0!?S*ENT OF E1049 - IiVmIileV HTRA Volume 3 Public Disclosure Authorized X:ulw t wHTRAX WATER SECTOR -__ilMILiL? vI rik'I"-12 MTFrT INTEGRATED SOCIAL AND ENVIRONMENT ASSESSMENT (ISEA) STUDY Public Disclosure Authorized > _~~~:A .. .~~~ ~ ,,, t:D*R,; ~ ( J t t s X Public Disclosure Authorized .C ~ ' .' _. 31 2004 Volu e 11- Anexr Public Disclosure Authorized . ...FINAL REP T.. Volume II - Annexure 31 December 2004 = = = - = : = = = -~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Maharashtra Water Sector Improvement Project Integrated Social and Environmental Assessment Study FINAL REPORT TABLE OF CONTENTS VOLUME II - ANNEXURE Page No Annexure A Terms of Reference for ISEA Study 1 to 14 Annexure B Sequence of Activities, Processes and Output of ISEA Study 15 to 16 Annexure C Team of Consultant 17 to 20 Annexure D Status of Completed, On-going, Future Irrigation Schemes in 21 Maharashtra Annexure E List of Schemes to be taken for Phase-I 22 to 28 Annexure F Photographs of Stakeholder's Meetings / Workshops 29 to 31 Annexure G Filled in Sample Formats for Sociology Data 32 to 41 Annexure H Census 2001 Data for 19 Selected Projects 42 Annexure I Environmental Policy Documents, Key EIA Legislations and 43 to 44 Guidelines issued by MoEF Annexure J Summary of Maharashtra Water Resources Regulatory 45 to 50 Authority (MWRRA) Annexure K Percentage Distribution of Population according to Education 51 to 52 and Occupation Annexure L Farmers Response to Irrigation System 53 to 54 Annexure M Issues Highlighted in Stakeholder Meetings/ Workshops 55 to 69 Annexure N Format for Resettlement and Rehabilitation Data Collection 70 to 71 Annexure 0 Status of Rivers Supplying Water for Different Schemes 72 to 77 Annexure P Districtwise Details Of Categorisation of Watersheds as per 78 GEC 1997 Annexure Q Environmental Issues Related to Selected Projects 79 to 107 Annexure R FORM CG-1 Contract Clauses of Social and Environmental 108 to 111 Safeguards Annexure S Applicable Laws and Regulations Relating to Indigenous 112 to 128 People Annexure T Terms of Reference (ToR) for Proposed Sociologist and 129 to 135 Environmentalist Annexure U Proposed Terms of Reference (ToR) for Additional Studies 135 to 147 T-l ROYAL HASKONIUG - =2t~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Maharashtra Water Sector Improvement Project Integrated Social and Environmental Assessment Study FINAL REPORT LIST OF TABLES Tables Descriptions Page No. Table 2.1 Salient Features of the Schemes selected for ISEA Study 14 Table 2.2 Issues discussed during Public Consultation 20 Table 3.1 Applicability of Central and State Governments Policies / Acts 36 to MWSIP Table 3.2 Relevance of OP / BP / GP of the World Bank to MWSIP 42 Table 3.3 Status of Social and Environmental Parameters Handling 50 Capacities in ID Table 4.1 Regions and Schemes 57 Table 4.2 Distribution of Participants by Social Groups 58 Table 4.3 Distribution of Population: Sex and Age Group 59 Table 4.4 Distribution of Households by Family Size 60 Table 4.5a Regional Literacy 61 Table 4.5b Percentage Distribution of Population: Education and 61 Occupation Table 4.6 Land Holdings 62 Table 4.7a Main Occupation of Respondent 63 Table 4.7b Subsidiary Occupations of Respondent 64 Table 4.8 Annual Income Levels of Respondents 64 Table 4.9 Village Level Utilization 66 Table 4.10 Quality of Water 67 Table 4.11 Farmers' Response to the working of the Irrigation Systems 68 Reasons for not getting Water on a Predetermined Schedule 69 Reasons for not getting Equitable Water (%age of total 69 respondents) Reasons for Not Getting Equitable Water as per Roster 69 Reasons for Not Paying Water Charges 69 Reasons for Not complaining 69 Table 4.12 Analysis and Findings 70 Table 4.13 Issues-Problems-Suggestions-Consensus Matrix 74 Table 4.14 Expected Changes - Process Constraints - Risk Matrix 77 Table 4.15 Typical Cross-section of Canals 79 Table 4.16 Details of encroachment found along canals in three sample 81 schemes Table 5.1 Agro-climatic Zones of Maharashtra 89 Table 5.2 Season-wise Mean Rainfall for Different Regions of 93 Maharashtra Table 5.3 Distribution of River Basins 95 . TF-l OV ... ... NINOC I I I Maharashtra Water Sector Improvement Project Integrated Social and Environmental Assessment Study FINAL REPORT Tables Descriptions Page No. * Table 5.4 River - Basin-wise Available Water Resources 95 Table 5.5 Position of Water Quantity and Water Quality Problems in 98 Maharashtra Table 5.6 Types of Rocks in Maharashtra 101 Table 5.7 Status of Domestic Waste Generation and Treatment 106 Table 5.8 Relationship between Irrigation, Fertilizer use and agriculture 108 Productivity Table 5.9 Fertilizer use in Maharashtra (kg/ha) 109 Table 5.10 Percentage of Wells in Danger Zones Region-wise 111 Table 5.11 Water logging and Salinity Affected areas in Maharahstra 112 Table 5.12 Environmental Attributes for Selected Represented Schemes 113 Table 5.13 Applicability of World Bank's safeguard policies for 116 Represented Schemes Table 5.14 Perception towards Sub-sector Environmental Issues 127 Table 5.15 Impacts of MWSIP on sub-sector Environmental Issues 128 Table 6.1 MWSIP Alternatives at Various Levels 134 Table 6.2 Evaluation of Altematives for Physical Asset Improvement and 135 Modernisation Table 7.1 Schematic Collation of Project Activities, SEMF Interventions 139 and Outcome Table 7.2 Checklist for Screening and Prioritization 141 Table 7.3 Checklist for SEMF Activities for each Selected Sub-project 143 Table 7.4 Checklist for SEMF Activities - Planning Stage 146 Table 7.5 Checklist for SEMF Activities - Implementation 148 Table 7.6 Checklist for SEMF Activities - Post Implementation 149 Table 7.7 Social and Environmental Parameters to be Monitored and 150 Evaluated - Post Implementation Table 7.8 R&R Entitlement - Framework 165 Table 7.9 Gender Development Strategy 177 Table 7.10 Activities of Gender Action Plan through Project Cycle 179 Table 7.11 Monitoring of Gender Action Plan 180 Table 7.12 Communication Tools and Allocations 183 Table 7.13 Issues, Strategies and the Responsibilities in Communication 184 Strategies Table 7.14 District-wise Total and Tribal Population of Maharashtra Stage 188 (as per 2001 Census) Table 7.15 The Distribution of Source-wise Income of Scheduled Tribe 190 Families in the Percentage as per Bench Mark Survey (1996- 97) . ~~~~~~~~~~~~~~~~~~~~~~~~TF-II ... TF-11 MOVAL HASKONIINGC_ I I Maharashtra Water Sector Improvement Project Integrated Social and Environmental Assessment Study FINAL REPORT Tables Descriptions Page No. Table 7.16 The Distribution of Scheduled Tribe Families in the Tribal Sub- 191 plan Areas according to their Income Ranges Table 7.17 Welfare Schemes for Scheduled Tribes in Maharahstra 191 Table 7.18 Tribal Development Strategy and Responsibilities 196 Table 7.19 Training and Capacity Building Strategy 202 Table 7.20 Procedures and Indicators for IPM Plan 211 Table 7.21 Procedures and Indicators for INM Plan 214 Table 7.22 Issues, Suggested Reforms and Responsible Agencies for 216 Sustainable Agriculture in Maharashtra Table 8.1 Screening Matrix for sub-projects With No-MWSIP Scenario- 227 Physical Status Table 8.2 Screening Matrix for sub-projects With-MWSIP Scenario- 228 Physical Status Table 8.3 Screening Matrix for sub-projects With No-MWSIP Scenario- 229 Social and Environmental Parameters Table 8.4 Screening Matrix for sub-projects With-MWSIP Scenario- 230 Social and Environmental Parameters Table 8.5 Assignments of Priorities to Sub-projects based on Physical 231 Assets and Socio -environmental consideration Table 8.6 Application of Screening Guidelines for Social and 232 Environmental Safeguards - Sub-project: Kukadi Table 8.7 Application of Screening Guidelines for Social and 233 Environmental Safeguards - Sub-project: Panzara Table 8.8 Application of Screening Guidelines for Social and 234 Environmental Safeguards - Sub-project: Raitale Table 8.9 Status of Ongoing Reforms in Water Resources Sector in 236 Government of Maharashtra Table 8.10 Institutional arrangement for Mainstreaming Environmental 241 and Social Issues Table 8.11 Monitoring Indicators and Agencies - Planning, 246 Implementation and Post Implementation Stages Table 8.12 Budgetary Estimates 248 t ... TF-111 ROYAL N-SKONING b I Maharashtra Water Sector Improvement Project Integrated Social and Environmental Assessment Study FINAL REPORT LIST OF FIGURES Figures Description Page No Figure 2.1 Methodology and Approach to ISEA Study 12 Figure 2.2 Physical Location of Selected Schemes in Maharashtra 15 Figure 2.3 Process to Collection Information 16 Figure 3.1 Steps for Obtaining Environmental Clearance in India 27 Figure 3.2 Proposed Organization Structure of MWRRA 34 Figure 5.1 Political Map of Maharashtra 88 Figure 5.2 Agro Climatic Zones of Maharashtra 89 Figure 5.3 Topographic Map of Maharashtra 90 Figure 5.4 Soils of Maharashtra 91 Figure 5.5 Rainfall Distribution Pattern for Maharashtra 93 Figure 5.6 River Basins of Maharashtra 94 Figure 5.7 Watershed Map of Maharashtra 97 Figure 5.8 Quality of Ground Water in Maharashtra 100 Figure 5.9 Forests of Maharashtra 105 Figure 6.1 Various Components of the MWSIP 129 * 7 w TF-IV ROYAL HASKOMING -~~~~~~ Maharashtra Water Sector Improvement Project Integrated Social and Environmental Assessment Study FINAL REPORT Annexure A Terms of Reference for ISEA Study Introduction The water sector in Maharashtra is faced with critical challenges. First, competition among different sectors and users has increased dramatically, giving rise to disputes and conflicts. Second,