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Alphabetical Reference November 2014 1 Alphabetical Reference November 2014 ABN AMRO Securities (USA) LLC ABNA 0349 CLEARING NO. Abner, Herrman & Brock, Inc. AHBI 0352∆ 0352† CNS Academy Securities, Inc. ACAD 0352∆ 0352† CNS MUNI- Acadia Life International Limited 6902 OTC OTC/ MUNI Name Symbol Other MUNI Type ACAP Financial, Inc. ACAP 8072∆ A. R. Schmeidler & Co., Inc. SCHM 0443† CNS Access Financial Group, Inc. AFGI 0352∆ 0352† CNS Abacus Investments, Inc. ABAI 0309∆ 0309† CNS Access Securities, Inc. AXCB 0443∆ 0443† CNS Abel/Noser Corp. ANOS 0100∆ Access Securities, Inc. CBAL 0443† CNS ABG Sundal Collier, Inc. ABGS 0103∆ Access Securities, Inc. AXCS 0443∆ Access Securities, Inc. AXGP 0501∆ ABN Amro Chicago Corporation Bond Trading AABT 5231 TFT Accrued Equities, Inc. 5678 ABN AMRO Clearing Chicago LLC SHMR 0695 Acorns Securities, LLC ACRN 0235∆ ABN AMRO Clearing Chicago LLC SIMA 0330∆ ACPI Global UCITS Funds PLC 3329 ABN AMRO Clearing Chicago LLC ATGX 0396∆ Activner Securities, Inc. ACTI 0443† CNS ABN AMRO Clearing Chicago LLC BRIX 0396∆ Adirondack Funds 6613 ABN AMRO Clearing Chicago LLC CACX 0396∆ Adirondack Trading Group LLC ADKT 0309∆ 0309† CNS ABN AMRO Clearing Chicago LLC FWBA 0396∆ Adirondack Trading Group, LLC ADAK 0052∆ 0052† CNS ABN AMRO Clearing Chicago LLC HEDX 0396∆ ADP Inc./TPA 7120 ABN AMRO Clearing Chicago LLC HNCA 0396∆ Advance Capital I, Inc. 5860 ABN AMRO Clearing Chicago LLC IMCX 0396∆ Advanced Advisor Group, LLC 6015 ABN AMRO Clearing Chicago LLC MNTX 0396∆ Advanced Asset Trading, Inc. BRGI 0235∆ 0235† CNS ABN AMRO Clearing Chicago LLC MQRX 0396∆ Advanced Equities, Inc. ADVA 0052∆ 0052† CNS ABN AMRO Clearing Chicago LLC OTFX 0396∆ Advantage GFC LLC PINO 0750∆ ABN AMRO Clearing Chicago LLC QLBX 0396∆ Adviser Dealer Services, Inc. 5706 ABN AMRO Clearing Chicago LLC WEBX 0396∆ Advisors Asset Management, Inc. FISB 0226† CNS ABN AMRO Clearing Chicago LLC ZENA 0396∆ Advisors Asset Management, Inc. FISA 0443∆ 0443† CNS ABN AMRO Clearing Chicago LLC JEXF 0536∆ Advisors Clearing Network, Inc. 0359 ABN AMRO Clearing Chicago LLC PITX 0541∆ Aegis Capital Corp. ACCP 0158∆ 0158† CNS ABN AMRO Clearing Chicago LLC PRPX 0541∆ Aegis Capital Corp. AGCP 0235∆ 0235† CNS ABN AMRO Clearing Chicago LLC SWDX 0541∆ Aegis Capital Corp. AGIS 0235∆ 0235† CNS ABN AMRO Clearing Chicago LLC ALLX 0695∆ Aegis Capital Corp. AEGC 0512∆ 0512† CNS ABN AMRO Clearing Chicago LLC ATIX 0695∆ Aegis Investments, Inc. AEGS 0750∆ 0750† CNS ABN AMRO Clearing Chicago LLC CHVX 0695∆ AG BD, LLC AGBD 0352∆ ABN AMRO Clearing Chicago LLC COGX 0695∆ Agency Trading Group, Inc. ATGP 0226∆ 0226† CNS ABN AMRO Clearing Chicago LLC CSSX 0695∆ AIG Capital Services, Inc. 5596 ABN AMRO Clearing Chicago LLC FMGF 0695∆ AIG Capital Services, Inc. 5718 ABN AMRO Clearing Chicago LLC GPTX 0695∆ AIG Capital Services, Inc./VALIC 5560 ABN AMRO Clearing Chicago LLC GTTX 0695∆ Akar Capital Management, Inc. CAAA 0750∆ ABN AMRO Clearing Chicago LLC IMMX 0695∆ Alamo Capital ALAC 0309∆ 0309† CNS ABN AMRO Clearing Chicago LLC LARX 0695∆ Alanar Incorporated ALIN 0309† CNS ABN AMRO Clearing Chicago LLC LBKX 0695∆ Alerus Financial, N.A. 1381 ABN AMRO Clearing Chicago LLC OBDX 0695∆ Alerus Securities Corporation FNBS 0235∆ 0235† CNS ABN AMRO Clearing Chicago LLC OFSX 0695∆ Alexander (Don) Investments, Inc. DAII 0235∆ 0235† CNS ABN AMRO Clearing Chicago LLC PISX 0695∆ Alexander Capital, L.P. ACLP 0235∆ 0235† CNS ABN AMRO Clearing Chicago LLC QEDX 0695∆ Alexander Investment Services Co. ALIS 0235∆ 0235† CNS ABN AMRO Clearing Chicago LLC QLTX 0695∆ Alexandra & James Co. AJCO 0443† CNS ABN AMRO Clearing Chicago LLC SETX 0695∆ Alforma Capital Markets, Inc. ALFA 0443∆ ABN AMRO Clearing Chicago LLC SLTX 0695∆ Algo Engineering Execution Services ABN AMRO Clearing Chicago LLC SUNX 0695∆ LLC ALGF 0541∆ ABN AMRO Clearing Chicago LLC TTTX 0695∆ All Funds, Inc. AFIN 0226† CNS ABN AMRO Clearing Chicago Alleghany Investments Inc. ALLE 0226† CNS LLC/Bonds ABND 0575 Allen & Company LLC ALLN 0443∆ ABN AMRO Clearing Chicago Allen & Company of Florida, Inc. ALEN 0141† CNS LLC/CPM FLTG 0330 Allen, Mooney & Barnes Brokerage ABN AMRO Clearing Chicago Services, LLC AMBB 0141† CNS LLC/Institutional AACC 0541 Alliance Advisory & Securities, Inc. ALAD 0235† CNS ABN AMRO Clearing Chicago Alliance Bernstein Investment LLC/Portfolio Margining APMA 0396 Research and Investment 5515 1 Alphabetical Reference November 2014 Management, Inc. Allstate Life Insurance Company/CIGNA/Administered by Alliance Financial Group, Inc. AKGS 0141∆ 0141† CNS Se2 Technology Solution 4690 Allstate Life Insurance AllianceBernstein Investment Company/Fixed 4750 Research and Investment Mgmt, Allston Trading, LLC ALTN 0695∆ Inc./Sanford C. Bernstein 5553 AllianceBernstein Investment Allston Trading, LLC ALTR 0695∆ Research and Investment Mgmt., Alluvion Securities, LLC ALLU 0750∆ 0750† CNS Inc./ACIT 6584 Alpine Securities Corporation ALPS 8072 AllianceBernstein Investment ALPS Distributors Inc. 5642 Research and Investment Mgmt., Alps Distributors Inc./1290 Funds 3144 Inc./International Div. 5809 ALPS Distributors Inc./Broadview AllianceBernstein Investments, Inc. 1236 Funds 1349 ALPS Distributors Inc./Centre Funds 5455 Alliant Securities, Inc. Turner, Nord, ALPS Distributors Inc./Cognios Kienbaum BZTN 0141† CNS Funds 7032 Allianz Global Investors Distributors LLC 5554 ALPS Distributors Inc./Cupps Funds 3062 Allianz Global Investors Distributors ALPS Distributors Inc./GKE Asian LLC/Allianz Global Investors Fund Opportunities Fund 7944 SICAV 5609 ALPS Distributors Inc./Griffin Allianz Global Investors Distributors Institutional Access Real Estate LLC/College Access Plan 5579 Fund 3086 Allianz Global Investors Distributors ALPS Distributors Inc./James LLC/MI 529 Advisors Plan 6768 Advantage Funds 5613 Allianz Global Investors Distributors ALPS Distributors Inc./Litman LLC/Oklahoma Dream 529 5921 Gregory Masters Funds 4892 Allianz Global Investors Distributors ALPS Distributors Inc./Longleaf LLC/Premier Multi-Series VIT 5703 Partner Funds 4863 Allianz Life Insurance Co. of New ALPS Distributors Inc./New Sheridan York-Fixed Business 4682 Funds 3113 Allianz Life Insurance Co. of North ALPS Distributors Inc./Resource America-Fixed Business 4570 Real Estate Diversified Income Fund 7047 ALPS Distributors Inc./Whitebox Allianz Life Insurance Company of Funds 3763 New York 4524 ALPS Distributors, Inc./13D Activist Allianz Life Insurance Company of Fund 3796 North America 4523 ALPS Distributors, Inc./ALPS Allied Beacon Partners, Inc. ABPI 0235† CNS Variable Investment Trust #6609 6609 Allstate Financial Services, LLC LAGI 0226† CNS ALPS Distributors, Inc./AQR Funds 5922 Allstate Financial Services, LLC 0222 ALPS Distributors, Inc./Aspen Funds 3717 Allstate Financial Services, ALPS Distributors, Inc./Babson LLC/Allstate Financial Annuities 5341 Capital Funds Trust 7957 Allstate Life Insurance Company 4528 ALPS Distributors, Inc./BBH Funds 5722 Allstate Life Insurance Company of ALPS Distributors, Inc./Brown New York 4557 Capital 3740 Allstate Life Insurance Company of ALPS Distributors, Inc./Caldwell & New York/Administered by Orkin 5684 Prudential 4688 ALPS Distributors, Inc./Centaur Mutual Funds 5337 Allstate Life Insurance Company of New York/Administered by SE2 ALPS Distributors, Inc./Century Technology Solutions 4697 Capital Management Trust 5597 Allstate Life Insurance Company of ALPS Distributors, Inc./Corner Cap New York/Fixed 4751 Funds 5384 Allstate Life Insurance ALPS Distributors, Inc./Cortina Company/Administered by Funds 3762 Prudential 4687 ALPS Distributors, Inc./CRM Funds 6619 Allstate Life Insurance ALPS Distributors, Inc./Crystal Company/Administered by SE2 Strategy Funds 1329 Technology Solutions 4696 ALPS Distributors, Inc./Cullen Funds 5466 Allstate Life Insurance ALPS Distributors, Inc./Cullen Funds Company/Cigna 4580 plc 3710 ALPS Distributors, Inc./Emerald 3619 2 Alphabetical Reference November 2014 Funds Ambassador Financial Group, Inc. AFGT 0279∆ 0279† CNS ALPS Distributors, Inc./FirstHand America Northcoast Securities, Inc. DALE 0443∆ 0443† CNS Funds 4901 America Northcoast Securities, Inc. 4951 ALPS Distributors, Inc./FIT-ALPS Funds 5904 American Capital Partners ACPL 0235∆ ALPS Distributors, Inc./Grandeur American Centurion Life Assurance Peak Funds 3759 Company 4600 ALPS Distributors, Inc./Heartland American Century Brokerage, Inc. ACBD 0443∆ 0443† CNS Funds 5571 American Century Investment ALPS Distributors, Inc./Henssler Services Inc./Kansas Postsecondary Funds 6550 Savings Program 5338 ALPS Distributors, Inc./Holland American Century Investment Balanced Fund 6597 Services Inc./SICAV Funds 3728 ALPS Distributors, Inc./Index IQ Trust 6505 American Century Investment ALPS Distributors, Inc./Insignia Services, Inc. 5646 Funds 3024 American Diversified Financial ALPS Distributors, Inc./Laudus Group, LLC ADFG 0235∆ 0235† CNS Funds 4903 American Enterprise Investment ALPS Distributors, Inc./Mairs and Services Inc. HRBF 0756 0756 CNS Power Funds Trust 6546 ALPS Distributors, Inc./Oak Funds 5761 American Enterprise Investment Services Inc. 3433 ALPS Distributors, Inc./Pathway Advisors Funds 3356 American Enterprise Life Insurance ALPS Distributors, Inc./Paxworld Company 4541 Funds 4940 American Funds Distributors, Inc. 0754 ALPS Distributors, Inc./Redmont American Funds Distributors, Inc. 5504 Funds 3787 American Funds Distributors, Inc./LC ALPS Distributors, Inc./River North 6508 Funds 6520 Planpremier ALPS Distributors, Inc./Riverside American General Life Ins Co/AIG Funds 3028 Annuities - Fixed 3310 ALPS Distributors, Inc./Seafarer American General Life
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