DOCSLIB.ORG

DFA INVESTMENT TRUST CO Form NPORT-EX Filed 2019-09-27

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text

Load more

SECURITIES AND EXCHANGE COMMISSION FORM NPORT-EX Filing Date: 2019-09-27 | Period of Report: 2019-07-31 SEC Accession No. 0001752724-19-129363 (HTML Version on secdatabase.com) FILER DFA INVESTMENT TRUST CO Mailing Address Business Address 6300 BEE CAVE ROAD 6300 BEE CAVE ROAD CIK:896162| IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1031 BUILDING ONE BUILDING ONE Type: NPORT-EX | Act: 40 | File No.: 811-07436 | Film No.: 191123112 AUSTIN TX 78746 AUSTIN TX 78746 (512) 306-7400 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document THE DFA INVESTMENT TRUST COMPANY FORM N-Q REPORT July 31, 2019 (UNAUDITED) Table of Contents DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES SCHEDULES OF INVESTMENTS The U.S. Large Cap Value Series The DFA International Value Series The Japanese Small Company Series The Asia Pacific Small Company Series The United Kingdom Small Company Series The Continental Small Company Series The Canadian Small Company Series The Emerging Markets Series The Emerging Markets Small Cap Series The Tax-Managed U.S. Marketwide Value Series NOTES TO FINANCIAL STATEMENTS Organization Security Valuation Financial Instruments Federal Tax Cost Recently Issued Accounting Standards Other Subsequent Event Evaluations Table of Contents THE DFA INVESTMENT TRUST COMPANY DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES Schedules of Investments Investment Abbreviations P.L.C. Public Limited Company ADR American Depositary Receipt SA Special Assessment ST Special Tax CP Certificate Participation GDR Global Depositary Receipt Investment Footnotes † See Security Valuation Note within the Notes to Schedules of Investments. # Total or Partial Securities on Loan. Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document * Non-Income Producing Securities. @ Security purchased with cash proceeds from Securities on Loan. § Affiliated Fund. ^^ See Federal Tax Cost Note within the Notes to Schedules of Investments. » Securities have generally been fair valued. See Security Valuation Note within the Notes to Schedules of Investments. Table of Contents THE U.S. LARGE CAP VALUE SERIES SCHEDULE OF INVESTMENTS July 31, 2019 (Unaudited) Shares Value† COMMON STOCKS — (97.0%) COMMUNICATION SERVICES — (10.0%) #* Altice USA, Inc., Class A 584,995 $ 15,098,721 AT&T, Inc. 35,707,606 1,215,843,984 # CenturyLink, Inc. 7,391,428 89,362,365 #* Charter Communications, Inc., Class A 940,732 362,539,298 Comcast Corp., Class A 21,970,229 948,454,786 #* Discovery, Inc., Class A 1,025,284 31,076,358 * Discovery, Inc., Class C 1,476,314 41,691,107 #* DISH Network Corp., Class A 438,597 14,850,894 Fox Corp., Class A 68,001 2,537,797 * Fox Corp., Class B 35,419 1,317,587 #* GCI Liberty, Inc., Class A 59,566 3,557,877 Interpublic Group of Cos., Inc. (The) 407,368 9,336,875 * Liberty Broadband Corp., Class A 27,366 2,687,068 * Liberty Broadband Corp., Class C 179,960 17,907,820 #* Liberty Media Corp.-Liberty Formula One, Class A 39,281 1,472,252 #* Liberty Media Corp.-Liberty Formula One, Class C 78,562 3,093,772 * Liberty Media Corp.-Liberty SiriusXM, Class A 157,126 6,541,155 * Liberty Media Corp.-Liberty SiriusXM, Class C 314,252 13,154,589 * Madison Square Garden Co. (The), Class A 12,058 3,497,302 News Corp., Class A 527,829 6,946,230 News Corp., Class B 64,856 872,962 #* Sprint Corp. 2,014,058 14,763,045 * T-Mobile US, Inc. 1,093,947 87,220,394 # Viacom, Inc., Class A 4,879 170,570 Viacom, Inc., Class B 1,836,044 55,723,935 Walt Disney Co. (The) 723,205 103,425,547 TOTAL COMMUNICATION SERVICES 3,053,144,290 CONSUMER DISCRETIONARY — (6.8%) Advance Auto Parts, Inc. 260,621 39,259,947 Aramark 948,310 34,319,339 # Autoliv, Inc. 418,017 30,159,927 BorgWarner, Inc. 1,108,515 41,901,867 * Caesars Entertainment Corp. 154,842 1,833,329 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document * Capri Holdings, Ltd. 46,834 1,666,822 #* CarMax, Inc. 262,735 23,057,624 Carnival Corp. 1,353,266 63,914,753 * Dollar Tree, Inc. 753,443 76,662,825 DR Horton, Inc. 3,053,585 140,251,159 # Foot Locker, Inc. 428,567 17,596,961 Ford Motor Co. 16,051,999 152,975,551 # Gap, Inc. (The) 942,706 18,382,767 Garmin, Ltd. 537,036 42,205,659 General Motors Co. 6,055,833 244,292,303 Gentex Corp. 1,387,044 38,032,747 Goodyear Tire & Rubber Co. (The) 84,020 1,153,595 # Harley-Davidson, Inc. 509,141 18,217,065 # Hyatt Hotels Corp., Class A 139,548 10,794,038 Kohl's Corp. 1,636,864 88,161,495 Lear Corp. 355,345 45,050,639 Lennar Corp., Class A 954,715 45,415,793 # Lennar Corp., Class B 37,985 1,443,430 * LKQ Corp. 1,632,589 43,965,622 # Macy's, Inc. 2,356,380 53,560,517 Table of Contents The U.S. Large Cap Value Series CONTINUED Shares Value† CONSUMER DISCRETIONARY — (Continued) MGM Resorts International 2,471,336 $ 74,189,507 * Mohawk Industries, Inc. 582,542 72,637,162 # Newell Brands, Inc. 686,895 9,747,040 * Norwegian Cruise Line Holdings, Ltd. 1,521,501 75,223,009 PulteGroup, Inc. 2,391,049 75,341,954 PVH Corp. 453,566 40,331,089 * Qurate Retail, Inc. 2,762,021 39,054,977 Ralph Lauren Corp. 326,288 34,008,998 Royal Caribbean Cruises, Ltd. 1,212,750 141,091,335 * Skechers U.S.A., Inc., Class A 31,900 1,210,286 Tapestry, Inc. 359,565 11,121,345 Target Corp. 1,473,116 127,277,222 # Toll Brothers, Inc. 212,428 7,641,035 #* Veoneer, Inc. 320,697 5,820,651 # Whirlpool Corp. 493,880 71,849,662 TOTAL CONSUMER DISCRETIONARY 2,060,821,046 CONSUMER STAPLES — (4.7%) Archer-Daniels-Midland Co. 1,090,428 44,794,782 Bunge, Ltd. 586,005 34,240,272 Conagra Brands, Inc. 318,122 9,184,182 # Constellation Brands, Inc., Class A 213,898 42,099,404 # Coty, Inc., Class A 420,041 4,582,647 Ingredion, Inc. 246,558 19,056,468 JM Smucker Co. (The) 896,822 99,717,638 Kraft Heinz Co. (The) 974,551 31,195,378 Kroger Co. (The) 2,545,010 53,852,412 Molson Coors Brewing Co., Class B 1,007,046 54,370,414 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Mondelez International, Inc., Class A 3,530,822 188,863,669 * Pilgrim's Pride Corp. 6,211 168,070 * Post Holdings, Inc. 411,384 44,108,592 Seaboard Corp. 13 53,061 Tyson Foods, Inc., Class A 1,750,467 139,162,127 * US Foods Holding Corp. 1,061,406 37,541,930 Walgreens Boots Alliance, Inc. 3,401,321 185,337,981 Walmart, Inc. 3,918,069 432,476,456 TOTAL CONSUMER STAPLES 1,420,805,483 ENERGY — (13.2%) Anadarko Petroleum Corp. 1,045,026 76,976,615 # Apache Corp. 2,420,600 59,111,052 # Baker Hughes a GE Co. 820,593 20,834,856 Chevron Corp. 8,424,414 1,037,129,608 # Cimarex Energy Co. 164,116 8,315,758 Concho Resources, Inc. 769,257 75,141,024 ConocoPhillips 5,133,675 303,297,519 Devon Energy Corp. 1,783,080 48,143,160 Diamondback Energy, Inc. 521,040 53,891,167 Exxon Mobil Corp. 13,342,676 992,161,387 # Helmerich & Payne, Inc. 360,314 17,900,399 # Hess Corp. 942,191 61,091,664 HollyFrontier Corp. 1,384,206 68,891,933 Kinder Morgan, Inc. 7,033,591 145,032,646 Marathon Oil Corp. 6,031,073 84,857,197 Marathon Petroleum Corp. 3,109,699 175,355,927 # Murphy Oil Corp. 401,288 9,646,963 # National Oilwell Varco, Inc. 1,225,519 29,191,863 # Noble Energy, Inc. 2,942,820 64,977,466 Table of Contents The U.S. Large Cap Value Series CONTINUED Shares Value† ENERGY — (Continued) Occidental Petroleum Corp. 3,079,335 $ 158,154,646 * Parsley Energy, Inc., Class A 301,021 4,993,938 Phillips 66 1,185,191 121,553,189 Pioneer Natural Resources Co. 356,619 49,227,687 Schlumberger, Ltd. 1,546,495 61,813,405 # Targa Resources Corp. 943,828 36,724,347 TechnipFMC P.L.C. 1,440,051 39,659,005 #* Transocean, Ltd. 586,439 3,565,549 Valero Energy Corp. 2,446,479 208,562,335 #* WPX Energy, Inc. 21,015 219,397 TOTAL ENERGY 4,016,421,702 FINANCIALS — (22.4%) Aflac, Inc. 2,301,528 121,152,434 * Alleghany Corp. 33,873 23,227,732 Allstate Corp. (The) 958,107 102,900,692 Ally Financial, Inc. 2,985,389 98,249,152 American Financial Group, Inc. 352,608 36,100,007 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document American International Group, Inc. 1,399,338 78,348,935 * Arch Capital Group, Ltd. 522,976 20,233,941 Assurant, Inc. 226,026 25,622,307 * Athene Holding, Ltd., Class A 102,152 4,173,931 Axis Capital Holdings, Ltd. 110,882 7,059,857 Bank of America Corp. 16,545,018 507,601,152 Bank of New York Mellon Corp. (The) 3,657,167 171,594,276 # BB&T Corp. 2,089,291 107,661,165 * Berkshire Hathaway, Inc., Class B 2,964,684 609,035,034 BOK Financial Corp.
Recommended publications
  • Tiffcom2o2o Market Report Topics トピックス

    Tiffcom2o2o Market Report Topics トピックス

    TIFFCOM2O2O MARKET REPORT TOPICS トピックス TIFFCOM2020 was held in an all-online format to accommodate the ＂New Normal＂. TIFFCOM2020 explored the possibility of a new content market in an on-demand environment that is not restricted by time and space. TIFFCOM2020は、新しい生活様式に合わせたオール・オンラインでの開催を実施。時間と空間に囚われないオンデマンドな環境下で新たなコンテンツマーケットの可能性を探りました。 ONLINE BUSINESS ONLINE BOOTH MATCHING By adopting a virtual booth（VR）, we provided a one- In order to provide benefi cial business opportunities for stop environment for buyers to obtain various content exhibitors and buyers, we provided search functions information and exhibitor information stress-free. such as detailed searches by industry and category, and recommendations based on registered information. バ ーチャルブ ース（VR）を採用し、ストレスフリーでの各種コンテンツ情 報や出展者情報が、ワンストップで入手できる環境を提供。 業種やカテゴリーによる詳細検索、登録情報に基づいたレコメンド検索 機能といった、出展者とバイヤーとの有益な商談機会に繋がる環境を提 供。 Search Participants Exhibitor Details 2 16 ONLINE SCREENING ONLINE SEMINAR Provided an online screening service that connected Featured 18 seminars highlighting the latest trends and exhibitors and buyers in a secure environment（DRM）. personalities in film, TV, and streaming platforms.The Equipped with a search function with detailed keynote speaker was Jim Gianopulos, Chairman and categorization and convenient functions for content CEO of Paramount Pictures. matching. 映画、TV、配信といった各ジャンルの最新テーマや人物にスポットを当 セキュアな環境下（DRM）での出展者とバイヤーを繋ぐオンラインスクリ てた18プログラムを実施。キーノートには、ジム・ジアノプロス氏（パラ ーニングサービスを提供。細かくカテゴリ分けされた検索機能やコンテ マウント・ピクチャーズ会長兼CEO）が登壇。 ンツマッチングに便利な機能を採用。 SUMMARY 総括 TIFFCOM2020 was
  • Annual Report and Financial Statements

    Annual Report and Financial Statements

    Annual Report and Financial Statements for the year ended 31 December 2018 Dimensional Funds ICVC Authorised by the Financial Conduct Authority No marketing notification has been submitted in Germany for the following Funds of Dimensional Funds ICVC: Global Short-Dated Bond Fund International Core Equity Fund International Value Fund United Kingdom Core Equity Fund United Kingdom Small Companies Fund United Kingdom Value Fund Accordingly, these Funds must not be publicly marketed in Germany. Table of Contents Dimensional Funds ICVC General Information* 2 Investment Objectives and Policies* 3 Authorised Corporate Directors’ Investment Report* 6 Incorporation and Share Capital* 10 The Funds 10 Fund Cross-Holdings 10 Authorised Status* 10 Regulatory Disclosure* 10 Potential Implications of Brexit* 10 Responsibilities of the Authorised Corporate Director 11 Responsibilities of the Depositary 11 Report of the Depositary to the Shareholders 11 Directors' Statement 11 Independent Auditors’ Report to the Shareholders of Dimensional Funds ICVC 12 The Annual Report and Financial Statements for each of the below sub-funds (the “Funds”); Emerging Markets Core Equity Fund Global Short-Dated Bond Fund International Core Equity Fund International Value Fund United Kingdom Core Equity Fund United Kingdom Small Companies Fund United Kingdom Value Fund are set out in the following order: Fund Information 14 Portfolio Statement* 31 Statement of Total Return 149 Statement of Change in Net Assets Attributable to Shareholders 149 Balance Sheet 150 Notes to the Financial Statements 151 Distribution Tables 168 Remuneration Disclosures (unaudited)* 177 Supplemental Information (unaudited) 178 * These collectively comprise the Authorised Corporate Directors’ (“ACD”) Report. Dimensional Fund Advisors Ltd. Annual Report and Financial Statements, 31 December 2018 1 Dimensional Funds ICVC General Information Authorised Corporate Director (the “ACD”): Dimensional Fund Advisors Ltd.
  • Ar2008 EN.Pdf

    Ar2008 EN.Pdf

    Financial Highlights 2 Message from the Chairman 3 Board of Directors and Audit Committee 4 Social Activities 2008 8 General Information 11 Nature of Business 14 Risk Factors 17 Shareholders and Management 20 Contents Related Party Transactions 32 Corporate Governance 35 Supervisory Report on Audit Committee 46 Remuneration Committee’s Report 48 Board of Directors’ Responsibility for Financial Reports 49 Management’s Discussion and Analysis 50 Report of Independent Auditor 54 Financial Stetaments 55 () !"#$!% &! # & & '& *,$+ 2510 -./ $!# &#3$3 () ! 4 *!,- $!',$ 2537 && $ &3 40 &$ () # # # , 9 ,& #$!%:,$!' !#$;<,,# =:<>$$!'&" &=":- &=# &%$ !?9 ?&: , () !, &,## -.=:<> <:--?!$ () Thai Rung Union Car Public Company Limited Thai Rung Union Car Plc. has long been established in the business of motor vehicle assembly Originally founded as a limited partnership under the name Thai Rung Engineering in 1967. its business success eventually led to its become a listed company on the Stock Exchange of Thailand in 1994 under the current name, Thai Rung Union Car Public Company Limited. For the last forty years, until the Present, Thai Rung Union Car Plc. has always been dedicated to developing creative and innovative products for the Thai automotive assembly industry, has also had success with imaginative exports to several countries in different parts of the world. lts products have been popular with consumers, and it has received the Prime MinisterGs Award for Best Exporter and the Car of the Year Award, to name just two of many awards. All this is a source of great pride to us at Thai Rung Union Car Plc. and it also strengthens our determination to continue ceaselessly creating and developing quality products for thai people and the thai nation.
  • 1Q FY2016 Presentation Material

    1Q FY2016 Presentation Material

    0. Table of Contents 1. Overview of Quarterly Consolidated Financial Results 2. Business Forecast for FY2016 3. Internet Advertisement Business 4. Game Business 5. Media Business 6. Up-front Investment 7. Summary 1 1. Overview of Quarterly Consolidated Financial Results Overview of Quarterly Consolidated Financial Results (October 2015-December 2015) 2 1. Overview of Quarterly Consolidated Financial Results [Highlights] FY2016 1Q Consolidated Marked a record high. Financial Sales: 74.0 billion yen up 16.7% year-on-year Results OP: 12.9 billion yen up 3.6% year-on-year Sales and profit growth rates remained high. Ad Business Sales: 39.2 billion yen up 17.8% year-on-year OP: 3.3 billion yen up 16.5% year-on-year The performance of major titles is favorable. Game Sales: 29.7 billion yen up 50.7% year-on-year Business OP: 8.8 billion yen up 84.9% year-on-year Release of AmebaFRESH! in Jan. and AbemaTV in Apr. Media Sales: 5.8 billion yen down 4.1% year-on-year Business OP : 0.6 billion yen up 2.1x year-on-year 3 1. Overview of Quarterly Consolidated Financial Results [Quarterly Consolidated Sales] Unit: billion yen 74.0 69.2 Record high results 63.4 60.5 61.1 60.0 Up 16.7% year-on-year 57.7 52.4 51.2 43.7 42.2 40.8 41.3 39.2 40.0 38.0 35.9 33.7 32.1 30.6 30.9 28.7 29.1 26.3 24.2 24.6 21.4 20.0 0.0 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q FY2010 FY2011 FY2012 FY2013 FY2014 FY2015 FY2016 4 1.
  • IHS Automotive Regional Report Supplierbusiness ASEAN Automotive Supplier Report

    IHS Automotive Regional Report Supplierbusiness ASEAN Automotive Supplier Report

    IHS Automotive Regional Report SupplierBusiness ASEAN Automotive Supplier Report 2013 Edition supplierbusiness.com IHS Automotive SupplierBusiness | ASEAN Automotive Suppliers Report Contents ASEAN automotive & supplier market overview ......................................................................................................... 7 Indonesia – Automotive Industry Overview ............................................................................................................... 17 Overview of Macro Economic Situation ................................................................................................................. 17 Planned Investment in Infrastructure Development Projects .............................................................................. 18 National Automotive Policy & Plans ........................................................................................................................ 19 Manufacturing Advantage ........................................................................................................................................ 22 Overview of Automotive Industry & Supply Chain ................................................................................................. 23 Overview of Vehicle Component Suppliers ............................................................................................................ 29 List of Joint-Ventures and Mergers & Acquisitions in 2012/2013 ........................................................................ 30 OEM Supplier
  • Birth and Evolution of Korean Reality Show Formats

    Birth and Evolution of Korean Reality Show Formats

    Georgia State University ScholarWorks @ Georgia State University Film, Media & Theatre Dissertations School of Film, Media & Theatre Spring 5-6-2019 Dynamics of a Periphery TV Industry: Birth and Evolution of Korean Reality Show Formats Soo keung Jung [email protected] Follow this and additional works at: https://scholarworks.gsu.edu/fmt_dissertations Recommended Citation Jung, Soo keung, "Dynamics of a Periphery TV Industry: Birth and Evolution of Korean Reality Show Formats." Dissertation, Georgia State University, 2019. https://scholarworks.gsu.edu/fmt_dissertations/7 This Dissertation is brought to you for free and open access by the School of Film, Media & Theatre at ScholarWorks @ Georgia State University. It has been accepted for inclusion in Film, Media & Theatre Dissertations by an authorized administrator of ScholarWorks @ Georgia State University. For more information, please contact [email protected]. DYNAMICS OF A PERIPHERY TV INDUSTRY: BIRTH AND EVOLUTION OF KOREAN REALITY SHOW FORMATS by SOOKEUNG JUNG Under the Direction of Ethan Tussey and Sharon Shahaf, PhD ABSTRACT Television format, a tradable program package, has allowed Korean television the new opportunity to be recognized globally. The booming transnational production of Korean reality formats have transformed the production culture, aesthetics and structure of the local television. This study, using a historical and practical approach to the evolution of the Korean reality formats, examines the dynamic relations between producer, industry and text in the
  • Retirement Strategy Fund 2060 Description Plan 3S DCP & JRA

    Retirement Strategy Fund 2060 Description Plan 3S DCP & JRA

    Retirement Strategy Fund 2060 June 30, 2020 Note: Numbers may not always add up due to rounding. % Invested For Each Plan Description Plan 3s DCP & JRA ACTIVIA PROPERTIES INC REIT 0.0137% 0.0137% AEON REIT INVESTMENT CORP REIT 0.0195% 0.0195% ALEXANDER + BALDWIN INC REIT 0.0118% 0.0118% ALEXANDRIA REAL ESTATE EQUIT REIT USD.01 0.0585% 0.0585% ALLIANCEBERNSTEIN GOVT STIF SSC FUND 64BA AGIS 587 0.0329% 0.0329% ALLIED PROPERTIES REAL ESTAT REIT 0.0219% 0.0219% AMERICAN CAMPUS COMMUNITIES REIT USD.01 0.0277% 0.0277% AMERICAN HOMES 4 RENT A REIT USD.01 0.0396% 0.0396% AMERICOLD REALTY TRUST REIT USD.01 0.0427% 0.0427% ARMADA HOFFLER PROPERTIES IN REIT USD.01 0.0124% 0.0124% AROUNDTOWN SA COMMON STOCK EUR.01 0.0248% 0.0248% ASSURA PLC REIT GBP.1 0.0319% 0.0319% AUSTRALIAN DOLLAR 0.0061% 0.0061% AZRIELI GROUP LTD COMMON STOCK ILS.1 0.0101% 0.0101% BLUEROCK RESIDENTIAL GROWTH REIT USD.01 0.0102% 0.0102% BOSTON PROPERTIES INC REIT USD.01 0.0580% 0.0580% BRAZILIAN REAL 0.0000% 0.0000% BRIXMOR PROPERTY GROUP INC REIT USD.01 0.0418% 0.0418% CA IMMOBILIEN ANLAGEN AG COMMON STOCK 0.0191% 0.0191% CAMDEN PROPERTY TRUST REIT USD.01 0.0394% 0.0394% CANADIAN DOLLAR 0.0005% 0.0005% CAPITALAND COMMERCIAL TRUST REIT 0.0228% 0.0228% CIFI HOLDINGS GROUP CO LTD COMMON STOCK HKD.1 0.0105% 0.0105% CITY DEVELOPMENTS LTD COMMON STOCK 0.0129% 0.0129% CK ASSET HOLDINGS LTD COMMON STOCK HKD1.0 0.0378% 0.0378% COMFORIA RESIDENTIAL REIT IN REIT 0.0328% 0.0328% COUSINS PROPERTIES INC REIT USD1.0 0.0403% 0.0403% CUBESMART REIT USD.01 0.0359% 0.0359% DAIWA OFFICE INVESTMENT
  • Annual Report and Financial Statements

    Annual Report and Financial Statements

    Annual Report and Financial Statements for the year ended 31 December 2019 Dimensional Funds ICVC Authorised by the Financial Conduct Authority No marketing notification has been submitted in Germany for the following Funds of Dimensional Funds ICVC: Global Short-Dated Bond Fund International Core Equity Fund International Value Fund United Kingdom Core Equity Fund United Kingdom Small Companies Fund United Kingdom Value Fund Accordingly, these Funds must not be publicly marketed in Germany. Table of Contents Dimensional Funds ICVC General Information* 2 Investment Objectives and Policies* 3 Authorised Corporate Director’s Investment Report* 5 Incorporation and Share Capital* 9 The Funds* 9 Fund Cross-Holdings* 9 Fund and Shareholder Liability* 9 Regulatory Disclosure* 9 Potential Implications of Brexit* 9 Responsibilities of the Authorised Corporate Director 10 Responsibilities of the Depositary 10 Report of the Depositary to the Shareholders 10 Directors' Statement 10 Independent Auditors’ Report to the Shareholders of Dimensional Funds ICVC 11 The Annual Report and Financial Statements for each of the below sub-funds (the “Funds”); Emerging Markets Core Equity Fund Global Short-Dated Bond Fund International Core Equity Fund International Value Fund United Kingdom Core Equity Fund United Kingdom Small Companies Fund United Kingdom Value Fund are set out in the following order: Fund Information* 13 Portfolio Statement* 30 Statement of Total Return 139 Statement of Change in Net Assets Attributable to Shareholders 139 Balance Sheet 140 Notes to the Financial Statements 141 Distribution Tables 160 Remuneration Disclosures (unaudited)* 169 Supplemental Information (unaudited)* 170 * These collectively comprise the Authorised Corporate Director’s (“ACD”) Report. Dimensional Fund Advisors Ltd.
  • View Annual Report

    View Annual Report

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 20-F ☐ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Commission File Number: 000-30540 GIGAMEDIA LIMITED (Exact name of registrant as specified in its charter) REPUBLIC OF SINGAPORE (Jurisdiction of incorporation or organization) 8 TH FLOOR, NO. 22, LANE 407, SECTION 2 TIDING BOULEVARD, TAIPEI, TAIWAN, R.O.C. (Address of principal executive offices) COLLIN HWANG, Chief Executive Officer 8 TH FLOOR, NO. 22, LANE 407, SECTION 2 TIDING BOULEVARD, TAIPEI, TAIWAN, R.O.C. Tel: 886-2-2656-8000; Fax: 886-2-2656-8003 Securities registered or to be registered pursuant to Section 12(b) of the Exchange Act: Title of Each Class Name of Each Exchange on Which Registered Ordinary Shares The NASDAQ Stock Market LLC Securities registered or to be registered pursuant to Section 12(g) of the Exchange Act: None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report: 11,052,235 ordinary shares Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐ No ☒ If this annual report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
  • NASDAQ Stock Market

    NASDAQ Stock Market

    Nasdaq Stock Market Friday, December 28, 2018 Name Symbol Close 1st Constitution Bancorp FCCY 19.75 1st Source SRCE 40.25 2U TWOU 48.31 21st Century Fox Cl A FOXA 47.97 21st Century Fox Cl B FOX 47.62 21Vianet Group ADR VNET 8.63 51job ADR JOBS 61.7 111 ADR YI 6.05 360 Finance ADR QFIN 15.74 1347 Property Insurance Holdings PIH 4.05 1-800-FLOWERS.COM Cl A FLWS 11.92 AAON AAON 34.85 Abiomed ABMD 318.17 Acacia Communications ACIA 37.69 Acacia Research - Acacia ACTG 3 Technologies Acadia Healthcare ACHC 25.56 ACADIA Pharmaceuticals ACAD 15.65 Acceleron Pharma XLRN 44.13 Access National ANCX 21.31 Accuray ARAY 3.45 AcelRx Pharmaceuticals ACRX 2.34 Aceto ACET 0.82 Achaogen AKAO 1.31 Achillion Pharmaceuticals ACHN 1.48 AC Immune ACIU 9.78 ACI Worldwide ACIW 27.25 Aclaris Therapeutics ACRS 7.31 ACM Research Cl A ACMR 10.47 Acorda Therapeutics ACOR 14.98 Activision Blizzard ATVI 46.8 Adamas Pharmaceuticals ADMS 8.45 Adaptimmune Therapeutics ADR ADAP 5.15 Addus HomeCare ADUS 67.27 ADDvantage Technologies Group AEY 1.43 Adobe ADBE 223.13 Adtran ADTN 10.82 Aduro Biotech ADRO 2.65 Advanced Emissions Solutions ADES 10.07 Advanced Energy Industries AEIS 42.71 Advanced Micro Devices AMD 17.82 Advaxis ADXS 0.19 Adverum Biotechnologies ADVM 3.2 Aegion AEGN 16.24 Aeglea BioTherapeutics AGLE 7.67 Aemetis AMTX 0.57 Aerie Pharmaceuticals AERI 35.52 AeroVironment AVAV 67.57 Aevi Genomic Medicine GNMX 0.67 Affimed AFMD 3.11 Agile Therapeutics AGRX 0.61 Agilysys AGYS 14.59 Agios Pharmaceuticals AGIO 45.3 AGNC Investment AGNC 17.73 AgroFresh Solutions AGFS 3.85
  • Link Motion Provides Update on Filing of Form 20-F

    Link Motion Provides Update on Filing of Form 20-F

    Languages Sign In Send a Release Products News Resources Contact Search Overview Latest Regional Industry Trending Topics Multimedia Other Languages Public Company News Link Motion Provides Update on Filing of Form 20-F Link Motion Inc. Share: 2018-05-16 04:37 796 BEIJING, May 16, 2018 /PRNewswire/ -- Link Motion Inc., (NYSE: LKM), a leading smart car and smart ride company, today provided an update on the filing of its 2017 annual report on Form 20-F (the "2017 20-F") as well as its previously issued unaudited financial statements for the relevant periods in 2016 including the entire financial year of 2016, each of the periods in 2017 including the entire financial year of 2017, and the audited financial statements for 2016 in its 2016 annual report on Form 20-F (the "2016 20-F"). During the final preparation of its 2017 20-F, the Company's management identified an error regarding the classification of RMB512 million of its term deposits ("Term Deposits") and notified the Audit Committee and Marcum Bernstein & Pinchuk LLP, its independent accountant of this identified error. Management also identified that certain agreements related to the Term Deposits, such as a joint custodian agreement, pledge agreement and the related personal bank loan agreements for Dr. Shi should have been disclosed and the Term Deposits should have been classified as restricted in the Company's audited financial statements as of and for the year ended 2016. The management team began a comprehensive review process in order to make necessary adjustments and any required disclosures. These identified term deposits consist of (i) RMB72 million related to a foreign currency-related loan with China Merchants Bank which was previously disclosed in the Company's 2016 20-F and (ii) RMB440 million exclusively related to Dr.
  • ADVISORSHARES TRUST Annual Report June 30, 2018

    ADVISORSHARES TRUST Annual Report June 30, 2018

    ADVISORSHARES TRUST 4800 Montgomery Lane Suite 150 Bethesda, Maryland 20814 www.advisorshares.com 1.877.843.3831 Annual Report June 30, 2018 TABLE OF CONTENTS Letter from the CEO of AdvisorShares Investments, LLC. 1 Hypothetical Growth of a $10,000 Investment, Historical Performances . 3 Shareholder Expense Examples . 33 Schedules of Investments AdvisorShares Cornerstone Small Cap ETF (SCAP) . 35 AdvisorShares Dorsey Wright ADR ETF (AADR) . 41 AdvisorShares Focused Equity ETF (CWS) . 44 AdvisorShares KIM Korea Equity ETF (KOR). 46 AdvisorShares Madrona Domestic ETF (FWDD) . 49 AdvisorShares Madrona Global Bond ETF (FWDB) . 58 AdvisorShares Madrona International ETF (FWDI) . 60 AdvisorShares New Tech and Media ETF (FNG) . 63 AdvisorShares Newfleet Multi-Sector Income ETF (MINC). 64 AdvisorShares Pacific Asset Enhanced Floating Rate ETF (FLRT) . 78 AdvisorShares Ranger Equity Bear ETF (HDGE) . 83 AdvisorShares Sage Core Reserves ETF (HOLD). 85 AdvisorShares STAR Global Buy-Write ETF (VEGA). 90 AdvisorShares VICE ETF (ACT) . 91 AdvisorShares Wilshire Buyback ETF (TTFS). 92 Statements of Assets and Liabilities . 96 Statements of Operations . 100 Statements of Changes in Net Assets . 104 Financial Highlights . 110 Notes to Financial Statements . 121 Report of Independent Registered Public Accounting Firm. 144 Board of Trustees and Officers (Unaudited) . 145 Supplemental Information . 146 ADVISORSHARES TRUST Letter from the CEO of AdvisorShares Investments, LLC June 30, 2018 As rumblings of potential trade wars and rising interest rates have tended to overshadow the recent fi nancial news cycle, depending on one’s outlook, an ominous cloud may seem lurking over the broader markets and the asset management industry. Another perspective could easily take a more optimistic viewpoint, regardless if we’re continuing an historic bull market or on a path towards a bear market, that an increasing amount of educational resources and tools using the best investment technology available today in the form of exchange-traded funds (ETFs) are available for investors to manage risk.