Vasily Grossman's Poetics As the Realization of His Philosophy Emily
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Ethics to Art: Vasily Grossman’s Poetics as the Realization of His Philosophy Emily Austin Traverse Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy under the Executive Committee of the Graduate School of Arts and Sciences COLUMBIA UNIVERSITY 2020 © 2020 Emily Austin Traverse All Rights Reserved Abstract Ethics to Art: Vasily Grossman’s Poetics as the Realization of His Philosophy Emily Austin Traverse This dissertation examines key texts from the intermediate and mature periods of Vasily Grossman’s career in order to determine the relationship between his evolving philosophy and the poetics that characterize his writing. While significant critique has been applied to the nature of Grossman’s philosophy, comparatively less has looked at the aesthetic and technical aspects of his writing itself; still less to the connection between Grossman’s abstract concepts and his accomplished texts. My effort has been to bridge the gap between these two areas of inquiry and to ascertain the quality of their tightly intertwined and complex relationship. I analyze four of Grossman’s key texts in depth, with reference to several other writings. Of the primary texts considered in my study, two are essays from the writer’s intermediate period: “The Hell of Treblinka” («Треблинский ад») and “The Sistine Madonna” («Сикстинская мадонна»);” of the two longer works, one is Grossman’s multi-volume masterpiece novel Life and Fate (Жизнь и судьба) and the other is his novella (повесть) and final fictional work Everything Flows (Все течет). These texts were chosen for their aptness at demonstrating key features of Grossman’s prosody and philosophical thinking, both those that remained constant and those that evolved over time. The following study establishes that Grossman’s writing itself, by means of the formal structures he employs throughout his works, constitutes the embodiment and realization of his ethics. Specifically, the following work considers modes of movement and generation in Grossman’s writing that speak to the value he places on the individual human experience. Table of Contents Introduction ..................................................................................................................................... 1 State of the Current Scholarship ................................................................................................. 1 Levinas: A Comparison of “Philosophical” Systems ................................................................. 6 Thesis and Rationale for the Work ............................................................................................. 8 Selection of Texts ..................................................................................................................... 10 Biographical Background ......................................................................................................... 14 Overview of Chapters ............................................................................................................... 22 Chapter One: The Individual Human Being Emerges as Central and Evolves in Scope ............. 27 1.1 The Foundations of Grossman’s Thought........................................................................... 27 1.2 Human Beings Begin to Emerge in Their Entirety ............................................................. 32 1.3 Human Beings Remain Central .......................................................................................... 35 1.4 Parting Ways with Kant ...................................................................................................... 40 1.5 The Concept of Infinity in the Human ................................................................................ 45 Chapter Two: Grossman’s Use of Lenses as a Means of Generating Ethically Significant Movement ..................................................................................................................................... 49 2.1 Zooming In and Out: The Micro and the Macro as Narrative Vehicles ............................. 49 2.2 The Significance of the Title ............................................................................................... 55 2.3 Movement as Creation ........................................................................................................ 60 2.4 The Limitlessness of Living Movement ............................................................................. 65 Chapter Three: Artistic Forms Embody Abstract Ideas and Facilitate Generative Movement .... 68 3.1 Sistine Madonna: Experience of the “Sublime” ................................................................. 68 i 3.2 Reconciling the Individual and the Group .......................................................................... 71 3.3 Communism: An Ideology That Denies Life...................................................................... 74 3.4 The Importance of Liberation from Ideology ..................................................................... 77 3.5 The Role of Art ................................................................................................................... 79 Chapter Four: Grossman Explores Identity as a Process .............................................................. 90 4.1 The Use of Patterns ............................................................................................................. 90 4.2 Identity as a Key Theme ..................................................................................................... 91 4.3 The Limiting Nature of Identities ....................................................................................... 96 4.4 The Relational Model of Identity ........................................................................................ 99 4.5 The Development of Self as Separate ............................................................................... 102 4.6 The Self is Never Realized ............................................................................................... 103 4.7 “Names” Create Movement and Meaning ........................................................................ 109 4.8 Personal Identity and the Fundamental Self ..................................................................... 112 Chapter Five: The Thematics of Science: Superficial and Deep ................................................ 117 5.1 Science: Bridging the Conceptual with the Concrete ....................................................... 117 5.2 The Problematic Nature of Technology ............................................................................ 119 5.3 The Contradictory Roles of Modern Technology ............................................................. 124 5.4 Art and Science as Generators of Meaning ....................................................................... 127 5.5 Soviet Ideology and Science ............................................................................................. 129 5.6 Ethics: The Abstract vs. the Concrete ............................................................................... 134 Chapter Six: Pain Is a Generative Experience That Supports Movement Within Both Linear and Cyclical Constructs of Time ....................................................................................................... 137 ii 6.1 Pain: Its Evolution in Grossman’s Works ......................................................................... 137 6.2 Linear and Cyclical Time Evinced Through Narrative..................................................... 145 6.3 Synthesis ........................................................................................................................... 150 6.4 Personalized Trauma as Defining a Life ........................................................................... 150 6.5 Contradictions Create Meaning ........................................................................................ 155 Conclusion .................................................................................................................................. 158 Notes ........................................................................................................................................... 163 Bibliography ............................................................................................................................... 164 iii Introduction State of the Current Scholarship Very little work has been dedicated to understanding Vasily Grossman’s writing as such. In the introductions and notes to his English translations of Grossman’s works, Robert Chandler occasionally makes note of a stylistic choice on the part of the author that is significant to the effect for which he is aiming or that heightens the tone or ethos Grossman is establishing in a particular passage. Observations of this kind are occasional in Chandler’s commentaries and, in any case, are not central to his treatment of Grossman’s work. Aside from these punctuations of interest in the poetics of Grossman’s writing itself, John Garrard has focused some attention on the “architectonics” of Life and Fate (Жизнь и судьба), while the majority of his Grossman scholarship deals with the writer’s biography and how his thinking was shaped by it. Natalia Leonidovna Karpicheva’s (Натальия Леоидовна Карпичева) doctoral dissertation offers one example of an approach oriented toward structural and technical aspects of Grossman’s texts.