Explanatory Profiles of Models of Consciousness
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Explanatory profiles of models of consciousness - towards a systematic classification Camilo Miguel Signorellia,b,c,*, , Joanna Szczotkad,*, and Robert Prentnere,f,* aCognitive Neuroimaging Unit, INSERM U992, NeuroSpin, France. bDepartment of Computer Science, University of Oxford, UK. cCenter for Brain and Cognition, Universitat Pompeu Fabra, Spain. d Center for Sleep and Consciousness, University of Wisconsin-Madison, USA e Department of Cognitive Sciences, University of California, Irvine, USA fCenter for the Future Mind, Florida Atlantic University, Boca Raton, USA *All authors contributed equally to this work Models of consciousness aim to inspire new experimental pro- 1. Introduction tocols and aid interpretation of empirical evidence to reveal the structure of conscious experience. Nevertheless, no current Models of consciousness set out to provide a principled de- model is univocally accepted on either theoretical or empirical scription of how the physical domain relates to conscious ex- grounds. Moreover, a straightforward comparison is difficult perience (1–3). In the last decades, consciousness researchers for conceptual reasons. In particular, we argue that different put forward an abundance of conceptual and formal propos- models explicitly or implicitly subscribe to different notions of als, drawing from neuroscience, physics, mathematics, phi- what constitutes a satisfactory explanation, use different tools losophy, or experimental psychology. In an early scientific in their explanatory endeavours, and even aim to explain very phase, it is natural to expect many competing models to de- different phenomena. We thus present a framework to com- velop in parallel to each other. A more mature stage should pare existing models in the field with respect to what we call entail a substantial cross-talk between them, aiming at dis- their "explanatory profiles". We focus on the following minimal tilling critical similarities and differences between them, ex- dimensions: mode of explanation, mechanisms of explanation, tracting precise empirical predictions (4) and lastly, eliminat- and target of explanation. We also discuss the empirical conse- quences of the discussed discrepancies among models. This ap- ing falsified frameworks through a set of crucial empirical proach may eventually lead to identifying driving assumptions, experiments, as presently envisioned in (5). theoretical commitments, experimental predictions, and a bet- An alternative would be to demand that competing theories ter design of future testing experiments. Finally, our conclusion need to converge to a unified, synthesized account in or- points to more integrative theoretical research, where axiomatic der to make progress (6,7). In the following paragraphs, models may play a critical role in solving current theoretical and we posit that there are currently several, serious impedi- experimental contradictions. ments to both crucial experiments but also convergence ap- Models of consciousness | Explanation | Unification | Phenomenology | Inte- proaches. Arguably, more conspicuous and empirically tan- grated information | Global workspace | NCCs | Quality | Quantity gible differences in the theories (such as their postulated Correspondence: [email protected] neural-correlates: prefrontal cortex or posterior hot-zone) de- rive from much deeper, implicitly held deviations in theoret- Highlights ical and philosophical assumptions. In particular, proponents • Models of consciousness constitute hypotheses on how of different theories seem to substantially disagree on what consciousness relates to the physical domain.DRAFTwould constitute a satisfactory explanation of consciousness in the first place. Therefore, the aims of these theories are • Numerous competing frameworks build on different sometimes different. Once all these discrepancies are fully philosophical grounds and favour particular scientific made explicit, the major models can start to enrich each other methodologies. in a meaningful way. At least in some cases, theoretical mis- alignment between the models might boil down to different • We compare models based on three analytical dimen- angles of looking at the same problem. sions: mode of explanation, mechanisms of explana- Although navigating through such a highly diversified theo- tion and target of explanation. retical landscape remains challenging, there is hope that one • Differences in the conception of explanation have em- could account for the large variation in the field by using pirical consequences: the futility of localization ap- only relatively few axes of comparison. To this date, there proaches, the potential of second-person methodolo- have been only a couple of systematic attempts to thoroughly gies, and different senses of "content" of conscious- compare the contemporary models of consciousness (6,8,9). ness. Arguably, however, all these endeavours have not gone be- yond simply collating the theories’ different explanatory tar- • Future research needs integrative approaches, where gets and their main employed paradigms. In addition, the mathematical and axiomatic models may play a criti- way the theories have been classified so far (such as targeting cal role. either phenomenal or access consciousness (6) or whether CM Signorelli et al. | PsyArXiv | May 26, 2021 | 1–20 they are related to the pre- or post-stimulus neural activity) understood in this weaker way, the majority of neuroscien- might have created more confusion than elucidation (10–12). tists would likely agree. However, it is then not clear how In order to identify the most critical points of contention in this position would contribute to a scientific understanding the field, we first introduce the philosophical landscape (Sec- of consciousness, effectively arguing against a philosophical tion2), then we explicate three crucial directions in which straw man. frameworks diverge most noticeably with respect to their ex- Another related distinction is the one between the notions of planatory pretense (Section3). Among these directions we "phenomenal" and "access" consciousness (21, 22). The for- distinguish: mode of explanation (mechanistic vs. unifica- mer refers explicitly to its what-it-is-likeness, sometimes as- tionist), mechanism of explanation (functional vs. causal), sumed to correspond to a "minimal sense" of conscious expe- and target of explanation (quality vs. quantity of conscious- rience without necessarily requiring reportability (23, 24). In ness). These dimensions are discussed along contemporary particular, some theories of consciousness claim to be about models of consciousness, which creates a multi-dimensional exactly this phenomenal aspect and thus carry a distinct ex- explanatory profile for each. We also discuss two empirical planatory pretense. The latter notion, "access" conscious- consequences of this (Section4). We conclude by advocating ness, corresponds to centralized availability for processing of for a more integrative approach, hinting at already existing information and the reportability of a conscious experience. empirical and theoretical (mathematical) tools (Section5). It also refers to phenomena that are closely related to con- We narrow our scope to 14 influential models. While being sciousness in other aspects (e.g. attention or meta-cognition). aware that our selection of models is not exhaustive, we do It is an open debate in the scientific study of consciousness hope that our work would still spark meaningful discussions whether an explanation purely in terms of access conscious- and inspire orderly and structured comparisons in the field. ness is truly satisfactory or whether it is not in fact the only scientifically rigorous approach (25, 26). 2. The problem of consciousness Much of the prominence that phenomenal consciousness re- Philosophy does not solve problems, it rather helps to empha- ceived as a potential scientific topic can be traced back to the size and reconceptualize them, making problems amenable work of David Chalmers who introduced the notion of the to scientific investigation. Therefore, we first look at some of “hard problem of consciousness” (27), the difficulty to ex- the main concepts relevant to the question of consciousness, plain why certain forms of physical information processing which are often implicitly held by current scientific theories. should feel like anything at all or how physical and phenom- enal facts are related to each other. Chalmers argued against 2.1. "What-it-is-like" to have an experience the reducibility of consciousness and initially advocated a The idea that consciousness comprises an inner subjective “natural dualism” (28). Natural dualists assume that reality feeling poses perhaps the biggest challenge to any model is composed of two sets of (irreducible) properties. Chalmers of consciousness. Explanatory projects in the contempo- moreover assumed that those refer to two properties of “in- rary neuroscience of consciousness thus often seem to tar- formation”, and that the functional (psychological) structure get the notion of "phenomenal consciousness" that goes back of information processing in the brain is mirrored in the phe- to work by Thomas Nagel from the 1970s, emphasizing the nomenal structure of consciousness. Chalmers later made the "what-it-is-likeness" of conscious experience. Nagel argued case for “panpsychism” (29–31), the view that consciousness that the purely objective study of an entity, such as the one is ubiquitous in nature and serves as the irreducible “intrin- science provides,