THIRD PARTY PLATFORMS, WRAPS AND INVESTMENT MANAGERS & STOCKBROKERS

The following sets out the Platforms, Wraps, Investment Managers and Stockbrokers who have agreed to James Hay Partnership's terms and conditions. If an Investment Manager or Stockbroker that you would like to use is not on this list, please contact us and we will liaise with the third party to find out if they are able to meet our requirements with a view to including them on this list.

Please note: We do not carry out due diligence checks and will not be held liable for their or their custodians’ actions. You should satisfy yourself of the soundness and quality of any third party being appointed.

PLATFORMS AND WRAPS

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INVESTMENT MANAGERS AND STOCKBROKERS

Adam & Company & Co ADM Investor Services Credo Capital Amundi (UK) Limited Cunningham Coates Ltd & Co Dalton Strategic Partnership LLP Aubrey Capital Management Daniel Stewart & Company Bank Hapoalim Danske Bank Portfolio Management Service De Brae Dowgate Capital Stockbrokers Barclays Stockbrokers Duncan Lawrie Asset Management Barratt & Cooke Limited EFG Beaufort Equity Limited Fieldings Investment Management Ltd Beckett Asset Management Ltd First Equity Berkeley Futures Limited Fiske Plc Best Invest Brokers (Plc) Fleming Family & Partners Wealth Planning Ltd Blankstone Sington Ltd Forex Capital Markets Ltd Border Asset Management GAM London Bordie & Cie (UK) PLC Gerrard Brewin Dolphin GHC Capital Markets Broadstone Pensions & Investments Limited Global Prime Partners Brooks Macdonald Goldman Sachs Brown Shipley Investment Managers Gore Browne Investment Management BSI Generali UK Ltd Graham Corry Cheevers C Hoare & Co Hargreave Hale Canaccord Genuity Limited Hathaway Cardale Stockbrokers Hawksmoor Investment Management Cave & Sons Ltd Heartwood Wealth Management Cavendish Asset Management Hedley & Company Stockbrokers Limited Cazenove Henderson Rowe Charles Stanley HFM Columbus Charteris Treasury Portfolio Managers Hobart Capital Markets City Asset Management Hottinger & Co Close Asset Management Limited HSBC Investments Cornelian Asset Managers Ltd Ingenious Asset Management Cornhill Capital Limited Investec Wealth & Investment Courtiers J O Hambro Investment Management

James Brearley & Son Redmayne Bentley James Sharp & Co Rossie House Investment Management Jarvis Investment Management Ltd Rothschild Private Management JLT Investment Management Rowan & Co J M Finn Ruffer LLP Julius Baer Sanlam Securities UK Limited Jupiter Asset Management S&T Asset Management Killik & Co S C Davies & Company Limited Kleinwort Benson Saltus Partners LLP Libertas Partners LLP Sanlam Private Investment (UK) Limited London & Capital Sarasin Chiswell Matrix Group Limited SCM Private LLP McInroy & Wood Seven Investment Management Midas Investment Management Limited SG Hambros Millbank Investment Managers Limited Shore Capital Moneycorp Markets Ltd Smith & Pinching Financial Services Limited Moore Stephens Smith & Williamson Morgan Stanley International Société Générale Hambros MPL Wealth Management Limited Speirs & Jeffery Limited Murray Asset Management Standard Life Wealth Myddleton Croft Investment Managers Stocktrade Nedbank Private Wealth TAM Asset Management Otkritie Securities Ltd Tee Financial Plc Parmenion Capital Partners Templeton Securities Limited Pembroke Asset Management LLP Thesis PFP Wealth Management LLP Tilney Bestinvest Pilling & Co Stockbrokers Thomas Grant & Co Ltd Praemium Towry Asset Management Limited Premier Fund Managers Limited Turcan Connell Asset Management Limited Premier Clients UBS AG PSigma Investment Management Veritas Investment Management LLP Quilter Cheviot Limited Vestra Wealth LLP R C Brown Investment Management W H Ireland Rathbones Wellian Investment Solutions Limited Raymond James RBC Wealth Management

Note - Only Investment Managers, Stockbrokers and Platforms/Wraps who satisfy James Hay Partnership's administration criteria are included on this list. James Hay Partnership reserves the right, at its absolute discretion, to remove any party from this list if it is unable to satisfy James Hay Partnership's administration criteria, or for any other reason. For more details of the charges that will apply in this circumstance please refer to the Charges Schedule for your SIPP, available on our website at www.jameshay.co.uk

James Hay Partnership is able to provide literature in alternative formats. The formats available are: Large Print (as recommended by RNIB), Braille, Audio Tape and PC Disk. If you would like to receive this document in an alternative format please contact us on 03455 212 414. For the hard of hearing and / or speech impaired, please use the Typetalk service via 18001 03455 212 414.

James Hay Partnership is the trading name of James Hay Insurance Company Limited (JHIC) (registered in Jersey number 77318); IPS Pensions Limited (IPS) (registered in England number 2601833); James Hay Administration Company Limited (JHAC) (registered in England number 4068398); James Hay Pension Trustees Limited (JHPT) (registered in England number 1435887); James Hay Wrap Managers Limited (JHWM) (registered in England number 4773695); James Hay Wrap Nominee Company Limited (JHWNC) (registered in England number 7259308); PAL Trustees Limited (PAL) (registered in England number 1666419); Santhouse Pensioneer Trustee Company Limited (SPTCL) (registered in England number 1670940); Sarum Trustees Limited (SarumTL) (registered in England number 1003681); Sealgrove Trustees Limited (STL) (registered in England number 1444964); The IPS Partnership Plc (IPS Plc) (registered in England number 1458445); Union Pension Trustees Limited (UPT) (registered in England number 2634371) and Union Pensions Trustees (London) Limited (UPTL) (registered in England number 1739546). JHIC has its registered office at 3rd Floor, 37 Esplanade, St Helier, Jersey, JE2 3QA. IPS, JHAC, JHPT, JHWM, JHWNC, SPTCL, SarumTL and IPS Plc have their registered office at Trinity House, Buckingway Business Park, Anderson Road, Swavesey, Cambs CB24 4UQ. PAL, STL, UPT and UPTL have their registered office at Dunn’s House, St Paul’s Road, Salisbury, SP2 7BF. JHIC is regulated by the Jersey Financial Services Commission and JHAC, JHWM, IPS and IPS Plc are authorised and regulated by the Financial Conduct Authority. The provision of Small Self Administered Schemes (SSAS) and trustee and/or administration services for SSAS are not regulated by the FCA. Therefore, IPS and IPS Plc are not regulated by the FCA in relation to these schemes or services.(01/14)

JHAY 0955 APR16 www.jameshay.co.uk