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SYNTHESIS AND CHEMISTRY OF (TRIALKYLSILYL)VINYLKETENES

by DAWN MARIE BENNETT

B. A., Chemistry Boston University, 1994

SUBMITTED TO THE DEPARTMENT OF CHEMISTRY IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF

DOCTOR OF PHILOSOPHY

AT THE

MASSACHUSETTS INSTITUTE OF TECHNOLOGY

June 1999

© 1999 Massachusetts Institute of Technology All Rights Reserved

Signature of Author...... -...... Department of Chemistry May 19, 1999

C ertified by ...... Rick L. Danheiser Thesis Supervisor

A ccepted by...... Dietmar Seyferth Department Committee on Graduate Studies

7%9;;" TUTE M.I.T. I VWV

I LIBRARIES This doctoral thesis has been examined by a committee of the Department of

Chemistry as follows:

Professor Stephen L. Buchwald...... Chair

Professor Rick L. Danheiser...... ---- Thesis Supervisor

Professor Gregory C. Fu ...... ---...... --

2 Acknowledgments

I would like to thank my family, friends, and colleagues for their unwavering support throughout my graduate school career. First and foremost, I must express my gratitude to my advisor, Professor Rick Danheiser, for providing me with the opportunity to learn in his laboratory. I promise to always remember that "criticism makes you stronger!" I am also indebted to my undergraduate advisor, Professor Warren Giering of Boston University, for inspiring me to pursue my love of chemistry at the highest possible level. I wish to thank the National Science Foundation for a predoctoral fellowship from 1994-1997. Also, thanks are due to Jeff Simpson and Mark Wall of the Instrumentation Facility (Spec Lab!!) as well as to Kevin Shea for their patience with me on the NMR machines over the years. I consider myself fortunate to have had such excellent co-workers over the past five years and I would like to thank all Danheiser group members past and present for their contributions to my intellectual growth. I would especially like to thank the current group members for their support while I've been writing this thesis and for not teasing me too much about my Diet Coke addiction. I would like to thank both Jason Diffendal and Matt Martin for helping me to sort out all kinds on computer snafus and for being such good sports about all the Star Wars jokes. Christophe Mellon has provided valuable discussions about chemistry (and life) and I wish him the best in Cantata! Kevin Shea has helped me numerous times with NMR experiments and has been a great resource for discussing ketene chemistry and Italian restaurants. I would like to thank Greg Dudley for his last-minute help with MacSpartan calculations even though it meant he had to suffer through missing a day of group clean-up (Keanu Reeves rules!). I also wish to thank Dana Buske, Chris, Greg, and that blue guy for making my last night of thesis writing so memorable! Best wishes to Ralf Demuth, Yoshi, Rob Niger, and our youngest group member, Dave Amos (TABOO!). I would like to express my appreciation to Jason, Kevin, Matt, Greg, and Jeremy for proofreading this dissertation on extremely short notice. Special thanks are due to Greg who graciously accepted proofreading duties for the longest chapter plus all the associated experimentals! Most of all, I would like to thank Rick for reading each chapter in minute detail and providing useful writing tips at the same time. Thank you to my dear friend Elizabeth for all your sane advice on life and love when the world seemed upside down. I consider myself incredibly fortunate to have you as my friend. Mint chocolate chip always! To the members of the women's group (you know who you are), thank you from the bottom of my heart for helping me to recognize my own strengths. I will carry a part of each of you with me forever. Rob Lea, I wish you were still on this earth to share this happy moment with me. I think of you often and know you have found peace in heaven. I have been truly blessed with a wonderful family. This thesis would have been impossible without the support of my Mom, Dad, and brother, Craig. Of course the recent addition to my "family", Wile E., has helped immensely, too! I love you all dearly and can't find appropriate words to express my sincere gratitude for all of your kindness and support.

3 To my family

4 SYNTHESIS AND CHEMISTRY OF (TRIALKYLSILYL)VINYLKETENES

by Dawn M. Bennett

Submitted to the Department of Chemistry on May 19, 1999 in partial fulfillment of the requirements for the Degree of Doctor of Philosophy

ABSTRACT

The properties of silylketenes differ dramatically from those of ketenes. New strategies for the synthesis of (trialkylsilyl)vinylketenes ("TAS-vinylketenes") were explored. These robust vinylketenes undergo highly regioselective [4+2] cycloadditions in which the ketene carbonyl dominates in controlling the regiochemical course of the reaction. TAS- Vinylketenes have been shown to undergo Diels-Alder reactions with activated olefinic and azcetylenic dienophiles. These vinylketenes also participate in a hetero [4+2] version of the reaction in which carbonyl and imino dienophiles react with TAS-vinylketenes to afford substituted (6)-lactones and lactams. TAS-Vinylketenes also react in a [4+1] annulation to afford cyclopentenones.

Thesis supervisor: Rick L. Danheiser Title: Professor of Chemistry

5 Table of Contents

Part I Synthesis and Chemistry of (Trialkylsilyl)vinylketenes

Chapter 1 Introduction and Background: Vinylketenes and (Trialkylsilyl)ketenes 8

Chapter 2 Synthetic Approaches to Substituted TAS-Vinylketenes 34

Chapter 3 Applications of TAS-Vinylketenes as Dienes in the Diels-Alder Reaction: Synthesis of Carbocyclic Compounds 53

Chapter 4 Applications of TAS-Vinylketenes as Dienes in the Hetero Diels-Alder Reaction: Synthesis of Heterocyclic Compounds 68

Chapter 5 TAS-Vinylketenes as Four-Carbon Components in a New [4 + 1] Annulation Strategy 100

Part II Experimental Section 113

General Procedures 114

Materials 114

Chromatography 114

Instrumentation 115

Experiments and Spectra 116

6 PART I

Synthesis and Chemistry of (Trialkylsilyl)vinylketenes

7 CHAPTER 1

INTRODUCTION AND BACKGROUND: VINYLKETENES AND

(TRIALKYLSILYL)KETENES

Introduction The utility of ketenes in organic synthesis is well-established.' Studies in the laboratory of Staudinger2 nearly one hundred years ago led to the first general methods for the synthesis of alkyl- and arylketenes. Staudinger also examined the participation of ketenes in addition reactions with nucleophiles as well as their dimerization and polymerization reactions. Since his pioneering work, ketene chemistry has flourished and now includes studies in theoretical, mechanistic, and synthetic areas. Vinylketenes (a,P-unsaturated alkenylketenes) were believed to be intermediates in chemical reactions as early as 1941 . Although these ketenes are difficult to isolate, a variety of methods exist for generating them in situ for use in synthetic reactions. Vinylketenes have the capacity to function as versatile four-carbon building blocks for the assembly of a variety of carbocyclic systems. [2+2] Cycloadditions of vinylketenes are especially valuable transformations which can serve as triggering steps for pericyclic cascades leading to the formation of six- and eight-membered carbocyclic compounds (vide infra). My research has focused on the chemistry of (trialkylsilylvinylketenes ("TAS- vinylketenes"). We expected that these compounds would be more stable than vinylketenes, allowing them to express their underlying reactivity as electron-rich conjugated dienes and participate as four-carbon components in Diels-Alder and related cycloadditions. As background to our work, this chapter includes a review of the synthesis and reactions of vinylketenes, followed by a discussion of silylketenes, including their properties, common

1. For reviews of ketene chemistry, see: (a) Tidwell, T. T. Ketenes; Wiley: New York, 1991. (b) The Chemistry ofKetenes, Allenes, and Related Compounds; Patai, S., Ed.; John Wiley and Sons: New York, 1980 and references cited therein. (c) Hyatt, J. A.; Raynolds, P. W. Org. React. 1994, 45, 159. (d) Schaumann, E.; Scheiblich, S. In Methoden der organischen Chemie (Houben Weyl); Kropf, H., Schaumann, E., Eds.; George Thieme: Stuttgart, 1993; Vol. E15/3, pp 2818-2880, 2933-2957. 2. (a) Staudinger, H. Chem. Ber. 1905, 38, 1735. (b) Staudinger, H.; Ott, E. Chem. Ber. 1908, 41, 2208. (c) Staudinger, H.; Anthes, E.; Schneider, H. Chem. Ber. 1913, 46, 3539. 3. Smith, L. I.; Hoehn, H. H. J.Am. Chem. Soc. 1941, 63, 1181.

8 methods of preparation, and utility in organic synthesis. The remaining chapters will detail our investigations of the synthesis and reactions of TAS-vinylketenes.

Generation of Vinylketenes Three synthetically significant methods for the generation of vinylketenes have been reported to date: (1) the dehydrohalogenation of a,p-unsaturated acid chlorides, (2) the electrocyclic ring opening of cyclobutenones, and (3) the photochemical Wolff rearrangement of a,p-unsaturated diazo ketones. In addition, several other methods have been used to prepare particular vinylketenes. Most vinylketenes cannot be isolated due to their tendency to dimerize and polymerize, and therefore are usually generated in situ and immediately reacted with a ketenophile. Dehydrohalogenation of acid chlorides has been used as a method for the generation of vinylketenes since 1966 when Payne first discovered that reaction of 3-methyl-2-butenoyl chloride with trimethylamine forms isopropenylketene. 4 Although this ketene itself is unstable, it can be trapped by reaction with ethyl vinyl ether or isolated as the ketene dimer. In subsequent years, a variety of vinylketenes have been prepared via the dehydrohalogenation method5 including the isolable vinylketene 2 which Wuest found could be purified by distillation (24 *C, 0.01 mm Hg, eq 1).5k 0 0 C11 Et3N 1 160 C, 8h sealed tube

1 62% 2

4. Payne, G. B. J.Org. Chem. 1966, 31, 718. 5. For examples of the generation of vinylketenes via dehydrohalogenation, see: (a) Gelin, R.; Gelin, S.; Dohnazon, R. TetrahedronLett. 1970,3657. (b) Hickmott, P. W.; Miles, G. J.; Sheppard, G.; Urbani, R.; Yoxall, C. T. J.Chem. Soc., Perkin Trans. 1 1973, 1514. (c) Rey, M.; Roberts, S.; Dieffenbacher, A.; Dreiding, A. S. Helv. Chim. Acta 1970, 53,417. (d) Rey, M.; Dunkelblum, E.; Allain, R.; Dreiding, A. S. Helv. Chim. Acta 1970, 53,2159. (e) Dondoni, A. Heterocycles 1980, 1547. (f) Wuest, J. D. Tetrahedron1980, 36,2291. (g) Huston, R.; Rey, M.; Dreiding, A. S. Helv. Chim. Acta 1982, 65,451. (h) Jackson, D. A.; Rey, M.; Dreiding, A. S. HeIv. Chim. Acta 1983, 66,2330. (i) Danheiser, R. L.; Martinez-Davila, C.; Sard, H. Tetrahedron 1981, 37, 3943. (j) Danheiser, R. L.; Gee, S. K.; Sard, H. J.Am. Chem. Soc. 1982, 104, 7670. (k) Wuest, J. D.; Madonik, A. M.; Gordon, D. C. J.Org. Chem. 1977, 42, 2111.

9 One major drawback of the dehydrohalogenation route to vinylketenes is the production of an amine hydrochloride byproduct which is known to catalyze the polymerization of ketenes. 6 In addition, this salt can cause isomerization of the 0,y-double bonds of 2-vinylcyclobutanoneS 5h (products of [2+2] reactions of vinylketenes with olefins) into conjugation with the carbonyl group. The electrocyclic ring opening of cyclobutenones is a second general method for the synthesis of vinylketenes. This process can occur under either thermal7 or photochemical8 conditions. In 1956, Jenny and Roberts discovered that heating optically active 2,4-dichloro- 3-phenylcyclobutenone results in racemization (eq 2).9 They proposed that this reaction involves reversible formation of chloroketenes 4 via electrocyclic ring opening of the cyclobutenone. In the presence of ethanol the ketene can be trapped as the ethyl ester 5, providing evidence in support of a vinylketene intermediate.

C1 0 CHC 3 C C,0 C 0 (2) ' 1X100 C EtOH H OEt Ph CI Ph CI / Ph H H 3 4 5

Photochemical conditions can also effect the electrocyclic cleavage of cyclobutenones. For example, methylprenylketene is generated via the photochemically induced electrocyclic

6. For examples, see: (a) Brady, W. T.; Waters, 0. H. J.Org. Chem. 1967, 32, 3703. (b) Hansford, W. E.; Sauer, J. C. Org. React. 1946, 3, 108. 7. For examples of thermal electrocyclic ring opening to generate vinylketenes, see: (a) Bellus, D.; Ernst, B. Angew. Chem., Intl. Ed Engl. 1988, 27, 797. (b) Wong, H. N. C.; Lau, K.-L.; Tam, K.-F. Top. Curr. Chem. 1986, 133, 83. (c) Moore, H. W.; Yerxa, B. R. In Advances in Strain in Organic Chemistry, Halton, B., Ed.; Jai Press: London, 1995, pp 81-162. (d) Marvell, E. N. In Thermal Electrocyclic Reactions, Academic Press: New York, 1980, pp 124-190. (e) Moore, H. W.; Decker, 0. H. W. Chem. Rev. 1986, 86, 821. 8. For examples of photochemical electrocyclic ring opening to generate vinylketenes, see: (a) Barton, D. H. R. Helv. Chim. Acta 1959, 42, 2604. (b) Baldwin, J. E.; McDaniel, M. C. J.Am. Chem. Soc. 1968, 90, 6118. (c) Chapman, 0. L.; Lassila, J. D. J.Am. Chem. Soc. 1968, 90, 2449. (d) Arnold, D. R.; Hedaya, E.; Merritt, V. Y.; Karnischky, L. A.; Kent, M. E. Tetrahedron Lett. 1972, 3917. (e) Huisgen, R.; Mayr, H. J.Chem. Soc., Chem. Commun. 1976, 55. (f) Mayr, H.; Huisgen, R. J.Chem. Soc., Chem. Commun. 1976, 57. 9. (a) Jenny, E. F.; Roberts, J. D. J.Am. Chem. Soc. 1956, 78, 2005. (b) Silversmith, E. F.; Kitahara, Y.; Roberts, J. D. J.Am. Chem. Soc. 1958, 80,4088. (c) Silversmith, E. F.; Kitahara, Y.; Caserio, M. C.; Roberts, J. D. J.Am. Chem. Soc. 1958, 80, 5840.

10 ring opening of 2,4,4-trimethylcyclobutenone. This vinylketene then undergoes [2+2] cycloaddition with ethyl vinyl ether to afford a mixture of stereoisomeric cyclobutenones (eq

3 ).8f One advantage of this route is that vinylketenes can be generated at room temperature. In our laboratory, Kollol Pal studied the generation of vinylketenes by irradiation of cyclobutenones and in fact was able to observe the formation of several vinylketenes in good yield by 'H NMR spectroscopy. 0

0 hv ro D O0 c tEto +0 (3)

6 7 8 9 72: 28

The advantages of the electrocylic ring opening for the generation of vinylketenes are clear. This mild, efficient method produces no amine salt that can cause undesirable side reactions. Also, because this is an intramolecular process requiring no reagents, the vinylketene can be generated in very low concentration thus reducing the rate of dimerization. A third method for the generation of ketenes, the photochemical Wolff rearrangement of a,p-unsaturated diazo ketones, is useful for two reasons: the reaction can be run at room temperature, and the only byproduct is nitrogen." In 1964, Roedig reported that irradiation of diazo ketone 10 results in formation of vinylketene intermediate 11 which can be trapped by reaction with N-(phenyl)benzaldimine to afford P-lactam 12 (eq 4).12 We have investigated the generation of vinyl- and arylketene intermediates via the photochemical Wolff rearrangement of a-diazo ketones in the context of the aromatic annulation strategy developed in our laboratory.' 3

10. Pal, K., Ph. D. Thesis, Massachusetts Institute of Technology, Cambridge, MA, 1987, pp. 69-77. 11. For reviews of the photo Wolff rearrangement, see: (a) Regitz, M.; Maas, G. Diazo Compounds - Propertiesand Synthesis; Academic Press: New York, 1986. (b) Doyle, M. P.; McKervey, M. A.; Ye, T. Modern Catalytic Methods for OrganicSynthesis with Diazo Compounds; Wiley: New York, 1998. (c) Zollinger, H. Diazo Chemistry II: Aliphatic, Inorganic, and OrganometallicCompounds; VCH: New York, 1995. 12. Roedig, A.; Fahr, E.; Aman, H. Chem. Ber. 1964, 97, 77. 13. Danheiser, R. L.; Brisbois, R. G.; Kowalcyzk, J. J.; Miller, R. F. J.Am. Chem. Soc. 1990, 112, 3093.

11 0 N2 hv M0C C! h O MoO C NPh A CO 2Me benzene MeO 2C CN PhN 2 Ph 28% CCIPh Cl ' CI -N2 CI1 CI

CI CI CI

10 11 12 Another method for the generation of vinylketenes involves the photolysis or thermolysis of alkenylcarbene metal complexes.14 In this process, metal-ketene complexation suppresses undesired side reactions such as dimerization. These metal-ketene complexes can undergo nucleophilic addition, cycloaddition with alkenes, and intramolecular cyclization. For example, reaction of cobalt complex 13 and 3-hexyne at 25 *C results in the formation of cobalt-vinylketene complex 14;1' addition of sodium methoxide then yields ester 15 in 54% yield (eq 5).

Ph Et --=-- Et Et C >Co(CO)SnPh3 Ph 3Sn(OC)2Co- MeO benzene rt Ph 13 35% 14 OMe

NaOMe MeOH (5) 54% 0 Et OMe

15 Et) Ph OMe

In summary, three synthetically significant methods for the generation ofvinylketenes have found use in recent years: (1). the dehydrohalogenation of acid chlorides, (2) the electrocyclic ring opening of cyclobutenones, and (3) the photo Wolff rearrangement of

14. For reviews on alkenylcarbene metal complexes, see: (a) Hegedus, L. S. In Advances in Metal Carbene Chemistry; Schubert, U., Ed.; Klumer Academic Publishers: Boston, 1989, pp 199-210, 233- 246. (b) D~tz, K. H. New J.Chem. 1990, 14, 433. 15. Wulff, W. D.; Gilbertson, S. R.; Springer, J. P. J Am. Chem. Soc. 1986, 108, 520.

12 unsaturated a-diazo ketones. Other pyrolytic and thermolytic methods also can be used for the preparation of specific ketenes. 16

Reactions of Vinylketenes Vinylketenes participate in a variety of reactions including nucleophilic addition and [2+2] and [4+2] cycloadditions. A brief summary of these reactions follows. Nucleophilic addition of water, alcohols, amines, and carboxylic acids to vinylketenes affords acids, esters, amides, and anhydrides. Nucleophiles trap vinylketenes very efficiently, and this process is often cited as evidence that a ketene was generated in a reaction. For example, in our laboratory Kollol Pal confirmed the intermediacy of a vinylketene generated by the electrocyclic ring opening of 2,3-dimethylcyclobutenone by carrying out the reaction in the presence of t-butylamine to afford amides 17 and 18 (eq 6).

o hv 00 t-BuNH2 Nt-Bu + Nt-Bu (6) 100% A6 16 17 18

Vinylketenes have found their greatest utility reacting with alkenes and alkynes in [2+2] cycloadditions leading to 2-vinylcyclobutanones and -cyclobutenones.!'" In particular, our research group has extensively employed these cycloadditions as triggering steps for pericyclic cascades that lead to the formation of 3-cyclohexenols, cyclooctadienones, and highly substituted phenolic compounds (Scheme 1). In these reactions, vinylketenes function as electron-deficient 2n components in the key [2+2] cycloaddition step.

16. See ref la, pp 52-149. 17. For examples, see refs 5dh,ij, 8f, and 13. 18. Danheiser, R. L.; Nishida, A.; Savariar, S.; Trova, M. P. Tetrahedron Lett. 1988, 4917.

13 Scheme 1

Rz RE REO_ H' RE OH D Rz [1,3) Sigmatropic E Rearrangement Rz D D

0 1 [3,31 C"0 Sigmatropic b 1,3-Dienes Rearrangement

R 1 0O 1) 4e~ Electrocyclic OH Acetylenes AceyleesCleavage R' 12 2) 69- Electrocyclic R---- R R2 12)eClosure R2 3) Tautomerization

Scheme 1 outlines three strategies for the synthesis of carbocyclic compounds developed in our laboratory based on vinylketenes. The first strategy (pathway a) provides a method for the synthesis of substituted 3-cyclohexenols.5 i In this annulation, generation of the vinylketene by dehydrohalogenation of an a,p-unsaturated acid chloride followed by a [2+2] cycloaddition with an electron-rich alkene affords a 2-vinylcyclobutanone intermediate. Addition of a nucleophile with subsequent alkoxy-accelerated [1,3] sigmatropic rearrangement then yields a 3-cyclohexenol. Pathway b illustrates a [4+4] strategy for the synthesis of eight-membered carbocycles. 5i In this method, generation of the vinylketene occurs by either 1,4- dehydrohalogenation of an acid chloride or the thermal electrocyclic ring opening of a cyclobutenone. [2+2] Cycloaddition of the vinylketene with a 1,3-diene yields a 2,3- divinylcyclobutanone intermediate. Subsequent [3,3] sigmatropic rearrangement results in formation of the 2,6-cyclooctadienone. The aromatic annulation strategy described in pathway c is a powerful method for the preparation of highly substituted phenolic compounds. 13,18 We have demonstrated the utility of this strategy by developing direct synthetic routes to a variety of natural products, including

14 Dan Shen diterpenoid quinones,' 9 maesanin, 2 0 aegyptinones A and B, salvilenone,2 2 and bergapten.2 Irradiation of an a-diazo ketone triggers a photochemical Wolff rearrangement to produce a vinylketene which then reacts with an acetylene in a regiospecific [2+2] cycloaddition. Continued irradiation or thermolysis effect the 4n electrocyclic opening of the resulting 4-vinylcyclobutenone generating a dienylketene. The penultimate 67c electrocyclization is followed by tautomerization to yield the aromatic product. Although vinylketenes have a proclivity to undergo [2+2] cycloadditions, a few examples of direct [4+2] cycloadditions of these compounds do exist,24 including cases involving dimerization of vinylketenes. For example, reaction of two molecules of vinylketene 19 affords the a-pyrones 20 and 21 resulting from a [4+2] cycloaddition (eq 7 ).5d Generating vinylketenes in low concentrations in the presence of an excess of ketenophile helps to prevent this undesired dimerization.

0 0 Et3N CW0 0

CCICHC13 d3 ''0 is--I+ 0 0 ((7) rt 19 KI 20 21 34% 31%

As summarized above, vinylketenes have been well-documented as intermediates in a variety of reactions and their participation in [2+2] cycloadditions has been extensively exploited in organic synthesis. If this normal reaction pathway could be suppressed, vinylketenes might express their underlying reactivity as electron-rich conjugated dienes for other useful tranformations. Based on the fact that silylketenes are remarkably more stable

19. (a) Danheiser, R. L.; Casebier, D. S.; Loebach, J. L. TetrahedronLett. 1992, 33, 1149. (b) Danheiser,R. L.; Casebier, D. S.; Firooznia, F. J.Org. Chem. 1995, 60, 8341. 20. Danheiser, R. L.; Cha, D. D. TetrahedronLett. 1990, 31, 1527. 21. Danheiser, R. L.; Casebier, D. S.; Huboux, A. H. J.Org. Chem. 1994, 59, 4844. 22. Danheiser, R. L.; Helgason, A. L. J.Am. Chem. Soc. 1994, 116,9471. 23. Danheiser, R. L.; Trova, M. P. Synlett 1995, 573. 24. For examples, see: (a) Day, A. C.; McDonald, A. N.; Anderson, B. F.; Bartczak, T. J.; Hodder, 0. J. R. J. Chem. Soc., Chem. Commun. 1973,247. (b) Rees, C. W.; Somanathan, R.; Storr, R. C.; Woolhouse, A. D. J.Chem. Soc., Chem. Commun. 1976, 125. (c) Berge, J. M.; Rey, M.; Dreiding, A. S. Helv. Chim. Acta 1982, 65,2230. (d) Collumb, D.; Doutheau, A. Tetrahedron Lett. 1997, 38, 1397.

15 that most other ketenes, we hypothesized that silylvinylketenes might exhibit the stability of silylketenes, thus reducing their eagerness to participate in [2+2] reactions. In order to understand the basis for this hypothesis, it is first necessary to review the synthesis and chemistry of (trialkylsilyl)ketenes.

(Trialkylsilyl)ketenes Silylketenes25 exhibit completely different properties from most other ketenes. The remarkably stable parent compound (trimethylsilyl)ketene can be stored at room temperature for several years without decomposition. In fact, this TAS-ketene can even be purified by distillation at 82 *C. As will become apparent later in this chapter, TAS-ketenes resist dimerization and undergo reactions at a much slower rate than their alkylketene counterparts. The silyl substituent has an extraordinary ability to stabilize ketenes and suppress their natural tendency to dimerize and undergo [2+2] cycloadditions. Originally, TAS-ketenes were believed to exist as a tautomeric mixture of (trimethylsilyl)ketene and trimethylsilyloxyacetylene, accounting for their unusual stability. Spectroscopic studies later showed that this was not true and that only the ketene structure is present. Currently, the amazing stability of TAS-ketenes is believed to result from hyperconjugative electron a-7t donation from the C-Si bond into the in-plane carbonyl 7r*- orbital, a reasonable supposition considering that the power of the C-Si bond as a hyperconjugative electron donor has been well documented. Also, Tidwell has proposed that -the stability of TAS-ketenes is due to the electron-releasing ability of the electropositive

25. For a review on silylketenes, see: Pommier, A.; Kocienski, P.; Pons, J.-M. J.Chem. Soc., Perkin Trans. 1 1998, 2105. 26. Loebach, J. L.; Danheiser, R. L. In Encyclopedia ofReagentsfor OrganicSynthesis; Paquette, L. A., Ed.; Wiley: New York, 1995, pp 5266-5268. 27. For a discussion, see: (a) Patai, S. The Chemistry of OrganicSilicon Compounds; Patai, S., Rappoport, Z., Eds; Wiley: New York, 1989. (b) Weber, W. P. Silicon Reagentsfor OrganicSynthesis; Springer-Verlag: Berlin, 1983. (c) Colvin, E. W. Silicon in OrganicSynthesis; Butterworths: London, 1981. (d) Fleming, I. In Comprehensive Organic Synthesis; Jones, D. N., Ed.; Pergamon: New York, 1979; Vol. 3, pp 541-686. (e) Armitage, D. A. In Comprehensive OrganometallicChemistry; Wilkinson, G., Ed.; Pergamon: New York, 1982; Vol. 2, pp 1-203.

16 silicon group, allowing for a donation. The carbonyl group is rendered less electrophilic and, as a result, less reactive toward nucleophilic addition reactions and cycloadditions.28

MeSi , MeSi® _ 9C=O 3 =- H 2 1 H

A trimethylsilyl group attached to the C-2 of a ketene results in an upfield shift of the

13 C NMR of C-1 as a result of partial sp character at C-1, providing some evidence for silicon acting as a a-t donor in (trialkylsilyl)ketenes. The phenomenon of a-n donation by silicon is well documented in other areas of silicon chemistry. Alternatively, Runge has suggested that TAS-ketene stability is due to back-donation from the ketene n-system to the d-orbitals of the silicon atom, resulting in a partial Si-C double bond.29 Any major contribution by such a resonance form (see below) should result in a longer C-C bond and shorter C-O bond. Ab initio molecular orbital calculations confirmed that the C=O and C=C bond lengths of (trimethylsilyl)ketene are almost the same as the C=O and C=C bonds of methylketene and therefore Runge's proposed structures probably do not contribute significantly to TAS-ketene stability.

G Me 3 Si> M Me 3Si >=C=0 =C= o 01 g C= H ZH H

Generation of (Trialkylsilyl)ketenes Silylketenes have been prepared by a wide variety of methods including the thermolysis of alkoxyalkynes, dehydration of silylacetic acids, Wolff rearrangement of x- diazo ketones, electrocyclic ring opening of cyclobutenediones, and reaction of lithiated

28. For a discussion, see ref Ia and the following: (a) Greg, L.; McAllister, M. A.; Tidwell, T. T. J.Am. Chem. Soc. 1991, 113, 6021. (b) Allen, A. A.; Egle, I.; Janoschek, R.; Liu, H. W.; Ma, J.; Marra, R. M.; Tidwell, T. T. Chem. Lett. 1996, 45. 29. Runge, W. Prog. Phys. Org. Chem. 1981, 13,315.

17 silyldiazomethane with carbon monoxide. Shchykovskaya achieved the first synthesis of (trimethylsilyl)ketene in 1965 by pyrolysis of an alkoxy(trialkylsilyl)acetylene, the most commonly used procedure for the preparation of TAS-ketenes to date.3 0 Heating ethoxy(trimethylsilyl)ethyne 22 at 120 *C results in liberation of ethylene, affording ketene 23 in 90% yield (eq 8). Initially, Shchukovskaya believed that the mechanism of the reaction proceeds via an isomerization, but in 1975 Ruden reported that the reaction actually occurs via a retro-ene 6-membered transition state.3 1

H H

120 *C H -C2H4 Me 3Si Me 3Si ---- OEt 0 ' C C=0 (8)

22 [ Me 3Si - 0 90% 23

Subsequent studies have shown that (trimethylsilyl)ketene (23) can be generated at lower temperatures by the thermal decomposition of t-butoxy(trimethylsilyl)ethyne 24. Heating alkyne 24 at temperatures as low as 50 *C resulted in the slow elimination of 2- methylpropene. Nearly instantaneous conversion to (trimethylsilyl)ketene occurs at higher temperatures (100-110 *C). The large t-butoxy group shields the triple bond and helps to prevent side reactions (such as polymerization and nucleophile attack) that commonly occur when the silylketene is generated from the less hindered ethoxy derivative 22. Therefore, preparation of silylketenes from 24 can occur in the presence of nucleophiles which subsequently react with the ketene. For example, (trimethylsilyl)ketene (generated by pyrolysis of 24) in the presence of diphenylamine, afforded amide 25 in quantitative yield (eq 9). Unfortunately, the t-butoxy derivative 24 requires several steps to prepare whereas a one- step procedure yields ethoxy derivative 22 from commercially available ethoxyacetylene.

30. Shchukovskaya, L. L.; Pal'chik, R. I.; Lazarev, A. N. Dokl. Akad Nauk SSSR (Engi. Transl) 1965, 164, 357. 31. Ruden, R. A. J. Org. Chem. 1974, 39, 3607. 32. Valenti, E.; Pericas, M. A.; Serratosa, F. J. Org. Chem. 1990, 55, 395.

18 Ph 2NH CHC13 0 50-55 *C, 11 h ( Me3SI -= Ot-Bu 100 Me3Si -- NPh2 100% N~ 2 (9) 24 25

Substituted (trialkylsilyl)ketenes can be prepared by a related method, the thermal rearrangement of trialkylsilyloxyacetylenes.33 Treatment of 1-methoxy-3-methyl-i-butyne with trimethylsilyl iodide affords intermediate 1-(trimethylsilyloxy)-3-methyl-i-butyne. Rearrangement to the corresponding isopropyl-substituted ketene 28 occurs at room temperature (eq 10).33a Synthesis of the parent (trimethylsilyl)ketene can occur via a similar rearrangement in which reaction of ketene, trimethylsilyl triflate, and triethylamine affords (trimethylsiloxy)acetylene as an intermediate which undergoes 1,3-silicon transfer at room temperature to afford (trimethylsilyl)ketene in 63% yield. 4

i-Pr OM Me3SiI = OSiMe M 3SI >C=O (10) CH 3CN i-Pr rt, 30 min 90% 26 27 28

Lutsenko reported another pyrolytic method for the generation of (TAS)ketenes. 5 Heating (triethylsilyl)acetic anhydride affords (triethylsilyl)ketene in 80% yield (eq 11). Condensation of two molecules of (triethylsilyl)acetic acid produces the necessary anhydride. The requisite silylacetic acids can presumably be prepared in one step by the conversion of acetic acid to the dianion by treatment with LDA followed by silylation with two equivalents of the desired silyl chloride.36 Dehydrohalogenation of acid chlorides also forms TAS- ketenes, but this method generally gives only low yields of the desired product?7

33. (a) Sakurai, H.; Shirahata, A.; Sasaki, K.; Hosomi, A. Synthesis 1979, 740. (b) Efinova, I. V.; Kazankova, M. A.; Lutsenko, I. F. J. Gen. Chem. USSR (Engi. Trans.) 1985, 55, 1465. (c) Pons, J.-M.; Kocienski, P. TetrahedronLett. 1989, 30, 1833. 34. Uhlig, W.; Tzschach, A. Z. Chem. 1988, 28, 409. 35. Kostyuk, A. S.; Dudukina, 0. V.; Burlachenko, G. S.; Baukov, Yu. I.; Lutensko, I. F. JGen. Chem. USSR (Engl. Transi.) 1969, 39, 441. 36. Tsuge, 0.; Kanemasa, S.; Suzuki, T.; Matsuda, K. Bull. Chem. Soc. Jpn. 1986, 59, 2851.

19 0 0 A Et3Si C=O(11) Et 3SK~i,,k ..J.SiEt 0 3 80% H

29 30

In 1989, Olah reported an efficient preparation of silylketenes by the dehydration of silyl acetic acids.38 Treatment of commercially available (trimethylsilyl)acetic acid 31 with dicyclohexylcarbodiimide (DCC) in the presence of catalytic triethylamine affords (trimethylsilyl)ketene in 63% yield (eq 12). However, all attempts in our laboratory to accomplish the synthesis of (trimethylsilyl)ketene according to this procedure have thus far been unsuccessful. Other (TAS)acetic acid precursors for this new approach to TAS-ketenes can be prepared as mentioned above.

DCC cat. Et3N Me0Si . H C= (12) 63% H 31 23

In 1985, Maas reported an extremely facile synthesis of TAS-ketenes by the Wolff rearrangement of a-silyl-a-diazo ketones under photochemical conditions or with transition metal catalysis. 3 9 Irradiation of a-diazo ketone 32 affords silylketene 33 in 94% yield (eq 13). Alternatively, treatment of 32 with copper triflate (4 mol% in benzene, 20 *C) results in Wolff rearrangement, producing the desired ketene 33 in 93% yield. The requisite a-silyl-a- diazo ketone can be prepared via silylation of an a -diazo ketone, thus allowing access to a variety of aryl- and alkyl-substituted silylketenes.

37. Lutensko, I. F.; Baukov, Yu. I.; Kostyuk, A. S.; Savelyeva, N. I.; Krysina, V. K. J. Organomet. Chem. 1969, 17, 241. 38. Olah, G. A.; Wu, A.; Farooq, 0. Synthesis 1989,568. 39. (a) Maas, G.; Brackmann, R. J.Org. Chem. 1985, 50,2801. (b) Brtckmann, R.; Schneider, K.; Maas, G. Tetrahedron 1989, 45,5517.

20 hv benzene rt 1.5h (i-Pr)3Si Ph XyN2 >-C=O (13) Ph Si(i-Pr)h 94% 32 33

In recent years, Tidwell has done extensive studies on the preparation of bis(trialkylsilyl)ketenes via the electrocyclic ring opening of cyclobutenediones under both thermal and photochemical conditions.40 Reaction of bis(t-butyldimethyl-silyl)acetylene 34 with dichloroketene (generated from trichloroacetyl chloride with zinc-copper couple) affords dichlorocyclobutenone 35. Hydrolysis with concentrated sulfuric acid yields the cyclobutenedione 36 which undergoes a facile electrocyclic ring opening to produce bisketene 37 in excellent yield (Scheme 2).

Scheme 2

CC13CCOCI t-BuMe2Si Zn-Cu t-BuMe2Si 0 Et 2O:DME III 9CI 84% t-BuMe2Si C1 t-BuMe2Si 35 34 H2SO4 55 *C 44%

t-BuMe 2Si XC : A or hv t-BuMe2Si 0 CDC13

C SiMe 2t-Bu 92% t-BuMe2Si 0

37 36

40. For recent reports on the synthesis and chemistry of bis(trialkylsilylketene), see: (a) Allen, A. D.; Liu, R.; Ma, J.; McAllister, M. A.; Tidwell, T. T.; Zhao, D.-C. Acc. Chem. Res. 1995, 28,265. (b) Allen, A. D.; Liu, R.; Ma, J.; McAllister, M. A.; Tidwell, T. T.; Zhao, D.-C. PureAppi. Chem. 1995, 67, 777. (c) Allen, A. D.; Colomvakos, J. D.; Egle, I.; Liu, R.; Ma, J.; Marra, R. M.; McAllister, M. A.; Tidwell, T. T. Can. J. Chem. 1996, 74,457. (d) Zhao, D.-C.; Tidwell, T. T. J.Am. Chem. Soc. 1992, 114, 10980. (e) Zhao, D.-C.; Allen, A. D.; Tidwell, T. T. J.Am. Chem. Soc. 1993, 115, 10097.

21 Recently, Murai reported a remarkably efficient route to bis(silyl)- and stannyl(silyl)ketenes by the reaction of lithiated (trimethylsilyl)diazomethane with carbon monoxide, followed by trapping with a silyl chloride, silyl triflate, or stannyl chloride.4' Thus, treatment of (trimethylsilyl)diazomethane with n-butyllithium followed by exposure to carbon monoxide (1 atm) affords acyllithium intermediate 39. Extrusion of dinitrogen produces the lithiated silylketene 40 which is trapped with triethylsilyl trifluoromethanesulfonate to produce the bis(silyl)ketene 41 in 85% yield. Efforts to trap lithiated silylketene 40 with alkyl halides or a proton source were unsuccessful.

Scheme 3 n-BuLi Li THE Li COo .0SI/=N2 TH ' ) N2 ,O 0= N2 Me Si 3 Me Si 39 38 3 39

-N 2

00 Et3SiOTf 9 C ofC

Me 3SSi SiEt3 Mo 3Si Li 41 40

Reactions of (Trialkylsilyl)ketenes Silylketenes undergo a diverse assortment of reactions and the rich area of silylketene chemistry has been extensively investigated. The remainder of this chapter will briefly summarize the participation of TAS-ketenes in nucleophilic addition reactions as well as [2+2] and [4+2] cycloadditions. Also, the formation of allenes, cyclopropanones, and cyclobutanones from TAS-ketenes will be reviewed.

(1) Nucleophilic Addition TAS-Ketenes readily undergo nucleophilic addition with a variety of compounds including water, alcohols, amines, and certain carbon nucleophiles. Hydration of

41. Kai, H.; Iwamoto, K.; Chatani, N.; Murai, S. J Am. Chem. Soc. 1996, 118, 7634.

22 (trimethylsilyl)ketene under neutral conditions occurs at a significantly slower rate than the addition of water to comparable alkylketenes. However, under acidic or basic conditions, the rate of silylketene hydration is faster than that of alkylketenes.42 ,43 This interesting rate difference is believed to result from silicon's unique ability to stabilize both a negative charge a to the silicon (basic hydration conditions) and to stabilize a positive charge P to the silicon (acidic hydration conditions).44 Other oxygen nucleophiles also react at a much faster rate with alkylketenes than with TAS-ketenes. However, under appropriate conditions, simple alcohols do add to (trimethylsilyl)ketene to afford esters in excellent yield.45 Alcohols also combine with the more hindered (t-butyldimethylsilyl)ketene, although at a slightly reduced rate. TAS-Ketenes react with sterically hindered alcohols very slowly unless a Lewis acid that can catalyze the reaction is present. For example (eq 14), addition of n-butanol to TMS-ketene occurs rapidly at -10 OC,30 but reaction of t-butanol with 23 is much slower (CC14 , 48 h, rt, 80%) unless catalyzed by a Lewis acid (BF 3-OEt 2, 5 min, rt, 93%).31

t-BuOH 0 BF 3-OEt n-BuOH

Me3S i -.-,A 1* rt 5 min Me 3Si C=o -10 C 0 Me3SIkOn-B. (14) Ot-Bu 93% H 85% 43 23 42

Zinc halides effectively catalyze the addition of alcohols to (trimethylsilyl)ketenes.46 Many functional groups tolerate the presence of this mild Lewis acid, including carbonyl groups, acetals, olefins, and epoxides that would be sensitive to other Lewis acids such as

BF 3-OEt 2. Kita has thus found that zinc chloride catalyzes the addition of a-hydroxy ketones

42. Allen, A. D.; Tidwell, T. T. TetrahedronLett. 1991, 32, 847. 43. For other studies on the hydration of silylketenes, see refs 30, 40e and the following: (a) Vodolazskaya, V. M.; Baukov, Yu. I. J.Gen. Chem. USSR (Engl. Transl.) 1973, 43, 2076. (b) Ponomarev, S. V. Angew. Chem., Int. Ed Engl. 1973, 12,675. 44. Gong, L.; McAllister, M. A.; Tidwell, T. T. J.Am. Chem. Soc. 1991, 113, 6021. 45. For examples of the reaction of silylketenes with alcohols, see refs 30, 31, 40e, 43a and the following: (a) Ando, W.; Sekiguchi, A.; Migita, T.; Kammula, S.; Green, M.; Jones, M., Jr. J.Am. Chem. Soc. 1975, 97, 3818. (b) Knauss, E. E.; Coutts, R. T.; Kazakoff, C. W. J.Chromatogr. Sci. 1976, 14, 525. (c) Ponomarev, S. V.; Erman, M. B.; Gervits, L. L. J.Gen. Chem. USSR (Engl. Transl.) 1972, 42,462. 46. Kita, Y.; Sekihachi, J.-i.; Hayashi, Y.; Da, Y.-Z. ; Yamamoto, M.; Akai, S. J. Org. Chem. 1990, 55, 1108.

23 to (trimethylsilyl)ketene to afford functionalized a-silylacetates (eq 15), compounds that are difficult to prepare by traditional methods. Yamamoto reported that a naturally occurring lipase isolated from Rhizopusjaponicus also catalyzes this transformation.47

0 ZnC 2, CH 2C2 0 )> c=0 + Ph)Y OH rt 45 mn Ph < O SiMe3 (15) H Me 91% Me O

23 44 45

As mentioned earlier, TAS-ketenes react rapidly with amines to form amides.48 Ruden reported the quantitative conversion of (trimethylsilyl)ketene to the corresponding amide 46 upon addition of diisopropylamine at room temperature (eq 16).31 Bromine also adds to (trimethylsilyl)ketene to produce bromo(trimethylsilyl)acetylbromide. 30 In addition, alkoxy(tributyl)tins combine with TAS-ketenes to afford a-stannyl esters.49

i-Pr2NH MeS C= Me3Si P (16) H 100% M SA NiP)

23 46

Taylor reported a convenient one-pot preparation of coumarins based on the addition of salicylaldehyde salts to TAS-ketenes.50 Condensation of o-acyl phenol 47 with ketene 23 affords a-silylcarboxylate 48, and subsequent cyclization and elimination yields coumarin 49 in 92% yield (eq 17).

47. Yamamoto, Y.; Ozasa, N.; Sawada, S. Chem. Express 1993, 8, 305. 48. For examples of the reaction of silylketenes with amines, see refs 30, 31, and the following: Coutts, R. T.; Jones, G. R.; Benderly, A.; Mak, A. L. C. J. Chromatogr.Sci. 1979, 17, 350. 49. (a) Akai, S.; Tsuzuki, Y.; Matsuda, S.; Kitagaki, S.; Kita, Y. J.Chem. Soc., Perkin Trans. 1 1992, 2813. (b) Akai, S.; Tsuzuki, Y.; Matsuda, S.; Kitagaki, S.; Kita, Y. Synlett 1991, 911. 50. Taylor, R. T.; Cassell, R. A. Synthesis 1982, 672.

24 DMF 0 Na O1 rt 2h N O (17) CHO Me 92% 3Si H CHO SiMe 3

47 23 48 49

The addition of carbon nucleophiles to TAS-ketenes has also received considerable attention. Organolithium reagents add to substituted TAS-ketenes; subsequent addition of acid results in formation of a ketone, whereas treatment with a trialkylsilyl chloride affords a silyl enol ether. For example, treatment of bis(trimethylsilyl)ketene with n-butyllithium followed by acidic workup affords ketone 51.51 Alternatively, addition of n-butyllithium to ketene 52 followed by trapping with trimethylchlorosilane produces the vinyl silyl ether 53 as a single stereoisomer (eq 18).

1. n-BuLi, THF 0 Me Si >C=O 3 rt 8h No Me 3Si Y'knn-Bu Me Si 3 2. H30+ SiMe3 50 85% 51 (18)

1. n-BuLi, Et 20 Me 3Si -78 *C 1h Me3Si OSiMe3

Et 2. Me 3SiCI Et n-Bu -78 *C to rt 12 h 52 53 78%

When a TAS-ketene containing a proton at C2 is treated with strongly basic organolithium reagents, only proton abstraction results (no nucleophilic addition is observed).53 Kita reported that the resulting lithiated silylketene can react with a (trialkylsilyl)chloride at low temperature to afford bis(trialkylsilyl)ketenes in excellent yield.54 In the presence of a less basic organocerium reagent, nucleophilic addition to TAS-ketenes

51 . Woodbury, R. P.; Long, N. R.; Rathke, M. W. J. Org. Chem. 1978, 43,376. 52. Baigrie, L. M.; Seiklay, H. R.; Tidwell, T. T. J.Am. Chem. Soc. 1985, 107, 5391. 53. See ref 51 and the following: Sullivan, D. F.; Woodbury, R. P.; Rathke, M. W. J. Org. Chem. 1977, 42, 2038.

25 occurs, forming an enolate. 5 For example, addition of BuCeC 2 to (t- butyldimethylsilyl)ketene affords enolate 55 which can be trapped with either aqueous ammonium chloride or an alkyl halide to afford 56 and 57 (eq 19).

NH 4CI 0 t-BuMe 2Si Bu _[ 091% t-BuMe2Si BuCeC 2 t-BuMe2Si 0 56 N >=( 1C=0 (19) H H Bu

54 55 Mel t-BuMe2SIy 0B HMPA Y, Me 76% 57 Enamines can react as ketenophiles, combining with silylketenes to form 1,3-diones. 56 For example, Shioiri reported that addition of enamine 58 to (t-butyldimethylsilyl)ketene 54 at room temperature followed by hydrolysis of the imine during silica gel chromatograpy affords dione 59 in 70% yield (eq 20).

1. PhH 0 0 t-BuMe Si N rt, 18 h Sit-BuMe 2 H= + (5~ ~ IJ~(20)2 H 2. Si02

70% 54 58 59

(2) Cycloadditions of TAS-Ketenes Because of the stabilizing effect of silicon substituents on ketenes, TAS-ketenes undergo [2+2] cycloadditions only with very reactive, electron-rich olefms. In 1974, Zaitseva reported the addition of 1,1 -diethoxyethene to (trimethylsilyl)ketene to afford the [2+2] cycloadduct.57 Brady later reported that (trimethylsilyl)ketene reacts with tetramethoxyethene

54. Akai, S.; Kitagaki, S.; Naka, T.; Yamamoto, K.; Tsuzuki, Y.; Matsumoto, K.; Kita, Y. J.Chem. Soc., Perkin Trans. 1 1996, 1705. 55. Kita, Y.; Matsuda, S.; Kitagaki, S.; Tsuzuki, Y.; Akai, S. Synlett 1991, 401. 56. Takaoka, K.; Aoyama, T.; Shioiri, T. Synlett 1994, 1005. 57. Zaitseva, G. S.; Baukov, Yu. I.; Mal'tsev, V. V.; Lutsenko, I. F. J.Gen. Chem. USSR (Engi. Transl.) 1974, 44, 1389.

26 to form cyclobutanone 61.58 Treatment of ketene 23 with the bulkier alkene 62 results only in addition to the ketene (without subsequent ring closure) to yield acyclic ester 63 (eq 21).' 9

MoO OMe 60 MoO OMe Me3Si 90*C 2h a MeI OMe 65% MeO OMe 61 Me3Si (21) H MoO OSiMo3 62 M0 3Si OSiMe 23 H OSiMO 3 3 H' CO 2SMe3 rt 24 h MeO

95% 63

In 1975, Zaitseva reported the first [2+2] cycloaddition of a TAS-ketene and an aldehyde. Reaction of (trimethylsilyl)ketene with benzaldehyde in the presence of BF 3-OEt 2 affords a 2:1 mixture of cis- and trans-4-phenyl-3-trimethylsilyloxetan-2-one (64) in 65% yield (eq 22).60 Due to the decreased reactivity of TAS-ketenes in [2+2] cycloadditions, these reactions usually require catalysis by Lewis acids. Since Zaitseva's discovery, this [2+2] approach has become a common method for the synthesis of P-lactones. 61 Recent developments in the area of oxetanone synthesis include the use of bulky Lewis acids for preparation of exclusively cis-substituted P-lactones 62 and chiral Lewis acids for the formation of enantiomerically enriched products.63 Silylketenes do not participate in [2+2] reactions with ketones.

58. Brady, W. T.; Saidi, K. J Org. Chem. 1980, 45, 727. 59. Brady, W. T.; Saidi, K. J. Org. Chem. 1990, 55, 4215. 60. Zaitseva, G. S.; Vinokurova, N. G.; Baukov, Yu. I. J. Gen. Chem. USSR (Engl. Transl.) 1975, 45, 1372. 61. For a review on the synthesis of P-lactones via the [2+2] reaction of TAS-ketenes and carbonyl compounds, see ref 25 and references cited therein. 62. Maruoka, K.; Concepcion, A. B.; Yamamoto, H. Synlett 1992, 31. 63. For a recent example, see: Dymock, B.; Pons, J.-M.; Kocienski, P. J.Chem. Soc., Chem. Commun. 1996, 1053.

27 PhCHO Me Si 0 Me 3Si > cat. BF 3-OEt 3 H (22) 65% Ph 23 64

Although the well-known Staudinger reaction of ketenes and imines is an extremely useful method for the synthesis of P-lactams, few examples of silylketene participation in this type of reaction have been reported.64 In 1976, Brady reported the first [2+2] reaction of a TAS-ketene with an imine. Reaction of bromo(trimethylsilyl)ketene 66 (generated in situ by dehydrohalogenation of 65) with N-(t-butyl)benzaldimine provided P-lactam 67 in 56% yield (eq 23).64a

N.,t-Bu Et3N Me3S t-Bu 0 heptane Br C= PhP H MOSi -)ABr 3 'N (23) Br reflux 16 h - Ph! SiMe 56% Br 3

65 66 67

Schubert later reported the reaction of ethoxy(triphenylsilyl)ketene 69 (generated in situ from metal complex 68) with N-(methyl)benzaldimine which produces a 74:16 mixture of cis and trans-substituted P-lactams 70 and 71 (eq 24 ).64' At about the same time, Zaitseva reported that (trimethylsilyl)ketene reacts with N-alkylsulfonyl chloralimines.64c

64. (a) Brady, W. T.; Owens, R. A. Tetrahedron Lett. 1976, 1553. (b) Kron, J.; Schubert, U. J.Organomet. Chem. 1989, 373, 203. (c) Novikova, 0. P.; Livantsova, L. I.; Zaitseva, G. S. J.Gen. Chem. USSR (Engl. Transi.) 1989, 59, 2350. (d) Zaitseva, G. S.; Novikova, 0. P.; Livantsova, L. I.; Petrosyan, V. S.; Baukov, Yu. I. J. Gen. Chem. USSR (Engl. Transi.) 1991, 61, 1268.

28 Et2O Ph 3Si>= (CO) 5MC(OEt)SiPh3 -M(CO) EtO M = Cr, Mo, W 6 69 68 IPh)=N-Me H (24)

Me, 0 Me 0 N N I/Et Ph /SiMe 3 PhXf H OEt H SiMe3 70 71 74% 16%

Usually TAS-ketenes do not participate in formal [4+2] cycloaddition reactions, but a few examples have been reported. Shioiri recently described the reaction of (t- 65 butyldimethylsily)ketene with an electron-rich 1,3-diene. Experimental evidence was obtained suggesting that this reaction proceeds via a stepwise mechanism. Thus, addition of diene 72 to ketene 54 affords a betaine intermediate (73) that can be trapped as the ester 74 by addition of water. Increasing the time or temperature of the reaction results in cyclization to afford the dihydropyranone 75 which subsequently isomerizes to pyranone 76 (Scheme 4).

Scheme 4 benzene OSiMO reflux 3 d t-BuMe2Si 3 C=0 + a OSiMe3 H Oh.~.IIEO3 t-BuMe2SI OSiMe

54 72 73

'-Q COSiMe3 74

t-BuMe t-BuMe 2Si 0 0 2 Si AnI 0 0 77% 76 75

65. Ito, T.; Aoyama, T.; Shioiri, T. TetrahedronLett. 1993, 34, 6583.

29 In 1996, Aoyama and Shioiri reported another example of a TAS-ketene undergoing a [4+2] cycloaddition.66 Reaction of (trimethylsilyl)ketene with acylisocyanate 77 affords the [4+2] adduct, 78. Subsequent reaction with dimethylacetylene dicarboxylate and expulsion of carbon dioxide then yields 2-pyridone 79 in nearly quantitative yield in an extremely efficient one-pot procedure (eq 25).

0 MO 3SI R N=C=0 + R = (p-N0 H 2)C6 H4 77 23

o-dichlorobenzene (25) I reflux 3 h 0 CO Me DMAD 2 [O 3h CO2Me

Me 3SiO N R O N R .I99% H 78 79

(3) Formation of Allenes, Cyclopropanones, and Cyclobutanones Olefmation of (trimethylsilyl)ketene with stabilized phosphorus ylides has been used for the preparation of allenes.67 For example, reaction of ylide 80 with (trimethylsilyl)ketene at -5 'C affords allenic ester 81 in 85% yield (eq 26). Reaction of (trimethylsilyl)ketene with unstabilized phosphorus ylides results only in formation of complex mixtures of products.

Combination of a variety of phosphorus ylides (such as Ph3P=C(Ph)(Et)) with bis(trialkylsilyl)ketenes gives reasonable yields of silylallenes.

66. (a) Takaoka, K.; Aoyama, T.; Shioiri, T. TetrahedronLett. 1996, 37, 4973. (b) Takaoka, K.; Aoyama, T.; Shioiri, T. TetrahedronLett. 1996, 37, 4977. 67. See ref 25 and Kita, Y.; Tsuzuki, Y.; Kitagaki, S.; Akai, S. Chem. Pharm. Bull. 1994, 42, 233.

30 H

MeSPh 3 P C2Et Me 3Si H HOiC=O 80 HC== (26) H H CO 2Et CH 2CI 2, -5 *C 23 85% 81

Silyl-substituted ketenimines can also be prepared using organophosphorous chemistry. Barbaro and co-workers described the reaction of (trimethylsilyl)ketene with [bis(trimethylsilyl)methylimino]triphenylphosphorane 82 at room temperature, affording ketenimine 83 in moderate yield (eq 27).68 Another aza-Wittig-type reaction serves as a key step in Molina's total synthesis of aaptamine in which treatment of a functionalized iminophosphorane with (trimethylsilyl)ketene affords a silylketenimine intermediate.69

,CH(SiMe 3)2

Me 3Si Ph3P=N 82 Me 3Si (2)CH(SiMe)

H Et2O, 25*C H 23 42% 83

Zaitseva found that reaction of TAS-ketenes with diazomethane produces cyclopropanones or cyclobutanones.70 The outcome of the reaction depends greatly on the amount of diazomethane used. Treatment of (trimethylsilyl)ketene with one equivalent of diazomethane at 130 *C results in exclusive formation of 2-(trimethylsilyl)-cyclopropanone 84. The cyclopropanone product can react with a second equivalent of diazomethane to afford the ring expansion products 85 and 86 as a mixture of isomers. The cyclobutanones can be obtained directly by treatment of 23 with two equivalents of diazomethane at -78 *C (Scheme 5).

68. Barbaro, G.; Battagliz, A.; Giogianni, P.; Guerrini, A.; Seconi, G. J.Org. Chem. 1995, 60, 6032. 69. Molina, P.; Vida, A.; Varquero, I. Synthesis 1996, 1199. 70. (a) Zaitseva, G. S.; Bogdanova, G. S.; Baukov, Yu. I.; Lutsenko, I. F. J. Organomet.Chem. 1976, 121, Cl- C22. (b) Zaitseva, G. S.; Bogdanova, G. S.; Baukov, Yu. I.; Lutsenko, I. F. J. Gen. Chem. USSR (Engl. Trans.) 1978, 48, 111.

31 Scheme 5

1 equiv CH 2N2 M0 Si -130 C 3 O 84 50% quiv CH N Me 3Si 2 2 Et 2 ), -78 *C H

23 2 equiv CH 2N2 Me 3Si 0 Et2 , -78 C

90% 85 Me 3Si 86 40: 60

(Trimethylsilyl)diazomethane also combines with TAS-ketenes in [2+1] cycloadditions.7 1 Brady reported that (diethylmethylsilyl)ketene 87 reacts smoothly with

TMS-diazomethane to afford exclusively the cis-substituted cyclopropanone 88 (eq 2 8 ).',a Reaction of TMS-diazomethane with (trimethylsilyl)ketene and other (trimethylsilyl)arylketenes have also been reported.7 lb" Concurrent with our work (see Chapter 5), Tidwell reported the [4+1] reaction of bis(trialkylsilylketenes) with TMS- diazomethane. This reaction will be discussed in detail in Chapter 5.

Me 3SiCHN 2 Et2 O Et 2MeSi Et MeSi 2 -10 *C to rt > 0 (28) H Me Si 90% 3 87 88

Our laboratory reported the first synthesis and isolation of a silylvinylketene several years ago. Since then, we have been interested in developing new routes to substituted TAS- vinylketenes and systematically investigating their utility in organic synthesis. Chapter 2

71. (a) Brady, W. T.; Cheng, T. C. J.Organomet. Chem. 1977, 137,287. (b) Zaitseva, G. S.; Kisim, A. N.; Fedorenko, E. N.; Nosova, V. M.; Livantsova, L. I.; Baukov, Yu. I.; Lorberth, J. J.Gen. Chem. USSR (Engl. Transi.) 1987, 57, 1836. (c) Zaitseva, G. S.; Lutsenko, I. F.; Kisin, A. V.; Baukov, Yu. I.; Lorberth, J. J.Organomet. Chem. 1988, 345, 253. 72. Colomvakos, J. D.; Egle, I.; Ma, J.; Pole, D. L.; Tidwell, T. T.; Warkentin, J. J. Org. Chem. 1996, 61, 9522.

32 discusses new approaches for the synthesis TAS-vinylketenes, and Chapters 3-5 present our results on TAS-vinylketene reactivity in [4+2] and [4+1] cycloadditions.

33 CHAPTER 2

SYNTHETIC APPROACHES TO SUBSTITUTED TAS-VINYLKETENES

Synthesis of (Trimethylsilyl)vinylketene by Dehydrohalogenation One of the most widely used methods for the preparation of TAS-vinylketenes involves the dehydrohalogenation of acid chlorides. Indeed, this approach has been used for the synthesis of vinylketenes as discussed in Chapter 1. Several years ago our laboratory reported the first synthesis of (trimethylsilyl)vinylketene (92) by this method, according to the route outlined in Scheme 6.7 Treatment of 1-(trimethylsilyl)propyne (89) with diisobutylaluminum hydride and methyllithium affords a vinylalanate intermediate75 that subsequently reacts with carbon dioxide to form (Z)-2-(trimethylsilyl)-2-butenoic acid (90). The potassium salt of 90 reacts with oxalyl chloride to afford acid chloride 91 that is used in the next step without purification. Addition of 91 to a pentane solution of triethylamine followed by heating at reflux (15 to 24 h) yields (trimethylsilyl)ketene. Purification by distillation (25 *C, 1 mmHg) affords the ketene (92) as a yellow-green liquid (Scheme 6). (Trimethylsilyl)vinylketene is moderately stable and can be stored in solution at 0 0C for 1-2 weeks without appreciable decomposition.

Scheme 6 1. DIBAL-MeLi 0

- SiMe3 Et20-hexane O Me3SI OH 2. C0 2 89 90 KOH, MeOH 1.1 equiv (COC) 2 pentane, cat. DMF 0 *C to rt, 1.5 h 0.9 equiv Et 3N MeSiNC, pentane, reflux Me Si C11 C 15-24 h M3S 39-50% 92 overall yield 91

73. Danheiser, R. L.; Sard, H. J. Org. Chem. 1980, 45, 4810. 74. (a) Eisch, J. J.; Damasevitz, G. A. J. Org. Chem. 1976, 41, 2214. (b) Uchida, K.; Utimoto, K.; Nozaki, H. J.Org. Chem. 1976, 41, 2215. 75. Zweifel, G.; Steele, R. B. J.Am. Chem. Soc. 1967,89,2754.

34 Unfortunately, the limited thermal stability of this vinylketene restricts the scope of its reactions. We expected that substituted TAS-vinylketenes would be more stable. Unfortunately, although dehydrohalogenation of the aP-unsaturated chloride 91 provides convenient access to (trimethylsilyl)vinylketene, this strategy is not well-suited for the synthesis of more highly substituted TAS-ketenes. In some cases the requisite precursors are not available, and regiochemical ambiguities can arise in dehydrohalogenation (1,4- elimination) reactions involving p,p-disubstituted-a,p-unsaturated carboxylic acid derivatives (eq 29).

R3Si C R3Si C" R3Si C" C00_ + (29)

R R2 R R2 R1 R2

Recent studies in our laboratory have demonstrated that the photochemical Wolff 3 rearrangement provides an efficient method for the synthesis of vinylketenes.1 In these transformations, the vinylketene is not isolated, but is trapped in situ with an alkyne, initiating a cascade of pericyclic reactions leading ultimately to the formation of a highly substituted aromatic system. Maas and co-workers have shown that saturated TAS-ketenes can be 39 generated in a similar fashion by the Wolff rearrangement of a-silyl-a-diazo ketones. The efficiency of these processes suggested that the rearrangement of a'-silyl-a'-diazo-a,P- unsaturated ketones (94) might provide the basis for a new route to TAS-vinylketenes (eq 30).

R SiOTf R1 0 N RSiR3Si C 1 3 1 R N2 i-Pr2EtN 2 hv R (30)

R3 R

93 94 95

35 Synthesis of Substituted TAS-Vinylketenes by Photochemical Wolff Rearrangement The requisite a-diazo ketone precursors (93) were all prepared using the "detrifluoroacetylative" diazo transfer strategy previously developed in our laboratory.76 Thus, treatment of methyl ketone 96 with 1.1 equivalents of lithium hexamethyldisilazide in THF at -78 *C produces a lithium enolate, which is acylated by exposure to 1.2 equivalents of trifluoroethyl trifluoroacetate at -78 *C. Treatment of the resulting a-trifluoroacetyl ketone

(97) with 1.5 equiv of MsN3 in the presence of 1.0 equivalents of water and 1.5 equivalents of

Et3N in acetonitrile (25 *C, 4 h) affords the desired diazo ketone 98 in 75-79% yield after chromatographic purification (eq 31). It should be noted that a'-diazo-a,P-unsaturated ketones generally cannot be prepared by addition of diazomethane to acyl chlorides because of competing side reactions involving dipolar cycloadditions to the conjugated double bond."

0 .1 L0 0 1.5 equiv MsN3 1. 1.1 equiv LiHMDS 1.0 equiv H20 N THF, -78 C CF3 1.5 equiv Et 3N N2 2. 1.2 equiv TFETFA CH 3CN, rt 4 h -78 *C, 5-10 min 75-79% 96 97 98 Silylation of the diazo ketones was accomplished using a modification of the method of Mass and co-workers. 78 In this procedure, diazo ketones are treated with a silyl triflate reagent and diisopropylethylamine to afford the a-silyl-a-diazo ketone. As reported by Maas, the silylated a-diazo ketones have a tendency to undergo protodesilylation during their preparation and isolation caused by the presence of acidic trialkylammonium triflate byproducts. Jennifer Loebach of our laboratory found that this problem can be minimized by 9 employing a solvent system consisting of equal parts Et2O and hexane. The ammonium

76. (a) Danheiser, R. L.; Miller, R. F.; Brisbois, R. G.; Park, S. Z. J.Org. Chem. 1990, 55, 1959. (b) Danheiser, R. L.; Miller, R. F.; Brisbois, R. G. Organic Syntheses; Wiley: New York; 1998; Collect. Vol. IX, 197. 77. For a discussion and examples, see: (a) Regitz, M.; Maas, G. Diazo Compounds, Properties and Synthesis; Academic Press: New York, 1986, pp 498-499. (b) Fink, J.; Regitz, M. Synthesis 1985, 569. (c) Itoh, M.; Sugihara, A. Chem. Pharm. Bull. 1969, 17, 2105. (d) Regitz, M.; Menz, F.; Liedhegener, A. Justus Liebigs Ann. Chem. 1970, 739, 174. (e) Harmon, R. E.; Sood, V. K.; Gupta, S. K. Synthesis 1974, 577. (f) Rosenquist, N. R.; Chapman, 0. L. J.Org. Chem. 1976, 41, 3326 and references therein. 78. See ref 39 and the following: Bruckmann, R.; Maas, G. Chem. Ber. 1987, 120,635. 79. (a) Loebach, J. L., Ph. D. Thesis, Massachusetts Institute of Technology, Cambridge, MA 1995. (b) Loebach, J. L.; Bennett, D. B.; Danheiser, R. L. J. Org. Chem. 1998, 63, 8380.

36 salts have reduced solubility in this medium, and the desired silylation products are obtained in 10-30% higher yield as compared to reaction in Et2O alone. A variety of a'-trialkylsilyl- c'-diazo-a,P-enones can be prepared in good yield by employing this protocol (Scheme 7). Diazo ketones 100-102 were isolated as yellow to orange oils that can be stored in solution at 0 *C for several days without significant decomposition. Because a wider range of silyl chloride reagents are available as compared to silyl triflates, we briefly examined the suitability of silyl chlorides as substitutes for triflates in the silylation reaction. As a model case, the reaction of chlorotriethylsilane with diazo ketone 98 was examined under the standard silylation conditions (1.0 equiv i-Pr2EtN, Et2O:hexane, 0 *C to rt). Unfortunately, this reaction afforded none of the desired product even after stirring for several days at room temperature. Apparently, silyl chlorides are insufficiently reactive to effect the desired transformation.

Scheme 7

0 R3SiOTf, i-Pr2EtN 0 RI N2 Et -hexane R 0_2 0C toi _t1

99 R',R2= (CH 2)4 R3= (i-Pr)3 100 75% 98 RI = R2 = CH 3 R3 =(i-Pr)3 101 86-89% 2 98 Ri= R =CH 3 R3 = Et3 102 70-84%

Recently we have been interested in preparing TAS-vinylketenes with alkoxy- or phenyl-substituted silyl groups. We anticipated that these particular silyl groups would permit useful synthetic transformations following cycloaddition. The silyl triflates necessary for the synthesis of these desirable TAS-vinylketenes were not readily available. However, these highly reactive and extremely moisture sensitive compounds have been prepared previously by treatment of the requisite silyl chloride with triflic acid80 or by reaction of the silyl chloride with silver triflate.8 1 Alternatively, treatment of an aryl- or allylsilane with triflic acid results

80. Corey, E. J.; Cho, H.; Racker, C.; Hua, D. H. TetrahedronLett. 1981, 22, 3455. 81. Riediker, M.; Graf, W. Helv. Chim. Acta 1979, 62, 205.

37 in displacement of the phenyl or allyl group, affording a silyl triflate product.82 We first prepared an aryl-substituted silyl triflate using the strategy outlined in eq 32. Reaction of dichlorodiphenylsilane with 2.4 equivalents of ethylmagnesium bromide afforded the desired silane 103 in excellent yield,83 and addition of an equimolar amount of triflic acid then generated the desired silyl triflate 104 and benzene, which can be removed by distillation. The crude triflate reagent (104) was used for silylation reactions without further purification.

2.4 equiv EtMgBr

Ph 2SiC12 Et 2O, reflux 4 h - Ph2M2 1.0 equiv TfOH PhEt2SIOTf (32) 87% 103 -PhH 104

Reaction of diazo ketone 98 with approximately one equivalent of the unpurified diethyl(phenyl)silyl trifluoromethanesulfonate 104 under the standard silylation conditions affords the desired silyl diazo ketone 105 in 56-74% yield (eq 33, not optimized).

PhEt 2SiOTf, i-Pr2EtN N2 E20-hexane N 0 C to rt, 1-2 h 10N 2 (33) SIEt2Ph 56-74% 98 105

Unfortunately, synthesis of the alkoxy-substituted silyl triflate 107 was not straightforward (Scheme 8). Dichlorodiethylsilane, when treated with isopropanol in refluxing benzene, affords the alkoxysilyl chloride 106 in 75% yield after distillation. 84 (Chloride 106, as expected, was not sufficiently reactive to effect silylation of diazo ketone 98). Reaction of chloride 106 with silver triflate afforded a mixture of products that could not be separated by distillation. By a second route, dichlorodiethylsilane reacts with two equivalents of silver triflate to afford the ditriflate 107 in 61% yield after distillation.

82. (a) Matyjaszewski, K.; Chen, Y. L. J. Organomet. Chem. 1988, 340, 7. (b) Uhligh, W. J. Organomet. Chem. 1993, 452, 29. 83. Kipping, C. J. Chem. Soc. 1927, 107. 84. McCusker, P. A.; Greene, C. E. J.Am. Chem. Soc. 1948, 70,2807.

38 Unfortunately, subsequent treatment with isopropanol and base afforded a mixture of products that decomposed upon attempted distillation.

Scheme 8 1.0 equiv i-PrOH benzene, reflux 1.0 equiv AgOTf 5 min CH 2C 2, rt 2 h Et2Si(Oi-Pr)CI 75% 106 A OTf EM2=1~2 Et2S 1- \ 2.0 equiv AgOTf 1.0 equiv i-PrOH Et 2 Oi-Pr CH 2C12 Et2SI(OTf)2 Et3 N 107

61% 108

An alternate route to 107 which was not investigated experimentally is outlined in eq 34. Treatment of dichlorodiethylsilane with an equimolar amount of isopropanol followed by addition of allylmagnesium bromide was expected to afford intermediate 109, and subsequent displacement of the allyl group with triflic acid was then anticipated to produce the desired compound 107.

1) i-PrOH .O(I-Pr) 1.0 equiv TfOH Et 2 SiC2 ------Et2S - 107 (34) 2). MgBr 109

With efficient routes to a variety of a-trialkylsilyl-L-diazo ketones in hand, we were able to carry out a systematic investigation of their conversion to the desired TAS- vinylketenes. Initial studies by Loebach found that Wolff rearrangement occurred upon irradiation at 300 nm using a Rayonet RPR-100 photochemical reactor at 30-35 *C (Scheme 9). Better yields were obtained in the synthesis of more highly substituted vinylketenes, possibly because of the greater stability of the diazo ketone precursors.

39 Scheme 9 0*0 C* nm) R3Si R1 N2 hv (300 benzene imp- R2) SiR3 R 12R

100 R ,R2= (CH 2)4, R3= (i-Pr)3 110 70-74% 101 R1 = R2 = CH 3, R3= (i-Pr)3 111 74-87% 102 Ri = R2 = CH 3, R3 = Et3 112 59% 105 R1 = R2 = CH 3, R3 = Et 2 Ph 113 64%

TAS-Vinylketenes exhibit a number of interesting spectral characteristics. The following page outlines the spectral features of the diethyl(phenyl)silyl-substituted ketene 113 (Figure 1). The IR spectrum of TAS-vinylketene 113 shows the expected strong diagnostic stretch near 2100 cm-1 resulting from the symmetric stretching modes of the ketene backbone (C=C=O). The 'H NMR spectrum is relatively uninformative because TAS-vinylketenes do not contain a proton on the ketene double bond that would be diagnostic of the structure. However, the 13C NMR spectrum has two notable features. As expected, the C-1 (C=C=0) carbons of TAS-vinylketenes are extensively deshielded and give a low field signal near 185 ppm. The C-2 carbon (C=C=O) exhibits an unusually high field signal near 20 ppm, resulting from contribution of the resonance structure illustrated below.

0 R3S R 3 Si C ______G C

40 Figure 1. Spectral Characteristics of (E)-2-(1-Methyl-1-propenyl)-2-(diethyl(phenyl)silyl)ketene (113)

IR (film): 3360, 2440, and 2060 cm~I

'H NMR (500 MHz, CDCl3):

(m) 7.53-7.57 (m, 2H) 0.90-1.04 7.32-7.39 (m, 3H) Ph,SI C0

4.96 (q, J= 6.8 Hz) 1.80 (s) H3C H

CH 3 1.51 (d, J= 6.8 Hz) I 'If t i 6 7 6 5 4 3 2 Li1 I ppe

3 1 C NMR (125 MHz, CDCl3):

7.9

136.2,135.1, Ph 4.8 130.1, 128.6 o S 25.0 184.8 1123.8 19.2 H3C 119.3

CH 3 14.6

I . 226 200 180 i6 i48 126 1600 80 6 40 20 pPM

41 Maas previously reported the application of the transition-metal catalyzed Wolff rearrangement for the preparation of saturated alkyl(TAS)ketenes, 39 and we hoped that this method might be applicable for the synthesis of TAS-vinylketenes. Treatment of silylated a- diazo ketone 100 with a 0.04 to 0.2 equivalents of CuOTf results in formation of the desired ketene 110 (eq 35). Unfortunately, the yield of this reaction (22-26%) compares poorly with the excellent yield (89%) obtained by the photochemically induced Wolff rearrangement of the same diazo ketone, and this method was not pursued further.

cat. CuOTf (i-Pr)3Si C0 benzene (35) I(i-Pr)3 rt, 1-2.5 h 22-26% 100 110

Substituted TAS-vinylketenes are remarkably robust compounds, in dramatic contrast to typical vinylketenes. The triisopropyl derivative (111) was recovered unchanged after heating in C6D6 at 80 *C for four days, although some decomposition of the (triethylsilyl)vinylketene 112 was observed after heating at this temperature for 10 h. Also notable is the observation that these ketenes can be purified by conventional silica gel chromatography without any detectable decomposition. We were interested in preparing 3-alkoxy-substituted TAS-vinylketenes because these electron-rich compounds are expected to exhibit increased reactivity in cycloaddition reactions. As discussed earlier, TAS-vinylketenes are easily prepared by the photochemically induced Wolff rearrangement of a'-trialkylsilyl-a'-diazo-a,p-enones. We expected that application of this protocol to a-alkoxy-a'-trialkylsilyl-a'-diazo-a,p-enones might provide a route to the desired alkoxy-substituted vinylketenes. Dr. Yutaka Ukaji of our laboratory investigated this approach as outlined in Scheme 10. Lithiation of 3,4-dihydro-2H-pyran (114) with n-butyllithium followed by treatment with N,N-dimethylacetamide afforded the aP-unsaturated methyl ketone 115 as previously reported by Boeckman.85 Application of our standard diazo transfer conditions provided

85. Boeckman, R. K.; Bruza, K. J. Tetrahedron 1981, 37, 3997.

42 diazo ketone 116 in moderate yield. Subsequent silylation with triisopropylsilyl trifluoromethanesulfonate in the presence of diisopropylethylamine provided silyl diazo ketone 117 in 58% yield after purification by silica gel chromatography. Unfortunately, irradiation of 117 in a degassed benzene solution yielded none of the desired ketene 118. It is possible that alkoxy-substituted TAS-vinylketene 118 is an exceptionally sensitive compound and may have formed under the photochemical conditions and then decomposed or polymerized.

Scheme 10 0 1) LiHMDS, THF 0 -78 *C then 1) n-BuLi, THF 0 N2 0 to 50 C TFETFA 0 2) H3CCONMe 2 1 2) MsN 3 H20, Et N 114 115 3 116 32-49% CH 3CN, rt (i-Pr)3SiOTf 46% i-Pr2EtN Et 2O:hexane 0 0C to rt 58% 0 R3SI C" hv (300 nm) 0 N2 benzene V SiR3 A 118 117

Synthesis of Substituted TAS-Vinylketenes by Electrocylic Cleavage of Cyclobutenones

In our previous studies on the application of vinylketenes in annulation routes to six-s8 and eight-5imembered rings, our laboratory has shown that the electrocyclic ring opening of cyclobutenones provides an especially attractive method for the generation of these reactive species. It therefore appeared likely that 2-trialkylsilylcyclobutenones might afford TAS- vinylketenes in good yield upon heating. Advantages of this method include the fact that no byproducts are formed and the reaction is reversible. In fact, Tidwell has recently shown that

86. See refs 5i, 13, and the following: Danheiser, R. L.; Gee, S. K. J. Org. Chem. 1984, 49, 1672.

43 silylated bisketenes can be generated in a similar fashion by the thermal or photochemical ring opening of cyclobutenediones (see Scheme 2). Our plan for the preparation of cyclobutenone precursors to TAS-vinylketenes called for the [2+2] cycloaddition of dichloroketene with an activated alkyne followed by reductive dechlorination. It is important to note that in order to obtain the requisite 2-silyl substituted cyclobutenone, the alkyne must contain a donating substituent (such as an alkoxy or phenyl group) to direct the regiochemical course of the reaction. In the case of (trialkylsilyl)acetylenes with only alkyl substituents, mixtures of regioisomeric cycloadducts are generally obtained. Earlier, in attempts to prepare (trimethylsilyl)vinylketene via this method, Sard discovered that the [2+2] cycloaddition of (trimethylsilyl)acetylene with dichloroketene affords almost exclusively the undesired P-silylcyclobutenone 120 (eq 36).87

Me Si CC1 COCI Me Si 0 0 3 Zn(Cu)3 3

'i Et2 O, reflux /Ci .J /CI H9 C Me 3Si Cl 67% 119 120 1:99

Scheme 11 outlines the application of this strategy to the synthesis of TAS- vinylketene 127. Addition of dichloroketene to the phenyl-substituted (trialkylsilyl)acetylenes 121 and 122 provides the desired dichlorocyclobutenones 123 and 124 in high yield. The structure of compound 124 (a single regioisomer as determined by 300 MHz 'H NMR analysis) was assigned based on the known powerful directing effect of phenyl groups in the [2+2] cycloadditions of ketenes and also by knowledge of the 13C NMR spectrum of the previously characterized cyclobutenone 123 (Figure 2).86

87. Danheiser, R. L.; Sard, H. Tetrahedron Lett. 1983, 24, 23.

44 Scheme 11

R3Si CC13COCI Zn(Cu) R3Si 0 III 123 (R = Me) 86-95% Et2O, 35 c Phi 124 (R = Et) 92% Ph Ph C1 121 (R= Me) Zn 122 (R = Et) AcOH-TMEDA EtOH 0 to 25 0C benzene R3Si X o 60 *C, 4.5 h R3Si 0 125 (R = Me) 64-74% 126 (R = Et) 55% Ph M 37% Ph 127 (R = Me)

Figure 2

150.7 149.8

Me 3Si 10 EtASi 182.9 1 183.4 180.,5 Ph /1/Cl PhC1 91.2 91.0 123 124

Dechlorination of 4,4-dichlorocyclobutenones does not proceed smoothly under conventional conditions, but can be accomplished in good yield by employing the protocol developed independently in our laboratory88 and that of Dreiding. 89 Upon heating in benzene at 60 'C for 4.5 h, 125 undergoes smooth conversion to the desired TAS-vinylketene 127. As expected, this (trimethylsilyl)vinylketene proved less stable to chromatography than the triethyl- and triisopropylsilyl derivatives 110-112 and could only be obtained in 37% yield after purification on Florisil. For this reason, it ultimately proved advantageous to generate the ketenes from cyclobutenones 125 and 126 in situ for various cycloadditions rather than to subject these sensitive compound to isolation and purification. Chapters 3 and 4 discuss the "in situ generation" of TAS-vinylketenes from cyclobutenones 125 and 126 in detail.

88. (a) Danheiser, R. L.; Savariar, S. TetrahedronLett. 1987, 28, 3299. (b) Danheiser, R. L.; Savariar, S.; Cha, D. D. OrganicSyntheses; Wiley: New York, 1993; Collect. Vol. VIII, pp 82-86. 89. Ammann, A. A.; Rey, M.; Dreiding, A. S. Helv. Chim. Acta 1987, 70, 321.

45 Interestingly, in several reactions where cyclobutenone 125 was heated at elevated temperatures (110-150 *C), a butenolide side product was isolated. We believe that this byproduct results from reaction of TAS-vinylketene 127 with diradical oxygen. A related reaction of oxygen with a bisketene has been previously reported by Tidwell,90 and a similar mechanism may be operative in our examples. Scheme 12 outlines the mechanism we propose for formation of butenolide byproduct 129. Addition of oxygen to ketene 127 followed by reaction with a second ketene molecule affords diradical intermediate 128. After intersystem crossing, 128 can undergo cyclization to afford two molecules of butenolide 129. After bubbling air through a refluxing toluene solution of cyclobutenone 125 for 18 h, the butenolide (129) was isolated in 42% yield following purification by silica gel chromatography.

Scheme 12

reflux 0 Me 3Si 0 toluene, 02 48 h MeSI 3 be 3 0 Ph 42% 5 125 Ph129

Me 3Si C0 127 Ph: Ph 02

0 . Me 3Si 0 Ph

M0 3Si M0 3Si C t PhSie Ph Ph 128 0

A variety of spectral data was collected and analyzed in order to substantiate the structural assignment of 129. The 1H NMR spectrum exhibits a singlet at 4.94 ppm corresponding to the two C-5 protons on the butenolide ring. The IR spectrum of 129 shows a strong carbonyl stretching frequency at 1745 cm-1 indicative of the a,p-unsaturated lactone. Further proof for the structure of 129 was obtained from a 13C NMR DEPT experiment. The

90. Zhao, D.-C.; Tidwell, T. T. J.Am. Chem. Soc. 1992, 114, 10980.

46 C-5 carbon appears as a methylene group at a characteristic resonance of 73.7 ppm. Also, the carbonyl resonance is observed at 176.9 ppm and the two butenolide alkenyl carbons appear at 174.0 ppm (C-4) and 133.4 ppm (C-3). The C-4 carbon is deshielded by conjugation with the carbonyl group and therefore appears downfield in the 13C NMR spectrum. We have shown that TAS-vinylketenes form easily by the electrocyclic ring opening of 2-silylcyclobutenones and we therefore believed it would be possible to access alkoxy- substituted TAS-vinylketenes (131) by this method (Scheme 13).76 One factor motivating our interest in alkoxy-substituted TAS-cyclobutenones is the potential utility of these compounds as synthetic intermediates. Addition of R to the carbonyl of 130 followed by hydrolysis should provide an avenue to a wide array of substituted cyclobutanones (132) that could then undergo electrocyclic ring opening to TAS-vinylketenes (133). Three methods were explored for the formation of the requisite 3-alkoxy-2-(trialkylsilyl)cyclobutenones.

Scheme 13

A or hv R3Si C

R Si 3 0 RO131 13

RO 1)R + R3Si 0 R3Si C 130 2) H30 A or hv R R 132 133

The first method we investigated involved the [2+2] cycloaddition of dichloroketene with an alkoxysilane (eq 37). (Trimethylsilyl)ethoxyacetylene (22)' underwent smooth [2+2] cycloaddition with dichloroketene (generated via dehalogenation of trichloroacetyl chloride) to afford the desired cyclobutenone 134 in excellent yield. The next step in our scheme required the reductive dechlorination of a 4,4-dichlorocyclobutenone, which is considerably more difficult than in the case of the corresponding saturated derivatives, though it can be accomplished using procedures developed independently in our laboratory and that of Dreiding (vide supra). Unfortunately, the reductive dechlorination of 134 was unsuccessful

91. Ruden, R. A. J. Org. Chem. 1974, 39, 3607.

47 using the standard conditions and we were forced to abandon this approach. We suspect that zinc coordination to the neighboring ethoxy group may prevent the desired reductive dechlorination from occurring.

Me Si CC1 COCI 3 3 Me 3Si o Zn, EtOH Me3S 0 (37 Zn(Cu) -I Ac0H-TMEDA4, 11 Et 2O, reflux /CI EtO EtO C1 EtO 86% 22 134 135

Zaitseva has reported that reaction of TAS-ketenes with ketene acetals affords 3,3- dialkoxy-2-(trialkylsilyl)cyclobutanones in 48-49% yield.57 Our second strategy for the synthesis of 3-alkoxy-2-(trialkylsilyl)cyclobutenones was based on this precedent. We anticipated that cyclobutanone 140 produced by the Zaitseva reaction might undergo elimination in the presence of ZnCl2 to give the desired 2-silylcylobutenone 141 (Scheme 14). We hoped that the regiochemistry of this elimination reaction could be controlled by employing the procedure of Scheeren which allowed him to regioselectively deprotonate cyclobutanone 136 at the more hindered position. Scheeren found that situ trapping with

(trimethylsilyl)chloride affords silyl enol ether 137, while without ZnCl2, the alternative isomer 138 is isolated (eq 38). In our case, in the absence of a trapping agent, we expected to observe elimination of ethoxide to provide the desired cyclobutenone 141 upon treatment of

140 with Et3N-ZnCl2.

Scheme 14

EtASi>C=0 H H 30 80 O*A _Et3Si 0 RA3 I 0 + -(--Ir ------ON- EtO 3> EtO EtO )

EtO139tEtO 140 141

48 OSiMe3 0 ZnC1 OSiMe Et3N, Me3SCf 2 3 EtN, Me 3SiCI h (38) rt 25 h rt 25 Et Et Et4 IiEt EtO Et 90% 90% 138 136 137

Zaitseva reported the preparation of our target intermediate (140) in 48% yield via the reaction of diethylketene acetal (139, synthesized by dehydrobromination of bromoacetaldehyde diethylacetal in t-BuOK/t-BuOH)92 and (triethylsilyl)ketene without solvent at 80 *C. Unfortunately, in our hands, attempts to repeat Zaitseva's procedure afforded none of the desired product 140. The reaction was attempted using freshly distilled reagents, and a variety of solvents, temperatures, and reaction times were investigated, but in no case could [2+2] cycloadduct be detected by 'H NMR. We have been unable to account for these results. Our third method investigated the generation of alkoxy-substituted TAS-vinylketenes from squaric acid derivatives (Scheme 15). Liebeskind has extensively studied the chemistry of squaric acid and its derivatives, reporting that addition of organolithium reagents to diisopropylsquarate followed by treatment with catalytic amounts of acid is the best available procedure for the preparation of squaric acid derivatives. 93 We found that reaction of diisopropyl squarate (142) with dimethylphenylsilyllithium in THF at -78 *C followed by treatment with concentrated aqueous HCl affords silyl-substituted cyclobutendione 144 in 84- 86% yield.

92. McElvain, S. M.; Kundiger, D. Organic Syntheses; Wiley: New York, 1955; Collect. Vol. III, pp 506-509. 93. Liebeskind, L. S.; Fengl, R. W.; Wirtz, K. R.; Shawe, T. T. J. Org. Chem. 1988, 53, 2482.

49 Scheme 15

i-PrO 0 PhMe 2SiLi i-PrO OH PhMe 2Si 0 THF SiMe 2Ph conc. HCI -78 *C, 30 mn iPr 84-86% i-PrO 0 i-PrO O 142 143 144

H

PhMe 2Si 0

i-PrO H

145

Liebeskind also reported that selective reduction of the more reactive carbonyl group of squaric acid derivatives occurs smoothly upon addition of lithium tri-(tert- butoxy)aluminum hydride at reduced temperatures. 94 We studied the reduction of cyclobutendione 144 with a variety of hydride reagents, as summarized in Table 1. Of the reagents investigated, only the lithium tri-(t-butoxy)aluminum hydride successfully reduced cyclobutenedione 144, but the reaction required a large excess of the hydride reagent (entry 6). Although this route appeared feasible, we were discouraged by the multiple steps required to access the desired cyclobutenone intermediate and therefore this route was not studied further.

94. (a) Edwards, J. P.; Krysan, D. J.; Liebeskind, L. S. J.Org. Chem. 1993, 58, 3942. (b) Krysan, D. J.; Gurski, A.; Liebeskind, L. S. J.Am. Chem. Soc. 1992, 114, 1412.

50 Table I

PhMe 2Si 0- PhMe2S! 0 )q 90H i-PrO i-PrO H 144 145

Entry Conditions Results

1 1.2 equiv i-Bu 2AlH, CH 2C12, -78 *C, 1 h Complex mixture

2 1.2 equiv Li s-Bu3BH , THF, 0 'C, 5 min Complex mixture

3 1.6 equiv NaBH 4, i-PrOH, rt, 5 min Complex mixture

4 1.2 equiv LiAl(t-BuO) 3H, THF, 0 *C to rt, 2 days No reaction observed

5 2.3 equiv LiAl(t-BuO) 3H, THF, -78 *C to rt, 2 days No reaction observed

6 5.0 equiv LiAl(t-BuO) 3H, THF, -40 *C, 45 min -30%

7 1.2 equiv Red-Al, Et2O, 0 *C, 2 h Complex mixture

Alternative Routes to TAS-Vinylketenes: Preliminary Studies

Currently in our laboratory, Kevin Shea is investigating the preparation of TAS-vinyl- and alkynylketenes via the cross coupling reactions of stannyl- and halo(silylketenes) as outlined in Scheme 16. Murai previously reported a synthesis of tributylstannyl(trimethylsilyl)ketene 146 from (trimethylsilyl)diazomethane as discussed in Chapter 1. We expect that ketene 146 may undergo Stille-type reactions with alkenyl- and alkynyl halides. Alternatively, reaction of bromo(trialkylsilyl)ketenes6 4a (148) with alkenyl- or alkynylstannanes should afford unsaturated ketene products as well. This method would allow efficient access to a wide array of unsaturated TAS-ketenes (147), including the elusive TAS-alkynylketenes.

51 Scheme 16

n-BuLi; X R' CO; Bu 3SnCI C R2 Me3SiCHN 2 Me 3Si SnBu3 146 R3Si C - R3Sn.., R' 0 Br2; 0 I R' C Et 3N R2 R 147 R3Si H R3Si Br 148

We have developed efficient methods for the synthesis of TAS-vinylketene and continue to investigate new, improved routes to these compounds. In what kind of synthetically significant reactions do these novel compounds participate? The remainder of this thesis explores this provocative question. Chapters 3 and 4 detail the [4+2] cycloadditions of TAS-vinylketenes, and Chapter 5 presents the application of these compounds in a novel [4+1] annulation strategy for the synthesis of cyclopentenones.

52 CHAPTER 3

APPLICATION OF TAS-VINYLKETENES AS DIENES IN THE DIELS-ALDER REACTION: SYNTHESIS OF CARBOCYCLIC COMPOUNDS 95

Substituted cyclohexenones are important synthetic targets and are most commonly prepared via the Robinson annulation. In recent years, considerable research has been directed toward the development of alternative routes to cyclohexenones based on the Diels- Alder reaction. Most of these methods have been based on the application of highly functionalized dienes as 47t components, 96 and depending on the choice of diene, routes to cyclohexenones with electron-withdrawing groups at C-4, C-5, and C-6 are now available. Danishefsky has developed an elegant route to cyclohexenones in which oxygen substituted dienes participate in [4+2] cycloadditions with electron-deficient dienophiles.97 The oxygen substituents impart a high degree of reactivity and regiospecificity on the dienes which combine with activated dienophiles to produce cyclohexene intermediates. Subsequent treatment of the enol ether with acid hydrolyzes the vinylogous hemiketal to produce substituted cyclohexenones. Note that this methodology produces cyclohexenones in which the dienophile activating (W) group ends up at the C-4 position of the cyclohexenone ring.

OR OR + WJ7 W RO - RO

Even moderately reactive dienophiles undergo cycloadditions with these unhindered, electron-rich dienes. For example, 2-methylcyclohexenone reacts with Danishefsky's diene at 200 *C to afford the substituted cyclohexanone intermediate 151. Exposure of the reaction mixture to a 3:1 THF:0.005 N HCl solution then produces the cis-fused cyclohexenone 152 in

95. Portions of this chapter are published in ref 79b. 96. (a) Fringuelli, F.; Taticchi, A. Dienes in the Diels-Alder Reaction; Wiley: New York, 1990. (b) Petrzilka, M.; Grayson, J. I. Synthesis 1981, 753. (c) Danishefsky, S. Acc. Chem. Res. 1981, 14, 400.

53 47% yield (eq 39). Subsequently, Danishefsky reported the synthesis of chiral l-alkoxy-3- trimethylsilyloxy-1,3-dienes for asymmetric Diels-Alder reactions. 98' 99 In a related method, Rawal has reported that chiral l-amino-3-silyloxy-1,3-dienes participate in Diels-Alder reactions with a,p-unsaturated aldehydes and esters to afford substituted cyclohexenones in high ee.100

H Me3S!O xylene Me 3SiO + 200 *C 20 h 47% OMe 0 MoO 0 149 150 151

I HCI (39)

H

00

152

Trost has investigated a novel Diels-Alder approach for the preparation of cyclohexenones in which 2-alkoxy-3-thio-substituted dienes undergo [4+2] cycloadditions with electron-poor dienophiles to afford cycloadducts that can be converted to cyclohexenones by enol ether hydrolysis, oxidation of the sulfide to a sulfoxide, and thermal elimination. This methodology generates cyclohexenones in which the dienophile W-group is ultimately found at the C-5 position of the new ring.' Trost has employed this approach for the synthesis of carvone (156) as illustrated in Scheme 17.

97. (a) Danishefsky, S.; Kitahara, T. J.Am. Chem. Soc. 1974, 96, 7807. (b) Danishefsky, S.; Kitahara, T. J. Org. Chem. 1975, 40, 538. 98. (a) Bednarski, M.; Danishefsky, S. J Am. Chem. Soc. 1983, 105, 6968. (b) Danishefsky, S.; Bednarski, M.; Izawa, T.; Maring, C. J.Org. Chem. 1984, 49, 2290. (c) Bednarski, M.; Danishefsky, S. J.Am. Chem. Soc. 1986, 108, 7060. 99. For other examples of chiral alkoxy dienes, see: (a) Trost, B. M.; O'Krongly, D.; Belletire, J. L. J.Am. Chem. Soc. 1980, 102, 7595. (b) Lubineau, A.; Queneau, Y. J.Org. Chem. 1987, 52, 1001. (c) Gupta, R. C.; Larsen, D. S.; Stoodley, R. J.; Slawin, A. M. Z.; Williams, D. J. J. Chem. Soc., Perkin Trans. 1 1989, 739. (d) Tripathy, R.; Carroll, P. J.; Thornton, E. R. J.Am. Chem. Soc. 1991, 113, 7630. (e) Boehler, M. A.; Konopelski, J. P. Tetrahedron 1991, 47, 4519. 100. Kozmin, S. A.; Rawal, V. H. J.Am. Chem. Soc. 1997, 119, 7165. 101. Trost, B. M.; Vladuchick, W. C.; Bridges, A. J. J.Am. Chem. Soc. 1980, 102, 3554.

54 Oy W RO ZQW RO + W

Scheme 17 0 0 MeO A 2h MeO

PhS 75% PhS

153 154 (4:1 regioisomers) 155

1) Ph 3P=CH 2 , THF 2) HCO 4, aq CH 3CN 3) NaH, Mel, THF 4) mCPBA 5) (MeO) 3P, A 21%

carvone 0 156

A third objective of interest in this area of Diels-Alder based cyclohexenone synthesis has been the development of vinylketene equivalents capable of participating as diene components in [4+2] cycloadditions. In contrast to the Diels-Alder strategies summarized above, these reactions would produce cyclohexenones in which the dienophile W-group would appear at the C-6 position of the new cyclohexenone ring. Unfortunately, the tendency of vinylketenes to form only [2+2] cycloadducts with alkenes (eq 40) and the intrinsic instability of these ketenes generally precludes their direct use as [4+2] enophiles, as discussed in Chapter 1.24

W 0, W

55 [2+2] C + [+ (40)

Vinylketene acetals have found use as vinylketene surrogates; however, the scope of this methodology is somewhat limited because of the sensitivity of these compounds and the fact that the s-cis conformation required for cycloaddition is usually disfavored in these Z- substituted dienes. Substitution by an electron-donating alkoxy- or silyloxy-group at C-3 dramatically increases the reactivity of vinylketene acetals, and these activated dienes readily participate in [4+2] cycloadditions with a variety of dienophiles.C"lO 2 For example, the oxygenated diene 157 combines rapidly with dimethylacetylene dicarboxylate (DMAD) in refluxing benzene to afford substituted phenol 159 in 89% yield (eq 41).

OMe CO 2Me benzene OH

+ 80 *C 30 min- OP CO2Me (41)

Me 3SiO CO2Me 89% HO CO 2 Me 157 158 159

In 1980, our laboratory reported that (trimethylsilyl)vinylketene participates as a reactive enophile in [4+2] cycloadditions with standard electron-deficient Diels-Alder dienes. This chemistry is summarized later in this section. Several years later, Ghosez reported that N-silylated silylvinylketenimines can function in a similar manner as vinylketene equivalents in Diels-Alder reactions with olefinic and acetylenic dienophiles.103 In an example of this interesting cycloaddition, ketenimine 160 combines smoothly with methyl acrylate at 150 'C, and subsequent protodesilylation with potassium fluoride in refluxing methanol yields dihydroaniline 162 (eq 42). Hydrolysis to the cyclohexenone 163 can then be effected using 1.2 N HCl. Ketenimine 160 also reacts in [4+2] cycloadditions with methyl crotonate, various acetylenic esters, and napthoquinones.

102. Savard, J.; Brassard, P. Tetrahedron 1984, 40, 3455. 103. Differding, E.; Vandevelde, 0.; Roekins, B.; Van, T. T.; Ghosez, L. Tetrahedron Lett. 1987, 28, 397.

56 Si(i-Pr)h ,N 1)150*C NH2 (i-Pr)Si C CO 2Me 2) KF-MeOH (i-PrhSi C02MO

70% 160 161 162

1.2 N HCI (42) CCi 4

70% 0 (i-Pr)hSi CO 2Me

163

[4+2] Cycloadditions of TAS-Vinylketenes Several years ago, our laboratory reported the first synthesis and isolation of (trimethylsilyl)vinylketene (92)." As expected, 92 fails to engage in typical ketene [2+2] cycloadditions and instead participates as a diene component in [4+2] cycloadditions with electron-deficient alkenes and alkynes. The ketene carbonyl group is predicted to donate electron density into the diene system (see resonance hybrid, below), activating this system for [4+2] cycloadditions with standard electron-deficient dienophiles.

6 O R3Si CRSI C

The trimethylsilyl group confers only a weak directing effect on Diels-Alder reactions of 1- and 2-(trimethylsilyl)-1,3-dienes10 4 and is not expected to contribute significantly to the regiochemical course of TAS-vinylketene reactions. As mentioned above, the carbonyl oxygen of the vinylketene is predicted to function as an electron-donor substituent and

104. (a) Fleming, I.; Percival, A. J.Chem. Soc., Chem. Commun. 1976, 681. (b) Fleming, I.; Percival, A. J. Chem. Soc., Chem. Commun. 1978, 178. (c) Jung, M. E.; Gaede, B. Tetrahedron 1979, 35, 621. (d) Batt, D. G.; Ganem, B. TetrahedronLett. 1978, 3323. (e) For a review on the application of silyl-substituted conjugated dienes in synthesis, see: Luh, T.-Y.; Wong, K.-T. Synthesis 1993, 349.

57 therefore is expected to control the regiochemical outcome of these cycloadditions. In fact, early experiments by Howard Sard in our laboratory confirmed the expectation that [4+2] cycloadditions with TAS-vinylketenes would be highly regioselective.7 3 For example, methyl propiolate (164) reacts smoothly with (trimethylsilyl)vinylketene (92) to afford 3- (trimethylsilyl)salicylate (165) as a single regioisomer (eq 43). Note also that the cycloadduct undergoes facile protodesilylation when treated with trifluoroacetic acid at room temperature to yield 166.

, CO toluene OH Me 3Si C 2 95 "C 63 h Me3Si CO2Me + | 45% 92 164 165

TFA, CH 2Cl2 25 *C 24h (43) 78%

OH

CO 2 Me

166

(Trimethylsilyl)vinylketene also reacts with olefins such as diethyl fumarate and N- phenylmaleimide to afford cyclohexenones. Unfortunately, the scope of these reactions is restricted by the limited thermal stability of this vinylketene (which begins to decompose at temperatures above 95 *C), and ketene 92 does not undergo cycloadditions with less reactive dienophiles in satisfactory yield. Originally, substituted TAS-vinylketenes were not available by the dehydrohalogenation route. However, development of the photo Wolff rearrangement of a- silyl-a-diazo ketones made the more robust, substituted ketenes available. We expected that these derivatives would engage in [4+2] cycloadditions with a broader range of substrates than (trimethylsilyl)ketene, providing a useful synthetic route to highly substituted cyclohexenones and phenols. We therefore undertook a systematic investigation of Diels- Alder reactions of these substituted TAS-vinylketenes, focusing on the scope and

58 stereochemical course of the process. Initial experiments by Jennifer Loebach of our laboratory confined the feasibility of these reactions and, subsequently, my research goal has been to extend the scope of this interesting methodology by investigating the use of different substituted TAS-vinylketenes, other reactive dienophile partners (including heterodienophiles, see Chapter 4), and Lewis acid catalysts. The relative reactivity of different TAS-vinylketenes was explored initially by examining their cycloadditions with the reactive dienophile, dimethyl acetylenedicarboxylate (DMAD). In a typical reaction, a degassed toluene solution of TAS-vinylketene 111 and 1.0 equiv of DMAD was heated at 150 *C for 16 h in a threaded Pyrex tube sealed with a Teflon cap. Concentration and purification by chromatography on silica gel provided the expected phenol 167 in nearly quantitative yield (eq 44). Protodesilylation of this cycloadduct proceeded readily (80% yield) upon exposure to 20 equiv of TFA in dichloromethane at room temperature for 2 h.

OH '0 CO 2Me 150 C (+-Pr)3Si C toluene 16 h (i-Pr)3 Si , CO Me +I I 2 CO 2Me CO 2Me 98% 111 158 167 20 equiv TFA CH2CI2 0 rt 2 h 80% OH

CO 2MO

CO2M.

168

Interestingly, cycloaddition with the corresponding triethylsilyl derivative 112 afforded a mixture of products tentatively assigned as the silyl ether 169 and phenol 170 (eq 45). In this case, the acidity of the phenolic product apparently promotes desilylation of the cycloadduct at the elevated reaction temperature. This process is not as facile in the case of the triisopropysilyl derivative 111 because of the steric bulk of the silyl group.

59 0 OH EtS "*0 C 2Me 150 C OSEt3 Et3SirC,0 CO2Metoluene 16 h CO02Me O CO 2Me + C02| + C0M (45)

CC2Me 112 158 169 170 29% 20%

Further experiments investigated by Loebach confirmed that a wide range of substituted TAS-vinylketenes would react with DMAD. As discussed in Chapter 2, cyclobutenones undergo 4n-electrocyclic ring opening to afford TAS-vinylketenes. We were interested in using this method to generate ketenes in situ from cyclobutenones for reaction with DMAD. As illustrated in eq 46, heating 2-silylcyclobutenones 125 and 126 in toluene at reflux in the presence of DMAD affords phenols 171 and 172 in good yield. Presumably, cyclobutenones 125 and 126 undergo an in situ electrocyclic ring opening to generate TAS- vinylketenes which then react in [4+2] cycloadditions. Lower yields of the desired phenols were obtained when the reactions were conducted at higher temperatures and butenolide side products were isolated (see Chapter 2 for a discussion). It is interesting to note that in both cases, none of the rearranged products (akin to 169 and 170) were observed.

R3Si o toluene 2.C2Me R0 OH 3 reflux 42-55 h R3 RSi CO2Me Ph CO2Me Ph X CO2 Me Ph

125 (R = Me) 158 171 (R = Me) 63% 126 (R = Et) 172 (R = Et) 55%

The scope of TAS-vinylketene cycloadditions encompasses other reactive dienophiles such as ethyl cyanoacrylate, nitroethylene, and cyanoallene. Since ethyl cyanoacrylate bears two electron-withdrawing groups, the cycloadditions of this dienophile were not informative with regard to the stereochemical course of the Diels-Alder reactions of TAS-vinylketenes. Simple acrylate derivatives proved insufficiently reactive, so we turned our attention to reactions of nitroalkenes. TAS-Vinylketene 111 combines with nitroethylene in a regioselective Diels-Alder reaction, but because of the high acidity of the doubly activated a'

60 proton in the cycloadduct, the product is expected to undergo equilibration. Therefore, the identity of the major product does not necessarily provide insight into the stereochemical course of the cycloaddition stop. No such ambiguity is associated with the reaction of 2- nitropropene with ketene 111 (eq 47), and indeed this cycloaddition produces a single cycloadduct in 35% yield whose structure was established by Loebach as 174 by analysis of 'H NMR coupling constant data and an NOE study.

0 toluene O (i-PraSi C"' N02 reflux 116 h (i-Pr)3 Si N02 + y/CH 3 (47) 35%

CH 3 111 173 174

This result indicates that as in other Diels-Alder reactions, cycloadditions involving TAS-vinylketenes follow the Alder endo rule and prefer transition states in which the dienophile activating group adopts an endo orientation (175) relative to the diene system (eq 48). Disappointingly, vinylketene 111 failed to react with less reactive dienophiles such as N-phenylmaleimide and chloroacrylonitrile; in each case, complex mixtures of products were obtained.

0 2N

(i-Pr)Si C=0 endo , 174 (48)

175

Other work by Loebach established that monoactivated allenes are excellent partners for [4+2] cycloadditions with TAS-vinylketenes, providing access to phenolic products that could otherwise be produced only by cycloadditions with less reactive acetylene dienophiles. For example, addition of cyanoallene to TAS-vinylketene 111 in toluene at 150 *C gave a single product in good yield, which NOE studies revealed to be not the expected o- (triisopropylsilyl)phenol, but rather the isomeric silyl ether 178 (Scheme 18). Isomerization

61 of the presumed initial cycloadduct 175 to 178 may proceed via the intermediacy of the a- silyl ketone 177. 1,3-Silyl shifts of a-silyl ketones to form silyl enol ethers are well-known processes.105

Scheme 18

CN .0 H2C=C=: (i-Pr)hSiO H CN (i-Pr)3Si C' 150 "C toluene 31 h

67% 178

[4+2] 1, 3-silyl cycloaddition shift

0 0 0 CN R3Si CN RASi CN R3Si I I -

- 175 176 177

We anticipated that other reactive allenes might also participate in cycloadditions with TAS-vinylketenes and so we next examined the reaction of acetylallene with the vinylketene generated in situ by electrocyclic ring opening of 125. Thus, a degassed toluene solution of acetylallene (179) and cyclobutenone 125 was heated at reflux for 20 h, and the desired cycloadduct was isolated in 37-45% yield (eq 49). None of the silyloxy product resulting from. 1,3-silyl rearrangement was observed as in the cyanoallene case. Disappointingly, reaction of acetylallene with the triisopropylsilyl-substituted ketene 111 led to even lower yields (25-26%) of the phenolic product.

105. See: Munschauer, R.; Maas, G. Angew. Chem., Int. Ed. Engl. 1991, 30, 306 and references therein.

62 o [ 0 OH O Me3Si 0 toluee Me 3Si Me + 3SI ~reflux 20h (9 Ph ' J437-45%9) L 125 179 180 181

The acetylallene for this study was prepared in two steps by the method of Buono (eq 50).10 First, reaction of 2,4-pentanedione 182 with triphenylphosphine-bromine in dichloromethane affords a mixture of (E/Z)-2-bromo-4-oxo-2-pentene 183 and a triphenylphosphine oxide hydrobromide salt, which is precipitated by the addition of ether. After concentration of the filtrate, the resulting vinyl bromide 183 is used directly in the next step without further purification. Dehydrobromination of 183 occurs upon treatment with triethylamine in ether. The solvent is removed by distillation and pure acetylallene (179) is isolated in 59-65% yield following careful distillation at reduced pressure. The colorless liquid (bp 62 *C, 80 mmHg) polymerizes readily and must be stored over a small amount of hydroquinone to inhibit this undesired reaction.

0 0 PPh3-Br2 Br 0Et3N If<(0 (00

57-65% overall 182 183 179

Rigby has reported the application of the [4+2] cycloadditions of vinyl isocyanates and benzyne107 as a useful method for the preparation of phenanthridinones (eq 51).'O8 We expected that this highly reactive acetylene species might react with TAS-vinylketenes in good yield to afford interesting polycyclic products.

106. (a) Buono, G. Synthesis 1981, 872. (b) Constantieux, T.; Buono, G. Org. Synth., in press. 107. For reviews on the preparation and [4+2] cycloadditions of , see: (a) Gilchrist, T. L. In The Chemistry ofFunctionalGroups; Patai, S.; Rappoport, Z., Eds.; Wiley: New York, 1983, pp383-419. (b) Hart, H. In The Chemistry of Triple-BondedFunctional Groups, Supplement 12; Wiley: New York, 1994, pp 1017- 1134.

63 0 NH Pb(OAc) 2 4 C 1 N% CH 2CI 2 rt N HN( N I:5 .C a x (51) N 58%

184 185 186 187

Benzyne can be generated by a variety of methods. Rigby obtained the best results with Diels-Alder reactions of vinyl isocyanates when the benzyne was generated by Pb(OAc) 4 oxidative decomposition of 1-aminobenzotriazole (184). With this method for benzyne preparation, reaction can occur over a broad range of temperatures (-78 *C to 55 *C). However, side reactions sometimes occur in the presence of the lead tetraacetate, a powerful oxidizing agent, and acetic acid is a byproduct of the reaction. Generation of benzyne with lead tetraacetate is believed to proceed through a nitrene intermediate (188, eq 52). Fragmentation of the ortho-fused benzene derivative expels two molecules of nitrogen, lead diacetate, and acetic acid, none of which compete for benzyne.

NH 2 N: I I

N Pb(OAc)4 N ( // - -,*-.-/N (52) N Pb(OAC) 2 N - 2N2 2 AcOH 184 188 186

1-Aminobenzotriazole (184) is commercially available but is quite expensive, so for our study this benzyne precursor was prepared by amination of benzotriazole according to the procedure of Campbell and Rees (eq 53).109 Thus, treatment of triazole 189 with hydroxylamine-o-sulfonic acid in aqueous potassium hydroxide affords 1-aminobenzotriazole in 13% yield (lit. 38%).

108. (a) Rigby, J. H.; Holsworth, D. D.; James, K. J.Org. Chem. 1989, 54, 4020. (b) Rigby, J. H.; Holsworth, D. D. TetrahedronLett. 1991, 32, 5757. 109. Campbell, C. D.; Rees, C. W. J Chem. Soc. C 1969, 742.

64 H NH 2 N N NH 2OSO 3H N N (53) aq KOH N N 13% 189 184

Unfortunately, attempted reaction of TAS-vinylketene 190 with benzyne (generated as described above by the lead tetraacetate method) led only to unreacted starting material and the benzyne dimer biphenylene (192, eq 54). Apparently, reaction of TAS-vinylketenes with benzyne occurs more slowly than benzyne dimerization.

184 Pb(OAC) OH Et Si V 4 3 Et3 S CH 2C2 ) (,Et3Si (54) 'a+0 i reflux Ph 38% 126 190 186 191

192

In an attempt to expand the scope of the [4+2] cycloadditions of TAS-vinylketenes to include dienophiles of low reactivity, the application of Lewis acids as catalysts for the reaction was examined. It should be noted that Lewis acids have found considerable use as catalysts for [2+2] cycloadditions of TAS-ketenes with aldehydes." Unfortunately, attempts to promote the cycloaddition of vinylketene 111 with methyl acrylate or DMAD using either

Me2AlCl or BF 3-OEt2 at various temperatures proved unsuccessful (see Table 2). In all cases, extensive decomposition of 111 was observed and none of the desired cycloadduct was detected.

110. See ref 58 and the following: Brady, W. T.; Saidi, K. J.Org. Chem. 1979, 44, 733.

65 Table 2 Attempted Lewis Acid Catalysis of Diels-Alder Cycloadditions of TAS- Vinylketenes

Entry Ketene Eienophile Conditions Result Entry 1 111 DMAD 1.0 equiv Me2AlCl rapid decomposition CH2CL2, 0 *C to rt of the ketene

2 111 DMAD 1.0 equiv Me2A1Cl rapid decomposition CH2Cl 2, -78 *C to rt of the ketene

3 111 DMAD 0.1 equiv BF3-OEt2 rapid decomposition CH2Cl 2, 0 'C to rt of the ketene

4 111 DMAD 0.1 equiv BF 3-OEt 2 rapid decomposition

CH2 Cl 2 , -78 *C to rt of the ketene

5 111 methyl 1.0 equiv Me2AlCl rapid decomposition

acrylate CH2 Cl 2, 0 *C of the ketene

6 111 methyl 0.1 equiv BF 3-OEt2 rapid decomposition

acrylate CH2Cl 2, 0 'C of the ketene

TAS-vinylketenes bearing electron-donating substituents are expected to exhibit increased reactivity in [4+2] cycloadditions, expanding the scope of this methodology to include less activated dienophiles. Our initial attempts to prepare 3-alkoxy TAS-vinylketenes have thus far been unsuccessful (as discussed in Chapter 2), however, further studies are planned to explore this important area.

R3Si C 0.

RO

We have shown that TAS-vinylketenes undergo highly regioselective [4+2] cycloadditions with reactive olefinic and acetylenic dienophiles to produce highly substituted cyclohexenones and phenols. The ketene carbonyl dominates in controlling the regiochemical course of the reaction and the stereochemical course of these cycloadditions follows the Alder

66 endo rule. The syntheses of oxygen and nitrogen heterocycles via the hetero Diels-Alder reactions of TAS-vinylketenes is described in Chapter 4.

67 CHAPTER 4

APPLICATION OF TAS-VINYLKETENES AS DIENES IN THE DIELS-ALDER

REACTION: SYNTHESIS OF HETEROCYCLIC COMPOUNDS

The hetero Diels-Alder reaction is an extremely important method for the synthesis of heterocyclic compounds."1 A wide variety of heterodienophiles participate in [4+2] cycloadditions, including carbonyl compounds, imines, iminium salts, and azo- and nitroso compounds. This methodology often allows the rapid construction of complex molecules from simple starting materials and has been applied for the synthesis of many heterocyclic natural products. In recent years, asymmetric versions of hetero Diels-Alder reactions have also been reported. As discussed in the preceding chaper, we have shown that TAS-vinylketenes take part in [4+2] cycloadditions with olefins and acetylenes, and we anticipated that carbonyl compounds and imines might also function as dienophiles providing efficient routes to interesting heterocycles. This chapter describes the results of our investigation of the hetero Diels-Alder reactions of TAS-vinylketenes, including a discussion of the scope, stereochemical course, and mechanism of the process.

Diels-Alder Reactions with Carbonyl Dienophiles: Background In 1949, Gresham and Stedman reported the first example of the oxa Diels-Alder reaction of a carbonyl dienophile with a conjugated diene.1 1 2 Specifically, heating 2,4- dimethyl-1,3-butadiene and formaldehyde affords 5,6-dihydropyran 194 in 60% yield (eq 55). Unfortunately, similar reactions of diene 193 with higher aldehydes leads only to low yields of products.

111. For reviews on the hetero Diels-Alder reaction, see: (a) Tietze, L. F.; Kettschau, G. Top. Curr.Chem. 1997, 189, 1. (b) Weinreb, S. M. In Comprehensive OrganicSynthesis; Trost, B. M.; Fleming, I., Eds.; Pergamon Press: Oxford, 1991; Vol. 5, pp 401-449. (c) Boger, D. L. In Comprehensive Organic Synthesis; Trost, B. M.; Fleming, I., Eds.; Pergamon Press: Oxford, 1991; Vol. 5, pp 451-512. (d) Boger, D. L.; Weinreb, S. M. Hetero Diels-Alder Methodology in Organic Synthesis; Academic Press: San Diego, 1987. (e) Waldmann, H. Synthesis 1994, 535. 112. Gresham, T. L.; Stedman, T. R. J.Am. Chem. Soc. 1949, 71, 737.

68 0 A6, (55) + H ) H 60% 193 194

Later findings confirmed that simple 1,3-dienes react best with electron-deficient carbonyl compounds. For example, diethyl oxomalonate (196) combines with 2-methyl-1,3- butadiene to afford the pyran cycloadduct 197 in 80% yield (eq 56).113 Less reactive carbonyl compounds will participate in [4+2] cycloadditions in the presence of Lewis acid catalysts or under the application of high pressure.

CH 3CN 0 130 *C 4 h -Ic + (56) EtO2C CO 2Et 80% CC2Et 195 196 197

Vinylketene equivalents such as 198 have been shown to undergo Lewis-acid catalyzed Diels-Alder reactions with aldehydes. For example, as illustrated in eq 57, electron- rich diene 198 and amino aldehyde 199 combine in the presence of diethylaluminum chloride to afford a 92:8 mixture of lactones 200 and 201.1 14

OSIMe3 0 EtAICI 0 0

OMe + H i-Pr 2 0 -l i-Pr +0 -Pr (57) MeO NHBoc 67-83% MeO MeO& NHBoc MHBoc 198 199 200 201 92: 8

113. Bonjouklian, R.; Ruden, R. J. Org. Chem. 1977, 42, 4095.

69 Diels-Alder Reactions of TAS-Vinylketenes with Carbonyl Dienophiles We anticipated that TAS-vinylketenes would participate in oxa Diels-Alder reactions with activated carbonyl compounds to afford aP-unsaturated 8-valerolactones. The proposed oxa Diels-Alder reaction of TAS-vinylketenes was initially investigated by examining cycloadditions with the highly reactive and commercially available oxadienophile diethyl oxomalonate. In a typical reaction, an acetonitrile solution of silylketene 111 and 1.5 equiv of diethyl oxomalonate (196) was heated at reflux for 15 minutes. Concentration and purification by chromatography on silica gel afforded the desired a,P-unsaturated 6- valerolactone 202 in 94% yield (eq 58). As shown in previous studies (Chapter 3), the ketene carbonyl functions as an electron-donor substituent and directs the regiochemical course of the reaction.

0 (i-Pr)hSi C.0 CH 3CN (i-Pr)3SI 0 reflux 15 min 0 (58) A3 2 CO 2Et EtO C CO 2 2Et 94% Ha CO 2Et

111 196 202

1H NMR spectral data supports the structural assignment for compound 202 and includes a diagnostic resonance at 3.21 ppm (quartet) that corresponds to proton Ha on the 1 lactone ring. The IR spectrum contains a strong carbonyl stretching frequency at 1715 cm due to the lactone carbonyl. In addition, the 13C NMR spectrum exhibits characteristic resonances for the aP-unsaturated lactone carbonyl carbon at 168.9 ppm, two alkenyl carbons (166.6 and 122.0 ppm), and the C-2 carbon at 85.0 ppm. The reaction of oxomalonate 196 with the cyclohexenyl TAS-ketene 110 also proceeds smoothly to afford lactone 203 in 77% yield (eq 59). With this more sterically hindered ketene, the reaction rate is slower and requires two hours in refluxing acetonitrile to reach completion.

114. (a) Midland, M. M.; Afonso, M. M. J.Am. Chem. Soc. 1989, 111,4368. (b) Midland, M. M.; Koops, R. W. J. Org. Chem. 1990, 55, 4647. (c) Midland, M. M.; Koops, R. W. J.Org. Chem. 1990, 55, 5058.

70 0 (i-Pr)3Si C"0 CH3CN (i-Pr)3SI + Oreflux 2 h 0 (59) Et02C AC02Et 77% C2Et

110 196 203

TAS-Vinylketenes generated by the electrocyclic ring opening of cyclobutenones also participate in oxa Diels-Alder reactions. For example, addition of oxomalonate 196 to a refluxing acetonitrile solution of cyclobutenone 126 affords the predicted cycloadduct 205 in excellent yield (eq 60).

Et3SI CH 3CN E C~ 1960 Et3SI%.

Et (60) 196 Et00.. CO 2 reflux 15 h E C E PI [LPh J 92% Ph CO 2 Et

126 204 205 As expected, unactivated carbonyl compounds such as pivaldehyde do not participate in cycloaddition reactions with TAS-vinylketenes. Lewis acids have found considerable use as catalysts for [2+2] cycloadditions of TAS-ketenes with aldehydes and we hoped that Lewis acids might promote the oxa Diels-Alder reaction of TAS-vinylketenes.106 Unfortunately, attempts to promote the cycloaddition of vinylketene 111 with pivaldehyde using ZnCl2 proved unsuccessful, resulting only in slow decomposition of the ketene; none of the desired cycloadduct was observed. Previous attempts to catalyze Diels-Alder reactions of TAS- vinylketenes with other Lewis acids gave similarly disappointing results (see Chapter 3). Finding effective conditions for protodesilylation of the lactone cycloadducts required a substantial amount of investigation. A variety of acidic conditions were explored for the protodesilylation of lactone 202 (Table 3), but none resulted in clean removal of the triisopropylsilyl group. However, protodesilylation of the triethylsilyl derivative 205 proceeds more easily. Thus, treatment of lactone 205 with 5 equivalents of methanesulfonic acid in refluxing dichloromethane affords the desired lactone 206 in quantitative yield (entry 6, eq 61).

71 Table 3 Protodesilylation of a-Silylcyclopentenones

Eiritry Lactone Conditions Result E 1 202 20 equiv TFA no reaction, recovered CH 2Cl2, rt, 48 h starting material in 88% yield 2 202 15 equiv MsOH no reaction MeOH, rt, 24 h 3 202 5 equiv TBAF complex mixture THF, rt, 1 h 4 205 20 equiv TFA no reaction CH 2Cl 2, rt, 5 days 5 205 1 equiv TBAF complex mixture THF, rt, 30 min 6 205 5 equiv MsOH 100% CH2Cl2, reflux, 15 h

0 5.0 equiv MsOH 0 CH2C 2 Et3SI reflux 15 h 0 (61) Ph C0 Et 2 100% Ph CO 2Et CO 2Et CO 2Et

205 206

Cycloadditions with Imino Dienophiles: Background In addition to carbonyl compounds, we were also interested in exploring the utility of imines as dienophiles in [4+2] cycloadditions with TAS-vinylketenes. An enormous amount of research has been devoted to the study of electron-deficient imines such as N-sulfonyl and N-acylimines as well as iminium salts as dienophiles in the Diels-Alder reaction. These [4+2] cycloaditions comprise an important strategy for the synthesis of nitrogen heterocycles. Neutral imines generally react in [4+2] cycloadditions only with highly activated dienes in the presence of a Lewis acid catalyst. Grieco has demonstrated that iminium salts react with dienes in intermolecular [4+2] cycloadditions.115 The iminium salts are generated in aqueous solution by the reaction of a primary amine with aqueous formaldehyde or by the

115. (a) Larsen, S. D.; Grieco, P. A. J.Am. Chem. Soc. 1985, 107, 1768. (b) Grieco, P. A.; Larsen, S. D.; Fobare, W. F. Tetrahedron Le#. 1986,27, 1975.

72 reaction of an aldehyde with an ammonium chloride solution. Unfortunately, iminium ions derived from higher aldehydes are generally much less reactive. Unactivated imines were of particular interest to our group as heterodienophiles for Diels-Alder reactions with TAS-vinylketenes. Simple, uncharged imines are usually not reactive as heterodienophiles in Diels-Alder cycloadditions unless partnered with reactive, electron-rich dienes in the presence of a Lewis acid.' 16 For example, Brassard's oxygenated diene 198 (a vinylketene equivalent) combines with chiral imine 207 with the aid of a Lewis acid to form the lactam 208 in good yield (eq 62).117

i-Pr Et2AICI OMe o CO 2t-Bu CH 2CI2 t-Bu -78 C to rt OSiMe3 + N Y1CO2 N I-Pr (62) MeO 1 Ph H 84% MeOL74Ph 95% d.e. 198 207 208

Danishefsky employed the imino Diels-Alder reaction as a key step in the total synthesis of ipalbidine (Scheme 19).118 Reaction of vinylketene equivalent 210 with 1- of the pyrroline in the presence of BF 3-OEt 2 affords the lactam intermediate 212. Reduction lactam carbonyl and subsequent dehydration provides ipalbidine (213) in 78% yield.

S. M. 116. For recent reviews on the imino Diels-Alder reaction, see ref 11 lb and: Boger, D. L.; Weinreb, Hetero Diels-Alder Methodology in OrganicSynthesis; Academic Press: Orlando, 1987; pp 35-71. 117. Waldmann, H.; Braun, M.; Drager, H. Tetrahedron: Asymmetry 1991, 2, 1231. 118. Danishefsky, S. J.; Vogel, C. J. Org. Chem. 1986, 51, 3915.

73 Scheme 19 LDA, THF-HMPT

CI2Et t-BuMe 2SiCI OSt-BuMe2 + No OEt MeO ~100% MeO / 209 210 211

BF 3-Et 2O, CH 2C 2 -78 OC to rt

40-45%

N 1) LiAIH 4-AIC 3 N N 2) BBr3, CH 2C 2 N

MO 78% Meo 0 ipalbidine 213

We envisioned that the [4+2] cycloadditions of TAS-vinylketenes with imines might provide another direct route to substituted 5,6-dihydro-2(lIH)-pyridones (a,p-unsaturated 3- valerolactones).

It is well known that imines of the type R2C=NH are generally not stable.

Benzophenone imine (Ph2C=NH), however, is stable and is commercially available, and we hoped that this ketimine would react in [4+2] cycloadditions with TAS-vinylketenes. Unfortunately, when ketene 111 was heated with benzophenone imine in refluxing acetonitrile, only a complex mixture of inseparable. products was obtained and none of the desired lactam cycloadduct could be observed in the 1H NMR spectrum. . Unlike N-H substituted imines, N-(trimethylsilyl)imines are quite stable under anhydrous conditions. These imines are easily prepared and some can even be purified by distillation at reduced pressure. Note that the cycloadduct derived from an N- (trimethylsilyl)imine is expected to undergo protodesilylation under very mild conditions (e.g. aqueous workup or silica gel chromatography) to afford the same products that would have resulted from cycloaddition of the unstable imines of the type R2C=NH. Few examples of [4+2] cycloadditions of N-(trimethylsilyl)imines have been reported to date. Barluenga has reported that N-(trimethylsilyl)imines react as dienophiles in ZnCl 2 -

74 catalyzed [4+2] cycloadditions with 2-amino-1,3-dienes to afford tetrahydropyridones and 4- piperidinones.119 For example, reaction of N-(trimethylsilyl)benzaldimine 215 with the electron-rich chiral diene 214 affords enamine 216 which is converted on silica gel to the enantiomerically enriched tetrahydropyridone 217 (eq 63). As suggested above, in these reactions N-silylimines function as masked forms of the elusive imines of ammonia. Most imines that are not substituted at nitrogen rapidly trimerize to the corresponding triazines.

OMe OMe OMe 1)NaHCO 3 ZnC " NiMe THF N 2) SiO 2 ' NH + 3 (63) 0 N Ph H 0Nme Ph 70% V Ph OMe 82% e.e. 214 215 216 217

The reaction of imines with ketenes has been exploited extensively for the synthesis of have also been P-lactams in the well known Staudinger reaction. N-(Trimethylsilyl)imines described that employed as participants in these [2+2] cycloadditions. In 1977, Birkofer addition of N-(trimethylsilyl)benzophenone imine to diphenylketene affords the acyclic intermediate 220 in quantitative yield; none of the P-lactam product was observed (Scheme *C and subsequent 20). Heating N-(trimethylsilyl)benzaldimine with diphenylketene at 160 2 hydrolysis of the N-trimethylsilyl group provides P-lactam 222 in poor yield.

Barleunga, J.; 119. (a) Barluenga, J.; Aznar, F.; Valdds, C.; Cabal, M.-P. J. Org. Chem. 1993, 58, 3391. (b) C.; Martin, Aznar, F.; Valdds, C.; Martin, A. An. Quim. 1993, 115. (c) Barluenga, J.; Aznar, F.; Vald6s, A.; Garcia-Granda, S.; Martin, E. J.Am. Chem. Soc. 1993, 115,4403.

75 Scheme 20

Me SiO N' SIMe benzene 3 C + reflux 30 min N Ph /Ph Ph Ph 100% Ph Ph 218 219 220

0 N'SiMe 3 xylene 0 SiMe 0 Ph H 160 C 0 N*Se3 H 0 2 NH Ph Ph Ph Ph 1 12% f~ ff Ph Ph Ph Ph 218 215 221 222

Panunzio reported that the [2+2] cycloadditions of ketenes (generated in situ from an acid chloride) with N-(trimethylsilyl)imines is a useful method for the direct preparation of N- H substituted azetidinones. For example, reaction of N-(trimethylsilyl)imine 224 with the ketene derived from acid chloride 225 affords the acyclic azadiene intermediate 226 which can be observed by analysis of the crude reaction mixture. Upon heating in refluxing toluene for 6 h, cyclization occurs to afford exclusively the trans-substituted [-lactams 227 and 228 in 59% yield as a 80/20 mixture of the anti and syn isomers (Scheme 21).121

120. Birkofer, L.; Schramm, J. Liebigs Ann. Chem. 1977, 760. 121. Bandini, E.; Maretili, G.; Spunta, G.; Panunzio, M. Synlett. 1996, 1017.

76 Scheme 21 0 0 0 (i-Pr)3S1O OSi(i-Pr)3 LiHMDS OSi(i-Pr)3 H H heptane 0 *C Ph 225 Ph N , N- e 0 N, Sm Et3N, 0 *C Ph OSIlMe3 N4SiMe tuen~ 226 223 224 toluene reflux 59% 0 rO OSI(i-Pr) 3 0 -O OSi(i-Pr)3

Ph Ph NH N H 0 80:;20- 0 227 228

Panunzio found that syn selectivity can be obtained in the [2+2] cycloadditions of N- (trimethysilyl)imines with ketenes by appending an alkoxy substituent on the ketene. For example, reaction of imine 215 with the ketene derived from acid chloride 229 affords the cis- substituted P-lactam 231 in 81% yield.122 Panunzio postulates that the cis-diastereoselectivity results from the formation of a weak electrostatic bond between the imine carbon and the ether oxygen. This interaction stabilizes the azadiene intermediate 230. A similar electrostatic interaction had previously been proposed in an example of the classical Staudinger reaction of an alkoxy-substituted ketene with an N-alkyl imine. 23

0 Ph y0%) Bn CI BnO \Ph SiMe3 229 0, + H'Ph I (64) Ph" H Et3 N, 0 'C N 0)NH toluene Me 3SiO 215 81% [.230 231

122. Bacchi, S.; Bongini, A.; Panunzio, M.; Villa, M. Synlett 1998, 843. 123. Bose, A. K.; Chiang, Y. H.; Manhas, M. S. TetrahedronLett. 1972, 4091.

77 Imino Diels-Alder Reactions with TAS-Vinylketenes We anticipated that N-(trimethylsilyl)imines might participate as dienophiles in Diels- Alder reactions. Described in the following section is our systematic investigation of the imino Diels-Alder reactions of TAS-vinylketenes, including our studies of the scope, stereochemical course, and mechanism of the process.

Reactions with N-(Trimethylsilyl)benzaldimine To test the feasibility of the proposed silylimine [4+2] cycloadditions, we initially examined the reaction of TAS-vinylketenes with the easily prepared N- (trimethylsilyl)benzaldimine. To our immense delight, we found that the combination of silylketene 111 and 1.5 equivalents of imine 215 in refluxing acetonitrile provides the desired cycloadduct (tentatively assigned as the N-silyl isomer 232) and no catalyst is needed to promote the reaction! The bond to silicon is easily hydrolyzed from the crude product 232 during purification on silica gel to afford lactam 233 in excellent yield (eq 65). Similarly, in subsequent cases, protodesilylation of the initial crude products occurs during silica gel chromatography.

,0 CHCN (i-Pr) Si C 3 0 3 NSiMe 3 reflux 1.5 h (i-Pr)Sai NSiMe 3

Ph H Ph

111 215 232 Si02 (65) 79-83% 0 (i-Pr)3Si NH

Ph

233

78 The N-(trimethylsilyl)benzaldimine substrate (215) was prepared using the procedure of Hart (eq 66).124 Thus, treatment of benzaldehyde with lithium hexamethyldisilylamide in hexane affords the desired silyl imine 215 in 90% yield (lit. 89%) after distillation at reduced pressure. This yellow liquid can be stored at 0 *C indefinitely under anhydrous conditions. Note that this reaction proceeds via a heteroatom variant of the Peterson olefination, presumably via the four-membered transition state 234.

Li hexane 0 LiO- + 0 C to rt 10 min ;SiMe 3 Ph AH Me SI 'SiMe 3 3 Ph H SiM03 ] 90% 234- 234

-Me SiOLi 'I 3 (66) NSiMe 3 Ph H

215

'H NMR spectral data supports the structural assignment of compound 233, including a resonance at 4.77 ppm due to the C-6 proton and a multiplet at 2.21 ppm corresponding to the C-5 proton. The N-H proton is observed as a broad singlet at 5.51 ppm. These assignments are consistent with data previously reported by Marson for the related lactam 235 in which the C-5 and 6 substituents are trans rather than cis (Figure 3).114

124. Hart, D. J.; Kanai, K.; Thomas, D. G.; Yang, T.-K. J. Org. Chem. 1983, 48, 289.

79 Figure 3

5.51 (br s) 5.62 (br s) 0+ 0 (i-Pr)3Si H NH Ph 56Ph H 2"H 3 Hb CHa H3C Hb 1 a 4 4.77 (d, J= 3.6 Hz) 14.28 (dd, J= 11 and 7 Hz) 2.21 (m) 2.59 (in) 233 235

Proof of the cis-stereochemistry of 233 was obtained from 'H NMR coupling constant data and an NOE study (Figure 4). The proton at C-6 (Ha) is assigned to be on the same side of the ring as proton Hb due to the observed equatorial-axial coupling constant (Jab = 3.6 Hz). Also, irradiation of Ha results in a 9% enhancement of Hb, providing further confirmation that Ha and Hb are on the same side of the ring. Although the trans isomer was not available for comparison of NOE data, later NOE studies on an analogous compound support this assignment.

Figure 4

Irradiate 0% 9% + 'I H C Ha H3C Ha Si(i-Pr)3 3 Si(i-Pr)3 Hb N Hb tN. HC Ph ' H3C H3C 233 Irradiate

80 The same cycloaddition was run with 1.0 equiv of imine 215 rather than 1.5 equiv as in eq 65. However, in this case the time for the reaction to reach completion increased from 1.5 h to 3 h and the yield decreased slightly to 72%. Therefore, in most of the [4+2] cycloadditions examined subsequently, a slight excess of imine was employed. The rate of the [4+2] reaction was found to be noticeably faster in acetonitrile than in toluene. Reactions in toluene were only approximately 50% complete by TLC analysis after the same period of time in which the acetonitrile based reactions were finished. This increase in rate in the more polar solvent suggests that the mechanism of the reaction proceeds via a transition state involving more charge separation than the ground state (vide infra). We later discovered that the hetero Diels-Alder reactions of TAS-vinylketenes proceed rapidly and at a lower temperature in the absence of solvent. For example, ketene 112 combines with imine 215 (1.5 equiv) at room temperature in two hours (no solvent) to afford the cis-substituted lactam 236 in 76% yield (eq 67). Again, an NOE study confirmed the cis assignment of the substituents on this triethylsilyl-substituted lactam: irradiation of the C-6 proton resulted in a 6% enhancement of the neighboring C-5 proton.

0 EtNSi Et 3iC 0 ,SiMe 3 nort solvent2 h; EtSI (67 + N 0 X 6(67) Si02 5 6 Ph HA 7.Ph 76% 112 215 236

The Diels-Alder reactions of N-(trimethylsilyl)benzaldimine and two other TAS- vinylketenes were explored. Silylketene 110 undergoes cycloaddition with imine 215 to afford the exo-substituted product 237 (as identified by an NOE study) in 91% yield (eq 68). Irradiation of the C-1 proton (Ha) results in no enhancement of the C-8a proton (Hb). However, one C-8 proton (He) exhibits a 7% enhancement, confirming the trans assignment of lactam 237 (Figure 5).

81 0 CH CN (i-Pr) Si C"O 3 (i-Pr) 3 25 h; 3S* NH N 'SiMO3 reflux (68) Ph H Si0 2 . Ph 8 91%

110 215 237

Figure 5

7% Irradiate

H Ha SI(i-Pr)3

NHd Ph'H Hb

t 237 0%

Assuming that these reactions follow a concerted cycloaddition mechanism, it would appear that the steric effect of the cyclohexenyl substitutent in ketene 110 leads to a preference for the transition state in which the phenyl group is exo (238, eq 69), whereas the less hindered ketenes 111 and 112 prefer the transition state in which this group has the endo orientation.

Me3Si, N

(i-Pr)3Si -. exo Ph 237 (69) H

238

82 [4+2] Cycloaddition of silylimine 215 with the TAS-vinylketene generated via in situ electrocyclic ring opening of cyclobutenone 126 also was successful and afforded the lactone 239 in 84% yield after purification by column chromatography (eq 70).

0 Et SI 0 SIM CH 3CN EtASi 3 H PN 0SIM3 reflux 45 min; (70) Ah[:Ph Ph Ph ) H Si0 2 84% 126 215 239

(2) Reactions with N-(Trimethylsilyl)cinnamaldimine Clearly, the imino Diels-Alder reactions of TAS-vinylketenes have a broad scope with respect to the ketene. We next were interested in investigating the scope of the reaction with regard to imino dienophiles. We began this study with a reaction of a vinyl-substituted imine, N-(trimethylsilyl)cinnamaldimine (240), which was prepared according to the procedure of Colvin.12 5 Treatment of commercially available (and pleasantly aromatic) cinnamaldehyde with LiHMDS followed by trapping with chlorotrimethylsilane affords imine 240 as a yellow liquid in 59% yield (lit. 95%) after distillation at reduced pressure. Reaction of TAS-vinylketenes 111 and 110 with aldimine 240 occurs almost instantaneously at room temperature. Under these solvent-free conditions, the cycloadducts 241 and 242 were obtained in 78% and 73% yield, respectively (Scheme 22).

125. Colvin, E. W.; McGarry, D.; Nugent, M. J. Tetrahedron 1988, 44, 4157.

83 Scheme 22 0 (i-Pr) Si no solvent 3 (i-Pr)3Si + MO3S I N rt 15min; NH 156 SiO 2 78% Ph 111 240 Ph 241

0 no solvent (i-Pr)3Si + MO3S I N rt 10min; NH 181 H SiO2

Ph 73% Ph 110 240 242

Support for the sterochemical assignments for the cis isomer 241 and the trans isomer 242 was obtained by NOE experiments. Irradiation of the C-6 proton (Ha) of 241 resulted in a 9% enhancement of the corresponding C-5 proton (Hb), indicating that the two protons have a cis orientation. However, irradiation of the C-1 proton (Ha) of 242 resulted in no enhancement of the C-8a proton (Hb) and instead showed an 8% enhancement of H0 , thereby indicating that the lactam ring is trans-substituted (Figure 6).

Figure 6

9% Irradiate 8% Irradiate

Ha He Ha I Si(i-Pr) Si(i-Pr)3 3 HbH3C N 0 Hd Hb | H H3C H Ph t Ph

241 0% 242

84 (3) Reactions with N-(Silyl)ketimines To further investigate the scope of this interesting cycloaddition, we next turned our attention from aldimines to ketimines. Would this class of more highly substituted imines be effective partners for cycloadditions with TAS-vinylketenes? We first undertook a study of the reaction of TAS-vinylketenes with N-(trimethylsilyl)benzophenone imine (219), prepared via the procedure of Rochow.126 Addition of benzonitrile to an ethereal solution of phenyllithium and subsequent treatment with chlorotrimethylsilane affords the N-silyl imine 219 in 77% yield (lit. 55%) after purification by distillation at reduced pressure (eq 71).

PhLi, Et2O NSIO,'S!Me3 rt 15 min; (71) Ph-C=N Me 3SiCI Ph Ph rt 22 h

243 77% 219

We were delighted to discover that ketimine 219 reacts with ketene 111 to afford the lactam 244 in 79% yield (eq 72). This cycloaddition proceeds at a significantly slower rate

(refluxing CH 3CN, 18 h) than the comparable reaction with aldimine 215 (refluxing CH3CN, 15 min), probably due to the increased steric demands of 219.

0 CH 3CN (i-Pr)3S! C (i-Pr) S1 M03Si, I reflux 18 h; 3 NH + M3 hN (72) Si0 Ph Ph 2 Ph 79% 111 219 244

The cyclohexenyl-substituted ketene 110 also combines smoothly with imine 219 (refluxing acetonitrile, 24 h) to provide the desired lactam 245 in 66% yield (eq 73).

126. Chan, L.-H.; Rochow, E. G. J.Organomet. Chem. 1967, 9,-231.

85 0 CH CN (i-Pr)3 Si C 0 3 Me3SiN reflux 24 h; (i-Pr)3S" NH (73) Ph Ph SiO 2 Ph Ph 66% 110 219 245

Silylketenimines were also studied as potential heterodienophiles in Diels-Alder reactions with TAS-vinylketenes. Silylketenimines 247 and 249 were prepared by the method of Watt. 127 Thus, treatment of the requisite nitrile with lithium diisopropylamide and subsequent trapping with t-butyldimethylchlorosilane affords the ketenimine products in excellent yields (Scheme 23). Unfortunately, reaction of these imines with ketene 111 afforded only a complex mixture of products.

Scheme 23 LDA, THF Ph> -78 *C; Ph>

H3C t-BuMe 2SiCI H3C Sit-BuMe2 -78 *C to rt 25 h

246 91% 247

LDA, THF -78 *C;

C=N t-BuMe G- 2SiCI '=NiSit-BuMe2 -78 *C to rt 16 h

248 84% 249

(4) Reaction with Alkyl-Substituted N-(Silyl)Imines In all successful cases thus far, the azadienophile component has had one or more stabilizing phenyl substitutents. We next investigated the reaction of TAS-vinylketenes with alkyl-subsituted N-silylimines, which are notably less stable than the aromatic-substituted derivatives. In 1987, Cainelli reported the preparation of enolizable N-(trimethylsilyl)imines

127. Watt, D. Synth. Commun. 1974, 4, 127.

86 which must be generated and trapped in situ at temperatures of -30 *C or below."' For example, addition of isobutyraldehyde to a -30 *C solution of LiHMDS generates N- (trimethylsilyl)isobutyraldimine (250, eq 74).

SLiHMDS N.SiM0 3 THF -40 0C H H (74)

250

Attempts to use this procedure for in situ reactions with TAS-vinylketenes led to disappointing results. Generation of the imine by the aforementioned procedure and subsequent addition of ketene 111 at -78 0C followed by slow warming to room temperature afforded a complex mixture of inseparable products. At low temperatures, the vinylketene and imine probably do not undergo cycloaddition and as the temperature increases, the imine likely isomerizes to the more stable enamine which may react with the ketene by alternative pathways initiated by nucleophilic addition. In contrast to this result, we have found that nonenolizable alkyl-substituted imines serve as good partners for [4+2] cycloadditions with TAS-vinylketenes. Reaction of pivaldehyde with LiHMDS at ambient temperature affords N-(trimethylsilyl)pivaldimine 251115 in 46-48% yield after distillation at reduced pressure. Treatment of ketene 110 with imine 251 using our standard cycloaddition conditions (CH 3CN, reflux, 24 h) afforded none of the desired lactam product. However, heating the reaction mixture in a sealed tube at 110 *C for 90 h did provide the desired cycloadduct in 56% yield (eq 75). This imine appears to slowly decompose at these elevated temperatures, and therefore it was necessary to utilize three equivalents of the dienophile which were added in two portions of 1.5 equiv each.

128. (a) Cainelli, G.; Giacomini, M.; Panunzio, M.; Martelli, G.; Spunta, G. TetrahedronLett. 1987, 28, 5369. (b) Cainelli, G.; Giacomini, D.; Galletti, P.; Gaiba, A. Synlett 1996, 657.

87 0 CH CNI (i-Pr)3Si C' 0 3 Me3Si'N 110C 90h (i-Pr) S* NH 3 (75) SiO2 -I8a~ H t-Bu t-Bu 8. 56% 110 251 252

Not surprisingly, the combination of hindered ketene 110 with the sterically encumbered imine 251 results in formation of the trans-substituted product. This stereochemistry was confirmed by an NOE study in which irradiation of the C-1 proton (Ha) results in a 5% enhancement of one C-8 proton (He). No enhancement of the C-8a proton (Hb) is observed, confirming the trans assignment (Figure 7).

Figure 7

5% Irradiate

H Ha Si(i-Pr)h

Hd H H0 Hb H t 0% 252

(5) Reactions with N-Alkyl-Substituted Imines . We next chose to study the cycloadditions of N-alkyl imines and TAS-vinylketenes. This class of imines is generally prepared by addition of an amine to an aldehyde or ketone. For example, treatment of benzaldehyde with methylamine in refluxing benzene with water separation via a Dean-Stark trap provides N-methyl benzaldimine (253) in 89% yield (lit. 87- 95%, eq 76).129

129. Moffett, R. B. OrganicSyntheses; Wiley: New York, 1963; Collect. Vol. IV, pp 605-608.

88 benzene

H2N-CH3 + 0 5 *C to reflux NCH3 (76) Ph H Dean-Stark Ph H 89% 253

Reaction of ketene 111 with N-alkyl imine 253 does proceed successfully, but affords an inseparable 3:1 mixture of diastereomeric lactams 254 and 255 in 71% yield (eq 73).

253 0 CH CN00 (i-PrhSi 0 3 C'' 120 C 42 h (i-Pr)3S H3 (i-Pr)3SI CH3 6 N 6W(77) 71% Ph Ph

111 254 3:1 255

SYBYL Calculations of the ground state energy of the cis and trans-substituted lactams 254 and 255 were performed in an attempt to determine which conformational isomer has a lower ground state energy for each product. For the modeling studies, the triisopropylsilyl group of lactams 254 and 255 was replaced with a proton in order to simplify the calculations and because the silyl group probably does not significantly influence the difference in ground state energies of lactams 254 and 255. These molecular modeling studies indicate that for the cis-substituted lactam, it is conformer 255a (with the phenyl group in the equatorial position) which is the thermodynamically most stable conformation. The difference in energy between 255a and 255b (AG = 1.46 kcal/mol) should result in approximately a 90:10 ratio of conformational isomers. The trans-substituted lactam 254 slightly favors a conformation in which the phenyl group adopts an equatorial position (254a). The small difference in energy between 254a and 254b (AG = 0.388 kcal/mol) indicates that compound 254 exists as approximately a 2:1 ratio of conformational isomers 254a and 254b.

89 H C H 3 C H3 (-P) 3C Ha Si(i-Pr)3 rP* Hb I H3C N> I Ph *CH Hb P 3 Ph 4.205 kcal/mol 4.593 kcal/mol major 254a cycloadduct 254b

Hb IH H3 C Ha S1(1-Pr) 3 HCH Si(i-Pr)h Hb N I3 Ph CH3 Ph H 3.451 kcal/mol minor 4.914 kcal/mol cycloadduct 255a 255b

The identity of the major cycloadduct was confirmed by an NOE study (Figure 8). Irradiation of the C-5 methyl group of the major isomer (254, favored conformation shown) results in a 5% enhancement of the proton at C-6, confirming that these two groups reside on the same side of the ring (trans-substituted). However, irradiation of the C-6 proton (Ha) of the minor isomer gives a 7% enhancement of the C-5 proton (Hb). Thus, the minor isomer does in fact have both protons on the same side of the ring (cis-substituted). Although no enhancement of Ha is expected upon irradiation of the C-5 methyl group, a 3% enhancement is in fact observed, but this value is not considered to be a significant NOE enhancement.

Figure 8

5% Irradiate 3% Irradiate 4 7% 4 1 H C Ha SI(i-Pr) H3C a Si(i-Pr)h H3C Ha Si(i-Pr)3 3 3

H3 C-tN.w Hb? N, 0 Hb? N,C6 HC0 Ph CH 3 HC Ph CH3 HCPh CH3 Hb major isomer minor isomer 254 255 I Irradiate

90 In order to determine experimentally which isomer is the thermodynamically favored product, we investigated the base-induced isomerization of the mixture of products. Thus, treatment of the 75:25 (trans:cis)mixture of isomers 254 and 255 with potassium t-butoxide in t-butanol results in isomerization to provide predominately the cis-substituted isomer in a 72:28 cis:trans ratio (eq 78), indicating that the cis isomer is the thermodynamically favored product in agreement with our molecular modeling calculations. In fact, based on the calculated difference in energies between 254a and 255a (AG = 0.754) we would predict to observe a similar ratio of approximately 75:25.

0 0 (i-Pr)3Si ,CH 3 (i-Pr)3Si ,CH 3 KOt-Bu N + N t-BuOH 5II 5 6 W 254 + 255 (78) Ph rt 18h 28: 72 254 255 75:25

Unfortunately, other more hindered alkyl-substituted imines did not participate in [4+2] cycloadditions with TAS-vinylketenes. For example, reaction of ketene 111 with enantiomerically enriched imine 258 (prepared from benzaldehyde and (S)-a-methyl- benzylamine) at 125 to 150 *C afforded mostly unreacted ketene and imine starting materials. None of the desired cycloadduct was observed by 'H NMR. Reaction of 2-phenyl-1-pyrroline

2590 with ketene 111 (CH 3CN, 110 *C, 35 h) also gave disappointing results, providing a complex mixture of products.

N Ph Ph H Ph

258 259

130. A sample of this imine was kindly provided by Marcus Hansen. For details on the preparation of this compound, see: Sorgi, K. L.; Maryanoff, C. A.; McComsey, D. F.; Maryanoff, B. E. Organic Syntheses 1997, 75, pp 215-222.

91 (6) Cycloadditions with Other Azadienophiles In the next phase of our study, we turned our attention to investigating electron-rich and electron-deficient imine derivatives as partners in Diels-Alder reactions with TAS- vinylketenes. First, electron-rich heteroatom-substituted imines such as amidines were studied. Visiting scientist Iwao Okamoto examined the [4+2] cycloadditions of these nucleophilic imines without success. For example, treatment of ketene 111 with amidine 260 at room temperature resulted in some disappearance of the starting material but no cycloadduct could be observed by 'H NMR (eq 79). Preliminary experiments have been carried out to survey the possible utility of other azadienophiles, however these compounds (shown in Figure 9) also resulted in no reaction with ketene 111.

.0 0 (i-Pr)3SI C' Me (i-Pr)3SI ,Me +N (79)

Me 2N H

111 260 261

Figure 9 0

N'NM2 N Ph N11i1

Ph H Me 2N H 0 262 263 264

Electron-deficient imine derivatives also do not participate in [4+2] cycloadditions with TAS-vinylketenes. Addition of glyoxylate 268 to ketene 111 in refluxing acetonitrile for 22 h afforded none of the desired product. Preparation of this imine was accomplished by a two-step procedure as described by Colvin (Scheme 24).12' First, silylation of glycine methyl ester hydrochloride by treatment with base and then a silyl chloride affords the N-silylamine 266. Subsequent chlorination of 266 with t-butyl hypochlorite followed by base induced elimination forms the imine 268.

92 Scheme 24

H e H% NSiMe 2t-Bu NH3CI 1) Et 3N, DMAP 2) t-BuMe SiC 'Co2Me CO2Me 2 265 26% 266 'It-BuOCI

,SiMe 2t-Bu C1. ,SiMe t-Bu N DBU N 2 MeO 2C H 77% CO2Me ] 268 267 Mechanism of Imino Diels-Alder Reactions What is the mechanism of the Diels-Alder reaction of TAS-vinylketenes and imines? One can envision alternate pathways ranging from a Diels-Alder concerted mechanism to a true stepwise process, as illustrated in Scheme 25. In the stepwise process, the imine would first add to the ketene to afford an acyclic intermediate that would then undergo electrocyclic closure to afford the lactam.

Scheme 25

RASI G..0 R'N R

[ Concerted I

R a R R3SI Ci R3S R3SI 8+/R N 0R + N

Asynchronous concerted

R331 R

Np L Stepwise I

93 Marson has reported a convenient method for the formation of the 5,6-dihydro-2(1IH)- pyridone ring system by a [5+1] condensation of a 3-alkenamide with an aldehyde or ketone that occurs via an intermediate similar to the one proposed above for the stepwise mechanism for the [4+2] cycloaddition. 3 1 For example, amide 269 and benzaldehyde combine in the presence of polyphosphoric ester (PPE) to form intermediate 270 which cyclizes to afford exclusively the trans-substituted lactam 235 in 63% yield (eq 80). Recall that our related [4+2] cycloaddition of ketene 111 with imine 215 affords only the cis-substituted product 233.

PPE [ O-P 0

NH2 + 0 35*C 24h IrO H (80) H .1kPh Ph - :Ph

269 270 235

With respect to the stepwise mechanism (which would involve nucleophilic attack of the imine on the ketene), it is important to note that amines are much more nucleophilic than imines. In order to examine whether a stepwise mechanism is feasible, we first studied the nucleophilic addition of amines to (TAS)ketenes. We found that diethylamine adds rapidly to

(triisopropylsilyl)ketene at room temperature (CH 3CN, 20 min). TAS-Vinylketenes also react quickly with diethylamine, however the rate of this addition is slower than the addition of amine with TAS-ketenes. For example, TAS-vinylketene 112 reacts with diethylamine in acetonitrile when heated at 50 *C for 20 min to afford a mixture of isomers (271-273) that result from nucleophilic addition of the amine to the TAS-vinylketene (eq 81). Because nucleophilic addition to TAS-vinylketenes does occur under conditions comparable to those employed in our imine cycloadditions, we cannot immediately rule out the possibility of a stepwise mechanism in the [4+2] cycloaddition in which the imine would act as a nucleophile and attack the ketene, followed by cyclization in a second step.

131. Marson, C. M.; Grabowska, U.; Fallah, A. J.Org. Chem. 1994, 59, 291.

94 Et NH 0 0 0 Et 3Si C- 2 Et3SI Et3S1 ______Et SI NEt NR2 NEt 3 2 + 2 (81) CH 3CN 50 *C 20min

112 271 272 273

Also relevant to the mechanism question are the [2+2] cycloadditions of ketenes with imines. It is well-established that alkyl- and aryl-ketenes react with imines to form P-lactams in a process commonly known as the Staudinger reaction.132 In a typical example, acid chloride 274 undergoes in situ dehydrohalogenation to form methylketene which subsequently reacts with imine 275 to afford the cis-substituted P-lactam 276 in good yield (eq 82).133 The stereochemical outcome of these [2+2] cycloadditions is sometimes difficult to predict and depends greatly on the structure of the imine and ketene, the solvent, base, mode of ketene generation, and temperature as well as other factors.

COPh H COPh Et 3N (82) 0 cl 0N WA 80-90% 0 Re 274 275 276

The Bose reaction, a variation of the Staudinger reaction in which an aminoketene reacts with an imine, affords 3-amino-substituted P-lactams. For example, combination of an amino-substituted ketene (generated in situ from anhydride 277) reacts with imine 278 in a [2+2] cycloaddition to form 3-amino-2-azetidinone 280 after hydrolysis (eq 83).34

132. For a review of the formation of P-lactams by [2+2] cycloaddition, see: (a) The Organic Chemistry of D- Lactams; Georg, G. I., Ed.; VCH: New York, 1993; Ch. 6, pp 295-368. (b) Dugat, D.; Just, G.; Sahoo, S. Can. J. Chem. 1987, 65, 88. 133. (a) Paloma, C.; Aizpura, J. M.; Lopez, M. C.; Aurrekoetxea, N.; Oiarbide, M. Tetrahedron Lett. 1990, 31, 6425. (b) Paloma, C.; Ontoria, J. M.; Odriozola, J. M.; Aizpurua, J. M.; Ganboa, I. J.Chem. Soc., Chem. Commun. 1986, 161. 134. Sain, B.; Baruah, J. N.; Sandhu, J. S. J.Heterocyci. Chem. 1984, 21, 257.

95 0OOEt Ph H RHN Ph H21 Ph RHN Oyt + P EtN PTSA (83) 0 0 N N0 N DMB 0 DMB DMB

277 278 279 280 R = -C(CH)CHCO(OEt)

The mechanism of these important [2+2] cycloadditions has been the subject of intense scrutiny and the reactions are generally believed to proceed via a stepwise mechanism. In fact, experiments have been reported in which the intermediate zwitterion was trapped with ethanol. 35 The substitutents on the ketene presumably determine the direction of attack by the imine based on steric considerations. Because the trans conformation of the imine is preferred, formation of the zwitterionic intermediate and subsequent conrotatory ring closure generally affords the cis-substituted P-lactams. As mentioned previously, [2+2] cycloadditions of ketenes and N- (trimethylsilyl)imines are known to proceed via a stepwise mechanism because often the acyclic intermediate can be observed spectroscopically or, in some cases, isolated. In these examples, addition of a TAS-ketene to an imine first generates a characterizable acyclic intermediate that, upon heating, cyclizes to an azetidinone. Surprisingly, no reactions of (trialkylsilyl)ketenes with N-(trimethylsilyl)imines have been reported to date. We believed that the rate of such a reaction would provide an important value for comparison with our [4+2] cycloadditions of (trialkylsilyl)vinylketenes with N-(trimethylsilyl)imines. In fact, we found that heating (triisopropylsilyl)ketene (281) with N-(trimethylsilyl)benzaldimine 215 at 70 'C resulted in slow reaction and was only approximately 30% complete (by TLC analysis) after 3 days. However, when the reaction temperature was increased to 140 'C for 3 h, we were able to isolate the [2+2] adduct 283 in 72% yield (eq 84).

215 0 no solvent 0 SiMes3 C1 140 *C 3 ha (O %+,SiMe3 N (4 A~ N (i-Pr)3S1 H 72% (i-Pr)hSi Ph (i-Pr)3S' Ph

281 282 283

96 Presumably, this [2+2] reaction proceeds by a stepwise mechanism as do known reactions of TAS-imines with ketenes. The initially formed trans,cis-zwitterionic compound isomerizes to zwitterionic intermediate 282 which then undergoes conrototory ring closure to afford the trans-substituted P-lactam 283. Since the conrotatory ring closure in this cycloaddition affords the trans-substituted P-lactam, we would expect (and in fact do observe) formation of the cis-substituted product from the disrotatory ring closure in the [4+2] cycloaddition of ketene 111 with imine 215 (eq 65). Because the [4+2] cycloadditions of imines with TAS-vinylketenes are much faster than the related stepwise [2+2] cycloaddition of imines with TAS-ketenes it is possible that the TAS-vinylketene reactions are proceeding via a completely different mechanism, a concerted process. As noted earlier, the reactions proceed at a faster rate in polar than in non- polar solvents, and thus the reaction would follow an asynchronous concerted mechanism in which a significant separation of charge occurs in the transition state (Figure 10). This charged intermediate would be stabilized by the presence of a polar solvent.

Figure 10

8 *0 R3SI #"-SiM03 'N 8S

R

Further investigations are underway in our laboratory to determine the mechanism of the [4+2] cycloaddition and to explain the interesting stereochemical observations made in the studies described in this chapter.

Protodesilylation of Lactam Cycloadducts Multiple attempts were made to protodesilylate the triisopropylsilyl-substituted lactams 233 and 252 (Table 4). Although some of these conditions effectively removed the triisopropylsilyl group, the desired product could not be isolated in >95% purity (entries 1, 5, 6).

135. Moore, H. W.; Hernandez, L.; Chambers, R. J.Am. Chem. Soc. 1978, 100, 2245.

97 Table 4 Protodesilylation of (Triisopropylsilyl)-Substituted Lactams Entry Cycloadduct Conditions Result 1 233 20 equiv TFA complete conversion

CH 2C12, rt 20 h to 246, <95% purity 2 233 5 equiv TBAF complex mixture THF, reflux 1 h 3 233 1.1 equiv CsF no reaction CH 3CN, reflux 20 h 4 233 20 equiv MsOH no reaction MeOH, reflux 4 h 5 233 20 equiv MsOH complete conversion

CH 2Cl 2 , reflux 1.5 h to 246, <95% purity 6 233 5 equiv MsOH complete conversion

CH 2Cl 2 , reflux 17 h to 246, <95% purity 7 252 10% aq. HCl no reaction THF, rt 2 h 8 252 oxalic acid no reaction MeOH, rt 22 h

9 252 1.1 AlCl 3 no reaction CH 2C 2, rt

Table 5 details our attempts to protodesilylate the triethylsilyl-substituted lactams 239 and 236 which cleaved more readily than the triisopropylsilyl derivatives. Clean removal of the triethylsilyl-group can be accomplished by treatment with 5 equiv of methanesulfonic acid in refluxing dichloromethane (entries 3 and 4, eq 85).

Table 5 Protodesilylation of (Triethylsilyl)-Substituted Lactams Entry Cycloadduct Conditions Result 1 239 20 equiv TFA 14% yield; 239 was

CH 2 C 2 , rt 25h recovered in 86% yield 2 239 5 equiv TBAF no reaction THF, rt 3 days 3 239 5 equiv MsOH 55% yield of 245

CH 2Cl 2 , reflux 4 h 4 236 5 equiv MsOH 83% yield of 285

CH 2 C 2 , reflux 6 h

98 MsOH CH2C12 Et Si 3 NH reflux 4 h H I NH Ph Ph 55% Ph Ph 239 284 (85) o MsOH CH C12 Et 3Si 2 NH reflux 6 h NH

Ph 83% Ph

236 285

Conclusion We have shown that TAS-vinylketenes participate in oxa and imino Diels-Alder reactions with a variety of heterodienophiles. As shown in previous work, the ketene carbonyl dominates in controlling the regiochemical course of these reactions. Particularly interesting is the stereochemical course of these cycloadditions: with less hindered dienes the endo product is obtained and with more bulky vinylketenes the exo product forms. Investigations are ongoing to determine whether the mechanism of the imino [4+2] cycloaddions proceeds via a stepwise mechanism or an asynchronous concerted transition state which is stabilized in the presence of a polar solvent. Overall, we have shown that TAS- vinylketenes function as interesting four-carbon dienes in Diels-Alder cycloadditions to afford

X, P-unsaturated 6-valerolactones and -lactams.

99 CHAPTER 5

TAS-VINYLKETENES AS FOUR-CARBON COMPONENTS IN A NEW [4+1] ANNULATION STRATEGY

Introduction The invention of new methods for the construction of five-membered rings continues to be a problem of considerable importance in organic synthesis.136 Many biologically active natural products incorporate a cyclopentenone ring as a major structural feature and cyclopentyl systems serve as valuable synthetic intermediates in routes to many classes of compounds. Five-membered rings can be synthesized by a variety of different methods, including the Nazarov cyclization,'3 7 the Pauson-Khand cyclization of olefins with alkynes,13 8 [3+2] coupling reactions,139 the [3+2] annulation,'40 intramolecular aldol condensations, and vinylcarbene insertion into C-H bonds.14' Only a few [4+1] annulation strategies have been reported to date, one example being the methodology base on oxyanion and carbanion- accelerated vinylcyclopropane rearrangements developed in our laboratory.142 43 This chapter outlines our work on the stereoselective [4+1] annulation strategy for the synthesis of

136. For reviews, see: (a) Paquette, L. A. Top. Curr. Chem. 1984, 199, 1. (b) Ramaiah, M. Synthesis 1984, 529. (c) Hudlicky, T.; Price, J. D. Chem. Rev. 1989, 89, 1467. 137. (a) Denmark, S. E. In Comprehensive Organic Synthesis; Trost, B.M.; Fleming, I., Eds.; Pergamon Press: New York, 1990; Vol. 5, p 751. (b) Habermas, K. L.; Denmark, S. E. In Organic Reactions; Paquette, L. A., Ed.; Wiley: New York, 1994; Vol. 45, pp 1-158. 138. (a) Schore, N. E. In Comprehensive OrganicSynthesis; Trost, B. M.; Fleming, I., Eds.; Pergamon Press: New York, 1990; Vol. 5, p 1037. (b) Schore, N. E. In Organic Reactions; Paquette, L. A., Ed., Wiley: New York, 1991; Vol. 40, pp 1-90. 139. (a) Noyori, R.; Shimizu, F.; Fukuta, K.; Takaya, H.; Hayakawa, Y. J.Am. Chem. Soc. 1977, 99, 5196. (b) Noyori, R.; Yakoyama, K.; Hayakawa, Y. J. Am. Chem. Soc. 1973, 95, 2722. 140. (a) Danheiser, R. L.; Dixon, B. R.; Gleason, R. W. J.Org. Chem. 1992, 57, 6094. (b) Danheiser, R. L.; Carini, D. J.; Basak, A. J.Am. Chem. Soc. 1981, 103, 1604. (c) Danheiser, R. L.; Carini, D. J.; Fink, D. M.; Basak, A. Tetrahedron 1983, 39,935. (d) Danheiser, R. L.; Fink, D. M. TetrahedronLett. 1985, 26, 2513. (e) Danheiser, R. L.; Takahashi, T.; Bert6k, B.; Dixon, B. R. Tetrahedron Lett. 1993, 34, 3845. 141. (a) Karpf, M.; Huguet, J.; Dreiding, A. S. Helv. Chim. Acta 1982, 65, 13. (b) Williamson, B. L.; Tykwinski, R. R.; Stang, P. J.Am. Chem. Soc. 1994, 116, 93. 142. Reviewed in: Bronson, J. J.; Danheiser, R. L. Charge-Accelerated Small Ring Rearrangements. In Comprehensive Organic Synthesis; Paquette, L. A., Ed.; Pergamon Press: Oxford, U. K., 1991; Vol. 5, pp 999-1035. A related intramolecular [4+1] annulation based on thermal vinylcyclopropane rearrangements has been developed by Hudlicky; see: Hudlicky, T.; Reed, J. W. Rearrangements of Vinylcyclopropanes and Related Systems. In Comprehensive Organic Synthesis; Paquette, L. A., Ed.; Pergamon Press: Oxford, U. K., 1991; Vol. 5, pp 899-970. 143. Rigby recently reported a [4+1] heteroannulation based on the addition of dimethoxycarbene to vinyl isocyanates; see: Rigby, J. H.; Cavezza, A.; Ahmed, G. J.Am. Chem. Soc. 1996, 118, 12848.

100 substituted cyclopentenones based on the reaction of TAS-vinylketenes with nucleophilic "carbenoid" reagents such as sulfur ylides and diazo compounds (eq 86).144

40 0 R3Si C"0 *LRSW RI + LR3 RSK? 440 (86)

2 R' R2 (L = leaving group)

[4+11 Annulations with Sulfur Ylides and Diazo Compounds Our plan for the application of TAS-vinylketenes to the synthesis of five-membered rings called for their reaction with nucleophilic carbenoid reagents to generate dienolate species that would then cyclize to the desired cyclopentenones. Several classes of carbanionic nucleophiles are known to add smoothly to simple silylketenes (including (trimethylsilyl)ketene itself), 145 and we therefore anticipated that TAS-vinylketenes would participate in the proposed [4+1] annulation provided that carbenoid reagents of suitable reactivity could be identified. Among the several classes of carbenoid reagents we have examined, sulfur ylides146 and diazo compounds have thus far proved most effective for the desired [4+1] annulation. Concurrently with our studies, Tidwell has found that diazo compounds add to silylated bisketenes in a related process to produce cyclopentene-1,3-diones and 5-methylene-2(5H)- furanones.147 As illustrated in eq 87, reaction of bisketene 286 with diazomethane affords a mixture of dione 287 (22%) and furanone 288 (63%). Reactions of bisketene 286 with

(trimethylsilyl)diazomethane and phenyldiazomethane (PhCHN2) provide only substituted cyclopentene-1,3-dione products.

144. Loebach, J. L.; Bennett, D. M.; Danheiser, R. L. J.Am. Chem. Soc. 1998, 120, 9690. 145. For examples, see refs 31, 52, and 55. 146. Reviewed in: Trost, B. M.; Melvin, L. S. Sulfur Ylides; Academic Press: New York, 1975. 147. Colomvakos, J. D.; Egle, I.; Ma, J.; Pole, D. L.; Tidwell, T. T.; Warkentin, J. J.Org. Chem. 1996, 61, 9522.

101 0 Me Si C-O 3 CH N 2 2 _ Me Si 3 + M 3Si Et (87) Me 2O 3SXC"O% rt 2 h Me 3Si 0 Me 3Si CH 2 286 287 288 22% 63%

Jennifer Loebach of our laboratory initially investigated the new [4+1] annulation strategy of TAS-vinylketenes with sulfur ylides and diazomethane compounds (Table 6). In a typical reaction, addition of 1.05 equiv of dimethylsulfonium methylide to ketene 111 in 1:1 THF-DMSO at 0-25 *C for 1.5 h gives the desired cyclopentenone 289 in 75% yield after chromatographic purification (entry 1). Dimethyloxosulfonium methylide also combines with 111 to produce cyclopentenone 289, though in lower yield (entry 2). Diazomethane reacts with TAS-vinylketene 111 in a similar fashion to afford the cyclopentenone product in excellent yield (entry 3). Protodesilylation of annulation product 289 was readily achieved by exposure to methanesulfonic acid in methanol at 25 *C for 3 h to afford 3,4- dimethylcyclopentenone in 95% yield (eq 88).

Table 6

(i-Pr)3S j Cr1 0 S(P-Pr)3Si

111 289

Entry Carbenoid Conditions Yield reagent

1:1 THF-DMSO 75% 1 0 to 25 *C 1.5 h G)i G

2 1:1 THF-DMSO 43% Me 2S- CH 2 0 to 25 *C 1.5 h

CH C3 3 CH 2 96% 2N2 -120 to 25 C 3 h

102 0 20 equiv MsOH 0 (i-Pr)3Si MeOH rt 3 h (88)

95% 289 290

Optimizing conditions for the addition of the analogous isopropyl sulfur ylide proved to be nontrivial. Initially, reaction of diphenylsulfonium isopropylide (291) with ketene 111 was attempted using our standard conditions (0 *C to rt, 1 h) and resulted in formation of the desired product, but the cyclopentenone 292 could not be isolated in >95% purity. Attempts to protodesilylate the crude product and then isolate and purify the resulting 3,4,5,5- tetramethylcyclopentenone also were unsuccessful. Effective removal of the triisopropylsilyl group from cyclopentenone 292 occurs in the presence of 5 equiv of TBAF (refluxing THF, 3 h) but, unfortunately, the desired product is not stable to silica gel purification and also could not be isolated in >95% purity. Therefore, we returned to the [4+1] annulation step in an attempt to obtain pure cyclopentenone 292 directly. It occurred to us that the isopropylide 291 is probably less stable than the methylide derivative previously studied (Table 7, entry 1). In fact, when ylide 291 was generated at a lower temperature (-20 *C versus 0 *C) smooth reaction with TAS-vinylketene 111 ensued to afford the desired cyclopentenone 292 in 57% yield after chromatographic purification (eq 89).

G 0 i0 Ph 2S-CMe 2 291 THF (i-Pr)3S! (89) -20 *C to rt

57% 111 292

Diphenylisopropyl sulfonium fluoroborate (the precursor to ylide 291) was prepared by the method of Nadeau. Reaction of diphenyl sulfide and isopropyl iodide in the presence of silver fluoroborate (0 *C to rt, 2.5 h) afforded 18-31% yield (lit. 55%) of the ylide precursor 295 as a crystalline white solid.148 Treatment of this sulfonium salt with t-BuLi in a

148. Nadeau, R. G.; Hanzlik, R. P. Methods Enzymol. 1969, 15, 347.

103 50% THF-DMSO solution at -20 *C provides the bright yellow ylide 291 which must be used immediately to avoid decomposition (eq 90).

GBF4 / AgBF 4 P / n-BuLi PG( Ph S + I-( - 1 Ph S ~ Ph S (90) 2 0 Ctort 2 THF -20 *C 2

293 294 18-31% 295 296

Commercially available (trimethylsilyl)diazomethane1 49 also reacts with TAS- vinylketene 111 to afford the trans-substituted cyclopentenone 296 (eq 91). However, all attempts to employ higher diazoalkanes and substituted TMS-diazomethanes in the [4+1] annulation have been unsuccessful; in each case no significant reaction occurred and the TAS- vinylketene was recovered unchanged. Fortunately, substituted sulfur ylides are more nucleophilic and do react with TAS-vinylketenes in the desired fashion, providing access to highly substituted cyclopentenones in good yield.

0 00 M03SiCHN 2 (i-Pr) Si 3 C CH 2C2 25C (i-Pr)3S1 .K SiMe3 (91) 32 h 84-92% 111 296

Scheme 26 outlines several alternative pathways to account for the mechanistic course of our [4+1] annulation. Addition of a carbenoid reagent to the vinylketene should be highly stereoselective due to the shielding effect of the bulky trialkylsilyl group and should result in the formation of the (Z)-enolate 297. Cyclization of this intermediate could produce the five- membered ring product directly, although the planar structure of the dienolate system in 297 may not allow it to achieve an arrangement in which the R electrons are suitably situated for direct backside displacement of the leaving group. An alternative pathway involves ionization to produce the 2-oxidopentadienylic cation 298, which can then undergo

149. (a) Seyferth, D.; Dow, A. W.; Menzel, H.; Flood, T. C. J.Am. Chem. Soc. 1968, 90, 1080. (b) Shioiri, T.; Aoyama, T.; Mori, S. OrganicSyntheses; Wiley: New York, 1993; Collect. Vol. 8, pp 612-615.

104 conrotatory 4n electrocyclic closure to generate the cyclopentenone product. Pentadienyl cation electrocyclic ring closures are involved in the mechanism of the Nazarov cyclization,150 and epoxidation of vinylallenes produces cyclopentenones via electrocyclization of 2- oxidopentadienylic cations analogous to 298.1 A similar mechanism is believed to occur in the biosynthetic pathway for prostanoid synthesis by marine organisms in which conversion of an allene oxide intermediate (300) to the cyclopentenone product (302) occurs via a 4n electrocyclic closure of pentadienyl cation 301 (Scheme 27). A third pathway, proceeding via the cyclopropanone intermediate 299 (either formed by direct internal displacement or ionization and subsequent electrocyclic closure), cannot be excluded, particularly in view of the finding that diazomethane adds to (trimethylsilyl)ketene to generate (trimethylsilyl)- cyclopropanone in good yield.70

Scheme 26 0 [1,31 internal sigmatropic displacement rearrangement

299

ectrocyclic )ening

0G 0 4;r electrocyclic R3Si R R3Si C-0-7 CH2L -3'I * ionization closure 3SI

C297 298

direct internal displacement

150. For a review, see ref 137b. 151. Kim, S. J.; Cha, J. K. TetrahedronLett. 1988, 29, 5613 and references therein.

105 Scheme 27

OP0 CO 2H CO 2H

N.n-C 5H11 . - n-C 5H11

300 301

0_

302 - C02H preclavuone A - n-C5 H11

A notable feature of annulations involving substituted carbenoid reagents is the exclusive formation of trans-4,5-substituted cyclopentenones. The stereochemical outcome of the reactions of substituted sulfur ylides and diazo compounds is consistent with a mechanism involving stereospecific conrotatory electrocyclic ring closure if one assumes that ionization of the initial dienolate intermediate occurs to generate a 2-oxidopentadienylic cation 298 with the C-1 substitutent cis to the oxygen atom to minimize nonbonded interactions. If a mechanism involving concerted electrocyclization is indeed operative, then [4+1] annulations beginning with TAS-vinylketenes with Z-substituted alkenyl groups should afford cis-4,5- substituted cyclopentenones. Studies are underway in our laboratory to test this hypothesis. Loebach found that both a-halocarbanions and "nitrenoid" equivalents (such as mesyl azide) were ineffective as reagents for [4+1] annulations with TAS-vinylketenes. The following sections describe other potential carbenoid reagents we explored to expand the utility of this interesting annulation process.

[4+1] Annulation with Acetylides In 1994, Jacobi reported the synthesis of methylenecyclopentenones in three steps from enones via cyclization of an intermediate enynone with catalysis by c-tocopherol

106 (vitamin E).15 2 For example, enynone 304 (prepared from 303 as outlined in Scheme 28) underwent cyclization to methylenecyclopentenone 306 upon heating at 125 *C in the presence of a catalytic amount of Vitamin E. The enynones do not undergo cyclization in the absence of a catalyst and the mechanism of the reaction is believed to proceed by a reductive radical cyclization.

Scheme 28

0 0 OH 200 *C 12 h H 1) Li -- vitamin E

2) MnO 2 55% 40% 303 304 305 I

Me H OI M O 0 306 Me~ 0 methylenomycin Me 3 vitamin E

We hoped that acetylides might function as carbenoid reagents in [4+1] annulations with TAS-vinylketenes to afford methylenecyclopentenones (309) in a single step. Nucleophilic addition of an acetylide to the ketene carbonyl could afford intermediate 308 which might then undergo cyclization to the cyclopentenone 309 (eq 92).

Li 0 R3Si ," R R3Si (92) 3Si R 307 308 309

Thus, treatment of ketene 111 with phenylacetylide 310 at -78 *C followed by slow warming to -5 *C, addition of 1 equiv of BHT, and then heating at 50 'C for 35 min affords

152. (a) Jacobi, P. A.; Briehnann, H. L.; Cann, R. 0. J. Org. Chem. 1994, 59, 5305. (b) Jacobi, P. A.; Armacost, L. M.; Brielmann, H. L.; Cann, R. 0.; Kravitz, J. I.; Martinelli, M. J. J. Org. Chem. 1994 59, 5292.

107 the cyclopentenone 311 in 69-75% yield after chromatographic purification (eq 93). Unfortunately, without addition of BHT the reaction gives only poor yields of the desired cycloadduct. Therefore, the reaction probably proceeds via a radical mechanism (as described by Jacobi) rather than by a carbanionic sequence of addition/cyclization in which the acetylide functions as a carbenoid reagent. Other acetylides (such as trimethylsilylacetylide and - C=CH) add to TAS-vinylketene 111, but only uncyclized addition products were observed to form in these reactions by 1H NMR spectroscopy.

-78 *C to rt 0 (i-Pr)3Si C"0 + ( Ph 2 h a (i-Pr)3 Si -- Ph (93) BHT

69-75% 111 310 311

Samarium Iodide-Mediated [4+1] Annulations Previous work by Loebach established that a-halocarbanions were ineffective as carbenoid reagents in the [4+1] annulation. Recently, Inanaga reported that coupling of carbonyl compounds with diiodomethane aided by SmI2 affords iodohydrins. For example, reaction of benzylacetone (312) with diiodomethane in the presence of SmI 2 (room temperature, 3 min) affords the iodo alcohol 313 in 96% yield (eq 94).

0 SM12 OH + CH212 S Phd (94) THF rt CH 21 3 min 312 96% 313

We hoped to employ a similar procedure for a [4+1] annulation with TAS- vinylketenes to afford cyclopentenones (eq 95). Unfortunately, however, no observable reaction occurred upon treatment of a THF solution of ketene 111 and diiodomethane with

SmI2.

108 0 -0 (i-PrhSi Cj CH2I (i-Pr)3 Se H

SM12 N 'H \ipr~ (95)

111 314 289

Synthetic Elaboration of Cyclopentenones As mentioned previously, silylcyclopentenone 289 can be protodesilylated in the presence of methanesulfonic acid. We were interested in investigating other possible synthetic transformations of the silyl group such as conversion to a halide which would provide access to useful synthetic intermediates for cross-coupling and other reactions. Negishi previously reported that trimethylsilyl-substituted cyclopentenones can be converted to the x-bromo enones by treatment with N-bromosuccinimide.15 For example, treatment of bicycle 315 with 2.5 equiv of NBS in DMF affords the bromo-substituted compound 316 in 75% yield (eq 96).

SIM03 2.5 equiv NBS Br o DMF c o (96)

315 75% 316

We anticipated that this transformation would occur at an extremely slow rate for triisopropylsilyl-substituted cyclopentenones such as 289 as a result of steric hindrance. However, in preliminary studies we found that the less-hindered triethylsilyl-substituted cyclopentenone 317 does undergo conversion to the bromo-substituted compound when treated with 3.5 equiv of N-bromosuccinimide in DMF (room temperature, 54 h), affording the cyclopentenone 318 in 51% yield (eq 97). Not surprisingly, reaction with this triethylsilyl compound occurs at a significantly slower rate than with the less hindered triisopropylsilyl- substituted cyclopentenone 289. Other conditions for more efficient conversion of our annulation products to vinyl bromides and iodides are under investigation in our laboratory.

153. Negishi, E.; Holmes, S. J.; Tour, J. M.; Miller, J. A.; Cederbaum, F. E.; Swanson, D. R.; Takahashi, T. J. Am. Chem. Soc. 1989, 111, 3336.

109 0 3.5 equiv NBS Et Si DMF Br 3 (97) rt 40 h

55% 317 318

Confirmation of the structural assignment of bromo cyclopentenone 318 was made by analogy to previously reported spectroscopic data. As expected, the triethylsilyl resonances of 317 do not appear in the 1H NMR spectrum of 318. Also, the 13C NMR spectrum of bromo cyclopentenone 318 exhibits similar resonances as reported for bromo cyclopentenone 316 (Scheme 29).

Scheme 29 136.0 116.9 198.4 187.1 Br 1ISiMe3 i 0

214.6 202.6 315 316

136.6 122.9 190.6 177.3 SIEt 3 Br

5=0 213.2 200.4 317 318

Vollhardt reported that iodine monochloride (IC) 15 4 effectively cleaves carbon-silicon bonds to produce the corresponding iodo compound. For example, treatment of trimethylsilyl-substituted 319 with 2 equiv of iodine monochloride in carbon tetrachloride yields the diiodo derivative 320 in 94% yield (eq 98).155 Presumably, iodination of the

154. Brisbois, R. G.; Wanke, R. A. In Encyclopedia ofReagentsfor OrganicSynthesis; Paquette, L. A., Ed.; Wiley: New York, 1995; pp 2 8 1 1-2 8 12 . 155. Hillard, R. L.; Vollhardt, P. C. J.Am. Chem. Soc. 1977, 99,4058.

110 silicon-substituted double bond affords a P-silicon stabilized cation. Subsequent cleavage of the silicon group by attack with chloride generates the iodo alkene 320.

2 equiv ICI 1 ,C 0 E (98) E ) SiM03 94%-

319 320

Preliminary small-scale studies for the iodination of triethylsilyl-substituted cyclopentenones utilizing similar conditions gave promising results. Treatment of cyclopentenone 317 with 2 equiv of iodine monochloride (room temperature, 40 h) affords the iodocyclopentenone 321 in -55% yield (not optimized, eq 99).

0 2 equiv ICI 0

Et3S 1CH 2C12 I rt 40 h

317 321

We envision that TAS-cyclopentenones could also undergo another interesting transformation, the Tamao/Fleming cleavage of an alkoxy-substituted silyl compound to afford a hydroxyl group.156 Organosilyl groups bearing at least one electronegative substitutent have been widely used as synthetic equivalents of the hydroxy group. However, successful conversion of a vinylsilane to the enol occurs only with specifically substituted silicon groups. Currently, we are working to develop synthetic routes to TAS-vinylketenes that contain the proper type of silyl group for this transformation. This methodology could potentially be applied to the total synthesis of the natural product terpestacin (323) which exhibits potential anti HIV activity (eq 100).157

156. For reviews on the use of silyl groups as synthetic equivalents of hydroxy groups, see: (a) Jones, G. R.; Landais, Y. Tetrahedron 1996,52, 7599. (b) Fleming, I. Chemtracts - Organic Chem. 1996, 9, 1. 157. Oka, M.; limura, S.; Narita, Y.; Furumai, T.; Konishi, M.; Oki, T. J. Org. Chem. 1993, 58, 1875.

ill 0 0

XR 2Si HO

------,,- (100) HO / HO

OH OH 322 323 X = OR, F, CI terpestacin

Summary We have described herein new, efficient routes to substituted TAS-vinylketenes via the electrocyclic ring opening of cyclobutenones and the photochemical Wolff rearrangement of a-silyl-a-diazo enones. TAS-Vinylketenes are reactive as four-carbon building blocks in organic synthesis and behave as dienes in Diels-Alder reactions with reactive dienophiles, activated carbonyl compounds, and imines. These ketenes also participate in [4+1] cycloadditions with carbenoid reagents to form cyclopentenones. We are continuing to explore promising new synthetic applications of TAS-vinylketenes for the total synthesis of natural products and investigations are ongoing in our laboratory to develop other new, efficient routes to these useful synthetic intermediates.

112 PART II

Experimental Section

113 General Procedures

All reactions were performed in flame-dried glassware under a positive pressure of nitrogen or argon. Reactions were stirred magnetically unless otherwise indicated except sealed tube reactions, which were not stirred. Air- and moisture-sensitive liquids and solutions were transferred via syringe or cannula into reaction vessels through rubber septa. Reaction product solutions and chromatography fractions were concentrated by using a Btichi evaporator at ca. 20 mmHg unless otherwise indicated.

Materials Commercial grade reagents and solvents were used without further purification except as indicated below. (a) Distilled under argon or vacuum from calcium hydride: acetonitrile, benzene, dichloromethane, DMSO, diisopropylethylamine, hexane, toluene, and triethylamine (b) Distilled under argon or vacuum from sodium benzophenone ketyl or dianion: tetrahydrofuran and diethyl ether (c) Distilledunder argon trichloroacetyl chloride (d) Other N-Bromosuccinimide was recrystallized from water. 157 Alkyllithium reagents were titrated in tetrahydrofuran or hexane at 0 *C using 1-10-phenanthroline as an indicator.15

Chromatography (a)Analytical thin-layer chromatography(TLC) Analytical thin-layer chromatography (TLC) was performed on Merck pre-coated glass-backed 0.25 mm silica gel 60-F-254 plates. Visualization of spots was effected by one or more of the following techniques: (a) ultraviolet irradiation, (b) exposure to iodine vapor,

157. Virgil, S. C. In Encyclopedia ofReagentsfor OrganicSynthesis; Paquette, L. A.; Wiley: Chichester, 1995, Vol. 1; pp 768-773. 158. InorganicSynthesis 1963, 7, 10.

114 and (c) immersion of the plate in a 10% solution of phosphomolybdic acid in ethanol followed by heating at ca. 200 'C.

(b) Column chromatography Column chromatography was performed on ICN silica gel (32-60ptm).

Instrumentation (a) Meltingpoints Melting points (mp) were determined with a Fischer-Johns melting point apparatus and are uncorrected. (b) Spectrometry H NMR spectra were measured with Varian XL-300 (300 MHz), Unity-300 (300 MHz), and Unity-500 (500 MHz) instruments. Chemical shifts are expressed in parts per million (6) downfield from tetramethylsilane (with the CHC13 peak at 7.26 ppm used as a standard). 13 C NMR spectra were measured with Varian XL-300 (75 MHz), Unity-300 (75 MHz), and Unity-500 (125 MHz) spectometers. Chemical shifts are expressed in parts per million (d) downfield from tetramethylsilane (with the central peak of CHC13 at 77.0 ppm used as a standard). Infrared spectra (IR) were obtained using a Perkin Elmer 1320 grating spectrophotometer. (c) Elemental analyses Robertson Laboratory, Inc. of Madison, New Jersey and E+R Microanalytical Latoratory, Inc. of Parsippany, New Jersey performed elemental anlayses.

115 0 0 N N2 2 98 SiEt2Ph

98 105

1-Diazo-1-(diethyl(phenyl)silyl)-3-methyl-3-penten-2-one (105).

A three-necked, 15-mL, round-bottomed flask equipped with a rubber septum, argon inlet adapter, and glass stopper was charged with diazoketone 98 (0.052 g, 0.419 mmol), 0.8 mL of ether, and 0.8 mL of hexane then cooled at 0 *C. Diisopropylethylamine (0.073 mL, 0.419 mmol) was added followed by diethylphenylsilyl trifluoromethanesulfonate 104 (0.130 g, 0.416 mmol). The resulting solution was stirred for 30 min and then allowed to warm to room temperature over 30 min. The reaction mixture was filtered through Celite with the aid of 5 mL of ether and concentrated at reduced pressure to give 0.129 g of a red-orange oil. Column chromatography on 3 g of silica gel (elution with 0-2.5% EtOAc-hexane) afforded 0.085 g (74%) of diazo ketone 105 as a yellow oil.

IR (film): 2950, 2060, and 1590 cm1

'H NMR (500 MHz, CDC13): 7.55-7.58 (m, 2H), 7.36-7.40 (m, 3H), 6.09 (q, J = 7.0 Hz, 1H), 1.78 (s, 3H), 1.72 (d, J = 7.0 Hz, 3H), 1.09 (q, J= 5.8 Hz, 4H), and 1.05 (t, J= 5.8 Hz, 6H)

3 1C NMR (125 MHz, CDC13): 197.0, 137.4, 135.1, 134.4, 131.5, 130.5, 128.8, 52.3, 14.3, 13.6, 7.9, and 4.1

116 wdd 0 T c v 5 9£9 6 * * ~ * P P P i n I I p p

t-

90

0 0 PhEt 2SI C 0 ;Y N2

SiEt2Ph

105 113

(E)-2-(1-Methyl-1-propenyl)-2-(diethyl(phenyl)silyl)ketene (113).

A solution of diazo ketone 105 (0.194 g, 0.677 mmol) in 6.7 mL of benzene was placed in a 25-cm vycor tube (15 mm O.D., 13 mm I.D.) fitted with a rubber septum. A second rubber septum (inverted) was secured with wire to the tube to insure a good seal and the reaction mixture was degassed (three freeze-pump-thaw cycles at -196 *C, <0.05 mmHg) and then irradiated with 300 nm light for 3 h in a Rayonet reactor. Column chromatography on 10 g of silica gel (elution with hexane) provided 0.111 g (64%) of ketene 113 as a yellow oil.

IR (film): 3360, 2440, and 2060 cm 1

'H NMR (500 MHz, CDCl 3): 7.53-7.57 (m, 2H), 7.32-7.39 (m, 3H), 4.96 (q, J = 6.8 Hz, 1H), 1.80 (s, 3H), 1.51 (d, J = 6.8 Hz, 3H), and 0.90-1.04 (m, 1OH)

3 ' C NMR (125 MHz, CDCl3): 184.8, 136.2, 135.1, 130.1, 128.6, 123.8, 119.3, 25.0, 19.2, 14.6, 7.9, and 4.8

118 PhEt2SI C

113

( ( f LYJ-

. UI p 9 8 7 6 5 4 3 2 1 0 ppm SiEt3 0 Et3SI 0 C + c II Ph Phgc

122 124

4 ,4 -Dichloro-3-phenyl-2-(triethylsilyl)-2-cyclobutenone (124).

A 500-mL, three-necked, round-bottomed flask equipped with a rubber septum, reflux condenser, and' pressure-equalizing addition funnel was charged with activated 59 zinc (7.26 g, Ill mmol) and a solution of (triethylsilyl)phenylacetylene' 60 122 (4.01 g, 37.0 mmol) in 80 mL of ether. The resulting solution was heated at reflux while a solution of trichloroacetyl chloride (4.2 mL, 37.0 mmol) in 125 mL of ether was added dropwise over 3 h. The reaction mixture was heated at reflux for 14 h and was then allowed to cool to room temperature and filtered. The filtrate was extracted with two

1 00-mL portions of saturated NaHCO 3, two 1 00-mL portions of water, and two 1 00-mL portions of saturated NaCl, dried over MgSO4, filtered, and concentrated to give 6.67 g of a red-brown liquid. Column chromatography on 40 g of silica gel (elution with 0-2% ether-pentane) provided 5.55 g (92%) of cyclobutenone 124 as a yellow oil.

IR (film): 2950 and 1770 cm 1

'H NMR (300 MHz, CDCl3): 7.91-7.94 (m, 2H), 7.57-7.60 (m, 3H), and 0.85- 1.00 (m, 15H)

3 1C NMR (75 MHz, CDCl3): 183.4, 181.9, 149.8, 133.1, 129.9, 129.7, 129.2, 91.0, 7.2, and 3.1.

159.Brady, W. T.; Liddell, H. G.; Vaughn, W. L. J. Org. Chem. 1966, 31, 626. 160. Jun, C.-H.; Crabtree, R. H. J. Organomet. Chem. 1993, 447, 177.

120 Et3SI 0

Ph Cl

124

t~J

r 2 ) JL [ I1

ppm 2 1 S 9 3 7 9 i 7 5 4 ppo Me 3SI 0 M03SI

Ph I PhX

123 125

3 -Phenyl-2-(trimethylsilyl)-2-cyclobutenone (125).

A 50-mL, three-necked, round-bottomed flask equipped with a rubber septum, 25-mL pressure-equalizing addition funnel, and argon inlet adapter was charged with zinc dust (0.626 g, 9.53 mmol), TMEDA (1.44 mL, 9.53 mmol), and 8 mL of ethanol and then cooled at 0 "C using an ice-water bath. Acetic acid (0.55 mL, 9.53 mmol) was added over 2 min, and then a solution of cyclobutenone 123 (0.463 g, 1.64 mmol) in 5 mL of ethanol was added dropwise via the addition funnel over 12 min. The reaction mixture was stirred for 15 min, and then the ice-bath was removed and the reaction mixture was stirred for 3 h at 25 *C. The resulting mixture was filtered through Celite with the aid of 80 mL of 1:1 Et2O:pentane. The filtrate was extracted with 100 mL of 1 M aqueous HCl solution, 100 mL of water, 80 mL of saturated NaHCO 3, and 80 mL of saturated NaCl solution, dried over MgSO 4, filtered, and concentrated to give 0.409 g of a yellow liquid. Column chromatography on 20 g of silica gel (gradient elution with 0-4% EtOAc- hexane) provided 0.257 g (74%) of 125 as a yellow oil.

IR (film): 2950 and 1785 cm'

'H NMR (300 MHz, CDCl3): 7.59-7.61 (m, 2H), 7.50-7.51 (m, 3H), 3.71 (s, 2H), and 0.32 (s, 9H)

"C NMR (75 MHz, CDC13): 191.0, 176.7, 131.4, 129.2, 128.7, 128.6, 126.4, 54.6, and -1.2

HRMS: Calcd For C13HI6OSi: 216.0970 Found: 216.0970

122 M03SI 0

Ph 126

3.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0 PPM Et 3Si 0 Et3SI 0

CI Ph)I Ph

124 126

3-Phenyl-2-(triethylsilyl)-2-cyclobutenone (126).

A 100-mL, 3-necked, round-bottomed flask equipped with a rubber septum, 50- mL pressure-equalizing addition funnel, and argon inlet adapter was charged with zinc dust (1.14 g, 17.5 mmol), TMEDA (2.6 mL, 17.5 mmol), and 13 mL of ethanol and then cooled at 0 *C using an ice-water bath. Acetic acid (1.00 mL, 17.5 mmol) was added over 8 min, and then a solution of cyclobutenone 124 (0.99 g, 3.0 mmol) in 16 mL of ethanol was added dropwise via the addition funnel over 1 h. The reaction mixture was stirred for 15 min, and then the ice-bath was removed and the reaction mixture was stirred for 4.5 h at room temperature. The resulting mixture was filtered through Celite with the aid of 150 mL of 1:1 Et20:pentane. The filtrate was extracted with 50 mL of 1

M aqueous HCl solution, 50 mL of water, 40 mL of saturated NaHCO3, and 40 mL of

saturated NaCl solution, dried over MgSO 4, filtered, and concentrated to give 0.848 g of a yellow liquid. Column chromatography on 25 g of silica gel (gradient elution with 0- 10% ether-pentane) provided 0.428 g (55%) of 126 as a yellow oil.

IR (film): 2070 and 1740 cm 1

'H NMR (300 MHz, CDCl 3): 7.63-7.66 (m, 2H), 7.51-7.54 (m, 3H), 3.75 (s, 2H), 0.99 (t, J =6.8 Hz, 9H), and 0.86 (q, J= 6.8 Hz, 6H)

3 ' C NMR (75 MHz, CDCl3 ): 191.5, 178.1, 147.2, 133.6, 131.4, 129.0, 128.7, 52.1, 7.4, and 3.4

HRMS: Calcd For C16H22 OSi: 258.1440 Found: 258.1441

124 id~d t £9

1 9I

0 Me 3SI 0 M03SI C40

PhX Ph:

125 127

2-(1-Phenylethenyl)-2-(trimethylsilyl)ketene (127).

A 25-mL, two-necked, round-bottomed flask equipped with a glass stopper and reflux condenser was charged with cyclobutenone 125 (0.106 g, 0.497 mmol) in 18 mL of benzene and then heated at 60 *C for 4.5 h. The resulting mixture was allowed to cool to room temperature and then concentrated to give 0.113 g of a yellow oil. Column chromatography (twice) on 2.0 g Florisil (elution with hexane) provided 0.039 g (37%) of ketene 127 as a pale yellow oil.

IR (film): 2080 and 1740 cm'

'H NMR (300 MHz, CDCl 3): 7.41-7.43 (m, 2H), 7.30-7.40 (m, 3H), 4.98 (s, 2H), and 0.28 (s, 9H)

13C NMR (75 MHz, CDC13): 180.9, 142.7, 139.4, 128.3, 128.0, 126.8, 110.9, 26.0, and -0.6

HRMS: Calcd For C13H16OSi: 216.0970 Found: 216.0970

126 SOL-

HddO 0 9 L V

I IZ)4ld 0 Me 3Si 0 Me 3SI

Ph)ft Ph 125 129

3-Phenyl-2-trimethylsilyl butenolide (129).

A 50-mL, one-necked, round-bottomed flask equipped with a reflux condenser was charged with cyclobutenone 125 (0.153 g, 0.703 mmol) in 30 mL of toluene. Air was bubbled through the solution at a rate of about 5 bubbles per second. The reaction mixture was heated at reflux for 18 h then cooled to room temperature and concentrated to give 0.213 g of a yellow oil. Column chromatography on 10 g of silica gel (elution with 0-10% EtOAc-hexane) afforded 0.069 g (42%) of butenolide 129 as a yellow oil.

IR (CDCl3): 2950 and 1740 cm"

'H NMR (300 MHz, CDCl3): 7.45-7.46 (m, 3H), 7.29-7.44 (m, 2H), 4.93 (s, 2H), and 0.149 (s, 9H)

3 ' C NMR (75 MHz, CDC13): 176.9, 174.0, 133.4, 130.0, 128.5, 127.9, 127.4, 73.7, and -0.97

128 0

M03SI 0

Ph 129

K-

O.-A

:97.0 6.0 5.0 4.0 3.0 2.0 1.0 0. 0 Ppm OH

Me3SI Me 3SI CO 2Me

PhX Ph) CO 2MO

125 171

Dimethyl 3-Hydroxy-5-phenyl-4-(trimethylsilyl)phthalate (171).

A 25-mL, two-necked, round-bottomed flask equipped with a glass stopper and reflux condenser was charged with a solution of cyclobutenone 125 (0.109 g, 0.511 mmol), DMAD (0.063 mL, 0.511 mmol), and 7 mL of toluene. The resulting solution was heated at reflux for 42 h and then allowed to cool to room temperature. Concentration of the resulting mixture afforded 0.260 g of an orange oil. Column chromatography on 26 g of silica gel (elution with 20% EtOAc-hexane) provided 0.116 g (63%) of phenol 171 as a white solid, mp 51-52 *C.

IR (CC14): 1740 and 1660 cmn~

'H NMR (300 MHz, CDCl3): 11.21 (s, lH), 7.33-7.35 (m, 3H), 7.22-7.24 (m, 2H), 6.79 (s, lH), 3.91 (s, 3H), 3.85 (s, 3H), and -0.04 (s, 9H)

13 C NMR (75 MHz, CDCl3 ): 170.0, 169.4, 166.5, 156.0, 143.0, 135.1, 129.3, 128.7, 127.9, 127.8, 121.1, 106.9, 52.8, 52.5, and 0.8

HRMS: Calcd For C19H220 5Si: 358.1236 Found: 358.1235

130 OH

M03SI C02Me

Ph): C02MO 171 K

-a

10 B 6 4 2 0oPPIV OH

Et 3Si 0 Et 3SI CO 2MO

PhX Ph CO 2Me

126 172

Dimethyl 3-Hydroxy-5-phenyl-4-(triethylsilyl)phthalate (172).

A 25-mL, two-necked, round-bottomed flask equipped with a glass stopper and reflux condenser was charged with a solution of cyclobutenone 126 (0.111 g, 0.429 mmol), DMAD (0.053 mL, 0.429 mmol), and 7 mL of toluene. The resulting solution was heated at reflux for 55 h and then allowed to cool to room temperature. Concentration of the resulting mixture afforded 0.167 g of an orange oil. Column chromatography on 10 g of silica gel (gradient elution with 0-70% benzene-hexane) afforded 0.095 g (55%) of phenol 172 as a white solid, mp 61-61.5 'C.

IR (CCL4): 1730 and 1660 cm~

'H NMR (300 MHz, CDCl3): 11.28 (s, 1H), 7.32-7.36 (m, 5H), 6.79 (s, 1H), 3.93 (s, 3H), 3.87 (s, 3H), 0.78 (t, J= 7.8 Hz, 9H), and 0.48 (q, J= 7.8 Hz, 6H)

3 ' C NMR (75 MHz, CDCl3): 170.1, 169.5, 166.8, 157.2, 143.1, 135.0, 128.7, 127.8, 127.7, 127.0, 121.3, 106.6, 52.8, 52.5, 7.8 and 4.2

HRMS: Calcd For C22 H28O5Si: 400.1706 Found: 400.1707

132 Ndd 0 P 9 9 al

vI I I

I j

9

HO 0 o (i-Pr)3S1 C' (I-Pr)3SI 0

Et EtO2C CO 2Et CO 2 CO 2Et

111 196 202

3,4-Dimethyl-6-oxo-5-(triisopropylsilyl)-3,6-dihydropyran-2,2-dicarboxylic acid diethyl ester (202).

A 10-mL, two-necked, pear-shaped flask equipped with a glass stopper and a reflux condenser fitted with a rubber septum and an argon inlet needle was charged with ketene 111 (0.121 g, 0.479 mmol), diethyl ketomalonate (0.110 mL, 0.719 mmol), and 0.43 mL of acetonitrile. The reaction mixture was heated at reflux for 15 min and then cooled and concentrated at reduced pressure to give 0.280 g of a yellow liquid. Column chromatography on 14 g of silica gel (elution with 5% EtOAc-hexane) provided 0.191 g (94%) of lactone 202 as a white solid, mp 69-70 *C.

1 IR (CH 2C 2): 2930, 2860, and 1715 cm

'H NMR (300 MHz, CDCl3): 4.21-4.36 (m, 3H), 4.04-4.36 (m, 1H), 3.21 (q, J= 7.2 Hz, IH), 2.12 (s, 3H), 1.47 (sept, J= 7.5 Hz, 3H), 1.32 (t, J= 7.2 Hz, 3H), 1.24 (t, J= 7.2 Hz, 3H), 1.13 (d, J= 7.0 Hz, 3H), and 1.04 (d, J= 7.5 Hz, 18H)

3 ' C NMR (75 MHz, CDCl3 ): 168.9, 166.6, 164.4, 163.7, 122.0, 85.0, 62.7, 62.5, 41.5, 23.3, 19.0, 14.0, 13.7, 12.9, and 12.4

Elemental Analysis: Calcd for C22H 38O6Si: C, 61.93; H, 8.98 Found: C, 62.12; H, 9.05

134 wdd 0 £ V 9L

I I I I a I I

b NO0--- Wova, I -fl a'

V/-4

U

0

mw 0 0 (I-Pr) 3Si C4 (I-Pr)3Si 0 +

CO2Et EtO2C CO 2 Et 6 CO 2Et 110 196 203

3-Oxo-3,5,6,7,8,8a-hexahydro-isochromene-1,1-dicarboxylic acid diethyl ester (203).

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with ketene 110 (0.208 g, 0.679 mmol), diethyl ketomalonate (0.155 mL, 1.02 mmol), and 0.68 mL of acetonitrile. The tube was tightly sealed with a teflon cap and then heated at reflux for 2 h. The reaction mixture was cooled to room temperature and concentrated at reduced pressure to give 0.461 g of an yellow-orange oil. Column chromatography on 10 g of silica gel (elution with 5% EtOAc-hexane) provided 0.250 g (77 %) of lactone 203 as a white solid, mp 79-80 *C.

IR (CDCl3): 2930,2850, 1740 and 1710 cm-1

'H NMR (300 MHz, CDCl3): 4.24-4.38 (m, 3H), 4.05-4.14 (m, 1H), 3.26 (dd, J= 12.0, 3.3 Hz, IH), 2.76 (m, 1H), 2.35 (dt, J= 12.3, 4.6 Hz, 1H), 2.10 (m, 1H), 1.82-1.91 (m, 2H), 1.54- 1.67 (m, 3H), 1.46 (sept, J = 7.3 Hz, 3H), 1.32 (t, J = 7.3 Hz, 3H), 1.25 (t, J= 7.3 Hz, 3H), and 1.05 (d, J= 7.3 Hz, 18H)

3 ' C NMR (125 MHz, CDCl3 ): 174.1, 167.9, 165.7, 164.6, 122.0, 85.0, 63.9, 63.4, 46.8, 37.4, 31.0, 30.5, 26.2, 19.8, 14.8, 14.5, and 13.0

136 0

(I.Pr)3S1

C02Et

O0Et C 2

203

1 0 PPM 7 6 5 A 3 0 Et3SI Et3Si + Et PhX EtO2C CO2 Et Ph CO 2 CO 2Et 126 196 205

6-Oxo-4-phenyl-5-(triethylsilyl)-3,6-dihydropyran-2,2-dicarboxylic acid diethyl ester (205). A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with cyclobutenone 126 (0.115 g, 0.445 mmol), diethyl ketomalonate (196, 0.100 mL, 0.667 mmol), and 0.40 mL of acetonitrile. The tube was tightly sealed with a teflon cap and heated at reflux for 15 h. The reaction mixture was cooled and concentrated at reduced pressure to afford 0.250 g of a yellow oil. Column chromatography on 12 g of silica gel (elution with 10% EtOAc-hexane) provided 0.176 g (92%) of the lactone 205 as a white solid, mp 63 *C.

IR (film): 2960, 2880, 1735, and 1575 cm 1

'H NMR (300 MHz, CDCl3): 7.31-7.33 (m, 3H), 7.18-7.21 (m, 2H), 4.24 (q, J= 7.3 Hz, 4H), 3.21 (s, 2H), 1.26 (t, J= 7.3 Hz, 6H), 0.71 (t, J= 7.9 Hz, 9H), and 0.34 (q, J= 7.8 Hz, 6H)

3 1C NMR (125 MHz, CDCl3): 166.3, 164.6, 163.4, 139.9, 129.9, 129.5, 128.2, 127.7, 82.8, 63.1, 38.1, 13.9, 7.4 and 4.2

Elemental Analysis: Calcd for C23H320 6Si: C, 63.86; H, 7.46 Found: C, 63.78; H, 7.31

138 0

Et3SI 10COE Et PhA CO2

205

b-"

3 76 Im Ir-l 54 32 10 PPM 0 0 Et SI 3 0 10 CO Et Ph CO 2Et Ph 2 CO 2Et CO 2Et 205 206

6-Oxo-4-phenyl-3,6-dihydropyran-2,2-dicarboxylic acid diethyl ester (206).

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with a solution of silyl lactone 205 (0.065 g, 0.151 mmol) in 0.75 mL of CH2Cl 2. Methanesulfonic acid (0.049 mL, 0.756 mmol) was added rapidly dropwise. The tube was tightly sealed with a teflon cap and heated at reflux for 15 h. The reaction mixture was cooled, diluted with 10 mL of CH 2C 2, and washed with 10 mL of saturated NaHCO 3 solution, 10 mL of water, 10 mL of 10% aqueous HCl solution, and 10 mL of saturated

NaCl solution, dried over MgSO 4, filtered, and concentrated at reduced pressure to give 0.060 g of a cloudy brown oil. Column chromatography on 14 g of silica gel (elution with 20-50% EtOAc-hexane) provided 0.048 g (100%) of the lactone 206 as a white solid, mp 68.5 *C.

IR (film): 2950,2900, 1705, 1435, and 1360 cm7

'H NMR (500 MHz, CDCl3 ): 7.45-7.55 (in, 5H), 6.33 (s, 1H), 4.31 (q, J= 7.1 Hz, 4H), 3.48 (s, 2H), and 1.29 (t, J= 7.2 Hz, 6H)

3 ' C NMR (125 MHz, CDCl3): 165.9, 161.9, 152.3, 135.2, 131.0, 129.0, 126.1, 114.4, 82.9, 63.2, 31.1, and 13.8

Elemental Analysis: Calcd for C17Hi80 6: C, 64.14; H, 5.70 Found: C, 64.25; H, 5.88

140 0

0 CO2Et Ph CO2Et 206

"-A

cf

K

p 1 p. 4 .2 3 9 8 7 6 5 4 3 2 1 0 ppm ( )'0 0 MeH , NP (I-Pr)3Si NH +

H Ph Ph

111 215 233 cis-4,5-Dimethyl-6-phenyl-3-(triisopropylsilyl)- 5,6-dihydro-1H-pyridin-2-one (233).

A 10-mL, two-necked, pear-shaped flask equipped with a glass stopper and a reflux condenser fitted with a rubber septum and an argon inlet needle was charged with ketene 111 (0.134 g, 0.531 mmol), imine 215 (0.147 g, 0.829 mmol), and 0.47 mL of acetonitrile. The reaction mixture was heated at reflux for 1.5 h then cooled to room temperature and concentrated at reduced pressure to give 0.272 g of a yellow oil. Column chromatography on 27 g of silica gel (elution with 5% EtOAc-hexane) provided 0.151 g (79%) of lactam 233 as a white solid, mp 197-199 *C.

1 IR (CDCl3): 3400, 2930, 2850, and 1625 cm~

'H NMR (300 MHz, CDCl3): 7.28-7.42 (m, 5H), 5.51 (br s, 1H), 4.77 (d, J= 3.6 Hz, IH), 2.21 (m, 1H), 2.10 (s, 3H), 1.53 (sept, J= 7.3 Hz, 3H), 1.12 (d, J= 5.7 Hz, 18H), and 0.82 (d, J= 7.1 Hz, 3H)

"C NMR (75 MHz, CDCl3): 170.0, 165.9, 138.4, 128.5, 127.6, 126.6, 126.4, 58.1,45.0, 23.0, 19.3, 13.0, and 11.0

Elemental Analysis: Calcd for C22H35NOSi: C, 73.89; H, 9.86; N, 3.92 Found: C, 73.80; H, 9.88; N, 3.84

142 wdd 0 6 p p I I t Ia

-I

J cez

ISC(Jd-,)

0 0 Et3Si C' Me SiN 3 Et 3Si + NH

H Ph Ph

112 215 236

cis-4,5-Dimethyl-6-phenyl-3-(triethylsilyl)- 5,6-dihydro-1H-pyridin-2-one (236).

A 5-mL, pear-shaped flask equipped with a reflux condenser fitted with a rubber septum and an argon inlet needle was charged with ketene 111 (0.160 g, 0.761 mmol) and imine 215 (0.202 g, 1.14 mmol) then stirred at room temperature for 2 h. The resulting yellow oil was purified by column chromatography on 10 g of silica gel (elution with 0- 10% EtOAc-hexane) which provided 0.182 g (76%) of lactam 236 as a white solid, mp 155 *C.

IR (CH 2C 2): 2930, 2850, and 1630 cm'1

'H NMR (500 MHz, CDCl3): 7.28-7.41 (m, 5H), 5.56 (br s, 1H), 4.79 (d, J= 4.0 Hz, 1H), 2.22 (m, 1H), 2.08 (s, 3H), 0.97 (t, J= 7.8 Hz, 9H), and 0.86 (m, 9H)

3 ' C NMR (125 MHz, CDCl3 ): 171.0, 167.5, 139.4, 129.3, 128.5, 127.3, 127.1, 58.9, 44.9, 22.8, 11.7, 8.5, and 5.8

144 wdd K I I a I c vy s 9

I I 0 1 1 1 a I a I I I I I I I p I A I I

~t*r..[v I f

It)

99Z

HNl

ISC13 CV.' 0 (/-Pr)3Si Me3SSi (i-Pr) 3S! NH

H Ph /Ph

110 215 237 trans-1-Phenyl-4-(triisopropylsilyl)-1,5,6,7,8,8a-hexahydro-2H-isoquinolin-3-one (237).

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with ketene 110 (0.208 g, 0.679 mmol), imine 215 (0.184 g, 1.04 mmol), and 0.68 mL of acetonitrile. The tube was tightly sealed with a teflon cap and then heated at reflux for 25 h. The reaction mixture was cooled to room temperature and concentrated at reduced pressure to give 0.403 g of a yellow oil. Column chromatography on 14 g of silica gel (elution with 10% EtOAc-hexane) provided 0.256 g (91%) of lactam 237 as a white solid, mp 211-212 *C.

1 IR (CDCl3 ): 3400, 2930, 2850, and 1625 cm

'H NMR (500 MHz, CDCl3 ): 7.29-7.41 (m, 5H), 5.43 (br s, 1H), 4.79 (d, J= 5.2 Hz, IH), 2.82 (d, J= 11.6 Hz, 1H), 2.25 (m, 2H), 2.00 (m, 1H), 1.73 (m, 1H), 1.52 (sept, J= 7.4 Hz, 3H), 1.25-1.48 (m, 4H), and 1.12 (d, J= 7.5 Hz, 18H)

3 1C NMR (75 MHz, CDCl3): 170.5, 170.3, 138.5, 128.5, 127.7, 126.7, 123.7, 57.3, 49.2, 36.9, 30.9, 28.2, 25.9, 19.3, and 12.6

Elemental Analysis: Calcd for C24H37NOSi: C, 75.14; H, 9.72; N, 3.65 Found: C, 75.10; H, 10.01; N, 3.66

146 now

odd * I U C U S I IIII a it

I r ei 'if

'-4

) HN ISC(Jd-I)

0 0 Et Si 3 0 Me SK . Et 3 3Si NH *1-

PhX H Ph Ph Ph

126 215 239

4,6-Diphenyl-3-(triethylsilyl)- 5,6-dihydro-1H-pyridin-2-one (239).

A 10-mL, two-necked, pear-shaped flask equipped with a glass stopper and a reflux condenser fitted with a rubber septum and an argon inlet needle was charged with cyclobutenone 126 (0.134 g, 0.518 mmol), imine 215 (0.133 g, 0.778 mmol), and 0.47 mL of acetonitrile. The reaction mixture was heated at reflux for 45 min and then cooled and concentrated at reduced pressure to give 0.259 g of an yellow oil. Column chromatography on 25 g of silica gel (elution with 5-20% EtOAc-hexane) provided 0.157 g (84%) of lactam 239 as a white solid, mp 130-131 *C.

IR (film): 3400, 2940,2860, 2220, and 1630 cm 1

'H NMR (300 MHz, CDCl3): 7.29-7.41 (m, 8H), 7.12-7.18 (m, 2H), 5.72 (s, 1H), 4.74 (dq, J= 5.1, 1.6 Hz, 1H), 2.80 (m, 2H), 0.81 (t, J= 7.6 Hz, 9H), and 0.43 (q, J= 7.6 Hz, 6H)

3 ' C NMR (125 MHz, CDCl3 ): 170.7, 162.7, 142.8, 141.6, 134.4, 129.6, 129.1, 128.9, 128.7, 128.5, 127.3, 56.0, 43.7, 8.5, and 5.2

Elemental Analysis: Calcd for C23H29NOSi: C, 75.98; H, 8.04; N, 3.85 Found: C, 75.76; H, 7.99; N, 3.77

148 0

Et3SI

I NH

Ph & Ph

239

87 65 4 32 1 0OPpm -o 0 (i-r)Si C- MeSi, N (i-Pr)3Si NH +

H

Ph 111 240 Ph 241 cis-4,5-Dimethyl-6-styryl-3-(triisopropylsilyl)-5,6-dihydro-1H-pyridin-2-one (241).

A 10-mL, pear-shaped flask equipped with a rubber septum and argon inlet needle was charged with ketene 111 (0.165 g, 0.654 mmol) and imine 240 (0.135 g, 0.654 mmol). The reaction mixture was stirred at 25 *C for 15 min and then transferred to a round-bottomed flask with 5 mL of CH2Cl2 and concentrated at reduced pressure to give 0.321 g of an orange oil. Column chromatography on 12 g of silica gel (elution with 0-10% EtOAc-hexane) provided 0.196 g (78%) of lactam 241 as pale yellow oily solid.

IR (film): 3160, 3040, 2900, 1625, and 1455 cm~1

'H NMR (300 MHz, CDCl3): 7.24-7.40 (m, 5H), 6.62 (d, J= 15.8 Hz, IH), 6.16 (dd, J= 16.0, 7.8 Hz, 1H), 5.84 (br s, 1H), 4.26 (dd, J= 7.7, 3.9 Hz, 1H), 2.19 (m, 1H), 2.06 (s, 3H), 1.50 (sept, J= 7.5 Hz, 3H), 1.07 (d, J= 7.5 Hz, 18H), and 1.07 (d, J= 7.0 Hz, 3H)

3 ' C NMR (125 MHz, CDCl3): 170.5, 166.9, 136.9, 133.6, 129.4, 128.7, 127.5, 127.2, 126.8, 56.8, 44.1, 23.6, 20.0, 13.5, and 11.7

150 9 6 wdd- 0 T c S 9 L I I I I t I I - - i I I I -- I --- L- I I I L-- I I I I

w LI lIDII 1' -f f

V"

4id

HN I~Ji

0 0 (I-Pr) SI C 3 Me 3SI , N (i-Pr)3SI + - NH

H

Ph Ph 110 240 242 trans-i-Styryl-4-(triisopropylsilyl)-1,5,6,7,8,8a-hexahydro-2H-isoquinolin-3-one (242).

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with ketene 110 (0.199 g, 0.649 mmol) and imine 240 (0.133 g, 0.649 mmol). The reaction mixture was stirred at 25 *C for 10 min and then transferred to a round-bottomed flask with 5 mL of CH2Cl2 and concentrated at reduced pressure to give 0.384 g of a yellow- orange liquid. Column chromatography on 12 g of silica gel (elution with 0-50% EtOAc- hexane) provided 0.209 g (73%) of lactam 242 as a white solid, mp 162-163 *C.

IR (film): 3400, 2930, 2860, and 1625 cm-1

'H NMR (300 MHz, CDC13): 7.28-7.38 (m, 5H), 6.57 (d, J= 15.8 Hz, 1H), 6.20 (dd, J= 8.1, 15.8 Hz, 1H), 5.37 (br s, 1H), 4.21 (m, 1H), 2.79 (m, 1H), 2.35 (m, 1H), 2.20 (m, 1H), 1.98 (m, 1H), 1.84 (m, 2H), 1.50 (sept, J= 7.5 Hz, 3H), and 1.09 (d, J= 7.5 Hz, 18H)

3 ' C NMR (75 MHz, CDCl3): 169.6, 169.2, 136.2, 132.6, 128.7, 128.0, 126.5, 126.4, 124.6, 55.5, 46.8, 36.3, 29.3, 28.0, 25.5, 19.4, and 12.7

Elemental Analysis: Calcd for C26H39NO: C, 76.23; H, 9.60; N, 3.42 Found: C, 75.97; H, 9.84; N, 3.57

152 0

(I-Pr)3SI NH

Ph

242

43 F

9 U7 6 4 3 a 1* 0 (i-Pr)3SI C .SiMe 3 (i-Pr)3S NH P

Ph Ph Ph Ph

111 219 244

4,5-Dimethyl-6,6-diphenyl-3-(triisopropylsilyl)-5,6-dihydro-1H-pyridin-2-one (244).

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with ketene 111 (0.153 g, 0.606 mmol), imine 219 (0.233 g, 0.909 mmol), and 0.60 mL of acetonitrile. The tube was tightly sealed with a teflon cap and then heated at reflux for 18 h. The reaction mixture was cooled to room temperature and concentrated at reduced pressure to give an orange oil. Column chromatography on 10 g of silica gel (elution with 0-10% EtOAc-hexane) provided 0.208 g (79%) of lactam 244 as a white solid, mp 182 *C.

1 IR (CDCl 3): 2930, 2850, and 1620 cm

'H NMR (300 MHz, CDCl3): 7.24 (m, 11 H), 3.09 (q, J= 6.9 Hz, 1H), 2.13 (s, 3H), 1.36 (sept, J= 7.5 Hz, 3H), 0.94 (d, J= 6.9 Hz, 3H), 0.85 (d, J= 7.3 Hz, 9H), and 0.82 (d, J= 7.5 Hz, 9H)

3 ' C NMR (125 MHz, CDCl3 ): 170.0, 165.5, 146.6, 142.6, 128.4, 128.0, 127.4, 126.9, 126.5, 126.4, 125.8, 65.0, 46.5, 23.7, 19.0, 14.0, and 12.5

Elemental Analysis: Calcd for C28H39NOSi: C, 77.54; H, 9.06; N, 3.23 Found: C, 77.87; H, 9.17; N, 3.32

154 odd - a 2 t L IT S 9 S -

) r

W/)

4d 4d

HN y IOt(Jd-,) 0 ' 0 (i-Pr)3Si C'! SMe3 (i-Pr) S 3Si NH + Ph kPh Ph Ph 6

110 219 245

1,1-Diphenyl-4-(triisopropylsilyl)-1,5,6,7,8,8a-hexahydro-2H-isoquinolin-3-one (245).

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with ketene 110 (0.208 g, 0.679 mmol), imine 219 (0.150 g, 0.489 mmol), and 0.49 mL of acetonitrile. The tube was tightly sealed with a teflon cap and then heated at reflux for 24 h. The reaction mixture was cooled to room temperature and concentrated at reduced pressure to give 0.342 g of a yellow-orange oil. Column chromatography on 10 g of silica gel (elution with 10% EtOAc-hexane) provided 0.149 g (66%) of lactam 245 as a white solid, mp 237-237.5 *C.

IR (film): 3040, 2930, 2850, and 1630 cm-1

'H NMR (500 MHz, CDCl3 ): 7.14-7.30 (m, 10 H), 7.03 (br s, 1H), 2.99 (dd, J= 2.4, 9.1 Hz, 1H), 2.84 (dd, J = 3.1, 11.6 Hz, IH), 2.39 (m, 1H), 2.07 (m, 1H), 1.76 (m, 1H), 1.49 (m, 3H), 1.33 (sept, J = 7.3 Hz, 3H), 1.13 (d, J = 12.8 Hz, IH), 0.87 (d, J= 7.3 Hz, 9H), and 0.80 (dd, J= 7.3 Hz, 9H)

3 1C NMR (75 MHz, CDC13): 170.4, 170.3, 146.9, 143.2, 128.3, 127.9, 127.3, 126.9, 126.6, 126.4, 125.3, 64.3, 51.1, 37.3, 31.5, 31.2, 26.5, 19.0, and 12.5

Elemental Analysis: Calcd for C3oH 41NOSi: C, 78.38; H, 9.01; N, 3.05 Found: C, 78.44; H, 9.41; N, 3.03

156 odd S 3 L a 6 I I . . I . . I . I

udd 1 g 3 TI

rl-

4d 4d

!HN ISC(Jd-I)

0 0 (i-Pr) Si Cl0 3 Me 3Si.. (i-Pr)3Si NH + N

H t-Bu t-Bu 6 )< 110 251 252 trans-1-(1,1-Dimethylethyl)-4-(triisopropylsilyl)-1,5,6,7,8,8a-hexahydro-2H- isoquinolin-3-one (252).

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with ketene 110 (0.162 g, 0.529 mmol), imine 251 (0.165 g, 1.06 mmol), and 0.53 mL of acetonitrile. The tube was tightly sealed with a teflon cap and heated at reflux for 4 h and then at 110-110 *C for 65 h. The reaction mixture was cooled to room temperature and additional imine (0.093 g, 0.53 mmol) was added then heated at 110-130 *C for 23 h. The reaction mixture was cooled to room temperature and concentrated to give 0.307 g of a yellow-gray liquid. The reaction mixture was filtered through Celite, rinsing with the aid of CH2Cl 2 and concentrated at reduced pressure to give 0.187 g of a pale yellow solid. The solid was washed with heptane to afford 0.115 g (56%) of lactam 252 as a white solid, mp 235-237 *C.

1 IR (CH2Cl 2): 2950,2850, and 1630 cm~

'H NMR (300 MHz, CDCl3 ): 5.19 (br s, 1H), 3.21 (d, J= 4.1 Hz, 1H), 2.72 (m, 1H), 2.25 (m, 2H), 2.00 (m, 2H), 1.80 (m, 1H), 1.47 (sept, J= 7.5 Hz, 3H), 1.47 (m, 3H), 1.07 (d, J= 7.1 Hz, 18H), and 1.02 (s, 9H)

3 1C NMR (125 MHz, CDCl3): 171.1, 170.4, 124.0, 60.7, 47.2, 37.2, 32.5, 30.8, 28.6, 27.3, 26.0, 19.3, and 12.6

Elemental Analysis: Calcd for C22H4iNOSi: C, 72.66; H, 11.36; N, 3.85 Found: C, 72.59; H, 11.65; N, 3.78

158 0

(I.Pr)3S1 NH

252

I-AA

3 7 654 3 21 0OPPM 0 0 (i-Pr)3Sj~ - H C 3 (i-Pr)3 S1 CH3 (i-Pr)3S N CH3

H Ph Ph Ph

253 254 255

trans-6-Phenyl-3-(triisopropylsilyl)-1,4,5-trimethyl-5,6-dihydro-1H-pyridin-2-one (254) and cis-6-Phenyl-3-(triisopropylsilyl)-1,4,5-trimethyl-5,6-dihydro-1H-pyridin- 2-one (255).

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with a solution of ketene 111 (0.069 g, 0.273 mmol), 0.27 mL of acetonitrile, and imine 253 (0.050 g, 0.410 mmol). The tube was tightly sealed with a threaded teflon cap and heated at 120 C for 42 h. The reaction mixture was cooled and concentrated at reduced pressure to give 0.120 g of an orange oil. Column chromatography on 12 g of silica gel (elution with 5% EtOAc-hexane) afforded 0.072 g (71%) of a 3:1 mixture of lactams 254 and 255 as a pale yellow oil.

Both isomers: IR (neat): 2940,2850, and 1615 cm 1

Major isomer (254):

'H NMR (300 MHz, CDCl3 ): 7.19-7.29 (m, 5H), 4.32 (d, J= 6.1 Hz, IH), 2.90 (q, obscured by the singlet at 2.89 ppm, IH), 2.89 (s, 3H), 1.92 (s, 3H), 1.54 (m, 3H), 1.06-1.13 (d, J= 7.4 Hz, 18H), and 0.92 (d, J= 7.3 Hz, 3H)

3 ' C NMR (75 MHz, CDCl 3): 168.9, 160.4, 137.2, 129.0, 128.0, 127.8, 126.1, 66.2,40.6, 33.5, 21.7, 19.4, 19.3, and 13.1

Minor isomer (255):

'H NMR (300 MHz, CDCl3 ): 7.19-7.29 (m, 5H), 4.19 (s, 1H), 3.03 (s, 3H), 2.35 (q, J= 7.0 Hz, 1H), 1.79 (s, 3H), 1.54 (sept, J= 7.4 Hz, 3H), 1.30 (d, J= 7.0 Hz, 3H), and 1.00 (d, J=

160 7.4 Hz, 18H)

3 C NMR (75 MHz, CDC 3): 167.8, 160.9, 140.3, 128.6, 128.2, 127.4, 127.2, 66.7, 45.4, 35.1, 23.5, 19.2, 14.0, and 12.9

161 0 0 (/-Pr)3S N .*CH3 (NPr)3SI N CH3

"Ph Ph

254 255

t'j

F

.J- -- w , ___j v.

B a 7 5 5 4 32 6 pp. 0 Me3Si N 23SiMe C N H Ph (i-Pr)3Si H (i-Pr)3Si P" Ph

281 215 283 trans-N-(Trimethylsilyl)-4-phenyl-3-(triisopropylsilyl)-azetidin-2-one (283).

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with (triisopropylsilyl)ketene (0.063 g, 0.318 mmol) and imine 215 (0.057 g, 0.321 mmol). The tube was tightly sealed with a threaded teflon cap and then heated at 70 *C for 20 h and then at 140 *C for 3 h. The reaction mixture was cooled to give 0.117 g of an orange oil. Column chromatography on 10 g of silica gel (elution with 0-20% EtOAc-hexane) afforded 0.085 g (71%) of lactam 283 as a pale yellow oil.

1 IR (film): 2930, 2850, 2230, 1710, and 1450 cm

J= 3.1 Hz, 1H), 3.00 (d, 'H NMR (500 MHz, CDCl3): 7.29-7.40 (m, 5H), 4.47 (d, J= 3.1 Hz, 1H), 1.26 (sept, J= 7.0 Hz, 3H), 1.09 (d, J = 7.3 Hz, 9H), and 1.05 (d, J = 7.6 Hz, 9H), and 0.10 (s, 9H)

3 127.2, 54.6, 52.1, 19.4, ' C NMR (125 MHz, CDCl3): 176.3, 143.0, 129.3, 128.7, 11.1, and -0.4

163 ) NlAeIM3

(I-Pr)3S1 Ph

283

b."

I

f jfj Al *1~

I 9uu u i i ~ p 5 1 1 ,t 9 3 2 1 0 -ppm 0 0 Et Si 3 NH NH

Ph Ph Ph Ph

239 284

4,6-Diphenyl-5,6-dihydro-1H-pyridin-2-one (284)

A flame-dried, threaded Pyrex tube (13 mm O.D., 10 mm I.D.) was charged with

a solution of silyl lactam 239 (0.091 g, 0.250 mmol) in 1.01 mL of CH2Cl 2. Methanesulfonic acid (0.081 mL, 1.25 mmol) was added. The tube was tightly sealed with a threaded teflon cap and the reaction mixture was heated at reflux for 4 h. The

reaction mixture was cooled and then diluted with 10 mL of CH2Cl 2 . The organic

portions were separated and washed with 10 mL of saturated NaHCO3 solution, 10 mL of

water, 10 mL of saturated NaCl solution, dried over MgSO 4, filtered, and concentrated at reduced pressure to give 0.095 g of a pale yellow solid. Column chromatography on 14 g of silica gel (elution with 50-100% EtOAc-hexane) afforded 0.034g (55%) of the lactam 284 as a white solid, mp 182 *C.

and 1640 cm~ IR (CH2 Cl2 ): 3380, 3020,2960, (s, 1H), 5.65 (br s, 1H), 'H NMR (500 MHz, CDCl3): 7.35-7.51 (m, 10H), 6.37 4.86 (dd, J= 5.5, 11.6 Hz, 2H), and 2.96 (m, 1H)

129.6, 128.9, 128.7, 13C NMR (125 MHz, CDCl3): 167.5, 149.9, 141.1, 137.3, 128.3, 126.4, 125.8, 118.9, 55.7, and 35.7

165 wdd 0 T p S 9 1 6

I I I I~ II * *V

)

2) t1Z

4id H V i d

HN

0 0 0 Et Si 3 NH NH

Ph Ph

236 285

4,5-Dimethyl-6-phenyl-5,6-dihydro-1H-pyridin-2-one (285).

A flame-dried, 25-mL, round-bottomed flask equipped with a reflux condenser fitted with a rubber septum and argon inlet needle was charged with a solution of silyl lactam 236 (0.075 g, 0.238 mmol) in 1.2 mL of CH 2C 2. Methanesulfonic acid (0.077 mL, 1.19 mmol) was added and the reaction mixture was heated at reflux for 6 h. The reaction mixture was cooled, diluted with 10 mL of CH2Cl2, and washed with 10 mL of saturated NaHCO 3 solution, 10 mL of water, 10 mL of 10% aqueous HCl solution, 10 mL of saturated NaCl solution, dried over MgSO 4, filtered, and concentrated at reduced pressure to give 0.087 g of an oily yellow-brown solid. Column chromatography on 8 g of silica gel (elution with 20-100% EtOAc-hexane) afforded 0.040g (83%) of the lactam 285 as a white solid, mp 170.5 *C.

1 IR (CH 2Cl2): 3980, 2950, 1655, and 1615 cm

'H NMR (500 MHz, CDCl3): 7.29-7.42 (m, 5H), 5.76 (s, 1H), 5.45 (br s, 1H), 4.90 (d, J= 4.6 Hz, 1H), 2.29 (m, 1H), 2.00 (s, 3H), and 0.80 (d, J= 7.0 Hz, 3H)

3 1C NMR (125 MHz, CDCl3 ): 168.6, 159.4, 139.2, 129.5, 128.8, 127.2, 119.6, 59.9, 41.4, 22.5, and 12.2

167 wdd 0 T Z £ IF s I U a 9 £ 9 6 I I I I a I I I I I I I I I I I I I Ia

I If

00

4td

HN

0 .p+ - 0 (-Pr) Si3 C Ph S- CMe 2 2 (i-Pr)3Si

111 292

3,4,5,5-Tetramnethyl-2-(triisopropylsilyl)cyclopent-2-en-1-one (292).

A 25-mL, two-necked, round-bottomed flask equipped with an argon inlet adapter and rubber septum was charged with a solution of ketene 111 (0.140 g, 0.554 mmol) in 5.0 mL of 50:50 THF-DMSO and cooled at -20 'C. A 15-mL, two-necked, round-bottomed flask equipped with an argon inlet adapter and rubber septum was charged with diphenylisopropylsulfonium fluoroborate (0.193 g, 0.610 mmol) in 2.5 mL of THF and cooled at -78 *C with an acetone-dry ice bath. t-BuLi (1.55 M in pentane, 0.38 mL, 0.582 mmol) was added dropwise down the side of the flask over 10 sec. The resulting bright yellow ylide solution was immediately transferred via cannula over 5 min to the ketene solution, and the resulting solution was stirred for 30 min at -20 *C. The cooling bath was removed and the reaction mixture was allowed to warm to room temperature over 3 h and then diluted with 20 mL of water. The aqueous layer was separated and extracted with three 20-mL portions of diethyl ether, and the combined organic phases were washed with 40 mL of saturated NaCl solution, dried over MgSO4, filtered, and concentrated to give 0.275 g of a yellow oil. Column chromatography on 10 g of silica gel (gradient elution with 0-2.5% EtOAc-hexane) afforded 0.093 g (57%) of cyclopentenone 292 as a colorless oil.

IR (CDCl 3): 2960, 2940, 2860, and 1680 cm-'

'H NMR (500 MHz, CDCl3): 2.45 (q, J= 7.3 Hz, IH), 2.15 (s, 3H), 1.51 (s, 3H), 1.51 (sept, J= 7.6 Hz, 3H), 1.07 (d, J= 7.3 Hz, 3H), 1.05 (s, 3H), 1.04 (d, J= 7.6 Hz, 18H), and 0.94 (s, 3H)

3 1 C NMR (125 MHz, CDCl 3): 217.8, 187.6, 132.2, 53.2, 47.7, 26.4, 20.5, 19.0,

169 18.8, 14.7, and 11.7

HRMS: Calcd For Cl 8H34OSi: 294.2379 Found: 294.2378

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ISC(Jd-I)

0 0 (i-Pr)3S! C'.O + Li --=-- Ph O (i-Pr)hSi Ph

111 310 311

5-(Phenylmethylene)-3,4-dimethyl-2-(triisopropylsilyl)-2-cyclopentenone (311)

A 25-mL, two-necked, round bottomed flask equipped with a glass stopper and reflux condenser was charged with phenyl acetylene (0.065 mL, 0.592 mmol) and 3 mL of THF then cooled at -78 *C. n-BuLi (2.6 M in hexane, 0.23 mL, 0.592 mmol) was added and the reaction mixture was stirred for 15 min. A solution of ketene 111 (0.136 g, 0.539 mmol) in 1 mL of THF was added dropwise via cannula to the -78 *C solution over 3 min (1 mL THF rinse). The reaction mixture was stirred at -78 *C for 1.5 h then warmed to -5 *C over 40 min. BHT (0.133 g, 0.592 mmol) was added and the solution was allowed to warm to room temperature over 15 min then heated at 50 *C for 35 min. The reaction mixture was cooled to room temperature and quenched by the addition of 10 mL of saturated NaCl solution. The organic portion was separated and the aqueous layer was extracted with two 30-mL portions of CH 2Cl2. The organic portions were combined, dried over Na2SO 4, filtered, and concentrated to give 0.379 g of an orange oil. Column chromatography on 25 g of silica gel (elution with 0-1% ether-pentane) afforded 0.143 g (75%) of cyclopentenone 311 as a pale yellow solid, mp 117 *C.

IR (film): 2940,2860, and 1705 cm~

'H NMR (300 MHz, CDCl3 ): 7.54 (d, J= 7.3 Hz, 2H), 7.26-7.43 (m, 4H), 3.73 (q, J= 7.0 Hz, lH), 2.29 (s, 3H), 1.61 (sept, J= 7.5 Hz, 3H), 1.24 (d, J= 7.0 Hz, 3H), and 1.09 (d, J= 7.5 Hz, 18H)

"C NMR (75 MHz, CDCl3 ): 201.5, 186.3, 139.7, 136.2, 135.2, 130.3, 129.2, 128.7, 128.6, 44.7, 18.8, 16.7, 12.0, and 11.8

172 0

(I-Pr)3S1 P 6

311

-.4

5 mr~mrlnrFI II I 7 I I I I 6 T 98 I 2 1 0 PPM 0 0

Et3SI) Br)4

317 318

2-Bromo-3,4-dimethyl-1-cyclopentenone (318)

A 25-mL, pear-shaped flask equipped with a rubber septum and argon inlet needle was charged with silylcyclopentenone 317 (0.120 g, 0.535 mmol), N-bromosuccinimide (0.238 g, 1.34 mmol), and 1.8 mL of DMF and the solution was stirred at room temperature for 48 h. An additional portion of NBS was added (0.093 g, 0.522 mmol) and the reaction mixture was stirred for 16 h then quenched by the addition of 10 mL of a 10% aqueous HCl solution. The organic portion was separated and the aqueous portion was extracted with 3 20-mL portions of ether. The organic portions were combined and washed with 15 mL of water, 15 mL of saturated NaHCO 3 solution, 15 mL of water, and

15 mL of saturated NaCI solution, then dried over MgSO4, filtered, and concentrated to afford 0.197 g of a red-orange liquid. Column chromatography on 10 g of silica gel (elution with 0-10% EtOAc-hexane) afforded 0.051 g (5 1%) of cyclopentenone 318 as a pale yellow oil.

IR (film): 2930, 1705, and 1610 cmf

'HNMR (500 MHz, CDC 3 ): 2.88 (m, 1H), 2.77 (dd, J= 18.6, 6.4 Hz, 1H), 2.15 (s,3H), 2.14 (dd, J= 18.6, 2.2 Hz, 1H), and 1.25 (d, J= 7.0 Hz, 3H)

3 ' C NMR (125 MHz, CDC3 ): 200.4, 177.3, 122.9, 41.7, 38.3, 18.8, and 16.8

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