Church of Brighton, MI 3/26/2019 851463-02 Pending Brighton, Michigan Number of Registration Filings: 2 Securities Law Exemption Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Number of Exemption Filings: 0 Securities Law Federal Covered Security-Investment Company Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Capitol Series Trust Reynders, Cincinnati, OH 3/28/2019 851429-03 Filed McVeigh Core Equity Fund Institutional Shares Principal Funds, Inc. MidCap Des Moines, IA 3/28/2019 851430-03 Filed Value Fund I Class A Principal Funds, Inc. MidCap Des Moines, IA 3/28/2019 851431-03 Filed Value Fund I Class R-6 Neuberger Berman Equity Funds New York, NY 3/25/2019 851411-03 Filed Neuberger Berman Guardian Fund Class R6 Shares Neuberger Berman Equity Funds New York, NY 3/25/2019 851410-03 Filed Neuberger Berman Mid Cap Intrinsic Value Fund Class R6 Shares The Advisors' Inner Circle Fund Oaks, PA 3/25/2019 851412-03 Filed III Aperture New World Opportunities Fund Institutional Shares Number of Investment Company Filings: 6 Federal Covered Security-Regulation D Notice Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received ACP Venture Capital Fund II LLC Hauppauge, NY 3/29/2019 851466-07 Filed 4/15/2019 9:39:03 AM Page 1 of 11 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Federal Covered Security-Regulation D Notice Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Advantaa Computer Irvine, CA 3/29/2019 851482-07 Filed Arizona Healthcare II DST Oak Brook, IL 3/29/2019 851481-07 Filed BE Fund I, a series of AngelList-- Seattle, WA 3/29/2019 851477-07 Filed Forefront Venture Partners-- Funds, LP Bidtellect, Inc. Delray Beach, FL 3/29/2019 851469-07 Filed BO Fund I, a weries of Moving Seattle, WA 3/29/2019 851478-07 Filed Capital, LP Corridor Pas Investment, L.P. Los Angeles, CA 3/29/2019 851471-07 Filed KC Absolute Merger Fund LP New York, NY 3/29/2019 851467-07 Filed KC Absolute Offshore Merger New York, NY 3/29/2019 851468-07 Filed Fund Ltd. Konopie, LLC Green Bay, WI 3/29/2019 851473-07 Filed MacuLogix, Inc. Harrisburg, PA 3/29/2019 851470-07 Filed MED Fund I, a series of brad Seattle, WA 3/29/2019 851480-07 Filed Flora Investments, LP Ocrolus Inc. New York, NY 3/29/2019 851483-07 Filed Origin Incomeplus Fund, LLC Chicago, IL 3/29/2019 851472-07 Filed PLI Fund I, a series of New Stack Seattle, WA 3/29/2019 851479-07 Filed Ventures, LP Stryve Foods, LLC Plano, TX 3/29/2019 851475-07 Filed Summit Partners Growth Equity Boston, MA 3/29/2019 851464-07 Filed Fund X-A, L.P. Tenzing Global Investors Fund I San Francisco, CA 3/29/2019 851474-07 Filed LP Third Pole, Inc. Arlington, MA 3/29/2019 851485-07 Filed TriLinc Global Impact Fund LLC Manhattan Beach, 3/29/2019 851465-07 Filed CA W19, a series of Hack VC, LP Seattle, WA 3/29/2019 851476-07 Filed WP Walleye, LLC Milwaukee, WI 3/29/2019 851484-07 Filed Number of Regulation D Notice Filings: 22 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received Zerorez Franchising Systems, Draper, UT 3/30/2019 621858 Registered Inc. / Zerorez Regional Developer Zerorez Franchising Systems, Draper, UT 3/30/2019 621857 Registered Inc. / Zerorez 4/15/2019 9:39:03 AM Page 2 of 11 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received SCHLOTZSKY'S FRANCHISOR Atlanta, GA 3/30/2019 621856 Registered SPV LLC / Schlotzsky's MOE'S FRANCHISOR SPV LLC ATLANTA, GA 3/30/2019 621855 Registered / MOE'S SOUTHWEST GRILL Cinnabon Franchisor SPV LLC / Atlanta, GA 3/30/2019 621854 Registered Cinnabon Auntie Anne's Franchisor SPV Atlanta, GA 3/30/2019 621853 Registered LLC / Auntie Anne's CRESTCOM INTERNATIONAL GREENWOOD 3/30/2019 621852 Registered LLC / Area Representative VILLAGE, CO Cookie Cutters Franchising, Inc. / Salt Lake City, UT 3/30/2019 621851 Registered Cookie Cutters CRESTCOM INTERNATIONAL GREENWOOD 3/30/2019 621850 Registered LLC / Individual Program VILLAGE, CO CruiseShipCenters USA Inc. / Bellevue, WA 3/30/2019 621849 Registered Expedia CruiseShipCenters Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621848 Registered Signia Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621847 Registered Waldorf Astoria Hotels & Resorts Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621846 Registered Tru by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621845 Registered Tapestry Collection by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621844 Registered Motto by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621843 Registered LXR Hotels & Resorts Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621842 Registered Homewood Suites by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621841 Registered Home2 Suites by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621840 Registered Hilton Hotels & Resorts Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621839 Registered Hilton Garden Inn Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621838 Registered Hampton Inn; Hampton Inn and Suites Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621837 Registered Embassy Suites Hotels Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621836 Registered DoubleTree by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621835 Registered Curio - A Collection by Hilton 4/15/2019 9:39:03 AM Page 3 of 11 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received Hilton Franchise Holding, LLC / McLean, VA 3/30/2019 621834 Registered Conrad; Conrad Hotels and Resorts Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621833 Registered Canopy and Canopy by Hilton Wyndham Franchisor, LLC / Parsippany, NJ 3/29/2019 621832 Registered Wyndham Grand, Wyndham Grand Hotel, Wyndham Grand Resort Wyndham Franchisor, LLC / Parsippany, NJ 3/29/2019 621831 Registered Wyndham, Wyndham Hotel, Wyndham Resort Wyndham Franchisor, LLC / Parsippany, NJ 3/29/2019 621830 Registered Wyndham Garden TRYP Hotels Worldwide, Inc. / PARSIPPANY, NJ 3/29/2019 621829 Registered TRYP by Wyndham WINGATE INNS PARSIPPANY, NJ 3/29/2019 621828 Registered INTERNATIONAL INC / Wingate Inn and Wingate by Wyndham TRAVELODGE HOTELS INC / PARSIPPANY, NJ 3/29/2019 621827 Registered Travelodge, Travelodge Hotel, Travelodge Inn, Travelodge Suites Hotel and Travelodge Inn & Suites TMH Worldwide LLC / Trademark Parsippany, NJ 3/29/2019 621826 Registered Collection Hotel SUPER 8 Worldwide, Inc. / PARSIPPANY, NJ 3/29/2019 621825 Registered Super 8 TRC Franchisor, Inc. / The Parsippany, NJ 3/29/2019 621824 Registered Registry Collection Hotels RAMADA WORLDWIDE INC / PARSIPPANY, NJ 3/29/2019 621823 Registered Ramada, Ramada Plaza Hotel MICROTEL INNS & SUITES Parsippany, NJ 3/29/2019 621822 Registered FRANCHISING INC / Microtel Inn & Suites by Wyndham LA QUINTA FRANCHISING LLC Parsippany, NJ 3/29/2019 621821 Registered / La Quinta Inn, La Quinta Inn & Suites HOWARD JOHNSON PARSIPPANY, NJ 3/29/2019 621820 Registered INTERNATIONAL INC / Howard Johnson Inn, Express In, Hotel, Plaza Hotel HAWTHORN SUITES Parsippany, NJ 3/29/2019 621819 Registered FRANCHISING INC / Hawthorn Suites by Wyndham, Hawthorn Suites Hotels and Hawthorn Suites 4/15/2019 9:39:03 AM Page 4 of 11 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received DAYS INNS WORLDWIDE INC / PARSIPPANY, NJ 3/29/2019 621818 Registered Days Inn, Days Hotel and Days Inn & Suites BAYMONT FRANCHISE PARSIPPANY, NJ 3/29/2019 621817 Registered SYSTEMS INC / Baymont Inn & Suites AmericInn International, LLC / Parsippany, NJ 3/29/2019 621816 Registered AmericInn Hyatt Franchising, L.L.C. / The Chicago, IL 3/29/2019 621815 Registered Unbound Collection by Hyatt Hyatt Franchising, L.L.C. / Hyatt Chicago, IL 3/29/2019 621814 Registered Centric HYATT FRANCHISING LLC / CHICAGO, IL 3/29/2019 621813 Registered Hyatt Regency Hyatt House Franchising, LLC / CHICAGO, IL 3/29/2019 621812 Registered Hyatt House Hotels HYATT PLACE FRANCHISING CHICAGO, IL 3/29/2019 621811 Registered LLC / Hyatt Place Hotels FRANLINK INC / Link Staffing HOUSTON, TX 3/29/2019 621809 Registered Services Two Men and a Lansing, MI 3/29/2019 621808 Registered Truck/International, Inc. / Two Men and a Truck HUNTINGTON LEARNING ORADELL, NJ 3/29/2019 621807 Registered CENTERS INC / Huntington Learning Center Quality Is Our Recipe, LLC / Dublin, OH 3/29/2019 621805 Registered Wendy's Old Fashioned Hamburgers COUSINS SUBS SYSTEMS, MENOMONEE 3/29/2019 621806 Registered INC. / Cousins Subs FALLS, WI Money Mailer Franchise Corp. / Cypress, CA 3/29/2019 621804 Registered Money Mailer Mr. Goodcents Franchise De Soto, KS 3/29/2019 621803 Registered Systems, Inc. / Goodcents Restaurant Arby's Franchisor, LLC / Arby's Atlanta, GA 3/29/2019 621802 Registered Safeguard Franchise Sales, Inc.