All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 Through 3/30/2019

All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 Through 3/30/2019

All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Capital Impact Partners Arlington, VA 3/29/2019 851462-02 Registered Community Bible Church of Brighton, MI 3/26/2019 851463-02 Pending Brighton, Michigan Number of Registration Filings: 2 Securities Law Exemption Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Number of Exemption Filings: 0 Securities Law Federal Covered Security-Investment Company Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Capitol Series Trust Reynders, Cincinnati, OH 3/28/2019 851429-03 Filed McVeigh Core Equity Fund Institutional Shares Principal Funds, Inc. MidCap Des Moines, IA 3/28/2019 851430-03 Filed Value Fund I Class A Principal Funds, Inc. MidCap Des Moines, IA 3/28/2019 851431-03 Filed Value Fund I Class R-6 Neuberger Berman Equity Funds New York, NY 3/25/2019 851411-03 Filed Neuberger Berman Guardian Fund Class R6 Shares Neuberger Berman Equity Funds New York, NY 3/25/2019 851410-03 Filed Neuberger Berman Mid Cap Intrinsic Value Fund Class R6 Shares The Advisors' Inner Circle Fund Oaks, PA 3/25/2019 851412-03 Filed III Aperture New World Opportunities Fund Institutional Shares Number of Investment Company Filings: 6 Federal Covered Security-Regulation D Notice Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received ACP Venture Capital Fund II LLC Hauppauge, NY 3/29/2019 851466-07 Filed 4/15/2019 9:39:03 AM Page 1 of 11 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Federal Covered Security-Regulation D Notice Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Advantaa Computer Irvine, CA 3/29/2019 851482-07 Filed Arizona Healthcare II DST Oak Brook, IL 3/29/2019 851481-07 Filed BE Fund I, a series of AngelList-- Seattle, WA 3/29/2019 851477-07 Filed Forefront Venture Partners-- Funds, LP Bidtellect, Inc. Delray Beach, FL 3/29/2019 851469-07 Filed BO Fund I, a weries of Moving Seattle, WA 3/29/2019 851478-07 Filed Capital, LP Corridor Pas Investment, L.P. Los Angeles, CA 3/29/2019 851471-07 Filed KC Absolute Merger Fund LP New York, NY 3/29/2019 851467-07 Filed KC Absolute Offshore Merger New York, NY 3/29/2019 851468-07 Filed Fund Ltd. Konopie, LLC Green Bay, WI 3/29/2019 851473-07 Filed MacuLogix, Inc. Harrisburg, PA 3/29/2019 851470-07 Filed MED Fund I, a series of brad Seattle, WA 3/29/2019 851480-07 Filed Flora Investments, LP Ocrolus Inc. New York, NY 3/29/2019 851483-07 Filed Origin Incomeplus Fund, LLC Chicago, IL 3/29/2019 851472-07 Filed PLI Fund I, a series of New Stack Seattle, WA 3/29/2019 851479-07 Filed Ventures, LP Stryve Foods, LLC Plano, TX 3/29/2019 851475-07 Filed Summit Partners Growth Equity Boston, MA 3/29/2019 851464-07 Filed Fund X-A, L.P. Tenzing Global Investors Fund I San Francisco, CA 3/29/2019 851474-07 Filed LP Third Pole, Inc. Arlington, MA 3/29/2019 851485-07 Filed TriLinc Global Impact Fund LLC Manhattan Beach, 3/29/2019 851465-07 Filed CA W19, a series of Hack VC, LP Seattle, WA 3/29/2019 851476-07 Filed WP Walleye, LLC Milwaukee, WI 3/29/2019 851484-07 Filed Number of Regulation D Notice Filings: 22 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received Zerorez Franchising Systems, Draper, UT 3/30/2019 621858 Registered Inc. / Zerorez Regional Developer Zerorez Franchising Systems, Draper, UT 3/30/2019 621857 Registered Inc. / Zerorez 4/15/2019 9:39:03 AM Page 2 of 11 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received SCHLOTZSKY'S FRANCHISOR Atlanta, GA 3/30/2019 621856 Registered SPV LLC / Schlotzsky's MOE'S FRANCHISOR SPV LLC ATLANTA, GA 3/30/2019 621855 Registered / MOE'S SOUTHWEST GRILL Cinnabon Franchisor SPV LLC / Atlanta, GA 3/30/2019 621854 Registered Cinnabon Auntie Anne's Franchisor SPV Atlanta, GA 3/30/2019 621853 Registered LLC / Auntie Anne's CRESTCOM INTERNATIONAL GREENWOOD 3/30/2019 621852 Registered LLC / Area Representative VILLAGE, CO Cookie Cutters Franchising, Inc. / Salt Lake City, UT 3/30/2019 621851 Registered Cookie Cutters CRESTCOM INTERNATIONAL GREENWOOD 3/30/2019 621850 Registered LLC / Individual Program VILLAGE, CO CruiseShipCenters USA Inc. / Bellevue, WA 3/30/2019 621849 Registered Expedia CruiseShipCenters Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621848 Registered Signia Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621847 Registered Waldorf Astoria Hotels & Resorts Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621846 Registered Tru by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621845 Registered Tapestry Collection by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621844 Registered Motto by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621843 Registered LXR Hotels & Resorts Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621842 Registered Homewood Suites by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621841 Registered Home2 Suites by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621840 Registered Hilton Hotels & Resorts Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621839 Registered Hilton Garden Inn Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621838 Registered Hampton Inn; Hampton Inn and Suites Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621837 Registered Embassy Suites Hotels Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621836 Registered DoubleTree by Hilton Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621835 Registered Curio - A Collection by Hilton 4/15/2019 9:39:03 AM Page 3 of 11 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received Hilton Franchise Holding, LLC / McLean, VA 3/30/2019 621834 Registered Conrad; Conrad Hotels and Resorts Hilton Franchise Holding LLC / McLean, VA 3/30/2019 621833 Registered Canopy and Canopy by Hilton Wyndham Franchisor, LLC / Parsippany, NJ 3/29/2019 621832 Registered Wyndham Grand, Wyndham Grand Hotel, Wyndham Grand Resort Wyndham Franchisor, LLC / Parsippany, NJ 3/29/2019 621831 Registered Wyndham, Wyndham Hotel, Wyndham Resort Wyndham Franchisor, LLC / Parsippany, NJ 3/29/2019 621830 Registered Wyndham Garden TRYP Hotels Worldwide, Inc. / PARSIPPANY, NJ 3/29/2019 621829 Registered TRYP by Wyndham WINGATE INNS PARSIPPANY, NJ 3/29/2019 621828 Registered INTERNATIONAL INC / Wingate Inn and Wingate by Wyndham TRAVELODGE HOTELS INC / PARSIPPANY, NJ 3/29/2019 621827 Registered Travelodge, Travelodge Hotel, Travelodge Inn, Travelodge Suites Hotel and Travelodge Inn & Suites TMH Worldwide LLC / Trademark Parsippany, NJ 3/29/2019 621826 Registered Collection Hotel SUPER 8 Worldwide, Inc. / PARSIPPANY, NJ 3/29/2019 621825 Registered Super 8 TRC Franchisor, Inc. / The Parsippany, NJ 3/29/2019 621824 Registered Registry Collection Hotels RAMADA WORLDWIDE INC / PARSIPPANY, NJ 3/29/2019 621823 Registered Ramada, Ramada Plaza Hotel MICROTEL INNS & SUITES Parsippany, NJ 3/29/2019 621822 Registered FRANCHISING INC / Microtel Inn & Suites by Wyndham LA QUINTA FRANCHISING LLC Parsippany, NJ 3/29/2019 621821 Registered / La Quinta Inn, La Quinta Inn & Suites HOWARD JOHNSON PARSIPPANY, NJ 3/29/2019 621820 Registered INTERNATIONAL INC / Howard Johnson Inn, Express In, Hotel, Plaza Hotel HAWTHORN SUITES Parsippany, NJ 3/29/2019 621819 Registered FRANCHISING INC / Hawthorn Suites by Wyndham, Hawthorn Suites Hotels and Hawthorn Suites 4/15/2019 9:39:03 AM Page 4 of 11 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/24/2019 through 3/30/2019 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received DAYS INNS WORLDWIDE INC / PARSIPPANY, NJ 3/29/2019 621818 Registered Days Inn, Days Hotel and Days Inn & Suites BAYMONT FRANCHISE PARSIPPANY, NJ 3/29/2019 621817 Registered SYSTEMS INC / Baymont Inn & Suites AmericInn International, LLC / Parsippany, NJ 3/29/2019 621816 Registered AmericInn Hyatt Franchising, L.L.C. / The Chicago, IL 3/29/2019 621815 Registered Unbound Collection by Hyatt Hyatt Franchising, L.L.C. / Hyatt Chicago, IL 3/29/2019 621814 Registered Centric HYATT FRANCHISING LLC / CHICAGO, IL 3/29/2019 621813 Registered Hyatt Regency Hyatt House Franchising, LLC / CHICAGO, IL 3/29/2019 621812 Registered Hyatt House Hotels HYATT PLACE FRANCHISING CHICAGO, IL 3/29/2019 621811 Registered LLC / Hyatt Place Hotels FRANLINK INC / Link Staffing HOUSTON, TX 3/29/2019 621809 Registered Services Two Men and a Lansing, MI 3/29/2019 621808 Registered Truck/International, Inc. / Two Men and a Truck HUNTINGTON LEARNING ORADELL, NJ 3/29/2019 621807 Registered CENTERS INC / Huntington Learning Center Quality Is Our Recipe, LLC / Dublin, OH 3/29/2019 621805 Registered Wendy's Old Fashioned Hamburgers COUSINS SUBS SYSTEMS, MENOMONEE 3/29/2019 621806 Registered INC. / Cousins Subs FALLS, WI Money Mailer Franchise Corp. / Cypress, CA 3/29/2019 621804 Registered Money Mailer Mr. Goodcents Franchise De Soto, KS 3/29/2019 621803 Registered Systems, Inc. / Goodcents Restaurant Arby's Franchisor, LLC / Arby's Atlanta, GA 3/29/2019 621802 Registered Safeguard Franchise Sales, Inc.

View Full Text

Details

  • File Type
    pdf
  • Upload Time
    -
  • Content Languages
    English
  • Upload User
    Anonymous/Not logged-in
  • File Pages
    11 Page
  • File Size
    -

Download

Channel Download Status
Express Download Enable

Copyright

We respect the copyrights and intellectual property rights of all users. All uploaded documents are either original works of the uploader or authorized works of the rightful owners.

  • Not to be reproduced or distributed without explicit permission.
  • Not used for commercial purposes outside of approved use cases.
  • Not used to infringe on the rights of the original creators.
  • If you believe any content infringes your copyright, please contact us immediately.

Support

For help with questions, suggestions, or problems, please contact us