<<

Focirpensament

Global as a New Tool for Global Governance

Luk Van Langenhove University Vrije Universiteit Brussel

3.

Executive Summary

1. The world is increasingly faced with a set 5. However, there is on-going shift towards a of global problems and challenges that trans- new Multilateralism Mode 2.0 where states cend national boundaries and that are threa- allow other actors more and more involve- tening the whole of humanity as well as the ment in global policy-making. This gives S&T planetary biosphere. These global problems more opportunities for input in the process of and challenges are on the one hand related dealing with current global problems. Despite to the globalisation of human activities and on this, the science-policy nexus at a global level the other hand to human impact on the en- needs to be strengthened. One way to do this vironment. Both the globalisation and anthro- is by developing a new form of science diplo- pogenic challenges pose serious governance macy that is not driven by states but rather by problems for the multilateral system. the itself as well as by the multilateral system. 2. The first problem is that the state-driven nature of governance is giving ample room for 6. The main conclusion of this paper is that global governance. While global problems by there is therefore a need to develop a global definition require global solutions, the policy science diplomacy agenda, consisting of three authority remains largely in the hands of states. components: a Science in Global Diplomacy initiative aimed at mobilising the science and 3. The second problem is that coping with glo- (S&T) community to carry out re- bal problems requires a deep understanding search that is relevant for global problems; of the issues at stake. The relationship be- a Diplomacy for Global Science initiative tween scientific knowledge and policy-making aimed at facilitating scientific collaborations is, however, not obvious as states try to keep for dealing with global problems; and a Global as much control as possible over policy-making Science for Global Diplomacy initiative aimed processes. at developing the institutional nexus between 4. Both of the aforementioned problems may the S&T community and the realm of policy- be related to the way in which the current mul- making at a global level. tilateral system is organised.

Focirpensament 3 Introduction: what is the problem?

The world today is faced with a growing set spreading of pandemic infectious diseases, of so-called global problems and challenges migration, refugees and terrorism. But there that require global actions. The first set of may also be opportunities, such as economic these problems is related to the anthropoge- growth, poverty reduction and increased re- nic challenges in the environment. Humanity silience to natural risks. has now such a powerful and often negati- Global climate change is perhaps the most ve impact on the planet that geologists have exemplary illustration of the issues at stake. started to call the present geological era in It took a while before it was understood that which we live the of the ‘Hu- there is a relation between climate change man Age’ (Ackerman, 2014). Climate change and the atmospheric accumulations of car- and the warming of the planet is the most bon dioxide and ‘greenhouse gases’ such as prominent and troubling effect of the influence methane. And with this came the insight that the planet has a single climate system that does not recognise the borders between sta- tes. It does not make a difference where on the planet the greenhouse gases are emitted, the only thing that matters for global warming is their cumulative effect, regardless of their origin. This makes it difficult for states to deal with the problem, because in order to see any Global problems require scientific effect of a single state policy towards green- evidence both in order to house gases, all other states need to go along as well. understand them as well as to cope Coping with these challenges requires with them. two things: (i) a deep understanding of the problems in order to generate ideas about possible solutions and (ii) policy actions by different governance actors at both local and global level. The much-needed deep un- derstanding implies the mobilisation of S&T towards global problems and the translation of their input into governance practices and goals. The equally needed policy actions imply of humanity on its environment. A second a governance structure that moves away from set of problems is linked to the accelerated the traditional Westphalian model where sove- development of information and communica- reign states are in the driving seat when dea- tion that, combined with increa- ling with global problems. Global governance sed transportation facilities, are resulting in is needed to deal with threats and unleash different kinds of globalisation challenges opportunities. that amongst other things make borders for There are thus two sets of problems rela- governance increasingly more irrelevant. The ted to the present ‘condition humaine’. On the irreversible trends of the anthropogenic im- one hand, the current state-centred structu- pact on the planet and of the globalisation re of governance is not fit to deal with global and growing inter-connectivity of human ac- problems. On the other hand, global problems tivities on the planet result in both threats require scientific evidence both in order to un- and opportunities. Among the threats are glo- derstand them as well as to cope with them. bal warming, biodiversity preservation, the Enhancing the capacity of humanity to deal

4 Focirpensament with global problems needs therefore two in- that such a new multilateralism, which can be novations. First, global governance needs to labelled ‘multilateralism mode 2.0’, is in the change, as it needs to move away from a state- making. centred approach where sovereignty blocks Section Two will illustrate this claim by effective actions. Secondly, it needs more presenting an overview of how the S&T com- input from S&T to develop policies that deal munity is presently involved in dealing with a effectively with global problems. number of global challenges. The role of S&T This paper argues that the S&T commu- in the UN endeavour to reach the so-called nity has not only the potential to contribute Sustainable Development Goals through the significantly on how to deal with global pro- Agenda 2030 will be especially highlighted. blems, but that it can also act as a change In Section Three it will be argued that in agent towards establishing a global governan- order to fully unleash the potential of S&T to ce structure that is fit for purpose. In order to help deal with global problems in the context do so, new forms of science diplomacy need of an appropriate global governance structure, to be developed in order to strengthen the the praxis of science diplomacy needs to be policy-science nexus at different levels of go- further developed. This entails a moving away vernance. The argument will be developed in from a state-interest driven science diplomacy four steps. First, in Section One, a critical as- towards a ‘global commons’ driven science sessment will be made of the present structu- diplomacy. re of global governance that is based upon the Finally, the concluding Section Four will out- primary role of sovereign states in a basically line the aspects of a Global science diplomacy intergovernmental multilateral system. It will agenda that aims to develop a better multila- be argued that there is a need for a new take teral response to urgent global problems. on multilateralism and that there are signs

Focirpensament 5 1. The need for a Multilateralism 2.0

Ever since the Treaty of Westphalia in 1648, of . In this sense, it is governance has been the almost exclusive a closed system dominated by states. Gover- preserve of sovereign states, and indeed, the nance is delivered in a hierarchical (bottom- modern state as we know it today achieves in up or top-down) way, following the principle of many countries remarkable things for its citi- subsidiarity. This means that in general there zens, such as the provision of public goods in is a reluctance by states to hand over some areas of security and social welfare (health, of its powers to a higher authority such as the education, etc.) as well as the stimulation of UN. Consequently, the power of the UN for glo- economic prosperity. But the ascent of state bal governance is therefore limited to how far governance has also led to great inequalities states are willing to go. between states and to inter-state conflicts. This multilateralism 1.0 is clearly facing The latter has everything to do with the way challenges in the 21st century. More than a states deal with international conflicts and reflection of the failure of the concept, this is a international cooperation. The very essence sign of a changing international context, which of the notion of sovereignty is that states in has rendered anachronistic the traditional in- principle do not accept a higher authority. As tergovernmental multilateralism of the imme- such, the governance space above the level diate Post-World War Two era. This changing of states is limited, which has prompted scho- context consists of many aspects. Amongst lars of International Relations to describe the them are the anthropogenic changes in the supra-national level as a state of anarchy. States environment that have global consequences. fight and compete with each other, but they Take climate change: there is overwhelming also have to work together. To do this, a set evidence that it is induced by man-made acti- of international regimes and international (or vities, which implies that it is possible to re- intergovernmental) organisations have been verse the trend if the right policies are put in designed. Today, there exists an international place. But no single state can combat climate system that is accepted (within certain limits) change on its own. Moreover, if a single state by a majority of the existing states. This sys- decided to take drastic measures to stop the tem is often called the multilateral system and emission of greenhouse gases for instance, if it comprises institutions dealing with peace other states did not act in the same way, that and security, basically the UN and its Security particular state would risk being economically Council, as well as institutions and regimes outcompeted. Another major change has been dealing with economic and financial governan- induced by the development of information and ce (the so-called Bretton Woods system). communication technologies that have signi- Multilateralism was thus initially created as ficantly lowered the salience of borders and a form of cooperation between states that ins- stimulated worldwide flows of goods and infor- titutionalises intergovernmental cooperation mation. As a result, the national economies of in order to replace anarchy. In such classical the sovereign states have become very inter- multilateralism or “Multilateralism Mode 1.0”, connected. The financial crisis of 2008 is just states are the principal actors in the interstate one dramatic illustration of this trend: what realm of international relations. They are the started as a sub-prime housing crisis in the building blocks of multilateralism. National US resulted in a sovereign bond crisis in Euro- governments are therefore the “star players” pe. And finally, states have to share their mo- and intergovernmental organisations, such as nopoly of governance increasingly with gover- the UN or the World Bank, are only dependent nance units at both the sub-national regional agents whose degree of freedom only goes as level and the supra-national level such as the far as the states allow them to go. The pri- EU (Van Langenhove, 2011). This has resulted macy of sovereignty is the ultimate principle in complex governance landscape where sta-

6 Focirpensament tes find it more and more difficult to keep their most typical example at the supra-national le- positions as sovereign ‘star players’. vel: it is not a state, but it has a lot of state- All of this also puts a lot of stress on the hood properties with the European Commis- existing multilateral system that was designed sion and European Council as its executive after the Second World War. The aforementio- power, the European Parliament as its legisla- ned global problems are especially challenging tive power and the European Court of Justice because “the policy authority for tackling glo- as its legal power. Not being a state, the EU bal problems still belongs to the states, while is not entitled to be a member of the United the sources of the problems and potential so- Nations, but it has been granted an enhan- lutions are situated at transnational, regional ced observer status with the right to speak at or global level” (Thakur and Van Langenhove, the UN General Assembly. The same holds for 2006, p. 223). But there are signs that mul- many sub-national regions. A typical example tilateralism is undergoing a transformation from mode 1.0 to mode 2.0. A Multilateralism 2.0 that is more open instead of closed, more networked than hierarchical and less state- centric (Van Langenhove, 2010). A first sign of this move towards Multilate- ralism 2.0 is the growing diversification of mul- The multilateral system comprises tilateral organisations. In recent years, there institutions dealing with peace and has been a dramatic rise of all kinds of interna- tional organisations and regimes. The number security, basically the UN and its of intergovernmental organisations has grown Security Council, as well as from 37 to well over 400 in the period be- tween 1990 and 2000. While mostly operating institutions and regimes dealing on an inter-governmental basis, some of them with economic and financial have acquired quite a lot of autonomy in the governan­ce. exercise of their competences or even have a “legal personality”, just as states do. And increasingly, these organisations look more to networks than to formal (bureaucratic) organi- sations. In line with a “transnationalisation of policies”, one can state that Multilateralism 2.0 embodies the rise of transnational policy would be the Belgian region of Flanders. Again, networks (Stone, 2013). it is not a state, but it has its own parliament Secondly, there is the growing importance and government. And Flanders has the power of non-state governance actors. Here, regions to engage in bilateral agreements with states. play an important role. States have nowadays Some of these subnational regional entities created a large number of so-called regional even have growing ambitions to be present institutions that have themselves become pla- on the international stage as well. Therefore, yers in the international order. Such regional some of these new players, although not sta- organisations exist at both the supra-national tes, do strongly resemble states and increa- and sub-national level. This is related to the phe- singly act on the global stage as if they were nomena of integration and devolution where- states. As a result, we are currently witness- by national powers are in some states trans- ing a transition from a world of states to a ferred to either supra-national or sub-national world of states and regions (Van Langenhove, regions. The is perhaps the 2011). While states still hold the policy au-

Focirpensament 7 thority for dealing with global issues, the po- thin separate institutions, there are now grou- tential solutions to the challenges of globali- pings of different actors and layers that toge- sation are more and more often developed at ther form global epistemic communities. a transnational, regional or institutional level. Fourthly, in Multilateralism 2.0, the system As a result, sub-and supra-national represen- is more open to civil society. This is perhaps tation arises when a system needs to have the most revolutionary aspect of Multilatera- a level of problem solving and a stabilisation lism 2.0, but also the most difficult one to capacity that is adequate to deal with the pro- organise. This is related to the state-centric blems that are likely to be generated in pur- and institutional focus of classical multila- suing agreed integration objectives of a cer- teral organisations where there was hardly tain level of ambition. Typical examples are: at any room for open debate, let alone for the the supra-national level, the European Union, involvement of citizens. But there is evidence the African Union, MERCOSUR or ASEAN, or that an alternative is emerging, that of mul- even federations of states such as the US or tilateral institutions functioning not so much as an organisation, but rather as an agora, that is a public realm in which issues can be debated and perhaps, be decided. As mentio- ned before, sovereign states are thus not the only actors that play a role in the world: on the contrary, the system becomes much more open, coming to include states, regional or- ganisations, sub-and supra-national regions, Many other non-state actors are NGOs and civil society. These actors may even challenge the notion of sovereignty. What was also knocking on the doors of the once an exclusive playing ground has now be- multilateral system, amongst them come a space that states have to share with others. This system is increasingly becoming scientific organisations. participatory. Governance is exerted in con- cert by the various levels involved. Finally, we can also point to emerging new modes of diplomacy: Multilateral diplomacy has undergone a substantial expansion in re- cent decades. Originally, diplomacy was seen as a system of representation and communi- cation between states at a bilateral or multi- Australia, and at the sub-national level, Bel- lateral level (Pigman, 2010, p. 5). Such diplo- gian regions, Austrian and German Länder and macy was driven by the self-interest of states Spanish comunidades autónomas. in the areas of trade and security. As the Thirdly, along with the increased relations global agenda has widened to include issues between ‘vertical’ levels of governance, there far beyond the traditional politico-security and is a growing horizontal interconnectivity be- economic spheres, and the borders between tween policy domains. We can see increased foreign and domestic policy have been chal- interconnections between policy domains: fi- lenged, diplomacy has gradually been broade- nance cannot be divorced from trade, securi- ned to include for instance. ty, climate, etc. A distinctive characteristic of In this context, new actors and networks (bu- Multilateralism 2.0 is therefore that the boun- siness actors, NGOs, civil society organisa- daries between policy domains are becoming tions) have increased in influence –supported more and more permeable. Instead of clearly by the development of new technologies. With separated areas of policy concern treated wi- the Internet and the social media, they enter

8 Focirpensament into the blogosphere, and represent them- model of governance is questioned by other selves to others –known and unknown– in non-state actors that are challenging the pri- other parts of the world. macy of sovereignty (this was the primary The metaphor Multilateralism 2.0 aims principle constraining Intergovernmental or- to capture this transformation and gives a ganisations). This is especially the case for strong conceptual basis to understand these supra-national regional organisations and sub- new developments, including the emergence national entities that both have multilateral of international networks, and the definition ambitions and behave in a similar way to the of multilateralism as an open system rather states that created them. But many other non- than closed in the context of international state actors are also knocking on the doors relations. The concept of Multilateralism 2.0 of the multilateral system, amongst them also seizes on the fact that the Westphalian scientific organisations.

Focirpensament 9 2. The crucial role of S&T in dealing with global problems

The on-going transformation from Multilate- monstrates how the UN multilateral system ralism 1.0 to Multilateralism 2.0 is well illus- could reach a consensus on a global policy trated by how the S&T community in recent with the help of the S&T community. decades has become increasingly involved, Meanwhile, in 1988 the WMO and other firstly in several multilateral environmental UN agencies set up the Intergovernmental Pa- agreements and then in other global problems nel on Climate Change (IPCC) as a multilateral as well. Two intertwined developments oc- tool to both generate and curred: on the one hand the multilateral sys- translate them into suitable policy recommen- tem gradually opened up to the participation dations. The IPCC currently has 194 member of the S&T community. On the other hand, the states. It is conceived as a UN body with re- S&T community organised itself in order to porting responsibilities to the WMO, the Uni- maximise its participative power in the global ted Nations Environment Programme (UNEP), governance system. the UN Framework Convention on Climate Change (UNFCCC) and the UN General Assem- bly. It is however said that the IPCC acts more Early developments independently than its legal status suggests (Bernhardt, 2012, p. 5). The establishment of As early as the late 1960s and early 1970s the IPCC within the UN framework was not an there was a significant amount of scientific easy achievement and the form it took was evidence available that pointed towards an- the result of a compromise between the UN thropogenic climate change. The increase of and its member states. Governments were gi- greenhouse gases in the atmosphere was ven the right to set the agenda and own the especially well monitored and modelled. In- process. are involved as actors who ternational science organisations such as ensure credibility. But it is governments that the World Meteorological Organization (WMO) nominate experts, approve the outline of the and the International Council of Scientific reports and review the drafts of the Synthesis Unions (ICSU) started to launch programmes Report. In practice this has resulted in long to expand data gathering. One of the first discussions and negotiations between the was the WMO/ICSU joint ‘Global Atmospheric scientists/lead authors and government offi- Programme’ that was launched in cials concerning the wording of each of the 1967. By 1985 they announced an interna- reports to be released. tional consensus that there would be a rise The innovative aspect of the IPCC is that in the global average temperature between it carries characteristics of both a scientific 2000 and 2050. That same year the Bri- and intergovernmental organisation. This hy- tish Antarctic Survey of ozone in the upper brid situation is a consequence of the defi- atmosphere revealed the existence of an ned purpose of the IPCC, namely to prepare, ‘ozone hole’ that was linked to the emittance based on available scientific information, a of chlorofluorocarbon, the so-called CFC ga- report on all aspects of climate change and ses, used in spray cans and refrigerators. In its impacts, with a view to formulating realis- 1987 this led to an international treaty, the tic response strategies. Although it does not Montreal , which eventually led to the conduct research itself but only collects and phasing out of CFCs. Today all UN member reviews existing scientific knowledge, it can states have ratified the Montreal Protocol and be considered as a scientific body as it invol- it is regarded as perhaps the most successful ves thousands of scientists who take part in international agreement to date. It also de- the data analysis process, which is fairly com-

10 Focirpensament prehensive. At the same time, it also acts as in Geneva that plans, oversees and manages an intergovernmental body, because govern- all IPCC activities. ment representatives play a crucial role in The First IPCC Assessment Report was pu- the decision-making processes. As a result, blished in 1990, and a second report followed the IPCC has a rather complex structure that in 1995. The first report played an important illustrates that bridging science and politics role at the Rio in 1992 where the UN is not an easy thing (Bernhardt, 2015). The Framework Convention on Climate Change most important bodies of the IPCC are the (UNFCCC) was agreed upon. The second in- Panel, the Bureau, the Working Groups (WG), formed the negotiations on the Kyoto Protocol the Task Force on National Greenhouse Gas in 1997. In 2001, 2007 and 2015 the third, Inventories, the Technical Support Units and the Secretariat. In the Panel, government re- presentatives from all member states meet together with hundreds of experts. It is here that the most important decisions regarding the IPCC process are made. The Bureau brings together all the Chairs, co-chairs and In 1988 the WMO and other UN vice-chairs of the different organs, advises agencies set up the the Panel on both the scientific and technolo- gical matters and on managerial and strategy Intergovernmental Panel on Climate issues. Funding comes primarily from regular Change (IPCC) as a multilateral contributions by the WMO, the UNEP and the UNFCCC, topped up with voluntary contribu- tool to both generate scientific tions from member states. It is in the Panel consensus and translate them into that government representatives meet and suitable policy recommendations. make final decisions. The Working Groups constitute the scientific core of the IPCC system. Working Group I covers the physical science basis of climate change; Working Group II deals with climate change impacts, adaptation and vulnerability; and Working Group III collects and evaluates information fourth and fifth reports followed, each time related to the reduction of climate change. announcing firmer consensus agreements on There is also a Task Force on National Green- the existence and dangers of global warming. house Gas Inventories (TF1), a Task Group But meanwhile, the IPCC also became the on Data and Scenario Support for Impacts subject of attacks by industrial lobbyists and and Climate Analysis (TGICA) and several the agreements reached were only possible other task forces or steering groups related after diluting the original statements, becau- to the investigation of specific problems and se many governments could not agree with questions. For each Working Group and for was proposed out of pure self-interest. Ne- the TF1, a Technical Support Unit (TSU) faci- vertheless, the story of the IPCC is a unique litates the respective body’s activities. These development in putting a global problem on TSUs are hosted and financed by the govern- the agenda for global governance and in orga- ments of one of the WG members. And then nising dialogue between scientists and policy- there is also a secretariat hosted by the WMO makers. At present, five Assessment Reports

Focirpensament 11 have been delivered along with a number of genous people, NGOs, local authorities, wor- IPCC Special Reports that are issued in res- kers and trade unions, business and industry, ponse to particular problems or questions. farmers and researchers. The S&T community The Sixth Assessment Report is expected to is thus one of these designated groups. Two be finalised in 2022. decades after the Earth Summit, the impor- The IPCC can be regarded as a clear exam- tance of effectively engaging with these nine ple of how the transition from Multilateralism sectors was reaffirmed at the Rio+20 Confe- mode 1.0 to mode 2.0 is taking place as it is rence in 2012. an endeavour that involves states, classical The UNEP also started to use this ‘Major multilateral organisations and the S&T com- Groups’ model in 2004, allowing the ICSU to munity. The established structure is however participate in the annual stakeholder forums incredibly complex. This can certainly be re- and the UNEP General Conference. It also lated to the complexity of the issue, but also allowed the ICSU to participate in numerous to the positions of the member states who by conference calls and additional consultation and large aim to stay in control of the whole meetings that the UNEP holds throughout the process. The IPCC case also illustrates that year as part of its stakeholder coordination bringing S&T knowledge to the global policy- and outreach strategy. Meanwhile, major making level is not a straightforward issue. UN summits on the environment and deve- lopment have also started using the Major Groups system, notably the World Summit The broadening and on Sustainable Development (WSSD) held in institutionalisation of S&T input to South Africa in 2002 and the Rio+20 confe- global governance rence in 2012. By installing the Major Groups model of Gradually, the conclusions that climate change participation inside the UN system, the S&T needs to be tackled at a global level and that community now has the chance to participa- S&T needs to play a crucial role in that pro- te directly in UN work alongside governments. cess, found their way to thinking about other In practice this means the chance to attend areas of global concern, especially to the meetings, often with a time allotted to make sustainable development agenda. Today, we statements as well as having the opportuni- are witnessing a growing presence of S&T in ty to submit written input at key points in the the whole UN system, although none of these processes. In some cases there can even be S&T advice systems are as developed and ins- a co-organising mandate. titutionally sophisticated as the IPCC. For the S&T community, this work is mainly As early as the first UN Conference on done by the ICSU. This global body is devo- Environment and Development in 1992, the ted to international cooperation in the advan- socalled Earth Summit, it was recognised cement of science. Its members are national that achieving sustainable development is not scientific bodies and international scientific something that can be left to states alone. It unions. Today, it comprises 120 multi-discipli- requires the active participation of all sectors nary national scientific members, associates of society. The Agenda 21, adopted at the and observers representing 140 countries Earth Summit, formalised this by identifying and 31 international, disciplinary scientific nine sectors of society as the main channels unions. The ICSU also has 22 scientific as- through which such participation needs to be sociates. The ICSU is one of the oldest non- realised. This has led to the setting up of ‘the governmental organisations in the world and Major Groups’ system that since 2002 has represents the evolution and expansion of two been used by the UN to organise the inclusion earlier bodies known as the International As- of stakeholders in UN processes. They inclu- sociation of Academies (IAA; 1899-1914) and de: women, children and young people, indi- the International Research Council (IRC; 1919-

12 Focirpensament 1931). The ICSU’s mission is to strength- Sustainable Development Goals and called en international science for the benefit of for a set of well-designed, measurable, policy- society. To do this, the ICSU mobilises the relevant, easy to interpret, baseline-oriented knowledge and resources of the international and disaggregated indicators. science community to:

· Identify and address major issues of im- The development of a global agenda portance to science and society. Along with the institutionalisation of the par- · Facilitate interaction between scientists ticipation of the S&T community and other across all disciplines and from all coun- civil society groups, another development oc- tries. curred that strengthened the science-policy · Promote the participation of all scientists nexus: the idea to work with measurable and –regardless of race, citizenship, language, monitorable targets and goals. In 2000, the political stance, or gender– in the interna- tional scientific endeavour. · Provide independent, authoritative advice to stimulate constructive dialogue between the scientific community and governments, civil society, and the private sector.

Activities focus on three areas: International Research Collaboration, Science for Policy, and Universality of Science (Greenaway, 2006). Today, we are witnessing a growing The ICSU works in close partnership with presence of S&T in the whole the International Council (ISSC), UN system. the World Federation of Organisa- tions (WFEO). Since the establishment of the UN Commission on Sustainable Development the ICSU has been acting as a co-organiser of the UN Commission on Sustainable Deve- lopment. Again, this can be seen as an im- portant step towards the establishment of a Mode 2.0 multilateral system as it demonstra- tes an opening up international organisations to non-state actors (Talberg, et al, 2013). And UN set nine international development goals, it certainly has made the input of S&T to the known as the Millennium Development Goals global policy agenda almost mainstream. This (MDG), which were to be achieved by 2015. is illustrated by the fact that a 2014 report by These goals included the eradication of extre- the Scientific Advisory Board of the Secretary- me poverty, universal primary education, gen- General of the United Nations (UNSG SAB) der equality, reduced child mortality, improved acknowledged that science is critical to help material health, reduced HIV/Aids and other meet the challenges for sustainable develo- diseases, environmental sustainability and pment, as it lays the foundation for new ap- global partnership for development. A crucial proaches, solutions and technologies to iden- aspect of the MDG programme was that it tify, clarify and tackle global challenges for the tried to reconcile environmental concerns with future. The report therefore recommended that developmental concerns. Today, the results the transformative power of science needs to of this programme are at best mixed and we be anchored prominently in a preamble to the could say that most of the goals are still works

Focirpensament 13 in progress. But it was the first time in governance issues, such as climate change, that UN member states agreed upon an ambi- migration, disaster risk reduction and drugs tious global governance project, and it paved policies. Seventeen Sustainable Development the way for the direct involvement of the S&T Goals have been identified: community. At the Rio+20 conference in 2012, a · Goal 1: End poverty in all its forms every- process was launched to develop a strong where post-2015 development agenda. Part of that · Goal 2: End hunger, achieve food security process resulted in calls for the greater invol- and improved nutrition and promote sus- vement of the S&T community in the setting tainable agriculture and monitoring of the global goals. In 2013, a resolution of the UN General Assembly on · Goal 3: Ensure healthy lives and promote Science, technology and for develop- well-being for all at all ages ment stated that S&T and innovation are “es- · Goal 4: Ensure inclusive and equitable quality education and promote lifelong learning opportunities for all · Goal 5: Achieve gender equality and em- power all women and girls · Goal 6: Ensure availability and sustaina- The 2030 Agenda adopted in ble management of water and sanitation September 2015 firmly for all acknowledges the crucial role of · Goal 7: Ensure access to affordable, relia- S&T and formalises its involvement ble, sustainable and modern energy for all through the establishment of · Goal 8: Promote sustained, inclusive and sustainable economic growth, full and initiatives such as the Technology productive employment and decent work Facilitation Mechanism (TFM). for all · Goal 9: Build resilient infrastructure, pro- mote inclusive and sustainable industriali- sation and foster innovation · Goal 10: Reduce inequality within and among countries sential enablers and drivers” for the achieve- ment of the MDG. S&T have found their way to · Goal 11: Make cities and human settle- global policy making through the 2030 Agenda ments inclusive, safe, resilient and sustai- for Sustainable Development. nable action to combat climate change and There now exists for the first time in his- its impacts tory an over-arching policy agenda for the · Goal 12: Ensure sustainable consump- whole UN system; the 2030 Agenda for Sus- tion and production patterns tainable Development (also known as the SDGs) as adopted at the United Nations · Goal 13: Take urgent action to combat 1 Sustainable Development Summit on 25th climate change September 2015. The Agenda is a plan of ac- tion for people, the planet and prosperity. It also seeks to strengthen universal peace in 1. Interestingly, this is the only Goal that comes with larger freedom. It deals with many different an asterix. It states: “Acknowledging that the United Nations Framework Convention on Climate Change

14 Focirpensament · Goal 14: Conserve and sustainably use ment’ identified concrete S&T policies and ac- the oceans, seas and marine resources for tions as a key for meeting the SDGs. In parti- sustainable development cular, the AAAA recognised that “the creation, development and diffusion of new · Goal 15: Protect, restore and promote and technologies and associated know-how, sustainable use of terrestrial ecosystems, including the transfer of technology on mutua- sustainably manage forests, combat de- lly agreed terms, are powerful drivers of eco- sertification, and halt and reverse land de- nomic growth and sustainable development”.2 gradation and halt biodiversity loss The document, which contains an entire chap- · Goal 16: Promote peaceful and inclusi- ter on S&T, also stresses that S&T strategies ve societies for sustainable development, need to be integral elements of national sus- provide access to justice for all and build tainable development strategies. Attention effective, accountable and inclusive insti- is drawn to the need to design polices that tutions at all levels incentivise the creation of new technologies and that promote research that supports in- · Goal 17: Strengthen the means of imple- novation in developing countries as well as to mentation and revitalise the global part- the importance of regulatory and governance nership for sustainable development frameworks for nurturing science and innova- tion, and the dissemination of technologies. These Goals cover a wide range of topics, The High-Level Political Forum on Sustai- from social (such as poverty, education, mi- nable Development is the UNs central platform gration, etc.), to economic (such as energy, for the follow-up and review of the 2030 Agen- production and consumption, jobs etc.), en- da for Sustainable Development and the Sus- vironmental (such as water, ecosystems, or tainable Development Goals. The forum, which climate change) and the rule of law and gover- adopts a Ministerial Declaration, is expected nance (such as combatting corruption, enhanc- to provide political leadership, guidance and ing transparency, policy coordination, etc.) recommendations on the 2030 Agenda’s im- and have been translated into no less than plementation and follow-up. It can be regarded 169 targets. And the Agenda not only sets as the top-level political venue for considering out targets and ambitions, it also aspires to the implementation of the 2030 Agenda. This monitor progress by establishing an indicator means keeping track of the progress of the framework. Thus, the SDGs encourage a focus SDGs, promoting consistent policies informed on integrated policy interventions demonstra- by evidence, scientific and national experien- ted to have measurable impact. The ambitions ces, as well as addressing new and emerging of the 2030 Agenda are very high and achie- issues. The High-Level Political Forum (HLPF) ving the set targets will only be possible if the met for the first time since the adoption of the UN member states and non-state governance 2030 Agenda on 18th-20th July 2016. On that actors at all levels from global to local work occasion, the first-ever Sustainable Develop- together in collaborative partnerships. In the SDGs framework, S&T features strongly both in Goal 17, as well as a multi-disciplinary is- sue to achieve several sectorial goals and 2. The groundbreaking agreement, the Addis Aba- targets. Moreover the related Addis Ababa ba Action Agenda (AAAA), provides a foundation for Action Agenda (AAAA), outcome of the Addis implementing the global sustainable development agenda that world leaders are expected to adopt Ababa Conference on ‘Financing for Develop- this September. The agreement was reached by the 193 UN member states attending the Conference, following months of negotiations between countries. It marks a milestone in forging an enhanced global is the primary international, intergovernmental fo- partnership that aims to foster universal, inclusive rum for negotiating the global response to climate economic prosperity and improve people’s well- change”. being while protecting the environment.

Focirpensament 15 ment Goals tracking report on the new global hancing synergy and efficiency. The task development agenda was launched. Among team includes representatives from the other functions, the HLPF aims to strengthen scientific community, the private sector the science-policy interface through a review and civil society. of documentation, bringing together dispersed · A collaborative Forum on Science, Tech- information and assessments. There seems nology and Innovation (STI) for the SDGs to be a desire to make the reviews more ro- that will be convened once a year to dis- bust and evidence-based. The HLPF aims to cuss S&T cooperation around thematic strengthen the science-policy interface by areas for the implementation of the SDGs. both promoting the provision of policy-relevant The Forum brings together all relevant data and the supporting of enhanced dialogue stakeholders and will produce input for the between science and policy-makers. HLPF. The 2030 Agenda adopted in September 2015 firmly acknowledges the crucial role of · An Online Platform for Technology Knowled- ge and Information Sharing (OPTKIS) that will be used for a comprehensive map- ping of existing S&T initiatives as well as for the development of independent tech- nical assessments of best practices.

Therefore, there are now high expectations States have now rolled out a global regarding the involvement of the worldwide agenda with measurable goals and scientific community in achieving the 2030 Agenda. In an editorial published in Science, have agreed upon involving the S&T William Colglazier (2015) rightly pointed to the community in both achieving and fact that Agenda 2030 provides a unique op- portunity for a continued interaction between monitoring the global goals. This is scientists and policy makers at a global level. Multilateralism 2.0 in action! According to Colglazier, science’s contribu- tions to the SDGs could be fourfold:

· science could inform our understanding of the challenges that these goals may come up against; · science could help policy-makers to se- S&T and formalises its involvement through lect those actions that will actually make a the establishment of initiatives such as the difference towards achieving their goals; Technology Facilitation Mechanism (TFM). · science could be a critical tool in moni- The first annual multi-stakeholder Forum on toring the progress made towards these Science, Technology and Innovation for the goals; and SDGs (Science Technology and Innovation Fo- rum) was held on 6th-7th June 2016 in New · science could provide insight into inno- York. The TFM is composed of three parts: vative solutions needed to achieve these goals. · A UN Interagency Task Team on Science, Technology and Innovation for the SDGs Being one of the nine Major Groups, the that promotes coordination, consistency S&T community has been granted comprehen- and cooperation within the UN system on sive participatory opportunities in the HLPF S&T related matters with the goal of en- through UN General Assembly Resolution

16 Focirpensament A/RES/67/290. Since then, the Scientific and society to work with the UN agencies on the role Technological Community (STC) Major Group, of STI for achieving the SDGs. The TFM conve- has been working on providing governments, nes an annual STI forum of which the first took policy-makers and larger society with a better place in June 2016. The results of that forum understanding of what is scientifically and tech- have been discussed at the July 2016 meeting nologically achievable based upon what we of the High-Level Political Forum, the highest know and what we can do with the knowledge UN body dealing with the 2030 agenda. and the technological tools available or under Therefore, we are on the brink of a new era development. in multilateralism: one where the states have The present Agenda 2030 for sustainable now rolled out a global agenda with measura- development provides an unprecedented op- ble goals and where states have agreed upon portunity to increase the global governance involving the S&T community in both achieving capacity of the world and scientists can play a and monitoring the global goals. This is Multi- major role in that by both providing data and lateralism 2.0 in action! But this is not to say evidence that identifies the challenges, provi- that scientists are going to rule the world (or ding advice on the policy actions needed and that this would be desirable). The Multilatera- helping to find innovative solutions. Moreover, lism 1.0 system is still in place, which means science can also contribute to the monitoring that states are still very much in control of of how global problems are dealt with. Indeed, the decision-making processes and that they the 2030 Agenda opens up major new oppor- continue to measure anything that is propo- tunities for researchers not only for delivering sed against their self-interests. input but also for increasing impact. This poses several challenges for the S&T As noted by Colglazier (2015), the world’s community. Amongst them is the delicate is- science communities should view the 2030 sue of how to translate research results into Agenda as a great opportunity for strength- (global) policy. This is not only a matter of im- ening the UN science-policy interface to benefit pact, it is also a matter of power politics within everyone in the world. Colglazier, who beca- the S&T community. Scientific results are sel- me science and technology advisor to the US dom straightforward and the whole process of Secretary of State in 2011, sees two specific scientific progress is driven by debates and opportunities. First there is the chance that competing paradigms. This makes influencing the science community has to deliver input to the policy-making realm no easy task. Just the Global Sustainable Development Reports doing the necessary research is not enough. (GSDRs). This UN initiative foresees between Results need to be disseminated and trans- now and 2030 a series of four-year cycles of lated in consensus through interactions with reporting where there will be three annual re- policy-makers. This is not only difficult and ports that focus on special issues followed by a time consuming; it also puts scientists in a comprehensive report in the fourth year. In the position for which they were not trained. And 2016 report there will be room to include input finally, we should not forget that states are from the scientific community. The Technology not only in control of the multilateral system, Facilitation Mechanism (TMF) as created by the to a large extent they also control the national 2030 Agenda offers a second opportunity. The S&T systems through their funding policies for UN Secretary-General has created a group of research. high-level people representing science and civil

Focirpensament 17 3. Mobilising for a new science diplomacy

The aforementioned processes for the institu- policies. Advocates of science di- tionalisation of S&T input in global policy can plomacy argue that science can achieve goals be related to a broader evolving relationship that are in line with national interests. First, between science and diplomacy. In principle it is often said that the “invisible colleges” of the realms of science and diplomacy can be scientists across state-borders can contribute regarded as two distinct spheres of human to building trust between nations or cultures. activity that have little in common. As one Secondly, it is also argued that the language scholar once put it: science and diplomacy of science can contribute to discovering tech- are not obvious bedfellows. But nevertheless, nical solutions to political problems. One can scientific networks and scientific evidence are thus distinguish between S&T relations that playing an increasingly important role in di- occur without government intervention and plomacy efforts initiated by both states and science diplomacy when governmental offi- non-state actors. We can call this practice cials try to shape and stimulate relations to “science diplomacy”. This is a relatively new advance national interests.3 concept, but it refers to an old practice, as scientists always have been at the forefront of international collaboration. As early as 1723, Three varieties of science diplomacy the UK Royal Society instituted the post of Fo- reign Secretary. And today scientists all over It is not exactly clear when the concept of the world are connected to each other through science diplomacy was coined and first used, “invisible colleges”, that is, networks organi- but today it is becoming widely used by policy- sed around scientific disciplines or problems. makers, scientists and scholars of internatio- However, the ascent of science diplomacy is nal relations. Turekian et al (2012, p. 4) de- also related to what is labelled as the ‘soft fines science diplomacy as “the process by power’ of states. This concept of soft power which states represent themselves and their has been mainstreamed in International Rela- interests in the international arena when it tions Theory, but it is not always clear what comes to areas of knowledge - their acquisi- exactly is meant by it. Nye (2004) has tried tion, utilisation and communication - acquired to provide some theoretical clarity by contrast- by the ”. Through the availa- ing soft power to the hard power of military ble definition we can see a consensus that it forces and economic resources. But he then makes sense to see science diplomacy as “a describes soft power as “the ability to shape recognisable and legitimate form of diploma- the preferences of others” (Nye, 2004,1). La- cy” (Davis and Patman, 2015, p. 261). ter, he refined his definition into “the ability to In 2010 the U.K. Royal Society and the affect others through the co-optive means of American Association for the Advancement of framing the agenda, persuading, and eliciting Science (AAAS) published a landmark report positive attraction in order to obtain preferred in which they distinguished between three outcomes” (Nye, 2011, pp. 20-21). Soft power forms of science diplomacy: diplomacy for is according to Nye partly controlled by states, science, science in diplomacy and science for as it is reflected in political values and foreign diplomacy. policies, but it also escapes state control as it Diplomacy for science is mainly about the also implies culture in general. Therefore, there facilitation of international scientific collabora- are two dimensions to soft power: an essen- tion. Here, classical tools of diplomacy are put tially interest-driven governmental practice and a value-driven practice by non-state actors. In recent years, S&T have become increa- singly perceived as potential instruments for 3. See Arndt (2006) for the introduction of distinc- tion when discussing cultural diplomacy.

18 Focirpensament to use to support the scientific and technolo- or supporting science diplomacy are strategic gical community. It is about using diplomacy tools, operational tools and support tools. in order to establish cooperation agreements Strategic tools are governmental com- at government or institutional level. The goal munications that set out policies for science of diplomacy for science actions is to benefit diplomacy. Such documents can contain ge- from foreign S&T capacity in order to improve neral ‘visions’ of what a government aims to the national capacity. achieve or it can be more specific strategy de- With Science in Diplomacy the roles are clarations issued by the government or a go- reversed: here the scientists are prompted vernmental department, such as a ministry of towards supporting foreign policy. In times of science and or a department war this has resulted in mobilising national of foreign affairs. Moreover, in principle it is scientific and technological resources for the possible that such strategic documents also development of arms. In times of peace this is about using scientific knowledge in foreign policy decisions. The goal of such activities is to improve foreign policy actions through the use of scientific knowledge. Science for diplomacy goes one step fur- “ need to be guided by ther: here science is used as a tool to build science to deal with the pressing and improve relations between states. This issues of the day (science for can be done when there are tensions in rela- tions between certain states or when states diplomacy); the way for science are faced with common problems that they often needs to be leavened by cannot solve on their own. Scientific collabo- ration is used here to provide collaborative diplomats (diplomacy for science); relationships that are based upon a non- and sometimes diplomats can use ideological basis. The goal is here to support science for other ends (science foreign policy actions by mobilising scientific networks. in diplomacy)”. Davis and Patman, 2015 This triple approach to science diplomacy has been neatly summarised by Davis and Putman (2015, p. 262) as follows: “Diplomats need to be guided by science to deal with the pressing issues of the day (science for diplo- occur at the level of subnational entities with macy); the way for science often needs to be governance responsibilities in either S&T po- leavened by diplomats (diplomacy for science); licy or foreign relations. And of course, semi- and sometimes diplomats can use science for governmental institutions such as research other ends (science in diplomacy)”. foundations or academies can issue strategic Within these three broad categories of documents with a science diplomacy perspec- science diplomacy, many different science di- tive as well. plomacy practices exist. Such practices can Furthermore, there are many different ope- emerge spontaneously, but more often they rational tools to put science diplomacy into will be the result of deliberate policies and/ action. A first important category is the bila- or support schemes with the involvement teral or multilateral S&T cooperation agree- of some governmental agencies. The most ments between two or more states. Many of important available governmental tools and these agreements focus on mobility schemes instruments that can be used in promoting between the counties involved or upon joint

Focirpensament 19 projects. A special case of such agreements Finally there are so-called support tools are the ones that are foreseen in the creation for science diplomacy that aim to promote or of joint international S&T institutions by two or facilitate science diplomacy activities. These more states. A second category, dealing with tools include training and awareness building ‘science in diplomacy’ are the S&T advisory activities regarding science diplomacy where boards at state level. These advice systems the audiences can be either diplomats or can take the form of a council or high-level scientists. group. They can be installed at the level of the prime minister or be related to the de- partment of foreign affairs or the ministry for States and scientists as science science and technology. In principle such bo- diplomacy actors dies can also be institutionalised, as an S&T office within a department of foreign affairs, In general science diplomacy can thus be re- for example. In all cases the purpose is to garded as an instrument that can be used by states that use science and scientists as ins- truments to pursue their foreign policy goals. This can be done in order to promote their na- tional interests or to help solve problems that the states are involved in. However, scientists themselves can also embark upon science di- plomacy activities without states being directly involved. They can intentionally act on existing diplomatic goals or what they do may have inten- Networks of S&T communities and ded or un-intended diplomatic effects. There- fore, science diplomacy is a concept used in policy-makers at national and global either labelling on-going activities as being of level are dramatically expanding. a diplomatic nature or as a label used to qua- lify certain policy actions in a certain way. In other words, science diplomacy can refer to both practices and discourses. There are several interesting cases of the state-driven mobilisation of scientific commu- nities for science diplomacy. A classic case is the scientific cooperation between the US and the USSR during the . And when in 1954 the European Organisation for Nuclear inject scientific knowledge into state gover- Research (CERN) was established in Europe it nance. A third category is the S&T advisors became an arena where and Germany attached to embassies where the objective could work together. The most recent example is to assist the national of a successful science diplomacy initiative is in establishing cooperation with the scientists the nuclear agreement between the US and of the country where the embassy is located. . Fourthly, there is the opening of national or Today, a major promoter of science diplo- regional research funding schemes to third- macy is the American Academy for the Advan- party researchers. This can take the form of cement of Science (AAAS), as is the Royal financial support of individual fellowships or Society of the United Kingdom. In 2008 the staff exchange programmes, financial support AAAS created a Centre for science diploma- for specific cross-border S&T cooperation pro- cy and in 2012 it launched an open source grammes or joint calls for S&T projects issued journal called “Science and Diplomacy”. Also by two or more states. in the US a ‘science programme’ was

20 Focirpensament initiated in 2009 by the Obama administra- over the world with the purpose of facilitating tion. Several other states now have their own the provision of advice and recommendations science diplomacy programmes. And even if on issues of global and regional importance no national science diplomacy programme is for international organisations, multilateral available, many states have long had scienti- organisations and national governments. The fic attachés in their embassies. An interesting IAC has instituted several expert panels that case is Spain, where the Spanish Foundation conduct comprehensive reports that touch for Science and Technology has recently ap- upon science, technology and health. Based pointed three international coordinators to its in Amsterdam, the IAC receives its basic fun- embassies in London, Washington and Berlin. ding from the Royal Netherlands Academy of They operate as offices for the cultural and Arts and . In 2010 the UN Secretary- scientific affairs of the Embassies of Spain. General Ban Ki-moon requested the IAC to In Europe, the EU also pays increasingly atten- conduct an independent review of the IPCC. tion to science diplomacy as part of its foreign The Group on Earth Observation (GEO) was policy, although the driving force comes from established in 2005 and renewed in 2014 for its Directorate General for Research, not from another 10-year period. The GEO is an intergo- its European External Action Services. But vernmental organisation that brings together science diplomacy is increasingly on the EU major actors in global Earth observation and agenda, since Carlos Moedas, the EU Com- whose decisions are taken by consensus in missioner for Research, Science and Innova- a plenary session including representatives tion in a speech delivered at the European Ins- from 98 states and the European Commis- titute in Washington on 1st June 2015, boldly sion as well as representatives from around stated that he wants “science diplomacy to 90 international organisations with a remit in play a leading role in our global outreach for earth science. The GEO plays a major role in its uniting power”.4 In that same speech, he the follow up of SDGs. compared science diplomacy to a torch that The Global Green Growth Institute (GGGI) can “light the way, where other kinds of poli- and the Green Growth Knowledge Platform tics and diplomacy have failed”. (GGPK) are two initiatives established con- The aforementioned institutionalisation of cerning the development of a so-called green a broad science-policy nexus at a global le- economy. The GGKP, which has a membership vel has in recent years resulted in a growing that includes the OECD, the UNEP and the World awareness and willingness of S&T organisa- Bank, is both a knowledge exchange and learn- tions and S&T funding agencies to be part of ing initiative as a funding structure. The GGGI is this new development. As such, networks of a Korea-based international organisation set up S&T communities and policy-makers at natio- to promote the green growth agenda. nal and global level are dramatically expanding. The Sustainable Development Solutions Some of them are initiated by policy-makers, Network (SDSN) is a global network initiated others by scientists themselves. Below is a by Jeffrey Sachs of Columbia University. It was short overview of some of these networked launched in 2012 under the auspices of the organisations that are playing a major role in UN Secretary-General Ban-Ki Moon, but re- how S&T relate to policy-making concerning mains independent of the UN system. global problems. The Belmont Forum was created in 2009 The Inter Academy Council (IAC) was esta- and represents a group of the world’s major blished in 2000 by science academies from all funders of global environmental change re- search. The aim of the Belmont Forum is to accelerate the delivery of the environmental research needed to remove critical barriers 4. Moedas, C. The EU approach to science diploma- cy. https://ec.europa.eu/commission/2014-2019/ to sustainability by aligning and mobilising moedas/announcements/eu-approach-science-di- international resources. As one of its major plomacy_en activities, the Belmont Forum launches Colla-

Focirpensament 21 borative Research Actions (CRAs) on specific and climate by analysing alternative land themes that are agreed upon collectively. The uses, food systems and ecosystem op- funding, however, is the responsibility of the tions, and identifying institutional and go- various participating agencies. vernance needs. Future Earth was launched at the Rio+20 · Improve human health by elucidating and Summit following the promotion by the Science finding responses to, the complex inte- and Technology Alliance for Global Sustainabi- ractions amongst environmental change, lity. This Alliance is composed of the ISCU, the pollution, pathogens, disease vectors, ISSC, the UNEP, the United Nations University ecosystem services, and people’s liveli- (UNU), the WMO and the Belmont Forum. hoods, nutrition and well-being. Future Earth forms a global platform for · Encourage sustainable consumption and scientific collaboration on global change re- production patterns that are equitable by search and sustainability around diverse key understanding the social and environmen- challenges, namely: tal impacts of consumption of all resour- ces, opportunities for decoupling resource · Deliver water, energy, and food for all, use from growth in well-being, and options and manage the synergies and trade-offs for sustainable development pathways and among them, by understanding how these related changes in human behaviour. interactions are shaped by environmental, economic, social and political changes. · Increase social resilience to future threats by building adaptive governance systems, · Decarbonise socio-economic systems to developing early warning of global and con- stabilise the climate by promoting the tech- nected thresholds and risks, and testing nological, economic, social, political and effective, accountable and transparent ins- behavioural changes enabling transforma- titutions that promote transformations to tions, while building knowledge about the sustainability. impacts of climate change and adaptation responses for people and ecosystems. It is a 10-year programme that brings toge- · Safeguard the terrestrial, freshwater and ther existing global environmental change pro- marine natural assets underpinning human grammes and incorporates the outcomes of well-being by understanding relationships recent planning and agenda-setting processes between biodiversity, ecosystem functio- led by the Alliance members. ning and services, and developing effecti- The aforementioned cases illustrate that ve valuation and governance approaches. mobilising the S&T community to deal with today’s global problems is thus a complex · Build healthy, resilient and productive ci- matter. It is not only a matter of doing the re- ties by identifying and shaping innovations search. Equally important is the translation that combine better urban environments into useable knowledge and the organisation and lives with declining resource footprints, of dialogue with the policy-making realm. This and provide efficient services and infras- is where science diplomacy comes in as a tructures that are robust to disasters. tool to streamline and professionalise the re- · Promote sustainable rural futures to lations between the S&T community and the feed rising and more affluent populations multilateral system. amidst changes in biodiversity, resources

22 Focirpensament 4. Conclusion: towards a global science diplomacy activity?

The recent trend to step up scientific diplo- moving science diplomacy away from the soft macy activities in different parts of the world power rhetoric and self-interests of states is an interesting one to monitor. It poses the towards a global level where it can be used question, for what purposes will states and as a tool to achieve better global governance. scientists work together? States have their Inspired by the triple approach to science di- own reasons, namely the pursuit of their self- plomacy at a national level, one can therefore interests. But scientists are putting other is- see three areas where such a global science sues on the table and this might be changing diplomacy effort can be further developed. the practices of science diplomacy. Perhaps The first area is that of science in global the most salient development for the future diplomacy. As most of the S&T community of science diplomacy is indeed the growing is for obvious reasons primarily interested awareness of global problems that sovereign in doing research, and not necessarily in di- states are faced with. They are not only all plomatic actions, the issue is how to bring global in nature; they are also all connected all relevant issues to the right places. While to scientific and technological issues both in not all scientists need to engage in science order to monitor them and to find solutions diplomacy directly, there should at least be a to them. Almost all of today’s pressing global general understanding amongst all of them on problems such as climate change or energy se- the mechanisms of science advice at a global curity have a scientific component. Hence the level. And for those scientists who do act as need to link global governance with scientific science diplomats, awareness and skills are evidence. This is exactly what Agenda 2020 needed regarding the processes of interacting foresees. For the sustainable development with diplomats and policy-makers. goals to be reached, different actors need to A second area is that of diplomacy for do their part: governments, the private sector, global science. Here we are talking about civil society and also the scientific communi- diplomatic actions at the level of multilateral ties. Science diplomacy might therefore be organisations aimed at facilitating S&T colla- just the tool we need to realise these goals. borations in the context of dealing with global In conclusion, we can say that the UN and problems. At a multilateral level this mainly the S&T community have already embarked involves the opening up of the policy realms upon an increased involvement of S&T in glo- to S&T advice. States could do the same, but bal policy making. This is not only bringing meanwhile they also have to open up their na- hope for better global policy-making in order to tional funding schemes in order to fund the re- tackle today’s serious global problems, it also quired research. Furthermore, diplomats and contributes to a change-process of the multi- policy-makers at both state and multilateral lateral system itself. But the result is also an level need more awareness and skills on how increasingly complex global governance struc- to engage with the S&T community. ture where scientists and policy-makers can A third area can be labelled global science interact. These interactions are not without for global diplomacy. The S&T community is problems, as both states and the scientific not only organised into disciplinary and epis- communities have their own interests and temic communities but also in advocacy net- speak a different language. Bringing S&T to works. These organisations are at the nexus the global policy realm is therefore not a sim- of global science-policy interactions and need ple endeavour and in order to be effective it funding for the support structures in order to needs to be further professionalised and deve- deliver S&T advice at a global level. Helping loped as a practice. This can be done through to support not only the relevant research but

Focirpensament 23 also the much-needed international organisa- to understand the problems and challenges, tions for partnering using the multilateral sys- to draft effective policies, to monitor what tem, can be seen as a major responsibility of is happening and to develop innovative solu- states. tions. This means not only that scientists and Together, these three areas can be regar- diplomats need to step up their interactions in ded as the building blocks of a global scien- the context of the Multilateral Mode 2.0 envi- ce diplomacy programme or agenda. Further ronment. It also means that states, regions, developing such an agenda could be a joint NGOs as well as the S&T community all need effort of the S&T organisations such as the to take actions to further their progress their ICSU or the ISSC, S&T funding agencies and dialogue and collaboration. Developing a glo- global organisations. The stakes are high, as bal science diplomacy agenda should there- dealing with global problems such as clima- fore be a priority for all those concerned for the sustainable future of the planet and its present and future inhabitants. A first step towards such a global science diplomacy initiative could be the drafting of a strategic document that outlines a vision on how S&T could be best integrated into the tackling of global challenges. Such a vision could then be operationalised in tools that deal with both States, regions, NGOs as well as the complexities of formulating often disputed the S&T community all need to scientific advice and the complexities of global policy-making. The big question then is: who is take actions to further their willing and capable to take the lead in such an dialogue and collaboration. initiative? Perhaps the answer is: a coalition of S&T organisations, major funding agencies and multilateral organisations. After all, global challenges deserve global solutions.

te change are major challenges for humanity. This paper has pointed to a number of develop- ments that bear the promise of making the glo- bal governance of such problems more feasi- ble. Amongst them are the opening up of the multilateral system to S&T input that goes well beyond the passive practice of science advi- ce as well as the introduction of measurable and monitorable global governance goals. Ob- viously, this does not mean that we can expect that scientists will save the world, or that sta- tes will (or even should) hand over their so- vereign powers to scientists. But multilateral policy-makers badly need S&T input in order

24 Focirpensament References

Ac k e r m a n , D. (2014). The Human Age. The Ny e , J. (2011). The Future of Power. New York: World Shaped by Us. London: Headline publish- Public Affairs. ing group. Pi g m a n , G.A. (2010). Contemporary Diplomacy. Ag a r , J. (2012). Science in the Twentieth Cen- Cambridge: Polity Press. tury and Beyond. Cambridge: Polity Press. St o n e , D. (2013). Knowledge Actors and Trans- Ar n d t , R. (2006). The First Resort of Kings: national Governance: The Private-Public Nexus American Cultural Diplomacy in the Twentieth in Policy Making in the Global Agora. London: Century. Washington, DC: Potomac Books. Palgrave Macmillan.

Be r n h a r d t , J. (2012). Science-Policy Interaction Ta l b e r g , J. et al. (2013). The Opening Up of and the IPCC. A Proposal for a Comprehensive International Organisations. Transnational Ac- Concept of Effectiveness and an Analysis of cess in Global Governance. Cambridge: Cam- the Current Structure of the Intergovernmen- bridge University Press. tal Panel on Climate Change. Hamburg: BIO- Th a k u r , R. and Va n La n g e n h o v e , L. (2006). “En- GUM Research Paper, No. 26. hancing Global Governance Through Regional Co l g l a z i e r , W. (2015). Sustainable Develop- Integration”, Global Governance: A Review of ment Agenda: 2030, Science, Vol. 349, Issue Multilateralism and International Organisa- 6252, pp. 1048-1050. tions, Vol. 12, No. 3, pp. 233-240.

Da v i s , L.S. and Pa t m a n , R.G. (2015). Science Tu r e k i a n , V.C., Ne u r e i t e r , N.P. (2012). Science Diplomacy: New Day or False Dawn? Singapo- and Diplomacy: the Past as Prologue, Science re: World Scientific Publishing Co. Diplomacy.

Gr e e n a w a y , F. (2006). Science International: A Va n La n g e n h o v e , L. (2010). The Transformation History of the International Council of Scienti- of Multilateralism Mode 1.0 to Mode 2.0, Glo- fic Unions. Cambridge University Press. bal Policy, 1(3), pp. 263-270.

Mo e d a s , C. (2016). Science Diplomacy in the Euro- Va n La n g e n h o v e , L. (2011). Building Regions: pean Union, Science & Diplomacy, vol. 5, (1). The Regionalisation of the World Order. Lon- don: Ashgate. Ny e , J. (2004). Soft Power: the Means to Success in World Politics. New York: Public Affairs.

Focirpensament 25 The author

Luk Van Langenhove has been Director of the United Nations University Institute for Comparative Regional Integration Studies (UNU-CRIS) since 2001. Since 2016 he has also been a research professor at the Institute of European Studies at the Vrije Universiteit Brussel where he acts as the scientific coordinator of a project on science and cultural diplomacy. This project has received funding from the European Union’s Horizon 2020 research and innovation programme under grant agreement No. 693799 as part of the “European Leadership in Culture Science and Innovation Diplomacy” (EL-CSID) project (see www.el-csid.eu). Since 2016 he has also been Senior Advisor on European Affairs for Warwick University. Previous appointments and assignments include: Deputy Secretary-General of the Belgian Ministry for , Vice-President of the International Social Sciences Council and has held lecturing posts at the College of Europe, Maastricht University, Murdoch University, the S. Rajaratnam School of International Studies (Singapore) and the Université Libre de Bruxe- lles. He is the author of several monographs, including Innovating the Social Sciences (2007), Building Regions (2011), People and Societies (2010) and De Opmars van de Regios (2015), and editor of numerous academic books such as Positioning Theory (1998), Global Politics of Regionalism (2005), The EU as a Global Player (2006) and The EU and Multilateral Security Governance (2013). He has also published many articles in journals such as Nature, The Jour- nal for the Theory of Social Behaviour, Contemporary Politics, and The European Journal of Integration.

Acknowledgements

The author wishes to thank Richard Higgott and Sebastian Oberthur, both affiliated to the Institute of European Studies at the Vrije Universiteit Brussel, for their comments and remarks on a pre- vious draft of this text and Pascale Vantorre at UNU-CRIS for her editorial help.

Col·lecció FOCIR pensament Edita FOCIR, Federació d’Organitzacions Catalanes Internacionalment Reconegudes Autor Luk Van Langenhove Disseny gràfic Artefacto Impressió Igràfic Correcció Tradnologies Dipòsit legal B-9931-2016 ISSN 2462-5086

FOCIR Via Laietana, 54, 2n pis, despatx 213. 08003 Barcelona 932 690 540 · www.focir.cat · [email protected]

26 Focirpensament Col·lecció FOCIR pensament Edita FOCIR, Federació d’Organitzacion s Catalanes Internacionalment Reconegudes Autor Shaun Riordan Disseny gràfic Artefacto Impressió Top Open Printing Sytems S.L. Correcció Tradnologies Dipòsit legal B-9931-2016 ISSN 2462-5086 Focirpensament 27 FOCIR Via Laietana, 54, 2n pis, despatx 213. 08003 Barcelona 932 690 540 · www.focir.cat · [email protected] Focirpensament

Amb el suport de f · o · c · i · r

pensament Federació 28 Focir d’Organitzacions Catalanes Internacionalment Reconegudes