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2002 ANNUAL REPORT

MISSION AND VISION

As most of you read this letter, the will have celebrated its 90th birthday. In 1913 the challenges of and inequality were pressing and visible, as they are now.

Ron Chernow writes in "Titan," a biography of John D. Rockefeller, that City in the early 20th century was a place where the poor were sick, badly housed and poorly fed. Today urban and rural poverty persists in the . Yet poverty is most acute in the developing countries where more than one billion people live on less than one U.S. dollar per day.

Given the social challenges 90 years ago, our founder could have decided to give away his wealth rapidly, arguing that the world needed his money then rather than at some future date. Wisely, he anticipated that by setting up an endowment money would be available in the future for unforeseen problems.

Mr. Rockefeller gave us a broad mandate to further the "well-being of mankind throughout the world." He didn't want the Foundation to be a charity-- dispensing coins into begging bowls or responding to disasters--but would rather uncover root causes of problems and find their solutions.

This past year we have become more analytical in our grantmaking approach. We've narrowed the grantmaking focus to about 20 well-defined areas of work. Each of these is subject to "problématique analysis," which is a way of defining a problem taking into account the economic, political and policy context of the issue.

Of course we are not the big player today that our money allowed us to be 90 years ago. While the current $2.6 billion value of our endowment is close in real purchasing power to the original endowment's value, the world's problems are bigger today. No one organization can work in isolation.

Instead we work with and through others. We may fund technological innovation, or help build institutions or human capacities in critical areas of expertise. Or we may have our most far-reaching effect by helping to set a public agenda.

No one sector has a monopoly on solutions to human welfare or the wherewithal to produce and implement them. The Foundation's experience has shown that partnerships work. A critical step in the problématique analysis is to identify who is working in similar ways, where is our comparative advantage and where the potential for partnership lies.

Eleven years ago we were pivotal in setting up a donor consortium to aid the revitalization of U.S. cities. We've shown that by helping to strengthen urban community-development corporations we enable them to access billions of dollars in grants and loans for housing and commercial development.

© 2003 The Rockefeller Foundation In 2002 we played a key role in launching the consortium's second decade renamed "Living Cities: National Community Development Initiative." The partnership has expanded to include eight foundations, seven financial institutions, and the U.S. Departments of Housing and Urban Development (HUD) and Health and Human Services' Office of Community Services (OCS). We have expanded our remit to take on policy research and new experimental approaches. To date, we've raised $120 million.

A second, very different partnership launched in 2002 is the International Partnership for Microbicides. Research and development of microbicides designed to control the spread of HIV are critical to slowing the AIDS pandemic. Microbicides arecompounds that when formulated as foams or gels can be used by women to protect themselves from sexually transmitted diseases during intercourse.

To date large pharmaceutical companies have made limited investment in research and development of microcibides that can slow the spread of HIV. Our hope is that this new partnership that focuses on the innovative capacities of small biotechnology companies will produce one or more effective products. So far, eight other donors have joined us.

The Foundation's success in creating such partnerships comes in part from the skills and experience of our staff, but also builds on the Foundation's reputation and our accumulated knowledge of the world and how it can be changed for the better.

The year 2013, the Foundation's centennial, is close to the date fixed for the Millennium Development Goals of the United Nations. Reaching the goals-- among them halving poverty and hunger and reducing infant mortality by two thirds--require the resources of the global community. Yet this Foundation plays a vital role by funding demonstration research or by bringing together key actors who are able to implement solutions.

In 10 years, when this Foundation turns 100, I'm confident that John D. Rockefeller's vision of making the world a better place will continue to be both a rallying cry as well as a statement of achievement.

Gordon Conway April 2003

2002 President's Letter

© 2003 The Rockefeller Foundation ABOUT THE FOUNDATION: PROGRAM GOALS

The Rockefeller Foundation is a knowledge-based global foundation with a commitment to enrich and sustain the lives and livelihoods of poor and excluded people throughout the world.

In order to maximize its resources and leverage the Foundation's strengths, grantmaking is organized around four thematic lines of work: Creativity & Culture, Food Security, Health Equity and Working Communities. A cross-theme of Global Inclusion supports, promotes and supplements the work of these themes.

In addition, the Foundation supports various regional and special programs, among them the Africa Regional Program, Southeast Asia Regional Program, Communication for Social Change, Public/Private Partnerships and Global Philanthropy. We also offer a unique place for study and creative endeavor through our Bellagio Study and Conference Center in northern Italy.

The Foundation's strategic direction focuses explicitly on the challenges faced by poor and excluded people and affirms our assumptions about development, most notably that:

• For the Foundation's strategies to be most effective, poor and excluded people should have a voice in the process, we should actively find ways to unleash those voices, and such voices should be heeded; that • The poor and excluded people themselves should participate in researching, planning and doing the work; and that • We must seek creative ways to leverage our limited dollars in order to attract new funding from the private sector, international aid organizations, and national, state and provincial governments.

The challenges confronting poor and excluded people are too numerous, complex and massive to be addressed by any single foundation alone. A $15 million , or even a $50 million grant, cannot begin to address a cure for AIDS or development of new tuberculosis drugs, for example. We must continue to emphasize the creation and support of global partnerships, alliances and collaboratives to effect positive change in the daily lives of poor people. The Foundation will continue to join forces with governments, industry, other foundations and nongovernmental organizations to ensure that poor people are included in decisions that affect their lives.

© 2003 The Rockefeller Foundation THE PROGRAMS: CREATIVITY & CULTURE

Goal: To give full expression to the creative impulses of individuals and communities in order to enhance the well-being of societies and better equip them to interact in a globalized world.

Culture and artistic expression serve as barometers of the quality of people's lives and provide agency for improving them. Cultural workers--ranging from humanities scholars to traditional African griots to digital artists and media producers--serve as catalysts for comprehending, articulating and addressing the needs and aspirations of individuals and communities. They and their institutions express their communities' dissent, preserve its memory, generate dialogue and provide critical commentary about a rapidly changing world. Cultural workers and artists are vital to community resiliency, as they help people withstand and respond to the stresses of poverty, migration, violence and discrimination.

Globalization and the increased cultural interaction it spawns can be both threatening and enriching. The steady encroachment of Western popular culture does, for example, have a homogenizing effect that undermines many traditional cultures. But at the same time new technologies have offered innovative avenues for expression, giving life to altogether new "imagined communities" that unite people through shared experiences. And in this increasingly borderless world, the dynamics of immigration and emigration are testing communities' cultural resiliency while the artists and humanists who both reflect and lead these transformations are themselves navigating in an environment in which the nature and definition of the arts is changing. Technology has not only extended, but blurred the boundaries of art making as both visual and performing artists explore its possibilities.

As it has throughout most of its history, the Rockefeller Foundation bases its support for the arts and humanities on the conviction that societies are enriched by the free expression of creative individuals. To address the challenges posed by globalization, the Foundation aims to enhance the creativity of individuals and communities through the preservation and renewal of the cultural heritage of poor and excluded people, the engagement of artists and humanists in the creation of democratic and inclusive societies, and the support of diverse creative expression and experiments with the new digital technologies.

The Foundation supports the recovery and reinvention of cultures through such vehicles as museum exhibitions, preservation of traditional art forms, cultural- heritage and folk-life projects, and community-arts projects, as well as efforts to promote cultural policy and to understand the cultural components of well-being. It promotes social critique and the free flow of ideas through humanities research and efforts to strengthen pluralism and institutions of public culture, as well as the mobilization of religious organizations and values in building civil society. In addition, the Foundation supports media and performing artists through fellowships and the creation and presentation of new work; it expands access to new forms of expression for diverse communities; it promotes the invention of new modes of interaction among artists across divides of class and culture; and it promotes a deeper understanding of the interactions between technology, culture and society. Grants are made in the United States and in the regions of strategic

© 2003 The Rockefeller Foundation Foundation focus: southern and eastern Africa, Mexico and Central America, and Southeast Asia.

During 2002, the Foundation continued its efforts to ensure that smaller, underrepresented cultural and arts groups and vulnerable communities in New York were treated equitably during the recovery efforts in the wake of the catastrophic events of September 11, 2001. Other highlights of our funding year included the launch of a state-of-the-art dance-theater space that puts new technologies in the hands of artists; an exhibition examining the impact of development and migration on Native American cultural identity and sovereignty; an effort to share the skills of master traditional performing artists in Lao People's Democratic Republic and Myanmar with younger contemporary artists; funding of the Afropop Worldwide initiative to increase the profile of African and African Diaspora music, and to ensure that the financial benefits accrue to the music's originators; and support for the Pluralism Project, a study and documentation initiative providing outreach and on America's new religious landscape.

Creativity & Culture supports:

• Preservation and renewal of the cultural heritage of people excluded from the benefits of globalization. • Strengthening civil society and the free flow of ideas through initiatives in the humanities and religion. • Creation and presentation of new work in the media and performing arts that promotes cultural diversity, innovation and understanding across cultures.

Inquiries at: [email protected], or fax (212) 852-8438, or refer to the Foundation Web site.

© 2003 The Rockefeller Foundation THE PROGRAMS: FOOD SECURITY

Goal: To improve the food security of the rural poor through the generation of agricultural technologies, institutions and policies that will provide sustainable livelihoods in areas of sub-Saharan Africa and Asia bypassed by the Green Revolution.

Food security--all people having enough food at all times to live normal, active lives--will continue to be a central challenge for millions of households, numerous countries and at least one continent, Africa, over the next half century. When people lack the calories and micronutrients, such as iron and vitamin A, that enable the body to develop, the lifelong effects can be devastating. Undernourished children are more susceptible to disease and are often stunted both physically and mentally, impacting their school performance and their potential for productive adult lives.

Of the more than 5 billion people living in developing countries, 3 billion live in rural areas, most of them dependent on agriculture for their livelihoods. Currently, about 800 million people remain undernourished and roughly 24,000 people die each day from hunger and hunger-related causes. Yet hunger's corrosive effect extends beyond those immediately impacted, often leading to social and economic instability in a region, country and even an entire continent.

Most of those who remain undernourished live in regions bypassed by the agricultural advances of the Green Revolution that contributed to dramatic improvements in food security for the majority of the world's people. Living on land that is often lower in natural agricultural potential, having few formal educational opportunities and little access to technology, these farming families, concentrated in sub-Saharan Africa and less-favored parts of Asia, remain in poverty.

To help these farm families move out of poverty, Foundation grantees are working to improve access to markets and provide better and more locally appropriate teaching of farming skills. Research is aimed at generating agricultural innovations, including more dependable and sustainable farming practices, and new crop varieties developed for the specific environmental and socioeconomic conditions under which the poor farm. The National Agricultural Research Organisation of Uganda, for example, has released new maize varieties that have improved disease resistance, more efficient nitrogen utilization and that breed true, so farmers can save seed from their harvest for the next planting.

Our grantees are engaging the farmers themselves as participants in scientific investigations and in the development of new technologies to meet their needs. This is illustrated by the central role of farmer participation in research on soil- fertility management being conducted in western where several nongovernmental organizations have recommended alternative maize/legume intercrops in an effort to determine the approach that is best suited to the region's diverse agroecological and social settings. Under the leadership of SACRED-Africa (Sustainable Agriculture Centre for Research, Extension and Development in Africa) the nongovernmental organizations have come together to facilitate on-farm testing and comparison of these technologies. The trials are farmer managed and a deliberate effort is made to capture the farmer's

© 2003 The Rockefeller Foundation impressions and to encourage further farmer innovation in use of the technologies. The results are presented at widely promoted "field days" where participating farmers play a key role in teaching other farmers the "best bet" practices for each sub-region.

The ability of local organizations to access and move key institutional, policy and technological levers is critical to the success of this process. To foster development of local, national and international policies that will increase the productivity, stability and sustainability of smallholder agriculture, the Foundation seeks to empower and invigorate institutions that provide goods and services to poor farmers. In Africa, for example, the Foundation provides funding to the Ministry of Agriculture and Irrigation in Malawi, to assist the government's development of a long-term strategy for sustainable soil-fertility management and food security for smallholder farmers; to the African Centre for Fertilizer Development to facilitate greater private-sector participation in the dissemination of soil-fertility technologies to smallholder farmers; and to the University of Pretoria to conduct research on the risks and benefits associated with the adoption of agricultural biotechnologies by smallholder farmers in Africa. At the international level the Foundation helped support establishment of an African Agricultural Technology Foundation that will facilitate public/private partnerships designed to provide smallholder farmers in Africa with greater access to new agricultural technologies, materials and know-how, including proprietary technologies.

Our work addresses the root causes of food insecurity through the following areas of work:

• To develop improved crop varieties for Africa and Asia. • To enhance soil productivity in Africa. • To improve the efficiency and equity of markets to raise the income of poor farmers in Africa. • To generate international public goods that can help developing countries better serve poor farmers.

Inquiries at: [email protected], or fax (212) 852-8442, or refer to the Foundation Web site.

© 2003 The Rockefeller Foundation THE PROGRMS: HEALTH EQUITY

Goal: To advance global health equity by pursuing the reduction of avoidable and unfair differences in the health status of populations.

Less than 50 years ago, nearly one in six children died before reaching age 5. Today more than 95 percent of all children will survive to their fifth birthday. Tremendous advances in modern medicine over the past five decades have allowed not just children, but all humankind, to live longer, healthier lives. But these gains have not been evenly distributed. Poor people--in both poor and rich countries--are sicker and die younger.

In poor countries, decades of health advances--and 20 million lives--have been lost since the outbreak of AIDS. In Africa alone 600,000 people are newly infected each year, adding to the estimated 40 million people now infected. Many will eventually succumb to the disease adding millions more to the 13 million children already orphaned by the epidemic.

In developing countries, AIDS contributes to a downward spiral undoing modest, but hard-earned, economic and social gains. Education systems have been devastated as teachers become ill and those students fortunate not to have been infected at birth must care for their siblings when one or both parents becomes ill or dies. Women and men, farmers and civil servants--all in their most productive years--are dying, eroding the families and societies left in their wake.

These people and the countries in which they live are sick because they are poor, but they are also poor because they are sick. They live in areas where basic health-care services are scarce, clean water is precious and the resources and infrastructure for AIDS-prevention programs, to say nothing of treatment initiatives, often do not exist. Yet their poverty should not be a barrier to adequate prevention and care. Programs to prevent the transmission of HIV from mothers to their children and the subsequent care of mothers, and interrupted anti-retroviral therapy demonstrate that care is indeed feasible in resource-poor regions.

Current HIV prevention strategies--monogamy, condom use, reduction in numbers of partners and treatment of sexually transmitted infections (STIs)-- often are not feasible for many, especially for women whose social status places them disproportionately at risk of HIV infection. The Foundation is funding research to develop a safe, effective and affordable ointment or gel--a microbicide--that women can apply vaginally or rectally to protect themselves from HIV and other STIs. In addition to funding research into microbicide and vaccine development, we are working to better understand the social behavior that encourages the spread of the disease.

Other diseases, including tuberculosis, which fuels the AIDS pandemic, and malaria whose one million annual victims, like those of TB and AIDS, are virtually all in the developing world, are also the subject of dedicated initiatives that we are partnering in with other donors.

Growing awareness of the pervasive and inequitable distribution of health gains between and among countries has helped to raise the profile of health within the

© 2003 The Rockefeller Foundation global development agenda. Dramatic gaps separating health "haves" from "have- nots" are increasingly viewed as important constraints to development and as threats to security.

Our work addresses the root causes of inequities in health through three areas of work:

• To accelerate the development of and access to vaccines and medicines for diseases of the poor by creating public/private partnerships to overcome the lack of commercial interest in these products. • To develop appropriately skilled human resources and better management of information to improve health care in developed countries. • To rise to the challenge of AIDS through the development of preventive technologies and accelerating access to care and mobilizing greater resources within the foundation community.

Inquiries at: [email protected], or fax (212) 852-8279, or refer to the Foundation Web site.

© 2003 The Rockefeller Foundation THE PROGRAMS: WORKING COMMUNITIES

Goal: To transform poor urban neighborhoods into working communities--safe, healthy and effective neighborhoods--by increasing the amount and quality of employment, improving the quality of all urban schools, and increasing the influence and voice of the poor and excluded in political decisions that affect their lives.

The mix of productive work, quality education, fairness and equity makes a working community. Employment provides the material means of support for individuals, structures their daily lives and engenders fulfillment or frustration. Education and training determine access to meaningful employment with advancement potential. Fairness and equity ensure that all within a community have access to the means necessary to achieve stable livelihoods and that they will become full and productive members of the community.

In its effort to make this vision a reality in the United States, the Foundation faces a multitude of challenges. For example:

• Despite sustained U.S. economic growth throughout the 1990s, one in every eight persons remains in poverty. • Income inequality in the United States is the highest among all industrialized nations, due, in part, to the decline in real wages of low- skilled workers. • Poverty is primarily an urban phenomenon: three fourths of the poor live in metropolitan areas and central U.S. cities are home to half of the nation's poor. • Poverty weighs more heavily on minorities and non-English speakers--a quarter of all African-Americans and a fifth of Latinos are poor; half of the foreign-born are poor. • An estimated third of public schools that are failing to teach are in central cities, and teachers continue to report that they are unprepared to teach growing numbers of minority and new English-language learners.

To address these challenges, the Foundation supports policies and competent public and private organizations to ameliorate inequities and disparities in education, employment and civic participation, and supports research to determine which programs work and which do not, and with what costs and benefits.

Partnerships and public/private initiatives will continue to play an important role in addressing the plight of urban neighborhoods. For example, the decade-old partnership of foundations, financial institutions and the federal government known as Living Cities (formerly the National Community Development Initiative), pledged $500 million over the next 10 years to continue promoting inner-city revitalization. The new investment builds upon the partnership's experience in improving inner cities, supporting 300 community organizations and spurring more than $2 billion in added funding for affordable housing and commercial business development.

The Foundation continues support for strategies to improve wages, employment and economic opportunities for the working poor. This includes funding of

© 2003 The Rockefeller Foundation research and policy analysis, as well as community-based initiatives to improve employment access and job opportunities for low-skilled urban residents--such as innovative, paid community-service jobs and more effective training and placement services for low-income people. Funding also supports a rigorous experiment aimed at increasing employment rates among public-housing residents.

Recognizing that adequate financial resources are critical to any strategies to improve educational outcomes for all children, the Foundation is supporting education-finance reform and accountability to address disparities in educational resources and student achievement.

To increase the participation of racial and ethnic minorities in shaping solutions to inequality and exclusion, the Foundation supports collaboration among scholars, activists and community leaders that combines research and community interests; innovative legal practices that encourage community participation in addressing the problems of racial justice; and broad, deliberate and informed discourse to set remedies.

Working Communities grantmaking falls into the following areas of work:

• Research on the consequences of economic, technological and demographic trends on the structure of work and their impact on the least skilled, and into the structural components of racial and ethnic exclusion and their implications for democracy. • National initiatives, such as Living Cities, that support community- development corporations or city-specific initiatives to increase the scale and impact of reform in poor school districts. • Research to improve the employment access and advancement opportunities, the quality of education for poor and limited English- speaking children, and innovative locally based projects that increase voice and participation of poor and excluded people.

Inquiries at: [email protected], or fax (212) 852-8273, or refer to the Foundation Web site.

© 2003 The Rockefeller Foundation THE PROGRAMS: GLOBAL INCLUSION

Goal: To help broaden the benefits and reduce the negative impacts of globalization on vulnerable communities, families and individuals around the world.

In an age of continuous and rapid change it is essential to the work of the Foundation that we identify and understand the impacts of global trends, especially those that impact the lives of poor people, before or as soon as they occur. Reaching across boundaries of discipline and experience, Global Inclusion provides analyses of global trends and policy issues. By analyzing, interpreting and debating important global trends and issues of poverty and exclusion, ranging from protests against scientific innovations and protection of indigenous rights, to transnational flows of people in North America, Global Inclusion helps position the Foundation on a complex array of crosscutting policy and strategic concerns.

Global Inclusion also supports work on key policy issues at the regional and global level that relate to, and advance, the goals and work of the Foundation's themes. This work focuses on emerging and urgent policy issues, and is responsive to both ongoing Foundation work and opportunities in global policy. Global Inclusion's grantmaking currently works toward the following objectives:

• To foster inclusive, global dialogues about the uptake of plant biotechnology. • To support the emergence of fairer, development-oriented intellectual- property policies. • To examine the impact of science and technology on poor people. • To better understand the changing dynamics of North American transnational communities, particularly financial remittances. • To support knowledge building and new practices aimed at increasing pro- poor philanthropic investments globally. • To inform global approaches to conflict prevention and management.

Inquiries at: [email protected], or fax (212) 852-8461, or refer to the Foundation Web site.

© 2003 The Rockefeller Foundation THE PROGRAMS: ASSETS AND CAPACITIES

COMMUNICATIONS FOR SOCIAL CHANGE

Goal: To enhance the effectiveness of development initiatives that focus on improving the lives of poor and excluded people by fostering innovative, sustainable and empowering communication approaches aimed at engendering positive social change.

Communication is at the heart of the development challenge. It is through communication that poor and excluded people can give voice to their aspirations and begin to play leading roles in their own problem solving and development. Communication can enable poor people to move from being passive recipients of externally generated development interventions to being effective advocates for the enrichment of their own lives and, finally, generators of their own development. And when people are more fully engaged in their own social and economic development, progress toward attaining good health, achieving food security, building working communities and preserving cultural traditions is more sustainable.

The Communication for Social Change special program supports work toward defining and testing a more inclusive model of communication for development that moves away from top-down, externally driven models emphasizing transmission of knowledge toward communication that allows people to define who they are, what they want and how they can achieve their goals.

For example, by emphasizing dialogue with communities and involving them in interactive decision making regarding message context and content, our grantees' satellite radio and Internet initiatives have helped to improve health in, and deliver education programming to, Africa's rural areas. We have found that information and communication technologies are most effective when they are harnessed to facilitate community dialogue--not just to disseminate information. And in Zimbabwe, grantees' community-based efforts are aimed at developing effective ways for rural youth groups to develop and test their own AIDS- prevention messages.

Inquiries at: [email protected], or fax (212) 852-8441, or refer to the Foundation Web site.

© 2003 The Rockefeller Foundation BELLAGIO STUDY AND CONFERENCE CENTER

The Bellagio Study and Conference Center, located on a historic estate on Lake Como, Italy, provides an ideal environment of solitude, contemplation and productivity in which scholars, scientists, artists, writers, policymakers and practitioners from all over the world may pursue their creative and scholarly work.

From February to mid-December, the Center offers one-month stays for 15 residents at a time in any discipline or field and coming from any country who expect a publication, exhibition, performance or other concrete product to result. Applicants are accepted not just for individual excellence or for the potential of their proposed projects, but also for geographical diversity of their homelands and for their capacity to contribute to the intellectual mix of life at the Center.

The Center also offers interdisciplinary, intercultural networking through the convening of small working groups (from three to 25 participants) of policymakers, practitioners, scholars, scientists, artists and others. Priority is accorded to proposals that address significant issues and problems within or across given fields, are innovative in their design, and promise concrete outcomes beyond the drafting of a statement or recommendations.

Applications are reviewed by an interdisciplinary group of Rockefeller Foundation staff and by outside specialists. Decisions are based upon the quality of the project proposed, the importance of the proposed work in its field and discipline, the qualifications of the applicant(s), and the suitability of the Center for the proposed activity.

The Foundation provides room and board without charge for all residents and workshop/team participants. Some travel assistance is available for those from developing countries who qualify.

Applications are available on the Foundation Web site or can be requested by fax at (212) 852-8130.

© 2003 The Rockefeller Foundation PROVENEX

The Program Venture Experiment (ProVenEx) seeks to catalyze private-sector investments in areas that will benefit poor and excluded people. Through this program, the Foundation makes philanthropically motivated investments that are structured using market principles in early-stage and growing businesses that will further the work of one of the Foundation's four main themes. To date, ProVenEx's investments include businesses that: create jobs in low- income inner-city communities in the United States, enhance the development and distribution of locally adapted seed varieties to African farmers, develop preventive technologies against HIV, and preserve and distribute culturally important music.

Inquiries at: [email protected], or fax (415) 343-0232, or refer to the Foundation Web site.

© 2003 The Rockefeller Foundation THE PROGRAMS: REGIONAL PROGRAMS

AFRICA REGIONAL PROGRAM

Goal: To contribute to the revitalization of the African continent by building the required human and institutional capacity and providing critical information that will promote effective policies and programs to improve the lives and livelihoods of the poor.

The Rockefeller Foundation's Africa Regional Program (ARP) is based on the premise that equitable social and economic development that benefits the majority of Africans requires a new generation of committed leaders who know how to harness the opportunities presented by globalization, social institutions and policies to ensure that benefits accrue directly to the poor and enable an environment for business and social entrepreneurship to flourish. The program supports the broader work of the Foundation in Africa by strengthening the institutional context in which the themes do their work, and by reinforcing the quantity and quality of human capital on the continent that is available and willing to work for more equitable and sustainable development. It supports the creation of a solid information base for policy analysis and informed decision making in agriculture, education and health. The program is focused around two major areas of work:

• Human capacity building. • Information for development.

Africa's dual challenge in education is both to provide access to universal primary education of a good quality for a young and growing population, and to upgrade its higher-education system. To become skilled in national governance, and users and innovators of sophisticated technology, Africa's daughters and sons require an increase in educational opportunities at all levels. The Foundation's efforts in higher education are designed to strengthen the ability of African universities to contribute to social, economic and political progress in the continent. In Uganda, for example, the Foundation is working with Makerere University to address the human-capacity needs of decentralized governance. And in primary education throughout the continent, the Rockefeller Foundation places a particular emphasis on the mastery of literacy as a foundation competency for a good-quality education together with special attention to barriers against girls' full participation.

The program supports research that informs and guides policy and practice aimed at addressing the needs of the poor. Democratization and increased accountability of elected leaders are increasing the local demand for evidence- based decision-making. The Foundation funds grantees whose work informs policy development, program design and resource allocation by providing local- level, multifaceted information on food, work, health and other human conditions that is needed to understand and address the root causes of poverty. The mapping of poverty in all its dimensions, by piecing together the huge amounts of data collected regularly by statistical offices and other research institutions in Africa, will empower local policymakers to develop a sound understanding of problems and, hence, to design more realistic solutions.

© 2003 The Rockefeller Foundation Recognizing that long-term solutions to the problems of Africa's poor require at least sustained economic growth, which, in turn, requires peace and political stability, democracy, a strong private sector and a host of other critical fundamentals, the Africa Regional Program supports enabling partnerships that have the potential for contributing positively to the achievement of the Foundation's broader goals for Africa. For example, the program supports efforts to bring indigenous knowledge and traditional social relations to bear on the challenges posed by the AIDS pandemic and complements Health Equity's efforts to stimulate research to enhance sound clinical management of AIDS that is safe, feasible and sustainable. Partnerships are being encouraged between practitioners in the conventional health system and traditional healers who are the only care providers in many remote communities. Inquiries at: [email protected], or fax +254 (2) 218 840, or refer to the Foundation Web site.

© 2003 The Rockefeller Foundation THE PROGRAMS: REGIONAL PROGRAMS

SOUTHEAST ASIA REGIONAL PROGRAM

Thailand and Yunnan Province of China are economically dynamic areas, geographically adjacent to the much lower-income countries of Cambodia, Lao People's Democratic Republic, Myanmar and Vietnam. These areas, comprising the Mekong River's extensive basin, are increasingly seen as a geopolitical and economic entity known as the Greater Mekong Sub-region (GMS).

Development-assistance agencies, such as the Asian Development Bank, are treating them as a grouping, promoting their economic integration to enhance the use and the marketing of existing resources and to strengthen their position in the global economy. The economic and social pressures generated by the large differences between and within countries and the unexpected deleterious impacts of "regionalization" on vulnerable peoples and communities, form a potential niche for the Foundation's regional program centered in .

The regional program will focus on the uneven economic development and cultural tensions in the GMS and the resulting inequities among its diverse population. These inequities have become increasingly articulated as "boundaries" encompassing not only conventional geopolitical borders but the very real boundaries of gender, ethnic and religious identity. Multidisciplinary program activities within the region will reflect and respond to the "transboundary" challenges deriving from lopsided regional development on the lives of the most marginalized, vulnerable and excluded communities in the GMS. More specifically, the Learning Across Boundaries strategy aims to promote a collaborative learning process among institutions and individuals in the region in an effort to build the necessary human and social capacity to understand and address emerging transboundary trends.

In partnership with the Health Equity and the Food Security themes, work has also been initiated to help ease the impact of AIDS in marginalized cross- border communities and to explore the impact of regional development efforts on rural, agrarian societies.

Inquiries at: [email protected], or fax +66 2 262 0098, or refer to www.rockmekong.org.

© 2003 The Rockefeller Foundation INFORMATION FOR APPLICANTS

Contacting the Foundation About Grants

The Foundation is a proactive grantmaker--that is, the staff seek out opportunities that will advance the Foundation's long-term goals rather than reacting to unsolicited proposals. For this reason, the Foundation strongly discourages unsolicited grant proposals.

If after reviewing the Foundation's program goals in the following pages or at the Foundation's Web site at www.rockfound.org, your organization believes that its project would contribute directly to the Foundation's strategic goals, you may want to send a brief letter of inquiry addressed to the director of the subject area of interest, The Rockefeller Foundation, 420 Fifth Avenue, New York, N.Y. 10018. Inquiries can also be sent electronically to the e-mail addresses listed after each description below. If you are applying to a competitive program under our Creativity & Culture theme, please check the Web site or contact the program for deadlines and application forms.

Letters of inquiry should briefly describe the issues the proposed project would address; information about the organization's experience in the field; estimated budget for and expected duration of the project; and qualification of key personnel involved in the project. Please do not send attachments.

Letters of inquiry will be considered as they are received throughout the year. Inquiries take from six to eight weeks for review. Organizations submitting inquiries that Foundation staff think might contribute to a defined area of work will be asked to submit a full proposal.

As a matter of policy, the Foundation does not give or lend money for personal aid to individuals or, except in rare cases, fund endowments, or contribute to building and operating funds.

$19,165,000 CREATIVITY & CULTURE $31,205,000 WORKING COMMUNITIES $26,500,000 FOOD SECURITY $12,047,000 GLOBAL INCLUSION $29,672,000 HEALTH EQUITY $13,077,000 REGIONAL PROGRAMS $6,556,000 ASSETS & CAPACITIES $2,350,000 PROGRAM VENTURE EXPERIMENT (ProVenEx)

Figures depict by program area the grants, fellowships and programmatic investments totaling $140,572,000 made in the year 2002.

© 2003 The Rockefeller Foundation \ 1 creative Time, New York, New York Social science Research council, P Theme 525,000 toward the costs of ' Consuming New York New York $99 500 toward 'laces a new-media exhibition exploring he costs of Culture Creativity and ativity & Culture he relationship between emergent nformation Technology a project aimed echnologies and how society constructs at coordinating collaborative research Advancing Creativity and uses urban space n the social science and technology and Innovation Dance Theater Workshop, New York lelds on the impact of new information "\ echnologies on the transformation of CREATIVE ENVIRONMENTS IN j ^Jew York $1 00 000 toward the costs of aunching DTW Digital s Interactive Artist contemporary culture and the structures THE DIGITAL AGE ] 'reject Extranet and the Artist Resource within which they operate (joint with Global nclusion and Working Communities) Art & Science Collaborations, Inc , irte'dia Laboratory increasing access to Staten Island New York $55 000 toward new technologies and improved systems Stanford University, Stanford California he costs of the ArtSci2002 Symposium of communications for independent artists 5100 000 for use by its Center for and related sustamability activities Electronic Literature Organization, ntegrative Research in Science and the -OS Angeles California $50 000 toward Humanities toward the costs of Modes of Aspen Institute, Washington, D C he costs of expanding the Electronic Knowledge and Language Ambiguity a >99 000 for use by its Communications Literature Directory, a Web based esearch project to explore the production and Society program toward the ~ directory of new media art forms and transmission of knowledge in costs of the Humanities and the academic culture and the application of ^lew Communications Environment The Kitchen, New York New York computational techniques within linguistics a needs assessment conference to" 51 2 000 toward the costs of Digital explore innovative approaches to the H@ppy Hours a discussion series linked University of Maine, Orono Maine 5100 000 for use by its New Media application of humanities disciplines :o the Gallery installation Interactive o interpreting new information and -egends that explores electronic Program toward the costs of the Open Art Network an initiative that aims to empower communications technologies nteractivity as a developing part of the cultural landscape artists working in digital formats by Association of Hispanic Arts, New York devising and promoting standards that Mew York $40 000 toward the costs .eonardo, San Francisco California encourage open access to Internet 3f a digital arts registry to expand the £66 000 toward the costs of a feasibility architecture and digital media axposure of Latino arts and culture and study for the development of Arts Lab o create and expand diverse audiences a self sustaining art and technology Jniverslty of Southern California, or Latino artists •esearch laboratory Los Angeles California $50 000 for use by ts Annenberg Center for Communication Janff Centre for Continuing Education, Location One, New York New York oward the costs of Race in Digital Space Banff Alberta Canada $60 000 for use E100 000 toward the costs of expanding 2 0 a conference and exhibit analyzing )y its New Media Institute toward the streaming and virtual-lab capabilities he potentials and the risks of technologi- ;osts of the Bridges Two conference to o enable not-for-profits to create a cal development, its ability to effect social sxplore a series of new trends in research lollaborative interface for artistic work change and the evolution of creativity practice especially in the domain of ^ew School University, New York communication and culture ' nterdisciplmary collaboration between \Jew York $50 000 toward the costs of artists and social science researchers Waag Society, Amsterdam, Netherlands 3LUR 02 Power at Play in Digital Art and 51 5 000 for a research project on global scientists and engineers in the context Culture an art and technology conference af the new technologies :ntical Internet culture to examine the exploring the impact of technology on vays in which an increasing climate of Sang on a Can, New York New York :he evolvement of digital art culture and distrust encroaching market forces and B100 000 toward the costs of the 2003 daily interactions ncreased corporate domination are E Festival a monthlong Web based Mew York Digital Salon, New York, hreatening the development of open festival of experimental music from \Jew York $40 000 toward the costs of :ommunities and the Internet s early around the world a four day symposium on digital art and Dromise of technological democracy Brown University, Providence, Rhode :ulture spring 2003 World Music Productions, sland $45 000 for use by its Thomas J 3n the Boards, Seattle, Washington \lew York $79 933 for a series of initiatives Watson Jr Institute for International* 635,000 toward the costs of research io preserve document and disseminate Studies toward the costs of 911+1 development and production of ' Listening nusic from Africa and the diaspora The Art of War in the Information Age, Dost, a sound installation that monitors hrough radio and Internet media a multimedia exhibition and symposium :he live activity of thousands of Internet sngaging artists and social scientists :hat rooms and message boards and -ILIWVIDEO/MULTIMEDIA FELLOWSHIPS ] jn the rhetoric representations and - hen converts the public conversations echnologies of the war on terror nto a computer generated opera Mariano Estrada Aguilar, Palenque Centre for the Study of Developing Shiapas Mexico $20 000 toward the Rhizome Communications, New York Dosts of "Haaa el honzonte (Toward the Societies, Delhi India $89,375 toward Mew York $1 00 000 for general support he costs of its Sarai project whose Horizon), a documentary that explores the jf its mission to serve as an online ole of indigenous women in Chiapas esearch on the formation of new media Dlatform for the global new media art spaces particularly in Delhi and the ways :ommunity supporting the creation n which media networks connect to other aresentation discussion and preservation netropolises is aimed at helpng to Df contemporary art that engages democratize access to new technologies and address issues of inequity -

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12003 The Rockefeller Foundation American University, Washington, U U $65 000 for use by its Center for Social vledia toward the costs of convening eading filmmakers, scholars and funders to develop best practices, guidelines and critical agendas to elevate public and scholarly awareness and debate about social media and its significance in the lechnobgy-based knowledge economy Craig Baldwin, San Francisco, California 135,000 toward the costs of "Kooky Spooks," a narrative feature film that satirizes the espionage genre Craig Brewer, Memphis, Tennessee B35.000 toward the costs of "Hustle and -low," a feature film about a small-time Memphis street hustler who attempts to change his fife by becoming a rap musicia William A. Brown, Lubbock, Texas $35,000 toward the costs of "This Side of (he Border," an experimental documentary about the Shadow Wolves, a group of Native Americans employed by the U S Customs Service to patrol the border Detween the Tohono O'odham Indian Reservation in southern and the eserts of northern Mexico. :urtis Choy, Novato, California $35,000 :oward the costs of "What's Wrong With Photograph Excised Here rank Chin (a k a WWW Frank Chin)," a documentary about the author Frank Chin a controversial pioneer of Asian-American literature, theater and film •^•^•Ernestina Grace Quintanilla Cobo, ^^^^Bbuernavaca, Morelos, Mexico $20,000 ^^^^Htoward the costs of "Bits de Memona ^^^^^•(Bits of Memory),' an interactive rnovmg- i^HHBimage installation that uses the metaphors of the labyrinth and mythology to reveal [ Members of Brooklyn? NeWjYork^^^l amily memories, histories and truths [based Urban Bush Women i rehearse! F^reJ^SHJ^^^^Il[a performance drawnjrom community] >aul De Marlnis, San Francisco, California $35,000 toward the costs of a multimedia installation that explores low technologies grow out of dreams 'erry Hoberman, Brooklyn, New York Digital Independence, a conference to $35,000 toward the costs of "Table of define and share best practices for Laura Dunn, Austin, Texas $35,000 Contents," an interactive multimedia independent media makers in a changing toward the costs of "Mayim," a documen- nstallation that explores the tension technological and market environment tary that explores the Middle East conflict between form and content, and how Independent Television Service, San rom within the context of the ecological packaging can be deceiving need for water in Israel, and the =rancisco, California $100,000 toward the Palestinian territories Jeborah Hoffmann and Frances Reid, :osts of the planning and implementation ^^^^^^^^^^^^H^ Oakland, California $35,000 toward the af INPUT 2005, a major conference that Jeanne C. Finley and John Muse, costs of 'The Women's Voices Project," will convene public service television San Francisco, California $35,000 a documentary that explores the events arofessionals from over 60 countries to toward the costs of 'Age of Consent," of September 1 1 through the writings and strengthen networks and advance an experimental documentary that voices of women from Afghanistan, Israel, nternational public-media development explores power, abuse and gender 3alestine and the United States •oles in the early 1970s Gabriel Lopez-Shaw, Fort Yukon, Alaska- ndependent Media Arts Preservation, $35,000 toward the costs of "Indigenous Janie Gelser, Los Angeles, California nc., New York, New York $50,000 Movement. Gwichim " the first in a series , 535,000 toward the costs of "Magnetic oward the costs of service, education . of DVDs documenting indigenous lifestyles Sleep," a short experimental film that will and advocacy programming dedicated and how the indigenous movement is ncorporate animation, puppets, live o the preservation of independent addressing global issues actors and painted figures to create a electronic media Dictographic narrative about a woman Andrew Millington, Jamaica Plain, ivpnotist who alternately relishes her ndependent Television Service, San Massachusetts $35,000 toward the costs sower and is frightened by it :rancisco California $100,000 toward of "Zumbi's Dream," a narrative film about he costs of developing and staging a Caribbean immigrant and a young

2003 The Rockefeller Foundation •po r\-j <\tn can-American woman caring tor her Nida Sinnokrot, Brooklyn New YorK Bang on a can, New York, NewYork 4®§§|fe) Mzheimer's-afflicted grandfather * $35,000 toward the costs of "Grounds," 520,000 to support the commissioning a moving-image installation that explores and production of a new work by Burmese ^wi£jp^ National Alliance for Media Arts and :he formation of identity for immigrants jercussion master Kyaw Kyaw Namg, to <%?*°$.'°v Culture, San Francisco, California _/ _, i, LL r-, f-. Photograph Excised Hare E1 00 000 toward the costs of a scenario- and refugees who are striving to bridge je performed with the Bang on a Can planning project on the future of :he gaps of experience based on ethnicity All-Stars ndependent media to be undertaken by hat polarize people Big Dance Theater, Brooklyn, New York a consortium of six San Francisco-based Kimi Takesue, New York, New York 520,000 to support the development of ndependent media organizations >35,000 toward the costs of "Skipping Antigone," a new dance-theater piece Stones," a short narrative film about a written by Mac Wellman, choreographed National Alliance of Media Arts Centers, woman who drifts on the fringes of society by Annie-B Parson and directed by Paul Inc., San Francisco, California $50,000 _azar, with songs by Cynthia Hopkins :oward the costs of its 1 6th Biennial Jniverslty of California, Los Angeles, Conference, a convening o1 independent Los Angeles, California $30,000 for use Builders Association, New York, New nedia artists and practitioners exploring by its Chicane Studies Research Center York $25,000 to support the development cultural policy and youth development, and Film and Television Archive toward the and production of "Alladeen," a cross- leld in Seattle, Washington, October 2002 costs of the Chicano Cinema Recovery media project directed by Marianne 3ra|ect a national film heritage preserva- Weems in collaboration with Keith Khan National Association of Latino :ion and archival project for independent and Ah Zaidi of Moti Roti Independent Producers, Santa Monica, Chicano- and Latino-produced films California $100,000 for support of 5hitresh Das Dance Company, three initiatives seeking to improve Camille Utterback, Brooklyn, New York San Rafael, California $25,000 to support _atino presence in all aspects of media $35,000 toward the costs of "Potent the creation of "East as Center," a DroductJon Objects," a series of interactive objects jollaborative work between Chitresh Das, that explore the anxiety provoked by Guru Govindan Kutty and 1 Nyoman Cerita National Video Resources, New York, nachines that can feel or emote New York: $350,368 toward the costs Circus Amok, Brooklyn, New York of The Program for Media Artists, a YVBEZ Alliance, Inc., Chicago, Illinois £15,000 to support the development and program that supports film, video and 525 000 toward the costs of the sresentation of "Homeland Security: The nultimedia artists Second Annual Third Coast International Mlliarnsburg Project," directed by Jennifer Rob Nilsson, Berkeley, California $35,000<\udio Festival vliller, composed by Terry Dame and 'oward the costs of ' 9 @ Night Films ' written by Mady Schutzman nine feature-length narrative 1ilms linking MULTI-ARTS PRODUCTION FUND ] Cornerstone Theater Company, _os Angeles, California $26,000 to and overlapping the lives of 40 people in 33 Fainting Spells, Seattle, Washington the Tenderloin area of San Francisco support the "Gay, Lesbian, Bisexual and $14 000 to support the creation of "Our Sandi Sunrising Osawa, Seattle, fransgender People of Faith Project," Little Sunbeam," a dance-theater piece by a collaboration featuring playwright Luis Washington $35,000 toward the costs Dayna Hanson and Gaelen Hanson of "Maria Tallchief,' a documentary Alfaro director Christopher Liam Moore, about the Native American woman who 551 Arts, Brooklyn, New York $15,000 toset designer Rachel Hauck, puppet support the creation of "Black Burlesque designer Lynn Jeffries and costume secame the first American prima designer Christopher Acebo aallenna and a founding member of revisited)," an artistic partnership between the Ballet shoreographer Reggie Wilson/Fist & Heel Creative Capital Foundation, New York, performance Group and musical director Mew York $100,000 toward the costs of Sara Roberts, Copenhagen. Denmark Thomeki Dube of Black Umfolosi, with ongoing activities that support artists £35 000 toward the costs of ' The 20 to 20 the participation of the Noble Douglas pursuing innovative approaches to form :>roject," a multimedia experiment with Dance Company collective communication in both physical and content in the media, performing and and virtual space that challenges the ftlley Theatre, Houston, Texas yisual arts, and in emerging arts fields Dnmacy of personal identity £40,000 to support the development and Dancers' Group, San Francisco, sroduction of "Cantmflas," a new play California $15 000 to support the creation Carlos Efrain Perez Rojas, Chiapas, by Herbert Siguenza and development of "Onion," a collabora- Mexico $20,000 toward the costs of "La American Repertory Theatre, Cambridge,tion among director and choreographer ucha por los bosques (The Fight for the Shimchi Momo Koga, co-director Sten Forests), ' a documentary that investigatesvlassachusetts $40,000 to support the commissioning and development of ^udstroem and members of mkBoat the environmental damage done by "Story In Story Out," a new music-theater Dansology, New York, New York ndiscnmmate deforestation in the south work by composer and performer Rinde af Mexico £20,000 to support the development of Eckert, director Robert Woodruff, the 'Mech[a]," a mixed-media dance work Richard G. Rowley, Cambridge, Empty House Cooperative and members choreographed with sound score by Massachusetts $35,000 toward the costs Df the company Koosil-ja Hwang and video installation af "We Were Born in the Night," a video ftppalshop, Whitesburg, Kentucky ay Caspar Stracke documentary about globalization that 640,000 for use by its American Festival Earshot Jazz, Seattle, Washington ntertwines voices and experiences from 3roject to support the development of we worldwide movements. £30,000 to support the development of director and performance artist John Joe Hill " a song cycle composed by Daniel J. Sandin, Chicago Illinois vlalpede's production of "Poverty Tour " $35,000 toward the costs of "Looking for Wayne Horvitz, written and narrated by Water 2," a virtual-reality, 3-D installation (WAZ International Dance Theatre, Paul Magid and featuring soloist Bilt Frisell _os Angeles, California $20 000 to that takes the participant through a journey that begins in outer space and ends in support the creation and production of the islands of northern Lake Michigan "Bahram-e Gur.'a new work choreo- graphed, designed and scored by Jamal

12003 The Rockefeller Foundation =dith Kanak'ole Foundation, hilo, Hawaii Kronos Quartet, ban hrancisco, California^irosfiima Mai3ens Project," a perform- 630,000 to support the production of 520,000 to support the development and 'ance work by writer, performer and 'Hanau Ka Moku An Island is Born," an sresentation of "Sun Rings," a work for designer Dan Hurlm and composer and svenmg-length dance piece developed in ape, string quartet and choir composed Dertormer Robert Een ;ollaboration among co-director and writer jy Terry Riley, with visual design by Relache, Philadelphia, Pennsylvania pualam Kanahele, co-director and hula Willie Williams and the participation of 520,000 to support the development and ;horeographer Nalani Kanaka'ole and Donald Gurnett production of "Broken," a performance 30-director and choreographer Peter Mabou Mines, New York, New York and installation work created in tockford Espiritu >40,000 to support the creation and collaboration between the Relache Everett Dance Theatre, Providence, production of "Cara Lucia," co-conceived Ensemble and sound and visual artist ^hode Island $1 5,000 to support the and directed by Sharon Fogarty, written Christian Marclay creation of "Home Movies," co-directed by Lee Breuer, featuring Ruth Maleczech, Ridge Theater, New York, New York . 3nd choreographed by Dorothy Jungels with promotion design by Julie Archer $40,000 to support the development and _ and Aaron Jungels, with video by l/lettawee River Theatre Company, Droduction of "Anatomy Theater," a Josh Pearson New York, New York $1 6,000 to support nultimedia opera by composer David " Foundation-administered project: esearch and development for Manhattan Lang with libretto by conceptual artist • 5250,000 toward the costs of admimster- Engineering District's "The Blue Hole Mark Dion and directed by Bob McGrath ng the Multi-Arts Production Fund Tabernacle Revival," a performance piece Shadowllght Productions, San Francisco, =und for Women Artists, Florence, by writer-performer Scott Bluementhal California $30,000 to support the Massachusetts $30,000 to support the and writer-director Carlos Murillo production of "The Seven Visions of development and production of "The Rose Miami-Dade Community College, Miami, zncarnacion," a performance piece 3roject," a music-theater work directed Florida $30,000 for use by its Cultural developed in collaboration among jy Sonoko Kawahara and composed by Affairs Department to support the playwright Octavio Soils, director Larry Jiedre Murray development and production of "The ^eed and visual artist Victor Cartagena Guild Complex, Chicago, Illinois $15,000 Human Tragedy of Genocide, Thin Man Dance, New York, New York :o support the creation and development and Tomorrow?" a collaboration between 640,000 to support the creation of mm3f "Sisters in the Smoke," a multimedia choreographers Germaine Acogny and "leathered to wind," choreographed by [theatrical production directed by Anida (ots Ysmssski John Jasperse with a score by sound ^^•^^Hybeu Esguerra and Emily Chang of Mew York City Players, New York, New designer Michael Floyd ^^^^^"Mango Tribe York $1 4,000 to support the development Walker Art Center, Minneapolis, (/VJHelena Presents, Helena, Montana and production of 'Joe," written and Minnesota $40,000 to support the /^N p28,000 to support the creation of "Geyserdirected by Richard Maxwell development and production of *- Mland," a site-specific performance video New York Foundation for the Arts, mprobable Theatre's "Braff's Neck," ^••••installation by Mary Ellen Strom and \lew York, New York $30,000 to support a theatrical work created by Phelim he development and production of Yin McDermott, Lee Simpson and ^^^^^HAnn Carlson Mei Dance's "Nomad I Tea," the first Julian Crouch ^^^^^^H^^^^^^^^^•jnia^^^^^^^^^Hlntl n, NlpuINtJuW Ynr TUIKU ,Nlov IMcuW Ynrl TU[tf\ f.03>£<1,UU0 nnfiU t InU m^lsupport the creation and development of section of a multimedia dance-theater r'Offering," a performance installation nlogy with choreography by Yin Mei, Postering Resilent and designed and built by choreographer- set design by Wenda Gu, costumes Creative Communities Derformers Eiko & Koma. in collaboration by Naoko Nogata and video by with composer and performer David Charles Steiner RECOVERY/REINVENTION OF CULTURES J

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12003 The Rockefeller Foundation 1

Contemporary Art Museum, St Louis, Seattle Art Museum, Seattle, Washington an exhiEifion held~aTBaruch College to St Louis Missouri $50,000 toward the $50,000 toward the costs of an exhibition :rame the aftermath of September 11, S :osts of the exhibition, "A Fiction of of African art entitled, "Long Steps Never 2001 , in a broader context - Authenticity Contemporary Africa Abroad " Broke a Back ' Library of Congress, Washington, DC: ' Cuentos Foundation, Chicago, Illinois. - South Africa Development Fund, Boston, $250,000 for use by its American Folklife $25,000 toward the costs of "Ritmo de Massachusetts $100,000 toward the costs Center toward the costs of Save Our R/egro/Rhythm of Fire," a community- of the exhibition, "sondela Visions of South Sounds, a project to restore, preserve Dased project highlighting the Africa— past, present & future" (joint with describe and digitize heritage recordings sopper-smithing art and artisans of Health Equity) and set standards and guidelines for vlichoacan, Mexico State University of New York at aural archiving practices. Diverse Works Art Space, Houston, New Paltz, New Paltz, New York $25 000 Lower East Side Tenement Museum, Texas $40,000 toward the costs of the for use by its Samuel Dorsky Museum of New York, New York $100,000 toward exhibition "William Pope L eRacism " Art toward the costs of the exhibition, the costs of activities of the international Foundation-administered project: 1 Utopia/Post-Utopia Conceptual Coalition of Historic Site Museums of $48,000 for expenses related to the Photography and Video from Cuba." Conscience, including Dialogues for ;onference, Museums and Global Public Union of Community Museums of Democracy, a network of initiatives at Spheres, held at the Bellagio Study and Oaxaca, Oaxaca, Mexico $75,000 toward historic sites around the world that use Conference Center, Italy, July 2002 the costs of a series of training workshops history to stimulate public dialogue Henry Art Gallery Association, Seattle, for indigenous communities to establish Pacific School of Religion, Berkeley, Washington $50,000 toward the costs of their own community museums California $75,000 for use by its Institute :he exhibition "Gene(sis) Contemporary University of Memphis, Memphis, for Leadership Development and the Art Explores Human Genomics" at the Tennessee $20.000 for use by its Art Study of Pacific and Asian North American Henry Art Gallery Museum toward the costs of the exhibition,Religion toward the costs of a historical documentation project that will create nternational Center of Photography, "Coming Home! Self-Taught Artists, the Bible and the American South " an archive of material pertaining to the Slew York, New York $100,000 toward the Presbyterian Church in San Francisco's costs of the exhibition ' Only Skin Deep University of South Florida, Tampa Chinatown, the first Chinese Christian Changing Visions of the American Self." Florida. $20,000 for use by its Contempo- congregation established outside China. rary Art Museum toward the costs of the _eh man College Art Gallery, Bronx, Social Science Research Council, New slew York $50,000 toward the costs of the exhibition, "The Field's Edge Agency, Body and the African Lens " York, New York $75,000 toward the costs sxhibition, Tafrio Treasures The Legacy of of the preservation and conservation of the Dr Ricardo E Alegrfa." University of Southern California, papers of Ernest Hemingway at Finca Museum of Northern Arizona, Flagstaff, Los Angeles, California $70,000 toward Vigia Cuba Arizona $100,000 toward the costs of the he costs of the exhibition and publication, exhibition 'Magic of the Painted Room "Mixed Feelings Art and Culture in a Post- UNDERSTANDING THE ] border Metropolis, at the Fisher Gallery ndian Murals of the American Southwest " CULTURAL COMPONENTS OF WELL-BEING ] Whitney Museum of American Art, Museum of Spanish Colonial Art, Cultural Indicators and Policy Santa Fe, New Mexico $50 000 toward New York, New York $52,000 toward :he costs of the exhibition, 'Conexiones Ihe costs of The American Effect ' an Center for Arts and Culture, Washington, Connections in Spanish Colonial Art " exhibition that uses the visual arts as a D C $98,000 toward the costs of the initia ens to explore a wide variety of foreign phase of two initiatives the first a project tc Mew Museum of Contemporary Art, perspectives on U S culture and society work with the Department of Commerce in slew York, New York $50,000 toward revising its data collection methods on the he costs of the publication, 'Over Here Cultural Absence/Culltural Recovery creative sector," and the second a joint nternational Perspective of Art and American Dance Festival, Durham, strategy with the Bureau of Educational Culture," an anthology of writings by artists and Cultural Affairs and the U S Depart- and scholars who provide critical insights North Carolina $200.000 toward the costs of preserving and providing greater ment of State to develop and strengthen into the global conditions that affect cultural diplomacy cultural practices access to the "Free to Dance" and Pearl Primus collections of African-American Chicago Tourism Fund, Chicago Illinois New York University, New York, New Yorkmodern dance $35,000 toward the costs of Advancing $50,000 for use by its Grey Art Gallery Chicago's CMC Agenda through the toward the costs of the exhibition, , New York, New York $48,000 for use by its Oral Arts, an initiative that will explore the "Between Word and Image Modern ways in which the arts can enhance and Iranian Visual Culture " History Research Office toward the costs of The September 1 1 , 2001 , Oral History sustain community development and Old Sturbridge Village, Sturb ridge, and Narrative Memory Project urban renewal Massachusetts $60,000 toward the City Limits Community Information sosts of the exhibition, "The Enduring ndigenous Language Institute, Santa Fe Mew Mexico $20,000 for support of Service Inc., New York New York 5eople Native American Life in Central $85,000 for use by its Center for an Urban slew England " Community Voices Coming Together, a symposium to enhance the efforts of Future toward the costs of a research San Diego Museum of Art, San Diego, ndigenous peoples to revitalize their sroject and conference designed to California $50,000 toward the costs of lative languages educate the public and policymakers on he exhibition, 'Axis Mexico Common the potential of arts-oriented economic Objects and Cosmopolitan Actions " Legacy Project, New York New York and community development focusing 625,000 toward the costs of a conference on New York City organized jointly with Pace University and

© 2003 The Rockefeller Foundation Cultural initiatives/Silicon valley, ARTScorpsLA, Los Angeles California Foundation-administered project: 3an Jose California $50 000 toward the &90.000 toward the costs of Spiraling " ' B80 000 for administrative costs related ;osts of two complementary studies that toots a project in which community to the PACT program including the A/ill assess and benchmark the role of nembers will design and create urban art Droduction of a publication entitled culture the arts and creativity in a subur- gardens to promote cultural pride and civic Community Culture and Globalization ' Dan environment and reveal through an engagement and provide a research Valeria de la Raza, San Francisco, anthropological field study, how amateur aboratory for environmental toxin control California $1 50 000 toward the costs of a :ultural expression is functioning in Silicon Chinese Theatre Works, Jackson Heights /outh and community multimedia mentor- i/alley today ^Jew York $15 000 toward the costs of ship project linking Latino artists teenagers Field Museum of Natural History, 'Day Jobs and Opera Dreams ' a theater from Youth Speaks and students from the Chicago Illinois $35 000 toward the costs Diece by and about immigrant Chinese Ban Francisco Art Institute :>( a conference and art exhibit entitled apera performers that will address issues Global Action Project, New York New 'Defining the Twenty-First Century Global 3f persona! social and cultural importance York $1 00 000 toward the costs of a Agenda Hip Hop Culture as Transforma- o the Chinese immigrant community multimedia documentary project for :ive Activity Cornerstone Theater Company, Los refugee youth International Arts Federation Services Angeles California $50 000 toward the . ^^_____ unngmg social science to bear on the ^t V-J-*"^^ ^ V Jf ^ ntersection of the arts and society ^L ^.j^'^""^ \r T TVTTA ^~^ I / ^ JNESCO Institute for Statistics, Montreal, Canada $55,000 toward the ;osts of Statistics in the Wake of :hallenges Posed by Cultural Diversity in Globalization Context a symposium that address the emerging needs regarding Dultural indicators and propose new rameworks for the standardization of culture statistics University of Texas at Austin, Austin Texas $43 000 for use by its Lyndon B Johnson School of Public Affairs toward he costs of a workshop on copyright law as it pertains to technological change and ts implications for how public and private nstitutions can realize the benefits of the nformation revolution k/anderbllt University, Nashville Tennessee $85 000 for use by its Center or Art Enterprise and Public Policy toward :he costs of a conference and background •esearch examining the cultural-policy effects of regulation of arts and media ndustnes by federal and state government Photograph Excised Here 'artrtersrt/ps Affirming Community Transformation/Arts for ommunity Building ftngkor Dance Troupe, Lowell Massachusetts $130 350 toward the costs of a traditional Cambodian dance training arogram and ancillary training in personal and career development for at-risk youth mm the Cambodian-American community Efforts to conserve and renew Cambodian culture have produced a Cambodia new generation of classically-trained performers t .„! ')' tv .' fd 2003 The Rockefeller Foundation •

Project Row Houses, Houston Texas museum in the United States dedicated toDrogram Identities in Iransition Ihe 51 50 000 toward the costs of a series the history of migration across the nation's Challenges of Art in Today s Paraguay of performances and workshops and southern border National Autonomous University of he creation of a living archive of African v> . • • i Mexico, Mexico $325 000 American music in the Third Ward GLOBAL CIVIL SOCIETY ] community of Houston Texas (or use by its Centra Regional de nvestigaciones MultidiSCiplinanas toward Southeast Community College, African Script Development Fund, Ihe costs of a program of Rockefeller Harare Zimbabwe $400 000 toward the Cumberland Kentucky $149 470 for l Foundation Resident Fellowships in use by its Appalachian Program for The costs of its 2003 and 2004 programmatic the Humanities entitled, The Cultural Harlan County Project a network of activities that center on increasing the Dimensions of the Mexican Transition artistic and cultural projects to address availability of African films and television vligration Identity Gender and Violence 1 programming in African markets 1 social conditions and to build community *Jew York University, New York, New York capacity for continuous organizing Emory University, Atlanta Georgia 645 000 for use by its International Center oward democratic change <• $100,000 toward the costs of a for Advanced Studies to facilitate the \ collaborative program between its Center participation of African Latin American Stimulating Knowledge and ( or the Study of Public Scholarship and and Southeast Asian scholars in a series representatives of South Africa's university Freedom in the Public Sphere af three symposiums entitled The Cold arts and museum communities pertaining waA;_r_ a0s0 ^(.-.U-ntaiobail f*/-,nflii-iuontiict+ COLLABORATIVE PROGRAMMING ] o professional and intellectual issues in WITH OTHER THEMES I , hose sectors related to the transition State University of New York at Stony J i * ram apartheid 3 rook, Stony Brook New York $325000 Graduate School and University Center, for use by its Center for Latin American :eminist Press, New York New York and Caribbean Studies toward the costs City University of New York, New York" 6602 000 toward the costs ot Women New York $68 425 for use by its Center Df a program of Rockefeller Foundation Writing Africa a four-volume anthology Resident Fellowships in the Humanities or Latin American Caribbean and of the work of women writers in Africa Latino Studies toward the costs of entitled Durable Inequalities in creating an interdisciplinary Master Foundation-administered project1 .atm America Df Arts program in Latin American $100 000 toward the costs of a Frati fulane University, New Orleans, Caribbean and Latino Studies global dialogue series entitled The Louisiana $325,000 for use by its Stone vlusltm World and the Global Future, Museum of Fine Arts, Houston, Houston, Center for Latin American Studies toward at the Bellagio Study and Conference ihe costs of a program of Rockefeller Texas $100 000 for use by its International Center Italy Center for the Arts of the Americas toward roundat(on Resident Fellowships in the he costs of Recovering the Critical \ Humanities entitled Shared Inheritances Sources for Latin American/Latino Art a HUMANITIES RESIDENCY FELLOWSHIPS J Comparative Studies in Creativity project to recover translate and distribute AND RESEARCH j and Performance he critical foundation of modern and , University of California, Santa Cruz, contemporary Latin American/Latino art American Council of Learned Societies, New York New York $325 000 toward Santa Cruz California $325 000 for use Smithsonian Institution, Washington, he costs of nonresident fellows in its sy its Center for Cultural Studies toward DC $100 000 toward the costs of its " :redenck Burkhardt Fellowship Program he costs of a program of Rockefeller Global Sound project an archive of f or recently tenured faculty in the humani roundation Resident Fellowships in the digitized recordings from around the v :ies and related social sciences Humanities entitled Other Globalizations world (joint with Assets and Capacities) Histories Trans-Regionahsms and California State University, Los Angeles, Cultural Formations Smithsonian Institution, Washington : _os Angeles California $325 000 for use DC $75 000 for use by its National \, :>y its Center for the Study of Genders and University of Florida, Gainesville Florida vluseum of the American Indian toward / Sexualties and its American Communities 512 500 for use by its Center for Latin he costs of The Edge of Enchantment - ^rogram toward the costs of a program American Studies toward the costs of a La Onlla del Encanto a three part project of Rockefeller Foundation Resident conference Religion and Globalization in hat includes an exhibition a bilingual j Fellowships in the Humanities entitled the Americas to be held in conjunction Dook and a one hour documentary film , Becoming and Belonging The Alchemy with its program of Rockefeller Foundation sntitled "El Cam/no delAymoo" (joint r of Identity in the Multiethnic Metropolis Resident Fellowships in the Humanities with Working Communities) f a.pnl 2003 & i Columbia College Chicago, Chicago Social Science Research Council, Illinois $325 000 for use by its Center for University of Illinois at Urbana- ^lewYork New York $200,000 toward the Slack Music Research toward the costs Champaign, Urbana Illinois $325 000 Dosts of Tratislocal Flows Migration and of a program of Rockefeller Foundation for use by its Center for African Studies Contested Urban Spaces, an initiative to Resident Fellowships in the Humanities toward the costs of a program of advance hemispheric scholarship on entitled Diasporal Unities in the Rockefeller Foundation Resident culture and society and promote greater^ Circum Caribbean (and Beyond) rellowships in the Humanities entitled ntegration of intellectual networks across Education and African Modernities he different regions of the Americas -oundation-administered project1 E80 000 toward the administrative costs University of Michigan, Ann Arbor (joint with Global Inclusion and Working Michigan $25 000 toward the costs Of a Communities) Df the Humanities Residency Fellowships Drog ram conference of the Imagining America University of Texas at El Paso, El Paso aublic scholarship program entitled Texas $1 85 000 toward the costs of a £1 Museo del Barro/Museum of Clay, The Engaged University the Engaged Dinational effort to create the Paso al Asuncion Paraguay $90 400 for additionalCommunity and the Daily Practice of \lorte Immigration Museum the first major undmg of the Rockefeller Foundation Democracy November 2002 Resident Fellowships in the Humanities

© 2003 The Rockefeller Foundation University of Washington, Seattle, Hunter College, City University of New WETA, Arlington, Virginia $100,000 Washington $325,000 for use by its York, New York, New York $62,000 for toward the costs of an educational and Simpson Center for the Humanities towarduse by its Centra de Estudios Puertor- outreach campaign and Web site for the costs of a program of Rockefeller nquenos toward the costs of pilot projects The Journey Home," a PBS documentary Foundation Resident Fellowships in the of the National Latino Research Agenda on societal changes brought on by new Humanities entitled, Critical Asian Studies Project on the impact of best practices in mmigration and increased cultural Forum on Trauma, History, and Asia connecting public education and the arts diversity in the United States and on the impact of standardized testing, Institute, Washington, D C $50,000 jlus activities of its arts in education STRENGTHENING/ ] toward the costs of a project entitled, PRESERVING TRADITIONAL ART FORMS J Women and Immigration From Joy2Learn Foundation, Riverdale, Scholarship to Policy, which will study New York $1 5,000 toward the costs of Aid to Artisans, Hartford, Connecticut the policy implications of the intersection a feasibility study on implementing its $100,000 toward the costs of a project Detween gender and immigration music and theater Internet programs in entitled, Culture-Based Marketing, a craft- development initiative in Southeast Asia Woodrow Wilson National Fellowship New York and New Jersey public school Foundation, Princeton, New Jersey sixth-grade classrooms Alaska Native Heritage Center, $220,000 to support the Woodrow Wilson Lincoln Center for the Performing Arts, Anchorage, Alaska $100,000 toward the Public Scholarship Grants Program, an Mew York, New York $250,000 for use costs of a program entitled, The Whale nitiative to further the ways in which Dy its Institute for the Arts in Education and Alaska Native Ways of Knowing, and university-based artists and humanists oward the costs of development and a capacity-building initiative to strengthen contribute to the country's civic heritage dissemination of the Teacher Education :he Center's long-term sustainabihty and to its civic future Collaborative, a project that seeks to Connecticut College, New London, ncorporate the arts and aesthetic Connecticut $30,000 toward the costs of ROLE OF RELIGION IN ] education into teacher preparation at the planning phase of a project to foster BUILDING CIVIL SOCIETY j the preservation and cultural exchange of Mational Humanities Center, Research Harvard University, Cambridge, •B Triangle Park, North Carolina $299,127 Council of American Overseas Research Massachusetts $253,000 toward the oward the costs of establishing an online Centers, Washington, D C $64,000 costs of its Pluralism Project, a research 'toolbox" that will enable teachers to toward the costs of building a Khmer Hiprogram that seeks to document, and to create professional development seminars and Southeast Asian studies network in provide outreach and education on, the n African-American culture religious diversity of the United States cooperation with the Center for Khmer CD University of Houston, Houston, Texas Studies, located in Siem Reap, Cambodia cv World Conference on Religion and S65.000 toward the costs of planning the Dance Theater Workshop, New York, Peace, New York, New York $650,000 ntegration of the Recovering the U S ^ewYork $100,000 toward the costs of toward the costs of its religion and Hispanic Literary Heritage Project into The Mekong Project A Program of Artist- civil-society programming high-school curricula to-Artist Exchanges in Southeast Asia World Faiths Development Dialogue, Wizard Music, Inc., Sante Fe, New Smithsonian Institution, Washington, Birmingham, England $77,000 toward the Mexico $282,280 toward the costs of DC $354,000 toward the costs of a costs of planning two convenmgs, to take creating three CD-ROMs to develop capacity-building initiative at the Vietnam olace in 2003, that will lay the groundwork creativity in children through a play-based vluseum of Ethnology (Hanoi) that will •or engaging religious communities in jrogram of computer activities aoverty-reduction strategies in Africa produce a collaborative project entitled, Young People's Chorus of New York vlekong Lifeways City, Inc., New York, New York $20,000 Other Grants TheatreWorks, Fort Canning Park, oward the costs of its music education Singapore $100,000 toward the costs of ARTS EDUCATION ] and choral performance programs an intercultural initiative in Lao People's Democratic Republic entitled, Culture & Bay Area Video Coalition, San Francisco, DOCUMENTARIES 1 the Arts as Ambassador The Continuum California $75,000 toward the costs of Asia Project, that includes workshops fhe Digital Storytelling Project Using nternews Interactive, San Rafael, with and presentations by masters of Interactive Technologies to Engage California $10,050 toward the costs of Southeast Asian performance traditions, Underserved Teens in the Digital Arts he documentary project, "Vis a Vis exhibitions created and presented by IMI Native Tongues," that explores how two Brooklyn College, City University of ocal youth, and performance pieces ndigenous performance artists, from created as a collaboration between New York, Brooklyn, New York $50,000 he United States and Australia, confront :oward the costs of the pilot phase of a contemporary Asian artists and the aroject to increase the diversity of the he stereotypes and myths about ocal population applicant pool to its master's of fine arts native peoples Drogram in Performing Arts Management South African-American Organization, Other Grants New York, New York $100,000 toward the Brooklyn Philharmonic Symphony costs of the documentary project, "Ripple American Council on Education, Orchestra, Brooklyn, New York $75,000 of Hope in the Land of Apartheid Robert Washington, D C $1 00,000 for the toward the costs of planning and piloting Kennedy in South Africa, June 4-9, 1966" planning phase of a project to engage the joint activities of a consortium of Brooklyn joint with Global Inclusion and Working ugher-education community in the task * i cultural institutions of ensuring academic success for all Communities) students (joint with Working Communities)

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© 2003 The Rockefeller Foundation 1!

Photograph Excised Here tl &T*if' 3? II II ^e 'ar9e'V Mexican-American community In Fort Worth, Texas' Near 1 YSCf^m. II U-S-A- l| N°rtnside' has strong religious and neighborhood ties, but faces challenges 1 \J\fi **<6>il II In finding higher-wage employment

Apollo Theater Foundation, Inc , Council for Aid to Education, New York, Lincoln Center for the Performing Arts, 1 New York New York $200 000 toward vJew York $1 20 000 toward the costs of New York New York $70 000 toward P he costs of Harlem Song a new wo meetings organized in collaboration he costs of an authentic presentation musical production celebrating with the National Governors Association of "Ta'ziyeh, " the only indigenous form he history and culture of Harlem Center for Best Practices to initiate of music drama in the Islamic world joint with Working Communities) conversation on closing postsecondary o be presented at the Lincoln Center sducation attainment gaps Qoint with Festival 2002 Arts International, New York New York /forking Communities) 5450 000 toward the costs of the Fund National Association of Latino Arts or U S Artists at International Festivals EarthWays Foundation, Malibu and Culture, San Antonio Texas and Exhibitions California $1 00 000 toward the costs of $30 000 toward the costs of its 2002 :he 2002 World Festival of Sacred Music —annual conference entitled, New Asian American Arts Alliance, New York _os Angeles a festival of diverse artistic Americas A Transnational Paradigm view York $100 000 toward the costs of genres promoting mutual respect and ts initiative to provide technical and New York Foundation for the Arts, inancial assistance to Asian American jniversal responsibility New York New York $200 000 toward arts organizations during the post- Grantmakers in the Arts, Seattie the costs of the Arts Leadership Initiative | September 11 cultural funding crisis Washington $25 000 toward the costs of a peer based development program to I ts 2002-2003 activities help small arts organizations who serve f Association of Hispanic Arts, New York artists and communities of color to build t view York $100000 toward the costs Hip-Hop Theatre Junction, Washington sustainability and a cooperative pro|ect E sf its initiative to provide technical 3 C $50 000 toward the costs of the third annual New York City Hip Hop Theater with the Harlem Arts Alliance to provide K and financial assistance to Latino arts :echnical and financial assistance to build i arganizations during the post-September =estival held at Performance Space 1 22 the capacity of African American arts L 1 1 cultural funding crisis June 2002 arganizations during the post September Brooklyn Academy of Music, Brooklyn Homelands Productions, Gloucester 11 cultural-funding crisis vlassachusetts $100 000 toward the view York $1 00 000 toward the costs of New York Theatre Workshop, New York ts 2002 Next Wave Festival :osts of 'Worlds of Difference,' a six hour •adio documentary program exploring the New York $30 000 toward the costs of the Calista Elders Council, Anchorage Artists Residency Program at Vassar and cultural impacts of globalization Alaska $25 000 toward the costs of Dartmouth Colleges he book Yup ik Voices in a German Latino Theatre Company, Los Angeles Performance Space 122, New York "" vluseum Fieldwork Turned on its Head California $40 000 toward the costs of New York $60 000 toward the costs of the he first comprehensive description of audience development and outreach view Theater Project a four week artists * 19th century Yup ik culture from the activities surrounding the premiere of rtjp ik point of view 'Dementia a new play examining the •esidency and conference at the University 1 ichness and variety of contemporary af Texas at Austin engaging students and 1 _atmo culture while exploring the issues the community in the creation process of 1 lew and experimental theater works | 3f AIDS and homosexuality

1 12003 The Rockefeller Foundation . •»,,,,, ., ,. f. . -„• ... .,

^^1 •"• ^t> — Tmeetings primanly-m the area of seed Kenya Agricultural Research Institute, ^H Theme ''; ' "• Droduction and distribution systems Nairobi, Kenya: $88,000 for research to in Africa. mprove seed-based technology through Food Security ^ Foundation-administered project: ' molecular marker-assisted selection E96,OOQ.toward the costs of establishing _, .n maize. Photograph Excised Here Applying Science and Technology a Sciehtific'Advisory Comitttee to provide" •'Michigan State University, East Lansing, BIOTECHNOLOGY, BREEDING AND ] assessment of the Foundation's Biotech- Michigan: $300,000 toward the costs nology, Breeding and Seed Systems for of assessing the cost effectiveness of SEED SYSTEMS FOR AFRICA j Africa program. a crop-based strategy for sustainably African Centre for Technology Studies, nstitute of Rural Economy, Bamako, reducing micronutrient malnutrition in Door people of rural Mozambique. Nairobi, Kenya: $20,000 toward the costs Viali: $1 5,266 toward the costs of a of a roundtable discussion on the role national workshop on agricultural Ministry of Lands, Agriculture and of plant genetic resources in Africa's Diotechnology held in Mali, June 2002. faral Resettlement, Zimbabwe, Harare, economic renewal. nternational Center for Tropical Zimbabwe: $98,1 75 for use by its Department of Research and Specialist Albert Ludwlgs University Freiburg, Agriculture, Call, Colombia: $60,000 for "esearch and training on the quantitative Services toward the costs of using Freiburg im Breisgau, Germany: $300,000 armer-participatory methods to develop or research on developing Golden Rice and molecular genetic analysis of important agronomic traits in cassava, and disseminate improved varieties of . varieties that produce and accumulate cowpeas capable of growing on acidic significant levels of bio-available conducted by Henry Ojulong, a doctoral oUIQniIl IIinI i_l7imhah\A/l 1 lUaUWtfP, Drovitamin A in the endosperm. candidate chosen by the Center. National Agricultural Research Center for the Application of Molecular nternational Centre of Insect Physiology and Ecology, Nairobi, Kenya: Organisation, Entebbe, Uganda: Biology to International Agriculture, $188,439 for research to improve the Canberra, Australia: $445,000 toward the 660,000 for a collaborative project with :he Institute of Arable Crops Research- nsect resistance, disease resistance costs of developing new technologies for and protein quality of maize varieties he production of transgenic crops and ^othamsted on the characterization of gan icensing strategies to ensure that these Sifl'ga-suppressing compounds produced echnologies are available for use by 3y Desmodium species. National Agricultural Research researchers working on crops that are International Crops Research Institute Organisation, Entebbe, Uganda: important in developing countries. $205,100 for research on improving the for the Semi-Arid Tropics, Patancheru, production of East African highland , Ithaca, New York: I ndia: $30,000 toward the costs of • convening a workshop to plan research to nananas through conventional breeding $1 64,561 for use by its Strategic World and genetic engineering. nitiative for Technology Transfer to mprove pearl millet in West Africa through advance the development, transfer and conventional breeding, comparative Purdue University, West Lafayette, use of provitamin A rice (Golden Rice) forgenomics and farmer participation, held Indiana: $20.000 toward the costs of a he benefit of resource poor farmers in in Bamako, Mali, October 2002. workshop on the genetic transformation developing countries. International Maize and Wheat of cowpeas, held in September 2002. Foundation-administered project: Improvement Center, Mexico City, University of Natal, Durban, South Africa: $1 3,900 toward the costs of producing a Mexico: $603,000 to enhance the $1 ,143,560 for use by its African Center fo Dook of abstracts and developing and nutritional quality of locally adapted Crop Improvement to provide 20 young maintaining a Web site for the meeting of maize cultivars in eastern and southern scientists from eastern and southern Africj the Foundation's Biotechnology, BreedingAfrica by incorporating traits from with Ph.D. training in modern crop breed- and Seed Systems program grantees "quality protein maize." ing (joint with African Regional Program). neld in Uganda, November 2002. International Potato Center, Lima, Peru: West Africa Rice Development :oundatlon-administered project: $182,000 to develop a selectable marker Association, Bouake, Ivory Coast: $140,000 toward the costs of a for use in crop improvement that is B400.000 toward the costs of setting up a symposium on crop genetic improvement acceptable to consumers and unencum- consortium to broaden the dissemination or the 21st century, held at the Bellagio bered by intellectual-property restraints. and adoption of the New Rice for Africa varieties and complementary technologies Study and Conference Center, Italy, Kenya Agricultural Research Institute, September 2002. Nairobi, Kenya: $151 ,800 for use by its West Africa Rice Development Foundation-administered project: vltwapa Regional Research Centre for Association, Bouake, Ivory Coast: $250,000 toward the costs of a meeting the development and dissemination of $50,000 toward the costs of a meeting to or participants in the Foundation's superior cassava cultivars. launch the African Rice Initiative, which is program, Biotechnology, Breeding designed to disseminate new rice varieties Kenya Agricultural Research Institute, to African farmers, held in the Ivory Coast, and Seed Systems for Africa, held Nairobi, Kenya: $235,457 for research November 2002. on incorporating Striga resistance genes March 2002. Foundation-administered project: from Tripsacum into locally adapted $30,000 toward the costs of engaging maize germplasm in Kenya. consultants and convening advisory Kenya Agricultural Research Institute, Cornell University, Ithaca, New York: meetings on the topic of seed production Nairobi, Kenya: $36,000 for use by its $99,990 toward the costs of a study to , and distribution systems in Africa. Applied Biotechnology Laboratory toward identify fertility restorer genes in rice to • Foundation-administered project: the costs of research on marker-assisted facilitate the production of hybrid rice., $75,000 toward administrative costs selection and other molecular-biology work. , v : *••" ' • '**•• associated with consultants and advisory f '.'••, .*'><<'

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© 2003 The Rockefeller Foundation Cuu Long Delta Rice Research Institute, Omon, Vietnam: $1 0,000 toward the costs 3f a workshop on the use of molecular narkers for more effective rice breeding, neld at the Institute in October 2002. Donald Danforth Plant Science Center, 3t, Louis, Missouri: $2,409 toward the Dosts of the Fifth International Meeting of :he Cassava Biotechnology Network: Onstraints and Solutions for Improving :assava Productivity, held in St. Louis, Movember 2001 . Donald Danforth Plant Science Center, St. Louis, Missouri: $44,000 toward :he costs of a meeting focusing on Development of a Global Plan for Cassava Improvement, held at the 3ellagio Study and Conference Center, Italy, October 2002. Foundation-administered project: £50,000 toward the costs of engaging ;onsultants to assist in assessing the jrograrn on producing more resilient :rops in Southeast Asia and to provide nsight for the program's continued development, ' Fudan University, Shanghai, China: 5,000 for use by its Institute of Photograph Excised Here iiodiversity Science to carry out a ioinformatics project that will compare __ :he map locations of quantitative trait loci O!or drought tolerance with those of known nes for drought tolerance. iordon Research Conferences, West Kingston, Rhode Island: $5,000 toward he costs of attendance by postdoctoral scientists and graduate students from ueveiu|jiuy uuumnes at me UUIUUM r - -^ Research Conference on the Cellular Hi

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© 2003 The Rockefeller Foundation -x

Rice Research Institute, Bangkok „ Cornell university, itnaca. New rorK Laooratories to continue tne activities ot Thailand $550,030 for use by its *' %?,$60,000 for use by its International Institute the Legume Research Network Project Ubon Rachathani Rice Research Center for Food Agriculture and Development to develop low-cost and sustainable and its Phrae Rice Research Center to '? toward the costs of an international *••* \> technologies for increasing crop enable rice scientists and farmers of conference on systems of intensified rice Droduction in Kenya Ptio ograpfi Excised Here rainfed rice to collaborate on breeding oroduction held in China, March 2002 Makerere University, Kampala, Uganda mproved rice varieties specifically Environmental Action Team, Kitale $10,000 toward the costs of convening adapted for northern Thailand Kenya $257 741 toward the costs of :he 20th conference of the Soil Science Tamil Nadu Agricultural University, improving smallholder food production in Society of East Africa held in Tororo Coimbatore India $1 44 325 for large- western Kenya through adaptive research Uganda December 2002 scale screening lor drought tolerance in and extension of integrated nutrient Sustainable Agriculture Centre for andraces and improved genotypes of nanagement methods Research and Development in Africa, rice from India and from the germplasm FARM-Afnca, London England $406 884 Bungoma Kenya $9.792 toward the collection of the International Rice to establish a fund to foster innovative costs of printing and distributing the Research Institute, Philippines Dartnerships and the development of Dook ' Laboratory Methods of Soil , Tamil Nadu Agricultural University, affective mechanisms to transfer viable and Plant Analysis' to faculties of Coimbatore India $1 5 000 toward the agricultural technologies to smallholder agriculture and laboratories of national costs of an international symposium on :armers in East Africa 'esearch organizations in eastern and the use of molecular approaches to International Centre for Research in southern Africa mprove the productivity and quality of ftgroforestry, Nairobi Kenya $12000 Sustainable Agriculture Centre for food crops, held in India May 2002 :oward the costs of publishing a book Research and Development in Africa, Tamil Nadu Agricultural University, entitled 'Rocks for Crops Geological Bungoma Kenya $169 871 for on-famn Coimbatore India $40 645 for use by Nutrient Resources in Sub-Saharan Africa 'testing of selected technologies for ts Center for Agriculture and Rural International Centre of Insect Physiology mproved soil fertility management in Development Studies for research on western Kenya and Ecology, Nairobi Kenya $91,238 drought-related coping mechanisms of for an evaluation of the Center s social- Sustainable Agriculture Centre for farmers in Tamil Nadu state and for the science research related to integrated Research and Development in Africa, development of new technologies to oest managemenf Bungoma Kenya $65 401 toward the decrease the impact of drought on costs of preparing a publication and farming communities Kenya Agricultural Research Institute, Nairobi , Kenya $1 41 , 1 90 for use by its maintaining a Web site on organic- University of Georgia, Athens Georgia National Agricultural Research Centre at resource management and for convening $99.092 for research and training in Muguga to continue research on the two symposia on organic-resource collaboration with Narendra Deva ntegrated use of manure with modest management technologies held in Jniversity of Agriculture and Technology, applications of inorganic fertilizers and the Kenya in 2002 ~aizabad India on the use of DNA effects of this treatment on soil properties Tropical Soil Biology and Fertility molecular marker-assisted breeding for and maize production in the central Programme, Nairobi, Kenya $9,000 to drought tolerance in rice Kenya highlands enable scientists from East and southern Jniversity of Ottawa, Ottawa Ontario Kenya Agricultural Research Institute, Africa to attend a conference on African Canada $300 000 toward the costs of Nairobi, Kenya $40,910 for use by its soil fertility degradation, held at the •esearch to optimize insect resistance in Embu Regional Research Centre for the Bellagio Study and Conference Center. sorghum cowpea maize and rice and of continuation of long-term research on soil Italy March 2002 transferring the technology to agncultural- organic matter modeling in eastern Kenya Tropical Soil Biology and Fertility •esearch organizations in Africa Kenya Agricultural Research Institute, Programme, Nairobi. Kenya $181 000 University of Queensland, St Lucia Nairobi Kenya $60,780 for use by its for use by its African Network for Soil Brisbane Australia $75 000 toward the Mtwapa Regional Research Centre to 3iology and Fertility to continue research costs of a research and extension network ncrease smallholder food production ;o address the problem of soil nutrient to provide farm communities in three through improved soil and water depletion facing smallholder farmers in Mekong-region countries with 'drought- West Africa "p^i^tAfit wAnptip^ nf rir**A management and the integration of coioldi u vdllcllco

12003 The Rockefeller Foundation Enabling Farmer Participation strengthen training -for professional1 Ministry {(("Agriculture and "Rural sxtension staff and to revitalize the Development, Kenya, Nairobi, Kenya: ASSESSING AND Jganda Association of Agricultural 627,966 for use by its Coast Development IMPROVING PARTICIPATORY TOOLS ] Extension and Education as a means for *\uthority for research by its staff member AND METHODOLOGIES exchanging extension-related information. Benjamin Mweri, leading to a Master of Science degree in Agricultural Extension University of Malawi, Zomba, Malawi international Potato Center, Lima, Peru: £H438 for use by te Bmda college of and Education, on the effectiveness of larmer field schools in the dissemination B19,320 toward the costs of a study tour <\griculture to conduct a review of curricula or experts and practitioners from South- Df postgraduate programs offered at Df technologies among smallholder sast Asia, Africa and Latin America to ^ Colteae farmers in coastal Kenya. sxamine fanner field schools in Indonesia. University of Nairobi, Nairobi, Kenya: Network for Studies on Rural Development, Oaxaca, Mexico: nternatlonal Potato Center, Lima, 620,700 for use by its Faculty of Agriculture -"eru: $90,000 toward the costs of an oward the costs of planning for curriculum6305,000 for a pilot project to develop nternational workshop focusing on and demonstrate methods for and staff development to meet the chang- strengthening community organization applying and adapting the farmer field ng needs of the agricultural sector schools approach to various agroecologi- and local capacity for innovation among ;al, sociocultural and economic situations. University of Zimbabwe, Harare, •esource-poor farmers in communities in Zimbabwe: $16,130 for use by its Faculty Daxaca, Mexico, that have high migration University of Greenwich, London, Df Agriculture toward the costs of planning rates to the United States Qoint with England: $35,000 for use by its Natural or curricula development and transforma- Slobal Inclusion). Resources Institute toward the costs jop (Q meet ,he chgnging needs of ,he Wageningen University, Wageningen, of publishing a book on participatory agricultural sector technology-development research Netherlands: $585,150 to enable a second addressing the needs of resource-poor cohort of doctoral candidates to participate armers and livestock keepers. YEW PARTNERSHIPS TO STRENGTHEN THE n a training and research program aimed IDLES OF FARMERS AND RESEARCHERS at understanding and enhancing the role Df developing-country smallholder farmers NEWCURR.CULAFORTRANSFOBM.NG , nternatlonal Center for Tropical n agricultural innovation and technology me INNOVATION PARADIGM ] ftgrlculturo, Cali, Colombia: $327,100 dissemination. oward the costs of developing a process Ulakerere University, Kampala, Uganda: or organizing and institutionalizing farmer Wageningen University, Wageningen, ;1 36,037 toward the costs of a pilot Darticipatory-research activities. Netherlands: $61,200 toward the costs raining program for improved research 3f research and training in farmer and teaching skills of Faculty of Agriculture nternatlonal Centre for Research in participatory research for doctoral staff members. Iftgroforestry, Nairobi, Kenya: $78,750 candidates enrolled in the University's CO3' o enable a consortium of over 60 Drogram, Participatory Approaches and £ampa'a' U9anda: Organizations in western Kenya to broaden B92.555 for use by its Department he ^ of 8(Jj| techno|ogies Jpscaling. of Agricultural Extension Education to nthereoion

Photograph Excised Here

«r7*\^ $ \\~L. - I Sub-Saharan Africans'diets are highly dependent on staple crops Including Ghana maize, rice, cassava, sweet potatoes and bananas.

© 2003 The Rockefeller Foundation Global Plant Biotechnology •> iveiinooas OT smail-scaie farmers in Chiang Mai university, Chiang Mai, x^-fe. u Dialogues (Shared Programming) ^Mexico (joint with Global Inclusion) Thailand $100,000 for use by its Faculty bJoDevelo pments- 1 nternatf onal 1 nstitute ,nternational Service for the Acquisition of Agriculture for research on participatory pH',2?.. thaca New York $29 900 toward the of Agri-Biotech Applications, Ithaca,'" plant breeding and toward the costs of its costs of establishing and operating IP New York $285,000 for use by its Global faster of Science in Agricultural Systems Strategy Today, an electronic discussion- Knowledge Center on Crop Biotechnology degree program paper series about managing the o continue to facilitate a dialogue that Cornell University, Ithaca New York ntellectual property of biotechnology for will enable policymakers and scientists 536 000 toward the costs of providing i nternational development Qomt with responsible for crop biotechnology in base or update sets of The Essential Global Inclusion) developing countries to better understand Agricultural Library to five African b/oDevelopments-lnternational Institute, the position and concerns of all sides in nstitutions he global debate on this topic (joint with thaca New York $34 500 to enable Cornell University, Ithaca New York scientists from Asia and Africa to 3lobal Inclusion) $52 800 for research and training of an participate in a training program Ministry for Environment and Homelife, nterdisciplinary cohort of fellows from on intellectual property rights and C6te d'lvoire, Abidjan, Ivory Coast eastern and southern Africa at the international agricultural research and £12 000 for use by its National Agency doctoral level in topics related to development held in Washington D C for Environment toward the cost of a ntegrated nutrient management for Africa April/May 2002 Ooint with Global Inclusion) rational seminar on the adoption of :oundation-admlnistered project: b/oDevelopments-lnternational Institute, jiosafety guidelines in Ivory Coast held E60 000 toward the costs of engaging thaca New York $35 000 to develop a ^/larch 2002 (joint with Global Inclusion) consultants and convening meetings to software program that will significantly National Center for Genetic Engineenng assist the officers in developing programs acetate technology transfer in the and Biotechnology, Bangkok Thailand o strengthen agricultural research and developing world (joint with Global S20 000 toward the costs of an development with an emphasis on local nclusion) nternational conference on intellectual and national capacity building in sub Environmental Law Institute, Washington property management, held in Bangkok, Saharan Africa D C $200 000 toward the costs of September 2002 (joint with Global Foundation-administered project: nclusion) Dreparmg and disseminating a compre $85,000 toward the costs of consultants lensive reference work on access to lorth Carolina State University, Raleigh, o advise on the transition of management genetic resources in Africa (joint with \lorth Carolina $1 5 000 toward the costs of the Foundation s program, Forum on Global Inclusion) of a workshop to assess options for Agricultural Resource Husbandry in Sub Foundation-administered project: nanaging the risk of bollworms developingSaharan Africa to an African institution J1 ,000 000 toward the costs of •esistance to insect resistance genes Foundation-administered prefect: establishing the African Agricultural used in transgenic cotton in China held $95,000 for administrative costs associated Technology Foundation an organization Spring 2002 (joint with Global Inclusion) with managing the Foundation s program, :hat will help African research institutions Regents of the University of California, Forum on Agricultural Resource Husbandry access and deploy proprietary agricultural San Francisco, California $319 403 toward n Sub-Sanaran Africa :echnologies (pint with Global Inclusion) the costs of developing a collaborative :oundatlon-admlnistered project. Foundation-administered project- database for public sector intellectual- $100 000 toward the costs of facilitating $50 000 toward costs associated with Droperty resources in agricultural he transfer of management of the consultants and advisory meetings for biotechnology (joint with Global Inclusion) :oundation's program, Forum on :he development of an initiative for public Agricultural Resource Husbandry in Sub- sector intellectual-property management Strengthening Policies Saharan Africa to an African institution and Institutions (joint with Global Inclusion) Fund for the International Conference Foundation-administered project BUILDING NATIONAL AND LOCAL CAPACITY of Agricultural Economists, Oak Brook $955,872 toward the costs of Ilinois $75 000 to enable agricultural aunching two intellectual property African Crop Science Society, economists from sub Saharan Africa to 'ights management entities that will Rustenburg South Africa $37 026 toward attend the 25th International Conference Facilitate public sector access to new the costs of organizing and convening of Agricultural Economists to be held in agricultural technologies particularly The Sixth African Crop Science Society Durban South Africa August 2003 and to in Africa (joint with Global Inclusion) Conference to be held in Nairobi Kenya facilitate their linkage to the international October 2003 International Center for Agricultural agricultural economics community Research in Dry Areas, Aleppo Syria Agricultural Research Council, South Susan Tinklshaba Ikerra, Morogoro B54 000 toward the costs of participation Africa, Pretoria, South Africa $11 000 for Tanzania $13,400 for research on the use of scientists from Asia and Africa in the jse by its Institute for Industrial Crops to of phosphate rock combined with organic A conference Biotechnology and Bnable five African scientists to attend nateriats to improve soil fertility and Sustainable Development Voices of the tie Third International Bacterial Wilt increase maize yields in Tanzania South and North, held in Alexandria Egypt Symposium held in White River, South March 2002 (joint with Global Inclusion) Africa February 2002 International Food Policy Research Institute, Washington DC $400 000 for Internationa! Maize and Wheat Agricultural Research Council, South the development of a regional collaborative Improvement Center, Mexico City Africa, Pretoria, South Africa $8 000 for naster s degree program in Agricultural Mexico $100,000 toward the costs of use by its Institute for Industrial Crops Economics with local universities in eastern a study to determine how gene flow :o enable African scientists to participate and southern Africa n the Third World Cotton Research including the flow of transgenes affects Kenyatta University, Nairobi Kenya traditional maize landraces in order to Conference held in Cape Town South $2 500 for use by its Faculty of Science to elucidate the impact of gene flow on the Africa, March 2003 further the development_of jts_programs.

' 2003 The Rockefeller Foundation (enyatta University, Nairobi Kenya agricultural knowledge and information :ravel tor African scientists to attend the ^J^™f^ 65 000 for use by its Faculty of Science to n Uganda Dlant and Animal Genome XI meeting ^^f^^ :urther the development of its programs Vlakerere University, Kampala Uganda netd in San Diego, California January 2003 H|f)ff^Jj Kenyatta University, Nairobi Kenya $96 760 to provide field training for University of Nairobi, Nairobi, Kenya '^f'ffi" 662,527 to provide field training for African graduate students in management £7 500 for use by its Faculty of Agriculture Pholoanapl1 Ex"ed H African graduate students in the of sweet potato pests and diseases to further the development of its programs agricultural sciences and for research n Uganda University of Nairobi, Nairobi, Kenya an the taxonomy, distribution and Ministry of Agriculture and £70 075 to provide training for African jses of some members of the genus ^-operatives, Swaziland, Mbabane, graduate students in the agricultural SansBviena in Kenya Swaziland $1 2 800 for the development sciences and to develop economically Vlakerere University, Kampala Uganda of a framework for improving the viable integrated pest-management 610,000 toward the costs of publication coordination of maize marketing and strategies to control sweet potato weevils and dissemination of the proceedings of pricing for smallholder farmers in Swaziland n eastern Kenya .he Fifth African Crop Science Conference Moi University, Eldoret Kenya $2500 University of Nairobi, Nairobi Kenya Vlakerere University, Kampala Uganda or use by its Faculty of Agriculture to £72 703 to provide field training for £15 000 for use by its Faculty of Agriculturefurther the development of its programs African graduate students in the o further the development of its programs Moi University, Eldoret Kenya agricultural sciences and for research Vlakerere University, Kampala Uganda $5 000 toward the costs of a workshop on the economic competitiveness of 61 7 500 for use by the Faculty of for its faculty on competitive research alternative soil fertility management technologies and the extent to which Agriculture to further the development aroposal writing they are adopted by small holder farmers Df its programs University of Malawi, Zomba Malawi n western Kenya Vlakerere University, Kampala Uganda £1 1 500 for use by its Bunda College 61 76 638 toward the costs of an of Agriculture to enhance the teaching University of Nairobi, Nairobi Kenya nstitutional transformation planning 3f biometry at the undergraduate and £87 197 for use by its Department of process to consolidate constituent Agricultural Economics toward the costs Dostgraduate level Df modernizing its library providing training faculties into a college of agriculture University of Malawi, Zomba Malawi and natural resource management n bio economics for one of its faculty and $20 092 for use by its Bunda College conducting a social historical analysis of Vlakerere University, Kampala Uganda of Agriculture to publish reference poverty in Kenya 6202 812 toward the costs of the fifth books for graduate training in agricultural •egional meeting of the Foundation funded economics and rural development Jniversity of Nairobi, Nairobi Kenya program Forum on Agricultural Resource $87 290 to enhance the teaching of University of Malawi, Zomba Malawi Diometrics in selected faculties of Husbandry in Sub-Saharan Africa held in $5 000 for use by its Bunda College Kampala Uganda in 2002 agriculture in universities in sub-Saharan of Agriculture for a preliminary farm Africa by developing sustainable and Makerere University, Kampala Uganda evel study of economic and social focused strategies for training and £5 000 toward the costs of a workshop on ssues related to forest conservation skill development ntegrated Pest Management for Sub and marketing of forest products in Saharan Africa held in Kampala Uganda southern Malawi University of Zimbabwe, Harare September 2002 Zimbabwe $40 000 for use by Us University of Malawi, Zomba Malawi Department of Agricultural Economics Vlakerere University, Kampala Uganda $5 000 for use by its Bunda College of and Extension for its Regional Master s £69 700 to provide field training for AfricanAgriculture to conduct a preliminary study Drogram in Agricultural Economics to graduate students in the agricultural on the control of Stnga through the use jpgrade and refurbish the computer sciences and for research on the use of of multipurpose trees and shrubs aboratory teaching and research facility cattle manure to increase the productivity University of Malawi, Zomba Malawi University of Zimbabwe, Harare af peri-urban smallholder crop/ $5 000 for use by its Bunda College of ivestock production systems Zimbabwe $58,1 70 to provide field Agriculture for a preparatory study for raining for African graduate students in Makerere University, Kampala Uganda research on the effects of HIV/AIDS on he agricultural sciences and for research $73 370 to provide field training for African young people in the agricultural sector on increasing crop yield through improved graduate students in the agricultural University of Malawi, Zomba Malawi weed management in smallholder sciences and for research to evaluate the E5.446 for use by its Bunda College of ntercroppmg systems resistance of local and improved cassava Agriculture toward the costs of publishing Jniversity of Zimbabwe, Harare, varieties to cassava mosaic virus disease he proceedings of the Second African n Uganda Zimbabwe $62.500 to provide field Crop Science Society Conference raining for African graduate students in Vlakerere University, Kampala Uganda Jniversity of Malawi, Zomba Malawi he agricultural sciences and for research $74 285 to provide field training for African 569 800 for use by its Chancellor College on the use of soybeans and soybean graduate students in the agricultural o provide field training for African products to enhance nutrition in livestock sciences and for research on the impact of graduate students in the agricultural Jniversity of Zimbabwe, Harare, mproved access to rural financial markets sciences and to characterize assess on household welfare in Uganda Zimbabwe $64,1 13 to provide field and conserve the genetic diversity of yam raining for African graduate students in Makerere University, Kampala Uganda germplasm in Malawi he agricultural sciences and for research 575 504 to provide field training for African University of Missouri-Columbia, on improving bean seed quality on small- graduate students in the agricultural Columbia, Missouri $10 000 for use by holders farms by managing seed borne sciences and to assess the effectiveness ts College of Agriculture Food and diseases caused by bacteria and fungi Df smallholder farmers access to Natural Resources toward the costs of

© 2003 The Rockefeller Foundation , its Facultyof Scienceto n Uganda." ’ "’ University,Kampala, Uganda: 7eldin SanDiego, California, January 2003. Nairobi,Kenya: to providefield trainingfor LJnlversltyof Nalrobl,Nairobi, Kenya: g for graduatestudents in management byits Facultyof Agriculture graduate ’ ~ofsweet potato pests and diseases ,pmentof its programs. studentsin the t [ agriculturalsciences and for research In Uganda. Jniversityof Nairobi,Nairobi, Kenya: )n the taxonomydistribution and L. .... ’ ..... ’ iNlinlslry or Agricunureano ~gfor African .~sesof somemembers of the genus ~_ ...... aduatestudents in the agricultural )ansevlerla.... in Kenya. i-u°’°perauves,:~wazllano, Moaoane, }Swaziland:$12,800 for the development J economically VlakerersUniversity, Kampala, Uganda: ~f a frameworkfor improvingthe integratedpest-management ~10,000toward the costsof publication.Foordination of maizemarketing and ies to controlsweet potato weevils anddissemination of the proceedingsof ~ricir~g for smallholderfarmers in Swaziland. Kenya. he Fifth AfricanCrop Science Conference."~loi University, Eldoret, Keny&: $2,500 Jniversityof Nalrobl,Nairebi, Kenya: VlakerereUniversity, Kampala, Uganda: for useby its Facultyof Agricultureto’ ig for ~15,000for useby its Facultyof Agriculturefurther thedevelopment of its programs. graduatestudents in the o furtherthe developmentof its programs.MoiUniversity, Eldoret, Kenya: agriculturalsciences and for research VlakerereUniversity, Kampala, Uganda: )n the economiccompetitiveness of $5,000toward the costsof a workshop alternativesoil fertility management ~17,500for useby the Faculty of for its facultyon competitive research- echnologiesand the extentto which ~,gricultureto furtherthe development proposalwriting. heyare adoptedby smallholderfarmers " af its programs. Universityof Malawi,Zomba, Maiawi: n westernKenya. ~akerereuniversity, Kampala, Uganda: $11,500for useby its BundaCollege Jnlversityof Nairobl,Nairobi, Kenya: ~176,638toward the costsof an of Agricultureto enhancethe teaching nstitutionaltransformation planning of biometryat the undergraduateand ~87,197for useby its Departmentof ~,griculturalEconomics toward the costs 3recessto consolidateconstituent postgraduatelevel. ~f modernizingits library, providing training acultiesinto a collegeof agriculture Universityof Malawi,Zomba, Malawi: ~ndnatural-resource management. . n bio-economicsfor one of its facultyand $20,092for useby its BundaCollege ,’onductinga social-historical analysis of VlakerereUniversity, Kampala, Uganda: of Agricultureto publishreference )overtyin Kenya. ~202,812toward the costs of thefifth booksfor graduatetraining in agricultural egionalmeeting of the Foundation-fundedeconomicsand rural development. Jniversityof Nairobl,Nairobi, Kenya: )rogram,Forum on AgriculturalResource ~87,290to enhancethe teachingof -lusbandryin Sub-SaharanAfrica, heldin Universityof Malawi,Zomba, Malawi: ~iometricsin selectedfaculties of $5,000for useby its BundaCollege agriculturein universitiesin sub-Saharan

12003 The Rockefeller Foundation University of Oxford, UxfordTEngland 527,5001or use by its International Development Centre for field research on the efficiency and equity of contract arming as it affects the incomes of poor armers growing food and cash crops n Kenya University of Zimbabwe, Harare, Zimbabwe $34,800 for use by its Department of Agricultural Economics and Extension to conduct research on the narket feasibility of a phospho-compost soil fertility management technology for soor farmers in Zimbabwe University of Zimbabwe, Harare, Zimbabwe $500,000 toward the costs of the University-based Initiative for Development and Equity in African Agriculture (IDEAA), a regional program n southern Africa designed to improve ncomes of poor farmers through the aroduction, processing and marketing of agricultural commodities

Fellowships Agnes Madrlda Abera, Kampala, Jganda $16,952 for a second fellowship •esearch allocation for dissertation 'esearch in Uganda as part of a' Photograph Excised Here doctoral program in entomology at the Department of Entomology, University Df Massachusetts, Amherst Marjatta Eilitta, Washington, 0 C $14,200 for a postdoctoral fellowship to continue work to compile and circulate nformation on green-manure cover crop systems, and to facilitate expansion of the jse of Mucuna, a common green-manure Dover crop in Africa and Latin America [When people lack the calories and^H||H rmlcronutrlents such as iron and vltarninlt^3gg| _-_ African Career Awards rA^hatVriable^h'e'body^tc^develop^th'ej^g^S HjiEHI[lifelong effects can believastatirig^H JKftHJ Mary Christine Akemo, Kampala Jganda' $33,964 for an African Career Award to enable her to undertake Dick Sserunkuuma, Kampala, Uganda: Foundation-administered project: ^^^H Dostdoctoral research at Kawanda $34,000 for an African Career Award to £31 ,000 toward the costs of ^^^^ Agricultural Research Institute on potential enable him to conduct postdoctoral commissioning a study of Mozambican research at Makerere University on the agriculture that will be used in developing :over crops for weed control in annual a new program structure for the L_^__ and perennial horticultural crop production determinants and impacts of farmers' n Uganda choice of land-management techniques Foundation's Food Security Theme IH^I n maize-based production systems :oundatlon-admlnlstered project: ^^^^_ Seorge Odwar Ayaga, Nairobi, Kenya n Uganda $34,000 for an African Career Award $33,000 toward the costs of H^| commissioning a study of Malawian ^^^^ o enable him to conduct postdoctoral Explorations 'esearch at the Kenya Agricultural agriculture that will be used in developing Research Institute on the long-term Foundation-administered project: a new program structure for the ^^ mpact of land management on soil £25,000 toward the costs of formulating :oundation's Food Security Theme SoBrV ertilrty in Kenya an area of work focused on food security Foundation-administered project: ||^? n the Greater Mekong Sub-region of 535,000 toward the costs of n£i i Callistus Ogol, Nairobi, Kenya $34,000 Etheast Asia br an African Career Award to enable commissioning a study of Ugandan B|3 • ^ iim to conduct postdoctoral research at ndation-administered project: agriculture that wilt be used in developing mjjji JJ

© 2003 The Rockefeller Foundation <^«»%% ' private partnerships tor health, which Foundation-administered project: pholo« ">* Exo"d H< ^B Theme focus on product development for £96 000 to continue a study of the diseases that affect poor people in -easibility of a public/private partnership to 1 Health Equity developing countries accelerate the development of a dengue vaccine for poor children Harnessing the New Sciences \ REPRODUCTIVE HEALTH TECHNOLOGIES ] ••'Henry M Jackson Foundation for the Advancement of Military Medicine, MEDICINES ] Alliance for Microbicide Development, -iockville Maryland $10 000 toward the Silver Spring, Maryland $300 000 for :osts of a meeting on antibody protection McGIII University, Montreal, Quebec, general support of its efforts to speed 3anada $216 440 for a case study in :he development of safe, effective and against viral diseases, in particular, dengue, neld in Bethesda Maryland, June 2002 he Dominican Republic, and Mexico affordable vaginal mierobicides to prevent of the costs and benefits of making sexually transmitted infections most International Vaccine Institute, Seoul, the most effective method of treating sntically HIV/AIDS South Korea $25,000 to enable scientists uberculosis (DOTS) available to all from Bangladesh, China, India and Family Health International, salients as compared to treating migrants ndonesia to attend an international ram those countries within the United Research Triangle Park North Carolina course on vaccine evaluation in developing States and Canada 3>2 774 180 toward the cost of its Dountries for scientists from Asian countries International Partnership for Mierobicides neld in the Philippines, December 2002 Medical Research Council, South Africa,project aimed at accelerating the Cape Town South Africa $24,970 for development and introduction of new International Vaccine Institute, Seoul, jse by its Tuberculosis Lead Research aroducts controlled by women that South Korea $309 470 to launch a pediatnc Drogramme to enable developing country srevent the spread of sexually transmitted dengue vaccine initiative for poor children delegates to attend a meeting to set diseases including HIV global TB research priorities held in United Nations Children's Fund, New York Washington DC, June 2002 Foundation-administered project- Mew York $1 00 000 for use by its Global S140 000 to continue an exploration Alliance for Vaccines and Immunization Tufts University, Medford Massachusetts:hat may lead to the development of a toward the costs of an accelerated 51 00,000 toward the costs of a project at aublic/pnvate partnership for vaginal development and introduction plan for ts New England Medical Center to help nicrobrades that protect against HIV new technologies to simplify the delivery :he International Pediatnc Association to and other sexually transmitted diseases 3f and increase access to immunization mprove child health and health equity on a global scale Foundation-administered project- University of California, Berkeley, 535,000 to publish and disseminate 3erkeley California $99 500 for a pilot World Health Organization, Geneva "rench and Spanish language editions study in Nicaragua that will measure the Switzerland $80 000 for use by its Df a summary report on prospects for the ncidence of dengue-fever infection in a Stop TB Department toward the costs development of vaginal mierobicides that sample of 3 500 people 3f a global anti-TB drug resistance arotect against HIV and other sexually surveillance project University of California, San Francisco, transmitted diseases San Francisco California $25 000 for use 3y its Institute for Global Health for an POLICY WORK ON PUBLIC/ j International Center for Research on Women Washington DC $14 352 nternational forum on post eradication PRIVATE PARTNERSHIPS ] :o supplement an earlier grant for the Dolio-immunization strategies held in Centre for the Management of IP in araduclion and dissemination of Annecy, France April 2002 six publications on the potential of Health R&D, London, England $1,500,000 William Alan Muraskin, New York New developing vaginal mierobicides to fork $23 000 toward the costs of research n general support of its efforts to help the Drotect women against HIV and nternational public health sector manage :o complete a book on the history of the ntellectual property in health research and other sexually transmitted infections growth of the Children's Vaccine Program

:o health technologies for poor people in VACCINES ] Health and the Global Community developing countries Arizona State University, Tempe, ArizonaAFRICA REGIONAL PROG RAM ] Foundation-administered project* $148 600 for use by its Arizona Biomedical B42.000 to engage a consultant to nstitute toward the costs of a meeting on NDEPTH Network, Accra Ghana prepare a paper on the present capacity :he development of plant-based vaccines 51 ,500 000 for general support of its and future demand for clinical trials :or humans and animals, held in Phoenix secretariat, which represents 28 sites in on products for diseases endemic in Movember 2002 (joint with Food Security) developing countries that collect health ow- and middle-income countries for Foundation-administered project: and demographic data on a longitudinal presentation at a meeting held in Arusha £1 20 000 to explore innovative ways uasis (joint with Africa Regional Program) Tanzania November 2002 ncludmg public/private partnerships Foundation-administered project :o accelerate the development of ASIA REGIONAL PROGRAM E525 000 to continue planning for the yaccmes and immunizations for use UNDERSTANDING SEXUALITY creation of a center for the management n developing countries Df intellectual property rights in health Foundation-administered project: AIDS Society of the Philippines, Manila, •esearch and development for the Dhilippmes $95,000 for a study on the jublic good £150 250 to explore rn partnership content trends and quality of media with the Global Alliance for Vaccines Global Forum for Health Research, and Immunization, innovative ways coverage of sexuality and safe sex in Geneva Switzerland $500 000 for core to accelerate the development of he context of HtV/AIDS prevention and control in Cambodia, Indonesia Lao support and for its initiative on public/ i/accmes and immunizations for use n developing countries Deople s Democratic Republic the 3hilippmes Thailand and Vietnam

© 2003 The Rockefeller Foundation J§

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Photograpfy h* Excise fc\<°d Here

Patient, Mulago Hospital, Kampala, Uganda. Uganda has taken an aggressive leadership role In the battle against AIDS. Yet the disease || lIS^^&i Uganda continues to contribute to a downward spiral undoing modest, but hard-earned, economic and social gains In many developing countries.

Cambodian Women for Peace and provision of sexual-health education and or increased HIV transmission and C \i Development, Phnom Penh, Cambodia: services among marginal communities substance abuse in Lao People's B99 ,940 toward the costs of the second in Phnom Penh, Cambodia. Democratic Republic's border areas }hase of an experimental program to with China and Myanmar. ^r Mahidol University, Nakornprathom, A • ' strengthen inter-country health-care and Thailand: $100,000 for use^by its Faculty National University of Laos, Vientiane, social-support systems, especially for the of Social Sciences and Humanities to Lao People's Democratic Republic: Drevention of HIV and other sexually enable five students from Cambodia, $20,060 for use by its Faculty of Medical ransmitted infections, for Cambodians _ao People's Democratic Republic and Sciences to study the sexual attitudes of •nigrating to Thailand to find work. Myanmar to study for a master's degree young people in Vientiane Municipality, zzzConsultation of Investment In in a program that focuses on gender, and the manner by which their sexual health Promotion, Hanoi, Vietnam: sexuality and reproductive health, and jehavior is affected by parent-child $70,380 to study the links between toward the costs of a national conference attachment and communication. gender, sexuality and reproductive on these subjects to be held in Thailand, Philippine Educational Theater nealth in northern Vietnam. April 2003. Association, Manila, Philippines: $78.650 Creating Resources for Empowerment Mahidol University, Nakornprathom, :o enhance the capacity of women artists and Action, New Delhi, India: $78,910 Thailand: $100,000 for use by its Center from the Greater Mekong Sub-region to [or 15 case studies documenting how for Health Policy Studies toward the costs use theater and arts for gender, sexuality organizations in South and Southeast of travel for participants from the Greater and reproductive health education, <\sia have integrated concepts of gender Mekong Sub-region and other activities ftaks Thai Foundation, Bangkok, and human rights into their work on n connection with the Second Asia Thailand: $80,020 for use by its Chiang sexuality and sexual health, and for other 3acific Conference on Reproductive and Vlai chapter to develop a model of expenses related to a workshop to be Sexual Health, to be held in Bangkok, comprehensive care that includes sexual leld at the Bellagio Study and Conference November 2003. and reproductive health education for Center, Italy, October 2003. Ministry of Health, China, Beijing, China: HlV-affected women in northern Thailand. -amlly Medicine Research Group, £50,000 for use by its Foreign Loan Reproductive Health Matters, London, Manila, Philippines: $100,000 to conduct a Office toward the costs of a study on England: $100,000 toward the costs of comparative study of patients' arid family the incorporation of reproductive health minting its journal and distributing it free Dhysicians' perceptions of what constitutesand gender concerns into health-sector af charge to institutions in South and good sexual and reproductive health care •eform in Defang County, Guizhou Southeast Asia, and to support the editing or women in Cambodia, the Philippines Province, China. •^^^^— and publication of papers to be presented and Vietnam, and to develop related Ministry of Information and Culture, at a workshop on sexuality, gender and indicators for equity, access and quality. Laos, Vientiane. Lao People's luman rights to be held at the Bellagio Khemara, Phnom Penh, Cambodia: Democratic Republic: $43,61 0 for use Study and Conference Center, Italy, 3y its Institute for Cultural Research to October 2003, experimental intervention model that undertake a social-impact analysis of ntegrates gender concerns into the ncreased mobility and its implications

© 2003 The Rockefeller Foundation <$jjj&

University of the Philippines, Diliman, Mairobi and the University of Washington, commonwealth Regional neaitn pi»

12003 The Rockefeller Foundation r

National Health Research ana •esearch in clinical-management and policyCenter tor Health and Gender Equity, Development Centre, Nairobi, Kenya decision making to improve equitable fakoma Park, Maryland $98,000 toward £7.507 to supplement an earlier grant in access to quality services for presentation the costs of research and policy analysis support of a workshop held in Mombasa at a workshop to be held at the Bellagio studies in India and Tanzania undertaken i

REPRODUCTIVE HEALTH CD' nternatlonal Center for Research an Women, Washington D C 5725,810 to complete a project jndertaken in collaboration with a group of five nongovernmental organizations n India conducting community based •esearch on adolescent sexuality and •eproductive health 3; International Planned Parenthood ederation: , London England $300,000 :oward the cost of a leadership-transition srocess designed to improve its ability :o advocate for and provide sexual and •eproductive health services in developing countries worldwide nternational Women's Health Coalition, Mew York New York $90 000 for general support of its efforts to ensure the sexual and reproductive rights and health of women woridwide Ministry of Health, Ghana, Accra, Ghana Photograph Excised Here E2 221,030 for use by its Navrongo Health Research Centre to measure the impact Df a range of approaches designed to mprove adolescent sexual and reproduc- es health in the Kassena-Nankana District

Strengthening Global Leadership EALTH EQUITY FRONTIERS AcademyHealth, Washington, D C ^m $95 000 for preparation of case studies 3n increasing the use of health equity gf3^^p|g^^|

© 2003 The Rockefeller Foundation m H harvard University, Cambridge, • oompuisory licensing-tor patented medicalExplorations -- <%i?»<9\<; Massachusetts: $285,300 for use by its '"- technologies in 'developirig'countries Foundation-administered project: PK^SW* E«iS6 School of Public Health toward the costs , (joint with Global Inclusion); ."V ,^'ite$500,000 to begin an exploration on of a project to refine and further adapt •& nternational Development Enterprises, human resources for health. he "benchmarks of fairness" tool for Lakewood, Colorado: $176,000 toward Foundation-administered project: evaluation of health-care reform in :he costs of a project that will improve developing countries. $665,000 to assess pharmaceutical- :he capacity of its Vietnamese partners Drocurement practices in sub-Saharan Health Systems Trust, Durban, South :o undertake a social marketing Africa and the regulatory environment Africa: $500,000 toward the costs of the tobacco-control program. affecting drug access and quality, Global Equity Gauge Alliance project, International Development Research particularly for HIV/AIDS. which monitors health inequalities within Centre, Ottawa, Ontario, Canada: $25,000 countries, and promotes action to reduce Foundation-administered project: for use by its Research for International $95,320 to design an audit of the unfair disparities in health and health Tobacco Control program to convene a care in developing countries. supply of and demand for public-health meeting of donors involved in tobacco- professionals worldwide. nternational Trachoma Initiative, control research in developing countries, New York, New York: $150,000 toward ield in Ottawa, November 2002. Grantmakers In Health, Washington, D.C. he planning costs of a quantitative and $45,000 for general support of its efforts Johns Hopkins University, Baltimore, to communicate information and generate qualitative analysis of the epidemiology of Maryland: $383,430 for use by the rachoma from an equity perspective to

© 2003 The Rockefeller Foundation . < •' - -," •''•- -'-.- ' -' community research on employment development, global awareness ana civic Photograph Excised Her ^H Theme eadihess and job skills in order to broker participation, that this year will focus on ob agreements and set-asides for xenophobia, racism and discrimination. Working Communities community residents. ^ Hispanics in Philanthropy, Emoryville, California: $400,000 for continued support Building Competent Organizations 'COMMUNITY-BASED ORGANIZATIONS ] of its Funders' Collaborative for Strong .atino Communities initiative to build CALIFORNIA WORKS FOR BETTER HEALTH j Aspen Institute, Washington. D.C.: organizational capacity among, and a 5234,000 toward continued support of Droader funding base for, Latino nonprofit Asian Resources, Inc., Sacramento, an international collaborative seminar with California: $12,000 for implementation of organizations in the United States and he King's Fund, United Kingdom, entitled, selected Latin American countries. he California Works for Better Health Finding Out What Works: Evaluating Sacramento Regional Collaborative's Community-Based Action for Promoting Living Cities, Inc.: The National English Language Learners Access Pilot 'ositive Outcomes for Individuals, Community Development Initiative, Droject, designed to increase access to Families and Neighborhoods. New York, New York: $4,000,000 to suppor employment-readiness programs for the second 10-year phase of the National irnited English-proficient residents of Bedford Stuyvesant Restoration Community Development Initiative. argeted neighborhoods. Corporation, Brooklyn, New York: >100,000 toward general support of its .ocal Initiatives Support Corporation, California State University, Fresno, organizational capacity-building activities. New York, New York: $500,000 for continuec Fresno, California: $9,285 for use by core support. ts Interdisciplinary Spatial Information Center for Responsible Lending, Systems Center to plan and begin Durham, North Carolina: $150,000 toward National Alliance for Nonprofit development of a neighborhood indicator he expansion of its research and technicalManagement, Washington, D.C.: $160,OOC system for poor communities in Fresno, assistance activities to educate borrowers in continued support of its project, Institute California, to support the work of the and other stakeholders about lenders' Without Walls, that strengthens managemen California Works for Better Health Fresno sredatory practices targeted at low-incomeof nonprofit organizations nationwide, Collaborative. amilies and communities. National Community Building Network, Chinatown Service Center, Los Angeles, Common Ground, New York, New York: Oakland, California: $200,000 for continuec California: $12,000 for implementation $100,000 toward the creation of a core support. of the California Works for Better Health Replication Unit to provide technical Neighborhood Funders Group, .OS Angeles Regional Collaborative's assistance for the replication of its Washington, D.C.: $20,000 to provide Dilot Project, in which collaborative supportive-housing programs in other general support of its work highlighting nembers will conduct research on communities across the United States. substantive issues to grantmakers working employment-training programs in targeted Corporation for Supportive Housing, on related issues of concern to low-income communities to design a model work- New York, New York: $100,000 toward communities in the United States. force development program. Manning and implementation costs of a One Economy Corporation, Washington, Community Services Planning Council, project to develop a private/public funders D.C.: $150,000 toward the costs of a Sacramento, California: $9,756 to plan and initiative to create an adequate supply of project to improve access to and use of begin development of a neighborhood permanent supportive housing for the :he Internet by low-income housing ndicator system for poor communities nation's chronically homeless. residents in the San Francisco Bay Area in Sacramento, California, to support the Enterprise Foundation, Columbia, to expand their opportunities to enter work of the California Works for Better Maryland: $500,000 for continued the work force Health Sacramento Collaborative. core support. Progressive Technology Project, Economic Roundtable, Los Angeles, The Finance Project, Washington, D.C.: Washington, D.C.: $200,000 toward California: $10,000 for use to plan and 580,000 in support of its Grantmakers continued general support for hands-on negin development of a neighborhood Income Security Taskforce project, a technical and strategic assistance, training ndicator system for poor communities forum for grantmakers to keep abreast - and small grants to community organizing n Los Angeles, California, to support the of changing public policy, new program groups so that they can more effectively work of the California Works for Better mplementation, emerging research and use information technology to advance Health Los Angeles Collaborative. current grantmaking strategies. their work. Fresno Center for New Americans, Foundation-administered project: Skyscraper Museum, New York, rresno, California: $12,000 for 659,000 toward administrative costs Mew York: $80,000 for transitional support mplementation of the California Works associated with the strategic development to assist in its opening of a permanent for Better Health Fresno Regional of Living Cities, Inc.: The National lome in Lower Manhattan (joint with Collaborative's Pilot Project, in which Community Development Initiative. Creativity & Culture). collaborative members will provide access to jobs for residents in the city's Foundation-administered project: Sustained Excellence Alliance Corp., Empowerment Zone and Renewal £75,000 toward the costs of developing New Iberia, Louisiana: $75,000 toward Community. a computer program that will allow the development of its Learning Agenda, program officers to easily capture, a peer learning program that will Metropolitan Area Advisory Committee access and visualize the geographic sroduce a set of "best practices" to on Anti-Poverty of San Diego County, and issue activities of Working suild the effectiveness of the community- Inc., National City, California: $12,000 . Communities program grantees development field. for implementation of the California lo better identify synergies. Works for Better Health San Diego Urban Institute, Washington, D.C.: Regional Collaborative's Pilot Project, in Global Kids, Inc., New York, New York: £150,000 toward continued support of its iwhich collaborative members will conduct 530,000 toward the costs of its Annual National Neighborhood Indicators Project. targeted regional industry research and Vouth Conference to promote youth

12003 The Rockefeller Foundation 1

Wheeling Jesuit University, strategies tor change at the local, state Center tor Labor and Community Wheeling, West Virginia $100,000 for and national levels Research, Chicago, Illinois $75,129 general support of its Clifford M Lewis, Crossroads School, New York, New York oward the costs of its Food Chicago 3 J Appalachian Institute, that will serve 550,000 toward the costs of documenta- nitiative that aims to sustain and promote as a center of education, research, lon and dissemination of its strategic he food manufacturing industry's jolicy analysis and action around jlanmng process, to inform middle school ;apacity to retain and create quality jobs ssues facing the distressed center of mprovement efforts in New York City for Chicago residents he Appalachian region Cornerstone Assistance Network, Education Law Center, Newark, :ort Worth, Texas $500,000 for continued RACIAL JUSTICE ORGANIZATIONS ] New Jersey $89,300 toward the costs of preparing two district case studies support of its program aiming to increase rhe Advancement Project, Washington, and a background paper on the he effectiveness of job-training agencies D C $900,000 for general support of its major policy issues surrounding the n Fort Worth, Texas vork on racial-|ustice innovation and its mplementation of New Jersey's Economic Opportunity Institute, Seattle, ole as a national resource center for Abbott school-construction program Washington $200,000 toward the costs attorneys and community activists 3f administering the National Transitional :oundation-admlnistered project: Jobs Network, a coalition of independently .awyers' Committee for Civil Rights 649,700 toward consultant costs to study jperated programs and policy centers Jnder Law, Washington, D C $1 00,000 research and policy development efforts hat have established and promoted oward the costs of the Endowment n New York and New Jersey to enhance ransitional-jobs programs as a means of Campaign initiative to address racial he design and building of schools in lelping very low-skilled individuals gain Jiscrimination and bring legal resources ow-income communities access to the supports and training o the struggle for equal justice, and :oundation-admln!stered project: sxpenence necessary to get and keep he Legacy Society Campaign initiative 565,000 to examine California school- quality jobs o identify and develop fund-raising inance litigation and community-organizing echniques for securing endowment funds :ifth Avenue Committee, Brooklyn, New groups to guide Working Communities' fork $75,000 to support the first year of Mexican American Legal Defense and grantmakmg in California ts pilot project combining employment Educational Fund, Los Angeles, California Harvard University, Cambridge, supports and adult education to increase 6100,000 in support of its efforts to vlassachusetts $50,000 for use by its he earning capacity of low-income south develop new mechanisms for expanding John F Kennedy School of Government Brooklyn residents ts funding base oward the costs of research to determine MAACP Legal Defense and Educational ways of raising achievement among Foundation-administered project: ^^H :und, New York, New York $100,000 in African-American and Latino students 6253,500 to strengthen and assess the support of its continuing efforts to diversify while maintaining or raising achievement mplementation of a job-training initiative •aand increase its fund-raising capacity of all students in racially diverse n Boston, Fort Worth and Nashville suburban schools of the Minority Student Foundation-administered project: Mative American Rights Fund, Achievement Network 675,000 toward the costs of Boulder, Colorado $400,000 for continued mplementmg an initiative to strengthen general support Learning Leaders, New York, New York ob-training agencies in Boston, Fort 'ubllc Interest Projects, New York, $40,000 toward the costs of an evaluation Worth and Nashville view York $1 ,000,000 in support of its of the effects of its New York City parent- jroject, the Funders' Collaborative on volunteer program on educational Foundation-administered project: facial Justice Innovation, to promote outcomes for low-income children 697,000 toward the costs of a %ollective efforts by lawyers and local Dublication of stories derived from the = WORK FORCE DEVELOPMENT MODELS ] 7oundation's employment and work- ;ommunity-based organizations that are orce development work jsing legal tools to improve resource American Assembly, New York, New York squity and policy outcomes for racially 675,000 toward the costs of a meeting nitiative for a Competitive Inner City, and ethnically marginalized communities and related activities to advance the Boston, Massachusetts $150,000 for 'uerto Rican Legal Defense and effective use and expansion of work-force general support as it advances the next Education Fund, New York, New York ntermedianes within the U S work-force stage of its strategy and organizational $100,000 in support of its efforts to development system development expand its funding base, and toward its Jay Area Video Coalition, San Francisco, Management Consulting Services, voting-rights initiatives California $125,000 to support the Boston, Massachusetts $500,000 toward continued expansion of technology ;ontinuing support of its program SCHOOL DISTRICT INFRASTRUCTURES ] aiming to increase the effectiveness raining for low-income job seekers 3f job-training agencies in Boston Brown University, Providence, Rhode ocally and to other nonprofit training sland $100,000 for use by its Education agencies nationwide Neighborhoods Resource Center, Alliance toward the costs of developing Boston Community Capital, Boston, Mashville, Tennessee $33,334 to support guidelines to assist states in promoting Massachusetts $15,000 toward the costs ;ommunity organizing activities related to he inclusion of English-language learners of two annual meetings of the Members ;mployment in low-income neighborhoods l^^^^wn the small learning-community program Committee of the Boston Community M Nashville, Tennessee model being adopted by high schools Venture Capital Fund II that will provide Mew York City Employment and Training • opportunities for Members to learn about Coalition, New York, New York $50,000 California Tomorrow, Oakland, California he Fund's portfolio investments and o conduct a series of industry-specific 6200,000 toward the costs of refining tools capture lessons to be shared broadly in amployer roundtables about post- or improving the education of immigrant he community-development venture- September 1 1 labor-market needs and minority youth, and implementing capital field

© 2003 The Rockefeller Foundation **

Photograph Excised Here ^1^

Day labor Is a growing phenomenon in Fort Worth, Texas, and other U.S. cities. f^SF 1 Public/Private Ventures, Philadelphia, Next Generation Leadership Keith Michael Harper Pennsylvania: $300,000 for continued rounda1ion-admlnistered project: Silver Spring, Maryland support of its Working Ventures initiative 5172,000 for the costs of the Next Lisa Masako Hasegawa hat analyzes and provides technical Generation Leadership program and Washington, D.C. assistance to local and state work-force ts alumni gatherings. development agencies working with Raj Kumar Jayadev ow-income adults and youth, PolicyLink, Oakland, California: San Jose, California $240,000 in support of the Democracy San Francisco Chamber of Commerce Robert Springer Kallen Toolbox Initiative, a collective project Foundation, San Francisco, California: Chicago, Illinois designed by the members of Cohort J1 00,000 for continued support of its . 4 of the Next Generation Leadership Jacqueline S. Kaplan San Francisco Works project that program to develop and apply tools to Chicago, Illinois develops and incubates employer-led enhance the capacities of communities ob training and advancement programs Sonya Michelle Lopez to foster sustainable community and San Marcos, Texas n the Bay Area. eadership development. Sustainable Jobs Development Sean Patrick Maloney Corporation, Durham, North Carolina: Participants In Cohort 5 of the Program: New York, New York 175,000 toward the costs of its Exits Karen Lynn Bohlke Dianthe Dawn Martinez and Employees Initiative that aims West Orange , New Jersey o develop and share techniques Seattle, Washington community-development venture-capital Miguel Martinez Busies Gepsle Morlsset Metellus unds can use to assure that portfolio San Francisco, California vliami Shores, Florida company-sale gains are shared with Hilary Anne Morgan heir low-income employees. Elizabeth Harriet Canner Somerville, Massachusetts Anchorage, Alaska Workforce Investment Company, R. Arrington Chambliss David L. Muhammad New York City, New York: $100,000 toward Richmond, California he costs of identifying client organizations •toslindale, Massachusetts and providing program services that Tariq H. Cheema Pet^r Damian O'Drlscoll support low-income job seekers to gain Burr Ridge, Illinois Fakoma Park, Maryland employment. Cynthia Chung-Mi Choi Randal D. Plnkett YouthBulld USA, Somerville, _os Angeles, California Somerset, New Jersey Massachusetts: $160,000 in support of Joseph Wayne Daniels Jr. Sofia Qulntero ts program that develops employment 3ronx, New York 1 opportunities for its graduates working for Silver Spring, Maryland Home Depot and other corporate partners. Ana Guerrero John Palaclo Rodriguez La Crescenta, California Rochester, New York

© 2003 The Rockefeller Foundation (

Sail Small Fiscal Policy Institute, Latham, New York Purjlic Policy and Education Funcfof - Photograph Excsed Lame Deer, Montana £35,000 toward the costs of preparation New York, Albany, New York $500,000 in support of its project, Alliance for Quality William Allen Stanczykiewlcz and dissemination of an analysis of the jconomic and tax distributional impact of Education, to expand and conduct public ndisnapolis Indiana fair school funding in New York State education, research, policy analysis and eadership training to contribute to New Setting a More Equitable Foundation-administered project: York State's school finance-reform efforts Public Agenda £25,000 toward the costs of developing a plan for evaluating Working Public School Forum of North Carolina, CHANGING THE URBAN PARADIGM J Communities' school-finance Raleigh, North Carolina $11 6,835 in grantrnaking in New York State support of the Columbia Group a Municipal Art Society of New York, collaborative of Southern leaders in school ^lew York, New York $75,000 in support of Foundation-administered project: £50,000 in support of research on the •eform, to advance a regional initiative Imagine New York Giving Voice to the 'hat identifies effective school-funding Deopte's Visions," a project to encourage :apacity of school systems in New Jersey and New York State, including New York systems to better meet the needs of at- greater New York City metropolitan-area 'isk and new English-language learners esidents to share their ideas and visions Sity, to create new school facilities that n the southeastern United States for rebuilding and memorializing the World neet the needs of students reaching Quality Foundation of the Trade Center site, and to revitalize their Fund for Independent Publishing/The jwn communities New Press, New York, New York $69,500 Southeast, Chapel Hill, North Carolina :oward the costs of publishing and $90,000 for use by its Southeast Center Municipal Art Society of New York, :or Teaching Quality in developing a marketing a book by Peter Schrag entitled, view York, New York $62,385 toward national model for states to assess the he costs of its Creative Cities conference 'Long Enough to Reach the Ground Adequacy in the Fight for Better Schools " arogress of teacher and teaching-quality o explore ways to put culture and 3fforts, especially in low-income urban ;ommumties at the heart of a new ..ouis Harris, Key West, Florida $280,000 and rural communities jaradigm and encourage creativity in all n support of a study on the impact of University of California, Davis, Davis, ts forms in ways that will become intrinsic state level school-finance systems on California' $50,000 for use by its California and integral to the daily life of New York education for the least-advantaged students 3ity in the wake of the September 1 1 n California New York and Wisconsin Center for Community-School Partnerships attack on the World Trade Center :oward the costs of a study of the impact Institute for Wisconsin's Future, Df the California Healthy Start Initiative on 3ratt Institute, Brooklyn, New York Milwaukee, Wisconsin $300,000 California s high-poverty, high-minority, 575,000 for use by its Center for Communitytoward the costs of the Wisconsin School nigh-performing schools and Environmental Development toward Funding Project to improve educational University of Missouri-Columbia, he costs of a series of town meetings opportunities for Wisconsin children in o promote public discussion of New ow- and moderate-income communities Columbia, Missouri $90,668 toward the York City's rebuilding efforts in the wake ay increasing school resources and costs of a research series, In Pursuit of of the September 1 1 attack on the World Duildmg parent involvement in education Better Schools What the Research Says, aimed at refocusmg public attention on Trade Center aolicy decision making he needs of children and schools in (Ides Center, San Francisco, California Institute for Wisconsin's Future, mpoverished communities £100,000 for use by its project, the Milwaukee, Wisconsin1 $55 000 toward eadership Learning Community, to the costs of establishing a National POLICY ANALYSIS AND ADVOCACY ] nstitutionalize and expand the scope School Investment Network of parents, of its activities designed to strengthen community organizations and policy AFL-CIO Working for America Institute, eadership-development programs in groups as a forum for state-based and nc., Washington, D C $150,000 toward the United States lational groups to share information he costs of a survey of current practice and organizing strategies on, anc* build among the 50 largest Workforce Investmen EDUCATION FINANCE J capacity for, reforming state-level Boards in the country, targeted technical school-finance systems assistance to labor representatives on the Campaign for Fiscal Equity, New York, Workforce Investment Boards in California, >lew York. $250,000 toward the costs of MOUSE, New York, New York $75 073 oward the costs of design, dissemination Mew York Illinois and Texas and a primer ts civic engagement project promoting on the skills labor representatives need sublic discussion and engagement to and analysis of the MOUSE TechSource Survey to document technology practices o advocate effectively for improved nform efforts to reform New York State's work-force development practices school-finance system and trends in New York City schools American Civil Liberties Union Center on Education Policy, National Writing Project, Berkeley, California $79,1 43 toward the costs of Foundation, New York, New York Washington, D C $75,000 toward the cost 6275,000 toward the costs of creating a of developing a model connecting state research on the role of teacher leadership n improving instruction in writing and Security and Civil Liberties Task Force to school finance to an effort to monitor state conduct broad public outreach aimed ugh-school examinations iteracy, and to identify the policies and practices that build teacher capacity to at protecting rights and civil liberties Community Partners, Los Angeles, sustain school change of Americans, most particularly Arab- California $95,900 in support of its New Americans and Muslims, including those Schools Better Neighborhoods project to Jew York Community Trust, New York, detained, in the wake of the September 1 1 produce a monograph detailing California's New York $150,000 in support of the erronsts attacks Donors' Education Collaborative, a joint school facilities reform experience, to Amnesty International, New York, New York: nform school finance-reform dialogue grantmakmg effort of New York-based XJblic-education funders, to promote 51 00,000 in support of its crisis response among school districts, state policymakers work in the wake of the September 1 1 and community leaders sroad public engagement in systemic )ublic-school reform »n New York City attack on the World Trade Center

© 2003 The Rockefeller Foundation Montana thecosts of preparation ~lewYork, Albany, New York: $500,000 in Stanczykiewlcz analysisof the project,Alliance for Quality ,micand tax distributionalimpact of conductpublic ndianapolis,Indiana lg in NewYork State. ¯ research,policy analysis and eadershiptraining to contributeto New MoreEquitable project: 000toward the costs of developing a planfor evaluatingWorking IRBAN PARADIGMI h, NorthCarolina: $116,835 in grantmakingin NewYork State. a ’ of NewYork, qewYork, New York: $75,000 in supportof project: to advancea regional initiative ’ImagineNew York: Giving Voice to the in supportof researchon the identifieseffective school-funding a projectto encourage , of schoolsystems in NewJersey includingNew York reater NewYork City metropolitan-area newEnglish-language learners to createnew school facilities that n the southeasternUnited States. andmemorializingthe World needsof students. andto revitalizetheir r Foundationof the ig/The LpelHill, NorthCarolina: Press,New York, New York: $69,500 ’its SoutheastCenter ’ of NewYork, thecosts of publishingand PeterSchrag entitled, in developinga qewYork, New York: $62,385 toward lational modelfor statesto assessthe of its CreativeCities conference "LongEnough to Reachthe Ground: "essof teacherand teaching-quality explore ht for BetterSchools." , in low-incomeurban heartof a new" ; West,Florida: $280,000 rural communities. mand encourage creativity in all in supportof a studyon theimpact of in waysthat will becomeintrinsic school-financesysterfis’ on Jniversltyof California,Davis, Davis, integralto thedaily life of NewYork ,000for useby its California ty-SchoolPartnerships City in thewake of the September11 in California,New York and Wisconsin. theWorld Trade Center. costsof a studyof theimpact Institutefor Wisconsin’sFuture, theCalifornia Healthy Start ¯Initiative on ;, Brooklyn,New York: Wisconsin:$300,000 high-pove[ty,high-minority, b~ thecosts of the WisconsinSchool ligh-performingschools.. EnvironmentalDevelopment toward Projectto improveeducational igs Jniversityof Missouri-Columbia, Missouri:$90,668 toward the of New andmoderate-income communities f effortsin thewake schoolresources and a researchseries, .In PursuitO attackon theWorld Schools:What the ResearchSays, decisionmaking. limedat refocusingpublic attention on of childrenand schools in SanFrancisco, California: Institutefor Wisconsin’sFuture, mpoverishedcommunities. for useby its project,the Wisconsin:$55,000toward LearningCommunity, to ~ga National expandthe scope InvestmentNetwork of parents, ] its activities designedto strengthen policy L~FL-CIOWorking for AmericaInstitute, groupsas a forumfor state-basedand nc., Washington,D.C.: $150,000 toward shareinformation he costsof a surveyof currentpractice ~mongthe 50 largestWorkforce state-level 3cardsin the country;targeted technical . ~ssistanceto laborrepresentatives onthe ’1 for FiscalEquity, New York, /VorkforceInvestment Boards in California, $250,000toward the costsof NewYork, NewYork: $75,073 n, dissemination’,lew York,Illinois andTexas; and a primer MOUSETechSource )n the skills laborrepresentatives need engagementto o advocateeffectively for improved nformefforts to reformNew York State’s to documenttechnology practices in NewYork City schools. york-forcedevelopment practices. S, merlcanCivil LibertiesUnion Policy, g Project,Berkeley, p, 143toward the costs of :oundatlon,New York. NewYork: ~275,000toward the costsof creatidga a modelconnecting state improvinginstruction in writingand ~ecurityand Civil LibertiesTask Force to financeto aneffort to monitorstate "onductbroad public outreachaimed ligh-schoolexaminations. andto identifythe policies and build teachercapacity to tt protectingrights and civil liberties r Partners,Los Angeles, If Americans,most particularly Arab- $95,900in supportof its New S, mericansand Muslims, including those BetterNeighborhoods project to Trust, NewYork, :letained,in thewake of theSeptember 11 ,000in supportof the erroristsattacks. a joint reformexperience, to ~m~nestyIntemstlonal, New York, New York: informschool finance-reform dialogue grantmakingeffort of NewYork-based to promote ;100,000in supportof its crisis response schooldistricts state policymakers yorkin thewake of the September11 ~ttackon theWorld Trade Center. © 2003 The Rockefellerreformin NewYork FoundationCity. Photograph Excised Here

1 The 2000 Census revealed that as many foreign-born live in the United States today than at any time since the early 1900s. Nearly half of recent immigrants to the United States live below the poverty level.

Asian American Federation of New York, Jobs and Income Support, an alliance City Limits Community Information New York, New York $50 000 in support of community-based organizations and Service Inc., New York, New York $90 000 ^rof research documenting the economic networks working to develop a proactive or use by its project the Center for an LO mpact of the September 1 1 tragedy on anti-poverty policy agenda Jrban Future toward the costs of an analysis of New York City s economy in Manhattan's Chinatown community Center for Community Change, and use of the findings as an objective order to identify ways to improve city life Washington, D C . $50,000 in support of framework for engaging Chinatown s or low- and moderate-income residents. •^^•MMMMHMP* ts project, the Coalition on Human Needs, diverse interests in a series of community :or an initiative that will build the media Coalition for Humane Immigrant Rights dialogues on how to rebuild skills of its members and coordinate their of Los Angeles, Los Angeles California Asian Pacific American Legal Center outreach efforts $1 00 000 in support of its National Day of Southern California, Los Angeles, Laborer Organizing Network project a Center on Budget and Policy Priorities, collaboration of 18 local community-based California $175 000 to general support ofWashington D C . $50 000 in support of ts mission to provide multilingual culturally •esearch and policy analysis examining theorganizations whose aim is to improve sensitive legal services, education and he lives and working conditions of day effectiveness of the U S unemployment- aborers in the United States civil-rights support to southern California s nsurance system in meeting the needs growing Asian Pacific American population of low-income and temporary workers Collins Center for Public Policy, Miami, * ;londa $50,000 for use by its project the Benton Foundation, Washington D C CEOs for Cities, Boston Massachusetts $50,000 for use by its Connect for Flinders' Network for Smart Growth and £250 000 toward general support of its Jvable Communities, to host a national K ds project for an initiative, Effective mission to keep cities economically Communications for Improving Welfare conference co-organized with PolicyLink competitive and elevate urban issues in on social justice equitable development Policies, that aims to strengthen the national policy debates individual and collective media capacity and smart growth of groups working to improve income Children's Action Alliance, Inc., Phoenix,Collins Center for Public Policy, Miami, supports to the poor Arizona $52,400 in support of an initiative to educate business leaders, the media rlonda $50,000 in support of its project, California Budget Project, Sacramento, the Funders1 Network for Smart Growth and the public about the unemployment- and Livable Communities California $60,000 in support of policy nsurance system in Arizona with an aim analysis and dissemination outreach and toward improving access to benefits for Colorado Center on Law and Policy, public education, and working-group ow-wage workers Denver, Colorado $35 000 in support of sarticipation related to improving California s ts project the Colorado Fiscal Policy jnemployment-insurance system so that Citizens Union Foundation, New York ^ew York $100,000 to provide information nitiative, to fund coalition building, policy it provides better support to part-time and analysis and media outreach that aim to ow-wage workers :o New York City residents and members ensure the Colorado unemployment- of the City Council regarding the process Center for Community Change, and options for rebuilding lower Manhattannsurance system effectively serves larger Washington, D C $1 50.000 in support n the wake of the September 1 1 attack lumbers of low-wage workers of its project, the National Campaign for on the World Trade Center

12003 The Rockefeller Foundation :conom!c Policy Institute, institute on Taxation ana Economic National immigration Law center, Photog aph Excsed He e Washington, DC $100 000 in Policy, Washington, D C $450,000 for Oakland California $200 000 to support of research, policy analysis and general support of its ongoing analysis of coordinate and service the Low Wage dissemination relating to the effectiveness federal and state tax-reform proposals '„ 'mmigrant Worker Coalition and conduct Df the U S unemployment insurance Local Initiative Support, Training, and DOlicy analysis aimed at strengthening system in meeting the needs of Education Network, Washington, D C Drotections for workers vulnerable ow-income and temporary workers 61 00 000 in general support of its work to Decause of their citizenship/immigration =lorlda Legal Services, Inc., develop youth leadership and to identify, status and expanding work-force Tallahassee, Florida $75,000 in support prepare and support a new generation of development programs that improve Df administrative advocacy, coalition ndigenous grassroots leaders in poor ;heir earnings Duilding and community education urban communities of color National Interfalth Committee lor Worke and outreach to improve Florida s Los Angeles Alliance for a New Justice, Chicago Illinois $175 000 in jnemployment-insurance system Economy, Los Angeles California support of its efforts to strengthen the so that it provides better support to 5450 000 toward the costs of the yoice capacity and effectiveness of its 60 Dart time and low wage workers California Public Subsidies Project — ocal affiliates and to develop eight local =oundatlon-admln(stered project: a joint initiative being undertaken with nterfaith Worker Centers that will serve as E1 00 000 to develop assessment he Center on Policy Initiatives, the East models of how to provide assistance to Denchmarks with and for the national Bay Alliance for a Sustainable Economy ow-wage immigrant workers Dolicy centers that are participants in and Working Partners USA— that New Hope Project, Milwaukee he Foundation's Economic Resilience aims to increase the transparency of Wisconsin $150 000 to support its strategy in order to more objectively economic-development projects and Drogram aiming to advance work-based 3valuate progress toward the funding- :o ensure public subsidies result in land-poverty programs both in Wisconsin strategy goal of strengthening Droad-based community benefits and nationwide he advocacy infrastructure in Maryland Association of Nonprofit Mew Mexico Advocates for Children & he United States Organizations, Inc., Baltimore Maryland Families, Inc , Albuquerque New Mexico roundatlon-adminlstered project1 £60,000 in support of its project the 180,000 in support of research policy B1 00 000 to support a series of Vlaryland Budget and Tax Policy Institute analysis coalition building public :onvenmgs of the leadership of national for research and policy analysis to sducation and outreach to ensure that nolicy centers in order to promote a mprove Maryland s unemployment- slew Mexico s unemployment insurance more effective and coordinated advocacy nsurance system so that it provides system provides adequate support to nfrastructure in the United States adequate support to larger numbers of arger numbers of low-wage workers ow-wage workers :oundatlon-adm!nistered project. New York Jobs with Justice, Inc , $43,000 toward the costs of a meeting of Miami Workers Center, Inc., Miami, slew York, New York $150,000 in support he Foundation's Working Communities Florida $100 000 in support of outreach, Df its New York City Rebuilding and grantees in New York City to help the eadership development and organizing Economic Development Priorities Proiect foundation develop a comprehensive among welfare recipients and low wage :hat seeks to engage a diverse set of DO! icy-advocacy agenda workers so that they can advocate for community institutions in the process setter training public assistance and Greater Boston Legal Services, Inc., of examining economic-development support services Boston, Massachusetts $100000 options in New York City n support of policy analysis and National Center on Poverty Law, Mew York University, New York New dissemination outreach and public Chicago Illinois $75 000 in support of York $400 000 for use by its Center for sducation and working group 'esearch and policy analysis coalition Excelfence in New York City Governance Darticipation related to improving Duilding monitoring and outreach :oward the costs of Listening to the City Massachusetts' unemployment-insurance •elated to improving Illinois a project providing people who live and system so that it provides better support jnemployment insurance system work in the New York metropolitan region :o part-time and low wage workers 30 that it provides better support to the opportunity to participate in public Dart time and low wage workers discussions about rebuilding downtown Greater New York Labor-Religion Mew York in the wake of the September 1 1 Coalition, Inc., New York New York National Employment Law Project, Inc., £25,000 for support of its efforts to Sew York New York $99 000 to support attack on the World Trade Center sncourage local clergy and congregations ravel costs for participants in its national North Carolina Justice and Community :o engage with and advocate for conference on unemployment insurance Development Center, Raleigh North ow-wage workers particularly those •eform and a pooled fund for community Carolina $75 000 in support of research dislocated in the wake of the September arganizing and outreach in New York City and policy analysis, coalition building anc 1 1 terrorist attacks nanaged collaborative ly by the New York :ommumty outreach to ensure that North Unemployment Project Community Carolina's unemployment insurance nstltute for Public Policy Research, i/oices Heard, New York Jobs with Justice system provides adequate support to -ondon England $44 827 toward the and the New York Immigration Coalitron arger numbers of low wage workers :osts of a conference, held at the Bellagio Study and Conference Center, Italy, National Employment Law Project, Inc., PolicyLInk, Oakland, California Dnnging together policymakers from Slew York New York $225 000 in £1 500,000 to provide continued general Europe Australia and the United States support of advocacy to improve support of its mission to lift and advance :o explore public policy challenges federal unemployment assistance Tom the wisdom, voice and experience of acing democratic governments in the a report analyzing gaps in New York s ocal constituencies, a new generation of >1 st century jnemployment-insurance system and Dolicies that achieve social and economic efforts to educate the unemployed in equity expand opportunity and build Slew York about their rights to assistance strong organized communities

12003 The Rockefeller Foundation SEIU Education and Support Fund, Conservation Law Foundation, boston, Massachusetts Institute of Technology, Washington, D C $50,000 in supp jrtof Massachusetts $300,000 for use by its Cambridge, Massachusetts $100,000 for ts Public Pension Fund Trustee Co porate Greater Boston Institute in its ongoing use by its Center for Reflective Community Accountability Pro|ect, which seeks efforts to encourage transparency, 3ractice toward general operating expenses o identify and recommend quahfiei accountability and informed public 3f its work to build democracy by focusing candidates who are committed to jarticipation in urban plannmg-and- sn the relationship between reflective Dromoting responsible corporate bBhavior development processes in the city of Dractice, community development, social :o the boards of public pension funjds Boston, and for convenings of the Proiect change and technology Southern Echo, Jackson, Mississippi :orum on Race and Democracy Jnlverslty of Texas at Austin, Austin, 51 75,000 for general support of its efforts Demos: A Network for Ideas and Texas $400,000 for use by its Center for to increase democratic participation in the Action, Ltd., New York, New York African and African-American Studies for southern region of the United States 5250,000 in support of its Democracy :he Diasponc Racisms project, a new area Surface Transportation Policy Pr rt of voting laws and practices, better regarding the impact of transnational D( its proiect, the Alliance for a New campaign-financing systems and expanded demographic, political, social and Transportation Charter, to develop 3olitical participation among eligible citizens,economic processes on the changing ransportation policies that serve p >or he disenfranchised and noncitizens character of race relations in the United jrban neighborhoods :oundat!on-admin!stered project: States, especially as they impact black, 5226,000 toward the costs of a reflective .atino and indigenous peoples William C. Velasquez Institute, Lc documentation process to capture lessons Angeles, California $75,000 towarcla WORK AND ECONOMIC OPPORTUNITY ] ongitudmal analysis of U S Censu earned by the Foundation's Race, Policy data over the last 30 years to provi ie and Democracy grantees in building &FL-CIO Center for Working Capital, a comprehensive profile of the socal Darticipatory policy processes to address Washington, D C $250,000 for general nobility of Latinos in the United St;tes, ssues of racial inequity in five sites support of its work to educate the stewards and to examine whether there is or going =oundatlon-administered project: of pension funds about how to encourage ^^^^^lieed within U S -Latino communitif s 695,000 toward the costs of underwriting socially responsible investing and good ^^^^Hfor Voting Rights Act protections toensure reduction of a report on lessons learned corporate governance ^^^^^Bmeaningful democratic participatio i n five Foundation-funded sites that Basic Income European Network, ^^^^Bby Latino groups examine the way race affects policy issuesGeneva, Switzerland $30,000 toward ^^^^™William J. Brennan Jr. Center for Graduate School and University Center, he costs of its annual international pv^NJustice, New York, New York $150000 City University of New York, New York, conference, which this year is focusing ^scfo document gaps and shortcomings New York $100,000 for use by its Howard on Income Security as a Right LOn the New York City unemploymen Samuels State Management and Policy Center for Economic and Policy nsurance benefit program and de\elop Center toward the costs of its Greater New Research, Washington, D C $132,300 a comprehensive study of the mfornal fork City Proiect, an effort to map impacts o develop trend data on the incidence of economy in New York City in which 3f, frame issues resulting from and contingent work, job tenure and mobility, ow-wage workers live out their car3ers disseminate information about rebuilding and off-hour (non-standard) work Women's Policy Education Fund,Altanta, Drocesses in the wake of the September schedules gathered from four Bureau of Seorgia $75,000 in support of pol cy 1 1 attacks, so as to stimulate within Labor Statistics Current Population Survey analysis and dissemination, outreaEh marginalized communities meaningful supplements, and to produce timely and public education, and working jarticipation in the process analyses of this data in 2003 and 2004 =group participation related to imprt ving Harvard University, Cambridge, Center for Economic and Policy Georgia's unemployment-msuranc Massachusetts $100,000 toward Research, Washington, D C $175,000 system so that it provides better sipport general operating costs of the John F n support of research on job quality, o part-time and low-wage workers (ennedy School of Government's economic mobility and work interruptions Harvard Proiect on American Indian among low-wage women workers utilizing RACE, POLICY AND DEMOCRACY bconomic Development and the Project's awards program honoring contributions in a uniquely rich longitudinal national data Beloved Community Center, Gree nsboro, he governance of American Indian Nationsset, the Survey of Income and Program ^orth Carolina $600,000 for targeted Participation, and dissemination of the Dapacity-building support in fund nstitute for Democracy Studies, New research findings to policymakers development, communications anc York, New York $50,000 in support of Chicago Jobs Council, Chicago, Illinois echnology, and establishment of ts efforts to inform the debate around 640,000 toward the costs of a report that an operating reserve to support its diversity through collection and analyzes public funding and performance capacity to promote productive dissemination of research and analysis measures for work-force development community discourse and engageinent and through public engagement on services in Illinois on issues of race, policy and demc cracy he benefits of inclusive public policies n f^roonehAm Mnrth f.arnhna and the risks posed by curtailing of Columbia University, New York, J affirmative action New York $31 ,500 for use by its Chicago Lawyers' Committee nstitute of Development Studies, Graduate School of Business' Research for Civil Rights Under Law, Chica30, Brighton, England $100,000 for use by nitiative on Social Entrepreneurship Hllmois $75,000 for continued support ts Development Research Centre on oward the costs of the publication of of its Economic Opportunity Progr;m Citizenship toward the cost of including a survey of venture-capital investors o increase the capacity of individuals Northern participants in its international seeking social, as well as financial, o access and to sustain high-qualty consortium to research and explore eturns from their investments smployment he issues of citizenship, participation and accountability

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12003 The Rockefeller Foundation Community Development Venture resting innovations Colonial Wllliamsburg Foundation, Pho og aph Excsed He e Capital Alliance New York New York Wilhamsburg Virginia $100,000 for 5195 000 toward the costs of research EDUCATION INITIATIVES j support of the research and design of and preparations for a conference at the nterpretive programs at the historic Foundation's Bellagio Study and Confer CltyKlds Foundation, New York, New York $50 000 in support of its Wllliamsburg site that emphasize the role ence Center, Italy in 2003, on promoting of American Indians in Colonial Virginia a global field of developmental venture BndgeBuilder Initiative which provides Earned Asset Resource Network, capital focused on bettering the lives of low- skills training and leadership development San Francisco California $75,000 toward ncome populations throughout the world or New York City youth in response to an ncrease in violence, racial prejudice and he costs of refining and implementing Cornell University, Ithaca New York substance abuse observed among young a service-delivery model for establishing >60 000 for use by its School of Industrial people in the wake of the September 1 1 widespread provision of Individual and Labor Relations Program on Employ- attack on the World Trade Center Development Accounts for low income nent and Disability toward the costs of people while enhancing community *^d&n Foundation for Children Droducing a background paper for and social capital formation in San Francisco's San Francisco California $50 579 covering the costs of nongovernmental Mission District and Bayview/Hunter's participants attending a 2003 meeting to toward the costs of two planning and design meetings for the Power4Kids Point neighborhoods share information with peers in the United Economic Policy Institute, Kingdom about successful U S policies Initiative a four year study designed o provide scientific evidence to Washington D C $50 000 for a research and programs aimed at assisting Droject examining the structure diversity disabled people to gain employment solicymakers and education communities about the most effective pathways for and functioning of worker centers in the Financial Markets Center, Philomont. teaching children to read United States Virginia $1 75 000 for general support RAND Corporation, Santa Monica :oundation-administered project of its research policy analysis and $122 891 toward the costs of a series of public education efforts designed to California $500 000 in support of an evaluation of Teachers for a New Era. program-related meetings in different nake the operation of the Federal target cities that will bring together clusters Reserve system more transparent a foundation collaborative designed to rnprove the quality of teacher education of Working Communities program Foundation-administered project: n the United States grantees to discuss goals and strategies 51 34 400 toward the costs of reports that -oundation-admlnlstered project. analyze public funding and performance JOBS INITIATIVES ] $25,000 toward the costs of a survey neasures for work force development and analysis of community-reinvestment services in New York Texas Tennessee Manpower Demonstration Research ssues across the United States and Florida Corporation, New York New York $300,000 toward the costs of analysis Foundation-administered project: Foundation-administered project: $250 000 toward the costs of formative $100,000 toward the costs of developing and planning for a second phase of the Neighborhood Jobs Initiative ongoing assessments of several of the and implementing a communications Working Communties programs clusters strategy for the release ot a set of industry Near Northside Partners Council, of policy and advocacy work case studies funded under the Future of Fort Worth, Texas $225,000 in support of Work program ts resident involved jobs-development Jobs with Justice Education Fund, Washington D C $75 000 in support of Foundation-administered project: program that partners with local public agencies seeking to improve comprehen- ts project, Celebrating Economic Justice $65 000 toward the costs of a Arts and Culture in Organizing that aims conference that will bring together Ford sive social services for the Near Northside community in Fort Worth Texas to use arts and culture to reach out to new and Rockefeller foundation grantees to constituencies develop creative political :ompare and examine strategies for Explorations and Other Grants education and communication tools and mproving the condition of less-skilled better document and celebrate advances workers in temporary and unregulated The American Prospect, Washington, n the work work situations DC $100 000 in support of an issue of the American Prospect magazine Sierra Health Foundation, Sacramento Institute of Development Studies, California $25 000 in support of a national Brighton, England $198 156 to develop dedicated to transnational labor issues in the Americas and Caribbean that will conference to examine the role of a publication that wi!l help to popularize community building in health improvemenl global value chain analysis and lelp to promote public discussion and demonstrate its utility for researchers understanding of these issues among Unite for Dignity, Miami Florida $55 000 activists and policymakers concerned Dolicymakers and academics io support leadership training of female with equitable development Bronx Foundation for Education and the vorkers from the Caribbean and Latin Arts, Bronx New York $100 000 for use America and for a community radio New America Foundation, srogram on public affairs that affects the Washington DC $50 000 to develop Dy its project the Bronx Charter School for the Arts toward the costs of design and immigrant community in Miami (joint with a book that will demonstrate the structural Communication for Social Change) vulnerabilities in the way global supply mplementation of a model elementary shams currently operate school arts-education program in New Worker Rights Consortium, Inc , Vork City (joint with Creativity & Culture) Washington, D C $85 000 in support of Urban Institute, Washington 0 C Citizens Budget Commission, Inc., a project that will test the effectiveness 570 153 in support of its project the sf using codes of conduct and local Reentry Roundtable, toward a meeting \lew York, New York $20 000 in support of a conference of elected officials civic, nonitormg in Mexican apparel factories o explore the relationship between work o leverage U S consumer opinion to znme reduction and the successful ausmess community and union leaders, social-service providers and the media to mprove the labor conditions of workers •emtegration of inmates after their release nationally and regionally as well as locally ram prison discuss how New York City should reduce ts budget gap

12003 The Rockefeller Foundation t -

Britain Yearly Meeting, London England International South Group Network, ^n^^^^ ^H Cross-Theme $150 000 toward the costs of a program Quezon City, Philippines $300 000 towarc o support developing-country strategy the costs of its Southern and Eastern Global Inclusion development regarding intellectual Africa Trade Information and Negotiations Droperty policies particularly with respect Initiative for projects to strengthen the Science and Society for the Poor o public health traditional knowledge ability of African officials to negotiate on and food security trade and development issues, and to GLOBAL DIALOGUES ON Center for the Application of Molecular develop research and teaching capacity »LANT BIOTECHNOLOGY Biology to International Agriculture, n trade policy in African institutions Advocates Coalition for Development Canberra Australia $900 000 toward the Queen Mary, University of London, London England $123 200 for use by its and Environment, Kampala Uganda costs of the CAMBIA Intellectual Property Resource a Web based provider of patent Queen Mary Intellectual Property Researct $1 9 400 toward the costs of an East nformation related to the agricultural and nstltute for the costs of a pilot study Mnca regional workshop that will educate scientists lawyers and legislators about health sciences designed (1) to increase on the feasibility of establishing policy a liability and redress regime under the he capacity of public-sector and small- to networks of intellectual property scholars Cartagena Protocol on Biosafety medium sized private sector organizations and experts in developing countries o develop strategies that address Resources for the Future, Washington Center for Science in the Public Interest,ntellectual-property issues relevant to Washington D C $280 000 toward the DC $10 000 toward the costs of biotechnology in international agricultural attendance of international participants at sosts of a project to broaden the public and health research (2) to foster fair and debate on genetic engineering in agriculture workshop on the impact of the U S patent equitable licensing arrangements for system on developing-country access to sncourage improved regulations in ntellectual property and (3) to assist in Diotechnology and increase international biotechnology, held at Stanford University bringing the benefits of these arrange- October 2002 sarticipation in policymaking on ments to resource poor communities Diotechnology issues joint with Food Security and Health Equity) Society for the Study of Myth and Consumer Federation of America Tradition, New York New York $70000 Consumers Union, Yonkers New York for the costs of a conference on issues of Foundation, Washington DC $150000 $130 000 toward the costs of a project to award the costs of research and analysis ntellectual property relating to md genous ncrease the engagement of E U and U Speople, one in a series of Frati global on domestic regulation and international consumer interests in fostering a fairer rade issues related to agricultural dialogues on intellectual property at the system of managing intellectual property Bellagio Study and Conference Center, Diotechnology n international and bilateral trade taly November 2002 Foundation-administered project: agreements and regimes in order to £900 000 tor the costs of strategic advice mprove access to lifesaving medicines South Centre, Switzerland $127 900 for i study on how developing countries region. rom consultants and of an intranet service n developing countries markets can take advantage of flexibility n support of the Global Dialogues on PlantFoundation-administered project: under international trade agreements to Biotechnology (joint with Food Security) 5100 000 for commissioned research mprove access to essential medicines Foundation-administered project: mapping documents and logistical support to inform the Foundation s work $240,700 toward the costs of a conference SCIENCE IN THE PUBLIC INTEREST on the Foundation s Global Dialogues on on intellectual property rights (joint with 3lant Biotechnology program and the Creativity & Culture) FORO Nacional/lnternacional, Lima luture of agricultural biotechnology, and Foundation-administered project: Peru $93 000 toward the costs of a for the development and production of 5195 800 for a series of meetings service publication that will contribute to a better a related CD ROM arrangements and/or consultancies to understanding of the role that scientific KCTS Television, Seattle Washington inform the Foundation s ongoing work on and technological knowledge plays in $357 478 toward the costs of a television intellectual property policy development documentary about world food security International Centre for Trade and Foundation-administered project. and promising developments in the effort Sustainable Development, Geneva $200 000 for program-development to end hunger (joint with Food Security) Switzerland $90 000 toward the costs activities for a strategy on knowledge and Syracuse University, Syracuse, New York of a conference on strengthening n novation for development $100.000 for use by its Gene Media Forum developing country leadership on Harvard University, Cambridge lor the costs of an international conference intellectual property policy one in a series Massachusetts $450 000 toward the on genetically modified foods and food of Frati global dialogues on intellectual sosts of research and training for high-levi security, with a focus on sub Saharan Africa property, held at the Bellagio Study and decision makers from developing countne to be held in New York C ty spring 2003 Conference Center Bellagio Italy to strengthen the capacity of those coun- November 2002 tries to integrate science and technology NTELLECTUAL PROPERTY RIGHTS ] nternatlonal Plant Genetic Resources into national development policy nstltute, Rome Italy $400 000 toward International Council for Science, American Association for the the costs of an initiative to strengthen Paris France $30 000 toward the costs Advancement of Science, Washington the capacity of developing countries to of its sessions for the Forum on Science 3 C $600 000 toward the costs of a develop comprehensive national genetic Technology and Innovation for Sustainable Droject on intellectual property policy that esource policy frameworks Gomt with Development conducted in conjuction wil seeks to expand the public domain of :ood Security) the World Summit for Sustainable Develop nformation emphasize fairness in access merit, held in Johannesburg South Africa, o the benefits of science and encourage sarticipation in policy deliberations (joint August 27 to September 1 , 2002 with Health Equity)

12003 The Rockefeller Foundation SciDevlNetrLondon, England: $300,000 :or general support of its mission of Droviding a free-access Internet sit 3 offering original reporting and science- ournal articles for policymakers, scientists and others in developing countries Sustainable Sciences Institute, San Francisco, California: $190,60ij) toward the costs of "The Biopolitics of Ris Technology, Globalization and Pov 5 fly," a research project on risk dilemmi sand now they adversely impact marginalized communities in the context of globalization

Policy Issues and Analyses The Aspen Institute, Washington, D.C. $400,000 toward the costs of its Congressional Program, an initiative to :xomote leadership in the U.S, Congress providing lawmakers with a deeper jnderstanding of critical issues. The Aspen Institute, Washington, D.C.: $100,000 toward the costs of its pijoject, :he Ethical Globalization Inftiative, aimed ai integrating numan rigms norms ^*&.- and standards into ongoing effortsto "*Ja 1 Mexlco scientists to highlight neglected issues, the impact of economic and socia policies to test and disseminate innovations, Torn governments of rich countries on the and to mobilize human and financial development of poor countries. 1 resources for solving tough problems. Foundation-administered projec £1 00,000 for a series of consultani:ies London School of Economics and World Bank, Washington, D.C.: $25,000 and/or service arrangements to assist in Political Science, University of London, toward the costs of its International the integration of program learninc and London, England: $300,000 toward Comparison Program's expert group evaluation mechanisms into the w

© 2003 The Rockefeller Foundation - cn King's College London, London El Rescate, Los Angeles California Mexican Association of Social Sector England $1 00 000 toward the costs of a £95 000 toward the costs of a project t Credit Unions, Mexico City, Mexico study of the relationship between conflict .under its community remittances and $100 000 toward the costs of its project to and development in international policy ocal development program to carry out *' expand and consolidate access to bankinc Mew York University, New York New •esearch on and build the capacity of services in transnational communities in fork $150 000 for use by its Center on lometown associations of Salvadoran Mexico and California nternational Cooperation toward the mmigrants in California Pacific Council on International Policy, :osts of a project to explore the capacity Heartland Alliance, Chicago, Illinois -os Angeles, California $250 000 for a 3f multilateral security institutions and 5200 000 toward the costs of analysis Droject to explore through a series of arrangements to respond to new :onducted by its international project, structured strategic conversations among challenges arising both from changing Enlaces America, of key policy challenges a diverse set of decision makers from hreats and changing U S policy and opportunities for transnational migrant Canada Mexico and the United States the Organization for Social Science communities in their efforts to improve transnational dynamics emerging in the Research in Eastern and their livelihoods region and to chart alternative scenarios or how the North American relationship Southern Africa, Addis Ababa nteraction. American Council for Voluntary International Action, might evolve politically economically $20 000 toward the costs of socially culturally and institutionally an international conference entitled Washington DC $1 50 000 toward the The Quest for Social Peace in Africa :osts of researching and monitoring the Radio Billngue, Fresno California Transformations Democracy and evolution of key regional integration-policy £120 000 toward the costs of expanding 3ubhc Policy held in Khartoum Sudan systems and the role of the Inter-American its broadcasting to the Mixteca region in December 2002 , Development Bank in regional policy Mexico and from the state of Oaxaca to the United States in order to provide Social Science Research Council, design, with the aim of understanding the implications for social development quality programming in areas such as New York New York $300,000 toward the migrants health needs cost of its Conflict Prevention and Peace soverty inequality and migration Forum which convenes discussions Inter-American Dialogue, Washington Universidad Iberoamericana, Plantel Detween conflict prevention and response D C $100,000 for the costs of a research Golfo Centro, Puebla Mexico $24 000 officials at the United Nations and Droject to investigate the links among toward the costs of a research review to scholars and practitioners, especially from transnational poverty, inequality and socialdescribe and analyze the characteristics countries affected by armed conflict exclusion in the North American region and impacts of migration between states in Central Mexico and the United States United Nations Association of the United Inter-American Dialogue, Washington States ol America, New York, New York D C $200,000 for a project designed to $46 000 toward the costs of a meeting to enhance the contribution that remittances Philanthropy and Equity bring together U N officials key local irom immigrants in the United States to Foundation-administered project: actors and external support groups with families in Mexico, Central America and £150 000 for costs associated with he goal of improving the United Nations the Caribbean can have on economic The Philanthropy Workshop/West a capability to establish and strengthen and social development in the region collaborative program of the Hewlett rule-of-law systems in peace-building Interdisciplinary Group on Women, TOSAand Rockefeller foundations missions, held in New York City June 2002 Work and Poverty, Mexico City Mexico Synergos Institute, New York New York University of British Columbia, $75 000 toward the costs of a competitive $400 000 toward the costs of a project thai Vancouver Canada $1 50 000 toward the •esearch program to investigate the impactwill strengthen the ability of developing- costs of a project focusing on how to curb of remittances from family members in the :ountry community foundations to address luman-nghts violations by non state United States on indigenous women living the challenge of poverty in Latin America armed groups in poverty in Mexico Southeast Asia and southern Africa (joint Jnlverslty of British Columbia, Vancouver Interhemlspheric Resource Center, with Assets and Capacities) Canada $200 000 toward the costs of Albuquerque New Mexico $150000 our workshops to bring together the toward the costs of a series of timely Explorations conflict research-and-policy communities Dublications to inform policymakers, Center for Policy Alternatives, o address major methodological and data nongovernmental organizations and Washington DC $100 000 toward controversies and to address ways to academics on key transnational policy the costs of enhancing the trade mprove the communication of the research ssues in the North American community jomponent of the Eleanor Roosevelt community s findings to policymakers La Mujer Obrera, El Paso Texas Slobal Leadership Institute whose missior $150 000 toward the costs of establishing s to increase the global consciousness Transnational Communities a women's network designed to empower of U S political leaders Alliance of Small Island States, narginalized women workers of Mexican New York New York $100 000 toward the Heritage along the U S -Mexico border costs of a workshop on trade sustainable [joint with Working Communities) development and small island states, held Latin American Faculty of n Montego Bay, Jamaica, December 2001 Social Sciences, San Jose Costa Rica El Colegio de Mexico, Mexico City Mexico $25,000 toward the costs of research on $99 400 toward the costs of a project to the characteristics and impact of migration explore alternative policies for sustainable (rom El Salvador, Guatemala, Honduras development in Mexico and Nicaragua to the United States

© 2003 The Rockefeller Foundation aconomic transformation in the in st f-orum tor African Women Educationalists, ^H Regiona l Program \:entury and address the human capacity '2,816 in conjunction with the African :echnology at the primary-school level m^^Htoward the costs of a joint project with the Dissertation Internship Award to Benjamin n Kenya Council for the Development of Social iW Kankpeyeng, to enable his supervisor Science Research in Africa, to launch the at the Ghana Museums and Monuments

12003 The Rockefeller Foundation Midlands State University, Gweru; Zimbabwe: $100,000 toward the costs''-' " of its project to improve teachers' understanding of, and skills in teaching about, the process of sexual maturation n order to enhance children's retention n primary schools in Zimbabwe. Moses Kizza Musaazi, Kampala, Uganda: $18,000 for a project to develop environmentally sound technology that will !acilitate the provision of gender-sensitive sanitation facilities in primary schools in Uganda, thereby assisting in the effective nanagement of sexual maturation and Dromoting better hygiene in those schools Uganda Rural Development and Training Programme, Kampala, Uganda: 1259,330 toward the cost of its project in education and communication for social ransformation—an approach to poverty eradication and women's empowerment n Kibaale District, Uganda (joint with communication for Social Change).. United Nations Educational, Scientific and Cultural Organization, Paris, France: 6160,000 for use by its International nstitute for Educational Planning toward :he costs of the activities ot the Associatioi :or the Development of Education in Photograph Excised Here Africa, in particular for its working groups Dn education statistics, on books and earning materials, and on early childhood jevelopment. United Nations Educational, Scientific and Cultural Organization, Paris, France: £60,000 toward the costs of developing a regional capacity-building program tor nongovernmental and civil-society organizations working in education in |apg^rypi^M^^^j^^^g«F6un'dation:supported research'irT.1998] lub-Saharan Africa. Kj8g"^iBB^B^^^^J^ound^thatT? percent.of Kenyan^chlldrefn

Zimbabwe: $183,605 toward the costs I^^^^^^"M^^^^^^^^MiLJeAr5—eyej>—eracyji_ng_s_^ of its project to improve teachers' understanding of, and skills in teaching nternational Crops Research Institute Vlakerere University, Kampala, Uganda: about, the process of sexual maturation or the Semi-Arid Tropics, Andhra $22,260 toward-the costs of a stakeholders'!; n order to enhance children's retention Pradesh, India: $20,000 toward the costs neeting on strengthening Uganda's n primary schools in Zimbabwe. of a conference on rural livelihoods and district-planning units through the use of University of Zimbabwe, Harare, Doverty-reduction policies in Kenya, ntegrated data and information in planning! Zimbabwe: $64,000 toward the costs of vlalawi, Tanzania and Uganda, held in ts development programs, held in a project to produce norms in English Nairobi, Kenya, January 2003. Entebbe, October 29 to November 2, 2002.| iteracy for primary schools in Zimbabwe. nternational I nstitute of Tropical University of Nairobi, Nairobi, Kenya: Agriculture, Ibadan, Nigeria: $50,000 £175,295 for use by its Department of Information for Development oward the costs of producing a CD-ROM vlathematics for the costs of implementing \ sf the Collaborative Study of Cassava in he Master of Science degree in applied MAPPING POVERTY Africa, a multicountry survey of cassava biometry and of strengthening the capacity |j production, processing and market 3f staff offering courses in the degree. African Wildlife Foundation, Washington, systems in Africa. D.C.: $170,000 for the development of a ieographic Information System for use in International Livestock Research POPULATION AMD HEALTH andscape-level planning and conservation Institute, Nairobi, Kenya: $149,000 to INDEPTH Network, Accra, Ghana: $299,200^ ntervention in East and southern Africa. develop training resources for effective eaching of biometry at universities in :or a collaborative research program with Foundation-administered project: sub-Saharan Africa. :he University of Pennsylvania's $90,000 for administrative costs associated census-analysis project that will inform with the Information for Development area demographic and health policy in of work Goint with Health Equity). sub-Saharan Africa (joint with Health Equity).

12003 The Rockefeller Foundation 'athfinder International, Watertown, traditional and Modern Health Massachusetts $43,246 toward the costs practitioners Together Against AIDS ^H Regiona l Program • 3f a project to assess the magnitude of and Other Diseases, Kampala, Uganda HIV/AIDS among teachers and its effects 6325,000 to increase access to Southeast Asia Regional Program jn the education sector in Kenya HIV/AIDS prevention and to care for ural communities in Uganda by building Learning Across Boundaries Southern African Development /lable partnerships between traditional Community, Gaborone, Botswana lealers and biomedical workers ftslan Resource Foundation, Bangkok, 631 8,645 for the costs of training staff Thailand $1 35,840 to support a research . ~>\ national statistical/census offices, Jniversity of Cape Town, Rondebosch, ellowship program entitled, Islam in jniversities and other institutions of higher South Africa $56,100 toward the costs of Transition in Southeast Asia A View From earning in the countries of the Southern ;onvening the first Pan-African conference Within, for young Muslim intellectuals in \frican Development Community on in development issues in a globalizing he region census and spatial-data analysis vorld economy, held in Cape Town, vlarch 2002 Cambodia Development Resource traditional and Modern Health nstltute, Phnom Penh Cambodia practitioners Together Against AIDS 61 00,000 to support collaboration among and Other Diseases, Kampala, Uganda Explorations 'esearch groups in Cambodia, Lao £65,452 for a consultant to review, and to fcfrican AIDS Research Network, ^eople's Democratic Republic, Thailand Drgamze a regional meeting on, the use Dakar, Senegal $35 642 toward the and Vietnam in investigating the efficiency 3f traditional remedies in the treatment of ;osts of a training workshop for national Df marketing, internal agricultural trade HIV-related ailments MDS networks on capacity building and and export in the Greater Mekong Jnion for African Population Studies, und-raising strategies, held in Dakar, Sub-region (joint with Food Security) •••••Dakar, Senegal $122,000 toward the costs Senegal, February 2003 Cambodia Development Resource ^^^^^•bf the Fourth African Population ConferenceThe AIDS Support Organisation, Institute, Phnom Penh, Cambodia $90,000 that will bring together decision makers,

© 2003 The Rockefeller Foundation ^™%%

Foundation-administered project , Komol Keem Thong Foundation, 5EASREP Council, UueZOfl Ulty phoog,PhExc,,dH= B49 300 toward the cost of further Bangkok Thailand $95 023 for use by Us 3hihppmes $111 135 to support an diagnostic work on upland agriculture to Mirror Art Group to create a Hilltnbe Virtual examination of the Mekong region as support the Foundation's Food Security » Vluseum on the Internet to educate the », 'a sociocultural construct by reviewing sxpioration in the Greater Mekong sublic in Thailand and beyond about the 'elevant literature and the production Bub-region (joint with Food Security) rapidly vanishing languages and cultures of an anthology of original writings from "oundation-administered project- of tribal people living in northern Thailand a multidisciplmary perspective Si 00 000 toward the cost of engaging ^oint with Creativity & Culture) Silpakorn University, Bangkok Thailand consultants conducting workshops and Mae Fan Luang University, Chiang Rai $100 000 for use by its Faculty of Painting publishing studies in support of the Thailand $1 0 000 toward the costs of a Sculpture and Graphic Arts to support Foundation s Learning Across Boundaries seminar for staff of universities govern a collaborative bilateral scholars in- area of work in the Greater Mekong ment ministries and U IM agencies in the cidence program with the College of 3ub region Greater Mekong Sub region countries on Arts at Hue University in Vietnam (joint Hanoi School of Public Health, Hanoi tie role of higher education in developing with Creativity & Culture) luman resources for the region Vietnam $55 790 to support a joint SIS Forum (Malaysia) Berhad, Kuala i/ietnamese-Laotian effort to assess the Mahidol University, Nakornprathom Lumpur Malaysia $78 300 to support a nstitutional needs of Lao People s Thailand $33 013 for use by its Institute two-stage meeting for Muslim women Democratic Republic s public-health of Population and Social Research for a intellectuals and activists from Southeast colleges and to formulate recommenda Darticipatory research project on the life Asia to share experiences among :ions to address them by drawing on the sxpenences of migrant girls and young themselves and with Muslim women in •esources of Vietnam s public health women from Myanmar employed as factory western Asia and the Middle East on jniversity system workers or domestic helpers in Thailand the challenges they face as a result of risino fundamentalism Hue University Of Agriculture and Ministry of Agriculture and Forestry, Forestry, Hue City Vietnam $31 000 Lao People's Democratic Republic, ;o support the design and plan the Vientiane Lao People s Democratic development of a national network on Republic $35 000 for use by its National jpland natural resource management Agriculture and Forestry Research Institute 'or sustainable development in Vietnam :o support human resource development [joint with Communication for Social tirough 20 fellowships to qualified staff Change and Food Security) Df the Lao National Rice Research nternational Rice Research Institute, 3rogram to enter diploma and bachelor Vlanila Philippines $300000 af science programs at Laotian :o support the development of an ^ducstionsl institutions sducation entertainment approach to Probe Media Foundation, Inc., Diliman motivate Vietnamese and Laotian farmers Quezon City, Philippines $250 000 to ,o reduce pesticide use thereby enhancing :ontmue support for the Imaging the -luman and environmental health (joint Vlekong media-fellowship program on with Food Security Communication for :ross border and cross cultural issues Social Change and Health Equity) n the Greater Mekong Sub region PS Inter Press Service International Rajamangala Institute of Technology, Association, Rome Italy $191, 226 for Kalasin Campus, Umpure Muang jse by its Regional Office for Asia Pacific

© 2003 The Rockefeller Foundation ,$V*-**i'»Af ' , •*$''•'*• '•JV

ndividuals trom developing countries to conterence, Achieving Diversity in lertiary ^^1 Special Program Darticipate in the conference, New Forms .>' and Higher Education Challenges and ^^^ sf Urbanization Conceptualizing and Prospects, held at the Bellagio Study and 1 Assets and Capacities Measuring Human Settlement in the Conference Center, Italy, March 2003 Twenty-First Century, held at the Bellagio Jniversity of Pennsylvania, Philadelphia, Bellagio Study and Conference Center, Italy, ' "* Pennsylvania $25,000 toward the cost \ March 2002 of travel for 16 individuals from Africa SRANTS j Vluhsln Jassim AI-Musawi, Sharjah, o participate in the team, Demography Brown University, Providence, Rhode United Arab Emirates $3,850 toward the and Health in Africa, held at the Bellagio sland $10,000 toward the cost of travel cost of travel for six individuals from Study and Conference Center, Italy, or six individuals from Africa to participate developing countries to participate in the December 2002 n the conference, Female Circumcision team residency, Creativity and Dissent, University of Southern California, Multicultural Perspectives, held at the to be held at the Bellagio Study and Los Angeles, California $1 4,000 toward Bellagio Study and Conference Center, Conference Center, Italy, August and he cost of travel for eight individuals from Italy, April and May 2002 September 2003 developing countries to participate in the :eminlst Press, New York, New York National Academy of Sciences, conference, The Impacts of Globalization $4,200 toward the cost of travel for three Washington, D C $8,656 toward the cost on Urban Development, held at the ndividuals from Africa to participate in the 3f travel for 1 1 individuals from Iran to 3ellagio Study and Conference Center, team residency, Women Writing Africa sarticipate in the conference, Science and taly, August 2002 Western/Sahel Region, held at the Bellagio Ethics Experience and Challenges in the University of Utah, Salt Lake City, Utah Study and Conference Center, Italy, United States and Iran, held at the Bellagio 58,450 toward the cost of travel for six August 2002 Study and Conference Center, Italy, ^^_ <\pnAnrili <^00

© 2003 The Rockefeller Foundation constructing a New Cross-National -emale Circumcision: Multicultural University, New York, New York (July 29 Architecture for Labor Market Perspectives — Dr Rogaia Mustafa o August 2) Statistics — Dr Barry Bluestone, Russell B Abusharaf, Nancy L Buc Postdoctoral and Andree B Stearns Trustee Professor :ellow, Brown University, Providence, Wleeting of Director Generals of National of Political Economy, Northeastern Univer- Rhode Island (April 29 to May 3) Public Health Institutes— Dr Pekka sity, Boston, Massachusetts, Dr Andrew ousilahti, Chief Physician, National Sharpe, Executive Director, Centre for the Globalization and Sites of Intra-National Public Health Institute, Helsinki, Finland Study of Living Standards, Ottawa, Ontario,Transactions: The Erosion of Borders October 16 to 20) Canada, and Dr Antonio Lettien, Director, and the Challenges for the European Museums and Global Public Spheres — Center for International Social Studies, Jnion — Dr Rajan Menon, Monroe J Dr Tomas Ybarra-Frausto, Associate Rome, Italy (September 23 to 28) Rathbone Professor of International Director, Creativity & Culture, Rockefeller " 1 Relations, Lehigh University, Bethlehem, :oundation, New York, New York (July 22 Cultural Agency in the Americas — Pennsylvania (July 15 to 19) o26) Dr Doris Sommer, Professor of Romance Green Mapmakers Global Gathering — -anguages, Harvard University, vis Wendy E Brawer, Founding Director, New Faces Colloquium on Religion, Cambridge, Massachusetts (October 28 and Mr Robert W Zuber Jr , Director Human Rights and Societal o November 1) of Education and Outreach, both of the Reconstruction in a Pluralist World— Decentralization and the Environment: Green Map System, Inc , New York, 3r J Paul Martin, Executive Director, Assessing Participation for Rio+10 — New York (December 2 to 6) Center for the Study of Human Rights, Dr Jesse C Ribot, Senior Associate, Columbia University, New York, New York nstitutions and Governance Program, Health System Productivity — Ms Sarah July 1 to 5) World Resources Institute, Washington, Singer, Executive Director and Senior New Forms of Democracy? The Reform DC (February 18 to 22) Research Scholar, Dr Alan M Garber, and Transformation of Democratic Dnncipal Investigator and Director, and nstitutions — Mr Bruce E Cain, Robson ^^^m[^HDevelopmenm t of a Global Plan for Dr Donna Wright, Co-Project Director 3rofessor of Political Science and Director, Cassava Improvement— Mr Claude and Research Associate, all of the Center nstitute of Governmental Studies, ••Mf^^Fauquet, Director, ILTAB, St , Louis, for Health Policy, Stanford University, University of California, Berkeley, Berkeley ^^HHlMissouri, and Dr Gary Toenniessen, Stanford, California (February 4 to 8) California, Mr Russell J Dalton, Professor, Director, Food Security, Rockefeller The Impact of Health Sector Reform on University of California, Irvine, Irvine, Foundation (October 1 to 6) Sexual and Reproductive Health Policy California, and Ms Susan E Scarrow, Diversity and Citizenship Education and Services —M s Marge Berer, Editor, University of Houston, Houston, Texas In Multicultural Societies — Dr James A Reproductive Health Matters, London, September 9 to 13) ,— — (-Banks, Professor of Education, University England (February 25 to March 1) .\l pf Washington, Seattle, Washington, Jew Forms of Urbanization: I ^••••JrV PrvKort P Arn/-i\*Q Dri-ifaoonr rif The Impacts of Globalization on Urban Conceptualizing and Measuring Human Comparative Education, Indiana University, Development — Dr Harry W Richardson, Settlement in the Twenty-First Century — Bloommgton, Indiana, Mr Shigeru The James Irvine Chair of Urban and Mr Anthony Gerard Champion, Professor Asanuma, Professor of Education, Regional Planning, University of Southern of Population Geography, University of Tokyo Gakugel University, Tokyo, Japan, California, Los Angeles, California (August Newcastle, Newcastle-upon-Tyne, England, Dr David Gillborn, Professor of Education 19 to 23) and Dr Graeme Hugo, Professor of Geog- and Head of Policy Studies, University nnovative Experiences in Philanthropic aphy, University of Adelaide, Adelaide, of London, London, England, and .eadershlp Development in Latin Scotland (March 11 to 15) vlr Robert E Verhine, Adjunct Professor America and among Latino Populations Oil and Conflict— Ms Mary Kaldor, of Education, Federal University of n the United States— Mr Andres Arturo Drofessor and Program Director, and Mr Bahia, Bahia, Brazil (June 17 to 21) Thompson, Program Director for Latin Vahia Said, Research Officer, both of the Economic Agendas in Civil Wars: America and Caribbean, W K Kellogg .ondon School of Economics, London, Assessing the Prospects for a Global roundation, Colonia del Sacramento, England, and Mr David Rice, Director, Regulatory Framework — Ms Karen Uruguay (March 25 to 29) Policy Unit, British Petroleum, London, 3allentme, Research Coordinator and nnovia: Patient Experience and the New England (November 18 to 22) Drogram Associate, Economic Agendas in Technologies in Health Care — Dr Stuart The Political Economy of Global Civil Wars, International Peace Academy, S Blume, Professor of Science Dynamics,Population Change: Stocktaking and New York, New York, and Mr Colin Keating Jniversity of Amsterdam, Amsterdam, Perspectives, 1950-2050— Dr Paul Dartner, Chen & Palmer, Wellington, New Netherlands, Dr Linda Hogle, Stanford Demeny, Distinguished Scholar, Population Zealand (May 20 to 24) University, Stanford, California, Dr Nicky Council, New York, New York (April 8 to 1 2) Britten, Senior Lecturer in Medical Extending the Boundaries of Sociology, London University, London, Progress and Prospects for Place- Democracy: Evaluating Two Decades England, and Dr Anita Hardon, Associate Based Randomized Trials— Dr Robert ^mof Education Reform and Inclusion — 3oruch, University Trustee Chair Professor Dr Marilyn Gittell, Professor of Political =rofessor in Medical Anthropology, of Education, University of Pennsylvania, Science, and Director, Howard Samuels University of Amsterdam, Amsterdam, Philadelphia, Pennsylvania, and Ms Julia State Management and Policy Center, Netherlands (September 2 to 6) .opez, Vice President, Rockefeller , City University of New York Graduate Markets and Corporations as Social :oundation, San Francisco, California > School and University Center, New York, nstitutions: Assessing the Field of (November 11 to 15) New York, and Ms Dayna Cunningham, Economic Sociology — Dr Craig Calhoun, Progressive Frontiers: The Future Associate Director, Working Communities, ^resident, Social Science Research Direction of Social Democracy — Ms Lisa Rockefeller Foundation, New York, Council, New York, New York, Mr Neil Harker, Deputy Director, Institute for Public New York (December 9 to 13) rligstein, Professor, University of California, Berkeley, Berkeley, California, and Dolicy Research, London, England vlr Doug Guthrie, Professor, New York May 9 to 1 2)

© 2003 The Rockefeller Foundation H Proteolytic Machines in Human ... Conversations in Choreography: Museums and Global Public Spheres — Disease — Dr Philip Coffmo, Professor of Fourth Session — Mr Scott de Lahunta, ' Dr Tomas Ybarra-Frausto, Associate Microbiology and Immunology, University Co-Director, Writing Research Associate, Director, Creativity & Culture, Rockefeller of California, San Francisco San Amsterdam Netherlands (July 26 to Foundation, New York, New York Francisco California, and Dr Dieter August 4) (July 26 to 30) Heinnch Wolf, Professor and Director, Creativity and Dissent— Professor The Philanthropy Workshop: Review and University of Stuggart, Stuttgart, Germany Dr Muhsin Jassim AI-Musawi, of Arabic Strategic Planning— Salvatore LaSpada, June 10 to 1 4) and Comparative Studies, American Manager, The Philanthropy Workshop, Science and Ethics: Experience and University of Sharjah, Sharjah, United Arab Rockefeller Foundation, New York, Challenges in the United States and Emirates (August 21 to September 3) New York (April 16 to 20) In Iran — Dr Glenn E Schweitzer, Director, Communication for Development and The Red de Veedores, or Citizen Watch Office for Central Europe and Eurasia, Social Change: Training Challenges Net of Venezuela: An Experience of vlational Research Council, National and Opportunities— Ms Denise Gray- Research Action— Dr. Ruth Capnles, Academy of Sciences, Washington, D C 3elder, Vice President, Administration and 3rofessor of Venezuelan Political and April 22 to 26) Communications, Rockefeller Foundation, Economic History, Catholic University Soil Fertility Degradation in Africa: New York, New York (May 20 to 25) Andres Bello, Caracas, Venezuela .averaging Long-Term Solutions to a Dairies: A Theater Project — Ms Tatiana (September 24 to October 7) .ong-Term Problem — Dr. John K. Lynam, rrolova, Director, KnAM Theatre, Rockin' Las Americas: The Global Senior Scientist, Rockefeller Foundation,

12003 The Rockefeller Foundation Photograph Excised Here

^£Hfx?*^^n || Typical classroom in rural Zimbabwe. The education systems in many ^m T^sV^%& Zimbabwe II sub-Saharan African countries have been devastated as many teachers I/ \? **i'| J| become III with HIV/AIDS.

brahim Dasukl Ado-Kurawa {Nigeria), Dejene Aredo (Ethiopia), Associate Sabriel Bernal Granados (Mexico), ' Acting Director of Research, Institute for Drofessor of Economics Addis Ababa Editor, Editorial Aldus, Mexico City, C^ SO -*Contemporary Research, Kano, Nigeria- University, Addis Ababa, Ethiopia— a study,Mexico — a new collection of essays, study, "The Press and National Unity in "The Role of NGOs in Development: The An Autobiographical Essay." Ngena, 1980-2000" Ethiopian Case " Michael John Berry (Australia), ^^^^^lAkosu^•! a Adomako Ampofo (Ghana), Einar Arnason (Iceland), Professor of Professor of Urban Studies and Planning, HHHSenior Research Fellow, University of Evolutionary Biology, University of Iceland, Royal Melbourne Institute of Technology, Ghana, Legon, Ghana— a manuscript, Reykjavik. Iceland— a study, "A Promised Melbourne, Victoria, Australia— a The Making of a Text. Culture and Land A Land Full of Promises " manuscript, "The End of Unemployment ^ Recapturing the Economic Possibilities Gender in African Societies" Gamze Avci (), Assistant Professor with Taky

2003 The Rockefeller Foundation f . , "* • " ^ <$$£$£ Charlotte Bunch (United states), , "Incitement in Israel and the United States Hubert L. Dreyfus (United States), 'holograph Excsed Here Executive Director, Center for Women's * A Comparative Analysis ' Professor of Philosophy University of Global Leadership, Rutgers University, Randolph E. Coleman (United States), California, Berkeley, Berkeley California— New Brunswick, New Jersey— a study, Professor of Composition and Music a manuscript, 'Being in-the-World Future Directions in Women s Human Theory, Oberlm Conservatory of Music,'. ;4' Overcoming Mediational Thinking' Rights (with Roxanna Carnllo) with Charles Taylor) Oberlm, Ohio — a music composition Kathleen Cahill (United States), Antonla Contro (United States), Artist, Michael David Edwards Librettist, Willmgton, Connecticut — a Chicago, Illinois— an interdisciplinary [United Kingdom), Guest Professor music composition, "Clara Wieck" exhibition "Locus" (with Lou Mallozzi) for Music and the Internet, Universitat with Robert Convery} \dozarteum, Salzburg, Austria — a music Robert Convery (United States), Carol Camfield (Canada), Professor composrtion for amplified string trio and Composer, Long Island City, New York— computers, "Caduta Massi ' of Pediatrics, Dalhousie University, Halifax, a music composition, "Clara Wieck" tova Scotia, Canada — a review paper, 'with Kathleen Cahill) Dyan Elliott (Canada), Professor of Epilepsy in Childhood An Evidence- History and Religious Studies, Indiana Based Review of the Natural History, Jerry Allen Coyne (United States), University, Bloommgton, Indiana— Treatment, and Medical and Social Drofessor of Ecology and Evolution, a study "Proving Women Female Outcome (with Peter Camfield) University of Chicago, Chicago, Illinois— a Mysticism and Inquisitional Practice in manuscript, "Speciation A Collaborative Late Medieval Europe ' Peter Camfield (Canada), Professor and Book on the Formation of Species" Chair, Department of Pediatrics, Dalhousie 'with H Allen Orr) Sara M. Evans (United States), University, Halifax, Nova Scotia, Canada— Distinguished McKnight University a review paper, "Epilepsy in Childhood William Robert Cullen (Canada), Professor University of Minnesota, An Evidence-Based Review of the Natural Emeritus Professor of Chemistry, University Minneapolis, Minnesota — a manuscript History, Treatment, and Medical and of British Columbia, Vancouver, British Tidal Wave Feminism in Late 20th- Social Outcome' (with Carol Camfield) Columbia, Canada — a manuscript, century America Arsenic Sociochemistryof an Element " taxanna Carrlllo (Peru), Senior Human Tim Evans (United Kingdom), Lecturer Rights Adviser, United Nations Patrick Roland Cullinan (South Africa), n Theoretical Physics, Imperial College Development Fund for Women, New York, Senior Lecturer (Retired), University of the .ondon, England — a manuscript, \lewYork-a study, "Future Directions Western Cape, Cape Town. South Africa— 'Hot Dynamics of Quantum Fields' n Women's Human Rights' (with a manuscript, 'Imaginative Trespasser Non-Equilibrium Thermal Field Theory' Charlotte Bunch) Letters from Bessie Head to Patrick and (with Ray Rivers) Wendy Cullinan, 1963-1997 " Jos6 Casanova (United States), Anibal Faundes, M.D. (Brazil), Associate Professor of Sociology, Harvey P. Dale (United States), Professor of Obstetrics, State University New School University, New York, University Professor of Philanthropy and of Campinas, Campinas, Brazil — a New York — a study, "Religion and ihe Law, New York University New York manuscript, "Abortion A Twentieth Century Immigrant Incorporation in New York' New York — a manuscript, What is a Misunderstanding' (with Jose Barzelatto) with Anstide R Zolberg) " Chanty9 Inurement Private Benefit and Excess Benefit Transactions " Susan Gal (United States), Professor of Andrew R L. Cayton (United States), Anthropology and Linguistics, University of Distinguished Professor of History, Miami Jose Y Dalisay Jr. (Philippines), Chicago. Chicago Illinois — a manuscript, University, Oxford, Ohio — a manuscript 3rofessor of English, University of the 'Language Ideologies and Linguistic The Dominion of War Empire and Liberty Philippines, Quezon City, Philippines — a Differentiation" (with Judith T Irvine) n North American History, 1500-2000" novel, 'Soledad's Sister" Kamala Ganesh (India), Reader in [with Fred Anderson) Angela Dalle Vacche (United States), Cultural Anthropology, University of Kunal Chakrabartl (India), Professor of Visiting Assistant Professor, Georgia Mumbai, Mumbai, India — a report Impact Ancient Indian History Jawaharlal Nehru nstitute of Technology, Atlanta, Georgia — of the Retracting Dutch Welfare State University, New Delhi, India — a manuscript,"The Silent Sex The Diva in Early Italian on the Everyday Support Networks of "Imaging the Forest in Indian Tradition " Cinema (1900-1920) ' Elderly People " David Claman (United States), Visiting Aurelio de los Reyes (Mexico), Professor,Ann K. Gebunr (Untied States), Professor of Music, Colorado College, National Autonomous University of Mexico,Associate Dean, College of Arts and Colorado Springs, Colorado — a music Mexico City, Mexico — a manuscript ' The Humanities, Houston Baptist University, composition, Chamber Ensemble Work Movies in Mexico, 1920-1924 ' the third Houston, Texas — a music composition, for the Cygnus Ensemble " volume in a series, 'Movies and Society Voyage d'Anima A Symphony " in Mexico, 1896-1932 James C. Cobb (United States), Leonid Gibianskli (Russia), B Phmizy Spalding Distinguished Martha Lyn Doggett (United States), Senior Researcher, Russian Academy of Professor of History, University of Georgia, Senior Political Affairs Office United Sciences Moscow, Russia — a study, Athens, Georgia — a manuscript, "From Nations Secretariat New York New York— "The and the Establishment New South' to 'No South The Great a manuscript The Jesuit Murder Case of Communist Regimes in Eastern Europe Struggle within Southern Identity " 'Lawyers, Lies and Videotape' " 1945-1956 A Documentary Collection" (with Norman M Naimark) Malcolm Cochran (United States), Mary Dove (England), Reader in English, Professor of Art, Ohio State University, University of Sussex, Brighton, England — Lesley Gill (United States), Columbus, Ohio — artwork, ' On Fire " a book-length study of the first complete Associate Professor of Anthropology Bible in English the Wycliffite Version n I InlMorolK* \A/-%r>K,«l*"i+^M-b PI f* Raphael Cohen-Almagor (Israel), Himerican university vvasningion u u — a manuscript Confronting Power. Military Head, Library and Information Studies Training, Human Rights and Violence in University of Haifa Haifa Israel — a study, the Americas "

© 2003 The Rockefeller Foundation t, * * . "" U V ' -,,.„-,,•• ' (

.ucy Gilson (England), Associate Joost R. Hiltermann (Netherlands), Javld Kechley (United States), ^rofessor, University of Witwatersrand f"* 'Executive Director, Human Rigrtts Watch, Drofessor of Music, Williams College, Johannesburg, South Africa — a manuscript,Amman, Jordan — a manuscript, fVilliamstown, Massachusetts — a set of The Health Policy Toolkit Methods for 'Condoning War Crimes International \ cappella choral pieces nvestigatmg Policy" (with Gill Walt) 3olicy and the Making of the Iraq Crisis " Jan Krzywlcki (United States), Professor Andrew Glnzel (United States), Michael Mutter (Germany), University sf Music, Temple University, Philadelphia, \rtist, School of Visual Art, New York, ^rofessor and Chair, Economic Theory, Pennsylvania — a music composition ^ewYork —artwork , "Investigation Into Witten/Herdecke University, Witten, Diametric Projects" (with Kristin Jones) 3ermany — a manuscript, "Plays of Value Marietta Jaeger Lane (United States), 3n the Relationship Between Economy Writer, Three Forks, Montana — ra D. Click (United States), ind Art " a rewriting of her book, "The Lost Child " 3rofessor of Psychiatry and Behavioral 'hilippa Levine (United Kingdom), Sciences, Stanford University, Stanford, Judith T. Irvine (United States), Professor °rofessor of History, University of California — a paper, "Improving Psychiatric3f Anthropology, University of Michigan, Southern California, Los Angeles, Treatment Outcome by Combining Ann Arbor, Michigan — a manuscript, California — two studies, one reassessing dedication and Family Intervention to 'Language Ideologies and Linguistic he history of the British Empire and the improve Compliance " Differentiation" (with Susan Gal) jther an edited collection on gender and .yle W. Gomes (United States), Miriam Ittyerah (India), Reader in jmpire for the series, "Oxford History of 3rofessor of Photography, College of Dsychology, University of Delhi, Delhi, he British Empire " 5an Mateo, San Mateo, California — a ndia— a manuscript, "Hand and Touch rina Levinskaya (Russia), Senior jhotographic study, "Landscapes of Haptic Cognition " Research Fellow, Russian Academy of vlyth and Ideology " Joy James (United States), Professor of Social Sciences, St Petersburg, Russia — ^^^^^•Arpad Goncz (Hungary), Former \fro-Amencan Studies, Brown University, ) manuscript, "A Long-Desired Journey ^^^^^^President of Hungary, Budapest, ^rovidence, Rhode Island — a manuscript, o Turkey Apostle Paul and Others " ^^^^^JHungary — a memoir 'Cyberspace in Prison Communication, Margaretta M. Lovell (United States), ^^^HXna Rosa Gonzales Matute (Mexico), ncarceration and Human Rights" Associate Professor of Art History, University Professor Titular "C" Tiempo Completo, with William J Mclver) of California, Berkeley, Berkeley, California — Universidad Pedag6gica Nacional, Mexico Jenis R. Janz (United States), a manuscript, 'Journey to the Rums of City, Mexico — a collection of short stories, Drovost Distinguished Professor, Loyola Aztalan In Search of the Scenic and the TEn el Sueno Surgen las Posibilidades " Jniversity, New Orleans, Louisiana — a 3rehistoric in Early 19th-century America " ( >ken Gonzales-Day (United States), Assonanuscnpt- , "The Pedagogy of Guilt in luth Macklin (United States), ^ 'bate Professor of Art and Humanities, fig Rgformsition Ersi " 'rofessor of Bioethics, Albert Einstein rjfjscnpps College, Claremont, California — .en Jenkin (United States), Playwright College of Medicine, Bronx, New York — ^^^^^bi series of essays, "Inside Photography and Professor, New York University, New a manuscript, "Confronting Ethical ^^I^^IK Photographer's Guide to Looking at fork, New York — a play, "Kraken A Story oControversief s in International Research " ^^^^•Photographs " "Jathaniel Hawthorne and HermanMelville " .ou Mallozzi (United States), Composer, Savitri Wimalawathie Goonesekere Scott Johnson (United States), Chicago, Illinois — an interdisciplinary Sri Lanka), Vice Chancellor and Senior Composer, New York, New York — exhibition, "Locus" (with Antonia Contro) Drofessor of Law, University of Colombo, j music composition for sampled speech Fakyiwaa Manuh (Ghana), Associate Colombo, Sri Lanka — a manuscript, • and electric ensemble, "Strangers ^rofessor, University of Ghana, Legon, 'Integrating International Human Rights jnd Neighbors " 3hana — a manuscript, "The Making of n Domestic Law

12003 The Rockefeller Foundation **

Photograp*mh Excise^d Here

\ntonio V. Menendez Alarcon (Spain), Ni Shaoxiang (China), Professor and Patterns of Production Organization in ssociate Professor of Sociology and Director of Cartography and Remote New York's Garment Industry." 'irector, International Studies, Butler Sensing, Nanjing Normal University, ndlra Viswanathan Peterson 'niversity, Indianapolis, Indiana— Nanjing, China—a study, "Grasshopper United States), Professor of Sanskrit Monitoring and Early-Warning System in study, "The Social Representation of and Indian Studies, Columbia University, the European Union in France, Spain :he Region Around Lake Qinghai, China." slew York, New York—translation of a nd England." Joao Gilberto Noll (Brazil), Writer. Porto Tamil drama from 18th-century India. "The •Hoshang Merchant (India), Reader, Alegre, Brazil—a novel, "Berkeley." Wandering Fortune-Teller of Kurralam." apartment of English, University of ieoffrey O'Brien (United States), Barbara Setsu Plckett (United States), Hyderabad,-Hyderabad, India—a Editor-in-Chief, Library of America, Associate Professor, University of Oregon, nanuscript, "Gay Writing in India— New York, New York—a work of fiction Eugene, Oregon—a manuscript on the art I: Vedas to Muslim Conquest." and nonfiction, 'Jukebox Sonata: Music echnique of hand weaving velvet and lugenia Walersteln Meyer (Mexico), and Memory in the Recording Era." artwork, "Visual Chronicles on Silk." 'rofessor of History, Universidad Nacional Brendan O'Leary (Ireland), Professor of Adrians Garcia Piscitelli (Argentina), «j(6noma de Mexico, Mexico City, Political Science and Stanley I. Sheer Senior Researcher, Universidade Estadual /lexico—a study, 'John Kenneth Turner, Endowed Term Chair in the Social de Campinas, Campinas, Brazil—a study, he Mexican Journalist." Sciences, University of Pennsylvania, 'Of 'Gringos' and 'Natives': Gender and llijah Mlllgram (United States), Philadelphia, Pennsylvania—a monograph,Sexuality Discussed in the Context of associate Professor of Philosophy, 'Power-Sharing Executives: The Manage- ntemational Sex Tourism in Fortaleza, Brazil.' Jniversity of Utah. Salt Lake City, Utah- nent of National and Ethnic Divisions in

12003 The Rockefeller Foundation j nP tie-too raoh Excised He Toolseeram Ramjeawon (Mauritius), Sharon Shenhav (Israel), Director, Agata Tuszynska (Poland), writer, Associate Professor, University of * * nternationai Jewish Women's Human ' Warsaw Poland — an autobiographical Mauritius. Reduit, Mauritius— a study, Rights Watch, Jerusalem, Israel— a account, "Lost and Found " 'Life Cycle Assessment of Cane-Sugar manuscript, "The Use of Human Rights as Charles S. Ungerleider (Canada), Production A Case Study of the Island a Strategy for Elimination of Discrimination 'rofessor of Sociology of Education, of Mauritius " Against Women in Jewish Divorce " University of British Columbia, Vancouver, Luis Recoder (United States), Maxim D. Shrayer (United States), British Columbia, Canada— a manuscript, :ilmmaker, New York, New York — a film, Associate Professor, Department of The Future of the Canadian Public School ' Available Light " Slavic and Eastern Languages, Boston Harihar Vaishnav (India), Writer, Jairam Reddy (South Africa), Independent College, Chestnut Hill, Massachusetts — Playwright and Folklonst, Kondagaon, a manuscript, "The Jewish Question and Consultant in Higher Education, Berea, Wtnriprn Ri i^^isn WntprQ " ndia — a study, "Preservation, Promotion, South Africa— a study, "Reconfiguration VIUUC1 r 1 nUaolQl 1 V VI lid O. and Dissemination of Tribal and Folk Art of Higher Education Systems in the 21st Svetlana Jurievna Slguida (Russia), and Culture" (with Khemdas Vaishnav) 3rofessor of Musicology, Moscow Century A South African Case Study " Khemdas Vaishnav (India), Folk Painter, Flay Rivers (United Kingdom), Reader Conservatory, Moscow, Russia — a Kondagaon, India — a study, "Preservation, in Physics, Imperial College, London. extbook, "American Music (1900-1960)- Dromotion, and Dissemination of Tribal anc England — a manuscript, "Hot Dynamics A Russian Perspective ' Folk Art and Culture" (with Harihar Vaishnav) of Quantum Fields Non-Equilibrium R. Jeffrey Smith (United States), Ruben Hector Vallejos (Argentina), Thermal Field Theory" (with Tim Evans) Bureau Chief for Southwestern Europe, Professor and Director, Centra de Estudios , Washington, DC — Barbara R. Rodriguez (United States), Fotosinteticos y Bioquimicos, Rosario. Assistant Professor of African-American a book on why foreign conflicts begin Argentina— a monograph, "Impact of Literature, Tufts University, Medford, and how the West can best intervene to Genetic Engineering on Agriculture in promote stability Massachusetts — a manuscript 'The Developing Countries " American Slave Narrative Slavery and W. D. Snodgrass (United States), Ellen Bryant Volgt (United States), the Persistence of Form." distinguished Professor Emeritus, UniversityWriter, Marshfield, Vermont — a seventh of Delaware, Eneville, Delaware — poetry Dawn Rooney (United States), collection of poetry Independent Scholar, Bangkok, Thailand — Yvonne Spielmann (Germany), Linda C. Wagner-Martin (United States), a manuscript, "Thai Art Revealed " Professor of Visual Media, Braunschweig -rank Borden Hanes Professor of English School of Art, Braunschweig, Germany — a Richard Barry Rosenbaum, M.D. and Comparative Literature, University of (United States), Clinical Professor of manuscript, "Video —Th e Reflexive Medium " >Jorth Carolina, Chapel Hill, North Carolina— Neurology, Oregon Health Sciences Wendy Steiner (Canada), a double biography, "Zelda and Scott University, Portland, Oregon— a manu- :isher Professor of English, University Fitzgerald The American Promise " script, "Awakening Students to Science of Pennsylvania, Philadelphia, Gill Walt (England), Professor of .earning from Parkinson's Disease " Dennsylvania — a manuscript, "A Love nternationai Health Policy, London School Helena Rosenbluth (United States), Song to Thomas Pynchon " of Hygiene and Tropical Medicine, London Public Radio Producer, Oakland, William W. Tait (United States), England— a manuscript, "The Health California —artwor k and production of a Professor Emeritus of Philosophy, Policy Toolkit Methods for Investigating Dublic radio program, "A Chair Is a Throne University of Chicago, Chicago, Illinois — Policy" (with Lucy Gilson) Is a Freedom Fighter's Camp Stool," to a manuscript, "Meaning, Knowing and Rebecca J. West (United States), Dromote resolving conflicts creatively and Understanding A View from Outside " •Vofessor of Italian and Cinema/Media nspire unique alternatives to punishment Tao Jie (China), Professor, Peking Studies, University of Chicago, Chicago, [with Jerry Allyn). University, Beijing, China— sections about Illinois — a manuscript, "Luigi Materba Sharman Apt Russell (United States), 20th-century American literature for a L'lngegno Narrative (Narrative Ingenuity) " Associate Professor of Humanities, five-volume "History of 20th-century Arlstlde R. Zolberg (United States), Western New Mexico University, Silver City, Foreign Literatures" (with Qian Qing). Jniversity-in-Exile Professor of Political Mew Mexico— a manuscript, "Hunger Charles Taylor (Canada), Professor Science, New School University, New four Step-by-Step Guide " Emeritus of Philosophy, McGill University, fork New York — a study, "Religion and Jeffrey Schitt (United States), Professor Montreal, Canada — a manuscript, "Being- Immigrant Incorporation in New York" of Art, Wesleyan University, Middletown. n-the-Wortd1 Overcoming Mediational (with Jose Casanova) Connecticut — artwork, "Double Vision ' Thinking" (with Hubert L. Dreyfus) Yv. Richard Scott (United States), ShlbruTedla (Ethiopia), Professor ^rofessor of Sociology Emeritus, Stanford of Biology, Addis Ababa University, University, Stanford, California— a study Addis Ababa, Ethiopia— a manuscript, about the ways in which institutional ideas "Conservation for Survival " travel from time to time and place to place Frederick C. Teiwes (Australia), Olga Aleksandrovna Sedakova (Russia), ^rofessor in Chinese Politics, University Senior Researcher, Moscow State of Sydney, Sydney, Australia— a study, University, Moscow, Russia — a book on "Between Restoration and Reform in the art of poetry Post-Mao China Hua Guofeng, Deng Xiaoping and the Politics of Transition, Sambudha Sen (India), Reader, University ] 976-1 981 " of Delhi, Delhi, India — a study, "Dickens, Thackeray and the Making of a Popular Movelistic Aesthetic "

12003 The Rockefeller Foundation Photograph Excised Here

IJlHH •^^•ET^^B^B^^^^^^B MgrjmaTy^c^oorclassTKenya^heVound ation tesupportlngTn'ortslo^^^^^ B ^K^^LSAfjI^^fe^^^^^HI Kenya,1 Uganda and ZimbabweVHBBAHHiHMIIHHH^^^^H ^^^^^^^^^^^^^^^^m Jecatur Memorial Foundation, Decatur media learning modules for community "\^J~ ^^^Hm Special Program • llmois $100 000 for use by the Decatur media and multimedia communication Community Partnership to measure the Assets and Capacities :oundatlon-adm!nlstered project: 00 mpact of the communication for social $310,000 toward the cost of follow-up change integrated model and methodo activities resulting from Bellagio Communication for Social Change gies being tested in activities designed workshops on Communication for Social Dy the Decatur communtty in the areas of 3UILDING THE FIELD ] Change Educating and Training Profes- ~ace relations among youth cardiovascu- sionals — including landscaping communi- ar disease education and pediatric cation courses run by universities schools African Network for Health Knowledge asthma education Management and Communication, of public health and agricultural extension ^arrobi Kenya $100 000 to support its :orum for African Women agencies and developing Communication 3fforts to explore new opportunities for Educationalists, Ghana Chapter, or Social Change curricula for workshops larnessing information and communica- Cantonments Accra, Ghana $258,000 and master's programs lon technology for community health for oward the costs of developing effective Foundation-administered project: rural and poor communities communication tools and approaches for K57,500 to support an assessment grassroots advocacy and mobilization to Afrlcare, Washington DC $135,000 of existing communication infrastructure support the education of girls in Ghana n the focus countries of the Foundation s or use by Afncare Zimbabwe to test, in a [joint with the Africa Regional Program) field setting communication processes '•Jorth American Transnational aimed at building the capacity of and -oundation-admlnistered project: Communities initiative and an examination empowering rural Zimbabwean youth to E100 000 toward the costs of initial of communication challenges and advocate on their own behalf against esearch and analysis for a multifaceted strategies used by organizations to risky behaviors that can lead to the Dublic-education project focused on assist transnational groups ransmission of HIV ssues of globalization and its effect on maglnarlo, Santaffi de Bogota Colombia he lives of poor and excluded people 51 50 000 toward the costs of further m••••i^m™AIIAfrica Foundation, Washington D C $250 000 toward the cost of :oundation-admlnlstered project: developing the Communication Initiative aunchmg six Internet channels to serve 635 000 toward the cost of a workshop, Latin America a network — including , as global resources for supporting Communication for Social Change Web database, listserv and electronic African development initiatives Educating and Training Professionals magazines — on communication for leld at the Bellagio Study and Conference sustainable development Catholic Development Commission, Center Italy, May 20-24, 2002 vlasvingo Zimbabwe $22,400 to test in Sound Portraits Productions, New York a field setting communication processes Foundation-administered project: New York $50 000 to support StoryKiosk aimed at building the capacity of and 540,540 toward the cost of a project jointly a pilot project of a new initiative empowering rural Zimbabwean youth funded with UNESCO s Communication StoryCorps aimed at instructing and o advocate on their own behalf against and Information Sector, to develop a nspiring citizens to record broadcast- risky behaviors that can lead to the comprehensive suite of interactive, multi quality audio interviews with family transmission of HIV nends and community members

2003 The Rockefeller Foundation • Pho eg aph Excised Here Jmzlngwane AIDS Network, tsigorJini advocacy, with the aim ot elevating both and continuing use 01 t-ounaation Zimbabwe $73 472 to test, in a field - "the concerns of immigrant students and •ecords deposited at the Rockefeller setting communication processes the accountability of local schools, school Archive Center aimed at building the capacity of and systems and government agencies School of Oriental and African Studies, empowering rural Zimbabwean youth to Commune of Bellagio, Bellagio Italy University of London, London, England advocate on their own behalf against $50 000 in recognition of the cooperation $18,750 to enable its Brunei Gallery to risky behaviors that can tead to the rsncnmicinn of HIV of the town and its residents in the mount a photographic exhibition of the idi lot i iiooiui i \j\ mv restoration of the 17th century friary at work of Hiroji Kubota and John Vmk on WITNESS, New York, New York $1 50,000 he Foundation's Bellagio Study and the theme of food security in sub-Saharan :oward the costs of strengthening its Conference Center, Italy to be used ^frlca and southern and eastern Asia capacity to provide video technology and for the computer program in the local Synergos Institute, New York, New York Taming to human rights groups in the public school £15,000 toward the costs of its sixth Jnited States and around the world Coro New York Leadership Center, annual University for a Night an event WorldSpace Foundation, Washington, New York, New York $200,000 to support hat brings together leading individuals, D C $100,000 for general support of its ts New American Leaders project that will corporations, governmental and non- mission to provide educational and other recruit and tram existing leaders so they governmental organizations interested social-development informal on to people may develop skills to build their ograniza- n improving the lives of poor people n developing countries tions' participation in New York City hroughout the world, held at the United Zimbabwe AIDS Prevention and Support civic processes. Nations, October 29, 2002 Organisation, Harare, Zimbabwe $43,000 Council on Foundations, Washington, Thomas J. Watson Foundation, :o test in a field setting, communication D C $49,600 toward general operating Providence, Rhode Island $10,000 orocesses aimed at building the capacity expenses in 2002 oward the costs of a meeting on M and empowering rural Zimbabwean Earth Times Foundation, New York, mprovmg nationally competitive youth to advocate on their own behalf New York $50 000 for general support scholarship programs, held at the against risky behaviors that can lead to 3ellagio Study and Conference Center, he transmission of HIV Foundation Center, New York, New York taly, November 2002 $200,000 toward its general operating expenses during 2002-2004 World Conservation Union, Gland, DEVELOPING METHODOLOGIES ] Switzerland $88,000 for use by its AND EVALUATING TOOLS j Independent Press Association- Commission on Environmental, Economic New York, New York, New York $185 000 and Social Policy to update the book, ftshoka: Innovators for the Public, :o encourage increased coverage of civic The Careless Technology Ecology and Arlington Virginia $50.000 toward the affairs in the immigrant press through nternational Development " that critiques costs of a project to design test and fellowships training opportunities and echnology from environmental, human evaluate strategies, based on the briefings for immigrant-press journalists development and livelihoods perspectives experiences of Ashoka Fellows for communicating system-changing ideas ndependent Sector, Washington, D C $12,000 toward general operating Program Venture Experiment Foundation-administered project: expenses in 2002 Foundation-administered project: ' $55 850 toward the costs of a symposium £196,800 to develop frameworks on the role of journalism in promoting Japan Center for International Exchange (U.S.A.), Inc., New York, New York (or measuring the social returns on community values held May 30 to 3roVenEx investments June 1 , 2002, in conjunction with Rutgers 550,000 toward the costs of a research Jniversity s Journalism Resources Institute Droject on the role of private philanthropy 3CLF Ventures, Boston, Massachusetts n rebuilding United States-Japan relations £750,000 as a program-related ollowinci \A/orld \A/3r II PROMOTING MEDIA ACCESS nvestment to support its investments in National Summit on Africa, Washington. susinesses located in Massachusetts and Citizens Committee for New York City, D C $1 00,000 for general support [he northeastern United States that can Mew York, New York $1 80,285 toward generate financial and social returns the costs of its program to strengthen New York Immigration Coalition, New through creation and retention of high- leighborhood assets through competitive York, New York $200,000 to support quality entry- and mid-level jobs for low- awards and technical support for New Droject Involve, an initiative aimed at ncome and other disadvantaged groups sducatmg immigrants in New York City fork City community groups concerned Jacobs Center for Nonprofit Innovation, with enhancing intergroup relations about the possibilities and challenges of civic participation, and mobilizing San Diego, California $1 ,000,000 as a National Public Radio, Washington, D C • them to become active players in their Drogram-related investment to provide £200,000 to support the continuation of its communities and the City at large equity capital to finance Phase 1 of Markel special news coverage of recovery efforts Creek Plaza, a 20-acre commercial, since the September 1 1 attacks and the New York Regional Association of •etail and cultural community economic war in Afghanistan Grantmakers, New York, New York development project in a distressed B1 5,500 toward general support for the leighborhood in San Diego, California /ear 2002 Discretionary Funds Drtgin, Inc., New York New York Rockefeller Foundation Matching Gift £750,000 as a program-related Advocates for Children of New York, Program: $1 ,500,000 toward costs of view York, New York $165,000 in support nvestment to support its efforts to :he Rockefeller Foundation Matching :onnect welfare recipients and Df its Equity Monitoring Project for Sift Program mmigrant and Refugee Education, Dther low-income people who are 1 designed to increase the engagement Rockefeller University, New York, New jnemployed or working at low-wage Df immigrant parents in their children's fork $730,41 8 to cover 2003 operating obs to information technology-related education through school monitoring and costs associated with the preservation obs with large corporation

© 2003 The Rockefeller Foundation 2002 Treasurer's Letter

he year 2002, the third consecutive year of The graph below shows the history of the Foundation's negative returns in the U.S. stock market, will sndowment vaiue in nominal terms and in 2002 dollars. T have a profound impact on the strategic thinking [The original corpus, which was fully funded in 1929, of the foundation community as declining market values was worth $2.9 billion in 2002 dollars. Though the have significantly reduced grantmaking capacity. There nflation-adjusted value has been as low as $1.7 billion have only been three such periods since 1926, and the and as high as $5.0 billion, it has averaged $2.8 billion ast was 1939-1941. Reflection on the past three years over the life of the Foundation. It is sobering to note is even more difficult when facing 2003 with continued that the endowment fell slightly below this long-term geopolitical crises, a weak global economy and average at the end of 2002. Spending over the life of nvestor mistrust of corporate America. Historicalty only :he Foundation has totaled $12 billion in 2002 dollars. ance, 1929-1932, has the U.S. stock market dropped During the 1980s and 1990s, unprecedented for a fourth consecutive year. nvestment returns provided foundations with |The Rockefeller Foundation's portfolio declined 11.1 substantial increases in endowment values and percent for the year 2002, and the annualized return grantmaking capacity. The Foundation's spending, for the five-year period ending 2002 was 2.6 percent. which has averaged $150 million annually in While declines in the U.S. equity market had a severe inflation-adjusted dollars over its history, reached negative impact, the portfolio benefited from broad $197 million in 2000. As a result of market declines diversification and, in particular, from investments over the past three years, the Rockefeller Foundation, in bonds and real estate. The market value of the like most others, is now grappling with the choices that endowment was $2.6 billion at year-end 2002. must be made to return to sustainable spending levels. Spending during the year totaled $184 million, Most importantly, this involves increasingly sharpening 7.1 percent of market value. the focus on programs that take advantage of its

© 2003 The Rockefeller Foundation unique programming strengths and'benefit poor ancT '^sset allocation policy is reviewed annually~by the excluded people. Finance Committee, which establishes a target allocation for each asset class. The Foundation p"he concept of generational neutrality—maintaining rebalances to policy targets as markets move, but the long-term purchasing power of the endowment does not make frequent tactical shifts in asset after inflation and grantmaking—is a touchstone for allocation. The long-term asset allocation targets are: he Foundation. There is a temptation to believe that he problems of the world today are more pressing ASSET CLASS than they may be in the future. The enormity of the challenges facing poor and excluded people around U.S. Equity 30 the world is daunting. Looking back in history, however, nternational Equity 16 there have been other times when crises seemed Global Equity 5 similarly compelling. Because our predecessors Bonds 20 adhered to the discipline of preserving generational Cash 1 neutrality, the Foundation's grantmaking capacity in Absolute Return 8 real dollars, as well as its legacy of knowledge and Real Estate 10 experience in philanthropy, are available today Private Equity 10 In providing oversight of the Rockefefler Foundation's sndowment, the board of trustees strives to balance The Foundation's investment staff develops overall the conflicting objectives of maintaining generational strategy, recommends investment managers, and neutrality and maximizing funds for current programs oversees their performance and adherence to through policies on the spending rate and on the asset guidelines. Staff also researches new investment allocation of the investment portfolio. The Foundation's opportunities and determines their feasibility for the long-term target for annual spending is 5.5 percent of Foundation, and monitors and controls portfolio risks. I. :he market value of the endowment. During 2002, the Foundation's risk-management 3- I orogram was enhanced and risk-budgeting analyses ST o. Foundations are required by law to spend an average were applied to the asset rebalancing process and of 5 percent of endowment value each year. Assuming •O to monitoring of marketable securities portfolios. O a long-term inflation rate of 3 percent, investment £ returns must average at least 8 percent in order to In selecting outside managers, the Foundation seeks preserve purchasing power. firms that have the people, management structure and disciplined processes to generate superior future f, as many economists predict, the environment over •esults, in addition to strong track records. While the next decade will be characterized by low growth quantitative tools are essential for organizing data 00 and subdued financial-market returns, it may be and for portfolio analysis, we believe that fundamental CD difficult for foundations to attain their return objectives. research and judgment will always be necessary in a Therefore, the Rockefeller Foundation intends to world of rapidly changing capital markets. Investment continue increasing portfolio concentration in expenses have a substantial impact on long-term investments like absolute return strategies, real estate, results, and we consider cost control an important and private equity which have returns that are less component of effective portfolio oversight. sensitive to the public markets and which provide the opportunity to add value through skilled management.

© 2003 The Rockefeller Foundation TFieTJS. equity porffoTicThas 20To~3u percent invested" n addition to marketable securities, the hounaation in an S&P 500 index fund, and the remainder is makes investments in private equity and real estate allocated among nine active managers. The structure through limited partnerships. The inefficiency of private of this asset class is designed to roughly approximate markets offers long-term institutional investors, who can the Russell 3000 index allocations to small-, medium- tolerate illiquidity, the opportunity to benefit from value and large-capitalization stocks. added by experienced partners. Our strategy is to build relationships with top-tier firms with whom we The Foundation's international equity portfolio has a can invest in a series of funds over time and to .mail index fund component, which is maintained for itructure partnerships that align our interests with purposes of portfolio rebalancing, plus six active ' those of our partners. managers with EAFE benchmarks. Currency risk is ledged at a 50 percent level by specialist managers. in conclusion, the difficult markets of the past three Emerging markets can represent up to 20 percent iyears have prevented the Foundation from achieving, 3f the total international equities portfolio, and the rover the last five years, a return that covers its 5.5 Foundation has two managers who specialize in oercent spending target plus inflation. Going forward, these markets meeting this objective will continue to be a challenge, and we must continue to be responsive, though not n early 2002, the Foundation added a Global Equity narrowly reactive, to the changing market environment asset class. The Treasurer's Office believes that and to explore potential avenues for enhancing return increasing global economic integration calls for an without unduly increasing portfolio risk. investment process that identifies the best companies in global industries. It is difficult to find managers with true global capacity, but the intent is to expand this asset class over time.

The U.S. bond portfolio is invested by five managers. [The target allocation includes a 40 percent position in index funds holding Treasury bonds and Treasury Inflation Protected Securities (TIPS). The move to passively managed Treasury securities was made to increase credit quality, to allocate portfolio risk in asset classes where there is greater potential value added, and to reduce investment management fees. In addition flto U.S. Treasury and agency securities, the actively lanaged portion of the portfolio includes mortgages ^corporate bonds and asset-backed securities. A limited amount of international bonds may be held if managers believe they will add value compared to the Lehman Aggregate benchmark.

During 2001, an Absolute Return asset class was added to the Foundation's portfolio. This asset class, which will be built slowly with top-tier firms, includes nvestments in event-driven strategies, long/short equity strategies and distressed debt. These nvestments are expected to provide equitylike returns hat are not highly correlated with the public equity and ixed-income markets.

© 2003 The Rockefeller Foundation Report of Independent Auditors

The Board of Trustees

The Rockefeller Foundation

e have audited the accompanying statements of financial position of the W Rockefeller Foundation (the "Foundation") as of December 31, 2002 and 2001, and the related •tatements of activities and cash flows for the years then ended. These financial statements are the •esponsibility of the Foundation's management, Dur responsibility is to express an opinion on these financial statements based on our audits.

We conducted our audits in accordance with auditing standards generally accepted in the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as welt as evaluating the overall financial statement presentation. We believe that our s. audits provide a reasonable basis for our opinion.

In our opinion, the financial statements referred to above present fairly, in all material respects, the Financial position of the Rockefeller Foundation at December 31, 2002 and 2001, and the changes in its net assets and its cash flows for the years then ended in conformity with accounting principles generally accepted in the United States.

New York, New York February 21, 2003

© 2003 The Rockefeller Foundation Statements of Financial Position December 31

2002 2001 Assets (In Thousands) (In Thousands) Cash and cash equivalents, including restricted bond funds of $662 in 2002 and $678 in 2001 (Notes 2 and 7) $ 4,532 S 4,770 Dividends, interest and other receivables 9,548 11,851 nvestments (Notes 2, 3 and 4) 2,577,455 3,113,684 ^roperty, net of accumulated depreciation and amortization (Note 5) 24,695 26,078 Deferred Federal excise tax (Note 2) 5,598 1,301 ^repaid pension cost and other assets (Note 6) 57,236 53,442

Total assets $ 2,679,064 $ 3,211,126

.labilities and net assets .labilities: Accounts payable and accrued liabilities $ 10,296 $ 13,894 Appropriations by the trustees, approved for specific grantees/purposes but not yet paid (Note 8) 110,252 122,000 Bonds payable, net of unamortized discount (2002: $252; 2001 : $265) (Wore 7) 24,893 25,545 Accrued post-retirement benefits (Note 6) 18,676 18,445 g Total liabilities 164,117 1 79,884 w a. £ 5 Commitments (Notes 3 and 4) CD C cc g Unrestricted and total net assets (including board-designated .2 u- amounts of $197,246 in 2002 and $218,499 in 2001) (Note 8) 2,514,947 3,031,242 1 ! Total liabilities and net assets $ 2,679,064 $ 3,211,126 1 1See accompanying notes. CV

© 2003 The Rockefeller Foundation Statements of Activities 1

Year ended December 31

2002 2001 Changes in net assets (In Thousands) (In Thousands) nvestrnent return: Realized and change in unrealized (loss) gain on investments, net $ (416,153) $ (334,991) Dividend and interest income (Note 2) 82,512 102,086 Other investment income 725 2,046

(332,916) (230,859) Investment expenses (15,198) (15,681)

vlet investment return (348,114) (246,540)

Other expenses: Approved grants and program costs 136,214 151,182 Program administrative expenses 19,383 17,716 General administrative expenses 13,678 13,979 Provision (benefit) for Federal excise and unrelated business income taxes (Note 2): Current 3,203 1,020 Deferred (4,297) (3,751) $ o

168,181 180,146 1 T,

Decrease in unrestricted net assets (516,295) (426,686) a o Unrestricted net assets, beginning of year 3,031,242 3,457,928 I 3 < rr, a "° Unrestricted net assets, end of year $ 2,514,947 $ 3,031,242 « S

See accompanying notes.

CO 00

© 2003 The Rockefeller Foundation I Statements of Cash Flows

Year ended December 31

2002 2001 Cash flows from operating activities (In Thousands) (In Thousands) Decrease in net assets $ (516,295) $ (426,686) Adjustments to reconcile decrease in net assets to net c ash used in operating activities: Depreciation and amortization 1,465 1,469 Net unrealized loss on investments 212,398 183,317 Net realized loss on investments 203,755 151,674 Changes in operating assets and liabilities: Dividends, interest and other receivables 2,303 2,633 Prepaid pension cost and other assets (3,794) (4,141) Accounts payable and accrued liabilities (3,598) (2,859) Appropriations by the trustees, approved for specific grantees/purposes but not yet paid (11,748) 24,595 Deferred Federal excise tax (4,297) (3,751) Accrued post-retirement benefits 231 121

396,715 353,058

Met cash used in operating activities (119,580) (73,628)

Cash flows from investing activities w > 3t sales of investments 120,076 77,012 1 I operty additions (69) (275) *cfl !O EMet cash provided by investing activities 120,007 76,737 'o *- c o 2 a Li- £ Cash flows from financing activities OJ O Repayments of bonds payable (665) (635) ciy «S \let cash used in financing activities (665) (635) Sj CDMet (decrease) increase in cash and cash equivalents, excluding amounts held in investment portfolio (238) 2,474 Cash and cash equivalents, beginning of year 4,770 2,296 1Cash and cash equivalents, end of year $ 4,532 $ 4,770

Supplemental information 3ash paid for bond interest $ 1,356 $ 1 ,384

See accompanying notes.

© 2003 The Rockefeller Foundation -oundafion's management. Values may be based on Notes to Financial Statements Historical cost, appraisals, fair values discounted for concentration of ownership or other estimates that 1. Organization •equire varying degrees of judgment. The financial The Rockefeller Foundation (the "Foundation"), chartered statements of the limited partnerships are audited m 1913 "to promote the well-being of mankind through- annually by independent auditors. out the world," is a knowledge-based global foundation 'rogrammatic investments are philanthropically .with a commitment to enrich and sustain the lives and driven, nonmarketable investments, made under the livelihoods of poor and excluded people throughout Foundation's Program Venture Experiment (ProVenEx), [he world. Grantmaking is organized around thematic in businesses that further the Foundation's program ines of work: Creativity & Culture, Food Security, work. Programmatic investments are stated at estimated Health Equity, Working Communities, a cross-theme of fair value, which may be based on historical cost, lobal Inclusion, and a number of regional and specialty financing events or material changes in the business Drograms. In managing the endowment, the Foundation las two primary objectives: to maximize the funds Transactions in other currencies are translated into U.S. available for current funding and to preserve the value of dollars at the exchange rates in effect at the date of the the endowment. These objectives are achieved through transactions. Monetary assets and liabilities denominated a diversified investment portfolio and spending policies. in non-U.S. currency are reported at the exchange rates in effect at the dates of the statements of financial position.1 The Foundation qualifies as a tax-exempt organization Any gain or loss arising from a change in exchange rates under Section 501 (c)(3) of the Internal Revenue Code subsequent to the date of the transaction is included in and, accordingly, is not subject to Federal income tax realized and change in unrealized (loss) gain on invest- (see Note 2). ments, net, in the statements of activities. For the years ended December 31, 2002 and 2001, the realized and 2. Summary of Significant Accounting Policies 3 3 •n ID CASH AND CASH EQUIVALENTS change in unrealized (loss) gain, net, resulting from 3 » 3 I. Cash and cash equivalents consists of cash and foreign exchange was approximately $23.7 million and Q. il nvestments with maturities of less than 90 days from the $(11.2) million, respectively, time of purchase. Cash and cash equivalents held by FEDERAL EXCISE AND UNRELATED BUSINESS INCOME TAXES the Foundation's investment managers is not included. (The Foundation is classified as a private foundation.

NVESTMENTS It is subject to a Federal excise tax of 1 percent or nvestments in marketable securities are stated at fair 2 percent on investment income (its principal source of alue. Fair value is determined using daily closing revenue) less investment expenses, and on net realized irices, where available, for any tradeable instruments taxable gains on securities transactions. In accordance CD bn any global stock exchange. Interest income and with Section 4940(e) of the Internal Revenue Code, for CJi related expenses are accounted for on the accrual the years ended December 31, 2002 and 2001, the isis on trade date. Dividend income and related -oundation met the specified distribution requirements rexpenses are recognized on ex-date, net of withholding and, therefore, was subject to a Federal excise tax of taxes where applicable. Realized gains and losses on 1 percent. Additionally, the Foundation's investments in investments in securities are calculated based on the certain private equity and real estate partnerships give specific; identification method, based on trade date. rise to unrelated business income tax liabilities.

Limited partnership investments and similar interests Deferred Federal excise tax arises from temporary are stated at estimated fair value. Values for these differences between financial and tax reporting related partnerships, which may include investments in both to investment income and the difference between the nonmarketable and market-traded securities, are Dost basis and fair value of marketable securities. provided by the general partner and reviewed by the 71

© 2003 The Rockefeller Foundation ~ TCCISSSIFICATIONS" TISrOFESTlMATES The preparation of financial statements in conformity with Certain 2001 amounts have been reclassified to accounting principles generally accepted in the United conform to the current year's presentation. States requires management to make estimates and assumptions that affect the amounts reported in the 3. Investments 'financial statements and accompanying notes. Manage-fhe Foundation's investment portfolio consists of ment believes that the estimates utilized in preparing its following. financial statements are reasonable and prudent. Actual results could differ from these estimates, a

December 31

2002 Cost 2002 Fair Value 2001 Cost 2001 Fair Value (In Thousands) (In Thousands) (In Thousands) (In Thousands) Marketable securities: Money market funds $ 195,067 $ 195,116 $ 242,712 $ 242,716 Foreign currency—short-term (7,300) 4,438 U.S. and other government obligations 242,343 252,839 356,219 358,825 Corporate obligations 260,397 244,069 407,005 388,077 Common stock (including REITs) 1,702,281 1,499,524 1,828,090 1,775,395 Other investments 9,264 7,008 17,259 13,283

Subtotal 2,409,352 2,191,256 2,851,285 2,782,734

-imited partnerships and similar interests: Absolute return 69,692 80,012 61,698 71,813

•c Real estate 131,446 156,798 125,540 152,480 Private equity 296,099 194,493 270,008 229,968 IT Subtotal 497,237 431,303 457,246 454,261

D rogrammatic investments 9,310 9,310 6,500 6,500

^ending securities transactions, net (54,428) (54,414) (129,729) (129,811)

cq Total $2,861,471 $2,577,455 $3,185,302 $3,113,684 en n 2001, the Foundation began investing in absolute guidelines. Interest earned on these transactions is eturn strategies. Absolute return strategies focus on long/ ncluded with other investment income in the statements short, event-driven and distressed investments. These pf activities. The fair value of securities on loan at nvestments are held in the form of limited partnerships. December 31, 2002 and 2001, was approximately I $158,4 million and $133.8 million, respectively. &,s of December 31, 2002, under the terms of various srivate equity, real estate and other limited partnership 4. Derivative Financial Instruments agreements, the Foundation has commitments to Derivatives are highly effective tools used to maintain Dontribute approximately $292 million in additional asset mix or adjust portfolio risk exposure. The capital over the next 10 to 15 years. Foundation invests in futures on the S&P 500 index The Foundation has three investment custodians. and U.S. Treasury bonds, and foreign currency forward Two of these custodians maintained securities lending contracts. The S&P 500 index and U.S. Treasury futures .programs during 2002. Collateral was held at all times are purchased or sold at minimum transaction cost to •in excess of the value of the securities on loan. Invest- adjust desired asset mix. Currency forward contracts ment of this collateral is in accordance with specified are utilized by certain specialist investment managers

© 2003 The Rockefeller Foundation io hedge toreign currency exposure i i the i-oundation's Assets and liabilities represent the derivative contracts nternational equity portfolio. purchased and sold by the Foundation. The fair value of such positions represents the net unrealized gains and Some of the Foundation's investment managers are osses and, consequently, the net receivables and permitted to use exchange-based options to reach oayables at December 31, 2002 and 2001. Fair values desired investment risk profiles. Options are often used of the Foundation's derivative financial instruments n the Foundation's fixed income portfolio to adjust generally are determined by either quoted market prices 3xposure to interest rate fluctuation and yield curve or third-party pricing models. Pricing models utilize a movements. Within the timited partnerships, managers ;eries of market inputs to determine the present value may create additional exposure to the Foundation of future cash flows, with adjustments, as required, for through short sales of securities, and trading in futures credit risk, liquidity risk and ongoing costs. and forward contracts, options, swaps and other derivatives products. :air values of the Foundation's derivative financial instru- nents at December 31, 2002 and 2001, are summarized The Foundation records its derivative activities on a fair below. This table excludes exposures relating to deriva- i/alue basis. The fair value of futures, forwards and tives held indirectly through partnership investments. options is reflected in the statements of financial position. Each of these financial instruments contains varying December 31, 2002 and 2001, there was approxi- legrees of risk whereby changes in the fair value of the mately $12.3 million and $4.9 million related to over-the- ecuritfes underlying the financial instruments or the cost counter ("OTC") contracts and approximately $274,000 of satisfying the Foundation's obligation may exceed the and $900,000 related to exchange-traded contracts. amount recognized in the statements of financial' position 4s of December 31, 2002 and 2001, approximately $7.8 million and $8.5 million were maintained on deposit The full market risk and credit risk of derivative financial with brokers for margin requirements on futures, forwards instruments are associated with their underlying and options. Counterparties to the Foundation's OTC Dontract amounts or "notional values" in addition to derivative products are high credit quality institutions, ;heir fair values. Market risk represents potential which are primarily banks, securities firms and investment loss from the decrease in the value of these financial ! I companies. Management does not anticipate that instruments. Credit risk represents potential loss psses, if any, resulting from credit or market risk, would from possible nonperformance by obligors and materially affect the Foundation's financial position. lounterparties on the terms of their contracts. *

December 31

2002 2001 (In Thousands) (In Thousands) CO iquity contracts to manage desired asset mix M (contracts primarily based on S&P 500 index): Futures contracts: Assets $ 70 (303) :ixed income contracts to manage portfolio duration, asset mix and interest rate risk: Futures contracts: Assets (76) 363 Liabilities 128 (61) Put and call options: Liabilities (211) :oreign currency contracts to hedge foreign exchange exposure in non-U.S. dollar securities: Forward contracts: Assets 2,527 (204) Liabilities (9,853) 4,665

© 2003 The Rockefeller Foundation 2002 2001 (In Thousands) (In Thousands) Condominium interest in 420 Fifth Avenue $ 16,555 £ 16,555 Condominium improvements 14,130 14,107 Furniture, fixtures and equipment 2,831 2,801

33,516 33,463 _ess accumulated depreciation and amortization 8,821 7,385

Droperty—net $ 24,695 $ 26,078

5. Property in 2000, the Foundation enhanced its 401 (k) plan to Expenditures for capital items currently in use are create the Retirement Savings Plan (formerly named the ncluded in the property account and depreciated on a Trusteed Savings Plan), Foundation contributions are straight-line basis over the lives of the respective assets. now made to equal 13 percent of compensation plus a At December 31, 2002 and 2001, the property account dollar-for-dollar match of up to an additional 2 percent included the above. of compensation contributed on a pre-tax basis by employees up to the compensation cap of $200,000. Is. Pensions and Other Post-Retirement Benefits Current members of the Plan had the option of remaining The Foundation maintains a defined benefit pension n the combined retirement plan consisting of the olan (the "Plan") for regular salaried employees who defined benefit pension plan and the former 401 (k) were at least 21 years old and have completed one Trusteed Savings Plan or moving to the new Retirement /ear of service or had attained the age of 40 prior to Savings Plan. Employees can make additional July 1, 2000, As of July 1, 2000, the Plan was closed to unmatched pre-tax contributions which, when combined new employees and also to those employees hired with employee contributions that are matched, cannot prior to July 1, 2000, who did not meet the eligibility sxceed the maximum pre-tax contribution limit of requirements. The Plan provides retirement benefits E11,000. All contributions are credited to the participants' based on years of service and final average pay, with pccounts. The Foundation's contributions to the plans •enefits after retirement subject to increase under a 'ere $1,538,000 in 2002 and $1,420,000 in 2001. :ost-of-living augmentation formula. The Foundation lakes annual contributions to the Plan, as needed, Locally hired staff in the Foundation's foreign offices >ased on actuarial calculations, in amounts sufficient to oarticipate in provident funds or building societies that eet the minimum funding requirements pursuant to conform with local customs, conditions or law. he Employee Retirement Income Security Act of 1974. The Foundation provides certain health care and life Ian assets are invested in a diversified portfolio of nsurance benefits ("Other Benefits") for retired quities and fixed income securities, r,

2002 2001 2002 2001 Pension Benefits Pension Benefits Other Benefits Other Benefits (In Thousands) (In Thousands) (In Thousands) fin Thousands) Benefit obligation at year-end $ 60,075 $ 51,133 $ 16,437 $ 15,414 -air value of plan assets at year-end 79,442 95,421

runded status of the plan (underfunded) $ 19,367 44,288 $ (16,437) $ (15,414)

'repaid (accrued) benefit cost recognized in the statements of financial position $ 54,150 $ 50,549 $ (18,676) $ (18,445)

Weighted-average assumptions as of December 31: Discount rate 6.75% 7.25% 6.75% 7.25% Expected return on plan assets 8.75 9.00 Rate of compensation increase 4.50 5.00

© 2003 The Rockefeller Foundation 2002 2001 2002 2001 Pension Benefits Pension Benefits Other Benefits Other Benefits (In Thousands) (In Thousands) (In Thousands) (In Thousands)

Net periodic benefit cost (credit) $ (3,601) S (4,571) $ 1,273 $ 1,163 Benefits paid 3,226 2,991 1,004 1,042 employees. Employees are eligible for these benefits nterest rates attributable to the term bonds are when they meet the criteria for retirement under the 5.3 percent and 5.4 percent. Foundation's pension plan. The plans are noncontribu- The serial bonds mature in various amounts, ranging from tory and there are no cost sharing features. The $695,000 to $880,000 per year, through 2008. The term Foundation accrues the expected cost of providing bonds are due in 2013 ($5,140,000) and 2023 ($15,305,000). post-retirement benefits over the years that employees Bond maturities are as follows (in thousands): •ender service and pays the cost of retiree health care oenefits with excess pension plan assets under the Fiscal year ending December 31; applicable provisions of the Internal Revenue Code. 2003 695 For measurement purposes, an 8 percent annual rate !2004 725 of increase in the pre-65 per capita cost of covered 2005 760 health care benefits was assumed for 2003. The rate 2006 800 was assumed to decrease gradually to 5 percent by 2007 840 2006 and remain at that level thereafter. Thereafter 21,325

$ 25,145 7. Bonds Payable During fiscal 1993, the Foundation issued $20,445,000 n tax-exempt term bonds and $9,815,000 in tax-exempt 8. Appropriations and Expenditures seriai bonds to fund the acquisition, construction and 'Appropriations by the trustees are considered to be Q. lirnishing of a new office facility (the "Facility"). The obligations when grants are approved (awarded) for SL bond proceeds and related investment income earned specific grantees; appropriations not released for were held by a trustee (the "Trustee") and have been specific grantees and the appropriation for the budget disbursed at the direction of the Foundation to fund for the next year are considered as board-designated allowable Facility-related costs. net assets. The majority of approved grants are sched- uled for payment within one year Investment expenses, The bonds are rated Aaa by Moody's and AAA by program and general administrative expenses and Standard & Poor's and are backed by the general excise and unrelated business income taxes account CD assets of the Foundation. In addition, the bonds are :or approximately 26 percent in 2002 (23 percent in CO secured by the Foundation's ownership interest in 2001) of the Foundation's total expenses and are the Facility, a leasehold interest in the Facility, and charged to operations when incurred. insurance proceeds with respect to the Facility. The nominal interest rates on the serial bonds range Appropriations and expenditures for the year are :rom 4.7 percent to 5.1 percent. The nominal 71 summarized as follows:

Approved for Approved for Specific Grantees/ Allocation and Total Purposes Next Year's Budget Appropriated (In Thousands) (In" ~Thousands) (In Thousands) Balance, December 31, 2001 122,000 218,499 $ 340,499 Approved grants and program and administrative costs 177,278 (177,278) _apsea and refunds (2,740) (12,475) (15,215) Expenditures for grants and operations (186,286) (186,286) 2003 budget 168,500 168,500

Balance, December 31, 2002 110,252 $ 197,246 $ 307,498

> 2003 The Rockefeller Foundation Trustees and Staff

As of Dec. 31, 2002

3OARD OF TRUSTEES ] STAFF ] Janet O'Connell executive Assistant (New York)

James F. Orr III 3 OFFICE OF THE PRESIDENT aula Kuhn °ha;> ^lialt ^rogram Assistant, Private/Public The Rockefeller Foundation Gordon Conway partnerships New York, New York Resident Ela Bhatt April Chapman OFFICE OF THE VICE PRESIDENT FOR ^ounder, Special Assistant to the President ADMINISTRATION AND COMMUNICATION Self Employed Women's Association Simone DeVone Denise Gray-Felder Bhadra, Ahmedabad, India Executive Assistant Wee President for Administration and

Gordon Conway ^uanita Frazier.Martin Communication -'resident Administrative Associate Kay Lee The Rockefeller Foundation Executive Associate New York, New York Mary Langeron Administrative Assistant David de Ferranti COMMUNICATION OFFICE Vice President OFFICE OF THE CORPORATE SECRETARY Andre Oliver iLat/n America and the Associate Director Caribbean Regional Office Lynda Mullen The World Bank Corporate Secretary George Soule Associate Director Washington, D.C. Cheryl McEwan William Foege Srants Process Administrator Brian Byrd Distinguished Professor Emeritus Assistant Director OFFICE OF THE CORPORATE SECRETARY- Department of International Health Susan Muir RECORDS MANAGEMENT Rollins School of Public Health °roduction Associate Emory University Robert Bykofsky Kathy Van Doren Atlanta, Georgia Records Manager Executive Assistant Antonia Hernandez David Monies Christopher Bailey President and General Counsel Records Analyst Mexican American Legal Defense Research Manager, Library Elizabeth Pena and Educational Fund Bernadette Pierre Records Analyst Los Angeles, California Technical Services Librarian

Linda Hill OFFICE OF THE VICE PRESIDENT Chris Bentley Wallace Brett Donham Professor Jbrary Assistant of Business Administration Robert Herdt Vice President Harvard Business School 3ELUV3IO CENTER OFFICE - NEW YORK Boston, Massachusetts Joseph Bookmyer Susan Garfield Manager, Fellowships and Special Projects David Lawrence Manager Chairman Emeritus An Trotter . . _ ,. . . . . 'Amanda Bergbower Kaiser Foundation Health Plan, Inc., Executive Associate i. , ... ,. . . , , and Hospitals Administrative Assistant Oakland, California Jason Boone Executive Assistant COMPTROLLER'S OFFICE Jessica Mathews I Resident OFFICE OF THE VICE PRESIDENT - Charles Lang Compfro//er Carnegie Endowment for SAN FRANCISCO nternational Peace \ Robert Irving Julia L ez oWashington, D.C. °P Manager, Accounting Operations and f x h/ir-a PrQQ.iHc*r\t Financial Control Mamphela Ramphele ^— J Susan Sechler Managing Director Mark Swenson Senior Adviser for Biotechnology Policy The World Bank Manager, Grants and (Washington, D.C.) Washington, D.C. -ellowship Accounting Jacqueline Khor Vo-Tong Xuan Mda Arias Ass/sfan( Director, Rector Sen/or Accountant, Private/Public Partnerships Angiang University Payroll/Accounts Payable -ong Xuyen City, Angiang, Vietnam Bridget Farrenkopf °rogram Associate TTie Rev. Canon Frederick Boyd Williams Rector Episcopal Church of the Intercession New York, New York

> 2003 The Rockefeller Foundation Justina Ulloa HUMAN RESOURCES Michelle Hayes Senior Accountant, Grants Accounting Program Associate Robert Giacometti Charles Yen Director Scott MacDougall Senior Accountant, General Accounting Program Associate Judith Hamer Curtis Chambers Learning Officer

Accountant, Payro///Accourfc Payable Uwendolyn Blackslone Executive Assistant 'rena DiMario 'Administrator, Liaison Jennifer Adair Accountant, Grants Accounting Program Assistant K. Gale O'Neal Sandy Frisch Compensation Manager :OOD SECURITY Accountant, Grants Accounting Dawn Ellery Gary Toenniessen Marcia Noureldin Benefits Manager O/rprfnr 'Accountant, Payroll/Accounts Payable o. .. j. | Anu Psjtel staffing Coordinator F L r Deputy Director iax Accountant L _ « . , I LgenoSaunov Executive Assistant l^°™ » nfJ,™nr Accountant, Grants Accounting Suruidai Persaud Lnwumi Adesina INFORMATION TECHNOLOGY 4H Associate Associate Director (Kenya) Fernando Mola-Davis TREASURER'S OFFICE Joseph DeVries Chief Technology Officer [Jonna Dean Kssocrate Director (Kenya) Scott Ceniza-Levine Treasurer and Chief Investment Officer John Lynam 3roject leader -. ., Associate Director (Kenya) Laura Callanan | i / / Paul Shusterman Associate Director of Investments 'John O'Toole Dro/ect Leader Associate Director (Thai/and) Chun Lai Lie Qiao Cao Senior Portfolio Manager and Bharati Patel Database Programmer/Analyst 'Manager of Investment Research Associate Director (Kenya) Rahwa Senay Renata Kelly Rita Harris Database Programmer/Ana/yst Senior Portfolio Manager Program Administrator

Vito Romano Ronald Chen lJocely 'n Pena -/e/p Desk Administrator Sen/or Portfolio Manager Program Associate Mma Leathers Jeffrey Sassoon Sarah Dioguardi Administrative Assistant Manager of Investment Operations Executive Assistant

OFFICE SERVICES Michelle Pak M. Katharine Grantz | o DFFICE SERVICES Portfolio Manager Program Assistant f ° ^°" Springer Cindy Shiung Maria Trujillo f Process Coordinator Program Assistant ^

Operat^rManageA ^lellssa D'Agostlno LoBAL INCLUSION | "Executive Assistant Cathy Boston . Janet Maughan S n Operations Associate, Facilities CvL"!,! , °"?Q ,f ° beputy Director 'Andrew Saunderson 1 Ruben Puentes L ^Operations Associate, Purchasing CREATIVITY & CULTURE Associate Director and f "\ Representative for Mexico ** ^ Charles Bodt Julia Lopez Operations Specialist, 'Acting Director Carolyn Deere ^dio Video Services Lynn A. Szwaja Assistant Director Renese Vought Deputy Director Ram Manikkalingam Operations Specialist, Reception . shiaekawa Assistant Director David Vega Associate Director Carol Tyler Operations Assistant, Purchasing Ibmas Ybarra-Frausto Program Administrator Associate Director Erin Rossitto °rogram Coordinator peter Helm °rogram Administrator

© 2003 The Rockefeller Foundation Rhea Platen OKFICbOF 1HE BELLAGIO S ItlDY AND Program Associate ASSOCIATE VICE PRESIDENT CONFERENCE CENTER - ITALY Carol Mensah Joyce Moock Gianna Cell! Executive Assistant Associate Vice President Managing Director Joselito Manasan David Court Enrica Gilardoni Program Assistant Senior Adviser Bookkeeper/Payroll/Personne! Assistant (On assignment at the World Bank) Huma Mody Nadia Gilardoni Program Assistant Valerie Colas Conference Assistant Program Coordinator Elena Ongania GLOBAL INCLUSION: Receptionist/Residents ' Assistant THE PHILANTHROPY WORKSHOP WORKING COMMUNITIES Salvatore LaSpada Darren Walker FACILITY STAFF Manager Director Antonio Billai Lauren Maher Katherine McFate Barbara Bricalli Associate Deputy Director Dina Caola Aimee Sostowski Dayna Cunningham Alfredo Cattaneo Assistant Associate Director Paola Ferradini Frederick Frelow HEALTH EQUITY Associate Director Cesare Ferrario Tim Evans Elisabeth Biemann Andrea Gilardoni 1 'reCOr Associate Director Marina Gilardoni 'Ariel Pablos-Mendez Anne Judge Deputy Director Simona Gilardoni Program Administrator Umbertina Gilardoni Rosalia Sciortino juiiliilfa 1ui H-rz Regional Representative for Vittorio Gilardoni Program Associate Southeast Asia (Thai/and) and Francesco Manera '.Associate Director Roslyn Nedd Executive Assistant Laura Maranesi Katherine Bond Mauro Mazzucchi [Associate Director (Thailand) Maureen Cullen Program Assistant Ghana Nanayakkara George Brown 'Associate Director Michael Damian Beppino Salvador! Program Assistant Sarah Macfarlane Maria Sampietro Associate Director Ricardo Martinez Nicoletta Sancassani Program Assistant Pat Naidoo Wijayasiri Seethawaka Serange Associate Director (Kenya) Tanya Diaz Rupasena Sempapperuma . .. Program Assistant Anthony So | Antonello Vaccani Associate Director WORKING COMMUNITIES: Virginia Valli Evelyn Majidi CALIFORNIA WORKS FOR BETTER HEALTH - Ezio Vicini Program Administrator SAN FRANCISCO Marco Wenk Orneata Prawl Martha Jimenez Senior Program Associate Assistant Director and Project Manager Gianmario Zagheni Hilary Brown Deborah Whittle Rosa Zambetti Program Coordinator Technical Assistance Project Associate jCharlanne Burke Vincent Spina Program Coordinator Program Assistant C\jLaura Fishier WORKING COMMUNITIES: Program Coordinator 0 NEXT GENERATION LEADERSHIP Hennl Donnenfeld ^ Surita Sandosham Executive Assistant Manager 'Anaela Doria Program Assistant Diane Eckerle Program Assistant Adama Kouyate Program Assistant Jonathan Soverow °rogram Assistant

© 2003 The Rockefeller Foundation "Tonlhip Boonmak Program Assistant (Food Security) Cheikh Mbacke Stembeni Chirume Director for Africa and Manager, Finance and Administration Jaravee lengphasuk Representative for Eastern Africa Vongai Kandiwa Communication Assistant Akinwumi Adesina Research Associate Suchart Komol JAssoc/afe Director (Food Security) Driver/Office Assistant Faracia Duri Joseph DeVries Program Assistant (Health Equity) Chalermpol Attasara Associate Director (Food Security) Zomhlaba Mbanje Driver/Office Assistant Pat Naidoo 'Administrative Assistant Pannipa Ruamboon ^Associate Director (Health Equity) 'Julie Sande ^Service Assistant Katherine Namuddu Communication Assistant Associate Director Golden Tembo (Human Capacity Building) Office Orderly Bharatil Patel 'Associate Director (Food Security) MEXICO John Lynam Ruben Puentes Asrsoc/af: e Director (Food Security) Representative for Mexico and Associate Director (Global Inclusion) David Isoe Manager, Finance and Administration Pilar Palacia Manager, Finance and Administration Kennetli Amunga tto'.countant Estela Silva Bilingual Secretary and Office Assistant Benson Obonyo Program Coordinator Javier Garcia (Africa Regional Program) Operations Assistant Vuhya Amulyoto Daniel Rios Drogranr Associate (Africa Regional Communication Assistant °rogranr and Health Equity) SOUTHEAST ASIA REGIONAL Wanjiku Kiragu 'OFFICE - THAILAND ^rogram Associate (Food Security) Rosalia Sciortino Rosemary Njoroge Regional Representative for Southeast Asia ,en,or Program Assistant (Afncanfleg,ona /^Associate Director (Health E /w Program and Health Equity) Katherine Bond Caroline Adala 'Associate Director (Health Equity) Program Assistant (Food Security) l)ohn O'Toole Mulemia Maina tassocrate Director (Food Security) °rogram Assistant (Food Security) Wannee Vardhanabhuti Rita Musyimi Administrative Office Manager 8 'Executive Assistant Nistasmai Ransaeva Benard Siro Program Coordinator (Southeast Asia kss/stant Accountant ^Regional Program and Health Equity) Pauline Kamau Busaba Tejagupta 'Administrative Assistant Grants Administrator bacinta Maina Kitima Praphandha 'Administrative Assistant Executive Assistant (Southeast Asia

© 2003 The Rockefeller Foundation