BNY Mellon Corporate Social Responsibility 2019 Report
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Platinum Networking Reception Sponsored By
Platinum Networking Reception Sponsored by The Credit Suisse Insurance Linked Strategies team has one of the longest track records in insurance-linked strategies (ILS). Since its start at Credit Suisse in 2006, the team has firmly established itself as one of the leading ILS managers globally. Over the years, the team and the assets under management have grown significantly. Today, the team manages over USD 8 bn in assets and is among the largest providers of property catastrophe solutions in the world. (Source: Credit Suisse, data as of 31.12.2018) Contact: Credit Suisse Insurance Linked Strategies, Europaallee 1, 8004 Zurich, Switzerland, www.credit-suisse.com Co-Branded Attendee Lanyard and Pocket Guide Ad Sponsored by Mayer Brown is a leading global law firm that represents insurers, reinsurers, bankers, brokers and investors in structuring and executing complex multi-jurisdictional transactions. Many of our recent transactions have broken new ground at the convergence of the insurance and capital markets, and we have been at the forefront of the development of third-party capital management arrangements in the reinsurance markets. Within the past three years alone, Mayer Brown acted on the formation of more than 15 new insurers, reinsurers, and alternative capital funds, and advised on more than 50 catastrophe bond offerings providing in aggregate more than $19 billion of risk capital. Visit mayerbrown.com to learn more. Contact: Stephen G. Rooney, Partner, Mayer Brown LLP / +1.212.506.2567 / [email protected] / www.mayerbrown.com Learn more about Mayer Brown (PDF) Networking Luncheon Sponsored by Sidley Austin LLP is a full-service law firm with 2,000 lawyers across 20 offices worldwide. -
Declaration of Seema Kakade in Support of United States' Unopposed Motion Requesting Appointment of Trustee
Case 3:16-cv-00295-CRB Document 46-1 Filed 02/23/17 Page 2 of 29 I, Seema Kakade, declare as follows: 2 1. I am employed as an attorney-advisor in the Office of Enforcement and Compliance 3 Assurance by the U.S. Environmental Protection Agency ("EPA") in its headquarters office in 4 Washington, D.C. From approximately September 2015 to the present, I have worked as enforcement 5 counsel for EPA on this case. Among other things, l have worked on issues relating to the process for a 6 selection of a trustee pursuant to Paragraph 15 and Appendix D of the Partial Consent Decree 7 ("'Decree") entered by this Court on October 25, 2016. Dkt. No. 2103-1. I have personal knowledge of 8 the facts set forth in this declaration, and 1 am competent to testify thereto at any trial or evideotiary 9 hearing in this matter. 10 2. Paragraph 15.a. of the Decree permitted certain specified entities to submit to the United 11 States, no later than 30 days after the Effective Date, a list of three to five recommended candidates for 12 the position of trustee under Appendix D to the Decree. 13 3. Pursuant to Paragraph 15 .a. of the Decree, the State of New York, on behalf of a coalition 14 of 42 States, Puerto Rico, and the District of Columbia (the "Coalition"), submitted the names of five 15 recommended institutional candidates for trustee in a Jetter dated November 23, 2016. 16 4. The State of California chose to support the candidate list forwarded by New York on I 7 behalf of the Coalition and did not submit its own list of trustee candidates as permitted by Paragraph 18 15.a. -
Business Leader Strategies That Fulfill Corporate Social Responsibility
Walden University ScholarWorks Walden Dissertations and Doctoral Studies Walden Dissertations and Doctoral Studies Collection 2020 Business Leader Strategies that Fulfill Corporate Social Responsibility Franklyn Abraham Walden University Follow this and additional works at: https://scholarworks.waldenu.edu/dissertations Part of the Business Commons This Dissertation is brought to you for free and open access by the Walden Dissertations and Doctoral Studies Collection at ScholarWorks. It has been accepted for inclusion in Walden Dissertations and Doctoral Studies by an authorized administrator of ScholarWorks. For more information, please contact [email protected]. Walden University College of Management and Technology This is to certify that the doctoral study by Franklyn Abraham has been found to be complete and satisfactory in all respects, and that any and all revisions required by the review committee have been made. Review Committee Dr. Lisa Cave, Committee Chairperson, Doctor of Business Administration Faculty Dr. Janie Mayo, Committee Member, Doctor of Business Administration Faculty Dr. Gwendolyn Dooley, University Reviewer, Doctor of Business Administration Faculty Chief Academic Officer and Provost Sue Subocz, Ph.D. Walden University 2020 Abstract Business Leader Strategies that Fulfill Corporate Social Responsibility by Franklyn Abraham MS, University of North Texas, 2015 BS, Prairie View A&M University, 1997 Doctoral Study Submitted in Partial Fulfillment of the Requirements for the Degree of Doctor of Business Administration Walden University February 2020 Abstract Ineffective corporate social responsibility (CSR) strategies harm the organizational brand, reputation, and financial growth. Business leaders who lack strategies to achieve CSR initiatives risk the profitability of their organizations. Grounded in stakeholder theory, the purpose of this qualitative multiple case study was to explore CSR strategies leaders of small and medium sized enterprises (SMEs) use to sustain profitability. -
Corporate Security Management Organization and Spending Since 9/11
research report Corporate Security Management Organization and Spending Since 9/11 Today, security is more than just locking the door behind you. Many expected a movement toward strategically aligning functions like physical protection, risk management, and IT security under a Chief Security Officer. But senior security executives report that we are seeing an evolution - not a revolution - in how companies manage corporate security. R-1333-03-RR The Conference Board creates and disseminates knowledge about management and the marketplace to help businesses strengthen their performance and better serve society. Working as a global, independent membership organization in the public interest, we conduct research, convene conferences, make forecasts, assess trends, publish information and analysis, and bring executives together to learn from one another. The Conference Board is a not-for-profit organization and holds 501 (c) (3) tax-exempt status in the United States. About the authors About this report Thomas E. Cavanagh is a Senior Research Associate in Global The study was sponsored by ASIS International. Senior security Corporate Citizenship at The Conference Board. Since September executives were interviewed online from October 2002 through 2000, he has been directing TCB e-Surveys, The Conference February 2003. Separate questionnaires were developed for Board’s newly formed unit offering online survey research security directors, risk managers, and IT security officers, and services to commercial and non-profit clients. While at The were targeted at the senior executive responsible for each of Conference Board, he has authored Community Connections: those functions in a given company. The samples comprise 199 Strategic Partnerships in the Digital Industries, a study of security directors, 52 risk managers, and 80 IT security officers. -
Security Industry Career Pathways Guide PRACTITIONERS and SUPPLIERS
Security Industry Career Pathways Guide PRACTITIONERS AND SUPPLIERS Prepared by: McKinley Advisors Security Industry Career Pathways Guide Practitioners and Suppliers Prepared by: McKinley Advisors ASIS-SIA CAREER PATHWAYS | PAGE 1 Table of Contents Table of Contents .............................................................................................................................................................................................................. 2 Overview and Methodology ........................................................................................................................................................................................ 3 Demographic and Taxonomy ...................................................................................................................................................................................... 4 Security Management Practitioners Career Pathways ................................................................................................................................... 6 Security Industry Suppliers Career Pathways .................................................................................................................................................... 7 Executive Summary ...................................................................................................................................................................................................... 8 Positions in Security Field ..................................................................................................................................................................................... -
2010 CSR Report, We Used the Global Reporting Initiative (GRI) G3 Sustainability Guidelines
2010 Corporate SoCial RepoRt reSponSibility MAkINg ThE Most Of OuR iMpaCt on the world t his marks the fourth Corporate Social Responsibility (CSR) report since BNY Mellon formally launched its current commitment to corporate citizenship in 2007. While our CSR initiatives continue to evolve and, in many cases, intensify, our overriding goal remains the same: to choose where we can make a strong, positive impact on the world — and then make the most of that impact. this commitment is centered on our core values of Client Focus, trust, teamwork and outperformance. our people are involved in the CSR program at every level, from the Board of Directors, which has created an oversight committee for all CSR initiatives, to individuals in operations around the globe. Year over year, we have seen steady increases in the number of employees actively engaged in CSR activities. through focus and a continued commitment to strong CSR performance, BNY Mellon has been able to achieve impressive results. this report provides a detailed overview of BNY Mellon’s CSR program for 2010. All of our company’s reporting follows Global Reporting Initiative (GRI) guidelines as detailed in the GRI Index. Looking ahead, BNY Mellon will continue working to enhance its CSR program. We will work to increase awareness among stakeholders, and we will continue to report on the challenges, progress and success of BNY Mellon’s standing commitment to make the most of our impact on the world. a Message froM our ChairMan and CEO 3 our CoMPANY 4 2010 CSr SnapShot 5 our Corporate -
Numerical.Pdf
DTC PARTICPANT REPORT (Numerical Sort ) Month Ending - July 31, 2021 NUMBER PARTICIPANT ACCOUNT NAME 0 SERIES 0005 GOLDMAN SACHS & CO. LLC 0010 BROWN BROTHERS HARRIMAN & CO. 0013 SANFORD C. BERNSTEIN & CO., LLC 0015 MORGAN STANLEY SMITH BARNEY LLC 0017 INTERACTIVE BROKERS LLC 0019 JEFFERIES LLC 0031 NATIXIS SECURITIES AMERICAS LLC 0032 DEUTSCHE BANK SECURITIES INC.- STOCK LOAN 0033 COMMERZ MARKETS LLC/FIXED INC. REPO & COMM. PAPER 0045 BMO CAPITAL MARKETS CORP. 0046 PHILLIP CAPITAL INC./STOCK LOAN 0050 MORGAN STANLEY & CO. LLC 0052 AXOS CLEARING LLC 0057 EDWARD D. JONES & CO. 0062 VANGUARD MARKETING CORPORATION 0063 VIRTU AMERICAS LLC/VIRTU FINANCIAL BD LLC 0065 ZIONS DIRECT, INC. 0067 INSTINET, LLC 0075 LPL FINANCIAL LLC 0076 MUFG SECURITIES AMERICAS INC. 0083 TRADEBOT SYSTEMS, INC. 0096 SCOTIA CAPITAL (USA) INC. 0099 VIRTU AMERICAS LLC/VIRTU ITG LLC 100 SERIES 0100 COWEN AND COMPANY LLC 0101 MORGAN STANLEY & CO LLC/SL CONDUIT 0103 WEDBUSH SECURITIES INC. 0109 BROWN BROTHERS HARRIMAN & CO./ETF 0114 MACQUARIE CAPITAL (USA) INC. 0124 INGALLS & SNYDER, LLC 0126 COMMERZ MARKETS LLC 0135 CREDIT SUISSE SECURITIES (USA) LLC/INVESTMENT ACCOUNT 0136 INTESA SANPAOLO IMI SECURITIES CORP. 0141 WELLS FARGO CLEARING SERVICES, LLC 0148 ICAP CORPORATES LLC 0158 APEX CLEARING CORPORATION 0161 BOFA SECURITIES, INC. 0163 NASDAQ BX, INC. 0164 CHARLES SCHWAB & CO., INC. 0166 ARCOLA SECURITIES, INC. 0180 NOMURA SECURITIES INTERNATIONAL, INC. 0181 GUGGENHEIM SECURITIES, LLC 0187 J.P. MORGAN SECURITIES LLC 0188 TD AMERITRADE CLEARING, INC. 0189 STATE STREET GLOBAL MARKETS, LLC 0197 CANTOR FITZGERALD & CO. / CANTOR CLEARING SERVICES 200 SERIES 0202 FHN FINANCIAL SECURITIES CORP. 0221 UBS FINANCIAL SERVICES INC. -
Corporate Social Responsibility : Perception, Practice, and Performance in Present Era
Journal of Xi'an University of Architecture & Technology Issn No : 1006-7930 Corporate Social Responsibility : Perception, Practice, and Performance in Present Era. Yogesh Hole, Associate Professor, Department of Public Administration, Cihan University-Erbil, Kurdistan Region, Iraq. Email Id: [email protected] Snehal Pawar-Hole, Assistant Lecturer, Department of Business Administration, Lebanese French University-Erbil, Kurdistan Region, Iraq. Email Id: [email protected] Shilpa Bendale, Director, KCES’s Institute of Management and Research, Jalgaon, India. Email Id: [email protected] Abstract This study deals in context to the perception, practice, and performance of CSR. The study is mainly conferred CSR activities in enhancing the employees' sense of self-esteem and self- identity, CSR Perception and Corporate Reputation, Practicing CSR in the present era, CSR Perception, and Loyalty. In this paper, the CSR activities in different sectors by the various organization has been reviewed and approach is undertaken to study relevant processes that may influence different forms of CSR-based perceptions. As part of the goal of this research paper also considers the aspect of corporate performance that further work will incorporate into the various CSR activities. The study examined the aspect of CSR by highlighting the impact of different CSR activities in the context of business performance or customer feedback. It will be good to conclude Volume XII, Issue II, 2020 Page No: 331 Journal of Xi'an University of Architecture & Technology Issn No : 1006-7930 that the companies must be able to achieve and build an association with the customers based on positivity by addressing their CSR responsibilities. Keywords CSR, Perception, performance, practice, organization, business. -
Resolution Plan
Resolution Plan PUBLIC SECTION July 1, 2015 Table of Contents Introduction ..................................................................................................................................................................... 3 Index of Defined Terms ................................................................................................................................................. 7 SECTION I: OVERVIEW OF BNY MELLON ............................................................................................................................10 A. Material Entities ....................................................................................................................................................... 12 B. Description of Core Business Lines ...................................................................................................................... 28 SECTION II: DESCRIPTION OF RESOLUTION STRATEGY .......................................................................................................30 A. Resolution Strategy for Material Entities .............................................................................................................. 34 B. Resolution Strategy for Core Business Lines ...................................................................................................... 39 C. Resulting Organization upon Completion of Resolution Process ..................................................................... 40 SECTION III: BNY MELLON’S SIGNIFICANT EFFORTS TO -
Narrowing the Gap of Financial Fraud Detection in Corporations Solomon Aborbie Walden University
Walden University ScholarWorks Walden Dissertations and Doctoral Studies Walden Dissertations and Doctoral Studies Collection 2015 Narrowing the Gap of Financial Fraud Detection in Corporations Solomon Aborbie Walden University Follow this and additional works at: https://scholarworks.waldenu.edu/dissertations Part of the Accounting Commons, and the Finance and Financial Management Commons This Dissertation is brought to you for free and open access by the Walden Dissertations and Doctoral Studies Collection at ScholarWorks. It has been accepted for inclusion in Walden Dissertations and Doctoral Studies by an authorized administrator of ScholarWorks. For more information, please contact [email protected]. Walden University College of Management and Technology This is to certify that the doctoral study by Solomon Aborbie has been found to be complete and satisfactory in all respects, and that any and all revisions required by the review committee have been made. Review Committee Dr. Peter Anthony, Committee Chairperson, Doctor of Business Administration Faculty Dr. Robert Miller, Committee Member, Doctor of Business Administration Faculty Dr. Kenneth Gossett, University Reviewer, Doctor of Business Administration Faculty Chief Academic Officer Eric Riedel, Ph.D. Walden University 2015 Abstract Narrowing the Gap of Financial Fraud Detection in Corporations by Solomon Aborbie MAFM, DeVry University, 2010 B.Com, University of Cape Coast, 1990 Doctoral Study Submitted in Partial Fulfillment of the Requirements for the Degree of Doctor of Business Administration Walden University April 2015 Abstract Business leaders remain exposed to financial and accounting fraud as well as loss of profitability, despite the dictates of the SOX Act of 2002. The most challenging aspect of corporate management is the unexpected nature of an emerging, existing, or an inherent financial risk. -
CSR INFORMATION DISCLOSURE VIA SOCIAL MEDIA: COGNITIVE, AFFECTIVE, and BEHAVIOR RESPONSES by Desiree M. Hazel, BSFCS a Thesis S
CSR INFORMATION DISCLOSURE VIA SOCIAL MEDIA: COGNITIVE, AFFECTIVE, AND BEHAVIOR RESPONSES by Desiree M. Hazel, BSFCS A thesis submitted to the Graduate Council of Texas State University in partial fulfillment of the requirements for the degree of Master of Science with a Major in Merchandising and Consumer Studies May 2016 Committee Members: Jiyun Kang, Chair Gwendolyn Hustvedt Mira Ahn COPYRIGHT by Desiree M. Hazel 2016 FAIR USE AND AUTHOR’S PERMISSION STATEMENT Fair Use This work is protected by the Copyright Laws of the United States (Public Law 94-553, section 107). Consistent with fair use as defined in the Copyright Laws, brief quotations from this material are allowed with proper acknowledgment. Use of this material for financial gain without the author’s express written permission is not allowed. Duplication Permission As the copyright holder of this work I, Desiree M. Hazel, refuse permission to copy in excess of the “Fair Use” exemption without my written permission. DEDICATION I would like to dedicate my master’s thesis to my beautiful grandmother, Glodene Hodges, my “Momsie”. These past nine months without you have been some of the hardest times I have gone through in my life. I have wanted to give up so many times and just walk away from it all because I did not see the point in continuing on without having you here. Everyday has been a struggle for me as I think about you every day and remind myself that you are no longer with us, but then I can hear your voice in my head telling me to stop all that crying! I know you would never want me to give up on school or anything that I want in life. -
Corporate Security Challenges by Ching Eng Leong
Corporate Security Challenges By Ching Eng Leong 1. Introduction Globalization has changed the structure and pace of corporate life; the saturation of traditional markets is taking companies to more risky places; the shift towards knowledge economy is eroding the importance of ‘place’ in the business world; new business practices such as off- shoring, challenge companies to manage at a distance; and new forms of accountability, such as corporate governance and corporate social responsibilities, put added pressure on companies to match their words with deeds, wherever they are operating. At the same time, security risks have become more complex, too. Many of the threats, such as terrorism, organized crime and information security, are asymmetric and networked, making them more difficult to manage. The world is borderless today. There is also greater appreciation of the interdependence between a company’s risk portfolio and the way it does business: certain types of behavior can enhance or undermine an organization’s ‘license to operate’, and in some cases this can generate risks that would not otherwise exist. As a result, security has a higher profile in the corporate world today than it did many years ago. Companies are looking for new ways to manage these risks and the portfolio of the security department has widened to include shared responsibility for things such as reputation, corporate governance and regulation, corporate social responsibility and information assurance. Corporate Security Managers are required to enhance their skill to manage this borderless world today. 2. Characteristics of Alignment – Needs to Know There are six characteristics of alignment between security and the business: 1.